Introduction

1.About us
2.Products & Services
3.Types of Accounts you can have opened with us

User guide for

1.Viewing Ledger statements

2.Demat account statements

3.Transfer of funds to your Trading account

 ABOUT US

The firm traces its beginnings to 1961, when Priyakant Dalal joined forces with Shapur Broacha to establish Dalal & Broacha.
The company has steadily evolved and matured through four decades, consolidating its managerial strengths to handle
corporate growth, while expanding its service portfolio to answer changing investor needs.

Today, the firm is an integrated financial services player offering an extensive range of financial solutions and services to a wide
spectrum of customers with varied needs ranging from equities to mutual funds to commodities to depository services.
The firm is a member of Bombay Stock Exchange, as well as the National Stock Exchange in the Cash as well as the F&O
segments. It is also a member of the Multi Commodity Exchange and is a Depository Participant with CDSL.
Other services provided by the company include distribution of Mutual Funds, IPOs, and Portfolio Management Services, with
the firm currently handling over 20,000 retail clients, NRIs, corporates, banks, mutual funds, and FIIs

At Dalal & Broacha, we have preserved our core philosophy since our inception almost 50 years ago. It is embodied in
the following principles:

► Long-term approach to investments

► Avoiding any kind of speculative risk-taking

► Protecting our clients' capital

► Ensuring steady growth at every opportunity

► Ensuring absolute transparency

► Maintaining the trust of our clients

► Nurturing long-term relationships

 Products

1. Equity Market – Primary & Secondary segment

 Institutional Broking (Corporates)

 Retail equity Broking & advisory services
 Initial Public Offers
 Derivatives – Futures & Options
 Depository Services – Demat account

2. Mutual fund investments

 SIP’s
 Liquid funds
 Tax Saving investments under Section 80C
 Equity Mutual funds
 Debt Mutual funds

3. Debt Market - Primary & Secondary Segment

 Dealings in PSU Bonds (Taxable & Tax Free) /

 Debentures
 Corporate FD’s
 Tax Free Relief Bonds

Services (Reports sent out to clients)

1. Morning Note
2. Weekly Updates
3. Initiating Coverage & Quarterly updates on Companies recommended
4. Reports on major Events such as Budget

Accounts opened at Dalal & Broacha

1. Individual
2. HUF
3. Sole Proprietorship, Partnership firm or Company (Pvt Ltd or Ltd)
4. Non Resident Indians (NRE and/or NRO) – also assist in opening NRI accounts through Axis
Bank
5. Minor accounts
6. Trusts
 User guide for viewing Ledger & Demat account

1. Go to website: www.dalal-broacha.com
2. Click on Equity Back-office report
3. Click on User type: Client
4. Username: your TRADING CODE
5. Default Password: your PAN number

Once your account page opens, the site will prompt you to change the password. Once you have
changed the password, your mail details will be reflecting.

Points to be noted

1. All reports can be conveniently exported to PDF/excel formats.

2. This platform is only for viewing of data and transactions or changes can be made through this
portal.
3. Ensure that the correct date range & Financial year is selected to retrieve any current or
historic data.
4. The data is available for the current & previous year Financial year, therefore for any Financial
year related reports, please export data at the end of each financial year to give to your C.A.
 1. Main functions of this Online access to Equity back-office reports

1. TRADE tab

a)Trade details (after adjusting the date range for the Financial year) – you can see “DATEWISE”
trades for the entire period which you have selected. The data can be viewed as shown below

b) Trade Summary - (after adjusting the date range for the Financial year) – you can see
“SCRIPWISE” trades for the entire period which you have selected. The data can be viewed as
shown below

Please note that the Trade summary does not include opening balances of shares bought and which
remain unsold in the previous year. It will only show those shares which have been bought in the
selected period.
 2. ACCOUNT tab – once you have chosen the Financial Year, the dates automatically get reset
and click on “GO”. The ledger statement looks somewhat like this and shows all Debits
(Purchase of shares), Credit entries (Sale of shares) and cheques received and paid by Dalal
& Broacha.

Incase you wish to see the debit entry/bill details for say 02/04/2014, you could simply click on BILL
(in the 4th column) and the details open as follows:-

These are the two main functions in Trading part that you could use for your reference.
 DEMAT ACCOUNT - EQUITY HOLDINGS

To see your demat account click on the last tab “DP STOCK”, which takes you to demat section which
looks like

1. TRANSACTION – this tab tells you the debit & credit with respect to every holding in your
demat account. You could click on each scrip to see the credit of shares in demat (Purchase of
stock) & debit of shares in demat (Sale of stock)
2. HOLDING & VALUATION – by click on this tab and click on go, it gives shows you the latest
holding in your Demat account. Client should be careful in not selling those stocks which have
been sold in the last 2 days as per the T+2 settlement as the shares take 2 days to get debited
from the demat account in case of ON-MARKET SALE.

3. BILL – all demat charges debited to your ledger account by passing a J/V through CDSL can
be retrived here. You only need to choose the month for which you want to see the bill. So if
you need to see the bill for APRIL-2014, it will show the bill as follows:-
4. LEDGER –this will collate all bills with respect to CDSL/Demat account. The ledgers & bills can
be retrieved for all Financial years visible in the Demat section.

5. CLIENT MASTER – shows all information of the client i.e PAN no., A/c opening date,
correspondence & permanent address, Bank account linked with demat, nominee & contact
information such as mobile & email to get updates from CDSL on debit & credit of shares in the
demat account.
 Transfer of funds to DALAL & BROACHA for purchase of shares

For trades on NSE, it is preferred to For trades on NSE, it is preferred to

transfer money in D&B ICICI Bank transfer money in D&B’s HDFC Bank

Payees Name: Dalal Broacha Stock Broking Pvt. Payees Name: Dalal Broacha Stock Broking Pvt.
Ltd. Ltd.
Bank Name - ICICI Bank Ltd. Bank Name - HDFC Bank Ltd.
Branch- Nariman Point, Mumbai Branch- Nariman Point, Mumbai
Account Type - Current Account Type - Current
A/c No. - 000405014887 A/c No. - 00010340002029
MICR No. - 400229002 MICR No. - 400240003
IFSC Code - ICIC0000004 IFSC Code - HDFC0000001

Important things to follow while transferring money online to DALAL &

BROACHA STOCK BROKING PVT. LTD.

1. The above details can be used to drop cheques at any ICICI Bank or HDFC Bracnh and client
can inform us about cheque details.
2. While registering us as a payee, avoid using special characters such as “&” online.
3. During NEFT, if there is a remarks column available while entering the amount, you could put
your trading code so that the accounts office knows that the credit belongs to which client while
reconciling with our bank statements.
4. Upon transfer of funds, you should check that the amount has correctly been updated &
credited to your Trading Ledger account.
5. While doing a NEFT/RTGS, do email a snapshot of the online transfer to your respective
Branch head/R.M. and a CC to [email protected]
6. It is preferred that, you register a monthly NEFT from your account to Dalal & Broacha just like
SIP’s so that you are able to gradually build your portfolio, without timing the markets and
continue to invest a portion of your monthly income in more systematic & disciplined way. This
approach will be highly beneficial especially in bear markets when Equities are available at
cheap valuations.

For any queries, please revert to: