International Services v. Greenpeace

1/28/2019 SUPREME COURT REPORTS ANNOTATED VOLUME 776
G.R. No. 209271. December 8, 2015.*

INTERNATIONAL SERVICE FOR THE ACQUISITION
OF AGRI-BIOTECH APPLICATIONS, INC., petitioner, vs.
GREENPEACE SOUTHEAST ASIA (PHILIPPINES),
MAGSASAKA AT SIYENTIPIKO SA PAGPAPAUNLAD
NG AGRIKULTURA (MASIPAG), REP. TEODORO
CASIÑO, DR. BEN MALAYANG III, DR. ANGELINA
GALANG, LEONARDO AVILA III, CATHERINE
UNTALAN, ATTY. MARIA PAZ LUNA, JUANITO
MODINA, DAGOHOY MAGAWAY, DR. ROMEO
QUIJANO, DR. WENCESLAO KIAT, JR., ATTY. H.
HARRY ROQUE, JR., FORMER SEN. ORLANDO
MERCADO, NOEL CABANGON, MAYOR EDWARD S.
HAGEDORN and EDWIN MARTHINE LOPEZ,
respondents,
CROP LIFE PHILIPPINES, INC., petitioner-in-
intervention.
G.R. No. 209276. December 8, 2015.*

ENVIRONMENTAL MANAGEMENT BUREAU of the
Department of Environment and Natural Resources,
BUREAU OF PLANT INDUSTRY and FERTILIZER AND
PESTICIDE AUTHORITY of the Department of
Agriculture, petitioners, vs. COURT OF APPEALS,
QUIJANO, DR. WENCESLAO KIAT, JR., ATTY. H.
HARRY ROQUE, JR., FORMER SEN. ORLANDO
respondents,
_______________
* EN BANC.

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International Service for the Acquisition of Agri-
http://www.central.com.ph/sfsreader/session/00000168951eb22b0004a77f003600fb002c009e/t/?o=False 1/206
BiotechApplications, Inc. vs. Greenpeace Southeast Asia

(Philippines)
CROP LIFE PHILIPPINES, INC., petitioner-in-

intervention.
G.R. No. 209301. December 8, 2015.*

UNIVERSITY OF THE PHILIPPINES LOS BAÑOS
FOUNDATION, INC., petitioner, vs. GREENPEACE
SOUTHEAST ASIA (PHILIPPINES), MAGSASAKA AT
SIYENTIPIKO SA PAGPAPAUNLAD NG AGRIKULTURA
(MASIPAG), REP. TEODORO CASIÑO, DR. BEN
MALAYANG III, DR. ANGELINA GALANG, LEONARDO
AVILA III, CATHERINE UNTALAN, ATTY. MARIA PAZ
LUNA, JUANITO MODINA, DAGOHOY MAGAWAY, DR.
ROMEO QUIJANO, DR. WENCESLAO KIAT, JR., ATTY.
HARRY R. ROQUE, JR., FORMER SEN. ORLANDO
respondents.
G.R. No. 209430. December 8, 2015.*

UNIVERSITY OF THE PHILIPPINES, petitioner, vs.
QUIJANO, DR. WENCESLAO KIAT, ATTY. HARRY R.
ROQUE, JR., FORMER SEN. ORLANDO MERCADO,
NOEL CABANGON, MAYOR EDWARD S. HAGEDORN
and EDWIN MARTHINE LOPEZ, respondents.
Remedial Law; Civil Procedure; Locus Standi; The rule on

standing is a matter of procedure which can be relaxed for
nontraditional plaintiffs like ordinary citizens, taxpayers, and
legislators when the public interest so requires, such as when the
matter is of transcendental importance, of overreaching
significance to society, or of paramount public interest.—Locus
standi is “a right of appearance in a court of justice on a given
question.” It refers particularly to “a

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(Philippines)
party’s personal and substantial interest in a case where he

has sustained or will sustain direct injury as a result” of the act
being challenged, and “calls for more than just a generalized
grievance.” However, the rule on standing is a matter of
procedure which can be relaxed for nontraditional plaintiffs like
ordinary citizens, taxpayers, and legislators when the public
interest so requires, such as when the matter is of transcendental
importance, of overreaching significance to society, or of
paramount public interest. The Court thus had invariably
adopted a liberal policy on standing to allow ordinary citizens and
civic organizations to prosecute actions before this Court
questioning the constitutionality or validity of laws, acts, rulings
or orders of various government agencies or instrumentalities.
Environmental Law; Balanced and Healthful Ecology; The
Supreme Court (SC) recognized the “public right” of citizens to “a
balanced and healthful ecology which, for the first time in our
nation’s constitutional history, is solemnly incorporated in the
fundamental law.”—Oposa v. Factoran, Jr., 224 SCRA 792 (1993),
signaled an even more liberalized policy on locus standi in public
suits. In said case, we recognized the “public right” of citizens to
“a balanced and healthful ecology which, for the first time in our
nation’s constitutional history, is solemnly incorporated in the
fundamental law.” We held that such right need not be written in
the Constitution for it is assumed, like other civil and political
rights guaranteed in the Bill of Rights, to exist from the inception
of mankind and it is an issue of transcendental importance with
intergenerational implications. Such right carries with it the
correlative duty to refrain from impairing the environment.
Same; Citizen Suits; The liberalized rule on standing is now
enshrined in the Rules of Procedure for Environmental Cases
which allows the filing of a citizen suit in environmental cases.—
The liberalized rule on standing is now enshrined in the Rules of
Procedure for Environmental Cases which allows the filing of a
citizen suit in environmental cases. The provision on citizen suits
in the Rules “collapses the traditional rule on personal and direct
interest, on the principle that humans are stewards of nature,”
and aims to “further encourage the protection of the
environment.” There is therefore no dispute on the standing of
respondents to file before this Court their petition for writ of
kalikasan and writ of continuing mandamus.

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Remedial Law; Actions; Moot and Academic; An action is

considered ‘moot’ when it no longer presents a justiciable
controversy because the issues involved have become academic or
dead, or when the matter in dispute has already been resolved and
hence, one is not entitled to judicial intervention unless the issue is
likely to be raised again between the parties.—An action is
considered ‘moot’ when it no longer presents a justiciable

controversy because the issues involved have become academic or
dead, or when the matter in dispute has already been resolved
and hence, one is not entitled to judicial intervention unless the
issue is likely to be raised again between the parties. Time and
again, courts have refrained from even expressing an opinion in a
case where the issues have become moot and academic, there
being no more justiciable controversy to speak of, so that a
determination thereof would be of no practical use or value.
Same; Same; Same; Not only does this case fall under the
“capable of repetition yet evading review” exception to the mootness
principle, the human and environmental health hazards posed by
the introduction of a genetically modified plant, a very popular
staple vegetable among Filipinos, is an issue of paramount public
interest.—Courts will decide cases, otherwise moot and academic
if: first, there is a grave violation of the Constitution; second, the
exceptional character of the situation and the paramount public
interest is involved; third, when the constitutional issue raised
requires formulation of controlling principles to guide the bench,
the bar and the public; and fourth, the case is capable of
repetition yet evading review.” We find that the presence of the
second and fourth exceptions justified the CA in not dismissing
the case despite the termination of Bt talong field trials. While it
may be that the project proponents of Bt talong have terminated
the subject field trials, it is not certain if they have actually
completed the field trial stage for the purpose of data gathering.
At any rate, it is on record that the proponents expect to proceed
to the next phase of the project, the preparation for commercial
propagation of the Bt eggplants. Biosafety permits will still be
issued by the BPI for Bt talong or other GM crops. Hence, not only
does this case fall under the “capable of repetition yet evading
review” exception to the mootness principle, the human and
environmental health hazards posed by the introduction of a
genetically modified plant, a very popular staple vegetable among
Filipinos, is an issue of paramount public interest.

438

(Philippines)
Genetic Manipulation; Genetic manipulation has long been

practiced by conventional breeders of plant or animal to fulfill
specific purposes.—Genetic manipulation has long been practiced
by conventional breeders of plant or animal to fulfill specific
purposes. The basic strategy employed is to use the sexual
mechanism to reorganize the genomes of two individuals in a new
genetic matrix, and select for individuals in the progeny with the
desirable combination of the parental characteristics.
Hybridization is the conventional way of creating variation. In
animals, mating is effected by introducing the desired sperm
donor to the female at the right time. In plants, pollen grains from
the desired source are deposited on the stigma of a receptive

female plant. Pollination or mating is followed by fertilization and
subsequently development into an embryo. The effect of this
action is the reorganization of the genomes of two parents into a
new genetic matrix to create new individuals expressing traits
from both parents. The ease of crossing of mating varies from one
species to another. However, conventional breeding technologies
are limited by their long duration, need for sexual compatibility,
low selection efficiency, and restricted gene pool.
Genetic Engineering; Words and Phrases; Recombinant DNA
(rDNA) technology, often referred to as genetic engineering, allows
scientists to transfer genes from one (1) organism to any other,
circumventing the sexual process.—Recombinant DNA (rDNA)
technology, often referred to as genetic engineering, allows
scientists to transfer genes from one organism to any other,
circumventing the sexual process. For example, a gene from a
bacterium can be transferred to corn. Consequently, DNA
technology allowed scientists to treat all living things as
belonging to one giant breeding pool. Unlike other natural
genome rearrangements phenomena, rDNA introduces alien DNA
sequences into the genome. Even though crossing of two sexually
compatible individuals produces recombinant progeny, the term
recombinant DNA is restricted to the product of the union of DNA
segments of different biological origins. The product of
recombinant DNA manipulation is called a transgenic organism.
rDNA is the core technology of biotechnology.
Same; Genetically Modified Organism; The organism that is
created through genetic engineering is called a genetically
modified organism (GMO).—The organism that is created
through genetic engineering is called a genetically modified
organism (GMO). Since

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the production of the first GMOs in the 1970s, genes have

been transferred between animal species, between plant species,
and from animal species to plant species. Some genes can make
an animal or plant grow faster or larger, or both. A gene produced
by flounder (anti-freeze) was transplanted into salmon so that
salmon can be farmed in colder climates. Many species of fish are
genetically engineered to speed growth, to alter flesh quality, and
to increase cold and disease resistance. In farm animals such as
cattle, genes can be inserted to reduce the amount of fat in meat,
to increase milk production, and to increase superior cheese-
making proteins in milk. Biotechnology has also modified plants
to produce its own pesticide, resist common diseases or to tolerate
weed-killing herbicide sprays.
Same; Genetically Modified Foods; The term genetically
modified (GM) food refers to crop plants created for human or
animal consumption using the latest molecular biology techniques.

—The term GM food refers to crop plants created for human or
animal consumption using the latest molecular biology
techniques. These plants are modified in the laboratory to
enhance desired traits such as increased resistance to herbicides
or improved nutritional content. Genetic modification of plants
occurs in several stages: 1. An organism that has the desired
characteristic is identified and the specific gene producing this
characteristic is located and the DNA is cut off. 2. The gene is
then attached to a carrier in order to introduce the gene into the
cells of the plant to be modified. Mostly plasmid (piece of bacterial
DNA) acts as a carrier. 3. Along with the gene and carrier a
‘promoter’ is also added to ensure that the gene works adequately
when it is introduced into the plant. 4. The gene of interest
together with carrier and promoter is then inserted into
bacterium, and is allowed to reproduce to create many copies of
the gene which are then transferred into the plant being modified.
5. The plants are examined to ensure that they have the desired
physical characteristic conferred by the new gene. 6. The
genetically modified plants are bred with conventional plants of
the same variety to produce seed for further testing and possibly
for future commercial use. The entire process from the initial gene
selection to commercial production can take up to ten years or
more.
Same; The application of biotechnology in agricultural
production promises to overcome the major constraints being faced
in farming such as insect pest infestation and diseases which lead
to sub-

440

(Philippines)
stantial yield losses.—The application of biotechnology in

agricultural production promises to overcome the major
constraints being faced in farming such as insect pest infestation
and diseases which lead to substantial yield losses. Pest-resistant
crops could substantially improve yields in developing countries
where pest damage is rampant and reduce the use of chemical
pesticides. Crop plants which have been genetically engineered to
withstand the application of powerful herbicides using genes from
soil bacteria eliminates the time-consuming and not cost-effective
physical removal of weeds by tilling. The herbicides to which the
GM crops are tolerant are “broad spectrum” weed-killers, which
means they can be sprayed over the entire field, killing all plants
apart from the GM crop. Herbicide-tolerant crops include
transgenes providing tolerance to the herbicides (glyphosate or
glufosinate ammonium). These herbicides kill nearly all kinds of
plants except those that have the tolerance gene. Another
important benefit is that this class of herbicides breaks down
quickly in the soil, eliminating residue carryover problems and

reducing adverse environmental impacts.
Same; Environmental Law; Genetically modified (GM) crops
affect the environment in many ways such as contaminating non-
Genetically Modified Organism (GMO) plants, creating super
weeds and super pests, harming nontarget species, changing soil
microbial and biochemical properties, and threatening
biodiversity.—Genetically modified crops affect the environment
in many ways such as contaminating non-GMO plants, creating
super weeds and super pests, harming nontarget species,
changing soil microbial and biochemical properties, and
threatening biodiversity.
Same; Same; No one can make any accurate predictions about
the long-term effects of Genetically Modified Organisms (GMOs)
on human beings and the environment.—It has been pointed out
that the crux of the controversy surrounding GMOs lies in the
very nature of the technology itself. The process of combining
inter-species genes, which is called recombinant DNA technology,
does not have the checks and balances that are imposed by nature
in traditional breeding. Because of this there is a risk of genetic
instability. This means that no one can make any accurate
predictions about the long-term effects of GMOs on human beings
and the environment. Extensive testing in this regard is either
very expensive or impracti-

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(Philippines)
cal, and there is still a great deal about the process that
scientists do not understand.
Environmental Law; It is essential to follow sustainable
traditional farming practices that keeps food production in the
hands of small-scale farmers, thereby reducing corporate control.
—GM technology is thus seen as a failure in terms of addressing
food security; rather, it supports corporate control and impedes
common persons’ access to adequate food. The root cause of
hunger is not a lack of food, GM critics say, but a lack of access to
food. The poor lack money to buy food and lack of land on which to
grow it. It is essential to follow sustainable traditional farming
practices that keeps food production in the hands of small-scale
farmers, thereby reducing corporate control.
Biotechnology; The International Assessment of Agricultural
Knowledge, Science and Technology for Development (IAASTD)
found little evidence to support a conclusion that modern
biotechnologies are well-suited to meeting the needs of small-scale
and subsistence farmers, particularly under the increasingly
unpredictable environmental and economic conditions that they
face.—In 2008, a Global Report was released by the International
Assessment of Agricultural Knowledge, Science and Technology
for Development (IAASTD), a three-year international

collaborative effort (2005-2007) developed out of a consultative
process involving 900 participants and 110 countries from all over
the world. This global initiative assessed agricultural knowledge,
science and technology (AKST) in relation to meeting
development and sustainability goals of (1) reducing hunger and
poverty; (2) improving nutrition, health and rural livelihoods; and
(3) facilitating social and environmental sustainability. The report
concluded that a radical transformation of the world’s food and
farming systems — especially the policies and institutions that
affect them — is necessary if we are to overcome converging
economic and environmental crises and feed the world
sustainably. It also warned that technologies such as high-
yielding crop varieties, agrochemicals and mechanization have
primarily benefited the better-resourced groups in society and
transnational corporations, rather than the most vulnerable ones.
In general, the IAASTD found little evidence to support a
conclusion that modern biotechnologies are well-suited to meeting
the needs of small-scale and subsistence

442

(Philippines)
farmers, particularly under the increasingly unpredictable

environmental and economic conditions that they face.
Same; National Biosafety Framework; Executive Order (EO)
No. 514 establishing the National Biosafety Framework (NBF)
clearly provides that the NBF shall “apply to the development,
adoption and implementation of all biosafety policies, measures
and guidelines and in making biosafety decisions concerning the
research, development, handling and use, transboundary
movement, release into the environment and management of
regulated articles.”—It must be stressed that DAO 08-2002 and
related DA orders are not the only legal bases for regulating field
trials of GM plants and plant products. EO 514 establishing the
National Biosafety Framework (NBF) clearly provides that the
NBF shall “apply to the development, adoption and
implementation of all biosafety policies, measures and guidelines
and in making biosafety decisions concerning the research,
development, handling and use, transboundary movement, release
into the environment and management of regulated articles.” The
objective of the NBF is to “[e]nhance the decision-making system
on the application of products of modern biotechnology to make it
more efficient, predictable, effective, balanced, culturally
appropriate, ethical, transparent and participatory.” Thus, “the
socio-economic, ethical, and cultural benefit and risks of modern
biotechnology to the Philippines and its citizens, and in particular
on small farmers, indigenous peoples, women, small and medium
enterprises and the domestic scientific community, shall be taken
into account in implementing the NBF.” The NBF also mandates
that decisions shall be arrived at in a transparent and

participatory manner, recognizing that biosafety issues are best
handled with the participation of all relevant stakeholders and
organizations who shall have appropriate access to information
and the opportunity to participate responsibly and in an
accountable manner in biosafety decision-making process.
Same; Same; No provision of the National Biosafety
Framework (NBF) shall be construed as to limit the legal
authority and mandate of heads of departments and agencies to
consider the national interest and public welfare in making
biosafety decisions.—The NBF contains general principles and
minimum guidelines that the concerned agencies are expected to
follow and which their respective rules and regulations must
conform with. In cases of conflict in applying the

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principles, the principle of protecting public interest and

welfare shall always prevail, and no provision of the NBF shall be
construed as to limit the legal authority and mandate of heads of
departments and agencies to consider the national interest and
public welfare in making biosafety decisions.
Same; Environmental Law; All government agencies as well
as private corporations, firms and entities who intend to undertake
activities or projects which will affect the quality of the
environment are required to prepare a detailed Environmental
Impact Statement (EIS) prior to undertaking such development
activity.—All government agencies as well as private
corporations, firms and entities who intend to undertake activities
or projects which will affect the quality of the environment are
required to prepare a detailed Environmental Impact Statement
(EIS) prior to undertaking such development activity. An
environmentally critical project (ECP) is considered by the EMB
as “likely to have significant adverse impact that may be
sensitive, irreversible and diverse” and which “include activities
that have significant environmental consequences.” In this
context, and given the overwhelming scientific attention
worldwide on the potential hazards of GMOs to human health and
the environment, their release into the environment through field
testing would definitely fall under the category of ECP.
Environmental Law; Precautionary Principle; In order to
protect the environment, the precautionary approach shall be
widely applied by States according to their capabilities. Where
there are threats of serious or irreversible damage, lack of full
scientific certainty shall not be used as a reason for postponing
cost-effective measures to prevent environmental degradation.—
The precautionary principle originated in Germany in the 1960s,
expressing the normative idea that governments are obligated to
“foresee and forestall” harm to the environment. In the following
decades, the precautionary principle has served as the normative

guideline for policy-making by many national governments. The
Rio Declaration on Environment and Development, the outcome of
the 1992 United Nations Conference on Environment and
Development held in Rio de Janeiro, defines the rights of the
people to be involved in the development of their economies, and
the responsibilities of human beings to safeguard the common
environment. It states that the long term economic progress is
only ensured if it is linked with the protection

444

(Philippines)
of the environment. For the first time, the precautionary

approach was codified under Principle 15, which reads: In order to
protect the environment, the precautionary approach shall be
widely applied by States according to their capabilities. Where
there are threats of serious or irreversible damage, lack of full
scientific certainty shall not be used as a reason for postponing
cost-effective measures to prevent environmental degradation.
Same; Same; By applying the precautionary principle, the
court may construe a set of facts as warranting either judicial
action or inaction, with the goal of preserving and protecting the
environment.—Under this Rule, the precautionary principle finds
direct application in the evaluation of evidence in cases before the
courts. The precautionary principle bridges the gap in cases
where scientific certainty in factual findings cannot be achieved.
By applying the precautionary principle, the court may construe a
set of facts as warranting either judicial action or inaction, with
the goal of preserving and protecting the environment. This may
be further evinced from the second paragraph where bias is
created in favor of the constitutional right of the people to a
balanced and healthful ecology. In effect, the precautionary
principle shifts the burden of evidence of harm away from those
likely to suffer harm and onto those desiring to change the status
quo. An application of the precautionary principle to the rules on
evidence will enable courts to tackle future environmental
problems before ironclad scientific consensus emerges.
Same; For a biodiversity-rich country like the Philippines, the
natural and unforeseen consequences of contamination and genetic
pollution would be disastrous and irreversible.—Eggplants
(talong) are a staple vegetable in the country and grown by small-
scale farmers, majority of whom are poor and marginalized. While
the goal of increasing crop yields to raise farm incomes is
laudable, independent scientific studies revealed uncertainties
due to unfulfilled economic benefits from Bt crops and plants,
adverse effects on the environment associated with use of GE
technology in agriculture, and serious health hazards from
consumption of GM foods. For a biodiversity-rich country like the
Philippines, the natural and unforeseen consequences of
contamination and genetic pollution would be disastrous and

irreversible.

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VELASCO, JR., J., Concurring Opinion:

Environmental Law; Philippine Environmental Impact
Statement System; View that as part of the Philippine
Environmental Impact Statement System (PEISS), Section 4 of
Presidential Decree (PD) No. 1586 provides that “the President of
the Philippines may, on his own initiative or upon
recommendation of the National Environmental Protection
Council (NEPC), by proclamation declare certain projects,
undertakings or areas in the country as environmentally
critical.”—As part of the PEISS, Section 4 of PD 1586 provides
that “the President of the Philippines may, on his own initiative
or upon recommendation of the National Environmental
Protection Council, by proclamation declare certain projects,
undertakings or areas in the country as environmentally critical.”
Pursuant thereto, Proclamation No. 2146 was issued on December
14, 1981, declaring certain areas and types of projects as
environmentally critical and within the scope of the
Environmental Impact Statement System established under PD
1586. In connection therewith, the same provision declares that
“[n]o person, partnership or corporation shall undertake or
operate any such declared environmentally critical project or area
without first securing an Environmental Compliance Certificate
(ECC) issued by the President or his duly authorized
representative.”
Same; Same; Environmental Compliance Certificate; View
that under the Philippine Environmental Impact Statement
System (PEISS), if the project is itself identified to be
environmentally critical or to be undertaken at an environmentally
critical area, the proponent has to secure an Environmental
Compliance Certificate (ECC).—Under the PEISS, if the project is
itself identified to be environmentally critical or to be undertaken
at an environmentally critical area, the proponent has to secure
an ECC. If, however, the project is identified under the PEISS as
environmentally noncritical and is not to be undertaken in an
environmentally critical area, then the proponent will secure a
Certificate of Non-Coverage (CNC) instead of an ECC. It is,
however, well to note that even though a project may be certified
as not covered by the environmental impact assessment
requirement, still, there is nothing that will bar the government
agencies concerned from requiring from the proponent the
adoption of additional environmental safeguards that they may
deem necessary.

446

(Philippines)
Same; Same; Permit to Field Test; View that as it stands,

application for field testing of regulated articles is governed by
Part III (Approval Process for Field Testing of Regulated Articles)
of Department of Agriculture Administrative Order (DA AO) No. 8,
S. 2002, Section 7 of which states that: No regulated article shall
be released into the environment for field testing, unless: (i) a
Permit to Field Test has been secured from the Bureau of Plant
Industry (BPI); and (ii) the regulated article has been tested under
contained conditions in the Philippines.—As it stands, application
for field testing of regulated articles is governed by Part III
(Approval Process for Field Testing of Regulated Articles) of DA
AO No. 8, S. 2002, Section 7 of which states that: No regulated
article shall be released into the environment for field testing,
unless: (i) a Permit to Field Test has been secured from the BPI;
and (ii) the regulated article has been tested under contained
conditions in the Philippines. x x x It is important, however, to
emphasize that despite the issuance of DA AO No. 8, S. 2002, the
NBF, and the NCBP Guidelines, other statutory requirements
or those required by agencies remain in full force and
effect. This is bolstered by the fact that EO 514, as mentioned by
the ponencia, requires the determination by the concerned
departments or agencies of whether the Philippine Environmental
Impact Assessment (EIA) System should be applied to biosafety
decisions. EO 514 also requires the DENR, as a member of the
NCBP, to ensure that environmental assessments are done and
impacts identified in biosafety decisions.
Same; View that the subject matter of the instant petition ––
that is, field testing of a Genetically Modified Organisms (GMOs)
–– is truly of a highly complex nature and this complexity is
strongly demonstrated by the fact that the matter remains to be
hotly debated in the scientific community.—Anent the technical
aspect of the case, it is clear from the ponencia’s lengthy
discussion that the safety or danger of introduction of GMOs, in
general, to the natural environment through field testing has yet
to be settled with scientific certainty, if it could indeed be settled.
Furthermore, the subject matter of the instant petition — that is,
field testing of a GMO — is truly of a highly complex nature and
this complexity is strongly demonstrated by the fact that the
matter remains to be hotly debated in the scientific community.
However, it is respectfully submitted that the instant petition can
be resolved, and the right to a balanced and healthful ecology
sufficiently protected, on a purely legal ground.

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Same; Rules of Procedure for Environmental Cases; View that

anent the invocation of the Precautionary Principle under A.M.
No. 09-6-8-SC or the Court’s Rules of Procedure for Environmental
Cases, it is submitted that such is not necessary in the instant
petition since, as mentioned, it could be sufficiently settled on
purely legal grounds and without a heavy, if not complete, reliance
on the scientific aspect of the case.—Anent the invocation of the
Precautionary Principle under A.M. No. 09-6-8-SC or the Court’s
Rules of Procedure for Environmental Cases, it is submitted that
such is not necessary in the instant petition since, as mentioned,
it could be sufficiently settled on purely legal grounds and without
a heavy, if not complete, reliance on the scientific aspect of the
case. As correctly mentioned by the ponencia, it is an evidentiary
rule that must be applied only as a last resort. Thus, if an
environmental case can be settled and the people’s environmental
rights sufficiently protected without applying this principle, then
the courts should refrain from doing so.
Same; Genetically Modified Organisms; View that “making
[biosafety] decisions concerning the research, development,
handling and use, transboundary movement, release into the
environment and management of regulated articles” include
determining the coverage or non-coverage of a Genetically
Modified Organism (GMO) field trial under the Philippine
Environmental Impact Statement System (PEISS), as well as the
propriety of issuing an Environmental Compliance Certificate
(ECC) or a Certificate of Non-Coverage (CNC) for a particular
project.—EO 514 calls for the conduct of environmental
assessments and impact identification –– which precisely is the
purpose of the PEISS –– whenever biosafety decisions are to be
made with respect to the research, development, handling and
use, transboundary movement, and release into the environment
of regulated articles, which are, to reiterate, GMOs. To my mind,
“making [biosafety] decisions concerning the research,
development, handling and use, transboundary movement,
release into the environment and management of regulated
articles” include determining the coverage or noncoverage of a
GMO field trial under the PEISS, as well as the propriety of
issuing an ECC or a CNC for a particular project.
Same; Same; View that it was also stated that an
environmental assessment may be required when a confined field
test involves new species, organisms or novel modifications that
raise new

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issues.—It was also stated that an environmental

assessment may be required when a confined field test
involves new species, organisms or novel modifications
that raise new issues. Considering that data on the Bt talong,
as admitted by the proponents, is still being collected through
research and field trials, and that its effects not only on the
environment but also on human health are yet to be determined
with scientific certainty, caution calls that the DENR-EMB
should have applied the required standard of precaution under
EO 514, which requires that the precautionary approach shall
guide biosafety decisions in accordance with Principle 15 of the
Rio Declaration of 1992 and the relevant provisions of the
Cartagena Protocol on Biosafety, in particular Articles 1, 10 (par.
6) and 11 (par. 8) thereof.
Same; Same; Philippine Environmental Impact Statement
System; View that it is but timely to clarify that Department of
Agriculture Administrative Order (DA AO) No. 8, S. 2002 did not
expressly state that projects falling under its coverage are
withdrawn from the operation of the Philippine Environmental
Impact Statement System (PEISS).—It is but timely to clarify that
DA AO No. 8, S. 2002 did not expressly state that projects falling
under its coverage are withdrawn from the operation of the
PEISS. As a matter of fact, the DENR-EMB itself recognizes that
“the PEISS is supplementary and complementary to other
existing environmental laws.” This is further bolstered by the
PEISS’ role in relation to the functions of other government
agencies. In this regard, it was highlighted that it is inherent
upon the EIA Process to undertake a comprehensive and
integrated approach in the review and evaluation of environment-
related concerns of government agencies (GAs), local government
units (LGUs) and the general public. The subsequent EIA
findings shall provide guidance and recommendations to these
entities as a basis for their decision making process.
Same; Same; Same; View that the omission by the project
proponents of securing an Environmental Compliance Certificate
(ECC) or Certificate of Non-Coverage (CNC), whichever is proper
for its project, prior to the conduct of the field testing, and the
Department of Environment and Natural Resources-
Environmental Management Bureau’s (DENR-EMB’s) failure to
evaluate Genetically Modified Organism (GMO) field trials within
the purview of the Philippine Environmental Impact Statement
System (PEISS) and simply allow-

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ing the trials to be conducted without a prior determination of

whether the conduct of an Environmental Impact Assessment
(EIA) or the prior securing of an ECC is a condition sine qua non

for its conduct, warrant the issuance of a permanent
environmental protection order.—It is respectfully submitted that
the omission by the project proponents of securing an ECC or
CNC, whichever is proper for its project, prior to the conduct of
the field testing, and the DENR-EMB’s failure to evaluate GMO
field trials within the purview of the PEISS and simply allowing
the trials to be conducted without a prior determination of
whether the conduct of an EIA or the prior securing of an ECC is
a condition sine qua non for its conduct, warrant the issuance of a
permanent environmental protection order directing: a. herein
project proponents to cease and desist from continuing any
pending Bt talong field trials without first complying with other
applicable environmental laws, including the PEISS; and b. the
DENR-EMB to apply the PEISS to GMO field trials.

LEONEN, J., Concurring Opinion:

Environmental Law; Biotechnology; View that the effect of the
invalidity of Administrative Order (AO) No. 8 is that petitioners
cannot proceed further with any field testing or propagation for
lack of administrative guidelines.—Commercial propagation will
not happen immediately with Bt talong because Administrative
Order No. 8 is null and void. In its salient parts, it is inconsistent
with the basic guidelines provided in our Constitution, violative of
our binding international obligations contained in the Cartagena
Protocol on Biosafety to the Convention on Biodiversity
(Cartagena Protocol), and effectively disregards the Executive
Orders issued by the President in the fields of biodiversity and
biosafety. The effect of the invalidity of Administrative Order No.
8 is that petitioners cannot proceed further with any field testing
or propagation for lack of administrative guidelines. Any test or
propagation of transgenic crops should await valid regulations
from the executive or restatements of policy by Congress.
Same; Same; View that Administrative Order (AO) No. 8
recognizes three (3) stages before genetically modified organisms
(GMOs) — as products, ingredients, or processes — may become
commercially available.—Administrative Order No. 8 recognizes
three (3) stages before genetically modified organisms — as
products, ingredients, or

450

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processes — may become commercially available. The first

stage is the Contained Use where research on regulated articles
is limited inside a physical containment facility for purposes of
laboratory experimentation. The second stage is Field Testing
where regulated articles are intentionally introduced into the
environment in a highly regulated manner also for experimental

purposes. It is specifically recognized that in field testing, no
specific physical containment measures shall be undertaken “to
limit that contact of the regulated article with . . . the general
population and the environment.” Prior to field testing, the
results of the contained experiments are taken into consideration.
Finally, the Propagation stage is where regulated articles are
introduced into commerce. Each stage is distinct. Subsequent
stages can only proceed if the prior stage/s are completed and
clearance is given to engage in the next regulatory stage. This is
evident from the requisites for conducting each stage.
Same; Same; Genetically Modified Organisms; View that
release for commercial propagation will not be allowed unless “(i)
a Permit for Propagation has been secured from [the Bureau of
Plant Industry (BPI)]; (ii) it can be shown that based on field
testing conducted in the Philippines, the regulated article will not
pose any significant risks to the environment; (iii) food and/or feed
safety studies show that the regulated article will not pose any
significant risks to human and animal health; and (iv) if the
regulated article is a pest-protected plant, its transformation event
has been duly registered with the [Fertilizer and Pesticide
Authority].”—Release for commercial propagation will not be
allowed unless “(i) a Permit for Propagation has been secured
from [the Bureau of Plant Industry]; (ii) it can be shown that
based on field testing conducted in the Philippines, the
regulated article will not pose any significant risks to the
environment; (iii) food and/or feed safety studies show that the
regulated article will not pose any significant risks to human and
animal health; and (iv) if the regulated article is a pest-protected
plant, its transformation event has been duly registered with the
[Fertilizer and Pesticide Authority].”
Same; Same; View that currently, there is no legislation in
relation to biotechnology or biosafety.—Currently, there is no
legislation in relation to biotechnology or biosafety. The closest
legislation is under Republic Act No. 8435, otherwise known as
the Agriculture and Fisheries Modernization Act of 1997. This law
makes it an objec-

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tive of the state “[t]o modernize the agriculture and fisheries

sectors by transforming these sectors from a resource-based to a
technology-based industry.” In line with this, Congress initially
allocated 4% of the 10% research and development fund for
agriculture to be used to support the biotechnology program.
Same; Same; Police Power; View that health and ecological
concerns are proper purposes of regulation and, therefore, can be
the basis of the state’s exercise of police power.—Two constitutional
provisions bear upon the issues relied upon by private
respondents in this case. Both are found in Article II, viz.:

Section 15. The State shall protect and promote the right to
health of the people and instill health consciousness among them.
Section 16. The State shall protect and advance the right of the
people to a balanced and healthful ecology in accord with the
rhythm and harmony of nature. Traditionally, these provisions
articulate the doctrine that health and ecological concerns are
proper purposes of regulation and, therefore, can be the basis of
the state’s exercise of police power. Having constitutionally
ordained goals and principles are, per se, compelling state
interests.
Same; Same; Same; View that Sections 15 and 16 of the 1987
Constitution impose on the state a positive duty to “promote and
protect” the right to health and to “promote and advance” the right
of “the people to a balanced and healthful ecology.”—The right to
life is textually broad to signal the intention that the sphere of
autonomy is assumed to encompass life both in terms of its
physical integrity and in terms of its quality. Sections 15 and 16,
however, impose on the state a positive duty to “promote and
protect” the right to health and to “promote and advance” the
right of “the people to a balanced and healthful ecology.” With
respect to health and ecology, therefore, the state is
constitutionally mandated to provide affirmative protection. The
mandate is in the nature of an active duty rather than a passive
prohibition. These provisions represent, in no small measure, a
shift in the concept of governance in relation to society’s health. It
is a recognition that if private actors and entities are left to
themselves, they will pursue motivations which may not be too
advantageous to nutrition or able to reduce the risks of traditional
and modern diseases. At best, the actors may not be aware of
their incremental contributions to increasing risks. At worse,
there may be conscious efforts not to examine health
consequences of products

452

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and processes introduced in the market. It is expedient for

most to consider such costs as extraneous and affecting their final
profit margins.
Same; Same; Cartagena Protocol; View that Article 23 of the
Cartagena Protocol stresses that the public must be consulted in
the decision-making process regarding living modified organisms,
and that the decisions made with this regard must be
communicated to the public.—The Cartagena Protocol’s objective
is to ensure “an adequate level of protection in the field of the safe
transfer, handling and use of living modified organisms resulting
from modern biotechnology. . . .” Article 23 of the Cartagena
Protocol stresses that the public must be consulted in the
decision-making process regarding living modified organisms, and
that the decisions made with this regard must be communicated

to the public. The Cartagena Protocol emphasizes that risk
assessment should be carried out in a scientifically sound manner.
In addition, Annex III of the Cartagena Protocol also provides
that risk assessment must also be done in a transparent manner.
Same; Same; Same; View that Executive Order (EO) No. 514,
while not a statute, provides binding policies and rules for the
executive agencies of government in their task of implementing its
legal obligations under the Cartagena Protocol.—Executive Order
No. 514, while not a statute, provides binding policies and rules
for the executive agencies of government in their task of
implementing its legal obligations under the Cartagena Protocol.
Hence, all actions of agencies involved in the execution of
biosafety in the Philippines must follow the Cartagena Protocol,
the National Biosafety Framework, and our Constitution.
Same; Same; View that Section 18 of Administrative Order
(AO) No. 8 only covers appeals for “[a]ny person whose permit has
been revoked or has been denied a permit or whose petition for
delisting has been denied by the Director of [Bureau of Plant
Industry (BPI)].”—The insouciant approach to public
participation during the application process is obvious as
there is no appeal procedure for third parties under
Administrative Order No. 8. The regulation does not consider
that communities affected may want to question the exercise of
discretion by the Department of Agriculture or the Bureau of
Plant Industry. Section 18 of Adminis-

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(Philippines)
trative Order No. 8 only covers appeals for “[a]ny person

whose permit has been revoked or has been denied a permit or
whose petition for delisting has been denied by the Director of
[Bureau of Plant Industry].” Procedural due process is taken away
from the public.
Same; Same; Bt Talong; View that the results of the field
testing of Bacillus thuringiensis (Bt) talong should still be subject
to confirmatory tests involving the same variables in order to
attain a level of statistical reliability.—The results of the field
testing of Bt talong should still be subject to confirmatory tests
involving the same variables in order to attain a level of
statistical reliability. However, these subsequent field testing
must be done under regulations consistent with our Constitution
and international obligations. They must be conducted under a
regulatory agency that will have the competence to be actively
involved in the scientific inquiry.
Same; Same; View that environmental advocacy also requires
an understanding of science and the locating of the proper place of
various norms such as the precautionary principle.—If any, the
resolution of this case implies rigor in environmental advocacy.

Vigilance and passion are the hallmarks of the public interest
movement. There is no reason that the members of this movement
should not evolve the proper skills and attitudes to properly work
the legal system and understand the role of the judicial process.
Environmental advocacy also requires an understanding of
science and the locating of the proper place of various norms such
as the precautionary principle. After all, representation of
marginalized community vices deserves excellent representation
and responsible leadership. Filing a judicial remedy almost two
years too late and without the required scientific rigor patently
required by the allegations and the arguments misses these
standards.
Same; Same; View that by declaring Administrative Order
(AO) No. 8 null and void, there is now incentive for either Congress
or our administrative bodies to review the present regulatory
framework and bring it not only to legal fiat but also to address all
concerns including those voiced by respondents in this case.—We
cannot just leave things as they are especially when patent
unconstitutional provisions surface and where deference will
amount to a denial of the positive constitutional duties were
required to discharge. There are grave errors in Administrative
Order No. 8 that stack decisions

454

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made by the Department of Agriculture and the Bureau of

Plant Industry in favor of the commercial applicant. We have so
far only evaluated the provisions in accordance with law and
found them wanting. By declaring Administrative Order No. 8
null and void, there is now incentive for either Congress or our
administrative bodies to review the present regulatory framework
and bring it not only to legal fiat but also to address all concerns
including those voiced by respondents in this case.
PETITIONS for review on certiorari of the decision and

resolution of the Court of Appeals.
The facts are stated in the opinion of the Court.
Aldrich Fitz U. Dy for petitioner in G.R. No. 209271.
Rosalio A. Aragon, Jr. and Ricardo B. Lapesura, Jr. for
petitioner in G.R. No. 209430.
Filemon D. Nolasco for petitioner in G.R. No. 209301.
Zeldania DT Soriano, Jovencio H. Evangelista,
Vanessa Q. Maguigad, Joel Ruiz Butuyan and Roger R.
Rayel for respondents.
Patricia-Ann T. Prodigalidad and Paolo Francisco B.
Camacho pro bono for FARMERS.
Rommel Cuison, Leonid C. Nolasco, Bryan Chester F.
Ocampo and Ron Michael B. Garcia for Biotechnology
Coalition of the Philippines, Inc.

Cruz, Marcelo & Tenefrancia for petitioner-intervenor
CROP LIFE.
Andresito X. Fornier, Themistocles A. Saño, Jr. and
Maria Paz Luna for movants-intervenors.

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VILLARAMA, JR., J.:

The consolidated petitions before Us seek the reversal of
the Decision1 dated May 17, 2013 and Resolution2 dated
September 20, 2013 of the Court of Appeals (CA) in C.A.-
G.R. S.P. No. 00013 which permanently enjoined the
conduct of field trials for genetically modified eggplant.

The Parties

Respondent Greenpeace Southeast Asia (Philippines) is
the Philippine branch of Greenpeace Southeast Asia, a
regional office of Greenpeace International registered in
Thailand.3 Greenpeace is a nongovernmental
environmental organization which operates in over 40
countries and with an international coordinating body in
Amsterdam, Netherlands. It is well known for independent
direct actions in the global campaign to preserve the
environment and promote peace.
Petitioner International Service for the Acquisition of
Agri-Biotech Applications, Inc. (ISAAA) is an international
nonprofit organization founded in 1990 “to facilitate the
acquisition and transfer of agricultural biotechnology
applications from the industrial countries, for the benefit of
resource-poor farmers in the developing world” and
ultimately “to alleviate hunger and poverty in the
developing countries.” Partly funded by the United States
Agency for International Development (USAID), ISAAA
promotes the use of agricultural biotechnology, such as
genetically modified organisms (GMOs).4
_______________
1 Rollo (G.R. No. 209271), pp. 135-159. Penned by Associate Justice

Isaias P. Dicdican, with Associate Justices Myra V. Garcia-Fernandez and
Nina G. Antonio-Valenzuela, concurring.
2 Id., at pp. 161-174.
3 CA Rollo (Vol. VI), Annex “O” of Biotech Petition.
4 <http://www.isaaa.org/inbrief//default.asp> (visited last November 7,
2014).

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Respondent Magsasaka at Siyentipiko sa Pagpapaunlad

ng Agrikultura (MASIPAG) is a coalition of local farmers,
scientists and NGOs working towards “the sustainable use
and management of biodiversity through farmers’ control of
genetic and biological resources, agricultural production,
and associated knowledge.”
The University of the Philippines Los Baños (UPLB) is
an autonomous constituent of the University of the
Philippines (UP), originally established as the UP College
of Agriculture. It is the center of biotechnology education
and research in Southeast Asia and home to at least four
international research and extension centers. Petitioner
UPLB Foundation, Inc. (UPLBFI) is a private corporation
organized “to be an instrument for institutionalizing a
rational system of utilizing UPLB expertise and other
assets for generating additional revenues and other
resources needed by [UPLB].” Its main purpose is to assist
UPLB in “expanding and optimally utilizing its human,
financial, and material resources towards a focused thrust
in agriculture, biotechnology, engineering and
environmental sciences and related academic programs
and activities.” A memorandum of agreement between
UPLBFI and UPLB allows the former to use available
facilities for its activities and the latter to designate from
among its staff such personnel needed by projects.5
Petitioner University of the Philippines (UP) is an
institution of higher learning founded in 1908. Under its
new charter, Republic Act No. 9500,6 approved on April 29,
2008 by President Gloria Macapagal-Arroyo, UP was
declared as the national university tasked “to perform its
unique and distinctive leadership in higher education and
development.” Among others, UP was mandated to “serve
as a research university in various fields of expertise and
specialization by conducting
_______________
5 UPLBFI, “History” <http://uplbfi.org/?page_id=231/> (visited last

November 7, 2014).
6 “An Act to Strengthen the University of the Philippines as the
National University.”

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basic and applied research and development, and

promoting research in various colleges and universities,
and contributing to the dissemination and application of
knowledge.”7
The other individual respondents are Filipino scientists,
professors, public officials and ordinary citizens invoking
their constitutionally guaranteed right to health and
balanced ecology, and suing on their behalf and on behalf of
future generations of Filipinos.

Factual Background

Biotechnology is a multi-disciplinary field which may be
defined as “any technique that uses living organisms or
substances from those organisms to make or modify a
product, to improve plants or animals, or to develop
microorganisms for specific uses.”8 Its many applications
include agricultural production, livestock, industrial
chemicals and pharmaceuticals.
In 1979, President Ferdinand Marcos approved and
provided funding for the establishment of the National
Institute for Applied Microbiology and Biotechnology
(BIOTECH) at UPLB. It is the premier national research
and development (R & D) institution applying traditional
and modern biotechnologies in innovating products,
processes, testing and analytical services for agriculture,
health, energy, industry and development.9
In 1990, President Corazon C. Aquino signed Executive
Order (EO) No. 430 creating the National Committee on
Biosafety of the Philippines (NCBP). NCBP was tasked,
among others, to “identify and evaluate potential hazards
involved in initiating genetic engineering experiments or
the introduction
_______________
7 RA 9500, Sec. 3(c).

8 Barnum, Susan R., Biotechnology: An Introduction (1998).
9 University of the Philippines Los Baños National Institute of
Molecular Biology and Biotechnology, “About Us”
<http://biotech.uplb.edu.ph/index.php/en/about-us> (visited last November
7, 2014).

458

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of new species and genetically engineered organisms and

recommend measures to minimize risks” and to “formulate
and review national policies and guidelines on biosafety,

such as the safe conduct of work on genetic engineering,
pests and their genetic materials for the protection of
public health, environment and personnel and supervise
the implementation thereof.”
In 1991, NCBP formulated the Philippine Biosafety
Guidelines, which governs the regulation of the
importation or introduction, movement and field release of
potentially hazardous biological materials in the
Philippines. The guidelines also describe the required
physical and biological containment and safety procedures
in handling biological materials. This was followed in 1998
by the “Guidelines on Planned Release of Genetically
Manipulated Organisms (GMOs) and Potentially Harmful
Exotic Species (PHES).”10
On December 29, 1993, the Convention on Biological
Diversity (CBD) came into force. This multilateral treaty
recognized that “modern biotechnology has great potential
for human well-being if developed and used with adequate
safety measures for the environment and human health.”
Its main objectives, as spelled out in Article 1, are the
“conservation of biological diversity, the sustainable use of
its components and the fair and equitable sharing of the
benefits arising out of the utilization of genetic resources.”
In January 2000, an agreement was reached on the
Cartagena Protocol on Biosafety (Cartagena Protocol), a
supplemental to the CBD. The Cartagena Protocol aims “to
contribute to ensuring an adequate level of the safe
transfer, handling and use of living modified organisms
resulting from modern biotechnology that may have
adverse effects on the conservation and sustainable use of
biological diversity, tak-
_______________
10 The Center for Media and Democracy, “GMOs in the Philippines”

<http:/www.sourcewatch.org/index.php/GMOs_in_the_Philippines>
(visited last November 7, 2014).

