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    Annexure-B: Format - Daily Margin Statement To Be Issued To Clients Client Code: Client Name: Exchange

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    Nithiyanantham Bcomca
    This document provides a format for a daily margin statement that is issued to clients. The statement includes: [1] client identification details; [2] details of margins available including funds, securities, bank guarantees, and other approved margins; [3] margin requirements from the exchange and clearing corporation for the current and next day; [4] excess or shortfall of available margins compared to requirements; [5] any additional margins required by the member; and [6] the margin status or balance with the member. Notes specify that the statement should be issued daily and include contact details for the compliance officer.

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    Annexure-B: Format - Daily Margin Statement To Be Issued To Clients Client Code: Client Name: Exchange

    Uploaded by

    Nithiyanantham Bcomca
    69 views1 page
    This document provides a format for a daily margin statement that is issued to clients. The statement includes: [1] client identification details; [2] details of margins available including funds, securities, bank guarantees, and other approved margins; [3] margin requirements from the exchange and clearing corporation for the current and next day; [4] excess or shortfall of available margins compared to requirements; [5] any additional margins required by the member; and [6] the margin status or balance with the member. Notes specify that the statement should be issued daily and include contact details for the compliance officer.

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    Annexure B

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    This document provides a format for a daily margin statement that is issued to clients. The statement includes: [1] client identification details; [2] details of margins available including funds, securities, bank guarantees, and other approved margins; [3] margin requirements from the exchange and clearing corporation for the current and next day; [4] excess or shortfall of available margins compared to requirements; [5] any additional margins required by the member; and [6] the margin status or balance with the member. Notes specify that the statement should be issued daily and include contact details for the compliance officer.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    69 views1 page

    Annexure-B: Format - Daily Margin Statement To Be Issued To Clients Client Code: Client Name: Exchange

    Uploaded by

    Nithiyanantham Bcomca
    This document provides a format for a daily margin statement that is issued to clients. The statement includes: [1] client identification details; [2] details of margins available including funds, securities, bank guarantees, and other approved margins; [3] margin requirements from the exchange and clearing corporation for the current and next day; [4] excess or shortfall of available margins compared to requirements; [5] any additional margins required by the member; and [6] the margin status or balance with the member. Notes specify that the statement should be issued daily and include contact details for the compliance officer.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
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    Annexure-B

    Format – Daily Margin Statement to be issued to clients


    Client Code:
    Client Name:
    Exchange:
    Margin/MTM required by
    Margins available till T day Exchange/CC end of T & T+1 day
    Excess / Additional
    respectively Margin Status
    Shortfall w.r.t. Margin
    (Balance with
    Value of Any other Total Requirement required by
    Bank Total upfront Member / Due
    Securities approved Margins Total by Exchange / member as
    Funds Guarantees Margin MTM from client)
    (after form of Available Requirement CC per RMS
    Trade / FDR
    haircut) Margins* (E)
    Seg day

    E=
    A B C D F G H=(F+G) I=E-H J K=(I-J)
    (A+B+C+D)

    *approved form as may be specified by the Exchange/CC from time to time

    Notes:
    1. Daily Margin Statement to be issued on T day itself
    2. Daily Margin statement to mention the name, email id, telephone number and address of compliance officer
    3. Detailed exhibits for the margin collected to be provided to the clients. In case of securities (scrip name, qty, value ) Bank Guarantee (BG
    no, amount, expiry date) and FDR's (FDR No., Amount and Maturity date)

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