The Physics of Debris Flows PDF
The Physics of Debris Flows PDF
The Physics of Debris Flows PDF
Richard M. Iverson
CascadesVolcano Observatory
U.S. Geological Survey
Vancouver, Washington
This paper is not subjectto U.S. copyright. Reviewsof Geophysics,35, 3 / August 1997
pages 245-296
Publishedin 1997 by the AmericanGeophysicalUnion. Paper number 97RG00426
ß 245 ß
246 ß Iverson' PHYSICS OF DEBRIS FLOWS 35 3 / REVIEWS OF GEOPHYSICS
Figure1. Digitallyenhanced
photographs
of thepathof the 2300m3 Oddstaddebrisflow,whichoccurred
January4, 1982, in Pacifica,California. The flow destroyedtwo homesand killed three people. The source
area slopes26ø.The flow path slopes21ø on averageand extends170 m downslope.Depositsat the baseof
the flowpath havebeenremoved[Schlemon et al., 1987;Wieczorek
et al., 1988;Howardet al., 1988].(Modified
from USGS [1995],courtesyof S. Ellen and R. Mark.)
vironments,and they can exert great impulsiveloadson transform to a flowing, liquid-like state, but eventually
objectsthey encounter.Like water floods, debrisflows theytransformbackto nearlyrigid deposits.New models
are fluid enoughto travel long distancesin channelswith and measurementsthat clarify the physicalbasisof de-
modestslopesand to inundatevast areas.Large debris bris flow behavior from mobilizationto depositionare
flows can exceed 109 m3 in volume and release more the focusof this paper.
than1016J of potential energy, butevencommonplace Includingthis introduction,the paper has 10 sections.
flowsof--'103 m3 candenude vegetation, clogdrainage- Section 2 describesthe net energeticsof debris flow
ways,damagestructures, andendangerhumans(Figure1). motion, the variability of debris flow mass, and the
The capricioustiming and magnitudeof debrisflows challengesthese phenomenapose for researchers.In
hamper collection of detailed data. Scientific under- section3 a compilation of key observations,data, and
standinghas thus been gleanedmostlyfrom qualitative conceptssummarizesqualitativelythe factorsthat con-
field observationsand highly idealized, first-generation trol debrisflows'mass,momentum,and energycontent.
experimentsand models.However, a new generationof In section 4, scaling analysesassistidentification and
experimentsand models has begun to yield improved classification of debris flow behavior on the basis of
insight by simulating debris flows' key common at- dimensionlessparameters that distinguish dominant
tributes. For example, all debris flows involve gravity- modes of momentum transport in solid-fluid mixtures.
driven motion of a finite but possiblychangingmassof In section 5 a retrospectiveof traditional, one-phase
poorly sorted, water-saturatedsediment that deforms modelsfor momentumtransportin debrisflowsexplains
irreversiblyand maintains a free surface. Flow is un- why suchmodels are incompatiblewith current under-
steady and nonuniform, and is seldom sustainedfor standing.In section 6, mass, momentum, and energy
morethan104S.Peakflowspeeds cansurpass 10m/sand conservationequationsfor two-phasedebris-flowmix-
are characteristically
sogreatthat bulk inertial forcesare tures establisha theoretical framework that highlights
important. Total sediment concentrationsdiffer little the variable compositionof debrisflows and the impor-
from those of static, unconsolidated sediment masses tance of solid-fluidinteractions.In section7 a relatively
and typicallyexceed50% by volume. Indeed, most de- complete analysisof an idealized debris-flowmixture
bris flows mobilize from static, nearly rigid massesof moving steadily along a rough bed helps clarify the
sediment,laden with water and poisedon slopes.When complicatedinterplaybetweenlocal solid and fluid mo-
mass movement occurs, the sediment-water mixtures tion, boundaryforces,and mechanismsof energydissi-
35, 3 /REVIEWS OF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 247
pation and momentum transport. In section 8 a less What is the outcomeof the experimentwhen the inter-
completeanalysisof unsteadydebrisflow motionfocuses sticesbetweenthe sedimentgrainsare filled with viscous
on persistenceof nonequilibriumfluid pressuresthat fluid?A logicalpossibility,suggested
by the behaviorof
differ with proximity to debris flow surge fronts. In elastic spheres,is that the viscousfluid will increase
section 9, numerical calculationsusing a simplified, dissipation and reduce runout. However, experience
depth-averaged routingmodelthat emphasizes the ef- with water-saturateddebris flows showsthat the pres-
fects of Coulombgrain friction mediatedby persistent ence of viscousfluid increasesrunout even though the
nonequilibriumfluid pressuresindicatethat the model fluid dissipatesenergy.Interactionsof viscousfluid with
can predict the velocitiesand depths of experimental dissipativesolid grains of widely varying sizesproduce
debris flows. Section 10 summarizesthe strengthsand this behavior and merit emphasisin efforts to under-
limitationsof current understandingand suggests prior- stand debris flow motion.
ities for future research.AppendicesA-C providesome As the precedingthought experimentimplies, debris
key mathematicaldetails omitted in previoussections, flow motioninvolvesa cascadeof energythat beginswith
and a completesummaryof mathematicalnotationfol- incipientslopemovementand endswith deposition.As
lows in a separatenotation section. a debris flow movesdownslope,its energy degradesto
Becausethis paper emphasizesphysical aspectsof higher entropy statesand undergoesthe followingcon-
debrisflow motion, it includesonly incidentalcoverage versions:
of importanttopicssuchasdebrisflowhabitats,frequen-
cies,magnitudes,triggeringmechanisms,hazard assess- bulk gravitationalpotential energy
ments,engineeringCountermeasures,
morphologyand -• bulk translational kinetic energy
sedimentologyof debrisflow deposits,and the relation-
ship betweendebrisflows and other massmovements. • grain vibrational kinetic energy
Severalpreviousreviewsand compilations,suchasthose
by Takahashi[1981, 1991, 1994], Innes [1983], Costa + fluid pressureenergy -• heat
[1984], Johnson[1984], Costa and Wieczorek[1987],
Here right pointingarrowsdenote conversionsthat are
Hooke [1987],Pierson[1995], and Iversonet al. [1997]
irreversible,exceptin specialcircumstances,
whereasthe
treat thesesubjectsmore completely.In addition,video-
two-way arrow denotes a conversionthat apparently
tape recordings[Costaand Williams,1984;SaboPublicity
involvessignificantpositivefeedback.The detailsof this
Center,1988]revealmanyqualitativeattributesof debris
energy cascadeencompassvirtually all the important
flows, and summariesby Iversonand Denlinger[1987],
issuesof debrisflow physics.Before pursuingthesede-
MiyamotoandEgashira[1993],Savage[1993],andHutter tails, however, it is worthwhile to consider debris flow
et al. [1996]introducesomeof the quantitativeconcepts
elaborated here.
energeticsfrom a broader perspective.
The net efficiencyof debris flows, and of kindred
phenomenasuchasrock and snowavalanches,describes
2. BULK ENERGETICS AND RUNOUT EFFICIENCY
conversionof gravitationalpotential energyto the work
doneduringdebrisflow translation.The more efficiently
this conversionoccurs,the less vigorouslyenergy de-
The energeticsof debris flows differ dramatically
grades to irrecoverable forms such as heat, and the
from thoseof a homogeneoussolid or fluid. The inter-
farther the flow runsout before stopping.Net efficiency
actions,and not merely the additive effectsof the solid
can be evaluated by integrating an equation that de-
and fluid constituents, are important.A simplethought scribes motion of the debris flow center of mass as a
experimenthelpsillustratethis phenomenon:
function of time. Alternatively, as was recognizedorigi-
Considerfirst a very unrealisticbut simplemodel of a
nallybyHeim [1932]for rock avalanches, the outcomeof
debris flow. A mass of identical, dense, frictionless elas-
the integration can be obtained without specifyingan
tic spheresflowsdowna bumpy,rigid inclineand onto a
equationof motion by equatingthe total potential en-
horizontal runout surface, all within a vacuum. The
ergy lost during motion, M#H, to the total energy de-
spheresjostle and collideas they acceleratedownslope,
gradedto irrecoverableformsby resistingforces,M#R,
but no energydissipationoccurs,and the flow runs out
that work throughthe distanceL to makethe debrisflow
forever. Then fill the spacesbetweenthe sphereswith a
stop:
viscousfluid less densethan the spheres(e.g., liquid
water), and repeat the experiment.Owing to viscous M#H - M#RL (1)
shearing,the mixture losesenergy as it moves down-
slope,and runout remainsfinite. The fluid retardsthe Here M is the debrisflow mass,# is the magnitudeof
motion. Next, replace the elastic sphereswith rough, gravitationalacceleration,and R is a dimensionless net
inelastic sedimentgrains, and repeat the two experi- resistancecoefficient,which incorporatesthe effectsof
ments.In the vacuumthe collectionof grainsrunsout a internal forcesbut which dependsalsoon externalforces
finite distance and stops owing to energy dissipation that act at the bed to convertgravitationalpotential to
causedby grain contactfriction and inelasticcollisions. horizontal translation. The coordinates H and L de-
248 ß Iverson:PHYSICSOF DEBRISFLOWS 35 3 / REVIEWSOF GEOPHYSICS
Y
flowswith diverseoriginsand flow path geometriesby
.œ
investigatorswith diverse objectives.Nonetheless,the
data of Table 1 indicatethat L/H increasesroughlyin
proportionto the logarithmof volume for debrisflows
withvolumes
greaterthanabout10s m3 but thatL/H
Figure2. Schematic
cross
section H andL fordebris remainsfixed at ---2-4 for smaller flows. Data for dry
defining
flow paths.Strictly,H and L are definedby linesthat connect rock avalanches exhibit similar trends but indicate that
dry avalanchestypically have only about half the effi-
the sourcearea centerof massand the depositcenterof mass.
In practice,H and L are commonlyestimatedfrom the distal
ciency(L/H) of debrisflowsof comparablevolume [cf.
limitsof the sourcearea and deposit. Scheidegger,1973; Hsu, 1975; Davies, 1982; Li, 1983;
Siebert, 1984; Hayashi and Self, 1992; Pierson, 1995].
Theseempiricaltrendsare noteworthy,but case-by-case
scribedisplacement of the debrisflow centerof mass
variationsin debris-flowbehaviormake runout predic-
during motion:H is the vertical elevationof the debris
flowsource
abovethedeposit,
andL is thehorizontal
tiononthebasis
of onlyL/H ratherquestionable.
Rigorousevaluationof L/H from center-of-massdis-
distancefrom sourceto deposit(Figure 2).
Eventhoughall debrisflow energyultimatelyde- placements
undercontrolled
initialandboundary
con-
ditions has been possibleat the U.S. GeologicalSurvey
gradesto heat, thermodynamicdata provide few con-
straints
for evaluatingR in (1). Theequationshows that (USGS) debrisflow flume (Figure3) [Iversonand
a debrisflow'stotal energydissipationper unit massis LaHusen,
1993].Experiments
in whichabout10m3of a
givenby #H, which impliesabout 10 J/kg of heat pro- water-saturated,poorly sorted, sand-graveldebris flow
ductionper meter of flow descent.Even without heat mixture is suddenlyreleasedfrom a gate at the head of
loss,this 10 J/kg sufficesto raise the temperatureof a the flume yield L/H --- 2 for unconfined runout but
typicaldebrisflow mixture only about 0.005øC.Conse- L/H > 2 for channelizedrunout (Figure 4). These
quently,debrisflow temperaturemeasurements in open, valuessurpassthe L/H for runout of similarsand-gravel
outdoor environments,with unrestrictedheat exchange massesnot saturatedwith water [Major, 1996].When the
and ambienttemperaturesthat vary Widely,yield little sand-gravelmix is replacedby well-sortedgravel, how-
resolutionof energydissipation due to flow resistance. ever, the influenceof water on the outcomeof experi-
Instead, debris flow physicsconventionallyemphasizes ments changes: drygravelproduces L/H > 2, butwater-
thepurelymechanical behaviorof anisothermal system, saturated gravel produces L/H < 2. Thus water
and this paper followsthat convention. enhances the mobility of poorly sorteddebrisflow sed-
The mechanicalphenomenathat governR must be iments in a manner not manifested by mixtures of well-
quantified in detail to understandand predict debris sorted gravel andwater, and experiments with water-gravel
flow motion, but evaluation of net efficiencyfrom the mixturesprovidea poor surrogatefor experimentswith
aftermathof a debrisflow is far simpler.Dividing each realistic debris-flow materials.
sideof (1) by M#HR yields Effectsof water-sedimentinteractionsposechalleng-
ing problemsthat consumemuch of the remainder of
1/R = L/H (2) this paper, but effectsof debrisflow massare even more
Which showsthat the net efficiency,defined as l/R, enigmatic. According to equations (1) and (2), debris
inci•easesas the runout distanceL increasesfor a fixed flow massshould not affect runout efficiency,but the
descentheight, H. Thus net efficiencymay be deter- data of Table 1 contradict this inference. The Cause of
mined from surveysof debris flow source ai•easand this contradiction is difficult to resolve because debris
depositsthat yield the value of L/H. flowsand avalanchescan changetheir massand compo-
Rigorousevaluationsof L/H from debrisflows'cen- sition while in motion and can spreadlongitudinallyto
ter-of-mass displacementshavebeenrare,butfieldmap- changetheir massdistribution[cf. Davies, 1982]. Some
ping of debrisflow pathsand detailedmeasurementson debris flowsgrowseveralfoid in mass Owing to bedand
experimentaldebrisflowsdemonstratethree important bank erosion [Piersonet al., 1990] and others decline
p6ints [cf. Vallanceand Scott,1997]: (1) L/H of water- substantiallyin solidsconcentrationas a rest•ltof mixing
saturated debris flows exceeds that of drier sediment with streamwater[Pierson
andScott,1985].Changes in
flowswith comparablemasses,(2) Large debris flows debrisflow massor compositionhavebeenidentified
appear to have greater efficiencythan small flows,and somewhat interchangeably
by the terms"bulking"(in-
(3) L/H dependson runoutpath geometryandboundary creaseof massor solidsconcentration)and "debulking"
conditionsthat determine, for example, the extent of (decreaseof massor solidsconcentration),but more
erosion, sedimentation, and flow channelization. Table 1 preciseterminologyis desirablebecausechangesin de-
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 249
Flow
Volume,
FlowLocation Date Reference m3 L, m H, m L/H Origin
Mount Rainier, Osceola circa 5700 B.P. Vallance and Scott ---109 120,000 4,800 25 landslide and down-
mudflow [1997] stream erosion
Nevados Huascaran, Peru May 31, 1970 PlafkerandEricksen ---108 120,000 6,000 20 landslide
[1978]
Nevado del Ruiz, Colombia, Nov. 13, 1985 Piersonet al. ---107 103,000 5,190 20 pyroclastsmelting
Rio Guali [1990] snow
Mount St. Helens, South May 18, 1980 FairchiMand Wigmosta '--107 44,000 2,350 19 wet pyroclastic
Fork Toutle [1983] surge
Mount St. Helens, Muddy May 18, 1980 Pierson[1985] '-'107 31,000 2,150 14 wet pyroclastic
River surge
Wrightwood,Calif., Heath Canyon May 7, 1941 SharpandNobles ---106 24,140 1,524 16 landslide
[1953]
Three Sisters,Oreg., Separation 1933 J. E. O'Connor et al. '--10 6 6,000 700 9 glacierbreakout
Creek (manuscriptin flood
preparation,1997)
Mount Thomas,NZ, BullockCreek April 1978 Pierson[1980] •10 s 3,500 600 6 landslide
Wrightwood,
Calif.,HeathCanyon May 1969 Mortonand Campbell ---l0 s 2,700 680 4 landslide
[1974]
Santa Cruz, Calif., Whitehouse Jan. 4, 1982 Wieczorek
et al. [1988] ---10s 600 200 3 landslide
Creek
Pacifica, Calif., Oddstad site Jan. 4, 1982 Howard et al. [1988] ---103 190 88 2 landslide
USGS debris flow flume Sept. 25, 1992 Iversonand LaHusen ---10• 78 41 2 artificial release
[1993] from flume gate
Mostdataarefor flowsthatwereobserved duringmotionor withinhoursof deposition. With the exception
of theOsceolamudflow,all flows
apparentlymaintaineda relativelyconstantmass(withina factorof 2) from initiationto deposition.The Osceolais includedin the tabulation
becauseit is the largestwell-documented
debrisflow in the terrestrialgeologicrecord.
