TYGRTH51

Module 1 – Stresses in a Soil Mass Holy Angel University
School of Engineering and Architecture

Department of Civil Engineering
Stresses in
a Soil Mass
Module 1 – Geotechnical Engineering
Objective After the lecture, the student must be able to analyze stresses at any
point of the soil; calculate vertical stress increase due to foundations
and other external loadings applied in a soil strata.
Content In this lecture we will discuss the methods of analyzing stresses in the
ground,
 Review of Plane-Stress Transformation and Theory of Elasticity
 Mohr Circle Analysis
 Boussinesq’s Approach of Vertical Stress Increase
 Newmark’s Influence Chart on Foundations
Activities During the module, students will perform graded activities to measure
their progress during the course; Quiz, seatwork, class discussion,
problem set computations, recitation are expected.
Readings B.M. Das, 2011. Principles of Foundation Engineering (7th Edition)

Stamford, Connecticut, USA : Cengage Learning
Credits to: Engr. Mark Kenneth M. Tuazon for the original content.
Instructor : Engr. Neal Lorenzo P. Castillo Page 1 of 39

Module 1 – Stresses in a Soil Mass
PART 1 – PLANE STRESS TRANSFORMATION

An important function in the study of soil mechanics is to predict the stresses and strains imposed at a given point in a soil
mass due to certain loading conditions. This is necessary to estimate settlement and to conduct stability analysis of earth
and earth-retaining structures, as well to determine stress conditions on underground and earth-retaining structures.
From an idealized stress-strain diagram, at low stress levels the strain increases linearly with stress which is the elastic
range of the material. Beyond certain stress level the material reaches a plastic state, and the strain increases with no
further increase in stress. The theories of stresses and strains presented are for the elastic range only. In determining stress
and strain in a soil medium, one generally resorts to the principles of the theory of elasticity, although soil in nature is not
fully homogenous, plastic, or isotropic. However, results derived from the elastic theories can be judiciously applied to the
problem of soil mechanics.
1.1 NORMAL AND SHEAR STRESSES IN A PLANE
Engineers frequently make approximations or simplifications of the loadings

on a body in order that the stress produced in a structural member or
mechanical element can be analyzed in a single plane. When this is the case,
the material is said to be subjected to plane stress. For example, if there is
no load on the surface of a body, then the normal and shear stress
components will be zero on the face of an element that lies on this surface.
Consequently, the corresponding stress components on the opposite face
will also be zero, and so the material at the point will be subjected to plane
stress.
The general state of plane stress at a point is therefore represented by a

combination of two normal-stress components, 𝜎𝑥, 𝜎𝑦, and one shear stress
component, 𝜏𝑥𝑦, which act on four faces of the element. For convenience,
we will view this state of stress in the x–y plane, Fig. (a). If this state of stress
is defined on an element having a different orientation as in Fig. (b), then it
will be subjected to three different stress components defined as
𝜎𝑥 ′ , 𝜎𝑦′ , 𝜏𝑥′𝑦′ . In other words, the state of plane stress at the point is uniquely
represented by two normal stress components and one shear stress
component acting on an element that has a specific orientation at the point.
In transforming the stress components from the orientation of an element

in Fig. (a) to the orientation of the element in Fig. (b); this is like knowing
two force components, say, 𝑭𝒙 and 𝑭𝒚 directed along the x and y axes, that
produce a resultant force 𝑭𝑹; and then trying to find the force components
𝑭𝒙′ and 𝑭𝒚′ directed along the x’ and y’ axes, so they produce the same
resultant force. The transformation for force must only account for the force
component’s magnitude and direction.

ILLUSTRATIVE PROBLEM 1.1-a
The state of plane stress at a point on the surface of a soil is

represented on the element oriented as shown. Represent the
state of stress at the point on an element that is oriented 30°
clockwise from the position shown. Obtain the normal and
shear stresses at sections a-a and b-b.
Ans. a-a 𝝈𝒙′ = –4.15 MPa , 𝝉𝒙′𝒚′ = 68.79 MPa
b-b 𝝈𝒙′ = –25.8 MPa , 𝝉𝒙′𝒚′ = 68.79 MPa

ILLUSTRATIVE PROBLEM 1.1-b
The state of stress at a point in a member is shown on the

element. Determine the stress components acting on the
inclined plane AB. Solve the problem using the method of
equilibrium. Show the result on the sectioned element.
Ans. 𝝈𝒙′ = –3.48 ksi , 𝝉𝒙′𝒚′ = 4.63 ksi

ILLUSTRATIVE PROBLEM 1.1-c
Determine the normal stress and shear stress acting on the

inclined plane AB. Show the result on the sectioned element.
Ans. 𝝈𝒙′ = –5 MPa, 𝝉𝒙′𝒚′ = 40 MPa

