Background of The Plebiscite Cases
Background of The Plebiscite Cases
Background of The Plebiscite Cases
"7. That thereafter it was later announced that "the Assemblies [2] Do you like the reforms under martial law?
will be asked if they favor or oppose —
[3] Do you like Congress again to hold
[1] The New Society; sessions?
[2] Reforms instituted under Martial Law; [4] Do you like the plebiscite to be held later?
[3] The holding of a plebiscite on the [5] Do you like the way President Marcos
proposed new Constitution and when (the running the affairs of the
tentative new dates given following the government? [Bulletin Today, January 10,
postponement of the plebiscite from the 1973; emphasis an additional question.]
original date of January 15 are February 19
and March 5);
"11. That on January 11, 1973, it was reported that six (6) more
questions would be submitted to the so-called Citizens
[4] The opening of the regular session slated Assemblies: —
on January 22 in accordance with the existing
Constitution despite Martial Law." [Bulletin
Today, January 3, 1973.] [1] Do you approve of the citizens assemblies
as the base of popular government to decide
issues of national interests?
"8. That it was later reported that the following are to be the forms
of the questions to be asked to the Citizens Assemblies: —
[2] Do you approve of the new Constitution?
[3] Do you want a plebiscite to be called to If the Citizens Assemblies approve of the
ratify the new Constitution? New Constitution, then the new Constitution
should be deemed ratified.
[4] Do you want the elections to be held in
November, 1973 in accordance with the QUESTION No. 4
provisions of the 1935 Constitution?
We are sick and tired of too frequent
[5] If the elections would not be held, when elections. We are fed up with politics, of so
do you want the next elections to be called? many debates and so much expenses.
QUESTION No. 3
If the Citizens Assemblies approve of the
New Constitution, then the new Constitution
The vote of the Citizens Assemblies should should be deemed ratified.
already be considered the plebiscite on the
New Constitution.
This, we are afraid, and therefore allege, is pregnant with
ominous possibilities.
14. That, in the meantime, speaking on television and over the Do
radio, on January 7, 1973, the President announced that the you
limited freedom of debate on the proposed Constitution was being still
withdrawn and that the proclamation of martial law and the orders want
and decrees issued thereunder would thenceforth strictly be a
enforced [Daily Express, January 8, 1973]; plebi
scite
to be
15. That petitioners have reason to fear, and therefore state, that
calle
the question added in the last list of questions to be asked to the
d to
Citizens Assemblies, namely: —
ratify
the
D new
o Con
y stitut
o ion?"
u —
a
p
would be an attempt to by-pass and short-circuit this Honorable
p
Court before which the question of the validity of the plebiscite on
r
the proposed Constitution is now pending;
o
v
e "16. That petitioners have reason to fear, and therefore allege,
o that if an affirmative answer to the two questions just referred to
f will be reported then this Honorable Court and the entire nation
t will be confronted with a fait accompli which has been attained in
h a highly unconstitutional and undemocratic manner;
e
N
"17. That the fait accompli would consist in the supposed
e
expression of the people approving the proposed Constitution;
w
C
o "18. That, if such event would happen, then the case before this
n Honorable Court could, to all intents and purposes, become moot
s because, petitioners fear, and they therefore allege, that on the
t basis of such supposed expression of the will of the people
i through the Citizens Assemblies, it would be announced that the
t proposed Constitution, with all its defects, both congenital and
u otherwise, has been ratified;
t
i
"19. That, in such a situation the Philippines will be facing a real
o
crisis and there is likelihood of confusion if not chaos, because
n
? then, the people and their officials will not know which
Constitution is in force.
—
"20. That the crisis mentioned above can only be avoided if this
in relation to the question following it: —
Honorable Court will immediately decide and announce its
decision on the present petition;
"21. That with the withdrawal by the President of the limited Governments and its head, Secretary Jose Roño; the Department
freedom of discussion on the proposed Constitution which was of Agrarian Reforms and its head, Secretary Conrado Estrella; the
given to the people pursuant to Sec. 3 of Presidential Decree No. National Ratification Coordinating Committee and its Chairman,
73, the opposition of respondents to petitioners' prayer at the Guillermo de Vega; and their deputies, subordinates and/or
plebiscite be prohibited has now collapsed and that a free substitutes, from collecting, certifying, announcing and reporting
plebiscite can no longer be held." to the President the supposed Citizens' Assemblies referendum
results allegedly obtained when they were supposed to have met
during the period between January 10 and January 15, 1973,
At about the same time, a similar prayer was made in a
particularly on the two questions quoted in paragraph 1 of this
"manifestation" filed by the petitioners in L-35949, "Gerardo
Supplemental Urgent Motion;
Roxas, et al. v. Commission on Elections, et al.," and L-35942,
"Sedfrey A. Ordoñez, et al. v. The National Treasurer, et al."
"4. That the proceedings of the so-called Citizens' Assemblies are
illegal, null and void particularly insofar as such proceedings are
The next day, January 13, 1973, which was a Saturday, the Court
being made the basis of a supposed consensus for the ratification
issued a resolution requiring the respondents in said three (3)
of the proposed Constitution because: —
cases to comment on said "urgent motion" and "manifestation,"
"not later than Tuesday noon, January 16, 1973." Prior thereto, or
on January 15, 1973, shortly before noon, the petitioners in said [a] The elections contemplated in the
Case G.R. No. L-35948 riled a "supplemental motion for issuance Constitution, Article XV, at which the
of restraining order and inclusion of additional respondents," proposed constitutional amendments are to
praying — be submitted for ratification, are elections at
which only qualified and duly registered
voters are permitted to vote, whereas, the so
"... that a restraining order be issued
called Citizens' Assemblies were participated
enjoining and restraining respondent
in by persons 15 years of age and older,
Commission on Elections, as well as the
regardless of qualifications or lack thereof, as
Department of Local Governments and its
prescribed in the Election Code;
head, Secretary Jose Roño; the Department
of Agrarian Reforms and its head, Secretary
Conrado Estrella; the National Ratification [b] Elections or plebiscites for the ratification
Coordinating Committee and its Chairman, of constitutional amendments contemplated
Guillermo de Vega; their deputies, in Article XV of the Constitution have
subordinates and substitutes, and all other provisions for the secrecy of choice and of
officials and persons who may be assigned vote, which is one of the safeguards of
such task, from collecting, certifying, and freedom of action, but votes in the Citizens'
announcing and reporting to the President or Assemblies were open and were cast by
other officials concerned, the so-called raising hands;
Citizens' Assemblies referendum results
allegedly obtained when they were supposed
[c] The Election Code makes ample
to have met during the period comprised
provisions for free, orderly and honest
between January 10 and January 15, 1973,
elections, and such provisions are a minimum
on the two questions quoted in paragraph 1
requirement for elections or plebiscites for the
of this Supplemental Urgent Motion."
ratification of constitutional amendments, but
there were no similar provisions to guide and
In support of this prayer, it was alleged — regulate proceedings of the so called
Citizens' Assemblies;
"3. That petitioners are now before this Honorable Court in order
to ask further that this Honorable Court issue a restraining order [d] It is seriously to be doubted that, for lack
enjoining herein respondents, particularly respondent of material time, more than a handful of the
Commission on Elections as well as the Department of Local so called Citizens' Assemblies have been
actually formed, because the mechanics of Decree No. 86. and the instructions incidental thereto clearly fall
their organization were still being discussed a within the scope of this petition;
day or so before the day they were supposed
to begin functioning: —
[b] In their petition, petitioners sought the
issuance of a writ of preliminary injunction
"Provincial governors restraining not only the respondents named
and city and municipal in the petition but also their "agents" from
mayors had been implementing not only Presidential Decree
meeting with barrio No. 73, but also "any other similar decree,
captains and community order, instruction, or proclamation in relation
leaders since last to the holding of a plebiscite on January 15,
Monday [January 8, 1973 for the purpose of submitting to the
1973) to thresh out the Filipino people for their ratification or rejection
mechanics in the the 1972 Draft or proposed Constitution
formation of the Citizens approved by the Constitutional Convention on
Assemblies and the November 30, 1972"; and finally,
topics for discussion."
[Bulletin Today, January
[c] Petitioners prayed for such other relief
10, 1973]
which may be just and equitable. [p. 39,
Petition].
"It should be recalled that the Citizens' Assemblies were ordered
formed only at the beginning of the year [Daily Express, January
"Therefore, viewing the case from all angles, the officials and
1, 1973], and considering the lack of experience of the local
government agencies mentioned in paragraph 3 of this
organizers of said assemblies, as well as the absence of sufficient
Supplemental Urgent Motion, can lawfully be reached by the
guidelines for organization, it is too much to believe that such
processes of this Honorable Court by reason of this petition,
assemblies could be organized at such a short notice.
considering, furthermore, that the Commission on Elections has
under our laws the power, among others, of: —
"5. That for lack of material time, the appropriate amended
petition to include the additional officials and government
(a) Direct and immediate supervision and
agencies mentioned in paragraph 3 of this Supplemental Urgent
control over national, provincial, city,
Motion could not be completed because, as noted in the Urgent
municipal and municipal district officials
Motion of January 12, 1973, the submission of the proposed
required by law to perform duties relative to
Constitution to the Citizens' Assemblies was not made known to
the conduct of elections on matters pertaining
the public until January 11, 1973. But be that as it may, the said
to the enforcement of the provisions of this
additional officials and agencies may be properly included in the
Code ..." [Election Code of 1971, Sec. 3].
petition at bar because: —
"6. That unless the petition at bar is decided immediately and the
[a] The herein petitioners have prayed in their
Commission on Elections, together with the officials and
petition for the annulment not only of
government agencies mentioned in paragraph 3 of this
Presidential Decree No. 73, but also of "any
Supplemental Urgent Motion are restrained or enjoined from
similar decree, proclamation, order or
collecting, certifying, reporting or announcing to the President the
instruction.
results of the alleged voting of the so-called Citizens' Assemblies,
irreparable damage will be caused to the Republic of the
so that Presidential Decree No. 86, insofar at least as it attempts Philippines, the Filipino people, the cause of freedom an
to submit the proposed Constitution to a plebiscite by the so- democracy, and the petitioners herein because:
called Citizens' Assemblies, is properly in issue in this case, and
those who enforce, implement, or carry out the said Presidential
[a] After the result of the supposed voting on "ANNOUNCING THE RATIFICATION BY THE FILIPINO
the questions mentioned in paragraph 1 PEOPLE OF THE CONSTITUTION PROPOSED BY THE 1971
hereof shall have been announced, a conflict CONSTITUTIONAL CONVENTION.
will arise between those who maintain that
the 1935 Constitution is still in force, on the
"WHEREAS, the Constitution proposed by the nineteen hundred
one hand, and those who will maintain that it
seventy-one Constitutional Convention is subject to ratification by
has been superseded by the proposed
the Filipino people;
Constitution, on the other, thereby creating
confusion, if not chaos;
"WHEREAS, Citizens Assemblies were created in barrios, in
municipalities and in districts/wards in chartered cities pursuant to
[b] Even the jurisdiction of this Court will be
Presidential Decree No. 86, dated December 31, 1972, composed
subject to serious attack because the
of all persons who are residents of the barrio, district or ward for
advocates of the theory that the proposed
at least six months, fifteen years of age or over, citizens of the
Constitution has been ratified by reason of
Philippines and who are registered in the list of Citizen Assembly
the announcement of the results of the
members kept by the barrio, district or ward secretary;
proceedings of the so-called Citizens'
Assemblies will argue that, General Order
No. 3, which shall also be deemed ratified "WHEREAS, the said Citizens Assemblies were established
pursuant to the Transitory Provisions of the precisely to broaden the base of citizen participation in the
proposed Constitution, has placed democratic process and to afford ample opportunity for the
Presidential Decree Nos. 73 and 86 beyond citizenry to express their views on important national issues;
the reach and jurisdiction of this Honorable
Court."
