145465-Article Text-384688-1-10-20161008 PDF
145465-Article Text-384688-1-10-20161008 PDF
145465-Article Text-384688-1-10-20161008 PDF
2, July 2008
NOTES CORNER
• Notes on Jurisprudence
• Notes on Western European Legal Traditions
NOTES ON JURISPRUDENCE
Positivism Continued: Kelsen’s Pure Theory of Law
Elise G. Nalbandian*
Arguably, the most influential legal theory of the 20th Century in Continental
Europe seems to be Hans Kelsen’s “pure theory of law.” It is solidly in the
line of the positivist tradition running from Hume, through Bentham and
Austin to establish a 20th century ultimate positivism developed from before
1918 up to and beyond 1970’s. This theory’s literature began to develop be-
fore 1918, when Kelsen was examining the Austrian Constitution (which he
would later be involved in rewriting) and it continued until the 1990’s. How-
ever, the 1967 text of “The Pure Theory of Law” is the text that the following
notes rely on for the purposes of studying this theory.
Kelsen’s theory of law is referred to as “Pure Theory of law” because he be-
lieved that any explanation of the nature of law had to exclude all other ele-
ments such as sociology, politics and other disciplines. Kelsen also excluded
any possibility of morality being involved in the question of legal validity. It
is this dual exclusion that inspired another 20th Century jurist, Joseph Raz, to
consider Kelsen’s theory as being “doubly pure”.
Hence, it is possible to summarise that:
a) The premise of Kelsen’s theory is anti-natural law. All natural
law theories assume a dualism of what the law is and what the
law ought to be. Kelsen rejected this dualism. However, he was
very concerned about law and morals and his theory had to ex-
plain these so as not to mix the two concepts.
b) Kelsen believed that law is self-defining, and it should not be de-
scribed politically, sociologically etc. For Kelsen, law is free of the
impurities of other disciplines. This is a defect that Kelsen noticed
* LL.B LL.M, Lecturer in Law, Faculty of Law, St. Mary’s University College
2 (2) Mizan Law Rev. NOTES ON JURISPRUDENCE: KELSEN’S PURE THEORY OF LAW 347
from others. The latter is a legal action as it is authorised. Hence law must be
understood according to the objective meaning of commands as measured
against other norms.
Kelsen does not deny the existence of human commands but instead argues
that one has to study norm “commands” objectively against other norms and
it is the conditions under which the commands are issued that makes the
command a law. In other words, what makes a particular act legal is the exis-
tence of a legal norm in respect of which the act is carried out with other
norms in the background authorising and permitting other acts that valdify
the required action stated in the primary norms.
Hence, according to Kelsen all norms originate from primary norms which
derive their power from sanction while they derive their validity from higher
norms. All primary norms are linked to two types of sanction:
a) Transcendental: this is an assumed sanction whereby there is no
necessarily physical or even imminent or present punishment.
b) Social and Physical sanctions: this is an imminent sanction from
stigmas to other forms of punishments which are authorised by
primary norms.
Primary norms are concerned with authorising bodies to apply sanctions
while citizens are not directly addressed by the norms and therefore are inci-
dental to this part of the theory. In a bid to keep his theory pure, Kelsen did
not consider citizens except as subjects who may cause the official actions
which require the hierarchy of legal norms to be in place.
The next level is that of the dependent norms that can either take the forms of
byelaws expressing the primary norms or enabling acts that also express the
primary norm.
Finally, at the top of the pyramid, there is the basic norm or the Grundnorm
which gives the whole system its validity while putting a logical and finite
end to the hierarchy. This is a presupposed (on account of the actual activity
of the officials applying the primary norms) and transcendental concept
350 MIZAN LAW REVIEW Vol. 2 No.2, July 2008
which goes beyond facts and can be termed as a legal necessity as it is under-
stood that if a norm exists, its validity is presupposed and hence, as the valid-
ity can only flow from a higher norm down to a lower norm, then the higher
norms exist which in turn derive their validity from other higher norms until
the culmination of a valid Grundnorm. Hence, the existence of a Grundnorm
depends on the fact that the primary norms are consistently and regularly ap-
plied by the officials while on the other hand, the Grundnorm ultimately
gives legal validity to the whole system.
To sum up, it is possible to note that while the validity of norms depends on
higher norms, the validity of the Grundnorm depends on the efficacious ap-
plication of the lower norms. So to establish whether the Grundnorm works,
what needs to be seen is whether the directions given to the officials as per
the primary norms are applied. This is where the discussion of Kelsen starts
and must logically end thereby indicating the circular nature of Kelsen’s ar-
guments.
N.B- For notes on Austin, see Elise G. Nalbandian “ Notes on Jurisprudence: Early
Legal Positivism: Bentham and Austin” Mizan Law Review Volume 2, No. 1,
page 147
2 (2) Mizan Law Rev. NOTES ON WESTERN EUROPEAN LEGAL TRADITIONS 353
Elias N. Stebek * *
To conclude, these are the stylistic factors which enable us to identify the
families of legal systems. But, the weight to be given to each of these factors
varies according to the circumstances. Ideology is an effective ground for
distinguishing the religious and socialist systems, but does not help us to
separate the legal families of the West. There it is history, mode of thought
and distinctive institutions which distinguish legal families. Sources of law
are distinguishing features of Islamic and Hindu law and also help us to di-
vide the Anglo Saxon from the continental legal families, but we cannot use
them as a basis for distinguishing between the Romanistic, Germanic and
Nordic families.
