Ejercito Vs Comelec - FT

Republic of the Philippines
SUPREME COURT
Manila
EN BANC
G.R. No. 212398 November 25, 2014
EMILIO RAMON "E.R." P. EJERCITO, Petitioner,

vs.
HON. COMMISSION ON ELECTIONS and EDGAR "EGA Y" S. SAN LUIS, Respondents.
DECISION
PERALTA, J.:
Contested in this petition for certiorari under Rule 64, in relation to Rule 65 of the Rules of Court (Rules), is
the May 21, 2014 Resolutio1 of the Commission on Elections (COMELEC) En Banc in SPA No. 13-306 (DC),
which affirmed the September 26, 2013 Resolution2 of the COMELEC First Division granting the petition for
disqualification filed by private respondent Edgar "Egay" S. San Luis (San Luis) against petitioner Emilio
Ramon "E.R." P. Ejercito (Ejercito). Three days prior to the May 13, 2013 National and Local Elections, a
petition for disqualification was filed by San Luis before the Office of the COMELEC Clerk in Manila against
Ejercito, who was a fellow gubernatorial candidate and, at the time, the incumbent Governor of the Province
of Laguna.3 Alleged in his Petition are as follows:
FIRST CAUSE OF ACTION
5. [Ejercito], during the campaign period for 2013 local election, distributed to the electorates of the
province of Laguna the so-called "Orange Card" with an intent to influence, induce or corrupt the
voters in voting for his favor. Copy thereof is hereto attached and marked as Annex "C" and made as
an integral part hereof;
6. In furtherance of his candidacy for the position of Provincial Governor of Laguna, [Ejercito] and his
cohorts claimed that the said "Orange Card" could be used in any public hospital within the Province
of Laguna for their medical needs as declared by the statements of witnesses which are hereto
attached and marked as Annex "D" as integral part hereof;
7. The so-called "Orange Card" is considered a material consideration in convincing the voters to
cast their votes for [Ejercito’s] favor in clear violation of the provision of the Omnibus Election Code
which provides and I quote:
"Sec. 68. Disqualifications. – Any candidate who, in an action or protest in which he is a party is
declared by final decision by a competent court guilty of, or found by the Commission of having (a)
given money or other materialconsideration to influence, induce or corrupt the voters or public
officials performing electoral functions; (b) committed acts of terrorism to enhance his candidacy; (c)
spent in his election campaign an amount in excess of that allowed by this Code; (d) solicited,
received or made any contribution prohibited under Sections 89, 95, 96, 97 and 104; or (e) violated
any of Sections 80, 83, 85, 86, and 261, paragraphs d, e, k, v, and cc, subparagraph 6, shall be
disqualified from continuing as a candidate, or if hehas been elected, from holding the office. Any
person who is a permanent resident of or an immigrant to a foreign country shall not be qualified to
run for any elective office under this Code, unless said person has waived his status as permanent
resident or immigrant of a foreign country in accordance with the residence requirement provided for
in the election laws." (emphasis ours)
8. Thus, pursuant to the mandate of the aforesaid law, [Ejercito] should be disqualified;
SECOND CAUSE OF ACTION

9. Based on the records of the Provincial COMELEC, the Province of Laguna has a total of
1,525,522 registered electorate. A certification issued by the Provincial Election Supervisor is hereto
attached and marked as Annex "E" as an integral part hereof;
10. In this regard, par. (a), Section 5 of COMELEC Resolution No. 9615, otherwise known as the
Rules and Regulations Implementing FAIR ELECTION ACT provides and I quote:
"Authorized Expenses of Candidates and Parties. –The aggregate amount that a candidate or party
may spent for election campaign shall be as follows:
a. For candidates – Three pesos (₱3.00) for every voter currently registered in the
constituency where the candidate filed his certificate of candidacy.
b. For other candidates without any political party and without any support from any political
party – Five pesos (₱5.00) for every voter currently registered in the constituency where the
candidate filed his certificate of candidacy.
c. For Political Parties and party-list groups – Five pesos (₱5.00) for every voter currently
registered in the constituency or constituencies where it has official candidates.
(underscoring mine for emphasis)
11. Accordingly, a candidate for the position of Provincial Governor of Laguna is only authorized to
incur an election expense amounting to FOUR MILLION FIVE HUNDRED SEVENTY-SIX
THOUSAND FIVE HUNDRED SIXTY-SIX (₱4,576,566.00) PESOS.
12. However, in total disregard and violation of the afore-quoted provision of law, [Ejercito] exceeded
his expenditures in relation to his campaign for the 2013 election. For television campaign
commercials alone, [Ejercito] already spent the sum of Ph₱23,730.784 based on our party’s official
monitoring on the following dates[:] April 28, May 4 & May 5, 2013.
Network Date Program Time Duration Amount*

4 minutes
ABS- April 28,
TV Patrol 5:58 p.m. (approximately ₱3,297,496
CBN 2013
)
Sundays
4 minutes
ABS- April 28, Best 10:40
(approximately ₱3,297,496
CBN 2013 (local p.m.
)
specials)
3 minutes
April 28, Sunday Night 10:46
GMA (approximately ₱2,635,200
2013 Box Office p.m.
)
4 minutes
)
4 minutes
)
4 minutes
)
4 minutes
ABS- May 4, 11:26
TODA MAX (approximately ₱3,297,496
CBN 2013 p.m.
)
4 minutes
ABS- May 5,
Rated K 8:06 p.m. (approximately ₱3,297,496
CBN 2013
)
Total ₱23,730.784
* Total cost based on published rate card;
13. Even assuming that [Ejercito] was given 30% discount as prescribed under the Fair Election Act,
he still exceeded in the total allowable expenditures for which he paid the sum of ₱16,611,549;
14. In view of the foregoing disquisitions, it is evident that [Ejercito] committed an election offense as
provided for under Section 35 of COMELEC Resolution No. 9615, which provides and I quote:
"Election Offense. – Any violation of R.A. No. 9006 and these Rules shall constitute an election
offense punishable under the first and second paragraph of Section 264 of the Omnibus Election
Code in addition to administrative liability, whenever applicable. x x x"
15. Moreover, it is crystal clear that [Ejercito] violated Sec. 68 of the Omnibus Election Code which
provides and I quote:
"Sec. 68. Disqualifications. – Any candidate who, in an action or protest in which he is a party is
declared by final decision by a competent court guilty of, or found by the Commission of having (a)
given money or other material consideration to influence, induce or corrupt the voters or public
officials performing electoral functions; (b) committed acts of terrorism to enhance his candidacy; (c)
spent in his election campaign an amount in excess of that allowed by this Code; (d) solicited,
received or made any contribution prohibited under Sections 89, 95, 96, 97 and 104; or (e) violated
any of Sections 80, 83, 85, 86, and 261, paragraphs d, e, k, v, and cc, subparagraph 6, shall be
disqualified from continuing asa candidate, or if he has been elected, from holding the office. Any
person who is a permanent resident of or an immigrant to a foreign country shall not be qualified to
run for any elective office under this Code, unless said person has waived his status as permanent
resident or immigrant of a foreign country in accordance with the residence requirement provided for
in the election laws." (emphasis ours)
16. On the other hand, the effect of disqualification is provided under Sec. 6 of Republic Act No.
6646, which states and I quote:
"Effect of Disqualification Case. – Any candidate who has been declared by final judgment to be
disqualified shall not be voted for, and the votes cast for him shall not be counted. If for any reason a
candidate is not declared by final judgment before an election to be disqualified and he is voted for
and receives the winning number of votes in such election, the Court or Commission shall continue
with the trial and hearing of the action, inquiry or protest and, upon motion of the complainant or any
intervenor, may during the pendency thereof order the suspension of the proclamation of such
candidate whenever the evidence of [his] guilt is strong." (emphasis mine)
PRAYER
WHEREFORE, premises considered, it is respectfully prayed that:
1. Upon filing of this petition, a declaration by the Honorable Commission of the existence of
probable cause be made against [Ejercito] for violating the afore-quoted provisions of laws;
2. In the event that [Ejercito] will beable to get a majority vote of the electorate of the Province of
Laguna on May 13, 2013, his proclamation be suspended until further order of the Honorable
Commission pursuant to Sec. 6 of Republic Act No. 6646;
3. Lastly, a criminal case for VIOLATION OF ELECTION LAWS be filed against [Ejercito] before the
proper court[;] [and]
4. Other relief, just and equitable underthe premises, are also prayed for. 4
Subsequently, on May 16, 2013, San Luis filed a Very Urgent ExParte Motion to Issue Suspension of
Possible Proclamation of Respondent and Supplemental to the Very Urgent Ex-Parte Motion to Issue
Suspension of Possible Proclamation of Respondent. 5 However, these were not acted upon by the
COMELEC. The next day, Ejercito and Ramil L. Hernandez were proclaimed by the Provincial Board of
Canvassers as the duly-elected Governor and Vice-Governor, respectively, of Laguna. 6 Based on the
Provincial/District Certificate of Canvass, Ejercito obtained 549,310 votes compared with San Luis’ 471,209
votes.7
The COMELEC First Division issued a Summons with Notice of Conference on June 4, 2013. 8 Ejercito then
filed his Verified Answeron June 13, 2013 that prayed for the dismissal of the petition due to procedural and
substantive irregularities and taking into account his proclamation as Provincial Governor. 9 He countered that
the petition was improperly filed because, based on the averments and relief prayed for, it is in reality a
complaint for election offenses; thus, the case should have been filed before the COMELEC Law
Department, or the election registrar, provincial election supervisor or regional election director, or the state,
provincial or city prosecutor in accordance with Laurel v. Presiding Judge, RTC, Manila, Br. 10. 10 Assuming
that the petition could be given due course, Ejercito argued that San Luis failed to show, conformably with
Codilla, Sr. v. Hon. De Venecia,11 that he (Ejercito) was previously convicted or declared by final judgment of
a competent court for being guilty of, or found by the COMELEC of having committed, the punishable acts
under Section 68 of Batas Pambansa (B.P.) Bilang 881, or the Omnibus Election Code of the Philippines, as
amended (OEC).12
As to the acts he allegedly committed, Ejercito claimed that the same are baseless, unfounded, and totally
speculative. He stated that the Health Access Program or the E.R. "Orange Card" was a priority project of his
administration as incumbent Governor of Laguna and was never intended to influence the electorate during
the May 2013 elections. He added that the "Orange Card," which addressed the increasing need for and the
high cost of quality health services, provides the Laguneños not only access to medical services but also the
privilege to avail free livelihood seminars to help them find alternative sources of income. With respect to the
charge of having exceeded the total allowable election expenditures, Ejercito submitted that the accusation
deserves no consideration for being speculative, self-serving, and uncorroborated by any other substantial
evidence.
Citing Sinaca v. Mula,13 Ejercito asserted that the petition questioning his qualification was rendered moot
and academic by his proclamation as the duly-elected Provincial Governor ofLaguna for the term 2013-2016.
He perceived that his successful electoral bid substantiates the fact that he was an eligible candidate and
that his victory is a testament that he is more than qualified and competent to hold public office.
Lastly, Ejercito considered San Luis’ petition for disqualification as purely frivolous and with no plain and
clear purpose but to harass and cause undue hardship. According to him, the fact that it was filed only a few
days before the May 13, 2013 elections evidently shows that it was lodged as a last-ditch effort to baselessly
derail and obstruct his assumption of office and function as the duly-elected Laguna Governor.
The scheduled case conference between the parties on June 13, 2013 was reset to June 27, 2013. 14 In the
latter date, all the documentary exhibits were marked in evidence and the parties agreed to file their
respective memorandum within ten (10) days.15
San Luis substantially reiterated the content of the Petitionin his Memorandum. 16 Additionally, he alleged
that:
15. After the election, [San Luis] was able to secure documents from the Information and Education
Department of the Commission on Elections showing that [Ejercito] have incurred advertising expenses with
ABS-CBN in the amount of [₱20,197,170.25] not to mention his advertisement with GMA 7. Copies of the
summary report, media purchase order, advertising contract[,] and official receipt are marked as EXHS. "B-
1", "B-2", "B-3", and"B-4" (Annexes "A", "B", "C", and "D", supplemental to the very urgent ex-parte motion)
[.]17
It was stressed that the case is a "Special Action for Disqualification" seeking to disqualify Ejercito as
gubernatorial candidate for violation of Section 68 (a) (c) of the OEC. He prayed that "[t]he Petition BE
GRANTED [and] x x x [Ejercito] BE DISQUALIFIED, and PREVENTED from further holding office as
Governor of Laguna."18 In refutation of Ejercito’s defenses, San Luis argued that it is precisely because of the
commission of the election offenses under Section 68 of the OEC that he (Ejercito) should be disqualified.
Also, citing Section 6 of Republic Act (R.A.) No. 6646, 19 San Luis contended that Ejercito’s proclamation and
assumption of office do not affect the COMELEC’s jurisdiction to continue with the trial and hearing of the
action until it is finally resolved.
For his part, Ejercito filed a Manifestation (In Lieu of Memorandum)20 restating all the arguments set forth in
his Verified Answer.
On September 26, 2013, the COMELEC First Division promulgated a Resolution, the dispositive portion of
which reads:
WHEREFORE, premises considered, the Commission (First Division) RESOLVED, as it hereby RESOLVES,
to:
(1) GRANTthe Petition for Disqualification filed against respondent Emilio Ramon "E.R." P. Ejercito;
(2) DISQUALIFY respondent Ejercito from holding the Office of the Provincial Governor of Laguna,
pursuant to Section 68 of the Omnibus Election Code;
(3) ORDER respondent Ejercito to CEASE and DESIST from performing the functions of the Office
of the Provincial Governor of Laguna;
(4) DECLARE a permanent VACANCY in the Office of the Provincial Governor of Laguna;
(5) DIRECT the duly elected Vice Governor of Laguna to assume the Office of the Provincial
Governor by virtue of succession as provided in Section 44 of the Local Government Code; and
(6) DIRECT the Campaign Finance Unit to coordinate with the Law Department of this Commission
for the conduct of a preliminary investigation into the alleged violations of campaign finance laws,
rules and regulations committed by respondent Ejercito.
SO ORDERED.21
On procedural matters, the COMELEC First Division held that the title of San Luis’ petition and its reliance on
Section 68 (a) (c) of the OEC as grounds for his causes of action clearly show that the case was brought
under Rule 25 of the COMELEC Rules of Procedure, 22 as amended by COMELEC Resolution No.
9523,23 which allows petitions for disqualification to be filed "any day after the last day for filing of certificates
of candidacy, but not later than the date of proclamation." No credence was given to Ejercito’s contention
that the petition was mooted by his proclamation as Governor of Laguna. The COMELEC First Division
opined that the case of Sinacais inapplicable, because it was not about Sinaca’s eligibility or whether he
committed any of the acts enumerated in Section 68 of the OEC. Consistent with Maquiling v. Commission
on Elections,24 it was declared that Ejercito’s garnering of more votes than San Luis in the May 2013
elections is not tantamount to condonation of any act or acts that he committed which may be found to bea
ground for disqualification or election offense.
The COMELEC First Division settled the substantive issues put forth in the petition for disqualification in this
wise:
Anent [San Luis’] first cause of action, [San Luis] presented the Sworn Statement dated [May 7, 2013]of a
certain Mrs. Daisy A. Cornelio, together with the "Orange Card" issued to Mrs. Cornelio, marked respectively
as Exhibits "A-4" and "A-3" as per [San Luis’] Summary of Exhibits– to prove that [Ejercito] committed the act
described in Section 68 (a) of the OEC. After reviewing Mrs. Cornelio’s Sworn Statement, we do not find any
averment to the effect that the Orange Card was given to the affiant to influence or induce her to vote for
[Ejercito]. Affiant only stated that she was given the Orange Card "last April of this year" and that she was
"not able to use it during those times when [she] or one of [her] family members got sick and needed hospital
assistance." Aside from Mrs. Cornelio’s Sworn Statement, there is no other evidence to support [San Luis’]
claim, leading us to reject[San Luis’] first cause of action.
With respect to the second cause of action, [San Luis] presented Exhibits "B-1" to "B-4", which are
submissions made by the ABS-CBN Corporation as mandated by Section 6 of Republic Act No. 9006 ("RA
9006" or the "Fair Election Act"), implemented through Section 9 (a) of Resolution No. 9615. Exhibit "B-3" is
an Advertising Contractbetween ABS-CBN Corporation and Scenema Concept International, Inc. ("SCI").
The details of the Contractare as follows:
Scenema Concept International,
Payor/Advertiser
Inc.
Beneficiary Jeorge "ER" Ejercito Estregan
April 27, 28, May 3, 4, 10 & 11,
Broadcast Schedule
2013
Number of Spots 6 spots of 3.5 minutes each
Unit Cost per Spot PhP 3,366,195.04
Total Cost of Contract PhP 20,197,170.25 plus VAT
The Contract contains the signature of [Ejercito] signifying his acceptance of the donation by SCI, the latter
represented by its Executive Vice President, Ms. Maylyn Enriquez. In addition to the advertising contract,
Exhibit "B-4" was submitted, which is a photocopy of an Official Receipt issued by ABS-CBN for the contract,
with the following details:
Date of the Receipt [April 26, 2013]