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ing into account risks to human health, and specifically

focusing on transboundary movements.”
On May 24, 2000, the Philippines signed the Cartagena
Protocol, which came into force on September 11, 2003. On
August 14, 2006, the Philippine Senate adopted Senate
Resolution No. 92 or the “Resolution Concurring in the
Ratification of the Cartagena Protocol on Biosafety (CPB)
to the UN Convention on Biological Diversity.”
On July 16, 2001, President Gloria Macapagal-Arroyo

issued a policy statement reiterating the government policy
of promoting the safe and responsible use of modern
biotechnology and its products as one of several means to
achieve and sustain food security, equitable access to
health services, sustainable and safe environment and
industry development.11
In April 2002, the Department of Agriculture (DA)
issued DA-Administrative Order (AO) No. 08 providing
rules and regulations for the importation and release into
the environment of plants and plant products derived from
the use of modern biotechnology.
DAO 08-2002 covers the importation or release into the
environment of: (1) any plant which has been altered or
produced through the use of modern biotechnology if the
donor organism, host organism, or vector or vector agent
belongs to the genera or taxa classified by the Bureau of
Plant Industry (BPI) as meeting the definition of plant pest
or is a medium for the introduction of noxious weeds; or (2)
any plant or plant product altered through the use of
modern biotechnology which may pose significant risks to
human health and the environment based on available
scientific and technical information.
The country’s biosafety regulatory system was further
strengthened with the issuance of EO No. 514 (EO 514) on
March 17, 2006, “Establishing the National Biosafety
Frame-
_______________
11 Id. (See also CA Rollo, pp. 882-884)

460
work (NBF), Prescribing Guidelines for its
Implementation, and Strengthening the NCBP.” The NBF
shall apply to the development, adoption and
implementation of all biosafety policies, measures and
guidelines and in making decisions concerning the
movement, release into the environment and management
of regulated articles.12
EO 514 expressly provides that, unless amended by the
issuing departments or agencies, DAO 08-2002, the NCBP
Guidelines on the Contained Use of Genetically Modified
Organisms, except for provisions on potentially harmful
exotic species which were repealed, and all issuances of the
Bureau of Food and Drugs Authority (FDA) on products of
modern biotechnology, shall continue to be in force and
effect.13
On September 24, 2010, a Memorandum of
Undertaking14 (MOU) was executed between UPLBFI,
ISAAA and UP Mindanao Foundation, Inc. (UPMFI), in
pursuance of a collaborative research and development
project on eggplants that are resistant to the fruit and
shoot borer. Other partner agencies involved in the project
were UPLB through its Institute of Plant Breeding,
Maharastra Hybrid Seed Company (MAHYCO) of India,
Cornell University and the Agricultural Biotechnology

Support Project II (ABSPII) of USAID.
As indicated in the Field Trial Proposal15 submitted by
the implementing institution (UPLB), the pest-resistant
crop subject of the field trial was described as a
“bioengineered eggplant.” The crystal toxin genes from the
soil bacterium Bacillus thuringiensis (Bt) were
incorporated into the eggplant (talong) genome to produce
the protein Cry1Ac which is toxic to the target insect pests.
Cry1Ac protein is said to be highly specific to lepidopteran
larvae such as the fruit and
12 EO 514, Sec. 2.1.

13 Id., Sec. 8.
14 CA Rollo (Vol. I), pp. 82-84.
15 Id., at pp. 85-86.

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shoot borer (FSB), the most destructive insect pest of

eggplant.
Under the regulatory supervision of NCBP, a contained
experiment was started in 2007 and officially completed on
March 3, 2009. The NCBP thus issued a Certificate of
Completion of Contained Experiment stating that “During
the conduct of the experiment, all the biosafety measures
have been complied with and no untoward incident has
occurred.”16
BPI issued Biosafety Permits17 to UPLB on March 16,
2010 and June 28, 2010. Thereafter, field testing of Bt
talong commenced on various dates in the following
approved trial sites: Kabacan, North Cotabato; Sta. Maria,
Pangasinan; Pili, Camarines Sur; Bago Oshiro, Davao City;
and Bay, Laguna.
On April 26, 2012, Greenpeace, MASIPAG and
individual respondents (Greenpeace, et al.) filed a petition
for writ of kalikasan and writ of continuing mandamus
with prayer for the issuance of a Temporary Environmental
Protection Order (TEPO). They alleged that the Bt talong
field trials violate their constitutional right to health and a
balanced ecology considering that (1) the required
environmental compliance certificate under Presidential
Decree (PD) No. 1151 was not secured prior to the project
implementation; (2) as a regulated article under DAO 08-
2002, Bt talong is presumed harmful to human health and
the environment, and there is no independent, peer-
reviewed study on the safety of Bt talong for human
consumption and the environment; (3) a study conducted
by Professor Gilles-Eric Seralini showed adverse effects on
rats who were fed Bt corn, while local scientists also
attested to the harmful effects of GMOs to human and

animal health; (4) Bt crops can be directly toxic to
nontarget species as highlighted by a research conducted in
the US which demonstrated that pollen from Bt maize was
toxic to the Monarch butterfly; (5) data from the use of Bt
Cry1Ab maize indicate
_______________
16 CA Rollo (Vol. II), pp. 885-886.

17 Id., at pp. 1058-1064.

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that beneficial insects have increased mortality when

fed on larvae of a maize pest, the corn borer, which had
been fed on Bt, and hence nontarget beneficial species that
may feed on eggplant could be similarly affected; (6) data
from China show that the use of Bt crops (Bt cotton) can
exacerbate populations of other secondary pests; (7) the
built-in pesticides of Bt crops will lead to Bt resistant pests,
thus increasing the use of pesticides contrary to the claims
by GMO manufacturers; and (8) the 200 meters perimeter
pollen trap area in the field testing area set by BPI is not
sufficient to stop contamination of nearby non-Bt eggplants
because pollinators such as honeybees can fly as far as four
kilometers and an eggplant is 48% insect-pollinated. The
full acceptance by the project proponents of the findings in
the MAHYCO Dossier was strongly assailed on the ground
that these do not precisely and adequately assess the
numerous hazards posed by Bt talong and its field trial.
Greenpeace, et al. further claimed that the Bt talong
field test project did not comply with the required public
consultation under Sections 26 & 27 of the Local
Government Code. A random survey by Greenpeace on July
21, 2011 revealed that ten households living in the area
immediately around the Bt talong experimental farm in
Bay, Laguna expressed lack of knowledge about the field
testing in their locality. The Sangguniang Barangay of
Pangasugan in Baybay, Leyte complained about the lack of
information on the nature and uncertainties of the Bt
talong field testing in their barangay. The Davao City
Government likewise opposed the project due to lack of
transparency and public consultation. It ordered the
uprooting of Bt eggplants at the trial site and disposed
them strictly in accordance with protocols relayed by the
BPI through Ms. Merle Palacpac. Such action highlighted
the city government’s policy on “sustainable and safe
practices.” On the other hand, the Sangguniang Bayan of
Sta. Barbara, Iloilo passed a resolution suspending the
field testing due to the following: lack of public

consultation; absence of adequate study to determine the
effect of Bt talong field testing on

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friendly insects; absence of risk assessment on the

potential impacts of genetically modified (GM) crops on
human health and the environment; and the possibility of
cross-pollination of Bt eggplants with native species or
variety of eggplants, and serious threat to human health if
these products were sold to the market.
Greenpeace, et al. argued that this case calls for the
application of the precautionary principle, the Bt talong
field testing being a classic environmental case where
scientific evidence as to the health, environmental and
socio-economic safety is insufficient or uncertain and
preliminary scientific evaluation indicates reasonable
grounds for concern that there are potentially dangerous
effects on human health and the environment.
The following reliefs are thus prayed for:
a. Upon the filing [of this petition], a Temporary
Environment Protection Order should be issued: (i)
enjoining public respondents BPI and FPA of the DA
from processing for field testing, and registering as
herbicidal product, Bt talong in the Philippines; (ii)
stopping all pending field testing of Bt talong
anywhere in the Philippines; and (iii) ordering the
uprooting of planted Bt talong for field trials as their
very presence pose significant and irreparable risks to
human health and the environment.
b. Upon the filing [of this petition], issue a writ of
continuing mandamus commanding:
(i) Respondents to submit to and undergo
the process of environmental impact statement
system under the Environmental Management
Bureau;
(ii) Respondents to submit independent,
comprehensive, and rigid risk assessment, field
tests report, regulatory compliance reports and
supporting documents, and other material
particulars of the Bt talong field trial;

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(iii) Respondents to submit all its issued

certifications on public information, public
consultation, public participation, and consent of
the local government units in the barangays,
municipalities, and provinces affected by the
field testing of Bt talong;
(iv) Respondent regulator, in coordination
with relevant government agencies and in
consultation with stakeholders, to submit an
acceptable draft of an amendment of the
National Bio-Safety Framework of the
Philippines, and DA Administrative Order No.
08, defining or incorporating an independent,
transparent, and comprehensive scientific and
socio-economic risk assessment, public
information, consultation, and participation, and
providing for their effective implementation, in
accord with international safety standards; and
(v) Respondent BPI of the DA, in
coordination with relevant government agencies,
to conduct balanced nationwide public
information on the nature of Bt talong and Bt
talong field trial, and a survey of social
acceptability of the same.
c. Upon filing [of this petition], issue a writ of
kalikasan commanding Respondents to file their
respective returns and explain why they should not be
judicially sanctioned for violating or threatening to
violate or allowing the violation of the above
enumerated laws, principles, and international
principle and standards, or committing acts, which
would result into an environmental damage of such
magnitude as to prejudice the life, health, or property
of petitioners in particular and of the Filipino people
in general.
d. After hearing and judicial determination, to
cancel all Bt talong field experiments that are found
to be violating the above mentioned laws, principles,
and international standards; and recommend to
Congress curative legislations to effectuate such
order.18
_______________
18 CA Rollo (Vol. I), pp. 67-69.

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On May 2, 2012, the Court issued the writ of kalikasan

against ISAAA, Environmental Management Bureau
(EMB)/BPI/Fertilizer and Pesticide Authority (FPA) and
UPLB,18-a ordering them to make a verified return within a
non-extendible period of ten (10) days, as provided in Sec.
8, Rule 7 of the Rules of Procedure for Environmental
Cases.19
ISAAA, EMB/BPI/FPA, UPLBFI and UPMFI filed their
respective verified returns. They all argued that the
issuance of writ of kalikasan is not proper because in the
implementation of the Bt talong project, all environmental
laws were complied with, including public consultations in
the affected communities, to ensure that the people’s right
to a balanced and healthful ecology was protected and
respected. They also asserted that the Bt talong project is
not covered by the Philippine Environmental Impact
Statement (PEIS) Law and that Bt talong field trials will
not significantly affect the quality of the environment nor
pose a hazard to human health. ISAAA contended that the
NBF amply safeguards the environment policies and goals
promoted by the PEIS Law. On its part, UPLBFI asserted
that there is a “plethora of scientific works and literature,
peer-reviewed, on the safety of Bt talong for human
consumption.”20 UPLB, which filed an Answer21 to the
petition before the CA, adopted said position of UPLBFI.
ISAAA argued that the allegations regarding the safety
of Bt talong as food are irrelevant in the field trial stage as
none of the eggplants will be consumed by humans or
animals, and all materials that will not be used for
analyses will be chopped, boiled and buried following the
Biosafety Permit
_______________
18-a Id., at p. 400.

19 A.M. No. 09-6-8-SC (2010).
20 CA Rollo (Vol. III), p. 2026.
21 Id., at pp. 2120-2123. UPLB was not served with the writ of
kalikasan issued by this Court nor furnished with copy of the petition of
Greenpeace, et al. Its Answer, adopting the arguments and allegations in
the verified return filed by UPLBFI, was filed in the CA. See CA
Resolution dated August 17, 2012, id., at pp. 2117-2119.

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requirements. It cited a 50-year history of safe use and

consumption of agricultural products sprayed with
commercial Bt microbial pesticides and a 14-year history of
safe consumption of food and feed derived from Bt crops.
Also mentioned is the almost 2 million hectares of land in
the Philippines which have been planted with Bt corn since

2003, and the absence of documented significant and
negative impact to the environment and human health.
The statements given by scientists and experts in support
of the allegations of Greenpeace, et al. on the safety of Bt
corn was also addressed by citing the contrary findings in
other studies which have been peer-reviewed and published
in scientific journals.
On the procedural aspect, ISAAA sought the dismissal of
the petition for writ of kalikasan for nonobservance of the
rule on hierarchy of courts and the allegations therein
being mere assertions and baseless conclusions of law.
EMB, BPI and FPA questioned the legal standing of
Greenpeace, et al. in filing the petition for writ of kalikasan
as they do not stand to suffer any direct injury as a result
of the Bt talong field tests. They likewise prayed for the
denial of the petition for continuing mandamus for failure
to state a cause of action and for utter lack of merit.
UPMFI also questioned the legal standing of
Greenpeace, et al. for failing to allege that they have been
prejudiced or damaged, or their constitutional rights to
health and a balanced ecology were violated or threatened
to be violated by the conduct of Bt talong field trials.
Insofar as the field trials in Davao City, the actual field
trials at Bago Oshiro started on November 25, 2010 but the
plants were uprooted by Davao City officials on December
17-18, 2010. There were no further field trials conducted
and hence no violation of constitutional rights of persons or
damage to the environment, with respect to Davao City,
occurred which will justify the issuance of a writ of
kalikasan. UPMFI emphasized that under the MOU, its
responsibility was only to handle the funds for the project
in their trial site. It pointed out that in the Field Trial
Proposal, Public Information Sheet, Biosafety Permit for
Field

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Testing, and Terminal Report (Davao City Government)

by respondent Leonardo R. Avila III, nowhere does UPMFI
appear either as project proponent, partner or
implementing arm. Since UPMFI, which is separate and
distinct from UP, undertook only the fund management of
Bt talong field test project the duration of which expired on
July 1, 2011, it had nothing to do with any field trials
conducted in other parts of the country.
Finally, it is argued that the precautionary principle is
not applicable considering that the field testing is only a
part of a continuing study being done to ensure that the
field trials have no significant and negative impact on the
environment. There is thus no resulting environmental
damage of such magnitude as to prejudice the life, health,

property of inhabitants in two or more cities or provinces.
Moreover, the issues raised by Greenpeace, et al. largely
involve technical matters which pertain to the special
competence of BPI whose determination thereon is entitled
to great respect and even finality.
By Resolution dated July 10, 2012, the Court referred
this case to the CA for acceptance of the return of the writ
and for hearing, reception of evidence and rendition of
judgment.22

CA’s Proceedings and Judgment

At the preliminary conference held on September 12,
2012, the parties submitted the following procedural
issues: (1) whether or not Greenpeace, et al. have legal
standing to file the petition for writ of kalikasan; (2)
whether or not said petition had been rendered moot and
academic by the alleged termination of the Bt talong field
testing; and (3) whether or not the case presented a
justiciable controversy.
Under Resolution23 dated October 12, 2012, the CA
resolved that: (1) Greenpeace, et al. possess the requisite
legal stand-
_______________
22 Id., at p. 2100.
23 Id., at pp. 2312-2324.

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ing to file the petition for writ of kalikasan; (2) assuming

arguendo that the field trials have already been
terminated, the case is not yet moot since it is capable of
repetition yet evading review; and (3) the alleged
noncompliance with environmental and local government
laws present justiciable controversies for resolution by the
court.
The CA then proceeded to hear the merits of the case,
adopting the “hot-tub” method wherein the expert
witnesses of both parties testify at the same time.
Greenpeace, et al. presented the following as expert
witnesses: Dr. Ben Malayang III (Dr. Malayang), Dr.
Charito Medina (Dr. Medina), and Dr. Tushar Chakraborty
(Dr. Chakraborty). On the opposing side were the expert
witnesses in the persons of Dr. Reynaldo Ebora (Dr. Ebora),
Dr. Saturnina Halos (Dr. Halos), Dr. Flerida Cariño (Dr.
Cariño), and Dr. Peter Davies (Dr. Davies). Other
witnesses who testified were: Atty. Carmelo Segui (Atty.
Segui), Ms. Merle Palacpac (Ms. Palacpac), Mr. Mario

Navasero (Mr. Navasero) and Dr. Randy Hautea (Dr.
Hautea).
On November 20, 2012, Biotechnology Coalition of the
Philippines, Inc. (BCPI) filed an Urgent Motion for Leave
to Intervene as Respondent.24 It claimed to have a legal
interest in the subject matter of the case as a broad-based
coalition of advocates for the advancement of modern
biotechnology in the Philippines.
In its Resolution25 dated January 16, 2013, the CA
denied BCPI’s motion for intervention stating that the
latter had no direct and specific interest in the conduct of
Bt talong field trials.
On May 17, 2013, the CA rendered a Decision in favor of
Greenpeace, et al., as follows:
_______________
24 CA Rollo (Vol. IV), pp. 2450-2460.

25 Id., at pp. 2864-2871.

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WHEREFORE, in view of the foregoing premises,

judgment is hereby rendered by us GRANTING the
petition filed in this case. The respondents are
DIRECTED to:
(a) Permanently cease and desist from
further conducting bt talong field trials; and
(b) Protect, preserve, rehabilitate and
restore the environment in accordance with the
foregoing judgment of this Court.
No costs.
SO ORDERED.26

The CA found that existing regulations issued by the DA
and the Department of Science and Technology (DOST) are
insufficient to guarantee the safety of the environment and
health of the people. Concurring with Dr. Malayang’s view
that the government must exercise precaution “under the
realm of public policy” and beyond scientific debate, the
appellate court noted the possible irreversible effects of the
field trials and the introduction of Bt talong to the market.
After scrutinizing the parties’ arguments and evidence,
the CA concluded that the precautionary principle set forth
in Section 1, Rule 20 of the Rules of Procedure for
Environmental Cases27 finds relevance in the present
controversy. Stressing the fact that the “overall safety
guarantee of the bt talong” remains unknown, the appellate
court cited the testimony of Dr. Cariño who admitted that
the product is not yet safe for consumption because a safety

assessment is still to be done. Again, the Decision quoted
from Dr. Malayang who
_______________
26 Rollo (G.R. No. 209271), Vol. I, pp. 157-158.

27 SECTION 1. Applicability.—When there is lack of full scientific
certainty in establishing a causal link between human activity and
environmental effect, the court shall apply the precautionary principle in
resolving the case before it.
The constitutional right of the people to a balanced and healthful
ecology shall be given the benefit of the doubt.

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testified that the question of Bt talong’s safety demands

maximum precaution and utmost prudence, bearing in
mind the country’s rich biodiversity. Amid the
uncertainties surrounding the Bt talong, the CA thus
upheld the primacy of the people’s constitutional right to
health and a balanced ecology.
Denying the motions for reconsideration filed by ISAAA,
EMB/BPI/FPA, UPLB and UPLBFI, the CA in its
Resolution dated September 20, 2013 rejected the
argument of UPLB that the appellate court’s ruling
violated UPLB’s constitutional right to academic freedom.
The appellate court pointed out that the writ of kalikasan
originally issued by this Court did not stop research on Bt
talong but only the particular procedure adopted in doing
field trials and only at this time when there is yet no law in
the form of a congressional enactment for ensuring its
safety and levels of acceptable risks when introduced into
the open environment. Since the writ stops the field trials
of Bt talong as a procedure but does not stop Bt talong
research, there is no assault on academic freedom.
The CA then justified its ruling by expounding on the
theory that introducing a genetically modified plant into
our ecosystem is an “ecologically imbalancing act.” Thus:

We suppose that it is of universal and general
knowledge that an ecosystem is a universe of biotic
(living) and non-biotic things interacting as a living
community in a particular space and time. In the
ecosystem are found specific and particular biotic and
non-biotic entities which depend on each other for the
biotic entities to survive and maintain life. A critical
element for biotic entities to maintain life would be
that their populations are in a proper and natural
proportion to others so that, in the given limits of
available non-biotic entities in the ecosystem, no one

population overwhelms another. In the case of the
Philippines, it is considered as one of the richest
countries in terms of biodiversity. It has so many
plants and animals. It also has many kinds of other
liv-

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(Philippines)
ing things than many countries in the world. We do

not fully know how all these living things or creatures
interact among themselves. But, for sure, there is a
perfect and sound balance of our biodiversity as
created or brought about by God out of His
infinite and absolute wisdom. In other words,
every living creature has been in existence or has
come into being for a purpose. So, we humans are not
supposed to tamper with any one element in this
swirl of interrelationships among living things in our
ecosystem. Now, introducing a genetically
modified plant in our intricate world of plants
by humans certainly appears to be an
ecologically imbalancing act. The damage that
it will cause may be irreparable and
irreversible.
At this point, it is significant to note that during
the hearing conducted by this Court on November 20,
2012 wherein the testimonies of seven experts were
given, Dr. Peter J. Davies (Ph.D in Plant
[Physiology]), Dr. Tuskar Chakraborty (Ph.D in
Biochemistry and Molecular Biology), Dr. Charito
Medina (Ph.D in Environmental Biology), Dr.
Reginaldo Ebora (Ph.D in Entomology), Dr. Flerida
Cariño (Ph.D in Insecticide Toxicology), Dr. Ben
Malayang (Ph.D in Wildland Resource Science) and
Dr. Saturnina Halos (Ph.D in Genetics) were in
unison in admitting that bt talong is an altered plant.
x x x
x x x x
Thus, it is evident and clear that bt talong is a
technology involving the deliberate alteration of an
otherwise natural state of affairs. It is designed and
intended to alter natural feed-feeder relationships of
the eggplant. It is a deliberate genetic reconstruction
of the eggplant to alter its natural order which is
meant to eliminate one feeder (the borer) in order to
give undue advantage to another feeder (the humans).
The genetic transformation is one designed to make bt
talong toxic to its pests (the targeted organisms). In
effect, bt talong kills its targeted organisms.
Consequently, the testing or introduction of bt
talong into the Philippines, by its nature and

intent, is a grave and present danger to (and an
assault on) the Filipinos’ consti-

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tutional right to a balanced ecology because,

in any book and by any yardstick, it is an ecologically
imbalancing event or phenomenon. It is a willful and
deliberate tampering of a naturally ordained feed-
feeder relationship in our environment. It destroys
the balance of our biodiversity. Because it violates the
conjunct right of our people to a balanced ecology, the
whole constitutional right of our people (as legally
and logically construed) is violated.
Of course, the bt talong’s threat to the human
health of the Filipinos as of now remains uncertain.
This is because while, on one hand, no Filipinos has
ever eaten it yet, and so, there is no factual evidence
of it actually causing acute or chronic harm to any or
a number of ostensibly identifiable perms, on the
other hand, there is correspondingly no factual
evidence either of it not causing harm to anyone.
However, in a study published on September 20, 2012
in “Food and Chemical Toxicology,” a team of
scientists led by Professor Gilles-Eric Seralini from
the University of Caen and backed by the France-
based Committee of Independent Research and
Information on Genetic Engineering came up with a
finding that rats fed with Roundup-tolerant
genetically modified corn for two years developed
cancers, tumors and multiple organ damage. The
seven expert witnesses who testified in this Court in
the hearing conducted on November 20, 2012 were
duly confronted with this finding and they were not
able to convincingly rebut it. That is why we, in
deciding this case, applied the precautionary principle
in granting the petition filed in the case at bench.
Prescinding from the foregoing premises, therefore,
because one conjunct right in the whole
Constitutional guarantee is factually and is
undoubtedly at risk, and the other still factually
uncertain, the entire constitutional right of the
Filipino people to a balanced and healthful ecology is
at risk. Hence, the issuance of the writ of

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(Philippines)
kalikasan and the continuing writ of mandamus is

justified and warranted.28 (Additional emphasis supplied)

Petitioners’ Arguments
G.R. No. 209271

ISAAA advances the following arguments in support of
its petition:

I
THE COURT OF APPEALS GRAVELY ERRED IN
REFUSING TO DISMISS THE PETITION FOR
WRIT OF CONTINUING MANDAMUS AND WRIT
OF KALIKASAN CONSIDERING THAT THE SAME
IS ALREADY MOOT AND ACADEMIC.

II
OF KALIKASAN CONSIDERING THAT THE SAME
RAISES POLITICAL QUESTIONS.
A. IN SEEKING TO COMPEL THE

REGULATORY AGENCIES “TO SUBMIT AN
ACCEPTABLE DRAFT OF THE AMENDMENT
OF THE NATIONAL BIO-SAFETY
FRAMEWORK OF THE PHILIPPINES, AND
DA ADMINISTRATIVE ORDER NO. 08,” AND
IN PRAYING THAT THE COURT OF
APPEALS “RECOMMEND TO CONGRESS
CURATIVE LEGISLATIONS,” RESPONDENTS
SEEK TO REVIEW THE WISDOM OF THE
PHILIPPINE REGULATORY SYSTEM FOR
GMOS, WHICH THE COURT OF APPEALS IS
WITHOUT JURISDICTION TO DO SO.

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B. WORSE, THE COURT OF APPEALS EVEN

HELD THAT THERE ARE NO LAWS
GOVERNING THE STUDY, INTRODUCTION
AND USE OF GMOS IN THE PHILIPPINES
AND COMPLETELY DISREGARDED E.O. NO.

514 AND DAAO 08-2002.
III
OF KALIKASAN CONSIDERING THAT
RESPONDENTS FAILED TO EXHAUST
ADMINISTRATIVE REMEDIES.
IV
OF KALIKASAN CONSIDERING THAT PRIMARY
JURISDICTION OVER THE SAME LIES WITH THE
REGULATORY AGENCIES.
V
THE COURT OF APPEALS EXHIBITED BIAS
AND PARTIALITY AND PREJUDGED THE
INSTANT CASE WHEN IT RENDERED THE
ASSAILED DECISION DATED 17 MAY 2013 AND
RESOLUTION DATED 20 SEPTEMBER 2013.
VI
GRANTING THE WRIT OF KALIKASAN IN FAVOR
OF RESPONDENTS.
A. THE EVIDENCE ON RECORD SHOWS

THAT THE PROJECT PROPONENTS OF THE
BT TALONG FIELD TRIALS COMPLIED
WITH ALL ENVIRONMENTAL LAWS, RULES
AND REGULATIONS IN ORDER TO ENSURE
THAT THE

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(Philippines)
PEOPLE’S RIGHT TO A BALANCED AND

HEALTHFUL ECOLOGY ARE PROTECTED
AND RESPECTED.
B. THE EVIDENCE ON RECORD SHOWS

THAT THE BT TALONG FIELD TRIALS DO
NOT CAUSE ENVIRONMENTAL DAMAGE
AND DO NOT PREJUDICE THE LIFE,
HEALTH AND PROPERTY OF INHABITANTS
OF TWO OR MORE PROVINCES OR CITIES.
C. THE COURT OF APPEALS GRAVELY

ERRED IN APPLYING THE
PRECAUTIONARY PRINCIPLE IN THIS
CASE DESPITE THE FACT THAT
RESPONDENTS FAILED TO PRESENT AN

IOTA OF EVIDENCE TO PROVE THEIR
CLAIM.

VII
GRANTING A WRIT OF CONTINUING
MANDAMUS AGAINST PETITIONER ISAAA.

VIII
THE COURT OF APPEALS’ DECISION DATED
17 MAY 2013 AND RESOLUTION DATED 20
SEPTEMBER 2013 IS AN AFFRONT TO
ACADEMIC FREEDOM AND SCIENTIFIC
PROGRESS.29
G.R. No. 209276

Petitioners EMB, BPI and FPA, represented by the
Office of the Solicitor General (OSG) assails the CA
Decision granting the petition for writ of kalikasan and
writ of continuing mandamus despite the failure of
Greenpeace, et al. (respondents) to prove the requisites for
their issuance.
Petitioners contend that while respondents presented
purported studies that supposedly show signs of toxicity in
ge-
_______________
29 Id., at pp. 35-37.

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(Philippines)
netically engineered eggplant and other crops, these

studies are insubstantial as they were not published in
peer-reviewed scientific journals. Respondents thus failed
to present evidence to prove their claim that the Bt talong
field trials violated environmental laws and rules.
As to the application of the precautionary principle,
petitioners asserted that its application in this case is
misplaced. The paper by Prof. Seralini which was relied
upon by the CA, was not formally offered in evidence. In
volunteering the said article to the parties, petitioners
lament that the CA manifested its bias towards
respondents’ position and did not even consider the
testimony of Dr. Davies who stated that “Seralini’s work
has been refuted by International committees of
scientists”30 as shown by published articles critical of
Seralini’s work.
Petitioners aver that there was no damage to human

health since no Bt talong will be ingested by any human
being during the field trial stage. Besides, if the results of
said testing are adverse, petitioners will not allow the
release of Bt talong to the environment, in line with the
guidelines set by EO 514. The CA thus misappreciated the
regulatory process as approval for field testing does not
automatically mean approval for propagation of the same
product. And even assuming that the field trials may
indeed cause adverse environmental or health effects, the
requirement of unlawful act or omission on the part of
petitioners or any of the proponents, was still absent.
Respondents clearly failed to prove there was any unlawful
deviation from the provisions of DAO 08-2002. The BPI’s
factual finding on the basis of risk assessment on the Bt
talong project should thus be accorded respect, if not
finality by the courts.
Petitioners likewise fault the CA in giving such
ambiguous and general directive for them to protect,
preserve, rehabilitate and restore the environment, lacking
in specifics which
_______________
30 Id., at p. 81.

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only indicates that there was really nothing to preserve,

rehabilitate or restore as there was nothing damaged or
adversely affected in the first place. As to the supposed
inadequacy and ineffectiveness of existing regulations,
these are all political questions and policy issues best left
to the discretion of the policy-makers, the Legislative and
Executive branches of government. Petitioners add that the
CA treads on judicial legislation when it recommended the
reexamination of country’s existing laws and regulations
governing studies and research on GMOs.
G.R. No. 209301

Petitioner UPLBFI argues that respondents failed to
adduce the quantum of evidence necessary to prove actual
or imminent injury to them or the environment as to
render the controversy ripe for judicial determination. It
points out that nowhere in the testimonies during the “hot-
tub” presentation of expert witnesses did the witnesses for
respondents claim actual or imminent injury to them or to
the environment as a result of the Bt talong field tests, as
they spoke only of injury in the speculative, imagined kind
without any factual basis. Further, the petition for writ of

kalikasan has been mooted by the termination of the field
trials as of August 10, 2012.
Finding the CA decision as a judgment not based on fact,
UPLBFI maintains that by reason of the nature, character,
scale, duration, design, processes undertaken, risk
assessments and strategies employed, results heretofore
recorded, scientific literature, the safeguards and other
precautionary measures undertaken and applied, the Bt
talong field tests did not or could not have violated the
right of respondents to a balanced and healthful ecology.
The appellate court apparently misapprehended the
nature, character, design of the field trials as one for
“consumption” rather than for “field testing” as defined in
DAO 08-2002, the sole purpose of which is for the “efficacy”
of the eggplant variety’s resistance to the FSB.

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Against the respondents’ bare allegations, UPLBFI

submits the following “specific facts borne by competent
evidence on record” (admitted exhibits):31

118. Since the technology’s inception 50 years ago,
studies have shown that genetically modified crops,
including Bt talong, significantly reduce the use of
pesticides by farmers in growing eggplants, lessening
pesticide poisoning to humans.
119. Pesticide use globally has decreased in the
last [14-15] years owing to the use of insect-resistant
genetically modified crops. Moreover, that insect-
resistant genetically modified crops significantly
reduce the use of pesticides in growing plants thus
lessening pesticide poisoning in humans, reducing
pesticide load in the environment and encouraging
more biodiversity in farms.
120. Global warming is likewise reduced as more
crops can be grown.
121. Transgenic Bacillus thuringiensis (Bt) cotton
has had a major impact on the Australian cotton
industry by largely controlling Lepidopteran pests. To
date, it had no significant impact on the invertebrate
community studied.
122. Feeding on Cry1Ac contaminated nontarget
herbivores does not harm predatory heteropterans
and, therefore, cultivation of Bt cotton may provide an
opportunity for conservation of these predators in
cotton ecosystems by reducing insecticide use.
123. The Bt protein in Bt corn only affects target
insects and that Bt corn pollens do not negatively
affect monarch butterflies.
124. The field trials will not cause “contamination”

as feared by the petitioners because flight distance of
the pollinators is a deterrent to cross pollination.
Studies reveal that there can be no cross pollination
more than a fifty (50)-meter distance.

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(Philippines)
x x x x
135. There is a 50-year history of safe use and
consumption of agricultural products sprayed with
commercial Bt microbial pesticides and a 14-year
history of safe consumption of food and feed derived
from Bt crops.
x x x x
140. In separate reviews by the European Food
Safety Agency (EFSA) and the Food Standards
Australia and New Zealand (FSANZ), the “work” of
one Prof. Seralini relied upon by [respondents] was
dismissed as “scientifically flawed,” thus providing no
plausible basis to the proposition that Bt talong is
dangerous to public health.
141. In a learned treatise by James Clive entitled
“Global Status of Commercialized Biotech/GM Crops:
2011,” the Philippines was cited to be the first country
in the ASEAN region to implement a regulatory
system for transgenic crops (which includes DAO 08-
[2]002). Accordingly, the said regulatory system has
also served as a model for other countries in the
region and other developing countries outside of Asia.

On the precautionary principle, UPLBFI contends that
the CA misapplied it in this case. The testimonial and
documentary evidence of respondents, taken together, do
not amount to “scientifically plausible” evidence of threats
of serious and irreversible damage to the environment. In
fact, since BPI started regulating GM crops in 2002, they
have monitored 171 field trials all over the Philippines and
said agency has not observed any adverse environmental
effect caused by said field trials. Plainly, respondents failed
to show proof of “specific facts” of environmental damage of
the magnitude contemplated under the Rules of Procedure
for Environmental Cases as to warrant sanctions over the
Bt talong field trials.
Lastly, UPLBFI avers that the Bt talong field trial was
an exercise of the constitutional liberty of scientists and
other

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academicians of UP, of which they have been deprived

without due process of law. Stressing that a possibility is
not a fact, UPLBFI deplores the CA decision’s
pronouncement of their guilt despite the preponderance of
evidence on the environmental safety of the field trials, as
evident from its declaration that “the overall safety
guarantee of Bt talong remains to be still unknown.” It
thus asks if in the meantime, petitioners must bear the
judicial stigma of being cast as violators of the right of the
people to a balanced and healthful ecology for an injury or
damage unsubstantiated by evidence of scientific
plausibility.
G.R. No. 209430

Petitioner UP reiterates UPLBFI’s argument that the Bt
talong field testing was conducted in the exercise of UPLB’s
academic freedom, which is a constitutional right. In this
case, there is nothing based on evidence on record or
overwhelming public welfare concern, such as the right of
the people to a balanced and healthful ecology, which
would warrant restraint on UPLB’s exercise of academic
freedom. Considering that UPLB complied with all laws,
rules and regulations regarding the application and
conduct of field testing of GM eggplant, and was
performing such field tests within the prescribed limits of
DAO 08-2002, and there being no harm to the environment
or prejudice that will be caused to the life, health or
property of inhabitants in two or more cities or provinces,
to restrain it from performing the said field testing is
unjustified.
Petitioner likewise objects to the CA’s application of the
precautionary principle in this case, in violation of the
standards set by the Rules of Procedure for Environmental
Cases. It points out that the Bt eggplants are not yet
intended to be introduced into the Philippine ecosystem nor
to the local market for human consumption.
Cited were the testimonies of two expert witnesses
presented before the CA: Dr. Navasero who is an
entomologist

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and expert in integrated pest management and insect

taxonomy, and Dr. Davies, a member of the faculty of the
Department of Plant Biology and Horticulture at Cornell

University for 43 years and served as a senior science
advisor in agricultural technology to the United States
Department of State. Both had testified that based on
generally accepted and scientific methodology, the field
trial of Bt crops do not cause damage to the environment or
human health.
Petitioner assails the CA in relying instead on the
conjectural statements of Dr. Malayang. It asserts that the
CA could not support its Decision and Resolution on the
pure conjectures and imagination of one witness. Basic is
the rule that a decision must be supported by evidence on
record.

Respondents’ Consolidated Comment

Respondents aver that Bt talong became the subject of
public protest in our country precisely because of the
serious safety concerns on the impact of Bt talong toxin on
human and animal health and the environment through
field trial contamination. They point out that the inherent
and potential risks and adverse effects of GM crops are
recognized in the Cartagena Protocol and our biosafety
regulations (EO 514 and DAO 08-2002). Contamination
may occur through pollination, ingestion by insects and
other animals, water and soil run off, human error,
mechanical accident and even by stealing was inevitable in
growing Bt talong in an open environment for field trial.
Such contamination may manifest even after many years
and in places very far away from the trial sites.
Contrary to petitioners’ claim that they did not violate
any law or regulation, or unlawful omission, respondents
assert that, in the face of scientific uncertainties on the
safety and effects of Bt talong, petitioners omitted their
crucial duties to conduct environmental impact assessment
(EIA); evaluate health impacts; get the free, prior and
informed consent of the people in the host communities;
and provide remedial and liability processes in the
approval of the biosafety permit and

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conduct of the field trials in its five sites located in five

provinces. These omissions have put the people and the
environment at serious and irreversible risks.
Respondents cite the numerous studies contained in
“Adverse Impacts of Transgenic Crops/Foods: A
Compilation of Scientific References with Abstracts” printed
by Coalition for a GMO-Free India; a study on Bt corn in
the Philippines, “Socio-economic Impacts of Genetically
Modified Corn in the Philippines” published by MASIPAG
in 2013; and the published report of the investigation

conducted by Greenpeace, “White Corn in the Philippines:
Contaminated with Genetically Modified Corn Varieties”
which revealed positive results for samples purchased from
different stores in Sultan Kudarat, Mindanao, indicating
that they were contaminated with GM corn varieties,
specifically the herbicide tolerant and Bt insect resistant
genes from Monsanto, the world’s largest biotech company
based in the US.
To demonstrate the health hazards posed by Bt crops,
respondents cite the following sources: the studies of Drs.
L. Moreno-Fierros, N. Garcia, R. Gutierrez, R. Lopez-
Revilla, and RI Vazquez-Padron, all from the Universidad
Nacional Autonoma de Mexico; the conclusion made by
Prof. Eric-Gilles Seralini of the University of Caen, France,
who is also the president of the Scientific Council of the
Committee for Independent Research and Information on
Genetic Engineering (CRIIGEN), in his review,
commissioned by Greenpeace, of Mahyco’s data submitted
in support of the application to grow and market Bt
eggplant in India; and the medical interpretations of Prof.
Seralini’s findings by Filipino doctors Dr. Romeo Quijano of
the University of the Philippines-Philippine General
Hospital and Dr. Wency Kiat, Jr. of St. Luke’s Medical
Center (Joint Affidavit).
According to respondents, the above findings and
interpretations on serious health risks are strengthened by
the findings of a review of the safety claims in the
MAHYCO Dossier authored by Prof. David A. Andow of the
University of Minne-

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sota, an expert in environmental assessment in crop

science. The review was made upon the request in 2010 of
His Honorable Shri Jairam Ramesh of the Ministry of
Environment and Forests of India, where MAHYCO is
based. MAHYCO is the corporate creator and patent owner
of the Bt gene inserted in Bt talong.
The conclusions of health hazards from the above
studies were summarized32 by respondents, as follows:

_______________
32 Rollo, (G.R. No. 209271), Vol. IX, pp. 4111-4112. Citations omitted.

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symptomatically indicate haz-

ards for human health.

Prof. David A. Andow The MAHYCO dossier is inadequate
to support the needed environmen-
tal risk assessment; MAHYCO’s
food safety assessment does not
comply with international standards;
and that MAHYCO relied on dubious
scientific assumptions and disregar-
ded real environmental threats.

As to environmental effects, respondents said these
include the potential for living modified organisms, such as
Bt talong tested in the field or released into the
environment, to contaminate non-GM traditional varieties
and other wild eggplant relatives and turn them into novel
pests, outcompete and replace their wild relatives, increase
dependence on pesticides, or spread their introduced genes
to weedy relatives, potentially creating superweeds, and
kill beneficial insects.
Respondents then gave the following tabulated
summary33 of field trial contamination cases drawn from
various news reports and some scientific literature
submitted to the court:
_______________
33 Id., at pp. 4112-4115. Citations omitted.

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Refuting the claim of petitioners that contamination is
nil or minimal because the scale of Bt talong field trial is
isolated, restricted and that “each experiment per site per
season consists of a maximum net area planted to Bt
eggplant of between 480 sq. meters to 1,080 sq. meters,”34
respondents emphasize that as shown by the above,
contamination knows no size and boundaries in an open
environment.
With regard to the required geographical coverage of
environmental damage for the issuance of writ of
kalikasan, respondents assert that while the Bt talong field
trials were conducted in only five provinces, the
environmental damage prejudicial to health extends

beyond the health of the present generation of inhabitants
in those provinces.
On petitioners’ insistence in demanding that those who
allege injury must prove injury, respondents said that
biosafety evidence could not be readily contained in a
corpus delicti to be presented in court. Indeed, the inherent
and potential risks and adverse effects brought by GMOs
are not like dead bodies or wounds that are immediately
and physically identifiable to an eyewitness and which are
resulting from a common crime. Precisely, this is why the
Cartagena Protocol’s foundation is on the precautionary
principle and development of sound science and its links, to
social and human rights law through its elements of public
awareness, public participation and public right to know.
This is also why the case was brought under the Rules of
Procedure for Environmental Cases and not under ordinary
or other rules, on the grounds of violation of the rights of
the Filipino people to health, to a balanced and healthful
ecology, to information on matters of national con-
_______________
34 Rollo (G.R. No. 209271), Vol. IX, p. 4115.

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cern, and to participation. The said Rules specifically

provides that the appreciation of evidence in a case like
this must be guided by the precautionary principle.
As to the non-exhaustion of administrative remedies
being raised by petitioners as ground to dismiss the present
petition, respondents said that nowhere in the 22 sections
of DAO 08-2002 that one can find a remedy to appeal the
decision of the DA issuing the field testing permit. What is
only provided for is a mechanism for applicants of a permit,
not stakeholders like farmers, traders and consumers to
appeal a decision by the BPI-DA in case of denial of their
application for field testing. Moreover, DAO 08-2002 is
silent on appeal after the issuance of the biosafety permit.
Finally, on the propriety of the writ of continuing
mandamus, respondents argue that EO 514 explicitly
states that the application of biosafety regulations shall be
made in accordance with existing laws and the guidelines
therein provided. Hence, aside from risk assessment
requirement of the biosafety regulations, pursuant to the
PEISS law and Sections 12 and 13 of the Philippine
Fisheries Code of 1998, an environmental impact
statement (EIS) is required and an environmental
compliance certificate (ECC) is necessary before such Bt

crop field trials can be conducted.

Petitioners’ Replies

G.R. No. 209271

ISAAA contends that the Precautionary Principle and
the Rules of Procedure for Environmental Cases do not
empower courts to adjudicate a controversy that is moot
and academic. It points out that respondents failed to
satisfy all the requirements of the exception to the rule on
actual controversies. The Biosafety Permit is valid for only
two years, while the purported stages in the
commercialization, propagation and registration of Bt
talong still cannot confer jurisdiction on the CA to decide a
moot and academic case.

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As to the propriety of the writ of continuing mandamus,

ISAAA maintains that public petitioners do not have
“mandatory” and “ministerial” duty to reexamine and
reform the biosafety regulatory system, and to propose
curative legislation. The law (EO 514) cited by respondents
does not impose such duty on public petitioners. As for the
Cartagena Protocol, it laid down a procedure for the
evaluation of the Protocol itself, not of the Philippine
biosafety regulatory system. ISAAA stresses that the CA is
without jurisdiction to review the soundness and wisdom of
existing laws, policy and regulations. Indeed, the questions
posed by the respondents are political questions, which
must be resolved by the executive and legislative
departments in deference to separation of powers.
On the availability of administrative remedies, ISAAA
asserts that respondents are mistaken in saying that these
are limited to appeals. The concerned public may invoke
Section 8(G) of DAO 08-2002 which grants them the right
to submit their written comments on the BPI regarding the
field testing permits, or Section 8(P) for the revocation and
cancellation of a field testing permit. Respondents’ failure
to resort to the internal mechanisms provided in DAO 08-
2002 violates the rule on exhaustion of administrative
remedies, which warrants the dismissal of respondents’
petition.
ISAAA points out that under Section 7 of DAO 08-2002,
the BPI is the approving authority for field testing permits,
while under Title IV, Chapter 4, Section 19 of the
Administrative Code of 1987, the DA through the BPI, is
responsible for the production of improved planting
materials and protection of agricultural crops from pests
and diseases. In bypassing the administrative remedies

available, respondents not only failed to exhaust a less
costly and speedier remedy, it also deprived the parties of
an opportunity to be heard by the BPI which has primary
jurisdiction and knowledgeable on the issues they sought to
raise.

