Complete Anti-Federalist Papers PDF
Complete Anti-Federalist Papers PDF
Complete Anti-Federalist Papers PDF
Volume 70
Article 8
Issue 1 November 1984
Complete Anti-Federalist
Paul Finkelman
Recommended Citation
Paul Finkelman, Complete Anti-Federalist , 70 Cornell L. Rev. 182 (1984)
Available at: http://scholarship.law.cornell.edu/clr/vol70/iss1/8
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BOOK REVIEW
1 Antifederalist George Mason even has a law school named for him.
2 The number of books and articles on antifederalists and antifederalism is quite small.
Among the leading works are: S. BOYD, THE POLITICS OF OPPOSITION: ANTIFEDERALISTS
AND THE ACCEPTANCE OF THE CONSTITUTION (1979); J.T. MAIN, THE ANTIFEDERALISTS:
CRITICS OF THE CONSTITUTION 1781-1788 (1961); R. RUTLAND, THE ORDEAL OF THE CON-
STITUTION: THE ANTIFEDERALISTS AND THE RATIFICATION STRUGGLE OF 1787-1788
(1966); Kenyon, Men of Little Faith.- The Antifederalists on the Nature of Representative Government,
12 WM. & MARY Q. 3 (3d ser. 1955). Background reading on the adoption of the Constitu-
tion should begin with C. BEARD, AN ECONOMIC INTERPRETATION OF THE CONSTITUTION
OF THE UNITED STATES (1913); G. WOOD, THE CREATION OF THE AMERICAN REPUBLIC,
1776-1787 (1969). William W. Crosskey is the most prominent legal scholar to give attention
to the ideas and politics of the antifederalists. See W.W. CROSSKEY, POLITICS AND THE CON-
STITUTION INTHE HISTORY OF THE UNITED STATES (1953 (vols. 1 & 2), 1980 (vol. 3 with W.
JEFFREY)).
3 See Kenyon, supra note 2.
1984] BOOK REVIEW
words of the antifederalists have, until now, been all but forgotten. 4
To a large extent the late Herbert Storing's seven volume collec-
tion, The Complete Anti-Federalist,has remedied the lack of antifederalist
sources. Storing has assembled most of the important antifederalist doc-
uments, including some that have not previously been in print. An elab-
orate, yet easily used, footnote and index system supplements Storing's
first-rate editing job. Although there are many omissions in this collec-
tion, 5 Storing has set the stage for a reinvigorated study of the Constitu-
tion by providing scholars access to the arguments of the document's
critics.
As the bicentennial of the Constitution approaches, it is worth ex-
amining the ratification debates. Such an examination requires a close
look at opponents of the Constitution as well as the document's support-
ers. Reading through The Complete Anti-Federalistteaches us the impor-
tance of the antifederalists in shaping the American Constitution. The
recurrent theme of the antifederalists is fear: fear that the national gov-
ernment would usurp the rights of the people; fear that without a Bill of
Rights all liberty would be destroyed; fear that the presidency and Sen-
ate would lead to an aristocracy. If these fears seem paranoid and out-
rageous today, it may be because the antifederalists expressed such fears
in 1787-88, and thereby helped define the nature of the American Con-
stitution. Through Storing's volumes we see that, for our constitutional
history, the arguments of the losers are just as important as those of the
winners.
I
THE INCOMPLETE ANTIFEDERALIST
4 For earlier reprints of primary materials on the antifederalists, see THE ANTIFEDER-
ALIST PAPERS (M. Borden ed. 1964); A. MASON, THE STATES RIGHTS DEBATE: ANTIFEDER-
ALISM AND THE CONSTITUTION (1964); THE ANTIFEDERALISTS (C. Kenyon ed. 1966);
ESSAYS ON THE CONSTITUTION OF THE UNITED STATES (P. Ford ed. 1892); PAMPHLETS ON
THE CONSTITUTION OF THE UNITED STATES (P. Ford. ed. 1888). Some individual antifeder-
alist pieces have been separately reprinted. Ste, e.g., LETTERS FROM THE FEDERAL FARMER
TO THE REPUBLICAN (W. Bennett ed. 1978).
5 See inra notes 6-17 and accompanying text.
CORNELL LAW REVIEW [
[Vol. 70:182
inclusion of only one antifederalist piece from Rhode Island is particu-
larly striking, in light of the fact that North Carolina and Rhode Island
were the last two states to ratify the Constitution. In August 1788, the
North Carolina Convention refused to ratify the Constitution by a
greater than two to one majority.6 North Carolina did not ratify until
November 1789. 7 Rhode Island initially defeated the Constitution by
overwhelming votes in town meetings.
Ratification by a Rhode Island state convention did not occur un-
til May 1790, and then by the narrow vote of thirty-four to thirty-two.8
Thus, where antifederalist sentiment was strongest, Storing's collection
is weakest. In his introduction, Storing concludes that the "Anti-Feder-
alists lost the debate over the Constitution not merely because they were
less clever arguers or less skillful politicians but because they had the
weaker argument." 9 Storing makes this assertion, however, without
presenting the arguments of the most successful antifederalist
politicians. 0
The absence of materials from North Carolina underscores the pau-
city of materials from the state ratifying conventions in Storing's collec-
tion. Even if Storing could not find newspaper articles or pamphlets
opposing ratification in North Carolina,"' he certainly could have
presented the speeches delivered in the state ratifying convention by
2
such antifederalist leaders as Willie Jones and Judge Samuel Spencer.1
Although eleven states had already ratified, and thus the new Constitu-
tion was in effect, the antifederalists at the 1788 North Carolina conven-
tion were still able to prevent their state from ratifying the document.
Surely their arguments are worth hearing and should not have been
omitted.
With only a few exceptions, Storing ignored the debates in the state
ratifying conventions. Although many of these debates are generally
available in Jonathan Elliot's five volume collection, 13 that is certainly
14
no reason for excluding the major antifederalist speeches from this set.