Scenema Concept International,
Received From
Inc.
Amount Received PhP 6,409,235.28
Official Receipt No. 278499
Upon verification of the submitted Exhibits "B-1" to "B-4" with this Commission’s Education and Information
Department (EID), the latter having custody of all advertising contracts submitted by broadcast stations and
entities in relation tothe [May 13, 2013] National and Local Elections, we find the said Exhibits tobe faithful
reproductions of our file copy of the same. A comparison of [Ejercito’s] signature on the Advertising
Contractand that on his Certificate of Candidacy show them to be identical to each other, leading us to the
conclusion that [Ejercito] had indeed accepted the PhP 20,197,170.25 donation in the form of television
advertisements to be aired on ABS-CBN’s Channel 2. Even if we were to assume that only PhP
6,409,235.28 was actually paid out of PhP 20,197,170.25 advertising contract, thisamount is still more than
PhP 4,576,566.00, which is [Ejercito’s] total authorized aggregate amount allowed for his election campaign,
computed as follows:
Number of registered Authorized expense Total amount of

voters for the whole x per voter registered = spending allowed
Province of Laguna in the constituency for election campaign
1,525,522 registered
x PhP 3.00 per voter = PhP 4,576,566.00
voters in Laguna
While not presented as evidence in this case, we cannot deny the existence of another Advertising Contract
dated [May 8, 2013]for one (1) spot of a 3.5-minute advertisement scheduled for broadcast on [May 9, 2013],
amounting to PhP 3,366,195.05. This Contract also contains the signature of [Ejercito] accepting the
donation from SCI and is accompanied by an ABS-CBN-issued Official Receipt No. 279513 dated [May 7,
2013] in SCI’s name for PhP 6,409,235.28. If we add the amounts from both contracts, we arrive at a total
cost of PhP 23,563,365.29, which, coincidentally, is the product of:
Number of spots x Unit cost per spot = Total contract cost

Seven (7) spots x PhP 3,366,195.04 = PhP 23,563,365.28
This matches the data gathered by the Commission’s EID from the reports and logs submitted by broadcast
stations as required by the Fair Election Act. According to the 99-page Daily Operations Log for Channel 2
submitted by ABS-CBN covering the period of [April 27, 2013] to [May 11, 2013], [Ejercito’s] 3.5-minute or
210-second advertisement was aired seven (7) times. The specific details on the dates of airing, program or
time slot when the advertisements were aired, and the time when the advertisements as culled from the 99-
page Daily Operations Logare summarized as thus:
Date aired Program/Time Slot Airtime