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Rejecting the scientific data presented by the

respondents, petitioners found Annex “A” of the
Consolidated Comment as irrelevant because it was not
formally offered in evidence and are hearsay. Majority of
those records contain incomplete information and none of
them pertain to the Bt talong. Respondents likewise
presented two misleading scientific studies which have
already been discredited: the 2013 study by B.P. Mezzomo,
et al. and the study by Prof. Seralini in 2012. Petitioner
notes that both articles have been withdrawn from
publication.
ISAAA further describes Annex “A” as a mere
compilation of records of flawed studies with only 126
usable records out of the 338 records. In contrast,
petitioner cites the work of Nicolia, A., A. Manzo, F.
Veronesi, and D. Rosellini, entitled “An overview of the last
10 years of genetically engineered crop safety research.” The
authors evaluated 1,783 scientific records of GE crop safety
research papers, reviews, relevant opinions and scientific
reports from 2002-2012. Their findings concluded that “the
scientific research conducted so far has not detected any
significant hazards directly connected with the use of GE
crops.” In the article “Impacts of GM crops on biodiversity,”
in which scientific findings concluded that “[o]verall, x x x
currently commercialized GM crops have reduced the
impacts of agriculture on biodiversity, through enhanced
adoption of conservation tillage practices, reduction of
insecticide use and use of more environmentally benign
herbicides and increasing yields to alleviate pressure to
convert additional land into agricultural use.”
Debunking the supposed inherent risks and potential
dangers of GMOs, petitioner cites EUR 24473 – A decade of
EU-funded GMO research (2001-2010), concluded from
more than 130 research projects, covering a period of 25
years of research, and involving more than 500
independent research groups, that “biotechnology, and in
particular GMOs, are not per se more risky than e.g.,
conventional plant breeding technologies.” Another article
cited is “Assessment of the health impact of GM plant diets
in long-term and multigenerational

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animal feeding trials: A literature review” which states

that scientific findings show that GM crops do not suggest
any health hazard, and are nutritionally equivalent to their
non-GM counterparts and can be safely used in food and
feed.
Addressing the studies relied upon by respondents on
the alleged adverse environmental effects of GM crops,
petitioner cites the article “Ecological Impacts of
Genetically Modified Crops: Ten Years of Field Research
and Commercial Cultivation” which concluded that “[T]he
data available so far provide no scientific evidence that the
cultivation of the presently commercialized GM crops has
caused environmental harm.” A related article, “A Meta-
Analysis of Effects of Bt Cotton and Maize on Nontarget
Invertebrates,” states that scientific findings show that
nontarget insects are more abundant in GM crop fields like
Bt cotton and Bt maize fields than in non-GM crops that
are sprayed with insecticides.
The two tables/summaries of studies submitted by
respondents are likewise rejected by ISAAA, which
presented the following comments and criticisms on each of
the paper/article cited, thus:

With respect to the study made by L. Moreno-
Fierros, et al., the same should be rejected considering
that this was not formally offered as evidence by
respondents. Hence, the same may not be considered
by the Honorable Court. (Section 34, Rule 132 of the
Rules of Court; Heirs of Pedro Pasag v. Spouses
Parocha, supra)
Further, the study is irrelevant and immaterial.
The Cry1Ac protein used in the study was from
engineered E.coli and may have been contaminated
by endotoxin. The Cry1Ac used in the study was not
from Bt talong. Hence, respondents’ attempt to
extrapolate the interpretation and conclusion of this
study to Bt talong is grossly erroneous and calculated
to mislead and deceive the Honorable Court.
Moreover, in a review by Bruce D. Hammond and
Michael S. Koch of the said study by L. Moreno-
Fierros,

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et al., which was published in an article entitled A

Review of the Food Safety of Bt Crops, the authors
reported that Adel-Patient, et al. tried and failed to
reproduce the results obtained by the study made by
L. Moreno-Fierros, et al. The reason is because of
endotoxin contamination in the preparation of the
Cry1Ac protein. Further, when purified Cry protein
was injected to mice through intra-gastric
administration, there was no impact on the immune
response of the mice.
In addition, the biological relevance of the study
made by L. Moreno-Fierros, et al. to assessing
potential health risks from human consumption of
foods derived from Bt crops can be questioned because
the doses tested in mice is irrelevant to human
dietary exposure, i.e., the doses given were “far in
excess of potential human intakes.”
With respect to the interpretation made by Prof.
Eric-Gilles Seralini, the same is not entitled to any
weight and consideration because his sworn
statement was not admitted in evidence by the Court
of Appeals.
Further, Seralini’s findings are seriously flawed.
Food safety experts explained the differences
observed by Seralini’s statistical analysis as examples
of random biological variation that occurs when many
measurements are made on test animals, and which
have no biological significance. Hence, there are no
food safety concerns. Further, petitioner ISAAA
presented in evidence the findings of regulatory
bodies, particularly the EFSA and the FSANZ, to
controvert Seralini’s findings. The EFSA and the
FSANZ rejected Seralini’s findings because the same
were based on questionable statistical procedure
employed in maize in 2007.
In addition, it must be pointed out that the Indian
regulatory authority, GEAC, has not revised its
earlier decision approving the safety of Bt eggplant
notwithstanding the findings of Seralini’s assessment.
In effect, Seralini’s findings and interpretation were
rejected by the Indian regulatory agency.
With respect to the interpretation made by Drs.
Romeo Quijano and Wency Kiat, the same is not
entitled

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to any weight and consideration because the Court

of Appeals did not admit their sworn statement.
Further, Drs. Romeo Quijano and Wency Kiat sought
to interpret a seriously flawed study, making their

sworn statements equally flawed.
In an attempt to mislead the Honorable Court,
respondents tried to pass off the review of Prof. David
A. Andow as the work of the National Academy of
Sciences of the USA. Such claim is grossly misleading.
In truth, as Prof. David A. Andow indicated in the
preface, the report was produced upon the request of
Aruna Rodriguez, a known anti-GM campaigner.
Further, Prof. David A. Andow’s review did not
point to any negative impact to the environment of
Mahyco’s Bt brinjal (Indian name for Bt talong)
during the entire period of conduct of field trials all
over the country. He concluded, however, that the
dossier is inadequate for ERA. This is perplexing
considering this is the same gene that has been used
in Bt cotton since 1996. Scores of environmental and
food safety risk assessment studies have been
conducted and there is wealth of information and
experience on its safety. Various meta-analyses
indicate that delaying the use of this already effective
Bt brinjal for managing this devastating pest only
ensures the continued use of frequent insecticide
sprays with proven harm to human and animal
health and the environment and loss of potential
income of resource-poor small farmers.
Notwithstanding the conclusions of Prof. David A.
Andow, to date, it is worth repeating that the Indian
regulatory body, GEAC, has not revised its earlier
decision approving the safety of Bt eggplant based on
the recommendation of two expert committees which
found the Mahyco regulatory dossier compliant to the
ERA stipulated by the Indian regulatory body. In
effect, like Seralini, Andow’s findings and
interpretation were also rejected by the Indian
regulatory agency.35
_______________
35 Id., Vol. XI, pp. 5715-5717.

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Petitioner reiterates that the PEIS law does not apply to

field testing of Bt talong and the rigid requirements under
Section 8 of DAO 08-2002 already takes into consideration
any and all significant risks not only to the environment
but also to human health. The requirements under
Sections 26 and 27 of the Local Government Code are also
inapplicable because the field testing is not among the six
environmentally sensitive activities mentioned therein; the

public consultations and prior local government unit (LGU)
approval, were nevertheless complied with. Moreover, the
field testing is an exercise of academic freedom protected
by the Constitution, the possibility of Bt talong’s
commercialization in the future is but incidental to, and
fruit of the experiment.
As to the “commissioned studies” on Bt corn in the
Philippines, petitioner asserts that these are inadmissible,
hearsay and unreliable. These were not formally offered in
evidence; self-serving as it was conducted by respondents
Greenpeace and MASIPAG themselves; the persons who
prepared the same were not presented in court to identify
and testify on its findings; and the methods used in the
investigation and research were not scientific. Said studies
failed to establish any correlation between Bt corn and the
purported environmental and health problems.
G.R. No. 209276

EMB, BPI and FPA joined in objecting to Annex “A” of
respondents’ consolidated comment, for the same reasons
given by ISAAA. They noted that the affidavit of Prof.
Seralini, and the joint affidavit of Dr. Kiat and Dr. Quijano
were denied admission by the CA. Given the failure of the
respondents to present scientific evidence to prove the
claim of environmental and health damages, respondents
are not entitled to the writ of kalikasan.
Public petitioners reiterate that in issuing the Biosafety
Permits to UPLB, they made sure that the latter complied
with all the requirements under DAO 08-2002, including
the

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conduct of risk assessment. The applications for field

testing of Bt talong thus underwent the following
procedures:

Having completed the contained experiment on the
Bt talong, UPLB filed with BPI several applications
for issuance of Biosafety Permits to conduct multi-
locational field testing of Bt talong. Even before the
proponent submitted its application, petitioner BPI
conducted a consultative meeting with the proponent
to enlighten the latter about the requirements set out
by DA AO No. 8.
Thereafter, petitioner BPI evaluated UPLB’s
applications vis-à-vis the requirements of Section 8 of
DA AO No. 8 and found them to be sufficient in form
and substance, to wit:
First. The applications were in the proper

format and contained all of the relevant
information as required in Section 8(A)(1) of DA
AO No. 08.
Second. The applications were accompanied
by a (i) Certification from the NCBP that the
regulated article has undergone satisfactory
testing under contained conditions in the
Philippines, (ii) technical dossier consisting of
scientific literature and other scientific
materials relied upon by the applicant showing
that Bt talong will not pose any significant risks
to human health and the environment, and (iii)
copy of the proposed PIS for Field Testing as
prescribed by Section 8(A)(2) of DA AO No. 08;
and
Third. The applications contained the
Endorsement of proposal for field testing, duly
approved by the majority of all the members of
the respective Institutional Biosafety
Committees (IBC), including at least one
community representative, as required by
Section 8(E) of DAAO No. 08.
a. Under Sections 1(L) and 8(D) of DA AO
No. 08, the IBC is responsible for the ini-

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tial evaluation of the risk assessment and

risk management strategies of the applicant for
field testing using the NCBP guidelines. The
IBC shall determine if the data obtained
under contained conditions provide
sufficient basis to authorize the field
testing of the regulated article. In making
the determination, the IBC shall ensure that
field testing does not pose any significant
risks to human health and the
environment. The IBC may, in its discretion,
require the proponent to perform additional
experiments under contained conditions before
acting on the field testing proposal. The IBC
shall either endorse the field testing proposal to
the BPI or reject it for failing the scientific risk
assessment.
b. Relatedly, UPLB had previously complied
with Section 1(L) of DA AO No. 08 which
requires an applicant for field testing to
establish an IBC in preparation for the field
testing of a regulated article and whose
membership has been approved by the BPI.
Section 1(L) of DA AO No. 08, requires that the

IBC shall be composed of at least five (5)
members, three (3) of whom shall be designated
as “scientist-members” who shall possess
scientific and technological knowledge and
expertise sufficient to enable them to evaluate
and monitor properly any work of the applicant
relating to the field testing of a regulated article,
and the other members are designated as
“community representatives” who are in a
position to represent the interest of the
communities where the field testing is to be
conducted.
Before approving the intended multi-locations
[field] trials, petitioner BPI, pursuant to Section 8(F)
of DA AO No. 08, forwarded the complete documents
to three (3) independent Scientific Technical Review
Panel

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(STRP) members. Pending receipt of the risk

assessment reports of the three STRP members,
petitioner BPI conducted its own risk assessment.
Thereafter, on separate occasions, petitioner BPI
received the final risk assessment reports of the three
STRP members recommending the grant of Biosafety
Permits to UPLB after a thorough risk assessment
and evaluation of UPLB’s application for field trial of
Bt talong.
Meanwhile, petitioner BPI received from UPLB
proofs of posting of the PISs for Field Testing in each
concerned barangays and city/municipal halls of the
localities having jurisdiction over its proposed field
trial sites.
In addition to the posting of the PISs for Field
Testing, petitioner BPI conducted consultative
meetings and public seminars in order to provide
public information and in order to give an opportunity
to the public to raise their questions and/or concerns
regarding the Bt talong field trials.36

Petitioners maintain that Sections 26 and 27 of the
Local Government Code are inapplicable to the Bt talong
field testing considering that its subject matter is not mass
production for human consumption. The project entails
only the planting of Bt eggplants and cultivation in a
controlled environment; indeed, the conduct of a field trial
is not a guarantee that the Bt talong will be
commercialized and allowed for cultivation in the
Philippines.
On the non-exhaustion of administrative remedies by

the respondents, petitioners note that during the period of
public consultation under DAO 08-2002, it is BPI which
processes written comments on the application for field
testing of a regulated article, and has the authority to
approve or disapprove the application. Also, under Section
8(P), BPI may revoke a biosafety permit issued on the
ground of, among oth-

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ers, receipt of new information that the field testing

poses significant risks to human health and the
environment. Petitioners assert they were never remiss in
the performance of their mandated functions, as shown by
their immediate action with respect to the defective
certification of posting of PIS in Kabacan, North Cotabato.
Upon receiving the letter-complaint on January 24, 2012,
BPI readily ordered their re-posting. The same incident
occurred in Davao City, where BPI refused to lift the
suspension of biosafety permits until “rectification of the
conditions for public consultation is carried out.”
To underscore respondents’ blatant disregard of the
administrative process, petitioners refer to documented
instances when respondents took the law in their own
hands. Greenpeace barged into one of the Bt talong field
trial sites at Bgy. Paciano Rizal, Bay, Laguna, forcibly
entered the entrance gate through the use of a bolt cutter,
and then proceeded to uproot the experimental crops
without permission from BPI or the project proponents.
Petitioners submit that the non-observance of the doctrine
of exhaustion of administrative remedies results in lack of
cause of action, one of the grounds under the Rules of Court
justifying the dismissal of a complaint.

Petitions-in-Intervention
Crop Life Philippines, Inc. (Crop Life)

Crop Life is an association of companies which belongs
to a global (Crop Life International) as well as regional
(Crop Life Asia) networks of member-companies
representing the plant science industry. It aims to “help
improve the productivity of Filipino farmers and contribute
to Philippine food security in a sustainable way.” It
supports “innovation, research and development in
agriculture through the use of biology, chemistry,
biotechnology, plant breeding, other techniques and
disciplines.”

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On procedural grounds, Crop Life assails the CA in

rendering judgment in violation of petitioners’ right to due
process because it was prevented from cross-examining the
respondents’ expert witnesses and conducting redirect
examination of petitioners’ own witnesses, and being an
evidently partial and prejudiced court. It said the petition
for writ of kalikasan should have been dismissed outright
as it effectively asks the Court to engage in “judicial
legislation” to “cure” what respondents feel is an
inadequate regulatory framework for field testing of GMOs
in the Philippines. Respondents also violated the doctrine
of exhaustion of administrative remedies, and their petition
is barred by estoppel and laches.
Crop Life concurs with the petitioners in arguing that
respondents failed to specifically allege and prove the
particular environmental damage resulting from the Bt
talong field testing. It cites the scientific evidence on record
and the internationally accepted scientific standards on
GMOs and GMO field testing, and considering the
experience of various countries engaged in testing GMOs,
telling us that GMO field testing will not damage the
environment nor harm human health and more likely bring
about beneficial improvements.
Crop Life likewise assails the application of the
Precautionary Principle by the CA which erroneously
equated field testing of Bt talong with Bt talong itself;
failed to recognize that in this case, there was no particular
environmental damage identified, much less proven; relied
upon the article of Prof. Seralini that was retracted by the
scientific journal which published it; there is no scientific
uncertainty on the adverse effects of GMOs to environment
and human health; and did not consider respondents’
failure to prove the insufficiency of the regulatory
framework under DAO 08-2002.
On policy grounds, Crop Life argues that requiring all
organisms/plants to be considered absolutely safe before
any field testing may be allowed, would result in
permanently placing the Philippines in the shadows of
more developed nations (whose economies rest on emerging
markets import-

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ing products from them). It points out that the testing of

Bt talong specifically addresses defined problems such as
the need to curb the misuse of chemical pesticides.
Biotechnology Coalition
of the Philippines (BCP)

BCP is a non-stock, nonprofit membership association, a
broad-based multi-sectoral coalition of advocates of modern
biotechnology in the Philippines.
Reversal of the CA ruling is sought on the following
grounds:

I.
THE COURT OF APPEALS ERRED IN TAKING
COGNIZANCE OF THE KALIKASAN PETITION IN
THE ABSENCE OF ANY JUSTICIABLE
CONTROVERSY.

II.
EXISTING LEGISLATION AND
ADMINISTRATIVE REGULATIONS ALREADY
INCORPORATE THE PRECAUTIONARY
PRINCIPLE AS A GUIDING PRINCIPLE IN
RELATION TO GMOs.

III.
THE CA DECISION AND THE CA RESOLUTION
IMPROPERLY APPLIED THE PRECAUTIONARY
PRINCIPLE.

IV.
THE COURT OF APPEALS’ ERRONEOUS
APPLICATION OF THE PRECAUTIONARY
PRINCIPLE, IF SUSTAINED, WOULD PRODUCE A
DANGEROUS PRECEDENT THAT IS ANTI-
PROGRESS, ANTI-TECHNOLOGY AND,
ULTIMATELY, DETRIMENTAL TO THE FILIPINO
PEOPLE.37
_______________
37 Rollo (G.R. No. 209271), Vol. V, pp. 2386-2387.

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BCP argued that in the guise of taking on a supposed

justiciable controversy, despite the Bt talong field trials
having been terminated, the CA entertained a prohibited
collateral attack on the sufficiency of DAO 08-2002. Though
not invalidating the issuance, which the CA knew was

highly improper, it nonetheless granted the petition for
writ of kalikasan on the theory that “mere biosafety
regulations” were insufficient to guarantee the safety of the
environment and the health of the people.
Also reiterated were those grounds for dismissal already
raised by the petitioners: failure to exhaust administrative
remedies and finality of findings of administrative
agencies.
BCP further asserts that the application of a stringent
“risk assessment” process to regulated articles prior to any
release in the environment for field testing mandated by
AO No. 8 sufficiently complies with the rationale behind
the development of the precautionary principle. By
implementing the stringent provisions of DAO 08-2002, in
conjunction with the standards set by EO 514 and the
NBF, the government preemptively intervenes and takes
precautionary measures prior to the release of any
potentially harmful substance or article into the
environment. Thus, any potential damage to the
environment is prevented or negated. Moreover,
international instruments ratified and formally adopted by
the Philippines (CBD and the Cartagena Protocol) provide
additional support in the proper application of the
precautionary principle in relation to GMOs and the
environment.
On the “misapplication” by the CA of the precautionary
principle, BCP explains that the basic premise for its
application is the existence of threat of harm or damage to
the environment, which must be backed by a reasonable
scientific basis and not based on mere hypothetical
allegation, before the burden of proof is shifted to the
public respondents in a petition for writ of kalikasan. Here,
the CA relied heavily on its observation that “… field trials
of bt talong could not be declared…as safe to human health
and to ecology, with full

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scientific certainty, being an alteration of an otherwise

natural state of affairs in our ecology” and “introducing a
genetically modified plant in our intricate world of plants
by humans certainly appears to be an ecologically
imbalancing act,” among others. BCP finds that this
pronouncement of the CA constitutes an indictment not
only against Bt talong but against all GMOs as well. The
appellate court’s opinion is thus highly speculative,
sweeping and laced with obvious bias.
There being no credible showing in the record that the
conduct of Bt talong field trials entails real threats and
that these threats pertain to serious and irreversible
damage to the environment, BCP maintains that the

precautionary principle finds no application in this case.
While Rule 20 of the Rules of Procedure for Environmental
Cases states that “[w]hen there is a lack of full scientific
certainty in establishing a causal link between human
activity and environmental effect, the court shall apply the
precautionary principle in resolving the case before it,” the
CA failed to note that the element of lack of full scientific
certainty pertains merely to the causal link between
human activity and environmental effect, and not the
existence or risk of environmental effect.
BCP laments that sustaining the CA’s line of reasoning
would produce a chilling effect against technological
advancements, especially those in agriculture. Affirming
the CA decision thus sets a dangerous precedent where any
and all human activity may be enjoined based on
unfounded fears of possible damage to health or the
environment.

Issues

From the foregoing submissions, the Court is presented
with the following issues for resolution:
1. Legal standing of respondents;
2. Mootness;
3. Violation of the doctrines of primary jurisdiction and
exhaustion of administrative remedies;

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4. Application of the law on environmental impact

statement/assessment on projects involving the
introduction and propagation of GMOs in the country;
5. Evidence of damage or threat of damage to human
health and the environment in two or more provinces, as a
result of the Bt talong field trials;
6. Neglect or unlawful omission committed by the public
respondents in connection with the processing and
evaluation of the applications for Bt talong field testing;
and
7. Application of the Precautionary Principle.

The Court’s Ruling
Legal Standing

Locus standi is “a right of appearance in a court of
justice on a given question.”38 It refers particularly to “a
party’s personal and substantial interest in a case where he
has sustained or will sustain direct injury as a result” of
the act being challenged, and “calls for more than just a
generalized grievance.”39
However, the rule on standing is a matter of procedure
which can be relaxed for nontraditional plaintiffs like
ordinary citizens, taxpayers, and legislators when the
public interest so requires, such as when the matter is of
transcendental importance, of overreaching significance to
society, or of paramount public interest.40 The Court thus
had invariably
_______________
38 Bayan Muna v. Romulo, G.R. No. 159618, February 1, 2011, 641

SCRA 244, 254, citing David v. Macapagal-Arroyo, 522 Phil. 705, 755; 489
SCRA 160, 216 (2006).
39 Id., citing Jumamil v. Cafe, 507 Phil. 455, 465; 470 SCRA 475, 487
(2005).
40 Social Justice Society (SJS) v. Dangerous Drugs Board, 591 Phil.
393, 404; 570 SCRA 410, 421 (2008); Tatad v. Secretary of the

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adopted a liberal policy on standing to allow ordinary

citizens and civic organizations to prosecute actions before
this Court questioning the constitutionality or validity of
laws, acts, rulings or orders of various government agencies
or instrumentalities.41
Oposa v. Factoran, Jr.42 signaled an even more
liberalized policy on locus standi in public suits. In said
case, we recognized the “public right” of citizens to “a
balanced and healthful ecology which, for the first time in
our nation’s constitutional history, is solemnly incorporated
in the fundamental law.” We held that such right need not
be written in the Constitution for it is assumed, like other
civil and political rights guaranteed in the Bill of Rights, to
exist from the inception of mankind and it is an issue of
transcendental importance with intergenerational
implications. Such right carries with it the correlative duty
to refrain from impairing the environment.
Since the Oposa ruling, ordinary citizens not only have
legal standing to sue for the enforcement of environmental
rights, they can do so in representation of their own and
future generations. Thus:

Petitioners minors assert that they represent their
generation as well as generations yet unborn. We find
no difficulty in ruling that they can, for themselves,
for others of their generation and for the succeeding
generations, file a class suit. Their personality to
sue in behalf of the succeeding generations can
only be based on the concept of

intergenerational responsibility insofar as the
right to a balanced and healthful ecology is
concerned. Such a right, as hereinafter expounded,
considers the “rhythm and harmony of nature.”
Nature means the created world in its entirety. Such
_______________
Department of Energy, 346 Phil. 321; 281 SCRA 330 (1997); and De
Guia v. COMELEC, G.R. No. 104712, May 6, 1992, 208 SCRA 420, 422.
41 Kilosbayan, Incorporated v. Guingona, Jr., G.R. No. 113375, May 5,
1994, 232 SCRA 110, 137.
42 G.R. No. 101083, July 30, 1993, 224 SCRA 792, 804-805.

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rhythm and harmony indispensably include, inter

alia, the judicious disposition, utilization,
management, renewal and conservation of the
country’s forest, mineral, land, waters, fisheries,
wildlife, offshore areas and other natural resources to
the end that their exploration, development and
utilization be equitably accessible to the present as
well as future generations. Needless to say, every
generation has a responsibility to the next to preserve
that rhythm and harmony for the full enjoyment of a
balanced and healthful ecology. Put a little
differently, the minors’ assertion of their right to a
sound environment constitutes, at the same time, the
performance of their obligation to ensure the
protection of that right for the generations to come.43
(Emphasis supplied)

The liberalized rule on standing is now enshrined in the
Rules of Procedure for Environmental Cases which allows
the filing of a citizen suit in environmental cases.44 The
provision on citizen suits in the Rules “collapses the
traditional rule on personal and direct interest, on the
principle that humans are stewards of nature,” and aims to
“further encourage the protection of the environment.”45
There is therefore no dispute on the standing of
respondents to file before this Court their petition for writ
of kalikasan and writ of continuing mandamus.
Mootness

It is argued that this case has been mooted by the
termination of all field trials on August 10, 2012. In fact,
the validity of all Biosafety permits issued to UPLB expired

in June 2012.
_______________
43 Id., at pp. 802-803.

44 Rule 2, Sec. 5 reads in part:
SEC. 5. Citizen suit.—Any Filipino citizen in representation of
others, including minors or generations yet unborn, may file an action to
enforce rights or obligations under environmental laws. x x x
45 See Annotation on A.M. 09-6-8-SC.

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An action is considered ‘moot’ when it no longer presents

a justiciable controversy because the issues involved have
become academic or dead, or when the matter in dispute
has already been resolved and hence, one is not entitled to
judicial intervention unless the issue is likely to be raised
again between the parties.46 Time and again, courts have
refrained from even expressing an opinion in a case where
the issues have become moot and academic, there being no
more justiciable controversy to speak of, so that a
determination thereof would be of no practical use or
value.47
Nonetheless, courts will decide cases, otherwise moot
and academic if: first, there is a grave violation of the
Constitution; second, the exceptional character of the
situation and the paramount public interest is involved;
third, when the constitutional issue raised requires
formulation of controlling principles to guide the bench, the
bar and the public; and fourth, the case is capable of
repetition yet evading review.”48 We find that the presence
of the second and fourth exceptions justified the CA in not
dismissing the case despite the termination of Bt talong
field trials.
While it may be that the project proponents of Bt talong
have terminated the subject field trials, it is not certain if
they have actually completed the field trial stage for the
purpose of data gathering. At any rate, it is on record that
the proponents expect to proceed to the next phase of the
project, the preparation for commercial propagation of the
Bt eggplants. Biosafety permits will still be issued by the
BPI for Bt talong or other GM crops. Hence, not only does
this case fall under the “capable of repetition yet evading
review” exception
_______________
46 Santiago v. Court of Appeals, 348 Phil. 792, 800; 285 SCRA 16, 21
(1998).
47 Barbieto v. Court of Appeals, G.R. No. 184645, October 30, 2009,
604 SCRA 825, 840.
48 Office of the Deputy Ombudsman for Luzon v. Francisco, Sr., G.R.
No. 172553, December 14, 2011, 662 SCRA 439, 449, citing David v.
Macapagal-Arroyo, supra note 38 at p. 754; pp. 214-215.

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to the mootness principle, the human and environmental

health hazards posed by the introduction of a genetically
modified plant, a very popular staple vegetable among
Filipinos, is an issue of paramount public interest.
Primary Jurisdiction and

Exhaustion of Administrative
Remedies

In Republic v. Lacap,49 the Court explained the related
doctrines of primary jurisdiction and exhaustion of
administrative remedies, as follows:

The general rule is that before a party may seek
the intervention of the court, he should first avail of
all the means afforded him by administrative
processes. The issues which administrative agencies
are authorized to decide should not be summarily
taken from them and submitted to a court without
first giving such administrative agency the
opportunity to dispose of the same after due
deliberation.
Corollary to the doctrine of exhaustion of
administrative remedies is the doctrine of primary
jurisdiction; that is, courts cannot or will not
determine a controversy involving a question which is
within the jurisdiction of the administrative tribunal
prior to the resolution of that question by the
administrative tribunal, where the question demands
the exercise of sound administrative discretion
requiring the special knowledge, experience and
services of the administrative tribunal to determine
technical and intricate matters of fact.
Nonetheless, the doctrine of exhaustion of
administrative remedies and the corollary doctrine of
primary jurisdiction, which are based on sound public
policy and practical considerations, are not inflexible
rules. There are many accepted exceptions, such
as: (a) where there is estoppel on the part of the party
invoking the
_______________
49 546 Phil. 87, 96-98; 517 SCRA 255, 265-266 (2007).

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doctrine; (b) where the challenged administrative

act is patently illegal, amounting to lack of
jurisdiction; (c) where there is unreasonable delay or
official inaction that will irretrievably prejudice the
complainant; (d) where the amount involved is
relatively small so as to make the rule impractical
and oppressive; (e) where the question involved is
purely legal and will ultimately have to be decided by
the courts of justice; (f) where judicial intervention is
urgent; (g) when its application may cause great and
irreparable damage; (h) where the controverted acts
violate due process; (i) when the issue of non-
exhaustion of administrative remedies has been
rendered moot; (j) when there is no other plain,
speedy and adequate remedy; (k) when strong
public interest is involved; and (l) in quo warranto
proceedings. x x x (Emphasis supplied)

Under DAO 08-2002, the public is invited to submit
written comments for evaluation by BPI after public
information sheets have been posted (Section 7[G]). Section
7(P) also provides for revocation of field testing permit on
certain grounds, to wit:

P. Revocation of Permit to Field Test.—A Permit to
Field Test may be revoked for any of the following
grounds:
1. Provision of false information in the
Application to Field Test;
2. Violation of SPS or biosafety rules and
regulations or of any conditions specified in the
permit;
3. Failure to allow the inspection of the field
testing site;
4. Receipt by BPI of new information that the
field testing of the regulated article poses
significant risks to human health and the
environment;
5. Whether the regulated article was
imported, misdeclaration of shipment; or

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6. Such other grounds as BPI may deem

reasonable to prevent significant risks to human
health and the environment.

Respondents sought relief under the Rules of Procedure
for Environmental Cases, claiming serious health and
environmental adverse effects of the Bt talong field trials
due to “inherent risks” associated with genetically modified
crops and herbicides. They sought the immediate issuance
of a TEPO to enjoin the processing for field testing and
registering Bt talong as herbicidal product in the
Philippines, stopping all pending field trials of Bt talong
anywhere in the country, and ordering the uprooting of
planted Bt talong in the field trial sites.
In addition to the TEPO and writ of kalikasan,
respondents also sought the issuance of a writ of
continuing mandamus commanding the respondents to: (1)
comply with the requirement of environmental impact
statement; (2) submit comprehensive risk assessments,
field test reports, regulatory compliance reports and other
material documents on Bt talong including issued
certifications on public consultation with LGUs; (3) work
with other agencies to submit a draft amendment to
biosafety regulations; and (4) BPI, in coordination with
relevant government agencies, conduct balanced
nationwide public information on the nature of Bt talong
field trial, and a survey of its social acceptability.
Clearly, the provisions of DAO 08-2002 do not provide a
speedy, or adequate remedy for the respondents “to
determine the questions of unique national and local
importance raised here that pertain to laws and rules for
environmental protection, thus [they were] justified in
coming to this Court.”50 We take judicial notice of the fact
that genetically modified food is an intensely debated
global issue, and despite the entry of GMO crops (Bt corn)
into the Philippines in the last decade, it
_______________
50 See Boracay Foundation, Inc. v. Province of Aklan, G.R. No. 196870,

June 26, 2012, 674 SCRA 555, 608.

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is only now that such controversy involving alleged

damage or threat to human health and the environment
from GMOs has reached the courts.

Genetic Engineering

Genetic manipulation has long been practiced by
conventional breeders of plant or animal to fulfill specific
purposes. The basic strategy employed is to use the sexual
mechanism to reorganize the genomes of two individuals in
a new genetic matrix, and select for individuals in the
progeny with the desirable combination of the parental
characteristics. Hybridization is the conventional way of
creating variation. In animals, mating is effected by
introducing the desired sperm donor to the female at the
right time. In plants, pollen grains from the desired source
are deposited on the stigma of a receptive female plant.
Pollination or mating is followed by fertilization and
subsequently development into an embryo. The effect of
this action is the reorganization of the genomes of two
parents into a new genetic matrix to create new individuals
expressing traits from both parents. The ease of crossing of
mating varies from one species to another. However,
conventional breeding technologies are limited by their
long duration, need for sexual compatibility, low selection
efficiency, and restricted gene pool.51
Recombinant DNA (rDNA) technology, often referred to
as genetic engineering, allows scientists to transfer genes
from one organism to any other, circumventing the sexual
process. For example, a gene from a bacterium can be
transferred to corn. Consequently, DNA technology allowed
scientists to treat all living things as belonging to one giant
breeding pool. Unlike other natural genome
rearrangements phenomena, rDNA introduces alien DNA
sequences into the genome. Even
_______________
51 George Acquaah, Understanding Biotechnology: an integrated and

cyber-based approach (Pearson Education, Inc., 2004) at pp. 62, 64, 69 and
70.

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though crossing of two sexually compatible individuals

produces recombinant progeny, the term recombinant DNA
is restricted to the product of the union of DNA segments of
different biological origins. The product of recombinant
DNA manipulation is called a transgenic organism. rDNA
is the core technology of biotechnology.52
The organism that is created through genetic

engineering is called a genetically modified organism
(GMO). Since the production of the first GMOs in the
1970s, genes have been transferred between animal
species, between plant species, and from animal species to
plant species. Some genes can make an animal or plant
grow faster or larger, or both. A gene produced by flounder
(anti-freeze) was transplanted into salmon so that salmon
can be farmed in colder climates. Many species of fish are
genetically engineered to speed growth, to alter flesh
quality, and to increase cold and disease resistance. In
farm animals such as cattle, genes can be inserted to
reduce the amount of fat in meat, to increase milk
production, and to increase superior cheese-making
proteins in milk. Biotechnology has also modified plants to
produce its own pesticide, resist common diseases or to
tolerate weed-killing herbicide sprays.53
Despite these promising innovations, there has been a
great deal of controversy over bioengineered foods. Some
scientists believe genetic engineering dangerously tampers
with the most fundamental natural components of life; that
genetic engineering is scientifically unsound; and that
when scientists transfer genes into a new organism, the
results could be unexpected and dangerous. But no long-
term studies have been done to determine what effects
GMO foods might have on human health.54
_______________
52 Id., at p. 72.
53 Harris, Nancy, Genetically Engineered Foods, pp. 5-6 (Greenhaven
Press, 2004).
54 Id., at p. 7.

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Genetically Modified Foods

The term GM food refers to crop plants created for
human or animal consumption using the latest molecular
biology techniques. These plants are modified in the
laboratory to enhance desired traits such as increased
resistance to herbicides or improved nutritional content.55
Genetic modification of plants occurs in several stages:

1. An organism that has the desired characteristic
is identified and the specific gene producing this
characteristic is located and the DNA is cut off.
2. The gene is then attached to a carrier in order to
introduce the gene into the cells of the plant to be
modified. Mostly plasmid (piece of bacterial DNA)

acts as a carrier.
3. Along with the gene and carrier a ‘promoter’ is
also added to ensure that the gene works adequately
when it is introduced into the plant.
4. The gene of interest together with carrier and
promoter is then inserted into bacterium, and is
allowed to reproduce to create many copies of the gene
which are then transferred into the plant being
modified.
5. The plants are examined to ensure that they
have the desired physical characteristic conferred by
the new gene.
6. The genetically modified plants are bred with
conventional plants of the same variety to produce
seed for further testing and possibly for future
commercial use. The entire process from the initial
_______________
55 Sheweta Barak, Deepak Mudgil and B.S. Khatkar, “Genetically

modified food: benefits, safety aspects and concerns” Asian Journal of
Food and Agro-Industry
<www.ajofai.info/Abstact/Genetically%2food%20benefits,%20safety%20aspects%2concerns.pdf>
(visited last November 7, 2014).

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gene selection to commercial production can take up to

ten years or more.56
Benefits of GM Foods

The application of biotechnology in agricultural
production promises to overcome the major constraints
being faced in farming such as insect pest infestation and
diseases which lead to substantial yield losses. Pest-
resistant crops could substantially improve yields in
developing countries where pest damage is rampant and
reduce the use of chemical pesticides. Crop plants which
have been genetically engineered to withstand the
application of powerful herbicides57 using genes from soil
bacteria eliminates the time-consuming and not cost-
effective physical removal of weeds by tilling. The
herbicides to which the GM crops are tolerant are “broad
spectrum” weed-killers, which means they can be sprayed
over the entire field, killing all plants apart from the GM
crop. Herbicide-tolerant crops include transgenes providing
tolerance to the herbicides (glyphosate or glufosinate
ammonium). These herbicides kill nearly all kinds of plants
except those that have the tolerance gene. Another

important benefit is that this class of herbicides breaks
down quickly in the soil, eliminating residue carryover
problems and reducing adverse environmental impacts.58
Some plants are genetically engineered to withstand
cold climates such as GM strawberries or soybeans,
expressing the anti-freeze gene of arctic flounder, to protect
themselves against the damaging effects of the frost; and
GM tobacco and potato with anti-freeze gene from cold
water fish. Crops could also be genetically modified to
produce micronutrients vital to
_______________
56 Id., at p. 550.
57 Herbicide is defined as “a poisonous substance used to destroy
unwanted plants.” (Compact Oxford English Dictionary, p. 473 [3rd ed.
2005]).
58 Supra note 55 at pp. 551-552.

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the human diet such as the “golden rice” genetically

modified to produce beta-carotene, which can solve Vitamin
A deficiency and prevent night blindness in preschool
children. Other efforts to enhance nutritional content of
plants include the genetic modification of canola to enhance
Vitamin E content or better balance fatty acids, cereals for
specific starch or protein, rice for increased iron to reduce
anemia, and plant oils to adjust cholesterol levels. There
are also food crops engineered to produce edible vaccines
against infectious diseases that would make vaccination
more readily available to children around the world. For
example, transgenic bananas containing inactivated
viruses protecting against common developing world
diseases such as cholera, hepatitis B and diarrhea, have
been produced. These vaccines will be much easier to ship,
store and administer than traditional injectable vaccines.59
Overall, biotechnology is perceived as having the
potential to either help or hinder reconciling of the often
opposing goals of meeting the human demand for food,
nutrition, fiber, timber, and other natural resources.
Biotech crops could put more food on the table per unit of
land and water used in agriculture, thus resulting in
decreased land and water diverted to human uses.
Increasing crop yields and reducing the amount of
cultivated land necessary would also reduce the area
subject to soil erosion from agricultural practices, which in
turn would limit associated environmental effects on water
bodies and aquatic species and would reduce loss of carbon

sinks and stores into the atmosphere.60
_______________
59 Id., at pp. 552-553.

60 Indur M. Goklany, “Applying the Precautionary Principle to
Genetically Modified Crops” Policy Study Number 157 (2000): 4-5, 8 and
10. Print.

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Adverse Health Effects of GMOs

Along with the much heralded benefits of GM crops to
human health and environment, there emerged
controversial issues concerning GM foods. In 1999, it was
found that genetically engineered foods can have negative
health effects. Based on scientific studies, these foods can
unleash new pathogens, contain allergens and toxins, and
increase the risk of cancer, herbicide exposure, and harm to
fetuses and infants.61 Independent studies conducted went
as far to conclude that GM food and feed are “inherently
hazardous to health.”62
A widely reported case is that of the Brazil nut gene
expressed in soybean in order to increase the methionine
content for animal feed. The protein was subsequently
shown to be an allergen and the product was never
marketed. Genetically modified foods can introduce novel
proteins into the food supply from organisms that are never
consumed as foods, which may pose a health risk. This may
elicit potentially harmful immunological responses,
including allergic hypersensitivity.63
A feeding experiment conducted by Dr. Arpad Pusztai
also demonstrated that potatoes genetically altered to
produce lectins, natural insecticides, to protect them
against aphids, damaged the animals’ gut, other organs,
and immune system. Dr. Pusztai found that “the damage
originated not from the
_______________
61 Verzola, Roberto, “Genetically Engineered Foods Have Health

Risks,” reproduced with permission in Genetically Engineered Foods,
supra note 53 at pp. 38-42.
62 Mae-Wan Ho, “Ban GMOs Now,” Lecture by at conference on
Traditional Seeds Our National Treasure and Heritage – Traditional and
Organic Agriculture. Bewelder, Warsaw, Poland, April 6, 2008.
<http://www.i-sis.org.uk/Ban_GMOs_Now.php> (visited last December 4,
2014).
63 Anita Bakshi, “Potential Adverse Health Effects of Genetically

Modified Crops” Journal of Toxicology and Environmental Health B (2003)
<http://globalseminarhealth.wdfiles.com/local-files.nutrition/Bakshi.pdf>
(visited last December 4, 2014).

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transgene and its expressed product but from the

damage caused by the insertion of the transgene, probably
due to insertional mutagenesis.”64 If confirmed, Pusztai’s
conclusions will reinforce concerns that gene insertion itself
may create new toxins; it will also implicate the toxin
commonly used in other genetically engineered crops — the
Bt toxin which, Pusztai says, is also a lectin.65
The use of antibiotic resistance marker (arm) gene,
inserted into a plant or microbe, that helps determine if the
foreign gene has successfully spliced into the host
organism, is another cause of grave concern among
scientists. These arm genes might unexpectedly recombine
with disease-causing bacteria or microbes in the
environment or in the guts of animals or humans who eat
GM food, thus contributing to the growing public health
danger of antibiotic-resistance of infections that cannot be
cured with traditional antibiotics (e.g., new strains of
salmonella, e-coli, campylobacter and enterococci).66
However, recent advances in genetic engineering indicate
that use of such selection markers is likely to diminish with
the anticipated development of alternative types of marker
genes.67
Increased cancer risk is another critical issue in the
consumption of GM foods. A growth hormone genetically
modified to stimulate milk production in cows was found to
elevate levels of IGF-1 (insulin-like Growth Factor-1,
identical versions of which occurs in cows and humans) in
cow’s milk by 80%. IGF-1 is reported to be a key factor in
prostate cancer,
_______________
64 Ken Roseboro, ed. “Arpad Pusztai and the Risks of Genetic

Engineering” The Organic and Non-GMO Report (June 2009)
<http://www.organicconsumers.org/articles/article_18101.cfm> (visited
last December 6, 2014).
65 Verzola, supra note 61 at p. 40.
66 Barak, Mudgil and Khatkar, supra note 55 at p. 555.
67 Bakshi, supra note 63 at p. 217; Barak, Mudgil and Khatkar, id.

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breast cancer and lung cancer.68 Dr. Samuel Epstein of

the University of Illinois warned of the danger of high
levels of IGF-1 contained in milk cows injected with
synthetic bovine growth hormone (rBGH), which could be a
potential risk factor for breast and gastrointestinal
cancers.69
Glyphosate, the active ingredient in Monsanto’s
Roundup® herbicide, has been found to worsen modern
diseases. A report published in the journal Entropy argues
that glyphosate residues, found in most commonly
consumed foods in the Western diet courtesy of genetically
engineered sugar, corn, soy and wheat, “enhance the
damaging effects of other food-borne chemical residues and
toxins in the environment to disrupt normal body functions
and induce disease.” Another research demonstrated a
connection between increased use of Roundup with rising
autism rates in the US.70
Adverse Effects of GMOs to the Environment

Genetically modified crops affect the environment in
many ways such as contaminating non-GMO plants,
creating super weeds and super pests, harming nontarget
species, changing soil microbial and biochemical properties,
and threatening biodiversity.
There are two primary types of technology so far
deployed: insect resistance (Bt) and herbicide tolerance
(HT). Both have drastic modes of action to kill the target
species at high efficiency. Bt crops contain a toxin lethal to
certain insects, and Bt sprays have been used by organic
farmers as a last option
_______________
68 Verzola, supra note 61 at p. 40.

69 Hans R. Larsen, “Milk and the Cancer Connection” International
Health News (April 1998) <http://www.notmilk.com/drlarsen.html>
70 Mercola, Monsanto’s Roundup Herbicide May Be Most Important
Factor In Development of Autism and Other Chronic Diseases
<http://articles.mercola.com/sites/articles/archive/2013/06/09/monsanto-
roundup-herbicide.aspx> (visited last December 6, 2014).

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to deal with certain pests like the corn borer. It is feared

that genetically modified Bt crops will speed up resistance
to Bt, thereby rendering the organic spray ineffective.71
Lab and field tests also indicate that common plant pests
such as cotton bollworms, living under constant pressure
from GE crops, will soon evolve into “superpests”
completely immune to Bt sprays and other environmentally
sustainable biopesticides.72 In the case of HT, the
technology involves the combined use of a chemical
herbicide and a GM plant. The herbicide is generally a
broad spectrum herbicide (commonly glyphosate or
glufosinate) which kills weeds while leaving the crop plant
alive as it is genetically engineered to be resistant to the
herbicide. The herbicide acts to inhibit an essential enzyme
that is found in all plants and as a result is able to
eliminate all weeds whereas most conventional herbicides
are selective in their action and target a limited number of
weeds. Concern has been raised regarding over-reliance on
use of one or two herbicides in increased amounts over time
which leads to the emergence of herbicide resistant weeds.
Also, the transfer of an herbicide-resistance gene into a
weed can convert it into a superweed. Pests and weeds will
emerge that are pesticide or herbicide resistant, which
means that stronger, more toxic chemicals will be needed to
get rid of the pests.73
It is a well-accepted fact that genetically engineered
plants can move beyond the field sites and cross with wild
relatives.74 It is by nature a design of plants to cross
pollinate to spread
_______________
71 Lilliston, Ben, “Genetically Modified Organisms are Contaminating

Organic Crops,” reproduced with permission in Genetically Engineered
Foods, supra note 53 at p. 55.
72 Barak, Mudgil and Khatkar, supra note 55 at p. 555.
73 Id.
74 Andreas Bauer-Panskus, Sylvia Hamberger and Christoph Then,
“Transgene escape – Global atlas of uncontrolled spread of genetically
engineered plants” Test Biotech
<https://www.testbiotech.org/sites/default/files/Testbiotech_Transgene_Escape.pdf
> (visited last December 6, 2014).

