Improvising for Solo Jazz Guitar

A Whole-instrument Approach to Integrating

Single-line and Polyphonic Concepts.

James Marcus Sherlock

Dip. Mus Performance, Queensland Conservatorium

Submitted in partial fulfilment of the degree of Master of Music

Conservatorium of Music
Tasmanian College of the Arts
University of Tasmania

October 2017
Declaration
This exegesis contains the results of research carried out at the University of Tasmania,

Conservatorium of Music between 2013 and 2017. It contains no material that, to my

knowledge, has been accepted for a degree or diploma by the University or any other

institution, except by way of background information that is duly acknowledged in the

exegesis. I declare that this exegesis is my own work and contains no material

previously published or written by another person except where clear

acknowledgement or reference has been made in the text. This exegesis may be made

available for loan and limited copying in accordance with the Copyright Act 1968.
 ii

Table of Contents

Acknowledgements……………………………………………………….iii
List of Figures ............................................................................................ iv
List of Audio Excerpts ............................................................................... vi
Abstract .................................................................................................... viii
Preface ....................................................................................................... ix
Chapter 1: Literature Review ...................................................................... 1
Broad Focus Works.................................................................................................... 1
Guitar-Specific Method Books .................................................................................. 4
Non-Guitar Specific Sources ..................................................................................... 9
Recordings: Guitar in Ensemble Format ................................................................. 11
Recordings: Solo Guitar ........................................................................................... 14
Recordings: Other Instruments ................................................................................ 17
Chapter 2: Methodology ........................................................................... 21
Chapter 3: Key Improvising Concepts in Solo Performance .................... 24
Melodic Chords/Harmonic Melodies....................................................................... 25
Integration of Melodic and Chordal Playing ........................................................... 32
Rhythmic Drive and Clarity, Forward Motion and Time Feel ................................ 37
Deep Understanding of the Material ........................................................................ 44
Chapter 4: Creating Variety in Improvised Solo Guitar Performance ...... 46
Rhythmic Variety ..................................................................................................... 47
Variety of Repertoire ............................................................................................... 55
Variety of articulation and tonal variation ............................................................... 58
Chapter 5: Recital Three-New Developments and Refinement of Core
Concepts.................................................................................................... 64
Chapter 6: Conclusion............................................................................... 72
Bibliography ............................................................................................. 78
Discography .............................................................................................. 80

Appendix 1: Video Recordings of Recital Performances

Recital One 24th February 2015
Recital Two 27th August 2015
Recital Three 22nd November 2016

Appendix 2: Audio Excerpts

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Acknowledgements

I would like to take this opportunity to thank my supervisors, Dr Glen Hodges and Dr

Nick Haywood for taking on this project and for their invaluable help throughout. I

would also like to acknowledge the vital input of Dr Anne-Marie Forbes. Also thanks

to Caleb Miller, Robert Rule and the other staff members from UTAS for their help

in the preparation and recording of the recitals.

 iv

List of Figures

Figure 1 Peter Bernstein: Chord Voicings

Figure 2 Wynton Kelly: Freddie Freeloader (Excerpt)

Figure 3 Wynton Kelly: Guitar Reduction

Figure 4 Sonny Rollins/Charlie Parker/Sonny Stitt (Excerpt)

Figure 5 Dewey Square (Recital One Excerpt)

Figure 6 Wes Montgomery: Gone with the Wind (Excerpt)

Figure 7 Fried Bananas (Recital One Excerpt)

Figure 8 Never Let Me Go (Recital One Excerpt)

Figure 9 Kenny Burrell: Chitlins Con Carne (Excerpt)

Figure 10 Kurt Rosenwinkel: Lazy Bird (Excerpt)

Figure 11 Fried Bananas (Recital One Excerpt)

Figure 12 Peri’s Scope (Recital One Excerpt)

Figure 13 Domestic Arts (Recital One Excerpt)

Figure 14 Moose the Mooche (Lead Sheet)

Figure 15 Brown/Coltrane/Parker/Rollins (Excerpt)

Figure 16 Fried Bananas (Recital One Excerpt)

Figure 17 Domestic Arts (Recital One Excerpt)

Figure 18 Domestic Arts (Recital One Excerpt)

Figure 19 Watermark (Recital One Excerpt)

Figure 20 Autumn in New York (Recital Two Excerpt)

Figure 21 What is this Thing Called Love? (Recital Two Excerpt)

 v
Figure 22 Lullaby of the Leaves (Recital Two Excerpt)

Figure 23 Comparison Table

Figure 24 Micro-Rhythm Examples

Figure 25 Get Out of Town (Recital Three Excerpt)

Figure 26 Bluesette (Recital Three Excerpt)

Figure 27 Con Alma (Recital Three Excerpt)

Figure 28 Here’s That Rainy Day (Recital Three Excerpt)

Figure 29 Con Alma (Recital Three Excerpt)

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List of Audio Excerpts

Ex 1 Dewey Square (a)

Ex 2 Fried Bananas (a)

Ex 3 Never Let Me Go

Ex 4 Fried Bananas (b)

Ex 5 Peri’s Scope

Ex 6 Domestic Arts (a)

Ex 7 Fried Bananas (c)

Ex 8 Domestic Arts (a)

Ex 9 Domestic Arts (b)

Ex 10 Watermark

Ex 11 Autumn in New York

Ex 12 What is This Thing Called Love?

Ex 13 Lullaby of the Leaves

Ex 14 Wrapped Around Your Finger (a)

Ex 15 Wrapped Around Your Finger (b)

Ex 16 Conception

Ex 17 Dewey Square (b)

Ex 18 Wrapped Around Your Finger (c)

Ex 19 Wrapped Around Your Finger (d)

Ex 20 What is This Thing Called Love? (b)

Ex 21 Wrapped Around Your Finger (e)

 vii
Ex 22 Autumn in New York (b)

Ex 23 Get Out of Town (a)

Ex 24 Bluesette

Ex 25 Get Out of Town (b)

Ex 26 Get Out of Town (c)

Ex 27 Get Out of Town (d)

Ex 28 Get Out of Town (e)

Ex 29 Get Out of Town (f)

Ex 30 Get Out of Town (g)

Ex 31 Con Alma (a)

Ex 32 Here’s That Rainy Day

Ex 33 Con Alma (b)

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Abstract

Historically within the jazz idiom, the guitar has predominantly functioned within

ensembles of various sizes. A focus of this study is an investigation into the

guitarist’s potential to improvise completely unaccompanied, without the rhythmic

security of drums or the harmonic and structural security of bass or piano. This

requires not only a solid grounding in harmony, rhythm, and melody but also should

incorporate integration of the melodic and accompaniment roles. This integration of

roles is the key focus of this study. In jazz, the piano is the instrument most well-

known for solo performance due to the obvious advantages of being able to play left

and right hands independently. The guitar by comparison initially appears to have

limited possibilities when played solo. This work seeks to find solutions for this

problem as developed in my own practice through performance and reflective and

investigative analysis; solutions that take advantage of the guitar’s unique

characteristics.

The outcomes of this research will be documented in a folio of three recorded solo

performance recitals and an accompanying exegesis outlining the key findings based

on analysis of these performances. The findings will outline solutions to the problems

associated with solo guitar performance and address the integration of chordal and

melodic playing as well as vital rhythmic, melodic, harmonic and textural concepts.
 ix

Preface

Improvising solo guitar is difficult, the guitar “falls between the cracks” of being a

chordal instrument and a melodic instrument. The guitarist does not have the

potential harmonic palette available to a pianist or the voice-like quality and melodic

weight of the saxophone or trumpet. The guitar does have however, its own inherent

expressive melodic qualities and a unique chordal language that makes it ideal for

solo improvised performance, despite the apparent restrictions. The challenge in

solving these problems in a musical way, that allows the performer freedom of

expression, whilst providing the listener with a complete and varied experience is the

focus of this study.

My unique style of jazz guitar playing, based on a conceptual approach developed

over many years, has led me to investigate a question that has become ubiquitous in

the field. “Why do jazz improvisers on guitar separate and compartmentalize their

chordal and melodic thinking?” My experience has been that the more I can integrate

these aspects of my playing the more successful I can be as both a solo improviser

and as an ensemble member, especially in situations where the guitar is providing the

harmonic and chordal texture.

 x
Guitarists have historically tended to favour or pragmatically fulfil one of two roles.

The approaches can loosely be termed “chordal” or “melodic”. In popular and

rock/blues music styles these roles are often referred to as “rhythm” and “lead”, often

due to different playing circumstances or particular stylistic traits of the music. Many

guitarists tend to temporarily or even permanently focus on one role, for example

rhythm guitarist with the Count Basie orchestra, Freddie Green. Green provided

harmonic and rhythmic support for the Basie band which became the standard guitar

role in the pre-electric guitar big band. Specialising in this style of rhythm guitar

would naturally lead players to become focused on the chordal aspect of the guitar.

Guitarist Grant Green was a prolific presence on the recordings of Blue Note records

throughout the 1960s. Green’s playing was influenced by saxophone players and

unlike Freddie Green, he rarely played any chords, instead choosing to concentrate on

horn-like single line improvising. Even on his 1961 trio release Green Street where

Green is the only chordal instrument, he rarely plays anything more than a two-note

chord, instead relying on the phrasing, tone and time feel of his linear improvising to

create interest.

There is another approach to the instrument that is generally regarded as

predominantly the realm of classical guitarists (with the requisite pre-composed

repertoire). This solo approach is aided by repertoire that is arranged or written with

the idiosyncrasies of the guitar in mind. Improvising players who wish to play solo or

at least potentially combine the dual roles, often approach the problem by becoming

adept at arranging. In some cases, players develop a conceptual framework for

 xi
approaching the task of realising the functionary demands of this combined style

while being free to include either small or larger improvisatory excursions. It is in

this latter category that my own professional practice has developed.

