Ph.D.

- I
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
APPLICATION FOR COURSES TO BE COMPLETED AND REQUEST FOR CONSTITUTION OF
STUDENT RESEARCH COMMITTEE
A.1 Name of the Research Scholar
(English) ________________________________________ Enrollment No. _____________
2. Department/Centre___________________________________________________________
3. Date of Registration _________________________________________________________
4. Status: Full-Time/Part-Time ___________________________________________________
5. Sponsored/Self finance/IITR assistantship /Assistantship from other sources
6. Tentative Area of Research (Eligibility qualification) and specialization __________________
__________________________________________________________________________

B.1. Particulars of Proposed Supervisor (s)

Name & Department/Center No. of Students Supervising Excluding this Student and Signature
Designation /Organization including candidate registered outside IITR of
Single Jointly Supervisor
With IITR Without IITR With Without
Assistantship Assistantship IITR IITR
Assistantship Assistantship

C.1. Total No. of Credits to be completed

(i) Credits are earned if he/she obtains B or higher grade
(ii) Registration is terminated if there are two consecutive U’s (Unsatisfactory) grades.
2. Courses proposed to be completed
Semester Session Course No. Title Credits Remarks

Certified that the courses as mentioned above have not been taken by me during earlier studies
for my Degrees/Diplomas etc.

Dated: ____________ Signature of Research Scholar

Following was discussed by SRC/CRC:
(a) Candidate’s educational back ground
(b) Research Proposal in brief
(c) Credits requirements
Members of Student Research Committee (SRC) in accordance with Ph.D. Regulation
a. Chairman:______________________ b. Internal Expert:__________________
c. External Expert:_________________ d.Supervisor(s) 1.__________________
2.__________________
3._____________
(3RD shall be out side IITR)
*(Member Experts at (b) and (c) above will be nominated by Head of the Department/Centre
or Chairman DRC/CRC from amongst those proposed by Supervisor (s).

(Chairman DRC/CRC)

The SRC/CRC recommends that the candidate should complete the courses as per details
mentioned given under col. C.2.

Signature of Member(s)
1. Internal Expert:_______________________________________________________

2. External Expert:______________________________________________________

3. Supervisor:__________________________________________________________

4. Supervisor___________________________________________________________

CHAIRMAN, SRC

DATED: HEAD OF THE DEPARTMENT/CENTER

FOR USE OF ACADEMIC RESEARCH SECTION ONLY

Particulars of the Research Scholar have been verified. Recommendations of the SRC/CRC are
submitted for approval of the Dean (AR)

Dealing Assistant

Asst. Registrar (Academic Research) DEAN (Academic Research)

 Ph.D. - II
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
PROGRESS REPORT OF Ph.D. SCHOLAR FOR AUTUMN/SPRING SEMESTER OF THE SESSION:

1. Name of the Scholar:

(English)________________________________ Enrollment No. _____________________
2. Department/Centre___________________________________________________________
3. Date of
Registration(initial)__________________________________________________________
4. Status: Full-Time/Part-Time____________________________________________________
5. Sponsored/Self finance/IITR Assistantship/Assistantship from other source ______________
6. Date of Passing the Comprehensive Examination (wherever applicable)__________________
7. Area of research (in capital letters)
(English) __________________________________________________________________
__________________________________________________________________________
(Devnagari)
__________________________________________________________________________
__________________________________________________________________________
8. Date of Candidacy of applicant (if applicable)______________________________________
9. Brief report of the work for the period from ______________________ to ________________
(Please attach on separate sheet) ______________________________________________
10. Any other information regarding work done _______________________________________

Dated:
Signature of Student
PART B: PERFORMANCE REPORT AND RECOMMENDATION FROM DEPARTMENT
/CENTRE
PERIOD : (FROM_________________________ TO __________________________)
(a) Performance (Satisfactory / Unsatisfactory)________________________________________
(b) Recommendations___________________________________________________________
1. 2.

