Electrons 1D
Electrons 1D
Electrons 1D
Abstract
In this review, we attempt to present the most notable aspects
of the story of the two chain, highly one-dimensional, organic con-
ductors of the perylene metal-dithiolate series, which have been
under investigation since the end of the 1960’s until the present
time, with the recent discovery of a superconducting phase. We
will start with an overview of the developments of the research on
these materials and then, after a brief introduction and a survey
of the theoretical background, we will describe and discuss the
structure, transport and magnetic properties, as well as the low
temperature instabilities and phase transitions. Finally we will
focus on the study of their behaviour under extreme conditions of
low temperatures, high pressures and high magnetic fields up to
45 tesla.
304 Luís Alcácer, Rui T. Henriques and Manuel Almeida
Overview
”One-dimensional thought is systematically promoted by the
makers of politics and their purveyors of mass information.
Their universe of discourse is populated by self-validating
hypotheses which, incessantly and monopolistically repeated,
become hypnotic definitions of dictations.”
Herbert Marcuse, One-Dimensional Man, Beacon Press, 1964.
ered. In one single crystal, one can observe all the usual competitions,
all electron transport mechanisms known to man, plus somethings new”.
In an instance of lucky serendipity, one of the present authors (LA),
synhtesized the first members of a family of organic conductors based
on the perylene molecule and metal-dithiolate complexes [2] (see Fig-
ure 12.1). At the time, it was not possible to prove that any of these
materials was a metal and much less a superconductor, in spite of the
many evenings spent cooling them down to liquid helium temperature.
They always turned insulators! The first papers with a full description of
their electrical and magnetic properties appeared only in 1974 and 1976
[3, 4] as the outcome of more detailed studies. This family of materials
of general formula (Per)2 [M(mnt)2 ], with M = Pt, Au, etc., became of
considerable interest later on for exhibiting metallic behaviour and very
high one-dimensionality. The crystal structures are formed by chains
of [M(mnt)2 ] units surrounded by perylene chains, which are 3/4 filled
band metals and therefore highly conducting at room temperature. On
the other hand, the [M(mnt)2 ] chains are insulating, with localized spins
in the case of M=Ni and Pt, (S=1/2), for example, spins that exchange
fast, with the itenerant electrons on the perylene chains. For more than
40 years, now, these materials have also been amazing us, with their
remarkable properties, some of them typical of the extreme anysotropy,
but mostly not expected as they came. The nature of the metal-insulator
transition in the Pt compound, for example, is particularly compelling.
At the temperature of 8 kelvin, the perylene chain tetramerizes, develop-
ing a charge density wave (CDW), with the opening of a gap. This lattice
distortion drives a distortion of the [M(mnt)2 ] chains, which dimerize,
leading to a spin-Peierls ground state (SP). The spin-Peierls state in the
[M(mnt)2 ] chains is coupled to the charge density wave state in the pery-
lene chain, up to magnetic fields of the order of 20 tesla, a situation not
foreseen in the present theory, which predicts a decoupling at much lower
fields. Under extreme conditions of low temperature, high pressure and
high magnetic fields, these materials exhibit a rich variety of phenom-
ena, including field induced charge density waves (FICDW), interference
effects of electrons from “trajectories” on different Fermi surface sheets,
and for our delight, superconductivy was finally observed, under pres-
sure, in 2009, evolving in a rather unusual way, from the charge density
wave state. This paper is about the wonderful materials of this family.
306 Luís Alcácer, Rui T. Henriques and Manuel Almeida
12.1 Introduction
On page 111, of his 1955 ”Quantum Theory of Solids”, [5], Rudolf Peierls
states that ”it is therefore likely that a one-dimensional model could
never have metallic properties”. This he concludes, after arguing that
in a one-dimensional metal with a partly filled band the regular chain
structure could not be stable, since one would always find a distortion
corresponding to a suitable number of atoms in the unit cell for which a
break would occur at or near the edge of the Fermi level [6].
In the early 1960’s, a few years after the success of the BCS theory of
superconductivity [7], there was the hope to learn how to produce ma-
terials which could be superconductors at room temperature. In 1964,
William Little’s seminal paper entitled ”Possibility of Synthesizing an Or-
ganic Superconductor” [1] stimulated the search for new materials which
could comply with his model system. Based on London’s idea [8] that
superconductivity might occur in organic macromolecules, he proposed
a mechanism similar to the BCS theory of superconductivity and even
suggested model molecules that could lead to room temperature super-
conductivity. His model structure was composed of a conjugated polymer
chain dressed with highly polarizable molecules as side groups. The poly-
mer chain would be a one-dimensional metal with a single mobile electron
per C-H unit; electrons on separate units would be Cooper-paired by in-
teracting with the exciton field on the polarizable side groups. However,
in spite of much effort, nobody succeeded in making Little’s molecule,
nor room temperature organic superconductors!
