Initial Brief of Appellant
Initial Brief of Appellant
Initial Brief of Appellant
RODERRICK FERRELL, )
)
Appellant, )
)
vs. ) CASE NUMBER 93,127
)
STATE OF FLORIDA, )
)
Appellee. )
_____________________ )
JAMES B. GIBSON
PUBLIC DEFENDER
SEVENTH JUDICIAL CIRCUIT
CHRISTOPHER S. QUARLES
ASSISTANT PUBLIC DEFENDER
FLORIDA BAR NO. 0294632
112 Orange Avenue, Suite A
Daytona Beach, Florida 32114
(904) 252-3367
ATTORNEY FOR APPELLANT
TABLE OF CONTENTS
PAGE NO.
ARGUMENTS
POINT I: 23
THE TRIAL COURT ABUSED ITS DISCRETION BY LIMITING
FINAL SUMMATION TO A MERE FORTY-FIVE MINUTES
RESULTING IN A DEPRAVATION OF APPELLANT’S
CONSTITUTIONAL RIGHTS TO A FAIR TRIAL AND TO
EFFECTIVE ASSISTANCE OF COUNSEL.
POINT II: 34
APPELLANT’S DEATH SENTENCE IS CONSTITUTIONALLY
INFIRM AS WAS HIS PENALTY PROCEEDING WHERE THE
TRIAL COURT CROSSED THE LINE OF NEUTRALITY AND
IMPARTIALITY THUS DENYING FERRELL ESSENTIAL DUE
PROCESS BY DEPRIVING HIM OF THE APPEARANCE OF AN
UNBIASED MAGISTRATE AND AN IMPARTIAL TRIER OF
FACT.
POINT III: 41
THE TRIAL COURT ERRED IN LIMITING APPELLANT’S VOIR
DIRE EXAMINATION DURING JURY SELECTION, RESULTING
IN A DENIAL OF DUE PROCESS AND THE RIGHT TO A FAIR
TRIAL RENDERING FERRELL’S DEATH SENTENCE
CONSTITUTIONALLY INFIRM.
i
POINT IV: 46
THE TRIAL COURT ERRED IN PERMITTING A STATE
WITNESS TO TESTIFY TO HER OPINION AS TO WHAT
DEFENDANT MEANT BY HIS WORDS, IMPROPERLY
INVADING THE PROVINCE OF THE JURY AND RESULTING IN
A DENIAL OF HIS RIGHTS TO DUE PROCESS AND A FAIR
TRIAL BY JURY AS GUARANTEED BY THE FIFTH, SIXTH,
AND FOURTEENTH AMENDMENTS TO THE UNITED STATES
CONSTITUTION, AND ARTICLE I, SECTIONS 9, 16, AND 22, OF
THE FLORIDA CONSTITUTION.
POINT V: 51
THE TRIAL COURT ERRED IN DENYING THE MOTION TO
SUPPRESS APPELLANT’S STATEMENTS TO AUTHORITIES IN
LOUISIANA FOLLOWING HIS ARREST, WHERE THE
STATEMENTS WERE OBTAINED IN VIOLATION OF
FERRELL’S CONSTITUTIONAL RIGHTS.
POINT VI: 62
THE COURT BELOW ERRED IN DENYING APPELLANT'S
MOTION FOR CHANGE OF VENUE, DUE TO THE PERVASIVE
AND PREJUDICIAL PUBLICITY WHICH SURROUNDED THIS
CASE AND INFECTED THE COMMUNITY FROM WHICH
APPELLANT'S JURY WAS SELECTED.
POINT VII: 67
THE TRIAL COURT ERRED IN ALLOWING EVIDENCE
MATTERS THAT HAD NO RELEVANCE BUT WERE
EXTREMELY INFLAMMATORY AND PREJUDICIAL.
POINT VIII: 69
THE TRIAL COURT ERRED IN FINDING THAT THE MURDERS
WERE COMMITTED IN A COLD, CALCULATED, AND
PREMEDITATED MANNER WITHOUT ANY PRETENSE OF
MORAL OR LEGAL JUSTIFICATION.
POINT IX: 74
THE TRIAL COURT ERRED IN FINDING THAT THE MURDER
ii
OF NAOMA QUEEN WAS ESPECIALLY HEINOUS, ATROCIOUS,
OR CRUEL.
POINT X: 80
APPELLANT’S CRIMES ARE NOT THE MOST AGGRAVATED,
LEAST MITIGATED FIRST-DEGREE MURDERS IN THIS
STATE. A PROPER WEIGHING OF THE VALID AGGRAVATING
FACTORS AGAINST THE SUBSTANTIAL MITIGATION
SHOULD RESULT IN A SENTENCE OF LIFE IN PRISON
WITHOUT POSSIBILITY OF PAROLE.
POINT XI: 85
CAPITAL PUNISHMENT OF A 16-YEAR-OLD CHILD OFFENDER
VIOLATES INTERNATIONAL LAW AND THE CONSTITUTION
OF FLORIDA AND THE UNITED STATES.
CONCLUSION 95
CERTIFICATE OF SERVICE 95
iii
TABLE OF CITATIONS
Adams v. State
585 So.2d 1092 (Fla. 3rd DCA 1991) 29
Allen v. State
636 So.2d 494 (Fla.1994) 93
Baldwin v. Franks
120 U.S. 678, 683 (1887) 88
Blanco v. State
452 So.2d 520 (Fla. 1984) 72
Branch v. State
96 Fla. 307, 118 So. 13, 15 (1928) 49
Buford v. State
403 So.2d 943 (Fla. 1981) 78
Cannady v. State
427 So.2d 723 (Fla. 1983) 72
Castro v. State
547 So.2d 111, 115 (1989) 68
Cheshire v. State
568 So. 2d 908, 912 (Fla. 1990) 75
iv
Cheshire v. State
568 So.2d 908 (Fla. 1990) 78
Crosby v. State
97 So.2d 181 (Fla. 1957) 35
Cross v. State
103 So.2d 636, 89 Fla. 212 (1925) 41
DeConingh v. State
433 So.2d 501, 503 (Fla. 1983) 55
Dixon v. State
13 Fla. 636 (1869) 49, 75
Doerr V. State
383 So.2d 905 (Fla. 1980) 57
Drake v. State
441 So.2d 1079 (Fla. 1983) 57
Elam v. State
636 So.2d 1312 (Fla. 1994) 76
v
364 U.S. 206 (1960) 59
Espinosa v. Florida
505 U.S. 1079 (1992) 74, 75
Estes v. Texas
381 U.S. 532 (1965) 62
Fillinger v. State
349 So.2d 714, 715 (Fla. 1979) 56
Foster v. State
24 Fla.L Weekly D1039 (4th DCA April 28,1999) 39
Foster v. State
464 So.2d 1214 (Fla. 3rd DCA 1985) 29
Frazier v. State
107 So.2d 16, 21 (Fla. 1958) 56
Gaskin v. State
591 So.2d 917 (Fla. 1991) 64
Gibbs v. State
193 So.2d 460 (Fla. 2d DCA 1967) 41
Halliwell v. State
323 So.2d 557 (Fla. 1975) 79
Hamilton v. State
678 So.2d 1228 (Fla. 1996) 78
Hegwood v. State
vi
575 So.2d 170 (Fla.1991) 93
Hickey v. State
484 So.2d 1271 (Fla. 5th DCA 1986) 30
Hodge v. State
26 Fla. 11, 7 So. 593, 595 (1890) 49
Holden v. Holden
667 So.2d 867 (Fla. 1st DCA 1996) 48
Holsworth v. State
522 So.2d 348 (Fla. 1988) 79
Huckaby v. State
343 So.2d 29 (Fla. 1979) 78
Irvin v. Dowd
366 U.S. 717 (1961) 62, 64
J.F. v. State
718 So.2d 251, 252 (Fla. 4th DCA 1998) 39
Jones v. State
332 So.2d 615 (Fla. 1976) 78
Jones v. State
378 so.2d 797 (Fla. 1st DCA 1980) 41
Kane v. State
481 So.2d 546 (Fla. 5th DCA 1986) 30
Keene v. State
vii
390 so.2d 315,319 (Fla. 1980) 41
Kight v. State
512 So.2d 922, 929 (Fla. 1987) 48
Lee v. State
24 Fla.L.Weekly D736-738 (1st DCA March 19, 1999) 49
Manning v. State
378 So.2d 274, 276 (Fla. 1979) 65
Mapp v. Ohio
367 U.S. 643 (1961) 59
May v. State
89 Fla. 78, 103 So. 115, 116 (1925) 27
Mayola v. Alabama
623 F. 2d 992, 997 (5th Cir. 1980) 63
McCaskill v. State
344 So. 2d 1276, 1278 (Fla. 1977) 62
McFadden v. State
24 Fla.L Weekly D1040 (4th DCA April 28, 1999) 39
Merchn v. State
495 So.2d 855 (Fla. 4th DCA 1986) 39
Missouri v. Holland
252 U.S. 416 (1920) 88
Munez v. State
viii
643 So.2d 82 (Fla. 3rd DCA 1994) 29
Murphy v. Florida
421 U.S. 794 (1975) 62
Neal v. State
451 So.2d 1058 (Fla. 5th DCA 1984) 30
Pietri v. State
644 So. 2d 1347, 1352 (Fla. 1994) 62
Pittman v. State
440 So.2d 657 (Fla. 1st DCA 1983) 30
Porter v. State
564 So.2d 1060 (Fla. 1990) 78
Proffitt v. Florida
428 U.S. 242 (1976) 75
Richardson v. State
604 So.2d 1107, 1109 (Fla. 1992) 76
Rideau v. Louisiana
373 U.S. 723 (1963) 62
Rodriguez v. State
472 So.2d 1294 (Fla. 5th DCA 1985) 30
Ross v. State
474 So.2d 1170 (Fla. 1985) 79
Santos v. State
591 So.2d 160 (Fla. 1991) 78
Satz v. Perlmutter
ix
379 So.2d 359, 360 (Fla.1980) 92, 93
Scott v. Barfield
202 So.2d 591, 594 (Fla. 4th DCA 1967) 47
Scott v. State
494 So.2d 1134 (Fla. 1986) 77
Sheppard v. Maxwell
384 U.S. 333 (1966) 62
Simon v. State
5 Fla. 285, 296 (1853) 55
Singer v. State
109 So.2d 7, 14 (Fla. 1959) 65
Snipes v. State
651 So.2d 108 (Fla. 1995) 57
Sochor v. Florida
504 U.S. 527 (1992) 74-76
Stanford v. Kentucky
492 U.S. 361 (1989) 93
State v. Dixon
x
283 So.2d 1, 9 (Fla. 1973) 74
Stockton v. State
544 So.2d 1006 (Fla. 1989) 29
Straight v. State
397 So.2d 903, 908 (Fla. 1981) 68
Thompson v. Oklahoma
487 U.S. 815 (1988) 93
Thompson v. State
548 So.2d 198, 204 (Fla. 1989) 55
Tillman v. State
591 So.2d 167, 169 (Fla.1991) 93
Traylor v. State
596 So.2d 957, 964 (Fla. 1992) 54, 55
xi
965 Fed.2d 848, 859 (C.A. 10 Utah 1992) 60
Walls v. State
641 So.2d 381 (Fla. 1994) 69
Weinberger v. Rossi
456 U.S. 25, 29 (1982) 88
Williams v. State
143 So.2d 484, 488 (Fla. 1962) 35
xii
Restatement (Third) of the Foreign Relations Law
of the United States Section 313 (1987) 88
xiii
Death Sentences and Executions for Juvenile Crimes
January 1973-October, 1998,” page 7 86
xiv
IN THE SUPREME COURT OF FLORIDA
RODERRICK FERRELL, )
)
Appellant, )
)
vs. ) CASE NO. 93,127
)
STATE OF FLORIDA, )
)
Appellee. )
________________________ )
PRELIMINARY STATEMENT
The record on appeal consists of 31 volumes. The first twelve volumes contain
2302 pages numbered consecutively. The remaining 19 volumes contain the trial
transcript with the pages numbered consecutively from 1 to 3648. This portion of the
record will be referred to using a roman numeral to designate the volume and the
appropriate pages therein. The record also includes a supplemental record with
consecutively numbered volumes from one to seven and numbered from page 1
through page 575. Counsel will refer to the supplemental record the same way, but
with the volume number preceded by “SR” to distinguish these cites from the original
record on appeal.