Although comprehensive, Elliot's volumes place the burden on the stu-
dent and scholar to identify the speeches of those who voted against
ratification. The Complete Anti-federalist would be much more complete if
it had included the major antifederalist speeches from the state debates.
There is yet another critical reason for including the debates from
the state ratifying conventions. Storing is concerned with analyzing
"the political thought of the Anti-Federalists."' 15 By excluding most of
the ratification debates, however, Storing has taken the "politics" out of
his study of political thought. The technical and often dry analysis of
the Constitution that Storing has presented may be the meat of a polit-
ical theorist, but much of the material lacks the passion of the political
antagonists of 1787-88.
Just as he has excluded the passion of debate, so Storing has ig-
nored the vicious. James Hutson has written that "Storing's definition
of his work justifies the exclusion of the scurrilous squibs of Antifederal-
ist mudslingers like 'A Turk,' 'Defecater,' 'Peep,' 'Peep, Jr.,' and 'A
Bricklayer.' ",16 By excluding such "mudslingers," however, Storing
may mislead students and scholars who are unaware that the debate
over the Constitution led to vitriolic, passionate, and even unfair criti-
cisms of the federalist position.
Storing's work is clearly not a "complete" compilation of antifeder-
alist writings.' 7 Nevertheless, in spite of its omissions, it will be the best
13 See 1-5 THE DEBATES IN THE SEVERAL STATE CONVENTIONS, supra note 6; see also 2
THE DOCUMENTARY HISTORY OF THE RATIFICATION OF THE CONSTITUTION: RATIFICA-
TION OF THE CONSTITUTION BY THE STATES, PENNSYLVANIA (M. Jensen ed. 1976). The
Rhode Island debates appear in THEODORE FOSTER'S MINUTES OF THE CONVENTION HELD
AT SOUTH KINGSTOWN, RHODE ISLAND, IN MARCH, 1790, WHICH FAILED TO ADOPT THE
CONSTITUTION OF THE UNITED STATES (R. Cotner ed. 1929). One of Storing's most impor-
tant contributions are the heretofore unpublished notes of the speeches of George Clinton in
the New York ratifying convention. See Notes of Speeches Given by George Clinton before the New
York State RatziJ ng Convention, in 6 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 177-91.
14 Storing recognized that there was no need for comprehensiveness with regard to the
convention speeches, 1 THE COMPLETE ANTI-FEDERALIST, supra note 9, at xix, but that does
not explain the almost total omission of these speeches from this edition.
15 1 THE COMPLETE ANTI-FEDERALIST, supra note 9, at xix.
16 Hutson, The Incomplete Antifederalist, 11 REVS. AM. HIST. 204, 204-05 (1983).
17 Hutson also indicates that Storing failed to reprint "substantial Antifederalist essays
by, among others, Algernon Sydney (beginning in the Independent Cazetteer, Nov. 21, 1787),
Cicero (id, Jan. 30, 1788) and Leonidas (Freeman'sJroumal,July 30, 1788)" as well as "John
Nicholson's important pamphlet, A View of the ProposedConstitution." Hutson, supranote 16, at
205. Hutson also chides Storing for neglecting James Warren, The Disadvantagesof Federalism
upon the New Plan, Luther Martin's "important replies to the Landholder" printed in March
CORNELL LAW REVIEW [Vol. 70:182
II
DISSENT AMONG THE DISSENTERS
In his introductory essay, Storing writes that "[i]n the most obvious
sense" there was no "single Anti-Federal position." 18 Storing correctly
notes that there were many points of agreement among those who op-
posed the Constitution, but, at the same time, "[i]t would be difficult to
find a single point about which all the Anti-Federalists agreed."' 9 In-
deed, they could not "even agree unanimously in opposing the adoption
of the Constitution. '20 Some were willing to accept the Constitution
with amendments, some eventually accepted it without the promise of
amendments, others wanted a second convention to rewrite the entire
document, and some would have preferred no significant changes at all
21
in the structure of government under the Articles of Confederation.
There were clear differences on certain issues among the antifeder-
alists. Some antifederalists thought the Constitution provided too much
democracy, although most thought it was not sufficiently democratic.
On many issues there was a range of antifederalist opinion, but often
this simply represented different degrees of skepticism.
Reaction to the creation of the Senate under the new Constitution
illustrates such antifederalist differences. Because most antifederalists
believed that the states would be the greatest guardian of liberty, some
welcomed the concept of indirect election of Senators who would thus
represent the interests of the states.22 The antifederalists did not gener-
1788, and Spencer Roane's "Letter of Plain Dealer." Id To this list I would add the essays by
"Caution" [Samuel Chase] in Maryland; the essays of "Lycurgus" (in Independent Gazetteer
(Philadelphia), Oct. 17, 1787); "Letter from a Hermit" (in United States Chronicle (Provi-
dence), Mar. 27, 1788); "Philanthropos" (in Virginia Journal (Alexandria), Dec. 1787); and
"An Old Constitutionalist" (in Independent Gazetteer, Oct. 26, 1787). There are numerous
other essays and short squibs in the antifederalist newspapers that might have been published
to illustrate the variety of antifederalist sentiment.
18 1 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 5. The University of Chicago
Press has also published Storing's introductory essay, What the Anti-Federalists Were For, as a
separate paperback volume by that title.
19 Id (emphasis in original).
20 Id
21 See id
22 See, e.g., Observations Leadingto a FairExamination of the System of Covernment Proposedby the
Late Convention; And to Several EssentialandNecessa7y Alterations in It. In a Number of Letters From the
FederalFarmerto the Republican (letter of Jan. 10, 1788), in 2 THE COMPLETE ANTI-FEDERAL-
IST, supra note 9, at 288 [hereinafter cited as Lettersfrom the FederalFarmer] ("The senate, from
the mode of its appointment, will probably be influenced to support the state governments,
and, from its periods of service will produce stability in legislation .... ");cf.A Letterfrom a
Gentleman in a NeighbouringState, to a Gentleman in this City, in 4 THE COMPLETE ANTI-FEDERAL-
IST, supra note 9, at 10 (although approving of states choosing Senators, fearful that Congress
may somehow punish the states if their Senators are not "acceptable to Congress").