The first organic conductor, a perylene-bromine complex, had been
reported in 1954 by H. Akamatu, H. Inokuchi and Y. Matsunaga [9].
As many important discoveries, this was a case for serendipity. At the
time, nobody would believe that an organic substance could ever be a
conductor. Linus Pauling, who was visiting Japan at the time, was truly
surprised. In the late 1960’s and early 1970’s, several organic semicon-
ductors were reported and the subject became of much interest, espe-
cially due to William Little’s paper.
Before going into more detail on the (Per)2 [M(mnt)2 ] family, (see Fig-
ure 12.1), it should be mentioned that, in the meanwhile, several organic
conductors were synthesized, in particular TTF-TCNQ, a charge-transfer
salt of tetrathiafulvalene (TTF) and tetracyanoquinodimethane (TCNQ)
reported to exhibit superconducting fluctuations and Peierls instability
[10]. Superconductivity was not confirmed in this compound, but the
discussion it triggered led to considerable experimental and theoretical
developments, and the search for organic superconductivy was on its way.
At last, in 1979, the first organic superconductor was synthesized
Interacting electrons in one dimension 307
NC S S CN
M
NC S S CN
M(mnt) 2
(mnt=maleonitriledithiolate)
M=Ni, Pt, Au, Co, Fe, Cu, Pd Perylene
a 2a
a) x c) x
n n
(High T) Metallic state (Low T) CDW state
b) d)
E E
EF q=2kF
2Δ
k k
−π/a -kF 0 kF π/a −π/a -kF 0 kF π/a
where a+ks and aks are the creation and annihilation operators for an
electron in state k, with spin s, and energy "k ; b+
q and bq are the creation
310 Luís Alcácer, Rui T. Henriques and Manuel Almeida
and annihilation operators for a phonon with wave vector q and energy
!q ; L is the length of the system. For simplicity we make "kF = 0 and
~ = 1. The first two terms describe the non-interacting electron and
phonon systems, respectively, and the third term is the electron-phonon
interaction, with coupling constant g, usually a function of k and q. In
the present context, electrons with |k| ⇡ kF and phonons with |q| ⇡ 2kF
are the most important and, therefore, the wave vector dependence on g
can be ignored. The sums are limited to the Brillouin zone.
The lattice oscillations u can be written in terms of the phonon op-
erators, as
X 1
u(x) = p bq + b+q eiqx (12.2)
q
2L! q
this meaning that the lattice modulation mixes the k states with the k ±
2kF states. More important is the mixing of the quasi-degenerate states
with |k| ⇡ kF that can be approximately treated in the free electron
model and by linearizing "k in the vicinity of the Fermi points, i.e.,
"k = vF (|k| kF ), vF being the Fermi velocity, giving
X !2kF
H= Ek c +
ks cks + L 2g 2 | |
2
(12.4)
ks
with h i1/2
Ek = sign (|k| kF ) vF2 (|k| kF ) 2 + | | 2 (12.5)
c+
ks and cks are now the creation and annihilation operators for electrons
in states which are linear combinations of the old states k e k ± 2kF , and
in which we define the order parameter
2 g hb2kF i
= p (12.6)
L
As it can be seen in Figure 12.2 d), the energy of the electrons is lowered
and the lattice modulation entails the opening of a gap of width 2| | at
Interacting electrons in one dimension 311
the Fermi level, as shown from equation (12.5). At the same time, the
elastic energy increases due to the modulation of the lattice described
by the second term of equation (12.4).