This study does not seek to critique or pronounce value judgements on the work of

predominantly melodic or chordal focused players, rather it is an exploration and

investigation of my own processes as I endeavour to develop a unique and functional

style that combines chordal and melodic playing in an improvisatory context.

Chapter 1: Literature Review

There is a large range of literature broadly relating to musical improvisation,

however, the focused nature of this project is more beneficially informed by a defined

set of sources which can be grouped into three categories:

1. Musical and instructional works from artists that have in a broad sense

contributed to or informed my own style of conceptual framework and range of

techniques

2. Guitar methodologies or instructional works from these artists

3. Recorded works of other artists who have taken a different approach to this

performance problem.

Broad Focus Works

There has been much written about improvisation in a broad sense. Works such as

Berliner’s “Thinking in Jazz” (1994), Stephen Nachmanovitch’s “Free Play:

Improvisation in Life and Art” (2002) and “Improvisation: Its Nature and Practice in

Music” (1993) by Derek Bailey deal with larger conceptual issues. This study is not

concerned with articulating or challenging accepted notions of the nature of

improvisation and as such these works are useful in a contextual sense only.

More apposite are a range of primary source materials drawn from artist interviews

and biographical accounts.

 2
“The Guitar in Jazz” (1996) by J. Sallis contains various biographical and historical

accounts of players with some insightful comments from players in various

interviews. This text is of use as it is guitar specific, although most of the players

involved can be categorised as either chord players or single line players, with the

exception of Ralph Towner who discusses interesting ideas, although distances

himself from the term “jazz” and approaches the guitar more from a compositional

rather than improvisational angle.

In addition to my classically styled technique, the music that I’m playing is

very keyboard-oriented. I treat the guitar like a piano trio; if I’m playing

alone, it’s almost a one-man band approach. There’ll be the melodist, the

inner voices, and the bass voice. I seldom run these voices through really

simultaneously, although that’s the illusion. Each part of the music gets my

attention as it’s going by. For example, if I play something melodically, I’ll try

to hang it over. If I start an inside voice beneath the melody, I’ll hold the

melody; I won’t stop it and then start the inside voice. The melody gets hung

over, and then I go onto the next part. The attention of the listener or the

player flows more easily. (Towner, in Sallis 1996: 185)

There are a number of relevant biographical accounts of important musicians. As the

piano playing of Bill Evans has been an influence on my practice I found the

biography by Peter Pettinger “Bill Evans: How My Heart Sings” (1998) to be useful

in terms of Evans’ approach to accompanying and harmony. The autobiography of

Miles Davis, co-written by Quincy Troupe “Miles, The Autobiography” (1989)

 3
contains insightful information, particularly as Davis worked with several notable

guitarists in the later part of his career, he states, “I felt that two guitarists with

different styles would create a tension that would be good for the music. I also felt

that if Mike [Stern] listened to John [Scofield], then he might learn something about

understatement.” (Davis, 1989: 354) Davis also offers his candid opinions of guitar

players in general, with comments like, “White guitar players (at least most of them)

can't play rhythm guitar.” (Davis, 1989: 329)

Downbeat magazine is a long running American jazz publication which is a resource

for interviews with artists, reviews and general jazz news. Two interviews with Jim

Hall in 1962 and 1965 are especially revealing as they are conducted during and

immediately after Hall’s time with tenor saxophonist Sonny Rollins’ quartet. I will be

using examples from the Rollins album The Bridge (1962) throughout the course of

this study. Hall pre-empts some of the core material in this study by stating in Don

Nelsen’s 1965 interview, “I would like to see it [the guitar] played more in a piano

style, a more original and balanced combination of single-line and chord

improvisation,” he said. “Tal [Farlow] and Wes Montgomery have done quite a bit in

this direction, but it should be taken farther.” (Hall, 1965 in Nelsen)

Interviews with current musicians in other publications such as Guitar Player

magazine can provide a direct insight into the thought processes of guitarists. Guitar

Player is mostly a rock-based journal but has occasional interviews with jazz
 4
guitarists. Relevant to this study is Bill Milkowski’s interview with Kurt

Rosenwinkel, Jimmy Leslie’s interview with Charlie Hunter, Barry Cleveland’s

interview with Mimi Fox and Matt Elder’s Jimmy Bruno interview.

Fernando Benadon’s 2006 article in the journal “Ethnomusicology” “Slicing the

Beat: Jazz Eighth-Notes as Expressive Micro-rhythm” quantifies the subtle but vital

rhythmic language “hidden” in the playing of different musicians from different

periods in jazz. The basic rhythm of the phrases he analysed were all quaver based

and in traditional notation these phrases would have all been notated in exactly the

same way but by using modern software he was able to accurately measure what was

previously described in potentially subjective language.

Guitar-Specific Method Books

As indicated previously, in jazz, the guitar’s role is most often a dichotomous one. It

can be a melodic “front-line” instrument, playing a similar role to other single-line

melodic instruments such as the saxophone or trumpet, or a rhythm section

instrument accompanying soloists and providing the chordal texture. Most players

gravitate towards one side of this equation, most commonly the single-line soloistic

style, as a result of advances in amplification and the acceptance of the electric guitar

in the generally acoustic based jazz tradition. However, in order for a soloist to

negotiate the often-complex harmony of some jazz compositions, players must have a

thorough harmonic grounding. Even when playing strictly single-line solos, players
 5
must be aware of all the underlying harmonic nuances, so it is important for the

guitarist to combine the learning of chordal and melodic skills. Chordal knowledge

assists in the learning of linear material such as scales and arpeggios and knowledge

of arpeggios and scales assists in the learning of chordal material. If these elements

are separated and compartmentalised then it becomes very difficult to implement

many of the core concepts discussed in this study, such as melodic chords, harmonic

melody and the integration of chordal and melodic playing. Not only does learning

the chordal and melodic material together make sense from an educational

perspective, it also enhances the student’s ability to cope with the variety of ensemble

situations that they may face. Modern jazz guitarists often find themselves in an

ensemble situation where they are the main chordal instrument, fulfilling the role

traditionally supplied by the piano. The piano is at an advantage, in that the player

naturally separates chordal (left hand/accompaniment) and single line (right

hand/linear/melodic). The guitarist however, needs to achieve a similar result using

just the one fretting hand.

On guitar, the tasks of accompaniment and melody playing are not as able to be

delineated, as there isn’t the advantage of assigning these roles to different hands,

forcing the guitarist to mix chords and melody together as the one basic idea.

The majority of teaching methods have been slow to recognise this problem of

integration, as methods are usually aimed at either developing chordal playing or

single line playing, as the following list of titles demonstrates.

Barry Galbraith’s “13 Chord Melody Arrangements for Solo Guitar” (2002) are a set

of etudes with an intrinsic musicality that have an improvised quality about them,
 6
devoid of meaningless virtuosity. The melody is the focus of the arrangements and

there are many interesting harmonic ideas but the complexity is never at the expense

of the melody. These pieces were not written to be a definitive collection; the

published work of 13 pieces is part of a larger collection of 42 arrangements gathered

and shared amongst past students of Galbraith.

Galbraith’s other work focused on chordal playing is “The Comping Book” (1986).

This work is an exception to most chordally based comping methods as Galbraith

constantly pays attention to the melodic line of the top notes in his chord voicings,

making this work very relevant to the melodic chordal concept. This book is more

organised and focused than his chord melody collection, it is a series of examples of

how Galbraith would comp1 on a series of (renamed) standard tunes. For example,

‘Rhythm 2’ (based on the harmonic scheme George Gershwin’s 1930 composition

‘I’ve Got Rhythm’) is fully functional as a harmonic and rhythmic accompaniment

but also attention is paid to making the comp melodic. ‘Sole’ (based on ‘Body and

Soul’ (Green, 1930) is again functional and melodic.

Master guitarist and teacher Ike Isaacs had a broad early playing career based in

Europe; he played with many European jazz musicians across a wide range of styles

with players such as violinist Stephane Grappelli. He was also an open and

1“Comp” is a shortened form of the verb “to accompany”, In jazz, comping takes on a more
complex meaning than just accompanying a soloist; in addition to the soloist, a good comper
will also be interacting with the other members of the rhythm section, developing rhythmic
and harmonic ideas with the bass and drums.
 7
communicative teacher, his pupils include British guitar virtuoso Martin Taylor and

when in later life he relocated to Australia he was an influence on many Australian

players, including myself. Isaacs’ solo recording Intimate Interpretations (1991) is a

showcase for his sophisticated harmonic language; amongst his written works there is

a fine collection of original compositions “Guitar Moods” (1972) for solo guitar,

particularly the piece “St Anne’s Court”. This composition gives players an

introduction to call and response playing (chords first). The arrangement can be

played as written as well as using the chordal “calls” with improvised responses.

Alan Kingstone applies some of pianist Barry Harris’ harmonic ideas to guitar in

“The Barry Harris Harmonic Method for Guitar” (1995) He outlines a relevant

summary of “movers” and “hitters”, comparing players who play chords in a moving,

pianistic, voice leading style with players who “hit” chords as one-off, fixed shapes.