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genes further afield. Maize, oil seed rape, sugar beet,
barley, among others, are wind and insect pollinated,
allowing pollen to travel large distances. In GM crop fields,

pollen drift and insect pollination create obvious problems
for nearby non-GM or organic crops.75 GM maize could
cross-pollinate neighboring non-GM or organic maize crops.
Maize pollen can travel at least 500-700 meters and still be
viable and distances of several kilometers have even been
reported.76 But many experiments showed varying results
and actual cross-pollinations were observed in Mexico up to
200 meters only, while in Oklahoma it was 500 meters. In
crop species that are outcrossers, many environmental
factors influence the maximum pollination distance such as
the size of pollen grains, the humidity in the air, and the
wind speed.77 Brinjal is usually self-pollinated, but the
extent of cross-pollination has been reported as high as
48% and hence it is classified as cross-pollinated crop. The
cone-like formation of anthers favors self-pollination; but
since the stigma ultimately projects beyond the anthers,
there is an ample opportunity for cross-pollination. The
rates of natural cross-pollination may vary depending on
genotype, location, and insect activity. The extent of
outcrossing has been reported from 3 to 7% in China and
from 0 to 8.2% (with a mean of 2.7%) at Asian Vegetable
Research Development Centre; however the Indian
researchers have reported 2 to 48% outcrossing in brinjal
varieties in India. Outcrossing primarily takes place with
the help of insects.78
_______________
75 “Contamination of Crops” <http://www.gmeducation.org/en-

vironment/p149075-contamination-of-crops.html> (visited last December
7, 2014).
76 Gene Watch UK, Fact Sheet No. 3 (Forage Maize), UK Farm Scale
Trials with GM Crops-2000, <http://www.genewatch.org/pub-537624>
77 “Transgenic Crops: an Introduction and Resource Guide”
<http://cls.casa.colostate.edu/transgeniccrops/croptocrop.html>.
78 “Biology of Brinjal”
<http://dbtbiosafety.nic.in/guidelines/brinjal.pdf>.

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The StarLink incident is also a widely reported GM

fiasco. In June 2000, Starlink, a genetically modified yellow
corn which contains the pesticide Bt in every cell, was
found in white corn tortilla chips in Florida, USA. Starlink
had been approved for animal feed but not for human
consumption due to concerns about dangerous allergic
reactions. The Starlink incident is often cited to illustrate
how difficult it is to keep genetically modified crops from

spreading.79
This gene flow to wild species is particularly alarming to
environmentalists. The wild species from which our
agricultural plants originate are an important genetic
resource for further plant breeding if, for example, there is
a requirement for improved resistance to climate change or
plant pests. Future plant breeding could be jeopardized if
transgenes spread into these resources. Similarly,
agriculture in the centers of origin could be permanently
damaged if transgenes spread into regional landraces.80
Invasive species can replace a single species or a whole
range of species, and they can also change the conditions
within ecological systems. Crossing can cause losses in the
genetic information of the original species, a reduction in
genetic diversity and an ongoing incremental change of
genetic identity in the original plants. It is hard to predict
which species will become invasive.81 Indeed, GM
_______________
79 Lilliston, supra note 71 at p. 54.

80 Testbiotech Report, supra note 74 at p. 7.
A landrace is defined as “a dynamic population(s) of a cultivated plant
that has historical origin, distinct identity and lacks formal crop
improvement, as well as often being genetically diverse, locally adapted
and associated with traditional farming systems.” Tania Carolina
Camacho Villa, Nigel Maxted, Maria Scholten and Brian Ford-Lloyd,
“Defining and Identifying crop landraces,” Characterization and
Utilization Plant Genetic Resources: Characterization and Utilization, Vol.
3, Issue 3 (December 2005)
<http://journals.cambridge.org/action/displayAbstract?
fromPage=online&aid=689208>.
81 Id., at p. 39.

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crops could threaten the centers of crop biodiversity or
outgrow a local flora to the detriment of native species.82
Bt gene in genetically modified crops might be toxic to
nontarget organisms that consume it. When Bt corn sheds
its pollen, these are cast into the wind, dusting nearby
plants and trees. Concern has been expressed about the
potential toxicity of the Bt toxin in corn pollen to the
monarch butterfly because initial laboratory studies
showed increased mortality in larvae. However, in another
study it was believed that it is unlikely that a significant
risk to those butterflies exists.83
On the effect of transgene crops on soil, one study

investigated Cry1Ac and CpTI proteins and their effects on
microbial properties and enzyme activities. Results showed
that there was persistence of said proteins in soil under 4-
year consecutive cultivation of transgenic cottons. Soil
microbial biomass carbon, microbial activities, and soil
enzyme activities (except urease and phosphodiesterase)
significantly decreased in soil under transgenic cottons.84
In another review, it was stated that the direct effects of
the plant that has been modified is of the most concern
since the introduction of transgenic proteins for pest and
disease resistance can involve the production of chemical
substances that are potentially toxic to nontarget soil
organisms, including mycorrhizal fungi and soil microfauna
that are involved in organic matter decomposition.
Experimental studies have shown that the transgenic
proteins Bt crystal toxin and T4 lysozyme, though used to
prevent insect damage to the above
_______________
82 <http://onlinelibrary.wiley.com/doi/10.1046/J.0960-
7412.2002.001607.x/full>.
83 Barak, Mudgil and Khatkar, supra note 55 at pp. 555-556.
84 Z.H. Chen, L.J. Chen, Y.L. Zhang, Z.J. Wu, “Microbial properties,
enzyme activities and the persistence of exogenous proteins in soil under
consecutive cultivation of transgenic cottons (Gossypium hirsutum L.)”
PLANT SOIL ENVIRON., 57, 2011 (2): 67-74
<www.agriculturejournals.cz/publicFiles/35214.pdf> (visited last
December 6, 2014).

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ground plant parts, are not only present in root exudates

but that they maintain biological activity after entering the
soil.85
As to the herbicide glyphosate, recent studies revealed
its negative effects on the soil, which include compaction
and resultant runoff, the killing of beneficial microbes and
bacteria, and the exhaustion of necessary minerals and
nutrients that plants require. It was found that glyphosate
“locks up” manganese and other minerals in the soil so that
they can’t be utilized by the plants that need them, and
that it is toxic to rhizobia, the bacterium that fixes nitrogen
in the soil. There is likewise evidence showing that
glyphosates can make their way to groundwater supplies.86
In a study which tested the effects of the herbicide
Roundup on six species of larval amphibians from North
America, it was demonstrated that when we “use realistic
exposure times and the frequently occurring stress of
predators found in natural ecologic communities, one of our

most widely applied herbicides (Roundup) has the potential
to kill many species of amphibians.” At the same time, the
study noted that Monsanto Corporation has recently
released “an additional formulation of glyphosate (Roundup
Biactive), which contains a different (but unspecified)
surfactant that is reported to be less toxic.”87
_______________
85 Biao Liu, Qing Zeng, Fengming Yan, Haigen Xu, and Chongren Xu,
Review: Effects of Transgenic Plants on Soil Microorganisms”
<http://link.springer.com/article/10.1007/s11104-004-1610-8#page2>
86 E. Vinje, “Is Monsanto’s Roundup Killing Our Soil?” Planet Natural
<http://www.planetnatural.com/roundup-killing-soil/> (visited last
December 6, 2014) See also Stephanie Strom, “Misgivings About How a
Weed Killer Affects the Soil” The New York Times (September 19, 2013)
<http://www.nytimes.com/2013/09/20/business/misgivings-about-how-a-
weedkiller-affects-the-soil.html?pagewanted=all&_r=0> (visited last
December 6, 2014).
87 R.A. Relyea, “The Lethal Impacts of Roundup and Predatory Stress
on Six Species of North American Tadpoles,” Archives of Environmental
Contamination and Toxicology, v. 48, n.3, (April 1, 2005).

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Evidence of Damage or Threat of Damage

to Human Health and the Environment

Both petitioners and respondents submitted
documentary evidence consisting of reports of scientific
studies and articles in support of their respective positions
on the benefits and risks of GM plants.
Further, the parties presented their respective expert
witnesses who testified on the allegations raised in the
petition concerning damage or threat of damage to human
health and the environment resulting from the conduct of
Bt talong field trials in the Philippines. The CA conducted
“hot tubbing,” the colloquial term for concurrent expert
evidence, a method used for giving evidence in civil cases in
Australia. In a “hot tub” hearing, the judge can hear all the
experts discussing the same issue at the same time to
explain each of their points in a discussion with a
professional colleague. The objective is to achieve greater
efficiency and expedition, by reduced emphasis on cross-
examination and increased emphasis on professional
dialogue, and swifter identification of the critical areas of
disagreement between the experts.88
On November 20, 2012, the parties’ expert witnesses

testified in a hot tub hearing before the chairman and
members of the CA’s Special Thirteenth Division. Dr.
Chakraborty, Dr. Medina and Dr. Malayang were
presented by the petitioners while Dr. Davies, Dr. Halos,
Dr. Ebora and Dr. Cariño appeared for the respondents.
The following are summaries of the expert witnesses’
judicial affidavits:
_______________
<http://www.mindfully.org/Pesticide/2005/Roundup-Tadpoles-
Relyea1apr05.htm> (visited last December 6, 2014).
88 Mr. Neil J. Young QC, “Expert Witnesses: On the stand or in the
hot tub – how, when and why? Formulating the Question for Opinion and
Cross-Examining the Experts” Commercial Court Seminar, Quezon City,
October 27, 2010.

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For Petitioners

DR. DAVIES, Professor of Plant Physiology at
Cornell University, Jefferson Science Fellow serving as
senior science advisor on agricultural biotechnology in
the US Department of State, and editor for plant
physiology for McGraw-Hill Encyclopedia of Science
and Technology.
In his review of agricultural biotechnology around
the world, he has not encountered any verifiable report
of a field trial of any GM crop that caused damage to
the environment and to human health. This involves
more than 25,000 field trials in 20 years with crops
such as Bt eggplant, Bt cotton, Bt corn, and others. The
same applies to the commercial cultivation of Bt crops,
which have been grown in ever increasing quantities
worldwide for 16 years and now comprise the majority
of the world acreage of maize and cotton.
A recent European Union (EU) report which
concludes that more than 130 EU research projects
covering a period of more than 25 years of research
involving more than 500 independent research groups,
show that consuming foods containing ingredients
derived from GM crops is no riskier than consuming
the same foods containing ingredients from
conventional crops. The World Health Organization
(WHO), American Medical Association, US National
Academy of Sciences, European Food Safety Authority
(EFSA) all have come to the same conclusion.
GMOs have been proven safe as conventionally-bred

crops in animal studies. A small number of poorly done
studies purportedly claiming negative effects, should
be viewed with great caution and have been highly
criticized for their veracity by the overwhelming
majority of highly respected scientists. Many hundreds
of studies show no harmful effects. To date, not a
single rigorous study of GM foods in animals has
revealed any adverse effect; not a single case of allergy,
illness, cancer, or death have been shown to be
associated with foods derived from GM crops, despite
the fact that they have been consumed by Americans
for 16 years.

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Recent studies indicate that Bt crops enhance the

ecological diversity in the areas surrounding those where
Bt crops are grown. Over a period of 13 years, cultivation of
Bt cotton in China results in an increase in insect diversity
and abundance and a decrease in crop damaging insects
not only in Bt crop fields but also in surrounding non-Bt
fields.
GM crops deliver significant yield increases, result in
less exposure to pesticides, improve food security
worldwide, protect against devastating crop losses and
famine, improve nutrition, and some GM crop techniques
help combat climate change.89

DR. HALOS, Ph.D. in Genetics, University of California
Berkeley, B.S. Agriculture, Major in Agronomy (Plant
Breeding), UPLB, and served as Instructor, Associate
Professor, Chief Science Research Specialist, Research
Director at UPLB, UP Diliman, De La Salle University,
Forest Research Institute now Ecosystems Research and
Development Bureau of DENR and the Biotechnology
Coalition of the Philippines.
From her research, she gathered that the protein
product of the Bt gene Cry1Ac in Bt cotton that is also in Bt
eggplant has been found safe by many food and
environmental safety regulatory agencies such as those in
Australia, New Zealand, USA, Canada, Brazil, China,
India, Mexico, Argentina, South Africa, Japan and EU.
Since 2002, BPI has granted 95 biosafety permits for
field trials. Of these 70 field trial permits were for Bt corn,
cotton and eggplant. No adverse effect of any of these Bt
crop field trials have been reported. No report of adverse
effects of Bt crop field trial exists. All claims of adverse
health and environmental effects of Bt crops has not been
scientifically validated. The yearly expansion of GM crop
areas in both the developing and industrialized countries is

an attestation of the preference of farmers and the
economic benefits that accrue to them.
_______________
89 CA Rollo (Vol. V), pp. 3482-3488.

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GM crops have positive environmental impact.

Currently commercialized GM crops have reduced the
adverse impacts of agriculture on biodiversity. The use
of Bt crops has significantly reduced the use of
pesticides, and also increased farmer incomes.90
DR. EBORA, Ph.D. in Entomology, Michigan State
University; B.S. Agriculture and M.S. Entomology
(Insect Pathology/Microbial Control), UPLB; Post-
graduate trainings in microbiology and biotechnology,
Osaka University, Japan, and Intellectual Property
Management and Technology Transfer, ISAAA
AmeriCenter, Cornell University, USA. Director, and
Research Associate Professor, National Institute of
Molecular Biology and Biotechnology (BIOTECH),
UPLB; Philippine Coordinator of the Program for
Biosafety Systems; former Executive Director,
Philippine Council for Industry, Energy and Emerging
Technology Research and Development, DOST; former
Chair, Biosafety Committee, DOST; and was a Member
of the Institutional Biosafety Committees of UPLB and
International Rice Research Institute (IRRI); and was
extensively involved in the isolation, bioassay or
efficacy testing and development of Bt as microbial
insecticides for the control of Asian corn borer and
mosquito larvae at BIOTECH.
The contained field trial experiments, among others,
were designed to address concerns on cross-pollination
or horizontal gene transfer, pollination distances, harm
to beneficial organisms, and development of insect
resistance. To prevent cross-pollination, an isolation
distance of 200 meters from other areas where
eggplants are grown or wild relatives are present, was
observed, and with five (5) rows of non-transgenic
eggplants that serve as pollen trap plants. As to the
flight distance of honeybees reaching 4 kilometers,
what was not mentioned is the viability of pollen after
it was shed and travelled at a certain distance.
Numerous literatures have shown that isolation
distances much less than 200 meters is sufficient to
prevent cross-pollination. Two studies are cited:
_______________
90 CA Rollo (Vol. III), pp. 1834-1836.

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(Philippines)
Sekara and Bieniasz (2008) noted that cross-

pollination at a distance of 50 meters was nonexistent;
and the Asian Vegetable Research and Development
Center (AVRDC) indicated that eggplants produce
perfect flowers which may be cross-pollinated but self-
pollination is more common, the extent of natural
crossing depends upon insect activity and this can be
avoided by isolating each variety by 20 meters or with
another tall flowering plant. The isolation distance
imposed by DA-BPI is 10x the recommended isolation
distance; the 200 meters distance was found sufficient
for pure seed production in India (the same
recommendation by Chen [2001] of AVRDC foundation
for seed production purity standards); field studies in 2
locations in India have shown that at a distance
beyond 30 meters no more outcrossing could be
detected. Taking all these data into account, the 48%
outcrossing being raised by petitioners is most likely
for adjacent plants and therefore not a valid argument
for the ongoing field trials.
The Bt talong will not directly affect beneficial
organisms like pollinators, predators and parasites of
insect pests because it is toxic only to caterpillars or
insects belonging to Order Lepidoptera (butterfly and
moths). The selective toxicity of Bt protein in Bt talong
is partly due to the fact that the gut physiology of these
insects is very different from caterpillars, and not all
caterpillars are affected by it. There is a significant
number of literature on Bt protein’s selectivity and
specificity.
As to the development of insect resistance, this is
not possible during the multi-location field trials for Bt
talong because of low selection pressure and limited
exposure of the insect pest to Bt talong. Insect
resistance is not unique to GM crops as it is a
commonly observed biological reaction of insect pests
to control measures like insecticides. In the event Bt
talong is approved for commercialization and will be
widely used by farmers, this concern could be
addressed by insect resistance management (IRM); an
IRM strategy should be required prior to the
commercial release of Bt talong.

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There is no compelling reason to stop the field trials;

on the contrary they should be allowed to proceed so
that scientists and researchers will be able to generate
valuable data and information which will be helpful in
making informed decisions regarding the usefulness of
the technology.91

For Respondents

DR. MALAYANG III, Ph.D. in Wildland Resource
Science, University of California at Berkeley; M.A.
Philosophy, M.A. International Affairs (Southeast Asia
Studies major in Economics), Ohio University; AB
Philosophy, UP Diliman; former Undersecretary of
Environment and Natural Resources; served as
Environmental Science representative in the National
Biosafety Committee of the Philippines and
participated in the drafting of the Philippines
Biosafety Framework; and student, lecturer and
advocate of biodiversity, food security, biosafety and
environmental policy.
He is concerned with how GMOs are being
introduced for commercial-scale use (as against being
used for academic research) in the Philippines on the
following grounds: (a) how they might contaminate the
indigenous genetic resources of the country; (b) how
they may cause an imbalance of predator-prey
relationships in ecosystems, so that certain species
might dominate ecological niches and erode their
biodiversity and ecological stability; (c) how they may
erode the ability of farmers to control their genetic
resources to sustain their cropping systems; and (d)
how much are present biosafety protocols able to
safeguard the long-term ecological and economic
interests of the Philippines as a particularly
biodiversity-rich country and which is, therefore,
highly sensitive to genetic pollution; to the extent that
its biodiversity is its long-term equity to advances in
biotechnology, the most robust measures must be
taken so that such resources will not be lost.
_______________
91 Id., at pp. 1940-1944.

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Being a highly biodiversity-rich country, biosafety

measures in the Philippines must be adopted using a
3-stage approach: Stage 1 – Develop criteria for
biosafety measures; meaning, first, adopt a set of
standards for determining the level of robustness of
biosafety measures and protocols that would be
acceptable in the particular case of the Philippines;
include required scoping and internal and external
validity requirements of impact and safety
assessments; Stage 2 – Using the criteria produced in
Stage 1, develop biosafety measures and protocols to be
adopted in the Philippines; and Stage 3 – Apply the
protocol with the highest rigor.
Biosafety must be a public affair involving a broad
spectrum of the Filipino state rather than its
considerations being restricted only to specific
professionals and sectors in the country; biosafety
must be based on an enactment of Congress and open
to challenge and adjudication against international
laws; provisions must be made to make it a crime
against humanity to recklessly erode and weaken
genetic resources of our people.92
DR. MEDINA, Ph.D. in Environmental Biology,
University of Guelph, Canada; M.S. (Insect and Plant
Ecology) and B.S. Agriculture, UPLB; National
Coordinator of MASIPAG; served as resource person in
more than a hundred trainings and seminars, both
local and abroad; served as member in international
agricultural assessment sponsored by Food and
Agriculture Organization (FAO), United Nations
Environment Program (UNEP), WHO, and the World
Bank; worked on a project for development of
resistance to corn borer in 1981 at the Institute of
Plant Breeding in UPLB, and served as researcher and
later Associate Professor of Environmental
Management of the UP Open University.
Based on her studies and extensive experience, the
Bt talong field testing poses the following risks or
hazards: (a) While natural Bt sprays used in organic
farming have little effect on nontarget organisms
because the bacterial
92 CA Rollo (Vol. I), pp. 164-165.

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‘pro-toxin’ is in an inactive state and only becomes

toxic when processed and reduced in the gut of certain
(targeted) species of insect larvae, in contrast, Bt
plants contain an artificial, truncated Bt gene and less
processing is required to generate the toxin because
the toxin is already in its active form. It is therefore
less selective, and may harm nontarget insects that do
not have the enzymes to process the pro-toxin, as well
as the pests for which it is intended; (b) Bt proteins
from natural Bt sprays degrade relatively quickly in
the field as a result of ultraviolet light and lose most
toxic activity within several days to two weeks after
application. In Bt crops, however, the Bt toxin is
produced by the internal system of the plants thus
nondegradable by mere exposure to sunlight and
generated throughout the entire lifespan of the plant;
(c) Bt talong can also affect the environment by
harming important or beneficial insects directly or
indirectly. Genetically engineered Bt eggplant, like
other Bt crops, could be harmful to nontarget
organisms if they consume the toxin directly in pollen
or plant debris. This could cause harm to ecosystems
by reducing the numbers of important species, or
reducing the numbers of beneficial organisms that
would naturally help control the pest species; (d) The
evolution of resistance to Bt crops is a real risk and is
treated as such in ecological science throughout the
world. If enough individuals become resistant then the
pest control fails; the pest becomes abundant and
affects crop yield. Granting the pest control practice is
successful, it may also simply swap one pest for
another, a phenomenon known as secondary pest
outbreak. Several studies have shown that other pest
insects are filling the void left by the absence of the one
(or very few) insect pests that Bt crops target, and this
is now the problem with Bt maize.
Eggplant is 48% insect pollinated thereby any field
release or field testing of genetically modified Bt talong
will eventually lead to contamination of non-
genetically modified eggplant varieties. Insects,
particularly honeybees, can fly as far as 4 kilometers
and therefore the 200 meters perimeter pollen trap
area in the confined field testing set by BPI is not
sufficient. And once contamination

532

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occurs, genetic cleanup of eggplant or any other

plant is impossible. Moreover, intraspecific gene flow
from Bt talong to other varieties and populations of
eggplants should be examined, as cultivated eggplant

(Solanum melongena) can cross breed with feral
populations of S. melongena, and it is possible that
cultivated varieties can revert to wild phenotypes.
Additionally, there is likely to be natural crossing
between Bt talong and wild relatives. Hybridization
with perhaps as many as 29 wild relative species needs
to be evaluated carefully and the consequences of any
hybridization that occurs needs to be evaluated.
In 2010, the Minister of Environment and Forests of
the Government of India, in his decision for
moratorium of Bt Brinjal, listed potential
contamination of eggplant varieties as one of the
reasons why the release of Bt Brinjal was not allowed.
Dr. Andow of the University of Minnesota also
published an 84-page report on the Environmental
Risk Assessment of Bt Brinjal, and among his
conclusions is that several environmental risks were
not considered and nearly all the risk assessment done
were inadequate. He concluded that until the risks
were understood or managed, there seems to be little
reason to approve Bt Brinjal release.93
DR. CHAKRABORTY, Ph.D., M.S. Biochemistry,
B.S. (Honors in Chemistry), Calcutta University;
Molecular Biologist, presently Principal Scientist and
Head of the Gene Regulation Laboratory in the Council
of Scientific and Industrial Research-Indian Institute
of Chemical Biology (CSIR-IICB); Member, Governing
Body and Executive Committee of the state council of
Biotechnology, Government of West Bengal and
Chairman of the Biotechnology group of the state
council of Science and Technology, Government of West
Bengal; Visiting Professor of the National Institute of
Science, Technology and Development (CSIR-
NISTAD); citizen of India and resident of Kolkata,
India.
_______________
93 Id., at pp. 329-332.

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GMO is a classic example of “paradoxes of

consequences,” where human actions have unintended
consequences, which are in direct opposition to what
was intended. The difference in controlled laboratory
condition and standards, and real life open field level
micro and macro-environment pushes the advantage
towards the target and nontarget living system, with
time. The pest resistance to Bt toxin and development

of herbicide tolerance (HT) in weeds is just a matter of
time. The decade long experience in Bt and Ht genes
amply proves this point. If we ignore this now — we
are manufacturing a global environmental disaster —
which will be a crime against humanity. There is no
way to recall these GMO from the environment.
Even the short term benefits of GM agriculture are
not scale neutral, or location-independent. It will help
the monopoly agribusiness and the expenses of
monopolistic competition or cooperative organic
farming. Hot climate and rich biodiversity is
detrimental towards the effectiveness of Bt constructs,
and helpful towards unintended gene flow. Moreover,
the genetic manipulation is no way fail safe or exact.
Shotgun techniques are being adapted, aided by
focused laboratory based screen of traits — rather than
the host or the full natural product. The GM labeling is
avoided to cover up this major fault.
The tendency to avoid the available risk
assessment, and test is very clear in the GM
agribusiness. Before going ahead with spread of this
technology, even in a batter form, the foremost task is
to establish rigorous test and assessment procedures.
There are excellent available tools of preteomics,
transcriptomics, and metabolomics for detailed
compositional analysis in our hand to do this. Please
ask, why they are not being employed? In fact, there is
not a single centre to test GM products on behalf of the
corporate GM Agribusiness house. Thus, low level, long
term toxicity of GM foods are yet to be tested. I believe
the time has come to establish a standardization fa-

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cility to carry out such test facility in any country

before giving permission to GM trial or cultivation.94

The relevant portions of the “hot-tub” hearing held on
November 20, 2012, are herein reproduced:
Dr. Cariño:
x x x This is to clarify something with the BT Talong and the BT Talong
has its substance. It is not supposed to be consumed at the moment
still under field trial, so it is not supposed to be eaten at the moment.
It has not been released for food nor for feed and so in the context of a
confined field test, it has supposed to have it out in the field in a very
controlled manner and any produce that comes out from that area is
supposed to be destroyed or kept from further safety and analysis only.
Chairperson:
So, actually, there is no full scientific certainty that it does not cause any
harm pertaining to health?
Dr. Cariño:
BT Talong per se, has not been fully [e]valuated yet that is why it is
undergoing trials. If reporting of the BT toxin in BT Talong is Cry1Ac,
there are numerous studies that had been actually published on
relative safety of Cry1Ac protein and it is actually considered as an
additional protein and the various reviews can be seen in the OECD
Digest of risk assessments on Cry1Ac protein. Alternatively, if you are
looking at the possibility of harm coming from the introduced protein
as yet, we have not done a full blown assessment of it as of the
moment. But we look at the protein sequence and with a comparison of
its sequence with other sequences in the data basis to see if it is
similar to this amino acid sequence of other known toxins and, so far, I
have actually … in my affidavit, I have actually
_______________
94 Id., at pp. 2444-2445.

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seen personally that it is not closely related to any of the known toxins
that are found into its system.
Chairperson:
So, in effect, we can not really say that BT Talong is perfectly safe for
human consumption?
Dr. Cariño:
Right now it is not meant to be consumed by human at this point. Let me
just clarify one point. When any GM material is supposed to be
introduced for food and for feed and before it is actually utilized for life
skill production, it goes through several steps. The first step is actually
the “lab,” laboratory work and it is actually tested in this clean-houses,
rolled-out confined limited field test and then it goes to butyl abyss of
field tests where it is like generating more and more informations. We
are still early on in this pathway, so we are only in the confined field
test and, at the moment, the thing is that it is still being tested. The
focus is on its efficacy after doing a preliminary assessment of the
possible pathological and ecological effect, and that is the pathway
that has been recommended by so many academics as well as scientific
institutions as well. And, that has been a tract followed by almost all
the genetically modified crops that is being introduced in the market
today, but at the moment BT Talong is not yet a commodity. It is not
yet being evaluated as a commodity.
Chairperson:
So, no one in this country has yet eaten this BT Talong?
Dr. Cariño:
No, it has not been eaten, as far as I know. Even in India it has not been
consumed by human beings because it has not been introduced as a
commodity.
Chairperson:
But what is the ultimate purpose of growing BT Talong? It is not for
human consumption, of course?

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Dr. Cariño:
If it passes the safety assessments. That there is always a peak condition
that, if it would not to be evaluated in a step of the way much like to
evaluate any new product that is coming into the market evaluation,
goes on a step-by-step and at least day-to-day basis.
Dr. Davies:
Your Honor, may I interject, may I suggest with your permission? I would
just like to make a little bit of explanation.
Chairperson:
Proceed.
Dr. Davies:
I would like to address “BT” as a compound which is distinct from a plain
in “Talong.” First of all, I think of the name BT toxin is very fortunate.
It is really a protein. A protein is an essential constituent of life. It is
an essential constituent of our food. In the human body, and in the
body of other animals, this protein is under the same as any other
protein in food. It has no effect on the human body. This has been
shown for many, many years, knowing BT Talong but BT has been a
constituent of “maize” in commercial production for 16 years.
x x x x
Dr. Davies:
x x x So it has been in corn for 16 years after substantial trials. It has been
consumed by Americans in corn products and by any other people who
in[g]est American maize corn products x x x. There is not a single case
of illness or toxicity or allergenicity that can be or that has been
associated with this protein and, therefore, any food containing this
protein has been declared by authorities in all the countries that was
mentioned by my colleagues, including the European Union and the
United States x x x to be as safe as any food derived

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from the same plant species not containing this gene. I hope that explains
a little bit about what it is.
Chairperson:
Are you aware of a study, Dr. Davies, released on September 20 of this
year, saying that Monsanto’s genetically modified corn is linked to
cancer?
Dr. Davies:
Yes. Are you referring, your Honor, to a publication by a French Scientist
named Gilles-Eric Seralini? I think this is one of the publications by
Seralini’s group. Dr. Seralini’s work has been refuted by International
committees of scientists…
x x x x
Dr. Chakraborty:
Your Honor, may I butt in? It is wrong that proteins can not be toxins.
Think about the snake venoms. They are poisons, so whether it is
protein or not that is not the question. So proteins obviously venoms
and proteins and enzymes and they are poisons so protein can be a
poison so that is now the point at all to be considered. The second
thing is, yeah, low level toxins long term in[g]estion of this BT toxin in
human or in any other animal have not been tested. So that is true so
we do not know direct consumption of this, because notice have been
turned down, that is the objective fact. The third point is about the
“American Corn,” and if I can give you such anecdotes, “American GM
Corn” are not labelled, how do you know that? What is its effect? What
is its toxicity? And, obviously, there are more than a hundred of papers
showing and published in very good journals. I can give many
references which have shown the detrimental effect of BT Toxin.
x x x x

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Chairperson:
But before having this BT talong scheduled and allowed for field testing, is
it not proper that it should be first determined whether this food
product is really safe for eating or not?
Dr. Cariño:
There is an initial assessment that is generally done and according to the
Codex Alimentarius of the WHO, the thing that you do at this early
stage of development is to compare the sequence of the protein that is
being introduced with published sequence of allergens, as well as
toxicants and toxins. So that has been done. Then you have to look for
instability under heat conditions because there is seldom do we heat
grow eggplants, so is it stable under heating. Is it stable in the
presence of digestive juices? And, if the answer is “yes,” there is at
least fair certainty, a fair assurance that it is likely to be safe but then
you start thinking of what other component not present in the product,
does this. For example, any product that we consume today has
something that is bad for you, otherwise, you will not see it right now.
Otherwise all the different herbivores will be eating it up, right? It will
be extinct if it does not have anything to protect itself and, so, the
thing is one, to quantify how much of that has changed when you lead
the genetic modification. So “Talong” has been known to have Solanine
and glycoalkaloids whose level we’ll have to quantify. We have not
done that yet. They have not submitted the data for that and this as
secondary metabolize whose relative concentration will change
depending on the environment to which you actually place the system.
Dr. Chakraborty:
x x x In india, we have a very bad experience x x x in location field trial
with the BT Cotton. You known that BT Cotton was introduced in
India through the back door black market entry. During the field trial,
some of those seeds were taken out and given to the

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farmers for commercial cultivation to black market. Monsanto goes well,

Monsanto’s BT Cotton, like Monsanto, did not sue now apparently sue
the company and they compelled the government that farmers wanted
those things and there was high…how they pressurized the
government. Now, in case of BT cotton is one thing, but BT Eggplant
is completely a different thing. That is why [the] Supreme Court in
India has taken a very strong stand and, now, the parliamentary
committee in India. The Supreme Court has also taken steps stand
with the field trial. The first thing in field trial we had to see that
whether there is a definite need of this kind of intervention, because
the eggplant is a very common vegetable in this part of the world.
There are so many hundreds of varieties here, these are the origins of
these varieties of this kind of vegetable. It is cheap. It is available
everyday. So why you go on changing if there is no crisis in cultivating
the eggplants at present. Therefore, when you give it to this patented
seeds technology, its prices will increase, lot of restrictions had to be
deal. So, who will consume this high price eggplant. Many will be
exported, that was why the proponents are looking into it. But,
basically, that is the thing that in case of BT Brinjal, neighbor
partisan is being given. There is a moratorium in India from the
Supreme Court and from the government side on field trial of BT
Brinjal. Now, if x x x the BT Eggplant is being taken to the
Philippines, we guess, to get in as a bypass, and who will guarantee
that it will not go to the farmers?
x x x x
Justice Antonio-Valenzuela:
And, I was wondering in the conduct of the tests, the field testing x x x
what would be the effect of the planting….of the existence of the
genetically modified organism, for example, on insects, on the soil, on
the air? And then I was thinking, does this have this particular
protein that result[s] due to

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the genetic modification? Is it…how is it expelled, for example how does it

go into the environment? Or, on the other hand, how does it go inside
and out of human system so that does it disintegrate or is it just there
forever? I am very curious, sir. You have to educate me.
Dr. Davies:
x x x Okay, the DNA is in every cell of the eggplant and, so, a very small
amount to protein produced by each cell will be this BT protein. It does
not get into the environment in general. A very small amount might be
in the pollen or in the leaves that fall to the ground but it has been
shown to be broken down in the soil by organisms so it will not exist in
the environment. The only way that it is going to get into animals or
insects is if they eat the fruit and this is what an insect that the
“talong” fruit and shoot borer will be trying to. But, if it eats it, it
reacts with its intestine so that they become toxic to the caterpillar but
this is very specific to the digestive system of the caterpillar. It does
not affect bees. It does not affect animals. It does not affect humans.
x x x x
Dr. Davies:
At the scientific level, it gets changed by alkalinity of the insect gut and
reacts with specific receptors of the cells of the walls of the insect gut.
But, this is very specific to the gut of these insects namely the
“Lepidoptera” and some “coleoptera” which are the butterflies and the
beetles but it will only affect if they try to eat the plant. Now, you are
asking us if what is the effect on the environment. x x x I would like to
cite x x x a recent paper published in the journal “Nature” x x x the
most prestigious scientific journal in the world. x x x published in
“Nature” in June this year and this is the result of a study of “insects”
in BT Cotton fields in China in 17 locations for 14 years of a long
period study. And these scientists revolt that they show a marked in-

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crease in the abundance of three types of generalist arthropod predators

(ladywings, lacewings and spiders) and a decrease in abundance of
aphid pests associated with widespread adoption of Bt cotton. And
they are referring to China and they conclude that such crops, x x x
BT crops, can promote beneficial control services in agricultural
landscapes. And, it also showed that these effects extend beyond the
field. So, essentially x x x they found that there were more insects
than in conventionally grown cotton and the insect diversity was
greater surrounded than being detrimental to an agriculture
ecosystem such BT cotton falls beneficial.
Dr. Chakraborty:
May I interject, your Honor. Now he is citing one paper they are. But in
“Nature,” there was another news article, “Battlefield.” One stream
ecologist in United States itself, in a university, she has studied the
effect of growing BT Corn in the field and what is the effect on the
stream ecology, the west water, what is happening to other insects,
insects in which it is getting that BT toxin will not go. Yes, she has
found that stream ecology…
x x x x
Dr. Chakraborty:
Why was it published in “Nature” when that stream ecologist from Loyola
University Chicago in Illinois published that paper, published that
article in PNAS or Proceedings of the National Academy of Sciences, a
prestigious journal? Now, they have to desert her. She was abused, so
her file was taken out. So people started e-mailing, threatening her. So
“Nature” has to publish that. How dirty the field has become so they
entitled it “Battelfield.” If anybody produces any evidence that BT
Toxin or GM Technology is doing any harm to the environment then it
will be battered by the entire English lobby so there is the worst
situation. But National Academy of Sciences in United States has
taken a

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strong decision and, in last year, there were six publications that published
where strong evidences are being produced about the environmental
and ecological damage cause[d] by this technology. So, that is the case.
Dr. Davies:
Can I respond to that, your Honors?
Dr. Malayang:
I think Filipinos should be able to talk also here.
Chairperson:
Can we give a chance to Dr. Malayang?
Dr. Malayang:
x x x My concern is on the process and participants in vetting the safety of
GM crops, not necessarily the intricacies of the science involved in
genetic modification per se which, I think our international friends,
would like to focus on. x x x
One, I am concerned with the fallibility of technology. x x x even if it is
much founded on or produced from the most robust sciences, a
technology could fail to be as useful as it was intended or its use lead
to an [un]intended harm to humans and the environment. This is so
because science, by nature, as many scientists will agree, is very
probabilistic rather than absolutist. Many cases of common knowledge
illustrate this point. May I just refer, for the Court’s notice for, First,
the Nuclear Power Plants in Japan x x x. The best science and the best
technology did not necessarily translate to absolute safety.
Second example, the Union Carbide Plant in Bhopal, India. It was
among the most advanced production ton at its time, yet, we know
what happened. x x x Union Carbide’s [hurry] to set up a plant to take
advantage of a large pesticide market in India to help the country’s
farmers led to a massive and deadly safety failure.

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The Third example is the green revolution. x x x involves, however, the
wide [use] of synthetic chemicals for fertilizer and pesticides that were
[at] the time hailed as wonder technologies. Many scientists in the
world at that time argued for their wider use but they later turned out
to harm people, soils and water. They prove good then bad, so bad that
scientists today are using their ill effects as justification for adopting
alternative technologies to get us out of the synthetic chemical regime
in agriculture.
And finally, the most common example would be the unintended
effects of medicine. x x x Medicines are technologies intended to do
good but, with even the best science and the vetting processes using
rigid safety and risk assessment methods, they still could cause side
effects entirely undesired and many of which can cause chronic or
acute threats to human life. This includes the use of “DDT” that was
used to control lice among soldiers after the II World War which, after
all, proved to be very bad.
x x x I am also concerned with the fragility, fragility of the Philippine
environment as the place and context, the particular place and context
of the introduction of BT crops like BT talong. x x x the Philippines is
among the world’s biologically rich countries. x x x So, many of our
insects are not even fully known. We do not know how they all behave
to influence the transfer of genetic materials from plants to other
plants. We do not fully know what we do not know about the intricate
interactions between plants and between insects and other living
things that define the universe of our healthful and balanced ecology.
The universe of our healthful and balanced ecology certainly go beyond
specific crops. I am concerned that, absent a full as against partial
understanding of the intricate web of genetic flows and interactions
among plants, animals and other living things in our wet and tropical
ecosystems, it will require extraordinary care to tamper

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with any one element of this swirl of interrelationships. This is

notwithstanding the seeming preponderance of evidence of safety in
other countries and environment that are certainly not the same as
ours. x x x we must be extra careful because the effects might be
irreversible. Introducing a genetically modified plant x x x could cause
a string of changes across many plants that, like the green revolution
or in the case of medicine and the two other cases cited above, could
turn out and only to be realized much later to be harmful to humans
and the environment more than they were intended to be useful. x x x
let us ensure that we adopt in the country a biosafety vetting protocol
that is: (1) sensitive to our high biodiversity this is a particular
condition in the Philippines; and (2) tested for error levels that are
acceptable to or which can be tolerated by our people. My affidavit
states a three-stage approach to this. x x x the tests that we will be
doing is a test process acceptable to all as well rather than merely
concocted or designed by just a few people x x x must be a product of
wider citizens’ participation and reflect both scientific and traditional
knowledge and cultural sensitivity of our people. It is in the NBF after
all, x x x introducing BT Talong in the Philippines must be decided on
the grounds of both science and public policy and public policy, in this
case, must involve full public disclosure and participation in accepting
both the potential gains and possible pains of BT Talong. The stakes,
both positive and negative, are so high that I believe BT Talong would
require more public scrutiny and wider democratic decision making
beyond the [realm] of science. x x x for the sake of our country and our
rich biodiversity x x x prudence requires that maximum efforts be
exerted to ensure its safety beyond the parameters of science and into
the sphere of public policy. For to fail in doing so what might be highly
anticipated to be beneficial may in some twist of failure or precaution
and prudence and failure for due diligence to establish the

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safety of Bt Talong beyond reasonable doubt, the BT Talong may turn

out to be harmful after all. This we certainly do not want to do. I
submit these views to the Court.
x x x x
Dr. Davies:
x x x another thing I would like to point out to the Court is, if you come
into a market in the Philippines and you see nice Talong, it has
probably been treated with various insecticides. So, there has been
insecticide spray on your tips in your crops which are going to be harm
on your farmers, your farmer’s children, the insect populations and
also dangerous to the consumers as well. By contrast, Bt Talong, if it is
adopted, the BT has been shown to be beneficial to the insects and the
environment and also has been shown not to be toxic in food.
Therefore, we are changing a highly toxic chemical application for a
much more benign modern technique that is beneficial to the
environment and beneficial to the consumers. That is my comment
with the views just made by my Filipino colleagues, your Honors.
Dr. Malayang:
x x x You know, in ecology and, I am sure you are aware of this, an
expansion of anyone population or a reduction of that population it
would still be both not beneficial to the healthful and balanced
ecological health of the ecosystem. So to say that because the
population of insects are exploded and the diversity of insects exploded
as a result of this particular intervention is not necessarily good. That
is my first point. The second one, you mentioned x x x the “talong” is
laden with pesticide. The same pesticide were advised by scientists
from the USAID before for us to use in this country because this is
how to expand our production of food. This was part of the green
revolution, the systemic use of pesticides and fertilizer. Now, of course,
they were mis-

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used, I can guarantee that but, again, if that be the case, in the case of
pesticide why can it not be in the case of BT that it can also be
misused? x x x we are talking here not of the science or of the
technology but on the policy aspect of the adoption of the technology.
As I said, I am talking about the bakery not of a baked-bread.
Dr. Saturnina Halos:
Well, the use of pesticide in the eggplant, right now, is very much abused.
x x x In terms of the use of Bt Talong, then, that kind of misuse is not
going to happen x x x. Now, in the Philippines, we have a very strict
highly monitored field testing and I think Dr. Malayang knows about
that because he was one of those who prepared the guidelines for the
field testing. So that is not going to happen, it is a very strict
regulatory system. We are known for that, actually, and…
x x x x
Dr. Saturnina Halos:
No, no. It does not happen because we have a risk management plan x x x.
x x x x
Dr. Halos:
x x x As far as do we know what is happening after we have given
approval, yes, we are monitoring. We are monitoring as far as BT corn
is concerned. We are monitoring, continuously monitoring, not only for
the beneficial insects but also the effects that is continuing, we are
also continuing to monitor the weeds, weed population. In weed we
decide to spray…
Dr. Malayang:
And why is this, ma’am, why are we monitoring? Because they could be
harmful?
Dr. Halos:
No we have to know what is happening.

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Dr. Malayang:
Yes, why? Because if you are sure that they are safe, if you are sure that
they are safe, why monitor?
Dr. Halos:
Well, we are going to give you the data for that because you keep on
asking, you know, you asked for a long term and we are going to give
you that complete data.
x x x x
Dr. Medina:
I would like to raise several issues because I feel they are misleading
sometimes. Dr. Davies mentioned that the BT protein is a protein,
therefore, it is safe. Are you sure that all proteins are safe, Dr. Davies?
Are you aware of anti-nutrients and allergens and other kinds of
protein x x x it is a misleading generalization. Secondly, I would like to
say also that, when you say that BT crops is beneficial to insect
population but, how about humans? But, let me tell and inform the
Honorable Justices also that, in agriculture, there can be, the pests are
there to reduce the yield. There are also diseases so, that this Bt is
only controlling one kind of pest and, in my monitoring of BT corn as
an example to this 2 years after the commercialization in 2003, at first
planting in 2003, the corn is attacked by about a dozen insect pests
and six major diseases. The Bt corn was attacked a “stem rot,” a fungal
disease. And, in this case in eggplant, there are many fungal diseases,
“phomopsis” x x x So in that case it is not field safe that you will not be
using pesticide anymore with BT eggplant. When you use the BT
eggplant, assuming that there is no more insect pests x x x There are
many other methods of control and, therefore, do not assume that you
do not use pesticide therefore, BT is the only solution. That is also a
risky and wrong generalization or statement. x x x Dr. Halos x x x says
that field tests are safe. I intend to disagree with that. Safe to what?
Espe-

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cially to contamination. If I may use this picture of the field testing of the
Bt eggplant x x x it was encircled with cyclone wire with a diameter of
something like approximately 10 cm. by 7 cm. hole. While bees that
can pollinate that, the size is about 1 cm. in length and .5 cm. in
diameter of the insect. The bees and, in that case, they can easily get
in and get out and when they settle into the flowers and snip nectars
and the fall of the pollen then they can bring out the pollen to
contaminate outside that. In fact, even assuming that the fence is very
small in size of the mess, the holes, still the insects can fly above that
fence because the fence is only about 5 feet in height. So, in that case it
is not safe. Some arguments say that “well the pollen will be dead”
but, according to this technical manual of the Training Workshop On
Data Collection for Researchers And Collaborators of Multi-Location
Trials of Fruit and Shoot Borers Resistant Eggplant, that is the Bt
Eggplant produced by the Institute of Plant Breeding in UPLB who is
one of the main researchers the datas, here say according to “Rasco,”
cited by Dr. Narciso, is that the pollen can live 8 to 10 days pollen by
ability at 20 to 22 degrees centigrade, with a relative humidity of 50 to
55. x x x Meaning to say, that pollen can survive. This can fly as fast
as something like 60 kilometers per hours so it just take may be 3
minutes and it can travel 4 kilometers and 4 kilometers is the effective
flying distance of a bee in their normal foraging.
x x x x
Dr. Medina:
x x x There is no data on the contamination so how come they argue, how
can they conclude that it is safe when they have not monitored any
potential pollen flow by insect mitigated or insect mediated flow
pollen? So, in that case, the conclusion or the statement is really
beyond what their data may be is if their data is about safety.

