Piis0025619618307511 PDF
Piis0025619618307511 PDF
Piis0025619618307511 PDF
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Learning Objectives: On completion of this article, you should be able to (1) Estimated Time: The estimated time to complete each article is approxi-
define key elements of the intestinal barrier responsible for maintaining intestinal mately 1 hour.
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of inflammatory bowel diseases (IBDs), (3) recognize the importance of genetic Date of Release: 1/1/2019
factors in the contribution to IBD development, (4) identify environmental factors, Expiration Date: 12/31/2020 (Credit can no longer be offered after it has
such as diet and medications, and their association with microbial dysbiosis and passed the expiration date.)
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Abstract
Inflammatory bowel diseases (IBDs), represented by Crohn disease and ulcerative colitis, are associated with
major morbidity in Western countries and with increasing incidence in the developing world. Although analysis
of the genome of patients with IBD, especially through genome-wide association studies, has unraveled multiple
pathways involved in IBD pathogenesis, only part of IBD heritability has been explained by genetic studies. This
finding has revealed that environmental factors also play a major role in promoting intestinal inflammation,
mostly through their effects in the composition of the microbiome. However, in order for microbial dysbiosis to
result in uncontrolled intestinal inflammation, the intestinal barrier formed by intestinal epithelial cells and the
innate immune system should also be compromised. Finally, activation of the immune system depends on the
working balance between effector and regulatory cells present in the intestinal mucosa, which have also been
found to be dysregulated in this patient population. Therefore, IBD pathogenesis is a result of the interplay of
genetic susceptibility and environmental impact on the microbiome that through a weakened intestinal barrier
will lead to inappropriate intestinal immune activation. In this article, we will review the mechanisms proposed
to cause IBD from the genetic, environmental, intestinal barrier, and immunologic perspectives.
ª 2018 Mayo Foundation for Medical Education and Research n Mayo Clin Proc. 2019;94(1):155-165
I
nflammatory bowel diseases (IBDs), rep-
resented by Crohn disease (CD) and ul- with IBD (Figures 1 and 2). In this article,
cerative colitis (UC), are chronic and we will review the mechanisms proposed to
remitting disorders responsible for causing cause IBD from the genetic, environmental, in-
inflammation of the gastrointestinal tract. testinal barrier, and immunologic perspectives.
These conditions are associated with major
morbidity and mortality resulting in substan-
tial patient burden and costs to health care GENETIC FACTORS: HOST SUSCEPTIBILITY
systems. Approximately 1.6 million United Family aggregation of IBD has long been
States residents are affected by IBD, 785,000 recognized, but the inheritable component
with CD and 910,000 with UC.1 Prevalence seems to be stronger in CD than in UC, with
is higher in developed Western countries, a concordance rate in monozygotic twins of
with up to 2 million people with these condi- 30% to 58% in CD compared to 10% to 15%
tions in Europe.2 Interestingly, at the turn of in UC.5,7,8 The relative risk for disease devel-
the 21st century, newer epidemiological opment in first-degree relatives of patients
studies have revealed that the incidence of with IBD can be up to 5-fold higher than
IBD has been increasing in developing coun- that in unaffected individuals.9,10 The study
tries in South America, Asia, Africa, and of patients with very early-onset IBD, usually
Eastern Europe.1-3 The change in epidemio- with a family history of IBD and severe mani-
logical patterns in populations in which IBD festations of the disease, have helped identify
was not previously common raises again the rare genetic variants that may interfere with
question of important environmental factors pathways leading to intestinal inflamma-
that are involved in the development of these tion.11,12 For example, a rare mutation
chronic inflammatory disorders. affecting the regulatory function of the X-
The increased prevalence in specific pop- linked inhibitor of apoptosis (XIAP) gene
ulations around the world suggests an was found to result in early-onset IBD refrac-
important genetic component in the devel- tory to treatment in a 15-month old boy.13
opment of IBD, and the new epidemiological XIAP (X-linked inhibitor of apoptosis) is a
trends also reveal that environmental factors positive regulator of nucleotide-binding oligo-
play a critical role in the pathogenesis of CD merization domainecontaining protein 2
and UC. This change may be the result of
industrialization of developing countries.2,3
Most environmental triggers could mediate
GENETICS ENVIRONMENT
IBD pathogenesis through their impact on
the microbiome.3 However, in order for
Susceptibility Smoking
microbiome changes to result in inappro- Inheritance Diet
priate and continuing inflammation, the GWAS Medications
Noncoding variation Microbiota
integrity of the intestinal barrier separating
IBD
the lumen and the mucosa should also be Permeability Innate response
compromised.4,5 Finally, activation of the Goblet cells Cytokines
Paneth cells Effector cells
immune system, which would result in the Autophagy Regulatory cells
phenotypes seen in clinical practice, depends
on the working balance between effector and INTESTINAL IMMUNE
regulatory cells present in the intestinal mu- BARRIER RESPONSE
cosa, which have also been reported to be
dysregulated in this patient population.6 FIGURE 1. Mechanisms involved in the patho-
Therefore, it is the interplay of genetic sus- genesis of inflammatory bowel disease (IBD).