"WHEREAS, responding to the clamor of the people and pursuant
to Presidential Decree No. 86-A, dated January 5, 1973, the
On the same date — January 15, 1973 — the Court passed a following questions were posed before the Citizens Assemblies or
resolution requiring the respondents in said case G.R. No. L- Barangays: Do you approve of the New Constitution? Do you still
35948 to file "file an answer to the said motion not later than 4 want a plebiscite to be called to ratify the new Constitution?
P.M., Tuesday, January 16, 1973," and setting the motion for
hearing "on January 17, 1973, at 9:30 a.m." While the case was
"WHEREAS, fourteen million nine hundred seventy-six thousand
being heard, on the date last mentioned, at noontime, the
five hundred sixty-one (14,976,561) members of all the
Secretary of Justice called on the writer of this opinion and said
that, upon instructions of the President, he (the Secretary of Barangays (Citizens Assemblies) voted for the adoption of the
proposed Constitution, as against seven hundred forty-three
Justice) was delivering to him (the writer) a copy of Proclamation
thousand eight hundred sixty-nine (743,869) who voted for its
No. 1102, which had just been signed by the President.
Thereupon, the writer returned to the Session Hall and rejection; while on the question as to whether or not the people
would still like a plebiscite to be called to ratify the new
announced to the Court, the parties in G.R. No. L-35948 —
Constitution, fourteen million two hundred ninety-eight thousand
inasmuch as the hearing in connection therewith was still going
on — and the public there present that the President had, eight hundred fourteen (14,298,814) answered that there was no
need for a plebiscite and that the vote of the Barangays (Citizens
according to information conveyed by the Secretary of Justice,
signed said Proclamation No. 1102, earlier that morning. Assemblies) should be considered as a vote in a plebiscite;
Thereupon, the writer read Proclamation No. 1102 which is of the
following tenor: "WHEREAS, since the referendum results show that more than
ninety-five (95) per cent of the members of the Barangays
(Citizens Assemblies) are in favor of the new Constitution,
"BY THE PRESIDENT OF THE PHILIPPINES
the Katipunan ng Mga Barangay has strongly recommended that
the new Constitution should already be deemed ratified by the
"PROCLAMATION NO. 1102 Filipino people;
"NOW, THEREFORE, I, FERDINAND E. MARCOS, President of
the Philippines, by virtue of the powers in me vested by the
Constitution, do hereby certify and proclaim that the Constitution
proposed by the nineteen hundred and seventy-one (1971)
Constitutional Convention has been ratified by an overwhelming
majority of all of the votes cast by the members of all the
Barangays (Citizens Assemblies) throughout the Philippines, and
has thereby come into effect.
"Done in the City of Manila, this 17th day of January, in the year
of Our Lord, nineteen hundred and seventy-three.
"By the
( President:
S
g
"ALEJANDRO MELCHOR
d
"Executive Secretary"
.
)
SuchFis the background of the cases submitted determination.
After Eadmitting some of the allegations made in the petition in L-
35948 R and denying the other allegations thereof, respondents
therein
D alleged in their answer thereto, by way affirmative
defenses:
I 1) that the "questions raised" in said petition "are
political
N in character"; 2) that "the Constitutional Convention acted
freelyAand had plenary authority to propose not only amendments
but a NConstitution which would supersede the present
Constitution";
D 3) that "the President's call for a plebiscite and the
appropriation
E of funds for this purpose are valid"; 4) that "there is
not an. improper submission" and "there can be a plebiscite under
Martial
M Law"; and 5) that the "argument that the Proposed
Constitution
A is vague and incomplete, makes an unconstitutional
delegation
R of power, includes a referendum on the proclamation
of Martial
C Law and purports to exercise judicial power" is "not
relevant
O and ... without merit." Identical defenses were set up in
S cases under consideration.
the other
"
P
Immediately after the hearing held on January 17, 1973, or since
r
the afternoon of that date, the Members of the Court have been
e
deliberating on the aforementioned cases and, after extensive
s
discussions on the merits thereof, have deemed it best that each
i
Member write his own views thereon and that thereafter the Chief
d
Justice should state the result or the votes thus cast on the points
e
in issue. Hence, the individual views of my brethren in the Court
n
are set forth in the opinions attached hereto, except that, instead
t
o
of writing their separate opinions, some Members have preferred a. Justices Makalintal, Castro, Fernando,
to merely concur in the opinion of one of our colleagues. Teehankee, Makasiar, Esguerra and myself
are of the opinion that the question of validity
of said Proclamation has not been properly
Then the writer of said decision expressed his own opinion on the issues involved
raised before the Court, which, accordingly,
therein, after which he recapitulated the views of the Members of the Court, as follows:
should not pass upon such question.
Accordingly, when the grant of power is qualified, conditional or subject to limitations, Prior thereto, however, many citizens had become dissatisfied with the charter
the issue on whether or not the prescribed qualifications or conditions have been met, government. Memorials addressed by them to the Legislature having failed to bring
or the limitations respected, is justiciable or non-political, the crux of the problem being about the desired effect, meetings were held and associations formed — by those who
one of legality or validity of the contested act, not its wisdom. Otherwise, said belonged to this segment of the population — which eventually resulted in a
qualifications, conditions or limitations — particularly those prescribed or imposed by convention called for the drafting of a new Constitution to be submitted to the people
the Constitution — would be set at naught. What is more, the judicial inquiry into such for their adoption or rejection. The convention was not authorized by any law of the
issue and the settlement thereof are the main functions of courts of justice under the existing government. The delegates to such convention framed a new Constitution
Presidential form of government adopted in our 1935 Constitution, and the system of which was submitted to the people. Upon the return of the votes cast by them, the
checks and balances, one of its basic predicates. As a consequence, We have neither convention declared that said Constitution had been adopted and ratified by a majority
the authority nor the discretion to decline passing upon said issue, but are under the of the people and became the paramount law and Constitution of Rhode Island.
ineluctable obligation — made particularly more exacting and peremptory by our oath,
as members of the highest Court of the land, to support and defend the Constitution —
The charter government, which was supported by a large number of citizens of the
to settle it. This explains why, in Miller v. Johnson, 28 it was held that courts have a
state, contested, however, the validity of said proceedings. This notwithstanding, one
"duty, rather than a power", to determine whether another branch of the government
Thomas W. Dorr, who had been elected governor under the new Constitution of the
has "kept within constitutional limits." Not satisfied with this postulate, the court went
rebels, prepared to assert authority by force of arms, and many citizens assembled to
farther and stressed that, if the Constitution provides how it may be amended — as it
support him. Thereupon, the charter government passed an Act declaring the state
is in our 1935 Constitution — "then, unless the manner is followed, the judiciary as the
under Martial Law and adopted measures to repel the threatened attack and subdue
interpreter of that constitution, will declare the amendment invalid." 29 In fact, this very
the rebels. This was the state of affairs when the defendants, who were in the military
Court — speaking through Justice Laurel, an outstanding authority on Philippine
service of the charter government and were to arrest Luther, for engaging in the
Constitutional Law, as well as one of the highly respected and foremost leaders of the
support of the rebel government — which was never able to exercise any authority in
Convention that drafted the 1935 Constitution — declared, as early as July 15, 1936,
the state — broke into his house.
that "(i)n times of social disquietude or political excitement, the great landmarks of the
Constitution are apt to be forgotten or marred, if not entirely obliterated. In cases of
conflict, the judicial department is the only constitutional organwhich can be called Meanwhile, the charter government had taken measures to call its own convention to
upon to determine the proper allocation of powers between the several departments" revise the existing form of government. Eventually, a new constitution was drafted by
of the government. 30 a convention held under the authority of the charter government, and thereafter was
adopted and ratified by the people. "(T)he times and places at which the votes were to
be given, the persons who were to receive and return them, and the qualifications of
The Solicitor General has invoked Luther v. Borden 31 in support of his stand that the
the voters having all been previously authorized and provided for by law passed by the
issue under consideration is non-justiciable in nature. Neither the factual background
charter government," the latter formally surrendered all of its powers to the new
of that case nor the action taken therein by the Federal Supreme Court has any
government, established under its authority, in May 1843, which had been in
similarity with or bearing on the cases under consideration.
operation uninterruptedly since then.
