A17.1-201X, Safety Code For Elevators and Escalators: March 2015 Draft For Public Review

March 2015 Draft for Public Review
A17.1-201X, Safety Code for Elevators and

Escalators
(Proposed Revisions of ASME A17.1-2013)
TENTATIVE
SUBJECT TO REVISION OR WITHDRAWAL
Specific Authorization Required for Reproduction or Quotation
ASME Codes and Standards

TN 03-1806
Description:
TN 03-1806 (Rack& Pinion): Update of A17.1 Section 4.1 on RACK & PINION that addresses negative comments received on LB #13-1396.
Explanation:
To harmonize the Rack and Pinion section to code language developed in other sections of ASME A17.1-2013/CSA B44-13; to update the
structure of section 4.1 in following the same requirement numbering of Part 2; and to update the requirements of Rack and Pinion Drives with the
appropriate areas of the new MRL requirements.
Definition
Backup roller(s), a roller that limits the separation of a pinion from a rack. Add definition to define a term
used on rack and pinion
machine types.
SECTION 4.1
RACK AND PINION ELEVATORS
This Section applies to an elevator with a car raised and lowered by a pinion(s) Editorial to indicate that more
on a rack(s). than one rack is possible.
NOTE: See also Part 8 for additional requirements that apply to rack-and-pinion elevators.
4.1.1 Hoistways, Hoistway Enclosures, and Rename heading to coincide
Related Construction of Hoistways and Hoistway Enclosures with section 2.1.
Hoistways, hoistway enclosures, and related construction sShall conform to Part
2, except 2.7 (see 4.1.2) and 2.8 (see 4.1.3). 2.1.1, 2.1.2, 2.1.4, 2.1.5, and Limit the reference to part 2
2.1.6. When a floor is provided over a hoistway it shall conform to 2.1.3. with requirements specific to
Construction of Hoistways and
Hoistway Enclosures
4.1.2 Pits To add specific reference to
Shall conform to Section 2.2 Pits.
Note: requirements for

machine rooms and machinery
spaces moved to 4.1.7
4.1.3 Location and Guard of Counterweights To add specific reference to
When provided counterweights shall conform to the requirements of Section Location and Guard of
2.3. Counterweights.

equipment in Hoistways or
machine rooms moved to 4.1.8
4.1.4 Vertical Clearances and Runbys for Cars and Counterweights To add specific reference to
Shall conform to Section 2.4 Vertical Clearances and
Runbys for Cars and
Counterweights.

supports and foundations
moved to 4.1.9
4.1.5 Horizontal Car and Counterweight Clearances To add specific reference to
Shall conform to Section 2.5 Horizontal Car and
Counterweight Clearances.
emergency doors moved to
4.1.11
4.1.6 Protection of Space Below Hoistways To add specific references to
Where a hoistway does not extend to the lowest floor of the building or structure Protection of Space Below
and there is space below the hoistway that is accessible, requirements of Hoistways.
4.1.6.1 and 4.1.6.2 shall apply.
Note: requirements for car
enclosures, car doors, and
gates, and car illumination
moved to 4.1.14
4.1.6.1 Where the Space Is Underneath the To clarify references within 4.1
Counterweight and/or its Guides
The following shall apply;
(a) The counterweight shall be provided with a counterweight safety conforming
to 4.1.17; and
(b) When Spring buffers are used, they shall conform to 4.1.22, except that
they shall not be fully compressed when struck by the counterweight at the
following speeds:
(1) at governor tripping speed (see Table 4.1.9.1) where the
counterweight safety is governor operated or
(2) 125% of the rated speed where the counterweight safety is not
governor operated.
4.1.6.2 Where the Space Is Underneath the Car To clarify references within 4.1
and/or its Guides
The following shall apply;
(a) When spring buffers are used, they shall be so designed and installed that
they will not be fully compressed solid or to a fixed stop when struck by the
car with its rated load at the governor tripping speed (see Table 4.1.18.1).
4.1.7 4.1.2 Machinery Rooms and Machinery Spaces, Control Spaces, and Editorial-Renumber
Control Rooms requirement.
Machine rooms do not apply to

rack and pinion drives. To
bring into Rack and Pinion the
new terms, machinery spaces
and control spaces.
Note: requirements for car

frames and platforms moved to
4.1.15
4.1.7.1 Location of Machinery Spaces, Control Spaces, and Control Editorial-Renumber
Rooms requirement.
4.1.7.1.1 Location of Control Rooms. Rack and Pinion elevator control
rooms where provided shall conform to 2.7.6.1. Add requirement heading
4.1.7.1.2 Location of Machinery Spaces and Control Spaces. Shall
conform to 2.7.6.2. Separate machine rooms do
NOTE: For Rack and Pinion Elevators inside the hoistway is limited to on or in the car. not apply to rack and pinion
4.1.7.1.3 Location of Equipment. The location of equipment used drives.
directly in connection with the rack and pinion elevator shall conform to the
requirements of 2.7.6.3.1 through 2.7.6.3.4.
4.1.7.1.4 Means necessary for test. Where a rack and pinion elevator Note added to 4.1.7.1.2 to
driving-machine brake or an emergency brake, or an elevator brake, or an provide clarity to what is meant
elevator motion controller or motor controller is located in the hoistway, means by “inside the hoistway” as it
necessary for tests that require movement of the car or release of the driving- relates to R&P drives.
machine brake or emergency brake, shall be provided and arranged so that Note added to 4.1.7.1.4 to
they can be operated from outside the hoistway. introduce means necessary for
4.1.7.1.5 Equipment Exposure to Weather. Shall conform to 2.7.6.6. test applicable to rack and
pinion elevators
4.1.2.1 Motors, electrical control equipment, and other equipment used in Requirements for machinery
conjunction with the elevators shall be permitted to be located within the spaces moved to 4.1.7.3
hoistway and/or on the car. If it is in a separate machine room
and/or machinery space, it shall conform to 2.7.
4.1.7.2 Control Rooms Add requirement heading
Shall conform to the following: specific to control rooms
(a) Be separated from the remainder of the building where the building code
requires fire-resistive construction. Clarify control room
(b) Shall be enclosed with noncombustible material to a height not less than requirements.
2000 mm (79”) where the building code does not require fire-resistive
construction of the control room. The enclosure, if of openwork material,
shall reject a ball 50 mm (2 in.) in diameter.
(c) Provide a clear maintenance path of not less than 450 mm (18 in.) to all
components that require maintenance.
(d) Have clear headroom of not less than 2130 mm (84 in.).
(e) Be provided with natural or mechanical means to keep the ambient air
temperature and humidity in the range specified by the elevator equipment
manufacturer.
(f) Be provided with permanent lighting providing minimum illumination of 200
lx (19 fc) at the floor level. The lighting control switch shall be located within
easy reach of the access door.
(g) Be provided with an access door having a minimum width of 750 mm (29.5
in.) and a minimum height 2030 mm (80 in.). The door shall be self closing
and self locking; provided with a spring-type lock arranged to permit the
door to be opened from the inside without a key; and be kept closed and
locked.
(h) A permanent means of communication shall be provided between the Add requirement to address
elevator car and a remote control room. remote control rooms.
(i) Keys to unlock the access door shall be of Group 2 security see section 8.1.
4.1.7.3 4.1.2.3 Machinery Spaces and Control Spaces on The Car Top Editorial-Renumber
Shall conform to the following: requirement.
(a) A rack and pinion machine and its controls, if located on the car, shall be
protected by a noncombustible enclosure(s) to prevent accidental contact. Add a requirement heading
Openwork noncombustible enclosure material shall be permitted to be used
for rack and pinion machines located on top of the car, provided the Clarify requirements for
openwork material will reject a ball 50-mm (2 in.) in diameter. machinery spaces and control
(b) Access to the machinery space and/or control space located on the car top spaces located on the car.
shall be permitted by means of the top emergency exit and shall be subject
to the following:
1. Conform to the requirements of 2.14.1.5; and
2. All edges of the top emergency exit shall be smooth and free of
burrs; and
3. Means shall be provided to ascend and descend safely between
the floor of the elevator and the car top; and
4. Keyed to Group 1 security, see section 8.
(c) Be provided with permanent lighting providing minimum illumination of 200
lx (19 fc) at the standing surface on the car top. The lighting control switch
shall be located at the point of entry.
4.1.7.4 4.1.2.4 Machinery Spaces and Control Spaces in The Car Editorial-Renumber
Shall conform to the following: requirement.
(a) Be protected by noncombustible solid enclosure(s) to prevent accidental
contact. Add a requirement heading
(b) Provided with an Aaccess panel shall be provided to the rack and pinion
machine for maintenance. subject to the following:
1. Access panels to rack and pinion control equipment located in the
car shall be pProvided with an electric contact and lock. Clarify requirements for
2. Shall not be self closing and shall be self locking. machinery spaces and control
3. The access panel sShall be kept closed and locked. spaces located in the car.
4. The electric contact shall be designed to prevent operation of the
rack and pinion machine when the access panel is open.
5. The lock shall not be operable by a key that will operate locks or
devices for other purposes in the building. The keys shall be
available to and used only by inspectors, maintenance personnel, Deleted wording as made
and repair personnel (see 8.1) Keys Keyed to access control redundant with the addition of
equipment shall be of Group 21 security, see section 8.1. Group 1 security.
(c) Provided with permanent lighting having a minimum illumination
of 200 lx (19 fc) at the floor level. The lighting control switch shall be
located at the point of entry. Editorial change to security
requirement.
4.1.7.5 Machinery Space Beneath the Car Add new requirement to clarify
Shall conform to 4.1.7.5(a) through 4.1.7.5(d). conditions when machinery is
(a) The rack and pinion machine shall be protected by noncombustible mounted beneath the car.
enclosure(s) to prevent accidental contact. Openwork noncombustible
enclosure material shall be permitted to be used for rack and pinion
machines located beneath the car, provided the openwork material will
reject a ball 50-mm (2 in.) in diameter.
(b) Access to the machinery space shall be permitted by means of the pit
access and shall comply with 2.2.4.
(c) A retractable stop shall be permanently installed and shall be subject to the
following
1. maintain the car no less than 2100 mm (83 in.) from the pit floor
position when in its extended position.
2. means shall be provided to secure the retractable stop in its fully
extended position.
3. Hoistway access operation or pit inspection operation shall be
provided to position the car at the retractable stop.
4. a retractable stop electric device, see 4.1.26.2.37, shall be provided
and shall comply with 2.7.5.5(a).
(d) Provided with permanent lighting having a minimum illumination of 200 lx
(19 fc) at the level of the standing surface when the car is in the blocked
position. The lighting control switch shall be located at the point of entry. Note added to 4.1.7.5 to
provide clarity to what is meant
NOTE: For Rack and Pinion Elevators beneath the car is limited to on the car. by “beneath the car” as it
relates to R&P drives.
4.1.7.6 4.1.2.2 Control Spaces Exterior to the Hoistway Editorial-Renumber

Shall conform to 4.1.7.6(a) through 4.1.7.6(b). requirement.
(a) Be protected by noncombustible solid enclosure(s) to prevent accidental
contact. Add requirements specific to
(b) Access shall be provided to the control space and shall be subject to the control spaces exterior to the
following: hoistway.
(1) Access panels to control equipment shall be provided with an
electric contact and lock.
(2) The access panel door(s) shall not be self closing and shall be self
locking.
(3) The access panel shall be kept closed and locked.
(4) An electric contact shall be provided to remove power from the
rack and pinion machine when the access panel is open. A means
shall be provided to permit operation of the rack and pinion
machine while performing testing and troubleshooting.
(5) Keys to access control equipment shall be of Group 1 security,
see section 8.1.
In jurisdictions not enforcing NBCC, the controller shall be permitted to be Harmonize security access in
located on the exterior of the hoistway wall or other approved location apart both US and Canada.
from the hoistway, elevator machine room, or elevator machinery space. A
controller so located shall be available to and used only by inspectors,
maintenance personnel, and repair personnel.
In jurisdictions enforcing NBCC, the controller shall be permitted to be located
on the exterior of the hoistway wall or other approved location apart from the
hoistway, elevator machine room, or elevator machinery space. If the controller
is located outside the hoistway, machine room, and machinery spaces, it shall
be made accessible only to elevator personnel.
(c) Provided with permanent lighting having a minimum illumination of 200 lx
(19 fc) at the floor level. The lighting control switch shall be located within easy
reach of the access door.
4.1.8 4.1.3 Equipment in Hoistways or Machine Machinery Spaces, Control Editorial-Renumber

Spaces and Control Rooms requirement.
Rooms
Electrical equipment, wiring, pipes, and ducts in the hoistway or machinery Added new text to remove
spaces, control spaces and control rooms shall conform to 2.8, except that the machine room requirements.
main feeder of a rack and pinion machine located on the car shall be permitted
to be installed in the hoistway.
4.1.9 4.1.4 Supports and Foundations To bring into focus the kinetic
Shall be designed to support all loads imposed by the elevator (including impact energy of rack and pinion
loading in the event of a safety application, stop by speed limiting device, or machines.
drive nut failure the car striking the car buffers in accordance with 4.1.22, or
counterweight striking the counterweight buffers in accordance with 4.1.22) in Deleted drive nut failure since
accordance with the applicable building code. Allowable stresses for machinery it is not applicable to rack and
and sheave beams or floors and their supports shall be in accordance with pinion machines.
2.9.4.
4.1.10 Guarding of Equipment and Standard Railing To add specific reference to
guarding of equipment and
standard railings.