1984] BOOK REVIEW
ally agree, however, on whether the Senate under the new Constitution
was in itself a good idea.
The anonymous "Federal Farmer, '23 with his usually balanced op-
position, thought the Senate might "be useful to many purposes" in part
because the new body would "be influenced to support the state govern-
ments." 24 Nevertheless, the "Farmer" had reservations about the six
year term of Senators, the lack of mandatory rotation in office and the
25
Senators' role in ratifying treaties and in impeachment.
Maryland's Luther Martin agreed that a Senate representing the
states was valuable, but was wary of how that body would operate
under the Constitution. Martin noted that, unlike the Articles of Con-
federation, the Constitution provided that Representatives to the na-
tional legislature be paid by the national government, not by the states.
Thus, the Senators "in conjunction with the other branch, are to pay
themselves out of the treasury of the United States; and are not liable to
be recalledduring the period for which they are chosen: Thus, . . . for
siryearsthe senatorsare rendered totally and absolutely independentof their
States, of whom they ought to be the representatives.... -26
Other antifederalists were not even this sanguine about the Senate.
Pennsylvania's Samuel Bryan, writing as "Centinel," disliked the Senate
because it gave to "[t]he smallest state in the union" representation that
was of "equal weight with the great states." 2 7 "Centinel" predicted that
23 The true author of the "Letters From the Federal Farmer to the Republican" is un-
known. The traditional view was that Richard Henry Lee of Virginia was the author. Stor-
ing believes this is not the case, and concludes that the author cannot be determined. 2 THE
COMPLETE ANTI-FEDERALIST, supra note 9, at 215-16. Storing's conclusion is based on the
research of Gordon Wood and the unsubstantiated assertions of W.W. Crosskey. Id. at 215;
see also 2 W.W. CROSSKEY, supra note 2, at 1299-1300 n.3. Steven R. Boyd argues that the
overwhelming contemporary opinion was that Lee was indeed the "Federal Farmer." See
Boyd, Impact of the Constitutionon State Politics: New York as a Test Case, in THE HUMAN DIMEN-
SIONS OF NATION MAKING 270, 276 n. 14 (J. Martin ed. 1976). Storing curiously acknowl-
edges communications with Boyd on this question but fails to refer to Boyd's article. See
Lettersfrom the FederalFarmer,supra note 22, at 222 n. 11. Ultimately the identity of the "Fed-
eral Farmer" is not the most important question. Indeed, he may have kept his identity secret
because what mattered to many of the eighteenth century men involved in this debate, and
what should matter to us today, is the substance of the letters and not the personality behind
them. As another antifederalist wrote: "It is not material whether the federal farmer belongs
to Virginia or Kamtschatka-whether he owns five hundred negroes, or is a man of no prop-
erty at all-if his arguments are cogent-his reasonings conclusive .... " Essays by Helvidis
Priscu (essay of Jan. 22, 1788), in 4 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 158.
24 Lettersfrom the Federal Farmer(letter of Jan. 10, 1788), supra note 22, at 288.
25 Id. at 289-93.
26 Martin, The Genuine Information Deliveredto the Legislature of the State of Mayland Relative
to the Proceedingsof th'e General Convention Latey Held at Philadelphia,in 2 THE COMPLETE ANTs-
FEDERALIST, supra note 9, at 46 (emphasis in original).
27 Letters of Centinel, in 2 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 142. For a
discussion of the identity of "Centinel," see 2 THE COMPLETE ANTI-FEDERALIST, supra note 9,
at 130.
CORNELL LAW REVIEW [Vol. 70:182
the Senate would become the basis of an "aristocratic junto. '28 Because
the Senate had executive as well as legislative powers "it would become
a permanent aristocracy, and swallow up the other orders in the govern-
ment. '29 "Cincinnatus" went one step further, asserting that "the sen-
ate, is vested with-legislative-executive-and judicial powers" and
"is likely to produce a baneful aristocracy, which will swallow up the
'30
democratic rights and liberties of the nation.
The Senate was just one area of the Constitution where antifederal-
ists differed. Some antifederalists, troubled by the two year terms of
members of the House, would have preferred annual elections of that
body or a guarantee of rotation in office. 3 1 Others did not view the two
year term as a problem. Some antifederalists were more worried than
32
others about the judicial branch.
Sectionalism also contributed to the differences among the antifed-
eralists. Some southerners opposed the Constitution because they be-
lieved the commerce clause would harm the farming interests of the
largely agrarian South. 33 Others, like Virginia's George Mason, agreed
that national regulation of commerce was necessary, but believed that
such regulation should be subject to a two-thirds vote in Congress, in
order to prevent Northern domination. 34 In contrast, the commerce
clause did not greatly concern northern antifederalists.
The question of slavery divided many antifederalists along sectional
lines. Except for Rawlins Lowndes of South Carolina, 35 Storing found
28 Id. at 142.
29 Id.at 150 (emphasis in original).
30 Essays by Cincinnatus (letter of Nov. 22, 1787 to James Wilson), in 6 THE COMPLETE
ANTI-FEDERALIST, supra note 9, at 18. These Essays have been attributed to Richard Henry
Lee as well as his brother, Arthur Lee. The true author remains unknown. 6 THE COMPLETE
ANTI-FEDERALIST, supra note 9, at 5, 6 & n.2.
31 See, e.g., Letter by an Ojier of the Late ContinentalArmy, in 3 THE COMPLETE ANTI-
FEDERALIST, supra note 9, at 94; Arms, Maynard & Field, Reasonsfor Dissent, in 4 THE COM-
PLETE ANTI-FEDERALIST, supra note 9, at 256; Lettersfrom the FederalFarmer (letter of Jan. 10,
1788), supra note 22, at 290-91.
32 See S. Chase, Notes of Speeches Delivered to the Mayland Ratiying Convention, in 5 THE
COMPLETE ANTI-FEDERALIST, supranote 9, at 83; A Review of the ConstitutionProposedby the Late
Convention by a FederalRepublican, in 3 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 77-
78; Lettersfrom the FederalFarmer (letter of Jan. 18, 1788), supra note 22, at 315-23.