ß
: fGate
ß
-..•.m'.'• L Endoffixed
':•:.'•.:
..
x,;4 B channel
walls
rounding water, and transform to dilute density cur- data by themselvesadd little to the understandingof
rents)appearsimilarto thoseof their subaerialcounter- debrisflow physics.Suchunderstandingrequiresdata on
parts [Priorand Coleman,1984;Weirich,1989;Mohriget debris properties that are rigorouslymeasurableonly
al., 1995;Hamptonet al., 1996].This summaryfocuseson during motion.
the subaerialcaseand particularlyon inferencesdrawn Few acceptabletechniquesexist to measureproper-
from detailed experimentaldata. ties of flowing debris, even simple properties such as
bulk density.Grosslyinvasivetechniquessuchas plung-
3.1. MaterialProperties ing bucketsor sensorsinto debris flows conspicuously
Somepropertiesof debrisflow materialscanbe mea- change the state of the debris, and the inconsistent,
sured readily and accuratelyin a static state, whereas noisy, dirty character of debris flows has discouraged
other propertiesdependon the characterof debrismo- attempts to use noninvasivetechniquessuch as ultra-
tion. The most readily measuredstatic property is the sonic,X ray, lasersheet,or magneticresonanceimaging
grain sizedistribution.Abundantgrain sizedata demon- that are useful for probing simpler solid-fluidmixtures
stratethat individualdebrisflowscan containgrainsthat [Lee et al., 1974;Malekzadeh,1993;KytomaaandAtkin-
range from clay size to boulder size. However, many son,1993;Abbottet al., 1993].The mostconcertedefforts
publishedgrain size distributionsare biasedbecause to determine properties of flowing debris have relied
they ignore the presenceof cobblesand bouldersthat either on real-time measurements at the boundaries of
are difficultto sample[Major and Voight,1986]. None- debrisflowsin artificial channelsor on postdepositional
theless,it is clear that sand, gravel, and larger grains measurements on desiccated debris flow sediment sam-
composemost of the massof debrisflows and that silt ples reconstitutedby adding water [Takahashi,1991].
and clay-sizedgrainscommonlyconstitutelessthan 10% Precisereal-time measurements havebeen possibleonly
of the mass[e.g.,Daido, 1971; Costa,1984; Takahashi, with experimental flows that contain sediments no
1991;Pierson,1995;Major, 1997].Grain sizedata reveal coarserthan gravel [e.g.,Iversonet al., 1992]; measure-
the oversimplification of debrisflow modelsthat assume mentson reconstitutedsampleshavegenerallyexcluded
a singlegrain size or a preponderanceof fine-grained sediment coarser than gravel and have also involved
sediment[e.g.,Coussotand Proust,1996], and they rein- uncertaintiesabout appropriatewater contentsand de-
force the notion that a diversityof grain sizesmay be formation styles[e.g., Phillipsand Davies, 1991; Major
critical to debrisflow behavior.Beyond this, grain size and Pierson,1992].
35 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 251
8-31-94
0 10 METERS
ISOPACHS IN CENTIMETERS
Figure 4. Isopachmaps of depositsthat formed at the base of the USGS debrisflow flume during three
experiments
in whichnearlyidentical
volumes
(---10m3) of water-saturated
sandandgravel
werereleased
from
the gate at the flume head. In eachmap the shadedarea denotesthe positionof a nearlyhorizontalconcrete
pad adjacentto the flume base. Differencesin positioningof deposits,which indicate differencesin flow
runout,are attributableto differentdistancesof flow confinementby rigid channelwalls [after Major, 1996].
Graphs of flow depth and total basal normal stress flowsinferred from depositsseldomrange outside 1800
recorded simultaneouslyat fixed cross sectionshave to 2300kg/m3 [cf.Costa,1984;Pierson,
1985;Majorand
been used to estimate the average bulk density p of 17oight,1986]. The data of Table 2 imply that deposit
experimentaldebrisflowsin the USGS debrisflow flume densitiesprovide crudely accurate estimatesof debris
(Figure 5). Measuredbasal fluid pressuresvary some- flow densitiesbut that relatively low density (dilute)
what asynchronously with the basal total normal stress debrisflowsmay producedepositsthat yield deceptively
(astheydo in largernaturaldebrisflows[e.g.,Takahashi, high estimatesof flow density.The data also indicate
1991]), and bulk densityestimatesbased on the fluid that the volume fraction of solid grains in debris flows
pressurealone may be inaccurate.Further complicating typically ranges from about 0.5 to 0.8, although more
the picture,debrisflowsinvariablymoveasone or more dilute flowsare possible.The wide variety of grain sizes
pulsesor surges,and steady,uniform flow seldom, if and shapesin debrisflowsallowsthem to attain densities
ever, occurs.The relationshipbetweenflow depth,basal that.substantially
surpass
thoseof randompackings
of
fluid pressure,and basalnormal stresschangesmarkedlyidentical spheres [Rodine and Johnson, 1976], which
have solid volume fractions no greater than 0.635
as surgespass(Figure 5) [cf. Takahashi,1991].Only for
brief intervalswhen flow is nearly steadyand uniform[Onada and Liniger, 1990]. The ability of debris flow
(implyingnegligiblevelocitynormalto the bed) canthe solidsto exhibit dense,interlockedpackingsas well as
averagebulk densitybe estimatedwith confidencefrom loose, high-porositypackings has significant ramifica-
the measuredbasal normal stress{r and a simple static
tionsfor mixturebehavior[Rogerset al., 1994].
force balance,{r = p#h cos 0, where 0 is the bed slope Rheometricinvestigationsof debrisflow mixturesre-
and h is the flow depth measurednormal to the bed. constitutedby adding water to samplesof debris flow
Employingthis force balanceand data from Figure 5 for
depositshavedemonstratedthat mixturebehaviorvaries
an intervalwhen nearly steadyflow occurred(between markedlywith subtlevariationsin solidvolume fraction
18.1 and 18.3 seconds)yieldsthe densityestimatep = (concentration),shear rate (an approximatesurrogate
2100kg/m3.Similarly computedestimates
for additional for kinetic energycontent), and grain size distribution
flumedebrisflowsrangefrom 1400to 2400kg/m3, (particularlythe silt and clay content, which strongly
whereasmean bulk densitiesof samplesexcavatedfrom influencessolid-fluidinteractions)[O'Brienand Julien,
freshdepositsof the sameflowsrangeonly from 2100 to 1988;Phillipsand Davies,1991;Major and Pierson,1992;
2400kg/m 3 (Table2). Bulkdensitiesof naturaldebris Coussotand Piau, 1995]. Such behavior evokesstrong
252 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 /REVIEWS OF GEOPHYSICS
Ai al
0.20
' I ' I ' I '
03 0.4 Debris Debrisflowdepth
0.15
I- 0.3
• 0.2
0.10
:• 0.1
0.05
-0.1 , I , I , I , I 0
.000
03
.• 8000 Total basal normal stress
0
03 6000 .000 _
'I'I
z 4000 000
r.• 2000
000
rr 0
03 -2000 0
i i i
:• • 2000 1500
LU• 1000
1000
500
11 13 15 17 19 21 18.10 18.15 18.20 18.25 18.30
analogiesbetween debrisflow mixturesand better un- the diameter of a sphereof identicalvolume), friction
derstoodmixturessuchas ideal, densegases[cf. Camp- coefficient
tan q)a(whereq)ais the angleof sliding
bell, 1990].In densegasesthe concentrations
of distinct friction,whichdependson grain shapeand roughness),
molecularspecies,their kineticenergies(temperature), and restitutioncoefficient'e (which varies from 1 for
and their interaction forces determine bulk mixture perfectlyelasticgrainsto 0 for perfectlyinelastic)[Spie-
propertiessuchas density,flow resistance, and the pro- gel, 1967,p. 195]. The granularsolidsas a whole occupy
pensityfor changesof state.Similarly,the bulk proper- a fraction vs of the total mixture volume and have a
ties of debrisflow mixturesdependfundamentallyon the distributionof • that characteristicallyspansmany or-
concentrations, kinetic energies,and interactionsof dis- ders of magnitude.The fluid componentof the mixture
tinct solid and fluid constituents[cf. Johnson,1984, pp. ischaracterizedbyitsmassdensity pT(assumedlessthan
289-290]. Therefore the followingdescriptioneschews Ps), effectiveviscosity
ix, and volumefractionvT. At
the traditional practice of assumingthat debris flow meannormalstresses typicalin debrisflows(<100 kPa),
solidsand fluids are inextricablyjoined to form a single- the solid and fluid constituentsare effectivelyincom-
phasematerial;insteadit emphasizes the distinctprop-
pressible,
andvariations in Vs/V
f greatlyexceedthosein
erties and interactions of debris flows' solid and fluid
Ps/PT.
Twoadditional properties linkthebehavior of the
constituents. solidandfluid:the volumefractionsobeyVs+ vf = 1
The salientmechanicalpropertiesof a solidgrain are (thusthemixturedensity obeysp = PsVs + pfl)f),anda
diametera (definedas parametersuchas the hydraulicpermeabilityk charac-
its massdensityPs,characteristic
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 253
TABLE 2. Comparison of Bulk Densities of Experimental Debris Flows and Their Deposits
April 19, 1994 sand-gravelmix 0.05 17.0-17.2 1000 2400 1870 2200
1930
April 21, 1994 sand-gravelmix 0.06 18.0-18.2 1200 2400 1940 2200
1850
1830
1930
May 25, 1994 loam-gravelmix 0.05 16.0-16.5 600 1400 1630 2100
24.0-24.5 1770
Aug. 31, 1994 loam-gravelmix 0.08 18.1-18.3 1400 2100 2050 2200
1910
1680
1770
April 26, 1995 sand-gravelmix 0.07 9.6-9.8 1400 2400 1920 2400
2260
2050
2460
terizes the resistance to relative motion of solids and time and length scales.Rodine and Johnson[1976], for
fluid [Iversonand LaHusen, 1989]. Table 3 summarizes example, used a length scale approach and suggested
the definitionsand typicalvaluesof theseproperties,and that all grainswith • < •' effectivelyact like fluid asthey
Figure 6 showsthat key properties(e.g., fluid volume exert forceson a grainwith diameter•'. This appliesfor
fraction and permeability)can be stronglyrelated. any arbitrary •' and resultsin distinctionsbetween solid
Definition of distinct solid and fluid properties and fluid constituentspurely relative to the choiceof •'.
prompts two difficult questions:(1) What effectively However, an absolute distinction between solid and fluid
constitutesthe fluid fraction, when a debris flow may constituentsis necessaryfor applicationof formal mix-
contain solidsof any size, includingcolloidal and clay ture theories [Atkin and Craine, 1976] and can be de-
particlescarried in solutionand suspension? (2) If the duced if time as well as length scalesare considered.
fluid fraction includes fine solid particles, can it be If the duration to of a debrisflow is long in compar-
characterized by the simpleproperties [9fandix? isonwith the timescalefor settlingof a grain of diameter
Criteria for distinguishing the effectivefluid and solid • in static,pure water with viscosityixw,the grain must
fractionsin debrisflowscanbe developedon the basisof be consideredpart of the solid fraction. Such a grain
requireseither sustainedinteractionswith other grains
or fluid turbulence to keep it suspendedin the debris
TABLE 3. Typical Values of Basic Physical Properties of
Debris Flow Mixtures flow mixture(Figure7). On the otherhand,if a graincan
remain suspendedfor timesthat exceedto as a result of
Propertyand Unit Symbol TypicalValues only the viscousresistanceof water, the grain may act as
part of the fluid. Timescalesfor debris flow durations
Solid Grain Properties range from about 10 s for small but significantevents
Massdensity, kg/m3 Ps 2500-3000 (e.g.,Figure1) to 104sforthelargest. Thetimescale for
Mean diameter,m • 10-s-10
Frictionangle,deg d•s 25-45 grain settling can be estimated by dividing the charac-
Restitution coefficient e 0.1-0.5 teristic settling distance or half thickness,h/2, of a
debris flow by the grain settlingvelocity Vsctestimated
Pore Fluid Properties
Massdensity, kg/m 3 pT 1000-1200 from Stokes'law or a more generalequationthat accounts
Viscosity,Pa s • 0.001-0.1 for grain inertia [Vanoni,1975].Thus if h/(2tz)Vsct)< 1,
the debris flow duration is large compared with the
Mixture Properties
Solid volume fraction Us 0.4-0.8 timescalefor settling.The half thicknessof debrisflows
Fluidvolumefraction Vf 0.2-0.6 ranges from about 0.01 m for small flows to 10 m for
Hydraulicpermeability, m2 k 10-•3-10-9 large ones. Thus h/2tD • 0.001 m/s, which implies
Hydraulicconductivity, m/s K 10-7-10-2 vsct< 0.001 m/s for grains to act as part of the fluid.