counterweights moved to
4.1.21
4.1.10.1
In machinery spaces, control spaces and control rooms the following shall be
guarded to protect against accidental contact:
(a) sheaves;
(b) exposed gears, sprockets, or drums of selectors, floor controllers, or signal
machines, and their driving ropes, chains, or tapes;
(c) keys, keyways, and screws in projecting shafts.
4.1.10.2 Standard Railing Provide clarity to standard
When required in Section 4.1 the railing shall conform to 2.10.2 railing requirement in 4.1
4.1.11 4.1.5 Emergency Doors Protection of Hoistway Openings Editorial-Renumber
Emergency doors meeting the requirements of 2.11.1 shall be installed in the requirement,
blind portion of the hoistway, Shall conform to Section 2.11 except in that
emergency doors in 2.11.1.2 are not required when the elevators having a is Provide new requirement
restricted to access only by authorized personnel and is equipped with a heading, and bring into the
manually operated device that permits lowering the car at an automatically requirement the reference to
controlled speed to the nearest landing. the total section 2.11.
Add language for R & P

elevators installed in structures
accessible to only authorized
personnel. By definition
authorized personnel are
persons who have been
instructed in the operation of
the equipment and designated
by the owner to use the
equipment
4.1.12 Hoistway-Door Locking Devices and Electric Contacts and hoistway To add specific reference to
Access Switches hoistway-door locking devices
Shall conform to Section 2.12 and electric contacts and
hoistway access switches.
Note: requirement for guide
rails, guide-rail supports, and
fastenings moved to 4.1.23
4.1.13 Power Operation of Hoistway Doors and Car Doors To add specific reference to
Shall conform to Section 2.13. power operation of hoistway
doors and car doors.
Note: requirement for rack-

and-pinion driving machine
moved to 4.1.24
4.1.14 4.1.6Car Enclosures, Car Doors and Editorial-Renumber
Gates, and Car Illumination requirement.
The Car Enclosures, Car Doors and Gates, and Car Illumination sShall conform
to Section 2.14
4.1.15 4.1.7Car Frames and Platforms Editorial-Renumber
The car frames and platforms sShall conform to the design and performance requirement.
requirements of Section 2.15 except for 2.15.12, and 2.15.13
Remove requirement
referencing electric traction not
pertaining to rack and pinion.
4.1.16 4.1.8Capacity and Loading Editorial-Renumber
The elevator sShall conform to the capacity and loading requirements of Section requirement.
2.16.
4.1.17 4.1.9Car Safeties and Speed Governor and Counterweight Safeties Editorial-Renumber
The car shall be provided with a safety identified in 2.17.5 or a rack and pinion requirement.
safety one of the following safeties: Removed “or supporting
(a) A rack and pinion safety. The safety shall be attached to the car frame or structure” for clarity.
supporting structure. All rack and pinion car safeties shall be mounted on a
single car frame and shall operate on one pair of guide members or on one Rename requirement to
more vertical rack(s). The safety shall be located as required by 2.17.1, or if separate out Speed
it is a A rack and pinion safety, shall be permitted to be located above, Governors. See new
below or in the car, provided that the members to which they it is are fixed requirement 4.1.18 for Speed
are part of the car frame and are designed to withstand the forces imposed. Governors
Rack and pinion safeties are safeties in which a freely rotating safety pinion,
a governor, and a safety device shall be permitted to form an integral unit Clarify the different
mounted in the car. The freely rotating pinion travels on a stationary rack requirements of rack and
mounted vertically on a supporting the hoist structure. The rotating pinion pinion safeties, and to move
drives the governor. When the speed of the car reaches the tripping value, the requirements for speed
the rotating governor actuates the safety device that, in turn, brings the car governors to a new
to a gradual stop. requirement 4.1.18.
(b) A safety complying with Section 2.17. Removed undefined word
“gradual” for clarity.
4.1.17.1 4.1.9.1Stopping Distances. In jurisdictions not enforcing NBCC, The Editorial-Renumber
stopping distances for rack-and-pinion safeties and the travel of the car requirement and table
measured from the governor tripping time to the full stop time shall not exceed reference.
the values based on rated speed given in Table
4.1.9.1 4.1.18.1. Harmonize US and Canada
In jurisdictions enforcing NBCC, stopping distances for rack-and-pinion safeties requirements
and the travel of the car measured from the governor tripping time to the full
stop time shall not exceed the values based on rated speed given in Table
4.1.9.1. When calculating stopping distances, the kinetic energy from the driving
unit shall be taken into account.
4.1.17.2 Minimum Factors of Safety and Add new sub-requirement to
Stresses of Safety Parts clarify minimum factors of
Parts of rack and pinion safeties complying with 4.1.17(a), except springs shall safety.
have a factor of safety of not less than 3.5, and the materials used shall have an
elongation of not less than 15% in a length of 50 mm (2 in.) when tested in
accordance with ASTM E 8. Forged, cast, or welded parts shall be stress
relieved.
4.1.17.3 Marking Plates for Rack and Pinion Safeties Add new sub-requirement to
A metal plate shall be securely attached to each safety so as to be readily clarify marking plate
visible, and shall be marked in a legible and permanent manner with letters and requirements.
figures not less than 6 mm (0.25 in.) in height indicating the following:
(a) the maximum tripping speed in m/s (ft/ min) for which the safety is
permitted;
(b) the maximum weight in kg (lb) which the
safety is designed and installed to stop and sustain;
(c) the manufacturer’s date of expiration (see 8.6.6.1), if applicable;
(d) the manufacturer’s name or trademark.
4.1.18 Speed Governors To add specific reference to
Shall conform to 4.1.18.1 or 4.1.18.2. speed governors
Note: requirement for Welding

moved to 4.1.30
4.1.18.1 Rack and Pinion Speed Governors To clarify the requirements for
Shall conform to the following: integral rack and pinion type
(a) tripping speeds shall conform to Table 4.1.18.1. speed governors permitted.
(b) shall be provided with a the governor overspeed switch that shall open trip
at 100% of the governor tripping speed in the down direction and shall be
actuated by the action of the integral rack and pinion speed governor.
(c) the actuation of the governor overspeed switch shall cause remove power
to be removed from the rack and pinion drive motor(s) and brake(s).
(d) the overspeed switch shall be positively opened, be of the manually reset
type, and shall comply with 4.1.26.2.10.
(e) minimum factors of safety of integral rack and pinion governor(s) shall
conform to 4.1.17.2.
(f) the requirements of 2.18.3.
4.1.18.2 Speed Governors To clarify the requirements for
Shall conform to Section 2.18. separate speed governors
permitted.
4.1.19 Ascending Car Overspeed And Unintended Car Movement To add specific requirement for
Protection ascending car overspeed and
when required by Section 2.19 shall conform to unintended car movement
a.) 2.19.1, 2.19.2, and 2.19.3.1.1 as applicable to rack and pinion elevators protection.
or
b.) on a multiple drive system where each drive system brake is capable of
holding the car at a stationary position and where such brake shall
conforms to 2.19.3.2(c)(h) through (g)(j).
4.1.20 Suspension Ropes and Their Connections To add specific requirement for
When provided they shall conform to Section 2.20. suspension ropes and their
connections.
4.1.21 4.1.10Counterweights Renumber requirement. Also
Counterweights, where When provided, shall conform to Section 2.21 and added requirements for
4.1.21.1 counterweight sheave.
4.1.21.1 Where a hoisting sheave or sheaves are mounted in the frame, the Added requirement for
requirements for sheaves in 2.24.2 and 2.24.3 shall apply. counterweight sheaves. Rack
and pinion machine do not
have tractions sheave however
may have counterweight
sheaves.
4.1.22 4.1.11 Car Buffers and Bumpers Editorial-Renumber
Buffers sShall conform to sSection 2.22 except as follows: requirement.
For car buffer springs spring buffers where used,
(a) They shall be so designed and installed that they will not be fully Separate requirements for car
compressed when struck by the car with its rated load at the governor buffers for rack and pinion
tripping speed. Kinetic energy from the drive unit shall be taken into account drives.
in the design calculations. The effect of the counterweight, where used, To remove requirement that
shall also be taken into account in the design calculations. does not take into
(b) The requirements of 2.22.3.2 do not apply to car buffers. consideration the kinetic
energy of the rack and pinion
machine.
4.1.23 4.1.12 Car and Counterweight Guide Rails, Guide Rail Supports, and Editorial-Renumber and name
Fastenings requirement.
Guide rails, guide-rail supports, and their fastenings sShall conform to Section
2.23.
4.1.24 4.1.13 Rack and Pinion Drive Machine Editorial-Renumber
Rack and pinion type drives shall conform to 2.24 (except 2.24.1), and 4.1.13.1 requirement.
through 4.1.13.6 4.1.24.1 through 4.1.24.8.
Redefine the rack and pinion
machine requirements within
section 4.1.
4.1.24.1 4.1.13.1 Rack and Pinion Drive Machine Editorial-Renumber and add
The rack and pinion drive machine shall: name to requirement.
(a) consist of one or more power-driven rotating pinions mounted on the car To refine definition.
and arranged to travel on a stationary rack mounted on the supporting
structure.
(b) Tthe drive shall have at least one pinion, one rack, and two backup rollers, Since the vertical rack is
which where at least one pinion, one rack, and one backup roller shall act installed in sections made to
on the same section of rack as the drive pinion. Driving machines utilizing a standard lengths, it is not
two-sided rack, where two drive pinions are located so that they are probable that two backup
opposite each other and act as backup rollers, shall be deemed to have met rollers will occupy the same
this requirement. section of rack at all times.
(c) 4.1.13.3 have Aall moving parts of the driving machine shall be properly
protected from accidental contact see with solid or perforated metal that will
reject a ball of 13 mm (0.5 in.) diameter and shall be securely fastened
4.1.7.3, and 4.1.7.4.
(d) 4.1.13.4 have Tthe rack and pinion shall be so designed that to limit the
separation of the pinion from the rack in all directions in excess of to 25% of
the tooth depth of or 6 mm (0.25 in.), whichever is the lesser, cannot occur
greater.
(e) A guard shall be have the pinion provided guarded to prevent foreign
material from falling onto and lodging between the teeth of the pinion and
rack., and tThe clearance between the moving parts and the guard shall not
exceed 5 mm (0.1875 in.).
(f) 4.1.13.6 The manufacturer shall be provided with a sign conforming to the
following:
1) include information on the measurement for checking tooth wear on of
the pinion and rack.
2) The measuring instruction show the maximum allowable wear limits for
the rack and the pinion.
3) shall be indicated on a be of metal plate securely fastened and
conspicuously displayed on top of the car with permanent lettersing not
less than 3 mm (0.125 in.) high.
4.1.24.2 Factor of Safety Renumber and add name to
(a) 4.1.13.2 The pPinions and racks shall be of steel or of material having requirement.
equivalent mechanical properties or better with a minimum factor of safety
of 8 based on ultimate stress for the pinion and the rack. They shall be
designed to conform to AGMA 218.01, including surface hardening and an
assumption of a minimum of 200 000 life cycles.
(b) 4.1.13.5 Rack sections shall be fastened to the supporting structure with a
factor of safety of 5 based on ultimate stress, and with dowels at each joint.
4.1.24.3 Fasteners Transmitting Load Remove general reference to
Shall conform to 4.1.24.3.1 and 4.1.24.3.2. part 2 and add requirements to
Section 4.1.
4.1.24.3.1 Fasteners and Rigid Connections. Remove general reference to
Set screws or threaded portions located in the shear plane of bolts and screws part 2 and add requirements to
shall not be used to transmit load. Means shall be provided to ensure that there Section 4.1.
is no relative motion between rigidly joined components transmitting load. The
factors of safety to be used in the design of fasteners transmitting load in driving
machines and sheaves shall be not less than those specified in 4.1.24.2.
4.1.24.3.2 Flexible Connections Remove general reference to

