08-Unit Outline POL374
08-Unit Outline POL374
08-Unit Outline POL374
Division of Humanities
Department of Politics & International Relations
1. Overview
This unit surveys recent literature of public policy studies and policy analysis and
examines the complex processes of governmental policy making. Questions are raised
about the state in contemporary society and the distribution of power in the unfolding
stages of policy development, implementation and evaluation. The course draws on
analytical literature from a variety of sources, but its empirical content is supported
throughout by Australian examples. Knowledge of the institutions of Australian
government is important for the unit.
The study of policy processes requires both a broad understanding of the relationships
between state and society and a detailed scrutiny of the way in which decisions and non-
decisions come about and are captured in (in)action. Case study material is used in the
unit as a way of delineating broad issues with empirical material.
The subject has a practical focus because policy-making is the stuff of much social and
political action and is the day-to-day activity of individuals working in particular jobs.
At the same time, it is a critical study that requires us to specify and to test the
assumptions and frames of reference we bring to our understanding of policy-making
processes. Particular themes will include what the actors do, how expert they are and
how much influence they have.
2. Objectives of Unit
1. To locate political aspects of the study of public policy within a stream of national and
international analysis and to stimulate critical thinking about key problems.
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3. Convenor/Tutors
4. Unit requirements
a. Classes
The course is arranged around a series of weekly lectures (one hour on Mondays) and
seminars (two hours, either Monday or Tuesday). Times and rooms:
Any additional seminar times required by enrolment numbers will be notified in class and
on the Online facility. Attendance at lectures is expected and attendance at seminars is
compulsory. Failure to meet these requirements may result in failure of the unit.
b. Assessment
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External students: As for internal students, an allocation of readings will be invited in
Week 1, for return (via the Blackboard) in Week 2. The weekly summaries will then be
returned via Blackboard in the following weeks. Notification of the two summaries
selected for assessment will be made in Week 13.
External students: As for internal students, a selection of topics will be invited in Week
1. Your choice of topic should be notified (via the Blackboard) in Week 2. Papers need
to be returned via Blackboard before the end of the week following the week of the chosen
topic. Note that there is reading but no topic to be chosen in Week 5. For external
students, a longer length of paper is required to compensate for the lack of a class
presentation: two typed A4 pages (about 500 words in dot point format).
3. Essay (35%).
Questions and some suggested readings will be circulated in Week 1. Length of the essay
is 3,500 words (plus or minus 10% without penalty) and should be lodged in the boxes
set aside for that purpose in building W6A by the end of Week 9. All work must have a
Division of Humanities cover sheet, signed by the student. You will lose 10% of your
mark for each week or part of a week if it is late. Late work will not receive written
comments.
External students: As for internal students, but submit your essay through COE in the
cover provided.
4. Final exam (35%). This will consist of short questions drawn from the lectures and
seminars (and associated readings) and a choice of short essay questions. The format will
be explained further in class.
It is not necessary to pass each element of the assessment in order to pass the unit, but all
elements of assessment must be attempted in order to pass.
Involvement in public policy means writing such things as letters, submissions, research
papers and newspaper articles. Well-written pieces get read and acted on; badly written
ones are likely to be unpersuasive. Therefore, there will be considerable focus in this
course on high standards of writing. Written work should be presented with a minimum
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font size of 12, double spaced, numbered and stapled pages, and using either the Harvard
or the Oxford referencing system, not both. List your bibliography on a new page and list
only the sources you have quoted.
5. Plagiarism
The University has defined plagiarism in its rules: “Plagiarism involves using the work of
another person and presenting it as one’s own.” Plagiarism is a serious breach of the
University’s rules and carries significant penalties. Information about plagiarism can be
found in the Handbook of Undergraduate Studies, on the Web at
http://www.student.mq.edu.au/plagiarism/, and on the Division cover sheet, which you
must sign before you submit your assignments. If in doubt consult your lecturer or tutor.