33 See J.T. MAIN, supra note 2, at 273-77. Even many southerners who supported the
Constitution did not like the commerce clause. General Charles Cotesworth Pinckney of
South Carolina declared "it was the true interest of the S[outhern] States to have no regula-
tion of commerce," but agreed to the commerce clause because of "liberal views" of the east-
ern States "towards the views of South Carolina." 2 THE RECORDS OF THE FEDERAL
CONVENTION OF 1787, at 449-50 (M. Farrand ed. 1911). The "views of South Carolina" was
a euphemism for the continuation of the slave trade.
34 Mason, Objections to the Constitutionof Governmentformedby the Convention, in 2 THE COM-
PLETE ANTI-FEDERALIST, supra note 9, at 12-13.
35 Speeches of Rawlins Lowndes in the South Carolina Legislature,in 5 THE COMPLETE ANTI-
FEDERALIST, supra note 9, at 150 [hereinafter cited as Lowndes]. For a more extended discus-
sion of slavery and antifederalism, see infra notes 104-23 and accompanying text.
1984] BOOK REVIEW
III
AGREEMENT AMONG THE DISSENTERS
With hindsight we can readily see that the adoption of the Constitution
answered Lowndes's question. To Lowndes and his antifederalist con-
temporaries, however, the new constitution was just another governmen-
tal experiment in what appeared to be an era of permanent revolution.
The fear of the illegally written constitution led to the second pro-
cedural objection to the Constitution-that the Convention itself was
part of an antidemocratic conspiracy. Antifederalists objected not only
that the proceedings were secret and that the delegates had exceeded
their authority, but also that the convention had presented the nation
with a fail accompli that could only be voted up or down, and that the
Constitution would become effective after only nine states had accepted
it, even though the Articles of Confederation could not be amended
without the unanimous approval of the states. As the Albany Antifeder-
alist Committee proclaimed:
They have declared, that if the conventions of nine states ratify the
constitution, it shall be established between the states so ratifying the
same; by which means, if all the states should not adopt it, they have
laid a foundation to defeat the confederation and dissolve the union of
the states. A clause dictated by the same genius of aristocracy, which
prompted the convention to enjoin secresy [sic] on their members, to
keep their doors shut, their journals locked up, and none of the mem-
45
bers to take any extracts.
The fact that ratification required the approval of only nine states
undermined antifederalist efforts in both Virginia and New York. By
the time these two states voted on ratification, nine states had already
ratified the Constitution. A majority of those elected to the ratification
convention in New York opposed the Constitution. Some of these men,
including Melancton Smith, nevertheless voted for the Constitution be-
cause they believed that they had no choice. New York would have
preferred to remain in a United States governed by the Articles of Con-
federation, but, by the time New York's convention voted, that alterna-
tive no longer existed. 46 The political situation that New York
confronted undermines Storing's contention that the federalists won be-
cause they had better arguments. Even the essays of "Publius"--The
FederalistPapers-could not convince New Yorkers to elect a federalist
majority to the ratifying convention. 4 7 In New York, and later in North
Carolina and Rhode Island, the fact that the Constitution was already
ratified, and not superior arguments, carried the day. Had the New
York antifederalists recognized the trap created by previous ratifica-
tions, they might have raced with Maryland and Pennsylvania to be the
B. A Threat to Liberty
How might the Constitution "totally destroy the liberties" of
America? Some antifederalists feared the presidency, a position that
combined the responsibilities of the nation's civil executive with those of
commander-in-chief of the Army, while allowing for unlimited terms in
office. Patrick Henry looked at the Constitution and did not see the
"beautiful features" 60 that James Madison saw. Henry told the Virginia
ratifying convention, "when I come to examine these features, Sir, they
appear to me horridly frightful: Among other deformities, it has an aw-
ful squinting; it squints towards monarchy . . . Your President may
easily become King .... "61 Others worried about the Senate whose
members would serve long terms without any check on them by the
people. Many antifederalists predicted that the Senate would become
an aristocracy. Because the Senate possessed executive and judicial, as
well as legislative, roles, that body seemed especially dangerous. Henry
warned, "Your Senate is so imperfectly constructed that your dearest
rights may be sacrificed by what may be a small minority; and a very
small minority may continue forever unchangeably this Government,
'62
although horridly defective."
Even the House of Representatives was too remote for some anti-
federalists. In their view, that body consisted of too few members for it
63
to be truly representative of the people.
At first glance such fears seem virtually unfounded, but there is an
eerie modernity to these antifederalist concerns. Is the modern imperial
presidency any different from the one the antifederalists feared? Even
the War Powers Act 64 has not prevented an American president from
sending troops to Lebanon and Grenada. Without such a law, a secret
war in Cambodia and Laos was fought for many years. And the impe-
rial presidency has not been confined to foreign affairs. With a single
order, Franklin Roosevelt incarcerated nearly 100,000 American citizens
for three and a half years.6 5 As the antifederalists might have predicted,
even the Supreme Court lacked both the moral authority and the moral
sensitivity to object.6 6 The use of federal troops to suppress strikes in the
nineteenth century and veterans protesting the depression during the
60 Speeches of PatrickHeng in the Virginia State Ratifing Convention (speech ofJune 5, 1788),
in 5 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 224 [hereinafter cited as Speeches of
PatrickHeng].
61 Id.
62 Id
63 See, e.g., Chase, supra note 32, at 89; Mason, supra note 34, at 11; Essays ofJohn DeWitt,
in 4 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 27-28; Letters fom the Federal Farmer,
supra note 22, at 287; The Address and Reasons of Dissent of the Minority of the Convention ofPenn-
sylvania to their Constituents, in 3 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 158-59.
64 50 U.S.C. §§ 1541-48 (1982).
65 See Exec. Order No. 9066 (1942), reprinted in 3 C.F.R. 1092 (1938-1942 comp. 1968);
see alsoJ. BURNS, ROOSEVELT: THE SOLDIER OF FREEDOM 213-17, 266-68, 463-64 (1979); R.