Where flexible couplings are used to transmit load, means shall be provided to part 2 and add requirements to
prevent disengagement of the coupling components in the event of the failure of Section 4.1.
or excessive motion in the flexible connection.
4.1.24.4 Shaft Fillets and Keys Remove general reference to
A fillet shall be provided at any point of change in the diameter of driving- part 2 and add requirements to
machine shafts and sheave shafts to prevent excessive stress concentrations in Section 4.1.
the shafts (see 4.1.24.3.1). Shafts that support gears, couplings, and other
members, and that transmit torque, shall be provided with tight-fitting keys.
4.1.24.5 Cast Iron Gears Remove general reference to
Gears made of cast iron shall not be used in rack and pinion driving machines. part 2 and add requirements to
Section 4.1.
4.1.24.6 Friction Gearing and Clutches Remove general reference to
Friction gearing or a clutch mechanism shall not be used to connect a driving- part 2 and add requirements to
machine pinion(s) to the main driving mechanism. Section 4.1.
4.1.24.7 Braking System and Rack and pinion Driving-Machine Brakes Remove general reference to
Shall conform to Section 2.24.8 part 2 and add requirements to
Section 4.1.
4.1.24.8 Means of inspection of Gears Remove general reference to
Each gear case of geared machines shall have access to permit inspection of part 2 and add requirements to
the contact surfaces of the gears. Such access need not provide a direct view of Section 4.1.
all gears, but shall be located and sized adequately to allow access by fiber
optic or similar visual inspection instrumentation.
4.1.25 4.1.14 Terminal Stopping Devices Renumber requirement
4.1.25.1 4.1.14.1 Normal and Final Terminal Stopping Devices General Renumber and name
Normal and final tTerminal stopping devices shall be provided conforming to requirement.
2.25.1, 2.25.2, and 2.25.3, except 2.25.2.2, 2.25.3.3, and 2.25.3.5. Normal and
final tTerminal stopping devices shall be permitted to be located on the car and Remove referenced
operated by cams attached to the hoistway structure. requirements to traction and
winding drum machines.
4.1.25.2 4.1.14.2 Emergency Terminal Speed Limiting Editorial-Renumber
Devices. Emergency terminal speed limiting devices shall conform to 2.25.4. requirement
4.1.26 4.1.15 Operating Devices and Control Editorial-Renumber
Equipment requirement
Operating devices and control equipment shall conform to 2.26 4.1.26.1 through
4.1.26.12. and the following:
4.1.26.1 Operating Devices Editorial-Renumber
requirement
4.1.26.1.1 Types of operating devices shall conform to 2.26.1.1.
4.1.26.1.2 For car-switch operation elevators shall conform to 2.26.1.2. Remove requirement
4.1.26.1.3 Rack and Pinion Elevators equipped to carry one-piece loads greater references that solely apply to
than the rated load shall conform to 2.16.7 and 2.26.1.3. traction and/or machine rooms.
4.1.26.1.4 Inspection Operation shall conform to 2.26.1.4.1(a) through (e)
2.26.1.4.4
4.1.26.1.5 Inspection Operation with Open Door Circuits shall conform to
2.26.1.5 including 2.26.1.5.1 through 2.26.1.5.8
4.1.26.1.6 Operation in leveling or truck zone shall conform to 2.26.1.6 including
2.26.1.6.1 through 2.26.1.6.7
Car top inspection operation
provides equivalent function for
machinery spaces located on
the car
4.1.26.2 Electrical Protective Devices Editorial-Renumber
When an electrical protective device is activated (operated, opened), it shall requirement
cause the electric power to be removed from the rack and pinion driving
machine motor and brake. Electrical protective devices when provided shall Remove requirement
conform as follows: references that solely apply to
4.1.26.2.1 Slack-rope switch shall conform to 2.26.2.1. traction and/or machine rooms.
4.1.26.2.2 Motor generator running switch shall conform to 2.26.2.2
4.1.26.2.3 Compensating-rope sheave switches shall conform to 2.26.2.3.
4.1.26.2.4 Motor field sensing means shall conform to 2.26.2.4.
4.1.26.2.5 Emergency stop switch shall conform to 2.26.2.5.
4.1.26.2.6 Broken rope, tape, or chain switches shall conform to 2.26.2.6.
4.1.26.2.7 Stop switch in pit shall conform to 2.26.2.7.
4.1.26.2.8 Stop switch on top-of-car shall conform to 2.26.2.8.
4.1.26.2.9 Car-safety mechanism switch, conforming to 2.26.2.9 shall be
required where a car safety is provided conforming to 4.1.17 (b).
4.1.26.2.10 Speed-governor overspeed switch when required by 4.1.18 shall
4.1.26.2.11 Final Terminal-stopping devices conforming to
4.1.25.
4.1.26.2.12 Emergency terminal-speed limiting devices conforming to 4.1.25.
4.1.26.2.13 Buffer switches for oil buffers used with type C car safeties conform
to 4.1.17.
4.1.26.2.14 Hoistway-door interlocks and hoistway-door
electric contacts conforming to 4.1.12.
4.1.26.2.15 Car-door and gate electric contacts shall conform to 2.26.2.15.
4.1.26.2.16 Emergency terminal stopping devices shall conform to 2.26.2.16.
4.1.26.2.18 Car top emergency-exit electrical device shall conform to 2.26.2.18.
4.1.26.2.19 Motor-generator overspeed protection shall conform to 2.26.2.19.
4.1.26.2.20 Electrical contacts for hinged car platform sills shall conform to
2.26.2.20.
4.1.26.2.21 In-car stop switch shall conform to 2.26.2.21.
4.1.26.2.22 Buffer switches for gas spring-return oil buffers shall conform to
2.26.2.22.
4.1.26.2.23 Stop switch in remote control rooms shall conform to 2.26.2.23.
4.1.26.2.24 Stop switch in overhead machinery space in the hoistway shall
4.1.26.2.25 Blind hoistway emergency door locking device shall conform to
2.26.2.25.
4.1.26.2.26 Pit access door electric contact shall conform to 2.26.2.26.
4.1.26.2.27 Stop switch in remote counterweight hoistways shall conform to
2.26.2.27.
4.1.26.2.28 Car-door interlock shall conform to 2.26.2.28.
4.1.26.2.29 Ascending car overspeed protection device shall conform to
2.26.2.29.
4.1.26.2.30 Unintended car movement device shall conform to 2.26.2.30.
4.1.26.2.31 Car access panel locking device shall conform to 2.26.2.31.
4.1.26.2.32 Hoistway access opening locking device shall conform to 2.26.2.32.
4.1.26.2.33 A firefighter’s stop switch that conforms to the requirements of
2.26.2.33.
4.1.26.2.34 An unexpected car movement device that conforms to the
requirements of 2.26.2.34.
4.1.26.2.35 An electric contact on equipment access panels in the car that
conforms to 2.26.2.35.
4.1.26.2.36 An electric contact used on a working platform shall conform to the
4.1.26.2.37 An electric contact used on a retractable stop shall conform to the
4.1.26.2.38 An electric contact used on a retractable ladder shall conform to the
4.1.26.2.39 A sway control guide slack suspension detection means when 4.1.26.2.39 is shown optional
provided shall conform to 2.26.2.39. due to rack and pinion drives
are a direct drive system
utilizing a vertical stationary
rack.
4.1.15.1 Applicable Requirements. Operating devices and control equipment Reformat the applicable
shall conform to 2.26 and to the following: operating devices and control
Where the rack-and-pinion machine and its controller are located on the car, the equipment to rack and pinion
disconnecting means shall be located adjacent to the controller. Auxiliary elevators.
disconnect means shall be provided at the main landing whenever the main
power supply disconnect means (required by NFPA 70 or CSA-C22.1, as
applicable; see Part 9) is mounted adjacent to the controller on the car. Auxiliary
disconnect means shall be accessible to authorized personnel only in order to
be available for their protection and emergency use.
4.1.26.3 Contactors and Relays for Use in Critical Operating Circuits

Shall conform to Section 2.26.3.
4.1.26.4 Electrical Equipment and Wiring

Shall conform to 2.26.4.1 through 2.26.4.5 and the following.
(a) A disconnecting means shall be provided conforming to NFPA 70 or CSA-
C22.1; whichever is applicable (see Part 9). The disconnecting means shall
be located in a control room or a machinery space or control space located
outside the hoistway.
(b) When the controller is located on the car, an auxiliary disconnecting means
conforming to NFPA 70 or CSA-C22.1; whichever is applicable (see Part 9)
shall be located adjacent to and within sight of the controller.
4.1.15.2 Permitted Voltage. Voltage permitted in control and operating circuits

shall not exceed 300 V on rack and pinion equipment.
4.1.26.5 System to Monitor and Prevent Automatic Operation of the
Elevator with Faulty Door Contact Circuits Remove reference to permitted
System to monitor and prevent automatic operation of the elevator with faulty voltage, this falls under the
door contact circuits shall conform to 2.26.5. applicable electrical codes as
referenced.
4.1.26.6 Phase Protection of Motors
Shall conform to 2.26.6.
4.1.26.7 Installation of Capacitors or Other Devices to Make Electrical

Protective Devices Ineffective
Installation of capacitors or other devices to make electrical protective devices
ineffective are prohibited in accordance with 2.26.7.
4.1.26.8 Release and Application of Driving Machine Brakes

4.1.26.9 Control and Operating Circuits

4.1.26.10 Absorption of Regenerated Power

4.1.26.11 Car Platform to Hoistway Door Sills Vertical Distances

4.1.26.12 Symbols
4.1.27 4.1.16 Emergency Operation and Signal Editorial-Renumber
Devices requirement
Emergency operation and signal service sShall conform to Section 2.27.
4.1.28 4.1.17 Layout Drawings Editorial-Renumber
Elevator layout drawings sShall, in addition to the other data required by 2.28.1, requirement
indicate the following:
(a) the dimensions of the rack and location with respect to the guide rail; and
(b) the magnitude of the loads from on the rack imposed on the building
structure.
4.1.29 Identification Added to bring into rack and

Shall conform to Section 2.29. pinion identification
requirements.
4.1.30 Sway Control Guides Added to bring into rack and
Shall conform to Section 2.30 pinion identification
requirements.
4.1.31 4.1.18 Welding Editorial-Renumber
Welding sShall conform to Section 8.8 requirement
8.1.2 Group 1: Restricted Added to bring into Section 8

(x) Requirement 4.1.7.3 (b) 4, machinery spaces and control spaces on the car rack and pinion requirements
top.
(y) Requirement 4.1.7.6 (b) 5, machinery spaces and control spaces in the car
8.1.3 Group 2: Authorized Personnel Added to bring into Section 8
(l) Requirement 4.1.7.2 (i), control rooms rack and pinion requirements
(m) Requirement 4.1.7.4 (b) 5 control spaces exterior to the hoistway
8.6.6.1 Rack-and-Pinion Elevators. The maintenance of rack-and-pinion To provide clarity to the
elevators shall conform to 8.6.1 through 8.6.3 and the applicable requirements meaning of “date of expiration”.
of 8.6. Where the car and/or counterweight safeties are sealed to prevent field
adjustment and examination, they shall be returned to the manufacturer for
replacement of components and calibration at the interval recommended by the
manufacturer. A data plate shall be installed to show Tthe date of expiration is
the date that indicates when the next manufacturer’s maintenance-calibration is
due. The date of expiration shall be shown on the safety device data plate
required in 4.1.17.3(c).
Rational: The table has been updated to a hard metric format. Renumber the table to 4.1.18.1. An
edited version is shown below to help provide clarity to the revision.
Edited Version of Above Table
TABLE 4.1.18.1 MAXIMUM AND MINIMUM STOPPING DISTANCES FOR RACK AND PINION TYPE
SAFETIES WITH RATED LOAD
SI Units Imperial Units
Maximum Stopping Distance Maximum Stopping Distance,

Rated Governor mm Rated Governor in.
Speed Trip Speed Speed Trip Speed
m/s m/s Min. Max. ft/min ft/min Min. Max.
0-0.63 0.90 80.0 1 650.0 0-125 175 3 65
0.75 1.05 110.0 1 700.0 150 210 4 67
0.87 1.3725 160.0 1 790.0 175 250 6 70
1.00 1.40 200.0 1 870.0 200 280 8 73
1.12 1.55 250.0 1 945.0 225 308 10 76
1.25 1.70 300.0 2 030.0 250 337 12 80
1.50 2.00 410.0 2 240.0 300 395 16 88
1.75 2.30 540.0 2 470.0 350 452 21 97
2.00 2.55 680.0 2 730.0 400 510 26 108
2.25 2.90 850.0 3 030.0 450 568 33 119
2.50 3.15 1 025.0 3 100.0 500 625 40 122
3.00 3.70 1 440.0 4 100.0 600 740 56 161
3.50 4.30 1 920.0 4 975.0 700 855 75 196
4.00 4.85 2 475.0 5 975.0 800 970 97 235
4.50 5.50 3 100.0 7 100.0 900 1,085 122 280
5.00 6.00 3 775.0 8 300.0 1,000 1,200 149 327
5.50 6.60 4 575.0 9 800.0 1,100 1,320 180 385
6.00 7.20 5 450.0 11 400.0 1,200 1,440 214 448
6.50 7.80 6 400.0 13 100.0 1,300 1,560 252 515
7.00 8.40 7 420.0 14 900.0 1,400 1,680 292 588
7.50 9.00 8 070.0 16 900.0 1,500 1,800 333 667
8.00 9.60 9 640.0 19 050.0 1,600 1,920 381 750
8.50 10.20 10 940.0 21 300.0 1,700 2,040 430 839
9.00 10.80 12 260.0 23 700.0 1,800 2,160 483 934
9.50 11.40 13 670.0 26 750.0 1,900 2,280 538 1,054
10.00 12.00 15 145.0 28 925.0 2,000 2,400 596 1,140
TN 03-1807
Description:
TN 03-1807 (SPPE): Update of A17.1 SECTION 5.7 SPECIAL PURPOSE PERSONNEL ELEVATORS that addresses negative comments
received on LB #13-1396.
Explanation:
To harmonize the Rack and Pinion section to code language developed in other sections of ASME A17.1-2013/CSA B44-13; to update the
structure of section 5.7 in following the same requirement numbering of Part 2; and to update the requirements of Rack and Pinion Drives with
the appropriate areas of the new MRL requirements.
5.7.1.2 Floor Over Hoistway. Where aA floor conforming is provided the floor The type of structures served
shall conforming to 2.1.3.1 and through 2.1.3.4 shall be provided at the top of by SPPE’s are not practical
the hoistway. and necessary to provide a
floor over the hoistway;
harmonized with CSA B311-02.
5.7.2 Pits To provide specific SPPE
A pit Shall conforming to 2.2 5.7.2.1 through 5.7.2.8 shall be provided for every requirements for pits.
elevator.
5.7.2.1 General
A pit shall be provided for every Special Purpose Personnel Elevator.
5.7.2.2 Design and Construction of pits
The design and construction of pits shall comply with 2.2.2.
5.7.2.3 Guards Between Adjacent Pits
Guards between adjacent pits shall comply with 2.2.3.
5.7.2.4 Access to Pits
Access to pits shall comply with 2.2.4.
5.7.2.5 Illumination of Pits
Illumination of pits shall comply with 2.2.5.
5.7.2.6 Stop Switch In Pits
Stop switch in the pit shall comply with 2.2.6.
5.7.2.7 Minimum Pit Depth Required
Horizontal refuge space
The pit depth shall not be less than is required for the installation of the buffers,
requirements removed to
compensating sheaves, if any, all other special purpose personnel elevator
conform with inquiry #96-67
equipment located therein, and vertical clearances and bottom runby
conforming to 5.7.4.1.
5.7.2.8 Access to Underside of Car
Access to underside of car shall comply with 2.2.8.
5.7.3.2 Access to Enclosed Counterweights and Ropes. Access shall be To establish security
provided for inspection, maintenance, and repair of an enclosed counterweight requirements.
and its ropes. Doors in the counterweight enclosures shall be self-closing, self
locking and shall be provided with
(a) an electric contact, the opening of which will remove power from the elevator
driving machine motor and brake; and
(b) a self-locking keyed to tumbler lock. Group 1 security.
5.7.4.2 Top of Car Clearance. There shall be a clearance of not less than 762 To simplify and to encompass
mm (30 in.) from the highest projection of the car top or, the car crosshead or all accepted drive types.
and the equipment mounted on the car top and the nearest part of the overhead
structure, when the counterweight is resting on its fully compressed buffer as
required in 2.4.6 car has reached its uppermost limit of travel.
For rack and pinion special purpose personnel elevators without

