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    Stock Certificate Requests PDF

    Uploaded by

    Francis L. Dajoyag
    To withdraw stocks from a COLFinancial account, one must: 1. Fill out a request form and submit it along with a signature card per stock to COL Financial Group's business center. 2. The upliftment process takes 1-3 months to generate stock certificates from the transfer agent. 3. A processing fee of P50-P162 per certificate will be charged depending on if the transfer agent is a bank or non-bank.

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    Stock Certificate Requests PDF

    Uploaded by

    Francis L. Dajoyag
    185 views2 pages
    To withdraw stocks from a COLFinancial account, one must: 1. Fill out a request form and submit it along with a signature card per stock to COL Financial Group's business center. 2. The upliftment process takes 1-3 months to generate stock certificates from the transfer agent. 3. A processing fee of P50-P162 per certificate will be charged depending on if the transfer agent is a bank or non-bank.

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    Stock Certificate Requests.pdf

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    To withdraw stocks from a COLFinancial account, one must: 1. Fill out a request form and submit it along with a signature card per stock to COL Financial Group's business center. 2. The upliftment process takes 1-3 months to generate stock certificates from the transfer agent. 3. A processing fee of P50-P162 per certificate will be charged depending on if the transfer agent is a bank or non-bank.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    185 views2 pages

    Stock Certificate Requests PDF

    Uploaded by

    Francis L. Dajoyag
    To withdraw stocks from a COLFinancial account, one must: 1. Fill out a request form and submit it along with a signature card per stock to COL Financial Group's business center. 2. The upliftment process takes 1-3 months to generate stock certificates from the transfer agent. 3. A processing fee of P50-P162 per certificate will be charged depending on if the transfer agent is a bank or non-bank.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 2

    INSTRUCTIONS

    Fill out the form on the next page and send the originally signed form to the COL FINANCIAL GROUP, INC. at
    2401-B East Tower PSE Centre, Exchange Road, Ortigas Center, Pasig City.

    You will also need to submit a signature card per company to complete this request (you can secure signature
    cards from COL's business center). The upliftment process can take up to 30 days to 3 months to generate the
    certificate.

    When withdrawing your stocks from your COLFinancial account, here is what you need to do:

    STEPS ACTION DETAIL


    1 Fill up the necessary request form Form: Upliftment of Stock Certificates
    Acquire a signature card from our
    One (1) Signature card per stock,
    2 business center. Sign the card twice
    regardless of number of shares
    and attach it to your upliftment form
    Prepare a copy of 2 valid government
    3 issued IDs for submission to the Picture and signature should be clear.
    transfer office
    Submit the form and signature card to Processing time will take 1-3 months
    4
    our business center depending on the transfer agent
    Sometimes personal appearance may The transfer office will notify us of your
    *
    be requested by the transfer office need for personal appearance
    A processing fee will be charged:
    P50 if the transfer agent is a bank This can be charged to your COLFinancial
    *
    P162 if the transfer agent is a non-bank account provided it has sufficient cash.
    (This is per certificate)
    Date ___________________

    COL Financial Group, Inc.


    Operations Department
    2401-B East Tower, Philippine Stock Exchange Centre,
    Exchange Road, Ortigas Center,
    Pasig City 1605 Philippines
    Tel. No. 636-5411 to 24 loc. 164
    Fax No. 634-6958

    Subject: REQUEST FOR UPLIFTMENT OF STOCK CERTIFICATE(S)

    Please uplift or convert the following issues into stock certificates in my/our name:

    Name of Security Stock Code Number of Shares

    Payment of the related transfer fee will be settled by:


    [ ] Enclosed Cash/Check
    [ ] Debiting my account

    I/We understand that an order made for a stock certificate, otherwise known as an ‘Upliftment’ request,
    would entail the pullout of a ‘street’ named stock position to be converted and issued ‘In Name’ of the
    account holder. The stock certificates shall be available for pick-up at the offices of COL Financial
    Group, Inc.at least thirty (30) days from the date of receipt of this request.

    I further understand that an upliftment request will allow COL Financial Group, Inc. to earmark ‘out’ a
    stock position from my/our online portfolio to ensure that such a position is not sold or reduced while
    waiting for the new certificate.

    Thank you.

    _________________________________
    Customer’s Signature over Printed Name

    COL Account No. ___________ -_____________

    AUTHORIZATION FOR REPRESENTATIVE

    I/We hereby authorize my/our representative whose printed name and specimen signature appears
    below, to pick-up the certificate(s) in my/our behalf.

    _________________________ ______________________________ ____________________________


    Representative’s Printed Name Representative’s Specimen Signature Customer’s Signature
    Note: Valid identification from both the customer and his representative is required.

    *COL Financial Group, Inc. is a PSE Trading Participant and Member of SCCP and SIPF.

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