The overall effect on the total energy of the electronic system can be
calculated to give
kF
X
Eel ( ) = 2 Ek
k= kF
✓ ◆
L n EF | |2 2 EF
= 1 + 2 ln + higher order terms
2 EF | |
(12.7)
In this equation, EF is the Fermi energy, measured relative to the bottom
of the band, and n is the electron density. From equation (12.7), one can
see that the energy gained by the electrons is, for small | |, proportional
to | |2 ln | |, which is always bigger than the loss in elastic energy
which is only proportional to | |2 . From this, one can conclude that,
in the mean field approximation, the system is unstable relative to a
modulation of the lattice, for an arbitrarily small coupling. To get the
value for the gap, one can minimize the energy and obtain
1/ 2 g2
| | = 2 EF e , = (12.8)
⇡ vF !2kF
where is the wave length of the lattice modulation. It should be noted
that the logarithmic term in (12.7) only appears if the gap opens exactly
at ±kF . In other words, the wave length of the lattice modulation is
determined by the electronic band filling and is equal to ⇡/kF . The
expectation value of the modulation in the ground state is
s✓ ◆
2 | |
hu(x)i = cos(2kF x + ) (12.9)
!2kF g
the order is expected, and the thermally excited electrons above the gap
have energies ⇡ | | and will gain energy if the gap decreases. A decrease
of | | enables the additional excitation through the gap, and the mech-
anism predicts the disappearance of the gap and of the long range order
above a certain temperature.
In these 1 D systems, a sharp dip in the phonon spectrum, at the
wave vector q = 2kF , known as the Kohn anomaly [15], is particularly
noticeable (Figure 12.3). It is due to the possibility of exciting all the
electrons from one side of the Fermi distribution into the other side with
the single wave vector and very little energy.
ωq
T3
T2
T1
Tc0
0 2kF q
• In both cases, the gap opens on the whole Fermi surface inducing
a rapid decrease in the energy of the electrons.
where a and b are operators which describe electrons moving to the right
0
and to the left, respectively, and ↵ss are elements of the spin Pauli matri-
ces. The operators OCDW (q) and OSDW↵ (q) are the Fourier components
of the charge and spin densities, with wave vector 2kF + q, respectively.
The OSS (q) and the three possible OT S↵ (q) are the singlet and triplet
operators of the Cooper pairs of the superconducting state. To look
for ordered states, one would have to compute the expectation values
of these operators. If, for example, one considers the singlet supercon-
ducting state, the Hamiltonian leads to a solution which is similar to the
314 Luís Alcácer, Rui T. Henriques and Manuel Almeida
g1
TS
SDW
(SS)
(CDW)
g2
SS CDW
The more stable phase is the one which will have the highest transi-
tion temperature. Besides the CDW of Peierls type all other phases are
possible depending on the g1 , g2 , g3 , g4 coupling constants. The super-
conducting singlet (SS, CDW) and triplet (TS, SDW) occur for g1 < 0
and g1 > 0 respectively. The density wave and superconducting phases
are separated by the line g1 = 2g2 (Fig.12.4).
Interacting electrons in one dimension 315
Table 12.1: Cell parameters for (Per)2 [M(mnt)2 ] [18, 19]. In the Co and
Fe salts, the b axis is doubled, when compared with the others [19].
M Au Pt Pd Ni Fe Co
a (Å) 16.602 16.612 16.469 17.44 17.600 17.75
b (Å) 4.191 4.194 4.189 4.176 8.136 8.22
c (Å) 30.164 30.211 30.057 25.18 30.088 30.88
( ) 118.69 118.70 118.01 91.57 123.72 123.0
For the ↵-phases of (Per)2 [M(mnt)2 ], the energy band in the perylene
chain is quarter filled and the band in the [M(mnt)2 ] chain is half filled.
The perylene chain is metallic at room temperature and undergoes a
metal-insulator transition at low temperature. The [M(mnt)2 ] chain, for
M=Pt, Ni, Pd (S=1/2), behaves as a Mott-insulator at room tempera-
ture [16] and undergoes a spin-Peierls transition, at low temperature.
The band structure of the perylene chain was first calculated, by
Veiros et al [20] and more recently by Canadell et al [21] (using the
extended Huckel approach with both single-⇣ and double-⇣ type atomic
basis sets). These calculations estimate the intrachain transfer integral
(tb ) as 148.6 meV (or 353.8 meV for the double-⇣ basis set), with the other
transfer integrals in the range of 0 - 2.4 meV (or 0 - 8 meV for the double-
⇣). This confirms that these materials are nearly perfect one-dimensional
conductors, and that the conduction is mainly along the stacking direc-
tion of the perylene molecules, which are partially oxidized, (Per)+1/2 .
These values of the transfer integrals are in agreement with the exper-
imental values of the bandwidth, W , which are in the range 0.4 - 0.6
eV (W = 4t) depending on the metal M, as estimated from both ther-
mopower and magnetic susceptibility measurements [22, 23, 24]. They
also agree with the experimental measurements of the anisotropy of the
electrical conductivity estimated as of b / a ⇡ 103 [25].