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x x x x
Dr. Ebora:
x x x x
x x x I hope that we will be able to look at the experimental design and you
will see that all the things are properly addressed, our risk assessment
was done step-by-step. x x x I beg to disagree with my friend Dr.
Medina because it is becoming … we are confusing 2 things. We are
not referring to contained trial. We are referring to confined field trial
and in the design of this particular experiment, you have your BT
eggplant, your non-BT eggplant so that you can compare the
performance with the 2 crops. And, on design, you have 5 rows of plant
BT eggplants that will serve as a pollen trap. When we say pollen trap
is that it just open the pollen from the transgenic. It is going to be
trapped by those plants, 5 rows, and then, after that, you have a space
of 200 meters surrounding the field which is the isolation distance.
That means no eggplant should be present in that particular distance
because that is the isolation distance that is found to be safe. x x x we
know that Bt protein is very specific x x x effective only against
caterpillar x x x if they are eaten by other organism, they are not
affected because it is very specific. The gut of the larva is very alkaline
while the gut of other insects is likely acidic and, in that case, it does
not have any harmful effect. x x x So another thing is we are saying
that it seems to be ridiculous that you are saying that honeybee is
going to fly from the fence and the size were even indicated. I would
like to indicate that, that is not the purpose of the fence. It is not to
contain the insects. It is to prevent vandalism which is quite,
unfortunately, being done by other groups who are against the
technology. x x x We should be able to have our own space, our own
time, considering the given regulation. Follow them. But our
experimentation not be destroyed because it

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is only then that we will be able to get the valuable data that is needed
for an informed decision. Without that we will not be able to proceed
and I hope we can discuss this based on the merits of the field trial,
not from any other concern because the writ of kalikasan is about the
effect of field trial in the environment.
Dr. Medina:
Mr. Justice, can I give this immediate counteract to the one statement of
Dr. [Ebora]? He said that the “Cry1Ac” is specific to caterpillars and,
in fact, only some kinds of caterpillar, some species, if you can read by
chemical and by physical research communications this is Volume 271,
pages 54-58, authored by Vasquez Pardonnet, published in 2000,
publication under letter (b), “Cry1Ac protoxin” binds to the mucosal
surface of the mouse’ small intestine. Small intestine ay mammal po
iyan so, meaning, it is a proxy animal for safety [testing] to humans
because we are also mammals so, the mice are usually the mammals
12 years ago, the data has been already there that there is binding
site, therefore it is not only specific to insects but also to mammals.
x x x he is saying that, by working on the natural BT is the same as
the transformed BT it is not true because the natural BT has 1155
“base pairs” of nucleic acids. And the transformed GM Crop contains a
fragment of that BT gene which is only half of that. And the
mechanism, by the way, x x x the natural toxin is broken into smaller
pieces inside the intestine of the insects because it is alkaline in terms
of its system “ph” and for humans acidic. So it does not work. But,
because the transformed BT is already half, almost half of the normal
or natural[ly] occurring BT protein, it is already activated and, in that
case, that is the reason why there is a test and immediate effect to
non-insect, meaning, to mammal, so that is the explanation of scientist
doing studies on that aspect.
x x x x

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Dr. Chakraborty:
The scientists have 3 problems: One, the sparks, we have a tunnel vision;
the second, fear vision; x x x I will give some example. Yes, BT toxin,
was it really good biological control agent? But it is a completely
different gene when you produce it into an edible plant inside
genetically. So, these are 2 different things. What will happen? We are
scared that the efficacy, the use of BT toxin as a spray, as biological
control agent, will be vanished because now there will be resistance
against those in BT toxin. x x x resistance is coming very quickly, just
like antibiotic resistance. x x x The second thing, I have asked many
plant biologists this simple question, simple honest question. Do you
know any plant that can kill a bee or a moth? No! There is no way,
why? Because those are the “pollinators.” Plant never kills a bee or a
moth that goes against nature. x x x So, nature, for thousands of
years, farmers help select or adopt edible nontoxic plants. And, now,
with the high science we are converting them, nontoxic edible plant
into a toxic plant. So not only toxic for the human, for the root
microorganisms. x x x Those eggplants are not only for humans to
consume. So human effect, we do not know but what will be the effect?
Who will mind the effect? Is it the animal which goes through it? x x x
in India, x x x farmers x x x while growing BT cotton x x x the leaves
and other they use to attract animals to eat. x x x they found suddenly
one thing that the BT cotton plants are not touched by those buffalos,
those cows, those [boars], but they can distinguish which is BT and
non-BT. x x x and when their animals started dying in some cases,
they always blame, it is this animal which has eaten that BT? x x x
these are [going] against nature. Only few edible seed plants are there
and we are converting one safest plant into a poisonous and toxic plant
and what is the effect on the root microorganisms on the degrading
animals and other? We do not know. That hard thing is the tunnel
vision, the confined field trial. x x x why im-

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plement this confined field trial? Is this safe? Why do they have to do this
x x x these things do good for a normal hybrid that is something but
for the gene concept we cannot follow the same separation rules, same
rules? So those are used, those separation distincts, those parameters
are used not for the gene. So, which is the safe field trial protocol for
the gene plants? We do not know. So there goes against [the] writ of
kalikasan.
x x x x
Justice Antonio-Valenzuela:
How much is the increase in crop yield? x x x
Dr. Halos:
x x x The average increase yield is about 24% and that is for corn. And this
data is actually taken by our own Filipino scientists, Dr. Lluroge and
Dr. Gonzales.
x x x x
Dr. Malayang:
x x x my question is for Ma’am Nina. I have not been up to date lately on
the production of corn so, you mean to say that corn production in the
country has gone up and, because of that, you are saying that 24% and
the income of farmers had gone up as well? Do you mean to say that
the price of corn had also gone up as a result of the increase in the
volume of corn production in the Philippines?
Dr. Halos:
Well, the price is dictated by the market.
Dr. Malayang:
That is precisely the point.
Dr. Halos:
Yes.
Dr. Malayang:
x x x I am just bringing, hopefully to the attention of the Court, that, when
you talk of a technology such as GM Corn or GM Talong affecting
market

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there is also not only the regulatory but economic regime that is attendant
to it that makes adjustments. So it may not be harmful to humans
because we will not come out when we eat it but it might be harmful to
the economy of a particular agricultural crop. x x x
x x x x
Dr. Ebora:
x x x there are a lot of local studies being conducted now by entomologists
from [UPLB] and those are independent studies. And, precisely, this is
to determine the effect on natural enemies and the different insects
x x x and some of those are already available. x x x you will be able to
protect the environment only if you know how to have a proper
information in making the decision. So, again, I am saying that, in
field trial, you will be generating a lot of information that you will be
able to use in making a wise decision and informed decision.
x x x I would like to correct the impression lodged by the statement of Dr.
Chakraborty regarding butterflies and moths. Because they are not
affected by BT because they are adult insects. The only one that is
affected are actually the larva, not even the pupa. So, we would like
that to be clear because it might create confusion.
The other thing in resistance. x x x even conventionally bred plant [loses]
resistance after sometime and that is the reason why we have a
continuous breeding program. So, it is a natural mechanism by an
organism as mode of ad[a]potation. x x x are you telling us that we are
going to stop our breeding work because, anyway, they are going to
develop resistance. I think it is a wrong message x x x.
The other thing is in terms of the study cited by Dr. Medina regarding the
“binding.” In toxicology, you can have the effect if you have, for
example, the insects, you have a receptor. The toxin will bind into

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the receptor. Toxin has to fall and then the toxin has reinsert into the
membrane. If you eliminate one of those steps you do not have any
toxicity. So, that means binding by itself will not be toxicity. It is a
wrong impression that, since you have binding, there will be toxicity.
It is simply wrong because, the actuality that it should bind, it should
fall then, it should insert, and it is a very common x x x. To say that
binding is equivalent to toxicity is simply not true.
The other one is natural BT toxin and activated toxin. When you were
saying protoxin, protoxin is basically the entire crystal protein. If it is
already inside the gut of the insect it has to be clipped by the purchase
coming from the gut and you have it activated and you have the toxin.
So what you have in plant is already the toxin since the anther and the
toxin, and the toxin in microorganisms, the anther which are already
clipped by a purchase are the same. So, to say that they are different is
actually wrong. You are comparing protoxin and toxin.
x x x regarding the protein. x x x do you know a lot of proteins of another
characteristics and that is why you have to characterize them and you
have to separate the protein that are causing problem and protein that
are not causing problem. That is why you have allergen and, as
explained by Dr. Cariño, you have to check the sequence. x x x
x x x x
Dr. Chakraborty:
x x x the field trial wanted to basically go to the protocol. This is the
efficacy, the efficiency of the production not that much into the safety.
You have to look into it carefully that how much will get this efficacy,
not the safety to that extent x x x. Second point x x x there is this
already mentioned that European Union there is no consensus. x x x
they have published and submitted the systemic list of genetically
modified crop need for new approach in

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risk assessment. So that is what is needed. There is another article, how

does scientific risk assessment of GM crop fit within wider risk
analysis. x x x This is genetic engineering. The production process is
very precise in selecting the inserted gene but not in its enhancement.
x x x they are never looking into it. The second thing, they do not look
into that from the laboratory condition to what is the real life
situation. They do not take that into account x x x so this assessment
protocol has to be modified or changed. x x x in the IAASTD or
International Assessment of Agricultural Knowledge, Science and
Technology for Development. There is a supreme body, so many
nations, so many experts, scientists x x x. Only sustainable
agricultural practice and that is the only alternative. This GM
technology is not going to help them x x x In my country also, when the
BT toxin evaluation was there, everybody was telling that this is pro-
poor, this is scale neutral so, everybody will be benefitted by that. So,
we started questioning. x x x “What are the actual economic analysis
indeed? Just show me.” Then, they come up with an answer. Scale
neutral means that even small farmers initially wanted BT cotton and
big farmers also wanted BT cotton. They are partisans. It is not the
economic benefit because, economically, it is not going to be beneficial
so it is very much scale dependent its benefit. So, only the big farmers,
large farmers and x x x the vegetable field you never can give
separation. Chances you never can give refuge. The 1/5 of the land
given for growing pests so that you cannot do. So it cannot help
technology. They have developed this technology for partisan large
scale farming to completely automated for BT technology where no
label will be there. But the failed experiments, the contracts whose
patent will be over within 2-3 years, they are testing them in our
country. So that is the bottom line.

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x x x x
Chairperson:
Let us put, probably, a close to this hot tub proceeding now.
The issue that the Court is really interested to resolve is whether or not
the conduct of the field trial of BT Talong by the respondents has
violated or has threatened to violate the right of the people to a
balanced and healthful ecology. Is there absolute certainty that it has
not so violated such right. Because that is the requirement for
applying or not applying the precautionary principle. x x x
Dr. Cariño:
Yes. The answer to that is we have not violated, you know, the right of the
people…
Chairperson:
But there is no absolute certainty?
Dr. Cariño:
Well, quite certain, your Honor, because we have placed all the necessary
measures and they did not show us, you know, there is no evidence of
harm that has been shown to this Court. There is no evidence at all.
Chairperson:
That is your opinion.95

As shown by the foregoing, the hot tub hearing has not
yielded any consensus on the points of contention between
the expert witnesses, i.e., the safety of Bt talong to humans
and the environment. Evidently, their opinions are based
on contrasting findings in hundreds of scientific studies
conducted from the time Bt technology was deployed in
crop farming. These divergent views of local scientists
reflect the continuing international debate on GMOs and
the varying degrees of
_______________
95 TSN, November 20, 2012, pp. 34-117; CA Rollo (Vol. V), pp. 4511-
4594.

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acceptance of GM technology by states especially the

developed countries (USA, EU, Japan, China, Australia,
etc.).
Before proceeding to the current state of global GMO
research, we briefly address the strong objection of
petitioners to the CA’s reliance on the research conducted
by Prof. Seralini, the French scientist whose study was
published in September 2012 in Food and Chemical
Toxicology, which was criticized as a “controversial feeding
study.” Seralini studied rats consuming Monsanto’s
Roundup Ready treated corn for two years (using the same
kind of rats prone to tumors used by Monsanto in obtaining
original approval for its product and the same
methodologies, but did it for 2 years which is longer than
the 90-day experiment period done by Monsanto). The rats
formed massive cancerous tumors. All three test groups of
rats, with 10 rats in each group, died more frequently,
suffered from liver problems, and had a pronounced
number of tumors specifically with grotesque mammary
and testicular tumors.96
Seralini’s findings created an uproar and the study was
expunged from the publication in November 2013 even
though the Editor-in-Chief found no evidence of fraud or
intentional misrepresentation of the data. Seralini stood by
his work and further conducted similar laboratory
experiments. Critics faulted the experimental method,
saying the number of rats studied was too small and their
diet was skewed when compared with their natural food
intake. But over 300 scientists condemned the retraction,
they said that the retraction lacked scientific integrity and
requested to reinstate the study. Last June 2014, Seralini’s
controversial study was republished
_______________
96 Plotner, Becky, “Retracted Scientific Study On GMO Rats

REPUBLISHED!!!!,” Nourishing Plot
<http://nourishingplot.com/2014/06/24/retracted-scientific-study-on-gmo-
rats-republished/> (visited last December 6, 2014); Plotner, Becky, “GMO
Rat Study Forcibly Retracted,” Nourishing Plot
<http://nourishingplot.com/2014/01/05/gmo-rat-study-forcibly-
retracted/> (visited last December 6, 2014).

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and has passed a third peer review arranged by the

journal that is republishing the study, Environmental
Sciences Europe. The republished version contains extra
material addressing criticisms of the original publication
and the raw data underlying the study’s findings, and
accompanied by a separate commentary by Prof. Seralini’s
team describing the lobbying efforts of GMO crop
supporters to force the editor of the Food and Chemical
Toxicology to retract the original publication.97
The aforesaid incident serves to underscore the crucial
role of scientists in providing relevant information for
effective regulation of GMOs. There can be no argument
that “[s]ince scientific advice plays a key role in GMO
regulations, scientists have a responsibility to address and
communicate uncertainty to policy makers and the
public.”98

GMOs: The Global Debate

The uncertainties generated by conflicting scientific
findings or limited research is not diminished by extensive
use at present of GM technology in agriculture. The global
area of GM crops has reached over 175 million hectares in
2013, more than a hundredfold increase from 1.7 million
hectares in 1996.99 However, the worldwide debate on
safety issues involving GM foods continues.
It has been pointed out that the crux of the controversy
surrounding GMOs lies in the very nature of the technology
itself. The process of combining inter-species genes, which
is
_______________
97 Id.; “Republication of the Seralini study: Science speaks for itself,”

<http://www.gmoseralini.org/republication-seralini-study-science-speaks/>
98 Ingeborg Myrh, Anne and Traavik, Terje, “The Precautionary
Principle: Scientific Uncertainty and Omitted Research in the Context of
GMO Use and Release,” <https://www.cbd.int/doc/articles/2008/A-
00637.pdf> (visited last December 6, 2014).
99 James Clive, 2013. Global Status of Commercialized Biotech GM
Crops: 2013. ISAAA Brief No. 46. ISAAA: Ithaca, NY.

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called recombinant DNA technology, does not have the

checks and balances that are imposed by nature in
traditional breeding. Because of this there is a risk of
genetic instability. This means that no one can make any
accurate predictions about the long-term effects of GMOs
on human beings and the environment. Extensive testing
in this regard is either very expensive or impractical, and
there is still a great deal about the process that scientists
do not understand.100
The basic concepts for the safety assessment of foods
derived from GMOs have been developed in close
collaboration under the auspices of the Organization for
Economic Co-operation and Development (OECD) and the
United Nations’ World Health Organization (WHO) and
Food and Agricultural Organization (FAO). The OECD’s
group of experts on biosafety recommended conducting the
safety assessment of a GM food on case-by-case basis
through comparison to an existing food with a long history
of safe use. Thus, the concept of substantial equivalence
was developed that is widely used by national and
international agencies, including the US Food and Drug
Administration (FDA), the WHO, OECD and the FAO.101
“Substantial equivalence embodies the concept that if a
new food or food component is found to be substantially
equivalent to an existing food or food component, it can be
treated in the same manner with respect to safety (i.e., the
food or food component can be concluded to be as safe as
the
_______________
100 Sonal Panse, “The Advantages & Disadvantages of Genetically

Modified Food: Both Sides of the Debate,” <http://www.bright-
hub.com/science/genetics/articles/23358.aspx> (visited last December 6,
2014).
101 Kuiper, Harry A., Kleter, Gijs A., Noteborn, Hub P.J.M., and Kok,
Esther J., “Assessment of the Food Safety Issues Related to Genetically
Modified Foods”,
<http://www.data.forestry.oregonstate.edu/orb/BiotechClass/2004%20materials/5AFOOD%20REG/Plant%20Journal%202001.pdf>.

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conventional food or food component).”102 The safety

assessment of a genetically modified food is directed by the
results of a comparison between the genetically modified

food and its conventional counterpart. It follows a stepwise
process aided by a series of structured questions. Factors
taken into account in the safety assessment include:
identity;
source;
composition;
effects of processing/cooking;
transformation process;
the recombinant DNA (e.g., stability of insertion,
potential for gene transfer);
protein expression product of the novel DNA:
effects on function;
potential toxicity;
potential allergenicity;
possible secondary effects from gene expression or the
disruption of the host DNA or metabolic pathways,
including composition of critical macro, micro-nutrients,
anti-nutrients, endogenous toxicants, allergens, and
physiologically active substances; and
potential intake and dietary impact of the introduction of
the genetically modified food.103
The above factors are particularly pertinent to the

assessment of foods derived from genetically modified
plants.104 However, the concept of substantial equivalence
as the starting point of risk assessment was criticized for
being “unscien-
_______________
102 Joint FAO/WHO Biotechnology and Food Safety Report, p. 4, 1996.

103 World Health Organization (WHO), “Safety Aspects of Genetically
Modified Foods of Plant Origin,” <http://www.fao.org/file-
admin/templates/agns/pdf/topics/ec_june2000_en.pdf> (visited last
December 6, 2014).
104 Id., at p. 5.

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tific and arbitrary” and “intentionally vague and ill

defined to be as flexible, malleable, and open to
interpretation as possible.” It is likewise argued that
“comparisons are designed to conceal significant changes
resulting from genetic modifications,” “the principle is
weak and misleading even when it does not apply,
effectively giving producers carte blanche,” and that there

is insufficiency of background information for assessing
substantial equivalence. A paper presented at a WHO
workshop pointed out that the main difficulty associated
with the biosafety assessment of transgenic crops is the
unpredictable nature of transformation. This
unpredictability raises the concern that transgenic plants
will behave in an inconsistent manner when grown
commercially.105
The method of testing GM foods was further described
as inadequate, as currently the testing procedures consist
almost exclusively of specific chemical and biochemical
analytical procedures designed to quantitate a specific
nutrient or a specific toxin or allergen. It was noted that in
actual practice, the investigator compares only selected
characteristics of the genetically engineered food to those of
its non-genetically engineered counterpart. These testing
schemes are viewed as completely incapable of detecting
unsuspected or unanticipated health risks that are
generated by the process of genetic engineering itself.
Hence, clinical tests are recommended because only such
tests have the broad specificity and relevance to human
physiology needed to detect the wide range of allergens and
toxins that might result from unexpected side-effects of the
genetic engineering process.106
_______________
105 Mae-Wan Ho and Steinbrecher, Ricarda A., “Fatal Flaws in Food

Safety Assessment: Critique of The Joint FAO/WHO Biotechnology and
Food Safety Report,” accessed at <http://www.psrast.org/fao96.htm>
106 Fagan, John, Ph.D., “The Failings of the Principle of Substantial
Equivalence in Regulating Transgenic Foods,”
<http://www.psrast.org/jfsbqsht.htm> (visited last December 6, 2014).

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In another review article, it was pointed out that since a

genetic modification is aimed at introducing new traits into
organisms, the result will always be a different composition
of genes and proteins. The most reasonable interpretation
therefore is that a food derived from a GMO is considered
substantially equivalent to its traditional counterpart if the
genetic modification has not resulted in intended or
unintended alterations in the composition of relevant
nutrients and inherent toxicants of the organism, and that
the new genes and proteins have no adverse impact on the
dietary value of the food and do not therefore pose any
harm to the consumer or the environment. It was thus
concluded that establishing substantial equivalence is not a

safety assessment in itself, but is a pragmatic tool to
analyze the safety of a new food, and hence in the testing of
new foods, the latest scientific methods have to be used. All
conceivable efforts to protect consumers from health risks
should thus be made, and at the same time, consumers
should be adequately informed about the real extent of
risks and hazards.107
The GMO global debate has so intensified that each side
has accused the other camp of mounting “paid advocacy”
and criticizing studies adverse to their respective positions
as flawed or unscientific. Both the agri-business industry,
and groups opposed to GMOs including the organic farming
industry, had utilized enormous resources and funds for
lobbying and media campaigns locally and internationally.
What appears to be highlighted in the promotion of GM
crop production is the marked reduction in the use of
harmful chemical pesticides.108 The resulting increase in
crop yields
_______________
107 Schauzu, Marianna, “The Concept of Substantial Equivalence in

Safety Assessment of Foods Derived From Genetically Modified
Organisms” AgBiotech Net (April 2000)
<http://www.bfr.bund.de/cm/349/schauzu.pdf> (visited last December 6,
2014).
108 Phipps, R.H., Park, J.R., “Environmental Benefits of Genetically
Modified Crops: Global and European Perspectives on their Ability to
Reduce Pesticide Use,” Journal of Animal and Feed Sci-

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grown on relatively small parcels of land is also

regarded as a solution to the problem of feeding a fast
growing world population. Proponents of GM biotechnology
insist that GM foods are safe to humans and the
environment based on scientific studies. On the other hand,
anti-GM activists disseminate adverse results of recent
studies confirming the health and environmental hazards
of genetically engineered crop farming. Also, some
countries have maintained a firm stance against
genetically engineered crops or GM foods, such as France
and Austria. Over the years, however, accumulated
evidence of the dangers of GMOs, as well as unrealized
socio-economic benefits, has been increasingly recognized
by the scientific community.
That GE farming increases crop yield has been
debunked by new studies proving the contrary. In the
article, “GM Crops Do Not Increase Yield Potential,” the
Institute for Responsible Technology cited reports from

actual field studies in different countries revealing
downward figures for Bt crops, as summarized below:
Bt corn took longer to reach maturity and produced

up to 12% lower yields than non-GM counterparts.
Evidence for the “yield drag” of Roundup Ready
soybeans has been known for over a decade — with
the disruptive effect of the GM transformation
process accounting for approximately half the drop
in yield.
Based on a comprehensive evaluation of yield since
the introduction of commercial GM crops, the
International Assessment of Agricultural
Knowledge, Science and Technology for
Development (IAASTD) noted that GM crop yields
were “highly variable” and in some cases, “yields
declined.”
_______________
ences (January 31, 2002), <http:///cib.org.br/wp-

content/uploads/2011/10/estudos.cientificos_ambiental_32.pdf> (visited
last December 6, 2014).

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The Union of Concerned Scientists’ 2009 report Failure

to Yield, based on published peer-reviewed studies
conducted by academic scientists using adequate
controls, concluded that genetically engineered herbicide
tolerant soybeans and herbicide-tolerant corn has not
increased yields while insect-resistant corn has only
marginally improved yields. Traditional breeding
outperforms genetic engineering hands down.
In developing countries, crop failure can have severe
consequences as illustrated in India, where a large
number of cotton farmers, unable to pay back high
interest loans, have committed suicide. Several
investigations have implicated the unreliable
performance of Bt cotton as a major contributor.
Bt cotton was overrun by pests in Indonesia and China.
In South Africa, farmers faced pest problems and no
increase in yield. The 100,000 hectares planted in 1998
dropped 80% to 22,500 by 2002. As of 2004, 85% of the
original Bt cotton farmers had given up while those
remaining had to be subsidized by the government.
Similarly in the US, Bt cotton yields are not necessarily
consistent or more profitable.109

GM technology is thus seen as a failure in terms of
addressing food security; rather, it supports corporate
control and impedes common persons’ access to adequate
food. The root cause of hunger is not a lack of food, GM
critics say, but a lack of access to food. The poor lack money
to buy food and lack of land on which to grow it. It is
essential to follow sustainable traditional farming practices
that keeps food production in the hands of small-scale
farmers, thereby reducing corporate control.110
_______________
109 <http://responsibletechnology.org/docs/gm-crops-do-not-increase-
yields.pdf>.
110 Human Rights Advocates, “Promoting Right to Food Through Food
Sovereignty,” <http://www.humanrightsadvocates.org/wp-content/

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As regards the existing uncertainties of potential long-

term effects of the release into the environment of GMOs,
the BEETLE (Biological and Ecological Evaluation towards
Long-term Effects) study of 2009,111 made for the European
Commission, analyzed more than 700 scientific
publications from all over the world about GMOs and their
potential effects on environment including biodiversity, and
received contributions to online surveys from 100 to 167
invited environmental experts. This study declared the
following uncertainties:
increased fitness of GM plants;

outbreeding depression after hybridization with
wild relatives;
outcrossing between related species and the fate of
a transferred GM trait;
altered flower phenology;
altered fecundity, increasing seed (gene) flow;
increased frequency of horizontal gene flow;
resistance development of pests;
effects on nontarget organisms;
effects on nontarget organisms due to altered
nutritional composition of the GM plant;
effects on nontarget organisms due to accumulation
of toxic compounds;
effects on rhizosphere microbiota;
effects on symbiotic nontarget organisms;
changes in soil functions caused by GM traits;
effects on biological control;

altered use of agrochemicals;
_______________
uploads/2014/03/HRC-25-Promoting-Right-to-Food-Through-Food-
Sovereignty.pdf> (visited last December 6, 2014).
111
<http://ec.europa.eu/food/food/biotechnology/reports_studies/docs/lt_effects_report_en.pdf>.

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indirect changes in susceptibility of crops against

pathogens;
adverse effects on agro-biodiversity;
indirect effects in fertilizer use;
potential changes in landscape structure;
increased production of greenhouse gases;
increased mineral nutrient erosion and fertilizer
leaching;
altered chemical attributes of soil fraction;
emerging of stacked events;
the necessity of regional differentiation of risk
assessments.112

A critical observation was made on the argument that
there is not enough evidence to reject the hypothesis that
GMO and GM food is safe. The fact emphasized was that
experiments designed to clarify potential adverse effects on
health or the environment are nearly absent in peer-
reviewed journals. Scientific uncertainty, omitted research
areas, and lack of basic knowledge crucial to risk
assessments have become apparent. The present
uncertainty warrants further research and it has been
demonstrated that there is a risk of bias relying on
hypotheses that dominate mainstream science. There is
therefore a need for independent research that is without
prejudice and unbiased by economic and professional
interests.113 In another article it was noted that the clinical
trials carried out to ensure that negative externalities do
not affect humans and the environment are conducted by
the
_______________
112 Prof. Dr. Ludwig Krämer, “Genetically Modified Living Organisms

and the Precautionary Principle,”
<https://www.testbiotech.org/sites/default/files/GMO%20and%20precaution.pdf>
113 Ingeborg and Traavik, supra note 98 at pp. 73, 80-81.

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same private firms that created the products, raising

conflict of interest concerns.114
While existing literature on health effects of GM foods
indicates that they are generally safe, and similar
conclusions have been drawn by government agencies and
scientific organizations such as FAO/WHO and Society of
Toxicology, a growing number of independent scientists
have spoken strongly against such generalizations from
limited research mostly sponsored by biotech companies.
In 1999, the Open Letter from World Scientists to All
Governments signed by 815 scientists from 82 countries
expressed that they are extremely concerned about the
hazards of GMOs to biodiversity, food safety, human and
animal health, and demanded a moratorium on
environmental releases in accordance with the
precautionary principle. They are opposed to GM crops that
will intensify corporate monopoly, exacerbate inequality
and prevent the essential shift to sustainable agriculture
that can provide food security and health around the world,
and called a ban on patents of life forms and living
processes which threaten food security, sanction biopiracy
of indigenous knowledge and genetic resources and violate
basic human rights and dignity.115
On May 10, 2003, dozens of prominent scientists from
various disciplines banded together as an Independent
Science Panel on GM at a public conference in London. On
June 15, 2003, they released a Final Report116 as their
contribution to
_______________
114 Gortari, Marcelo, “GMOs, Risk and the Precautionary Principle,”

Public Policy & Governance Review (July 11, 2013)
<http://ppgreview.ca/2013/07/11/gmos-risk-and-the-precautionary-
principle/> (visited last December 7, 2014).
115 “Open Letter from World Scientists to All Government Concerning
Genetically Modified Organisms (GMOs),” <http://www.i-
sis.org.uk/list.php> (visited last December 7, 2014).
116 International Assessment of Agricultural Knowledge, Science and
Technology for Development (IAASTD), “Agriculture at a Crossroads,”

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the National GM Debate in UK. In a summary117 of the

final report, these scientists declared the following:

The Case for a GM-Free Sustainable World — A
Summary
Why GM-Free?
1. GM crops failed to deliver promised benefits
No increase in yields or significant reduction in

herbicide and pesticide use
United States lost an estimated $12 billion over GM
crops amid worldwide rejection
Massive crop failures of up to 100% reported in India
High risk future for agbiotech: “Monsanto could be
another disaster waiting to happen for investors”
2. GM crops posing escalating problems on the

farm
Transgenic lines unstable: “most cases of transgene

inactivation never reach the literature”
Triple herbicide-tolerant volunteers and weeds
emerged in North America
Glyphosate-tolerant weeds plague GM cotton and
soya fields, atrazine back in use
Bt biopesticide traits threatening to create super-
weeds and bt-resistant pests
3. Extensive transgenic contamination

unavoidable
_______________
<http://www.unep.org/dewa/agassessment/reports/IAASTD/EN/Agriculture%20at%20a%20Crossroads_
Global%20Report%20(English).pdf> (visited last December 7, 2014).
117 “The Case for a GM-Free Sustainable World — A Summary,”
<http://www.i-sis.org.uk/isprsummary.php> (visited last December 7,
2014).

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Extensive transgenic contamination found in maize

landraces in remote regions of Mexico
32 out of 33 commercial seed stocks found
contaminated in Canada
Pollen remains airborne for hours, and a 35 mile per
hour wind speed is unexceptional
There can be no coexistence of GM and non-GM crops
4. GM crops not safe
GM crops have not been proven safe: regulation was

fatally flawed from the start
The principle of ‘substantial equivalence,’ vague and
ill defined, gave companies complete licence in
claiming GM products ‘substantially equivalent’ to
non-GM, and hence ‘safe’
5. GM food raises serious safety concerns
Despite the paucity of credible studies, existing

findings raise serious safety concerns
‘Growth-factor-like’ effects in the stomach and small
intestine of young rats were attributed to the
transgenic process or the transgenic construct, and
may hence be general to all GM food
6. Dangerous gene products are incorporated into

food crops
Bt proteins, incorporated into 25% of all GM crops

worldwide, are harmful to many nontarget insects,
and some are potent immunogens and allergens for
humans and other mammals
Food crops are increasingly used to produce
pharmaceuticals and drugs, including cytokines
known to suppress the immune system, or linked to
dementia, neurotoxicity and mood and cognitive side
effects; vaccines and viral se-
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quences such as the ‘spike’ protein gene of the pig

coronavirus, in the same family as the SARS virus
linked to the current epidemic; and glycoprotein gene
gp120 of the AIDS virus that could interfere with the
immune system and recombine with viruses and
bacteria to generate new and unpredictable pathogens
7. Terminator crops spread male sterility
Crops engineered with ‘suicide’ genes for male

sterility, promoted as a means of preventing the
spread of transgenes, actually spread both male
sterility and herbicide tolerance traits via pollen.
8. Broad-spectrum herbicides highly toxic to

humans and other species
Glufosinate ammonium and glyphosate, used with

herbicide tolerant GM crops that currently account for
75% of all GM crops worldwide, are both systemic
metabolic poisons
Glufosinate ammonium is linked to neurological,
respiratory, gastrointestinal and haematological
toxicities, and birth defects in humans and mammals;
also toxic to butterflies and a number of beneficial
insects, to larvae of clams and oysters, Daphnia and
some freshwater fish, especially the rainbow trout; it
inhibits beneficial soil bacteria and fungi, especially
those that fix nitrogen
Glyphosate is the most frequent cause of complaints
and poisoning in the UK, and disturbances to many
body functions have been reported after exposures at
normal use levels; glyphosate exposure nearly
doubled the risk of late spontaneous abortion, and
children born to users of glyphosate had elevated
neurobehavioral defects; glyphosate retards
development of the foetal skeleton in laboratory rats,
inhibits the synthesis of steroids, and is genotoxic in
mammals,
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fish and frogs; field dose exposure of earthworms

caused at least 50 percent mortality and significant
intestinal damage among surviving worms; Roundup
(Monsanto’s formulation of glyphosate) caused cell
division dysfunction that may be linked to human
cancers
9. Genetic engineering creates super-viruses
The most insidious dangers of genetic engineering are

inherent to the process; it greatly enhances the scope
and probability of horizontal gene transfer and
recombination, the main route to creating viruses and
bacteria that cause disease epidemics
Newer techniques, such as DNA shuffling, allow

geneticists to create in a matter of minutes in the
laboratory millions of recombinant viruses that have
never existed in billions of years of evolution
Disease-causing viruses and bacteria and their
genetic material are the predominant materials and
tools of genetic engineering, as much as for the
intentional creation of bio-weapons
10. Transgenic DNA in food taken up by bacteria

in human gut
Transgenic DNA from plants has been taken up by

bacteria both in the soil and in the gut of human
volunteers; antibiotic resistance marker genes can
spread from transgenic food to pathogenic bacteria,
making infections very difficult to treat
11. Transgenic DNA and cancer
Transgenic DNA known to survive digestion in the

gut and to jump into the genome of mammalian cells,
raising the possibility for triggering cancer
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Feeding GM products such as maize to animals may

carry risks, not just for the animals but also for
human beings consuming the animal products
12. CaMV 35S promoter increases horizontal gene

transfer
Evidence suggests that transgenic constructs with the

CaMV 35S promoter could be especially unstable and
prone to horizontal gene transfer and recombination,
with all the attendant hazards: gene mutations due to
random insertion, cancer, reactivation of dormant
viruses and generation of new viruses
13. A history of misrepresentation and

suppression of scientific evidence
There has been a history of misrepresentation and

suppression of scientific evidence, especially on
horizontal gene transfer. Key experiments failed to be
performed, or were performed badly and then
misrepresented. Many experiments were not followed
up, including investigations on whether the CaMV
35S promoter is responsible for the ‘growth-factor-

like’ effects observed in young rats fed GM potatoes

GM crops have failed to deliver the promised
benefits and are posing escalating problems on the
farm. Transgenic contamination is now widely
acknowledged to be unavoidable, and hence there
can be no coexistence of GM and non-GM
agriculture. Most important of all, GM crops have
not been proven safe. On the contrary, sufficient
evidence has emerged to raise serious safety
concerns, that if ignored could result in irreversible
damage to health and the environment. GM crops
should therefore be firmly rejected now.

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The ISP further concluded that “[s]ustainable

agricultural practices have proven beneficial in all aspects
relevant to health and the environment. In addition, they
bring food security and social and cultural well being to
local communities everywhere. There is an urgent need for
a comprehensive global shift to all forms of sustainable
agriculture.”118
In 2008, a Global Report119 was released by the
International Assessment of Agricultural Knowledge,
Science and Technology for Development (IAASTD), a
three-year international collaborative effort (2005-2007)
developed out of a consultative process involving 900
participants and 110 countries from all over the world. This
global initiative assessed agricultural knowledge, science
and technology (AKST) in relation to meeting development
and sustainability goals of (1) reducing hunger and
poverty; (2) improving nutrition, health and rural
livelihoods; and (3) facilitating social and environmental
sustainability. The report concluded that a radical
transformation of the world’s food and farming systems —
especially the policies and institutions that affect them —
is necessary if we are to overcome converging economic and
environmental crises and feed the world sustainably. It
also warned that technologies such as high-yielding crop
varieties, agrochemicals and mechanization have primarily
benefited the better-resourced groups in society and
transnational corporations, rather than the most
vulnerable ones. In general, the IAASTD found little
evidence to support a conclusion that modern
biotechnologies are well-suited to meeting the needs of
small-scale and subsistence farmers, particularly under the
increasingly unpredictable environmental and economic
conditions that they face.120
_______________
118 Id.
119 Supra note 116.
120 International Assessment of Agricultural Knowledge, Science and
Technology for Development (IAASTD), “Biotechnology and Sustainable
Development,” <www.biosafety-
info.net/file_dir/4542994024ca566872c339.pdf> (visited last December 7,
2014).

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More recently, in 2013, the European Network of

Scientists for Social and Environmental Responsibility
(ENSSER), an international group of more than 90
scientists, academics and physicians, released a statement
that there is no scientific consensus on the safety of GM
foods and crops.121 The statement122 is herein reproduced:
10/21/13
Statement: No scientific consensus on GMO
safety
As scientists, physicians, academics, and experts
from disciplines relevant to the scientific, legal, social
and safety assessment aspects of genetically modified
organisms (GMOs), we strongly reject claims by GM
seed developers and some scientists, commentators,
and journalists that there is a “scientific consensus”
on GMO safety and that the debate on this topic is
“over.”
We feel compelled to issue this statement because
the claimed consensus on GMO safety does not exist.
The claim that it does exist is misleading and
misrepresents the currently available scientific
evidence and the broad diversity of opinion among
scientists on this issue. Moreover, the claim
encourages a climate of complacency that could lead
to a lack of regulatory and scientific rigour and
appropriate caution, potentially endangering the
health of humans, animals, and the environment.
Science and society do not proceed on the basis of a
constructed consensus, as current knowledge is
always open to well-founded challenge and
disagreement. We endorse the need for further
independent scientific inquiry and informed public
discussion on GM product safety and urge GM
proponents to do the same.
_______________
121 “No scientific consensus on safety of genetically modified

organisms,” <http://phys.org/news/2013-10-scientific-consensus-safety-
genetically.html> (visited last December 7, 2014).
122 European Network of Scientists for Social and Environmental
Responsibility, “Statement: No scientific consensus on GMO safety,”
<http://www.ensser.org/increasing-public-information/no-scientific-
consensus-on-gmo-safety/> (visited last December 7, 2014).

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Some of our objections to the claim of scientific

consensus are listed below.
1. There is no consensus on GM food safety
Regarding the safety of GM crops and foods for
human and animal health, a comprehensive review of
animal feeding studies of GM crops found “An
equilibrium in the number [of] research groups
suggesting, on the basis of their studies, that a
number of varieties of GM products (mainly maize
and soybeans) are as safe and nutritious as the
respective conventional non-GM plant, and those
raising still serious concerns.” The review also found
that most studies concluding that GM foods were as
safe and nutritious as those obtained by conventional
breeding were “performed by biotechnology companies
or associates, which are also responsible [for]
commercializing these GM plants.”
A separate review of animal feeding studies that is
often cited as showing that GM foods are safe
included studies that found significant differences in
the GM-fed animals. While the review authors
dismissed these findings as not biologically
significant, the interpretation of these differences is
the subject of continuing scientific debate and no
consensus exists on the topic.
Rigorous studies investigating the safety of GM
crops and foods would normally involve animal
feeding studies in which one group of animals is fed
GM food and another group is fed an equivalent non-
GM diet. Independent studies of this type are rare,
but when such studies have been performed, some
have revealed toxic effects or signs of toxicity in the
GM-fed animals. The concerns raised by these studies
have not been followed up by targeted research that
could confirm or refute the initial findings.
The lack of scientific consensus on the safety of GM
foods and crops is underlined by the recent research
calls of the European Union and the French
government to investigate the long-term health
impacts of GM food consumption in the light of

uncertainties raised by animal feeding

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studies. These official calls imply recognition of the

inadequacy of the relevant existing scientific research
protocols. They call into question the claim that
existing research can be deemed conclusive and the
scientific debate on biosafety closed.
2. There are no epidemiological studies
investigating potential effects of GM food
consumption on human health
It is often claimed that “trillions of GM meals”
have been eaten in the US with no ill effects.
However, no epidemiological studies in human
populations have been carried out to establish
whether there are any health effects associated with
GM food consumption. As GM foods are not labelled
in North America, a major producer and consumer of
GM crops, it is scientifically impossible to trace, let
alone study, patterns of consumption and their
impacts. Therefore, claims that GM foods are safe for
human health based on the experience of North
American populations have no scientific basis.
3. Claims that scientific and governmental
bodies endorse GMO safety are exaggerated or
inaccurate
Claims that there is a consensus among scientific
and governmental bodies that GM foods are safe, or
that they are no more risky than non-GM foods, are
false.
For instance, an expert panel of the Royal Society
of Canada issued a report that was highly critical of
the regulatory system for GM foods and crops in that
country. The report declared that it is “scientifically
unjustifiable” to presume that GM foods are safe
without rigorous scientific testing and that the
“default prediction” for every GM food should be that
the introduction of a new gene will cause
“unanticipated changes” in the expression of other
genes, the pattern of proteins produced, and/or
metabolic activities. Possible outcomes of these
changes identified in the report included the presence
of new or unexpected allergens.

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A report by the British Medical Association

concluded that with regard to the long-term effects of
GM foods on human health and the environment,
“many unanswered questions remain” and that
“safety concerns cannot, as yet, be dismissed
completely on the basis of information currently
available.” The report called for more research,
especially on potential impacts on human health and
the environment.
Moreover, the positions taken by other
organizations have frequently been highly qualified,
acknowledging data gaps and potential risks, as well
as potential benefits, of GM technology. For example,
a statement by the American Medical Association’s
Council on Science and Public Health acknowledged
“a small potential for adverse events … due mainly to
horizontal gene transfer, allergenicity, and toxicity”
and recommended that the current voluntary
notification procedure practised in the US prior to
market release of GM crops be made mandatory. It
should be noted that even a “small potential for
adverse events” may turn out to be significant, given
the widespread exposure of human and animal
populations to GM crops.
A statement by the board of directors of the
American Association for the Advancement of Science
(AAAS) affirming the safety of GM crops and opposing
labelling cannot be assumed to represent the view of
AAAS members as a whole and was challenged in an
open letter by a group of 21 scientists, including many
long-standing members of the AAAS. This episode
underlined the lack of consensus among scientists
about GMO safety.
4. EU research project does not provide
reliable evidence of GM food safety
An EU research project has been cited
internationally as providing evidence for GM crop and
food safety. However, the report based on this project,
“A Decade of EU-Funded GMO Research,” presents no
data that could provide such evidence, from long-term
feeding studies in animals.

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Indeed, the project was not designed to test the

safety of any single GM food, but to focus on “the
development of safety assessment approaches.” Only

five published animal feeding studies are referenced
in the SAFOTEST section of the report, which is
dedicated to GM food safety. None of these studies
tested a commercialised GM food; none tested the GM
food for long-term effects beyond the subchronic
period of 90 days; all found differences in the GM-fed
animals, which in some cases were statistically
significant; and none concluded on the safety of the
GM food tested, let alone on the safety of GM foods in
general. Therefore the EU research project provides
no evidence for sweeping claims about the safety of
any single GM food or of GM crops in general.
5. List of several hundred studies does not
show GM food safety
A frequently cited claim published on an Internet
website that several hundred studies “document the
general safety and nutritional wholesomeness of GM
foods and feeds” is misleading. Examination of the
studies listed reveals that many do not provide
evidence of GM food safety and, in fact, some provide
evidence of a lack of safety. For example:
Many of the studies are not toxicological

animal feeding studies of the type that can
provide useful information about health effects
of GM food consumption. The list includes
animal production studies that examine
parameters of interest to the food and
agriculture industry, such as milk yield and
weight gain; studies on environmental effects of
GM crops; and analytical studies of the
composition or genetic makeup of the crop.
Among the animal feeding studies and
reviews of such studies in the list, a substantial
number found toxic effects and signs of toxicity
in GM-fed animals compared with controls.
Concerns raised by these studies have not been
satisfactorily addressed and the claim that the
body of research

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shows a consensus over the safety of GM

crops and foods is false and irresponsible.
Many of the studies were conducted over
short periods compared with the animal’s total
lifespan and cannot detect long-term health
effects.
We conclude that these studies, taken as a whole,

are misrepresented on the Internet website as they do
not “document the general safety and nutritional
wholesomeness of GM foods and feeds.” Rather, some
of the studies give serious cause for concern and
should be followed up by more detailed investigations
over an extended period of time.
6. There is no consensus on the
environmental risks of GM crops
Environmental risks posed by GM crops include
the effects of Bt insecticidal crops on nontarget
organisms and effects of the herbicides used in
tandem with herbicide-tolerant GM crops.
As with GM food safety, no scientific consensus
exists regarding the environmental risks of GM crops.
A review of environmental risk assessment
approaches for GM crops identified shortcomings in
the procedures used and found “no consensus”
globally on the methodologies that should be applied,
let alone on standardized testing procedures.
Some reviews of the published data on Bt crops
have found that they can have adverse effects on
nontarget and beneficial organisms — effects that are
widely neglected in regulatory assessments and by
some scientific commentators. Resistance to Bt toxins
has emerged in target pests, and problems with
secondary (nontarget) pests have been noted, for
example, in Bt cotton in China.
Herbicide-tolerant GM crops have proved equally
controversial. Some reviews and individual studies
have associated them with increased herbicide use,
the rapid spread of herbicide-resistant weeds, and
adverse health effects in human and animal
populations exposed to

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Roundup, the herbicide used on the majority of GM

crops.
As with GM food safety, disagreement among
scientists on the environmental risks of GM crops
may be correlated with funding sources. A peer-
reviewed survey of the views of 62 life scientists on
the environmental risks of GM crops found that
funding and disciplinary training had a significant
effect on attitudes. Scientists with industry funding
and/or those trained in molecular biology were very
likely to have a positive attitude to GM crops and to
hold that they do not represent any unique risks,
while publicly-funded scientists working
independently of GM crop developer companies and/or
those trained in ecology were more likely to hold a

“moderately negative” attitude to GM crop safety and
to emphasize the uncertainty and ignorance involved.
The review authors concluded, “The strong effects of
training and funding might justify certain
institutional changes concerning how we organize
science and how we make public decisions when new
technologies are to be evaluated.”
7. International agreements show widespread
recognition of risks posed by GM foods and
crops
The Cartagena Protocol on Biosafety was
negotiated over many years and implemented in 2003.
The Cartagena Protocol is an international agreement
ratified by 166 governments worldwide that seeks to
protect biological diversity from the risks posed by
GM technology. It embodies the Precautionary
Principle in that it allows signatory states to take
precautionary measures to protect themselves against
threats of damage from GM crops and foods, even in
case of a lack of scientific certainty.
Another international body, the UN’s Codex
Alimentarius, worked with scientific experts for seven
years to develop international guidelines for the
assessment of GM foods and crops, because of
concerns about the risks they pose. These guidelines
were adopted by the Codex Alimentarius Commission,
of which over 160 nations are

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members, including major GM crop producers such

as the United States.
The Cartagena Protocol and Codex share a
precautionary approach to GM crops and foods, in
that they agree that genetic engineering differs from
conventional breeding and that safety assessments
should be required before GM organisms are used in
food or released into the environment.
These agreements would never have been
negotiated, and the implementation processes
elaborating how such safety assessments should be
conducted would not currently be happening, without
widespread international recognition of the risks
posed by GM crops and foods and the unresolved state
of existing scientific understanding.
Concerns about risks are well-founded, as has been
demonstrated by studies on some GM crops and foods
that have shown adverse effects on animal health and
nontarget organisms, indicated above. Many of these
studies have, in fact, fed into the negotiation and/or
implementation processes of the Cartagena Protocol

and Codex. We support the application of the
Precautionary Principle with regard to the release
and transboundary movement of GM crops and foods.
Conclusion
In the scope of this document, we can only
highlight a few examples to illustrate that the totality
of scientific research outcomes in the field of GM crop
safety is nuanced, complex, often contradictory or
inconclusive, confounded by researchers’ choices,
assumptions, and funding sources, and in general, has
raised more questions than it has currently answered.
Whether to continue and expand the introduction
of GM crops and foods into the human food and
animal feed supply, and whether the identified risks
are acceptable or not, are decisions that involve
socioeconomic considerations beyond the scope of a
narrow scientific debate and the currently unresolved
biosafety research agendas. These decisions must
therefore involve the broader soci-

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ety. They should, however, be supported by strong

scientific evidence on the long-term safety of GM
crops and foods for human and animal health and the
environment, obtained in a manner that is honest,
ethical, rigorous, independent, transparent, and
sufficiently diversified to compensate for bias.
Decisions on the future of our food and agriculture
should not be based on misleading and
misrepresentative claims that a “scientific consensus”
exists on GMO safety.123

One of the most serious concerns raised against GM
crops is that expressed by one of our political analysts now
serving in Congress, viz.:

x x x patented GMO seeds concentrate power in
the hands of a few biotech corporations and
marginalize small farmers. As the statement x x x of
the 81 members of the World Future Council put it,
“While profitable to the few companies producing
them, GMO seeds reinforce a model of farming that
undermines sustainability of cash-poor farmers, who
make up most of the world’s hungry. GMO seeds
continue farmers’ dependency on purchased seed and
chemical inputs. The most dramatic impact of such
dependency is in India, where 270,000 farmers, many
trapped in debt for buying seeds and chemicals,
committed suicide between 1995 and 2012.”124

In sum, current scientific research indicates that the
biotech industry has not sufficiently addressed the
uncertainties over the safety of GM foods and crops.
_______________
123 Citations omitted.