1
STATEMENT OF THE CASE
On December 17, 1996, a Lake County grand jury indicted Roderick Justin
Farrell, the Appellant, and Howard Scott Anderson, charging each with one count of
armed burglary and one count of armed robbery. Additionally, the indictment charged
the Appellant alone with two counts of murder in the first degree. The indictment
charged Charity Lynn Keesee and Dana Lynn Hooper with one count each of principal
to armed burglary and principal to armed robbery. The indictment charged Keesee,
Hooper, and Anderson with two counts of principal to murder in the first degree. (I
20-23)
Roderrick Ferrell, the appellant, was the first of the group to go on trial. After
selecting a jury to hear the case, appellant had a change of heart and pleaded guilty to
all four counts as charged. (XXI 1701-20) The jury convened at a subsequent date for
a penalty phase after hearing the evidence, the jury returned with a unanimous
recommendation that Ferrell should die in Florida’s electric chair as to each of the two
trial court sentenced Ferrell to die for each of the murder convictions. (XI 2057-74)
On May 22, 1998, appellant filed a notice of appeal. (XII 2180-81) This brief
follows.
2
STATEMENT OF THE FACTS
On the night of Friday, November 22, 1996, the appellant, Roderrick Ferrell,
along with his three co-defendants, Scott Anderson, Dana Cooper, and Charity
Keesee, left Murray, Kentucky for Eustis, Florida. Ferrell had lived in Eustis where
he attended the ninth grade before moving back to Murray, Kentucky. (XXII 1953-
56) After moving back to Kentucky, Ferrell had kept in touch with several of his
Florida friends. Heather Wendorf, the daughter of the murder victims, was one of
those continuing relationships. After Ferrell had moved from Florida to Kentucky,
Heather Wendorf repeatedly wrote and called him. Heather told Ferrell that her
parents were abusing her. She expressed a desire to run away from home and/or
wished her parents dead. (XXVII 2957-59, XXVIII 3040-41, 3108-10, 3114)
After arriving in Eustis, Ferrell and his Kentucky clan visited the home of
Heather Wendorf. He knew all three girls from his days of living in Eustis. Ferrell
then visited the home of Audrey Presson, another friend. (XXV 2548-53, XXII 1953-
58) Ferrell asked Presson if she wanted to leave Eustis with him. He explained that
he was in town on some unfinished business. However, no one in the group said
3
The next day, Monday, November 25, 1996, Ferrell and his companions had a
flat tire while driving in the Eustis area in Scott Anderson’s mother’s car. (XXVI
2729) They decided that they needed to leave Eustis that evening. The group returned
to Shannon Yohee’s house and called Jeanine LeClair and Heather Wendorf to inform
them of the imminent departure. During the group’s visit, Yohee heard Ferrell make a
statement that he was going to kill Heather’s parents so that they could steal their car
and leave town. (XXV 2556-58) Ferrell spoke to Heather Wendorf by telephone,
drew a map to her house from her directions and then left the Yohee residence.
The group drove to Heather Wendorf’s neighborhood and met her down the
road from her home. The three girls, Heather Wendorf, Dana Cooper, and Charity
Keesee, went to visit Heather’s boyfriend and to pick up Jeanine LeClair. Ferrell and
Scott Anderson were to meet the girls at Jeanine’s house after stealing the Wendorfs’
money and vehicle. They armed themselves with a stick that Ferrell referred to as a
“quarter staff” in case they needed it to defend themselves during the burglary. Ferrell
and Anderson reached the Wendorf home a few minutes later. They entered through
an unlocked garage where they searched to find a better weapon. Their plan was to
“hog tie” Heather’s parents and rob them. They may have discussed the possibility of
“taking out” the victims if they fought back during the burglary. (XXVI 2765) They
4
did not know Mr. Wendorf’s size. As a precaution, Ferrell armed himself with a
When the pair entered the home, Richard Wendorf was lying on the couch in
front of a blaring television. Naoma Queen was taking a shower in another part of the
house. Scott Anderson disconnected the telephone from the wall. Ferrell approached
Richard Wendorf (who may have been asleep) and raised the crowbar over his head.
Ferrell proceeded to strike Wendorf’s head repeatedly with the crowbar. (XXVI
2771-73) Richard Wendorf died as a result of blunt impact to the head with skull
fractures and brain lacerations. Richard Wendorf suffered no defensive wounds. The
position of his body was consistent with the fact that he was completely unaware of
Anderson and Ferrell then began to search the house for money and the keys to
the Wendorf’s Explorer. Ferrell explained that they were trying to find the keys and
get out of the house before Naoma Queen got out of the shower. (XXVI 2774)
Unfortunately, appellant’s plan failed. Naoma Queen encountered the intruders when
she walked into the kitchen. Queen reacted by throwing a cup of scalding hot coffee
onto Ferrell. She also scratched and clawed his face and fought him. Ferrell
responded by beating her into submission and ultimately to death. (XXVI 2732,
2774-78) Naoma Queen died as a result of chop wounds of blunt impact to her head
5
which resulted in skull fractures and brain laceration. Queen’s brain stem was severed
which resulted in almost instantaneous death. Queen did suffer wounds on her hands
and arms which were consistent with defensive wounds. (XXIII 2048-52)
After the murders, Ferrell and Anderson searched the house for valuables,
money, and keys. They took a credit card from the body of Richard Wendorf. Ferrell
and Anderson then left the house in the Wendorfs’ Explorer. (XXVI 2780-82) They
met Cooper, Keesee, and Heather Wendorf as the girls were returning to the
Wendorfs’ neighborhood. The entire group then left Eustis in both vehicles and
traveled to Sanford, Florida, where they abandoned the Buick. They switched the
license plates so that the Explorer bore the Kentucky plate of the Buick and vice-
versa. (XXVI 2788) All five then drove the Explorer west to New Orleans,
Louisiana. Along the way they used Richard Wendorf’s Discover credit card to buy
When they reached Baton Rouge, Louisiana, Charity Keesee phoned a relative.
Keesee’s relative tipped off the authorities and the group was arrested without
incident. (XXVI 2789-93) The appellant agreed to cooperate with the police if they
allowed him to visit with Charity Keesee, his girlfriend. In statements to Louisiana
authorities and to Florida detectives, Ferrell took most of the blame for the crimes.
(XXVI 2720-2823) Ferrell subsequently pled guilty as charged and the case
6
proceeded to a penalty phase. (XXI 1701-1726)
Based on the circumstances of the murders, the state argued, and the trial court
agreed, that the murders were committed in the commission of an enumerated felony;
that the murders were committed in a cold, calculated, and premeditated manner
without any pretense of moral or legal justification; and that the murders were
committed for pecuniary gain. (XI 1952-53) The trial court subsequently found that
the “pecuniary gain” factor merged with the factor dealing with “during the course an
The state also convinced the trial court that the circumstances of Naoma
Queen’s murder were especially heinous, atrocious, or cruel (HAC). The state did not
argue nor did the trial court find that the murder of Richard Wendorf was HAC. (XI
1952-53, 2060) Finally, based on the simultaneous convictions for the murders of two
separate victims, the trial court found that Rod Ferrell was “previously” convicted of
another capital felony or of a felony involving the use or threat of violence. (XI 2059)
Facts in Mitigation2
Rod Ferrell, a boy of only 16, on November 25, 1996 when Richard Wendorf
2
The facts in this section are taken verbatim from the sentencing judge’s
findings of fact in support of the imposition of the death penalty. Any errors are in the
original.
7
and Naoma Queen were killed, was born in the small college town of Murray,
Kentucky on March 28, 1980. His mother is Sondra Gibson, who was only 17 when
Rod was born, and his father is Rick Ferrell who also was only a teenager. Rod’s
father and mother did not marry until Rod was 9 days old. Within a few weeks they
broke up and Rod remained with his mother. His father entered the military and filed
for a divorce through a local attorney in Murray. His father spent little time with Rod
as he was growing up. The last time he saw “the child” as he referred to him during
his entire testimony, was when Rod was about eight years old. His paternal
grandmother, Betty Jean Ferrell testified that she had gone back to court when he was
a small child to obtain court order visitation with “Roddy” as she fondly referred to
him. She described him as a “sweet boy” whom she loved dearly, and but for the
interference of his mother, she believes she could have made a difference in his life.
She had not seen Rod since he was about eight either. Sondra Gibson, Rod’s mother,
was described by these two witnesses as manipulating and prone to making up stories,
fits of temper which made it nearly impossible to have a relationship with the young
boy. His father stated that he finally just gave up trying to have a relationship with his
son. Rod’s father since joining the armed forces had completed a bachelor and
masters degree in aviation technology and was employed in the airline insurance
business.
8
After Rod was born, his mother lived with her parents, Rosetta and Harrell
Gibson. Mr. Gibson’s employment moved the family from Murray, Kentucky to
central Florida and back several times while Rod was growing up. The first move
brought the Gibsons to the Winter Garden area. It was at this time that Rod allegedly
fell ill with what was diagnosed as encephalitis, although no medical records could be
located regarding that illness. The mother testified that Rod had suddenly become ill
and the child was taken to a nearby hospital. According to the mother the doctors told
the mother that he might not survive the night. This information was provided by the
family to Dr. Meyer for his evaluation. He determined that it would not be likely that
a medical professional would tell a family that their child might not survive unless it
was really a severe illness. Dr. Meyer also concluded that this illness could be related
to the onset of some of the symptoms of bizarre behavior that Rod had manifested
The next move was back to Murray, Kentucky. It was during this period that
Rod spent time with his paternal grandmother two times per week in the after noon.
He was also exposed to his paternal grandfather, who it was documented suffered from
the debilitating mental illness of schizophrenia. It should be noted that the evidence
revealed that Rod was not related by blood to his paternal grandparents because his
father had been adopted. Although Dr. Meyer did suggest that the environmental
9
exposure of Rod to his paternal grandfather may have had an effect on him. Further, it
was during this time that Rod has stated on numerous occasions he was raped while on
a fishing trip with his grandfather, although the grandfather he has continuously
referred to with regard to the sexual abuse allegation is his maternal grandfather. This
evidence is supported by Rod’s Aunt who as a young teenager was sexually fondled by
her father. Rod has been consistent about his innocence being taken away at age 5.
He also relates being exposed to the occult at this age, having witnessed human
sacrifices during this time period, and being introduced to the Dungeons and Dragons
improvisational games. Both his mother and father have admitted that they freely
It was also during this time frame that Rod began a long time friendship with
Matt Goodman. He had also known Scott Anderson since second grade, but it was not
until this time period that he and Matt and Scott developed their fantasy games which
later became an enormous part of their everyday life. The fantasy games were based
All through Rod’s young life he was described as a sweet boy, obedient, loving,
caring, and considerate. His mother would leave Rod on a regular basis with her
parents. However, they were not permitted to discipline Rod. She reserved that
authority for herself. She was often dancing in nightclubs, running the streets with
10
men, prostituting herself, and using drugs and alcohol. During the late 80's Rod lived
alone with his mother at the Southside Manor Apartments in Murray, Kentucky.