Compressive stiffness, Pa E 103-10 s Settling velocitiesof 0.001 m/s or lessin water require
Friction angle, deg d• 25-45
grainswith diameterslessthan about 0.05 mm [Vanoni,
254 ß Iverson- PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
10-9 ___ I I I
_
10-10•-
EXPLANATION
_
10-11• _
ß Sandandgravelmix
_
_
-h' Loamandgravel
mix
10-12 ß MountSt. Helens,1980
ß
_
[]
_
_
/• Osceola<10 mm
_
10-14
_
10-15 I i I
0.20 0.30 0.40 0.50 0.60
POROSITY
TABLE4. Densities
pf andVolumetric
Sediment
Concentrations
Vsediment
of theFluidFractionin FourExperimental
Debris Flows at the USGS Debris Flow Flume
CalculatedFrom Deposit
MeasuredFrom EffluentFluid Samples Samples*
Experiment
Date Material
PT'
kg/m
3 Vsed
.... t
Sediments
Consisting
ofFines,
wt% 1)fines
pT,
kg/m
3
analyses
of failedslopesindicatethat the well-kriown
Coulomb criterion adequately describesthe state of
stresson surfaceswhere frictional failure occurs[e.g.,
Lambe and Whitman, 1979]. In its simplestform, the
Coulombcriterion may be expressedas
fluid, water-saturated debris that follows. Pore fluid does ular media (and debrisflows)cannotmimicthe abilityof
not escapevisibly by draining through surge heads in a gas to maintain constantagitation and flow resistance
moving debris flows, even though the permeability of in the absenceof energyexchangewith the environment.
headsmay be great owing to the concentrationof large Instead, granular temperature requires bulk deforma-
clasts. tion and dependson flow interaction with boundaries
Large clastsaccumulateat surgeheadsby two means: that impart externalforces.Granular temperaturesand
they can be incorporatedand retained there if the flow boundaryforcescannotbe specifiedindependentlybut
acquiresthe clastsin transit, or they can migrate to the mustbe determinedhand in hand as part of rigorous
head by preferential transport.Migration and retention mathematicalmodels[Hui and Haft, 1986].(2) As gran-
of large clastsappear to result chieflyfrom kinetic siev- ular temperature increases,stressesand flow resistance
ing similar to that describedby Middleton [1970]. In becomeincreasinglyrate dependent.At highergranular
kinetic sieving, selective entrainment or transport of temperaturesthe massactsmore like a fluid and lesslike
large clastsoccursbecausegravityand boundarydragdo a frictional solid. (3) Formal applicationof kinetic the-
not sufficeto force the claststhrough small voids that ory to granular media resultsin severelymathematical
open and closeas the agitateddebrisdeforms.As small formulations[e.g.,Lun et al., 1984],whichhavenot been
grainstranslocatethroughvoids,largegrainsaccumulate adapted to inertial flows of solid-fluidmixturessuchas
as a residue near the flow surface and snout. Both debrisflows,althoughGarcia-Aragon [1995]hasinitiated
physical and numerical experiments demonstrate the work along these lines.
efficacy of kinetic sieving in dry granular materials Granular temperature not only plays a key role in
[Bridgwateret al., 1978;Rosatoet al., 1987;Savage,1987; kinetic theories but also indicates whether the instanta-
Vallance,1994],whereaslittle experimentalor theoreti- neous,collisionalgrain interactionspostulatedin such
cal evidence supportsan alternative, dispersivestress theoriesare an appropriateidealization.Many dry gran-
mechanismproposedby Bagnold [1954] [Iversonand ular flows involve enduring,frictional grain contactsas
Denlinger,1987;Vallance,1994].Nonetheless,grain size well asbrief graincollisions[Drake,1990;Walton,1993],
segregationmechanismsin debrisflowsmay be compli- and even the most advancedtheoreticaldescriptionsof
cated and may involve more than one process[Suwa, thesetypesof flowsare relativelyrudimentary[Anderson
19881. and Jackson,1992]. Enduring frictional contactsneces-
Agitationof flowingdebrisinfluencesnot onlykinetic sarilyexistduringat leastpart of a debrisflow'sduration,
sievingbut alsothe bulk densityof the debris(Table 2) for contacts must be sustained as a flow mobilizes from
and the ability of grains to move past one another. a static massor forms a static deposit [cf. Zhang and
Improvedunderstandingof the influenceof agitationon Campbell, 1992]. Moreover, at any instant, part of a
the mobility of flowing granular materials has consti- debris flow may move in a collision-dominatedmode,
tuted a major advanceof the last2 decades[e.g.,Savage, whereas other parts may be friction dominated. The
1984;Campbell,1990;Jaegerand Nagel, 1992].The role relative importance of collisional,frictional, and fluid-
of agitation can be characterizedby defining instanta- mediated grain interactionsis a central problem of de-
neous grain velocitiesvs as the sum of mean •s and bris flow physicsand is analyzedin sections4, 7, and 8.
fluctuatingv} components.The intensityof fluctuations Stressmeasurementsat the bases of experimental
and degreeof agitationis then measuredby a mechan- debris flows at the USGS flume provide compelling
ical quantity that has come to be known, following evidenceof nonzerogranulartemperatures.Both Fig-
Ogawa[1978],astheg?anular
temperature
T. The gran- ures 5 and 10 show fluctuations in total normal stress
ular temperaturemay be interpreted as twice the fluc- associated
with grain agitation,althoughthe fluctuations
tuationkineticenergyper unit massof granularsolids are difficultto interpretbecausea large sensingelement
and defined as (500cm2)measured
theaveraged
effects
ofmany(- 10s)
simultaneousgrain interactions.However,contempora-
T = (v;2) = (Vs- rs)2) (7) neousmeasurements
witha 1-cm
2 sensing
elementre-
veal stressfluctuationsat a length scalecloseto that of
where angle brackets denote an appropriate average the largest grains (gravel) in the experimentaldebris
suchasthe ensembleaverage.The granulartemperature flow (Figure 11). Stressfluctuationsdetected by the
playsa role analogousto that of the moleculartemper- 1-cm 2 sensor, but not thosedetected by the 500-cm 2
aturein the kinetictheoryof gases[Chapmanand Cowl- sensor,had amplitudesas large as or larger than the
ing, 1970]. Like the moleculartemperatureof a gas, a mean stress.The presenceof theselarge-amplitudefluc-
higher granular temperature reducesbulk densityand tuations,which apparentlyresult from individualgrains
thereby enhancesthe ability of a granular massto flow. sliding,rolling, and bouncingirregularly along the bed
However, a higher granular temperaturealso requires and contactingthe sensor,indicatesthat the effectsof
higherratesof energydissipation,becausegrainvelocity boundaryslip on stressescan be substantial.If debris
fluctuationscauseinelasticgrain collisionsor inter- flowstranslatedsmoothlydownslopeas steady,laminar
granularfluid flow that dissipatesenergy.This energy flowswithout boundaryslip,no stressfluctuationswould
dissipationhasthree importantramifications:(1) Gran- occur.If stressfluctuationsresultedsolelyfrom fluctua-
35, 3 / REVIEWSOF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 259
500
tions in mean flow quantitiessuch as flow depth, the L ' I ' I ' I [ I ] [
magnitudeof the fluctuationsrelativeto the mean stress • 400
z
would not changewith the sensorsize. Granular stress o
fluctuationsnecessarilyare accompaniedby grain-scale • 300
pore fluid pressurefluctuations[Iversonand LaHusen, z 200
z
1989]. Furthermore, solid and fluid stressfluctuations
with time and length scalesmuch larger than those of r,.) 100
individual grain interactionsalso may occur owing to O
LL 0
developmentof interlockedgrain clustersthat move as
more or lesscoherent blocks.Theoretical results[Sheri -100
synergistic
roles,asis indicatedby the debrisflow energy z 0.4
cascade described in section 2. The combined influence
0 0.2
of granular temperature and pore pressureon flow re- O
LL 0
sistanceappears to control debris mobility. In turn,
debrisflow motion generatesboth granulartemperature -0.2
I I
15 16 17 18 19 20
and nonequilibrium(nonhydrostatic) fluid pressures.A
critical distinction existsbetween the means by which TIME, IN SECONDS
- Deposit
thickness - Deposit
thickness
-
4000 0.12m
i 0.115
m :
3000 --[ -_
2000 --
1000 i•
0 .I•..M•,•,,.•• -
0.1 1 10 102 103 104 105 0.1 1 10 102 103 104 105
TIME, IN SECONDS TIME, IN SECONDS
..............
Total normal stress
Fluid
pressure
Figure13. Measurements
of totalbasalnormalstress
(on a 500-cm
2 plate)andbasalporepressure
during
depositionof debrisflow sedimentswith differentgrain sizedistributions
at the USGS debrisflow flume.
Measurements were madethroughportsin the runoutpad at the flume base(Figure 4), and depositswere
centeredover the measurement ports.Depositinteriorswere liquefiedby highpore pressureat the time of
emplacement, and pore pressuressubsequently decayed.High pore pressures persistedmuchlongerin the
depositthat containedloamwith about6% (by weight)silt and clay-sized particlesthan in the depositthat
lackedloam and containedabout2% (by weight)silt and clay-sizedparticles[afterMajor, 1996].
stylesof behavior.The multiplicityof relevant dimen- various stresses(solid grain shear and normal stress,
sionlessparametersalso revealswhy nearly intractable fluid shear and normal stress,and solid-fluid interaction
problemsarise in attemptsto "scaledown" debrisflow stress)that accompanymomentumtransportin the mix-
mixturesto the sizeof laboratoryapparatus.Suchscaling ture are representedcollectivelyby 5;. Adapting the
problemsmay partly explainwhy very divergentviews approachusedby Savage[1984]for drygrainflows,these
about debris flow physicshave arisen from different stressesare postulatedto depend functionally on the
approachesto experimentationand modeling(see sec- mixture shear rate 4/ and on 12 additional variables
tion 5). discussed in section 3 and listed in the notation section:
Figure 14 depictsschematicallya representativere-
gion within a uniform grain-watermixture undergoing Z = •(•/, a, ps,phg, !•, k, T, E, vs,vf, d),e) (9)
steady,uniform shearingmotion in a gravityfield; the Variables not included in (9) might influence stresses
alsobut are assumedto havelessimportancethan those
included.
As a preliminary step, dimensionalanalysisreorga-
nizes(9) into a morefundamentalandcompactrelation-
ship that involvesonly dimensionless parameters.The
first 10 variables in (9) have units comprisingthree
physicaldimensions:mass,length, and time. The last
four variablesin (9) are intrinsicallydimensionlessand
are superfluousin dimensionalanalysis.According to
the BuckinghamII theorem [Buckingham,1915], any
physicallymeaningful relation between 10 variables
comprisingthree dimensionsmust reduceto a relation
between7 (= 10 - 3) independentdimensionless pa-
rameters. Definition of these parameters depends on
choicesfor the characteristiclength,mass,and time. For
Figure 14. Schematic diagram of a steady, uniform, un- the simplesystemdepictedin Figure 14, the choicesare
boundedshearflow of identicalsolid spheresimmersedin a obvious:the characteristiclength is 8, the characteristic
Newtonian fluid. This flow is too simple to representdebris mass isps•3, andthecharacteristic
timeis1/4/.These,in
flows,but it providesa basisfor assessing scalingparameters turn, determine a characteristic
velocity v -- •/8, which
that influence stresses. describesthe speedat which grainsmove past one an-
262 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 /REVIEWS OF GEOPHYSICS
other and at which fluid movesto accommodategrain adjacentfluid increasesindependently.At depthN8 the
motion. With these choices,standard methods of dimen- quasi-staticsolid stressis estimatedby
sionalanalysis[e.g.,Bridgman,1922]appliedto (9) yield
rs(q)'• Nus(Ps
- p•)#• tan 4) (13)
__:
q/282ps•('•t28
g , q/82ps
• , ps T 82'
k q/2•-2ps
Pf, q/282' E) whereN, the numberof grainsaboveand includingthe
layer of interest, accountsfor the effectsof the overbur-
denload,andUs(Ps
- PT)#isthebuoyant
unitweightof
The right-hand side of this relation lists six dimension- this overburden.Additional(nonhydrostatic)
fluid pres-
less parameters that determine the dimensionless suremayalsomediateTs(q)but is characterized sepa-
stresses,
•/q/282ps.
The significance
of the firstright- rately(below)bythesolid-fluid
interaction
stress,
Ts_f.
hand-side parameter was first enunciated by Savage The quasi-staticfluid stressderives from Newton's
[1984], and accordinglyit has been dubbedthe Savage law of viscosity:
number [Iversonand LaHusen, 1993]. The secondpa-
rameter is a variationof a parameterfirst investigatedby rf(q): •f• • (14)
Baghold[1954], commonlycalled the Bagnoldnumber
[Hill, 1966]. The third parameter is the ratio of solid In thisequation,
•f appears
because
onlythisfractionof
the m•ture undergoesviscousshear.
densityto fluid density,which rangesonly from about 2
to 3 in debrisflows.The fourth parameteris the granular The solid-fluid
interaction
stressTs_f resultsfrom
relative motion of the solid and fluid constituents. Al-
temperature scaledby the square of the characteristic
shearvelocity4/8 [cf. Savage,1984].The fifth parameter thoughTs_f mayinvolvebothinertialand quasi-static
(viscousdrag)components, a detailedanalysisbyIverson
is the permeability divided by the grain diameter
[1993] showsthat viscouscoupling surpassesinertial
squared;it reflectsthe role that grain size and packing
couplingin materialssimilarto thosein debrisflows,and
play in solid-fluidinteractions.The sixth parameter is
that neglect of inertial couplingis generallyjustified.
the compositemixture stiffness(resistanceto dilation
Viscouscouplingresultsin drag that generatesa force
and contraction) divided by the characteristicstress
per unit volumeof m•ture • v(•/k), whichproducesa
q/282ps.
stress•vS(•/k). Thus, expressedin termsof the shear
The significanceof the parametersin (10) can be
rate • = v/8, the interaction stresscan be estimated as
clarified by analyzingtheir relationshipto estimatesof
solid, fluid, and solid-fluid interaction stresses in the
mixture. These stresses have both shear and normal
components;in turn, each of these componentsmay
have both quasi-staticand inertial components.For This interactionstressresultsfrom grain-scalefluid flow
brevity,this analysiswill focusexclusivelyon shearcom- driven by grain rearrangementsduring steadyshearing
ponentsof stress,which are generallyof greatestinter- motion at the rate 4/[cf. Iversonand LaHusen, 1989].If
est. A similar analysisis easilyconductedfor the normal motion were unsteadyand net volume changewere to
stress components. occur, an additional viscous interaction stress would
The solidinertialstressTs(i)andfluidinertialstress arise in concertwith net pore pressurediffusion(see
TT(i)bothscalelike the productof the mass(solidor discussion followingequation(8)).
fluid) per unit volume and the squareof the character- The chief significanceof (11)-(15) lies in the ratios
isticvelocity,
v2 ---q/282. Thustheymaybeestimated
by that they form. For example,divisionof the character-
isticstressTs(i)by Ts(q)showsthat a Savagenumber
rs(i) .• •)spsq128
2 (11) Nsav (here modified to accountfor the solid friction
angle,overburdenload, and hydrostaticbuoyancy)may
rf(i).---.
13fpf'•t282 (12) be definedby the ratio of inertial shearstressassociated
with grain collisionsto quasi-staticshear stressassoci-
The first of theserelationshipsshowsthat the character- ated with the weight and friction of the granularmass
isticstressusedto scale2; in (10) is essentially the solid
grain inertia stress.This is the stresstransmittedby grain
collisions[cf.Iversonand Denlinger,1987]and explicated Nsav
=N(ps
- p•)
#tan4) (16)
by Baghold[1954]. The secondrelationshipshowsthat
fluid can also sustain inertial stresses, in a mannerSimilarly,
division
of Ts(i)byTf(q)shows thata Bagnold
roughlyanalogousto that of Reynoldsstressesin turbu- number NBag may be defined by the ratio of inertial
grain stressto viscousshear stress:
lent flow of pure fluid. The fluid-inertia stresswas ig-
nored by Baghold[1954].