Kingstone states that the “hitter” thinks of chords as being vertical and static, whereas

the ‘mover’ thinks of “the places in between the chord symbols”. (Kingstone, 1995:

vii)

George Van Eps’ three-volume work “Harmonic Mechanisms for Guitar” (1980)

looks at organising the fret board in a thorough and logical way. Although Van Eps is

generally focused on arranging rather than improvising, he is (like the Barry Harris

method) addressing harmony not as static block chords but as moving, flexible

sounds.
 8
Other works of a strictly chordal nature include Mick Goodrick and Tim Miller’s

“Creative chordal harmony for guitar: using generic modality compression” (2010),

Ted Greene’s “Modern Chord Progressions” (1976) and his most comprehensive

work “Chord Chemistry” (1981).

Even though Steve Kahn’s “Contemporary Chord Khancepts” (1996) is entirely

focused on chordal playing he states in the introduction, “NEVER view the left-hand

aspect as “just a bunch of chords”. The concept is to ALWAYS hear the top note of

any chord as having melodic content” (Kahn, 1996: 5) Melodic chordal playing is

one of the key concepts in this study and will be discussed throughout.

In addition to his esteemed chord books Barry Galbraith also contributes a single-line

based work with his “Daily Exercises in the Melodic and Harmonic Minor Modes”

(1979), these exercises show good movement over the fingerboard, with studies

organised into harmonically based groups. With all such single line exercises, I

mentally (or actually) “comp” when practising these pieces to orientate myself

harmonically on the fingerboard, this helps with my harmonic melody concept.

Pat Martino bases his single line exercises around specific chord voicings in his book

“Linear Expressions” (1983). He calls the combined chord voicing and melodic idea

an “area of activity”, neatly avoiding the much-criticised use of the word “shape” in

guitar educational literature. Both Galbraith and Martino demonstrate clear harmonic

intent behind their melodic, single-line ideas but never explicitly combine the two in
 9
a melody plus accompaniment format. Other works of an exclusively single-line

nature include Ted Greene’s “Jazz Guitar: Single Note Soloing” (1986) and Steve

Khan’s “Pentatonic Khancepts” (1996).

In “The Advancing Guitarist” (1987) Mick Goodrick puts forward many interesting

ideas. Of particular interest are his fingerboard mechanics, especially the first section

on single string playing. Whilst neither exclusively chordal or melodic in nature

Goodrick’s work does not join the two together explicitly but has many useful and

well thought out exercises and advice for guitarists at all stages of development.

Non-Guitar Specific Sources

As well as guitar specific works, there are a range of works for other instruments

such as piano or non-instrument specific works relevant to this study. Wise

Publications’ book of Bill Evans’ transcriptions, titled “Bill Evans: Jazz Piano”

(1996) is a folio of transcriptions from his early trio recordings Everybody Digs Bill

Evans (1959), Portrait in Jazz (1960) and The Complete Village Vanguard

Recordings (1961). This is a relevant source as both hands are transcribed and it is a

clear demonstration of Evans’ melodic and harmonic concepts. Playing these piano

transcriptions on guitar demonstrates how two note accompaniment voicings are

sufficient to outline the harmony when combined with strong harmonically based

melodies (noting that these are played with bass and drums). Evans’ interpretation of

‘Autumn Leaves’ (Kosma 1945) is an excellent example. Another Evans concept that
 10
is directly transferrable to the guitar is his use of quartal2 voicings in the

accompaniment of his composition ‘Peri’s Scope’ (1960). It is common for Evans

and many pianists to voice chords in thirds or closely voiced clusters, voicings based

on these intervals can present guitarists with awkward left hand stretches. This piece

is based on the common I-vi-ii-V chord progression and his melodic and functional

two note quartal voicings fit well on the guitar.

“The Jazz Theory Book” (1995) by Mark Levine is a comprehensive method from a

respected and experienced professional pianist. The approach is consequently piano

based so from a guitarist’s point of view this is challenging, but also provides a

perspective of what is expected from a chordal instrument in the professional, modern

playing environment. Levine’s use of clear examples from major recordings is an

overlooked and refreshing idea, allowing the student to hear concepts in context,

engaging the ear.

Hal Galper’s “Forward Motion: From Bach to Bebop: A Corrective Approach to Jazz

Phrasing” (2003) is relevant for both ensemble and solo playing, his main idea of beat

one of the bar being the final destination, not the start of a phrase is a practical concept

with direct application to this study. Galper explains, “[Beat] one of the bar is not the

first beat of the bar; it is the last beat of the bar. It is the beat to which melodic ideas

2 Quartal voicings are chords built by stacking fourths rather than traditional chord voicings
based on thirds. These voicings create a more ambiguous harmonic sound and are often used
for non-functional or parallel harmonies.
 11
are played toward and at which they end.” (Galper, 2003:17) By comparing J.S. Bach

and Louis Armstrong, Galper clearly states that there is a fundamental aspect to his

concept that applies to all music, not just jazz. “What worked in Bach’s time in

Germany must also work in Armstrong’s time in New Orleans.” (Galper 2003:11)

Recordings: Guitar in Ensemble Format

Recordings are by far the most relevant resource to this study. Jazz has always been

an aural tradition and aside from live performance, recordings are the main format for

musicians to present their work. It is also important for me to hear the individual and

innovative approaches guitarists and pianists have taken when combining chordal and

melodic roles within the context of the music.

Although the scope of this study is solo guitar performance, there are recordings of

guitarists playing in ensemble situations that provide useful and relevant insights into

this work. There are clear examples of integrated melodic and polyphonic playing

throughout the following recordings.

Tenor Saxophonist Sonny Rollins’ recording The Bridge (1962) came after his self-

imposed exile from recording and playing. This was an eagerly awaited recording and

Rollins chose the unusual (for the time) line up of guitar, bass and drums for his

rhythm section and perhaps even more importantly, given that Rollins was a
 12
prominent figure in the African-American artistic community, he chose a young

white guitar player, Jim Hall. He commented later that, “I guess the militant end of

the black community-jazz community felt betrayed by me.” (Rollins, 2015 in

Nisenson: 182) He continues,

Well, all that flack didn’t affect me. But as I look back, there was something

that did really bother me. You see, whenever you have a white guy in your

band and the black guy is the leader, you get treated funny. This was not the

Jim Hall-Sonny Rollins band or the Sonny Rollins-Jim Hall band. It was the

Sonny Rollins Quartet. That is not how we were treated by club owners and

technicians……. They simply ignored me, treated me as if I were a

sideman……. Maybe I felt more strongly about this because of the criticism I

got from the black community (Rollins, 2015 in Nisenson: 188, 189)

Hall was known for his playing in more open, less aggressive ensembles with Jimmy

Guiffre and Chico Hamilton and despite the criticism and pressure, Rollins felt Jim

Hall perfectly suited his concept at the time. Nisenson states:

The Bridge completely validates Sonny’s choice of Jim Hall. Hall’s solos seem

to glow with warmth, and the pianist’s [sic] sense of logic and economy, his

ability to select just the right note, made him a perfect complement to Sonny’s

more garrulous style. This was undoubtedly one of Sonny’s greatest groups,

comparable in its way to such great jazz combos of the 1960s as the Coltrane

quartet and Miles Davis’ Hancock-Williams-Carter-Shorter quintet. (Nisenson,

2015: 186)
 13

Jim Hall’s trio recording Jim Hall Trio Live ‘74 demonstrates Hall’s gentle, open and

melodic approach to trio playing. His choice of standard repertoire allowed the group

to play familiar material in a highly interactive way, this coupled with the more

exploratory nature of a live recording allowed Hall the time and space to demonstrate

his integrated chordal and melodic approach.

Kenny Burrell recorded many albums of which I will be referring in particular to two

trio based recordings, A Night at the Village Vanguard recorded in 1959 and

Midnight Blue recorded in 1963. On Midnight Blue a percussionist is added to the

line-up. Burrell’s improvising language is steeped in the blues; his call and response

phrases with melodic “calls” and chordal “responses” are an example of a player

coming up with their own solution for melodic and harmonic integration.

Modern guitarists Kurt Rosenwinkel and Peter Bernstein have both put their

individual stamp on the guitar-led trio format; Kurt Rosenwinkel’s East Coast Love

Affair (1996) is an example of separating melody and chords and going for a more

pianistic approach, Rosenwinkel states:

East Coast Love Affair was a good example of the beginnings of that for me.

Now it's gotten to a point where melody and chords are much more integrated,

whereas before they were very clearly separate things - there's the melody up

top and then I'd go down and play some chords. (Rosenwinkel, 2010 in

Mikowlski: 34)
 14

Peter Bernstein’s 2008 recording Peter Bernstein Trio Plays Monk is also based on a

pianistic concept; Bernstein comes up with some colourful and uniquely guitaristic

solutions for Monk’s dissonant close harmonies, by employing open strings. As

shown in Figure 1 the D flat 7 sharp 11 using the open B (C flat) and G strings from

‘Work’ and the Fm9 voicing using the open G string from ‘Let’s Cool One’.

Fig 1.

The voice and guitar format is common throughout jazz history, some of the more

influential recordings for this study are: the Joe Pass and Ella Fitzgerald duo

recordings (4 in total), Julie London with Barney Kessel Julie is Her Name (1955)

Julie is Her Name, Vol.2 with Howard Roberts on guitar and Sheila Jordan’s Portrait

of Sheila (1963) with Barry Galbraith.

Recordings: Solo Guitar

Many early jazz guitarists included a solo work on their recordings in conjunction

with accompanied or ensemble works, but full length solo recordings are rare. Most

of the more solo oriented players such as Dick McDonough, George Barnes, George

Van Eps and Carl Kress tended to record in the guitar duo format with the occasional

heavily arranged solo piece. It wasn’t until 1968 that George Van Eps recorded his
 15
only full length all solo recording in Soliloquy. The landmark Joe Pass solo recording

Virtuoso (1973) was followed by Virtuoso 2 (1976), Virtuoso 3 (1977) and Virtuoso 4

(recorded in 1973 but not released until 1983). As the title suggests, these recordings

are full of virtuosic playing and make a statement to the jazz world that the solo jazz

guitar (in the right hands) is capable of enough content and variety to sustain interest

throughout a full-length recording.

A recent solo recording of relevance to this study is Peter Bernstein’s Solo Guitar:

Live at Smalls (2012). It is the improvisatory nature of the pieces on this album that is

of interest, there are very few pre-conceived arranged sections and Bernstein

improvises integrated melody and accompaniment with great swing and feel.

Lenny Breau, a prodigious guitarist with an unorthodox technique perfectly suited to

solo guitar recorded several solo albums including 5 O’clock Bells (1979) and Mo’

Breau (1981). Breau’s solo improvising is of the highest level, he is able to improvise

melodic lines with sustained accompaniment and play many polyphonic ideas

previously out of reach for the guitar. Although there are many conceptual areas of

interest for me with Lenny Breau’s playing, his right-hand technique which is based

on traditional classical right hand technique, utilising fingerpicks instead of

fingernails is so different from mine that his work is beyond the scope of this study.

Many other notable guitarists have recorded in the solo format including Barney

Kessel Solo (1981), This was Kessel’s only entirely solo recording, he was more

widely acknowledged as an ensemble player and he takes a simple and clear approach
 16
to the music presented on this album. British guitarist Martin Taylor is a virtuosic

solo guitar specialist, his recordings Live in Concert (1988) and Solo (2002) are

heavily arranged and include very little improvising but are full of solutions for the

separation of accompaniment and melody. Ted Greene is well known as an educator

and author, his only commercially released recording Solo Guitar (1977) is a

showcase of his complex, pianistic arranging style. Greene plays a seven-string guitar

and uses a wide range of extended techniques to further add range and depth the

sound of the guitar.

These celebrated players of the more pianistic style of solo playing are predominantly

finger-style players; which has distinct advantages over plectrum playing with regard

to voicing and texture. Joe Pass, Martin Taylor, Lenny Breau and Ted Greene were

able to play contrapuntal possibilities that are generally considered unplayable using

a pick. However, finger style right hand technique falls down in the vital area of

swing and variation of attack and articulation that I hear from plectrum players such

as George Benson, Grant Green and John Scofield. This led me to develop a method

for being able to swap between the two techniques as seamlessly as possible. There is

no single fool-proof method for being able to have both styles available, hiding your

pick somewhere in your right hand whilst playing finger style is always going to

compromise your technique so I developed a method where my pick is held lightly

between my index (i) and middle (m) fingers. This of course limits my ability to play

fast i m i m passages like a flamenco or classical player but these are generally single

line phrases that I would prefer to play with a pick. I can easily use my pick for these
 17
faster linear ideas and swap back to finger style for a more open texture and broken

chords. Many players have great success with the hybrid picking method where you

hold the pick with thumb and index finger and use your other right hand fingers

(including your “pinky”) to achieve a wider contrapuntal style. There are two main

problems with this technique for me, the first is that it uses your two strongest right

hand elements (thumb and index finger) to only do one job (the plectrum) leaving

your weakest fingers to do the rest, this can create an unbalanced approach. The

second problem is having to use your smallest right hand finger to pluck the strings,

the pinky on most right hands (including mine) is much shorter than the other fingers

and the positional adjustment required to enable the use of that finger puts the hand in

a cramped, awkward position, completely at odds with my traditional classical right

hand training.

Recordings: Other Instruments

Students of music who play the guitar must become accustomed to sourcing their

musical ideas from outside the relatively small and specialised guitar repertoire. In

the history of western classical music, the guitar doesn’t feature in any of the major

advances in the music. It’s possible to play some transcriptions of J.S. Bach but the

major figures throughout history wrote for orchestra, chamber ensembles (very rarely

including the guitar) or the piano. It is slightly less so in jazz but still the main

innovators moving the music forward were (up until recent times) rarely guitar

players. It is therefore necessary to look for useful concepts from non-guitarists that

apply to the playing of jazz in a more general way, with the piano being the
 18
instrument that mostly fulfils the chordal/melodic role. The post Hancock/Evans

pianists have many interesting harmonic concepts and are an excellent source for

ideas, however they are often too immersed in the virtuosic piano tradition for

textural concepts to be usefully applied to the more limited range of the guitar. I

found the earlier bop and hard bop pianists such as Bud Powell, Hampton Hawes,

Sonny Clark, Red Garland and particularly Wynton Kelly to be textural “role

models”. Most of these players focused on a hard-swinging melodic line with chords

as “answers” to their lines, punctuating the phrases.

The playing of Wynton Kelly was especially relevant to this study. I was drawn to the

classic Blue Note, Prestige and Riverside recordings of the mid 1950s through to the

mid to late 1960s, and noted the presence of Kelly as a first-call 3 rhythm section

player. A closer inspection of Kelly’s piano playing reveals a lean, muscular, highly

rhythmic style, playing strong melodic phrases with a sparse comping style, texturally

very achievable on the guitar. As a relevant example, figure 2 is the first eight bars of

Kelly’s solo from ‘Freddie Freeloader’ by Miles Davis from the album Kind of Blue

(1959).

3
Due to the freelance nature of the jazz industry, ensembles with fixed personnel are
rare. Most commonly, ensembles are assembled for specific playing or recording
engagements. “First-call” is an indication of a player’s high status on the list of possible
musicians considered for a job.
 19
Fig. 2

This excerpt is the very start of Kelly’s solo and the textural concept is evident; the

melodic line leads the way with the left hand punctuating simple guide-tone based

chords.

Figure 3 is a reduction of the piano part to a single stave for guitar, there is necessary

re-arrangement of the register in places, making the comping and melodic line more

inter-twined but more manageable on the fret-board.

Fig. 3
 20
When playing this passage (guitar notation, sounding an octave lower) based around

the sixth fret we find the chords voiced in a virtually identical way to the most

common guitar voicings for B flat 7, B flat, B flat sus (Fm7) and E flat 7 and most

importantly with the function of the chord (mainly thirds and sevenths) falling on the

third and fourth strings. The separation of the six strings into three general functional

groups; the top two strings (highest sounding) E and B for melodies, the middle two

strings, G and D for voice leading, guide tones and harmonic function and the lower

pair of strings for bass notes. Of course, this is an over-simplification of the guitar

fretboard and musical ideas often do not fit neatly into this format, but it is very

useful as a basic starting point to approach melodic/harmonic integration. Utilising

this lean textural concept is important for me whilst improvising, it is possible to play

solo guitar in a fuller, more dense style, as shown by Greene, Taylor and Breau, but

this style of complex arranging involves too many pre-conceived ideas for this to be a

viable improvising tool. Having continuous accompaniment such as walking bass or

complex moving harmony compromises my ability to improvise and ties up much of

my thinking into maintaining basic elements.

 21

Chapter 2: Methodology

Many of the concepts and techniques examined in this study are best expressed

through performance and are presented in this work as videos of solo performances.

There are however, a core group of concepts that I have discussed as being vital to

successful solo jazz guitar improvising. This study attempts to strike a balance

between which elements are best played and which are best discussed. The two are

enmeshed throughout this study.

The first section of this study places my playing style in the context of improvised

jazz guitar and jazz performance in general. I have provided some background and

examples of how I formulated the concepts addressed in this study.

The literature review covers relevant works in the field but also highlights the lack of

specific guitar works. Most teaching methods tend to be chordal or melodic, rather

than address the integration of the two. Recordings by other artists also form an

important part of the literature review as many of the most relevant improvisers are

currently producing work only available on recordings.

The first recital was a key component of this work, it established the core principles

on which I based my ideas and provided material that I expanded and sought to

improve on throughout the course of this study. The first recital also helped to define

many of my main performance parameters. After critical listening to the performance

 22
I selected passages that I felt best demonstrated my core ideas and then using

transcription and detailed analysis of the transcriptions I was able to ascertain

whether or not they are clear representations of my concepts. This process also

allowed me to objectively listen to the overall performance and identify weaker

concepts or ideas that have limited use in the solo format.

The first recital set the parameters for subsequent performances. I played the one

instrument throughout each performance, plugged directly into an amplifier with no

electronic effects. The nature of the semi-acoustic archtop guitar is best exemplified

this way, as the listener is able to hear a blend of the acoustic and electric sounds of

the instrument. This is important for me as the acoustic qualities help with variation

in articulation and give the guitar it’s rhythmic, percussive attack, whereas the

amplified sound boosts the overall volume and presence of the guitar in the room,

especially filling out the lower register.

I have not sought to challenge any accepted notions of what constitutes

“improvising”, the improvised sections of my recitals were based on standard forms

using a jazz language developed over many years as a performer playing mainstream,

bebop, post-bop and modern styles.

The material chosen for recitals was based on how best to demonstrate my concept;

there were standard 32 bar forms played in a 4/4 swing style and straight Brazilian

influenced feels. As well as the various 4/4 rhythms there were 3/4 pieces. The odd-
 23
meter time signatures of 5/4 and 7/4 also played an integral part in the overall

rhythmic concept of this study.

Subsequent recitals were treated in much the same way, although I aimed for more

specific outcomes in the later recitals, based on the analysis of the first recital. There

was a focus in later recitals on improving some of the areas identified as being

problematic. These weaker areas were addressed as comprehensively as possible

within the parameters of the study.

Technical analysis of the specific guitar techniques I have developed was undertaken;

these techniques are vital to some of the textural, polyphonic and self-accompaniment

aspects of my playing.
 24

Chapter 3: Key Improvising Concepts in Solo Performance

Transcription and analysis were undertaken for a series of solo recitals to investigate

the most relevant features of these solo performances. The importance of several key

fundamentals that combine both harmonic and melodic roles was examined. Recital

one took place on the 24th of February, 2015 and was significant in the context of this

study as it brought into clear focus the main objectives for this work. Analysis of the

first recital led me to identify four key concepts,

1. Melodic Chords/Harmonic Melodies

2. Integration of Melodic and Chordal Playing (self-accompaniment and phrasing

concepts)

3. Rhythmic Drive/Time Feel/Forward Motion

4. Deep Understanding of the Material

 25
Melodic Chords/Harmonic Melodies

This is an important component of my integrated guitar concept. When pianists play,

melody and accompaniment are often neatly separated, with the left hand playing

accompaniment and the right hand playing melodies. This is not possible on the

guitar, so melody and accompaniment must be more integrated. Because there is not a

clear distinction between melody and accompaniment on the guitar, all melodic ideas

must have a high level of explicit harmonic content, and all chordal ideas must be

melodically strong.

There are many examples of melodic, yet harmonically explicit ideas in the playing

of saxophonists Sonny Rollins, Sonny Stitt and Charlie Parker. The following

examples show each player’s application of the identical harmonic idea. The phrase

occurs in bar 9 of a standard blues form (the ii-V). Each phrase has been transposed

into C major for the purpose of comparison. The concept is based around the root of

the D minor chord descending to the major seventh (C sharp) and again to the minor

seventh (C natural) then one more semi-tone to the B natural (the third of the G7

chord)
 26
Fig. 4

Figure 4 demonstrates how these players are able to present precise functional

harmonic information in melodic and rhythmically interesting ways.

When looking for examples of harmonically explicit melodies from my first recital,

phrases were transcribed from my arrangement of the Charlie Parker composition

‘Dewey Square’. Chordal accompaniment was specifically avoided for the melody,

and the single-line only melodic ideas were continued for the first 60 bars of the solo,

slowly introducing accompaniment at the end of the second improvised chorus. By

using this concept, I found my melodies were very focused on the harmony, often

based on clear arpeggios or guide-tone based phrases.

Figure 5 with audio example 1 is from the beginning of the first improvised chorus,

leading to the A flat major bridge section.

 27
Audio Ex 1

Fig. 5

The harmonic intentions are arguably very clear in this excerpt with strong guide-

tones on or around the first beat of the bar and mostly arpeggiated chordal ideas.

Even though I am trying to create an interesting melodic contour and develop themes,

there is a solid harmonic framework upon which my ideas are built.

An important concept to introduce at this point is based on Hal Galper’s work in his

book “Forward Motion: From Bach to Bebop: A Corrective Approach to Jazz

Phrasing” (Galper, 2003). Galper’s concept is essentially rhythmic but when

combined with strong, clear harmonic ideas it becomes a multi-faceted base upon

which to build phrasing with clear intent and direction. Galper states; “(beat) one of

the bar is not the first beat of the bar, it is the last beat of the bar, it is the beat to

which melodic ideas are played toward and at which they end.” (Galper, 2003: 17)
 28

In this transcribed example, I use beat one as a phrasing and harmonic destination in

bars three, five, ten, twelve, fifteen, seventeen and eighteen. As well as beat one I

would also include anticipations as destinations, these anticipations occur mostly on

the “and” of beat four and help to keep the rhythmic motion moving forward.

Examples of anticipated destinations in this example are bars nine, eleven, thirteen,

fourteen and the final bar leading into the A flat chord in the bridge. This “harmonic

melody” idea is nothing new, nor is it exclusive to this study or the guitar, it is a

fundamental principle of all harmonically based improvisation.

Steve Kahn in his work “Contemporary Chord Khancepts” states “NEVER view the

left-hand aspect as “just a bunch of chords”. The concept is to ALWAYS hear the top

note of any chord as having melodic content” (Khan, 1996: 5). Barry Galbraith also

refers to melodic chordal playing in “Guitar Comping” (Galbraith, 1986), he prefaces

his accompaniment for the composition ‘Body and Soul’ (renamed ‘Sole’) with the

statement; “The following piece is more melodic than any of the previous comps and

would almost form a duet with the soloist” (Galbraith, 1986: 28). As this piece is the

final, most advanced exercise in the book, to me he is inferring that this style of

melodic, interactive accompaniment is the goal of his chordal style.

Figure 6 is a transcription of Wes Montgomery from the 1960 recording The

Incredible Jazz Guitar of Wes Montgomery. The song is ‘Gone with the Wind’

(Wrubel, 1937) and in this example Montgomery uses his highly developed chordal
 29
style to build the overall dynamic of his solo. The first 32 bar form of his solo is all

single line melody, the second and third choruses are octave lines and the fourth and

fifth choruses are block chords. Montgomery introduces each new concept directly at

the top of the form, indicating his intention to build the solo in a methodical way. The

top line of his chordal improvising has a strong melodic contour and as Steve Kahn

states is never “just a bunch of chords” (Khan, 1996: 5)

 30
Fig. 6

I have used the following excerpts to demonstrate my own melodic chordal playing in

two different tempos. Audio example 2 with figure 7 is from ‘Fried Bananas’, a

medium to up-tempo swing feel and ‘Never Let Me Go’ a more flowing, straight

quaver ballad feel. The technical harmonic elements are quite simple, common tone

chord substitution, inversion and tri-tone substitution.

 31
Audio Ex. 2

Figure 7

Audio example 3 with figure 8 is an excerpt from ‘Never Let Me Go’, this

demonstrates a melodic chordal approach but is also an example of forward motion.

Beat one of each bar is the destination point of the material from the previous bar,

especially bars one, three, five and seven of this excerpt.

Audio Ex 3

Fig. 8
 32
Integration of Melodic and Chordal Playing: Self-Accompaniment and Phrasing
Concepts

The following examples are from two guitar trio recordings, both players having

strong self-accompaniment concepts.

Figure 9 is a transcription of the composition ‘Chitlins con Carne’ from Kenny

Burrell’s 1960 recording Midnight Blue. Burrell was an active guitarist throughout

the 1960s and his jazz playing was infused with a strong blues-based character.

Again, we see the common thread throughout this study of there being no piano or

other chordal instrument present on this recording so Burrell simultaneously fulfils

the melodic and chordal role using a riff based call-and-response pattern.

Fig. 9

Fig. 10 is an example of clear harmonic intent from American guitarist Kurt

Rosenwinkel. The excerpt is from the John Coltrane composition ‘Lazy Bird’ from

Rosenwinkel’s 1996 recording East Coast Love Affair. This excerpt demonstrates
 33
Rosenwinkel’s integrated melodic/harmonic concept in an improvising context. His

harmony is very clearly stated, whether he is playing a chordal texture, as in bar 4 (3rd

and 5th of the chord), or melodic statements built from arpeggios, as in bars 3 and 6.

This type of playing points to the need for a very clear connection between chords and

melodies. Rosenwinkel is free to choose a melodic or chordal statement at any point in

his improvising, this can only be achieved through the thorough learning of the

fretboard in an integrated way.

Fig. 10

Audio example 4 (figure 11) demonstrates my own interpretation of this concept in

‘Fried Bananas’. It has similarities to Rosenwinkel’s approach in that the chords are

punctuating the phrasing, not in a strict “call and response” way, (like the Burrell

example) but in a freer demonstration of “self-accompaniment”, where I vary the

length of the melodic phrase and use chords to answer these phrases.
 34

Audio Ex 4

Fig. 11

Audio example 5 (figure 12) demonstrates a more integrated approach; this short

excerpt uses both harmonic melody and melodic harmony to integrate

accompaniment and melody. Also of note is the use of contrary motion, playing an

ascending melodic line through the descending harmonic progression in bars five, six,

seven and eight.

 35
Audio Ex 5

Fig. 12

I have observed a common arrangement device in many styles of solo guitar

performance, often employed throughout classical guitar pieces. For the purposes of

this study, I have termed this concept “ghost” accompaniment. This is when an

accompaniment figure is stated clearly at the beginning of the composition to set up

the overall feel and mood and then when the melody begins the accompaniment is

reduced to small fragments, enough to remind the listener of the underlying

accompaniment without the technical problems of having separate accompaniment

and melodic parts.

Guitarist Mimi Fox describes something similar when talking of her solo guitar

arrangement of Wes Montgomery’s ‘Four on Six’. Fox states, “The bass line runs

throughout the original, but I just play it at the beginning and hope that people will

feel it continuing underneath as a layer while I'm playing the changes over it, even

though I don't actually return to it.” (Fox, 2013)

 36
Audio example 6 (figure 13) is taken from the first improvised chorus of my

composition ‘Domestic Arts’. This composition makes much use of this “ghost

accompaniment” concept, the triplet accompaniment figure is heard throughout the

solo and influences many of the rhythmic decisions I make in the improvising, to the

point of becoming too repetitious. This problem I address later in the Rhythmic

Variety section of Chapter 4.

 37
Audio Ex 6

Fig 13

Rhythmic Drive and Clarity, Forward Motion and Time Feel

Every serious jazz student spends time transcribing the solos of master improvisers

and there are many important lessons to be learnt relating to all aspects of playing.

One deceptively simple concept that is consistent throughout all great harmonically

informed improvisers is the idea of playing phrases that employ the use of step-wise

motion onto beats one or three of the bar. This is most commonly semitone

movement falling onto the strong harmonic beats (beats one and three are most often

when the chord changes occur).

 38
This serves two main purposes; it is the smoothest voice leading between moving

harmonic guide tones and it is also commonly played on most instruments as legato

or a slur; on the guitar legato could be a hammer on, pull off or slide. This is

commonly referred to as jazz articulation and in simple terms it means not picking on

beat one or three, this takes the rhythmic emphasis away from the downbeat and onto

the upbeat; Dizzy Gillespie is quoted in Galper’s book as stating, “The more upbeats

you have in the music, the more it swings.” (Galper: 2003, 14)

Figure 14 is the Parker/Gillespie composition ‘Moose the Mooche’, in this example

we can see the importance Gillespie places on the upbeat. Also note the semitone

resolutions onto beats one and three, starting at bar six and continuing at various

points elsewhere throughout the melody.

 39
Fig. 14
 40
The following examples are clear demonstrations of semi-tone resolutions onto beats

1 or 3.

Fig. 15

Audio example 7 (figure 16) is a transcribed passage from ‘Fried Bananas’ from

recital one. In this example, there are many instances of stepwise (tone or semi-tone)

resolution onto the beats. The legato resolutions onto beat one of bars five, seven,

eight and nine give the rhythmically simple quaver line in bars four, five, six, seven

and eight some rhythmic “life” by putting the emphasis onto the offbeat.
 41
Audio Ex 7

Fig. 16

As well as semitones falling onto beats one and three there are also examples of

semitones falling onto beats two and four (as in bars one, two, three and four). This is

not vital to the harmonic clarity but does keep the rhythmic emphasis on the offbeat,

maintaining the swing feel.

Modern improvisers are expected to be able to improvise in odd or changing meters

as much as they are expected to be able to improvise over dense harmonic

progressions. The most common form of rhythmic organisation is to use a clave, this

is a repetitive pattern that gives the odd meter a solid feel and eliminates the need to

count every beat, especially useful for faster tempos. As with many jazz concepts

odd-meter playing is not purely a rhythmic device, we need to also consider harmony.

A common issue is when a composition has two chords in a bar with five or seven
 42
beats, you cannot divide the chords evenly, so the use of a clave is a solution. The

most common 5/4 clave in jazz is to break the five beats into two bars, one bar of 3/4,

followed by a bar of 2/4, both bars are then divided in half resulting in two dotted

crotchets followed by two crotchets.

Audio example 8 with figure 17 is taken from my composition ‘Domestic Arts’, the

composition is based around this clave, as is the improvisation that follows.

Audio Ex 8.

Fig. 17
 43
The use of clave based rhythmic organisation is prevalent throughout this

composition, to the point of becoming repetitive and rhythmically rigid, it was

difficult to find instances of a freer more natural approach to phrasing in 5/4. Audio

example 9 (figure 18) shows an example of a phrase that stretches over the barline

and does not rely on the clave for rhythmic organisation.

Audio Ex 9

Fig. 18

Odd-meter improvising is an important concept throughout this study, as it provides a

rhythmic option to facilitate further variety. The clave concept is an area of constant

re-evaluation. My aim is to strive for rhythmic interest and variety but also to ensure

the time feel and odd meter are solid.

 44
Deep Understanding of the Material

Deep understanding of the form and harmony is required to be able to improvise in a

clear and structured way at the highest level. This enables the soloist to follow and

develop improvised ideas using the composition as a framework upon which to build.

The elements of the composition must be internalised and not restrict the soloist. The

soloist must be able to acknowledge all the parts (melody/harmonic

progression/accompanying figures) at any time regardless of whether or not they are

being explicitly stated.

I have chosen my original composition ‘Watermark’ to demonstrate how

compositional ideas are developed through the complex harmony.

The compositional elements identified in audio excerpt 10 (figure 19) are the melodic

shape in the first two bars (further developed in bars three and four) and the semitone

followed by an upward leap motif in bars five and six. This shows that as the

improvisation is developing, I am thinking of not only the differences between the

changing chords but also the similarities and where I can develop a motif when the

chord changes. This requires deep understanding of the harmonic movement. If I was

required to think about what chord came next or some sort of basic technical element

it would impact on the flow of my ideas.

 45
Audio Ex 10

Fig. 19
 46

Chapter 4: Creating Variety in Improvised Solo Guitar Performance

In my analysis of Recital one there were four main concepts I identified as unifying

factors for a successful performance in a solo improvised guitar setting.

1. Melodic Chords/Harmonic Melodies

2. Integration of Melodic and Chordal Playing (self-accompaniment and phrasing

concepts)

3. Rhythmic Drive/Time Feel/Forward Motion

4. Deep Understanding of the Material

These are all observable elements that can be demonstrated using transcriptions

and/or sound samples. There is however, an element that I see as a potential problem

or weakness in programming a successful solo recital, and that is the concept of

variety.

The production involved for this recital was minimal, I played the one instrument for

the entire performance, plugged directly into an amplifier to enhance the volume, but

not so amplified as to mask the acoustic properties of the archtop guitar. This

production was duplicated for all subsequent recitals observed in this study. This may

seem restrictive as there are a range of electronic effects available for guitar that

allow for a variety of sonic manipulations and tone colours, there is also the potential

to use different guitars to exploit the particular tonal characteristics of an individual

 47
instrument. Whilst these are valid solutions, they fall outside the scope of this study

and I intend to address the issue of variety using three main concepts,

1. Rhythmic Variety.

2. Variety of Repertoire.

3. Variety of articulation and tonal variation.

My preparation for the first recital involved my regular process, which involves

familiarizing myself with the melodic and harmonic content of the compositions to

give me a sound base upon which to improvise. After critical analysis, my

preparation for subsequent recitals became more specific, I was able to single out

concepts that I felt required development and focus on these areas in my practice and

preparation.

Rhythmic Variety

There are many ways to create rhythmic variety in jazz performance, I chose three

very specific topics upon which to focus my practice.

1. Use of rubato and free-time passages.

2. Widening the range of tempos used.

3. Improvising using less restricted odd-meter rhythmic language.

When comparing my first recital with conceptually similar solo guitar recordings

(standard repertoire with both arranged and improvised sections) such as Joe Pass
 48
Virtuoso or Peter Bernstein’s Solo Guitar their prevalent use of long rubato sections,

often serving as introductions, seemed to me to be an important arranging tool.

With this as a template I started the second piece, Vernon Duke’s ‘Autumn in New

York’ without a clear pulse and found it to be a useful way of exploring both the

harmony and the melody of the work in a freer, more open manner. I found I was able

to approach the melody in a very legato “singing” style, using subtle vibrato to get

the longest note length possible from the guitar and pausing on what I consider to be

important and interesting parts of the song. In the introductory section of the piece I

used an out of time F minor vamp to set up call and response phrases between chords

and melody. The extra space afforded by playing this out of time allowed for

maximum expression of my ideas, not having to neatly fit them into a restrictive

pulse. As well as allowing for expressive melodic playing rubato allows for more

exploratory harmony, often taking the “long way around” to get from one chord to

the next. I also found it easier to vary my arrangement when repeating passages, the

arrangement felt freer and less locked in to particular voicing ideas. My pre-

conceived arrangement was to play the melody out of time and then set up a steady

pulse for the improvising, I found when the improvisation began it seemed natural

and musical to continue with the rubato. The challenge being to maintain contact with

the general harmonic scheme and phrase structure of the original song.
 49
The example in audio excerpt 11 with figure 20 is a demonstration of how the

improvisation stays grounded in the form of the song using the harmony to dictate the

movement rather than the pulse.

Audio Ex 11

Fig. 20

An interesting unplanned addition to the performance of this piece was the inclusion

of the short F minor vamp repeated at the end but played with a slow pulse, this was
 50
the only clear pulse based section of the performance. This type of spontaneous

arrangement decision highlights the benefit of not having a pre-conceived

arrangement, the advantages in being able to respond to the overall flow and dynamic

of each piece in real time far outweighs (for me) the possible risk of the piece

breaking down due to lack of structure.

The other composition to which I introduced rubato was the Antonio Carlos Jobim

piece ‘Inutil Paisagem’. I used rubato as an arrangement device, this composition has

a short 16 bar form with the first 4 bars being a series of chromatically descending

chords. My arrangement concept was to play those first 4 bars of the form out of time

at the beginning of each repeated chorus, both for the melody and the improvisation. I

use this device in a small group arrangement of this work, I find that as the tonalities

of the 4 descending chromatic chords are so distinct, it is very clear when changing

from one chord to the next, this clarity should also make my form and phrasing

intentions clear in solo performance.

This composition is suited to the first 4 bars being played rubato and the remaining

12 bars being played as a slow bossa nova. However, as the form is so short I found

myself having to swap between the rubato sections and the tempo sections too often,

potentially disrupting the overall flow. The melody at the end was played all in time

to contrast the stop/start nature of the rest of the piece, giving a sense of release and

allowing the song to open up and flow in a more natural manner.

 51
The rubato sections and slow pulses of ‘Inutil Paisagem’ and ‘Autumn In New York’

were part of an overall concept to broaden the range of tempos throughout the recital.

At the other end of the tempo spectrum is my arrangement of Cole Porter’s ‘What Is

This Thing Called Love’. This piece was played at around 300 beats per minute

(bpm) and was an attempt to find the extreme ends of possible tempos for me in a

solo context. It is not uncommon for me to regularly play tempos upward of 300 bpm

in ensemble situations but keeping a faster pulse strong and clear without the

assistance of bass and drums is very challenging. It’s interesting to observe in audio

example 12 and figure 21 the similar textural elements in both the very slow and very

fast, the variety in this example comes from the different time feels but not texturally,

melodically or harmonically.