These are fully subsidized apartments and Sondra Gibson was living there rent free.
Rod was permitted to play his fantasy games all the time with his friends, using the
woods near their homes to engage in their battles and violent fantasy games.
Around the age of 10, Rod and his mother moved back to Florida and again
began living with her father and mother, on Lemon Avenue, in Eustis, Florida. Rod
attended Eustis Middle School and had begun Eustis High School when in December,
1995 the family again moved to Murray, Kentucky. When Rod lived in Eustis he was
described by his friends as a laid back kind of guy, nice and quiet. Audrey Presson
recalled Rod’s strawberry red hair that he wore in a pony tail. He dated Shannon
Yohee during this time period. Shannon identified pictures of her with Rod at Sondra
Gibson’s wedding to Darren Vraven in Daytona Beach in mid 1995. It was during this
time period that Rod began hanging around Heather Wendorf and Jeanine LeClair. In
December, 1995, Sondra Gibson walked into Rod’s room in their home and found
Jeanine LeClair, Rod and another young boy with the lights off and blood all over the
place. The kids had sliced their arms with a razor blade and were engaging in a blood
letting and crossing over ritual, commonly engaged in by members of vampire cults. It
was shortly after this incident that Rod was removed from school in Eustis and moved
11
again to Murray, Kentucky. When the family first arrived in Murray, Sondra, her new
husband, Rod lived once again with Darrell and Rosetta Gibson. Rod was enrolled in
Calloway County High School as a transfer into the 10th grade. It was also at this time
that Sondra and her new husband moved to Michigan. Rod was told by his new
stepfather that, “his mother was never coming back, so he might as well get used to
it.” Sondra Gibson cried during her testimony when she recalled learning of what her
son had been told. It upset her so much that she returned immediately to Murray,
Kentucky to be with her son and filed for a divorce from Darren Vraven. Sondra
Gibson admitted that Mr. Vraven was supplying her son with drugs and that she did
nothing to stop it. Ferrell also told law enforcement officials in Baton Rouge,
Louisiana that Vraven was a drug dealer. Rod’s mother also spoke of physical and
mental abuse by Vraven. In addition, there was testimony that Vraven was involved
When Rod’s mother returned, she and Rod moved once again into the
Southside Manor Apartments on Broad Street in Murray, Kentucky. It was during this
time period that Rod’s behavior, in school and at home, and his outward appearance
began to transform from the normal teenager to a demonic, dark painted, creature that
walked the cemeteries at night, cutting himself so other could drink his blood, and
telling people he was a 500 year old vampire named Vesago. His school work became
12
non-existent. He violated school policy by failing to attend class, smoking cigarettes
on campus, and being openly defiant to his teachers and other school officials.
Stephen Murphy aka “Jaden” is also someone that Rod began to hang around with. It
was Stephen who crossed Rod over in to Vampirism, gave him the name Vesago, and
became his sire. Stephen Murphy was known in Murray as the “Prince of the City”.
April Doeden, a former girlfriend of Rod’s testified that on the night Murphy crossed
Rod over he couldn’t get to sleep, he cried and shivered all night long like a scared
little boy. April described how Rod’s mother would yell at him and blame him for
ruining her life saying that he was responsible for killing all of his unborn brothers and
sisters (children Sondra had lost through miscarriages), and that she wished he were
dead.
The school assistant principal tried to help Rod by getting him into counseling
at Calloway County High School with Marianne O’Rourke. Rod attended six sessions
with Ms. O’Rourke before he was expelled in April, 1996. Rod’s mother was
permitting him to stay out all night long with Murphy, use drugs, and not go to school.
She knew he was mutilating himself and yet through all of these distinct and obvious
signs, and against the advice of Ms. O’Rourke she did not seek to hospitalize this
young boy. Also at this time, Rod was having telephone conversations long distance
with Heather Wendorf and Jeanine LeClair. The first time someone overheard
13
Heather tell Rod she wanted him to get rid of her parents was in late spring of 1996.
April Doeden overheard Heather tell Rod that her parents were hurting her and that
she wanted him to come get her, but he would have to kill them, because they would
never let her go. Along with his relationship with April, Rod developed a relationship
with a young girl by the name of Charity Keesee who attended his high school. It was
an incident involving his comforting Ms. Keesee and a teacher named Stonecipher
approached and directed him to go to class that led to his expulsion from school. He
In May, 1996, Sondra took her son to an evaluation with the Kentucky Mental
Health and Retardation Board in Murray. The social worker, Debra Mooney spent at
most 45 minutes with Rod and then 15 minutes with his mother, although she is not
sure if she only spent 30 minutes with Rod and 30 minutes with his mother. She
described Rod as all dressed in black with black nail polish, black hair, and makeup.
That he was engaging in self-mutilation and he felt persecuted by society. She noted
that she felt the mother and son were minimizing the need for psychological help.
There was no testing or releases obtained to complete the evaluation on that date.
Tod’s next appointment was canceled by his mother, and he failed to show up to the
next two sessions. The next time Debra Mooney saw Rod was in early October, 1996.
She only saw him for 15 minutes because, as she stated, she didn’t think Rod was
14
going to show up, so she filled in his appointment slot with a patient who was suicidal.
During the Summer of 1996 Rod’s mother engaged the assistance of the
Division of Child Services and had Rod declared an uncontrollable minor. However,
once again, Sondra Gibson minimized and lied for her son so that he could avoid
getting a job, going to counseling, and his overall participation in the real world. He
In addition, Sondra Gibson had been writing love letters to the 14 year old
brother of Stephen Murphy, trying to solicit him to cross her over and have her as his
vampire bride. She reported the Vampire cult information to the Department of
Children’s Services but they did not take any aggressive action. They appeared to be
acting upon the mother’s requests for assistance, and when the mother was lying for
Rod and assisting him in avoiding the requirements the Department had scheduled for
him, his illness seemed to become further exacerbated. In the summer of 1996, Rod
was sparing with Matt Goodman to prepare for a fantasy game they were going to play
later that evening and Rod kicked Matt in the teeth. Matt believed that this was
intentional. Since that time Rod’s relationship with Matt deteriorated. In September,
1996 Rod was attacked by Stephen Murphy. Rod was taken to Murray Calloway
County Hospital but refused treatment. His mother states that he was knocked
unconscious when Murphy threw him up against the wall. Stephen was charged and
15
sentenced for this offense. It was shortly after this incident that Sondra Gibson was
charged with soliciting a minor for the letters she had written to Murphy’s little
brother.
Based on the testimony and evidence at appellant’s penalty phase, the trial
court concluded that the defense proved three statutory mitigating circumstances.
Specifically, the trial court concluded that Ferrell committed the murders while he was
under the influence of extreme mental or emotional disturbance. Dr. Wade Meyer, a
the occult, concluded that Ferrell fit this particular circumstance. Dr. Harry Krop and
Dr. Elizabeth McMahon, two clinical psychologists, also reached the same conclusion.
(XI 2066-67) All three doctors concurred that, although Ferrell could appreciate the
criminality of his conduct at the time of the crimes, his ability to conform that conduct
to the requirements of the law was substantially impaired. This shortcoming was the
result of Ferrell’s significant childhood abuse, his schizotypal personality disorder, his
bizarre thought processes, and his excessive use of drugs and hallucinogens on the
night of the murders. (XI 2067) The third statutory mitigating factor found by the
trial court was Ferrell’s age of sixteen at the time of the crimes. Additionally, the trial
court accepted the fact that Ferrell had the emotional age of a three-year-old. (XI
16
2067)
(2) Rod Ferrell was abandoned and isolated from his real
father.
17
(12) Ferrell’s sense of self was significantly distorted which
distorted his interaction and his interpretation of his social
environment.
(19) Ferrell will be removed from society for the rest of his life
with four consecutive life sentences.
(XI 2068-73)
18
SUMMARY OF THE ARGUMENT
Ferrell initially contends that the trial court abused its discretion in allowing a
mere forty-five minutes for each side to summarize the evidence and advocate their
positions in closing argument. The jury heard a full six days of testimony consisting
of forty-three witnesses, with several of them testifying more than once. 137 exhibits
were introduced into evidence. Convincing a jury that a double homicide committed
by a mentally ill sixteen-year-old boy is not the most aggravated and least mitigated
first-degree murder is an extremely difficult task. It takes time to explain the concept
of mitigation to a jury much less the twenty-two mitigating factors actually found by
the trial court in this case. The trial court abused its discretion by arbitrarily and
neutrality and exhibited at least the appearance of bias. In addition to arbitrarily and
unfairly restricting the time allowed for final summation, the court also restricted
appellant’s voir dire. Most egregious, the trial court provided race neutral reasons to
support the prosecutors’ peremptory challenge of one of the few African American
The trial court unfairly limited the scope of voir dire by refusing to allow
defense counsel to explode a misconception held by many jurors, i.e. that life
19
imprisonment is more expensive than executing a citizen. The court also restricted
voir dire into pertinent areas of examination including jurors’ attitudes about smoking,
their ability to treat some first-degree murderers differently than others, and jurors’
Ferrell challenges the admissibility of his confession based upon the totality of
significant experience in dealing with the criminal justice system. Police officers used
see his girlfriend. Under the totality of the circumstances, Ferrell’s plea was not
Ferrell’s confession in violation of Louisiana law, the situs of the confession. This
type of police conduct is the reason the exclusionary rule was created.
Over objection, the trial judge allowed a witness to testify how she interpreted a
critical statement by Ferrell the day before the murders. Ferrell stated that he was in
town on “unfinished business.” The witness should not have been allowed to testify
what this meant to her. The jury was just as capable of interpreting Ferrell’s
statement.
Appellant also argues that the trial court should have granted his request for a
change of venue where the publicity was so pervasive and salacious that prejudice
20
could be presumed. Additionally, examination of the jury panel revealed actual
prejudice.
The trial court also allowed over objection evidence that Ferrell talked of a plan
to escape when he was in the juvenile facility awaiting trial. This was evidence of
collateral crimes which was not relevant and highly prejudicial. Additionally, Ferrell
both murders and the heinous, atrocious, and cruel aggravating factor relating to
Queen’s murder. Finally, appellant points out that the crimes he committed are not
the most aggravated, least mitigated first-degree murders when compared to other
first-degree murders. This is especially true because Rod Ferrell was a mentally ill,
21
ARGUMENTS
Rod Ferrell discusses below the reasons which, he respectfully submits, compel
the reversal of his death sentence. Each issue is predicated on the Fourth, Fifth, Sixth,
Sections 9, 16, 17, and 22 of the Florida Constitution, and such other authority as is
set forth.
POINT I
The trial court limited defense counsel’s closing argument to a mere forty-five
minutes. With six full days of testimony, extensive physical evidence and a myriad of
issues to discuss, a mere forty-five minutes was woefully insufficient. Appellant had
nonstatutory mitigating circumstances. The trial court’s ruling denied appellant his
opportunity to fully explain the concept of mitigation, much less the voluminous
evidence that established significant mitigating factors recognized by law and society.
that the state sought to prove. Furthermore, defense counsel had legitimate arguments
22
regarding the doubling of two of the aggravators and the proper weight that the jury
should assign to certain aggravating factors. Finally, the severe time limitation
hindered appellant in his argument that a proper weighing of the valid aggravating
circumstances against the substantial mitigation should result in a sentence with life
trial court’s ruling denied appellant his constitutional right to effective assistance of
counsel, his right to a fair trial, his protection from cruel and unusual punishment and
his right to due process of law. These rights are guaranteed by the Fifth, Sixth, Eighth,
and Fourteenth Amendments to the United States Constitution and Article I, Sections
The trial court clearly limited each side to forty-five minutes for closing
argument. The trial court stated on the record, “I intend to give both of you, over
noted objection, forty-five minutes each for closing, State first, Defense last.