ACTIVITY 1 DERIVATION OF GENERAL EQUATIONS FOR PLANE – STRESS TRANSFORMATION
INSTRUCTIONS Show the complete derivation of the General Equations of Plane – Stress Transformation shown below
using the method of equilibrium a.) MechDef b.) SoilMech and explain the difference between the two
sets of formulae. No Free-Body Diagram, No Points. Use the sign conventions given. Strictly use one
page to derive each equation. Highlight your final answers.
Apply these general equations in the problem shown in the next page.
MATERIALS Cross sectional paper, ruler, pencil, black pen, red pen, and protractor.
DISCUSSION The method of transforming the normal and shear stress components from the x, y to the coordinate
axes, as discussed, can be developed in a general manner and expressed as a set of stress-
transformation equations.
General Equations of Plane – Stress Transformation
cos 2𝜃 + 𝜏𝑥𝑦 sin 2𝜃
sin 2𝜃 + 𝜏𝑥𝑦 cos 2𝜃
cos 2𝜃 − 𝜏𝑥𝑦 sin 2𝜃
a.) MechDef b.) SoilMech
Sign Conventions for the Stress Components. (MechDef) The +𝑥 and +𝑥′ axes are used to define
the outward normal from a side of the element, then 𝜎𝑥 and 𝜎𝑥′ are positive when they act in the
positive 𝑥 and 𝑥′ directions, same as the normal stresses along the +𝑦 and +𝑦′ axes. The shear
stresses,
𝜏𝑥𝑦 and 𝜏𝑥𝑦′ are positive when they act in the positive 𝑦 and 𝑦′ directions, Fig. (a). The orientation of
the plane on which the normal and shear stress components are to be determined will be defined by
the angle 𝜃, which is measured from the axis to the axis, Fig. (b). The angle 𝜃will be positive, provided
it follows the curl of the right-hand fingers, i.e., counterclockwise as shown in Fig. (b).
*Figure is also shown in the next page.

For SoilMech, Normal Stresses are acting inward (positive), Shear stresses follow the same principle as the one mentioned above
and the same goes with the given angle 𝜃.
ACTIVITY 1 – PRACTICE PROBLEM
The state of stress at a point in a member is shown on the

element. Determine the stress components acting on the
inclined plane AB. Use the stress-transformation equations.
Show the result on a sketch.
Ans. 𝝈𝒙′ = –2.71 ksi , 𝝉𝒙′𝒚′ = 4.17 ksi

1.2 IN-PLANE PRINCIPAL STRESSES AND IN-PLANE MAXIMUM SHEAR STRESS
It can be seen that the magnitudes of the normal stresses, 𝜎𝑥′ , 𝜎𝑦′ , and shear stress 𝜏𝑥′𝑦 ′ depend directly on the angle
of inclination 𝜃 of the planes on which these stresses act. In engineering practice it is often important to determine the
orientation of the element that causes the normal stress to be a maximum and a minimum and the orientation that
causes the shear stress to be a maximum.
In-Plane Principal Stresses. To determine the maximum and minimum normal stress, we must differentiate the equation
for 𝜎𝑥′ with respect to the angle of inclination 𝜃 and set the result to zero. Solving this equation we obtain the orientation
of the planes of maximum and minimum normal stress. Setting 𝜃 = 𝜃𝑝, we obtain
𝜏𝑥𝑦
tan 2𝜃𝑝 =
(𝜎𝑥 − 𝜎𝑦)/2
There are two values of 2𝜃𝑝 the range 0-360°, with values differing by 180°. There are two values of 𝜃𝑝 the range 0-
180°, with values differing by 90°. In other words, the solution has two roots, 𝜃𝑝1 and 𝜃𝑝2. Specifically, the values of 2𝜃𝑝1
and 2𝜃𝑝2 are 180° apart, so 𝜃𝑝1 and 𝜃𝑝2 will be 90° apart. So, the planes on which the principal stresses act are mutually
perpendicular.
The values of 𝜃𝑝1 and 𝜃𝑝2 must be substituted into the general
equation of 𝜎𝑥′ if we are to obtain the required normal stresses.
To do this we can obtain the necessary sine and cosine of 2𝜃𝑝1
and 𝜃𝑝1 from the shaded triangles shown in the figure. The
construction of these triangles is based on
assuming that 𝜏𝑥𝑦 and (𝜎𝑥 − 𝜎𝑦) are both
positive or both negative quantities. Substituting these
trigonometric values into 𝜎𝑥′ equation and simplifying, we
obtain
Depending upon the sign chosen, this result gives the maximum or minimum in-plane normal stress acting at a
point, where 𝝈𝟏 ≥ 𝝈𝟐. This particular set of values are called the in-plane principal stresses, and the corresponding
planes on which they act are called the principal planes of stress.
Furthermore, if the trigonometric relations for 𝜃𝑝1 or 𝜃𝑝2 are substituted into the equation of 𝜏𝑥 ′𝑦′ , it can be seen that
𝜏𝑥′𝑦′ = 0, in other words, no shear stress acts on the principal planes.