The quasi-static
solidstressTs(q)is associated
with NBag •)s
= 1-- sps82q/
19 • (17)
Coulombslidingand enduringgraincontacts(seeequa-
tion (6)). This stressincreasesasdepthbelowa horizon- wherein the factor rs/(1 - rs) resultsfrom the substi-
tal datum increasesbut decreasesif staticpressurein the tution
vf - 1 - vs anddiffers fromthefactorX•/2 =
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 263
DebrisFlow Prototype
USGSFlumeExperiment Oddstad DebrisFlow SouthToutleRiver, OsceolaMudflow,
Parameter (Sand-Gravel) (Figure1), Jan.4, 1982 May 18, 1980 circa5700B.P.
Dimensional Parameters
8, m 0.001' 0.001' 0.001'* 0.001'
h = NS, m 0.1 1 5 20
v, m/s 10 10 20 20
4/, 1/s 100 10 4 1
Ps, kg/m3 2700 2700 2700 2700
pf,kg/m3 1100 1100 1100 1200
ix, Pa s 0.001 0.01' 0.01' 0.1'
g, m/s2 9.8 9.8 9.8 9.8
k, m2 10-• 10-•* 10-•2 10-•2
E, Pa 104* 104* 104* 104*
vs 0.6 0.6 0.6 0.6
vf 0.4 0.4 0.4 0.4
q>,deg 40 30 30 30
Dimensionless Parameters
Nsav 0.2 2 X 10-4 6 X 10-6 i X 10-7
NBag 400 4 0.2 0.4
N .... 4 4 4 4
NDar 600 60,000 2 X 106 6 X 107
NRey 100 i 0.04 0.0l
Nfric 2 X 103 2 X 104 3 X 104 4 x l0 s
Data sourcesfor approximaterangeof valuesof dimensional
parametersare as follows:h, v, and 4/,kinematicreconstructions
and direct
observations
(s.eereferences
citedin Table1); pf,Ps,ix,k, Us,andvf, Table2, Table4, andFigure6 of thispaper;8, E, andqb,Figure20 of
thispaperanddatafromMajor[1996].In all casesthetypicalshearrate4/isestimatedfromthequotientof thetypicalflowspeedv anddepth,
h.
*Valuesof dimensional
parameters
for whichthe tabulatedvaluemayvaryor err by morethanan orderof magnitude.
paint a reasonablyconsistent
pictureof the factorsapt to
transport(suchas thosedescribedin sections5 and 9)
influence stressesin debris flows. For thin, fast flows on
canbe placedin an appropriatecontext.
steepslopes(e.g.,flowsat the USGS debrisflowflume), In principle,the valuesof key dimensionless param-
high shear rates cause both the Savagenumber and eters also facilitate discrimination of debris flows from
Bagnoldnumber to be moderatelylarge; however,the related phenomena.For example,by selectingthe pa-
tabulated
values
Nsav = 0.2andNBag= 400approximate
the respectivetransitionvalues0.1 and 200. Thus grain
collisionsmight be expectedto transmit most stressin
suchflows,but frictionandviscosityalsomay contribute
current;
significantly.For larger flows with greater depths and Muddy
waterflood
smaller shear rates, the situation is more clear-cut. Small
valuesof Nsav andNBag indicatethat collisions
likely Dryrock
avalanche
transmit negligiblestressin suchflows and that friction
andviscositydominate.Largevaluesof the frictionnum-
ber suggest that frictionalshearstressesprobablyexceed
viscousshearstresses, but smallgrainReynoldsnumbers
and largevaluesof NDar indicatethat viscousdragasso- Npar
ciatedwith solid-fluidinteractionsis likely to be impor-
tant. The picturechangesin partsof debrisflows(such Earthflow
TABLE 6. Comparison of Models' Ability to Explain Physical Phenomena That Typify Debris Flows
Typeof Model
Coulomb Grain
BagnoM Flow With
Bingham Grain Variable Pore
Phenomenon l,qscoplastic Flow Pressure
rametersNsav,NBag
, andNDar asthosemostlikelyto 5. TRADITIONAL (RHEOLOGICAL) MODELS
vary significantlyfrom flow to flow, a classification OF MOMENTUM TRANSPORT
schemesuchas that shownin Figure 15 can be devised.
In this schemevarious phenomena that can resemble Models of two distincttypes,viscoplasticand inertial
and transform to or from debris flows, such as rock grain flow, traditionally have provided the theoretical
avalanchesor turbidity currents,representlimiting cases framework for most debris flow research.Each type of
in whichoneor moreof theparameters
Nsav,NBag
, and model postulatesa unique rheologicalrelation between
NDar has a value that is either very large or very small. the shear stressand shear strain rate in flowing debris
The parameter spaceintermediatebetweentheselimit- mixtures.Suchpostulatesconflictwith data showingthat
ing casesincludesthe varietyof behaviorsthat constitute solid and fluid stressesin debris flows vary asynchro-
the processof debrisflow. At present,sucha classifica- nous!y(Figures5, 10, and 13) and with inferencesthat
tion has utility chieflyas a conceptualtool; it illustrates varyingpore pressuresand granulartemperaturesinflu-
the hybrid characterof debris flows and indicatesthat ence debrisbehavior.Consequently,this sectionavoids
debris flow behavior likely cannot be discriminatedon detailed review of traditional rheologicalmodels (pro-
the basisof a few simple measures,such as shear rate vided previously by Johnson [1984] and Takahashi
and solidsconcentration.A more rigorousinterpretation [1991]), and instead summarizestheir strengthsand
remainselusivebecausethe parameterspaceboundaries shortcomings. Table 6 comparesqualitativeattributesof
betweenvariousprocesses identifiedin Figure 15 remain debrisflowsthat can be explainedwith traditional mod-
vaguelydefined. elsanda model
thatemphasizes
solid-fluid
interactions.
Although the appeal of simpledimensionalmethods Later sectionsof this paper provide a more quantitative
and classifications is clear, it is important to recognize perspective.
their limitations. Because the foregoing dimensional The first systematicefforts to developa physicalun-
analysisassumes veryidealizedkinematics(uniformsim- derstandingof debrisflowswere thoseof Johnson[1965]
ple shear flow), it neglectsvariationsin granular tem- and Yano and Daido [1965], who recognizedindepen-
perature and volume fraction, and it neglects energy dentlythat debrisflowsexhibitpropertiesof both viscous
conversionand dissipationthat necessarilyoccurat flow fluids and plastic solids.This marked a significantstep
boundaries.Perhapsmost importantly, it neglectsthat forward,becauseearlier, descriptivework did not clearly
debris flows virtually always include grains of widely distinguishthe mechanicsof debrisflowsfrom those of
rangingsizes,developpore pressuresthat exceedhydro- muddywater floods.Johnson[1965, 1970, 1984] adopted
staticvalues,and occuras unsteady,nonuniformsurges. the simplestmechanicalmodelthat combinesplasticand
Analysesmore sophisticatedthan simple scaling and viscousattributes: that of a Bingham, or viscoplastic,
dimensionalmethodsare therefore needed to develop continuum[cf. Bird et al., 1982]. This model describesa
better insight and appropriate models. The following single-phasematerial that remainsrigid or elasticunless
sections describe traditional and more recent ap- deviatoricstressesexceeda thresholdvalue, the plastic
proachesto this problem. yield strength.Where stressesexceedthe yield strength,
266 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
the material flows like a viscous fluid. At a stress-free grainsmay slide,collide and roll along flow boundaries.
surfaceof an open channelflow suchas a debrisflow, a Grains visible on the surfaceof debris flows may either
Bingham material translateslike a rigid solid. jostle energeticallyor lock togetherto form an appar-
As was recognizedby Johnson[1965, 1970, 1984], ently rigid plug, dependingon the granulartemperature,
Bingham modelsfor debris flows can be generalizedto which in turn dependson flow speed,composition,and
allowyield strengthto dependon Coulombfriction (and boundary conditions. Realistic models of debris flow
hence on the mean stress)and viscosityto depend on physicsneed to accountfor these phenomena.
deformationrate [Iverson,1985;Coussotand Piau, 1994, To accountfor grain interactions,Takahashi[1978,
1995], but applicationsof Bingham models to debris 1980, 1981] exploited the seminal findingsof Baghold
flows have almost invariably assumedfixed viscosities [1954] to developan inertial grain flow model of debris
and yield strengths[e.g.,Fink et al., 1981]. Most appli- flows.
Bagnold's
[1954]experiments
employed
an en-
cations have also assumedsteady, uniform flow. For closedannularshearcell to evaluatethe effectsof grain
example, steadystate balancesof driving and resisting interactionsin rapidly shearing,concentratedsuspen-
force have been used to infer fixed yield strengthsfrom sionsof uniform, solidspheresimmersedin a Newtonian
the thicknessof depositeddebris flow lobes [Johnson, fluid of identical density.From his experimentsand a
1984; Whipple and Dunne, 1992]. Bingham strengths simple analysisof binary grain collisions,Bagnold in-
treated in this manner are equivalentboth conceptually ferred that shearand normal stressesin the suspensions
andmathematicallyto Coulombstrengths(equation(6)) variedeither quadraticallyor linearlywith the shearrate,
in which 4) = 0 and cohesionalone controlsyielding. If depending
onthevalueofNBag.
Baghold
[1954]usedthe
this equivalencyhas a sound physicalbasis, Bingham terms "grain inertia" and "macroviscous,"respectively,
strengths should increase as the fines content of the to describe the regimes where quadratic and linear
debrisincreases,and small-scaleexperimentswith debris stress-strainrate behavior obtained. Subsequentshear
mixtures composedof only fine sediment and water cell experimentsby others largely confirmedBagnold's
indeed produce this behavior [Johnson,1970; O'Brien results [e.g., Savageand McKeown, 1983] and also
and Julien, 1988; Major and Pierson, 1992]. However, showedthat the dynamic friction angle relating shear
large-scaleflume experimentswith mixturesof predom- and normal stressesin rapidly shearinggranularmateri-
inantly sand, gravel, and water, with a fines content of als differed little from the staticCoulomb friction angle
only a few percent (comparableto most natural debris describedby (6) with c = 0 [e.g.,HungrandMorgenstern,
flow mixtures) show that increasedfines content de- 1984;Savageand Sayed,1984; Sassa,1985]. Takahashi's
creaseslobe thicknessand apparent strength,because [1978, 1980, 1981] influential contributionto debrisflow
the fines help sustainhigh pore pressuresthat reduce physicsinvolved applicationof Bagnold'sstress-strain
frictional resistanceand enhancelobe spreading[Major, rate relationsfor the grain inertia regime. Other inves-
1996]. This revealsa fundamentalshortcomingof fixed- tigators [e.g., Davies, 1986] advocatedBagnoM's[1954]
yield-strengthBingham models: such models simulate formulas for the macroviscousregime as a model for
the rheologyof the water-plus-finesfraction of debris- debrisflows.Unfortunately,use of Bagnold's[1954]for-
flow mixtures, whereas observationsand data show that mulas for either regime is problematic,for Bagnold's
interactionsof coarsesedimentgrainswith one another resultsreflect the specialconditionsof his experiments.
and with adjacentfluid stronglyaffectdebrisflow behav- Adoption of Bagnold's[1954] formulas as constitutive
ior [cf. Costa and Williams, 1984; Major and Pierson, equationsfor general flow fields leads to contradictory
1992]. results.
Even if posedand used in a very generalform liver- Flow of a solid-fluid debris mixture in a channel
son, 1985, 1986a, b], Bingham models have significant enclosedby parallel,verticalplatesillustratesthe type of
limitations [cf. Johnson,1984]. They assumethat mo- contradictionsthat can arisein applyingBagnold's[1954]
mentum transportand energydissipationin debrisflows equations.Flow is driven by a longitudinalbody force,
occursexclusivelyby viscousshearing.They neglectthe suchas that due to gravity.Regardlessof flow rheology,
fact that rate-independentenergydissipationcan occur symmetrydictatesthat the mixture'sshearrate vanishes
when sediment grains contact one another or flow at the flow centerline(Figure 16). Bagnold'sequations
boundaries [e.g., Adams and Briscoe,1994], and they for both the graininertia and macroviscous regimesthen
neglectfluid flow relative to the granularassemblage.In require that the normal and shear stressalso vanish at
this respect,Binghammodelsrepresenta limiting type the centerline.However, a vanishingnormal stresscon-
ofbehavior inwhichNBag ---> oc(seeFigure tradictsthe presenceof the body force that drivesthe
0 andNDar --->
15), whichmay providean adequatedescriptionof phe- flow. Bagnold's experimentslacked this contradiction
nomena such as slow, creeping earthflowsbut not of becausegranular pressuregradientsdue to gravity or
debris flows. Bingham models also generally employ other forcesindependentof shearingwere absentin his
fluid-mechanicalno-slip boundary conditions.No-slip apparatus. In Bagnold's experiments with neutrally
boundariesrequirea Binghammaterialto leavea con- buoyantspheres,he intentionallycamouflagedthe effect
tinuouslayer of depositedsedimentalong its path, but of gravity on the solid grains, imposed the shear rate,
debrisflow pathscommonlylack suchdeposits.Instead, and measured the stress. In debris flows, in contrast,
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 267
The mixture theory massconservationequationsfor solid.The last terms in (26a) and (26b) arise from the
the solid and fluid constituentsare, respectively, nonzerotermson the right-handsidesof (22a) and(22b)
and accountfor momentumchangedue to masschange.
O(psVs)/Ot
+ V. (ps%Vs)
= ms (22a) However, they do not account for forces that enable
O(pfvf)/Ot
+ V ß(pfv•v•)
= m• (22b) masschange,and they assumethat massentersor leaves
with zero momentum.Mixture theory equationssimilar
in whichvx and vf are the solidand fluidvelocities,to (22)and(26),butwithmx = mf = 0, appearto have
respectively,
andmxandmf are the respective ratesof been first applied to phenomenalike debris flows by
solid and fluid mass addition, per unit volume. These Shibataand Mei [1986a,b].
equations are coupled becausethe volume fractions Addition of the momentum conservationequations
mustobeyv + vf = 1. Additionof (22a)and(22b) (26) for the solid and liquid constituentsfor the case
yields an equivalentmassconservationequationfor the mx = mf -- 0 yieldsa momentum equationfor thebulk
mixture, mixture
An importantspecialcaseof massconservationexists of (26a) and (26b) do not sum to yield the mixture
if no masschange
occurs
(mx = mf = 0) andthe solid convectiveaccelerationgivenby v. Vv in (27a). Physi-
and fluid constituentsare individually incompressible. cally,T' indicatesthat stresses
in a two-phasedebrisflow
Then additionof (22a) and (22b) resultsin the alterna- mixture representedas a one-phasematerial are more
tive forms complicatedthan those obtained by summingthe solid
andfluidstresses,
Tx + Tf. Exceptfor the complicated
V.v•(v•- Vs)+ V'Vs = 0 (25a) gtressterm, the summedmomentumconservationequa-
tion (27a) has the standardform for a single-phase
V.v:0 (25b) continuum.