DANIELS, THE DECISION TO RELOCATE THE JAPANESE AMERICANS (1975); P. IRONS, JUS-
TICE AT WAR (1983).
66 The Court refused to interfere with a curfew imposed on American citizens of Japa-
nese ancestry, Hirabayashi v. United States, 320 U.S. 81 (1943), or with their internment,
Korematsu v. United States, 323 U.S. 214 (1944). See generally J. TENBROEK, PREJUDICE,
WAR AND THE CONSTITUTION (1954). The Court modified its support of the internment in
Exparte Endo, 323 U.S. 283 (1944).
CORNELL LAW REVIEW [Vol. 70:182
1932 Bonus March are yet other examples of what the antifederalists
feared. If there are few such instances of this type of behavior in our
nation's early history, it may be because the fears of the antifederalists
remained alive until the Civil War. If there are more instances in recent
years, it may be because a less well-read and less historically aware
America has forgotten the warnings of antifederalists.
The fear of secrecy in government has only recently been redis-
covered by Americans. The antifederalists had a healthy dose of this
fear. The Constitution itself had been written in secret, and then simply
presented to the states for approval or disapproval. This in itself was an
argument against the Constitution, but it also underscored the antifed-
eralist demand for open government. 67 Edmund Randolph worried
about executives acting in secret. 68 "Deliberator" warned Pennsylvani-
ans that "Congress may withhold, as long as they shall think proper, all
information respecting their proceedings from the people." 6 9 William
Symmes sarcastically noted that the Constitution required " '[t]he
Houses to keep a journal, and to publish the same, excepting such parts
as may in theirjudgment require secresy.' Good again. A very wise Con-
gress!" 70 Symmes pointed out that such secrecy used to apply to "pri-
vate articles in foreign treaties, secret expeditions, &c.," 71 but now
anything might be kept secret. Symmes asked, "Who can complain, af-
ter this, that he knows nothing of public affairs, except the expenditure
of the public money?" 72 Patrick Henry, vitriolic and untrusting as ever,
pointed out that the phrase "from time to time" in the section of the Con-
'73
stitution requiring a congressional journal "admits of any extension.
He predicted Congress may "carry on the most wicked and pernicious of
schemes, under the dark veil of secrecy. The liberties of a people never
were nor ever will be secure, when the transactions of their rulers may
be concealed from them." 74 These antifederalists would surely have rec-
ognized the steps that led to Watergate and the arguments of govern-
ment lawyers in the Pentagon Papers case. 75 The futile attempts to
force Congress to reveal how much is spent on "national security," the
67 Martin, supra note 26, at 26-27; A Review of the ConstitutionProposedby the Late Convention
by a FederalRepublican, supranote 32, at 70; Letters of Cato, in 3 THE COMPLETE ANTI-FEDERAL-
isT, supra note 9, at 107; Letters of Centinel, supra note 27, at 144.
68 Letterfrom Edmund Randolph Giving His Reasonsfor Refusing His Signature To the Proposed
Federal Constitution, in 2 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 92.
69 Essay by Deliberator,in 3 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 179.
70 Symmes, Letter to Capt. Peter Osgood,Jr. (Nov. 15, 1787), in 4 THE COMPLETE ANTI-
FEDERALIST, supra note 9, at 57 (emphasis in original).
71 Id.
72 Id. See also A Friendto the Rights of the People, Anti-Federalist, No. I, in 4 THE COM-
PLETE ANTI-FEDERALIST, supra note 9, at 238-39.
73 Speeches of Patrick Heny (speech of June 5, 1788), supra note 60, at 237 (emphasis in
original).
74 Id
75 See New York Times v. United States, 403 U.S. 713 (1971).
1984] BOOK REVIEW
refusal of the government to allow reporters on Grenada during the
1983 invasion, 76 and the attempts to silence critics of the Central Intelli-
gence Agency 77 would not have surprised the antifederalists.
Antifederalist criticisms of the Congress also have a strikingly mod-
ern tone. The Senate often has been called a "millionaires' club," dis-
tant from the people, and, if not aristocratic, at least the servant of
certain special (and usually elite) interests. 7 s The seventeenth amend-
ment, which provides for direct popular election of Senators, suggests
that the antifederalists were right in fearing an aristocratic Senate.
Many antifederalists also feared a system of government that did
not provide for rotation of office. 79 They argued that if men remained
in office for too long a period, they would be corrupted by power. The
twenty-second amendment, which limits the permissible number of
presidential terms, represents a delayed response to the antifederalist
fear of a Constitution that lacked mandatory rotation in office. The
seniority system of Congress and the difficulty of unseating incumbents
make the antifederalists seem like prophets. Samuel Chase of Maryland
complained that members of the House of Representatives "will not be
the representatives of the people at large but really of a few rich men in
each state. A representative should be the image of those he represents.
He should know their sentiments and their wants and desires .... o80
Chase feared that "only the gentg, the rich and well born will be
elected." 8' It might be impractical to enlarge the House, but no one can
seriously argue that congressmen from geographically large and diverse
districts can possibly represent the interests and needs of all their constit-
uents. Certainly the percentage of "rich men" and women in the House
82
far exceeds the national average.
The antifederalists did not limit their attacks to specific provisions
of the Constitution. Rather, they looked at the whole document, and
they shuddered. "John Humble" envisioned a standing army collecting
taxes. Those poor persons unable to pay would be hauled off "before
our federaljudges, who shall have power without jug or trial,to order the
said miscreants for immediate execution; nor will we think their sen-
tence severe unless after being hanged they are also to be both beheaded
and quartered."8 3 "A Turk" sarcastically praised the new Constitution
for
the resemblance that it bears to that of our much admired Sublime
Porte. Your President general will greatly resemble in his powers the
mighty Ahdul Ahmed, our august Sultan-the senate will be his di-
van-your standing army will come in the place of our janizaries-
your judges unchecked by vile juries may with great propriety be
styled cadis .... 84
More sober critics of the Constitution were equally alarmed by the
new powers of the new government. "Brutus" warned New Yorkers that
"standing armies in time of peace are dangerous to liberty, and have
often been the means of overturning the best constitutions of govern-
ment."' 85 "Brutus" warned Americans that they would not always be
fortunate enough to have men like Washington to lead their armies.