(XXVII 2915) The trial court reiterated the forty-five time limit near the end of trial.
On Friday, February 20, 1998, the trial court excused the jury for the weekend. He
told the jury that they would begin Monday morning with closing arguments by the
lawyers. “This will take an hour and one half total. There are some things I can time
in this world, and those (sic) are times.” (XXIX 3328-29) Just before the start of
closing arguments, the trial court emphasized, “So we are clear, State is first, Defense
23
last, forty-five minutes a side.” (XXIX 3337) The record on appeal clearly reflects
that the sum total of both closing arguments was almost exactly ninety minutes. The
jury returned to the courtroom at 9:21 a.m. After preliminary instruction by the trial
court, the state presented closing argument which consumes twenty-seven pages of
consisting of twenty-five pages of transcript. The court recessed at 10:55 a.m. (XXIX
3366-91)
Because there was clearly an objection to the time limitation, but none
appeared on the face of the record on appeal, this Court relinquished jurisdiction to
reconstruct the record in that regard. The trial court conducted two hearings. The trial
court stated that there was little doubt that defense counsel objected to the limitation
where the judge stated on the record, “over noted objection.” (SR VI 541-42, 552) It
is clear from both hearings that lead defense counsel, Candance Hawthorne, and Rod
Ferrell, the appellant, were the only trial participants who remembered any specifics
between defense counsel, the prosecutor, and the trial judge on the issue. (XXVII
2900) Ferrell remembered Ms. Hawthorne objecting to the forty-five minute time
circumstances to the jury. Ferrell recalled Ms. Hawthorne requesting between ninety
24
minutes and two hours. The trial court responded that many of the nonstatutory
Ms. Hawthorne did not specifically remember verbalizing an objection but did
remember concluding that forty-five minutes was woefully insufficient and that a time
limit of two hours was more realistic. She mentioned the large number of aggravating
circumstances that the state sought to prove and the “two dozen mitigators” that the
defense proved. (SR VI 545-46) She also mentioned the “truck load” of evidence
that had been admitted. (SR VI 546) Defense counsel testified that if she had more
time, she would have read several documents to the jury during closing arguments
(SR VI 546-47) Both lawyers for appellant remembered concluding that forty-five
minutes would not be enough time to sufficiently discuss the large number of statutory
mitigating circumstances. Appellant had argued, without success, that the trial court
should specifically instruct the jury regarding the nonstatutory mitigating factors that
were proved by the defense. When the trial court exercised its discretion and chose
not to specially instruct the jury, the defense lawyers knew that the allotted time
would be inadequate. (SR VI 547-48, 551-52) The trial judge controls the
courtroom. The trial court can set an appropriate limit on the time allowed for closing
arguments. However, a trial court can abuse its discretion in setting an unreasonable
25
time limit.
May v. State, 89 Fla. 78, 103 So. 115, 116 (1925). In May, this Court held that a
twenty minute limitation of closing argument deprived the defendant of a fair trial
where he faced a possible twenty years in prison upon conviction. This Court also
pointed out that, although the facts at trial were not complicated, there were sharp
conflicts in the evidence on material issues. Both the state and the defendant called
several witnesses and the testimony at trial consumed “several hours”. Id.
Rod Ferrell’s trial consumed six full days of testimony and evidence. More
importantly, the issue at Ferrell’s trial was not a simple one. The jury did not need to
decide Ferrell’s guilt. Rather, they faced the much more difficult task of deciding
whether Ferrell should spend the rest of his life in prison or be executed in Florida’s
electric chair. Unlike lay jurors, this Court is familiar with the subtle complexities of
Florida’s capital sentencing scheme. Before being called for jury duty in this case,
26
Ferrell’s jury undoubtedly had never even heard the terms “aggravating and mitigating
this jury about the process of differentiating the most aggravated, least mitigated first-
degree murders from the general class of first-degree murders. This is a fine
punish murderers. The state usually has most of the evidence as well as much of the
law on its side. All first-degree murders are tragic. In reality, defense counsel must
convince the jury that the defendant deserves mercy. This is usually an extremely
Undersigned counsel was unable to find any Florida case discussing the
limitation of time for closing argument at the penalty phase. Appellant submits that
the lack of case law in this particular situation is further support for his contention that
trial courts should be extremely accommodating where human life hangs in the
balance. There is no bright shining rule that dictates the exact amount of time a
criminal defendant is given for closing argument even at the guilt phase. Adams v.
State, 585 So.2d 1092 (Fla. 3rd DCA 1991) The cases consistently hold that limiting
closing to less than thirty minutes is generally suspect. Foster v. State, 464 So.2d
27
1214 (Fla. 3rd DCA 1985)
In Stockton v. State, 544 So.2d 1006 (Fla. 1989), this Court disagreed with the
First District Court of Appeal and held that a thirty-minute time limit constituted an
abuse of discretion in a second-degree murder trial. This Court pointed out that
Stockton was convicted of a life felony, the trial lasted two full days, fifteen witnesses
Other cases are helpful as well. Munez v. State, 643 So.2d 82 (Fla. 3rd DCA
1994) [ twenty minute limit was unreasonable in two-day aggravated battery trial with
five witnesses]; Adams v. State, 585 So.2d 1092 (Fla. 3rd DCA 1991)[fifteen minute
limit held unreasonable in trial of sale of cocaine near school property where mistaken
identity at issue]; Bell v. Harland Rayvals Transport, Ltd., 501 So. 2d 1321 (Fla. 4th
DCA 1986) [thirty minute limitation unreasonable in negligence trial which lasted a
week and involved complex issues of liability and damages]; Hickey v. State, 484
So.2d 1271 (Fla. 5th DCA 1986)[thirty minute limit unreasonable in four day second-
degree murder trial even though State’s case was strong and trial court believed the
defense had very little about which to argue]; Kane v. State, 481 So.2d 546 (Fla. 5th
controlled substance]; Rodriguez v. State, 472 So.2d 1294 (Fla. 5th DCA
1985)[fifteen minute limit warrants new trial in view of “serious nature of crime”
28
(burglary of a dwelling) and conflicting evidence on critical element of intent];
Pittman v. State, 440 So.2d 657 (Fla. 1st DCA 1983)[thirty minute limit unreasonable
in trial of various minor offenses arising from a fracas which broke out when police
defendants, all charged with third-degree felonies]; Neal v. State, 451 So.2d 1058
(Fla. 5th DCA 1984)[twenty-five minute limit mandates new trial where defendant
faced minimum twenty-five-year prison term and was ultimately convicted of second-
degree murder; trial took one full day of jury selection and two full days of testimony;
and although the facts of the crime were fairly simple, there was sharp disagreement
concerning question of premeditation and the case raised novel and complex spouse
abuse defense].
In Ferrell’s six day trial for his life, the jury heard from forty-three witnesses,
including two who testified more than once. The parties commenced closing
argument first thing Monday morning following a weekend recess. The lawyers had
used their allotted time for summation before 11:00 a.m. (XXVII 3391) The jury was
instructed and retired to deliberated at 11:45 a.m. (XXX 3433) Shortly before 2:00
p.m., the jury asked to hear Ferrell’s videotaped confession. (XXX 3434) After
listening to the tape, the jury again retired to deliberate at 2:33 p.m. They returned at
4:28 p.m. with their recommendation of death. (XXX 3467-69) In light of the fact
29
that the trial court had arranged a full day for closing arguments, jury instructions, and
deliberations, it would not have been unreasonable under the circumstances to allow
ninety rather than forty-five minutes for each side to close. Assuming all other things
remained equal, an additional forty-five minutes per side would have brought the jury
back with their verdict at approximately 6:00 p.m. instead of 4:30 p.m.
A penalty phase trial is the most serious court proceeding in this state. The
and complex. Three mental health professionals testified at great length concerning
their diagnosis of Rod’s mental illness. All three experts concurred that Ferrell met
both statutory mitigating factors. Their diagnoses were varied, but all agreed that Rod
diagnosis is unusual and needs explanation and amplification, especially why this
evidence mitigates the crimes. The prosecutor countered with argument that the
experts’ conclusions were not worthy of belief, contending that their opinions were
based on faulty data i.e., garbage in, garbage out. (XXIX 3343-48)
Appellant invites this Court to read defense counsel’s closing argument. In the
forty-five minutes allotted by the trial court, she was simply unable to adequately sum
up the evidence. The argument appears rushed and disorganized. She spends only
two paragraphs explaining the “doubling” instruction. (XXIX 3376-77) Only three
30
sentences are spent arguing that the crime was not committed to avoid arrest which,
incidently, the trial court concluded did not apply. (XXIX 3377) Defense counsel
aggravator. (XXIX 3378) Because of the time constraint, defense counsel simply
glosses over the numerous mitigating factors that apply to the case and that the trial
court found. Many of them she simply reads without explanation. Because of the
arbitrary time limitation set by the trial court, defense counsel was forced to use 24
pages to cover 1500 pages of testimony. All tolled, there were 137 exhibits
introduced into evidence at Ferrell’s six day trial. Forty-three witnesses testified. The
issues were complex. Human life was at stake. Forty-five minutes was simply not
enough.
31
POINT II
32
and impartial trial can mean nothing less than this.
State ex rel. Davis v. Parks, 141 Fla. 516, 519-520, 194 So.613, 615 (1939). More
Williams v. State, 143 So.2d 484, 488 (Fla. 1962); See also, Crosby v. State, 97 So.2d
The trial court in appellant’s case first appeared less then neutral during jury
33
selection. Prospective juror Jefferson, one of the few African Americans on the panel,
was a few minutes late after a luncheon recess. The panel was told to report back to
the courtroom at 1:30 p.m. At 1:40 p.m. the trial court announced that everyone had
assembled except for prospective juror Jefferson. (XX 1595) The prosecutor
suggested that the court had the discretion to proceed with jury selection without Mr.
Jefferson, “We could strike him from the pool and go on.” (XX 1595) Defense
counsel pointed out that Mr. Jefferson might have a legitimate reason for being late
and the trial court agreed to allow an additional ten minutes before taking up the
matter once again. (XX 1595-96) At the very beginning of the ten minute wait, the
34
THE COURT: Wonderful. (WHEREUPON THE
JUROR ENTERED THE COURTROOM.)
THE COURT: He is a full time student in school
and having to do his work at night and turn in his
papers during the day time and he actually said that
he had religious scruples against rendering
judgments on his fellow man.
MR. KING: And he also indicated he was opposed
to the death penalty although he’d follow the Judge’s
instructions, which is a legitimate reason for a
peremptory challenge. But it is not a cause
challenge, obviously.
THE COURT: Well, Mr. Jefferson is here and we
will deal accordingly, but those are some feelings I
felt for Mr. Jefferson.
I was really anticipating he wasn’t going to
show up and I was wondering if we could do
something about it now. But he is here, we don’t
have to worry about him, we will press on.
(XX 1595-98) Jury selection proceeded without incident until the state exercised a
peremptory challenge of Mr. Jefferson. Appellant objected and requested race neutral
reasons. The prosecutor replied that Mr. Jefferson was a full time student with
homework, that he did not like the death penalty in general but he could apply the law
as instructed, and that he was once the victim of mistaken identity and accosted at
gunpoint by police officers which was a very distasteful experience. The trial court
responded:
35
I’m going to state that the State has stated at
least three race neutral reasons and I think I have a
right to consider another and I have, and Mr.
Jefferson is a strike for the State.