6. Grading
The grading used in the unit follows current University practice of High Distinction (HD),
Distinction (D), Credit (C), Pass (P), Conceded Pass (P) and Fail (F). The University has
a set of guidelines on the distribution of grades across the range from Fail to High
Distinction that is designed to ensure comparability across the University. Raw marks or
grades are given on each assessment task as part of the learning feedback and the marks
or grades are combined into a raw score in the unit. However, the raw score is only an
interim stage in the calculation of the final grade. A scaling process is used to convert the
raw scores to the final scaled marks (standardised numerical grades) using the guidelines
for grading as moderators. The scaled marks indicate that students have satisfied the
criteria for inclusion in a particular performance band and rank them by performance
within that band. The scaling process preserves the rank order of the marks but there is
no simple arithmetical relationship between the raw marks and the scaled marks. The
relationship is likely to differ between units and between the different performance bands
within the same unit.
7. Reading
1. Books
There is no set text for this unit. Instead the book of readings for the unit should be
purchased from the University Coop Bookshop. Note that the core readings for the unit
are contained in this book of readings, and the reading lists under the seminar topics
below show these core readings with an *. Most weeks also show additional readings
that are not contained in the book of readings, partly because it would become too large
but partly also to encourage a discerning approach to further reading.
Some of the additional sources (generally those drawn from scholarly journals) are
available from the database section of the Library homepage, and others may be posted
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on the online (Blackboard) facility of the unit. Of course you should pursue your own
reading, often working from the footnotes provided in these various sources, especially if
you are preparing a tutorial topic or an essay.
* Althaus, C, Bridgman, P and Davis, G (2007, 4th edn.) The Australian Policy
Handbook
* Howlett, M and Ramesh, M (2003) (2nd edn.) Studying Public Policy: Policy Cycles
and Policy Subsystems
2. Journals
The most relevant academic journals containing useful articles for seminar discussion and
for the essay are:
Some of these may be available on-line. Check the “Journal Finder” of the Library
Catalogue. Older issues may be available only in hard copy and recent issues only on-
line. Many other journals of relevance can be located by searching the databases of the
Library catalogue.
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3. Websites
Many Websites can provide relevant material for the unit but please be careful in using
material from the Web (unsourced material is not always reliable) and always cite Web
sources fully (showing author, title of the article or piece, the Web address and the date
accessed). Some useful sources include:
The research papers of the Commonwealth Parliamentary Library are worth checking:
www.aph.gov.au/library.
Check the work of Parliamentary committees for at least the federal and NSW state levels
on Web pages, eg http://www.aph.gov.au/senate/committee/index/htm.
The two most useful non-government Websites on Australian public policy issues are -
Many public policy think tanks such as the Centre for Independent Studies and The
Australia Institute have their own Websites and can usefully be explored. Seminar
discussions will allow some exchange of information about useful sites.
8. Online Program
Check the website regularly and frequently for reading updates and other information.
9. Teaching Program
The lecturer introduces a topic each week covering issues listed below (the lecture hour).
From Week 3, each member of the class in turn is expected to make a presentation (see
4.b.2 above) on one of the questions listed below in the two-hour seminar.
At the first seminar (Week 2) it will be important for members of the class to be ready
to nominate their preferred topic.
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Part 1: The Context of Public Policy
Lecture
Course and unit overview
Discussion of course and assessment
Public Policy as a discipline
The policy cycle
The actors and institutions
Theories of explanation and decision-making
Seminar
No seminar in Week 1
Background reading
WEEK 2 (March 3)
Lecture
Theories of the State
The failure of government?
The welfare state/opportunity society
Seminar
Allocation of seminar topics for Weeks 3 – 12
Discussion of Week 1 lecture
Discussion of the readings for Week 1 and 2.
* Sturgess, G (1996) “Virtual government: what will remain inside the public sector”,
Australian Journal of Public Administration, 55, 3, September
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Part 2 The Policy Cycle
Lecture
Agenda setting and analysis
Framing the problem
Tools and instruments of analysis
Seminar
a. The Republic: how did the issue of a republic come to be high on the policy agenda in
the 1990s? How might it return?
* Bridgman, P and Davis, G (1998), Australian Policy handbook, [1st ed.], Allen and
Unwin chapter 4, "Identifying Issues".
* Sampford, C and Brown, A J (2004), “Go Global, Think Local”, in Hudson, W and
Brown A J (eds.), Restructuring Australia; regionalism, republicanism and reform of the
nation-state, Federation Press.
b. Climate change: to what extent did scientific evidence influence policy makers to
grapple with climate change? Why do you think this was so?