28 Apr 2013 TV Patrol Linggo/5:20-5:30 pm 05:54:40 PM
28 Apr 2013 Harapan: Senatorial Debate/9:30-11:30 pm 10:40:13 PM
04 May 2013 TODA MAX/10:30-11:15 pm 11:26:43 PM
05 May 2013 Rated K-Handa Na Ba Kayo/7:15-8:15 pm 08:06:42 PM
09 May 2013 TV Patrol/6:30-7:45 pm 07:35:56 PM
10 May 2013 TV Patrol/6:30-7:45 pm 07:44:50 PM
11 May 2013 TV Patrol Sabado/5:30-6:00 pm 06:12:30 PM
Source: Pages 6, 8, 43, 47, 75, 84, and 93 of ABS-CBN Channel 2 Daily Operations Log for [April 27, 2013]
to [May 11, 2013].
Assuming arguendo, that the actual cost of both contracts only amounted to PhP 12,818,470.56 as
substantiated by the two (2) Official Receipt sissued by the ABS-CBN on [April 26] and [May 7, 2013], or
even if we were only to consider Exhibit ["B-4"] or the Php 6,409,235.28 payment to ABS-CBN on [April 26,
2013], it nevertheless supports our finding that [Ejercito] exceeded his authorized expenditure limit of PhP
4,576,566.00 which is a ground for disqualification under Section 68 (c) and concurrently an election offense
pursuant to Section 100 in relation to Section 262 of the Omnibus Election Code. 25
Only Ejercito filed a Verified Motion for Reconsideration before the COMELEC En Banc. 26 After the parties’
exchange of pleadings,27 the Resolution of the COMELEC First Division was unanimously affirmed on May
21, 2014.
The COMELEC En Bancagreed with the findings of its First Division that San Luis’ petition is an action to
disqualify Ejercito, reasoning that:
x x x First, the title of the petition indicating that it is a petition for disqualification clearly expresses the
objective of the action. Second, it is manifest from the language of the petition that the causes of action have
relied primarily on Section 68 (a) and (c) of the OEC[,] which are grounds for disqualification x x x. Third,
notwithstanding that the relief portion of the petition sounded vague in its prayer for the disqualification of
Ejercito, the allegations and arguments set forth therein are obviously geared towards seeking his
disqualification for having committed acts listed as grounds for disqualification in Section 68 of OEC. Lastly,
as correctly observed by the COMELEC First Division, San Luis’ Memorandum addresses and clarifies the
intention of the petition when it prayed for Ejercito to "be disqualified and prevented from holding office as
Governor of Laguna." While there is a prayerseeking that Ejercito be held accountable for having committed
election offenses, there can be no doubt that the petition was primarily for his disqualification.
Section 68 of the OEC expressly grants COMELEC the power to take cognizance of an action or protest
seeking the disqualification of a candidate who has committed any of the acts listed therein from continuing
as one, or if he or she has been elected, from holding office. One ground for disqualification listed in Section
68 is spending in an election campaign an amount in excess of that allowed by law. It is exactly on said
ground that San Luis is seeking the disqualification of Ejercito. The jurisdiction of COMELEC over the
petition, therefore, is clear.28
The alleged violation of Ejercito’s constitutional right to due process was also not sustained: Ejercito insists
that he was deprived of his right to notice and hearing and was not informed of the true nature of the case
filed against him when San Luis was allegedly allowed in his memorandum to make as substantial
amendment in the reliefs prayed for in his petition. San Luis was allegedly allowed to seek for Ejercito’s
disqualification instead of the filing of an election offense against him.
As discussed above, the allegations in the petition, particularly the causes of action, clearly show that it is not
merely a complaint for an election offense but a disqualification case against Ejercito as well. San Luis’
memorandum merely amplified and clarified the allegations and arguments in his petition. There was no
change in the cause or causes of action. Ejercito[,] therefore, cannot claim that he was not aware of the true
nature of the petition filed against him.
Likewise, Ejercito cannot complainthat he was deprived of his right to notice and hearing. He cannot feign
ignorance that the COMELEC First Division, throughout the trial, was hearing the petition as a
disqualification case and not as an election offense case. He was served with Summons with Notice of
Conference on [June 4, 2013] and was given a copy of the petition. He likewise submitted to the jurisdiction
of the Commission when he filed his Verified Answer. He also participated in the Preliminary Conference on
[June 27, 2013] wherein he examined evidence on record and presented his own documentary exhibits.
Lastly, he filed a Manifestation (in lieu of Memorandum) incorporating all his allegations and defenses.
Ejercito contends that amending the reliefs prayed for is prohibited under Section 2, Rule 9 of the 1993
COMELEC Rules of Procedure. He asserts that the relief prayed for in the memorandum is not the same as
that in the petition. However, a scrutiny of said amendment shows that no new issues were introduced.
Moreover, there was no departure from the causes of action and no material alterations on the grounds of
relief. The amendment[,] therefore[,] is not substantial as it merely rectifies or corrects the true nature of
reliefs being prayed for as set forth in the petition. The records of the case will show that Ejercito has been
afforded the opportunity to contest and rebut all the allegations against him. He was never deprived of his
right to have access to the evidence against him. He was adequately aware of the nature and implication of
the disqualification case against him. Thus, Ejercito cannot say that he was denied of his constitutional right
to due process.
It is important to note at this point that Ejercito, in his motion for reconsideration, deliberately did not tackle
the merit and substance of the charges against him. He limited himself to raising procedural issues. This is
despite all the opportunity that he was given to confront the evidence lodged against him. Therefore, there is
no reason for the COMELEC En Bancto disturb the findings of the COMELEC First Division on whether
Ejercito indeed over-spent in his campaign for governorship of Laguna in the [May 13, 2013] National and
Local Elections.29
Anchoring on the case of Lanot v. Commission on Elections, 30 the COMELEC En Banclikewise debunked
Ejercito’s assertion that the petition was prematurely and improperly filed on the ground that the filing of an
election offense and the factual determination on the existence of probable cause are required before a
disqualification case based on Section 68 of the OEC may proceed. It held:
As discussed in the case of Lanot vs. Comelec, each of the acts listed as ground for disqualification under
Section 68 of the OEC has two aspects – electoral and criminal which may proceed independently from each
other, to wit:
x x x The electoral aspect of a disqualification case determines whether the offender should be disqualified
from being a candidate or from holding office. Proceedings are summary in character and require only clear
preponderance of evidence. An erring candidate may be disqualified even without prior determination of
probable cause in a preliminary investigation. The electoral aspect may proceed independently of the
criminal aspect, and vice-versa.
The criminal aspect of a disqualification case determines whether there is probable cause to charge a
candidate for an election offense. The prosecutor is the COMELEC, through its Law Department, which
determines whether probable cause exists. If there is probable cause, the COMELEC, through its Law
Department, files the criminal information before the proper court. Proceedings before the proper court
demand a full-blown hearing and require proof beyond reasonable doubt to convict. A criminal conviction
shall result in the disqualification of the offender, which may even include disqualification from holding a
future public office." (Emphasis supplied)31
The petition for disqualification against Ejercito for campaign over-spending before the Commission isheard
and resolved pursuant to the electoral aspect of Section 68 of the OEC. It is an administrative proceeding
separate and distinct from the criminal proceeding through which Ejercito may be made to undergo in order
to determine whether he can be held criminally liable for the same act of over-spending. It is through this
administrative proceeding that this Commission, initially through its divisions, makes a factual determination
on the veracity of the parties’ respective allegations in a disqualification case. There is no need for a
preliminary investigation finding on the criminal aspect of the offenses in Section 68 before the Commission
can act on the administrative or electoral aspect of the offense. All that is needed is a complaint or a petition.
As enunciated in Lanot, "(a)n erring candidate may be disqualified even without prior determination of
criminal aspect, and vice-versa."
Moreover, Ejercito’s reliance on Codilla is misplaced. The COMELEC En Banc opined that the portion of the
Codilla decision that referred to the necessity of the conduct of preliminary investigation pertains to cases
where the offenders are charged with acts not covered by Section 68 of the OEC, and are, therefore, beyond
the ambit of the COMELEC’s jurisdiction. It said that the decision refers to this type of cases as criminal (not
administrative) in nature, and,thus, should be handled through the criminal process.
Further rejected was Ejercito’s argument that the COMELEC lost its jurisdiction over the petition for
disqualification the moment he was proclaimed as the duly-elected Governor of Laguna. For the COMELEC
En Banc, its First Division thoroughly and sufficiently addressed the matter when it relied on Maquiling
instead of Sinaca. It maintained that Section 5 of COMELEC Resolution No. 9523, not COMELEC Resolution
No. 2050,32 is relevant to the instant case as it states that the COMELEC shall continue the trial and hearing
of a pending disqualification case despite the proclamation of a winner. It was noted that the proper
application of COMELEC Resolution No. 2050 was already clarified in Sunga v. COMELEC. 33
Finally, the COMELEC En Bancruled on one of San Luis’ contentions in his Comment/Oppositionto Ejercito’s
motion for reconsideration. He argued that he becomes the winner in the gubernatorial election upon the
disqualification of Ejercito. Relying on Maquiling, San Luis declared that he was not the second placer as he
obtained the highest number of valid votes cast from among the qualified candidates. In denying that
Maquiling is on all fours with this case, the COMELEC En Bancsaid:
In the instant case, Ejercito cannot be considered as a noncandidate by reason of his disqualification under
Section 68 of the OEC. He was a candidate who filed a valid certificate of candidacy which was never
cancelled.
Ejercito was a bona fide candidate who was disqualified, not because of any ineligibility existing at the time
of the filing of the certificate of candidacy, but because he violated the rules of candidacy. His disqualifying
circumstance, thatis, his having over-spent in his campaign, did not exist at the time of the filing of his
certificate of candidacy. It did not affect the validity of the votes cast in his favor. Notwithstanding his
disqualification, he remains the candidate who garnered the highest number of votes.
Ejercito cannot be on the same footing with Arnado in the Maquiling case. Arnado was disqualified from
running for Mayor of Kauswagan, Lanao Del Sur because he was a dual citizen not qualified to run for
election. His disqualification existed at the time of the filing of the certificate of candidacy. The effect,
pursuant to the Maquiling case, is that the votes he garnered are void, which in turn resulted in having
considered the "second placer" – Maquiling – asthe candidate who obtained the highest number of valid
votes cast.
San Luis is in a different circumstance. The votes for the disqualified winning candidate remained valid. Ergo,
San Luis, being the second placer in the vote count, remains the second placer. He cannot[,] thus[,] be
named the winner.
Section 6, Rule 25 of the COMELEC Resolution No. 9523, which governs Section 68 petitions for
disqualification, enunciates the rule succinctly, to wit:
Section 6. Effect of Granting of Petition.– In the event a Petition to disqualify a candidate is granted by final
judgment as defined under Section 8 of Rule 23 and the disqualified candidate obtains the highest number of
votes, the candidate with the second highest number of votes cannot be proclaimed and the rule of
succession, if allowed by law, shall be observed. In the event the rule of succession is not allowed, a
vacancy shall exist for such position.34
On May 23, 2014, Ejercito filed before this Court a Petition for certiorari with application for the issuance of a
status quo ante order or temporary restraining order (TRO)/writ of preliminary injunction (WPI). 35 Without
issuing a TRO/WPI, the Honorable Chief Justice, Maria Lourdes P. A. Sereno, issued on May 28, 2014 an
order to respondents to comment on the petition within a non-extendible period of ten (10) days from
notice.36 Such order was confirmed nunc pro tunc by the Court En Bancon June 3, 2014. 37
Meantime, on May 26, 2014, Ejercito filed before the COMELEC En Bancan Omnibus Motion to suspend
proceedings and to defer the implementation of the May 21, 2014 Resolution. 38 On the same day, San Luis
also filed an Extremely Urgent Motion to Declare COMELEC En Banc Resolution of May 21, 2014 and First
Division Resolution of September 26, 2013 Final and Executory and to Issue Forthwith Writ of Execution or
Implementing Order39 invoking Paragraph 2, Section 8 of COMELEC Resolution No. 9523, in relation to
Section 13 (b), Rule 18 of the COMELEC Rules of Procedure. 40 On May 27, 2014, the COMELEC En
Bancissued an Order denying Ejercito’s omnibus motion, granted San Luis’ extremely urgent motion, and
directedthe Clerk of the Commission to issue the corresponding writ of execution. 41 On even date, Vice-
Governor Hernandez was sworn in as the Governor of Laguna at the COMELEC Main Office in Manila. The
service of the writ was deemed completed and validly served upon Ejercito on May 28, 2014. 42
In his petition before Us, Ejercito raised the following issues for resolution:
THE COMMISSION COMMITTED GRAVE ABUSE OF DISCRETION IN THAT:
(I) IT VIOLATED THE RIGHT OF PETITIONER TO DUE PROCESS WHEN IT RULED FOR
THE DISQUALIFICATION OF PETITIONER EVEN IF IT WAS NEVER PRAYED FOR IN
THE PETITION. WORSE, THERE IS YET NO FINDING OFGUILT BY A COMPETENT
COURT OR A FINDING OF FACT STATING THAT PETITIONER ACTUALLY COMMITTED
THE ALLEGED ELECTION OFFENSE OF OVERSPENDING;
(II) IT RELIED ON A DOCUMENTARY EXHIBIT (ADVERTISING CONTRACT) WHICH

WAS NOT EVEN FORMALLY OFFERED AS EVIDENCE; [AND]
(III) IT DISQUALIFIED PETITIONER FOR AN ACT DONE BY A THIRD PARTY WHO

SIMPLY EXERCISED ITS RIGHT TO FREE EXPRESSION WITHOUT THE KNOWLEDGE
AND CONSENT OF PETITIONER[.]43
The petition is unmeritorious.
A special civil action for certiorari under Rule 64, in relation to Rule 65, is an independent action that is
available only if there is no appeal or any other plain, speedy, and adequate remedy in the ordinary course of
law.44 It is a legal remedy that is limited to the resolution of jurisdictional issues and is not meant to correct
simple errors of judgment.45 More importantly, it will only prosper if grave abuse of discretion is alleged and
isactually proved to exist.46
Grave abuse of discretion arises when a lower court or tribunal violates the Constitution, the law or existing
jurisprudence. It means such capricious and whimsical exercise of judgment as would amount to lack of
jurisdiction; it contemplates a situation where the power is exercised in an arbitrary or despotic manner by
reason of passion or personal hostility, so patent and gross as to amount to an evasion of positive duty or a
virtual refusal to perform the duty enjoined by law. x x x. 47
Ejercito failed to prove that the COMELEC rendered its assailed Resolution with grave abuse of discretion.
We now explain.
The petition filed by San Luis