Equation (25a) is noteworthybecauseif the standard The basicmixturetheoryequations(22) and (26) hold
expression
for the fluidspecific
discharge
q = vf (vf - three significant advantagesover comparable single-
vx) is substitutedin the first term, the equationmatches phase equations:(1) They explicitlyaccountfor solid
the standardcontinuity equation for deformingporous and fluid volume fractionsand masschangesand thus
media undergoingeither quasi-static[Bear,1972,p. 205] can explicitlyrepresentdiverseor evolvingdebris flow
or inertial [Iverson,1993] motion. Thus an analogybe- compositions. (2) They includeseparatesolidand fluid
tween debris flow mixtures and porous media can be stress tensors, which have relatively straightforward
exploited.Equation (25b) matchesthe standardconti- physicalinterpretations.In contrast,single-phasemod-
nuity equationfor an incompressible,single-phasecon- elsrely upon a stresstensorthat amalgamatesthe effects
tinuum. of solidsand fluidsand their interactions.This amalgam-
The mixture theory momentum conservationequa- ated stressformulation may necessitateuse of numerous
tions are poorly constrainedparametersto describethe mixture
rheology.(3) The mixturemomentumequationscontain
PsVs[OVs/Ot
+ Vs' Vvs] = V. Ts + PsVsg
+ f- msVs an explicit solid-fluidinteractionforce. Such a force is
(26a) lackingin single-phasemodels,which embedits effect in
the amalgamatedstresstensor.Becausesolid-fluidinter-
pfvf[Ovf/Ot
+ vTßVv/] = V.T/+ pfvfg- f- mfvf actionsdiffer from point to point within debrisflowsand
play a key physicalrole (e.g., Figures5, 10, and 13),
(26b) explicitrepresentationof their effectsis desirable.
in whichg isgravitational
acceleration,
TxandTf arethe
solid phase and fluid phase stresstensors,respectively, 6.1. Quasi-StaticMotion
and f is the interactionforce per unit volumethat results Somepropertiesof the interactionforce aswell as of
from momentum exchangebetweenthe solid and fluid the solidand fluid stresses
canbe clarifiedby considering
constituents.Sign conventionsdefine normal stressesas the specialcaseof quasi-staticmotion with incompress-
positivein tension and f as positivewhen it acts on the ible constituents. Quasi-static motion occurs when the
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 269
inertial (left-hand side) terms in (26) are negligible, tution of (29), (30), and (31) into (28a), which yields,
whichimplieszero granulartemperature.This wouldbe after some algebraicmanipulation
the case,for example,during inception or cessationof
debrisflow motion. In these situationsthe masschange (Ds- P)l)sg-- •7pdev--
0 (33)
terms in (22) and (26) are likely negligible as well.
whereTe = Ts + TT + pl is the effectivestressand
Equations(22) then reduceto (25), and the momentum
Ts + TT is the total stressas classically
definedby
balances(26) reduceto Terzaghi[1949].This resultimpliesthat the total stressis
V. Ts+ ps(1-v•)g + f: 0 (28a) relatedto the solidstressandpore fluid pressureby Ts +
TT = Ts - vfIp. Moreover,(33) demonstrates
that
V. %+ p•vg- f= 0 (28b) mixture theory subsumesthe standardtheory of quasi-
Under quasi-staticconditionsin a granularmedium, an static porous media as a special case. Thus standard
appropriateconstitutiveequationfor the pore fluid as- theoriesfor slopefailure (which instigatesdebrisflow)
sumesthat only isotropicfluid pressurep contributesto and depositconsolidation(whichconcludesdebrisflow)
derive naturally from mixture theory. Single-phasethe-
the fluid stress[Bear, 1972]. Thus
ories of debris flow lack this generality and power of
T• = -v•Ip (29) explanation.
Mathematical details of slope failure and deposit
whereI istheidentitytensorandvf isincluded because consolidationtheories are too lengthyto present here,
p existsonlywithinthe fluid,whereas TTis assumed to but some key conceptswill be outlined to clarify how
act throughoutthe mixture.
mixture theory providesa unifying framework. Prior to
Even with specification of (29), to evaluate(28b) it is
failure, granular slopedebrismay be regardedas static,
necessaryto specifythe interactionforce f. In the most
and V ßVs= 0 is satisfied.Then (32) reducesto a readily
general case of rapid motion, f might include a wide
solvedLaplace equation for P dev,provided that k/ix is
variety of phenomena such as buoyancy,drag, added
constant.This is the procedureusedin most slopesta-
mass,lift, and Basset,Faxen, and grain diffusionforces
bility analyses[Bromhead,1986]. Following determina-
[Johnsonet al., 1990]. However, for analysisof quasi-
tion of P dev,effective stressesat failure must be calcu-
staticmotion of debrisflows,f dependschieflyon buoy-
lated using(33) and an appropriateconstitutivemodel,
ancy and fluid drag that resultsfrom relative, creeping
suchas a Coulombplasticitymodel (equation(6)) for
motion of the solid and fluid phases[cf. Iverson,1993]:
effective stresseson prospectiveslip surfaces[Savage
and Smith, 1986;Iversonand Major, 1986].Alternatively,
f- -pVv•+ -•- (v•- Vs) (30) elasticitymodels can be used to determine a static ef-
fectivestressfield that canbe usedto infer the potential
Herethebuoyancy force-pfVsgisincluded implicitly
in for Coulombfailuresin slopes[Iversonand Reid, 1992;
the sumof -pVvf andthe gravityforcepfl)fg,andthe Reid and Iverson,1992]. In either case, (32) and (33)
drag force is a function of fluid viscosityix, granular provide the basicbalanceequations.
phasehydraulic permeability k, fluidvolumefractionvf, Mixture theory also subsumesthe theory of consoli-
andrelativevelocityvf - Vs[cf.Johnson et al., 1990]. dation of debrisflow deposits.For small displacements
The ramificationsof (30) canbe clarifiedby combin- the relation V'vs = O½/Otapplies,where ½is the volu-
ing (28b), (29), and (30) and rearrangingtermsto yield metric strain (dilatation) of the solidphase.Employing
this relation, a standardporoelasticconstitutiveequa-
q = vl(vf- Vs): -- •7Pdev (31) tion that relatessoliddilatationand pore pressure[Biot,
1941;Rice and Cleary,1976] can then be substitutedin
in whichPdev-- P - p/Jzisthefluidpressure deviation (32) to yield a diffusion equation for nonequilibrium
fromtheequilibrium orhydrostatic pressure p/Jz,where pore pressure.If the solid and fluid constituentsare
z is the vertical depth below a horizontal datum. Note individuallyincompressibleand k/ix is constant,the re-
that (31) is simply a statementof Darcy's law [Bear, sultingdiffusionequationhasthe simpleform [Chandler
1972].Substitutionof (31) in (25) yieldsan equationthat and Johnson,1981]
governsthe nonequilibriumpore pressure
OPdev kE
k ot ix
V2pdev
: 0 (34)
V' •7Pdev:V' Vs (32)
in which E = K• + 4G/3 is a composite stiffness
Solutionsto (31) can be obtainedif V'Vs is known or modulusthat dependson the conventionalelasticbulk
specifiedin terms of Pdev.Quasi-staticstagesof debris (Kb) and shear(G) moduli of the granularcomposite.
flow initiation and depositioneach involvephenomena The groupkE/ix servesasa pore pressurediffusivityand
that allow this specification. appearsin the pore pressurediffusiontimescaleidenti-
A useful form of the granular phase momentum fied in (8). Modelingandmeasurements byMajor [1996]
equationfor quasi-staticconditionsresultsfrom substi- confirmthat this linear diffusionmodel representspost-
270 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWSOF GEOPHYSICS
depositionalconsolidationof debris flow depositsrea- granular temperatureon debris flow dynamicsare not
sonablywell (Figure 13). However, changesin perme- yet rigorouslyquantified,theyare boththeoreticallyand
abilityand stiffnessmayproducenonlinearbehaviorthat empiricallyidentifiable.Section 7 providesfurther in-
is especiallyimportant in the early stagesof consolida- sight.
tion, when the solid grainsare looselypackedand the A better basisexistsfor evaluatingthe dynamicinter-
mixture undergoeslarge strains. This nonlinearity is actionforce f duringinertial debrisflow motion.Drag
analyzedin section8. arguably constitutesthe most significantinteraction
force in most solid-fluidmixture flows [Johnsonet al.,
6.2. Inertial Motion 1990].Thus the Darcian drag describedby (30) might
The mixture theory approachprovidesa complete representthe most important interactionsin inertial as
frameworkfor predictingquasi-static phenomenaduring well asquasi-static
stagesof debrisflows.Comparisonof
initiation and depositionof debris flows, but can the the experimentalresultsof IversonandLaHusen[1.989]
theory represent inertial debris flow motion with non- with calculationsthat use the model of Iverson[1993]
zero granular temperature?In kinetic theories of dry showthat Darcy couplingalonecanyield excellentpre-
granularflow, the conceptof granulartemperatureleads dictionsof fluid pressureseven when grain Reynolds
to a balanceequationfor the fluctuationenergyof the numbersfall well abovethe Stokesflow limit. Moreover,
solidgrains,whichmustbe satisfiedalongwith momen- an analysisby DiFelice [1994] of diverseexperimental
tum and mass balances.The physicalmotivation and data on fluid dragforcesin both dilute and concentrated
interpretationof granulartemperatureequationswere suspensions of spheresshowsthat the total dragdepends
describedby Haft [1983, 1986], and mathematicalcon- stronglyon the solidvolumefractionus but surprisingly
nectionsof such equationsto classicalkinetic theory weakly on the grain Reynoldsnumber over the range
were established byJenkinsand Savage[1983]andLun et 10-2 < NRey
< 104(where
NRey
depends
ontheabso-
al. [1984].A typicalform of suchan equationis givenby lutevalueof the relativesolid-fluid
velocity,
vf - Vs).
Campbell[1990]: Thus, as a first approximation,a simple Darcy-drag
model may be valid for debris flows.
1
•PsVs[OT/Ot
+ vs' VT] - -V-j - Ts:Vvs-F (35) Finally, appropriateboundaryconditionsas well as
constitutive
equations thatrelatethestresses
Tf andTs
whereinT = (v•2) is thegranular
temperature,
j is the to thevelocities
vf andVsmustin generalbespecified
to
conductiveflux of granular temperature from highly solvethe momentumequations(26). Appropriatecon-
agitatedto less-agitatedregionswithinthe flow,Ts:17Vsis stitutiveequationsfor a Newtonianfluid phaseare well
the rate of generationof granulartemperaturevia work known,but appropriateequationsfor the granularphase
performed by the stresses,Ts, and F is the rate of are lacking.Althoughbeginnings havebeenmadealong
degradation of granular temperature into thermody- theselines [e.g.,Shenand Ackermann,1982],rigorous
namic heat as a result of dissipativegrain interactions. formulationsanalogous to thosefor collisionaldry grain
An importantimplicationof (35) is that grainfluctuation flows[e.g.,Lun etal., 1984]havenot beendeveloped[cf.
energycannot be specifiedas a simple function of the Garcia-Aragon,1995].To build insight,the next section
localshearrate and solidvolumefraction;instead,gran- considerssolid,fluid, and boundaryeffectson momen-
ular temperatureis a field variablethat maydependin a tum transportfrom the perspectiveof elementaryme-
complicatedway on boundaryconditionsand transport chanics.
phenomena.
Rigorousapplicationof (35) requiresknowledgeof a
diffusioncoefficientfor j as well as appropriatebound- 7. GRAIN, FLUID, AND BOUNDARY
ary conditionsand constitutiveparametersto determine INTERACTIONS: ANALYTICAL SOLUTIONS
Ts and F. For purely collisional flows with identical FOR IDEALIZED, STEADY FLOW
sphericalgrains characterizedonly by their size (8),
density(Ps), and coefficientof restitution(e), the nec- The balanceequationsof the precedingsectionpro-
essaryinformationcan be deducedfrom kinetic theory vide a quantitativebut rather generalpictureof debris
(seethe reviewby Campbell[1990]).For flowsin which flow mixture dynamics.To gain more detailed under-
enduring,frictional grain contactsmay play an impor- standing,solutionsand not merely balanceequations
tant role, the theory is less complete [Andersonand mustbe investigated. Althoughsolutionsfor quasi-static
Jackson,1992]. If, in addition, a viscousintergranular slope failure and deposit consolidationproblemsare
fluid is present,satisfactorytheory is lackingentirely. abundantin the literature,solutionsfor boundaryvalue
However, hueristicanalysesindicate that conductionof problemsthat containall the dynamicvariablesin (22),
fluid pressurefluctuationsthat occurif there is nonzero (26), and (35) are unavailable.This sectiontherefore
granular temperature can play an important, perhaps considersprimitiveformsof the balanceequationsthat
dominant,role in mixture momentumtransportwhen admit explicitanalyticalsolutions.These solutionsclar-
viscousfluid is present[Jenkinsand McTigue,1990;Mc- ify physicaleffectsof solid-fluidinteractionsand bound-
Tigueand Jenkins,1992]. Thus althoughthe effectsof ary conditions,and they reveal the significance of solid
35, 3 /REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 271
dp txuf
v (36b) C1 B
u- A exp(-At) +• t + C2 (38)
in which v designates
the solidfluctuationvelocityin the
of g. (Hereprimes in which C• and C2 are constantsdeterminedby initial
y directionand#yisthey component
andsubscripts are omittedon v to simplifythe notation.) conditions.If B = 0, this solution lacksthe secondterm,
No term involvingthe solid stressTs appearsin (36a) but if .4 = 0 (indicatingan inviscidfluid), an entirely
because the solid masses in each domain are treated as different solutionapplies:
discretebodies.Instead,the time-integratedgrain iner- 1Bt 2 +Cit+C2
u =•_ (39)
tia force• ps%(dv/dt)dt communicated by impulsesat
domainboundariespredictsthe time-averagedsolidnor- It is instructiveto examinefirst the predictionsof this
mal stress and obviates the need for a continuum stress
solution for .4 = 0 and then to compare them with
term [cf. Iverson,1993]. In addition, (36b) lacksfluid predictions of the morestronglynonlinearsolution(38).
accelerationterms. This omissionis justified if the di-
mensionless groUP IXV•8/kpav
x (where Paistheadded-7.1. Inviscid Case (A = O)
massdensityof solidgrainsaccelerating throughadja-
centfluid) hasa valuesubstantially
greaterthan 1, which Initialconditions
determine
thevalues
ofC• andC2
indicates that solid-fluid interaction needed to completethe inviscidsolution(39) for the
forces are domi-
nated by viscousrather than inertial effects,a condition motion of grain massesm• and m2. For the upper,
probablysatisfiedin many debrisflows [Iverson,1993]. lockedmass(m •), appropriateinitial conditionsare
Furthermore,(36a) and (36b) are only partly coupled; u(0) = 0 (40a)
(36a) can be solvedexplicitlyfor the solid fluctuation
velocity,whichcanthenbe inputto (36b) to solvefor the v(O) = du/dt(O) - Vo (40b)
pore fluid pressuredistribution.The pore fluid pressure
gradientdp/dy is negativeunder staticconditions(v = which give C• = v0, C2 = 0, and the solutionsfor
0) because y is reckoned positiveupwardand #y is position and velocity
negative; dp/dy increaseswhen the solid fluctuation
velocityv is positiveand decreaseswhen v is negative.