In-Plane Maximum Shear Stress. To determine the maximum shear, we must differentiate the equation for 𝜏𝑥′𝑦 ′ with
respect to the angle of inclination 𝜃 and set the result to zero. Solving this equation we obtain the orientation of the
planes of maximum and minimum normal stress. Setting 𝜃 = 𝜃𝑠, we obtain
−(𝜎𝑥 − 𝜎𝑦)/2
tan 2𝜃𝑠 =
𝜏𝑥𝑦
The two roots of this equation, 𝜃𝑠1 and 𝜃𝑠2 can be determined from
the shaded triangles shown. By comparison with 𝜃𝑝, tan 2𝜃𝑠 is the
negative reciprocal of tan 2𝜃𝑝 and so each root 2𝜃𝑠 is 90° from 2𝜃𝑝
, and the roots 𝜃𝑠 and 𝜃𝑝 are 45° apart. Therefore, an element
subjected to maximum shear stress will be 45° from the position of
an element that is subjected to the principal stress.
Using either one of the roots or the maximum shear stress can be found by taking the trigonometric values of
sin 2𝜃𝑠 and cos 2𝜃𝑠 from the figure and substituting them to the general equation of 𝜏𝑥′𝑦′ . The result will be
𝝈𝒙 − 𝝈𝒚 𝟐
𝝉𝑚𝑎𝑥,𝑚𝑖𝑛 = ±√ ( ) + 𝝉𝒙𝒚 𝟐
𝟐
The value of 𝜏𝑚𝑎𝑥 as calculated from this equation is referred to as the maximum in-plane shear stress because it
acts on the element in the x–y plane.
Substituting the values for sin 2𝜃𝑠 and cos 2𝜃𝑠 into the general equation of 𝜎𝑥′ , we see that there is also an average
normal stress on the planes of maximum in-plane shear stress. We get
𝝈𝒙 + 𝝈𝒚
𝝈𝒂𝒗𝒈 =
𝟐
IMPORTANTPOINTS
 The principal stresses represent the maximum and minimum normal stress at the point.
 When the state of stress is represented by the principal stresses, no shear stress will act on the element.
 The state of stress at the point can also be represented in terms of the maximum in-plane shear stress. In
this case, an average normal stress will also act on the element.
 The element representing the maximum in-plane shear stress with the associated average normal stresses is
oriented 45° from the element representing the principal stresses.

The state of plane stress at a failure point on the shaft is

shown.
(a) Represent this stress state in terms of the principal
stresses.
(b) Represent this stress state in terms of the maximum in-
plane shear stress and associated average normal stress.

The state of stress at a point is shown on the element.

Determine (a) the principal stresses and (b) the maximum in-
plane shear stress and average normal stress at the point.
Specify the orientation of the element in each case. Show the
results on each element.
Ans. 𝝈𝟏 = –19 MPa , 𝝈𝟐 = –121 MPa
𝝉𝒎𝒂𝒙 = 51 MPa , 𝝈𝒂𝒗𝒈 = –70 MPa

Determine the equivalent state of stress on an element at the

same point which represents (a) the principal stress, and (b)
the maximum in-plane shear stress and the associated
average normal stress. Also, for each case, determine the
corresponding orientation of the element with respect to the
element shown. Sketch the results on each element.
Ans. 𝛔𝟏 = 137 MPa , 𝛔𝟐 = –86.8 MPa
𝛕𝐦𝐚𝐱 = 112 MPa , 𝛔𝐚𝐯𝐠 = 25 MPa

1.3 MOHR’S CIRCLE – PLANE STRESS
Instead of memorizing equations for plane stress transformation, we will introduce a graphical solution that is often
convenient to use and easy to remember. Furthermore, this approach will allow us to “visualize” how the normal and
shear stress components and vary as the plane on which they act is oriented in different directions.
If we establish coordinate axes, positive to the

right for 𝝈, and positive downward for 𝝉, and
then plot, it will be seen that this equation
represents a circle having a radius R and center
on the axis at point. This circle is called Mohr’s
circle, because it was developed by the German
engineer Otto Mohr.
Each point on Mohr’s circle represents the two

stress components 𝜎𝑥′ and 𝜏𝑥′𝑦′ acting on the
side of the element defined by the 𝑥′ axis, when
the axis is in a specific direction 𝜃.