(XXI 1646-48) Defense counsel did not object to the race neutral reasons given by
the trial court and the prosecution team. However, defense counsel did question at
least the appearance of bias by the trial court. Appellant claimed in his motion for
new trial that the court inappropriately demeaned perspective juror Jefferson after he
was a few minutes late from the lunch break. The trial court responded by reading his
remarks to the venire on the record. (XXXI 3636-37) The trial court added:
(XXXI 3637-38) It does not really matter whether the trial court’s motive was
connected to the prospective juror’s tardiness. The fact of the matter is that the trial
court did provide race neutral reasons which the state subsequently used to justify
their peremptory challenge of Mr. Jefferson, the slightly tardy African American juror.
The trial court engaged in similar conduct to that condemned in Foster v. State,
36
24 Fla.L Weekly D1039 (4th DCA April 28,1999). In McFadden v. State, 24 Fla.L
Weekly D1040 (4th DCA April 28, 1999). The trial court impermissibly departed
from his role of impartiality by helping an unprepared prosecutor make his case for the
defendant’s violation of probation. In spite of the overwhelming evidence and the fact
that it was a VOP hearing, the appellate court could not escape the “settled feeling that
the trial judge went too far in assisting” the prosecutor. A judge may not, in fact, also
act as a prosecutor. Merchn v. State, 495 So.2d 855 (Fla. 4th DCA 1986) While a
judge may ask questions deemed necessary to clear up uncertainties, the trial court
departs from a position of neutrality when its sua sponte orders the production of
evidence that the state itself never sought to offer into evidence. J.F. v. State, 718
Unfortunately, the trial court departed from his role of neutral arbiter in
appellant’s case. In addition to supplying the race neutral reasons to excuse juror
Jefferson, the trial court also unfairly limited voir dire (see Point III), and also
arbitrarily and unfairly limiting appellant’s time for final summation. See, Point I.
Because of the trial court’s appearance of partiality, this Court must order a new
penalty phase.
37
POINT III
Rule of Criminal Procedure 3.300(b). Jones v. State, 378 so.2d 797 (Fla. 1st DCA
1980). The purpose of voir dire, “Is to obtain a fair and impartial jury to try the issues
in the cause.” Keene v. State, 390 so.2d 315,319 (Fla. 1980). “Subject to the trial
prospective jurors which will not yield to the law as charged by the court, or to the
Wide latitude should be allowed during the examination of jurors during voir
dire. Cross v. State, 103 So.2d 636, 89 Fla. 212 (1925). Voir dire examination should
be as varied and elaborate as is necessary to obtain fair and impartial jurors whose
minds are free of all interests, bias or prejudice. Gibbs v. State, 193 So.2d 460 (Fla.
2d DCA 1967).
throughly and completely question the prospective jurors. Many of the jurors
38
unequivocally favored the death penalty over a sentence of life imprisonment without
possibility of parole because of their misconception that the death penalty saved
taxpayer dollars. See, e.g., (SR II 210, 222, 276; XVII 929-32) [to point out just a
few of the many examples of this type of juror]. When appellant attempted to delve
into this biased misconception during voir dire, the trial court sustained the state’s
Another group of jurors favored the death penalty for all first-degree murders.
See, e.g., (SR II 216, 228, 234, 240, 276) [again just to point out a few of many]. A
certain murder cases, if the defendant acted in self defense for example. See, e.g.,
(SR II, 210, 282) When defense counsel attempted to ferret out these jurors, many of
whom had been rehabilitated by the state, the trial court again put a stop to appellant’s
efforts. Appellant asked prospective juror Stevens about his feeling that all first-
39
(XVIII 1030) When defense counsel attempted to ask another prospective juror the
same question, the state objected claiming the question called for the juror to commit
to a position “when they don’t know any facts and haven’t been given the law.”
(XVIII 1031) The trial court sustained the objection and precluded that line of
inquiry as well.
The trial court eventually decided that defense counsel had asked “enough”
questions regarding the prospective jurors’ feelings about the death penalty. The trial
(XX 1576) Defense counsel complied with the court’s unequivocal order. The trial
feelings about children and smoking (XXI 1633-35); as well as the jurors’ experience
The trial court’s severe restrictions of appellant’s voir dire resulted in a denial
of appellant’s constitutional rights to a fair trial and to due process of law. The
questions were relevant and necessary. Especially relevant and critical was the ability
40
the death penalty for all first-degree murders. Similarly, an extremely damaging but
pervasive misconception among the general populous is the belief that life
individual. This Court knows that such is not the case. Counsel should have been
attitudes regarding smoking were important in the case for two reasons. The evidence
showed that Ferrell’s mother allowed him to smoke cigarettes at home with her
approval. Additionally, Louisiana police willingly gave cigarettes to Ferrell when they
successfully extracted his confession. The record does not reveal where defense
counsel is going regarding school detention because the trial court cut her off in such a
perfunctory manner.
their attitudes regarding the death penalty is a dangerous situation in a capital case.
The trial court’s erroneousness rulings during voir dire were exacerbated by the trial
court’s refusal to comply with Florida Criminal Rule of Procedure 3.281 which
provides:
41
Appellant is entitled to a new penalty phase. Amends. V, VI, VIII, and XIV, U.S.
42
POINT IV
testimony from witnesses as to facts about which they have personal knowledge. As
recognized in Section 90.604, Florida Statutes, if a witness does not have personal
knowledge of a fact, he or she may not testify to the fact. It is the province of the jury
to decide between conflicting facts, to draw inferences from the facts, and to reach the
factual conclusions in the trial. Generally, witnesses may not testify in terms of
At Ferrell’s penalty phase, the trial court allowed a witness to testify, over
defense counsel’s timely and specific objection, as to matters that invaded the
province of the jury, and matters that were pure speculation on the part of the witness.
Audrey Presson, a former classmate of Ferrell’s in Eustis testified that Ferrell and the
43
rest of the crew came to her home on the night before the murder. They asked
Presson if she wanted to leave Eustis with them. She declined. (XXII 1953-58)
Ferrell explained to Presson that he had returned to Eustis “on unfinished business.”
(XXII 1960) When the prosecutor asked Presson what the statement meant to her,
defense counsel objected, pointing out that her answer would be speculative. Presson
could not know what was going on in Ferrell’s mind. The trial court overruled the
objection, relying on the fact that the question asked what Ferrell’s statement “meant
(XXII 1961)
leaves this field and enters into that of opinion or supposition, it invades the province
of the jury.” Scott v. Barfield, 202 So.2d 591, 594 (Fla. 4th DCA 1967). Thus, the
trial court must not allow such improper speculation, since one witness’ guesses or
assumptions about facts cannot constitute relevant evidence that would reasonably
support the factual conclusion. Holden v. Holden, 667 So.2d 867 (Fla. 1st DCA
636 So.2d 802, 809 (Fla. 1st DCA 1994) (assumptions of witnesses do not constitute
44
reliable evidence); Drackett Products Co. v. Blue, 152 So.2d 463, 465 (Fla. 1963)
Under Section 90.701, Florida Statutes, before a lay witness may testify in the
form of inference and opinion, the party offering the testimony must establish that “the
witness cannot [otherwise] readily, and with equal accuracy and adequacy,
communicate what he has perceived to the trier of fact” and that the witness’ “use of
inferences or opinions will not mislead the trier of fact to the prejudice of the
objecting party.” Kight v. State, 512 So.2d 922, 929 (Fla. 1987). Here, although it
may have been Presson’s subjective view that Ferrell meant to exact some type of
revenge, rather than the equally plausible inference that Ferrell had some unfinished
personal matters to attend to, “this is not the type of lay opinion testimony which is
admissible under section 90.701.” Kight v. State, supra at 929. The state here, as in
Kight, failed to establish that the witness could not have otherwise communicated her
perceptions – what she heard the defendant actually say – to the jury without the
improper interpretive slant given by the witness to the words. This witness was
accused, instead of being questioned simply as to the defendant’s acts and words, and
leaving the jury to draw therefrom their conclusions as to his meaning. Hodge v. State,
26 Fla. 11, 7 So. 593, 595 (1890). The witness must be confined in his testimony to a
45
statement of facts, leaving it to the jury to draw the proper inferences as to what was
the party’s meaning. Branch v. State, 96 Fla. 307, 118 So. 13, 15 (1928).
In Dixon v. State, 13 Fla. 636 (1869), the Florida Supreme Court ruled that a
witness would not be allowed to give his understanding of the meaning of words used
in declarations of the accused. This holding is precisely on point for the instant case.
Similarly, in Lee v. State, 24 Fla.L.Weekly D736-738 (1st DCA March 19, 1999) a
police officer should not have been allowed to testify that the defendant “appeared to
have something on his mind that he appeared to want to talk to somebody about”
Likewise, it was not for Presson to decide what Ferrell meant by the term
“unfinished business.” Rather, that was a job for the jury to decide on their own,
without Presson’s personal, speculative commentary of the words’ meaning. The jury
already had all of the facts from the witness, they did not require, and should not have
conjecture before the jury, the appellant did not receive a fair trial. Reversal for a new
46
POINT V
Pertinent Facts
Rod Ferrell, Heather Wendorf, Scott Anderson, Charity Keesee, and Dana
Cooper were all arrested in Baton Rouge, Louisiana within a few days of the murders.
Baton Rouge police were contacted by Florida authorities after Charity Keesee called
authorities spotted the Wendorfs’ Explorer in a motel parking lot. All five teenagers
were arrested without incident and transported to police headquarters in Baton Rouge.
(XXIV 339-44,376-91)
Shortly after 9:00 p.m., Louisiana detectives placed Rod Ferrell, a sixteen-year-
old boy, in handcuffs, in a small interview room. (XXIV 344-47) Due to the shortage
of space in the juvenile facility, along with the fact that Dana Cooper was technically
not quite a juvenile anymore, police kept the group at the police station over the
course of the next twenty three hours until approximately 8:00 the next evening.
(XXIV 347) The group’s gastronomical needs were met. They were allowed to use
the bathroom, but there was no place for them to sleep other than chairs and the floor.
47
(XXIV 348-49) Police kept the children separated, because they did not want them
communicating with one another. (XXIV 356-57) The interview room where Ferrell
remained was completely enclosed, without windows but with a mirror that allowed
cigarettes, despite the fact that this was a violation of Louisiana law. (XXIV 366-67)
From all indications, Rod Ferrell seemed to be very much in love with Charity
Keesee, whom he called Shea. At the time of his arrest, Ferrell believed that Keesee
was pregnant with his child. Shea was practically the only thing that mattered to Rod
Ferrell. As he was being transported to the Baton Rouge police department following
his arrest, Ferrell began talking to Officer Dewey. Dewey warned Ferrell not to make
any statements. Ferrell advised Officer Dewey that “all he wanted to do was speak
with his girlfriend, Shea. That he would tell me anything that I wanted to hear...”.
(XXIV 392-96) Dewey again warned Ferrell not to make any statements and
reminded him of his rights under Miranda. Dewey told Ferrell that Sgt. Odom would
be the one who decided if he could visit his girlfriend. (XXIV 396-97)
At the police station Officer Dewey informed Sgt. Odom that Ferrell was
willing to give a statement. All Ferrell requested was a visit with his girlfriend, Shea.
Odom was cognizant of Louisiana law, so he called a local juvenile prosecutor for
advice. Odom then called Bill Gross, a Lake County, Florida prosecutor and advised
48
him of the situation. Odom explained to Gross that, under Louisiana law, he could not
take Ferrell’s statement without the presence of his parent, lawyer, or guardian. Odom
and Gross had two or three telephone conversations about the issue that evening.