These specific arrangement techniques were introduced after identifying a lack of

tempo variety in the first recital, it is interesting to analyse some of the solutions

attempted and how a broader range of tempos affected the core concepts of this study.
 52
Audio Ex 12

Fig. 21

When playing solo at this very fast tempo much of my thinking is occupied with

maintaining the pulse and form but as demonstrated in this transcription the basic

elements of this study are still present. There are clear examples of “Melodic Chords”

in the first 8 bars, a simple harmonised descending and ascending line with the

harmony clearly outlined on beat 1 of the chord change. When the passage becomes
 53
linear, there are strong points of “Harmonic Melody”, many examples of chord tones

on beat 1 and some examples of semitones across the bar line, which demonstrates

strong voice-leading and forward motion.

In recital one I played an original composition, ‘Domestic Arts’. This composition is

in 5/4 and uses the common 3:2 clave as a basic element in the melody and

accompaniment. As discussed in the previous chapter, the strong 3:2 clave continued

throughout my improvising and when listening critically I felt that the clave

dominated my rhythmic organisation and became too predictable.

In recital two, the composition I chose to present in 5/4 was ‘Lullaby of the Leaves’

(Petkere, 1954), a standard 32 bar AABA form song, which I played in A minor. My

observations about my odd-time performances in previous recitals led me to consider

the dominance of constant rhythmic claves and I was conscious of trying to expand

and vary my rhythmic organisation. After critical listening of my second recital

performance, I found only a handful of instances where I was not clearly stating the

clave, either as a melody or accompanying figure. The main ways I avoided the

explicit stating of the clave was by playing a longer, uninterrupted phrase of quavers

and/or crotchets. Even though the crotchet and quaver based phrase observed in

example 13 and figure 22 is not organised around the clave in an obvious rhythmic

way, it still clearly outlines the 5/4-time signature by note choice, strong chord tones

most commonly falling on beats one or four, which are the main beats of the 5/4

clave.
 54
Audio Ex 13

Fig. 22

As stated earlier in this study, it is a challenge to be free with rhythmic ideas when

improvising using odd-meters. I am more occupied with the number of beats in the

bar than when improvising in the more common 4/4 or 3/4, so the tendency is to be

rhythmically conservative and pattern-based, this concept will continue to be

addressed in subsequent recitals.

 55

Variety of Repertoire

Choosing repertoire for a performance of this nature is problematic, I may choose a

wide variety of material upon which to improvise but the majority of the recital

consists of improvisations by the same “composer”, that is, me.

Although the classical guitar repertoire is relatively small compared to the large

repertoire written for piano or violin, it spans many eras and styles. A solo classical

guitarist can choose from this repertoire and naturally have inherent variety in the

performance due to the various stylistic and compositional traits of different

composers from different eras.

With this concept of repertoire from different eras in mind, I chose ‘Wrapped Around

Your Finger’ by The Police, a pop song from 1983. The 1980s are generally not

regarded as a common source for jazz repertoire, so on the surface it would appear to

be an unusual choice. However, when I interpret the song my approach becomes

similar to any other harmonised melody from any era. Any stylistic or specific

elements from music of that period are negated by my interpretation, any reference to

the sounds of the original recording are in the minds of the listeners.

In order to ascertain the value of this repertoire choice in terms of variety I need to

break the piece down to its basic elements:

1. Harmony- The progression is a simple, open progression with the verse being

an A minor chord moving to an E minor chord, the chorus also in A minor,

 56
although not containing an A minor chord moves through a simple diatonic

progression. I use the verse chords to improvise then there is an interesting re-

harmonisation of the verse melody before the chorus again to finish.

2. Melody-A strongly recognisable melody using some large intervals, very

diatonically rooted in A minor.

3. Rhythm-Straight pulse-based accompaniment and a freer floating melody; I

reference many of the rhythmic ideas from the original recording but refrain

from playing specific rhythm “parts”.

There is nothing specifically recognisable as 1980s pop music from any of those

basic features. However, analysing the music in this way is useful as it eliminates the

original reference that I am hearing when I play the piece, this allows me to clearly

ascertain if the repertoire choice is valid from a variety perspective.

By breaking each composition down to the basic elements of harmony, melody and

rhythm I am able to choose the widest possible range of repertoire without being

influenced by extra-musical or cultural factors. Figure 23 is a comparison of two

pieces I selected for my recital, ‘Wrapped Around Your Finger’ and the George

Shearing composition ‘Conception’ One is a pop song from 1983, the other an

instrumental jazz composition from 1950. Superficially they would appear to be

stylistically different, but it is not until you analyse the elements of the composition

on a deeper level that you discover core variations in the compositions.

 57
Fig 23.

Wrapped Around Your Conception

Finger

Harmony Simple, open, slow- Dense, fast-moving

moving diatonic chromatic harmonic

harmonic scheme scheme with unusual

phrase structure.

Melody Vocal melody, repetitive, Quaver-based linear

with an emphasis on long melody, based on bebop

notes. language.

Rhythm Part based, straight rock Medium-fast improvised

feel. swing based feel.

Understanding of the basic structure of a composition is important for improvising, as

this is the framework upon which we build our personal interpretation of the piece. In

the following examples, we can hear how these basic elements impact the rhythmic,

textural, melodic and dynamic approaches I take to my improvising.

Audio Ex 14 (Excerpt from ‘Wrapped Around Your Finger’)

Audio example 14 shows how the simple harmonic scheme allows for a slow

building dynamic, as the chord progression is only providing a repeated two bar
 58
pattern I have to shape the larger dynamic scheme. The nature of the composition is

also evident in the improvising, my improvised melodies tend to use the same

fundamentals, more long notes and repetition when compared with other

improvisations.

Audio Ex 15 Excerpt from ‘Conception’

Audio example 15 however, shows how the fast-moving harmonic scheme in

‘Conception’ doesn’t allow phrases to settle, the restless progression not resolving

until the last bar of each 12 bar A section. This tends to encourage shorter phrases

with less motivic development. The texture is also partly governed by the harmony,

as the progression is so chromatic I tend to use more chords rather than melodic lines.

Again, the melodic content of the original composition shapes the melodic content of

the improvising, making variety of repertoire a very useful tool in creating overall

variety throughout the recital.

Variety of articulation and tonal variation

There is considerable variation and rhythmic interest created through articulation,

especially in relation to swung quavers.

Fernando Benadon states in his work “Slicing the Beat: Jazz Eighth-Notes as

Expressive Micro-Rhythm” that, “The rhythmic unevenness of the eighth-note is one

 59
of the hallmarks of jazz” (Benadon, 2006: 74). Figure 24 is an example of his

analysis of the subtle relationships between the beat and upbeat in the improvising of

a range of historical jazz figures. Using sound editing software Benadon categorises

the relationship between beat and upbeat from 1:0 (completely straight quavers) to

2:0 (the standard notated swing quaver, quaver triplets with the first quaver tied to the

middle quaver).

Fig. 24

(1) Bud Powell, piano, “Sometimes I’m Happy” (153 bpm), from Jazz Giant, Verve P2 29937;
(2) Red Garland, piano, “It Could Happen to You” (188 bpm), from Relaxin’ with the Miles
Davis Quintet, Prestige OJCCD-190-2; (3) Charlie Parker, alto sax, “Now’s the Time” (167
bpm), from Charlie Parker at Storyville, Blue Note CDP 7 851082; (4) Phil Woods, alto
sax, “Pennies from Heaven” (184 bpm), from Bird Calls Vol. 1, Savoy Jazz ZDS 1179; (5)
Joe Henderson, tenor sax, “Isotope” (188 bpm), from Inner Urge, Blue Note CDP 584189;
(6) Jimmy Hamilton, clarinet, “Trumpet No End” (224 bpm), from Duke Ellington and His
Orchestra: The Golden Duke (Prestige 24029); (7) Wayne Shorter, tenor sax, “Speak No
Evil”(142 bpm), Speak No Evil, Blue Note CDP 746509 2; (8) Lester Young, tenor sax,
“You’re Driving Me Crazy” (116 bpm), from The Complete 136-1951 Small Group Sessions
Vol. 4 (1946-1949), Blue Moon BMCD 1004; (9) Roy Eldridge, trumpet, “Big Shoe” (128
bpm), from Duke Ellington and Johnny Hodges Side by Side, Verve 821578-2; (10) Freddie
Hubbard, trumpet, “Speak No Evil”(142 bpm), Speak No Evil, Blue Note CDP 746509 2.
 60

As Benadon’s research shows, there is variation in the length of quavers from player

to player and from note to note which forms a large part of each player’s personal

sound and further reinforces the importance of learning jazz as an aural tradition.

As well as these “micro-rhythmic” concepts, Audio example 16 demonstrates the use

a variety of accents and legato to create rhythmic interest using the swung quaver.

This excerpt is the melody statement and first section of the improvisation from my

performance of ‘Dewey Square’.

Audio Ex 16
 61
The predominant rhythm is the quaver and in this example, a variety of articulation

and micro-rhythms are used to avoid quaver lines sounding mechanical and lifeless.

Tonal variation is an important factor in my solo performances. I am playing the

same instrument directly plugged into an amplifier with no electronic effects, the

variation in tone has to come from acoustically based tone production. Due to

acoustic nature of the arch top guitar I am able to use techniques often employed by

classical guitarists as they too need a broad tonal palette.

The following two examples are from ‘Wrapped Around Your Finger’. Audio

example 17 demonstrates splitting the guitar into two distinct parts, the open string

bass figure is muted by the palm of my right hand, with the treble strings allowed to

ring out, creating a tonal contrast between the upper and lower register.

Audio Ex 17

Audio example 18 is an example of ponticello, a string technique where the string is

plucked closer to the bridge resulting in a thinner more nasal tone quality.