1.3- Classification within the Romanistic-Germanic civil law
tradition
The term ‘civil (continental) law seems to be too broad, and we can reclas-
sify civil law tradition into:
• the Romanistic legal family comprising the French, Italian and
other legal systems that have through reception promulgated laws
that significantly share the content, style and features of the
French Codes,
• the Germanic legal family, that includes Germany, Austria, Swit-
zerland, etc., and,
• the Nordic legal family that includes the legal systems of North-
ern Europe.
Sections 2 and 3, here-below, highlight the first two legal families of the civil
law tradition (i.e. the French and Germanic Civil Codes); and Section 4 for-
wards an overview of the English common law legal tradition.
up into many different systems, and a number of law books were written in
the 13th century. Yet, the customary laws of Northern France depended
mainly on oral tradition of various localities and thus gave rise to the prolif-
eration of different customary laws thereby creating a great legal uncertainty.
In 1454, Charles VII ordained that customs of various territories be written
down and those which were already recorded be drafted anew with the coop-
eration of a royal committee of experts. The task of recording the customs
took longer than expected and was resumed several times in the decades and
centuries that followed.
In spite of prolonged efforts towards writing down customs, only the major
ones were recorded. The mere task of writing down the major customary
laws paved the path towards the gradual recording of the common customary
laws (droit coutimier commun). However, the problem of legal uncertainty
was not yet resolved.
As French kings consolidated their power, the creation of unitary private law
common to the whole of France became indispensable. Series of jurists
played a vital role in the development of the foundation for the emergence of
a common private law for the whole of France. In the Seventeenth and eight-
eenth centuries, we find works of jurists which were indeed useful materials
and models for the draftsmen of the later generations.
These efforts took a long time to materialize, and France was very far from
having a unified private law on the eve of the 1789 Revolution. The wide dif-
ference between the written laws of the south (drot écrit) and the customary
laws of the North subsisted. Although important customs of the North were
written down, the documents rather revealed the difference between the cus-
toms of the various localities rather than their unity and coherence. The fol-
lowing ironic remarks of Voltaire were made during such period of legal un-
certainty and extreme legal diversity:
“Is it not an absurd and terrible thing that what is true in one village is
false in another? What kind of barbarism is it that citizens must live
under different laws? … When you travel in this kingdom, you
change legal systems as often as you change horses.”
The idea of unified French private law had become a leading theme of French
jurisprudence and there was the intellectual basis for the unification of the
law, both in theory and in practice. And, ultimately, the impetus of the
French Revolution and the corresponding subjective factors such as the au-
thority of Napoleon Bonaparte and his prompt decision making style turned
the idea of unified French law into a reality.
2 (2) Mizan Law Rev. NOTES ON WESTERN EUROPEAN LEGAL TRADITIONS 357
talis wrote:
‘We have made a compromise, if such an expression may be used,
between the droit écrit (written law) and the customs, whenever we
have been able to reconcile their provisions or to modify each in the
light of the other, without infringing the unity of the system or caus-
ing widespread dissatisfaction.’
The written law (droit écrit) was nearly pure Roman law with regard to con-
tract law, the law of neighbours, the law of wills, and the system of dowry.
Customary rules, and in particular the customs of Paris, won principally in
family law and the law of inheritance. Acquisitive prescription in good faith
(Article 2279, Code civil) is in line with German legal thinking.
With the help of legislation, judicial decision and doctrinal writing, the Code
civil has been able to adapt itself to new changes and requirements. There
have frequently been demands and efforts for a thorough overhaul of the
Code; but it has not yet materialized. And, after numerous efforts towards
overall reform of the Code civil, the French legislator has duly focused on the
partial reform of the Code in certain spheres that require amendment.
It was at such an epoch that the German Historical School of Law arose with
Savigny (1779-1861). The Enlightenment had the view that the legal order is
a deliberately planned and purposive creation of an official legislator guided
by reason. In contrast, the Historical School of Law (Savigny and his follow-
ers) saw law as a historically determined product of civilization, having its
roots deep in the spirit of the people and maturing through a long process.
The school considered law as a product not of the formative reason of a par-
ticular legislator, but as an organic growth of the ‘inner secret powers’ of the
‘spirit of the people’ working through history.
After the fall of Napoleon, the Restoration in Europe and the dynasticism of
the various German rulers rendered democratic integration of the whole of
Germany unlikely. The idea of a unified German Civil Code as the one advo-
cated by Thibaut (a professor in Heidelburg) was severely opposed by Savi-
gny, on the ground that the time was not yet ripe for the production of a uni-
fied civil code.