The pathogenesis of IBD is a result of the
ceptibility and environmental impact in the
interplay between genetic, environmental, in-
microbiome that through a weakened intesti-
testinal barrier, and immune response factors.
nal barrier will lead to inappropriate immune GWAS ¼ genome-wide association studies.
activation responsible for the clinical and
n n
156 Mayo Clin Proc. January 2019;94(1):155-165 https://doi.org/10.1016/j.mayocp.2018.09.013
www.mayoclinicproceedings.org
MECHANISMS OF IBD
FIGURE 2. The intestinal mucosa in the normal bowel and in inflammatory bowel disease (IBD). On exposure to environmental
factors, patients with IBD have development of microbial dysbiosis with a decrease of short chain fatty acids (SCFA) producing
bacteria and an increase in Proteobacteria. Mechanisms that maintain the intestinal barrier are also disrupted in the IBD mucosa,
including down-regulation of epithelial cadherin (E-cadherin) in tight junctions; thickness of the mucus layer; abnormal goblet cell
function, including mucin 2 (Muc2) and resistin-like molecule b (RELMb) proteins; and dysfunctional Paneth celleassociated
mechanisms, including secretion of antimicrobial products, nucleotide-binding oligomerization domainecontaining protein 2
(NOD2), and autophagy-related 16-like 1 (ATG16L1) gene-associated functions. From the innate immune system perspective, the IBD
mucosa has been found to exhibit a decrease in colonic macrophages expressing CD14, defective CX3CR1 (C-X3-C motif che-
mokine receptor 1) antigen presentation by dendritic cells; and impaired autophagy. Lastly, although leukocyte migration via integrin
cellular adhesion molecule (CAM) interactions also occurs in the normal mucosa, the balance between effector and regulatory T cells
(T-reg) appears to be disturbed in the IBD mucosa, resulting in uncontrolled activation of different T-cell lineages that migrate to the
inflamed intestine. G ¼ goblet cells; IFNg ¼ interferon g; IL ¼ interleukin; NK-T ¼ natural killer T cell; P ¼ Paneth cells; Th ¼ T helper
cell; TGFb ¼ tumor growth factor b; TNFa ¼ tumor necrosis factor a.
The use of medications, most notably an- Furthermore, the number of mucolytic bacte-
tibiotics, has also been associated with ria seems to be increased in IBD, which
increased risk of IBD.37,38 This association consequently leads to a higher presence of
usually results from changes in the intestinal mucosa-associated bacteria in these pa-
microbiome after use of antibiotics during tients.55,56 Lastly, the number of sulfate-
early stages of life, when the microbiota reducing bacteria, such as Desulfovibrio, is
plays a critical role in shaping immune cell also increased in IBD, resulting in the produc-
39
development. Nonsteroidal anti- tion of hydrogen sulfate that damages the in-
inflammatory drugs, anticontraceptives, and testinal barrier and allows activation of
statins are other examples of medications mucosal inflammation.57
that have been associated with up to 2-
fold-increased risk for CD and UC.40-42 Early THE INTESTINAL BARRIER: EPITHELIUM
life events such as mode of delivery, breast- AND INNATE IMMUNITY
feeding, exposure to pets, and infections The intestinal mucosa exists in a functional
(“hygiene hypothesis”) are also factors asso- equilibrium with the luminal contents, and
ciated with considerable risk for develop- disturbance of this equilibrium can lead to
ment of IBD, mostly given influences in the diseases such as IBD. The intestinal barrier,
composition of the intestinal microbiota.43-46 consisting of intestinal epithelial cells
The intestinal microbiome has long been (IECs) and innate immune cells, maintains
recognized to establish the connection be- this balance between luminal contents and
tween the outside environment and the intes- the mucosa. The importance of the epithelial
tinal mucosa. Microbial dysbiosis, as a result barrier in IBD predisposition is supported by
of decreased diversity of the microbiome, the finding of abnormal intestinal perme-
has been described in patients with IBD.47,48 ability in patients with CD and some of their
Whether this is the cause or consequence of first-degree relatives.58-61 Furthermore, anal-
the observed intestinal inflammation, or ysis of intestinal biopsies from patients with