against Ejercito is for the
latter’s disqualification and
prosecution for election offense
Ejercito insists that his alleged acts of giving material consideration in the form of "Orange Cards" and
election overspending are considered as election offenses under Section 35 of COMELEC Resolution No.
9615,48 in relation to Section 1349 of R.A. No. 9006, and punishable under Section 26450 of the OEC.
Considering that San Luis’ petition partakes of the nature of a complaint for election offenses, the COMELEC
First Division has no jurisdiction over the same based on COMELEC Resolution No. 9386 51 and Section
26552 of the OEC.
Still, Ejercito contends that the COMELEC erroneously sanctioned a change in San Luis’ cause of action by
the mere expedient of changing the prayer in the latter’s Memorandum. According to him, San Luis’
additional prayer for disqualification in the Memorandum is a substantial amendment to the Petitionas it
constitutes a material deviation from the original cause of action – from a complaint for election offenses to a
petition for disqualification. Since such substantial amendment was effected after the case was set for
hearing, Ejercito maintains that the same should have been allowed only with prior leave of the COMELEC
First Division pursuant to Section 2, Rule 953 of the COMELEC Rules of Procedure, which San Luis never
did.
The arguments are untenable.
The purpose of a disqualification proceeding is to prevent the candidate from running or, if elected, from
serving, or to prosecute him for violation of the election laws. 54 A petition to disqualifya candidate may be
filed pursuant to Section 68 of the OEC, which states:
SEC. 68. Disqualifications.-- Any candidate who, in an action or protest in which he is a party is declared by
final decision of a competent court guilty of, or found by the Commission of having: (a) given money or other
material consideration to influence, induce or corrupt the voters or public officials performing electoral
functions; (b) committed acts of terrorism to enhance his candidacy; (c) spent in his election campaign an
amount in excess of that allowed by this Code; (d) solicited, received or made any contribution prohibited
under Sections 89, 95, 96, 97 and 104; or (e) violated any of Sections 80, 83, 85, 86 and 261, paragraphs d,
e, k, v, and cc, sub-paragraph 6, shall be disqualified from continuing as a candidate, or if he has been
elected, from holding the office. Any person who is a permanent resident of or animmigrant to a foreign
country shall not be qualified to run for any elective office under this Code, unless said person has waived
his status as permanent resident or immigrant of a foreign country in accordance with the residence
requirement provided for in the election laws.
The prohibited acts covered by Section 68 (e) refer to election campaign or partisan political activityoutside
the campaign period (Section 80); removal, destruction or defacement of lawful election propaganda (Section
83); certain forms of election propaganda (Section 85); violation of rules and regulations on election
propaganda through mass media; coercion of subordinates (Section 261 [d]); threats, intimidation, terrorism,
use of fraudulent device or other forms of coercion (Section 261 [e]); unlawful electioneering (Section 261
[k]); release, disbursement or expenditure of public funds (Section 261 [v]); solicitation of votes or
undertaking any propaganda on the day of the election within the restricted areas (Section 261 [cc], sub-
par.6). All the offenses mentioned in Section 68 refer to election offenses under the OEC, not toviolations of
other penal laws. In other words, offenses that are punished in laws other than in the OEC cannot be a
ground for a Section 68 petition. Thus, We have held:
x x x [T]he jurisdiction of the COMELEC to disqualify candidates is limited to those enumerated in Section 68
of the [OEC]. All other election offenses are beyond the ambit of COMELEC jurisdiction. They are criminal
and not administrative in nature. Pursuant to Sections 265 and 268 of the [OEC], the power of the
COMELEC is confined to the conduct of preliminary investigation on the alleged election offenses for the
purpose of prosecuting the alleged offenders before the regular courts of justice, viz:
"Section 265. Prosecution. – The Commission shall, through its duly authorized legal officers, have the
exclusive power to conduct preliminary investigation of all election offenses punishable under this Code, and
to prosecute the same. The Commission may avail of the assistance of other prosecuting arms of the
government: Provided, however, That in the event that the Commission fails to act on any complaint within
four months from its filing, the complainant may file the complaint with the office of the fiscal or with the
Ministry of Justice for proper investigation and prosecution, if warranted.
x x x x x x x x x
Section 268. Jurisdiction. – The regional trial court shall have the exclusive original jurisdiction to try and
decide any criminal action orproceeding for violation of this Code, except those relating to the offense of
failure to register or failure to vote which shall be under the jurisdictions of metropolitan or municipal trial
courts. From the decision of the courts, appeal will lie as in other criminal cases." 55
In the case at bar, the COMELEC First Division and COMELEC En Banc correctly ruled that the petition filed
by San Luis against Ejercito is not just for prosecution of election offense but for disqualification as well.
Indeed, the following are clear indications:
1. The title of San Luis’ petition shows that the case was brought under Rule 25 of the COMELEC
Rules of Procedure, as amended by COMELEC Resolution No. 9523. 56 This expresses the objective
of the action since Rule 25 is the specific rule governing the disqualification of candidates.
2. The averments of San Luis’ petition rely on Section 68 (a) and (c) of the OEC as grounds for its
causes of action. Section 68 of the OEC precisely enumerates the grounds for the disqualification of
a candidate for elective position and provides, as penalty, that the candidate shall be disqualified
from continuing as such, or if he or she has been elected, from holding the office.
3. Paragraph 2 of San Luis’ prayer in the petition states that "[in the event that [Ejercito] will be ableto
get a majority vote of the electorate of the Province of Laguna on May 13, 2013, his proclamation be
suspended until further order of the Honorable Commission." San Luis reiterated this plea when he
later filed a Very Urgent Ex-Parte Motion toIssue Suspension of Possible Proclamation of
Respondent and Supplemental to the Very Urgent Ex-Parte Motion to Issue Suspension of Possible
Proclamation of Respondent. The relief sought is actually pursuant to Section 6 57 of R.A. No. 6646
and Section 5 Rule 2558 of COMELEC Resolution No. 9523, both of which pertain to the effect of a
disqualification case when the petition is unresolved by final judgment come election day.
4. San Luis’ Memorandum emphasized that the case is a "Special Action for Disqualification,"
praying that "[t]he Petition BE GRANTED [and] x x x [Ejercito] BE DISQUALIFIED, and
PREVENTED from further holding office as Governor of Laguna."
With the foregoing, Ejercito cannot feign ignorance of the true nature and intent of San Luis’ petition. This
considering, it is unnecessary for Us to discuss the applicability of Section 2,Rule 9 of the COMELEC Rules
of Procedure, there being no substantial amendment to San Luis’ petition that constitutes a material
deviation from his original causes of action. Likewise, COMELEC Resolution No. 9386 and Section 265 of
the OEC do not apply since both refer solely to the prosecution of election offenses. Specifically, COMELEC
Resolution No. 9386 is an amendment to Rule 34 of the COMELEC Rules of Procedure on the prosecution
of election offenses, while Section 265 of the OEC is found under Article XXII of said law pertaining also to
election offenses.
The conduct of preliminary

investigation is not required in
the resolution of the electoral
aspect of a disqualification case
Assuming, arguendo, that San Luis’ petition was properly instituted as an action for disqualification, Ejercito
asserts that the conduct of preliminary investigation to determine whether the acts enumerated under
Section 68 of the OEC were indeed committed is a requirement prior to actual disqualification. He posits that
Section 5, Rule 25 of COMELEC Resolution No. 9523 is silent on the matter of preliminary investigation;
hence, the clear import of this is that the necessity of preliminary investigation provided for in COMELEC
Resolution No. 2050 remains undisturbed and continues to bein full force and effect.
We are not persuaded.
Section 5, Rule 25 of COMELEC Resolution No. 9523 states:
Section 5. Effect of Petition if Unresolved Before Completion of Canvass.– If a Petition for Disqualification is
unresolved by final judgment on the day of elections, the petitioner may file a motion with the Division or
Commission En Banc where the case is pending, to suspend the proclamation of the candidate concerned,
provided that the evidence for the grounds to disqualify is strong. For this purpose, atleast three (3) days
prior to any election, the Clerk of the Commission shall prepare a list of pending cases and furnish all
Commissioners copies of said the list.
In the event that a candidate with an existing and pending Petition to disqualify is proclaimed winner, the
Commission shall continue to resolve the said Petition.
It is expected that COMELEC Resolution No. 9523 is silent on the conduct of preliminary investigation
because it merely amended, among others, Rule 25 of the COMELEC Rules of Procedure, which deals with
disqualification of candidates. In disqualification cases, the COMELEC may designate any of its officials, who
are members of the Philippine Bar, to hear the case and to receive evidence only in cases involving
barangay officials.59 As aforementioned, the present rules of procedure in the investigation and prosecution
of election offenses in the COMELEC, which requires preliminary investigation, is governed by COMELEC
Resolution No. 9386. Under said Resolution, all lawyers in the COMELEC who are Election Officers in the
National Capital Region ("NCR"), Provincial Election Supervisors, Regional Election Attorneys, Assistant
Regional Election Directors, Regional Election Directors and lawyers of the Law Department are authorized
to conduct preliminary investigation of complaints involving election offenses under the election lawswhich
may be filed directly with them, or which may be indorsed to them by the COMELEC. 60
Similarly, Ejercito’s reliance on COMELEC Resolution No. 2050 is misplaced. COMELEC Resolution No.
2050, which was adopted on November 3, 1988, reads:
WHEREAS, there remain pending before the Commission, a number of cases of disqualification filed by
virtue of the provisions of Section 68 of the Omnibus Election Codein relation to Section 6 of R.A. 6646,
otherwise known as the Electoral Reforms Law of 1987;
WHEREAS, opinions of the members of the Commission on matters of procedure in dealing with cases of
this nature and the manner of disposing of the same have not been uniform;
WHEREAS, in order to avoid conflicts of opinion in the disposition [of] disqualification cases contemplated
under Section 68 of the Omnibus Election Code in relation to Section 6 of Rep. Act 6646, there is a strongly
felt need to lay down a definite policy in the disposition of this specific class of disqualification cases;
NOW, THEREFORE, on motion duly seconded, the Commission en banc:
RESOLVED, as it hereby resolves, to formulate the following rules governing the disposition of cases of
disqualification filed by virtue of Section 68 of the Omnibus Election Code in relation to Section 6 of R.A. No.
6646, otherwise known as the Electoral Reforms Law of 1987:
1. Any complaint for the disqualification of a duly registered candidate based upon any of the grounds
specifically enumerated under Section 68 of the Omnibus Election Code, filed directly with the Commission
before an election in which the respondent is a candidate, shall be inquired into by the Commission for the
purpose of determining whether the acts complained of have in fact been committed. Where the inquiry by
the Commission results in a finding before election, that the respondent candidate did in factcommit the acts
complained, the Commission shall order the disqualification of the respondent candidate from continuing as
such candidate.
In case such complaint was not resolved before the election, the Commission may motu proprio, or [on]
motion of any of the parties, refer the complaint to the [Law] Department of the Commission as the
instrument of the latter in the exercise of its exclusive power to conduct a preliminary investigation of all
cases involving criminal infractions of the election laws. Such recourse may be availed of irrespective of
whether the respondent has been elected orhas lost in the election.
2. Any complaint for disqualification based on Section 68 of the Omnibus Election Code in relation to Section
6 of Rep. Act No. 6646 filed after the election against a candidate who has already been proclaimed as
winner shall be dismissed as a disqualification case. However, the complaint shall be referred for preliminary
investigation to the Law Department of the Commission.
Where a similar complaint is filed after election but before proclamation of the respondent candidate, the
complaint shall, nevertheless, be dismissed as a disqualification case. However, the complaint shall be
referred for preliminary investigation to the Law Department. If, before proclamation, the Law Department
makes a prima faciefinding of guilt and the corresponding information has been filed with the appropriate trial
court, the complainant may file a petition for suspension of the proclamation of the respondent with the court
before which the criminal case is pending and the said court may order the suspension of the proclamation
ifthe evidence of guilt is strong.
3. The Law Department shall terminate the preliminary investigation within thirty(30) days from receipt of the
referral and shall submit its study, report and recommendation to the Commission en banc within five (5)
days from the conclusion of the preliminary investigation. If it makes a prima faciefinding of guilt, it shall
submit with such study the Information for filing with the appropriate court. 61
In Bagatsing v. COMELEC,62 the Court stated that the above-quoted resolution covers two (2) different
scenarios:
First, as contemplated in paragraph 1, a complaint for disqualification filed before the election which must be
inquired into by the COMELEC for the purpose of determining whether the acts complained of have in fact
been committed. Where the inquiry results in a finding before the election, the COMELEC shall order the
candidate's disqualification. In case the complaint was not resolved before the election, the COMELEC may
motu propioor on motion of any of the parties, refer the said complaint to the Law Department of the
COMELEC for preliminary investigation.
Second, as laid down in paragraph 2, a complaint for disqualification filed after the election against a
candidate (a) who has not yet been proclaimed as winner, or (b) who has already been proclaimed as
winner. In both cases, the complaint shall be dismissed as a disqualification case but shall be referred to the
Law Department of the COMELEC for preliminary investigation. However, if before proclamation, the Law
Department makes a prima facie finding of guilt and the corresponding information has been filed with the
appropriate trial court, the complainant may file a petition for suspension of the proclamation of the
respondent with the court before which the criminal case is pending and the said court may order the
suspension of the proclamation if the evidence of guilt is strong. 63
However, with respect to Paragraph 1 of COMELEC Resolution No. 2050, which is the situation in this case,
We held in Sunga:
x x x Resolution No. 2050 as interpreted in Silvestre v. Duavitinfringes on Sec. 6 of RA No. 6646, which
provides:
SEC. 6. Effects of Disqualification Case. - Any candidate who has been declared by final judgment to be
disqualified shall not be voted for, and the votes cast for him shall not be counted. If for any reason a
candidate is not declared by final judgment before an election to be disqualified and he is voted for and
receives the winning number of votes in such election, the Court or Commission shall continue with the trial
and hearing of the action, inquiry or protestand, upon motion of the complainant or any intervenor, may
during the pendency thereof order the suspension of the proclamation of such candidate whenever the
evidence of his guilt is strong (italics supplied).
Clearly, the legislative intentis that the COMELEC should continue the trial and hearing of the disqualification
case to its conclusion, i.e.,until judgment is rendered thereon. The word "shall" signifies that this requirement
of the law is mandatory, operating to impose a positive duty which must be enforced. The implication is that
the COMELEC is left with no discretion but to proceed with the disqualification case even after the election.
Thus, in providing for the outright dismissal of the disqualification case which remains unresolved after the
election, Silvestre v. Duavitin effect disallows what RA No. 6646 imperatively requires. This amounts to a
quasi-judicial legislation by the COMELEC which cannot be countenanced and is invalid for having been
issued beyond the scope of its authority. Interpretative rulings of quasi-judicial bodies or administrative
agencies must always be in perfect harmony with statutes and should be for the sole purpose of carrying
their general provisions into effect. By such interpretative or administrative rulings, of course, the scope of
the law itself cannot be limited. Indeed, a quasi-judicial body or an administrative agency for that matter
cannot amend an act of Congress. Hence, in case of a discrepancy between the basic law and an
interpretative or administrative ruling, the basic law prevails.
Besides, the deleterious effect of the Silvestre ruling is not difficult to foresee. A candidate guilty of election
offenses would be undeservedly rewarded, instead of punished, by the dismissal of the disqualification case
against him simply because the investigating body was unable, for any reason caused upon it, to determine
before the election if the offenses were indeed committed by the candidate sought to be disqualified. All that
the erring aspirant would need to do is toemploy delaying tactics so that the disqualification case based on
the commission of election offenses would not be decided before the election. This scenario is productive of
more fraud which certainly is not the main intent and purpose of the law. 64
The "exclusive power [of the COMELEC] to conduct a preliminary investigation of all cases involving criminal
infractions of the election laws" stated in Par. 1 of COMELEC Resolution No. 2050 pertains to the criminal
aspect of a disqualification case. It has been repeatedly underscored that an election offense has its criminal
and electoral aspects. While its criminal aspect to determine the guilt or innocence of the accused cannot be
the subject of summary hearing, its electoral aspect to ascertain whether the offender should be disqualified
from office can be determined in an administrative proceeding that is summaryin character. This Court said
in Sunga:
It is worth to note that an election offense has criminal as well as electoral aspects. Its criminal aspect
involves the ascertainment of the guilt or innocence of the accused candidate. Like in any other criminal
case, it usually entails a full-blown hearing and the quantum of proof required to secure a conviction is
beyond reasonable doubt. Its electoral aspect, on the other hand, is a determination of whether the offender
should be disqualified from office. This is done through an administrative proceeding which is summary in
character and requires only a clear preponderance of evidence. Thus, under Sec. 4 of the COMELEC Rules
of Procedure, petitions for disqualification "shall be heard summarily after due notice." It is the electoral
aspect that we are more concerned with, under which an erring candidate may be disqualified even without
prior criminal conviction.65
and equally in Lanot:
x x x The electoral aspect of a disqualification case determines whether the offender should be disqualified
from being a candidate or from holding office. Proceedings are summary in character and require only clear
preponderance of evidence. An erring candidate may be disqualified even without prior determination of
criminal aspect, and vice-versa.
The criminal aspect of a disqualification case determines whether there is probable cause to charge a
candidate for an election offense. The prosecutor is the COMELEC, through its Law Department, which
determines whether probable cause exists. If there is probable cause, the COMELEC, through its Law
Department, files the criminal information before the proper court. Proceedings before the proper court
demand a full-blown hearing and require proof beyond reasonable doubt to convict. A criminal conviction
shall result in the disqualification of the offender, which may even include disqualification from holding a
future public office.
The two aspects account for the variance of the rules on disposition and resolution of disqualification cases
filed before or after an election. When the disqualification case is filed before the elections, the question of
disqualification is raised before the voting public. If the candidate is disqualified after the election, those who
voted for him assume the risk that their votes may be declared stray or invalid. There isno such risk if the
petition is filed after the elections. x x x.66
We cannot accept Ejercito’s argument that Lanot did not categorically pronounce that the conduct of a
preliminary investigation exclusively pertains to the criminal aspect of anaction for disqualification or that a
factual finding by the authorized legal officers of the COMELEC may be dispensed with in the proceedings
for the administrative aspect of a disqualification case. According to him,a close reading of said case would
reveal that upon filing of the petition for disqualification with the COMELEC Division, the latter referred the
matter to the Regional Election Director for the purpose of preliminary investigation; therefore, Lanot
contemplates two referrals for the conduct of investigation – first, to the Regional Election Director, prior to
the issuance of the COMELEC First Division’s resolution, and second, to the Law Department, following the
reversal by the COMELEC En Banc.
For easy reference, the factual antecedents of Lanot are as follows:
On March 19, 2004, a little less than two months before the May 10, 2004 elections, Henry P. Lanot, et al.
filed a Petition for Disqualification under Sections 68 and 80 of the OEC against then incumbent Pasig City
Mayor Vicente P. Eusebio. National Capital Region Director Esmeralda Amora-Ladra conducted hearings on
the petition. On May 4, 2004, she recommended Eusebio’s disqualification and the referral of the case to the
COMELEC Law Department for the conduct of a preliminary investigation on the possible violation of Section
261 (a) of the OEC. When the COMELEC First Division issued a resolution adopting Director Ladra’s
recommendations on May 5, 2004, then COMELEC Chairman Benjamin S. Abalos informed the pertinent
election officers through an Advisory dated May 8, 2004. Eusebio filed a Motion for Reconsideration on May
9, 2004. On election day, Chairman Abalos issued a memorandum to Director Ladra enjoining her from
implementing the May 5, 2004 COMELEC First Division resolution. The petition for disqualification was not
yet finally resolved at the time of the elections. Eusebio's votes were counted and canvassed. After which,
Eusebio was proclaimed as the winning candidate for city mayor. On August 20, 2004, the COMELEC En
Banc annulled the COMELEC First Division's order to disqualify Eusebio and referred the case to the
COMELEC Law Department for preliminary investigation.
When the issue was elevated to Us, the Court agreed with Lanot that the COMELEC En Banc committed
grave abuse of discretion when it ordered the dismissal of the disqualification case pending preliminary
investigation of the COMELEC Law Department. Error was made when it ignored the electoral aspect of the
disqualification case by setting aside the COMELEC First Division's resolution and referring the entire case
to the COMELEC Law Department for the criminal aspect. We noted that COMELEC Resolution No. 2050,
upon which the COMELEC En Banc based its ruling, is procedurally inconsistent with COMELEC Resolution
No. 6452, which was the governing rule at the time. The latter resolution delegated to the COMELEC Field
Officials the hearing and reception of evidence of the administrative aspect of disqualification cases in the
May 10, 2004 National and Local Elections. In marked contrast, in the May 2013 elections, it was only in
cases involving barangay officials that the COMELEC may designate any of its officials, who are members of
the Philippine Bar, to hear the case and to receive evidence. 67
The COMELEC En Banc