Buckley, R. et al. (2007) Climate Response: Issues, Costs and Liabilities in Adapting to
Climate Change in Australia Griffith University
Department of Prime Minister and Cabinet (2007) Australia's climate change policy
Lecture
Decision-making
Theories
Actors and institutions
Seminar
a. How can determined policy entrepreneurs make a difference in policy formulation?
What are the limits to their activities? Can general rules be formulated for others to use?
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* Mutch, S (2002) “Public policy revolt: saving the 2001 Australian Census”, Archives
and Manuscripts, 30, 2 (November), 26-44.
b. What are the costs and benefits of the federal system in Australia? What changes has
Kevin Rudd made and how effective do you think they will be?
Castles, F G and Uhr, J (2007) "The Australian welfare state: has federalism made a
difference?", Australian Journal of Politics and History, 53, 1
Bennett, S "The politics of the federal system", Research Brief no. 4, Parliamentary
Library, Canberra, 2006–07.
Note: There is no lecture on 24 March because of Easter Monday and no tutorial that day
or the next (Tuesday 25th). Instead, read and consider the lecture notes (on the Web) and
the readings, and use the remaining time to begin or continue work on your essay.
Lecture
Policy Implementation: why is it so difficult?
* Pressman, J and Wildavsky, A (1984) (extract) Implementation, 3rd ed., Oakland Press
May, P. (2003) ‘Policy Design and Implementation’ in Peters, G and Pierre, J eds.
Handbook of Public Administration
Short, D (2003) "Reconciliation, assimilation and the indigenous peoples of Australia"
International Political Science Review 24, 4, October 2003
P Saunders and J Walter (eds.) (2005) Ideas and Influence: Social Science and Public
Policy in Australia NSW Press. Chapter on indigenous affairs
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WEEK 6 (March 31)
Lecture
Policy evaluation and administrative review
Technical and political approaches to evaluation
Intelligence, weapons of mass destruction and the war in Iraq
Seminar
a. Select an evaluation of public policy that was ‘political’ in nature and explain its
success or failure; or select for explanation an evaluation of public policy that was
‘technical’ in nature and explain its success or failure.
* Weller, P and Stevens, B (1998) "Evaluating policy advice: the Australian experience",
Public Administration 76, Autumn
Mills, R (forthcoming) "John Howard, Weapons of Mass Destruction and the Public's
Right to Know."
Hughes, H (2003) "Storm warning: Can the Solomon Islands be rescued?", Policy, vol 19,
no 2, Winter 2003
O'Connor, T (2003) "Australian aid: sustainable for whom?" Dialogue, vol 22, 3/2003
AusAID (2007) Papua New Guinea -Australia Development Cooperation Strategy 2006-
2010
Lecture
The governmental executive, Cabinet and Ministers
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Seminar
a. Prime Ministerial power: has Australia moved to a de facto presidential system? Will
Kevin Rudd be different from John Howard?
* Manne, R (2004) “The Howard years: a political interpretation”, in Manne, R (ed.), The
Howard Years
Van Onselen, P and Errington, W (2007) "Locating John Howard's political success",
Australia Quarterly, vol 79, no.2, 2007
* Considine, M (2002) "The end of the line? Accountable governance in the age of
networks, partnerships and joined-up services", Governance 15, 2
Lecture
The Public Service - role, influence and values
The management of the Public Service and economic rationalism
Public Service reform
Seminar
a. To what extent if any has Public Service reform led to politicisation of its senior ranks?
* Extract from Wilenski, P S (1986) "Administrative reform: general principles and the
Australian experience", in Public Power and Public Administration, Sydney: Allen and
Unwin.
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Weller, P and Wanna, J (1997) "Departmental secretaries: appointment, termination and
their impact", Australian Journal of Public Administration, 56, 3: 13-25.
Briggs, L (2007) "Public Service Secretaries and their independence from political
influence: the view of the Public Service Commissioner", Australian Journal of Public
Administration, 66, 4
* Spry, M (2001) "The appointment, removal and responsibilities of public sector chief
executives in Australia", Australian Journal of Public Administration, 60, 4
WEEK 9 (May 5)
Lecture
Parliamentary committees, Ministerial Advisers and Committees of Inquiry
Seminar
a. Identify a committee or inquiry that changed government policy and explain what it
did.