PROCEDUREOFANALYSIS
Construction of the Circle

1. Establish a coordinate system such that the horizontal axis represents the normal stress, with positive to the right,
and the vertical axis represents the shear stress, with positive downwards.
2. Using the positive sign convention for 𝜎𝑥 , 𝜎𝑦 , 𝜏𝑥𝑦. Plot the center of the circle C, which is located on the 𝜎-axis
at a distance with the value of 𝜎𝑎𝑣𝑔 from the origin.
3. Plot the “reference point” 𝐴 having coordinates 𝐴(𝜎𝑥 , 𝜏𝑥𝑦 ). This point represents the normal and shear stress
components on the element’s right-hand vertical face, and since the 𝑥′-axis coincides with the 𝑥-axis, this
represents 𝜃 = 0𝑜.
4. Connect point 𝐴 with the center 𝐶 of the circle and determine 𝐶𝐴 by trigonometry. This distance represents the
radius 𝑅 of the circle.
Principal Stresses
1. The principal stresses and are the coordinates of points 𝐵 and 𝐷 where the circle intersects the 𝜎-axis, where
shear stress is zero.
2. These stresses act on planes defined by angles 𝜃𝑝1 and 𝜃𝑝2. They are represented on the circle by angles 2𝜃𝑝1
and 2𝜃𝑝2 (not shown) and are measured from the radial reference line 𝐶𝐴 to lines 𝐶𝐵 and 𝐶𝐷 respectively.
3. Using trigonometry, only one of these angles needs to be calculated from the circle, since 𝜃𝑝1 and 𝜃𝑝2 are 90°
apart. Remember that the direction of rotation 2𝜃𝑝 on the circle represents the same direction of rotation 𝜃𝑝
from the reference axis to the principal plane.
Maximum In-Plane Shear Stress

1. The average normal stress and maximum in-
plane shear stress components are determined
from the circle as the coordinates of either point
𝐸 or 𝐹.
2. In this case the angles 𝜃𝑠1 and 𝜃𝑠2 give the
orientation of the planes that contain these
components. The angle 2𝜃𝑠1 is shown and can
be determined using trigonometry. Remember
that the direction of rotation 2𝜃𝑠 on the circle
represents the same direction of rotation 𝜃𝑠
from the reference axis to the shear stress plane.
Stresses on Arbitrary Plane

1. The normal and shear stress components 𝜎𝑥′ and 𝜏𝑥𝑦′ acting on a specified plane or 𝑥′-axis, defined by the angle
𝜃, can be obtained from the circle using trigonometry to determine the coordinates of point 𝑃.
2. To locate P, the known angle 𝜃 must be measured on the circle in the same direction 2𝜃 (counterclockwise from
the figure), from the radial reference line 𝐶𝐴 to the radial line 𝐶𝑃.

The state of plane stress at a point is shown on the element.

Represent this state of stress on an element oriented 30°
counterclockwise from the position shown. Use Mohr’s Circle
in determining the state of stresses. Check using other
methods.

Determine the (a) principal stress, (b) the maximum in-plane

shear stress, and average normal stress. Specify the
orientation of the element in each case. Use Mohr’s Circle.
Ans. 𝛔𝟏 = 88.8 MPa , 𝛔𝟐 = –78.8 MPa , 𝛉𝐩 = 36.3o
𝛕𝐦𝐚𝐱 = 83.8 MPa , 𝛔𝐚𝐯𝐠 = 5 MPa , 𝛉𝐬 = 8.7o

Determine the (a) principal stress, (b) the maximum in-plane

shear stress and average normal stress, (c) equivalent state of
stress if an element is oriented 30° clockwise from the element
shown. Specify the orientation of the element in each case.
Use Mohr’s Circle.
Ans. 𝛔𝟏 = 646 MPa , 𝛔𝟐 = –496 MPa , 𝛉𝐩 = 30.6o
𝛕𝐦𝐚𝐱 = 571 MPa , 𝛔𝐚𝐯𝐠 = 75 MPa , 𝛉𝐬 = 14.4o

ACTIVITY 2 MOHR CIRCLE ANALYSES 1 (Stress Paths)
INSTRUCTIONS Using Mohr circle, create a plot of the stress path of the given soil specimen after a triaxial stress. Read
and follow the discussion preliminaries of stress path. Use proper scaling, and a compass to construct
a perfect circle. Use a blue pen to plot the stresses and red pen to connect them.
MATERIALS Cross sectional paper, ruler, pencils, red pen, blue pen, metric scale and compass.
DISCUSSION Stress Paths. The behavior of the soil is often dependent on the history of the stresses to which it has
been subjected. For example, a soil that has been compressed and then unloaded will behave
differently if it is recompressed than it did under the initial loading. We can evaluate the effects of
loading history of a soil by keeping track of the changes in stress state with time through the use of
stress paths. A stress path is the plot of the highest points of the Mohr’s circles representing successive
states of stress of a soil element. A complete study of stress paths is beyond the scope of the course,
but forms an important part of advanced studies of soil mechanics.
SITUATION A cylindrical specimen of soil is placed in a special testing device which applies vertical and horizontal
normal stresses to the specimen. No shear stresses are applied on the vertical and horizontal planes
so they are always principal stresses. The following loading sequence is applied
Vertical Horizontal
Load
Normal Stress Normal Stress
Step
𝝈𝒚 (in MPa) 𝝈𝒙 (in MPa)
1 0.12 0.12
2 0.24 0.12
3 0.36 0.24
4 0.48 0.24
5 0.48 0.36
Plot the stress path followed during this load sequence using Mohr circles.