Signature of Supervisor (s) Chairman, SRC/CRC

Head of the Department/Centre

Note: 1. Credits are earned by student, if he/she obtains a minimum of B grade.

2. Registration of a student is terminated if there are two consecutive ‘U’ (unsatisfactory
progress reports).
3. If unsatisfactory, send progress report to Academic Research Section.

CHAIRMAN, SRC/CRC
 FOR USE OF ACADEMIC RESEARCH SECTON ONLY

PART A. Checked and the recommendations of the Department/Centre are submitted for
consideration of Dean (AR)

Dealing Assistant

Asst. Registrar (Academic Research) Approved/Not Approved

DEAN (Academic Research)

 Ph.D. - III
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
(REQUEST BY STUDENT FOR COMPREHENSIVE EXAMINATION)

CHAIRMAN, SRC/CRC

Deptt. / Centre __________________________________________________________

THROUGH: SUPERVISOR(s)

I have earned the required credit(s) in each Pre Ph. D. Course(s) as per details given below:

Course No.- Semester- Credit(s) Grade

Title Session Obtained
1.

2.

3.

Date of initial registration: _____________________________________________________

It is requested that my comprehensive examination may kindly be organized.

Signature_____________

Name of Scholar_____________

Forwarded Enrolment No.__________________

Supervisor(s)

Encl: Self attested photocopies of the grade sheet(s).

 Ph.D. - IV

INDIAN INSTITUTE OF TECHNOLOGY ROORKEE

NOTIFICATION

DEPARTMENT /CENTRE:_____________________________________________________

A The written comprehensive examination of Mr./Ms. _____________Enrollment No.

____________ shall be held on _____________________________at

_____________________________(AM/PM). The Venue of written comprehensive

examination is :_________________________________

B The oral comprehensive examination of Mr./Ms. _____________Enrollment No.

____________ shall be held on _____________________________at

_____________________________(AM/PM). The Venue of oral comprehensive examination

is:_________________________________

C Presentation on the proposed research plan will be held on ________________________

Time ________________________Venue: ________________________________________

CHAIRMAN, SRC/CRC

Copy to:

* All members of SRC/CRC

* Dean (Academic Research)

CHAIRMAN, SRC/CRC
 Ph.D. - V

INDIAN INSTITUTE OF TECHNOLOGY ROORKEE

(Report on comprehensive Examination and Candidacy for Ph.D. Degree) (Written and oral)

1. Name of the Research Scholar

(English)_________________________________________Enrollment No.______________
2. Department/Centre___________________________________________________________
3. Comprehensive Examination: Result
(i) Date of Written Examination: _____________________________________________
Result of Written Examination: Passed / Failed / To reappear after _______months
(ii) Date of Oral Examination: _______________________________________________
Result of Oral Examination: Passed / Failed / To reappear after _______months
Note:

The student is required to obtain at least B grade in each component (Written and oral)
of Comprehensive examination
4. Candidacy for Ph.D. Degree

5. Has the candidate completed review work included the patent search in his/her area of
research Yes/No.
* The SRC considered the research proposal entitled _________________________________
__________________________________________________________________________
(Copy attached)
* The research proposal is Approved/Not Approved
The SRC/CRC recommends that the student be accepted as a candidate for Ph.D. work at the
Institute on this date (Date of Candidacy):_________________________________________

Member, SRC/CRC (External Expert) Member, SRC/CRC (Internal Expert)

Supervisor Supervisor Supervisor

Copy to:-
1. All Members
2. The Candidate (Mr./Ms._______________________________) Chairman, SRC/CRC
3. Head of the Department
4. Dean (Academic Research)
 Ph.D. - VI
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
PROGRESS REPORT OF Ph.D. SCHOLAR FOR THE CANDIDACY

PART A:TO BE COMPLETED BY THE RESEARCH SCHOLAR (ALL COLUMNS ARE TO BE FILLED)