124 Bello, Walden, “GMO Wars: The Global Battlefield,” Foreign Policy
in Focus and TheNation.com (October 28, 2013), <http://fpif.org/gmo-wars-
global-battlefield/> (visited last December 9, 2014).

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Bt Brinjal Controversy in India

Brinjal (eggplant) is a major crop and a popular
component of food diet in India, an important ingredient in
Ayurvedic medicine, and is of special value for the
treatment of diabetes and liver problems. The attempted
commercial propagation of Bt brinjal spawned intense
debate and suffered obstacles due to sustained opposition
from local scientists, academicians and nongovernment
organizations in India.
As in the case of the Philippines, proponents of Bt
brinjal in India, believed to be the origin of eggplant’s
diversity, said that if the new technology is adopted,
decrease in the use of insecticides, substantial increase in
crop yields and greater food availability, can be expected.
But opponents argued, alongside food safety concerns, that
there is a potential for toxic effects on populations of
nontarget invertebrates, and potential replacement of
traditional landraces as farmers may move towards
cultivation of a restricted number of GE forms. In addition
to these issues, there was the additional concern raised
over the transfer of Bt transgenes to non-GE brinjal or its
wild relatives, and the consequences for plant
biodiversity.125
Writ petitions were lodged before the Supreme Court of
India to stop the release into the environment of Bt brinjal
(Aruna Rodrigues and Ors, etc. v. Union of India). The
Court formed a Technical Evaluation Committee (TEC)
composed of experts nominated by the parties to undertake
a comprehensive evaluation of the feasibility of allowing
the open field trials of Bt brinjal and submit a final report,
and in the event the TEC is unable to submit said final
report, it was directed instead to submit an interim report
within the period set by the Court on the following issue:
“Whether there should or
_______________
125 Dr. John Samuels, “Genetically engineered Bt brinjal and the

implications for plant biodiversity — revisited,” <http://www.green-
peace.org/seaasia/ph/PageFiles/415937/GE-Bt-brinjal-revisited.pdf>

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should not be any ban, partial or otherwise, upon

conducting of open field tests of the GMOs? In the event
open field trials are permitted, what protocol should be
followed and conditions, if any, that may be imposed by the
Court for implementation of open field trials.” The Court
also directed that the TEC would be free to review report or
studies authored by national and international scientists if
it was necessary.
In its Interim Report dated October 17, 2012, the TEC
recommended that, in view of its findings, all field trials
should be stopped until certain conditions have been met. A
Final Report126 was eventually submitted to the Court
which noted weaknesses in the conditions imposed by the
regulatory agencies for conduct of field trials, as follows: 1)
post-release monitoring, an important aspect of
environmental and health safety (if the GE crop is
consumed as food) is not given adequate attention; 2) the
importance of need and socio-economic impact assessment
of GM products as one of the criteria that should be applied
in the evaluation at an early stage; and 3) need for
additional tests not currently done such as long-term
feeding studies for assessment of chronic and
intergeneration toxicity in small animals, genomewide
expression analysis in the toxicity studies to screen for
possible unintended effects on host physiology. It was
recommended that a moratorium on field trials of herbicide
tolerant crops until the issue had been examined by an
independent committee, and also noted that said
technology may not be suitable in the Indian socio-
economic context due to possible impact of extensive use of
broad spectrum herbicides on the environmental
biodiversity and smaller average farm size. Examination of
the safety dossier of Bt brinjal indicated certain concerns
on the data, which had not been addressed in the course of
regulatory testing leading to approval due to lack of full-
time qualified personnel for the purpose. Overall, it was
found that the qual-
_______________
126 “CONFIDENTIAL: Final Report of the Technical Expert

Committee (TEC),”
<http://www.greenpeace.org/india/Global/india/report/2013/TEC-
report.pdf> (visited last December 9, 2014).

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ity of information in several of the applications is far

below what would be expected and required for rigorous
evaluation by a regulatory body and is unlikely to meet
international regulatory guidelines.
On the mechanism of Cry1A proteins, the TEC cited
studies showing that it is possible under certain conditions
for Cry1A protein to kill insects that lack the cadherin
receptor. Also, while it is generally believed that Cry toxins
do not exert an effect on vertebrates as vertebrates lack the
receptor for Cry toxins, two studies (one in mice and the
other in cows) have provided evidence that Cry proteins
can bind to mammalian intestinal epithelial cells. The
report also discussed the emergence of resistance in insect
pests, health and food safety of Bt transgenics, and
herbicide tolerant crops and their effect on biodiversity and
the environment. Specific recommendations were made to
address the foregoing issues and the report concluded that:

The release of a GM crop into its area of origin or
diversity has far greater ramifications and potential
for negative impact than for other species. To justify
this, there needs to be extraordinarily compelling
reasons and only when other choices are not
available. GM crops that offer incremental
advantages or solutions to specific and limited
problems are not sufficient reasons to justify such
release. The TEC did not find any such compelling
reasons under the present conditions. The fact is that
unlike the situation in 1960s there is no desperate
shortage of food and in fact India is in a reasonably
secure position. The TEC therefore recommends that
release of GM crops for which India is a centre of
origin or diversity should not be allowed.127

In 2010, responding to large-scale opposition to Bt
brinjal’s introduction in India, former environment
minister Jairam Ramesh placed an indefinite moratorium
on its further field
_______________
127 Id., at pp. 81-82.

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testing. This was done after discussions with scientists,

both pro and anti-GM crops, activists and farmers across
the country.

GMO Field Trials in the Philippines

As earlier mentioned, the conduct of field trials for GE
plants and crops in our country is governed primarily by
DAO 08-2002 and implemented by the DA through the BPI.
Petitioners EMB, BPI and FPA all maintain there was no
unlawful deviation from its provisions and that
respondents so far failed to present evidence to prove their
claim that Bt talong field trials violated environmental
laws and rules.
Within the DA-BPI, it is the Scientific and Technical
Review Panel (STRP) which, as an advisory body, was
tasked to “evaluate the potential risks of the proposed
activity to human health and the environment based on
available scientific and technical information.” Under DA
Special Order 241 and 384 (2002) the STRP membership
was expanded to include “an independent pool of experts…
tapped by the [BPI] to evaluate the potential risks of the
proposed release of GMOs for field testing, propagation,
food, feed to human health and the environment based on
available scientific and technical information.”
DAO 08-2002 supplements the existing guidelines on the
importation and release into the environment of products of
modern biotechnology by institutionalizing existing
operational arrangements between DA-BPI and the NCBP.
Effective July 2003, applications for field test are received
and processed by DA-BPI, but the approval process for
projects on contained use remains under the supervision of
NCBP. A mandatory risk assessment of GM plant and
plant products is required prior to importation or release
into the environment. Experiments must first be conducted
under contained conditions, then the products are tested in
field trials the product is reviewed for commercial release.
Risk assessment is done according to the principles
provided for by the Cartagena

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Protocol on Biosafety. Risk assessment is science-based,

carried out on a case by case manner, targets a specific crop
and its transformation event, adopts the concept of
substantial equivalence in identifying risk, allows review,
and provides that the absence of scientific information or
consensus should not be interpreted to indicate the absence
or presence and level of risk.128
Greenpeace, however, claims there is actually only a
committee of three to five members which conducts the risk
assessment, and is aided by an informal group, the DA’s
Biotech Advisory Team (BAT), of representatives from
government biotech regulatory agencies: BPI, BAI, FPA,
DENR, DOH and DOST. It also assails the government
regulatory agencies for their refusal to open to scrutiny the
names and qualifications of those incharge of regulation
and risk assessment, and for allowing the entry and use of
all GMO applications requested by multinational
companies.129
It must be stressed that DAO 08-2002 and related DA
orders are not the only legal bases for regulating field trials
of GM plants and plant products. EO 514130 establishing
the National Biosafety Framework (NBF) clearly provides
that the NBF shall “apply to the development, adoption
and implementation of all biosafety policies, measures and
guidelines and in making biosafety decisions concerning the
movement, release into the environment and management
of regulated articles.”131 The objective of the NBF is to
“[e]nhance
_______________
128 The National Biosafety Framework FOR the Philippines.

Department of Environment and Natural Resources-Protected Areas and
Wildlife Bureau 2004. Quezon City, Philippines.
129 Greenpeace, “Ties that bind: regulatory capture in the country’s
GMO approval process”
<http://www.greenpeace.org/seasia/ph/Global/seasia/report/2007/10/ties-
that-bind-regulatory-cap.pdf> (visited last December 7, 2014).
130 Approved on March 17, 2006.
131 EO 514, Sec. 2.1.

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the decision-making system on the application of

products of modern biotechnology to make it more efficient,
predictable, effective, balanced, culturally appropriate,
ethical, transparent and participatory.”132 Thus, “the socio-
economic, ethical, and cultural benefit and risks of modern

biotechnology to the Philippines and its citizens, and in
particular on small farmers, indigenous peoples, women,
small and medium enterprises and the domestic scientific
community, shall be taken into account in implementing
the NBF.”133 The NBF also mandates that decisions shall
be arrived at in a transparent and participatory manner,
recognizing that biosafety issues are best handled with the
participation of all relevant stakeholders and organizations
who shall have appropriate access to information and the
opportunity to participate responsibly and in an
accountable manner in biosafety decision-making
process.134
Most important, the NBF requires the use of precaution,
as provided in Section 2.6 which reads:

2.6 Using Precaution.—In accordance with
Principle 15 of the Rio Declaration of 1992 and the
relevant provisions of the Cartagena Protocol on
Biosafety, in particular Articles 1, 10 (par. 6) and 11
(par. 8), the precautionary approach shall guide
biosafety decisions. The principles and elements of
this approach are hereby implemented through the
decision-making system in the NBF.

The NBF contains general principles and minimum
guidelines that the concerned agencies are expected to
follow and which their respective rules and regulations
must conform with. In cases of conflict in applying the
principles, the principle of protecting public interest and
welfare shall always prevail, and no provision of the NBF
shall be construed as to
_______________
132 Id., Sec. 2.2.2.

133 NBF, Sec. 2.5.
134 Id., Sec. 2.7.

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limit the legal authority and mandate of heads of

departments and agencies to consider the national interest
and public welfare in making biosafety decisions.135
As to the conduct of risk assessment to identify and
evaluate the risks to human health and the environment,
these shall be guided by the following:

5.2.1 Principles of Risk Assessment.—The
following principles shall be followed when
performing a RA to determine whether a regulated

article poses significant risks to human health and
the environment:
5.2.1.1 The RA shall be carried out in a
scientifically sound and transparent manner
based on available scientific and technical
information. The expert advice of and
guidelines developed by, relevant
international organizations, including
intergovernmental bodies, and regulatory
authorities of countries with significant
experience in the regulatory supervision of
the regulated article shall be taken into
account in the conduct of risk assessment;
5.2.1.2 Lack of scientific knowledge or
scientific consensus shall not be interpreted
as indicating a particular level of risk, an
absence of risk, or an acceptable risk;
5.2.1.3 The identified characteristics of a
regulated article and its use which have the
potential to pose significant risks to human
health and the environment shall be compared
to those presented by the non-modified organism
from which it is derived and its use under the
same conditions;
5.2.1.4 The RA shall be carried out case-by-
case and on the basis of transformation event.
The required information may vary in nature
and
_______________
135 Id., Sec. 2.13.

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level of detail from case to case depending on

the regulated article concerned, its intended use
and the receiving environment; and
5.2.1.5 If new information on the regulated
article and its effects on human health and the
environment becomes available, and such
information is relevant and significant, the RA
shall be readdressed to determine whether the
risk has changed or whether there is a need to
amend the risk management strategies
accordingly.
5.2.2 Risk Assessment Guidelines.—The
conduct of RA by concerned departments and agencies
shall be in accordance with the policies and standards
on RA issued by the NCBP. Annex III of the

Cartagena Protocol shall also guide RA. As
appropriate, such department and agencies may issue
their own respective administrative issuances
establishing the appropriate RA under their
particular jurisdictions.
5.3 Role of Environmental Impact
Assessment.—The application of the EIA System to
biosafety decisions shall be determined by
concerned departments and agencies subject to
the requirements of law and the standards set
by the NCBP. Where applicable and under the
coordination of the NCBP, concerned departments
and agencies shall issue joint guidelines on the
matter. (Emphasis supplied)

Considering the above minimum requirements under
the most comprehensive national biosafety regulation to
date, compliance by the petitioners with DAO 08-2002 is
not sufficient. Notably, Section 7 of the NBF mandates a
more transparent, meaningful and participatory public
consultation on the conduct of field trials beyond the
posting and publication of notices and information sheets,
consultations with some residents and government
officials, and submission of written comments, provided in
DAO 08-2002.

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SECTION 7. PUBLIC PARTICIPATION

The concerned government departments and agencies,
in developing and adopting biosafety policies, guidelines
and measures and in making biosafety decisions, shall
promote, facilitate, and conduct public awareness,
education, meaningful, responsible and accountable
participation. They shall incorporate into their respective
administrative issuances and processes best practices and
mechanisms on public participation in accordance with the
following guidelines:
7.1 Scope of Public Participation.—Public
participation shall apply to all stages of the biosafety
decision-making process from the time the
application is received. For applications on
biotechnology activities related to research and
development, limited primarily for contained use, notice of
the filing of such application with the NCBP shall be
sufficient, unless the NCBP deems that public interest and
welfare requires otherwise.
7.2 Minimum Requirements of Public
Participation.—In conducting public participation
processes, the following minimum requirements shall be

followed:
7.2.1 Notice to all concerned stakeholders, in a
language understood by them and through media to
which they have access.—Such notice must be
adequate, timely, and effective and posted
prominently in public places in the areas affected, and
in the case of commercial releases, in the national
print media; in all cases, such notices must be posted
electronically in the internet;
7.2.2 Adequate and reasonable time frames for
public participation procedures.—Such procedures
should allow relevant stakeholders to understand and
analyze the benefits and risks, consult with
independent experts, and make timely interventions.
Concerned departments and agencies shall include in
their appropriate rules and regulations specific time
frames for their respective public participation proc-

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esses, including setting a minimum time frame as

may be appropriate;
7.2.3 Public consultations, as a way to secure wide
input into the decisions that are to be made.—These
could include formal hearings in certain cases, or
solicitation of public comments, particularly where
there is public controversy about the proposed
activities. Public consultations shall encourage
exchanges of information between applicants and the
public before the application is acted upon. Dialogue
and consensus-building among all stakeholders shall
be encouraged. Concerned departments and agencies
shall specify in their appropriate rules and
regulations the stages when public consultations are
appropriate, the specific time frames for such
consultations, and the circumstances when formal
hearings will be required, including guidelines to
ensure orderly proceedings. The networks of
agricultural and fisheries councils, indigenous
peoples and community-based organizations in
affected areas shall be utilized;
7.2.4 Written submissions.—Procedures for public
participation shall include mechanisms that allow
public participation in writing or through
public hearings, as appropriate, and which
allow the submission of any positions,
comments, information, analyses or opinions.
Concerned departments and agencies shall include in
their appropriate rules and regulations the stages
when and the process to be followed for submitting

written comments; and
7.2.5 Consideration of public concerns in the
decision-making phase following consultation and
submission of written comments.—Public concerns as
reflected through the procedures for public
participation shall be considered in making the
decision. The public shall be informed of the final
decision promptly, have access to the decision, and
shall be provided with the reasons and considerations
resulting in the decision, upon request.

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We find that petitioners simply adhered to the

procedures laid down by DAO 08-2002 and no real effort
was made to operationalize the principles of the NBF in the
conduct of field testing of Bt talong. The failure of DAO 08-
2002 to accommodate the NBF means that the Department
of Agriculture lacks mechanisms to mandate applicants to
comply with international biosafety protocols. Greenpeace’s
claim that BPI had approved nearly all of the applications
for GMO field trials is confirmed by the data posted on
their website. For these reasons, the DAO 08-2002 should
be declared invalid.
Significantly, while petitioners repeatedly argued that
the subject field trials are not covered by the EIS law, EO
514 clearly mandates that concerned departments and
agencies, most particularly petitioners DENR-EMB, BPI
and FPA, make a determination whether the EIS system
should apply to the release of GMOs into the environment
and issue joint guidelines on the matter.
The Philippine EIS System (PEISS) is concerned
primarily with assessing the direct and indirect impacts of
a project on the biophysical and human environment and
ensuring that these impacts are addressed by appropriate
environmental protection and enhancement measures. It
“aids proponents in incorporating environmental
considerations in planning their projects as well as in
determining the environment’s impact on their project.”
There are six stages in the regular EIA process. The
proponent initiates the first three stages while the EMB
takes the lead in the last three stages. Public participation
is enlisted in most stages.136
Even without the issuance of EO 514, GMO field testing
should have at least been considered for EIA under existing
_______________
136 “The Role of Government Agencies in the Philippine Environmental

Impact System: Under the Revised Procedural Manual,”
<http://www.emb.gov.ph/portal/Portals/21/EIA/EIA%20FOLDER/For%20National%20Government%
20Agencies.pdf> (visited last December 9, 2014).

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regulations of petitioner EMB on new and emerging

technologies, to wit:

g) Group V (Unclassified Projects): These are the
projects not listed in any of the groups, e.g., projects
using new processes/technologies with
uncertain impacts. This is an interim category —
unclassified projects will eventually be classified into
their appropriate groups after EMB evaluation.137
(Emphasis supplied)

All government agencies as well as private corporations,
firms and entities who intend to undertake activities or
projects which will affect the quality of the environment are
required to prepare a detailed Environmental Impact
Statement (EIS) prior to undertaking such development
activity.138 An environmentally critical project (ECP) is
considered by the EMB as “likely to have significant
adverse impact that may be sensitive, irreversible and
diverse” and which “include activities that have significant
environmental consequences.”139 In this context, and given
the overwhelming scientific attention worldwide on the
potential hazards of GMOs to human health and the
environment, their release into the environment through
field testing would definitely fall under the category of
ECP.
During the hearing at the CA, Atty. Segui of the EMB
was evasive in answering questions on whether his office
undertook the necessary evaluation on the possible
environmental impact of Bt talong field trials subject of
this case and the release of GMOs into the environment in
general. While he initially cited lack of budget and
competence as reasons for
_______________
137 Section 7.g, Revised Procedural Manual for DAO 2003-30 on the
Overview of the Philippine EISS (PEISS).
138 RA 8550 (Philippine Fisheries Code), Sec. 12.
139 Overview of the Environmental Impact Assessment Process, 25
September 2013, accessed at
<https://www.doe.gov.ph/microsites/ipo%20web/linked%20files/2013/MEIF2013/03_DENR_Procedures.pdf>.

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their inaction, he later said that an amendment of the

law should be made since projects involving GMOs are not
covered by Proclamation No. 2146.140 Pertinent portions of
his testimony before the CA are herein quoted:
x x x x
ATTY. SORIANO:
Let us go back Mr. Witness to your answer in Question No. 5 regarding the
list under the PEISS law. Granting Mr. Witness that a certain project
or undertaking is not classified as environmentally critical project,
how would you know that the BT talong field testing is not located in
an environmentally critical area this time?
ATTY. ACANTILADO:
Objection Your Honor, argumentative.
HON. J. DICDICAN:
Witness may answer.
ATTY. SEGUI:
As far as my recollection can serve me, in a reading of the Petition itself,
somewhere along the Petition, petitioners never alleged that the
project, the subject matter rather of this instant petition, is within an
environmentally critical project.
ATTY. SORIANO:
Your Honor the Witness did not answer the question.
HON. J. DICDICAN:
Please answer the question.
_______________
140 Proclaiming Certain Areas and Types of Projects as

Environmentally Critical and Within the Scope of the Environmental
Impact Statement System Established Under Presidential Decree No.
1586. Issued December 14, 1981.

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ATTY. SEGUI:
Personally I have conferred with our personnel from the Environmental
Impact Assessment Division and they intimated to me that the
locations of the project, rather of this subject matter of the instant
petition, not within any declared environmentally critical area.
HON. J. BARRIOS:
In other words, you are aware of the area where the BT Talong
experiments are being conducted. Is that the premise?
ATTY. SEGUI:
Judging from previous discussions we had . . . judging from the Petition,
and showing it to the as I said personnel from Environmental Impact
Division at our office, as I said they intimated to me that it’s not
within declared environmentally critical area.
HON. J. BARRIOS:
That being the case, you did not act further? [You] did not make any
further evaluation, on whether the activity has an
environmental impact? Is that the correct premise?
ATTY. SEGUI:
Well Your Honors I may be the Chief of the Legal Division of the EMB, I
handle more of the legal aspects of the Bureau’s affairs. But when it
comes to highly technical matters, I have to rely on our technical
people especially on environmentally impact assessment matters.
ATTY. SORIANO:
I will just ask him another question, Your Honors. So did the Department
of Agriculture Mr. Witness coordinate with your Office with regard the
field testing of BT Talong?
ATTY. SEGUI:
I’m sorry Your Honors I am not privy to that personally.

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ATTY. SORIANO:
Mr. Witness, the question is did the Department of Agriculture coordinate
with your Office with regard the field testing of BT Talong as required
under the law?
ATTY. SORIANO:
Already answered your Honor, objection.
HON. J. DICDICAN:
The witness in effect said he does not know, he’s not in a position to
answer.
x x x x
ATTY. SORIANO:
Did the EMB Mr. Witness perform such evaluation in the case of BT
Talong field testing?
ATTY. ACANTILADO:
Your Honor that is speculative, the witness has just answered a while ago
that the EMB has not yet received any project with respect to that
Your Honor. So the witness would not be in a position to answer that
Your Honors.
HON. J. DICDICAN:
Lay the basis first.
ATTY. SORIANO:
The earlier answer Your Honor of the witness is in general terms. My
second question, my follow-up question is specifically Your Honor the
BT talong field testing.
ATTY. SEGUI:
Well from where I sit Your Honors, it would appear that it could be
categorized as unclassified...
HON. J. VALENZUELA:
Unclassified?
ATTY. SEGUI:
As the section will initially provide. But there must be prior … may I
continue to harp on that Your

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Honors. There must be prior … let’s say conditions … there must be prior
evaluation and assessment just the same by the EMB.
HON. J. VALENZUELA:
Prior to what Mr. Witness?
ATTY. SEGUI:
We will categorize it as unclassified but there must be … (interrupted)
HON. J. VALENZUELA:
So initially you call it unclassified and then you say prior to…
ATTY. SEGUI:
I’m sorry Your Honors, may I reform.
HON. J. VALENZUELA:
Yes please.
ATTY. SEGUI:
Initially they will be considered/categorized as unclassified but there will
be hopefully a subsequent evaluation or assessment of the matter to
see if we also have the resources and expertise if it can be finally
unclassified. I should say should fall within the fairview of the system,
the EIA system. In other words, it’s in a sort of how do you say that it’s
in a state of limbo. So it’s unclassified, that’s the most we can do in the
meantime.
HON. J. VALENZUELA:
And Mr. Witness you also said that the agency the EMB is without the
capability to evaluate the projects such as this one in particular?
ATTY. SEGUI:
Yes, Your Honors as of now.
HON. J. VALENZUELA:
So therefore, when you say initially it’s unclassified and then
you’re saying afterwards the EMB needs evaluation but then
you’re saying the EMB is without any capability to evaluate
then what happens?

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ATTY. SEGUI:
Well Your Honors, I did not draft the regulation myself. As the Chief of the
Legal of the EMB that’s how we interpret it. But the truth of the
matter is with all pragmatism we don’t have the resources as
of now and expertise to do just that.
HON. J. BARRIOS:
So in other words you admit that the EMB is without any
competence to make a categorical or initial examination of
this uncategorized activity, is that what you mean?
ATTY. SEGUI:
It would appear, yes.
HON. J. BARRIOS:
What do you think would prompt your office to make such initial
examination?
ATTY. SEGUI:
Well executive fee at the usual dictates . . . the Secretary of the DENR
probably even by request of the parties concerned.
HON. J. BARRIOS:
So that means you are waiting for a request? Are you not? Proactive in this
activity in performing your obligations and duties?
ATTY. SEGUI:
Well Your Honors, the national budget if I may . . . I attend budget
hearings myself. The budget for the environment is hardly . . .
the ratio is . . . if we want to protect indeed the environment as
we profess, with all due respect if Congress speaks otherwise.
HON. J. BARRIOS:
May I interrupt, can we go into specifics. From what I have read so far,
under No. 2 of your Judicial Affidavit, [you] are saying that the EMB
is tasked in advising the DENR on matters related to

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environmental management, conservation and pollution control, right?

ATTY. SEGUI:
Yes.
HON. J. BARRIOS:
Thereafter you stated that you are tasked mainly with PD 1586 which
refers to Environmental Critical Areas of Projects and more
specifically focused on Proclamation No. 2146. With respect to this BT
Talong, you mentioned that this is at first is uncategorized, it’s not
within?
ATTY. SEGUI:
It’s not within Proclamation 2146, Your Honor.
HON. J. BARRIOS:
But you did mention that under the rules and regulations, even in an
uncategorized activity, pertaining to the environment, your Office has
the mandate and then you later say that your Office is without
competence, do I follow your line of standing?
ATTY. SEGUI:
Yes, precisely it will be categorized as per Section 7 as unclassified because
it doesn’t fall as of now within Proclamation 2146.
HON. J. BARRIOS:
Yes, but under the implementing rules your Office has the mandate to act
on other unclassified activities and you answered that your Office has
no competence.
ATTY. SEGUI:
Proclamation 2146 executed by then Pres. Marcos, the IRR pointed to was
executed by I believe the Secretary of DENR. We need an amendment
of 2146.141 (Emphasis supplied)
_______________
141 TSN, February 7, 2013, pp. 13-16, 18-20.

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The foregoing stance of the EMB’s Chief of the Legal

Division is an indication of the DENR-EMB’s lack of
serious attention to their mandate under the law in the
implementation of the NBF, as provided in the following
sections of EO 514:

4.9 Mandate of the Department of
Environment and Natural Resources.—As the
primary government agency responsible for the
conservation, management, development and proper
use of the country’s environment and natural
resources, the Department of Environment and
Natural Resources (DENR) shall ensure that
environmental assessments are done and
impacts identified in biosafety decisions. It shall
also take the lead in evaluating and monitoring
regulated articles intended for bioremediation, the
improvement of forest genetic resources, and wildlife
genetic resources.
x x x x
4.12 Focal Point and Competent National
Authorities.
4.12.1 For purposes of Article 19 of the Cartagena
Protocol on Biosafety, the national focal point
responsible for liaison with the Secretariat shall be
the Department of Foreign Affairs. The competent
national authorities, responsible for performing the
administrative functions required by the Protocol,
shall be, depending on the particular genetically
modified organisms in question, the following:
x x x x
4.12.1.4 The Department of Environment and
Natural Resources, for biosafety decisions covered
by the Protocol that concern regulated organisms
intended for bioremediation, the improvement of
forest genetic resources, and wildlife genetic

resources, and applications of modern
biotechnology with potential impact on the
conservation and sustainable use of
biodiversity. (Emphasis supplied)

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On the supposed absence of budget mentioned by Atty.

Segui, EO 514 itself directed the concerned agencies to
ensure that there will be funding for the implementation of
the NBF as it was intended to be a multi-disciplinary effort
involving the different government departments and
agencies.

SEC. 6. Funding.—The DOST, DENR, DA, and
DOH shall allocate funds from their present budgets
to implement the NBF, including support to the
operations of the NCBP and its Secretariat. Starting
2006 and thereafter, the funding requirements shall
be included in the General Appropriations Bill
submitted by each of said departments to Congress.
These concerned departments shall enter into
agreement on the sharing of financial and technical
resources to support the NCBP and its Secretariat.

All told, petitioners government agencies clearly failed
to fulfill their mandates in the implementation of the NBF.

Application of the Precautionary Principle

The precautionary principle originated in Germany in
the 1960s, expressing the normative idea that governments
are obligated to “foresee and forestall” harm to the
environment. In the following decades, the precautionary
principle has served as the normative guideline for policy-
making by many national governments.142 The Rio
Declaration on Environment and Development, the
outcome of the 1992 United Nations Conference on
Environment and Development held in Rio de Janeiro,
defines the rights of the people to be involved in the
development of their economies, and the responsibilities of
human beings to safeguard the common environment. It
states that the long term economic progress is only ensured
if
_______________
142 “GMOs, Risks and the Precautionary Principle” by Marcelo

Gortari, supra note 114.

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it is linked with the protection of the environment.143

For the first time, the precautionary approach was codified
under Principle 15, which reads:

In order to protect the environment, the
precautionary approach shall be widely applied by
States according to their capabilities. Where there are
threats of serious or irreversible damage, lack of full
scientific certainty shall not be used as a reason for
postponing cost-effective measures to prevent
environmental degradation.

Principle 15 codified for the first time at the global level
the precautionary approach, which indicates that lack of
scientific certainty is no reason to postpone action to avoid
potentially serious or irreversible harm to the environment.
It has been incorporated in various international legal
instruments.144 The Cartagena Protocol on Biosafety to the
Convention on Biological Diversity, finalized and adopted
in Montreal on January 29, 2000, establishes an
international regime primarily aimed at regulating trade in
GMOs intended for release into the environment, in
accordance with Principle 15 of the Rio Declaration on
Environment and Development. The Protocol thus
provides:
Article
10
DECISION PROCEDURE
x x x x
6. Lack of scientific certainty due to insufficient
relevant scientific information and knowledge
regarding the extent of the potential adverse effects of
a living modified
_______________
143 Principles 1, 2, 3 and 4.

<http://www.unep.org/Documents.Multilingual/Default.asp?
documentid=78&articleid=1163> (visited last December 7, 2014).
144 The Global Development Resource Center, “The Rio Declaration:
Principle 15 – The Precautionary Approach,” <http://www.gdrc.org/u-
gov/precaution-7.html> (visited last December 9, 2014).

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organism on the conservation and sustainable use of

biological diversity in the Party of import, taking also into
account risks to human health, shall not prevent that Party
from taking a decision, as appropriate, with regard to the
import of the living modified organism in question as
referred to in paragraph 3 above, in order to avoid or
minimize such potential adverse effects.
x x x x

Article
11
PROCEDURE FOR LIVING MODIFIED
ORGANISMS
INTENDED FOR DIRECT USE AS FOOD OR
FEED,
OR FOR PROCESSING
8. Lack of scientific certainty due to insufficient relevant

scientific information and knowledge regarding the extent
of the potential adverse effects of a living modified
organism on the conservation and sustainable use of
biological diversity in the Party of import, taking also into
account risks to human health, shall not prevent that Party
from taking a decision, as appropriate, with regard to the
import of that living modified organism intended for direct
use as food or feed, or for processing, in order to avoid or
minimize such potential adverse effects.
x x x x
Annex III
RISK ASSESSMENT
General principles
x x x x
4. Lack of scientific knowledge or scientific consensus
should not necessarily be interpreted as indicating a
particular level of risk, an absence of risk, or an acceptable
risk.

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The precautionary principle applies when the following

conditions are met:145
there exist considerable scientific uncertainties;

there exist scenarios (or models) of possible harm that
are scientifically reasonable (that is based on some
scientifically plausible reasoning);
uncertainties cannot be reduced in the short term
without at the same time increasing ignorance of other
relevant factors by higher levels of abstraction and
idealization;
the potential harm is sufficiently serious or even
irreversible for present or future generations or
otherwise morally unacceptable;
there is a need to act now, since effective counteraction
later will be made significantly more difficult or costly at
any later time.
The Rules likewise incorporated the principle in Part V,

Rule 20, which states:

PRECAUTIONARY PRINCIPLE

SEC. 1. Applicability.—When there is a lack of
full scientific certainty in establishing a causal link
between human activity and environmental effect, the
court shall apply the precautionary principle in
resolving the case before it.
The constitutional right of the people to a balanced
and healthful ecology shall be given the benefit of the
doubt.
SEC. 2. Standards for application.—In applying
the precautionary principle, the following factors,
among others, may be considered: (1) threats to
human life or
_______________
145 “The Precautionary Principle,” World Commission on the Ethics of

Scientific Knowledge and Technology (COMEST), March 2005,
<http://unesdoc.unesco.org/images/0013/001395/139578e.pdf>.

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health; (2) inequity to present or future

generations; or (3) prejudice to the environment
without legal consideration of the environmental
rights of those affected.

Under this Rule, the precautionary principle finds direct
application in the evaluation of evidence in cases before the
courts. The precautionary principle bridges the gap in cases
where scientific certainty in factual findings cannot be

achieved. By applying the precautionary principle, the
court may construe a set of facts as warranting either
judicial action or inaction, with the goal of preserving and
protecting the environment. This may be further evinced
from the second paragraph where bias is created in favor of
the constitutional right of the people to a balanced and
healthful ecology. In effect, the precautionary principle
shifts the burden of evidence of harm away from those
likely to suffer harm and onto those desiring to change the
status quo. An application of the precautionary principle to
the rules on evidence will enable courts to tackle future
environmental problems before ironclad scientific
consensus emerges.146
For purposes of evidence, the precautionary principle
should be treated as a principle of last resort, where
application of the regular Rules of Evidence would cause in
an inequitable result for the environmental plaintiff — (a)
settings in which the risks of harm are uncertain; (b)
settings in which harm might be irreversible and what is
lost is irreplaceable; and (c) settings in which the harm
that might result would be serious. When these features —
uncertainty, the possibility of irreversible harm, and
the possibility of serious harm — coincide, the case for
the precautionary principle is strongest. When in doubt,
cases must be resolved in favor of the constitutional right
to a balanced and healthful ecology. Parenthetically,
judicial adjudication is one of the strongest
_______________
146 Annotation to the Rules of Procedure for Environmental Cases.

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fora in which the precautionary principle may find

applicability.147
Assessing the evidence on record, as well as the current
state of GMO research worldwide, the Court finds all the
three conditions present in this case — uncertainty, the
possibility of irreversible harm and the possibility of
serious harm.
Eggplants (talong) are a staple vegetable in the country
and grown by small-scale farmers, majority of whom are
poor and marginalized. While the goal of increasing crop
yields to raise farm incomes is laudable, independent
scientific studies revealed uncertainties due to unfulfilled
economic benefits from Bt crops and plants, adverse effects
on the environment associated with use of GE technology
in agriculture, and serious health hazards from
consumption of GM foods. For a biodiversity-rich country

like the Philippines, the natural and unforeseen
consequences of contamination and genetic pollution would
be disastrous and irreversible.
Alongside the aforesaid uncertainties, the nonimple-
mentation of the NBF in the crucial stages of risk
assessment and public consultation, including the
determination of the applicability of the EIS requirements
to GMO field testing, are compelling reasons for the
application of the precautionary principle. There exists a
preponderance of evidence that the release of GMOs into
the environment threatens to damage our ecosystems and
not just the field trial sites, and eventually the health of
our people once the Bt eggplants are consumed as food.
Adopting the precautionary approach, the Court rules that
the principles of the NBF need to be operationalized first
by the coordinated actions of the concerned departments
and agencies before allowing the release into the
environment of genetically modified eggplant. The more
prudent course is to immediately enjoin the Bt talong field
trials and approval for its propagation or
commercialization until
_______________
147 Id.

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the said government offices shall have performed their

respective mandates to implement the NBF.
We have found the experience of India in the Bt brinjal
field trials — for which an indefinite moratorium was
recommended by a Supreme Court-appointed committee
till the government fixes regulatory and safety aspects —
as relevant because majority of Filipino farmers are also
small-scale farmers. Further, the precautionary approach
entailed inputs from all stakeholders, including the
marginalized farmers, not just the scientific community.
This proceeds from the realization that acceptance of
uncertainty is not only a scientific issue, but is related to
public policy and involves an ethical dimension.148 For
scientific research alone will not resolve all the problems,
but participation of different stakeholders from scientists
to industry, NGOs, farmers and the public will provide a
needed variety of perspective foci, and knowledge.149
Finally, while the drafters of the NBF saw the need for a
law to specifically address the concern for biosafety arising
from the use of modern biotechnology, which is deemed
necessary to provide more permanent rules, institutions,
and funding to adequately deal with this challenge,150 the

matter is within the exclusive prerogative of the legislative
branch.
WHEREFORE, the petitions are DENIED. The
Decision dated May 17, 2013 of the Court of Appeals in
C.A.-G.R. S.P. No. 00013 is hereby MODIFIED, as follows:
_______________
148 Ingeborg Myhr and Traavik, supra note 98.

149 Ingeborg Myhr, Anne and Traavik, Terje, “Genetically Modified
(GM) Crops: Precautionary Science and Conflicts of Interests”
<http://www.pages.drexel.edu/~ls39/peer review/Myhr.pdf> (visited last
December 9, 2014).
150 Department of Environment and Natural Resources –Protected
Areas and Wildlife Bureau, “The National Biosafety Framework for the
Philippines,” <http://www.unep.org/biosafety/files/PHNBFrep.pdf->

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1. The conduct of the assailed field testing for Bt talong

is hereby PERMANENTLY ENJOINED;
2. Department of Agriculture Administrative Order
No. 08, Series of 2002 is declared NULL AND VOID; and
3. Consequently, any application for contained use,
field testing, propagation and commercialization, and
importation of genetically modified organisms is
TEMPORARILY ENJOINED until a new administrative
order is promulgated in accordance with law.
No pronouncement as to costs.
SO ORDERED.
Sereno (CJ.), Leonardo-De Castro, Peralta, Bersamin,

Del Castillo, Perez, Mendoza, Reyes and Perlas-Bernabe,
JJ., concur.
Carpio, J., No part. Prior inhibition.
Velasco, Jr., J., Please see Concurring Opinion.
Brion, J., On Official Leave.
Leonen, J., See Separate Concurring Opinion.
Jardeleza, J., No part.
CONCURRING OPINION
VELASCO, JR., J.:

Technological and scientific advances no longer involve
raw materials manipulation and transformation. It now
embraces changing the very genetic makeup of live
organisms, altering and even mixing characteristics of
flora, fauna, microorganisms, among others, for various

purposes, including attempts to increase agricultural yield
and improve and develop sustainable pest control.

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(Philippines)
The Philippines is not insulated from this genetic

modification of organisms as it is, in fact, a regulated
activity in this jurisdiction. But, in view of the possible
dangers that the activity poses to the biodiversity-rich
environs of the country, environmental protection in the
Philippines has evolved to adapt to these progresses and is
still being further strengthened via executive, legislative,
and judicial efforts.
At bar are consolidated petitions seeking the reversal of
the Decision of the Court of Appeals (CA) dated May 17,
2013, as well as its Resolution dated September 20, 2013,
in C.A.-G.R. S.P. No. 00013 which permanently enjoined
the conduct of field trials for the genetically modified
eggplant, commonly known as “Bt Talong,” on concerns for
biosafety.
Biosafety is a condition in which the probability of harm,
injury and damage resulting from the intentional and
unintentional introduction and/or use of a regulated article
is within acceptable and manageable levels.1 “Regulated
article” refers to genetically modified organisms2 (GMOs),
which are “living modified organisms” under the Cartagena
Protocol on Biosafety and refers to any living organism that
possesses a novel combination of genetic material obtained
through the use of modern biotechnology.3 Regulated
articles also include the products of GMOs.4
Prior, however, to the introduction of biotechnology and
genetic modification of organisms in the Philippines, one of
the main enactments governing environmental protection
is Presidential Decree No. 1151 (PD 1151) or the Philippine
Environmental Policy issued by then President Ferdinand
E. Marcos on June 6, 1977.
_______________
1 Item 3.3, Section 3, EO 514, S. 2006.

2 Sub-item 3.3.12, Item 3.3, Section 3, EO 514, S. 2006.

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The Philippine Environmental Impact Statement

System (PEISS)

PD 1151, which put in place the use of Environmental
Impact Statements in this jurisdiction, declares as the
State’s continuing policy (a) to create, develop, maintain
and improve conditions under which man and nature can
thrive in productive and enjoyable harmony with each
other; (b) to fulfill the social, economic and other
requirements of present and future generations of
Filipinos; and (c) to insure the attainment of an
environmental quality that is conducive to a life of dignity
and well-being.
In pursuit of its above stated policy, Section 4 of PD
1151 requires thusly:

[A]ll agencies and instrumentalities of the national
government, including government-owned or -
controlled corporations, as well as private
corporations, firms and entities shall prepare, file and
include in every action, project or undertaking which
significantly affects the quality of the environment a
detailed statement on —
(a) the environmental impact of the
proposed action, project or undertaking;
(b) any adverse environmental effect which
cannot be avoided should the proposal be
implemented;
(c) alternative to the proposed action;
(d) a determination that the short-term uses
of the resources of the environment are
consistent with the maintenance and
enhancement of the long-term productivity of
the same; and
(e) whenever a proposal involves the use of
depletable or non-renewable resources, a finding
must be made that such use and commitment
are warranted.

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(Philippines)
Before an environmental impact statement (EIS) is

issued by a lead agency, all agencies having
jurisdiction over, or special expertise on, the subject
matter involved shall comment on the draft
environmental impact statement made by the lead
agency within thirty (30) days from receipt of the

same.

Thereafter, to give more teeth to the EIS requirement,
PD 15865 was issued on June 11, 1978, establishing the
EIS System (PEISS), instituting a systems-oriented and
integrated approach to the filing of the EIS in coordination
with the whole environmental protection program of the
State.6 Section 2 thereof states:

There is hereby established an Environmental
Impact Statement System founded and based on the
environmental impact statement required under
Section 4 of Presidential Decree No. 1151, of all
agencies and instrumentalities of the national
government, including government-owned or -
controlled corporations, as well as private
corporations, firms and entities, for every proposed
project and undertaking which significantly affect the
quality of the environment.

To reiterate, Section 4 of PD 1151, on the other hand,
provides:

Environmental Impact Statements. Pursuant to
the above enunciated policies and goals, all agencies
and instrumentalities of the national government,
including government-owned or -controlled
corporations, as well as private corporations, firms
and entities shall prepare, file and include in every
action, project or undertaking which
_______________
5 Establishing An Environmental Impact Statement System Including

Other Environmental Management Related Measures and for Other
Purposes.
6 Philippine Judicial Academy, A Sourcebook on Environmental Rights
and Legal Remedies, p. 58.

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significantly affects the quality of the environment

a detailed statement on:
(a) the environmental impact of the
proposed action, project or undertaking;
(b) any adverse environmental effect which
cannot be avoided should the proposal be
implemented;
(c) alternative to the proposed action;
(d) a determination that the short-term uses

of the resources of the environment are
consistent with the maintenance and
enhancement of the long-term productivity of
the same; and
(e) whenever a proposal involves the use of
depletable or nonrenewable resources, a finding
must be made that such use and commitment
are warranted.