ACTIVITY 3 MOHR CIRCLE ANALYSES 2 (Problem Sets)
INSTRUCTIONS Determine what is required in each situation using Mohr circle analysis. Use a compass to create a perfect
circle, and a protractor to measure angles. Always highlight your final answers. Use black ball pen in
your solution. No erasures.
MATERIALS Cross sectional paper, ruler, pencils, colored pens, compass, and protractor.
SITUATIONS Problem 1. The major principal stress at a certain point is 4800 lb/ft2 and acts vertically. The minor
stress is 3200 lb/ft2. Draw the Mohr Circle for this point, locate the pole, and then compute the
normal stresses and shear stress acting on a plane inclined 26o clockwise from the horizontal. Show
the final result on a sketch of the element.
Problem 2. A certain element of soil is subject to mean normal stress of 410 kPa and a deviator stress
of 280 kPa. The major principal plane is rotated 30o counter clockwise from the horizontal. Draw the
Mohr circle for the soil element, locate the pole, and compute the normal and shear forces acting
on the horizontal and vertical planes. Show the final result on a sketch of the element.
Problem 3. A laboratory soil specimen is initially subject to principal stresses of 3700 Pa and 2300
Pa. During test, the major principal stress is increases while the minor principal stress is kept the
same. What is the major principal stress when the deviator stress has reached 1800 Pa? Draw the
Mohr circles for the initial and final stress states on a single figure.

PART 2 – VERTICAL STRESS INCREASE DUE TO EXTERNAL LOADINGS

Estimation of the increase in stress at various points and associate displacement caused in a soil mass due to external
loading using the theory of elasticity is an important component in the safe design of the foundations of structures. The
ideal assumption of the theory of elasticity, namely that the medium is homogenous, elastic, and isotropic, is not quite true
for most natural soil profiles. It does, however, provide a close estimation for geotechnical engineers and, using proper
safety factors, safe designs can be developed.
1.4 VERTICAL STRESS CAUSED BY A VERTICAL LINE LOAD
Figure shows a vertical flexible line load of infinite

length that has an intensity q/unit length on the surface
of a semi-infinite soil mass. The vertical stress increase,
∆𝜎𝑧, inside the soil mass can be determined by using
the principles of the theory of elasticity, or
Figure shows two line loads on the ground

surface. Determine the increase of stress at
point A.

1.5 VERTICAL STRESS CAUSED BY A HORIZONTAL LINE LOAD
Figure shows a horizontal flexible line load on the

surface of a semi-infinite soil mass. The vertical stress
increase at point A in the soil mass can be given as
An inclined line load with a magnitude of 1000

lb/ft is shown in Figure. Determine the increase
of vertical stress at point A due to the line load.

1.6 VERTICAL STRESS CAUSED BY A VERTICAL STRIP LOAD

(FINITIE WIDTH ANDINFINITE LENGTH)
The fundamental equation for the vertical stress increase at

a point in a soil mass as the result of a vertical line load can
be used to determine the vertical stress at a point caused by
a flexible strip load of width 𝐵.
From the figure shown, let the load per unit area of the strip
shown be equal to 𝑞. If we consider an elemental strip of
width 𝑑𝑟, the load per unit length of this strip is equal to
𝑞 𝑑𝑟 . This elemental strip can be treated as a line load.
Equation of the vertical stress caused by a vertical line load
gives the vertical stress increase 𝑑𝜎𝑧 at point A inside the soil
mass caused by this elemental strip load. To calculate the
vertical stress increase, we need to substitute 𝑞 𝑑𝑟 for 𝑞 and
(𝑥 − 𝑟) for 𝑥. So,
The total increase in the vertical stress 𝜎𝑧 at point A caused by the entire strip load of width B can be determined by
integration of the given equation with limits of 𝑟 from −𝐵/2 to +𝐵/2.
The following should be kept in mind.

z z
 tan−1 [ ] and tan−1 [ ] trigonometric functions are in radians.
x−(B/2) x+(B/2)
 Equation is valid as shown; that is, for point A, 𝑥 ≥ 𝐵/2. However, for 𝑥 ≤ 𝐵/2, the magnitude of
z z
tan−1 [ ] becomes negative. For this case, that should be replaced by 𝜋 + tan−1 [ ].
x−(B/2) x−(B/2)

With reference to the figure in the previous page, we are given 𝑞 = 200 kN/m2, 𝐵 = 6 m, and 𝑧 = 3 m.
(a) Determine the vertical stress increase at 𝑥 = ±9, ±6, ±3, and 0 m.
(b) Plot a graph of ∆𝜎𝑧 against 𝑥.