"Brutus" pointed out that after the victory in the Revolutionary War
some officers wanted to march on the government but "[f]ortunately
82 Assets of members of the House of Representatives in the 97th Congress are listed in
FINANCIAL DISCLOSURE REPORTS OF MEMBERS OF THE U.S. HOUSE OF REPRESENTATIVES
OF THE 97TH CONGRESS, H.R. Doc. No. 97-197, 97th Cong., 2d Sess. (1982). Similar reports
have been published in recent years. These documents, however, do not give the total assets
for each member and there are no summaries. Furthermore, assets are reported by ranges,
rather than by specific amount. Although it is impossible to know exactly how rich members
of the House are, it is clear from even the limited information available that the members are
quite wealthy compared to the average citizen. Their salary in 1983 of more than $60,000 far
exceeded the average American worker's salary of $11,056. See N.Y. Times, supra note 78; see
also Disclosure of Representatives' 1982 Finances, CONG. Q., Dec. 10, 1983, at 2631-65.
83 Address ofJohn Humble, in 3 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 90
(emphasis in original).
84 Letter from A Turk (in Independent Gazetteer, Oct. 10, 1787), reprinted in PENN-
SYLVANIA AND THE FEDERAL CONSTITUTION 159, 159 (J. McMaster & F. Stone eds. 1888). It
is unfortunate that Storing failed to print any of the many vicious little antifederalist articles
that reflected the fears of a good number of Americans.
85 Essays of Brutus (essay of Jan. 24, 1788), in 2 THE COMPLETE ANTI-FEDERALIST, supra
note 9, at 416. Storing questions the traditional attribution of these essays to Robert Yates. 2
THE COMPLETE ANTI-FEDERALIST, supra note 9, at 358. For a legal history of the back-
ground to the controversy concerning standing armies in the colonies before the American
Revolution, see J. REID, IN DEFIANCE OF THE LAW: THE STANDING ARMY CONTROVERSY,
THE Two CONSTITUTIONS, AND THE COMING OF THE AMERICAN REVOLUTION (1981).
1984] BOOK REVIEW
indeed for this country, it had at the head of the army, a patriot as well
as a general."' s6 These antifederalist protests, among other factors,
helped set the American pattern of strong civilian control of the army
through both the executive and the legislative branches. During the
eighteenth and nineteenth centuries, standing armies were miniscule in
part because the antifederalists' fears of a standing army were absorbed
into American political ideology. Given the militaristic sentiments of
some of the Federalist founders, most notably Alexander Hamilton, the
antifederalist arguments against a standing army become even more
significant.
"Centinel" feared not only a standing army but the abuse of local
militias by the national government. 87 He also understood, far better
than the Federalists, that the Constitution would allow a tyranny of the
majority to persecute Quakers and other conscientious objectors. "Cen-
tinel" believed the Constitution would "subject" American citizens
to the most arbitrary military discipline, [and] even death may be
inflicted on the disobedient; in the character of militia, you may be
dragged from your families and homes to any part of the continent,
and for any length of time. . . and as militia, you may be made the
unwilling instruments of oppression, under the direction of govern-
ment; there is no exemption upon account of conscientious scruples of
bearing arms .... 88
Maryland's Luther Martin feared that congressional authority over
the militia meant that "the only defence and protection which the State can
have for the security of their rights against arbitraq encroachments of the
generalgovernment, is taken entirely out of the power of their respective States,
and placed under the power of Congress ... *"89 Martin believed that
the state militias were necessary "to counteract the arbitrary measures of
the general government" and he thought "every State in the union
ought to reject [the Constitution] with indignation, since, if the general
government should attempt to oppress and enslave [the states], they
could not have any possible means of self defence." 90 The second
amendment 9' was ultimately added to the Constitution because antifed-
eralists such as Martin helped convince the nation that "the security of a
free State" would only be maintained if local militias could not be de-
92
stroyed by some future tyrannical central government.
people" and the states from the national government. Henry particularly feared a national
military tyranny that, in his view, only the state militias would be able to thwart. But Henry
warned that, "[a] standing army we shall have also, to execute the execrable commands of
tyranny." To resist that tyranny would be impossible, Henry believed, in part because "[the
state] militia is given up to Congress also in another part of the plan. . . . All power will be
in their own possession. . . . Of what service would militia be to you, when most probably
you will not have a single musket in the State; for as arms are to be provided by Congress,
they may or may not furnish them." Speeches of PatrickHeng, supra note 60, at 217.
93 Letters of Centinel (undated essay), supra note 27, at 144.
94 Id at 143-44.
95 Id at 144.
96 "It is significant that Alexander Hamilton did not share either the anxiety or dissatis-
faction of his contemporaries over the absence of a bill of rights in the original Constitution."
S. KONEFSKY, JOHN MARSHALL AND ALEXANDER HAMILTON, ARCHITECTS OF THE AMERI-
CAN CONSTITUTION 20 (1964). Hamilton believed that under the new Constitution a Bill of
Rights was unnecessary because the powers of the new government were strictly limited.
Thus, Hamilton wrote, "I go further, and affirm that bills of rights, in the sense and in the
extent in which they are contended for, are not only unnecessary in the proposed constitution,
but would even be dangerous. . . . For why declare that things shall not be done which
there is no power to do?" THE FEDERALIST, No. 84, at 579 (A. Hamilton) (J. Cooke ed. 1961).