Since there are four perylene stacks per unit cell, there must be four
HOMO bands crossing the Fermi level. If we would neglect the transverse
interactions, the Fermi surface would be the superposition of four planes
at ±kF = ±0.375 b⇤ , (by convention, (b · b⇤ ) = 2⇡, b = 4.1891 Å;
kF = 14 b⇤ = 2b ⇡
= 0.375 Å 1 along b⇤ ), but because of these transverse
interactions, the Fermi surface splits into four sheets with some warping
as shown in Figure 12.6. The warping of the sheets is very small, of the
order of 2 meV along a⇤ and is even smaller along c⇤ .
With these relatively weak interchain interactions, the four Fermi
surface sheets may touch each other, and by hybridization between them
Interacting electrons in one dimension 317
there could be regions with closed pockets. Although these effects usually
would be ignored, they may become important at very low temperatures,
as suggested by experimental results described below.
The geometry of the Fermi surface was also tested with detailed mea-
surements of angular effects in the magnetoresistance, but the results are
difficult to interpret because there are simultaneously angular effects and
orbital effects with quantum interference [26] (see below).
10 -2
Resistivity/Ω m
10 -3
10 -4
10 -5
10 -6
3 10 30 100 300
Temperature/K
M Au Pt Pd Ni Cu Fe Co
Tc / K 12 8 28 25 33 58 73
The thermopower, S, in the metallic regime, is very similar for all the
↵-phases and in the range of 32 - 42 µV K 1 at room temperature, and
it decreases upon cooling, as expected for metals, and in agreement with
the resistivity data. At the metal-insulator transition temperature, Tc ,
dS/d(1/T ) also shows an anomaly and, at lower temperature, the ther-
mopower varies as 1/T , as expected for a semiconductor. The positive
sign of the thermopower in the metallic state is indicative of hole type
conduction, which is consistent with a 3/4 filled band of the perylene
chains. From the linear regime at high temperatures, it is possible to
estimate a bandwidth, W = 4t, of the order of 0.6 eV for the series, with
the exception of the Co and Fe compounds where it is of the order of
0.5 eV.
The magnetic properties, namely the magnetic susceptibility, , and
electron spin resonance, ESR, spectra have been studied in great detail in
all the members of the series [3, 4, 16, 25, 28]. It is important to mention
that, through the combination of the susceptibility data with the ESR
spectra, is was possible to separate the contributions to the susceptibility
from both the itinerant electrons in the perylene chain and the localised
electrons in the [M(mnt)2 ] chain, for the paramagnetic species where
M=Ni, Pd, Pt. The [Au(mnt)2 ], being diamagnetic, was used as a term
of comparison. Figure 12.8 schematically represents the general features
of the magnetic properties for the salts with paramagnetic anions (S =
1/2).
Interacting electrons in one dimension 319
a) b) Perylene M(mnt) 2
M chain chain
Fast spin J
exchange
Figure 12.8: a) In (Per)2 [M(mnt)2 ] (M=Ni, Pt, Pd), the crystal struc-
tures are formed by chains of [M(mnt)2 ] units surrounded by perylene
chains. b) Interactions along and between the chains: the perylene chain
is a 3/4 filled band metal, while the [M(mnt)2 ] chain is an insulating array
of localized spins, with fast spin exchange with the itinerant electrons.
a) E d) E
EF
k k
−π/b -kF 0 kF π/b −π/b −π/4b 0 π/4b
kx kx
b) e)
ky ky
q=2kF
λ=4b
c) b f) y
y
Figure 12.9: CDW formation for a 3/4 filled band (1/4 filled hole band)
in a regular (Per)0.5+ chain. a,b,c) Electron dispersion of the regular
chain, Brillouin zone showing the q = 2kF phonon wave vector, and the
regular lattice with cell parameter b, respectively. d,e,f) Opening of the
gap at kF = 4b ⇡
, CDW formation with = 4b, and tetramerization of
the perylene chain.
wave vector. Through coupling with the phonons, these (CDW or SDW)
instabilities may induce structural instabilities at the same wave vector.
Considering that the conduction band (from the perylene chain) is
3/4 filled, corresponding to the formula (Per)+ 2 [M(mnt)2 ] with one elec-
tron per dithiolate, we will be in the presence of a qb = 2kF instability.