properly considered as
evidence the Advertising
Contract dated May 8, 2013
Ejercito likewise asserts that the Advertising Contract dated May 8, 2013 should not have been relied upon
by the COMELEC. First, it was not formally offered in evidence pursuant to Section 34, Rule 132 68 of the
Rules and he was not even furnished with a copy thereof, depriving him of the opportunity to examine its
authenticity and due execution and object to its admissibility. Second, even if Section 34, Rule 132 does not
apply, administrative bodies exercising quasi-judicial functions are nonetheless proscribed from rendering
judgment based on evidence that was never presented and could not be controverted. There is a need to
balance the relaxation of the rules of procedure with the demands of administrative due process, the tenets
of which are laid down in the seminal case of Ang Tibay v. Court of Industrial Relations. 69 And third,the
presentation of the advertising contracts, which are highly disputable and on which no hearing was held for
the purpose of taking judicial notice in accordance with Section 3, Rule 129 70 of the Rules, cannot be
dispensed with by COMELEC’s claim that it could take judicial notice. Contrary to Ejercito’s claim, Section
34, Rule 132 of the Rules is inapplicable. Section 4, Rule 1 71 of the Rules of Court is clear enough in stating
that it shall not apply to election cases except by analogy or in a suppletory character and whenever
practicable and convenient. In fact, nowhere from COMELEC Resolution No. 9523 requires that
documentary evidence should be formally offered in evidence. 72 We remind again that the electoral aspect of
a disqualification case is done through an administrative proceeding which is summary in character.
Granting, for argument’s sake, that Section 4, Rule 1 of the Rules of Court applies, there have been
instances when We suspended the strict application of the rule in the interest of substantial justice, fairness,
and equity.73 Since rules of procedure are mere tools designed to facilitate the attainment of justice, it is well
recognized that the Court is empowered to suspend its rules or to exempt a particular case from the
application of a general rule, when the rigid application thereof tends to frustrate rather than promote the
ends of justice.74 The fact is, even Sections 3 and 4, Rule 1 of the COMELEC Rules of Procedure fittingly
declare that "[the] rules shall be liberally construed in order to promote the effective and efficient
implementation of the objectives of ensuring the holding of free, orderly, honest, peaceful and credible
elections and to achieve just, expeditious and inexpensive determination and disposition of every action and
proceeding brought before the Commission" and that "[in] the interest of justice and in order to obtain speedy
disposition ofall matters pending before the Commission, these rules or any portion thereof may be
suspended by the Commission." This Court said in Hayudini v. Commission on Elections: 75
Settled is the rule that the COMELEC Rules of Procedure are subject to liberal construction. The COMELEC
has the power to liberally interpret or even suspend its rules of procedure in the interest of justice, including
obtaining a speedy disposition of all matters pending before it. This liberality is for the purpose of promoting
the effective and efficient implementation of its objectives – ensuring the holding of free, orderly, honest,
peaceful, and credible elections, as well as achieving just, expeditious, and inexpensive determination and
disposition of every action and proceeding brought before the COMELEC. Unlike an ordinary civil action, an
election contest is imbued with public interest. It involves not only the adjudication of private and pecuniary
interests of rival candidates, but also the paramount need of dispelling the uncertainty which beclouds the
real choice of the electorate. And the tribunal has the corresponding duty to ascertain, by all means withinits
command, whom the people truly chose as their rightful leader. 76
Further, Ejercito’s dependence on Ang Tibay is weak. The essence of due process is simply an opportunity
to be heard, or, as applied to administrative proceedings, an opportunity to explain one's side or an
opportunity to seek for a reconsideration of the action or ruling complained of. 77 Any seeming defect in its
observance is cured by the filing of a motion for reconsideration and denial of due process cannot be
successfully invoked by a party who had the opportunity to be heard thereon. 78 In this case, it is undisputed
that Ejercito filed a motion for reconsideration before the COMELEC En Banc. Despite this, he did not rebut
the authenticity and due execution of the advertising contracts when he decided not to discuss the factual
findings of the COMELEC First Division on the alleged ground that it may be construed as a waiver of the
jurisdictional issues that he raised.79
We agree with San Luis and the Office of the Solicitor General that, pursuant to Section 2, Rule 129, 80 the
COMELEC has the discretion to properly take judicial notice of the Advertising Contract dated May 8, 2013.
In accordance with R.A. No. 9006, the COMELEC, through its Campaign Finance Unit, is empowered to:
a. Monitor fund raising and spending activities;
b. Receive and keep reports and statements of candidates, parties, contributors and election
contractors, and advertising contracts of mass media entities;
c. Compile and analyze the reports and statements as soon as they are received and make an initial
determination of compliance;
d. Develop and manage a recording system for all reports, statements, and contracts received by it
and todigitize information contained therein;
e. Publish the digitized information gathered from the reports, statements and contracts and make
themavailable to the public;
f. Develop a reportorial and monitoring system;
g. Audit all reports, statements and contracts and determine compliance by the candidates, parties,
contributors, and election contractors, including the inspection of Books and records of candidates,
parties and mass media entities and issue subpoenas in relation thereto and submit its findings to
the Commission En Banc;
h. Coordinate with and/or assist other departments/offices of the Commission receiving related
reports on Campaign Finance including prosecution of violators and collection of fines and/or
imposition of perpetual disqualification; and
i. Perform other functions as ordered by the Commission. 81
The COMELEC may properly takeand act on the advertising contracts without further proof from the parties
herein. Aside from being considered as an admission 82 and presumed to be proper submissions from them,
the COMELEC already has knowledge of the contracts for being ascertainable from its very own records.
Said contracts are ought to be known by the COMELEC because of its statutory function as the legal
custodian of all advertising contracts promoting or opposing any candidate during the campaign period. As
what transpired in this case, the COMELEC has the authority and discretion to compare the submitted
advertising contracts with the certified true copies of the broadcast logs, certificates of performance or other
analogous records which a broadcast station or entity is required to submit for the review and verification of
the frequency, date, time and duration of advertisements aired.
To be precise, R.A. No. 9006 provides:
Sec. 4. Requirements for Published or Printed and Broadcast Election Propaganda. –
xxxx
4.3 Print, broadcast or outdoor advertisements donated to the candidate or political party shall not be printed,
published, broadcast or exhibited without the written acceptance by the said candidate or political party.
Such written acceptance shall be attached to the advertising contract and shall be submitted to the
COMELEC as provided in Subsection 6.3 hereof.
Sec. 6. Equal Access to Media Time and Space. – All registered parties and bona fidecandidates shall have
equal access to media time and space. The following guidelines may be amplified on by the COMELEC:
xxxx
6.2
xxxx
(b.) Each bona fide candidate or registered political party for a locally elective office shall be entitled to not
more than sixty (60) minutes of television advertisement and ninety (90) minutes of radio advertisement
whether by purchase or donation.
For this purpose, the COMELEC shall require any broadcast station or entity to submit to the COMELEC a
copy of its broadcast logs and certificates of performance for the review and verification of the frequency,
date, time and duration of advertisements broadcast for any candidate or political party.
6.3 All mass media entities shall furnish the COMELEC with a copy of all contracts for advertising, promoting
or opposing any political party or the candidacy of any person for public office within five (5) days after its
signing. x x x.
The implementing guidelines of the above-quoted provisions are found in Rule 5 of COMELEC Resolution
No. 9476 –
Section 2. Submission of Copies of Advertising Contracts. – All media entities shall submit a copy of its
advertising and or broadcast contracts, media purchase orders, booking orders, or other similar documents
to the Commission through its Campaign Finance Unit, accompanied by a summary report in the prescribed
form (Annex "E") together with official receipts issued for advertising, promoting or opposing a party, or the
candidacy of any person for public office, within five (5) days after its signing, through:
a. For Media Entities in the NCR The Education and Information Department (EID), which
shall furnish copies thereof to the Campaign Finance Unit of the Commission.
b. For Media Entities outside of the NCR The City/Municipal Election Officer (EO) concerned
who shall furnish copies thereof to the Education and Information Department of the
Commission within five (5) days after the campaign periods. The EID shall furnish copies
thereof to the Campaign Finance Unit of the Commission.
xxxx
It shall be the duty of the EID to formally inform media entities that the latter’s failure to comply with the
mandatory provisions of this Section shall be considered an election offense punishable pursuant to Section
13 of Republic Act No. 9006. [RA 9006, Secs. 6.3 and 13] and in COMELEC Resolution No. 9615 –
SECTION 9. Requirements and/or Limitations on the Use of Election Propaganda through Mass Media. – All
parties and bona fide candidates shall have equal access to media time and space for their election
propaganda during the campaign period subject to the following requirements and/or limitations:
a. Broadcast Election Propaganda
xxx
Provided, further, that a copy of the broadcast advertisement contract be furnished to the Commission, thru
the Education and Information Department, within five (5) days from contract signing.
xxx
d. Common requirements/limitations:
xxx
(3) For the above purpose, each broadcast entity and website owner or administrator shall submit to the
Commission a certified true copy of its broadcast logs, certificates of performance, or other analogous
record, including certificates of acceptance as required in Section 7(b) of these Guidelines,for the review and
verification of the frequency, date, time and duration of advertisements aired for any candidate or party
through:
For Broadcast Entities in the NCR – The Education and Information Department (EID) which in turn shall
furnish copies thereof to the Campaign Finance Unit (CFU) of the Commission within five days from receipt
thereof.
For Broadcast Entities outside of the NCR – The City/Municipal Election Officer (EO) concerned, who in turn,
shall furnish copies thereof to the Education and Information Department (EID) of the Commission which in
turn shall furnish copies thereof to the Campaign Finance Unit (CFU) of the Commission within five (5) days
from the receipt thereof.
For website owners or administrators – The City/Municipal Election Officer (EO) concerned, who in turn, shall
furnish copies thereof to the Education and Information Department (EID) of the Commission which in turn
shall furnish copies thereof to the Campaign Finance Unit (CFU) of the Commission within five (5) days from
the receipt thereof.
All broadcast entities shall preserve their broadcast logs for a period of five (5) years from the date of
broadcast for submission to the Commission whenever required.
Certified true copies of broadcast logs, certificates of performance, and certificates of acceptance, or other
analogous record shall be submitted, as follows:
Candidates for National Positions 1st Report 3 weeks after start of campaign period March 4 - 11
2nd Report 3 weeks after 1st filing week April 3 - 10
3rd Report 1 week before election day May 2 - 9
Last Election week May 14 - 17
Report
Candidates for Local Positions 1st Report 1 week after start of campaign period April 15 - 22
2nd Report 1 week after 1st filing week April 30 - May 8
3rd Report Election week May 9 - 15
Last 1 week after election day May 16 - 22
Report
For subsequent elections, the schedule for the submission of reports shall be prescribed by the Commission.
Ejercito should be disqualified