counterweights, there shall be a clearance of not less than 762 mm (30 in.) from
the highest projection of the car top and the nearest part of the overhead
structure, when the car has reached the uppermost limit of its travel. The top car
clearance shall conform to 2.4.6 and 2.4.7.
5.7.4.3 Top Counterweight Clearances To add requirements for top
The top counterweight clearance shall be not less than the sum of the following counterweight clearances.
items::
a. the bottom car runby (see 5.7.4.1); Gravity stopping affect not
b. the stroke of the car buffer used, or the remaining stroke when the considered due to car speed
buffer is compressed with the car at the bottom terminal landing (see limitation of 0.76 m/s (150
2.4.2 and 2.22.4.8); and FPM).
c. 150 mm (6 in.)
5.7.10.4.1 The exit opening shall have an area of not less than 0.2627 m2 Editorial to correct missing
(352400 in2.), and shall not measure less than 4006 mm (16 in.) on any side. area notation and update
metric conversion.
5.7.13.1 Car Safeties and Governors for Traction and Winding Drum Type To conform to the 0.76 m/s
Elevators. (150 FPM) maximum rated car
Cars suspended by wire ropes shall be provided with a car safety capable of speed for SPPE’s.
stopping and sustaining the car with rated load. The safeties shall be Type A
and shall conform to 2.17.5.1. The car safety shall be actuated by a speed
governor. The governor shall be operated to set the safety in accordance with
Table 2.18.2.1 with the when the car has attained a maximum permissible
speed allowed being of 0.9 1.05 m/s (175 210 ft/min). The operation of the
safety shall conform to 2.17.8.1. The speed governor shall be located where it
cannot be struck by the car or counterweight in case of overtravel and where
there is sufficient space for full movement of the governor parts. Governor ropes
shall conform to 2.18.5.1 through 2.18.5.3.
5.7.13.2 Car Safeties and Governors for Rack and Pinion Type Elevators. Changed to reflect R & P
The car shall be provided with one or more safeties identified in 2.17.5 4.1.17. requirements.
The safeties shall be attached to the car frame or supporting structure. All car
safeties shall be mounted on a single car frame and shall operate on one pair of .
guide members or on one vertical rack.
Rack and pinion machines have safeties consisting of a freely rotating safety
pinion, a governor, and a safety device, that shall be permitted to form an
integral unit mounted on the car. The freely rotating pinion travels on a
stationary rack mounted vertically in the hoistway. The rotating pinion drives the
governor. When the downward speed of the car reaches the tripping value, the
rotating governor actuates the safety device, which in turn, brings the car to a
gradual stop.
5.7.13.2.2 Marking Plates
A metal plate shall be securely attached to each safety so as to be readily The requirement was made
visible, and shall be marked in a legible and permanent manner with letters and redundant as a result of the
figures not less than 6.4 mm (0.25 in.) in height indicating the following: reference change in 5.7.13.2 to
• (a) the maximum tripping speed in m/s (ft/ min) for which the safety may requirement 4.1.17.
be used
• (b) the maximum weight in kg (lb), which the safety, as installed, is
designed to stop and sustain
5.7.16.1 Car and counterweight buffers shall: To define specific requirement
for drive types.
(a) be provided and shall conform to the applicable requirements of 2.22.1.1.1,
2.22.1.2, 2.22.2 through 2.22.3 or
(b) 5.7.16.2 For rack and pinion elevators, spring buffers, where used, shall be Separate requirements of car
so designed and installed that they will not be fully compressed when struck by buffers for rack and pinion
the car with its rated load at governor tripping speed where the safety is drives.
governor operated, or at 125% of rated speed where the safety is not governor
operated. Kinetic energy from the drive unit shall be taken into account in the
design calculations. The effect of the counterweight, where used, may also be
taken into account in the design calculations. shall be so designed and installed
that they will not be fully compressed when struck by the car with its rated load To remove requirement that
at the governor tripping speed. Kinetic energy from the drive unit and the effect does not take into
of the counterweight shall be taken into account in the design calculations. The consideration the kinetic
effect of the counterweight, where used, shall also be taken into account in the energy of the rack and pinion
design calculations. (c)The requirements of 2.22.3.2 do not apply to car buffers. machine.
5.7.17 Car Guide Rails and Guide-Rail To create a link to the sub-
Fastenings rules.
Car guide rails shall be provided, and conform to 5.7.17.1 to 5.7.17.3.
5.7.17.2 Fastenings, Deflections, and Joints. Editorial correction
Guide rails shall be securely fastened, shall not deflect more than 6 mm (0.25
in.) under normal operation, and shall have their joints well-fitted and strongly
secured. Guide rails and their joints and fastenings shall withstand without
failure the application of the car safety when stopping the car with its rated load.
5.7.18.1.2 Rack and Pinion Machines. The rack and pinion drive shall comply To create a link to the rack and
with 4.1.24. consist of one or more power-driven rotating pinions mounted on pinion machine requirements in
the car and arranged to travel on a stationary vertical rack mounted in the section 4.1.
hoistway. The drive shall have at least one pinion, one rack, and two backup
rollers. The pinions and rack shall be of steel with a minimum safety factor of 8
for the pinion and the rack. Driving machines located within the car shall be fully
enclosed with solid or openwork metal, which shall reject a ball 13 mm (0.5 in.)
in diameter and which shall be locked.
5.7.18.1.3 Traction Machines. The traction drive shall comply with 2.24. To add requirement special to
traction type drives.
5.7.18.1.4 Winding Drum Machines. The winding drum drive shall comply with To add requirement special to
2.24. winding drum type drives.
5.7.18.3 Factor of Safety for Driving Machines and Sheaves. The factor of Add requirements for rack and
safety for driving machines and sheaves shall conform to 2.24.3.1 through pinion machines.
2.24.3.2, and 4.1.24.2 for rack and pinion machines
5.7.19 Operating Devices and Control Converted Section 5.7.19 into
Equipment positive code language by
Operating devices and control equipment shall conform to 2.26 5.7.19.1 to removing exceptions and
5.7.19.9., except for the following, which do not apply: reformatted 5.7.19.1 to
2.26.1.2 For Car-Switch Operation Elevators 5.7.19.9 to bring forward into
2.26.1.3 Additional Operating Devices for Elevators Equipped to Carry One- Section 5.7.19 applicable code
Piece Loads Greater Than language in requirement 2.26
the Rated Load that applies to SPPE’s.
2.26.1.4 Inspection Operation (NOTE: A top-of-car operating station may be
provided, and if provided, shall conform to 2.26.1.4)
2.26.1.6 Operation in Leveling or Truck Zone
2.26.2.12 Emergency Terminal-Speed Limiting Devices
2.26.2.13 Buffer Switches for Oil Buffers Used With Type C Car Safeties
2.26.2.14 Hoistway-Door Interlocks and Hoistway-Door Electric Contacts
2.26.2.17 Car Side-Emergency-Exit Door Contact Switches
2.26.2.20 Electric Contacts for Hinged Car Platform Sills
2.26.10 Absorption of Regenerated Power
5.7.19.1 Operatingon Devices and Operating Devices Editorial to use similar wording
used in 2.26.1
5.7.19.1 Types of Operating Devices. Shall conform to 5.7.19.1 and 5.7.19.2. See rational stated in 5.7.19.
5.7.19.1.1 Types of Operating Devices; Types of operating devices shall
5.7.19.1.2 Inspection Operation; Inspection Operation if provided shall conform
to 2.26.1.4.
5.7.19.1.3 Inspection with Open Door Circuits; if inspection operation is provided
(see 5.7.19.1.2), Inspection Operation with Open Door Circuits shall be provided
and shall conform to 2.26.1.5.1 through 2.26.1.5.8.
5.7.19.2 Electric Protective Devices See rational stated in 5.7.19.
When an electrical protective device is activated (operated, opened), it shall
cause the electric power to be removed from the elevator driving machine motor
and brake. Electrical protective devices shall be provided as specified in
5.7.19.2.1 through 5.7.19.2.2738.
5.7.19.2.1 Slack rope switch. Winding drum machines shall be provided
with a slack-rope device equipped with a slack-rope switch of the
enclosed manually reset type. This switch shall operate whenever the
ropes are slack.
5.7.19.2.2 Motor-generator running switch. Where motor generator field
control is used it shall conform to 2.26.2.2.
5.7.19.2.3 Compensating-rope sheave switches when provided shall
5.7.19.2.4 Motor field-sensing means shall conform to 2.26.2.4.
5.7.19.2.5 Emergency stop switch shall conform to 2.26.2.5(a), (b) and
(c).
5.7.19.2.6 Broken rope, tape, or chain switches shall be provided when
required by 2.25.2.3.2 or 2.25.4.1.8(b).
5.7.19.2.7 Stop Switch in Pit. A stop switch conforming to 2.26.2.5(a),
(b), and (c) shall be provided in the pit of every elevator (see 2.2.6).
5.7.19.2.8 Stop Switch on Top of Car. A stop switch conforming to
2.26.2.5(a), (b), and (c) shall be provided on the top of every elevator
car.
5.7.19.2.9 Car-safety mechanism switch. A switch, conforming to For rack and pinion safety
2.17.7.1 through 2.17.7.4 or 4.1.18.1 for rack and pinion safety with devices the 5.7.19.2.9 car-
integral speed governors, shall be required where a car safety is safety overspeed switch and
provided. the 5.7.19.2.10 speed-governor
5.7.19.2.10 Speed-governor overspeed switch. A speed-governor switch are the same switch
overspeed switch shall be provided and shall conform to 2.18.4.1.1, serving the dual function.
2.18.4.1.2, and 2.18.4.2.3, or 4.1.18.1 for integral rack and pinion speed
governors.
5.7.19.2.11 Final Terminal stopping devices conforming to 2.25.3.1, To carry forward exceptions
2.25.3.2, 2.25.3.3.1, 2.25.3.3.2, 2.25.3.4, 2.25.3.5, 2.25.3.5.1, taken to Part 2 requirements
2.25.3.5.2, and 2.25.3.5.3. within the current code edition
5.7.19.2.12 Not Used that include the following that
5.7.19.2.13 Not Used are shown as Not Used,
5.7.19.2.12 (2.26.2.12),
5.7.19.2.13 (2.26.2.13),
5.7.19.2.17 (2.26.2.17), and
5.7.19.2.20 (2.26.2.20).
5.7.19.2.14 Hoistway-Door Interlocks and Hoistway-Door Electric

Contacts. Hoistway-door interlocks or hoistway-door electric contacts
conforming to 2.12.1 through 2.12.4 and 2.12.6 5.7.9.2 and 5.7.9.3 shall
be provided for all elevators
5.7.19.2.15 Car-door and gate electric contacts conforming to 2.14.4.2.1 5.7.19.2.15 revised to eliminate
through 2.14.4.2.5 5.7.9.1.4 shall be provided for all elevators except conflict with 5.7.19.2.28.
when car door interlocks conforming to 5.7.19.2.28 are provided.
5.7.19.2.16 (2.26.2.16) is not
5.7.19.2.16 Not Used used due to SPPE’s having a
car speed limitation less than
1m/s.
5.7.19.2.17 Not Used

5.7.19.2.18 Car Top Emergency-Exit Electrical Device when provided
shall conform to 5.7.10.4.4
5.7.19.2.19 Motor-generator overspeed protection. When a motor-
generator set is provided means shall be provided to cause the electric
power to be removed automatically from the elevator driving-machine
motor and brake should a motor-generator set, driven by a direct-
current motor, overspeed excessively. 5.7.19.2.21 (2.26.2.21) is not
5.7.19.2.20 Not Used used due to SPPE limitations
5.7.19.2.21 Not Used to authorized personnel and
material only.
5.7.19.2.22 (2.26.2.22) Gas

5.7.19.2.22 Not Used Spring-Return Oil Buffers are
not used due to speed
limitation of SPPE’s.
Add 5.7.19.2.23 requirements

5.7.19.2.23 Stop Switch in Remote Machine Rooms and Control for stop switches in remote
Rooms. A stop switch conforming to 2.26.2.5(a), (b), and (c) shall be machine rooms and control
provided in remote machine and control rooms where required by 2.7.8. rooms.
5.7.19.2.24 Stop Switch in Overhead Machinery Space in the Hoistway.