Before an environmental impact statement is
issued by a lead agency, all agencies having
jurisdiction over, or special expertise on, the subject
matter involved shall comment on the draft
environmental impact statement made by the lead
agency within thirty (30) days from receipt of the
same.

As part of the PEISS, Section 4 of PD 1586 provides that
“the President of the Philippines may, on his own initiative
or upon recommendation of the National Environmental
Protection Council, by proclamation declare certain
projects, undertakings or areas in the country as
environmentally critical.” Pursuant thereto, Proclamation
No. 2146 was issued on December 14, 1981, declaring
certain areas7 and types of pro-
_______________
7 B. Environmentally Critical Areas

1. All areas declared by law as national parks, watershed reserves,
wildlife preserves and sanctuaries;
2. Areas set aside as aesthetic potential tourist spots;

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jects8 as environmentally critical and within the scope of

the Environmental Impact Statement System established
under
_______________
3. Areas which constitute the habitat for any endangered or

threatened species of indigenous Philippine Wildlife (flora and fauna);
4. Areas of unique historic, archaeological, or scientific interests;
5. Areas which are traditionally occupied by cultural communities or
tribes;
6. Areas frequently visited and/or hard-hit by natural calamities
(geologic hazards, floods, typhoons, volcanic activity, etc.);
7. Areas with critical slopes;
8. Areas classified as prime agricultural lands;

9. Recharged areas of aquifers;
10. Water bodies characterized by one or any combination of the
following conditions:
a. tapped for domestic purposes;
b. within the controlled and/or protected areas declared by
appropriate authorities;
c. which support wildlife and fishery activities;
11. Mangrove areas characterized by one or any combination of the
a. with primary pristine and dense young growth;
b. adjoining mouth of major river systems;
c. near or adjacent to traditional productive fry or fishing
grounds;
d. which act as natural buffers against shore erosion, strong
winds and storm floods;
e. on which people are dependent for their livelihood.
12. Coral reefs, characterized by one or any combinations of the
a. with 50% and above live coralline cover;
b. spawning and nursery grounds for fish;
c. which act as natural breakwater of coastlines.
8 A. Environmentally Critical Projects
I. Heavy Industries
a. Non-ferrous metal industries
b. Iron and steel mills

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(Philippines)
PD 1586.9
In connection therewith, the same provision declares
that “[n]o person, partnership or corporation shall
undertake or operate any such declared environmentally
critical project or area without first securing an
Environmental Compliance Certificate (ECC) issued by the
President or his duly authorized representative.”10
For those projects that are identified to be
environmentally noncritical, Section 5 of the same law
provides that “[a]ll other projects, undertakings and areas
not declared by the Presidents as environmentally critical
shall be considered as
_______________
c. Petroleum and petro-chemical industries including oil and gas

d. Smelting plants
II. Resource Extractive Industries
a. Major mining and quarrying projects
b. Forestry projects
1. Logging
2. Major wood processing projects

3. Introduction of fauna (exotic-animals) in public/
private forests
4. Forest occupancy
5. Extraction of mangrove products
6. Grazing
c. Fishery Projects
1. Dikes for/and fishpond development projects
III. Infrastructure Projects
a. Major dams
b. Major power plants (fossil-fueled, nuclear fueled, hydroelectric or
geothermal)
c. Major reclamation projects
d. Major roads and bridges
9 Republic v. City of Davao, G.R. No. 148622, September 12, 2002, 388
SCRA 691.
10 Section 4, PD 1586.

616

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noncritical and shall not be required to submit an

environmental impact statement.”
Thus and simply put, under the PEISS, if the project is
itself identified to be environmentally critical or to be
undertaken at an environmentally critical area, the
proponent has to secure an ECC. If, however, the project is
identified under the PEISS as environmentally noncritical
and is not to be undertaken in an environmentally critical
area, then the proponent will secure a Certificate of Non-
Coverage (CNC) instead of an ECC.
It is, however, well to note that even though a project
may be certified as not covered by the environmental
impact assessment requirement, still, there is nothing that
will bar the government agencies concerned from requiring
from the proponent the adoption of additional
environmental safeguards that they may deem necessary.11
Hence, before the entry of biotechnology in Philippine
jurisdiction and the introduction of GMOs to its soil, and
even after such, it is the PEISS that primarily governs
projects that have or may have an impact on the country’s
ecological balance and makeup, whether the project
involves biotechnology or not. And it was only in 1990, or
almost a decade after the issuance of Presidential
Proclamation No. 2146 identifying environmentally critical
areas and projects, when the government began regulating
Biotechnology research in the country.

Philippine Regulations on Biotechnology
and Biosafety

In 1987, scientists from the University of the Philippines

Los Baños (UPLB) and the International Rice Research
Institute (IRRI), the Quarantine Officer of the Bureau of
Plant Industry (BPI), and the Director for Crops of the
Philippine
_______________
11 Sec. 5, PD 1586.

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Council for Agriculture, Forestry and Natural Resources

Research and Development (PCARRD), recognizing the
potential harm of the introduction of exotic species and
genetic engineering, formed a committee and formulated
the biosafety protocols and guidelines for genetic
engineering and related research activities for UPLB and
IRRI researchers. The committee went on to draft a
Philippine biosafety policy, which was submitted to the
Office of the President.12
On the basis of said submission, on October 15, 1990,
then President Corazon C. Aquino signed Executive Order
No. 430 (EO 430) constituting the National Committee on
Biosafety of the Philippines (NCBP) among other
purposes.13 Said directive was issued in recognition of the
value of biotechnology and its high potential to improve the
quality of human life, as well as the possible concomitant
risks and hazards that biotechnology may pose to health
safety, environment, and society.14
_______________
12 Evolution of the Philippine Biosafety System, Department of

Agriculture-Bureau of Plant Industry, http://biotech.da.gov.ph/, last
accessed December 7, 2015.
13 http://www.ncbp.dost.gov.ph/19-guidelines/24-executive-order-no-
430-s-1990, last accessed November 23, 2015.
14 WHEREAS, the impact of the new technologies on health,
agriculture, chemical and pharmaceutical, and environment and natural
resources has been a continuing worldwide concern of many countries;
WHEREAS, biotechnology has high potential to improve the quality of
human life may have concomitant risks and hazards to health safety, the
environment and society;
WHEREAS, the hazards associated with the processes and the
products of researches in biotechnology may be minimized, if not totally
eliminated, by the different containment levels and procedures observed
in the laboratories and greenhouses;
WHEREAS, most of the risks are associated with the field testing and
eventual deliberate release of genetically manipulated/
engineered organisms into the environment;

618

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EO 430 created the National Committee on Biosafety of

the Philippines (NCBP) and vested upon it the following
functions, to wit:
(a) Identify and evaluate potentials hazards
involved in initiating genetic engineering experiments
or the introduction of new species and genetically
engineered organisms and recommend measures to
minimize risks;
(b) Formulate and review national policies and
guidelines on biosafety, such as the safe conduct of
work on genetic engineering, pests and their genetic
materials for the protection of public health,
environment and personnel and supervise the
implementation thereof;
(c) Formulate and review national policies and
guidelines in risk assessment of work biotechnology,
and supervise the implementation thereof;
(d) Develop working arrangements with the
government quarantine services and institutions in
the evaluation, monitoring, and review of projects vis-
à-vis adherence to national policies and guidelines on
biosafety;
(e) Assist in the development of technical
expertise, facilities and other resources for quarantine
services and risk assessments;
(f) Recommend the development and promotion of
research programs to establish risk assessment
protocols and assessment of long-term environmental
effects of biological research covered by these
guidelines;
(g) Publish the results of internal deliberation
and agency reviews of the committee;
(h) Hold public deliberations on proposed
national policies, guidelines and other biosafety
issues;
_______________
WHEREAS, there is a need to constitute a body that shall undertake

the study and evaluation of existing laws, policies and guidelines on
biotechnology and its related matters, and recommend such measures for
its effective utilization and prevention of possible pernicious effects in the
environment. (EO 430, S. 1990)

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(i) Provide assistance in the formulation,

amendment of pertinent laws, rules and regulations;
and
(j) Call upon the assistance of any government
agency, department, office, bureau including
government-owned and/or -controlled corporations.15

Pursuant to its mandate, the NCBP published the first
version of the Philippine National Biosafety Guidelines in
1991 (1991 Guidelines). Said Guidelines governs regulating
the importation, transfer and use of GMOs and potentially
harmful exotic species in the Philippines, with focus on
potentially hazardous work performed under contained
conditions. Since the publication of the first edition, the
NCBP has received and evaluated more than eighty (80)
project proposals, all of which were to be performed under
contained conditions. However, recognizing the rapid
advances in other countries in respect of field trials of
selected GMOs, the NCBP decided to look into the
adequacy and relevance of the Guidelines, particularly as it
relates to planned release.
In 1996, the NCBP started to review the Guidelines with
the view of revising it to address the concerns of both the
scientific and environmental communities. Hence, the
second edition was issued on May 15, 1998. Series No. 3 of
the second edition contains the guidelines on the deliberate
release of GMOs and Potentially Harmful Exotic Species
(PHES) into the Philippine Environment.16 Furthermore, it
specifically repealed the provisions of the 1991 Guidelines
on field release of regulated materials which are
inconsistent therewith.17
From 1990 to 2002, the NCBP’s scope of mandate
included research and development in the laboratory,
screenhouse and
_______________
15 Section 4, EO 430, S. 1990.

16 NCBP Monograph dated May 15, 1998.
17 SECTION 9. Repealing Clause.—All provisions of the Philippine
Biosafety Guidelines (1991 edition), particularly Part III, paragraph 2.3
(Field release of Regulated Materials), which are inconsistent with this
Monograph are hereby repealed.

620

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in the field.18 Regulation of field testing was later

removed from the NCBP’s mandate when the
Department of Agriculture (DA) issued Administrative
Order No. 8 (AO No. 8, S. 2002) or the “Rules and
Regulations for the Importation and Release into the
Environment of Plants and Plant Products Derived from
the Use of Modern Biotechnology.”
AO No. 8, S. 2002 was approved on April 3, 2002 and
became operational in July 2003.19 It covers the
importation or release into the environment of:
1. Any plant which has been altered or produced through
the use of modern biotechnology if the donor
organism, host organism, or vector or vector agent
belongs to any of the genera or taxa classified by BPI
as meeting the definition of plant pest or is a medium
for the introduction of noxious weeds; or
2. Any plant or plant product altered or produced
through the use of modern biotechnology which may
pose significant risks to human health and the
environment based on available scientific and
technical information.20
Furthermore, it specifically provides that it shall not

apply to the contained use of a regulated article, which is
within the regulatory supervision of the NCBP.21 With
these, the administrative order thus transferred regulation
of field testing of
_______________
18 Biosafety Regulations in the Philippines: A Review of the First

fifteen Years, Preparing for the Next Fifteen, A Report of the National
Committee on Biosafety of the Philippines (NCBP), by the National
Academy on Science and Technology (NAST), Department of Science and
Technology (DOST), NCBP, and the Program for Biosafety Systems, p. 15
(2009).
19 Id.
20 Item A, Section 2, DA AO No. 8, S. 2002.
21 Item B, Section 2, DA AO No. 8, S. 2002.

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biotech crops to the DA’s Bureau of Plant Industry

(BPI), among others.22
With DA AO No. 8, S. 2002, field tests and eventual
commercial propagation of biotech crops would be handled
by the DA-BPI, instead of the NCBP, starting July 2003.

Thus, DA AO 8 redefined the NCBP’s tasks to focus on
contained facility R & D involving genetically modified
organisms. However, NCBP continued to review and
formulate policies on biotechnology as well as review and
modify the science-based risk assessment of protocols to be
used by the regulatory agencies implementing the
commercial guidelines. All applications for field tests
received before July 1, 2003 remained under the
supervision of the NCBP until their completion.23
Meanwhile, or on September 11, 2003, the ratification by
the Philippines of the Cartagena Protocol on Biosafety
entered into force, prompting the issuance by then
President Gloria Macapagal-Arroyo of Executive Order No.
514 (EO 514), Series of 2006 on March 17, 2006. Said
executive order established the National Biosafety
Framework (NBF), prescribed guidelines for its
implementation, strengthening the NCBP, among others.
EO 514 highlighted the need to enhance the existing
biosafety framework to better respond to the challenges
presented by further advances in modern biotechnology
and to comply with the administrative requirements of the
Cartagena Protocol on Biosafety.24 Consistent with these,
the NBF has the following objectives, viz.:
_______________
22 Supra note 18 at pp. 29-30.

23 Id., at p. 15.
24 WHEREAS, there is a need to enhance the existing biosafety
framework to better respond to the challenges presented by further
advances in modern biotechnology and to comply with the administrative
requirements of the Cartagena Protocol on Biosafety.

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2.2.1. Strengthen the existing science-based

determination of biosafety to ensure the safe and
responsible use of modern biotechnology so that the
Philippines and its citizens can benefit from its
application while avoiding or minimizing the risks
associated with it;
2.2.2. Enhance the decision-making system on
the application of products of modern biotechnology to
make it more efficient, predictable, effective,
balanced, culturally appropriate, ethical, transparent
and participatory; and
2.2.3. Serve as guidelines for implementing
international obligations on biosafety.

In order to put these objectives into action, EO 514

strengthened the NCBP through the expansion of its
composition25 and functions.
Anent its composition, EO 514 provides thusly:

The NCBP shall be composed of the following: The
Secretaries of the Departments of Science and Technology,
Agriculture, Health, Environment and Natural Resources,
Foreign Affairs, Trade and Industry, and Interior and Local
Governments or their designated representatives.
The DOST Secretary shall be the permanent Chair; A
consumer representative appointed by the President from a
list submitted by nationally recognized consumer
organizations, serving for a term of three (3) years,
renewable for another term;
A community representative from the farmers, fisherfolk
and indigenous sector appointed by the President from a
list submitted by nationally recognized sectoral
organizations, serving for a term of three (3) years,
renewable for another term;
4.2.4 A representative from industry appointed by the
President from a list submitted by the Secretary of Trade
_______________
25 Subsection 4.2 (Composition of the NCBP), Section 4

(Administrative Framework) (EO 514).

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and Industry, serving for a term of three (3) years,

renewable for another term; and

A biological scientist, physical scientist,
environmental scientist, health scientist, and social
scientist to be endorsed by the DOST Secretary upon
the recommendation of recognized professional and
collegial bodies such as the National Academy of
Science and Technology (NAST) and the Philippine
Social Science Council (PSSC), and appointed by the
President, each serving for a term of three (3) years,
renewable for another term.

This new NCBP was then directed to, among others:

1. set the national scientific and technical biosafety
standards on methods and procedures for ensuring
biosafety in the country, consistent with existing
laws; and
2. to develop basic policies on addressing public

interests on biosafety, provided that the same are
consistent with law and if such policies are found
insufficiently addressed in existing mandates and
regulations of pertinent agencies.26
_______________
26 SECTION 4. Administrative Framework.—The administrative

mechanism for biosafety decisions shall be as follows:
(a) National scientific and technical biosafety standards and
standards on methods and procedures for ensuring biosafety in the
country shall be set by the NCBP consistent with existing laws: Basic
policies on addressing public interests on biosafety shall be developed by
the NCBP, provided the same are consistent with law and if such policies
are found insufficiently addressed in existing mandates and regulations of
pertinent agencies;
(b) Member-agencies of the NCBP shall continue to perform their
regulatory functions in accordance with their legal mandates, provided
that their policies and programs relating to biosafety shall be discussed in
the NCBP for purposes of harmonization with other agencies’ functions;

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The DA was designated as the agency that shall address

biosafety issues related to the country’s agricultural
productivity and food security.27 Additionally, the DA was
directed to exercise such jurisdiction and other powers that
it has been conferred with under existing laws, in
coordination with other concerned departments and
agencies, and consistent with the requirements of
transparency and public participation as provided in
Sections 6 and 7 of the NBF. Moreover, it was mandated to
take the lead in evaluating and monitoring plant and plant
products derived from the use of modern biotechnology, as
provided in Department of Agriculture Administrative
Order No. 008, S. 2002.
The Department of Science and Technology (DOST), on
the other hand, is to take the lead in ensuring that the best
available science is utilized and applied in adopting
biosafety policies, measures and guidelines, and in making
biosafety decisions. It also was tasked to ensure that such
policies, measures, guidelines and decisions are made on
the basis of scientific information that is of the highest
quality, multi-disciplinary, peer-reviewed, and consistent
with international standards as they evolve.28
The Department of Environment and Natural Resources
(DENR) was mandated to ensure that environmental
assessments are done and impacts identified in bio-
_______________
(c) Other concerned agencies shall coordinate with NCBP on matters

that may affect biosafety decisions as provided in Sections 4.7 to 4.14;
(d) Administrative functions required under the Cartagena Protocol
on Biosafety shall be performed by agencies as provided in Sections 4.14
and 4.15; and
(e) The role of stakeholders and the general public shall be recognized
and taken into account as provided in Sections 6 and 7. (EO 514)
27 Item 4.8, Section 4 [Administrative Framework], EO 514.

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safety decisions. It shall also take the lead in

evaluating and monitoring regulated articles intended for
bioremediation, the improvement of forest genetic
resources, and wildlife genetic resources.29
With respect to its functions, Item 4.6, Section 4 of EO
514 provides thusly:

4.6 Powers and Functions of the NCBP. As
the lead body in implementing the NBF, the NCBP
shall have the following powers and functions:
4.6.1 Biosafety Policy Functions
Assist concerned departments and agencies in
formulating, reviewing, or amending their respective
policies, measures and guidelines on biosafety;
Hold public deliberations on proposed national
policies, guidelines, and other biosafety issues;
4.6.1.3 Provide assistance in the formulation,
amendment of pertinent laws, rules and regulations;
4.6.1.4 In coordination with concerned
departments and agencies and consistent with the
requirements of transparency and public participation
as provided in Sections 6 and 7 of the NBF, shall take
the lead in periodically reviewing the NBF;
Issue detailed guidelines on the conduct of socio-
economic impact evaluation of biosafety decisions; and
Propose to Congress necessary and appropriate
legislation.
4.6.2 Accountability Functions
4.6.2.1 Monitor the implementation of the NBF
by concerned departments and agencies;
4.6.2.2 Ensure coordination among competent
national authorities that have shared mandates;
_______________

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4.6.2.3 Ensure that NCBP guidelines, and the

principles and processes established in this
Framework are complied with by concerned
departments and agencies; and
Review procedures for accountability in biosafety
decision-making by competent national authorities,
with particular emphasis on ensuring independence
and impartiality in such decisions.
4.6.3 Scientific Functions
4.6.3.1 Facilitate the study and evaluation of
biosafety research and control and minimize the
concomitant risks and hazards associated with the
deliberate release of regulated articles in the
environment;
4.6.3.2 Identify and evaluate potential hazards
involved in modern biotechnological experiments or
the introduction of regulated articles and recommend
measures to minimize risks;
4.6.3.3 Recommend the development and
promotion of research programs to establish risk
assessment protocols and assessment of long-term
environmental effects of regulated articles;
4.6.3.4 Develop working arrangements with the
government quarantine services and institutions in
the evaluation, monitoring, and review of projects vis-
à-vis adherence to national policies and guidelines on
biosafety;
4.6.3.5 Review and develop guidelines in the risk
assessment of regulated articles for contained use;
4.6.3.6 Assist other agencies in developing
risk assessment guidelines and procedures of
regulated articles for field trials and commercial
release;
4.6.3.7 Review the appointment of the members
of the Institutional Biosafety Committees created by
institutions engaged in activities involving regulated
articles, upon recommendation by their respective
heads of institutions;

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4.6.3.8 Publish the results of internal

deliberations and agency reviews of the NCBP;
4.6.3.9 Hold, discussions on the comparative
ecological, economic and social impacts of alternative
approaches to attain the purposes/objectives of the
proposed genetic modification products and/or
services; and
4.6.3.10 Perform such functions as may be
requested by concerned departments and agencies.
4.6.4 Capacity Building Functions
4.6.4.1 Assist in the development of technical
expertise, facilities, and other resources for
quarantine services and risk assessments; and
4.6.4.2 Take the lead in developing and
implementing a national capacity-building program
for biosafety.

As to its effect on existing policies, rules, and issuances,
specifically DA AO No. 8, S. 2002, it is well to note that
Section 830 of EO 514 specifically provided that DA AO No.
8, S. 2002 remains to be in force and effect.
Despite the issuance, however, of EO 514, new biosafety
policies or guidelines on GMO field testing have yet to be
issued. Furthermore, DA AO No. 8, S. 2002 has not been
amended. As such, it remains to be the rules that primarily
govern the conduct of field trials for genetically engineered
plants and crops in our jurisdiction, as noted by the
ponencia.
_______________
30 Section 8. Repealing and Amending Clause.—All orders, rules and

regulations or parts thereto which are inconsistent with any of the
provisions of this Order are hereby repealed or amended accordingly. For
the avoidance of doubt, the following issuances, unless amended by the
respective issuing departments or agencies, shall continue to be in force
and effect: Department of Agriculture Administrative Order No. 008, S.
2002; the NCBP Guidelines on the Contained Use of Genetically Modified
Organisms, except for provisions on potentially harmful exotic species
which are hereby repealed; and all Bureau of Food and Drugs issuances
on products of modern biotechnology.

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As it stands, application for field testing of regulated

articles is governed by Part III (Approval Process for Field
Testing of Regulated Articles) of DA AO No. 8, S. 2002,
Section 7 of which states that:

No regulated article shall be released into the

environment for field testing, unless: (i) a Permit to
Field Test has been secured from the BPI; and (ii) the
regulated article has been tested under contained
conditions in the Philippines. x x x

It is important, however, to emphasize that despite the
issuance of DA AO No. 8, S. 2002, the NBF, and the NCBP
Guidelines, other statutory requirements or those
required by agencies remain in full force and
effect.31 This is bolstered by the fact that EO 514, as
mentioned by the ponencia, requires the determination by
the concerned departments or agencies of whether the
Philippine Environmental Impact Assessment (EIA)
System should be applied to biosafety decisions.32 EO 514
also requires the DENR, as a
_______________
31 The NCBP reviews proposals on modern biotechnology applications

for the benefit of the final approving bodies (agencies which have
regulatory functions on specific areas such as the Department of
Agriculture’s Bureau of Plant Industry or the Department of Health or the
Department of Environment and Natural Resources which are official
members of the NCBP). The NCBP’s actions of “approval” or “disapproval”
of biotechnology applications is restricted to “research and development,
technical aspects (whether or not, on the basis of existing science, safety
risk are considered acceptable); scientific advice (i.e., it is directed to
pertinent line agencies to provide them a basis for acting on proposed
applications); its action (‘approved’ or ‘disapproved’) is not a final
permission to do the application; its action does not preclude any other
requirements of laws or by line agencies; final permission is to be granted
by appropriate line agencies.” [Supra note 18]
32 Role of Environment Impact Assessment. The application of the
EIA System to biosafety decisions shall be determined by concerned
departments and agencies subject to the requirements of law

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member of the NCBP, to ensure that environmental

assessments are done and impacts identified in biosafety
decisions.33

The Present Controversy

The Bt Talong is a type of eggplant bio-engineered to
develop resistance to lepidopteran larvae, through the
incorporation of crystal toxin genes from the soil bacterium
Bacillus thuringiensis (Bt) which triggers the production of
the protein Cry1Ac which is toxic to the said target insect

pests.
Under the regulatory supervision of the NCBP, a
contained experiment was started in 2007 and officially
completed on March 3, 2009. The NCBP, thus, issued a
Certificate of Completion of Contained Experiment stating
that “During the conduct of the experiment, all the
biosafety measures have been complied with and no
untoward incident has occurred.”
After securing the necessary permits, the UPLB
commenced the field testing of Bt Talong on various dates,
in the following approved sites: Kabacan, North Cotabato;
Sta. Maria, Pangasinan; Pili, Camarines Sur; Bago Oshiro,
Davao City; and Bay, Laguna.
Reacting to the conduct of the field testing, the
Sangguniang Barangay of Pangasugan, Baybay, Leyte
complained about the lack of information on the nature and
uncertainties of the field testing in their barangay. Too, the
Davao City Government, in opposition thereto due to lack
of transparency and public consultation, ordered the
uprooting and disposal of the Bt eggplants. Similarly, the
Sangguniang Bayan of Sta. Barbara, Iloilo passed a
resolution suspending the field testing due to the following:
lack of public consultation, absence of adequate study to
determine the effect of Bt talong field test-
_______________
and the standards set by the NCBP. Where applicable and under the
coordination of the NCBP, concerned departments and agencies shall
issue joint guidelines on the matter. [Item 5.3, Section 5, EO 514].

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ing on friendly insects, absence of risk assessment on

the potential impacts of GM crops on human health and
the environment, and the possibility of cross-pollination of
Bt eggplants with native species or variety of eggplants,
and serious threat to human health if these were
introduced in the market.
On April 26, 2012, respondents filed a petition for writ of
kalikasan and writ of continuing mandamus with prayer
for the issuance of a Temporary Environmental Protection
Order (TEPO). They allege that the Bt Talong field trials
violate their constitutional right to a healthful and
balanced ecology considering that:
1. The required environmental compliance certificate
under Presidential Decree No. 1151 was not secured prior
to the project implementation;
2. As a regulated article under DAO 8-2002, Bt Talong is

presumed harmful to human health and the environment,
and there is no independent, peer-reviewed study on its
safety for human consumption and on the environment;
3. A study conducted by Professor Gilles-Eric Seralini
showed adverse effects on rats who were fed Bt corn, while
local scientists also attested to the harmful effects of GMOs
to human and animal health;
4. Bt crops can be directly toxic to nontarget species as
highlighted by a research conducted in the US which
demonstrated that pollen from Bt Maize was toxic to the
Monarch butterfly;
5. Data from the use of Bt Cry1Ab maize indicate that
beneficial insects have increased mortality when fed on
larvae of a maize pest, the corn borer, which had been fed
on Bt, and hence nontarget beneficial species that may feed
on eggplant could be similarly affected;

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6. Data from China show that the use of Bt crops (Bt

cotton) can exacerbate populations of other secondary
pests;
7. The built-in pesticides of Bt crops will lead to Bt-
resistant pests, thus increasing the use of pesticides,
contrary to the claims by GMO manufacturers;
8. The 200-meter perimeter pollen trap area in the field
testing set by BPI is not sufficient to stop contamination of
nearby non-Bt eggplants because pollinators such as
honeybees can fly as far as four (4) kilometers and an
eggplant is 48% insect-pollinated; and
9. The field test project did not comply with the required
public consultation under Sections 26 & 27 of the Local
Government Code.

The full acceptance by the project proponents of the
findings in the MAHYCO Dossier was strongly assailed on
the ground that these do not precisely and adequately
assess the numerous hazards posed by Bt Talong and its
field trial.
On these premises, the following reliefs were prayed for:

1. Upon the filing of the petition, a Temporary
Environmental Protection Order should be issued:
a. Enjoining Bureau of Plant Industry (BPI) and
Fertilizer and Pesticide Authority (FPA) of the DA
from processing for field testing, and registering as
herbicidal product Bt talong in the Philippines;
b. Stopping all pending field testing of Bt talong
anywhere in the Philippines; and
c. Ordering the uprooting of planted Bt talong for

field trials as their very presence poses significant
and irreparable risks to human health and the
environment;

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2. Upon the filing of the petition, issue a writ of

continuing mandamus commanding:
a. Respondents to submit to and undergo the
process of environmental impact statement system
under the Environmental Management Bureau
(EMB);
b. Respondents to submit independent,
comprehensive, and rigid risk assessment, field test
report, regulatory compliance reports and supporting
documents, and other material particulars of the Bt
talong field trial;
c. Respondents to submit all its issued
certifications on public information, public
consultation, public participation, and consent of the
local government units in the barangays,
municipalities, and provinces affected by the field
testing of Bt talong;
d. Respondent regulator, in coordination with
relevant government agencies and in consultation
with stakeholders, to submit an acceptable draft of an
amendment of the National Biosafety Framework of
the Philippines, and DA Administrative Order No. 08,
defining or incorporating an independent,
transparent, and comprehensive scientific and socio-
economic risk assessment, public information,
consultation, and participation, and providing for
their effective implementation, in accord with
international safety standards; and
e. Respondent BPI of the DA, in coordination with
relevant government agencies, to conduct balanced
nationwide public information of the nature of Bt
talong and Bt talong field trial, and a survey of social
acceptability of the same.

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3. Upon filing of the petition, issue a writ of kalikasan

commanding respondents to file their respective returns
and explain why they should not be judicially sanctioned
for violating or threatening to violate or allowing the
violation of the above enumerated laws, principles, and
international principles and standards, or committing acts,
which would result into an environmental damage of such
magnitude as to prejudice the life, health, or property of
petitioners in particular and of the Filipino people in
general;
4. After hearing and judicial determination, to cancel all
Bt talong field experiments that are found to be violating
the above mentioned laws, principles, and international
standards; and recommend to Congress curative
legislations to effectuate such order.

On May 2, 2012, the Court issued a writ of kalikasan
against International Service for the Acquisition of Agri-
Biotech Applications, Inc. (ISAAA), EMB/BPI/FPA and
UPLB, ordering them to make a verified return within a
non-extendible period of ten (10) days, as provided in Sec.
8, Rule 7, of the Rules of Procedure for Environmental
Cases.
ISAAA, EMB/BPI/FPA, UPLB Foundation, Inc., and UP
Mindanao Foundation, Inc. (UPMFI) filed their respective
verified returns. They all argued that the issuance of writ
of kalikasan is not proper because in the implementation of
the Bt talong project, all environmental laws were complied
with, including public consultations in the affected
communities, to ensure that the people’s right to a
balanced and healthful ecology was protected and
respected. They also asserted that the Bt talong project is
not covered by the Philippine Environmental Impact
Statement (PEIS) Law and that Bt talong field trials will
neither significantly affect the quality of the environment
nor pose a hazard to human health. ISAAA contended that
the NBF amply safeguards the environment policies and
goals promoted by the PEIS Law. For its part,

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UPLBFI asserted that there is a “plethora of scientific

works and literature, peer-reviewed, on the safety of Bt
talong for human consumption.”
ISAAA argued that the allegations regarding the safety
of Bt talong as food are irrelevant in the field trial stage as
none of the eggplant will be consumed by humans or
animals, and all materials that will not be used for
analyses will be chopped, boiled, and buried following the
Biosafety Permit requirements. Too, it cited a 50-year
history of safe use and consumption of agricultural
products sprayed with commercial Bt microbial pesticides

and a 14-year history of safe consumption of food and feed
derived from Bt crops.
UPMFI contends that the Bt talong planted in Davao
City have already been uprooted by the City officials. And
there having been no further field trials conducted thereat,
there is no violation of the constitutional rights of persons
or damage to the environment with respect to Davao City
that will justify the issuance of a writ of kalikasan.
Finally, it is argued that the precautionary principle is
not applicable considering that the field testing is only a
part of a continuing study being done to ensure that the
field trials have no significant impact on the environment.
There is, thus, no resulting environmental damage of such
magnitude as to prejudice the life, health, or property of
inhabitants in two or more cities or provinces.
On July 10, 2012, the Court referred the case to the CA
for acceptance of the return of the writ and for hearing,
reception of evidence, and rendition of judgment. The
following issues were submitted for the CA’s resolution:
1. Whether or not Greenpeace, et al. have the legal
standing to file the petition for writ of kalikasan;
2. Whether or not the case presented a justiciable
controversy; and

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3. Whether or not said petition had been rendered

moot and academic by the alleged termination of the
Bt talong field testing.

Under its Resolution dated October 12, 2012, the CA
resolved that: (1) Greenpeace, et al. possess the requisite
legal standing to file the petition; (2) assuming arguendo
that the field trials have already been terminated, the case
is not yet moot since it is capable of repetition yet evading
review; and (3) the alleged noncompliance with
environmental and local government laws present
justiciable controversies for resolution by the court.
After trial on the merits, the CA, on May 17, 2013,
rendered a Decision in favor of Greenpeace, et al., thus:

WHEREFORE, in view of the foregoing premises,
Judgment is hereby rendered by us GRANTING the
petition filed in this case. The respondents are
DIRECTED to:
(a) Permanently cease and desist from further
conducting bt talong field trials; and
(b) Protect, preserve, rehabilitate and restore the
environment in accordance with the foregoing
judgment of this Court.
No costs.
SO ORDERED.

The CA found that existing regulations issued by the DA
and the DOST are insufficient to guarantee the safety of
the environment and the health of the people. It likewise
applied the precautionary principle set forth in Section 1,
Rule 20 of the Rules of Procedure for Environmental Cases,
stressing the fact that the “over-all safety guarantee of the
bt talong” and whether it poses a threat to human health
remain unknown. In view of said uncertainty, the CA
upheld the primacy of the people’s constitutional right to a
healthful and balanced ecology.

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Then, in its September 20, 2013 Resolution, the CA

rejected UPLB’s argument that its ruling violated the
latter’s constitutional right to academic freedom. The CA
held that the writ issued by the Court did not stop the
research on Bt talong but only the particular procedure
adopted in the conduct of the field trials and only at this
time when there is yet no law in the form of a congressional
enactment for ensuring its safety and levels of acceptable
risks when introduced into the environment.
The CA, in justifying its ruling, relied on the theory that
the introduction of a genetically modified plant into our
ecosystem is an “ecologically imbalancing act.” The CA
noted that the Bt talong is a technology involving a
deliberate alteration of an otherwise natural state of
affairs, designed to alter the natural feed-feeder
relationships of the eggplant.
From the foregoing, the following issues were presented
for this Court’s resolution:
1. Legal standing of respondents;
2. Mootness;
3. Violation of the doctrines of primary jurisdiction and
exhaustion of administrative remedies;
4. Application of the law on environmental impact
statement/assessment on projects involving the
introduction and propagation of GMOs in the country;
5. Evidence of damage or threat of damage to human
health and the environment in two or more provinces, as a
result of the Bt talong field trials;
6. Neglect or unlawful omission committed by the public
respondents in connection with the processing and
evaluation of the applications for Bt talong field testing;
and
7. Application of the precautionary principle.

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Anent the technical aspect of the case, it is clear from

the ponencia’s lengthy discussion that the safety or danger
of introduction of GMOs, in general, to the natural
environment through field testing has yet to be settled with
scientific certainty, if it could indeed be settled.
Furthermore, the subject matter of the instant petition —
that is, field testing of a GMO — is truly of a highly
complex nature and this complexity is strongly
demonstrated by the fact that the matter remains to be
hotly debated in the scientific community. However, it is
respectfully submitted that the instant petition can be
resolved, and the right to a balanced and healthful ecology
sufficiently protected, on a purely legal ground.
Anent the invocation of the Precautionary Principle
under A.M. No. 09-6-8-SC or the Court’s Rules of Procedure
for Environmental Cases, it is submitted that such is not
necessary in the instant petition since, as mentioned, it
could be sufficiently settled on purely legal grounds and
without a heavy, if not complete, reliance on the scientific
aspect of the case. As correctly mentioned by the ponencia,
it is an evidentiary rule that must be applied only as a last
resort. Thus, if an environmental case can be settled and
the people’s environmental rights sufficiently protected
without applying this principle, then the courts should
refrain from doing so.
Among the numerous issues presented for this Court’s
consideration are alleged neglect or unlawful omission
committed by the public respondents in connection with the
processing and evaluation of the applications for Bt talong
field testing and the applicability of the Philippine
Environmental Impact Statement System (PEISS) to GMO
field trials. It is in these matters that, in my opinion, the
petitioner-agencies failed.
Petitioner-agencies maintain that the subject field trials
are not covered by the PEISS. It is submitted, however,
that the PEISS also covers GMO field trials on the
following grounds:
First, as previously mentioned, EO 514 clearly requires
the DENR to ensure that environmental assessments
are

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done and impacts identified in biosafety

decisions.34 This, in itself, is a clear indication that GMO
field trials fall within the purview of our PEISS.
Under EO 514, “biosafety decisions” apply to the
development, adoption and implementation of all biosafety
policies, measures and guidelines and in making
decisions concerning the research, development,
handling and use, transboundary movement, release
into the environment and management of regulated
articles.35
Thus, EO 514 calls for the conduct of environmental
assessments and impact identification –– which precisely is
the purpose of the PEISS –– whenever biosafety decisions
are to be made with respect to the research, development,
handling and use, transboundary movement, and release
into the environment of regulated articles, which are, to
reiterate, GMOs. To my mind, “making [biosafety]
decisions concerning the research, development, handling
and use, transboundary movement, release into the
environment and management of regulated articles”
include determining the coverage or noncoverage of a GMO
field trial under the PEISS, as well as the propriety of
issuing an ECC or a CNC for a particular project.
Second, the assessment of the direct and indirect
impacts of a project on the biophysical and human
environment and ensuring that these impacts are
addressed by appropriate environmental protection
and enhancement measures is the primary concern
of the PEISS as declared in Article 1, Section 1 (Basic
Policy and Operating Principles) of the DENR AO No. 30,
S. 2003 (DAO 30, S. 2003) or the Implementing Rules and
Regulations (IRR) for the Philippine Environmental Impact
Statement (EIS) System.
_______________
34 Id.
35 Item 3.3 [Definitions], Section 3 [Scope, Objectives and Definitions],
EO 514.

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Third, Section 4, paragraph 4.1, Article II of DAO 30, S.

2003, provides that projects that pose potential
significant impact to the environment shall be
required to secure an ECC.
Anent this possibility of negatively affecting the
environs, it is argued that the introduction of the Bt talong
to the natural environment in connection with the field
trials will not adversely affect the condition of the field trial
sites, banking on the absence of documented significant

and negative impact of the planting of Bt corn in the
Philippines, among others. However, it is curious that in
blocking the application of the precautionary principle,
petitioners contradict this prior assertion when they
maintained that field testing is only a part of a
continuing study being done to ensure that the field
trials have no significant and negative impact on the
environment. This, to my mind, only goes to show that it
is erroneous for them to maintain that the field trials in
question will not adversely affect the environment when
they themselves admit that such is not yet a scientific
certainty, hence the conduct of further research on the
matter. And without this certainty that the project will
leave no footprint on the natural environment, as well as a
certification to that effect, it should be presumed that the
field trial poses a potential significant impact to the
environment for which an ECC is required.
Fourth, the Revised Procedural Manual for DENR AO
No. 30, S. 2003 (Revised Manual) enumerates the projects
that are covered by the PEISS. Said enumeration, as the
ponencia pointed out, includes Group V (Unclassified
Projects) which pertains to those projects using new
processes/technologies with uncertain impacts.36
_______________
36 See List of Covered Projects of the Philippine EIS System, item (g),
Revised Procedural Manual for DENR AO No. 30, S. 2003 [DAO 03-30].

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Fifth, Item 8 of said Revised Manual, governing the EIA

Report Types and Generic Contents, requires a Project
Description Report (PDR) for Group V projects, to ensure
new processes/technologies or any new unlisted
project does not pose harm to the environment. The
Group V PDR is a basis for either issuance of a CNC or
classification of the project into its proper project group.
Lastly, there is no evidence that a Certificate of
Non-Coverage for the Bt talong field trials was
issued by the DENR, through its Environmental
Management Bureau.
To my mind, the above grounds should have prompted
the DENR to require from the project proponents an EIA or
at the very least evaluated the project’s coverage or
noncoverage as precondition to the allowance of the field
testing. In this regard, the DENR –– as a member of the
NCBP with the clear mandate of making certain that
environmental assessments are done in the conduct
of GMO research, and as the agency tasked to

enforce the PEISS –– may have been remiss in its
duty.
It may be that there is a confusion as to the
requirements before field testing a GMO may be allowed
considering that the regulation that governs applications
therefor, that is, DA AO No. 8, S. 2002, makes no mention
of the necessity of an EIA or the applicability of the PEISS.
Additionally, per the NCBP’s Report,37 it was pointed out
that the applicability of the PEISS to field trials was a
hotly discussed issue. While securing an ECC or a CNC
was the perceived requirement for EIA in biosafety
valuations, there were those who argued that the EIA can
take many years to conduct and cost millions of pesos and
could, therefore, delay field tests and discourage
proponents. It was likewise maintained that under the
present practice of the NCBP, the confinement afforded by
the screenhouse and/or contained fields already provides a
means
_______________
37 Supra note 18.

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to prevent or minimize any adverse environmental

impact and, thus, an EIA may not be required.
Per said Report, however, it was also stated that
an environmental assessment may be required when
a confined field test involves new species, organisms
or novel modifications that raise new issues.
Considering that data on the Bt talong, as admitted by the
proponents, is still being collected through research and
field trials, and that its effects not only on the environment
but also on human health are yet to be determined with
scientific certainty, caution calls that the DENR-EMB
should have applied the required standard of precaution
under EO 514, which requires that the precautionary
approach shall guide biosafety decisions in accordance with
Principle 15 of the Rio Declaration of 199238 and the
relevant provisions of the Cartagena Protocol on Biosafety,
in particular Articles 1,39 10 (par. 6)40 and 11 (par. 8)41
thereof.42 In this respect, EO 514 requires thusly:
_______________
38 Principle 15 — In order to protect the environment, the

precautionary approach shall be widely applied by States according to
their capabilities. Where there are threats of serious or irreversible
damage, lack of full scientific certainty shall not be used as a reason for
postponing cost-effective measures to prevent environmental degradation.
39 Article 1 [Objective] — In accordance with the precautionary
approach contained in Principle 15 of the Rio Declaration on Environment
and Development, the objective of this Protocol is to contribute to ensuring
an adequate level of protection in the field of the safe transfer, handling
and use of living modified organisms resulting from modern biotechnology
that may have adverse effects on the conservation and sustainable use of
biological diversity, taking also into account risks to human health, and
specifically focusing on transboundary movements.
40 6. Lack of scientific certainty due to insufficient relevant scientific
information and knowledge regarding the extent of the potential adverse
effects of a living modified organism on the conservation and sustainable
use of biological diversity in the Party of import, taking also into account
risks to human health, shall not

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SECTION 5. DECISION-MAKING PROCESSES

Biosafety decisions shall be made in accordance
with existing laws and the following guidelines:
Standard of Precaution. In accordance with Article
10 (par. 6) and Article 11 (par. 8) of the Cartagena
Protocol on Biosafety, lack of scientific certainty
or consensus due to insufficient relevant
scientific information and knowledge regarding
the extent of the potential adverse effects of a
genetically modified organism on the
environment, particularly on the conservation and
sustainable use of biological diversity, and on human
health, shall not prevent concerned government
departments and agencies from taking the
appropriate decision to avoid or minimize such
potential adverse effects. In such cases,
concerned government department and
agencies shall take the necessary action to
protect public interest and welfare.

Thus, in case there was, indeed, doubt as to the
applicability or non-applicability of the PEISS to
biotechnology research, the DENR-EMB, in accordance
with its mandate, should have observed such standard of
precaution and applied
_______________
prevent that Party from taking a decision, as appropriate, with regard

to the import of the living modified organism in question as referred to in
paragraph 3 above, in order to avoid or minimize such potential adverse
effects.
41 8. Lack of scientific certainty due to insufficient relevant scientific

information and knowledge regarding the extent of the potential adverse
effects of a living modified organism on the conservation and sustainable
use of biological diversity in the Party of import, taking also into account
risks to human health, shall not prevent that Party from taking a
decision, as appropriate, with regard to the import of that living modified
organism intended for direct use as food or feed, or for processing, in order
to avoid or minimize such potential adverse effects.
42 Item 2.6, EO 514.

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the PEISS to field trials of GMOs by requiring from

project proponents the prior securing of an ECC or a CNC.
Additionally, it is but timely to clarify that DA AO No. 8,
S. 2002 did not expressly state that projects falling under
its coverage are withdrawn from the operation of the
PEISS. As a matter of fact, the DENR-EMB itself
recognizes that “the PEISS is supplementary and
complementary to other existing environmental
laws.”43 This is further bolstered by the PEISS’ role in
relation to the functions of other government agencies. In
this regard, it was highlighted that it is inherent upon the
EIA Process to undertake a comprehensive and integrated
approach in the review and evaluation of environment-
related concerns of government agencies (GAs), local
government units (LGUs) and the general public. The
subsequent EIA findings shall provide guidance and
recommendations to these entities as a basis for their
decision making process.44
As such, it must be that whenever a project falls within
the purview of the PEISS and DA AO No. 8, S. 2002, as
well as other relevant laws, as Philippine biosafety
regulations now stand and as required by the NBF, the
project proponent is required to comply with all
applicable statutory or regulatory requirements, not
just DA AO No. 8, S. 2002.
With these, it is respectfully submitted that the
omission by the project proponents of securing an ECC or
CNC, whichever is proper for its project, prior to the
conduct of the field testing, and the DENR-EMB’s failure to
evaluate GMO field trials within the purview of the PEISS
and simply allowing the trials to be conducted without a
prior determination of whether the conduct of an EIA or
the prior securing of an ECC is a condition sine qua non for
its conduct, warrant the
_______________
43 Overview of the Philippine EIS System (PEISS), Revised Procedural

Manual for DENR AO No. 30, S. 2003, p. 3 [DAO 03-30].
44 Id.

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issuance of a permanent environmental protection order

directing:
a. herein project proponents to cease and desist
from continuing any pending Bt talong field trials
without first complying with other applicable
environmental laws, including the PEISS; and
b. the DENR-EMB to apply the PEISS to GMO
field trials.

On these premises, I vote to DENY the petition on the
grounds that the project proponents failed to comply with
the requirements under the PEISS and that the DENR-
EMB failed to require from the project proponents the
securing of an ECC or a CNC prior to the field testing of
the Bt talong.