Hamilton seems also to have been annoyed with the demands for a Bill of Rights simply
because such demands threatened ratification. Thus, Hamilton complained of "the pre-
tended defects" of the Constitution, which included "the omission of a formal bill of rights,
the omission of a provision respecting the liberty of the press." THE FEDERALIST No. 85,
supra, at 588. Given the vague powers granted to Congress through the various war powers
clauses and the "necessary and proper clause" (U.S. CONST. art. 1, § 8) and to the President
as commander-in-chief, it is easy to understand why the antifederalists feared the lack of a
Bill of Rights. The arrogant intolerance that Hamilton showed for dissenters throughout his
1984] BOOK REVIEW
In his introductory essay, Storing asserts that the Bill of Rights was
"an ambiguous legacy" of the antifederalists because "the success of the
Bill of Rights reflects the failure of the Anti-Federalists. '9 7 Had the
Constitution not been ratified, a Bill of Rights would have been unnec-
essary. Thus, Storing concludes that "[t]he whole emphasis on reserva-
tions of rights of individuals implied a fundamental acceptance of the
'consolidated' character of the new government." 9 8 This analysis is
flawed because it assumes that the antifederalists were tied to a strict
theory of government. They certainly did not believe that a consoli-
dated national government would succeed. They assumed it would de-
generate into tyranny. Their major fear was of tyranny itself, and not of
a particular kind of government. They wanted strict separation of pow-
ers, limitations on the military, rotation in office, and other changes be-
cause these reforms would prevent tyranny. Most of all, however, the
antifederalists wanted a Bill of Rights.
The importance of a Bill of Rights to the antifederalists is suggested
by the objections to the Constitution of those who participated in the
Convention in Philadelphia. George Mason, who attended the Conven-
tion in its entirety, refused to sign the final document. Mason began his
Objections to the Constitution of Governmentfonned by the Convention by stating:
"There is no Declaration of Rights; and the Laws of the general Govern-
ment being paramount to the Laws and Constitutions of the several
States, the Declaration of Rights in the separate States are no Secur-
ity." 99 Mason's other major objections to the Constitution flowed from
this deficiency. Elbridge Gerry of Massachusetts also refused to sign the
Constitution, explaining his decision this way: "It was painful to me, on
a subject of such national importance, to differ from the respectable
members who signed the constitution: But conceiving as I did, that the
liberties of America were not' secured by the system, it was my duty to
oppose it."100 Gerry had grave reservations about the relationship be-
tween the executive and legislative branches, but his foremost objection
was "that the system is without the security of a bill of rights."'' 1
The willingness of the antifederalists to accept a Bill of Rights sug-
gests that they were, in the end, not "men of little faith."'10 2 Quite the
career, as well as his creative use of the "necessary and proper clause" to promote the first
bank of the United States, suggests that the antifederalists were justified in demanding a Bill
of Rights. See, e.g., P. BREST & S. LEVINSON, THE PROCESS OF CONSTITUTIONAL DECISION-
MAKING: CASES AND MATERIALS 15-18 (2d ed. 1983) (presenting Hamilton's arguments
utilizing the "necessary and proper" clause in support of Bank of the United States).
97 1 THE COMPLETE ANTI-FEDERALIST, supra note 9, at 65.
98 Id.
99 Mason, supra note 34, at 11.
100 Ho; Mr. Geny's objections to signing the NationalConstitution, in 2 THE COMPLETE ANTI-
FEDERALIST, supra note 9, at 6.
101 Id. at 7.
102 See Kenyon, supra note 2.
CORNELL LAW REVIEW [Vol. 70:182
opposite, they were men of great faith. They were willing to risk this
experiment in government provided that the Constitution protected a
free press, jury trials, and due process; incorporated bans on arbitrary
and cruel justice; and allowed for state militias that would be able to
strike back against any president or general who might attempt to seize
power.
In another sense they were also the great realists of the period.
Most scholars point to the FederalistPapersto illustrate that Madison and
Hamilton understood the dangers of the majority. The great beauty of
the American system, we are told, is that the rights of the minority were
protected through the diffusion of power and limited government. But,
it was the antifederalists who saw that without a Bill of Rights there
would be no limits on the government. They understood just how cor-
rupting power could be. Had it been left to Hamilton and James Wil-
son, the republic might not have survived to celebrate its two hundredth
birthday. Some Imperial President might long ago have created his
own empire, acting as commander-in-chief and aided by a pliant Con-
gress utilizing the necessary and proper clause. It was the faith of the
antifederalists like "Centinel" who understood that "if the liberty of the
press . . . could be rendered sacred, . . . despotism would fly before
it. ,,103
105 2 THE COLLECTED WORKS OF ABRAHAM LINCOLN 461 (R. Basler ed. 1953) (empha-
sis in original).
106 1 THE RECORDS OF THE FEDERAL CONVENTION OF 1787, supra note 33, at 486; see
also P. FINKELMAN, AN IMPERFECT UNION 20-45 (1981).
107 The Constitution protected slavery directly through the three-fifths clause (U.S.
CONST. art. I, § 2), the slave trade clause (art. I, § 9), the fugitive slave clause (art. IV, § 2),
and the amendment provisions of article V. Indirect protection for slavery is found in the
guarantee to suppress slave rebellions. See W. WIECEK, THE SOURCES OF ANTISLAVERY
CONSTITUTIONALISM IN AMERICA, 1760-1848, at 62-83 (1977).
108 Among the southerners who opposed the slave trade was the Kentuckian "Repub-
licus," who thought that the slave trade provision to be "an excellent clause. . . in an Alge-
rian Constitution." Essays by Republicus (essay of Mar. 1, 1788), in 5 THE COMPLETE ANTI-
FEDERALIST, supra note 9, at 169. See also Martin, supra note 26, at 59; Sentiments ofMany, in 5
THE COMPLETE ANTI-FEDERALIST, supra note 9, at 276. Federalists north of Georgia and
South Carolina attempted to minimize the impact of this clause and discussed it as little as
possible. Where they did discuss it, the northern federalists were often quite misleading as to
what the clause would accomplish. James Wilson, who surely knew better, tried to convince
the Pennsylvania ratifying convention that the clause would allow Congress to end all slavery
in the United States. Wilson argued that after "the lapse of a few years, . . . Congress will
have power to exterminate Slavery within our borders." 2 THE DEBATES IN THE SEVERAL
STATE CONVENTIONS, supra note 6, at 484.