1. Name of the Research Scholar

(English)_________________________________________Enrollment No.______________
2. Department/Centre __________________________________________________________
3. Date of Initial Registration _____________________________________________________
4. Status: Full-Time/Part-Time____________________________________________________
5. Sponsored/Self finance/IITR Assistantship/Assistantship from other source ______________
6. Scheme: (Please √ Tick)
IITR CSIR UGC PROJECT QIP FOREIGN SELF DEFENCE ANY
FINANCING Services OTHER(mention)

7. Name (s) of Supervisor (s)

Sl. Name Designation Department/Center/Organisation
No.
1
2
3
8. Grades obtained in Approved Courses:
Sl.No. Course Grade Session/Semester Department/Center
No. Title Obtained
1
2
3
4
9. Date and Result of Comprehensive Examination: Written _____________Oral ___________
10. Date of Candidacy ___________________________________________________________
11. Title of Research in English (Limited to 80 characters)______________________________
__________________________________________________________________________
(Devanagari)________________________________________________________________
__________________________________________________________________________
12. Any other information regarding work done
________________________________________

Dated: (Signature of Candidate)

PART B: PERFORMANCE AND RECOMMENDATION FROM DEPARTMENT/CENTRE FOR
THE PERIOD (Date of initial registration) (FROM ___________TO__________)
(a) Performance (Satisfactory / Unsatisfactory)________________________________________
(b) Recommendation ___________________________________________________________

Signature of Supervisor(s) Signature of Chairman, SRC/CRC

Dated: __________

1. Credits are earned by students, if he/she obtains a minimum of B grades.

2. Registration of a student is terminated if he/she gets two consecutive unsatisfactory (U) grade.
3. Unless recommended by first week of a month by the Department/Centre, the assistantship of
student for that month will be released.

FOR USE OF ACADEMIC RESEARCH SECTON ONLY

PART C. Checked and the recommendations of the Department/Centre are submitted for
consideration of Dean (AR)

Dealing Assistant

Asst. Registrar (Academic Research) Approved/Not Approved

DEAN (Academic Research)

 Ph.D. - VII
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
REPORT OF MID TERM REVIEW / SPECIAL STUDENT RESEARCH COMMITTEE MEETING

1. Name of the Research Scholar

(English)_________________________________________Enrollment No.______________
2. Department/Centre __________________________________________________________
3. Title of Research in English (Limited to 80 characters)______________________________
__________________________________________________________________________

4. Name (s) of the Supervisor (s) 1._____________________________________________

2._____________________________________________
3.__________________________
5. Date of Initial Registration _____________________________Status ___________________
6. Date of Candidacy ___________________________________________________________
7. Members of the Student Research Committee
i.__________________________________ ii.___________________________________
iii.__________________________________ iv.__________________________________
v.__________________________________ vi.__________________________________
vii.__________________________________ viii.__________________________________
8. Is the meeting held for Mid Term Review? YES/NO
Period of Performance Review:
Report
__________________________________________________________________________
__________________________________________________________________________

9. Is it a special Research Committee? YES/NO

(A) Is there change of topic? YES/NO
Revised Topic (Limited to 80 characters)
__________________________________________________________________________
__________________________________________________________________________

Justification:
__________________________________________________________________________
__________________________________________________________________________
________________________________________________________________________
(B) Is there change of Supervisor (s)? YES/NO

Deletion of Supervisor(s) ______________________________________________________

Additional Supervisor(s) ______________________________________________________
*(Enclosed Bio data of proposed supervisor other than IITR)
Following information is required if proposed additional supervisor is from IITR.
No. of Scholar Supervising at that time No. of Scholar Supervising at present
/Organization

of initial registration of the Scholar

Designation

Department
Name &

/Center

Single Jointly Single Jointly

With IITR Without IITR With IITR Without IITR With IITR Without IITR With IITR Without
Assistantship Assistantship Assistantship Assistantship Assistantship Assistantship Assistantship IITR
Assistants-
hip