Luther v. Borden was an action for trespass filed by Luther with the Circuit Court of the
About a year before, or in May 1842, Dorr, at the head of a military force, had made
United States against Borden and others for having forcibly entered into Luther's
an unsuccessful attempt to take possession of the state arsenal in Providence, but he
house, in Rhode Island, sometime in 1842. The defendants who were in the military
was repulsed, and, after an "assemblage of some hundreds of armed men under his
service of said former colony of England, alleged in their defense that they had acted
command at Chepatchet in the June following, which dispersed upon approach of the
in obedience to the commands of a superior officer, because Luther and others were
troops of the old government, no further effort was made to establish" his government.
engaged in a conspiracy to overthrow the government by force and the state had been
"... until the Constitution of 1843" — adopted under the auspices of the charter
placed by competent authority under Martial Law. Such authority was the charter
government — "went into operation, the charter government continued to assert its
government of Rhode Island at the time of the Declaration of Independence, for —
authority and exercise its powers and to enforce obedience throughout the state ... ."
unlike other states which adopted a new Constitution upon secession from England —
Rhode Island retained its form of government under a British Charter, making only
such alterations, by acts of the Legislature, as were necessary to adapt it to its Having offered to introduce evidence to prove that the constitution of the rebels had
subsequent condition as an independent state. It was under this form of government been ratified by the majority of the people, which the Circuit Court rejected, apart from
when Rhode Island joined other American states in the Declaration of Independence rendering judgment for the defendants, the plaintiff took the case for review to the
Federal Supreme Court which affirmed the action of the Circuit Court, stating:
It is worthy of remark, however, when we are referring to the difference between these two (2) types of recognition, the first being generally
authority of State decisions, that the trial of Thomas W. Dorr took conceded to be a political question, whereas the nature of the latter depends upon a
place after the constitution of 1843 went into operation. The number of factors, one of them being whether the new Constitution has been adopted
judges who decided that case held their authority under that in the manner prescribed in the Constitution in force at the time of the purported
constitution and it is admitted on all hands that it was adopted by ratification of the former, which is essentially a justiciable question. There was,
the people of the State, and is the lawful and established in Luther v. Borden, a conflict between two (2) rival governments, antagonistic to each
government. It is the decision, therefore, of a State court, whose other, which is absent in the present cases. Here, the Government established under
judicial authority to decide upon the constitution and laws of the 1935 Constitution is the very same government whose Executive Department has
Rhode Island is not questioned by either party to this controversy, urged the adoption of the new or revised Constitution proposed by the 1971
although the government under which it acted was framed and Constitutional Convention and now alleges that it has been ratified by the people.
adopted under the sanction and laws of the charter government.
In short, the views expressed by the Federal Supreme Court in Luther v. Borden,
The point, then, raised here has been already decided by the decided in 1849, on matters otherthan those referring to its power to review decisions
courts of Rhode Island. The question relates, altogether, to the of a state court concerning the constitution and government of that state, not the
constitution and laws of that State, and the well settled rule in this Federal Constitution or Government, are manifestly neither, controlling, nor even
court is, that the courts of the United States adopt and follow the persuasive in the present cases, having as the Federal Supreme Court admitted
decisions of the State courts in questions which concern merely — no authority whatsoever to pass upon such matters or to review decisions of said
the constitution and laws of the State. state court thereon. In fact, referring to that case, the Supreme Court of Minnessota
had the following to say:
Upon what ground could the Circuit Court of the United States
which tried this case have departed from this rule, and Luther v. Borden, 7 How. 1, 12 L. Ed. 581, is always cited by
disregarded and overruled the decisions of the courts of Rhode those who assert that the courts have no power to determine
Island? Undoubtedly the courts of the United States have certain questions of a political character. It is interesting historically, but it
powers under the Constitution and laws of the United States has not the slightest application to the case at bar. When carefully
which do not belong to the State courts. But the power of analyzed, it appears that it merely determines that the federal
determining that a State government has been lawfully courts will accept as final and controlling a decision of the highest
established, which the courts of the State disown and repudiate, court of a state upon a question of the construction of the
is not one of them. Upon such a question the courts of the United Constitution of the state. ... . 33
States are bound to follow the decisions of the State tribunals,
and must therefore regard the charter government as the lawful
Baker v. Carr, 34 cited by respondents, involved an action to annul a Tennessee
and established government during the time of this contest. 32
statute apportioning the seats in the General Assembly among the counties of the
State, upon the theory that the legislation violated the equal protection clause. A
It is thus apparent that the context within which the case of Luther v. Borden was district court dismissed the case upon the ground, among others, that the issue was a
decided is basically and fundamentally different from that of the cases at bar. To begin political one, but, after a painstaking review of the jurisprudence on the matter, the
with, the case did not involve a federal question, but one purely municipal in nature. Federal Supreme Court reversed the appealed decision and held that said issue was
Hence, the Federal Supreme Court was "bound to follow the decisions of the State justiciable and non-political, inasmuch as:"... (d)eciding whether a matter has in any
tribunals" of Rhode Island upholding the constitution adopted under the authority of measure been committed by the Constitution to another branch of government, or
the charter government. Whatever else was said in that case constitutes, therefore, whether the action of that branch exceeds whatever authority has been committed, is
an obiter dictum. Besides, no decision analogous to that rendered by the State Court itself a delicate exercise in constitutional interpretation, and is a responsibility of this
of Rhode Island exists in the cases at bar. Secondly, the states of the Union have a Court as ultimate interpreter of the Constitution ... ."
measure of internal sovereignty upon which the Federal Government may not
encroach, whereas ours is a unitary form of government, under which our local
Similarly, in Powell v. McCormack, 35 the same Court, speaking through then Chief
governments derive their authority from the national government. Again, unlike our
Justice Warren, reversed a decision of the Court of Appeals of New York affirming that
1935 Constitution, the charter or organic law of Rhode Island contained no provision
of a Federal District Court, dismissing Powell's action for a declaratory judgment
on the manner, procedure or conditions for its amendment.
declaring thereunder that he — whose qualifications were uncontested — had been
unlawfully excluded from the 90th Congress of the U.S. Said dismissal was predicated
Then, too, the case of Luther v. Borden hinged more on the question of recognition upon the ground, inter alia, that the issue was political, but the Federal Supreme Court
of government, than on recognition of constitution, and there is a fundamental held that it was clearly a justiciable one.
The Supreme Court of Minnessota undertook a careful review of American Constitution "is vague and incomplete," as well as "contains provisions which are
jurisprudence on the matter. Owing to the lucidity of its appraisal thereof, We append beyond the powers of the 1971 Convention to enact," thereby rendering it "unfit for ...
the same to this opinion as Annex A thereof. submission the people;" 3) that "(t)he period of time between November 1972 when
the 1972 draft was approved and January 11-15, 1973," when the Citizens'
Assemblies supposedly ratified said draft, "was too short, worse still, there was
After an, exhaustive analysis of the cases on this subject, the Court concluded:
practically no time for the Citizens' Assemblies to discuss the merits of the Constitution
which the majority of them have not read a which they never knew would be submitted
The authorities are thus practically uniform in holding that whether to them ratification until they were asked the question — "do you approve of the New
a constitutional amendment has been properly adopted according Constitution?" during the said days of the voting"; and that "(t)here was altogether no
to the requirements of an existing Constitution is a judicial freedom discussion and no opportunity to concentrate on the matter submitted to them
question. There can be little doubt that the consensus of judicial when the 1972 draft was supposedly submitted to the Citizens' Assemblies for
opinion is to the effect that it is the absolute dutyof the judiciary to ratification."
determine whether the Constitution has been amended in the
manner required by the Constitution, unless a special tribunal has
Petitioner in L-36236 added, as arguments in support of the negative view, that : 1)
been created to determine the question; and even then many of
"(w)ith a government-controlled press, there can never be a fair and proper
the courts hold that the tribunal cannot be permitted to illegally
submission of the proposed Constitution to the people"; and 2) Proclamation No. 1102
amend the organic law. ... . 36
is null and void "(i)nasmuch as the ratification process" prescribed "in the 1935
Constitution was not followed."
In the light of the foregoing, and considering that Art. XV of our 1935 Constitution
prescribes the method or procedure for its amendment, it is clear to my mind that the
Besides adopting substantially some of the grounds relied upon by the petitioners in
question whether or not the revised Constitution drafted by the 1971 Constitutional
the above-mentioned cases, the petitioners in L-36283 argue that "(t)he creation of the
Convention has been ratified in accordance with said Art. XV is a justiciable one and
Citizens' Assemblies as the vehicle for the ratification of the Constitution was a
non-political in nature, and that it is not only subject to judicial inquiry, but, also, that it
deception upon the people since the President announced the postponement of the
is the Court's bounden duty to decide such question.
January 15, 1973 plebiscite to either February 19 or March 5, 1973." 38
The Supreme Court of the United States has meaningfully postulated that "the
The reasons adduced by the petitioners in L-36165 in favor of the negative view have
courts cannot reject as 'no law suit' " — because it allegedly involves a political
already been set forth earlier in this opinion. Hence, it is unnecessary to reproduce
question — "a bona fide controversy as to whether some action denominated
them here. So it is, with respect to the positions taken in L-36165 by counsel for
"political" exceeds constitutional authority." 37
therein respondents Gil J. Puyat and Jose Roy — although more will be said later
about them — and by the Solicitor General, on behalf of the other respondents in that
III case and the respondents in the other cases.
Has the proposed new or revised Constitution been ratified conformably to said Art. 1. What is the procedure prescribed by the 1935 Constitution for its amendment?
XV of the 1935 Constitution?
Under section 1 of Art. XV of said Constitution, three (3) steps are essential, namely:
Petitioners in L-36142 maintain the negative view, upon ground: 1) that the President
"is without authority to create the Citizens' Assemblies" through which, respondents
1. That the amendments to the Constitution be proposed either by Congress or by a
maintain, the proposed new Constitution has been ratified; that said Assemblies "are
convention called for that purpose, "by a vote of three-fourths of all the Members of
without power to approve the proposed Constitution"; 3) that the President "is without
the Senate and the House of Representatives voting separately," but "in joint session
power to proclaim the ratification by the Filipino people of the proposed Constitution";
assembled";
and 4) that "the election held (in the Citizens' Assemblies) to ratify the proposed
Constitution was not a free election, hence null and void."
2. That such amendments be "submitted to the people for their ratification" at an
"election"; and
Apart from substantially reiterating these grounds support of said negative view, the
petitioners in L-36164 contend: 1) that the President "has no power to call a plebiscite
for the ratification or rejection" of the proposed new Constitution or "to appropriate 3. That such amendments be "approved by a majority of the votes cast" in said
funds for the holding of the said plebiscite"; 2) that the proposed new or revised election.
Compliance with the first requirement is virtually conceded, although the petitioners in rulings of the Commission shall be subject to review by the
L-36164 question the authority of the 1971 Constitutional Convention to incorporate Supreme Court.
certain provisions into the draft of the new or revised Constitution. The main issue in
these five (5) cases hinges, therefore, on whether or not the last two (2) requirements
xxx xxx xxx 39
have been complied with.
Sections 1 and 2 of Art. X of the Constitution ordain in part: I cannot accept the Solicitor General's theory. Art. V of the Constitution
declares who may exercise the right of suffrage, so that those lacking the
qualifications therein prescribed may not exercise such right. This view is borne out by
Section 1. There shall be an independent Commission on
the records of the Constitutional Convention that drafted the 1935 Constitution.
Elections composed of a Chairman and two other Members to be
Indeed, section 1 of Art. V of the 1935 Constitution was largely based on the report of
appointed by the President with the consent of the Commission
the committee on suffrage of the Convention that drafted said Constitution which
on Appointments, who shall hold office for a term of nine years
report was, in turn, "strongly influenced by the election laws then in force in the
and may not be reappointed. ...