Eventually, Gross called from Florida and told Odom to ignore Louisiana law, since
Miranda. Dewey ascertained that Ferrell had completed the tenth grade and had been
seeing a psychiatrist. (XXVI 2720-24; State’s exhibit #77) After these preliminaries,
Odom began:
(XXVI 2724; State’s exhibit #77) Ferrell then gave a complete confession which was
secretly videotaped. (XV 454-55) After giving the statement to Louisiana authorities
shortly after midnight, Ferrell gave a second statement to Florida authorities later that
day also at the Baton Rouge police station. The trial court denied appellant’s motion
to suppress the statements and allowed them into evidence over objection. (VI 1048-
49
The Totality of the Circumstances Render Ferrell’s Confession Involuntary
such statements, a main focus of Florida confession law has always been on guarding
against one thing–coercion.” Traylor v. State, 596 So.2d 957, 964 (Fla. 1992). In
Traylor, this Court reiterated the following standard for determining the admissibility
Simon v. State, 5 Fla. 285, 296 (1853). Accordingly, the test for the admission of a
the confession. The determination must be made by the judge–not the jury. Traylor
at 964. The State has the burden to prove by a preponderance of the evidence that the
confession was freely and voluntarily given. Thompson v. State, 548 So.2d 198, 204
(Fla. 1989) and DeConingh v. State, 433 So.2d 501, 503 (Fla. 1983).
50
Under the totality of the circumstances, Ferrell’s inculpatory statements to law
upon an inexperienced boy of sixteen with an emotional age of three who had little if
any sleep in the seven days since he committed the two murders that shattered his
already dysfunctional life. Almost immediately after his arrest, Ferrell expressed
relief that he had finally been caught; that he had been on the run for seven days.
[the detective] anything that [he] wanted to hear...that all he wanted to do was speak
The record on appeal belies the authorities’ testimony that they made no
promises to Ferrell concerning a visit with his girlfriend contingent upon giving a
statement. When Sgt. Odom begins taking Ferrell’s confession (which he secretly
preliminary questioning, Ferrell signed a waiver of rights form. Sgt. Odom then stated
his understanding that Ferrell wanted to make a statement about his involvement.
Ferrell’s response, “As long as I get to Shea” reveals all. In response to Ferrell’s
request, Odom does not tell Rod that he cannot promise anything. Rather, Odom tells
51
Ferrell, “Okay, not a problem.” (XXVI 2724)
In Frazier v. State, 107 So.2d 16, 21 (Fla. 1958), this Court stated:
implied promise, however slight.” Fillinger v. State, 349 So.2d 714, 715 (Fla. 1979).
Promises or inducements are objectionable if they establish an express quid pro quo
bargain for a confession. Id. Appellant contends that the record clearly reflects such
a deal in this case. He gave the statements on the condition that he be allowed to see
his girlfriend. (XVI 615-20) All Rod Ferrell cared about was spending some time
with his girlfriend. See, e.g. (XV 476, 536-37) For that, he would tell the police
While the above cited “bargain” is the most objectionable and coercive aspect
did not approach the police. He was arrested and was not free to leave. He admitted
that he had been without sleep most of the past seven days. He was a lad of only
sixteen without much exposure to police tactics, especially when it came to extracting
52
drunk a bottle of wine on an empty stomach which made him disoriented. He felt
intimidated and did not “completely” understand his rights. (XVI 615-20) He had an
emotional age of only three. He was isolated from his friends, his parents, and his
lawyer. See, e.g., Snipes v. State, 651 So.2d 108 (Fla. 1995); Drake v. State, 441
So.2d 1079 (Fla. 1983); and Doerr V. State, 383 So.2d 905 (Fla. 1980).
All parties below agreed that, under Louisiana law, Ferrell’s subsequent
parent or lawyer to be present before the child can be questioned. (XXIV 319-25;
XXV 418-27) The record is clear. Louisiana police arrested Rod Ferrell based on a
Florida warrant. Ferrell seemed willing to confess, but Louisiana police knew that,
under Louisiana law, they were powerless to take his statement without the presence
juvenile’s custodial encounter with police. State In the Interest of Dino, 359 So.2d
586 (La.1978) Florida does not recognize such a per se rule of inadmissibility. When
Louisiana police realized their predicament, they consulted with the head of their local
juvenile prosecution division who confirmed their belief that they could not take
Ferrell’s confession. This led them to contact a Lake County, Florida prosecutor who
53
ultimately told them to ignore their local law. The statement would be admissible in a
Florida court under Florida law. The trial court’s ruling admitting Ferrell’s statements
into evidence at his penalty phase vindicated the Florida prosecutor’s legal advice.
Appellant takes issue with the trial court’s ruling where the state acted in bad
faith. The Florida prosecutor told Louisiana police to violate their oath to uphold
Louisiana law, engage in police misconduct, and illegally take the juvenile’s
confession. The rationale for the exclusionary rule is to deter police misconduct.
Mapp v. Ohio, 367 U.S. 643 (1961). Appellant contends that the Florida prosecutor’s
The fact pattern in this case is analogous to the old cases involving the “silver
platter doctrine.” In some situations, the doctrine allowed evidence illegally obtained
authorities i.e., without any federal participation in the underlying illegal search or
United States, 338 U.S. 74, 79 (1949) The doctrine was condemned in Elkins v.
United States, 364 U.S. 206 (1960) which held that evidence obtained by state
officers in violation of the Fourth Amendment, as made applicable to the states by the
54
Fourteenth Amendment, was inadmissible in a federal prosecution not withstanding
that federal officers had no involvement in the search and merely received the
evidence on a “silver platter.” The silver platter doctrine was alive and well in the
days when the Fourth Amendment applied to federal, but not state officials. United
It is important to note that Florida law enforcement was directly responsible for
the extraction of Ferrell’s confession in violation of the law in Louisiana, the situs of
the statement. Even under the silver platter doctrine, Florida authorities could not use
the tainted confession where they were direct participates in the illegal interrogation.
It is as if Lake County, Florida assistant state attorney Bill Gross reached out to
Louisiana, orchestrated the illegal interrogation, and then used the tainted confession
constitutionally tainted prosecution does not erase the taint when, as alleged here, the
prosecution continues to utilize the fruits of the tainted behavior. United States v.
P.H.E., Inc., 965 Fed.2d 848, 859 (C.A. 10 Utah 1992). The exclusionary rule is not a
those rights generally through its deterrent effort. United States v. Eastland, 989 Fed
2d. 760 (C.A. 5 Tex.1993). Where there is some strong social policy, courts may
55
extend the exclusionary rules of evidence beyond constitutional and statutory
requirements. Id. Appellant specifically raised this issue at trial. (XVI 649; XIV
331-33)
At the Florida prosecutor’s insistence, Louisiana police ignored their oath and
violated local law to obtain Ferrell’s confession. Under the circumstances, appellant
submits that the Louisiana authorities were not acting in their capacity as Louisiana
law enforcement. Instead, they were acting as the instrument of Florida authorities.
Because of their lawless behavior, this Court could consider the Louisiana detectives
as no more then private individuals acting at the behest of Florida police. Although
the exclusionary rule does not apply to evidence obtained by private citizens, the
evidence would be excluded where the private citizen acts in collusion with law
Clutter, 914 Fed 2d 775 (C.A. 6 Ky. 1990). Analogously a federal court may exercise
prosecution where federal officials seek to capitalize on the state officials’ flagrant
abuse of the law. United States v. Sutherland, 929 Fed 2d 765 (C.A. 1 Mass. 1991).
56
POINT VI
The Sixth Amendment to the Constitution of the United States guarantees to every
person charged with a crime a fair trial, free of prejudice. Murphy v. Florida, 421 U.S.
794 (1975); Sheppard v. Maxwell, 384 U.S. 333 (1966); Estes v. Texas, 381 U.S. 532
(1965); Rideau v. Louisiana, 373 U.S. 723 (1963); Irvin v. Dowd, 366 U.S. 717
(1961).
McCaskill v. State, 344 So. 2d 1276, 1278 (Fla. 1977); Pietri v. State, 644 So. 2d
community as to render virtually impossible a fair trial by an impartial jury drawn from
57
the community." Mayola v. Alabama, 623 F. 2d 992, 997 (5th Cir. 1980).
Within two months of Rod Ferrell’s indictment, defense counsel filed a motion for
less than 200,000 people. (XIV 295-96) The local and national press were eager to
cover this case. Because of all of the defendants’ youth, much of the information
about the case was initially withheld from the public and the press. The local press
took legal action to gain access. As a result, ancillary proceedings from Sentinel
Communications Co. v. Brad King, State Attorney, are a part of this record on appeal.
See, e.g., (SR IV 452-529; XIII 5-12) Appellant was concerned enough about the
closed and that the venire be sequestered. (XIV 225-26, 281-85) The case received
publicity and rural Lake County. The coverage focused on the sensational aspects of
the crimes with headlines such as “VAMPIRE CULTIST”; “IN THE SHADOWS OF
difficult to imagine much more inflammatory rhetoric than what was widely
58
disseminated in this case. After hearing the results of a survey conducted by the
defense, the trial court reserved ruling on the motion for change of venue until jury
selection. (XIV 295-98) Subsequently, the trial court denied the motion which
appellant renewed right before the jury was sworn. (XXI 1694-96)
reversal of the trial court. Actual prejudice means any actual, expressed opinion
indicating the jurors’ prejudice or inability to be impartial and indifferent as the Sixth
Amendment requires. Irvin v. Dowd, 366 U.S. 717 (1961) When this Court reviews a
trial court’s ruling denying a motion for change of venue, it must reverse if the lower
court manifestly or palpably abused its discretion. Gaskin v. State, 591 So.2d 917
(Fla. 1991). Meeting that standard should not be so difficult because this Court has
also said:
59
case is certain to eliminate a possible error and
eliminate a costly retrial if it be determined that the
venue should have been changed. More important is
the fact that real impairment of the right of a
defendant to trial by a fair and impartial jury can
result from the failure to grant a change of venue.
Singer v. State, 109 So.2d 7, 14 (Fla. 1959). In short, “Where the evidence presented
reflects prejudice, bias, and preconceived opinions, the trial court is bound to grant the
motion” to change venue. Manning v. State, 378 So.2d 274, 276 (Fla. 1979)
In addition to the presumed prejudice from the pervasive publicity in this rural
community, the record also demonstrates actual prejudice. Almost every single
potential juror had read about the case and had formed opinions. Examination of the
juror questionnaires reveal extensive knowledge of the case gleaned from the media.
Many had formed fixed opinions about appellant’s case. The problem was exacerbated
by the trial court’s erroneous pretrial ruling denying appellant’s request for a list of
names of the prospective jurors who would be called. (XIV 232-36) Defense counsel
cited this problem immediately prior to the swearing of the jury. (XXI 1694-96)
Appellant never received this pertinent and helpful information until the morning of
60
jury selection. Under questioning by the trial judge and the prosecutor, many claimed
that they could “put aside” any extrajudicial knowledge and previously formed
opinions, such that they could render a fair and impartial verdict. Appellant seriously
In light of the extent and nature of the publicity in this case, to which most of the
prospective jurors had been exposed, this Court must find that Appellant was deprived
of his right to a fair trial by the refusal of the lower court to grant him a change of
venue. Amends. VI, VIII, and XIV, U. S. Const.; Art. I, § 9 and 16, Fla. Const. His
61
POINT VII
Over a timely and specific objection by defense counsel, Desiree Nutt, a former
correctional officer in the Lake County Jail when Ferrell was awaiting trial, testified
that Ferrell told her about his “escape plan.” She testified in great detail that Ferrell
explained how he would escape and how he would “take out” the “dumb deputies.”