I t2 + rot
u - •B (41a)
However,(36b) showsthat there is no tendencyfor net
excessfluid pressuresto developif a net upwardor v = Bt + Vo (4lb)
downwardsolid velocityis absent.Fluid pressuresthat
These are simpleballistictrajectoryequationsfor the
fluctuate so that the time-averagedexcesspressureis
oscillatingmotionof m •, whichis sustainedby impulses
zero havebeen measuredin laboratoryexperimentswith
from m2. From (41a) it is easyto seethat m • returnsto
idealized debris flow mixtures [Iversonand LaHusen,
1989] and predictedwith a model similarto (36) that itsinitialposition, u - 0, aftera timetcycle:
couplesinertial grain motion to pore pressurediffusion tcycle
-- -2(vo/B) (42)
[Iverson,1993].
Solutionsof the y directionmomentumequationfor At t = tcycle, m• collides withm2, andthenrepeatsits
the solids(equation(36a)) hold the key to understand- trajectory.
ing this idealizeddebrisflow and can be describedbestif The oscillationsof m2 are more complicated,because
the equationis first recastas they must supplyenoughmomentumto sustainthe os-
cillationsof m 1 and alsosatisfy(39), (42), and a condi-
d2u du
tion for interaction with the bed, which includes both
dt2+ A •- = B (37a)
collisionaldissipationand frictional dissipationdue to
slip at the bed. Thusfor m2, pairedevaluations of (39)
in whichu = f v dt is the soliddisplacement
andA and are required,one for upwardmotion and one for down-
B are definedby ward motion. Paired initial conditions are also needed,
which can be written in terms of the grain positionu;
A = (37b) downwardboundvelocityVdown; upwardboundvelocity
vspsk
Vup;
arrivaltimeat thetopof thedomain
boundary,
tup;
and arrivaltime at the bottomof the domainboundary,
tdown.The initial conditionsare
Downward bound
NotethatB isgenerally
negative because #yisnegative
andpf < ps,butB - 0 if the solidgrainsare neutrally U(tup
)=0 (43a)
35, 3 /REVIEWS OF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 273
Vdown(tup
) = V0dow
n= --eVup(tup
) (43b)
Upward bound
U(tdown
) = --S (43c)
Vup(tdown)
= V0up -{-t• (43d)
= --e•down(tdown)
in whichV0u
pandV0dow
naretheinitialvaluesof Vupand
Vdown
, respectively,and tp is a very importantquantity
with dimensionsof velocity.
Values of tp measure the net conversionof transla- Figure 18. Schematicdiagramdepictingconversionof slope
tional momentumm 2vx into fluctuationmomentumm 2v parallel translationvelocityinto slope normal fluctuationve-
that resultsfrom interaction of m 2 with the rough bed locity as a grain interactswith a rough bed. The slopenormal
(Figure 18). Grain fluctuationenergygeneratedby velocity generated minus velocity lost due to frictional and
working of the bed shearstressminus grain energylost collisionalenergydissipationdeterminestp.
to inelastic andbedfrictionequals•1 m2t•2.
collisions
Becausegraininteractionswith the bed andone atiother Thus (44), (45), and (46) form a closed,slightlynonlin-
generallydissipateenergy,a positivevalue of tp is nec- ear setof equationsthat danbe solvedexplicitly.
essaryto conductfluctuationenergyawayfrom the bed Solutionsof the set (44)-(46) yield key quantities
andpreventthemassfromlocking frictionally. such as s and tp, and also facilitate evaluation of the
The restitutioncoefficiente in (43b) appliesto the granulartemperature, granularstressand Bagnold's
collision
of theshearlayergrainm2 andtheoverlying[1954]"dispersive
pressure."The exactsolutionsare
massm1-An exactanalysisof thecollision
shows thate algebraicallycumbersomeand are statedin Appendix B
should
bereplacedbyaii effective
coefficient
of restitu- asequations(B1)-(B6).Validapproximationsof (B1)-
tion whichdiffersslightlyfrom the true coefficient(Ap- (B6) can be obtainedby further exploitingthe assump-
pendixA). However,for the conditionm• >> m2 as- tion m2/m• << 1. As m2/m• -• O, the exactexpression
sumed here, the difference between the effective and
for tp(equation(B6)) reducesto
true valuesof e is negligible.
Evaluationof (39) for the initialconditions
(43) yields q•= vo(m•/m2)(1- e2) (47a)
upward bound and downwardbound solutionsfor the
Substituting
(47a)into(B1)-(B5)thenyieldstheapprox-
position
andVelocity
of m2,whichat timestdown
andtup imations
reduce to
1 2e
tup= (47b)
2
down
-{-V0downtdown:
--S (44a) B v01 + e
tdown
= tup/e (47c)
•1Bt2ui
• + VOuptup
=s (44b)
V0dow
n: -- (m•/m2)ev0 (4 7d)
Btdown
-'l-V0dow
n'-' e v0up
-{---
e (44c) t/Oup= v0 l+e +• (47e)
Btup
+ V0u
p: e V0døwn (44d) S •
B(l+e) l+e + (47f)
Thesefourequationscontainsixunknowns,tup, tdown
, The approximationerror is zero for all valuesof m •/m 2
V0up,
V0down,
Sandtp;thereforetwoadditional
equationsif e - 1 but growsas e --, 0.
arerequired
for clostire.
Constraints
on collisionsbe- The simpleequations (47a)-(47f)describe the essen-
tweenm2 andm • providethe necessary
equations.Col- tial physicsof the inviscidcase;Table 7 listssomenu-
lisionsoccurat timetcycle,
as definedby (42), so it is mericalvaluesthat satisfythe equations.The thbulated
necessarythat values
demonstrate
thefollowing
effects:
(1) If v0,B; e,
andm 2 are held fixed,increasedgrain fluctuationspeeds
tup-{-tdown-tcycl
e= -2(v0/B) (45)
and increasedmean free paths are required to sustain
Moreover, collisionsmust conserve momentum, which motionif the overburdenmassm • is increased.Collision
for m a >> m2 requires(AppendixA) frequencies
andtcyde
remainconstant,
butmorefluctu-
ation energyis requiredto supportthe increasedover-
--v0ml(l + e) + (m•- em•)[--VOdown(l/e)] burdenandpreventtheentiremassfromlockitig.(2• If
t/0down =
e = 1, thentup= tdown,
andmeanfluctuation
speeds
are
(46) identicalin the upward and downwarddirections;no
274 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
TABLE7. Examples
ofParameter
Values
ThatSatisfy
Equations
(47)
SpecifiedValues ComputedValues
Case e m•/m2 Vo,m/s B, m/s2 ql,m/s V0d
.... m/s V0up,
m/s tup, S td.... S S, m
Like the solutionsfor the inviscidcase(41), theseequa- ambiguous.The issuecan be clarified by assessing the
tionsdescribeballisticpaths,but they differ by including rate of conversion of downslope translational momen-
the effectsof viscousdrag.An important specialcaseof tum to grain fluctuation momentum that is required to
(52b) occurswhenAt is large enoughthat exp (-At) • sustainsteadymotion. To do so, an explicit expression
0; then v = B/A is a good approximation,which indi- for ql/tcycl e mustbeobtained. Thisrequires repetitionof
cates that viscousand gravity forces balance and that the stepsusedto obtain (44a)-(44d) for the shearzone
solid grains descendat their terminal velocity. This is grain m 2 in the inviscidcase,which producesanalogous
comparableto the settlingvelocitydescribedin section3 expressionsfor the viscouscase:
as a basisfor distinguishinggrains that act as discrete
B/A - V0dow n B
solidsfrom those suspendedas part of the fluid.
Further effects of viscousdrag can be evaluatedby
A [exp(--Atdown)-- l] + • tdown -- --S
(56a)
notingthatat timet = tcycle,
themassmi returnsto its
original position,u = O. Using these values in (52a) B
yields B/A
- V0u
Ap[exp
(-Atup
)--1]q-
•-tup
--S (56b)
Bicycle
1 q,
exp(--A/cycle)
= v0_ B/A+ i (53) (V0dow
n--B/A) exp(--Aidown)
+ B/A = e
V0u
p-[-
and substitutingthis resultinto (52b) yieldsthe velocity (56c)
of m1 at timetcycle,
V(/cycle)
= Bicycl
e-t-v0 (54) ( V0u
p-- B/A) exp( -A tup
) q-B/A = V0dow
n (56d)
This equation matchesthe analogousequation for the In conjunctionwith (45) and (46), thesefour equations
inviscidcase,(4lb). form a set of six equations in six unknowns, which
The fact that (54) applies in both the viscousand determinethe motion of m 2. This stronglynonlinearset
inviscidcaseshassignificantimplications,whichare clar- does not admit simple, explicit solutions,but it does
ified by comparingviscousand inviscidmixturesmoving yieldusefulinformation.
Expressions
for exp(-Atup)
at the samerate and undergoingsimilarinternal motion. and exp (--Aidown)can be readily obtainedfrom (56c)
A reasonablecriterion for identifying similar internal and (56d), andthesecansubstitutedinto (56a) and (56b)
motion focuseson the momentum exchangedduring to yield
collisionof m i and m 2. This momentum exchange,de-
scribedby (46), is the only facet of internal motion that (l/e)Vodown
+ V0up
-t-Btup= sA (57a)
can be characterizedindependentlyof viscosity;thus
similar flows can be regarded as those for which Vx is (l/e)Voup
+ V0down
-Jr-
Bidown-qde= -sA (57b)
identicaland the valuesof m 1, m2, e, V0down, V0 in (46)
areidentical.
If v0 isidentical andinviscid Addition of thesetwo equationsproducesa simpleand
in •heviscous
cases,
thenthemagnitude mustbe smallerin importantresult: an equationidenticalto (41) derived
of V(tcycle)
the viscouscase becausem • dissipatesenergywhile it for the inviscidcase.Combinationof (41) with (43b) or
describesits ballistic trajectory in the viscouscase,but (43d) and rearrangementof termsyieldsalternativeex-
not in the inviscidcase.Thus (54) demonstrates that pressionsfor t•/tcycle,
onebasedonupwardboundgrain
velocities
fromtakeoff(V0up) to impact(Vup(tup))
and
tcycle(ViSCOUS)
< tcycle(inviscid) (55) one basedon analogousdownwardbound velocities:
276 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
x x
KEY:
VupOup
I &•0down
Vdown
(tdown)
/////2////
V0up
ß
x //////5'///
Bed
Viscous
fluid
e=l
I •• Viscous
fluid
e <1
V0dow
n > B/A
V0down: B/A
U0down
< B/A
///
ii
: : :
•0down
>B/A
U0down= B/A
tdOdown<B/A
pressuresmimic the conditionB -• 0, and pore pres- The effects of granular temperature and nonlinear
sureshigh enoughto produceliquefactionand mimicthe diffusionon pore pressuresin debrisflowsappear inex-
conditionB = 0 have been measuredin experimental tricablyrelated. In a hypotheticalsteadydebrisflow such
debrisflows(Figures5, 10, and 13). However,(36b) indi- as that consideredin section7, brief or enduring inter-
catesthat suchpressurescan existonly transiently.Thus actionsof fluctuatinggrainsproducetime-averagedcon-
understandingunsteadybehaviorof debrisflow mixtures tact forcesthat exactlybalancethe buoyantweightof the
appearsvital for understandingdebrisflow motion. grains themselves(see equation (48)). Effects of the
fluctuations on the distribution of normal stress in the
mixture are straightforward:stronger fluctuations in-
8. UNSTEADY MOTION AND HIGH PORE crease the fluid volume fraction and reduce the mixture
PRESSURES bulk density[cf.Jenkins,1994],and althoughfluctuations
dilate the debris to a greater degree than is possible
Previoussectionspoint to two key phenomena that statically,the effect of fluctuationson the time-averaged
characterizeunsteady,nonuniform debris flow motion: stress distribution in the debris is identical to that of a
(1) Fluid pressuresgreater than hydrostaticpressures static reduction in bulk density.Gravity-drivenconsoli-
existin debrisflowsand can enhanceflow efficiency,but dationin the presenceof grainfluctuationscan therefore
cannotexistduring steady,uniform motion. (2) Debris proceed much as it does in quasi-staticsediment.Con-
flows move as a surge or series of surges,in which solidation simply requires an attendant reduction of
coarse-grainedheads that lack high fluid pressurere- granulartemperature.However, declininggranulartem-
strict the downslopemotion of finer-graineddebristhat perature with accompanyingchangesin fluid volume
maybe nearlyliquefiedby highfluid pressure(Figures8, fraction can produce large changesin permeability and
9, and 10). A coherenttheorythat predictsthe coupled compressibilitythat render the ongoing consolidation
evolutionof these phenomenais currentlyunavailable. stronglynonlinear. Thus it is reasonable,as a first ap-
This section examines some rudiments of the individual proximation,to embed the effectsof granular tempera-
phenomenawithout consideringcoupling. ture implicitly in a nonlinear consolidationmodel. This
approachis followed here.
8.1. Developmentand Diffusionof High Fluid Consider a debris mass moving sufficientlysteadily
Pressures that equations(28) are a good approximationto (26).