1.7 VERTICAL STRESS DUE TO EMBANKMENT LOADING
The fundamental equation for the vertical stress increase at a point in a soil mass as the result of a vertical. Figure shows
the cross section of an embankment of height 𝐻. For this two-dimensional loading condition the vertical stress increase
may be expressed as
For a detailed derivation of the equation, see Das (2008). A simplified form of the equation is
*The variation of I2 with B1/z and B2/z is shown in the next page (Osterberg, 1957).

Osterberg’s chart for determination of vertical stress due to embankment loading

An embankment is shown in the figure.

Determine the stress increase under the
embankment at point A.

1.8 STRESSES CAUSED BY A POINT LOAD
Boussinesq (1883) solved the problem of stresses produced at any point in a homogeneous, elastic, and isotropic medium
as the result of a point load applied on the surface of an infinitely large half-space. According to Boussinesq’s solution
for normal stresses at a point caused by the point load P is
Note that Eqs. ∆𝜎𝑥 and ∆𝜎𝑦, which are the expressions for horizontal normal stresses, depend on the Poisson’s ratio of
the medium. However, the relationship for the vertical normal stress, ∆𝜎𝑧, is independent of Poisson’s ratio.

Consider a point load of 5 kN. Given x = 3 m and y = 4 m. Express your answers in kilopascals.
(a) Calculate the vertical stress increase ∆𝜎𝑧, when z is from 0 to 20 m using an interval of 2 m.
(b) Calculate the corresponding horizontal stresses ∆𝜎𝑥 and ∆𝜎𝑦, between the values of z using 𝜇 = 0.33

ACTIVITY 4 APPLICATIONS OF GEOSTATIC STRESSES AND INDUCED STRESSES

IN A SOIL MASS FOR GEOTECHNICAL DESIGNS
INSTRUCTIONS Create a spreadsheet to compute the induced normal stresses, ∆𝜎𝑥, ∆𝜎𝑥, ∆𝜎𝑥 , at any arbitrary point due
a point load at the ground surface using Boussinesq’s Approach. A copy of the program must be
submitted to the professor after the activity to verify the results.
APPLICATION A vertical point load P is to be applied to a level ground surface. The underlying soul has the following
preconstruction characteristics
Groundwater Table: 1.68 meters
Unit weight above the ground water table: 19.10 kN/m3
Unit weight below the ground water table: 19.48 kN/m3
The total horizontal stress, σx, at a point is 2.4 meters below the ground surface and 0.90 meters
east of the point load application must not exceed 50 kPa. Compute the maximum allowable value
of P using the spreadsheet developed. Once the value of P is identified, show the detailed solution
showing the total horizontal stress did not exceed the allowable stress; the value must not exceed
but must be close enough to maximize its value.
RESULTS Maximum allowable load, P = ………………………………………………………..

Total Horizontal Stress due to load = ………………………………………………………..
Ratio of the actual and allowable stresses = ………………………………………………………..
Actual vertical stress due to geostatic stresses = ………………………………………………………..

Actual vertical stress due to induced stresses = ………………………………………………………..
Actual total vertical stress = ………………………………………………………..

1.9 a VERTICAL STRESS BELOW THE CENTER OF A UNIFORMLY LOADED CIRCULAR AREA
Using Boussinesq’s solution for vertical stress ∆𝜎𝑧 caused by a vertical point
load, one also can develop an expression for the vertical stress below the
center of a uniformly loaded flexible circular area.
From Figure, let the intensity of pressure on the circular area of radius 𝑅 be
equal to 𝑞. The total load on the elemental area (shaded in the figure) is
equal to 𝑞𝑟 𝑑𝑟 𝑑𝛼. The vertical stress, ∆𝜎𝑧, at point A caused by the load on
the elemental area (which may be assumed to be a concentrated load) can
be obtained from the equation of a vertical point load.
The increase in the stress at point A caused by the entire loaded area can
be found by integrating
1.9 b VERTICAL STRESS AT ANY POINT BELOW A UNIFORMLY LOADED CIRCULAR AREA
A detailed tabulation for calculation of vertical stress below a

uniformly loaded flexible circular area was given by Ahlvin and
Ulery (1962). Referring to Figure, we find that ∆𝜎𝑧, at any point
𝐴 located at a depth 𝑧 at any distance 𝑟 from the center of
the loaded area can be given as
where A’ and B’ are functions of z/R and r/R.



Consider a uniformly loaded flexible circular area on the ground surface.

Given: 𝑅 = 3 m and uniform load 𝑞 = 100 kN/m2.
Calculate the increase in vertical stress at depths of 1.5 m, 3.0 m, 4.5 m, 6.0 m, and 12.0 m below the ground surface
for points at (a) 𝑟 = 0 and (b) 𝑟 = 4.5 m.