He was an amateur assassin and he would take hostages. (XXVI 2524-34) The
evidence of these “collateral crimes” was not relevant to any issue before the penalty
phase jury. The state initially promised that they would not introduce the evidence
but mysteriously elicited the testimony from the witness. The trial court even more
harmful error because of the danger that a jury will take the bad character or propensity
62
State, 397 So.2d 903, 908 (Fla. 1981) This exact type of evidence resulted in a
reversal in St. Louis v. State, 584 So.2d 180 (Fla. 4th DCA 1991)[ testimony by
juvenile detention center employee that defendant had verbally threatened employee
and his family by stating that he could kill them just as easily as he killed someone
else was not admissible as admission to charged crimes, but rather was inadmissible
collateral crimes evidence.] Collateral crimes evidence may also result in a reversal at
a penalty phase where “substantially different issues arise... that require analysis
qualitatively different than that applicable to the guilt phase.” Castro v. State, 547
So.2d 111, 115 (1989)[Error to admit witness’ testimony that Castro had tied him up
and threatened to stab him several days prior to killing the victim.] Ferrell’s death
penalty was based, in part, on this irrelevant and prejudicial evidence. A new penalty
phase is required.
63
POINT VIII
(XI 2061)
support a finding of the CCP aggravator, the evidence must establish beyond a
reasonable doubt that: (1) the murder was the product of cool and calm reflection;
(2) there was a careful plan or prearranged design to commit murder before the fatal
incident; (3) there was heightened premeditation; (4) there was no pretense of
moral or legal justification for the murder. Walls v. State, 641 So.2d 381 (Fla. 1994).
The evidence produced by the state simply does not support the finding of
CCP. The evidence certainly proves that the appellant and Scott Anderson fully
intended to burglarize the Wendorf home and to steal the keys to their vehicle so that
64
they could drive the Wendorfs’ Ford Explorer on their trip out of state. However, the
evidence does not conclusively show that the boys intended to kill the victims prior to
their entry into the home. In fact, the evidence indicates otherwise.
immediately prior to the burglary. There was evidence that the boys grabbed the
weapons at the last minute as much for “protection” in case the burglary did not go
according to plan. (XXVI 2764-68) Ferrell explained to the police, “we never
thought about it until ten minutes before we did it.” (XXVI 2738) Ferrell explained
that it was spontaneous because “if you premeditate something it’s easily planned out
and easily known” (XXVI 2739); “because we weren’t suppose to exactly do what we
did.” (XXVI 2758) The original plan was to simply pick up Heather who wanted to
run away from home. “We didn’t think anything about her parents at that time. We
didn’t think about the parent thing until ten minutes before we did it so that was kinda
“taking someone out” before they entered the home seemed to focus on
incapacitating the victims rather than killing them. Ferrell told police that they
“decided that we would go into the house, and at least hog-tie or something her
asked why the pair armed themselves before entering the house, Ferrell explained that
65
he was taking precautions, “Just in case they attacked me.” (XXVI 2767-68) They
saw machetes, chainsaws, and axes in the garage, but did not grab them “...because I
Once the pair entered the house, Ferrell, weapon in hand, stood over Richard
Wendorf, who was unaware of the intruders. Ferrell perceived that Mr. Wendorf
turned “around and starting to get back up...”. (XXVI 2772) At that point Ferrell
type of frenzied attack after the victim “makes a move” is the antithesis of a cold,
The trial court relies heavily on Ferrell’s statement at Shannon Yohe’s house
on the day before the murder. This was the only evidence at all of premeditation.
The bulk of the substantial, competent evidence indicates otherwise. Dr. Krop
explained that Ferrell’s statement the day before the murders could have been a
“fantasy.” (XXV 2453-54) Dr. McMahon testified that he might have made the
The CCP factor is even less applicable to the homicide of Richard Wendorf’s
wife, Naoma Queen. After killing Mr. Wendorf, appellant encountered Queen in the
kitchen as she came from a recent shower. The victims did not know their assailants,
so there was no motive relating to witness elimination based on any recognition of the
66
boys. Understandably upset at the discovery of an intruder in her home, Queen used
her cup of hot coffee as a weapon, throwing it at Ferrell. In the ensuing act of sudden
combat, Ferrell beat Queen to death. The entire encounter lasted a few minutes at
This Court has previously disapproved the CCP factor where the victim overtly
confronted and physically threatened the defendant at the time of the homicide.
Blanco v. State, 452 So.2d 520 (Fla. 1984) [victim confronted and struggled with the
defendant during a burglary]; Cannady v. State, 427 So.2d 723 (Fla. 1983) [CCP
improperly found where the robbery victim jumped at the defendant before the fatal
shot.] Ferrell’s confession to authorities following his arrest reveals the lack of
“heightened premeditation.” “I was actually going to let her live, but after she lunged
at me, ... because that pissed me off.... She clawed me, spilled fucking scalding hot
coffee on me, pissed me off...so I made sure she was dead.” (XXVI 2732-33)
Ferrell’s sudden and violent encounter with Queen is diametrically opposed to the
requisite calm, cool reflection; careful plan; heightened premeditation; and absence of
Additionally, although this Court has shown great reluctance to apply the fourth
prong of CCP (without a pretense of moral or legal justification), such a pretense does
exist in this case. There was substantial evidence that the victims’ daughter, Heather
67
Wendorf, convinced Rod Ferrell (true or not) that she was being continuously
mistreated by her parents, the victims in this case. (XXVIII 3040-41; XXX 3583-
84)Heather convinced appellant that her parents must be killed in order for her to
“escape” from her harsh environment . If Heather’s allegations were true, they were
clearly not a justification for murder. A call to the appropriate authorities would have
been more appropriate. However, this aggravating factor talks of a pretense moral or
legal justification. Dr. McMahon described Ferrell as an assassin who was out to right
personality, the killings may have seemed justified at the time. This is especially true
when one considers the abusive childhood endured by Roderrick Ferrell. In Ferrell’s
mind, Wendorf and Queen had to die to stop their abuse of Heather so that she could
68
POINT IX
Queen) was especially heinous, atrocious, or cruel. The trial court wrote:
(XI 2060)
imposed limitations and applications. Espinosa v. Florida, 505 U.S. 1079 (1992);
Sochor v. Florida, 504 U.S. 527 (1992). In State v. Dixon, 283 So.2d 1, 9 (Fla. 1973),
this Court defined those crimes which are heinous, atrocious, or cruel:
69
wicked or shockingly evil; that atrocious means
outrageously wicked and vile; and, that cruel means
designed to inflict a high degree of pain with utter
indifference to, or even enjoyment of, the suffering
of others. What is intended to be included are those
capital crimes where the actual commission of the
capital felony was accomplished by such additional
acts as set the crime apart from the norm of capital
felonies-the conscienceless or pitiless crime which is
unnecessarily torturous to the victim.
The United States Supreme Court relied on Dixon’s limitation of the heinousness
victim,” to approve the facial validity of the statute. Proffitt v. Florida, 428 U.S. 242
This Court has further refined the definition of the HAC factor. In Cheshire v.
State, 568 So. 2d 908, 912 (Fla. 1990), this Court wrote:
In Richardson v. State, 604 So.2d 1107, 1109 (Fla. 1992), this Court, citing Sochor
reaffirmed that to qualify for HAC “the crime must be both conscienceless or pitiless
70
and unnecessarily torturous to the victim.” Appellant objected to the applicability of
torturous to the victim.” One important aspect of this second prong is the time length
of the criminal episode. Ferrell’s confrontation with Queen was sudden and was over
seconds, certainly less than one minute. Contrary to the trial court’s finding, Queen
did not recoil in abject terror. Rather, she struck out against the intruder, taking the
offensive with a preemptive strike of scalding hot coffee. Although she eventually
lost the battle, it was not due to a fearful retreat from the fray. The murder of Naoma
Queen was many things, but it was not heinous, atrocious, or cruel.
The mere fact that Queen was beaten to death does not necessarily call for the
finding of this particular aggravating factor. This Court rejected the HAC factor in
Elam v. State, 636 So.2d 1312 (Fla. 1994), where the victim was repeatedly bashed in
the head with a brick. Like Queen, Elam’s victim was rendered unconscious in a very
short period of time. In Scott v. State, 494 So.2d 1134 (Fla. 1986), this Court found
an insufficient basis for HAC even though the victim was pinned under a car and
suffocated. There was no evidence that the victim was conscious during his ordeal.
Similarly, the medical examiner could not tell the order of the blows. (XXIII 2039)
71
Additionally, the medical examiner conceded that Queen could have been “cold-
cocked”, i.e. knocked unconscious on their feet, and still stumble a few steps before
falling. Once knocked unconscious, they would not feel any pain. (XXIII 2058-59)
The beating that Queen endured was tragic, but it was not the type of prolonged
Finally, it should be noted that Rod Ferrell’s mental state is a factor in the
If a murderer has no conscience he is incapable of feeling pity for his victim. The
mental health experts all agreed that Rod Ferrell suffered from a schizotypal
personality disorder. All agreed and the trial court found that Ferrell was under the
influence of extreme mental or emotional disturbance at the time of the murder. They
also concurred that, although Ferrell could appreciate the criminality of his conduct,
his ability to conform his conduct to the requirements of the law was substantially
impaired. This conclusion was based on Ferrell’s abusive childhood, his schizotypal
personality disorder, his bizarre thought processes, his excessive drug use, and his use
This Court has recognized the interplay between a defendant’s mental state and
the application and/or wait that should be given to this aggravating factor. In Orme v.
State, 677 So.2d 258 (Fla. 1996), this Court held that a defendant’s mental or
72
emotional defects do not affect the application of HAC. Orme did recognize that the
mental condition of the defendant is used to weigh against the total case in
defendant’s mental defects can form a basic mental incapacity to intend the suffering
of the victim. These cases focus on the torturous intent required for this factor. See,
e.g., Hamilton v. State, 678 So.2d 1228 (Fla. 1996); Santos v. State, 591 So.2d 160
(Fla. 1991); Cheshire v. State, 568 So.2d 908 (Fla. 1990); Porter v. State, 564 So.2d
1060 (Fla. 1990); Huckaby v. State, 343 So.2d 29 (Fla. 1979) [ heinousness was the
direct consequence of defendant’s mental illness]; Jones v. State, 332 So.2d 615 (Fla.