Philippines ... ." 40 " Said committee had recommended: 1) "That the right of suffrage
should exercised only by male citizens of the Philippines." 2) "That should be limited to
xxx xxx xxx those who could read and write." 3) "That the duty to vote should be made obligatory."
It appears that the first recommendation was discussed extensively in the Convention,
and that, by way of compromise, it was eventually agreed to include, in section 1 of
Sec. 2. The Commission on Elections shall have exclusive charge Art. V of the Constitution, the second sentence thereof imposing upon the National
of the enforcement and administration of all laws relative to
Assembly established by the original Constitution — instead of the bicameral
the conduct of elections and shall exercise all other functions
Congress subsequently created by amendment said Constitution — the duty to
which may be conferred upon it by law. It shall decide, save those "extend the right of suffrage women, if in a plebiscite to, be held for that purpose within
involving the right to vote, all administrative questions, affecting
two years after the adoption of this Constitution, not less than three hundred thousand
elections, including the determination of the number and location
women possessing the necessary qualifications shall vote affirmatively on the
of polling places, and the appointment of election inspectors and
question." 41
of other election officials. All law enforcement agencies and
instrumentalities of the Government, when so required by the
Commission, shall act as its deputiesfor the purpose of insuring The third recommendation on "compulsory" voting was, also debated upon rather
fee, orderly, and honest elections. The decisions, orders, and extensively, after which it was rejected by the Convention. 42 This accounts, in my
opinion, for the permissive language used in the first sentence of said Art. V. Despite
some debates on the age qualification — amendment having been proposed to complete amendment, but a "partial amendment" of said section 1, which could be
reduce the same to 18 or 20, which were rejected, and the residence qualification, as amended further, after its ratification, had the same taken place, so that the
well as the disqualifications to the exercise of the right of suffrage — the second aforementioned partial amendment was, for legal purposes, no more than
recommendation limiting the right of suffrage to those who could "read and write" was a provisional or temporary amendment. Said partial amendment was predicated upon
— in the language of Dr. Jose M. Aruego, one of the Delegates to said Convention — the generally accepted contemporary construction that, under the 1935 Constitution,
"readily approved in the Convention without any dissenting vote," although there was persons below twenty-one (21) years of age could not exercise the right of suffrage,
some debate on whether the Fundamental Law should specify the language or dialect without a previous amendment of the Constitution.
that the voter could read and write, which was decided in the negative. 43
Upon the other hand, the question, whether 18-year-old members of barrio assemblies
What is relevant to the issue before Us is the fact that the constitutional provision may vote in barrio assembly plebiscites is, to say the least, a debatable one. Indeed,
under consideration was meant to be and is a grant or conferment of a right to there seems to be a conflict between the last paragraph of said section 6 of Rep. Act
persons possessing the qualifications and none of the disqualifications therein No. 3590, 46 pursuant to which the "majority vote of all the barrio assembly members"
mentioned, which in turn, constitute a limitation of or restriction to said right, and (which include all barrio residents 18 years of age or over, duly registered in the list of
cannot, accordingly, be dispensed with, except by constitutional amendment. barrio assembly members) is necessary for the approval, in an assembly plebiscite, of
Obviously, every such constitutional grant or conferment of a right is necessarily a "any budgetary, supplemental appropriations or special tax ordinances," whereas,
negation of the authority of Congress or of any other branch of the Government to according to the paragraph preceding the penultimate one of said section, 47 "(a)ll duly
deny said right to the subject of the grant — and, in this sense only, may the same registered barrio assembly members qualified to vote" — who, pursuant to section 10
partake of the nature of a guarantee. But, this does not imply not even remotely, that of the same Act, must be citizens "of the Philippines, twenty-one years of age or over,
the Fundamental Law allows Congress or anybody else to vest in those lacking the able to read and write," and residents the barrio "during the six months immediately
qualifications and having the disqualifications mentioned in the Constitution the right of preceding election, duly registered in the list of voters" and " otherwise disqualified ..."
suffrage. — just like the provisions of present and past election codes of the Philippines and Art.
V of the 1935 Constitution — "may vote in the plebiscite."
At this juncture, it is noteworthy that the committee on suffrage responsible for the
adoption of section 1 of Art. V of the Constitution was "strongly influenced by the I believe, however, that the apparent conflict should resolved in favor of the 21-year-
election laws then in force in the Philippines." Our first Election Law was Act 1582, old members of the assembly, not only because this interpretation is in accord with
passed on January 9, 1907, which was partly amended by Acts 1669, 1709, 1726 and Art. V the Constitution, but, also, because provisions of a Constitution — particularly of
1768, and incorporated into the Administrative Code of 1916 — Act 2657 — as a written and rigid one, like ours generally accorded a mandatory status — unless the
chapter 20 thereof, and then in the Administrative Code of 1917 — Act 2711 — as intention to the contrary is manifest, which is not so as regards said Art. V — for
chapter 18 thereof, which, in turn, was amended by Act 3387, approved on December otherwise they would not have been considered sufficiently important to be included in
3, 1927. Sections 431 and 432 of said Code of 1917, prescribing, respectively, the the Fundamental Law of the land. 48 Besides, it would be illogical, if not absurd,
qualifications for and disqualifications from voting, are quoted below. 44 In all of these believe that Republic Act No. 3590 requires, for the most important measures for
legislative acts, the provisions concerning the qualifications of voters partook of the which it demands — in addition to favorable action of the barrio council — the
nature of a grant or recognition of the right of suffrage, and, hence, of a denial thereof approval of barrio assembly through a plebiscite, lesser qualifications than those
to those who lacked the requisite qualification and possessed any of the statutory prescribed in dealing with ordinary measures for which such plebiscite need not be
disqualifications. In short, the history of section 1, Art. V of the Constitution, shows held.
beyond doubt than the same conferred — not guaranteed — the authority to persons
having the qualifications prescribed therein and none of disqualifications to be
It is similarly inconceivable that those who drafted the 1935 Constitution intended
specified in ordinary laws and, necessary implication, denied such right to those
section 1 of Art. V thereof to apply only to elections of public officers, not
lacking any said qualifications, or having any of the aforementioned disqualifications.
to plebiscites for the ratification of amendments to the Fundamental Law or revision
thereof, or of an entirely new Constitution, and permit the legislature to require lesser
This view is further bolstered by the fact that the 1971 Constitutional Convention qualifications for such ratification, notwithstanding the fact that the object thereof much
sought the submission to a plebiscite of a "partial amendment" to said section 1 of Art. more important — if not fundamental, such as the basic changes introduced in the
V of the 1935 Constitution, by reducing the voting age from twenty-one (21) years to draft of the revised Constitution adopted by the 1971 Constitutional Convention, which
eighteen (18) years, which, however, did not materialize on account of the decision of a intended to be in force permanently, or, at least, for many decades, and to affect the
this Court in Tolentino v. Commission on Elections, 45 granting the writs, of prohibition way of life of the nation — and, accordingly, demands greater experience and maturity
and injunction therein applied for, upon the ground that, under the Constitution, all of on the part of the electorate than that required for the election of public
the amendments adopted by the Convention should be submitted in "an election" or a officers, 49 whose average term ranges from 2 to 6 years.
single election, not separately or in several or distinct elections, and that the proposed
amendment sought to be submitted to a plebiscite was not even a
It is admitted that persons 15 years of age or over, but below 21 years, regardless of The term "votes cast" ... was held in Smith v. Renville County
whether or not they possessed the other qualifications laid down in both the Commissioners, 65 N.W. 956, 64 Minn. 16, to have been used as
Constitution and the present Election Code, 50 and of whether or not they are an equivalent of "ballots cast." 56
disqualified under the provisions of said Constitution and Code, 51 or those of Republic
Act No. 3590, 52have participated and voted in the Citizens' Assemblies that have
The word "cast" is defined as "to deposit formally or officially." 57
allegedly ratified the new or revised Constitution drafted by the 1971 Constitutional
Convention.
It seems to us that a vote is cast when
a ballot is deposited indicating a "choice." ... The word "cast"
In fact, according to the latest official data, the total number of registered voters 21
means "deposit (a ballot) formally or officially ... .
years of age or over in the entire Philippines, available in January 1973, was less than
12 million. Yet, Proclamation No. 1102 states that 14,976,56 "members of all the
Barangays (Citizens Assemblies) voted for the adoption of the proposed Constitution, ... In simple words, we would define a "vote cast" as the
as against ... 743,869 who voted for its rejection," whereas, on the question whether or exercise on a ballot of the choice of the voter on the measure
not the people still wanted a plebiscite to be called to ratify the new Constitution, "... proposed. 58
14,298,814 answered that there was no need for a plebiscite and that the vote of the
Barangays (Citizens Assemblies) should be considered as a vote in a plebiscite." In
other words, it is conceded that the number of people who allegedly voted at the In short, said Art. XV envisages — with the term "votes cast" — choices made on
ballots — not orally or by raising — by the persons taking part in plebiscites. This is
Citizens' Assemblies for exceeded the number of registered voters under the Election
but natural and logical, for, since the early years of the American regime, we had
Code in force in January 1973.
adopted the Australian Ballot System, with its major characteristics, namely, uniform
official ballots prepared and furnished by the Government and secrecy in the voting,
It is thus clear that the proceedings held in such Citizens' Assemblies — and We have with the advantage of keeping records that permit judicial inquiry, when necessary,
more to say on this point in subsequent pages — were fundamentally irregular, in that into the accuracy of the election returns. And the 1935 Constitution has been
persons lacking the qualifications prescribed in section 1 of Art. V of the Constitution consistently interpreted in all plebiscites for the ratification rejection of proposed
were allowed to vote in said Assemblies. And, since there is no means by which the amendments thereto, from 1935 to 1967. Hence, the viva voce voting in the Citizens'
invalid votes of those less than 21 years of age can be separated or segregated from Assemblies was and is null and void ab initio.
those of the qualified voters, the proceedings in the Citizens' Assemblies must be
considered null and void. 53
b. How should the plebiscite be held? (COMELEC supervision indispensable;
essential requisites)
It has been held that "(t)he power to reject an entire poll ... should be exercised ... in a
case where it is impossible to ascertain with reasonable certainty the true vote," as
Just as essential as compliance with said Art. V of the 19 Constitution is that of Art. X
where "it is impossible to separate the legal votes from the illegal or spurious ... ." 54
thereof, particularly its sections 1 and 2. Indeed, section 1 provides that "(t)here shall
be an independent Commission on Elections ... ." The point to be stressed here is the
In Usman v. Commission on Elections, et al., 55 We held: term "independent." Indeed, why was the term used?