A stop switch conforming to 2.26.2.5(a), (b), and (c) shall be provided in
the overhead machinery space in the hoistway where required by
2.7.3.5. 5.7.19.2.25 (2.26.2.25) for
5.7.19.2.25 Not Used emergency doors electrical
protective device in blind
hoistways was removed due to
no existing requirements in
SPPE’s for emergency blind
hoistway doors.
5.7.19.2.26 Pit Access Door Electric Contact. An electric contact shall

be provided on each pit access door where required by 2.2.4.5.
5.7.19.2.27 Stop Switch in Remote Counterweight Hoistways. A stop
switch conforming to 2.26.2.5(a), (b), and (c) shall be provided in the
remote counterweight hoistway where required by 2.3.3.3. Add 5.7.19.2.28 for car door
5.7.19.2.28 A car door interlock conforming to 5.7.9.1.4 shall be contacts and interlocks.
provided where required by 2.14.4.2.1. Add 5.7.19.2.29 for ascending
5.7.19.2.29 An ascending car overspeed device shall be provided on car overspeed protection.
counterweighted elevators, where the counterweight is heavier than the
empty car. The ascending car overspeed device when provided shall
meet the requirements of 2.19.1.2(a). Add 5.7.19.2.30 for unintended
5.7.19.2.30 An unintended car movement device when provided shall car movement.
meet the requirements of 2.26.2.30.
5.7.19.2.31(2.26.2.31) and
5.7.19.2.31 Not Used 5.7.19.2.32 (2.26.2.32) not
5.7.19.2.32 Not Used used due to the limitations of
SPPE’s
5.7.19.2.33 (2.26.2.33);
5.7.19.2.33 A firefighter’s stop switch where provided shall conform to 5.7.19.2.34 (2.26.2.34);
the requirements of 2.26.2.33. 5.7.19.2.35 (2.26.2.35);
5.7.19.2.34 An unexpected car movement device where provided shall 5.7.19.2.36 (2.26.2.36);
conform to 2.26.2.34. 5.7.19.2.37 (2.26.2.37); and
5.7.19.2.35 An electric contact on equipment access panels where 5.7.19.2.38 (2.26.2.38) are not
provided shall conform to 2.26.2.35. required due to the limitations
5.7.19.2.36 A working platform electrical contact where provided shall of SPPE’s however where
conform to 2.26.2.36. provided they shall conform to
5.7.19.2.37 A retractable stop electrical device contact where provided the referenced requirements in
shall conform to 2.26.2.37. 2.26.
5.7.19.2.38 A retractable ladder electrical device contact where
provided shall conform to 2.26.2.38. 5.7.19.2.39 (2.26.2.39) are not
5.7.19.2.39 A sway control guide slack suspension detection means required due to the limitations
when provided shall meet the requirements of 2.26.2.39. of SPPE’s however where
provided they shall conform to
the referenced requirements in
2.26.
5.7.19.3 Contactors and Relays for Use in See rational stated in 5.7.19.
Critical Operating Circuits
Where electromechanical contactors or relays are provided they shall conform
to 2.26.3
5.7.19.4 Electrical Equipment and Wiring See rational stated in 5.7.19.
All electrical Equipment and wiring shall conform to 2.26.4.
5.7.19.5 System to Monitor and Prevent Automatic See rational stated in 5.7.19.
Operation of the Elevator With Faulty Door
Contact Circuits
When power-operated car doors that are mechanically coupled
with the landing doors are provide they shall conform to 2.26.5
5.7.19.6 Phase Protection of Motors See rational stated in 5.7.19.
Elevators having a polyphase AC power supply shall conform to 2.26.6.
5.7.19.7 Installation of Capacitors or Other Devices to Make Electrical See rational stated in 5.7.19.
Protective Devices Ineffective
The installation of capacitors or other devices to make electrical protective
devices ineffective shall conform to 2.26.7.
5.7.19.8 Release and Application of Driving Machine Brakes See rational stated in 5.7.19.
The release and application of driving machine brakes shall conform to 2.26.8.
5.7.19.9 Control and Operating Circuits See rational stated in 5.7.19.
The design and installation of the control and operating circuits shall conform to
2.26.9.
5.7.19.10 Absorption of Regenerated Power See rational stated in 5.7.19.
The absorption of regenerated power shall conform to 2.26.10.
5.7.19.11 Car Platform to Hoistway Door Sills Vertical Not Used: SPPE’s are not
Distance Not Used accessible by the general
public and do not comply with
ANSI/ICC A117.1 or ADAAG.
5.7.19.12 Symbols Not Used Not Used: SPPE’s are not
accessible by the general
public and do not comply with
ANSI/ICC A117.1 or ADAAG.
5.7.22 Layout Drawings To bring in rack and pinion
Information provided on layout drawings shall conform to 2.28.1 or for rack and requirements.
pinion elevators, 4.1.28.
TN 09-1466
Revise A17.1 as follows:

2.27.3.1.6 When a “FIRE RECALL” switch is in the “ON” position all cars controlled by the switch shall
operate as follows:
(a) A car traveling towards the designated level shall continue nonstop to the designated level and
power operated doors shall open and remain open. On cars with two entrances, if both entrances can
be opened at the designated level, only the doors serving the lobby where the “FIRE RECALL” switch
is located shall open and remain open.
(b) A car traveling away from the designated level shall reverse at or before the next available landing
without opening its doors and proceed to designated level.
(c) A stopped car shall have the in-car stop switch (see 2.26.2.21) and the emergency stop switch in
the car (see 2.26.2.5) when provided, rendered inoperative as soon as the car moves away from the
landing. A moving car shall have the in-car stop switch and the emergency stop switch in the car when
provided, rendered inoperative without delay. Once the emergency stop switch in the car and the in-
car stop switch have has been rendered inoperative, they it shall remain inoperative while the car is on
Phase I Emergency Recall Operation. All other stop switches required by 2.26.2 shall remain operative
during phase 1 recall.
When provided, the in-car stop switch (see 2.26.2.21) or the emergency stop switch in the car (see
2.26.2.5) shall not be made ineffective.
2.26.7 Installation of Capacitors or Other Devices to Make Electrical Protective Devices

Ineffective
The installation of capacitors or other devices, the operation or failure of which will cause an unsafe
operation of the elevator, is prohibited. No permanent device that will make the traction-loss detection
means or any required electrical protective device ineffective shall be installed except as provided in
2.7.6.5.2(h), 2.12.7.1, 2.26.1.4.2(g), 2.26.1.5, and 2.26.1.6, and 2.27.3.1.6(c) (see 8.6.1.6.1).
2.27.3.2.4
(c) the requirements of 2.27.3.1.6(a), (b), (c), (d), (e), (g), (h), (i), (k), and (l), except that all references
to the “designated level” shall be replaced with “alternate level”
Rationale:
1. The In-Car Stop Switch is only accessible to elevator personnel. It is either behind a group 1 locked
panel, or it is a group 1 key switch. Other examples of stop switches available to elevator personnel
include Pit Stop Switch, Machine Room Stop Switch, and Car Top Stop Switch all of which remain
operative during Phase I and Phase II Fire Recall Service. If a mechanic actuates the In-Car Stop
Switch it must be assumed there is a valid reason to stop the car immediately. In this case the power
should be removed from the driving machine motor and brake as intended. Per 2.27.3.1.6 (l), Means
used to remove elevators from normal operation shall not prevent Phase I Emergency Recall
Operation, except
(1) as specified in this Code
(2) as controlled by elevator personnel
2. The Emergency Stop Switch on freight elevators is required for use by the elevator operator for the
purpose of managing safe movement of freight. This switch is an EPD required to be readily
accessible, red and conspicuously marked allowing quick actuation by the operator. If the operator
actuates the Emergency Stop Switch it must be assumed there is a valid reason to stop the car
immediately. Any car movement can result in the need for the operator to stop the car immediately
therefore this EPD should remain functional during all car movement. Misuse of the Emergency Stop
Switch during Phase I Fire Recall can be quickly assessed by the firefighters with the Emergency
Communication means of 2.27.1.1.4 requiring direct communication with the elevator operator in the
car. The analysis shows having an operational EPD outweigh the concerns for insuring the car recall
on Phase I.
TN 10-0223
5.2.2.5 CAR SAFETIES, COUNTERWEIGHT SAFETIES, PLUNGER GRIPPER, AND GOVERNORS

Alternative to Speed Governor for Roped-Hydraulic Elevators. Car and counterweight safeties and
plunger gripper shall conform to 3.17, except as modified by 5.2.2.5.1 and 5.2.2.5.2.
NOTE: See also 5.2.1.18.
5.2.2.5.1 The safeties on roped-hydraulic elevators shall be operated by a speed governor or where an
overspeed valve conforming to 3.19.4.7 is provided, the safeties shall be permitted to be operated by
inertia where an overspeed valve conforming to 3.19.4.7 is provided.
5.2.2.5.2 Upon the parting of the suspension ropes, the safeties shall apply without appreciable delay
and their application shall be independent of the location of the break in the ropes and shall be
permitted to be accomplished by the use of restrained compression springs or by the action of gravity,
or by both, or by positive mechanical means.
Rationale: Title was updated to clarify the requirements covered by this section to include all types of
hydraulic LULA elevators. Changes were also included to clarify that safeties operated by inertia are
an alternative to speed governors on roped-hydraulic LULA elevators that have an overspeed valve
conforming to 3.19.4.7.
TN 11-1486
Proposed Revisions to A17.1, Part 7:
Scope: Require Type B Material Lifts to be equipped with interlocks to enhance the safety at hoistway
doors. Mechanical lock and contacts will not be permitted. Increase the travel permitted for Type B
Material lifts. Note that requiring interlocks reduces the fall hazard risk that may be perceived due to the
increase in travel. Revise the landing station stop button requirements to allow constant-pressure stop
buttons with the latching nature maintained in the control system.
7.4.2.2 Type B Material Lifts shall be permitted to carry one operator and be provided with in-car
mounted operating devices, subject to the following limitations:
(a) Access to and usage of Type B Material Lifts is restricted to authorized personnel.
(b) The rated speed is not to exceed 0.15 m/s (30 ft/min).
(c) There is penetration of only one floor.
(dc) Travel does not exceed 5 000 7.6 mm (200 in 25ft.).
(ed) They are operated only by continuous-pressure control devices.
(fe) They shall not be accessible to the general public.
(gf) The upper limit of travel shall be
(1) level with the top penetrated floor; or
(2) level with the top landing where no floor is penetrated.
(hg) They are permitted to serve one or more intermediate landings, provided that these landings
have doors as required in 7.4.14.
Rationale: 7.6m provides a practical limit for the operation of a device at 0.15m/s as it would require
holding the operating button for 50 seconds. Jurisdictions in Canada have permitted type ‘B’ Material
Lifts to have a travel greater than 5m for many years with no adverse consequences. Type ‘B’ material
lifts have access and usage restricted to authorized personnel and are commonly found in industrial
buildings. These types of buildings can have floor spacing greater than 5m as a result of the type of
processing, storage or manufacturing being performed. Also, these buildings industrial buildings are
typically slab on grade construction without provisions for elevators pits. Removing the one floor
penetration restriction allows greater application of this type of device when travel is increase to 7.6m.
These devices can already stop at intermediate landings and have fire rated hoistway requirements
when required by the building code. No additional hazards are foreseen by removing the floor
penetration restriction. The additional requirement of an interlock for this device reduce the risk of a fall
that could result from increased travel as it ensures the doors are positively locked before the car leaves
the landing zone.
7.4.14.7 For Type B Material Lifts, the interlock or mechanical lock and electric contact shall not be
readily accessible from inside the platform.
7.4.14.8 Requirement 2.12.3 applies only to Type A Material Lifts. Combination mechanical lock and
contacts are not permitted for Type B Material Lifts.
NOTE [7.4.14]: Type B Material Lifts must have full interlocks.
Rationale: Limit the Type B Material Lifts to full interlocks only. Lock and contacts will only be permitted
for Type A Material Lifts. This enhances the safety of Type B material lifts by ensuring that hoistway
doors are locked before the car leaves the landing. Since persons are permitted to ride, removing the
mechanical lock and contact ensures that someone cannot accidentally enter a hoistway without the car
present should the mechanical lock fail.
7.5.12.2.6 Requirement 2.26.2.5 does not apply. Each control station shall be provided with an
emergency stop switch (switches) conforming to 2.26.2.5(a), (b), and (c). And it which shall cause the
power to be removed from the driving machine when operated. Requirement 2.26.2.5(a) does not apply
to the emergency stop switch located at each landing. When a constant-pressure type emergency stop
switch at a landing is released the car shall not move, except for anticreep operation, until all operating
devices in the car and at the landings have been returned to their non-actuated state. The car shall
continue to remain stationary, except for levelling, until an operating device in the car or at the landing
is actuated.
Rationale: Provide permission to use a non-latching emergency stop switch at the landings for Type B
Material Lifts. This is intended to prevent operator entrapment which can occur if someone activates a
latching landing emergency stop switch while the device is in use. Requiring release of all operating
devices at the landing and in the car before allowing operation of the car ensures that an operator in the
car can regain control of the car by releasing and actuating an operating device. Labelling requirements
of 2.26.2.5(c) will still apply to the continuous pressure emergency stop switch. Operation of constant
pressure emergency stop switch still requires removal of power from the driving machine while it is
operated.
TN 12-1110
Proposed Revision to A17.1 Requirements 6.1.5.3.2 Main Drive Shaft Brake and 6.1.6.3.4 Drive Chain
Device:
6.1.5.3.2 Main Drive Shaft Brakeing. If the escalator driving-machine brake is separated from the main
drive shaft by a chain used to connect the driving machine to the main drive shaft, either
a) a mechanically or magnetically permanent magnet applied brake capable of stopping and
holding a down-running escalator with brake rated load (see 6.1.3.9.3) shall be provided on the
main drive shaft If the brake is magnetically applied, a ceramic permanent magnet shall be used.
or
b) multiple and separate chains, each with an individual drive-chain device in accordance with
6.1.6.3.4 and each with connection to the Escalator Driving-Machine Brake(s) and/or other
brake(s) with capacity capable of stopping and holding a down-running escalator with brake
rated load (see 6.1.3.9.3) shall be provided.
6.1.6.3.4 Drive-Chain Device. When the driving machine is connected to the main drive shaft by a
chain, a device shall be provided that will cause the application of the brake on the main drive shaft, if
so equipped (see 6.1.5.3.2 a)), and will also cause the electric power to be removed from the driving
machine motor and brake if the any drive chain between the machine and the main drive shaft becomes
disengaged from the sprockets. The device shall be of the manual reset type.
Rationale: Duplication of a system, component, or part with monitoring of the function of each is a
fundamental and long accepted practice to ensure reliability and safety. It is reasonable to allow this
approach to ensure the level of safety in escalator drive systems that utilize power transmission chain
between the main shaft and the driving machine and brake. In addition to ensuring the braking function
in case of disengagement of a drive chain, potential improvements in emergency braking can be realized
with this rule revision if the function of the machine brake is maintained in lieu of a main shaft brake.
This includes possible utilization of the machine brake that is type tested, which would be checked and
monitored on a periodic basis, and that is operated/exercised on a regular basis demonstrating proper
function. Inquiry 92-58 further supporting this TN is attached. 6.1.5.3.2 and 6.1.6.3.4 are revised to reflect
the Inquiry answer to permit duplicate and monitored power transmission chains in lieu of a main shaft
brake to ensure brake function.
TN 12-1959
Proposed Revision to A17.1:
2.26.8.2 Two means shall be provided to independently remove power from the brake. The electrical
protective devices required by 2.26.2 shall control both means, except that leveling shall be permitted
to take place with power opening of doors and gates in conformance with 2.13.2.1.1 and 2.13.2.2.1.
One of the means shall be either a contactor, or SIL rated device(s) with a SIL of not less than
the highest SIL of the function for the electrical protective devices involved with removing power from
the brake and shall be listed/certified in accordance with the applicable requirements of IEC 61508-2
and IEC 61508-3. SIL rated devices shall be identifiable on wiring diagrams (see 8.6.1.6.3 8.6.1.2.2(a))
with part identification, SIL, and certification identification information that shall be in accordance with
the certifying organization’s requirements. This means is not required to remove power from the
driving-machine motor.
If the brake circuit is ungrounded, power shall be interrupted at all power feed lines to the brake.
Assemblies containing SIL rated devices shall be labeled or tagged with the statement: “Assembly
contains SIL rated devices. Refer to the Maintenance Control Program and wiring diagrams prior to
performing work.”
2.26.9.3.2
(b) the software system and related circuits are listed/certified to a SIL rating that is in accordance
with the applicable requirements of IEC 61508-2 and IEC 61508-3. This software system and its
related circuits shall have a SIL of not less than the highest SIL value of the safety function(s) in
Table 2.26.4.3.2 used in the circuit. The software system and related circuits shall be identifiable
on wiring diagrams (see 8.6.1.6.3 8.6.1.2.2(a)) with part identification, SIL, and certification
identification information that shall be in accordance with the certifying organization’s
requirements.
Assemblies containing SIL Rated Devices shall be labeled or tagged with the statement:
“Assembly contains SIL Rated Devices. Refer to Maintenance Control Program and wiring
diagrams prior to performing work”.
Rationale
To correct the references for 8.6.1.2.2 (a).
TN 13-0538
2.14.1.7.2 When the car has reached its maximum upward movement (2.4.6.1), tThe following
minimum clearances shall be provided from the top rail and intermediate rail of the standard railing, as
specified in 2.10.2, to the building structure or elevator equipment in relative motion to the standard
railing not attached to the car:
(a) when the car has reached its maximum upward movement (2.4.6.1):
(a1) 100 mm (4 in.) vertically
(2) 300 mm (12 in.) horizontally towards the centerline of the car enclosure top
(b) throughout the hoistway, (b) 100 mm (4 in.) horizontally in the direction towards the hoistway
enclosure,.
(c) 300 mm (12 in.) horizontally towards the centerline of the car enclosure top.
NOTE: (2.14.1.7.2): See Nonmandatory Appendix G.
Rationale: Revised to ensure protection of elevator personnel against shearing