1976) [stabbing victim 38 times in a frenzied attack was result of long-term paranoid
psychosis]. In Buford v. State, 403 So.2d 943 (Fla. 1981), this Court held that killings
committed in an “emotional rage” were not heinous, atrocious, or cruel. See also,
Halliwell v. State, 323 So.2d 557 (Fla. 1975) Similarly, this Court has reversed death
sentences where the heinousness of the murder resulted from the defendant’s drug or
alcohol intoxication. Holsworth v. State, 522 So.2d 348 (Fla. 1988); Ross v. State,
474 So.2d 1170 (Fla. 1985) Under any theory, the HAC factor is not supported by
73
POINT X
As to the murders of Naoma Queen and Richard Wendorf, the trial court found
four aggravating factors but considered only three since the “pecuniary gain” factor
merged with the fact that the murders occurred during the commission of a burglary or
robbery. The trial court additionally found that Queen’s murder was especially
the record to support this finding. See Point VIII. Additionally, there is not sufficient
competent evidence to support the trial court’s finding that either murder was
committed with the requisite “heightened premeditation.” See Point VII Appellant
cannot argue with the remaining three aggravating factors, which the trial court
correctly weighed as only two aggravating factors. However, the factor relating to
Appellant’s “prior” capital felony conviction should be given significantly less weight
in light of the fact that Ferrell’s “prior” convictions were contemporaneous, i.e., all of
them arose from this single incident. The other two aggravating factors that merged
74
into one, pecuniary gain and during the commission of a felony, are “garden variety”
aggravators that are found in the vast majority of felony murders. Mysteriously, the
trial court gave both of these circumstances “great weight.” (XI 2059-16) Appellant
recognizes the trial court’s discretion in this regard, but fails to see why these two
mitigation that the trial court recognized and accepted in its entirety. The trial court
found both mental mitigating factors (under the influence of extreme mental or
emotional disturbance as well as the fact that his capacity to conform his conduct to
the requirements of the law was substantially impaired). However, the trial court
again mysteriously gave one of these factors “some weight” and the other
“considerable weight.” (XI 2066-67) The trial court also found Rod Ferrell’s
chronological age of sixteen and emotional age of three as mitigation but only gave it
“significant weight” rather than great weight. (XI 2067) As addressed elsewhere in
this brief, Ferrell’s tender age should carry the day in this case resulting in a sentence
of life imprisonment without any possibility of parole rather than death in Florida’s
electric chair. Again recognizing the trial court’s discretion in this regard, this
mitigating factor should have been given great weight. A proper weighing reveals
75
The trial court agreed that the evidence established nineteen nonstatutory
mitigating factors. (XI 2068-73) Many of these factors relate to Rod’s abusive
childhood and dysfunctional family. 3 Indeed, the trial court called Ferrell’s
environment “one of the most dysfunctional family environments anyone could ever
be cursed to be raised in...”. (XXXI 3623) The trial judge also conceded that
Ferrell’s family failed him and that society failed him. (XXXI 3624-25)
Aside from Ferrell’s dysfunctional family, the trial court recognized that Ferrell
suffers from schizotypal personality disorder. (XI 2068) The trial court also
recognized Ferrell’s history of multiple drug use and the fact that he was under the
influence of drugs at the time of the murders. (XI 2071; XXIV 2381-82) There was
evidence that Ferrell took approximately eight “hits” of LSD on the day of the
polysubstance abuse. (XXIII 2161, 2179) The court also accepted the fact that
(XI2073) Additionally, Ferrell took responsibility for the crimes, pleading guilty as
3
Although Ferrell just recently turned nineteen on Florida’s death row, his
situation calls to mind Merle Haggard’s song, “I turned twenty-one in prison doing life
without parole . . .. Mama tried, Mama tried.” In contrast, Rod Ferrell’s “mama”
clearly did not try to raise him right, even engaging in Satanic ritual and cult activity
herself. The trial judge announced at sentencing that Ferrell’s mother should be on
trial, that she thwarted every attempt to get psychological help for Rod. (XXXI 3623)
76
charged. (XI 2072) The trial court pointed out that Ferrell will be removed from
society for the rest of his life with the two life sentences on the noncapital offenses as
Finally, although not in his findings of fact, the trial court seemed extremely
victims’ daughter. At the sentencing, the trial court stated on the record:
(XXXI 3621-22) The State Attorney did in fact reconvene the grand jury which after
two separate sessions, found no probable cause to believe that Heather Wendorf was a
knowing participate in the murders. (XXX 3599); See attached appendix. Both grand
jurys found that, although Heather clearly acted inappropriately the week of the
murders and chose her associates and activities unwisely, there was insufficient
77
evidence to charge her with any crime.
Much of the evidence at trial points to Heather Wendorf as the catalyst for this
entire, tragic chain of events. The fact that Rod Ferrell will be executed for these
78
POINT XI4
international law sets a minimum standard . . . for the treatment of human beings
generally.” DeSanchez v. Banco Central De Nicaragua, 770 F.2d 1385, 1397 (5th Cir.
3/87, Case 9647, where the Inter-American Commission on Human Rights found that
the United States violated Articles I and II of the American Declaration of the Rights
4
This argument is currently before this Court in Jeffrey Farina v. State, case
no. 93,907, whose initial brief was served the day before Appellant’s brief.
5
Convention on the Rights of the Child, Article 37(a); International Covenant
on Civil and Political Rights, Article 6(5); American Convention on Human Rights,
Article 4(5); Safeguards Guaranteeing Protection of the Rights of Those Facing the
Death Penalty, Safeguard 6; United Nations Standard Minimum Rules for the
Administration of Juvenile Justice (“The Beijing Rules”), Rule 17.2; Fourth Geneva
Convention of 12 August 1949 Relative to the Protection of Civilian Persons in Time
of War, Article 68.
79
the prohibition of the execution of children but because the
United States disputes the allegation that there exists
consensus as regards the age of majority.
Resolution 3/87, Case 9647, paragraph 56. (VI,778-79) The United States, alone, is
V. Streib, “The Juvenile Death Penalty Today: Death Sentences and Executions for
The United States has signed and ratified the International Covenant on Civil
and Political Rights (“ICCPR”). Article 6 (5) states, “Sentence of death shall not be
imposed for crimes committed by persons below eighteen years of age and shall not be
carried out on pregnant women.” When the ICCPR was ratified the United States
80
punishment on . . . persons below eighteen years of age.” 138 Congressional
Record, §4781-01, §783-84 (daily edition, April 2, 1992). This attempted reservation
of a right to execute child offenders has been found to be invalid because it is at odds
International Covenant on Civil and Political Rights: Is the United States Still a
Party?,” 21 Brook.J.Int’l.L. 277, 318-19 (1995); Ved P. Nanda, “The United States
Reservation to the Ban on the Death Penalty for Juvenile Offenders: An Appraisal
Under the International Covenant on Civil and Political Rights,” 42 DePaul L.Rev.
part of a treaty is invalid. See Restatement (Third) of the Foreign Relations Law of the
United States § 313 (1987). Execution of child offenders is also proscribed by these
81
agreements as cruel and unusual punishment.
Our independent states are necessarily precluded from violating the terms of
valid international agreements. Article VI, Section 2 (The Supremacy Clause) of the
United States Constitution makes “as binding within the territorial limits of the states
as they are elsewhere throughout the dominion of the United States.” Baldwin v.
Franks, 120 U.S. 678, 683 (1887). In that regard, “[t]he word ‘treaty’ has more than
one meaning. Under international law, the word ordinarily refers to an international
brought into force.” Weinberger v. Rossi, 456 U.S. 25, 29 (1982). The ICCPR is at
the very least a compact between the United States and other governments not to
the Supremacy Clause. United States v. Belmont, 301 U.S. 324 (1937). If the United
States can enter into international treaties that prevent states from killing birds within
their boundaries, and it has, Missouri v. Holland, 252 U.S. 416 (1920), it surely can
enter into international treaties that prevent states from killing children within its
boundaries.
There can be no doubt that Roderick Ferrell was a “child” when he committed
e.g., The Convention on the Rights of the Child; “Report of the Third Committee on
82
Agenda Item 108, U.N. GAOR, 44th Session, Annex, Agenda item 108, at 15, U.N.
Doc. A/44/736 (1989). A 16-year-old is a child under Florida law. § 39.01(10), Fla.
international standards of human rights and customary international law. The United
States has recognized that customary international law sets a minimum standard of
conduct to be followed and applied by the courts of civilized nations when properly
The Paquete Habana, 175 U.S. 677, 700 (1900). A review of Paquete is instructive.
The United States seized two privately owned fishing vessels, “The Paquete Habana”
and “The Lola,” as prizes during the Spanish-American War. The seizure of fishing
83
vessels as prizes of war was not covered by either statute or treaty between the United
States and Spain, though treaties existed between other countries. The Court reviewed
the historic treatment of fishing boats during times of war and, noting the practice of
“civilized” nations, held that by general consent of civilized nations of the world it is
established international law that coast fishing vessels, with their implements and
supplies, cargoes and crews, are exempt from capture as prize of war. Paquete, 175
The United States government solely has the power to enter into agreements
with other nations and its actions must necessarily transcend the ability of a state to
violate international agreements. A state has the power to punish criminal conduct,
protect society and protect the interests of its citizens within the bounds of express
agreements made by the United States and the international standards of human rights
recognized by civilized nations. An international treaty that excepts from its control
the customary practices of its independent states would eviscerate all agreements
made by any country that has local governments. An international treaty setting forth a
Rather than execute the children within its boundaries, every state is
84
historically compelled to protect them under the doctrine of parens patriae:
Hawaii v. Standard Oil Co. of California, 405 U.S. 251, 257 (1972) (footnotes
omitted). Thus, historically and for sound moral reason, children of civilized nations
people, the courts of civilized states must recognize the international illegality of state
Satz v. Perlmutter, 379 So.2d 359, 360 (Fla.1980). Perlmutter is apt here because it
85
involves legislative inaction. A claim exists that the ICCPR is not enforceable because
it is not “self executing.” See Igartua De La Rosa v. U.S., 32 F.3d 8, 11 fn.1 (1st Cir.
1994). Assuming but not conceding6 that some provisions of the ICCPR may not be
Perlmutter, 379 So.2d at 360-361, quoting Dade County Classroom Teachers Ass’n v.
16 & 17, Fla. Const. and the Eighth and Fourteenth Amendments. It is cruel and
unusual punishment under international law and thus disproportionate under Florida
6
Using a similar separation of powers analysis, the Constitutional power of the President
to recognize basic human rights on behalf of the United States in his dealings in foreign
policy cannot be thwarted by partisan inaction by the Legislative branch in failing to pass
“enabling” legislation.
86
law. Tillman v. State, 591 So.2d 167, 169 (Fla.1991). Florida has determined that,
offenders are ineligible for the death penalty. Allen v. State, 636 So.2d 494
(Fla.1994). The holding in Allen was based primarily on Florida law. This Court has
not yet decided this question for sixteen-year-old offenders under Florida law. But see
The death penalty for this 16-year-old offender is disproportionate under the
facts established below. In that regard, except for the jury recommendation, the facts
in Hegwood v. State, 575 So.2d 170 (Fla.1991) are far more egregious than here
because three people died there. In Hegwood, a 17-year-old youth killed three
Wendy’s employees during an armed robbery in Ft. Lauderdale. The same statutory
aggravating factors that exist here were also found there. Hegwood, 575 So.2d at 173,
Appellant raised the issue of his youth at the trial level. (XI 1965-68) Since
Furman v. Georgia, this Court has never approved imposition of the death penalty for
a 16-year-old offender. It should not do so here. The mental health experts pointed
out that Ferrell’s emotional age was much younger than his chronological age. (XXV
2456-57) Dr. McMahon testified that Rod’s emotional age was equal to that of a
87
age, the plethora of mitigation in this particular case cries out for mercy. Rod Ferrell
has adapted to a structured environment and should spend his life in prison. We
88
CONCLUSION
Based upon the foregoing cases, authorities, policies, and arguments, Appellant
respectfully requests this Honorable Court to vacate the death sentences and remand
Respectfully submitted,
JAMES B. GIBSON
PUBLIC DEFENDER
SEVENTH JUDICIAL CIRCUIT
________________________
CHRISTOPHER S. QUARLES
ASSISTANT PUBLIC DEFENDER
FLORIDA BAR NO. 0294632
112 Orange Avenue, Suite A
Daytona Beach, FL 32114
(904) 252-3367
ATTORNEY FOR APPELLANT
CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true and correct copy of the foregoing has been
hand- delivered to the Honorable Robert A. Butterworth, Attorney General, 444
Seabreeze Boulevard, Fifth Floor, Daytona Beach, Florida 32118, via his basket at the
Fifth District Court of Appeal and mailed to Roderrick Ferrell, #124473, Florida State
Prison, P.O. Box 181, Starke, FL 32091-0181, this 26th day of May, 1999.
________________________________
CHRISTOPHER S. QUARLES
ASSISTANT PUBLIC DEFENDER
89
CERTIFICATE OF FONT
I hereby certify that the size and style of type used in this brief is point
____________________________
CHRISTOPHER S. QUARLES
ASSISTANT PUBLIC DEFENDER
90
IN THE SUPREME COURT OF FLORIDA
RODERRICK FERRELL, )
)
Appellant, )
)
vs. ) CASE NUMBER 93,127
)
STATE OF FLORIDA, )
)
Appellee. )
_____________________ )
APPENDIX
91