Several circumstances, defying exact description and dependent In the absence of said constitutional provision as to the independence of the
mainly on the factual milieu of the particular controversy, have the Commission, would it have been depends upon either Congress or the Judiciary? The
effect of destroying the integrity and authenticity of disputed answer must be the negative, because the functions of the Commission —
election returns and of avoiding their prima facie value and "enforcement and administration" of election laws — are neither legislative nor judicial
character. If satisfactorily proven, although in a summary in nature, and, hence, beyond the field allocated to either Congress or courts of
proceeding, such circumstances as alleged by the affected or justice. Said functions are by their nature essentially executive, for which reason, the
interested parties, stamp the election returns with the indelible Commission would be under the "control" of the President, pursuant to section 10,
mark of falsity and irregularity, and, consequently, of unreliability, paragraph (1) of Art. VII of the Constitution, if Art. X thereof did not explicitly declare
and justify their exclusion from the canvass. that it (the Commission) is an "independent" body. In other words, in amending the
original 1935 Constitution, by inserting therein said Art. X, on the Commission on
Elections, the purpose was to make said Commission independent principally of the
Then, too, the 1935 Constitution requires "a majority of the votes cast" for a proposed
Chief Executive.
amendment to the Fundamental Law to be "valid" as part thereof, and the term "votes
cast" has a well-settled meaning.
And the reason therefor is, also, obvious. Prior to the creation of the Commission on In accordance with the letter and spirit of said Art. X of the Constitution, Rep. Act No.
Elections as a constitutional organ, election laws in the Philippines were enforced by 6388, otherwise known as the Election Code of 1971, implements the constitutional
the then Department of the Interior, through its Executive Bureau, one of the offices powers of the Commission on Elections and grants additional powers thereto, some of
under the supervision and control of said Department. The same — like other which are enumerated in sections 5 and 6 of said Act, quoted below. 64 Moreover, said
departments of the Executive Branch of the Government — was, in turn, under the Act contains, inter alia, detailed provisions regulating contributions and other (corrupt)
control of the Chief Executive, before the adoption of the 1935 Constitution, and had practices; the establishment of election precincts; the designation and arrangement of
been — until the abolition of said Department, sometime ago — under the control of polling places, including voting booths, to protect the secrecy of the ballot; formation of
the President of the Philippines, since the effectivity of said Fundamental Law. Under lists of voters, the identification and registration of voters, the proceedings therefor, as
the provisions thereof, the Executive could so use his power of control over the well as for the inclusion in, or exclusion or cancellation from said list and the
Department of the Interior and its Executive Bureau as to place the minority party at publication thereof; the establishment of municipal, provincial and files of registered
such a great, if not decisive, disadvantage, as to deprive it, in effect, of the opportunity voters; the composition and appointment of board of election inspectors; the
to defeat the political party in power, and, hence, to enable the same to perpetuate particulars of the official ballots to be used and the precautions to be taken to insure
itself therein. To forestall this possibility, the original 1935 Constitution was amended authenticity thereof; the procedure for the casting of votes; the counting of votes by
by the establishment of the Commission on Elections as a constitutional boards of inspectors; the rules for the appreciation of ballots and the preparation and
body independent primarily of the President of the Philippines. disposition of election returns; the constitution and operation of municipal, provincials
and national boards of canvassers; the presentation of the political parties and/or their
candidates in each election precinct; the proclamation of the results, including, in the
The independence of the Commission was sought to be strengthened by the long term
case of election of public officers, election contests; and the jurisdiction of courts of
of office of its members — nine (9) years, except those first appointed 59 — the longest
justice in cases of violation of the provisions of said Election Code and the penalties
under the Constitution, second only to that of the Auditor General 60; by providing that
for such violations.
they may not be removed from office except by impeachment, placing them, in this
respect, on the same plane as the President, the Vice-President, the Justices of the
Supreme Court and the Auditor General; that they may not be reappointed; that their Few laws may be found with such meticulous and elaborate set of provisions aimed at
salaries, "shall be neither increased nor diminished during their term of office"; that the "insuring free, orderly, and honest election," as envisaged in section 2 of Art. X of the
decisions the Commission "shall be subject to review by the Supreme Court" only 61; Constitution. Yet, none of the foregoing constitutional and statutory provisions was
that "(n)o pardon, parole, or suspension sentence for the violation of any election law followed by the so-called Barangays or Citizens' Assemblies. And no reasons have
may be granted without the favorable recommendation of the Commission"62; and, that been given, or even sought to be given therefor. In many, if not most, instances, the
its chairman and members "shall not, during the continuance in office, engage in the election were held a viva voce, thus depriving the electorate of the right to vote
practice of any profession or intervene, directly or indirectly, in the management or secretly — one of the most, fundamental and critical features of our election laws from
control of any private enterprise which in anyway may affected by the functions of their time immemorial — particularly at a time when the same was of utmost importance,
office; nor shall they, directly or indirectly, be financially interested in any contract with owing to the existence of Martial Law.
the Government or any subdivision or instrumentality thereof." 63 Thus, the framers of
the amendment to the original Constitution of 1935 endeavored to do everything
In Glen v. Gnau, 65 involving the casting of many votes, openly, without complying with
possible protect and insure the independence of each member of the Commission.
the requirements of the law pertinent thereto, it was held that the "election officers"
involved "cannot be too strongly condemned" therefor and that if they "could legally
With respect to the functions thereof as a body, section 2 of said Art. X ordains that dispense with such requirement ... they could with equal propriety dispense with all of
"(t)he Commission on Elections shall have exclusive charge of the enforcement and them, including the one that the vote shall be by secret ballot, or even by ballot
administration all laws relative to the conduct of elections," apart from such other at all ... ."
"functions which may be conferred upon it by law." It further provides that the
Commission "shall decide, save those involving the right to vote, all administrative
Moreover, upon the formal presentation to the Executive of the proposed Constitution
question affecting elections, including the determination of the number and location of
drafted by the 1971 Constitutional Convention, or on December 1, 1972, Presidential
polling places, and the appointment of election inspectors and of other election
Decree No. 73 (on the validity of which — which was contested in the plebiscite cases,
officials." And, to forests possible conflicts or frictions between the Commission, on
as well as in the 1972 habeas corpus cases 66 — We need not, in the case of bar,
one hand, and the other offices or agencies of the executive department, on the other,
express any opinion) was issued, calling a plebiscite, to be held on January 15, 1973,
said section 2 postulates that "(a)ll law enforcement agencies and instrumentalities of
at which the proposed Constitution would be submitted to the people for ratification or
the Government, when so required by the Commission, shall act as its deputies for the
rejection; directing the publication of said proposed Constitution; and declaring, inter
purpose of insuring free, orderly, and honest elections." Not satisfied with this, it
alia, that "(t)he provision of the Election Code of 1971, insofar as they are not
declares, in effect, that "(t)he decisions, orders, and ruling of the Commission" shall
inconsistent" with said decree — excepting those "regarding right and obligations of
not be subject to review, except by the Supreme Court.
political parties and candidates" — "shall apply to the conduct of the plebiscite."
Indeed, section 2 of said Election Code of 1971 provides that "(a)ll elections of public
officers except barrio officials and plebiscites shall be conducted in the manner directives do not necessarily exclude exercise of the powers vested by the 1935
provided by this Code." General Order No. 20, dated January 7, 1973, postponing until Constitution in the Commission on Elections, even if the Executive had the authority to
further notice, "the plebiscite scheduled to be held on January 15, 1973," said nothing repeal Art. X of our Fundamental Law — which he does not possess. Copy of
about the procedure to be followed in plebiscite to take place at such notice, and no Presidential Decree No. 86-B is appended hereto as Annex B hereof.
other order or decree has been brought to Our attention, expressly or impliedly
repealing the provisions of Presidential Decree 73, insofar as said procedure is
The point is that, such of the Barrio Assemblies as were held took place without the
concerned.
intervention of the Commission on Elections, and without complying with the
provisions of the Election Code of 1971 or even of those of Presidential Decree No.
Upon the other hand, said General Order No. 20 expressly suspended "the provisions 73. What is more, they were held under the supervision of the very officers and
of Section 3 of Presidential Decree No. 73 insofar as they allow free public discussion agencies of the Executive Department sought to be excluded therefrom by Art. X of
of proposed Constitution ... temporarily suspending effects of Proclamation No. 1081 the 1935 Constitution. Worse still, said officers and agencies of the 1935 Constitution
for the purposes of free open dabate on the proposed Constitution ... ." This specific would be favored thereby, owing to the practical indefinite extension of their respective
mention of the portions of the decrees or orders or instructions suspended by General terms of office in consequence of section 9 of the Transitory Provisions, found in Art.
Order No. 20 necessarily implies that all other portions of said decrees, orders or XVII of the proposed Constitution, without any elections therefor. And the procedure
instructions — and, hence, the provisions of Presidential Decree No. 73 outlining the therein mostly followed is such that there is no reasonable means of checking the
procedure to be followed in the plebiscite for ratification or rejection of the proposed accuracy of the returns files by the officers who conducted said plebiscites. This is
Constitution — remained in force, assuming that said Decree is valid. another patent violation of Art. of the Constitution which can hardly be sanctioned.