hazards throughout the hoistway between the top rail and intermediate rail of the
standard railing and fixed equipment passed or approached by the standard railing as
the car moves throughout the hoistway
>100 mm
(4 in.)
>100 mm (4 in.) to
Items in the hoistway
Standard
railing
TN 13-0668
Proposed additional language for A17.1:
8.4.10.1.3 Elevator Operation

(b) When the counterweight displacement switch is activated, the elevator, if in motion, shall initiate an
emergency stop by the immediate removal of power from the driving machine motor and brake. and
tThen the elevator shall proceed away from the counterweight at a speed of not more than 0.75 m/s
(150 ft/min) to the nearest available floor, open the doors, and shut down; except that where Phase II
Emergency In-Car Operation is in effect, door operation shall conform to 2.27.3.3.
Rationale: The definition for an Emergency Stop was not well defined and needed clarification.
TN 13-0868
Revise A17.1, LULA Folding Car Doors
5.2.1.13 Power Operation of Hoistway Doors and Car Doors. When provided, pPower operation,
power opening, and power closing of hoistway doors and car doors shall conform to 2.13, except as
modified by 5.2.1.13. except that
(a) Requirement 2.13.1 does not apply. Both car and hoistway doors shall be of the horizontally sliding
type or a power-operated swinging hoistway door with a power-operated horizontally sliding car door
shall be permitted. Power operation of accordion or bifold type folding car doors shall be permitted.
(b) Vvertically sliding doors shall not be permitted.
5.2.1.14(f) Requirement 2.14.4.3 does not apply. Doors shall be of the horizontally sliding or folding,
accordion, or bifold type and so arranged to reduce the possibility of pinching. Material shall conform
to 2.14.2.1.
(gf) Requirement 2.14.4.4 does not apply.
(hg) Requirement 2.14.4.7 does not apply.
(ih) Requirement 2.14.4.9 does not apply.
(ji) Requirement 2.14.4.11(b) does not apply.
(kj) Requirement 2.14.5.1 does not apply. There shall not be more than two entrances to the car.
(lk) Requirements 2.14.5.2 and 2.14.5.3 does not apply.
(ml) Requirement 2.14.5.7. The dimension for the unlocking zone shall be not more than the straight
vertical face of the platform guard minus 75 mm (3 in.).
(m) Requirement 2.14.5.10 does not apply. Folding doors are not permitted
Rationale: Requirements were modified to eliminate folding car doors on LULA applications based on
a hazard analysis and current commercial industry practice. The new language closely aligns with the
current requirements of part 2.
TN 13-1041
Proposal:
controller, motor: the operative units of a motion control system comprising the starter devices and/or
power conversion equipment required to drive an electric motor.
Rationale:
To align the definition of “motor controller” with listing/certification requirements because not all “motor
controllers” include power conversion equipment.
TN 13-1151
Revise A17.1-2013 as follows:
5.3.1.7 Protection of Hoistway Openings
5.3.1.7.1 Where Required Hoistway Enclosure Provided. Where a hoistway enclosure is required
provided, landing openings shall be protected by swinging or horizontally sliding doors or gates.
Landing openings in solid hoistway enclosures shall be protected the full height by solid swinging or
horizontally sliding doors. Their fire-protection rating shall be not less than required by the building
code (see 1.3). The doors or gates shall be designed to withstand a force of 670 N (150 lbf) applied
horizontally over an area 100 mm x 100 mm (4 in x 4 in.) in the center of the doors or gates without
permanent displacement or deformation.
Rationale: Updated proposal to include hoistway doors whenever an enclosure is provided, not just
when they are required. Removed hoistway gates to be consistent with other sections of the
Standard.
5.3.1.7.2 Clearance Between Hoistway Doors or Gates and Landing Sills and Car Doors or
Gates. The clearance distance between the hoistway face of the hoistway doors or gates and the
hoistway edge of the landing sill shall not exceed 75 mm (3 in.) 19 mm (0.75 in) for swinging doors and
57 mm (2.25 in.) for sliding doors. The distance between the hoistway face of the landing door or gate
and the car door gate shall not exceed 125 mm (5 in.)
Rationale: Reduced clearance between hoistway door and edge of landing sill based on Hazard
Analysis. Moved hoistway door to car door clearance to new section 5.3.1.8.3.
5.3.1.8.2 Car Doors and Gates. A car door or gate that, when closed, will guard the opening to a
height of at least 1 675 mm (66 in.) shall be provided at each entrance to the car. Car doors shall be
permitted to be of solid or openwork construction that will reject a ball 75 mm (3 in.) in diameter.
Collapsible car gates shall be of a design that, when fully closed (extended position), will reject a ball
75 mm (3 in.) in diameter.
a) Power Operation of Car Doors and Gates. Power opening shall be permitted for car doors and
gates, and shall conform to 2.13.2.1 and 2.13.6. Power closing shall be permitted for car doors
and gates, and shall conform to 2.13.3 through 2.13.6.
b) Car Door or Gate Locking Devices. Where the hoistway enclosure is not continuous for the full
travel of the car, the car door or gate shall be provided with a mechanical lock that will lock the
car door or gate if the car is more than 150 mm (6 in.) vertically away from a landing.
c) Car Door or Gate Electric Contacts. Every car door or gate shall be provided with an electric
contact conforming to 2.14.4.2.3 and 2.14.4.2.5. The design of the car door or gate electric
contacts shall be such that for a sliding door or gate, the car cannot move unless the door or
gate is within 50 mm (2 in.) of the closed position. If the door or gate swings outward to open,
the car door or gate must be closed and locked before the car can move.
d) Strength and Deflection of Doors, Gates, and Their Guides, Guide Shoes, Track, and
Hangers.
1) Horizontal sliding car doors and gates shall be designed and installed to withstand a
force of 335 N (75 lbf) applied horizontally on an area 100 mm by 100 mm (4 in. by 4
in.) at right angles to and at any location on the car door without permanent
deformation. The deflection shall not exceed 19 mm (0.75 in.) and shall not displace
the door from its guides or tracks. The force shall be applied while the door is in the
fully closed position.
2) Folding car doors shall be designed and installed to withstand a force of 335 N (75 lbf)
applied horizontally using a 100 mm (4 in.) diameter sphere at any location within the
folds on the car door without permanent deformation. The deflection shall not exceed
19 mm (0.75 in.) and shall not displace the door from its guides or tracks. The force
shall be applied while the door is in the fully closed position.
Rationale: To add strength and deflection requirements for car doors and gates on private residence
elevators.
5.3.1.8.3 Clearance Between Hoistway Doors and Car Doors or Gates. The distance between the
hoistway face of the landing door and the hoistway face of car door or gate shall conform to one of the
following:
(a) Power Operated Horizontally Sliding Hoistway and Car Doors. Where power operated
horizontally sliding hoistway and car doors are used, the measurement between the leading edge of
the doors or sight guard, if provided, shall not exceed 100 mm (4 inches). If it is possible for a user to
detach or disconnect either door from the operator (such as in the event of operator failure) and such
detachment or disconnection allows the user to operate the door manually, requirement 5.3.1.8.3(e)
shall apply.
(b) Swinging Hoistway Doors and Folding Car Doors. Where swinging hoistway doors and
folding car doors are used and both doors are in the fully closed position, the space between the
Hoistway door and the folding door shall reject a 100 mm (4 inch) diameter ball at all points.
(c) Swinging Hoistway Doors and Car Gates. Where swinging hoistway doors and car gates
are used, the space between the Hoistway door and the car gate shall reject a 100 mm (4 inch)
diameter ball at all points.
(d) Swinging Hoistway Doors and Power Operated Horizontally Sliding Car Doors. Where
car door(s) are powered, and arranged so that the car door(s) cannot be closed until after the hoistway
door is closed, and car door(s) automatically open when the car is at a landing and the hoistway door
is opened, the measurement between the hoistway face of the hoistway door and the hoistway face of
the car door at its leading edge shall not exceed 100 mm (4 inches). If it is possible for a user to
detach or disconnect either door from the operator (such as in the event of operator failure) and such
detachment or disconnection allows the user to operate the door manually, requirement 5.3.1.8.3(e)
shall apply.
(e) Swinging or Horizontally Sliding Hoistway Doors and Manually Operated Horizontally
Sliding Car Doors. Where swinging or horizontally sliding hoistway doors and manual horizontally
sliding car doors are used and both doors are in the fully closed position, the space between the
swinging or horizontally sliding hoistway door and the manual horizontally sliding car doors shall reject
a 100 mm (4 inch) diameter ball at all points.
Renumber remaining Sections in 5.3.1.8.
Rationale: Moved requirements for clearance between hoistway door and car door or gate. Reduced
clearances based on Hazard Analysis and provided additional detail to define the clearance
requirement for various door or gate combinations.
TN 13-1313
3.27.2 Phase I Emergency Recall Operation Prior to Device Actuation

(a) If any of the devices specified in 3.27.1(a), (b), (c), or (d) is activated, while Phase I Emergency
Recall Operation is in effect, but before the car reaches the recall level, the car shall do one of the
following:
(1) complete Phase I Emergency Recall Operation, if the car is above the recall level,
complete Phase I Emergency Recall Operation
(2) descend to an available floor, if the car is below the recall level, descend to an available
floor.
(b) Upon arrival, automatic power-operated doors shall open, and then reclose within 15 s. The door
open button(s) shall remain operative. The visual signal [2.27.3.1.6(h)] shall extinguish.
Rationale: Clarification of language.