1.10 VERTICAL STRESS CAUSED BY A RECTANGULARLY LOADED AREA
Boussinesq’s solution also can be used to calculate the vertical stress

increase below a flexible rectangular loaded area, as shown in Figure.
The loaded area is located at the ground surface and has length 𝐿
and width 𝐵. The uniformly distributed load per unit area is equal to
𝑞. To determine the increase in the vertical stress ∆𝜎𝑧 at point A,
which is located at depth 𝑧 below the corner of the rectangular area,
we need to consider a small elemental area 𝑑𝑥 𝑑𝑦 of the rectangle.
(This is shown in Figure). The load on this elemental area can be given
by
The increase in the stress (𝑑𝜎𝑧) at point A caused by the load 𝑑𝑞 can
be determined by using Eq. (10.12). However, we need to replace 𝑃
with 𝑑𝑞 = 𝑞 𝑑𝑥 𝑑𝑦 and 𝑟2 with 𝑥2 + 𝑦 2 . Thus,
The increase in the stress, at point A caused by the entire loaded area
can now be determined by integrating the preceding equation. We
obtain
* Note that in determining 𝐼3, trigonometric functions are in radians.

The increase in the stress at any point below a rectangularly loaded

area can be found by using the equation above. This can be
explained by reference to Figure. Let us determine the stress at a
point below point 𝐴’ at depth 𝑧. The loaded area can be divided into
four rectangles as shown. The point 𝐴’is the corner common to all
four rectangles. The increase in the stress at depth 𝑧 below point 𝐴’
due to each rectangular area can now be calculated by using
equation. The total stress increase caused by the entire loaded area
can be given by
60o APPROXIMATION METHOD

Foundation engineers often use an approximate
method to determine the increase in stress with depth
caused by the construction of a foundation. The
method is referred to as the 60o Method of
Approximation. According to this method, the increase
in stress at depth z is
This is based on the assumption that the stress from

the foundation spreads out along lines with a vertical-
to-horizontal slope of 2:1.

NEWMARK’S CHART
Foundations may have irregular shapes that can
become quite cumbersome to solve, involving
overlapping areas where one must be subtracted to
prevent a double exposure. In addition, buildings often
are often supported by separate foundations to
support each column and wall, leading to a confused
network of areas as pressure from one will influence
pressure and settlement of another. Newmark
therefore devised a graphical procedure for
determining influence coefficients for irregular contact
areas.
The graphical procedure involves drawing a scaled

tracing of the footing plan and laying it on top a special
scaled chart, so that the location to be evaluated is at
the center of the chart. The influence coefficient then is
simply the number of square-like areas of the chart that
are covered by the foundation plan. Fractional areas
are estimated and included in the total. The most
critical stage is the selection of proper scale, which is
different for each depth.
The use of Newmark’s chart was somewhat labor-

intensive prior to the introduction of personal
computers; now a drawing can be repositioned and the
scale changed with a click of drag of a mouse.
The unit length for plotting the circles is AB. The circles are divided by several equally spaced radial lines. The influence
value of the chart is given by 1/N, where N is equal to the number of elements in the chart. There are 200 elements; the
influence value is 0.005.
The increase in the pressure at the point under consideration is given by
Where IV is the influence value, q is the average pressure load; force per unit area, and M is the number of elements
enclosed by the plan of the loaded area.

The plan of a flexible rectangular loaded area is shown in

Figure 10.42. The uniformly distributed load on the flexible
area, 𝑞 is 100 kN/m2. Determine the increase in the vertical
stress, ∆𝜎𝑧, at a depth of 𝑧 = 2 m below
a. Point A
b. Point B
c. Point C
d. Below the center of the area

ACTIVITY 5 INVESTIGATION OF VERTICAL STRESS INCREASE UNDER A FOUNDATION
INSTRUCTIONS You will be the geotechnical engineer of a specific civil engineering project, and you will investigate
the stress behavior of the soil beneath an existing foundation.
MATERIALS Cross sectional paper, ruler, colored pen, pencil, and ruler.
APPLICATION A proposed 5ft x 5ft square footing foundation will support an office building. The column load plus the
weight of the foundation will be 80 kips, and the bottom of the foundation will be 2ft below the
ground surface. The unit weight of the soil is 120 lb/ft3 and the ground water table is at a depth of
5ft. Develop a plot of the vertical effective stress below the center of the foundation versus the depth
(after the footing has been placed and loaded) using Boussinesq’s Approach. Consider depths from
the bottom of the footing to 15ft below the bottom of the footing; use an interval of 1.
RESULTS The summary of computations and graphs are shown.
Depth Vertical Effective

(in ft) Stress (in lb/ft2)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
EXTENSION Compare the value of the vertical effective stress at a depth of 15 ft using Newmark’s Chart.
Which among the method is most convenient to do?

END CHAPTER QUESTIONS
1. Define modulus of elasticity, shear modulus, and Poisson’s ratio.