for spending in his election
campaign an amount in excess
of what is allowed by the OEC
Ejercito claims that the advertising contracts between ABS-CBN Corporation and Scenema Concept
International, Inc. were executed by an identified supporter without his knowledge and consent as, in fact, his
signature thereon was obviously forged. Even assuming that such contract benefited him, Ejercito alleges
that he should not be penalized for the conduct of third parties who acted on their own without his consent.
Citing Citizens United v. Federal Election Commission 83 decided by the US Supreme Court, he argues that
every voter has the right to support a particular candidate in accordance with the free exercise of his or her
rights of speech and of expression, which is guaranteed in Section 4, Article III of the 1987 Constitution. 84 He
believes that an advertising contract paid for by a third party without the candidate’s knowledge and consent
must be considered a form of political speech that must prevail against the laws suppressing it, whether by
design or inadvertence. Further, Ejercito advances the view that COMELEC Resolution No.
947685 distinguishes between "contribution" and "expenditure" and makes no proscription on the medium or
amount of contribution.86 He also stresses that it is clear from COMELEC Resolution No. 9615 that the limit
set by law applies only to election expenditures of candidates and not to contributions made by third parties.
For Ejercito, the fact that the legislature imposes no legal limitation on campaign donations is presumably
because discussion of public issues and debate on the qualifications of candidates are integral to the
operation of the government.
We refuse to believe that the advertising contracts between ABS-CBN Corporation and Scenema Concept
International, Inc. were executed without Ejercito’s knowledge and consent. As found by the COMELEC First
Division, the advertising contracts submitted in evidence by San Luis as well as those in legal custody of the
COMELEC belie his hollow assertion. His express conformity to the advertising contracts is actually a must
because non-compliance is consideredas an election offense. 87
Notably, R.A. No. 9006 explicitly directs that broadcast advertisements donated to the candidate shall not be
broadcasted without the written acceptance of the candidate, which shall be attached to the advertising
contract and shall be submitted to the COMELEC, and that, in every case, advertising contracts shall be
signed by the donor, the candidate concerned or by the duly-authorized representative of the political
party.88 Conformably with the mandate of the law, COMELEC Resolution No. 9476 requires that election
propaganda materials donated toa candidate shall not be broadcasted unless it is accompanied by the
written acceptance of said candidate, which shall be in the form of an official receipt in the name of the
candidate and must specify the description of the items donated, their quantity and value, and that, in every
case, the advertising contracts, media purchase orders or booking orders shall be signed by the candidate
concerned or by the duly authorized representative of the party and, in case of a donation, should be
accompanied by a written acceptance of the candidate, party or their authorized
representatives.89 COMELEC Resolution No. 9615 also unambiguously states thatit shall be unlawful to
broadcast any election propaganda donated or given free of charge by any person or broadcast entity to a
candidate withoutthe written acceptance of the said candidate and unless they bear and be identified by the
words "airtime for this broadcast was provided free of charge by" followed by the true and correct name and
address of the donor.90
This Court cannot give weight to Ejercito’s representation that his signature on the advertising contracts was
a forgery. The issue is a belated claim, raised only for the first time in this petition for certiorari. It is a
rudimentary principle of law that matters neither alleged in the pleadings nor raised during the proceedings
below cannot be ventilated for the first time on appeal before the Supreme Court. 91 It would be offensive to
the basic rules of fair play and justice to allow Ejercito to raise an issue that was not brought up before the
COMELEC.92 While it is true that litigation is not a game of technicalities, it is equally truethat elementary
considerations of due process require that a party be duly apprised of a claim against him before judgment
may be rendered.93
Likewise, whether the advertising contracts were executed without Ejercito’s knowledge and consent, and
whether his signatures thereto were fraudulent, are issues of fact. Any factual challenge has no place in a
Rule 65 petition. This Court is nota trier of facts and is not equipped to receive evidence and determine the
truth of factual allegations.94
Instead, the findings of fact made by the COMELEC, or by any other administrative agency exercising
expertise in its particular field of competence, are binding on the Court. As enunciated in Juan v.
Commission on Election:95
Findings of facts of administrative bodies charged with their specific field of expertise, are afforded great
weight by the courts, and in the absence of substantial showing that such findings are made from an
erroneous estimation of the evidence presented, they are conclusive, and in the interest of stability of the
governmental structure, should not be disturbed. The COMELEC, as an administrative agency and a
specialized constitutional body charged with the enforcement and administration of all laws and regulations
relative to the conduct of an election, plebiscite, initiative, referendum, and recall, has more than enough
expertise in its field that its findings orconclusions are generally respected and even given finality. x x x. 96
Having determined that the subject TV advertisements were done and broadcasted with Ejercito’s consent, it
follows that Citizens United does not apply. In said US case, a non-profit corporation sued the Federal
Election Commission, assailing, among others, the constitutionality of a ban on corporate independ
entexpenditures for electioneering communications under 2 U.S.C.S. § 441b. The corporation released a
documentary film unfavorable of then-Senator Hillary Clinton, who was a candidate for the Democratic
Party's Presidential nomination. It wanted to make the film available through video-on-demand withinthirty
(30) days of the primary elections, and it produced advertisements to promote the film. However, federal law
prohibits all corporations – including non-profit advocacy corporations – from using their general treasury
funds to make independent expenditures for speech that is an "electioneering communication" 97 or for
speech that expressly advocates the election or defeat of a candidate within thirty (30) days of a primary
election and sixty (60) days of a general election. The US Supreme Court held that the ban imposed under §
441b on corporate independent expenditures violated the First Amendment 98 because the Government could
not suppress political speech on the basis of the speaker's identity as a non-profit or for-profit corporation. It
was opined: Section 441b's prohibition on corporate independent expenditures is thus a ban on speech. As a
"restriction on the amount of money a person or group can spend on political communication during a
campaign," that statute "necessarily reduces the quantity of expression by restricting the number of issues
discussed, the depth of their exploration, and the size of the audience reached." Buckley v. Valeo, 424 U.S.
1, 19, 96 S. Ct. 612, 46 L. Ed. 2d 659 (1976) (per curiam).Were the Court to uphold these restrictions, the
Government could repress speech by silencing certain voices at any of the various points in the speech
process. See McConnell, supra, at 251, 124 S. Ct. 619, 517 L. Ed. 2d 491 (opinion of Scalia, J.)
(Government could repress speech by "attacking all levels of the production and dissemination of ideas," for
"effective public communication requires the speaker to make use of the services of others"). If §441 be
applied to individuals, no one would believe that it is merely a time, place, or manner restriction on speech.
Its purpose and effect are to silence entities whose voices the Government deems to be suspect.
Speech is an essential mechanism of democracy, for it is the means to hold officials accountable to the
people. See Buckley, supra, at 14-15, 96 S. Ct. 612, 46 L. Ed. 2d 659 ("In a republic where the people are
sovereign, the ability of the citizenry to make informed choices among candidates for office is essential").
The right of citizens to inquire, to hear, to speak, and to use information to reach consensus is a precondition
to enlightened self-government and a necessary means to protect it. The First Amendment "'has its fullest
and most urgent application' to speech uttered during a campaign for political office." Eu v. San Francisco
County Democratic Central Comm., 489 U.S. 214, 223, 109 S. Ct. 1013, 103 L. Ed. 2d 271 (1989)(quoting
Monitor Patriot Co. v. Roy, 401 U.S. 265, 272, 91 S. Ct. 621, 28 L. Ed. 2d 35 (1971)); see Buckley, supra, at
14, 96 S. Ct. 612, 46 L. Ed. 2d 659 ("Discussion of public issues and debate on the qualifications of
candidates are integral to the operation of the system of government established by our Constitution").
For these reasons, political speech must prevail against laws that would suppress it, whether by design
orinadvertence. Laws that burden political speech are "subject to strict scrutiny," which requires the
Government to prove that the restriction "furthers a compelling interest and is narrowly tailored to achieve
that interest." WRTL, 551 U.S., at 464, 127 S. Ct. 2652, 168 L. Ed. 2d 329(opinion of Roberts, C. J.). While it
might be maintained that political speech simply cannot be banned or restricted as a categorical matter, see
Simon & Schuster, 502 U.S., at 124, 112 S. Ct. 501, 116 L. Ed. 2d 476(Kennedy, J., concurring in judgment),
the quoted language from WRTL provides a sufficient framework for protecting the relevant First Amendment
interests in this case. We shall employ it here.
Premised on mistrust of governmental power, the First Amendment stands against attempts to disfavor
certain subjects or viewpoints. See, e.g., United States v. Playboy Entertainment Group, Inc., 529 U.S. 803,
813, 120 S. Ct. 1878, 146 L. Ed. 2d 865 (2000) (striking down content based restriction). Prohibited, too, are
restrictions distinguishing among different speakers, allowing speech by some but not others. See First Nat.
Bank of Boston v. Bellotti, 435 U.S. 765, 784, 98 S. Ct. 1407, 55 L. Ed. 2d 707 (1978). As instruments to
censor, these categories are interrelated: Speech restrictions based on the identity of the speaker are all too
often simply a means to control content.
Quite apart from the purpose or effect of regulating content, moreover, the Government may commit a
constitutional wrong when by law it identifies certain preferred speakers. By taking the right to speak from
some and giving it to others, the Government deprives the disadvantaged person or class of the right to use
speech to strive to establish worth, standing, and respect for the speaker's voice. The Government may not
by these means deprive the public of the right and privilege to determine for itself what speech and speakers
are worthy of consideration. The First Amendment protects speech and speaker, and the ideas that flow from
each.
The Court has upheld a narrow class of speech restrictions that operate to the disadvantage of certain
persons, but these rulings were based on an interest in allowing governmental entities to perform their
functions. See, e.g., Bethel School Dist. No. 403 v. Fraser, 478 U.S. 675, 683, 106 S. Ct. 3159, 92 L. Ed. 2d
549 (1986) (protecting the "function of public school education"); Jones v. North Carolina Prisoners' Labor
Union, Inc., 433 U.S. 119, 129, 97 S. Ct. 2532, 53 L. Ed. 2d 629 (1977) (furthering "the legitimate penological
objectives of the corrections system" (internal quotation marks omitted)); Parker v. Levy, 417 U.S. 733, 759,
94 S. Ct. 2547, 41 L. Ed. 2d 439 (1974)(ensuring "the capacity of the Government to discharge its [military]
responsibilities" (internal quotation marks omitted)); Civil Service Comm'n v. Letter Carriers, 413 U.S. 548,
557, 93 S. Ct. 2880, 37 L. Ed. 2d 796 (1973)("[F]ederal service should depend upon meritorious
performance rather than political service"). The corporate independent expenditures at issue in this case,
however, would not interfere with governmental functions, so these cases are inapposite. These precedents
stand only for the proposition that there are certain governmental functions that cannot operate without some
restrictions on particular kinds of speech. By contrast, it is inherent in the nature of the political process that
voters must be free to obtain information from diverse sources in order to determine how to cast their votes.
At least before Austin, the Court had not allowed the exclusion of a class of speakers from the general public
dialogue.
We find no basis for the proposition that, in the context of political speech, the Government may impose
restrictions on certain disfavored speakers. Both history and logic lead us to this conclusion.
The previous decisions of the US Supreme Court in Austin v. Michigan Chamber of Commerce 99 (which ruled
that political speech may be banned based on the speaker's corporate identity) and the relevant portion of
McConnell v. Federal Election Commission100 (which upheld the limits on electioneering communications in a
facial challenge) were, in effect, overruled by Citizens United.
Like Citizens Unitedis the 1976 case of Buckley v. Valeo.101 In this much earlier case, the US Supreme Court
ruled, among other issues elevated to it for resolution, on a provision of the Federal Election Campaign Act
of 1971, as amended, (FECA)102 which limits independent political expenditures by an individual or group
advocating the election or defeat of a clearly identified candidate for federal office to $1,000 per year.
Majority of the US Supreme Court expressed the view that the challenged provision is unconstitutional as it
impermissibly burdens the right of free expression under the First Amendment, and could not be sustained
on the basis of governmental interests in preventing the actuality or appearance of corruption or in equalizing
the resources of candidates.103
Even so, the rulings in Citizens United and Buckley find bearing only on matters related to "independent
expenditures," an election law concept which has no application in this jurisdiction. In the US context,
independent expenditures for or against a particular candidate enjoy constitutional protection. They refer to
those expenses made by an individual, a group or a legal entity which are not authorized or requested by the
candidate, an authorized committee of the candidate, oran agent of the candidate; they are expenditures that
are not placed in cooperation with or with the consent of a candidate, his agents, or an authorized committee
of the candidate.104 In contrast, there is no similar provision here in the Philippines. In fact, R.A. No. 9006105
and its implementing rules and regulations106 specifically make it unlawful to print, publish, broadcast or
exhibit any print, broadcast or outdoor advertisements donated to the candidate without the written
acceptance of said candidate.
If at all, another portion of the Buckley decision is significant to this case. One of the issues resolved therein
is the validity of a provision of the FECA which imposes $1,000 limitation on political contributions by
individuals and groups to candidates and authorized campaign committees. 107 Five justices of the nine-
member US Supreme Court sustained the challenged provision on the grounds that it does not violate First
Amendment speech and association rights or invidiously discriminate against non-incumbent candidates and
minority party candidates but is supported by substantial governmental interests in limiting corruption and the
appearance of corruption. It was held:
As the general discussion in Part I-A, supra, indicated, the primary First Amendment problem raised by the
Act's contribution limitations is their restriction of one aspect of the contributor's freedom of political
association. The Court's decisions involving associational freedoms establish that the right of association is a
"basic constitutional freedom," Kusper v. Pontikes, 414 U.S. at 57, that is "closely allied to freedom of speech
and a right which, like free speech, lies at the foundation of a free society." Shelton v. Tucker, 364 U.S. 479,
486 (1960). See, e.g., Bates v. Little Rock, 361 U.S. 516, 522-523 (1960); NAACP v. Alabama, supra at 460-
461; NAACP v. Button, supra, at 452(Harlan, J., dissenting). In view of the fundamental nature of the rightto
associate, governmental "action which may have the effect of curtailing the freedom to associate is subject to
the closest scrutiny." NAACP v. Alabama, supra, at 460-461. Yet, it is clear that "[n]either the right to
associate nor the right to participate in political activities is absolute." CSC v. Letter Carriers, 413 U.S. 548,
567 (1973). Even a "significant interference' with protected rights of political association" may be sustained if
the State demonstrates a sufficiently important interest and employs means closely drawn to avoid
unnecessary abridgment of associational freedoms. Cousins v. Wigoda, supra, at 488; NAACP v. Button,
supra, at 438; Shelton v. Tucker, supra, at 488.
Appellees argue that the Act's restrictions on large campaign contributions are justified by three
governmental interests. According to the parties and amici, the primary interest served by the limitations and,
indeed, by the Act as a whole, is the prevention of corruption and the appearance of corruption spawned by
the real or imagined coercive influence of large financial contributions on candidates' positions and on their
actions if elected to office. Two "ancillary" interests underlying the Act are also allegedly furthered by the $
1,000 limits on contributions. First, the limits serve to mute the voices of affluent persons and groups in the
election process and thereby to equalize the relative ability of all citizens to affect the outcome of elections.
Second, it is argued, the ceilings may to some extent act as a brake on the skyrocketing cost of political
campaigns and thereby serve to open the political systemmore widely to candidates without access to
sources of large amounts of money.
It is unnecessary to look beyond the Act's primary purpose -- to limit the actuality and appearance of
corruption resulting from large individual financial contributions -- in order to find a constitutionally sufficient
justification for the $ 1,000 contribution limitation. Under a system of private financing of elections, a
candidate lacking immense personal or family wealth must depend on financial contributions from others to
provide the resources necessary to conduct a successful campaign. The increasing importance of the
communications media and sophisticated mass-mailing and polling operations to effective campaigning
make the raising of large sums of money an ever more essential ingredient of an effective candidacy. To the
extent that large contributions are given to secure political quid pro quo's from current and potential office
holders, the integrity of our system of representative democracy is undermined. Although the scope of such
pernicious practices can never be reliably ascertained, the deeply disturbing examples surfacing after the
1972 election demonstrate that the problem is not an illusory one. Of almost equal concern as the danger of
actual quid pro quo arrangements is the impact of the appearance of corruption stemming from public
awareness of the opportunities for abuse inherent in a regime of large individual financial contributions. In
CSC v. Letter Carriers, supra, the Court found that the danger to "fair and effective government" posed by
partisan political conduct on the part of federal employees charged with administering the law was a
sufficiently important concern to justify broad restrictions on the employees' right of partisan political