TN 14-0614
8.7.2.10.1 General Requirements

(a) Where all new hoistway entrances are installed, they shall conform to 2.11, 2.12, 2.13, 2.14.5.7,
and 2.29.2.
(b) Where one or more, but not all, new hoistway entrances are installed, they shall conform to 2.11.2
through 2.11.8 and 8.7.2.10.5. The entire installation shall also conform to 2.11.6, 2.12, 2.13,
2.14.5.7, and 2.29.2.
(c) Where an alteration is made to any hoistway entrance, it shall conform to 2.11.3, 2.11.5, 2.11.7,
2.11.8, and 8.7.2.10.5. The entire installation shall also conform to 2.12, 2.13, 2.14.5.7, and
2.29.2.
8.7.2.11.1 Interlocks. Where the alteration consists of the installation of hoistway door interlocks, the
installation shall conform to 2.12.1, 2.12.2, 2.12.4 through 2.12.7, 2.14.5.7, and 2.24.8.3.
8.7.2.14.1 Where an alteration consists of the installation of a new car, the installation shall conform to
2.14, except 2.14.5.7, 2.15, and 2.17 (see also 8.7.2.15.1).
8.7.2.14.2
…..
(i) Where an alteration consists of the installation of a car door or gate on an existing elevator car, the
installation shall conform to 2.14.4, 2.14.5, except 2.14.5.7, and 2.14.6.
8.7.2.16.4 Increase in Rated Load. Where an alteration involves an increase in the rated load, the
installation shall conform to the following:
(a) Car doors or gates shall be provided at all car entrances. Where new car doors or gates are
installed, they shall conform to 2.14.4, 2.14.5, except 2.14.5.7, and 2.14.6.
8.7.2.17.2 Increase in Rated Speed

(a) Increase in the rated speed of a winding-drum machine is prohibited, except as permitted in
8.7.2.17.2(c).
(b) Where the alteration involves an increase in the rated speed, except as specified in 8.7.2.17.2(c),
the following requirements shall be conformed to:
(1) The bottom runbys and the top clearances for cars and counterweights shall conform to
2.4.2 through 2.4.11.
(2) Horizontal clearances shall conform to 2.5.
(3) The car and counterweight buffers shall conform to 2.22, except that existing buffers, where
retained, are not required to conform to 2.22.4.5(b), 2.22.4.7, 2.22.4.10, and 2.22.4.11.
(4) Car doors or gates shall be provided at all car entrances. Where new car doors or gates are
installed, they shall conform to 2.14, except 2.14.5.7.
8.7.2.27.5 Change in Type of Motion Control.

…
(f) Car enclosures and car doors or gates shall conform to 2.14, except that where existing car
enclosures and/or car doors or gates are retained, conformance with the following requirements
is not required:
(1) Requirements 2.14.1.3, 2.14.1.5.1, 2.14.1.6.2, 2.14.1.8, and 2.14.1.9
(2) Requirement 2.14.2.1, and 2.14.2.3 through 2.14.2.5
(3) Requirements 2.14.2.6(d) and 2.14.2.6(f)
(4) Requirement 2.14.3
(5) Requirements 2.14.4.2.5 if existing interlocks or contacts are retained, 2.14.4.3 and 2.14.4.6
(6) Requirement 2.14.5.1, and 2.14.5.6, through and 2.14.5.8
(7) Requirement 2.14.6.2.2 except 2.14.5 shall be as amended in (6)
(8) Requirements 2.14.7.1.3, 2.14.7.1.4, and 2.14.7.2 through 2.14.7.4
8.7.3.31.6 Change in Type of Motion Control.

…
(f) Car enclosures and car doors or gates shall conform to 3.14, except that where existing car
enclosures and/or car doors or gates are retained, conformance with the following requirements
is not required:
(1) Requirements 2.14.1.3, 2.14.1.5.1, 2.14.1.6.2, 2.14.1.8, and 2.14.1.9,
(2) Requirements 2.14.2.1, 2.14.2.3 through 2.14.2.5
(3) Requirements 2.14.2.6(d) and 2.14.2.6(f)
(4) Requirement 2.14.3
(5) Requirement 2.14.4.2.5 if existing interlocks or contacts are retained, 2.14.4.3, and 2.14.4.6
(6) Requirement 2.14.5.1, and 2.14.5.6, through and 2.14.5.8
(7) Requirement 2.14.6.2.2, except 2.14.5 shall be as amended in (6)
(8) Requirements 2.14.7.1.3, 2.14.7.1.4, and 2.14.7.2 through 2.14.7.4
Rationale: To correct requirements in the Alterations Section that was implemented in TN02-3046,
where Restricted Opening of Hoistway Doors was moved from requirement 2.12.5 to 2.14.5.7. These
modifications will reinstate the requirements to be consistent with A17.1-2010 status (adding or
removing):
• 8.7.2.10.1: Require Restricted Opening requirement

• 8.7.2.14.1: Remove the addition of Restricted Opening Requirement
TN 14-0686
Proposed Revisions to A17.1, Requirement 7.1.7.10 Dumbwaiter Controllers Door Locking:
Scope: Add requirement for Dumbwaiter controllers not located in machine rooms, machinery spaces,
control rooms or control spaces
7.1.7.10 Requirement 2.7.6 does not apply except as follows: Controllers located outside the hoistway
and not in machine rooms, control rooms, machine spaces or control spaces shall be enclosed in a
locked cabinet. The locked cabinet shall comply with requirements 2.7.6.3.2.
Rationale: Require dumbwaiter controllers to be locked and accessible to only elevator personnel. The
requirement for a locked cabinet was contained in the B44-94 code but was not carried through at
harmonization. Additionally, this provides consistency with NFPA 70 requirement 620.71(A)). Requiring
a lock on the door prevents public exposure to hazards that could result if unauthorized persons access
the controller. This could include operation of the dumbwaiter with the hoistway doors open.
TN 14-1169
Proposed Revisions to A17.1:
Requirement 2.27.3.3.8: Additional visual signal

2.27.3.3.8 An additional visual signal shall be provided and located as required by 2.27.3.3.7.The
additional visual signal shall be one of the symbols shown in Fig. 2.27.3.1.6(h). The entire circular or
square area shown in Fig. 2.27.3.1.6(h) shall be illuminated. This additional visual signal shall be
activated and deactivated whenever the visual signal in 2.27.3.1.6(h) is activated and deactivated.
Rationale: Editorial clarification that both visual signals will have the exact same operation.
TN 14-1502
Revise Section 8.4 of A17.1-2013
SECTION 8.4
ELEVATOR SEISMIC REQUIREMENTS
(a) Section 8.4 applies to all electric elevators with counterweights, and direct-acting or roped-
hydraulic elevators where applicable, where such elevators are installed in buildings assigned to one
of the following:
(1) Seismic Design Category C with Component Importance Factor, Ip, of 1.5 as defined by IBC (see
1.3, building code)
(2) Seismic Design Category D or greater as defined by IBC (see 1.3, building code)
(3) Design Spectral Response Acceleration for a 0.2 s time period [Sa(0.2)] greater than 0.12 and
building designated as post-disaster building or IEFaSa(0.2) is equal to or greater than 0.35 as defined
by NBCC-2010 (see 1.3, building code)
(4) Seismic Performance Category C with Seismic Hazard Exposure Group II or higher as defined by
earlier model building codes (see Note)
(5) Seismic Risk Zone 2 or greater as defined by earlier building codes (see Note)
NOTE: For example, SBC 1982; SBC 1994; etc.
(b) The appropriate Elevator Component Seismic Force Level is determined by the applicable building
code (see Guide for Elevator Seismic Design Part 1 and Part 2, Sample Calculations 1a–g)
(1) where the applicable building code references Seismic Design Categories or Design Spectral
Response Acceleration [Sa(0.2)], force levels as referenced by 8.4.14 shall be used (see 1.3, building
code)
(2) where the applicable building code makes reference to ground motion parameters (such as Av or
Zv), 8.4.13 shall be used
(3) where the applicable building code makes reference to Seismic Risk Zones, or Seismic Risk
Zones and component force level equations, force levels for the appropriate zone, as listed throughout
Section 8.4, or the calculated component force level shall be used, whichever is greater
(c) The elevator seismic requirements contained in 8.4 shall be in addition to the requirements in the
other parts of the Code unless otherwise specified.
Rationale: To be able to harmonize the elevator & escalator & moving walk rules with 8.5(b).
8.4.2.3.3 Maximum combined stresses in connections due to the specified seismic forces shall
conform to the following applicable standards (see also Part 9 8.4.14.1.4):
Rationale: Correct the reference made as there is no Requirement 8.4.14.1.4.
Fig. 8.4.8.2-8 Notes

EXAMPLE (Per 15lb Guide Rail):
(SI Units)
For Ratio L/ℓ = 0.15, and actual weight of counterweight = 3630 kg
Q = 1.35
W a = 1.35 (3,630) = 4900 kg
From Fig. 8.4.8.2-4 zone 3 or greater
Required bracket spacing = 3200 mm (no tie bracket)
Or = up to 4215 mm (one tie bracket)
Or = up to 4675 mm (two tie brackets)
(Imperial Units)
For Ratio L/ℓ = 0.15, and actual weight of counterweight = 8,000 lb
Q = 1.35
W a 1= 1.35 (8,000) = 10800 kg lb
From Fig. 8.4.8.2-4 zone 3 or greater
Required bracket spacing = 10 ft 6 in. (no tie bracket)
Or = up to 13 ft 10 in. (one tie bracket)
Or = up to 15 ft 4 in. (two tie brackets)
8.4.2.3.4 For areas not utilizing seismic zones, the Nonstructural Component Anchorage, as defined
by IBC/ASCE 7, shall be in conformance with the requirements of the governing building code.
Rationale: “IBC” is the designation used in the introduction of 8.4. After the 2000 printing IBC moves
and references the seismic application to ASCE 7.
8.4.10.1 Operation of Elevators Under Earthquake Emergency Conditions. Earthquake

emergency operation shall be provided and conform to 8.4.10. Earthquake emergency operation is not
required for risk zone 2, or Fp ≤0.25Wp with z/h = 1 (for IBC/ASCE 7) or hx/hn = 1 (for NBCC) (see
8.4.14. 21), provided the car and counterweight guide-rail systems, guiding members, and position
restraints conform to the requirements and force levels for zone 3 or greater or Fp ≥ 0.5 Wp in 8.4.5,
8.4.7, and 8.4.8 where
Wp = component operating weight as defined by 8.4.15
and references the seismic application to ASCE 7. Correct the reference made since the component
seismic force level is not located in 8.4.14.1.2 but rather in 8.4.14.1.1. To provide IBC/NBCC
equivalences for the exception(s).
8.4.10.1.1 Earthquake Equipment (See Also Fig. 8.4.10.1.1)

(a) All traction elevators operating at a rated speed of 0.75 m/s (150 ft/min) or more and having
counterweights located in the same hoistway shall be provided with the following:
(1) For seismic zone 3 or greater, or Fp  0.25Wp with z/hp1 (for IBC/ASCE 7) or hx/hnp1 (for
NBCC): a minimum of one seismic switch per building.
Rationale: “IBC” is the designation used in the introduction of 8.4. After the 2000 printing, IBC moves
8.4.14.1 Component Seismic Force Level (Strength Design).

The seismic force shall be computed per requirements of IBC/ASCE 7, or NBCC-2005 or later
editions, in accordance with the applicable building code.
(a) For IBC/ASCE 7
Fp = Component Seismic Force Level (horizontal, Strength Design…
…Fp is not required to be taken as greater than
Fp = 1.6 SDSlpWp
And Fp shall not be…
NOTES:
(1) For isolated components refer to ASCE 7-10, Table 13.6-1.
(2) Fp shall be multiplied by a factor of 0.7 for stress calculations in order to convert from Strength
Design (IBC/ASCE 7) to Allowable Stress Design (ASME A17.1). This factor is already included in the
load combinations in 8.4.14.1.2 8.4.14.1.3.
(b) For NBCC-2005 or later editions…

NOTES:
(1) For isolated components, refer to NBCC-2010, Table 4.1.8.18.
(2) Fp shall be multiplied by a factor of 0.7 for stress calculations in order to convert from Strength
Design (NBCC-2010) to Allowable Stress Design (ASME A17.1). This factor is already included in the
Rationale: This is an editorial change to update references. “IBC” is the designation used in the
introduction of 8.4. After the 2000 printing IBC moves and references the seismic application to ASCE
7. Correct the reference made since the load combinations are not located in 8.4.14.1.3 but rather in
8.4.14.1.2.
8.4.14.1.1 Components and Vertical Load Bearing Guide Rails.

