The Most Common Errors in Seismic Design

Sep, 2015  By Thomas F. Heausler, P.E., S.E., SECB In  Articles, Structural Performance Comments  2

… & How to Avoid Them

This article identifies common errors that structural engineers make when performing seismic design and
calculations. The intent is to help engineers avoid those errors and misapplications. This article is written in
checklist format such that an engineer can verify adequate self-knowledge, as well as review the work of
others on a project. It is based upon the 2012 International Building Code (IBC), the American Society of
Civil Engineers’ ASCE/SEI 7-10, the American Concrete Institute’s ACI 318-11, the American Institute of
Steel Construction’s AISC 360-10, AISC 341-10, and other current standards. For ease of identification,
referenced sections are noted in brackets and refer to ASCE/SEI 7-10 section numbers, unless otherwise noted.
1) Seismic Design Category A
When in seismic design category (SDC) A, it is not necessary to use any of the provisions of Chapter 12.
Instead, the general structural integrity provisions of Section 1.4 apply. Note that these provisions include
some loads that may often be erroneously neglected. The required lateral forces include 1% of dead load, 5%
of dead plus live load for beam (axial load) connections, and 20% of wall weight for wall connections. Non-
structural components in SDC A are exempt from seismic design requirements. See [1.4], [11.4.1], and [11.7].
2) Importance Factor
The importance factor is based upon the risk category and the associated life safety, hazard or essential nature
of the structure. Both [Table 1.5-1] and [IBC Table 1604.5] should be reviewed. A typical building can
sometimes evolve into an Ie equal to 1.25 or 1.5 when occupancy or use expands. Examples include relatively
small churches (expanding to an occupancy greater than 300) or a building where hazardous materials are
stored. It should be noted that for building design, Ie = 1.0, 1.25, or 1.5; but for non-structural components, Ip =
1.0 or 1.5 only [13.1.3], such that Ip may not equal Ie, and in some instances Ip may be less than Ie. See [11.5.1]
and [Table 1.5-2].
3) Continuous Load Path
ASCE/SEI 7-10 has very specific provisions for many elements such as collectors, connections, diaphragms,
walls, etc. However, in addition to those specifics, the engineer is required to provide a continuous load path
for all inertial forces from their origin to the foundation. Such load paths must conform to the relative stiffness
and strength of the elements that exist in the structure. See [12.1.3].
4) R Factor
The response modification coefficient, R, is part of a concept where an elastic design may be performed, but
with due consideration of the overstrength and ductility inherent in the lateral force resisting system. In order
to ensure reliability, many requirements are triggered with each R factor. The “R” Tables, [Table 12.2-1] and
[Table 15.4-1, 2], list the corresponding detailing requirements. The “strings attached” can be extremely
significant, especially for concrete structures that fall under ACI 318-11 Chapter 21 and steel structures with R
greater than 3 (AISC 341 Seismic).
5) Irregularity Triggers
[Table 12.3-1] and [Table 12.3-2] describe various horizontal and vertical irregularities, respectively, which
trigger specific provisions. Each referenced section must be reviewed. Triggered provisions include modal
analysis, three-dimensional analysis, redundancy factor, force amplification, torsion amplification, and
collector force increases. See [12.3.2.1] and [12.3.2.2].
6) Overstrength – Ωo
The variable Ωo is an amplification factor applied to the forces in certain elements in the seismic load path. It is
required so as to prevent a weak link from occurring prior to the full energy dissipation and ductility potential
of the primary lateral-force-resisting system. For example, in a steel braced frame, in order for the diagonal
brace to yield and dissipate energy in a controlled and reliable manner, all other portions of the load path (e.g.,
connections, bolts, welds, gusset plates, anchor bolts, columns and collectors) need to be stronger than the
maximum anticipated strength or force in the brace. Therefore, Ωo amplification and load combinations are
specifically triggered for those elements, in the sections mentioned below and in Material Standards such as
AISC 341-10 and ACI 318-11. For example, AISC 341-10 states that anchor bolt forces must be amplified by
Ωo, which is typically 2.0 or greater. This applies to all steel buildings where R is greater than 3, unless you can
prove otherwise via an advanced and rigorous analysis. See [12.4], [12.2.5.2], [12.10.2.1], [12.3.3.3],
[12.13.6.5], and [AISC 341 when R>3, ACI Chapter 21, Appendix D, etc.].
7) Redundancy – Rho
Rho is a factor that penalizes structures that do not have redundancy. Rho is equal to either 1.0 or 1.3. Rho is
equal to 1.0 for SDC B and C, for drift calculations, non-structural component forces, collectors, Ω o load
combinations, and diaphragms. See [12.3.4].
8) Vertical Seismic Load Effect – Ev
[12.4.2.2] requires that a vertical load effect equal to 0.2 SDs be applied to dead load. It is applied as a dead load
factor adjustment and may act downward or upward. It is at the strength design level, so it may be multiplied
by 0.7 for allowable stress design (ASD). The values of Ie, Ip, Rho and R are not applied to Ev.
9) Load Combinations and Allowable Stress Design – 0.7 E
For ASD load combinations [12.4.2.3], [12.4.2] shall be used in lieu of [2.3.2] and [2.4.1]. Earthquake forces
are at strength level, so for the ASD combinations, use 0.7 E. The 0.7 E applies to non-structural component
forces (Fp). See [13.3.1].
10) Orthogonal Effects
Earthquake forces must be calculated for each of the two primary orthogonal directions. In order to consider
the effects of earthquake forces at some angle other than those two directions, “orthogonal effects” must be
considered. [12.5] requires that irregular buildings in SDC C and corner columns in SDC D, E, and F be
considered with 100% of forces in one direction plus 30% in the other. It should be noted that IEEE 693
(Electrical Equipment) applies orthogonal effects to all elements, including corner anchor bolts.
11) Effective Seismic Weight
[12.7.2] defines the effective seismic weight, W. Except for as mentioned below, live load is not included in
the inertial force; however, the seismic force is later combined with dead and live loads in the load
combinations. [12.7.2] stipulates that W must include the following masses: 25% of storage live load, partition
load of 10 psf [4.3.2], industrial operating weight and unbalanced conditions, 20% of snow if greater than 30
psf, and weight of roof gardens.
12) Distribute Base Shear over Height
Once the base shear, V, is calculated, it must be distributed over the height of the structure. For a one-story
building, all of the base shear would be applied at the roof. For multi-story structures, the base shear must be
distributed to each floor, not only in proportion to each floor’s mass, but also in proportion to the distance of
the floor from the base. A triangular distribution of force results for regular multi-story buildings. For
distributed-mass structures like stacks and masonry fences, the centroid of the load should result at 2/3 of the
height above the base, not at ½ the height or at the center of gravity. See [12.8.3].
13) Modal Response Spectrum Analysis
When a structure has significant vertical or horizontal irregularities, the equation [12.8-12] (triangular force
distribution) becomes inaccurate, and therefore a modal response spectrum analysis is required. See [12.6],
[Table 12.6-1] and [12.9]. The purpose is not to refine the magnitude of the base shear, but to perform the
following more accurately:
1)   Distribute base shear over height.