Thibaut proposed to replace the intolerable diversity of the German territorial
laws by a general German civil code on the pattern of the French Civil Code,
and he believed that this would lay the basis for the political unification of
Germany. On the other hand, Savigny’s view was that legislation being inor-
ganic and unscientific, was not the right way to create a common German law
and would do violence to the traditions it opposed. What was needed in Savi-
gny’s view was a thorough absorption and cultivation of the legal material as
it had grown through time, a task he would entrust to an ‘organically progres-
sive legal science which would be common to the whole nation’.
3.5- The Pandectist School of Law
In actual practice, Savigny and his followers turned exclusively to Roman
law in its original form. Such idealization of Roman law led Savigny and his
followers to the unhistorical view that the legal forms and institutions created
by Romans possessed a sort of eternal validity. Savigny and his followers
addressed themselves to systematizing, ordering and integrating the concepts
of Roman laws.
The Historical School of law thus produced the Pandectist School whose
only aim was the dogmatic and systematic study of Roman material. For
Pandectists, the legal system was a closed order of institutions, ideas and
principles developed from Roman law. They believed that one only had to
apply logical or ‘scientific’ methods in order to reach at the solution of any
legal problem. As a result, the application of law became a mere technical
process, a sort of mathematics obeying only the ‘logical necessity’ of abstract
concepts and having nothing to do with practical reason, with social value
366 MIZAN LAW REVIEW Vol. 2 No.2, July 2008
personal request with the hope that the new century would have a brilliant
start marked by unified private law for Germany.
decisions may manifest the risk of being undirected and variable. Yet, some
degree of certainty has been created through doctrinal writing and interpreta-
tion.
The tort law of the German Civil Code still rests on the principle of fault.
However, special statutes have been able to update tort liabilities that arise
out of fault and other tort liabilities that had not been envisaged by the Code.
In Family law, the conservative and patriarchal stipulations of the Code in
favour of the husband and other outdated provisions have been brought in
line with altered social and economic circumstances through legislation.
Yet, courts bear the task of fitting the original text of the Code to modern de-
mands. In France, it was the gaps and technical imperfections of the Code
civil which gave the judges the opportunity to develop the law. But the courts
in Germany have relied mainly in the general clauses, embodied in Articles
138, 157, 242 and 826 of the German Civil Code. The general clauses have
operated as a kind of safety valve, without which the rigid and precise terms
of the German Civil Code might have exploded under the pressure of social
change.
money. The tax system was restructured by William I himself, and all prop-
erty holdings were inscribed in the Domesday Book of 1086.
The most important taxpayers were the biggest land owners. The taxes paid
were thoroughly checked by the Curia Regis, a council consisting of the King
and his advisers. Under Henry I (1110 to 1131) there developed out of the
Curia Regis, a Supreme Treasury- the Exchequer which gradually took on the
character of a court as it decided all legal questions connected with taxes.
Fiscal reasons also entailed increasing intervention by the central royal ad-
ministration in civil and criminal law. The Curia Regis had interest in private
legal disputes over large estates. Thus the king took exclusive jurisdiction
over serious crimes, and royal justice developed in the twelfth and thirteenth
centuries. Although the kings gave up the practice of presiding as chief Judge
very early, the courts always followed the King in his travels throughout the
country, until the Magna Carta in 1215 enacted that the Royal Courts should
be fixed in one particular place for the convenience of the public.
Maine points out that It is possible that the judges were influenced by Roman
law principles, and that they borrowed from Roman law, but they did not rest
the authority of their pronouncements on either the Roman law or Ipse Dixit
(i.e. on what is asserted but unproved), but on the fiction that their judgments
indicated the custom of the land. It was always as indicating the custom of
England, and not as an authority, that these decisions were acted upon and
followed during the 13th and the 14th centuries.
Soon however, this fiction was dropped, and decisions began to be followed
for the sole reason that they came from judges who were delegates of the
King entrusted by the King himself to administer justice. During the time of
James I, official reporters were first appointed, and case reports facilitated
and enhanced the development of case law.
law distinguished from the rest by the fact that it was developed by the deci-
sion of a particular court, i.e. the Court of Chancery.
Unlike statute law, an absolute monarch cannot take common law into his
grips and enact common law as per his instant whims and desires. This is
because common law takes decades and centuries to emerge and develop.
And it has the tendency to bring forth very strong strata of stakeholders in-
cluding practicing lawyers, judges and others, who due to the complexity and
quantity of case law materials incline to enjoy the monopoly of the profession
with its corresponding challenges and opportunities.
English lawyers were devoted to the maintenance of common law. Thus law-
yers consistently supported the Parliament in its struggle against the Crown.
In the 16th and 17th centuries, various monarchs attempted to establish an ab-
solute monarchy by imposing an absolutist legal system under the pretext of
enacting Roman law which could support the political claim that whatever
pleased the King had the force of law.
Ultimately, however, common law prevailed and was considered as a mighty
weapon in the hands of the parliamentary party in the struggle against the
absolutist prerogatives of the king. In its long history, common law had de-
veloped certain tenacity, and its cumbrous and formalistic technique had en-
abled it to challenge direct attack from above. Ever since, the Englishmen
have thought of the Common Law as being the essential guarantee of free-
dom thereby serving as protection against the arbitrary inroads of absolute
authority.