……………………….……………………….……………………….…………………………………………………………………………………………………………………..
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……………………….……………………….……………………….…………………………………………………………………………………………………………………..
2. All civil engineering projects imparts loads onto the ground that supports them, and these loads produce
compressive, shear, and possibly even tensile stresses. Why is it necessary to investigate the geostatic and induced
stresses of a soil? What is the significance of these preliminaries?
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
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……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
3. From the statement, “for a given point under the ground, there is a unique state of stress. However the magnitude of
shear and normal stress will depend upon the orientation of the planes used to compute stresses”, is it always true,
sometimes true, or false? Defend your answer.
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
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……………………….……………………….……………………….…………………………………………………………………………………………………………………..
4. Using the Boussinesq’s Approach of vertical stress increase in soils, identify a possible real life scenario in which it
can be utilized in the design of a superstructure.
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
5. Cite an advantage and disadvantage of using Newmark’s Influence Chart in determining vertical stress increase at
any point under a superstructure?
……………………….……………………….……………………….…………………………………………………………………………………………………………………..
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Module 1 – Stresses in a Soil Mass Holy Angel University

School of Engineering and Architecture

Readings B.M. Das, 2011. Principles of Foundation Engineering (7th Edition)

Instructor : Engr. Neal Lorenzo P. Castillo Page 1 of 39

PART 1 – PLANE STRESS TRANSFORMATION

1.1 NORMAL AND SHEAR STRESSES IN A PLANE

Engineers frequently make approximations or simplifications of the loadings

The general state of plane stress at a point is therefore represented by a

In transforming the stress components from the orientation of an element

Instructor : Engr. Neal Lorenzo P. Castillo Page 2 of 39

ILLUSTRATIVE PROBLEM 1.1-a

The state of plane stress at a point on the surface of a soil is

Instructor : Engr. Neal Lorenzo P. Castillo Page 3 of 39

ILLUSTRATIVE PROBLEM 1.1-b

The state of stress at a point in a member is shown on the

Instructor : Engr. Neal Lorenzo P. Castillo Page 4 of 39

ILLUSTRATIVE PROBLEM 1.1-c

Determine the normal stress and shear stress acting on the

Instructor : Engr. Neal Lorenzo P. Castillo Page 5 of 39

ACTIVITY 1 DERIVATION OF GENERAL EQUATIONS FOR PLANE – STRESS TRANSFORMATION

General Equations of Plane – Stress Transformation

cos 2𝜃 + 𝜏𝑥𝑦 sin 2𝜃

sin 2𝜃 + 𝜏𝑥𝑦 cos 2𝜃

cos 2𝜃 − 𝜏𝑥𝑦 sin 2𝜃

a.) MechDef b.) SoilMech

Instructor : Engr. Neal Lorenzo P. Castillo Page 6 of 39

ACTIVITY 1 – PRACTICE PROBLEM

The state of stress at a point in a member is shown on the

Instructor : Engr. Neal Lorenzo P. Castillo Page 7 of 39

Instructor : Engr. Neal Lorenzo P. Castillo Page 8 of 39

Instructor : Engr. Neal Lorenzo P. Castillo Page 9 of 39

ILLUSTRATIVE PROBLEM 1.2-a

The state of plane stress at a failure point on the shaft is

Instructor : Engr. Neal Lorenzo P. Castillo Page 10 of 39

ILLUSTRATIVE PROBLEM 1.2-b

The state of stress at a point is shown on the element.

Instructor : Engr. Neal Lorenzo P. Castillo Page 11 of 39

ILLUSTRATIVE PROBLEM 1.2-c

Determine the equivalent state of stress on an element at the

Instructor : Engr. Neal Lorenzo P. Castillo Page 12 of 39

1.3 MOHR’S CIRCLE – PLANE STRESS

If we establish coordinate axes, positive to the

Each point on Mohr’s circle represents the two

Instructor : Engr. Neal Lorenzo P. Castillo Page 13 of 39

Construction of the Circle

Maximum In-Plane Shear Stress

Stresses on Arbitrary Plane

Instructor : Engr. Neal Lorenzo P. Castillo Page 14 of 39

ILLUSTRATIVE PROBLEM 1.3-a

The state of plane stress at a point is shown on the element.

Instructor : Engr. Neal Lorenzo P. Castillo Page 15 of 39

ILLUSTRATIVE PROBLEM 1.3-b

Determine the (a) principal stress, (b) the maximum in-plane

Instructor : Engr. Neal Lorenzo P. Castillo Page 16 of 39

ILLUSTRATIVE PROBLEM 1.3-c

Determine the (a) principal stress, (b) the maximum in-plane

Instructor : Engr. Neal Lorenzo P. Castillo Page 17 of 39

ACTIVITY 2 MOHR CIRCLE ANALYSES 1 (Stress Paths)

Instructor : Engr. Neal Lorenzo P. Castillo Page 18 of 39