And, since the provisions of this article form part of the fundamental scheme set forth
in the 1935 Constitution, as amended, to insure the "free, orderly, and honest"
It is claimed that by virtue of Presidential Decree No. 86-A — the text of which is
expression of the people's will, the aforementioned violation thereof renders null and
quoted below 67 — the Executive declared, inter alia, that the collective views
void the contested proceedings or alleged plebiscite in the Citizens' Assemblies,
expressed in the Citizens' Assemblies "shall be considered in the formulation of
insofar as the same are claimed to have ratified the revised Constitution proposed by
national policies or programs and, wherever practicable, shall be translated into
the 1971 Constitutional Convention. "... (a)ll the authorities agree that the legal
concrete and specific decision"; that such Citizens' Assemblies "shall consider vital
definition of an election, as well as that which is usually and ordinarily understood by
national issues ... like the holding of the plebiscite on the new Constitution ... and
the term, is a choosing or as election by those having a right to participate (in the
others in the future, which shall serve as guide or basis for action or decision by the
selection) of those who shall fill the offices, or of the adoption or rejection of any public
national government"; and that the Citizens' Assemblies "shall conduct between
measure affecting the territory involved. 15 Cyc. 279; Lewis v. Boynton, 25 Colo. 486,
January 10 and 15, 1973, a referendum on important national issues, including those
55 Pac. 732; Saunders v. Haynes, 13 Cal. 145; Seaman v. Baughman, 82 Iowa 216,
specified in paragraph 2 hereof, and submit the results thereof to the Department of
47 N.W. 1091, 11 L.R.A. 354; State v. Hirsh, 125 Ind. 207, 24 N.E. 1062, 9 L.R.A. 170;
Local Governments and Community Development immediately thereafter, ... ." As in
Bouvier's Law Dictionary. 68
Presidential Decree No. 86, this Decree No. 86-A does not and cannot exclude the
exercise of the constitutional supervisory power of the Commission on Elections or its
participation in the proceedings in said Assemblies, if the same had been intended to IV
constitute the "election" or Plebiscite required Art. V of the 1935 Constitution. The
provision of Decree No. 86-A directing the immediate submission of the result thereof
Has the proposed Constitution aforementioned
to the Department of Local Governments Community Development is not necessarily
been approved by a majority of the people in
inconsistent with, and must be subordinate to the constitutional power of the
Citizens' Assemblies allegedly held
Commission on Elections to exercise its "exclusive authority over the enforcement and
throughout the Philippines?
administration of all laws to the conduct of elections," if the proceedings in the
Assemblies would partake of the nature of an "election" or plebiscite for the ratification
or rejection of the proposed Constitution. Respondents maintain the affirmative, relying upon Proclamation No. 1102, the validity
of which is precisely being contested by petitioners herein. Respondents claim that
said proclamation is "conclusive" upon this Court, or is, at least, entitled to full faith
We are told that Presidential Decree No. 86 was further amended by Presidential
and credence, as an enrolled bill; that the proposed Constitution has been, in fact,
Decree No. 86-B, dated 1973, ordering "that important national issues shall from time
ratified, approved or adopted by the "overwhelming" majority of the people; that Art.
to time; be referred to the Barangays (Citizens Assemblies) for resolution in
XV of the 1935 Constitution has thus been "substancially" complied with; and that the
accordance with Presidential Decree No. 86-A dated January 5, 1973 and that the
Court refrain from passing upon the validity of Proclamation No. 1102, not only
initial referendum include the matter of ratification of the Constitution by the 1971
because such question is political in nature, but, also, because should the Court
Constitutional Convention" and that "(t)he Secretary of the Department of Local
invalidate the proclamation, the former would, in effect, veto the action of the people in
Governments and Community Development shall insure the implementation of this
whom sovereignty resides and from its power are derived.
order." As in the case of Presidential Decrees Nos. 86 and 86-A, the foregoing
The major flaw in this process of rationalization is that it assumes, as a fact, the very ceremonial capacity, reported said results (tabulated by the Department of
premise on which it is predicated, and which, moreover, is contested by the Governments and Community Development) to the Chief Executive, who, accordingly,
petitioners. As the Supreme Court of Minnessota has aptly put it — issued Proclamation No. 1102.
... every officer under a constitutional government must act The record shows, however, that Mr. Cruz was not even a member of any barrio
according to law and subject to its restrictions, and every council since 1972, so that he could possibly have been a member on January 17,
departure therefrom or disregard thereof must subject him to the 1973, of a municipal association of presidents of barrio or ward citizens' assemblies,
restraining and controlling of the people, acting through the much less of a Provincial, City or National Association or Federation of Presidents of
agency of the judiciary; for it must be remembered that the people any such provincial or city associations.
act through courts, as well as through the executive or the
Legislature. One department is just as representative as the
Secondly, at the conclusion of the hearing of these cases February 16, 1973, and in
other, and the judiciary is the department which is charged with
the resolution of this Court of same date, the Solicitor General was asked to submit,
the special duty of determining the limitations which the law
together with his notes on his oral argument, a true copy of aforementioned report of
places upon all official action. ... .
Mr. Cruz to the President and of "(p)roclamation, decree, instruction, order, regulation
or circular, if any, creating or directing or authorizing creation, establishment or
Accordingly, the issue boils downs to whether or not the Executive acted within the organization" of said municipal, provincial and national associations, but neither a
limits of his authority when he certified in Proclamation No. 1102 "that the Constitution copy of alleged report to the President, nor a copy of any "(p)roclamation, decree,
proposed by the nineteen hundred and seventy-one (1971) Constitutional Convention instruction, order, regulation or circular," has been submitted to this Court. In the
has been ratified by an overwhelming majority of all of the votes cast by the members absence of said report, "(p)roclamation, decree, instruction," etc., Proclamation No.
of all the Barangays (Citizens Assemblies) throughout the Philippines and has thereby 1102 is devoid of any factual and legalfoundation. Hence, the conclusion set forth in
come into effect." the dispositive portion of said Proclamation No. 1102, to the effect that the proposed
new or revised Constitution had been ratified by majority of the votes cast by the
people, can not possibly have any legal effect or value.
In this connection, it is not claimed that the Chief Executive had personal knowledge
of the data he certified in said proclamation. Moreover, Art. X of the 1935 Constitution
was precisely inserted to place beyond the Executive the power to supervise or even The theory that said proclamation is "conclusive upon Court is clearly untenable. If it
exercise any authority whatsoever over "all laws relative to the conduct of elections," were, acts of the Executive and those of Congress could not possibly be annulled or
and, hence, whether the elections are for the choice or selection of public officers or invalidated by courts of justice. Yet, such is not the case. In fact, even a resolution of
for the ratification or rejection of any proposed amendment, or revision of the Congress declaring that a given person has been elected President or Vice-President
Fundamental Law, since the proceedings for the latter are, also, referred to in said Art. of the Philippines as provided in the Constitution, 69 is not conclusive upon the courts.
XV as "elections". It is no more than prima facie evidence of what is attested to by said resolution. 70 If
assailed directly in appropriate proceedings, such as an election protest, if and when
authorized by law, as it is in the Philippines, the Court may receive evidence and
The Solicitor General stated, in his argument before this Court, that he had been
declare, in accordance therewith, who was duly elected to the office involved. 71 If prior
informed that there was in each municipality a municipal association of presidents of
to the creation of the Presidential Electoral Tribunal, no such protest could be filed, it
the citizens' assemblies for each barrio of the municipality; that the president of each
was not because the resolution of Congress declaring who had been elected
such municipal association formed part of a provincial or city association of presidents
President or Vice-President was conclusive upon courts of justice, but because there
of such municipal associations; that the president of each one of these provincial or
was no law permitting the filing of such protest and declaring what court or body would
city associations in turn formed part of a National Association or Federation of
hear and decide the same. So, too, a declaration to the effect that a given amendment
Presidents of such Provincial or City Associations; and that one Francisco Cruz from
to the Constitution or revised or new Constitution has been ratified by a majority of the
Pasig, Rizal, as President of said National Association or Federation, reported to the
votes cast therefor, may be duly assailed in court and be the object of judicial inquiry,
President of the Philippines, in the morning of January 17, 1973, the total result of the
in direct proceedings therefor — such as the cases at bar — and the issue raised
voting in the citizens' assemblies all over the country from January 10 to January 15,
therein may and should be decided in accordance with the evidence presented.
1973. The Solicitor General further intimated that the said municipal associations had
reported the results of the citizens' assemblies in their respective municipalities to the
corresponding Provincial Association, which, in turn, transmitted the results of the The case of In re McConaughy 72 is squarely in point. "As the Constitution stood from
voting in the to the Department of Local Governments and Community Development, the organization of the state" — of Minnessota — "all taxes were required to be raised
which tabulated the results of the voting in the citizens' assemblies throughout the under the system known as the 'general property tax.' Dissatisfaction with the results
Philippines and then turned them over to Mr. Franciso Cruz, as President or acting of this method and the development of more scientific and satisfactory methods of
President of the National Association or Federation, whereupon Mr. Cruz, acting in a raising revenue induced the Legislature to submit to the people an amendment to the
Constitution which provided merely that taxes shall be uniform upon the same class of right of suffrage being eighteen (18) years, apart from the fact that Art. VI of the
subjects. This proposed amendment was submitted at the general election held in proposed Constitution requires "secret" voting, which was not observed in many, if not
November, 1906, and in due time it was certified by the state canvassing board and most, Citizens' Assemblies. Besides, both the 1935 Constitution and the proposed
proclaimed by the Governor as having been legally adopted. Acting upon the Constitution require a "majority of the votes cast" in an election or plebiscite called for
assumption that the amendment had become a part of the Constitution, the the ratification of an amendment or revision of the first Constitution or the effectivity of
Legislature enacted statutes providing for a State Tax Commission and a mortgage the proposed Constitution, and the phrase "votes cast" has been construed to mean
registry tax, and the latter statute, upon the same theory, was held constitutional" by "votes made in writing not orally, as it was in many Citizens' Assemblies. 75
said Court. "The district court found that the amendment had no in fact been adopted,
and on this appeal" the Supreme Court was "required to determine the correctness of
Even counsel for Gil J. Puyat and Jose Roy, as respondents in L-36165, asserts
that conclusion."
openly that Art. XV of the Constitution has not been complied with, and since the
alleged substantial compliance with the requirements thereof partakes of the nature of
Referring to the effect of the certification of the State Board of Canvassers created by a defense set up by the other respondents in these cases, the burden of proving such
the Legislature and of theproclamation made by the Governor based thereon, the defense — which, if true, should be within their peculiar knowledge — is clearly on
Court held: "It will be noted that this board does no more than tabulate the reports such respondents. Accordingly, if despite the extensive notes and documents
received from the various county board and add up and certify the results. State v. submitted by the parties herein, the members of the Court do not know or are not
Mason, 45 Wash. 234, 88 Pac. 126, 9 L.R.A. (U.S.) 1221. It is settled law that the prepared to say whether or not the majority of the people or of those who took part in
decisions of election officers, and canvassing boards are not conclusive and that the the Citizens' Assemblies have assented to the proposed Constitution, the logical step
final decision must rest with the courts, unless the law declares that the decisions of would be to give due course to these cases, require the respondents to file their
the board shall be final" — and there is no such law in the cases at bar. "... The answers, and the plaintiffs their reply, and, thereafter, to receive the pertinent
correctness of the conclusion of the state board rests upon the correctness of the evidence and then proceed to the determination of the issues raised thereby.
returns made by the county boards and it is inconceivable that it was intended that this Otherwise, we would be placing upon the petitioners the burden of disproving a
statement of result should be final and conclusive regardless of the actual facts. The defense set up by the respondents, who have not so far established the truth of such
proclamation of the Governor adds nothing in the way of conclusiveness to the legal defense.
effect of the action of the canvassing board. Its purpose is to formally notify the people
of the state of the result of the voting as found by the canvassing board. James on
Even more important, and decisive, than the foregoing is the circumstance that there
Const. Conv. (4th Ed.) sec. 523."
is ample reason to believe that many, if not most, of the people did not know that the
Citizens' Assemblies were, at the time they were held, plebiscites for the ratification or
In Bott v. Wartz, 73 the Court reviewed the statement of results of the election made by rejection of the proposed Constitution. Hence, in Our decision in the plebiscite cases,
the canvassing board, in order that the true results could be judicially determined. And We said, inter alia:
so did the court in Rice v. Palmer. 74
Meanwhile, or on December 17, 1972, the President had issued
Inasmuch as Art. X of the 1935 Constitution places under the "exclusive" charge of the an order temporarily suspending the effects of Proclamation No.