This corresponds to S = 1/2 for each [Pt(mnt)2 ] and [Pd(mnt)2 ] an-
ion, and a closed-shell ion, with spin pairing (S = 0) for the [Au(mnt)2 ]
anion. This is in agreement with the magnetic properties of these charge
transfer salts, showing a Curie-Weiss law (at high temperature) for the
Pt [29, 16] and Pd [4] species, and no such behaviour for the Au species,
which show only a small temperature independent susceptibility typical
of metals due to the perylene stacks [30].
Similar diffuse scattering studies were performed in (Per)2 [M(mnt)2 ]
(M=Cu, Ni, Co and Fe) [31]. The metal-insulator transitions observed
at 33, 25, 73 and 58 K for the Cu, Ni, Co and Fe salts, respectively, were
found to correspond to the tetramerization on the perylene chains in the
case of the Ni and Cu derivatives, and to the dimerization for the Fe and
Co derivatives (where the b axis was doubled). In all cases, the periodic
lattice distortion can be associated to a 2kF Peierls instability of the
perylene chains. The Ni compound shows, in addition, a 4kF distortion,
corresponding to the dimerization of the [Ni(mnt)2 ] chain of localized
1/2 spin, leading to a non magnetic spin-Peierls like ground state.
A remarkable phenomenon, which was observed, was the non-linear
electrical transport, both in broad brand and narrow band noise in the
322 Luís Alcácer, Rui T. Henriques and Manuel Almeida
CDW state of (Per)2 [M(mnt)2 ], (M=Au, Pt, Co), that provided, for
the first time in an organic conductor, clear evidence of coherent CDW
motion as the origin of non-linear transport. These non-linear effects
are denoted by a large increase of current above a critical threshold
field, associated with an increase of broad and narrow band noise. In
the Pt compound, the presence of narrow band noise with frequencies
proportional to the excess current was in excellent agreement with the
coherent motion of a 2kF CDW ( = 4b = 16.8 Å) [32, 33, 34, 35, 36].
SP-CDW Metal
cts
fe
ef
r
on to
q= rso nes
D
ch P
iti la
D S-
ain
u a
2k r 1
ns su
ec pl
tra al-in
on t of
Pr use
se
F
ff
et
On
Di
M
0 8 18 25 50 T
Tc Tρ
Tetramerization of P chain
Opening of gap
2Δ=8.6 meV
Peierls on P chain
Dimerization and S-P on D chain
º
3.3 º 5A
A 3.6
4b
b 2b
Metal SP CDW
10
MFT:CDW
Temperature / K
8 Transport
6 M
4 MFT:
SP-decoupling 1H NMR
2 HF
SP-CDW
0
0 5 10 15 20 25 30
Magnetic field / T
T Metallic
Low R
Activated region
Low R Activated
Region Low R
CDW0
Region
FICDW
Activated
Low R
FICDW
Region 45 T B||c
|b
B| 45 T
a) ka b) a
2 b
∼2δ ∼2δ kb
QIA 1 y QIB
2 1
kF B||c λ
Figure 12.15: a) Simplified Fermi surface for (Per)2 [Au(mnt)2 ] after Ref.
[21]. The lattice parameters are (a, b, c) = (16.6, 4.19, 26.6) Å and the
bandwidths, (ta , tb , tc ) ⇠ (2, 150, < 0.1) meV; kF = 0.56 Å 1 ± , ⇠
0.002 kb , and vF ⇠ 1.6 ⇥ 105 m/s. b) Real-space motion of the carriers
with wavelength = 2⇡~/eBa ⇠ 2.5/B (µm T) and amplitude y =
4ta /evF B ⇠ 50/B (nm T). Transmission or reflection of the carriers can
occur at the interference nodes QIA and QIB . (After reference [56]).
a) 8 b)
6 10
Resistance / Ω
Temperature / K
3
2
Resistance / Ω
Metal
10
1 1
0.7
1 T~25 mK CDW
0.5 0.1
0.4 0 5 10 15
0.3 Magnetic Field / T SC
0 0.1 1 10 100 0 1 2 3 4 5 6 7
Temperature / Κ Pressure / kbar
Acknowledgements
This work was supported by FCT-Portugal under contracts UID/EEA/
50008/2013 and UID/Multi/04349/2013.
Bibliography
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Physical Review, 134:A1416–A1424, 1964.
[8] F. London. Superfluids, volume 1. John Wiley & Sons, Inc., New
York, 1950.