Verrier, J. (2007) ‘Parliament and Foreign Policy’ in Cotton, J and Ravenhill, J (eds.),
Trading on Alliance Security: Australia in World Affairs 2001-2005
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b. Evaluate the difference that the institution of ministerial advisers has made to policy-
making in Australia.
* Maley, M (2002) “Conceptualising advisers’ policy work: the distinctive policy roles of
ministerial advisers in the Keating Government, 1991-96”, Australian Journal of
Political Science, 35, 3: 449-70.
Keating, M. (2003) ‘In the wake of “A Certain Maritime Incident”: Ministerial Advisers,
Departments & Accountability’, Australian Journal of Public Administration, 62, 3: 92-
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Walter, J (2006) “Ministers, minders and public servants: changing parameters of
responsibility in Australia”, Australian Journal of Public Administration, 65, 3
Lecture
Think tanks, pressure groups and the community
Seminar
a. Consider the work of the Centre for Independent Studies on the environment, and
assess how that typifies the use and influence of think tanks.
* Maddox, M (2004) “Think tanks”, Chapter 8 in God Under Howard: The Rise of the
Religious Right in Australian Politics
Glover, D (2000) “Policy: the new 'hard' politics" in For the People: Reclaiming our
Government: Labor Essays 2001
Mendes, P (2005) "Australian neoliberal think tanks and the backlash against the welfare
state", Australian Journal of Political Economy 51, 1
Keen, S (2006) "NGOs in policy", in H K Colebatch (ed.) Beyond the policy cycle
Staples, J (2007) "NGOs out in the cold: Howard Government policy towards NGOs"
Working paper No 8, UNSW Faculty of Law Research Series, 2007
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b. "The failures of state intervention and the negative impacts of the subsequent capture
of public policy by market-based rationality have created the political space for the (re-)
emergence of community based ideas" (Hess and Adams 2001: 17). Assess this claim
with reference to one or two specific policy areas.
Lecture
The media, public opinion and open government
Seminar
a. Analyse the sources of public opinion and evaluate the extent to which the government
should take public opinion into account.
Sparrow, J (2003) ‘Weapons of Mass Disaffection: The Media, the right and the War on
Terror’, Overland 131: 6-13.
Coopes, A et al. (2007) "Official Spin: Censorship and Control of the Australian Press
2007" Media, Entertainment and Arts Alliance [see www.creative.org.au ]
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b. Outline and explain the policies of your party affecting freedom of information and
open government from the perspective of (a) the responsible minister in the current
federal government or (b) the opposition shadow minister;
* Paterson, Moira (2004) “Transparency in the Modern State: Happy Birthday FoI! Or
Commiserations?”, Alternative Law Journal, 29, 1 (February), 10-14.
Capling, Ann and Nossal, Kim Richard (2001), “Death of Distance or Tyranny of
Distance? The Internet, De-territorialization, and the Anti-Globalization Movement in
Australia”, Pacific Review, 14, 3: 443-465
Rudd, K and Ludwig, J (October 2007) Government information: Restoring trust and
integrity, Australian Labor Party
Part 4 Synthesis
Lecture
Environmental Policy
To illustrate the policy cycle, the actors and the institutions, using the Resource
Assessment Commission as a model
Seminar
a. What is special and what is not special about environmental policy-making? (Interpret
‘policymaking’ broadly to cover any or all stages of the ‘policy cycle’.)
* Tisdell, J G (2003) "Equity and social justice in water doctrines", Social Justice
Research, 16, 4: 401-416.
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* Mills, R (1994) “The Resource Assessment Commission: policy advice and who to
believe”, in Weller, P (ed.), Royal Commissions and the Making of Public Policy.
b. Do you think Australia should use nuclear power to produce energy for peaceful
purposes?
Lowe, I (2007) "Reaction time: climate change and the nuclear option", Quarterly Essay
No. 27
Macintosh, A and Hamilton, C (2007) "Attitudes to nuclear power: are they shifting?"
Research Paper No. 43, The Australia Institute
WEEK 13 (June 2)
Lecture
Review
Theories of explanation (reprise)
Examination preview
Seminar
a. The strengths and weaknesses of the social science approach to public policy
* Head, B (2005) “Governance” in Saunders, P and Walter, J Ideas and Influence: Social
Science and Public Policy in Australia
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