both, is yet to be determined.47 In patients CD has revealed down-regulation of the
with IBD, there is a decrease of bacteria junctional protein epithelial cadherin, which
with anti-inflammatory capacities and an in- comprises the tight junctions of this physical
crease of bacteria with inflammatory capac- barrier.62,63 Other studies have also associ-
ities compared with healthy individuals.48,49 ated IBD with several transcription factors
The most frequently observed changes involved in epithelial regeneration, such as
include a decrease of Firmicutes and an in- HNF4A (hepatocyte factor 4a) and NKX2-
crease in Proteobacteria and Bacteroidetes.4 3 (NK2 homeobox 3).64,65
The number of short chain fatty acids pro- Beyond just a promoting physical barrier
ducing bacteria (eg, Faecalibacterium praus- between lumen and mucosa, IECs of the in-
nitzii) has been reported to be decreased in testinal barrier consist of different cell types
patients with IBD, consequently affecting dif- that maintain the equilibrium of the lumen-
ferentiation and expansion of Tregs as well as mucosa through different mechanisms; these
growth of epithelial cells.50 Interestingly, the cells include enterocytes, goblet cells, neuro-
lower number of F praunitzii colonization endocrine cells, Paneth cells, and M cells
has been found to correlate with the risk of (Figure 2).66 Goblet cells produce the mucus
ileal CD after surgery and maintenance of matrix covering the epithelium, essential to
clinical remission in UC.51-53 In contrast, both mucosal defense and repair.67 Genetic
the increase in Proteobacteria, most notably deletion of Muc2 (mucin 2), a major goblet
Escherichia coli, with the ability to adhere to cellederived secretory mucin, results in
the intestinal epithelium affects the perme- spontaneous colitis in murine models.68
ability of the intestine, alters the diversity Resistin-like molecule b (RELMb), another
and composition of the microbiota, and in- goblet cellespecific protein, creates a bridge
duces inflammatory responses by regulating with the immune system by directing Th2
the expression of inflammatory genes.54 cell immunity and delivering luminal
Mayo Clin Proc. n January 2019;94(1):155-165 n https://doi.org/10.1016/j.mayocp.2018.09.013 159
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MAYO CLINIC PROCEEDINGS
leukocytes to sites where inflammation is production of IL-12, IL-18, IL-23, and trans-
taking place.89 The integrins aLb2, a4b1, forming growth factor b by APCs and macro-
a4b7, and aEb7 are heterodimeric receptors phages. In turn, Th1 and Th17 cells secrete
expressed on the surface of circulating leu- the proinflammatory cytokines IL-17, inter-
kocytes capable of interacting with different feron g, and tumor necrosis factor a that
adhesion molecules for specific leukocyte feed into a self-sustaining amplification cycle
trafficking to the intestine.88 Currently, mul- whereby they stimulate APCs, macrophages,
tiple commercially available drugs are suc- fibroblasts, and endothelial cells to produce
cessfully used in clinical practice to target tumor necrosis factor a, IL-1, IL-6, IL-8,
these molecules in order to prevent leuko- IL-12, and IL-18.5,22,98 Studies have found
cyte migration to the intestine and control that mice deficient in IL-12 p40 subunit
inflammation in patients with IBD.90,91 and IL-23 are resistant to experimentally
New therapies that control inflammation in induced colitis, suggesting that these cyto-
patients with CD and UC target endothelial kines are in the center of the CD inflamma-
cell cellular adhesion molecules or preven- tory pathway.99,100 Therapeutic agents
tion of lymphocyte egression from lymph targeting the shared p40 subunit between
nodes are currently under evaluation in clin- IL-12 and IL-23 are currently used in clinical
ical trials.89,92,93 practice to control intestinal inflammation,
The disturbed balance between anti- and new therapies targeting the IL-
inflammatory and proinflammatory signals 23especific p19 subunit are currently under
with consequent migration of leukocytes to clinical evaluation.101,102 Conversely, drugs
the intestinal mucosa results in and is perpet- directed to the Th17 cellespecific cytokine