2)   Quantify horizontal torsional effects.

3)   Account for higher mode effects.

Note that the “NP” entry in [Table 12.6-1] includes many common irregularities, including horizontal type 1a,
1b and vertical type 1a, 1b, 2 and 3, and thus a modal analysis is triggered for those structures.
14) Accidental Torsion
In addition to inherent torsion, accidental torsion must be applied. This is to prevent weak torsional resisting
arrangements, as well as account for unexpected distribution of live load and unexpected stiffness of structural
and non-structural elements. This provision applies to non-building structures, as well as buildings. For
torsionally irregular buildings, amplification of the accidental torsion may be required as per [12.8.4.3]. See
[12.8.4.2].
15) Drift Check
Results from the elastic analysis must be amplified by Cd to render expected deflections. Note that Cd is a very
large value, typically a factor of about 4 or 5. The drift is then divided by Ie, because the allowable drifts are
organized into a table that considers risk category. One should be careful when using ASD load combinations
not to apply the 0.7E to drift calculations. See [12.8.6], [12.12], and [Table 12.12-1].
16) Diaphragm Forces
Forces at lower floor diaphragms may be higher than those used for the lateral force resisting system
[Equation 12.8-12]. This is due to higher mode effects (i.e., modes higher than the first mode) where the lower
floors may be accelerating higher than calculated. Note that Fpx minimums of [Equation 12.10-2] often govern
for the lower floors. See [12.10.1.1].
17) Non-structural Components
Non-structural components may also experience higher local accelerations due to higher mode effects, as well
as amplification of the force within the non-structural element itself. See [Equation 13.3.1]. Industrial
structures often feature very large forces. It is unlikely that the forces on two different floors would occur at
the same point in time. Therefore, one method of accounting for the forces in a computer model is to evaluate
two conditions.
1) Run a load case with the weight of the equipment included in the seismic weight of the floor and the base
shear, V, distributed over the height as per [Equation 12.8-12].
2) Run a load case with only the non-structural component force for one piece of equipment, so as to verify an
adequate load path to the vertical system and/or foundation.