CONCURRING OPINION
LEONEN, J.:

I concur in the result of the majority’s opinion.
The Petition for Writ of Kalikasan of Greenpeace
Southeast Asia (Philippines), et al. (now respondents),
insofar as it assails the field testing permit granted to
private petitioners, should have been dismissed and
considered moot and academic by the Court of Appeals. The
Petition for Writ of Kalikasan was filed only a few months
before the two-year permit expired and when the field
testing activities were already over. Thus, the pending
Petitions which assail the Decision of the Court of Appeals
should be granted principally on this ground. There was
grave abuse of discretion which amounts to excess of
jurisdiction.
This does not necessarily mean that petitioners in G.R.
No. 209271 can proceed to commercially propagate Bt
talong. Under Department of Agriculture Administrative
Order No. 8, Series of 2002, the proponent should submit a
new set of requirements that will undergo a stringent
process of evalua-

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tion by the Bureau of Plant Industry and other agencies.

Completion of field testing by itself does not guarantee
commercial propagation.
To recall, the introduction of genetically modified
products, ingredients, and processes requires three (3)
mandatory stages of regulatory review. Propagation is not
allowed until there is full field testing. Field testing is not
allowed unless there are laboratory experiments under
contained conditions.
Application for each stage has its own set of unique
requirements. The standards of review have their own level
of rigor. All the applications for each stage should be
published. Public participation in each stage must not only
be allowed but should be meaningful.
Furthermore, commercial propagation will not happen
immediately with Bt talong because Administrative Order
No. 8 is null and void. In its salient parts, it is inconsistent
with the basic guidelines provided in our Constitution,
violative of our binding international obligations contained
in the Cartagena Protocol on Biosafety to the Convention
on Biodiversity (Cartagena Protocol), and effectively
disregards the Executive Orders issued by the President in
the fields of biodiversity and biosafety.
The effect of the invalidity of Administrative Order No. 8
is that petitioners cannot proceed further with any field
testing or propagation for lack of administrative guidelines.
Any test or propagation of transgenic crops should await
valid regulations from the executive or restatements of
policy by Congress.
Furthermore, the Petitions in this case should be
granted because the Court of Appeals, in adopting the “hot
tub” method to arrive at its factual findings, gravely
abused its discretion. The transcript of the proceedings
presided by the Court of Appeals Division shows how this
method obfuscated further an already complicated legal
issue. Courts of law have a precise and rigorous method to
ferret out the facts of a case,

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a method which is governed by our published rules of

evidence. By disregarding these rules, the Court of Appeals
acted whimsically, capriciously, and arbitrarily.
This is an important case on a novel issue that affects
our food security, which touches on the controversial
political, economic, and scientific issues of the introduction

of genetically modified organisms into the consumer
mainstream. This court speaks unanimously in narrowing
down the issues and exercising restraint and deference.
This court must allow the competencies of the
administrative regulatory bodies and Congress to fully and
meaningfully evolve.

I
The cessation of the validity of all the biosafety permits
issued to the University of the Philippines Los Baños in
June 2012 and the termination of all field trials as of
August 10, 2012 render the Petition for Writ of Kalikasan
moot and academic.1 The Petition for Writ of Kalikasan
was originally filed before us on April 26, 2012.2
A brief overview of the regulatory process outlined in
Administrative Order No. 8 will assist us in providing a
framework to put the Petition in context.
Administrative Order No. 8 recognizes three (3) stages
before genetically modified organisms — as products,
ingredients, or processes — may become commercially
available.
The first stage is the Contained Use where research on
regulated articles is limited inside a physical containment
facility for purposes of laboratory experimentation.3
_______________
1 Ponencia, p. 506.
2 Id., at p. 461.
3 DA Adm. Order No. 8 (2002), Sec. 1(E):
E. “Contained Use” means the use of a regulated article for research
and development inside a physical containment facility intended to limit
its contact with, and to provide for a high level of

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The second stage is Field Testing where regulated

articles are intentionally introduced into the environment
in a highly regulated manner also for experimental
purposes. It is specifically recognized that in field testing,
no specific physical containment measures shall be
undertaken “to limit that contact of the regulated article
with . . . the general population and the environment.”4
Prior to field testing, the results of the contained
experiments are taken into consideration.
Finally, the Propagation stage is where regulated
articles are introduced into commerce.
Each stage is distinct. Subsequent stages can only
proceed if the prior stage/s are completed and clearance is
given to engage in the next regulatory stage. This is

evident from the requisites for conducting each stage.
For contained use, the importation or the removal from
point of entry of the material requires (i) authorization
given by the Bureau of Plant Industry; and (ii) a letter of
endorsement issued by the National Committee on
Biosafety of the Philippines.5 The National Committee on
Biosafety of the Philippines, on the other hand, proceeds
with its own processes for evaluation of the application for
contained use.
Field testing requires that “(i) a Permit to Field Test has
been secured from the [Bureau of Plant Industry]; and (ii)
the
_______________
safety for, the general population and the environment and which has
been inspected and approved by NCBP.
4 Id., Sec. 1(I):
I. “Field testing” means any intentional introduction into the
environment of a regulated article for purposes of research and
development and for which no specific physical containment measures are
used to limit the contact of the regulated article with, and to provide for a
high level of safety for, the general population and the environment. Field
testing may be conducted in a single site or in multiple sites.
5 Id., Sec. 6.

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regulated article has been tested under contained
conditions in the Philippines.”6
Release for commercial propagation will not be allowed
unless “(i) a Permit for Propagation has been secured from
[the Bureau of Plant Industry]; (ii) it can be shown that
based on field testing conducted in the Philippines,
the regulated article will not pose any significant
risks to the environment; (iii) food and/or feed safety
studies show that the regulated article will not pose any
significant risks to human and animal health; and (iv) if
the regulated article is a pest-protected plant, its
transformation event has been duly registered with the
[Fertilizer and Pesticide Authority].”7
Clearly, mere completion of a preceding stage is no
guarantee that the subsequent stage shall ensue. While
each subsequent stage proceeds from the prior ones, each
stage is subject to its unique set of requisites.
It is, thus, improper to rely on the expectation that
commercial propagation of Bt talong shall ensue after field
testing. For the process to proceed to commercial
propagation, the concerned applicants are still required to

formally seek the permission of the Bureau of Plant
Industry by filing an application form. There is no
presumption that the Bureau of Plant Industry will
favorably rule on any application for commercial
propagation. It is also not a valid presumption that the
results of field testing are always favorable to the
proponent for field testing let alone for those who will
continue on to propagation.
The alleged actual controversy in the Petition for Writ of
Kalikasan arose out of the proposal to do field trials. The
reliefs in these remedies did not extend far enough to
enjoin the use of the results of the field trials that have
been completed. Essentially, the findings should be the
material
_______________
6 Id., Sec. 7.
7 Id., Sec. 9.

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to provide more rigorous scientific analysis of the

various claims made in relation to Bt talong.
The original Petition was anchored on the broad
proposition that respondents’ right to a healthful and
balanced ecology was violated on the basis of the grant of
the permit. With the cessation of the validity of the
biosafety permits and the actual termination of all field
trials, the very subject of the controversy adverted to by
respondents became moot. Similarly because of the
Petition’s specificity, the case could not be considered
capable of repetition yet evading review and, thus, an
exception to the rule on mootness.

II

Nevertheless, for the guidance of the bench and bar, the
validity of the biosafety permits is discussed. The biosafety
permits should have been declared null and void due to the
invalidity of Administrative Order No. 8.
Administrative Order No. 8 was created to facilitate
agricultural development and enhance the production of
agricultural crops through modern biotechnology.8 As early
as October 15, 1990, President Corazon Aquino recognized
the importance of modern biotechnology and issued
Executive Order No. 4309 to create the National Committee
on Biosafety of the Philippines. The National Committee on
Biosafety of the Philippines acts as the body that studies
and evaluates the laws, policies, and guidelines relating to

biotechnology.
The role of the National Committee on Biosafety of the
Philippines was further strengthened in 2006 under
Executive Order No. 514, which established the National
Biosafety Framework for the Philippines. The Framework
applies “to
_______________
8 Id., first Whereas clause.

9 Exec. Order No. 430 (1990), otherwise known as Constituting the
National Committee on Biosafety of the Philippines (NCBP) and for Other
Purposes.

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the development, adoption and implementation of all

biosafety policies, measures and guidelines and in making
biosafety decisions concerning the research, development,
handling and use, transboundary movement, release into
the environment and management of regulated articles.”10
Currently, there is no legislation in relation to
biotechnology or biosafety. The closest legislation is under
Republic Act No. 8435, otherwise known as the Agriculture
and Fisheries Modernization Act of 1997. This law makes it
an objective of the state “[t]o modernize the agriculture and
fisheries sectors by transforming these sectors from a
resource-based to a technology-based industry.”11 In line
with this, Congress initially allocated 4% of the 10%
research and development fund for agriculture to be used
to support the biotechnology program.12
A more recent law, Republic Act No. 10068, otherwise
known as the Organic Agriculture Act of 2010, also
promotes the use of biotechnology but specifically excludes
genetically modified organisms.13 The law does not provide
regulatory standards for genetically modified organisms.
_______________
10 Exec. Order No. 514, Sec. 2.1.

11 Rep. Act No. 8435, Sec. 3(a).
12 Id., Sec. 111(5).
13 Rep. Act No. 10068, Sec. 3(b). Organic agriculture includes all
agricultural systems that promote the ecologically sound, socially
acceptable, economically viable and technically feasible production of food
and fibers. Organic agriculture dramatically reduces external inputs by
refraining from the use of chemical fertilizers, pesticides and
pharmaceuticals. It also covers areas such as, but not limited to, soil
fertility management, varietal breeding and selection under chemical and
pesticide-free conditions, the use of biotechnology and other cultural

practices that are consistent with the principles and policies of this Act,
and enhance productivity without destroying the soil and harming
farmers consumers and the environment as defined by the International
Federation of Organic Agriculture Movement (IFOAM); Provided, That
the biotechnology herein referred to

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Aside from the enactment of domestic executive orders

and laws, Administrative Order No. 8 was enacted to
comply with the Cartagena Protocol on Biosafety to the
Convention on Biodiversity. The Convention on
Biodiversity came into force on December 29, 1993, and the
Cartagena Protocol on Biosafety supplemented the
Convention on Biodiversity by providing policy standards
for biosafety in the use of living modified organisms.14
On April 3, 2002, then Department of Agriculture
Secretary Leonardo Q. Montemayor issued Administrative
Order No. 8, otherwise known as the Rules and
Regulations for the Importation and Release into the
Environment of Plants and Plant Products Derived from
the Use of Modern Biotechnology. Administrative Order
No. 8, Series of 2002, is a regulatory mechanism issued
pursuant to the state’s police power. It is designed to
minimize and manage15 the risks both to human health
and to the environment of genetically modified organisms
or plant products altered or generated through “modern
biotechnology.”16 These genetically modified organisms or
plant products are, in turn, results of human ingenuity and
legally recognized patentable inventions to which their
creators hold proprietary rights.
III

Two constitutional provisions bear upon the issues
relied upon by private respondents in this case. Both are
found in Article II, viz.:
_______________
shall not include genetically modified organisms or GMOs.

(Emphasis supplied)
14 Cartagena Protocol on Biosafety to the Convention on Biological
Diversity <https://www.cbd.int/doc/legal/cartagena-protocol-en.pdf>
(visited December 1, 2015).
15 DA Adm. Order No. 8 (2002), sixth Whereas clause.
16 Defined in DA Adm. Order No. 8 (2002), Sec. 1(N).
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Section 15. The State shall protect and promote

the right to health of the people and instill health
consciousness among them.
Section 16. The State shall protect and advance
the right of the people to a balanced and healthful
ecology in accord with the rhythm and harmony of
nature.

Traditionally, these provisions articulate the doctrine
that health and ecological concerns are proper purposes of
regulation and, therefore, can be the basis of the state’s
exercise of police power.17 Having constitutionally ordained
goals and principles are, per se, compelling state
interests.18
Thus, restricting the rights to property and liberties
does not deny their holders their “due process of law”
provided there is a discernable rational relationship
between the regulatory measure and these legitimate
purposes. We have, prior to the 1987 Constitution, adopted
a fairly consistent deferential standard of judicial review
considering that the Congress has more leeway in
examining various submissions of a wider range of experts
and has the power to create the forums for democratic
deliberation on various approaches.
In recent times, we have included a higher degree of
review of regulatory measures by requiring that there shall
be a
_______________
17 See Laguna Lake Development Authority v. Court of Appeals, G.R.

No. 110120, March 16, 1994, 231 SCRA 292, 307-308 [Per J. Romero,
Third Division].
18 See for example Diocese of Bacolod v. Commission on Election, G.R.
No. 205728, January 21, 2015, 747 SCRA 1, 97-98 [Per J. Leonen, En
Banc], citing Const., Art. II, Secs. 12 and 13; Soriano v. Laguardia, 605
Phil. 43, 106; 587 SCRA 79, 110 (2009) [Per J. Velasco, Jr., En Banc]. In
Diocese of Bacolod, we stated:
“Compelling governmental interest would include
constitutionally declared principles. We have held, for example,
that ‘the welfare of children and the State’s mandate to protect and
care for them, as parens patriae, constitute a substantial and
compelling government interest in regulating . . . utterances in TV
broadcast.’”

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judicially discernable demonstration that the measure is

least restrictive of fundamental rights.
Thus, in Serrano v. Gallant Maritime Services, Inc.,19
this court recognized “three levels of scrutiny”:

There are three levels of scrutiny at which the
Court reviews the constitutionality of a classification
embodied in a law: a) the deferential or rational basis
scrutiny in which the challenged classification needs
only be shown to be rationally related to serving a
legitimate state interest; b) the middle-tier or
intermediate scrutiny in which the government must
show that the challenged classification serves an
important state interest and that the classification is
at least substantially related to serving that interest;
and c) strict judicial scrutiny in which a legislative
classification which impermissibly interferes with the
exercise of a fundamental right or operates to the
peculiar disadvantage of a suspect class is presumed
unconstitutional, and the burden is upon the
government to prove that the classification is
necessary to achieve a compelling state interest and
that it is the least restrictive means to protect such
interest.
Under American jurisprudence, strict judicial
scrutiny is triggered by suspect classifications based
on race or gender but not when the classification is
drawn along income categories.20 (Citations omitted)
This exacting level of scrutiny has been considered in

several instances in recent jurisprudence. In Estrada v.
Escritor,21 this court required the state, through the Office
of the Solicitor General, to show that the means adopted to
pursue the state’s interest of preserving the integrity of the
judiciary by maintaining a high standard of morality and
decency among its personnel was the least restrictive
means vis-à-vis
_______________
19 601 Phil. 245; 582 SCRA 255 (2009) [Per J. Austria-Martinez, En
Banc].
20 Id., at pp. 282-283; pp. 277-278.
21 529 Phil. 110; 492 SCRA 1 (2006) [Per J. Puno, En Banc].

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respondent’s religious freedom. More recently, our

Decisions in Diocese of Bacolod v. Commission on
Elections22 and Social Weather Stations v. Commission on
Elections23 considered the propriety of measures adopted to
regulate speech in the context of political exercises.
The requirement of adopting the least restrictive means
requires that respondent agencies show that there were
alternatives considered within the democratic and
deliberative forums mandated by law and that clear
standards were considered within transparent processes. It
is not for this court to consider the validity of the standards
chosen. We must, however, be convinced that there is such
a standard, that it was assiduously applied, and the
application was consistent.

IV

Sections 15 and 16 of Article II are, thus, not simply
hortatory rights. They are as much a part of the
fundamental law as any other provision in the
Constitution. They add to the protection of the right to life
in Article III, Section 1.
To recall, this important provision states:

Section 1. No person shall be deprived of life,
liberty or property without due process of law.

This norm is phrased as a traditional limitation on the
powers of the state. That is, that the state’s inherent police
powers cannot be exercised arbitrarily but must be shown
to have been reasonable and fair.24
_______________
22 Diocese of Bacolod v. Commission on Elections, supra note 18.

23 G.R. No. 208062, April 7, 2015, 755 SCRA 124 [Per J. Leonen, En
Banc].
24 See City of Manila v. Laguio, Jr., G.R. No. 118127, April 12, 2005,
455 SCRA 308 [Per J. Tinga, En Banc]; White Light Corp. v. City of
Manila, 596 Phil. 444; 576 SCRA 416 (2009) [Per J. Tinga, En Banc].

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The right to life is textually broad to signal the intention

that the sphere of autonomy is assumed to encompass life
both in terms of its physical integrity and in terms of its
quality.25
Sections 15 and 16, however, impose on the state a

positive duty to “promote and protect” the right to health
and to “promote and advance” the right of “the people to a
balanced and healthful ecology.” With respect to health and
ecology, therefore, the state is constitutionally mandated to
provide affirmative protection. The mandate is in the
nature of an active duty rather than a passive prohibition.
These provisions represent, in no small measure, a shift
in the concept of governance in relation to society’s health.
It is a recognition that if private actors and entities are left
to themselves, they will pursue motivations which may not
be too advantageous to nutrition or able to reduce the risks
of traditional and modern diseases. At best, the actors may
not be aware of their incremental contributions to
increasing risks. At worse, there may be conscious efforts
not to examine health consequences of products and
processes introduced in the market. It is expedient for most
to consider such costs as extraneous and affecting their
final profit margins.
_______________
25 See Dissenting Opinion of J. Leonen in Imbong v. Ochoa, Jr., G.R.

Nos. 204819, 204934, 204957, 204988, 205003, 205043, 205138, 205478,
205491, 205720, 206355, 207111, 207172, and 207563, April 8, 2014, 721
SCRA 146, 731-847 [Per J. Mendoza, En Banc] discussing that:
“The constitutional right to life has many dimensions. Apart from the
protection against harm to one’s corporeal existence, it can also mean the
‘right to be left alone.’ The right to life also congeals the autonomy of an
individual to provide meaning to his or her life. In a sense, it allows him
or her sufficient space to determine quality of life. A law that mandates
informed choice and proper access for reproductive health technologies
should not be presumed to be a threat to the right to life. It is an
affirmative guarantee to assure the protection of human rights.”

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In short, the constitutional provisions embed the idea

that there is no invisible hand26 that guides participants in
the economic market to move toward optimal social welfare
in its broadest developmental sense.
Producers, by their very nature, participate in the
market motivated by their objective to recover costs and
maximize their profits. Costs for them usually refer to their
pecuniary expenditures. Costs suffered incidentally by the
ecology of the locations of their factories or by the health of
their consumers are not costs which producers readily and
naturally internalize.27 In an unregulated market, they do
not spend their capital to mitigate or remedy these types of
damages.28 In many instances, there is the tendency even
to avoid incurring expenses to find out whether these types

of damages actually occur. Environmental damage and
health risks are, thus, externalities which are usually
invisible to them. Externalities are costs which remain
unrecognized in the private transaction between the
producers and their consumers.
Of course, producers will respond to both the quantity
and quality of demand in a market. In an unregulated
market, collective consumer preferences will define the
types of products that producers will sell. In turn, this will
provide the strongest incentive for producers to specialize
their products in an efficient and economical manner.
Consumers, however, are also shaped by the incentives
in the market. The nature of the benefits which defines
incentives is likewise framed by the pervading culture.
Health and consciousness may evolve among consumers.
There are, for instance, those who will definitely purchase
organic, nontransgenic, and unadulterated food products as
a matter of personal choice. There will also be those who,
like
_______________
26 See Smith, Adam, The Wealth of Nations (1776).

27 Stiglitz, Joseph E., Economics of the Public Sector, p. 215 (2000).
28 Id., at p. 223.

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many of the private respondents in this case, evolve

movements to convince the consumers to shift their tastes
and their preferences.
Choices of consumers also depend on the consciousness
that the present culture sponsors:

Consciousness can be defined as “the way people
conceive of the ‘natural’ and normal way of doing
things, their habitual patterns of talk and action, and
their common sense understanding of the world.”29

Legal consciousness, on the other hand, is simply “all
the ideas about the nature, function and operation of law
held by anyone in society at a given time.”30 This means
that the culture and framework of defining incentives and
making choices among our consumers also depend on the
content of the law and its interpretation in administrative
regulatory issuances and judicial decisions.
The imperative for the state’s more active participation
in matters that relate to health and ecology is more salient
given these perspectives and the pervasive impact of food

on our population.
At its bare minimum, Sections 15 and 16 imply that the
standard to be used by the state in the discharge of its
regulatory oversight should be clear. This is where
Administrative
_______________
29 Engel, David M., How Does Law Matter in the Constitution of Legal
Consciousness? in How Does Law Matter, p. 112 (1998), citing Merry,
Sally Engle, Getting Justice and Getting Even: Legal Consciousness
Among Working Class Americans, p. 5 (1990).
30 Id., citing Trubek, David, Where the Action Is: Critical Legal Studies
and Empiricism, 36 Stan. L. Rev. 575, 592. He, however, refers to Sarat
who “hastens to explain that he rejects the approach of ‘radical
individualization,’ that he studies consciousness rather than attitudes
because the latter inappropriately presents ‘a picture of persons
influenced by a variety of factors, thinking, choosing, deciding
autonomously how and what to think.’”

658

(Philippines)
Order No. 8 fails. While providing for processes, it does

not refer to any standard of evaluating the applications to
be presented before the Department of Agriculture or, in
field testing, the Scientific Review Technical Panel. There
are many of such standards available based on best
practices. For instance, the regulators may be required to
evaluate applications so that there is a scientific
demonstration of a “reasonable certainty of no harm”31 to
both health and environment in all aspects in the creation,
testing, and propagation of genetically modified
ingredients, processes, or products.
Without these standards, Sections 15 and 16 become
meaningless. Hence, in this regard, Administrative Order
No. 8 is null and void.

V

In addition to constitutional provisions under Article II,
the Philippines also sources its environmental obligations
from conventions and subsequent protocols. On May 24,
2000, the Philippines became one of the signatories to the
Cartagena Protocol on Biosafety to the Convention on
Biodiversity.32 By September 11, 2003, the Cartagena
Protocol entered into force in the Philippines.33
_______________
31 The United States’ Federal Food, Drug, and Cosmetics Act initially
coined the standard “reasonable certainty of no harm” with respect to food
safety evaluations. See Freedman, Daryl M., Reasonable Certainty of No
Harm: Reviving the Safety Standard for Food Additives, Color Additives,
and Animal Drugs, p. 7 Ecology L.Q. (1978).
<http://scholarship.law.berkeley.edu/elq/vol7/iss2/2> (last visited:
December 1, 2015). The Food and Agriculture Organization of the United
Nations reiterated this standard in their GMO Food Safety Assessment:
Tool For Trainers, p. 8. <http://www.fao.org/3/a-i0110e.pdf> (last visited:
December 1, 2015).
32 Parties to the Protocol and signature and ratification of the
Supplementary Protocol <https://bch.cbd.int/protocol/parties/> (visited
December 1, 2015).
33 Preambular clause in Exec. Order No. 514 (2006).

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The Cartagena Protocol’s objective is to ensure “an

adequate level of protection in the field of the safe transfer,
handling and use of living modified organisms resulting
from modern biotechnology. . . .”34 Article 23 of the
Cartagena Protocol35 stresses that the public must be
consulted in the decision-making process regarding living
modified organisms, and that the decisions made with this
regard must be communicated to the public.36
The Cartagena Protocol emphasizes that risk
assessment should be carried out in a scientifically sound
manner.37 In
_______________
34 Cartagena Protocol on Biosafety to the Convention on Biological

Diversity <https://www.cbd.int/doc/legal/cartagena-protocol-en.pdf>
35 Cartagena Protocol, Art. 23. Public Awareness and Participation.
—1. The Parties shall: (a) Promote and facilitate public awareness,
education and participation concerning the safe transfer, handling and
use of living modified organisms in relation to the conservation and
sustainable use of biological diversity, taking also into account risks to
human health. In doing so, the Parties shall cooperate, as appropriate,
with other States and international bodies; (b) Endeavour to ensure that
public awareness and education encompass access to information on living
modified organisms identified in accordance with this Protocol that may
be imported.
2. The Parties shall, in accordance with their respective laws and
regulations, consult the public in the decision-making process regarding
living modified organisms and shall make the results of such decisions
available to the public, while respecting confidential information in
accordance with Article 21.
3. Each Party shall endeavour to inform its public about the means of
public access to the Biosafety Clearing-House.
36 Cartagena Protocol, Art. 23.2.
37 Cartagena Protocol, Art. 15.1. Risk assessments undertaken
pursuant to this Protocol shall be carried out in a scientifically sound
manner, in accordance with Annex III and taking into account recognized
risk assessment techniques. Such risk assessments shall be based, at a
minimum, on information provided in accordance with Article 8 and other
available scientific evidence in order to identify and evaluate the possible
adverse effects of living modified organ-

660

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addition, Annex III of the Cartagena Protocol also

provides that risk assessment must also be done in a
transparent manner.38
Subsequent executive actions reflect the obligations of
the Philippines under the Cartagena Protocol. Executive
Order No. 514, which established the National Biosafety
Framework, was enacted “to comply with the
administrative requirements of the Cartagena Protocol on
Biosafety,” among other reasons.39 Executive Order No. 514
restructured the National Committee on Biosafety of the
Philippines, an interagency, multisectoral body in charge of
the National Biosafety Framework.40
isms on the conservation and sustainable use of
biological diversity, taking also into account risks to human
health.
The National Biosafety Framework has provisions on
Access to Information (Section 6)41 and Public Participation
_______________
38 Cartagena Protocol, Annex III(3).

39 Exec. Order No. 514, Whereas clause.
40 Id., Sec. 4.1.
41 Id., Sec. 6. Access to Information.
The right of the public and the relevant stakeholders to information
related to biosafety decisions is recognized and shall always be respected
in accordance with guidelines to be issued by the NCBP, which shall
include, among others, the following:
6.1 Information on Applications.—Concerned departments and
agencies shall, subject to reasonable limitations to protect confidential
information as provided below, disclose all information on such
applications in a prompt and timely manner. Such departments and
agencies may require applicants to provide the information directly to
concerned stakeholders.
6.2 Confidential Information.—In all applications for approvals,
whether domestic or foreign, concerned departments and agencies shall
ensure that it has procedures and regulations to determine and protect
confidential information; Provided, however, that the concerned agencies

may refuse declaring the confidentiality of such information if it is
necessary to enable the concerned stakeholders to effectively conduct a
scientific risk assessment.

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(Section 7).42 The provisions envision a culture of

constant communication and feedback from the public
regarding bio-
_______________
6.3 Information on Biosafety Decisions.—The public and stakeholders

shall have access to all biosafety decisions and the information on which
they are based, subject to limitations set in Section 6.2 of this Framework.
Such decisions shall summarize the application, the results of the risk
assessment, and other relevant assessments done, the public participation
process followed, and the basis for approval or denial of the application.
6.4 Information on Risk Management, Product Monitoring, and
Product Identification.—All relevant stakeholders shall have access to
information related to risk management and product monitoring.
Information on product identification shall be provided to the general
public.
42 Id., Sec. 7. Public Participation
The concerned government departments and agencies, in developing
and adopting biosafety policies, guidelines and measures and in making
biosafety decisions, shall promote, facilitate, and conduct public
awareness, education, meaningful, responsible, and accountable
participation. They shall incorporate into their respective administrative
issuances and processes best practices and mechanisms on public
participation in accordance with the following guidelines:
7.1 Scope of Public Participation.—Public participation shall apply to
all stages of the biosafety decision-making process from the time the
application is received. For applications on biotechnology activities related
to research and development, limited primarily for contained use, notice of
the filing of such application with the NCBP shall be sufficient, unless the
NCBP deems that public interest and welfare requires otherwise.
7.2 Minimum Requirements of Public Participation.—In conducting
public participation processes, the following minimum requirements shall
be followed:
7.2.1 Notice to all concerned stakeholders, in a language understood
by them and through media to which they have access. Such notice must
be adequate, timely, and effective and posted prominently in public places
in the areas affected, and in the case of commercial releases, in the
national print media. In all cases, such notices must be posted
electronically in the internet;

662

(Philippines)
safety decisions, risk assessment processes, product

monitoring, and product identification.

7.2.2 Adequate and reasonable time frames for public
participation procedures. Such procedures should allow
relevant stakeholders to understand and analyze the
benefits and risks, consult with independent experts, and
make timely interventions. Concerned departments and
agencies shall include in their appropriate rules and
regulations specific time frames for their respective public
participation processes, including setting a minimum time
frame as may be appropriate;
7.2.3 Public consultations, as a way to secure wide
input into the decisions that are to be made. These could
include formal hearings in certain cases, or solicitation of
public comments, particularly where there is public
controversy about the proposed activities. Public
consultations shall encourage exchanges of information
between applicants and the public before the application is
acted upon. Dialogue and consensus-building among all
stakeholders shall be encouraged. Concerned departments
and agencies shall specify in their appropriate rules and
regulations the stages when public consultations are
appropriate, the specific time frames for such
consultations, and the circumstances when formal hearings
will be required, including guidelines to ensure orderly
proceedings. The networks of agricultural and fisheries
councils, indigenous peoples and community-based
organizations in affected areas shall be utilized;
7.2.4 Written submissions. Procedures for public
participation shall include mechanisms that allow public
participation in writing or through public hearings, as
appropriate, and which allow the submission of any
positions, comments, information, analyses or opinions.
Concerned departments and agencies shall include in their
appropriate rules and regulations the stages when and the
process to be followed for submitting written comments;
and
7.2.5 Consideration of public concerns in the decision-
making phase following consultation and submission of
written comments. Public concerns as reflected through the
procedures for public participation shall be considered in
making the decision. The public shall be informed of the
final decision promptly, have access to the decision, and
shall be provided with the reasons and considerations
resulting in the decision, upon request.

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(Philippines)
Executive Order No. 514, while not a statute, provides

binding policies and rules for the executive agencies of
government in their task of implementing its legal
obligations under the Cartagena Protocol. Hence, all
actions of agencies involved in the execution of biosafety in
the Philippines must follow the Cartagena Protocol, the
National Biosafety Framework, and our Constitution.
Like the National Biosafety Framework established by
Executive Order No. 514, Administrative Order No. 8 cites
the Cartagena Protocol as a source of obligation of the state
to regulate transgenic plants.43
Administrative Order No. 8 fails to meet certain
standards required under the Cartagena Protocol.
This Order requires an applicant for field testing of a
regulated article to create an Institutional Biosafety
Committee. It is the applicant who chooses the members of
the Institutional Biosafety Committee.
The composition of the Institutional Biosafety
Committee includes three scientist members and two
community representatives who “shall not be affiliated
with the applicant apart from being members of its
[Institutional Biosafety Committee] and shall be in a
position to represent the interests of the communities
where the field testing is to be conducted.”44 As an
apparent assurance for the lack of bias of these community
representatives, the National Committee on Biosafety of
the Philippines must approve the composition of the
Institutional Biosafety Committee.45
The manner of choosing the composition of the
Institutional Biosafety Committee is problematic. It
reduces meaningful compliance in our commitments
enunciated in the Cartagena Protocol into mere artifice. It
defies the guidelines set by the National Biosafety
Framework.
_______________
43 DA Adm. Order No. 8 (2002), Whereas clause.

44 Id., Sec. 1(L).
45 Id.

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(Philippines)
Both the Cartagena Protocol and National Biosafety

Framework require participation from community
members. However, in Administrative Order No. 8, the

applicant has the initial choice as to the community
representatives who will participate as members of the
Institutional Biosafety Committee. The approval by the
National Committee on Biosafety of the Philippines is not a
sufficient mechanism to check this discretion. This
interagency committee can only approve or disapprove
community representatives that were already selected by
the applicant. The applicant does not have any incentive to
choose the critical community representatives. The
tendency would be to choose those whose dissenting voices
are tolerable. Worse, the National Committee on Biosafety
of the Philippines, apart from not being a sufficient
oversight for people’s participation, is a government body.
A government body is not the community that should
supposedly be represented in the Institutional Biosafety
Committee.
In addition, there are other problems with public
participation in Administrative Order No. 8. For field
testing under Administrative Order No. 8, the only
opportunity for public participation is under Sections 8(G)
and 8(H). Under Section 8(G), the public consultation on an
application is prompted by the posting of the Public
Information Sheet on Field Testing, which shall be posted
in three conspicuous places in the
barangay/city/municipality for three consecutive weeks.
The interested party is given thirty (30) days within which
to file a written comment on the application.
The posting of the Public Information Sheet in three
conspicuous places near the field testing site is not enough
to raise awareness regarding the field testing being applied
for. The subject matter in transgenic transformation is too
complex and its consequences too pervasive as to simply
leave this through the fictional notice of public posting. The
positive duty of the state requires more in terms of the
creation of public awareness and understanding. For
instance, the Department of Agriculture is competent and
large enough so as to make actual face to face community
meetings reasonable.

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Also, under the National Biosafety Framework, there

must be posting on the Internet to capture the attention of
relevant stakeholders.46 This is not required under Section
8(G).
The mechanism under Administrative Order No. 8 does
not even require that local government authorities be
apprised about the proposed field testing. Certainly,
engaging local government authorities invites more
meaningful public discourse.
Section 8(H) requires the creation of a Scientific and

Technical Review Panel. This is a group of three
independent scientists that reviews the risk assessment
conducted by the Institutional Biosafety Committee. The
Scientific and Technical Review Panel does not have a
community representative. It is also tasked to evaluate —
based on the individual scientist’s own standards —
whether the proposed field testing poses significant risks
on human health and the environment. How the points
raised during the mandatory public hearings will be
considered in the issuance of the field testing permits is not
covered by Administrative Order No. 8. In this regard,
there is no standard or process.
The nonchalant attitude of the regulatory framework is
best seen in this case. Petitioners alleged that there was
some public consultation prior to field testing. These
consultations, however, were not documented. The only
proof of such consultation was a bare allegation made by
Miss Merle Palacpac of the Department of Agriculture in
her judicial affidavit.47
The absence of an effective mechanism for public
feedback during the application process for field testing
means that Administrative Order No. 8 fails in meeting the
public participation requirement of the Cartagena Protocol
and the National Biosafety Framework. The current
mechanisms
_______________
46 Exec. Order No. 514, Sec. 7.2.1.

47 Judicial Affidavit of Merle Bautista Palacpac dated Feb. 4, 2013, pp.
16-17, par. 56.

666

(Philippines)
have all the badges of a “greenwash”:48 merely an

exhibition of symbolic compliance to environmental and
biosafety policy.
The insouciant approach to public participation
during the application process is obvious as there is
no appeal procedure for third parties under
Administrative Order No. 8. The regulation does not
consider that communities affected may want to question
the exercise of discretion by the Department of Agriculture
or the Bureau of Plant Industry. Section 18 of
Administrative Order No. 8 only covers appeals for “[a]ny
person whose permit has been revoked or has been denied
a permit or whose petition for delisting has been denied by
the Director of [Bureau of Plant Industry].” Procedural due
process is taken away from the public.

VI

Due to these fundamental deficiencies, Administrative
Order No. 8 is null and void. In its present form, it cannot
be used as the guidelines to regulate further field testing or
commercial propagation of Bt talong. Until a law or a new
regulation is passed consistent with the Constitution, our
treaty obligations, and our laws, no genetically modified
ingredient process or product can be allowed to be
imported, field tested, or commercially propagated.

VII

Science is not just a body of knowledge; it is the result of
the application of the scientific methodology.49 The
direction of
_______________
48 The term is often used in reference to businesses and corporations

that mislead consumers about the business’ environmental performance or
the environmental benefits of a product. Delmas, Magali, A., Burbano,
Vanessa Cuerel, The Drivers of Greenwashing
<http://www.ioe.ucla.edu/media/files/Delmas-Burbano-CMR-2011-gd-
ldh.pdf> (visited December 1, 2015).

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(Philippines)
the methodology depends on the objective of each study

or research. The scientific methodology tests a hypothesis,
or a proposed statement of relationships between factors or
variables that acts as a tentative answer to a specific
research question.50
From the hypothesis, a scientist reviews related
literature and records observations relating to the
hypothesis. Sampling, observations, and measurements
must be accurate and replicable. These areas are
vulnerable to errors that may distort a research’s
conclusions.51 In order to confirm found observations, a
scientist can design tests in order to make observations
under controlled conditions.52
This basic process is also found in the environmental
risk assessments conducted for transgenic crops. There are
four important steps in Environmental Risk Assessments:
(1) Initial evaluation — This step determines whether
risk assessment is required.
(2) Problem formulation — This step involves the
formulation of risk hypothesis to be tested in the laboratory
and field. An example of a risk hypothesis is whether the

transgenic crop affects nontargeted organisms.
(3) Controlled experiment and gathering information
— These are done first in the laboratory, and then under
controlled field conditions.
(4) Risk evaluation53
_______________
49 Mother and Child Health: Research Methods, Chapter 1: Scientific

Method, p. 1
<http://www.oxfordjournals.org/our_journals/tropej/online/ce_ch1.pdf>
50 Id., at p. 3.
51 Id., at p. 4.
52 Id., at p. 6.
53 Bartsch, Detlef, et al., Field Testing of Transgenic Plants in Plant
Biotechnology and Genetics: Principles, Techniques, and Applications, p.
313 (2008).

668

(Philippines)
The results of scientific experimentation with transgenic

crops form part of science. However, these research articles
must be rigorously and deliberately examined to scrutinize
their subject matter, the hypothesis and methodology
deployed, and the cogency of the conclusions drawn from
the observed findings.
Certainly, the conclusions in studies concerning Bt
maize may not always be valid with respect to Bt talong.
Some of the variables may be the same. Obviously, both
transgenic crops include the vector bacillus thuringiensis.
However, there will also be obvious differences because of
the difference of the crops, their behavior in various
environments, the manner in which they reproduce, their
uses, and their consequences.
Currently, there is more literature regarding the
viability and safety of Bt maize because it is already being
commercially propagated. On the other hand, Bt talong is
still being studied and assessed and is not yet ready for
commercial release. The application for field testing for Bt
talong under the correct conditions is itself part of the
scientific inquiry to test hypotheses both for or against its
propagation.
The Court of Appeals, instead of relying on these
standards of science, employed a “hot tub” examination of
experts. It took into account literature on Bt maize or Bt
cotton, and various arguments and studies conducted for Bt
maize. It then made conclusions, without a rigorous
explanation of its methodology and standards for

credibility, from these studies.
Without these rigorous explanations, the Court of
Appeals committed grave abuse of discretion when it
considered Bt maize research. Ideally, the Court of Appeals
should have scrutinized the results of the contained
experimentation with respect to Bt talong because the
results were the basis for the Bureau of Plant Industry’s
allowance of field testing.54 It should have examined
whether the experimentation con-
_______________
54 Petition of Environmental Management Bureau, et al., Annex “E.”

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(Philippines)
ducted may be replicated and whether it will yield the

same result.
The experts could have also been asked individually
about the results of contained experimentation and if the
contained experiments answered research objectives
relating not only to the viability of the product, but the
impact to the environment should the product undergo field
testing. The first objective is in line with the commercial
interests of the applicant, while the latter objective is more
in tune with the state’s policy of protecting the right of the
people to a balanced and healthful ecology. The imposition
of the latter objective should have been the role of the
Bureau of Plant Industry because it was the authorizing
agency for field testing permits.
The Court of Appeals committed grave abuse of
discretion by relying only on the study of Dr. Gilles-Eric
Seralini who made a study involving a completely different
transgenic crop. This court tasked the Court of Appeals to
assess the propriety of the issuance of field testing permits
with respect to Bt talong, not to draw conclusions about Bt
talong based on one scientific literature on Bt maize.
The results of the field testing of Bt talong should still
be subject to confirmatory tests involving the same
variables in order to attain a level of statistical reliability.
However, these subsequent field testing must be done
under regulations consistent with our Constitution and
international obligations. They must be conducted under a
regulatory agency that will have the competence to be
actively involved in the scientific inquiry.

VIII

The results of this case are neither an endorsement nor

a repudiation of genetically modified ingredients,
processes, and food products. This should neither be
interpreted as a rebuke of the avowed mandates of
respondents, many of whom have distinguished themselves
in their advocacies.

670

(Philippines)
Certainly, there is a need for leaders, organizations, and

dedicated movements that amplify the concerns of
communities, groups, and identities which tend to be put in
the margins of forums dominated by larger and more
politically connected commercial interests. This includes
forums that create and implement regulatory frameworks.
Liberal democratic deliberations at times fail to represent
the silenced majority as it succumbs to the powerful
minority.
While acknowledging this reality, we also need to be
careful that the chambers of this court do not substitute for
the needed political debate on public issues or the
analytical rigor required by truths in science. We are
Justices primarily. While politics and science envelope
some of our important decisions, we should not lose the
humility that the Constitution itself requires of us. We are
an important part of the constitutional order: always only a
part, never one that should dominate. Our decisions have
the veneer of finality. It should never, however, be
disguised superiority in any form or manner.
Political debates indeed also mature when we pronounce
the nature of fundamental rights in concrete cases. Before
cases ripen — or, as in this case, when it has become moot
— restraint will be the better approach. We participate in
the shaping of the content of these fundamental rights only
with the guidance of an actual case. This, among others,
distinguishes the judicial function from the purely political
engagement.
Restraint is especially required when the remedy chosen
is a Petition for the issuance of a Writ of Kalikasan, which
is designed to prevent an actual or imminent
environmental catastrophe. Again, in this case, the field
testing ended. There is yet no permit to commercially
propagate Bt talong. The results of the field testing of the
genetically modified food crop have not been presented for
evaluation by any of the relevant agencies charged with its
eventual regulation. Moreover, the

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(Philippines)
results of the field testing have not been presented for

proper public scrutiny.
If any, the resolution of this case implies rigor in
environmental advocacy. Vigilance and passion are the
hallmarks of the public interest movement. There is no
reason that the members of this movement should not
evolve the proper skills and attitudes to properly work the
legal system and understand the role of the judicial
process. Environmental advocacy also requires an
understanding of science and the locating of the proper
place of various norms such as the precautionary principle.
After all, representation of marginalized community vices
deserves excellent representation and responsible
leadership. Filing a judicial remedy almost two years too
late and without the required scientific rigor patently
required by the allegations and the arguments misses these
standards.
But, we cannot just leave things as they are especially
when patent unconstitutional provisions surface and where
deference will amount to a denial of the positive
constitutional duties were required to discharge. There are
grave errors in Administrative Order No. 8 that stack
decisions made by the Department of Agriculture and the
Bureau of Plant Industry in favor of the commercial
applicant. We have so far only evaluated the provisions in
accordance with law and found them wanting. By declaring
Administrative Order No. 8 null and void, there is now
incentive for either Congress or our administrative bodies
to review the present regulatory framework and bring it
not only to legal fiat but also to address all concerns
including those voiced by respondents in this case.
Food safety and food security are vital for the assurance
of human dignity. We can only hope that the complex
issues relating to genetic modification of the food we eat be
debated deliberately, vigorously, and with all the scientific
rigor and rationality required in the proper public forums.
Food safety

672

(Philippines)
and food security are complex issues requiring the

benefit of all the wisdom of all our people.
ACCORDINGLY, I vote to declare Administrative
Order No. 8, Series of 2002, of the Department of
Agriculture null and void, being violative of the
Constitution, our treaty obligations under the Cartagena

Protocol, and the instructions of the President under
Executive Order No. 514.
Petitions denied, judgment modified.
Note.—The right of the people “to a balanced and

healthful ecology carries with it the correlative duty to
refrain from impairing the environment.” (Ruzol vs.
Sandiganbayan, 696 SCRA 742 [2013])

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1/28/2019 SUPREME COURT REPORTS ANNOTATED VOLUME 776

G.R. No. 209271. December 8, 2015.*

G.R. No. 209276. December 8, 2015.*

VOL. 776, DECEMBER 8, 2015 435

BiotechApplications, Inc. vs. Greenpeace Southeast Asia

CROP LIFE PHILIPPINES, INC., petitioner-in-

G.R. No. 209301. December 8, 2015.*

G.R. No. 209430. December 8, 2015.*

Remedial Law; Civil Procedure; Locus Standi; The rule on

436 SUPREME COURT REPORTS ANNOTATED

party’s personal and substantial interest in a case where he

VOL. 776, DECEMBER 8, 2015 437

Remedial Law; Actions; Moot and Academic; An action is

considered ‘moot’ when it no longer presents a justiciable

438 SUPREME COURT REPORTS ANNOTATED

Genetic Manipulation; Genetic manipulation has long been

the desired source are deposited on the stigma of a receptive

VOL. 776, DECEMBER 8, 2015 439

the production of the first GMOs in the 1970s, genes have

animal consumption using the latest molecular biology techniques.

440 SUPREME COURT REPORTS ANNOTATED

stantial yield losses.—The application of biotechnology in

quickly in the soil, eliminating residue carryover problems and

VOL. 776, DECEMBER 8, 2015 441

for Development (IAASTD), a three-year international

442 SUPREME COURT REPORTS ANNOTATED

farmers, particularly under the increasingly unpredictable

that decisions shall be arrived at in a transparent and

VOL. 776, DECEMBER 8, 2015 443

principles, the principle of protecting public interest and

decades, the precautionary principle has served as the normative

444 SUPREME COURT REPORTS ANNOTATED

of the environment. For the first time, the precautionary

contamination and genetic pollution would be disastrous and

VOL. 776, DECEMBER 8, 2015 445

VELASCO, JR., J., Concurring Opinion:

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Same; Same; Permit to Field Test; View that as it stands,

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Same; Rules of Procedure for Environmental Cases; View that

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issues.—It was also stated that an environmental

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ing the trials to be conducted without a prior determination of

(EIA) or the prior securing of an ECC is a condition sine qua non

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processes — may become commercially available. The first

environment in a highly regulated manner also for experimental

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tive of the state “[t]o modernize the agriculture and fisheries

respondents in this case. Both are found in Article II, viz.:

452 SUPREME COURT REPORTS ANNOTATED

and processes introduced in the market. It is expedient for

that the decisions made with this regard must be communicated

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trative Order No. 8 only covers appeals for “[a]ny person

resolution of this case implies rigor in environmental advocacy.

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made by the Department of Agriculture and the Bureau of