Justification _____________________________________________________________________
_______________________________________________________________________________
(C) Whether case for extension of time YES/NO
Initial due date of submission __________________________________________________
Previous extension, if any _____________________________________________________
Proposed extension upto ______________________________________________________
Reasons: __________________________________________________________________
__________________________________________________________________________
(D) Any Other : ________________________________________________________________
__________________________________________________________________________
Supervisor (s) 1. ___________________ 2.________________________
3. ___________________
Signature of Member(s)
1. Internal Expert:_______________________________________________________

2. External Expert:______________________________________________________

3. Supervisor:__________________________________________________________

4. Supervisor___________________________________________________________
CHAIRMAN, SRC/CRC
HEAD OF THE DEPARTMENT/CENTRE
DATED :
 FOR USE OF ACADEMIC RESEARCH SECTON ONLY

The recommendations of the Department/Centre are submitted for approval of Dean (Academic
Research)

Dealing Assistant

Asst. Registrar (Academic Research) Approved/Not Approved

DEAN (Academic Research)

 Ph.D. - VIII
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
FINAL REPORT OF THE STUDENT RESEARCH COMMITTEE

1. Name of the Scholar

(English) _____________________________________Enrollment No.:_________________
(Hindi) ___________________________________________________________________
2. Department/Centre __________________________________________________________
3. Status: Full-Time/Part-Time____________________________________________________
4. Title of Thesis in English (Limited to 80 characters)______________________________
__________________________________________________________________________
(Devanagari)________________________________________________________________
__________________________________________________________________________
__________________________________________________________________________
5. Name (s) of the Supervisor (s) 1._____________________________________________
2._____________________________________________
3.__________________________
6. Date of Initial Registration _____________________________________________________
7. Date of Candidacy ___________________________________________________________
8. Members of the Student Research Committee
i.__________________________________ ii.___________________________________
iii.__________________________________ iv.__________________________________
v.__________________________________ vi.__________________________________
vii.__________________________________ viii.__________________________________
9. Recommendation of the student Research Committee
(a) Work is satisfactory, and
__________________________________________________________________________
(i) The title of the thesis remains unchanged is reworded for clarity as specified below (Capital
letters limited to 80 characters) (English)
__________________________________________________________________________
_________________________________________________________________________
(Devnagari)________________________________________________________________
__________________________________________________________________________
__________________________________________________________________________
(iii) Recommended list of Examiners (At least Five from India and Five from abroad).
Please indicate Designation, Telephone No. Fax No., E-Mail Address for the panel)
(b) (i) Work is not adequate. Another SRC of the candidate may be held after a period of
__________Months.
(ii) Suggestions Made ________________________________________________________
__________________________________________________________________________
(a) Panel of Examiners from India

1. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________
2. Name _______________________ Telephone No. _______________________
Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________
3. Name _______________________ Telephone No. _______________________
Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

4. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

5. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________
(b) Panel of Foreign Examiners

1. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

2. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

3. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

4. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________

5. Name _______________________ Telephone No. _______________________

Designation ______________________ Fax. No. _______________________
Address _______________________ E-Mail Address._______________________
_______________________ Publication/Reference of Bibliography______
___________________________________
(C) Likely submission date of thesis: _______________________________________________
SRC/CRC certifies that the names given above are actively involved in Research. The concerned
candidate has submitted 8 copies of synopsis (Not exceeding five pages ) and electronic version (C.D.)

Signature of Member(s)
1. Internal Expert:_______________________________________________________

2. External Expert:______________________________________________________

3. Supervisor:__________________________________________________________

4. Supervisor___________________________________________________________
5. Supervisor___________________________________________________________

CHAIRMAN, SRC/CRC
DATED:
HEAD OF THE DEPARTMENT/CENTRE
(Note: All members of SRC/CRC should sign on each page of the Final report & list of
Examiners)

FOR USE OF ACADEMIC RESEARCH SECTON ONLY

APPROVED/NOT APPOINTED

DEAN (Academic Research)

(a) Reworded topic of thesis may be accepted.

(b) Board of Examiners may please be appointed.