Note that it is necessary to apply Ev to load combinations with non-structural component forces. The factor
Ωo does not apply to such load combinations, except in some ACI 318-11 Appendix D calculations. Note also
that when non-structural components get very large – i.e., 25% or more of total structure mass – then [15.3]
provisions apply. For these heavy components, the stiffness and design coefficients of both the component and
the primary structure must be considered together in a computer model.
18) Wall Design
Connections to wall panels made of concrete and concrete masonry units (CMU) have performed poorly in
past earthquakes. The equations of [12.11.1] and [12.11.2.1] should be implemented, as well as ACI 318-11
Appendix D for anchorage.
19) Foundation Ties
Foundation ties are required as per [12.13.6.2] in order to ensure that the foundation system acts as an integral
unit, not permitting one column or wall to move appreciably relative to another. This applies to pile caps in
SDC C, D,E and F, and spread footings for SDC E and F.
20) Reduction of Foundation Overturning
[12.13.4] allows for a reduction of the bearing pressures at the soil-foundation interface. Forces may be
reduced by 25% in recognition that the first mode triangular force distribution will likely not occur without
higher mode effects occurring and negating the direction of the first mode, resulting in reduced maximum
overturning moments.
21) Errata
The ASCE/SEI 7-10 and IBC 2012 websites have the latest errata for those documents. Significant entries due
to typographical mistakes or unintended consequences of revisions are corrected in the errata.

22) IBC Overrides

IBC 2012 contains amendments to ASCE/SEI 7-10. See [IBC 1613], [IBC 1613.5], and [IBC Chapters 18
through 23]. ASCE/SEI 7 is on a six-year update cycle, and IBC is on a three-year cycle. Technical changes to
IBC often have to be approved well before the issue date. Inevitably, coordination between ASCE 7, IBC and
referenced material standards (e.g. ACI, AISC, etc.) often occur through errata, supplements or IBC-published
amendments. It is essential to check for these changes periodically. Individual state and local governments may
also adopt amendments that affect projects located within their jurisdiction.
23) ASCE/SEI 7-10 Third Printing
It is recommended that the user make use of the ASCE/SEI 7-10 Expanded Seismic Commentary, which
provides 135 pages of valuable background information. It is incorporated in the third printing of ASCE/SEI 7-
10 only. For those who own a first or second printing, you may download a PDF file of the commentary for
free from the ASCE website. This Commentary was developed by the National Earthquake Hazard Reduction
Program/Building Seismic Safety Council/Provisions Update Committee (NEHRP/BSSC/PUC) and describes
the reasons for the individual provisions of ASCE/SEI 7-10.
Conclusion
A concerted effort to avoid errors is essential. Errors can be minimized by applying knowledge and experience.
This article is intended to assist in that effort. The above listing of common errors was developed by the author
during frequent reviews of other engineers’ work. It is based upon the author’s experience and should not be
construed as a consensus document prepared or endorsed by the ASCE/SEI 7-10 or NCSEA Seismic

Committees.

About The Author  ⁄ Thomas F. Heausler, P.E., S.E., SECB

Thomas F. Heausler, P.E., S.E. ([email protected]), has 33 years of experience in structural and seismic
engineering and has been a voting member of ASCE/SEI 7 Seismic Provisions since 2006. He provides
seismic expertise and senior review to engineering firms for building and industrial projects.