109 See P. FINKELMAN, supra note 106, at 23-24; D. ROBINSON, SLAVERY IN THE STRUC-
TURE OF AMERICAN POLITICS, 1765-1820, at 222-45 (1972); Lowndes, supra note 35, at 159-52
(speech of Jan. 16, 1788).
110 Virginia Debates, supra note 37, at 599 (emphasis in original). Randolph attended the
Constitutional Convention but refused to sign the document. Id. at 24-25. That would seem
to make him an antifederalist. He later supported and voted for the Constitution in the
Virginia ratifying convention. Id. at 652, 655. When Randolph made the statement quoted,
he still opposed the Constitution.
CORNELL LAW REVIEW [Vol. 70:182
That antifederalists discussed slavery is subject to two different in-
terpretations. Some scholars have assumed that the antifederalists em-
ployed any argument that might defeat the Constitution. This analysis
leads to the conclusion that any antifederalist who raised the issue of
slavery was simply trying to sabotage the whole Constitution by discuss-
ing the undiscussable. Thus, Cecelia M. Kenyon dismissed "Cato's" op-
position to the Constitution because he criticized "the guarantee of a
continuation of the slave trade until 1808, without considering whether
such compromises were necessary to secure agreement among the vari-
ous groups whose interests and ideas were in conflict." 1 1 ' Kenyon's ar-
gument implies that the success of the Constitution was worth any cost
and any compromise. We can only speculate if any of the more than
80,000 slaves imported into the United States before 1808 would have
agreed with Kenyon. Storing curiously relegates the entire issue of slav-
ery to a footnote on the last page of his essay What The Anti-Federalists
Were For. Here Storing states that "[t]he Anti-Federalists were less easily
persuaded that questions of politics can be freed from questions of
12
conscience."'
The second interpretation of antifederalist opposition to slavery is
that many Americans sincerely opposed constitutional protection for
slavery on both moral and policy grounds. For example, "A Country-
man from Dutchess County" thought that Americans might become "a
happy and respectable people" if the Constitution were "corrected by a
substantial bill of rights" and, among other changes, the states were
forced into "relinquishing every idea of drenching the bowels of Africa
' 3
in gore, for the sake of enslaving its free-born innocent inhabitants." 1
This is rather strong language, but it pales before Joshua Atherton's
ringing complaint in the New Hampshire convention:
The idea that strikes those, who are opposed to this clause, so disa-
greeably and so forcibly, is, hereby it is conceived (if we ratify the
Constitution) that we become consenters to, and partakersin, the sin and
guilt of this abominable traffic ....
We do not think ourselves under any obligation to perform works
of supererogation in the reformation of mankind; we do not esteem
ourselves under any necessity to go to Spain or Italy to suppress the
inquisition of those countries; or of making a journey to the Carolinas
to abolish the detestable custom of enslaving the Africans; but, sir, we
114 Fragment of Debate at New Hampishire Convention, in 2 THE DEBATES IN THE SEVERAL
STATE CONVENTIONS, supra note 6, at 203-04 (emphasis in original). Storing unfortunately
did not include this speech in THE COMPLETE ANTI-FEDERALIST, even though it is one of the
few in existence from the New Hampshire ratifying convention.
115 A Friendto the Rights of the People, supra note 72, at 234, 241.
116 Id
117 Arms, Maynard & Field, supra note 3 1, at 262-63.
118 Id. at 263.
"9 Id.
CORNELL LAW REVIEW [Vol. 70:182
federalists who believed that anything might be compromised for the sake
120
of union and prosperity.
Northern antifederalists were not the only ones to complain about
the extension of the African slave trade. Virginia's "Republicus"
thought that the slave trade provision was "[a]n excellent clause this, in
an Algerian constitution: but not so well calculated (I hope) for the
latitude of America."1 21 Maryland's Luther Martin tied opposition to
the slave trade with opposition to the three-fifths clause. He thought the
latter an "absurdity" for "increasing the power of a State in making laws
for free men in proportion as that State violated the rights offreedom.' 12 2 Fur-
thermore, he objected to counting slaves for purposes of representation
because that "tended to encourage the slave trade, and to make it the interest
23
of the States to continue that infamous trafi."'
IV
BEYOND RATIFICATION
When the new Constitution became effective on June 21, 1788, Vir-
ginia and New York had not yet ratified the document. The new na-
tion, however, could hardly expect to survive without these two key
states.
The battle for ratification in Virginia was won when a motion by
Patrick Henry for amendments to the Constitution before its ratification
was defeated by eight votes. A change of but five votes would have kept
Virginia out of the Union. 124 Before the Virginia convention could take
its final vote and adjourn, George Mason brought his antifederalist al-
lies together for one last strategy session. To Mason's surprise, antifeder-
alist Benjamin Harrison urged his colleagues to accept defeat and work
under the Constitution in hopes that "'those destructive consequences
to their liberty . . . which the minority apprehended'" might never
25
materialize. 1
It is fortunate for the nation that most antifederalists followed Har-
rison's advice. The greatness of the antifederalists ultimately was their
willingness to work within the structure to oppose tyranny, rather than
to take up arms against a government they feared.' 2 6 The antifederal-
ists sought, as one of Mason's Virginia allies stated, "[t]o form a govern-
ment that shall shield you from dangers from abroad, promote your
general and local interests, protect in safety the life, liberty, and prop-
erty, of the peaceful, the virtuous and the weak, against the encroach-
ments of the disorderly and licentious."' 27 When the Bill of Rights they
demanded was added to the Constitution, much of their goal was ac-
complished. By taking part in the new government the antifederalists
helped ensure the success of the Constitution they opposed. It is at least
partially because of their willingness to remain politically active that
their articulated fears of 1787-88 seem so extreme. The Virginian just
quoted in fact had a significant influence in this regard. As a Senator,
Governor, diplomat, Secretary of State, and finally President, James
Monroe was instrumental in implementing a Constitution that he ini-
tially opposed.
PaulFinkelman*