Commission on Elections, "the enforcement and administration of all laws relative to 1081, for the purpose of free and open debate on the Proposed
the conduct of elections," independently of the Executive, and there is not even a Constitution. On December 23, the President announced the
certification by the Commission in support of the alleged results of the citizens' postponement of the plebiscite for the ratification or rejection of
assemblies relied upon in Proclamation No. 1102 — apart from the fact that on the Proposed Constitution. No formal action to this effect was
January 17, 1973 neither the alleged president of the Federation of Provincial or City taken until January 7, 1973, when General Order No. 20 was
Barangays nor the Department of Local Governments had certified to the President issued, directing "that the plebiscite scheduled to be held on
the alleged result of the citizens' assemblies all over the Philippines — it follows January 15, 1973, be postponed until further notice." Said
necessarily that, from a constitutional and legal viewpoint, Proclamation No. 1102 General Order No. 20, moreover, "suspended in the meantime"
is not even prima facie evidence of the alleged ratification of the proposed the "order of December 17, 1972, temporarily suspending the
Constitution. effects of Proclamation No. 1081 for purposes of free and open
debate on the proposed Constitution.
Referring particularly to the cases before Us, it will be noted that, as pointed out in the
discussion of the preceding topic, the new or revised Constitution proposed by the In view of these events relative to the postponement of the
1971 Constitutional Convention was not ratified in accordance with the provisions of aforementioned plebiscite, the Court deemed it fit to refrain, for
the 1935 Constitution. In fact, it has not even been, ratified in accordance with said the time being, from deciding the aforementioned cases, for
proposed Constitution, the minimum age requirement therein for the exercise of the neither the date nor the conditions under which said plebiscite
would be held were known or announced officially. Then again, [6] Do you approve of the citizens assemblies as the base of
Congress was, pursuant to the 1935 Constitution, scheduled to popular government to decide issues of national interests?
meet in regular session on January 22, 1973, and since the main
objection to Presidential Decree No. 73 was that the President
[7] Do you approve of the new Constitution?
does not have the legislative authority to call a plebiscite and
appropriate funds therefor, which Congress unquestionably could
do, particularly in view of the formal postponement of the [8] Do you want a plebiscite to be called to ratify the new
plebiscite by the President — reportedly after consultation with, Constitution?
among others, the leaders of Congress and the Commission on
Elections — the Court deemed it more imperative to defer its final
[9] Do you want the elections to be held in November, 1973 in
action on these cases.
accordance with the provisions of the 1935 Constitution?
And, apparently, the parties in said cases entertained the same belief, for, on
December 23, 1972 — four (4) days after the last hearing of said cases 76 — the [10] If the elections would not be held, when do you want the next
President announced the postponement of the plebiscite scheduled by Presidential elections to be called?
Decree No. 73 to be held on January 15, 1973, after consultation with the Commission
on Elections and the leaders of Congress, owing to doubts on the sufficiency of the [11] Do you want martial law to continue? [Bulletin Today,
time available to translate the proposed Constitution into some local dialects and to January 11, 1973]
comply with some pre-electoral requirements, as well as to afford the people a
reasonable opportunity to be posted on the contents and implications of said
transcendental document. On January 7, 1973, General Order No. 20 was issued To begin with, questions nos. 1, 2, 3, 4, 5, 6, 9, 10 and 11 are not proper in a
formally, postponing said plebiscite "until further notice." How can plebiscite for the ratification of a proposed Constitution or of a proposed amendment
said postponement be reconciled with the theory that the proceedings in the Citizens' thereto. Secondly, neither is the language of question No. 7 — "Do you approve the
Assemblies scheduled to be held from January 10 to January 15, 1973, were new Constitution?" One approves "of" the act of another which does not need such
"plebiscites," in effect, accelerated, according to the theory of the Solicitor General, for approval for the effectivity of said act, which the first person, however, finds to be
the ratification of the proposed Constitution? If said Assemblies were meant to be the good, wise satisfactory. The approval of the majority of the votes cast in plebiscite is,
plebiscites or elections envisaged in Art. XV of the Constitution, what, then, was the however, essential for an amendment to the Constitution to be valid as part thereof.
"plebiscite" postponed by General Order No. 20? Under these circumstances, it was Thirdly, if the proceedings in the Citizens' Assemblies constituted a plebiscite question
only reasonable for the people who attended such assemblies to believe that the No. 8 would have been unnecessary and improper, regardless of whether question
same were not an "election" or plebiscite for the ratification or adoption of said No. 7 were answered affirmatively or negatively. If the majority of the answers to
proposed Constitution. question No. 7 were in the affirmative, the proposed Constitution would have become
effective and no other plebiscite could be held thereafter in connection therewith, even
if the majority of the answers to question No. 8 were, also, in the affirmative. If the
And, this belief is further bolstered up by the questions propounded in the Citizens' majority of the answers to question No. 7 were in the negative, neither may another
Assemblies, namely: plebiscite be held, even if the majority of the answers to question No. 8 were in the
affirmative. In either case, not more than one plebiscite could be held for the
ratification or rejection of the proposed Constitution. In short, the insertion of said two
[1] Do you like the New Society?
(2) questions — apart from the other questions adverted to above — indicates strongly
that the proceedings therein did not partake of the nature of a plebiscite or election for
[2] Do you like the reforms under martial law? the ratification or rejection of the proposed Constitution.
[3] Do you like Congress again to hold sessions? Indeed, I can not, in good conscience, declare that the proposed Constitution has
been approved or adopted by the people in the citizens' assemblies all over the
Philippines, when it is, to my mind, a matter of judicial knowledge that there have
[4] Do you like the plebiscite to be held later?
been no such citizens' assemblies in many parts of Manila and suburbs, not to say,
also, in other parts of the Philippines. In a letter of Governor Efren B. Pascual of
[5] Do you like the way President Marcos is running the affairs of Bataan, dated January 15, 1973, to the Chief Executive, the former reported:
the government? [Bulletin Today, January 10, 1973; emphasis an
additional question.]
... This report includes a resumee (sic) of the activities we the changing instructions from the top on how to organize the citizens' assemblies,
undertook in effecting the referendum on the eleven questions what to do therein and even what questions or topics to propound or touch in said
you wanted our people consulted on and the Summary of Results assemblies; 2) that the assemblies would involve no more than consultations or
thereof for each municipality and for the whole province. dialogues between people and government — not decisions be made by the people;
and 3) that said consultations were aimed only at "shaping up government policies"
and, hence could not, and did not, partake of the nature of a plebiscite for the
xxx xxx xxx
ratification or rejection of a proposed amendment of a new or revised Constitution for
the latter does not entail the formulation of a policy of the Government, but the making
... Our initial plans and preparations, however, dealt only on the of decision by the people on the new way of life, as a nation, they wish to have, once
original five questions. Consequently, when we received an the proposed Constitution shall have been ratified.
instruction on January 10 to change the questions, we urgently
suspended all scheduled Citizens Assembly meetings on that
If this was the situation in Bataan — one of the provinces nearest to Manila — as late
day and called all Mayors, Chiefs of Offices and other government
as January 11, 1973, one can easily imagine the predicament of the local officials and
officials to another conference to discuss with them the new set of
people in the remote barrios in northern and southern Luzon, in the Bicol region, in the
guidelines and materials to be used.
Visayan Islands and Mindanao. In fact, several members of the Court, including those
of their immediate families and their household, although duly registered voters in the
On January 11, ... another instruction from the top was area of Greater Manila, were not even notified that citizens' assemblies would be held
received to include the original five questions among those to be in the places where their respective residences were located. In the Prohibition and
discussed and asked in the Citizens' Assembly meetings. With Amendment case, 77 attention was called to the "duty cast upon the court of taking
this latest order, we again had to make modifications in our judicial cognizance of anything affecting the existence and validity of any law or
instructions to all those managing and supervising the holding of portion of the
the Citizens' Assembly meetings throughout the province. ... Constitution ... ." In line with its own pronouncement in another case, the Federal
Aside from the coordinators we had from the Office of the Supreme Court of the United States stressed, in Baker v. Carr, 78 that "a court is not at
Governor, the splendid cooperation and support extended by liberty to shut its eyes to an obvious mistake, when the validity of the law depends
almost all government officials and employees in the province, upon the truth of what is declared."
particularly of the Department of Education, PC and PACD
personnel, provided us with enough hands to trouble shoot and
In the light of the foregoing, I cannot see how the question under consideration can be
implement sudden changes in the instructions anytime and
answered or resolved otherwise than in the negative.
anywhere needed. ...
V
... As to our people, in general, their enthusiastic participation
showed their preference and readiness to accept this new method
of government to people consultation in shaping up government Have the people acquiesced in the proposed Constitution?
policies.