uated by an exaggerated T-cell immune IL-17A may worsen the inflammation in pa-
response, which is seen in both CD and UC tients with CD.103 In addition to secretion of
(Figure 2). The T cells involved in immune effector cytokines, Th17 cells also fulfill
responses in these diseases, however, seem important homeostatic functions in the in-
to be different, which may explain phenotypic testine, which may explain these conflicting
differences seen in clinical practice as well as results. In this scenario, IL-17A may also
response to new targeted therapies. Whereas play a role in protecting barrier integrity
the intercalated transmural inflammation of and Treg function, which are crucial to con-
CD results from an excessive Th1 cell and trolling immune activation and limiting in-
Th17 cell response, the uniform mucosal flammatory responses.104
inflammation seen in UC is secondary to a Tregs and Th17 cells have opposing ac-
Th2 celletype-like cytokine profile.22 In UC, tivities but arise from a common precursor
increased secretion of the Th2 cellespecific on transforming growth factor b (TGF-b)
cytokine IL-5 is associated with more efficient stimulation. The abundance of TGF-b in in-
activation of B cells and the induction of im- testinal tissues contributes to normal ho-
mune responses compared with the Th1 cell meostasis by promoting Treg differentiation
response seen in CD.22,94 Interestingly, UC- in naive lamina propria CD4þ T cells.105 In
specific Th cells show only low levels of IL- inflammatory states such as IBD, Th17-cell
4 production, which suggests they do not differentiation is promoted instead as a com-
display all the features of classic Th2 cells.94,95 bination of mucosal TGF-b with other sig-
Instead, UC is associated with the presence of nals, including cytokine, metabolite, and
CD1d-restricted nonclassic natural killer T microbial signals.106 Therefore, the gut may
cells that produce IL-13, which is increased use TGF-b pathways to promote T cells to
in the lamina of patients with UC but not in carry out both proinflammatory and anti-
those with CD.22,95 AntieIL-13 inhibitors inflammatory programs depending on the
have had conflicting results in treating pa- local presence of cytokines and microbial
tients with UC in clinical trials.96,97 products that may consequently affect initia-
In CD, the differentiation of Th cell types tion, persistence, and relapses in human IBD.
1 and 17 occurs in response to the Many of the genes required for Treg and
Mayo Clin Proc. n January 2019;94(1):155-165 n https://doi.org/10.1016/j.mayocp.2018.09.013 161
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MAYO CLINIC PROCEEDINGS
n n
162 Mayo Clin Proc. January 2019;94(1):155-165 https://doi.org/10.1016/j.mayocp.2018.09.013
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MECHANISMS OF IBD
The Thematic Review Series on Gastroenterological and highlight shared genetic risk across populations. Nat
Diseases will continue in an upcoming issue. Genet. 2015;47(9):979-986.
19. Jostins L, Ripke S, Weersma RK, et al. Host-microbe interac-
Correspondence: Address to Konstantinos A. Papadakis, tions have shaped the genetic architecture of inflammatory
MD, Division of Gastroenterology and Hepatology, Mayo bowel disease. Nature. 2012;491(7422):119-124.
Clinic, 200 First St SW, Rochester, MN 55905 (Papadakis. 20. Hindorff LA, Sethupathy P, Junkins HA, et al. Potential etio-
logic and functional implications of genome-wide association
[email protected]).
loci for human diseases and traits. Proc Natl Acad Sci U S A.
2009;106(23):9362-9367.
Individual reprints of this article and a bound reprint of the 21. International Union of Immunological Societies Expert Commit-
entire Thematic Review on Gastroenterological Diseases tee on Primary Immunodeficiencies, Notarangelo LD, Fischer A,
will be available for purchase from our website www. Geha RS, et al. Primary immunodeficiencies: 2009 update [pub-
mayoclinicproceedings.org. lished correction appears in J Allergy Clin Immunol. 2010;125(3):
771-773]. J Allergy Clin Immunol. 2009;124(6):1161-1178.
22. Bouma G, Strober W. The immunological and genetic basis
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