Dealing Assistant

Asst. Registrar (Academic Research) Approved Priority-wise

DEAN (Academic Research)

 Ph.D. - IX

INDIAN INSTITUTE OF TECHNOLOGY ROORKEE

SPECIFICATIONS FOR THESIS

1. The thesis shall be typed or printed on 23 cms ×28 cms size paper. No hand written thesis will
be accepted.
2. The thesis shall be bound in card sheet paper of 18.6 kg. Weight of cover page with soft
binding (size 24 cms × 29.2 cms) in green colour. The name of the candidate, the degree and
the year shall be printed in gold on the cover and the bound edge.
3. The thesis shall be typed on both side with 1 ½ spacing with a margin of 3.5 cms on the left
2.5 cms on the top and 1.25 cms on the right and bottom.
4. The thesis must contain the following copyright certificate in the beginning of the thesis, on a
separate page on the left side:

(C) INDIAN INSTITUTE OF TECHNOLOGY, ROORKEE, 200__ ALL RIGHTS RESERVED

5. In a thesis, the title page should be given first, then the certificate by the candidate and the
supervisors followed by an abstract of the thesis not exceeding 1500 words. This should be
followed by acknowledgement and a table of contents.
6. The references should be given at the end of the thesis preferably in alphabetic order of the
authors’ names.
7. In the body of the text, a reference should be indicated by a number in parenthesis such as
[5]. These references should be listed giving (i) the author’s name and his initials (ii) the title of
the paper and the name of the journal (iii) the name of the book and the publisher (iv) the
number of volume, page numbers and the year of publication. Standard abbreviations may be
used in the names of the journals.
8. The diagrams should be all in ink or should be printed on a light background. Tabular matter
should be clearly arranged. Decimal points may be indicated by a full-stop.

Note: Soft copy of the thesis on R-CD should also be submitted after final viva-voce
examination.
 Ph.D. - X

INDIAN INSTITUTE OF TECHNOLOGY ROORKEE

CANDIDATE’S DECLARATION
(To be included in the thesis)

I hereby certify that the work which is being presented in the thesis entitled . . . . . . . . . . . . . . .
..........................................................................
in partial fulfillment of the requirements for the award of the Degree of Doctor of Philosophy
and submitted in the Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
of the Indian Institute of Technology Roorkee is an authentic record of my own work carried
out during a period from . . . . . . . . . . . . . . . . . . . . . . . . . . . .to . . . . . . . . . . . . . . . . . . .
under the supervision of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

The matter presented in the thesis has not been submitted by me for the award of any other
degree of this or any other Institute.

Signature of the Candidate

This is to certify that the above statement made by the candidate is correct to the best of my
(our) knowledge.

Date : ____________ Signature of Supervisor (s)

The Ph. D. Viva-Voce Examination of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , Research

Scholar, has been held on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Signature of Supervisor (s) Signature of External Examiner

 Ph.D. - XI
INDIAN INSTITUTE OF TECHNOLOGY ROORKEE
SUBMISSION OF THESIS FOR DOCTOR OF PHILOSPHY

1. Name of the Research Scholar:

(English)_________________________________________Enrollment No.______________
(Hindi)_____________________________________________________________________
2. Department/Centre __________________________________________________________
3. Date of Initial Registration _____________________________________________________
4. Status: Full-Time/Part-Time____________________________________________________
5. Sponsored/Self finance/IITR Assistantship/Assistantship from other source ______________

6. Date of Thesis Submission _______________ 7. Date of Final SRC___________________

8. Title of Research in English____________________________________________________
__________________________________________________________________________
(Devanagari)_______________________________________________________________
__________________________________________________________________________
9. Name of Supervisor/Co-supervisor:.1. ____________________2. ______________________
3.____________________

10. Address of Correspondence:___________________________________________________

__________________________________________________________________________
Phone No. with STD Code_____________________E.mail ID_________________________

Signature of Research Scholar

Countersigned :

Signature of Supervisor(s) Signature of Chairman, DRC/CRC

Head of the Department/Centre