It is urged that the present Government of the Philippines is now and has been run,
Thus, as late as January 10, 1973, the Bataan officials had to suspend "all scheduled since January 17, 1971, under the Constitution drafted by the 1971 Constitutional
Citizens' Assembly meetings ..." and call all available officials "... to discuss with Convention; that the political department of the Government has recognized said
them the new set of guidelines and materials to be used ... ." Then, "on January 11 ... revised Constitution; that our foreign relations are being conducted under such new or
another instruction from the top was received to include the original five questions revised Constitution; that the Legislative Department has recognized the same; and
among those be discussed and asked in the Citizens' Assembly meetings. With this that the people, in general, have, by their acts or omissions, indicated their conformity
latest order, we again had to make modifications in our instructions to all those thereto.
managing and supervising holding of the Citizens' Assembly meetings throughout
province. ... As to our people, in general, their enthusiastic participation showed their
As regards the so-called political organs of the Government, gather that respondents
preference and readiness to accept the new method of government to
refer mainly to the offices under the Executive Department. In a sense, the latter
people consultation in shaping up government policies."
performs some functions which, from a constitutional viewpoint, are politics in nature,
such as in recognizing a new state or government, in accepting diplomatic
This communication manifestly shows: 1) that, as late a January 11, 1973, the Bataan representatives accredited to our Government, and even in devising administrative
officials had still to discuss — not put into operation — means and ways to carry out means and ways to better carry into effect. Acts of Congress which define the goals or
objectives thereof, but are either imprecise or silent on the particular measures to be 1. The "Governor of the State in swearing fidelity to it and proclaiming it, as directed
resorted to in order to achieve the said goals or delegate the power to do so, thereby";
expressly or impliedly, to the Executive. This, notwithstanding, the political organ of a
government that purports to be republican is essentially the Congress or Legislative
2. The "Legislature in its formal official act adopting a joint resolution, July 15, 1902,
Department. Whatever may be the functions allocated to the Executive Department —
recognizing the Constitution ordained by the Convention ...";
specially under a written, rigid Constitution with a republican system of Government
like ours — the role of that Department is inherently, basically and fundamentally
executive in nature — to "take care that the laws be faithfully executed," in the 3. The "individual oaths of its members to support it, and by its having been engaged
language of our 1935 Constitution. 79 for nearly a year, in legislating under it and putting its provisions into
operation ...";
Consequently, I am not prepared to concede that the acts the officers and offices of
the Executive Department, in line with Proclamation No. 1102, connote a recognition 4. The "judiciary in taking the oath prescribed thereby to support it and by enforcing its
thereof o an acquiescence thereto. Whether they recognized the proposed provisions ..."; and
Constitution or acquiesce thereto or not is something that cannot legally, much less
necessarily or even normally, be deduced from their acts in accordance therewith,
5. The "people in their primary capacity by peacefully accepting it and acquiescing in
because the are bound to obey and act in conformity with the orders of the President,
under whose "control" they are, pursuant to the 1935 Constitution. They have it, by registering as voters under it to the extent of thousands throughout the State,
and by voting, under its provisions, at a general election for their representatives in the
absolutely no other choice, specially in view of Proclamation No. 1081 placing the
Philippines under Martial Law. Besides, by virtue of the very decrees, orders and Congress of the United States."
instructions issued by the President thereafter, he had assumed all powers of
Government — although some question his authority to do so — and, consequently, Note that the New Constitution of Virginia, drafted by a convention whose members
there is hardly anything he has done since the issuance of Proclamation No. 1102, on were elected directly by the people, was not submitted to the people for ratification or
January 17, 1973 — declaring that the Constitution proposed by the 1971 rejection thereof. But, it was recognized, not by the convention itself, but
Constitutional Convention has been ratified by the overwhelming majority of the by other sectors of the Government, namely, the Governor; the Legislature — not
people — that he could not do under the authority he claimed to have under Martial merely by individual acts of its members, but by formal joint resolution of its two (2)
Law, since September 21, 1972, except the power of supervision over inferior courts chambers; by the judiciary; and by the people, in the various ways specified above.
and its personnel, which said proposed Constitution would place under the Supreme What is more, there was no martial law. In the present cases, none of the foregoing
Court, and which the President has not ostensibly exercised, except as to some minor acts of acquiescence was present. Worse still, there is martial law, the strict
routine matters, which the Department of Justice has continued to handle, this Court enforcement of which was announced shortly before the alleged citizens' assemblies.
having preferred to maintain the status quo in connection therewith pending final To top it all, in the Taylor case, the effectivity of the contested amendment was not
determination of these cases, in which the effectivity of the aforementioned contested judicially until about one (1) year after the amendment had been put into
Constitution is disputed. operation in all branches of the Government, and complied with by the people who
participated in the elections held pursuant to the provisions of the new Constitution. In
the cases under consideration, the legality of Presidential Decree No. 73 calling a
Then, again, a given department of the Government cannot generally be said to have
"recognized" its own acts. Recognition normally connotes the acknowledgment by a plebiscite to be held on January 15, 1973, was impugned as early as December 7,
1972, or five (5) weeks before the scheduled plebiscite, whereas the validity of
party of the acts of another. Accordingly, when a subordinate officer or office of the
Proclamation No. 1102 declaring on January 17, 1973, that the proposed Constitution
Government complies with the commands of a superior officer or office, under whose
supervision and control he or it is, the former merely obeys the latter. Strictly speaking, had been ratified — despite General Order No. 20, issued on January 7, 1972,
formally and officially suspending the plebiscite until further notice — was impugned
and from a legal and constitutional viewpoint, there is no act of recognition involved
as early as January 20, 1973, when L-36142 was filed, or three (3) days after the
therein. Indeed, the lower officer or office, if he or it acted otherwise, would just be
guilty of insubordination. issuance of Proclamation No. 1102.
The parties in the cases at bar were accordingly given every possible opportunity to We must realize that the New Society has many achievements which would have
do so and to elucidate on and discuss said question. Thus, apart from hearing the been very difficult, if not impossible, to accomplish under the old dispensation. But, in
parties in oral argument for five (5) consecutive days — morning and afternoon, or a and for the judiciary, statesmanship should not prevail over the Rule of Law.
total of exactly 26 hours and 31 minutes — the respective counsel filed extensive Indeed, the primacy of the law or of the Rule of Law and faithful adherence thereto are
notes on their or arguments, as well as on such additional arguments as they wished basic, fundamental and essential parts of statesmanship itself.
to submit, and reply notes or memoranda, in addition to rejoinders thereto, aside from
a sizeable number of document in support of their respective contentions, or as
required by the Court. The arguments, oral and written, submitted have been so Resume of the Votes Cast and the Court's Resolution
extensive and exhaustive, and the documents filed in support thereof so numerous
and bulky, that, for all intents and purposes, the situation is as if — disregarding forms As earlier stated, after the submittal by the members of the Court of their individual
opinions and/or concurrences as appended hereto, the writer will now make, with the
concurrence of his colleagues, a resume or summary of the votes cast by each of 2. On the second question of validity of the ratification, Justices Makalintal, Zaldivar,
them. Castro, Fernando, Teehankee and myself, or six (6) members of the Court also hold
that the Constitution proposed by the 1971 Constitutional Convention was not validly
ratified in accordance with Article XV, section 1 of the 1935 Constitution, which
It should be stated that by virtue of the various approaches and views expressed
provides only one way for ratification, i.e., "in an election or plebiscite held in
during the deliberations, it was agreed to synthesize the basic issues at bar in broad
accordance with law and participated in only by qualified and duly registered voters. 87
general terms in five questions for purposes of taking the votes. It was further agreed
of course that each member of the Court would expound in his individual opinion
and/or concurrence his own approach to the stated issues and deal with them and Justice Barredo qualified his vote, stating that "(A)s to whether or not the 1973
state (or not) his opinion thereon singly or jointly and with such priority, qualifications Constitution has been validly ratified pursuant to Article XV, I still maintain that in the
and modifications as he may deem proper, as well as discuss thereon other related light of traditional concepts regarding the meaning and intent of said Article, the
issues which he may consider vital and relevant to the cases at bar. referendum in the Citizens' Assemblies, specially in the manner the votes therein were
cast, reported and canvassed, falls short of the requirements thereof. In view,
however, of the fact that I have no means of refusing to recognize as a judge that
The five questions thus agreed upon as reflecting the basic issues herein involved are
factually there was voting and that the majority of the votes were for considering as
the following:
approved the 1973 Constitution without the necessity of the usual form of plebiscite
followed in past ratifications, I am constrained to hold that, in the political sense, if not
1. Is the issue of the validity of Proclamation No. 1102 a justiciable, or political and in the orthodox legal sense, the people may be deemed to have cast their favorable
therefore non-justiciable, question? votes in the belief that in doing so they did the part required of them by Article XV,
hence, it may be said that in its political aspect, which is what counts most, after all,
said Article has been substantially complied with, and, in effect, the 1973 Constitution
2. Has the Constitution proposed by the 1971 Constitutional Convention been ratified
has been constitutionally ratified."
validly (with substantial, if not strict, compliance) conformably to the applicable
constitutional and statutory provisions?
Justices Makasiar, Antonio and Esguerra, or three (3) members of the Court hold that
under their view there has been in effect substantial compliance with the constitutional
3. Has the aforementioned proposed Constitution acquiesced in (with or without valid
requirements for valid ratification.
ratification) by the people?
5. Is the aforementioned proposed Constitution in force? Four (4) of its members, namely, Justices Barredo, Makasiar, Antonio and Esguerra
hold that "the people have already accepted the 1973 Constitution."
The results of the voting, premised on the individual views expressed by the members
of the Court in their respect opinions and/or concurrences, are as follows: Two (2) members of the Court, namely, Justice Zaldivar and myself hold that there
can be no free expression, and there has even been no expression, by the people
1. On the first issue involving the political-question doctrine Justices Makalintal, qualified to vote all over the Philippines, of their acceptance or repudiation of the
Zaldivar, Castro, Fernando, Teehankee and myself, or six (6) members of the Court, proposed Constitution under Martial Law. Justice Fernando states that "(I)f it is
hold that the issue of the validity of Proclamation No. 1102 presents a justiciable and conceded that the doctrine stated in some American decisions to the effect that
non-political question. Justices Makalintal and Castro did not vote squarely on this independently of the validity of the ratification, a new Constitution once accepted
question, but, only inferentially, in their discussion of the second question. Justice acquiesced in by the people must be accorded recognition by the Court, I am not at
Barredo qualified his vote, stating that "inasmuch as it is claimed there has been this stage prepared to state that such doctrine calls for application in view of the
approval by the people, the Court may inquire into the question of whether or not there shortness of time that has elapsed and the difficulty of ascertaining what is the mind of
has actually been such an approval, and, in the affirmative, the Court should keep the people in the absence of the freedom of debate that is a concomitant feature of
hands-off out of respect to the people's will, but, in negative, the Court may determine martial law." 88
from both factual and legal angles whether or not Article XV of the 1935 Constitution
been complied with." Justices Makasiar, Antonio, Esguerra, or three (3) members of
Three (3) members of the Court express their lack of knowledge and/or competence to
the Court hold that the issue is political and "beyond the ambit of judicial inquiry." rule on the question. Justices Makalintal and Castro are joined by Justice Teehankee
in their statement that "Under a regime of martial law, with the free expression of
opinions through the usual media vehicle restricted, (they) have no means of knowing,
to the point of judicial certainty, whether the people have accepted the Constitution." 89
4. On the fourth question of relief, six (6) members of the Court, namely, Justices
Makalintal, Castro, Barredo, Makasiar, Antonio and Esguerra voted to DISMISS the
petition. Justice Makalintal and Castro so voted on the strength of their view that
"(T)he effectivity of the said Constitution, in the final analysis, is the basic and ultimate
question posed by these cases to resolve which considerations other than judicial, an
therefore beyond the competence of this Court, 90 are relevant and unavoidable." 91
Four (4) members of the Court, namely, Justices Zaldivar, Fernando, Teehankee and
myself voted to deny respondents' motion to dismiss and to give due course to the
petitions.
with the result that there are not enough votes to declare that the new Constitution is
not in force.
It is so ordered.