association. Here, as there, Congress could legitimately conclude that the avoidance of the appearance of
improper influence "is also critical... if confidence in the system of representative Government is not to be
eroded to a disastrous extent." 413 U.S. at 565.
Appellants contend that the contribution limitations must be invalidated because bribery laws and narrowly
drawn disclosure requirements constitute a less restrictive means of dealing with "proven and suspected
quid pro quo arrangements." But laws making criminal the giving and taking of bribes deal withonly the most
blatant and specific attempts of those with money to influence governmental action. And while disclosure
requirements serve the many salutary purposes discussed elsewhere in this opinion, Congress was surely
entitled to conclude that disclosure was only a partial measure,and that contribution ceilings were a
necessary legislative concomitant to deal with the reality or appearance of corruption inherent in a system
permitting unlimited financial contributions, even when the identities of the contributors and the amounts of
their contributions are fully disclosed.
The Act's $ 1,000 contribution limitation focuses precisely on the problem of large campaign contributions--
the narrow aspect of political association where the actuality and potential for corruption have been identified
-- while leaving persons free to engage in independent political expression, to associate actively through
volunteering their services, and to assist to a limited but nonetheless substantial extent in supporting
candidates and committees with financial resources. Significantly, the Act's contribution limitations in
themselves do not undermine to any material degree the potential for robust and effective discussion of
candidates and campaign issues by individual citizens, associations, the institutional press, candidates, and
political parties.
We find that, under the rigorous standard of review established by our prior decisions, the weighty interests
served by restricting the size of financial contributions to political candidates are sufficient to justify the
limited effect upon First Amendment freedoms caused by the $ 1,000 contribution ceiling. (Emphasis
supplied)
Until now, the US Supreme Court has not overturned the ruling that, with respect to limiting political
contributions by individuals and groups, the Government’s interest in preventing quid pro quo corruption or
its appearance was "sufficiently important" or "compelling" so that the interest would satisfy even strict
scrutiny.108
In any event, this Court should accentuate that resort to foreign jurisprudence would be proper only if no law
or jurisprudence is available locally to settle a controversy and that even in the absence of local statute and
case law, foreign jurisprudence are merely persuasive authority at best since they furnish an uncertain
guide.109 We prompted in Republic of the Philippines v. Manila Electric Company: 110
x x x American decisions and authorities are not per se controlling in this jurisdiction. At best, they are
persuasive for no court holds a patent on correct decisions.Our laws must be construed in accordance with
the intention of our own lawmakers and such intent may be deduced from the language of each law and the
context of other local legislation related thereto. More importantly, they must be construed to serve our own
public interest which is the be-all and the end-all of all our laws. And it need not be stressed that our public
interest is distinct and different from others. 111
and once more in Central Bank Employees Assoc., Inc. v. Bangko Sentral Ng Pilipinas: 112
x x x [A]merican jurisprudence and authorities, much less the American Constitution, are of dubious
application for these are no longer controlling within our jurisdiction and have only limited persuasive merit
insofar as Philippine constitutional law is concerned.... [I]n resolving constitutional disputes, [this Court]
should not be beguiled by foreign jurisprudence some of which are hardly applicable because they have
been dictated by different constitutional settings and needs." Indeed, although the Philippine Constitution can
trace its origins to that of the United States, their paths of development have long since diverged. 113
Indeed, in Osmeña v. COMELEC,114 this Court, in reaffirming its ruling in National Press Club v. Commission
on Elections115 that Section 11 (b) of R.A. No. 6646116 does not invade and violate the constitutional
guarantees comprising freedom of expression, remarked in response to the dissent of Justice Flerida Ruth P.
Romero:
On the other hand, the dissent of Justice Romero in the present case, in batting for an "uninhibited market
place of ideas," quotes the following from Buckley v. Valeo:
[T]he concept that the government may restrict the speech of some elements in our society in order to
enhance the relative voice of the others is wholly foreign to the First Amendment which was designed to
"secure the widest possible dissemination ofinformation from diverse and antagonistic sources" and "to
assure unfettered interchange of ideas for the bringing about of political and social changes desired by the
people."
But do we really believe in that? That statement was made to justify striking down a limit on campaign
expenditure on the theory that money is speech. Do those who endorse the view that government may not
restrict the speech of some in order to enhance the relative voice of others also think that the campaign
expenditure limitation found in our election laws is unconstitutional? How about the principle of one person,
one vote, is this not based on the political equality of voters? Voting after all is speech. We speak of it as the
voiceof the people – even of God. The notion that the government may restrictthe speech of some in order to
enhance the relative voice of othersmay be foreign to the American Constitution. It is not to the Philippine
Constitution, being in fact an animating principle of that document.
Indeed, Art. IX-C, §4 is not the only provision in the Constitution mandating political equality. Art. XIII, §1
requires Congress to give the "highest priority" to the enactment of measures designed to reduce political
inequalities, while Art. II, §26 declaresas a fundamental principle of our government "equal access to
opportunities for public service." Access to public office will be deniedto poor candidates if they cannot even
have access to mass media in order to reach the electorate. What fortress principle trumps or overrides
these provisions for political equality? Unless the idealism and hopes which fired the imagination of those
who framed the Constitution now appeardim to us, how can the electoral reforms adopted by them to
implement the Constitution, of which §11(b) of R.A. No. 6646, in relation to §§90 and 92 are part, be
considered infringements on freedom of speech? That the framers contemplated regulation of political
propaganda similar to §11(b) is clear from the following portion of the sponsorship speech of Commissioner
Vicente B. Foz:
MR. FOZ. . . . Regarding the regulation by the Commission of the enjoyment or utilization of franchises or
permits for the operation of transportation and other public utilities, media of communication or information,
all grants, special privileges or concessions granted by the Government, there is a provision that during the
election period, the Commission may regulate, among other things, the rates, reasonable free space, and
time allotments for public information campaigns and forums among candidates for the purpose of ensuring
free, orderly, honest and peaceful elections. This has to do with the media of communication or
information.117 Proceeding from the above, the Court shall now rule on Ejercito’s proposition that the
legislature imposes no legal limitation on campaign donations. He vigorously asserts that COMELEC
Resolution No. 9476 distinguishes between "contribution" and "expenditure" and makes no proscription on
the medium or amount of contribution madeby third parties in favor of the candidates, while the limit set by
law, as appearing in COMELEC Resolution No. 9615, applies only to election expenditures of candidates.
We deny.
Section 13 of R.A. No. 7166118 sets the current allowable limit on expenses of candidates and political parties
for election campaign, thus:
SEC. 13. Authorized Expenses of Candidates and Political Parties. – The aggregate amount that a candidate
or registered politicalparty may spend for election campaign shall be as follows:
(a) For candidates – Ten pesos (₱10.00) for President and Vice President; and for other candidates,
Three pesos (₱3.00) for every voter currently registered in the constituency where he filed his
certificate of candidacy: Provided, That, a candidate without any political party and without support
from any political party may be allowed to spend Five pesos (₱5.00) for every such voter; and
(b) For political parties - Five pesos (₱5.00) for every voter currently registered in the constituency or
constituencies where it has official candidates.
Any provision of law to the contrary notwithstanding, any contribution in cash or in kind to any candidate or
political party or coalition of parties for campaign purposes, duly reported to the Commission, shall not be
subject to the payment of any gift tax.119
Sections 100, 101, and 103 of the OEC are not repealed by R.A. No. 7166. 120 These provisions, which are
merely amended insofar as the allowable amount is concerned, read:
SECTION 100. Limitations upon expenses of candidates.– No candidate shall spend for his election
campaign an aggregate amount exceeding one peso and fifty centavos for every voter currently registered in
the constituency where he filed his candidacy: Provided, That the expenses herein referred to shall include
those incurred or caused to be incurred by the candidate, whether in cash or in kind, including the use, rental
or hire of land, water or aircraft, equipment, facilities, apparatus and paraphernalia used in the campaign:
Provided, further, That where the land, water or aircraft, equipment, facilities, apparatus and paraphernalia
used is owned by the candidate, his contributor or supporter, the Commission is hereby empowered
toassess the amount commensurate with the expenses for the use thereof, based on the prevailing rates in
the locality and shall be included in the total expenses incurred by the candidate.
SECTION 101. Limitations upon expenses of political parties.– A duly accredited political party may spend
for the election of its candidates in the constituency or constituencies where it has official candidates an
aggregate amount not exceeding the equivalent of one peso and fifty centavos for every voter currently
registered therein. Expenses incurred by branches, chapters, or committees of such political party shall be
included in the computation of the total expenditures of the political party.
Expenses incurred by other political parties shall be considered as expenses of their respective individual
candidates and subject to limitation under Section 100 of this Code.
SECTION 103. Persons authorized to incur election expenditures.– No person, except the candidate, the
treasurer of a political party or any person authorized by such candidate or treasurer, shall make any
expenditure in support of or in opposition to any candidate or political party. Expenditures duly authorized by
the candidate or the treasurer of the party shall be considered as expenditures of such candidate or political
party.
The authority to incur expenditures shall be in writing, copy of which shall be furnished the Commission
signed by the candidate or the treasurer of the party and showing the expenditures so authorized, and shall
state the full name and exact address of the person so designated. (Emphasis supplied) 121
The focal query is: How shall We interpret "the expenses herein referred to shall include those incurred or
caused to be incurred by the candidate"and "except the candidate, the treasurer of a political party or any
person authorized by such candidate or treasurer"found in Sections 100 and 103, respectively, of the OEC?
Do these provisions exclude from the allowable election expenditures the contributions of third parties made
with the consent of the candidate? The Court holds not.
When the intent of the law is not apparent as worded, or when the application of the law would lead to
absurdity, impossibility or injustice, extrinsic aids of statutory construction may be resorted to such as the
legislative history of the law for the purpose of solving doubt, and that courts may take judicial notice of the
origin and history of the law, the deliberations during the enactment, as well as prior laws on the same
subject matter in order to ascertain the true intent or spirit of the law. 122
Looking back, it could be found that Sections 100, 101, and 103 of the OEC are substantially lifted from P.D.
No. 1296,123 as amended. Sections 51, 52 and 54 of which specifically provide:
Section 51. Limitations upon expenses of candidates. No candidate shall spend for his election campaign an
amount more than the salary or the equivalent of the total emoluments for one year attached to the office for
which he is a candidate: Provided, That the expenses herein referred to shall include those incurred by the
candidate, his contributors and supporters,whether in cash or in kind, including the use, rental or hire of land,
water or air craft, equipment, facilities, apparatus and paraphernalia used in the campaign: Provided,
further,That, where the land, water or air craft, equipment, facilities, apparatus and paraphernalia used is
owned by the candidate, his contributor or supporter, the Commission is hereby empowered to assess the
amount commensurate with the expenses for the use thereof, based on the prevailing rates in the locality
and shall be included in the total expenses incurred by the candidate.
In the case of candidates for the interim Batasang Pambansa, they shall not spend more than sixty thousand
pesos for their election campaign.
Section 52. Limitation upon expenses of political parties, groups or aggrupations.A political party, group or
aggrupation may not spend for the election of its candidates in the constituency or constituencies where it
has official candidates anaggregate amount more than the equivalent of fifty centavos for every voter
currently registered therein: Provided, That expenses incurred by such political party, group or aggrupation
not duly registered with the Commission and/or not presenting or supporting a complete list of candidates
shall be considered as expenses of its candidates and subject to the limitation under Section 51 of this Code.
Expenses incurred by branches, chapters or committees of a political party, group or aggrupation shall be
included in the computation of the total expenditures of the political party, group or aggrupation. (Emphasis
supplied)
Section 54. Persons authorized to incur election expenditures.No person, except the candidate or any
person authorized by him or the treasurer of a political party, group or aggrupation, shall make any
expenditure in support of, or in opposition to any candidate or political party, group or aggrupation.
Expenditures duly authorized by the candidate of the treasurer of the party, group or aggrupation shall be
considered as expenditure of such candidate or political party, group or aggrupation.
The authority to incur expenditures shall be in writing, copy of which shall be furnished the Commission,
signed by the candidate or the treasurer of the party, group or aggrupation and showing the expenditure so
authorized, and shall state the full nameand exact address of the person so designated. (Emphasis supplied)
Prior to P.D. No. 1296, R.A. No. 6388 (otherwise known as the "Election Code of 1971") was
enacted.124 Sections 41 and 42 of which are relevant, to quote:
Section 41. Limitation Upon Expenses of Candidates.– No candidate shall spend for his election campaign
more than the total amount of salary for the full term attached to the office for which he is a candidate.
Section 42. Limitation Upon Expenses of Political Parties and Other Nonpolitical Organizations.– No political
party as defined in this Code shall spend for the election of its candidates an aggregate amount more than
the equivalent of one peso for every voter currently registered throughout the country in case of a regular
election, orin the constituency in which the election shall be held in case of a special election which is not
held in conjunction with a regular election. Any other organization not connected with any political party,
campaigning for or against a candidate, or for or against a political party shall not spend more than a total
amount of five thousand pesos. (Emphasis supplied)
Much earlier, Section 12 (G) of R.A. No. 6132,125 which implemented the resolution of both Houses
ofCongress calling for a constitutional convention, explicitly stated:
Section 12. Regulations of Election Spending and Propaganda. The following provisions shall govern
election spending and propaganda in the election provided for in this Act:
xxx
(G) All candidates and all other persons making or receiving expenditures, contributions or donations which
in their totality exceed fifty pesos, in order to further or oppose the candidacy of any candidate, shall file a
statement of all such expenditures and contributions made or received on such dates and withsuch details as
the Commission on Elections shall prescribe by rules. The total expenditures made by a candidate, or by any
other person with the knowledge and consent of the candidate, shall not exceed thirty-two thousand pesos.
(Emphasis supplied)
In tracing the legislative history of Sections 100, 101, and 103 of the OEC, it can be said, therefore, that the
intent of our lawmakers has been consistent through the years: to regulate not just the election expenses of
the candidate but also of his or her contributor/supporter/donor as well as by including in the aggregate limit
of the former’s election expenses those incurred by the latter.1awp++i1 The phrase "those incurred or
caused to be incurred by the candidate"is sufficiently adequate to cover those expenses which are
contributed or donated in the candidate’s behalf. By virtue of the legal requirement that a contribution or
donation should bear the written conformity of the candidate, a contributor/supporter/donor certainly qualifies
as "any person authorized by such candidate or treasurer." Ubi lex non distinguit, nec nos distinguere
debemus.126 (Where the law does not distinguish, neither should We.) There should be no distinction in the
application of a law where none is indicated.
The inclusion of the amount contributed by a donor to the candidate’s allowable limit of election expenses
does not trample upon the free exercise of the voters’ rights of speech and of expression under Section 4,
Artticle III of the Constitution. As a content-neutral regulation, 127 the law’s concern is not to curtail the
message or content of the advertisement promoting a particular candidate but to ensure equality between
and among aspirants with "deep pockets" and those with less financial resources. Any restriction on speech
or expression is only incidentaland is no more than necessary to achieve the substantial governmental
interest of promoting equality of opportunity in political advertising. It bears a clear and reasonable
connection with the constitutional objectives set out in Section 26, Article II, Section 4, Article IX-C, and
Section 1, Art. XIII of the Constitution.128
Indeed, to rule otherwise would practically result in an unlimited expenditure for political advertising, which
skews the political process and subverts the essence of a truly democratic form of government.
WHEREFORE, the Petition is DENIED. The May 21, 2014 Resolution of the COMELEC En Banc in SPA No.
13-306 (DC), which upheld the September 26, 2013 Resolution of the COMELEC First Division, granting the
petition for disqualification filed by private respondent Edgar "Egay" S. San Luis against petitioner Emilio
Ramon "E.R." P. Ejercito, is hereby AFFIRMED.
SO ORDERED.
DIOSDADO M. PERALTA