Momentumbalancessuchas (366) and (36b) imply This implies that bulk accelerationsare negligible.As-
that pore pressures greaterthan hydrostatic (-p•h) sumealso that (29) and (30) providean adequatede-
can persist only if the sediment mass contractsvolu- scription of fluid stressesand solid-fluid interaction
metricallyor (in the one-dimensional case)if there is a forces.This implies that the fluid carriesno shearstress
net flux of sedimenttoward the bed. Bulk densityand and impartsforce to the solidsvia buoyancyand Darcian
flow depth data from the USGS debrisflow flume indi- drag only. Equation (32) then describesthe relative
cate that both of thesephenomenaare common.Debris solid-fluidmotionthat producesconsolidationand pore
flow elongationthat causesa flux of sedimenttowardthe pressurediffusion.It is convenientto work with a form
bed involvesa complicatedcombination of shear and of thisequation in whichthefluidvolumefractionvf is
normal strains that is difficult to assess. Contraction the quantity that diffuses.This "porosity diffusion" is
involves volumetric strains that lend themselves to analogous
to the diffusionof voidratio (vf/Vs)usedin
straightforwardanalysisand are thus the focushere. classicalanalysesof soil consolidation,and it is coupled
Contractionof a moving debris flow massproduces to pore pressurediffusionin a straightforwardmanner
pore pressurediffusionanalogousto that which occurs [Gibsonet al., 1967].
duringconsolidationof deposits.Consequently,a diffu- The first step in the analysisinvolvesreplacementof
siontimescalelike tdiff(equation(8)) describesthe per- the solidvelocitydivergenceV'vs in (32) with a more
sistenceof high pore pressures.If this timescaleequals usefulquantity.If the solidand fluid densitiesare assumed
or exceeds the debris flow duration, then volumetric constant,the mass-conservation equationfor solids(226)
contraction(consolidation)and attendantpore pressure can be manipulatedto yield V-vs = (-1/Vs)(Dvs/Dt),
diffusioncan explain the existenceof locally high pore in which D/Dt designatesthe material time derivative
pressures.However, two factors complicateestimation followingthe motion of the solids[Birdet al., 1960;.4tkin
of an appropriatediffusiontimescale:(1) Consolidation andCraine,1976].ThenVscanbe replaced by 1 - vf,
in movingdebrisflowsis resistednot only by pore fluid and the resultingexpression canbe substitutedinto (32)
pressurebut alsoby fluctuatinggrain motions(granular to yield
temperatures)that help keep the sedimentdilated. (2)
The dilated, highly compressiblestate of the moving k D1)•
debrisvirtuallyensuresthat consolidationwill be accom- (1--1)f)V ' • •7pdev = Dt (60)
paniedby large strainsand attendantchangesin perme-
ability and compressibility,which can causepore pres- For sediment-watermixtures under gravity loads, it is
suresto diffuse nonlinearly. reasonable to assume that vf is a functionof onlythe
278 ß Iverson' PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
TABLE 8. Hydraulic Diffusivities D h and Diffusion Timescales tdifrfor Various Debris Flow Materials as Computed From
Available Data and Equation (69)
(• - P)0,
Material ko,m2 a Ufo I• Pas •: Pa h,m Dh,m2/s tdiff
,S
whether or not aK > 1. If aK > 1, the diffusivity 2000 Pa, whichgiveC --- 2 x 10-s Pa-•. Thiscom-
decreases as the effective stress increases because re- pressibilityis roughly 1000 times greater than that of
ducedpermeabilitymore than compensatesfor reduced typical granular soil and many orders of magnitude
compressibility.This is likely to be true for highly di- greaterthan that of rock [cf.Lambeand Whitman,1979].
lated, highlycompressible sediment-watermixturessuch Table 8 lists representativevalues of D h and tdiff
as debrisflow mixturesthat are fully liquefied. In con- calculatedusing(69), data from Figures6 and 20, and a
trast,for a • < 1, which is typicalof less-dilatedmixtures representativerange of debrisflow materials and thick-
such as most soils, the diffusivityincreasesas effective nesses.The pore pressure diffusion timescalesrange
stressincreases,becausereducedcompressibilitydomi- from tens of secondsto >10 hours, and they generally
natesreducedpermeability.Values of a maybe obtained exceed the duration of motion of the corresponding
from plots of permeabilityas a function of porosityor debrisflows.This result is noteworthyfor two reasons.
fluid volume fraction. For debris flow mixtures, such a First, it demonstratesthat consolidationprovidesa rea-
plot (Figure 6) yieldsvaluesof a that rangefrom about sonableexplanationfor sustainedhigh pore pressuresin
10 to 20 (Table 8). Values of • may be obtainedfrom debris flows. Second, it demonstratesthat the large
(67) and plots of porosity(fluid volume fraction) as a compressibilityof debrisflow mixturesunder low effec-
functionof effectivestress(Figure 20), which showthat tive stressapparently contributesvitally to debris flow
values 0.02 < • < 0.04 are typical (Table 8). These mobilityby enablingeffectivehydraulicdiffusivityvalues
valuesindicatethat a• < 1 probablycharacterizesmost to be surprisinglylow, much lower, for example, than
debrisflow mixturesbut that valuesof a K approachand thoseof most granular soilsand fractured rocks [cf. Li,
might even exceed 1 when mixturesare highly dilated 1985;Roelofts,1996]. The large compressibility and low
[cf. Major, 1996]. Values closeto 1 imply that the diffu- diffusivityresultfrom the wide diversityof grain sizesin
sivitydependsweakly on the effectivestressand that a debris flows and from dilation of debris flow sediments
fixed diffusivity may provide reasonableestimatesof that attendsproduction of nonzero granular tempera-
consolidationbehavior.This conclusionis supportedby tures.Thus effectsof widelyranginggrain sizes,granular
measurementsand modeling of quasi-staticconsolida- temperature,and high pore pressuremay play synergis-
tion of experimentaldebrisflow deposits[Major, 1996]. tic and perhaps inseparableroles in sustainingdebris
Estimation of the timescale for consolidation in mov- flow mobility.
ing debris flows requires a characteristicvalue of the
variablediffusivitygivenby (68), whichcan be obtained 8.2. DebrisFlow SurgesWith NonuniformFluid
by assumingthat the effectivestressequalsthe charac- Pressures
teristic effective stress((r - P)0 and that the fluid Concentration of coarse clasts at the heads of debris
volume fraction equals the characteristicvolume frac- flow surgesgives them hydraulic diffusivitiesthat may
tionUfo.Substitution
of thesevaluesin (68)leadsto the greatly exceedthose of most debrisflow material. This
characteristicdiffusivity may explain, in part, why surge heads appear unsatur-
(1 - v•0)k0
exp(av•0) ated and exhibitlittle or no pore fluid pressure(Figure
D h= (or--P)0 (69) 10). Interactionof surgeheadswith the nearlyliquefied
material behind them playsa key role in determiningthe
The timescale for consolidation of debris flow mixtures unsteady,nonuniform character of debris flow motion
withthisdiffusivity
is givenbytdiff'-' h2/Dh,whereh is and the extent of debris flow runout. Parts of debris
the debrisflow thickness.Note that (69) impliesthat the flowsthat remain nearlyliquefiedprovidelittle frictional
effective compressibilityof the debris flow mixture is resistanceto motion, whereas surge heads can provide
givenby C = K/(rr - P)0 (see (62)). By this definition, much frictional resistance.Other forms of flow resistance,
the effectivecompressibilityof a debrisflow bodythat is associatedwith viscousflow of pore fluid and inelastic
1 m thick and 90% liquefied, for example,can be esti- grain collisions,may alsovary spatially,as is reflectedby
matedfrom the typicalvaluesK --- 0.04 and ((r - P)0 '" variationsin Savagenumbersand Bagnoldnumbers.
280 ß Iverson: PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
0 0
at(hVxx)
+ • (•hVxx
2)= h sin0 -e cos0• (hT•(xx))
= -e cos0• (hTf(m) (93)
+ (rs(yx)y:0)
sin0 + (rf(yx)ly:o)
sin0 The utilityof (92) and (93) is enhancedby evaluatingthe
integral(81e)to calculate
rœ(yy)
for a condition
inwhich
0
the fluid pressureincreaseslinearly from zero at the
- ecos0•-•(hTs(xx)) (89)
- ecos0• (hTf(xx)) debrisflow surfaceto a maximumof Pbedat the bed (a
condition consistentwith the hydraulictheory assump-
Terms on the right-handside of (89) can be inter- tions).The integrationshowsthat O(hrf(yy))/Ox
=
pretedasfollows.The first term representsthe gravita- h(OPbed/OX),
and thissubstitution
is usedin (94) below.
tional driving stress.The secondterm representsfric-
tionalresistance to slipat the baseof the flow andcanbe 9.3. GoverningEquations
and AuxiliaryConditions
evaluatedby applyingthe Coulombequation(82) and The final form of the x directionmomentumequation
the normal stressequation(87) at the flow base, resultsfrom incorporating(85) and (90)-(93) in (89),
assuming • = 1, collectingandcancellinglike terms,and
(Ts(yx)
y:0)sin0 = -sgn (•)(h -Pbed)COS
0 tan4)bed dividingby h, which yields
(90)
As is indicated
by the presence in (92), the slopestabilityanalysesfor casesin whichthere is zero
of Tœ(yy)
longitudinalsolid stressgradientis mediatedby fluid cohesionand an arbitrary distributionof pore pressure
pressure.The final term in (89) representsthe longitu- [cf. Iverson,1990, 1992]. If the last term on the right-
dinal stressgradient due to the fluid pressurealone. hand side is included, this static force balance assumesa
Becausefluid pressureis isotropic,it can be rewritten form comparableto that of two-dimensionalslopesta-
withTœ(yy)in
placeof Tœ(xx
), bilityanalyses that usemethodsof slices,andin thiscase
35, 3 / REVIEWS OF GEOPHYSICS Iverson: PHYSICS OF DEBRIS FLOWS ß 285
the intersliceforcesare representedby depth-averaged Boundary conditionsstipulate that the height of the
Rankine stresses. Thus the model subsumes classical deformingmassis zero at the front margin(x = xr) and
modelsof the staticsof landslideswith spatiallyvaried rear margin (x = xR),
pore pressuresas a limiting case,whichappliesto incip-
h(xr, t) = 0 (96a)
ient debris flow motion. The third term on the right-
hand side of (94) representsthe effectsof shearresis- h(xR,t) = 0 (96b)
tance due to fluid viscosity.The motion of a frictionless
Thesezero-depthboundaryconditionsare connectedto
but viscousmassis representedby the specialcasewhere
the velocitiesat the front and rear flow marginsby the
•)bed/int= 0 or, alternatively,
Pbed= h (in whichcasethe relations
massis completelyliquefiedby pore pressure).
The final term is perhapsthe most interestingand Vx•= dxr/dt (97 a)
importantterm in (94), for it describesthe longitudinal
stressvariation that accompaniesvariations in flow VxR = dxR/dt (97b)
depth and surge-likemotion. The term showsthat a Finally,the pore pressuredistributionpbed(X , t) mustbe
great change in debris flow behavior occurs as Pbed specified.
rangesfrom 0 to h. IfPbed = h and the sedimentmass
behaveslike a liquid,normalstresses are isotropic,equal 9.4. Solutionsand Comparisons With Data
to the staticpressure,and independentof the local style In general,the nonlinearityof the equationset (85)
of deformation. If Pbed = 0 and the debris behaves and (94) necessitates numericalsolutions.The numeri-
like a Coulomb solid, normal stressesare anisotropic, cal solutionssummarizedhere employedthe Lagrangian
and the longitudinal normal stressdepends strongly finite difference schemedevelopedfor dry Coulomb
on whether the sediment mass is locally extending flowsby Savageand Hutter [1989, 1991],who determined
(OVx/OX > 0) or compressing (OVx/OX < 0) asit deforms that this schemewassuperiorto variousEulerian meth-
and moves downslope.For example, in a typical case ods. The Lagrangianschemewas modified to account
with •)int = 40øand •)bed= 30ø,(84) indicatesthat the for the effectsof pore fluid pressure,as representedin
value of the active (extending)and passive(compress- (94), but the viscousshearterm involving• in (94) was
ing) earth pressurecoefficientsare 0.82 and 4.0, respec- omitted for three reasons.(1) Scalinganalyses[Iverson,
tively. In this case, longitudinal stressesin regions of 1997] indicate that this term is commonlyorders of
extendingflowwill be 18% lessthan in a liquid of density magnitudesmallerthan other termsin (94). (2) Lack of
p, but longitudinalstressesin regionsof compressing knowledgeof the appropriaten value makesevaluation
flow will be 4 times greater than in a liquid. Conse- of the viscousshear term uncertain, and it is undesirable
quently,the modelpredictsthat stronglocalgradientsin to introducea poorly constrained"fitting" parameter in
the longitudinalnormal stresscan occurfor two reasons: the model. (3) Omissionof the viscousshearterm re-
either the style of deformation changeslocally from ducesthe model to a straightforwardforce balance in
extendingto compressing,or the pore pressurevaries which Coulomb friction providesall resistanceto mo-
locallyfrom high to low. Thus, dependingon the defor- tion, and fluid stressesmerely mediate the Coulomb
mation style and pore pressuredistribution,the model friction. This facilitates comparisonof model results
expressed by (85) and (94) can representunsteadyflow with those for the dry Coulomb flows of Savageand
Hutter [1989, 1991]. Moreover, becausethe Coulomb
behaviorthat rangesfrom that of a granularavalanche,
bed friction and internal friction anglescanbe measured
asmodeledby Savageand Hutter [1989, 1991],to that of
independentlyand the pore pressuredistributioncan be
a liquid surge,as modeledbyHunt [1994].Furthermore,
measured during debris flow flume experiments,the
the front of a fully developeddebrisflow may act like a mnctel nrnx•icteq tr•e nrectic'ticmq c•œ ex, nerlmentallxr nh-
F'•' '" ' 1: 1: 'J '-'
compressinggranular solid and support high lateral
servedflow velocitiesand depthsand not merely cali-
stresses,while the trailing flow acts more like a fluid.
brated fits of data. Comparisonof predictionsand data
This phenomenonexplainshow debrisflow surgeswith then indicate whether the omitted viscous shear term
steepsnoutsand graduallytaperedtails can move down- might be essential.
streamwith only modestattenuation.
To make predictionsfor debris flow flume experi-
The initial and boundaryconditionsusedin conjunc- mentswith sedimentmixturescontainingabout 2% silt
tion with (85) and (94) are identicalto thosedescribed and clay,43% sand,and 55% gravelby weight,the values
by Savageand Hutter [1989].The initial conditionsspec- •)int: 42øand •)bed-- 28øwere inferred from quasi-static
ify the zero velocityand staticgeometryof the massthat measurementsof the critical anglesfor motion of dry
mobilizes into a debris flow, sedimenton a tilting table. The bed friction angle was
established as the mean of numerous measurements of
Vx(X,0) = 0 (95a) the tilt requiredfor basalslipof a tabularsedimentmass
placedon a concreteslabwith a surfacetextureidentical
h(x, O) = ho(x) (95b) to that of the flume bed. The internal friction anglewas
286 ß Iverson' PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
0 0 10 20 30 40 5O 6O 7O
s and spacediscretizationof about 0.1 m. About 30,000
METERS DOWNSLOPE FROM GATE
time steps were needed to simulate a typical flume
experiment.
Figure 24. Predictedvertical cross-sectional profiles of the
To facilitate comparisonswith experimental data, experimental debris flow of July 24, 1995. Profiles illustrate
model predictionsare presentedin termsof dimensional continuousaccelerationand elongation of the debris flow
rather than normalized variables. Comparisonswith surge during 6 s of motion down a uniform 31ø slope. The
data from the USGS flume experimentof July 24, 1995, profile of the staticsedimentheap denotedby t - 0 represents
are emphasizedbecausethis experimentwas represen- the initial condition.Vertical exaggerationis 20x.
35, 3 /REVIEWS OF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 287
8 10
....
12
:i'....
'....
'....
..•--i. .... :..... !....
,•i , i , i ,
14
"I
.....