The seismic design force, Fp, shall be applied at the component’s center of gravity. In addition, the
component shall be designed for concurrent vertical seismic force Fv equal to
(a) +/− 0.2 SDS Wp (for IBC/ASCE 7)
(b) +/− 0.2 [2⁄3FaSa(0.2)]Wp (for NBCC)
NOTES:
(1) Guide rail mounted machinery would be an example of vertical loads imposed on the guide rail in
addition to the horizontal inertial loads (see 8.4.8.2.6 and 8.4.14.1.1).
(2) Fv shall be multiplied by a factor of 0.7 for stress calculations in order to convert from Strength
Design (NBCC-2010) to Allowable Stress Design (ASME A17.1). This factor is already included in the
Rationale: This is an editorial change to update references. “IBC” is the designation used in the
introduction of 8.4. After the 2000 printing IBC moves and references the seismic application to ASCE
7. Correct the reference made since the load combinations are not located in 8.4.14.1.3 but rather in
8.4.14.1.2.
8.4.14.1.2 Load Combinations Using Allowable Stress Design. Components and portions thereof
shall resist the most critical effects resulting from the following combinations of loads:
For IBC/ASCE 7/NBCC…
Revise Figure 8.4.8.2-7 to have the “One intermediate tie bracket” point to the middle line
Revise Figure 8.4.8.2-3 to have the “One intermediate tie bracket” point to the middle line.
TN 14-1596
Revise A17.1 as follows:
2.20.2.2 Data Tag at Suspension-Means Fastening
2.20.2.2.1 Pertinent data located on the suspension means shall be provided by one of the following:
(a) A data tag securely attached to one of the suspension-means fastenings.
(b) Permanent marking of the required information on the suspension means and visible in the vicinity
of the suspension-means fastening.
(c) A combination of (a) and (b) provided that all required information is furnished.
(d) If (a) or (c) applies, the material and marking of the tag shall conform to 2.16.3.3.3, except that the
height of the letters and figures shall be not less than 1.5 mm (0.06 in.).
(e) If (a) or (c) applies, a new tag shall be installed at each suspension-means replacement.
2.18.5.3 Governor-Rope Tag. A metal data tag shall be securely attached to the governor-rope
fastening. This data tag shall bear the following wire-rope data:
(a) the diameter (mm or in.)

(b) the manufacturer’s rated breaking strength
(c) the grade of material used
(d) the year and month the rope was installed
(e) whether nonpreformed or preformed
(f) construction classification
(g) name of the person or organization who installed the rope
(h) name or trademark by which the manufacturer of the rope can be identified
A new tag shall be installed at each rope renewal. The material and marking of the rope data tag shall
conform to 2.16.3.3.3, except that the height of the letters and figures shall be not less than 1.5 mm
(0.06 in.).
Rationale: Requirement 2.16.3.3 in the 2010 edition of A17.1 contained the requirements that now
appear in 2.16.3.3.3 in the 2013 edition of the code, and is the only applicable to these types of tags.
The proper requirement number was not updated for the 2013 edition.
TN 14-1632
Proposed Revision to A17.1, Requirements 7.2.6.3.1, 7.2.6.3.2, 7.2.6.5, 7.2.6.8.1 Tensile Strength:
7.2.6.3.1 The data plate required by 7.2.3.3 shall bear the following chain data:
(a) number of chains
(b) type of chains
(c) standard chain number
(d) the manufacturer's rated breaking strength Minimum Ultimate Tensile Strength (MUTS) per chain in
pounds
7.2.6.3.2 A metal data tag shall be securely attached to one of the chain fastenings. This data tag shall
bear the following chain data:
(a) type of chain
(b) standard chain number
(c) manufacturer's rated breaking strength Minimum Ultimate Tensile Strength (MUTS)
(d) month and year the chains were installed
(e) name of the person or firm who installed the chains
(f) name of the manufacturer of the chains
7.2.6.5 Number of Ropes or Chains Required.

Requirement 2.20.4 does not apply. The number of suspension ropes or chains shall be determined by
multiplying the static load (weight of the car plus rated load plus the weight of the hoisting ropes or
chains) by the required factor of safety, and dividing the result by the manufacturer's
(a) rated ultimate strength of one of the ropes of the size and construction to be used
(b) average tensile strength Minimum Ultimate Tensile Strength (MUTS) of one of the chains of the size
and construction to be used
Where 2:1 roping is used, one-half the static load shall be used in the formula.
7.2.6.8.1 Requirement 2.20.9.1 does not apply. Fastening of suspension means shall conform to the
following:
(a) The car and counterweight ends of suspension wire ropes, or the stationary hitch-ends where multiple
roping is used, shall be fastened in such a manner that all portions of the rope, except the portion inside
the rope sockets, shall be readily visible. Fastenings shall be by individual tapered babbitted rope
sockets conforming to 2.20.9.3 through 2.20.9.6; or by other types of rope fastening, provided that they
develop at least 80% of the ultimate breaking strength of the strongest rope to be used in such
fastenings.
(b) The fastening of car and counterweight ends of suspension chains shall be such as to develop at
least 80% of the rated breaking strength Minimum Ultimate Tensile Strength (MUTS) of the strongest
chain used in such fastenings.
Rationale: To improve safety and consistency in the A17.1 Safety Code for Elevators and Escalators
by replacing the differing references to chain strength with the same terminology used in the B29 Code
(Minimum Ultimate Tensile Strength).
The ASME B29 chain committee only publishes the Minimum Ultimate Tensile Strength (MUTS)
in its chain standards. As defined in the B29 Code, MUTS is the minimum force at which an unused,
undamaged chain could fail when subjected to a single tensile loading test. Other values of chain
strength are not recognized by the B29 standards.
Average tensile strength is only a catalog value that is not defined in the B29 standards, varies
from manufacturer to manufacturer, and should not be used in the design of drive or suspension systems
using chain.
Rated breaking strength is not defined in the B29 standards, and is therefore not specific enough
to use for design purposes.
Ultimate tensile strength, although well recognized terminology, is of little use in this case. For
its use, the specific failure mode of the chain would have to be known (which component breaks in the
given situation), and the ultimate strength of that component would need to be provided by the chain
manufacturer. This value would vary from manufacturer to manufacturer.
Note: In the above requirements that involve lifting people, it may be prudent to have the chain
manufacturers certify the MUTS of their chain.
The next face-to-face meeting of the B29 Committee has been scheduled for Tuesday, October 7, 2014
at the Airport Hilton in Atlanta, Georgia in conjunction with the 2014 annual meeting of the Mechanical
Power Transmission Association (MPTA). The meeting will begin at 9:30 AM. A web-teleconference will
be held in conjunction with this meeting. The details of the web-teleconference will be sent to you in the
event a representative of the A17 Committee would like to participate.
The B29 Committee, ask the A17 Committee to seriously consider these suggestions. We believe they
could improve the usefulness of the code, and the safety of the general public. In any case, we look
forward to receive the results of their deliberations. The date, time, and location of meetings where this
matter will be presented and discussed would also be appreciated.
TN 14-1894
8.6.11.6.1
(a) Escalators and moving walks shall be started only by authorized personnel (see 1.3) trained in
compliance with the procedures specified in 8.6.11.5.2 8.6.11.6.2 through 8.6.11.6.4 through
8.6.11.5.5.
Rationale:
Editorial change to indicate correct Section number.
TN 14-1896
TN 14-2094
8.6.7.9 Mine Elevators. Except in jurisdictions enforcing NBCC, maintenance of mine elevators shall
conform to 8.6.7.9.1 through 8.6.7.9.5. 8.6.1 through 8.6.3 and the applicable requirements of 8.6.
8.6.7.9.1 Rails on mine elevators shall be kept free of rust and scale, that will prevent proper operation
of the car (or counterweight) safety device.
8.6.7.9.2 Oil buffers that are installed on elevators where water can accumulate in the pit shall be
checked every 60 days for accumulation of water.
8.6.7.9.3 The mine elevator hoistway shall be maintained to minimize the entry of water and formation
of ice, that would interfere with the operation of the elevator.
8.6.7.9.4 Suspension, Compensating, and Governor Ropes. When elevator suspension,

compensating, or governor ropes show deterioration caused by corrosion, the replacement wire ropes
shall be constructed of electrogalvanized
or other types of corrosion resistant material suitable for the environment and application. The
installation shall conform to 8.7.2.21 for suspension ropes and 8.7.2.19 for governor ropes.
Where emergency replacement of wire ropes is required, noncorrosion resistant wire ropes shall be
permitted to be installed for temporary use. These emergency
replacement noncorrosion resistant wire ropes shall be replaced by corrosion resistant wire ropes
within one year of installation.
8.6.7.9.5 Periodic Test. Mine elevators shall be subject to the applicable periodic tests specified in
8.6.4.19, and 8.6.4.20, and 8.6.5.14 through 8.6.5.16. The test requirements shall apply to the
corresponding requirements of 5.9. Any additional requirements for this equipment shall also be
checked during these tests.
Rationale: Specify the appropriate maintenance and testing requirements applicable to mine elevators.
Hydraulic mine elevators are not addressed in the Code.
TN 14-2096
New Section 8.11.5.xx
8.11.5.xx Mine Elevators. Mine elevators shall be subject to the applicable periodic inspections
specified in 8.11.2.
The inspection requirements shall apply to the corresponding requirements in 5.9. Any additional
requirements for this equipment shall also be checked during these inspections.
Rationale: Specify the appropriate periodic inspection requirements applicable to mine elevators.
TN 14-2114
2.18.6.2 The means shall be set to allow the governor rope to slip through the speed governor at a
rope tension (the governor pull-through tension) higher than required to activate the safety or to trip the
releasing carrier as specified in 2.17.15. The maximum tension in the rope shall not exceed one-fifth of
the rated ultimate strength of the rope. The factors of safety of the rope shall not be less than those
required by 2.18.5.1.
Rationale: For consistency between 2.18.5.1 and 2.18.6.2.

TN 14-2115
traction machine: a direct driving machine in which the motion of a car is obtained through friction
between the suspension ropes means and a traction sheave.
Rationale: For consistency with “suspension means” terminology used in the code.
TN 14-2439
Revise Section 8.4 of A17.1-2013
8.4.9.1 Seismic Requirements for Driving Machine and Sheaves.

All integral parts of driving machines together with their supports shall be capable of withstanding the
inertia effect of their masses without permanent deformation when subjected to seismic forces acting
separately simultaneously as defined in 8.4.13 or 8.4.14, or equal to
(a) Wp horizontally and ½ Wp vertically (zone 3 or greater)
(b) ½ Wp horizontally and ¼ Wp vertically (zone 2)
Rationale: To align current language with ASCE 7 requirements.

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A17.1-201X, Safety Code for Elevators and

SUBJECT TO REVISION OR WITHDRAWAL

Specific Authorization Required for Reproduction or Quotation

ASME Codes and Standards

Note: requirements for

Note: requirements for

Note: requirements for

Machine rooms do not apply to

Note: requirements for car

4.1.7.6 4.1.2.2 Control Spaces Exterior to the Hoistway Editorial-Renumber

4.1.8 4.1.3 Equipment in Hoistways or Machine Machinery Spaces, Control Editorial-Renumber

Note: requirements for

Add language for R & P

Note: requirement for rack-

Note: requirement for Welding

4.1.24.3.2 Flexible Connections Remove general reference to

4.1.26.3 Contactors and Relays for Use in Critical Operating Circuits

4.1.26.4 Electrical Equipment and Wiring

4.1.15.2 Permitted Voltage. Voltage permitted in control and operating circuits

4.1.26.7 Installation of Capacitors or Other Devices to Make Electrical

4.1.26.8 Release and Application of Driving Machine Brakes

4.1.26.9 Control and Operating Circuits

4.1.26.10 Absorption of Regenerated Power

4.1.26.11 Car Platform to Hoistway Door Sills Vertical Distances

4.1.29 Identification Added to bring into rack and

8.1.2 Group 1: Restricted Added to bring into Section 8

Maximum Stopping Distance Maximum Stopping Distance,

For rack and pinion special purpose personnel elevators without

5.7.19.2.14 Hoistway-Door Interlocks and Hoistway-Door Electric

5.7.19.2.17 Not Used

5.7.19.2.22 (2.26.2.22) Gas

Add 5.7.19.2.23 requirements

5.7.19.2.24 Stop Switch in Overhead Machinery Space in the Hoistway.

5.7.19.2.26 Pit Access Door Electric Contact. An electric contact shall

Revise A17.1 as follows:

2.26.7 Installation of Capacitors or Other Devices to Make Electrical Protective Devices

5.2.2.5 CAR SAFETIES, COUNTERWEIGHT SAFETIES, PLUNGER GRIPPER, AND GOVERNORS

Proposed Revisions to A17.1, Part 7:

NOTE [7.4.14]: Type B Material Lifts must have full interlocks.

Proposed Revision to A17.1:

Proposed Revision to A17.1:

Rationale: Revised to ensure protection of elevator personnel against shearing

Proposed additional language for A17.1:

8.4.10.1.3 Elevator Operation

Revise A17.1, LULA Folding Car Doors

Proposed Revision to A17.1:

Revise A17.1-2013 as follows:

5.3.1.7 Protection of Hoistway Openings

Renumber remaining Sections in 5.3.1.8.

Revise A17.1-2013 as follows:

3.27.2 Phase I Emergency Recall Operation Prior to Device Actuation

Rationale: Clarification of language.

Revise A17.1-2013 as follows:

8.7.2.10.1 General Requirements

8.7.2.17.2 Increase in Rated Speed

8.7.2.27.5 Change in Type of Motion Control.

8.7.3.31.6 Change in Type of Motion Control.

• 8.7.2.10.1: Require Restricted Opening requirement