Ejercito Vs Comelec - FT

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Republic of the Philippines

G.R. No. 212398 November 25, 2014

EMILIO RAMON "E.R." P. EJERCITO, Petitioner,

FIRST CAUSE OF ACTION

SECOND CAUSE OF ACTION

Network Date Program Time Duration Amount*

* Total cost based on published rate card;

WHEREFORE, premises considered, it is respectfully prayed that:

Date of the Receipt [April 26, 2013]

Number of registered Authorized expense Total amount of

Number of spots x Unit cost per spot = Total contract cost

Date aired Program/Time Slot Airtime

THE COMMISSION COMMITTED GRAVE ABUSE OF DISCRETION IN THAT:

(II) IT RELIED ON A DOCUMENTARY EXHIBIT (ADVERTISING CONTRACT) WHICH

(III) IT DISQUALIFIED PETITIONER FOR AN ACT DONE BY A THIRD PARTY WHO

The petition is unmeritorious.

The petition filed by San Luis

The arguments are untenable.

The conduct of preliminary

We are not persuaded.

Section 5, Rule 25 of COMELEC Resolution No. 9523 states:

NOW, THEREFORE, on motion duly seconded, the Commission en banc:

and equally in Lanot:

For easy reference, the factual antecedents of Lanot are as follows:

The COMELEC En Banc

a. Monitor fund raising and spending activities;

f. Develop a reportorial and monitoring system;

i. Perform other functions as ordered by the Commission. 81

To be precise, R.A. No. 9006 provides:

Sec. 4. Requirements for Published or Printed and Broadcast Election Propaganda. –

a. Broadcast Election Propaganda

Ejercito should be disqualified

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