16 18 20 22 24
quasi-staticstagesof motion, debris flow behavior typi- might be required to understanddebrisflow behaviorin
cally is influencedby inertial forces and by a combina- suchcircumstances. Furthermore, the apparentsensitiv-
tion of grain friction, grain collisions,and viscousfluid ity of debrisflow motionto nuancesin the positioningof
flow. Investigationsof theseinfluencesindicate that tra- individualbouldersor flow path obstacles
hintsthat
ditional Bingham and Bagnoldmodelsof debrisbehav- debrisflow motion may be mechanistically chaotic,at
ior should be supplantedby models that account for least in some instances.Deterministic prediction of
interactions of solid and fluid constituents. some aspectsof debris flow behavior may therefore
Data from large-scale flume experimentsprovide prove impossible.
ciues to the character of momentum transfer in debris Future experimentationand modeling can probably
flows. Measured stresses at the base of debris flows illuminateat least sixkey aspectsof debris-flowphysics
change rapidly, and the relative magnitude of stress withoutresolvingthe possibilityof chaosor adoptingthe
fluctuations increases as the area of the measurement methodologyof discrete-particlemodeling:
surface decreases.This indicatesthat individual grains 1. Flow regimesin which grain friction, grain colli-
or groupsof grainsand adjacentfluid interactdynami- sions,and fluid viscositydominate can in principle be
cally with the flow boundary, and probably with one discriminatedon the basisof transitionvaluesof dimen-
another, and corroboratesthe visual impressionthat sionless parameters suchasNBag , Nsav,andNDar. Rig-
debris flows canviolate no-slipboundary conditions and orousexperiments,in which one parameter is systemat-
developsubstantial grainfluctuationenergy,or granular icallyvaried while othersare held constant,shouldhelp
temperature. Measured basal fluid pressures,which define the transition values. Once defined, these values
change asynchronouslyrelative to the basal total can guide application of simplified models of debris
stresses,indicate that headsof debrisflow surgesgener- flowsdominatedby only one or two typesof momentum
ally lack much fluid pressure,whereasthe finer-grained transfer.
tailsof surgesare nearlyliquefiedby highfluid pressure. 2. Development of physicallybasedunderstanding
Interior fluid pressuresremain elevated at near-lique- and modeling of mass gain and loss by moving debris
faction levels even during deposition,indicating that flowsis essentialfor realisticpredictionsin manycircum-
depositionresultsmainly from resistanceat flow heads stances.Incorporatingmasschangeterms in mathemat-
and margins. ical modelsis straightforward,but how to predict the
Mixture theoryprovidesan appropriatemathematical magnitudesof masschangeon the basisof boundaryand
framework for investigatingdebris flows. It indicates flow properties remains unclear. Better understanding
that fluid pressuresgreaterthan hydrostaticcannotper- of erosionand sedimentationby debrisflowswill prob-
sistduring steady,uniform debrismotion. Instead, high ablyrequire systematicexperimentation.
fluid pressuresresult from debriscontraction(consoli- 3. Debris flowscan move as a singlesurge,but they
dation), which must be accompaniedby local reduction commonlybreak into a seriesof surgesof roughlysimilar
of granular temperatureand by globallyunsteadymo- magnitude.Surgefronts carry the largestpercentageof
tion. This suggeststhat debris flow motion may be a large clastsand commonlyform the deepestpart of the
fundamentallyunsteadyphenomenon.As yet, however, flow, andformationand segregationinto multiplesurges
no comprehensive model existsto calculatethe coupled, therefore have great implicationsfor hazards due to
simultaneousevolution of pore pressuresand granular impactand inundation.Althoughdevelopmentof surges
temperaturesin unsteadydebrisflows.Nonetheless,es- from infinitesimalflow perturbationshasbeen observed
timates of characteristictimescalesfor dissipationof under various field and experimentalconditions,the
excesspore fluid pressuresin debrisflowsshowthat they physicsremain poorly understood.More experiments
typicallyexceedflow durations.Depth-averagedmodels and analysesare needed.
of debrisflow motion can therefore exploitthe assump- 4. Pore-fluid pressuresexert a stronginfluenceon
tion that pore fluid pressuresremain elevated for the debris flow mechanics. The influence can be modeled
durationof an event.A model of this type, derivedby simplisticallyby includingrealisticpore pressuredistri-
generalizingthe Savage-Huttermodel of dry flows of butionsin appropriatelyformulated hydraulicmodels
Coulomb material, predictsthe behaviorof experimen- (e.g., section9). However, a rigorousunderstandingof
tal debris flows reasonablywell. pore pressureeffectsrequires a fully coupled model in
Experimentaldebrisflows,like manyin nature,typi- whichpore pressuresand granulartemperaturesevolve
cally have includedno clastswith dimensionscompara- contemporaneously from initiation throughinertial mo-
ble to or greater than the flow depth and have been tion and subsequentdeposition.
confined to channelswith simple geometries.Models 5. Grain sizesortingthat selectivelymovesthe larg-
basedon classicalcontinuummechanicsappearto work est claststo the surfaceand front of debris flow surges
well for describingsuchflows.However, natural debris may play an essentialrole in controllingthe pore pres-
flows may encounter channels so tortuous or entrain sure distribution.Sophisticated continuummodelsmay
boulders solargethatcontinuum mechanical assump-be able to accountfor sortingphenomena.
tions fail. Discrete particle models,comparableto the 6. Models and experimentalteststhat provide un-
dry avalanchemodel of Cleary and Campbell [1993], derstandingof debris flows' responseto three-dimen-
35, 3 / REVIEWS OF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 289
sionaltopographyare necessaryfor hazard forecastsin TABLE A1. Values of e' Calculated From (A5) for Various
many areas. Quasi-three-dimensionalmodels that cap- Values of e and ml/m 2
ture some elements of debris flow behavior have been
developedrecentlyby O'Brienet al. [1993],Lang and Leo Value
of Value
ofe'
m l/m 2 e = 0.1 e = 0.5 e = 0.9• e = 1.0
[1994], and Hungr [1995], but further work to expand
upon thesemodelsand includethe effectsof solid-fluid 10 0.017 0.443 0.886 1.0
interactions is desirable. 100 0.091 0.494 0.899 1.0
1000 0.099 0.499 0.900 1.0
e'= 2(m1/m2)
-2 + 2e[2 + (ml/m2)]
+ 3-e + (1- e)(m2/ml)
(A5)
s= 2B[(
•,2-vø--
1+ eq• m-2112-e2vo2(
+ Vo
m2/ (BS)
This equationis exact.Simplifiedversionsof (AS) exist
for the specialcasewhereinm • = m2, whichleadsto the
qJ= v0(1
- e) 2---
roll+ m2
l+e
e2+ 2 + ml
• (1+ e)) m2
result
ß 2 m21+e2e+ i )-1 (B6)
mll+
3e- 1
e': 3-e (A6)
The equationfor qJ,(B6), is criticalbecauseqJappearsin
most of the other equations and has great physical
andfor the specialcasem • >> m2, whichgivesthe result significance.If e - 1, then qJ- 0, which implies that
e' • e (A7) grain fluctuationenergylost to bed friction exactlybal-
ancesthe productionof fluctuationenergyby workingof
This approximation neglectsall termsin (A5) that are of the bed shear stress. If e < 1, as is true for inelastic
the order of 1 and smaller and retains terms of the order sedimentgrains,then qJ> 0, whichimpliesthat produc-
of m i/m 2. tion of fluctuationenergymust more than compensate
290 ß Iverson' PHYSICSOF DEBRISFLOWS 35, 3 / REVIEWSOF GEOPHYSICS
Shear
stress
Ts(yz)
/I
/ I
Normal
stress
/
/
/
/
1
for bed frictionin order to sustainthe oscillatingmotion normalstress, rs(mean
) = • (rs(xx)q- rs(yy)).This
of grain m 2. quantity,like the quantitiesb and *max,is definedgraph-
icallyin FigureC6. Physically,'rma
x is the maximumshear
stressattainablein the failing mass,and b is the differ-
APPENDIX C: DERIVATION OF EQUATION (84) encebetween
they direction
normal
stress
rs(yy
) andthe
mean normal stress.
The earth pressurecoefficientequation(84) can be The initial stepsin the derivationconsistof substitut-
derived with reference to the Mohr stress circle and ing (C4) into (C2), substituting(C1) into the resulting
Coulomb failure envelopesdepictedin Figure C1 [cf. equation,and then substituting (C3) into this equation.
Savageand Hutter, 1989]. The diagram illustratesthe This producesthe result
stateof stressin a Coulombmassthat is simultaneously
slidingalongthe bed, where the friction angleis 4)bed, [rs(m_ rs(mean)] 2__r•(mean
2 ) sin24)int 2 tan24)bed
-- r•(yy)
and failing internally,where the friction angle is 4)int. (C6)
The basicequationsnecessaryto obtain the expression Regroupingterms in this equation,usingthe identity
for kact/pass
are 1 - sin2 4)int= COS
2 4)int,anddividing
all termsby
Ts(yx)
= Ts(yy)
tan 4)bed (C]) T$2(vv)(
1 + tan24)b•d)
thenyields
Tma
x = rs(mean
) sin 4)int (C2)
CO82
4)int
(Ys(mean)12
- 2 (Ys(mean)l
1 + tan24)bed
\ Ts(vv)
/ 1 + tan24)bed
\ Ts(vv)
/
rs(mean
) q-b = Ts(yy) (C3)
+ :0 (c7)
2 = 'rmax
b2+ T•(yx) 2 (C4)
Thisisa quadratic
equation
inrs(mean)/rs(yy),
whichmaybe
rs(xx) rs(mean) solvedby the standardquadraticformula,yielding
kact/pass
= rs(yy
)- - l q-2 Ts(yy) (C5) rs(mean)] • [1 -- COS
24)int(]q-tan24)bed)]
1/2
Equations(C1) and (C2) statethe Coulombfailurerule rs(m COS2
4)in
t (C8)
for bed slip and internal slip, respectively.Equations
(C3) and (C4) statesimplegeometricrelationsevident
which is obtained after some algebraicsimplification.
in Figure C1. Like (C1) and (C2), (C3) and (C4) apply
Substitution of (C8) into (C5) thenyields(84). Notethat
for both the active(extensional)and passive(compres-
this derivationand Figure C1 assume4)bed( 4)int;oth-
sional) failure states.Equation (C5) providesa useful
erwise,4)bedis irrelevantbecauseall deformationoccurs
alternative
definitionof kact/pass
in termsof the mean internally.In the eventthat 4)bed) 4)int,the term involv-
35, 3 /REVIEWS OF GEOPHYSICS Iverson' PHYSICS OF DEBRIS FLOWS ß 291
ing 4)bedin (C8) and (84) can be ignored, and (84) viscouspower law coefficient.
reducesto the standardform of the Rankine equation number of grainsabove slip surface.
for deforminggranularmedia without basalsliding[e.g., NBag Bagnold number.
Lamb and Whitman,1979, p. 164]. NDar Darcy number.
Nfric friction number.
mass mass number.
NOTATION NRey grain Reynoldsnumber.
Nsav Savagenumber.
factor characterizingdependenceof P porefluidpressure,
M/L T2.
permeability on porosity. Pbed normalizedpore fluid pressureat bed.
A
viscous
relaxation
rate,equalto vftX/Vspxk,
1/T. P dev deviation
ofp fromhydrostatic
value,M/LT2.
b differencebetweeny direction and mean q subscriptdenotingquasi-staticcomponentof
normalstress,
M/L T2. stress.
B buoyancy-adjusted
gravity,equal to q Darcianspecificdischargeof pore fluid,L/T.
(l - PT/Ps)
•ly,L/T2. R bulk flow resistance coefficient.
½ cohesivestrength,
M/L T2. mean free path of grain motion, L.
c mixturecompressibility,
L T2/M. t time, T.
c• constantof integration,L/T. tD time duration of debris flow from initiation
c2 constantof integration,L. to deposition,T.
d total derivativeoperator. tdiff timescalefor pore pressurediffusion, T.
D material derivativeoperator (following tup time of upward motion of grain m 2 between
motion of solids). successivecontacts, T.
Dh hydraulic
diffusivity,
L 2IT. tdown time of downwardmotion of grain m 2
e coefficientof restitutionof solid grains. between successivecontacts, T.
compositemixture stiffness,equal to l/C, tcycl
e tupq- tdown
, T.
M/L T 2. Ts solidphasestress
tensor,M/LT 2.
f solid-fluidinteractionforce per unit volume TT fluidphasestress
tensor,
M/LT2.
of mixture,M/L 2T2. Ts_
f solid-fluid
interaction
stress
tensor,
M/LT2.
F magnitudeof instantaneousgrain impulse Te effective
stress
tensor,M/L T2.
force,ML/T 2. T' extra stress tensor in solid-fluid mixture
Favgtime-averaged
valueofF, ML/T2. modeledassinglephase,
M/L T2.
g gravitational
acceleration,
L/T 2. •r depth-averaged
stress
component, M/L T2.
•7 magnitudeof g, L/T 2. u displacementof solid grain from initial
#y y component
ofg,L/T2. position,L.
h debris flow thicknessnormal to bed, L. v velocitymagnitude,L/T.
h characteristic value of h, L. v mixture velocity,L/T.
H vertical distance of debris flow descent from Vs solid phasevelocity,L/T.
source area, m. vf fluidphasevelocity,
L/T.
i subscriptdenotinginertial componentof Vs time-averagedmean value of Vs,L/T.
stress. v} fluctuation of Vsabout its mean value, L/T.
I identity tensor. Vy component
of Vsnormalto bed,L/T.
j conductiveflux of granulartemperatureper Vx componentof Vsparallel to bed, L/T.
unit volume,M/T 3. Vx depth-averagedvalue of Vx,L/T.
k hydraulic
permeability,
L2. /)setgrain settlingvelocity,L/T.
kact/pass
Rankineearthpressure
coefficient. v0 initial velocity of grain m • following contact
K hydraulicconductivity,L/T. with m2, L/T.
l length of head of debrisflow surge,L. Uup upward-boundvelocity of grain m2, L/T.
l characteristiclength(parallelto bed) of /)down downward-boundvelocityof grain m2, L/T.
debris flow surge,L. UOup initialvalueof Vupfollowing
graincontact
L horizontal distance of debris flow runout with bed, L/T.
from source area, L. U0down initial value of/)downfollowing grain contact
ms massinflux rate of solidsper unit debris with overlyingmass,L/T.
flowvolume,M/TL 3. w debris flow width, L.
my massinfluxrate of fluidper unit debrisflow x coordinatedirected parallel to bed, L.
volume,M/TL 3. x' x coordinate that translatesdownslopewith
m • massof grainsoverlyingbasalshearzone,M. velocity Vx,L.
m 2 massof grain within basalshearlayer, M. y coordinate directed normal to bed, L.
M total mass of debris flow, M. z vertical coordinate, L.
292 ß Iverson' PHYSICS OF DEBRIS FLOWS 35, 3 / REVIEWS OF GEOPHYSICS
ot masspercentageof finesin sedimentmixture. Walder, Mark Reid, Jim Vallance, Bill Savage,Ron Shreve,
•/ shear strain rate, 1/T. StephenGrand, Neal Iverson,and Sue Knightprovideduseful
F rate of degradationof granulartemperature critiquesof the manuscript.
JamesA. Smith was the editor responsiblefor this paper.
to heatperunitvolume,
M/L T3.
He thanksDave McTigue, William Savage,and Ronald Shreve
g characteristicgrain diameter,L. for their technicalreviewsand Steven Grand for servingas a
ß debrisflow aspectratio, equal to h/l. cross-disciplinaryreferee.
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