Audio Ex 18

The overall mood and tempo of a piece directly influences tone and articulation, for

example in the slow rubato interpretation of ‘Autumn in New York’ my aim is to

achieve the fullest, roundest tone possible by placing my right hand close to the neck

of the guitar (tasto) and maximising lyricism in the melody by sliding between notes
 62
to create a singing, legato effect. The slower tempo also leads to a more relaxed right

hand which gives a fuller rounder tone as opposed to the biting attack of the quaver

lines in the faster tempos.

Playing this piece with no regular pulse allows for these tonal and lyrical concepts.

Without the requirement of having a “deadline” to complete each phrase within two

or four bars lets the performer focus more on expressive elements. At faster tempos

however, the tonal focus and articulation is different, with the articulation and

rhythmic subdivisions as clear and strong as possible with accents to create variety

and interest. Audio example 19 is a passage from the up-tempo interpretation of

‘What Is This Thing Called Love’ in which I am prioritizing the clarity of the pulse

by using simple crotchet, crotchet triplet and quaver subdivisions.

Audio Ex 19

There are other techniques specific to the guitar that I practised and consciously

included in my performance to ensure I was addressing what I considered to be the

lack of variety in the first recital. Audio example 20 is from ‘Wrapped Around Your

Finger’. The reason for its inclusion is to demonstrate the effectiveness of using wide

leaps of register, ensuring I was utilising the entire range of the instrument. Other

guitar-specific techniques in this short excerpt include the use of natural harmonics

and open string chord voicings; these techniques have distinct tonal characteristics

and add to the overall colour.

Audio Ex 20
 63

Natural harmonics are used throughout the recital and are used not only as a tone

colour but also as a harmonic device. Audio example 21 is a specific example of this,

the seventh fret natural harmonics on the top three strings spell out the upper

extensions of a C major 7 sharp 11 chord, used in ‘What Is This Thing Called Love’,

‘Conception’ and this example from ‘Autumn in New York’

Audio Ex 21

Throughout my playing career I have always benefitted from listening to my own

recordings and advised students to do the same, this study has allowed me to delve

deeply into my own playing through listening and detailed critical analysis. The

techniques investigated in this chapter have been particularly helpful to my

development as I was able to specifically target problems and devise solutions which

then became concrete concepts that I could incorporate into my practice.

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Chapter 5: Recital Three-New Developments and Refinement of Core

Concepts

This study was undertaken over a three-year period and the changes in my

improvising are documented by the recordings which demonstrate the progression of

my playing throughout this project. Always present are the four core ideas outlined in

Chapter 1, but there are newer concepts present in the third recital that were not as

apparent in the first or second performances. During this study, my practice involved

multi voice melodic counterpoint and I slowly introduced this into my improvising.

This concept is common and natural to pianists, and a focus of this study was to find

ways to adapt it to the guitar. It is possible to apply this concept to a range of playing

contexts but it is ideally suited to the solo improvised format. An example of this is

from the opening of the improvisation on ‘Get Out of Town’. As this is a newer

concept for me the contrapuntal voices are presented very simply, as observed in

audio example 22 and figure 25. There is very little interweaving of the melodic

phrases but an encouraging start to exploring a rich and interesting improvising

texture.
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Audio Ex 22

Fig. 25

A noticeable refinement for me was my willingness to approach the third recital with

virtually no specific arrangement ideas. This third recital contained the least pre-

conceived melodic arrangement ideas when compared to previous recitals. This was

not due to lack of organisation or lack of preparation but a conscious effort to blend

the melodies of the songs with the improvised sections. As stated in my analysis of

recital two, “the advantages in being able to respond to the overall flow and dynamic

of each piece in real time, far outweighs (for me) the possible risk of the piece

breaking down due to lack of structure”. I used this thinking when choosing the

program for this performance. The compositions I chose are in my general repertoire

but not pieces I had played before in a solo context.

A clear demonstrable advantage of this lack of pre-conception is in my freedom to

shape the overall dynamic of each piece. In any performance, stating the melody is

very important but I am not using the melodic statement as a feature section, so then
 66
the improvising can lead naturally out of the melody. In ‘Bluesette’ for example, the

melodic material is developed throughout the improvising. As such it would be

tempting to arrange this simple melody using a variety of arranging techniques such

as complex harmonic substitutions and melodic and harmonic contrary motion.

Although these arranging techniques are of interest, it would be a difficult task to

follow a complex arrangement with solo improvised guitar. Audio example 23 and

figure 26 are taken from my solo on ‘Bluesette’, the simple ascending crotchet

melody is developed in a variety of ways, through transposition, register and

chromaticism.

Audio Ex 23

Fig. 26

This also connects to the importance placed on variety, by using the individual

elements of each composition as source material, the improvisation will be directly

linked to the composition being played, rather than a generic solo over chord

changes. Also of note in this excerpt is the harmonic and rhythmic displacement

throughout the phrase, using harmonic tensions on the first beats of bars 3 and 7 and
 67
displacing traditional 3/4 bass to chord relationships gives the phrase interest and

tension.

The dynamic advantages of not having a pre-conceived arrangement are

demonstrated in ‘Get Out of Town’. I have taken short excerpts from various points

throughout the performance. If the texture and volume of the introduction and the

first melodic statement are compared with various sections throughout the piece, it

can be heard how the melodic statement is part of the overall dynamic of the

performance. This series of excerpts also demonstrates the inherent dynamism of the

arch-top guitar. Audio example 24 is from the introduction (0:00 to 0:22) and is

dynamically the quietest section of the performance, setting the overall mood and

tempo.

Audio Ex 24

Audio example 25 is taken from the first melodic statement (00:39 - 1:00) it

demonstrates a clear simple statement of the melody accompanied by chords and a

descending contrapuntal line.

Audio Ex 25

Audio example 26 is taken from early in the solo (1:30-1:50). I included this section

as it demonstrates how the solo organically grows out of the melodic statement. If the

melody was complexly arranged, there could be a potentially awkward transition

between arranged and improvised material.

 68
Audio Ex 26

Audio example 27 (3:44 - 4:04) is from further into the solo, again, clearly

demonstrating the slowly building dynamic of the performance.

Audio Ex 27

Audio example 28 (4:26-4:40) shows not only more texture but also more aggressive

articulation and rhythmic attack.

Audio Ex 28

The final longer excerpt (audio example 29) is from the peak of the solo at 5:16. At

this stage of the piece I am using many techniques to maintain intensity. Techniques

such as an aggressive and rhythmically dynamic pick attack, dense texture and the

use of the full range of the instrument.

Audio Ex 29

The excerpt then includes a decrease in intensity leading to the ending melodic

statement. I included this section to highlight the way in which the melody flows out

of the improvisation. As there is no pre-conceived arrangement, the melodic

interpretation at the end of the piece differs from the opening statement and is a

natural part of the overall dynamic shape of the whole performance, rather than

jumping from an improvised section back to a set arrangement.

 69
My inclusion of at least one odd-time piece in every recital has been an integral part

of this study. In recital one I identified the lack of rhythmic variety in the improvised

section of my 5/4 composition ‘Domestic Arts’. I concluded that the majority of my

rhythmic organisation was based on a common rhythmic clave. A rhythmic clave is

somewhat unavoidable when there is a change in harmony occurring in the one bar,

‘Con Alma’ is an example of this, when played in 5/4 most of the bars contain a

chord change. When improvising, this means having to play one chord for two beats

and the other for three or vice versa. Constantly swapping between 2:3 clave and 3:2

clave is rhythmically disjointed and seriously interrupts the overall groove and flow,

so I tried some specific rhythmic concepts to help inject some interest.

The first concept is to split the bar of five beats into two even two and a half beat

divisions, this breaks the repetitive nature of the clave without being too disruptive to

the overall groove and creates a nice ambiguous rhythmic effect especially when used

at the beginning of the piece, as demonstrated in audio example 30 with figure 27.

Audio Ex 30

Fig. 27

I specifically swapped claves in my performance of ‘Here’s that Rainy Day’ which I

played in 7/4. Playing in 7/4 has the same clave issues as 5/4 when dealing with

chord changes.
 70
Audio example 31 (figure 28) is from the introduction to the piece. The first bar of

the phrase is 4:3 clave and the second bar 3:4, I then add another layer of rhythmic

interest by playing an even group of two or four notes over the 3-beat section, this

works when playing chords or melody.

Audio Ex 31

Fig 28

Using these pre-conceived concepts is not the end in itself but helps me to develop an

independence from the dominance of the clave. In audio example 32 (figure 29) from

my solo in ‘Con Alma’, there are specific rhythmic concepts such as grouping the 5

beats in groups of 2 but also a more natural rhythmic awareness, there are fewer

resolutions on beat one throughout the phrase and very few rhythmic ideas directly

referring to the clave.

 71
Audio Ex 32

Fig. 29

After analysing the first recital and identifying limitations with my rhythmic variety

when improvising in odd meters, it is encouraging to hear how the introduction of

these specific concepts such as the rhythmic groupings mentioned above are

contributing to a freer, more natural approach to my odd meter improvising.

 72

Chapter 6: Conclusion

The key components to the success of integrated chordal and melodic playing have

relevance beyond just solo performance, they are also applicable to many ensemble

situations.

In the Literature Review I cited examples of players using integrated concepts in

ensemble situations, such as Jim Hall on the Sonny Rollins recording The Bridge and

the Peter Bernstein trio recording Monk. The common thread running through these

recordings is that there is no other chordal instrument present, the majority of the

chordal role (as well as a substantial contribution to the melodic role) is the guitar’s

responsibility.

The exclusive use of the solo format in this study was a way to focus on the key

components and is in my opinion, the best way to really hear all the elements of the

guitar with great clarity. I could have chosen a variety of ensemble situations to

demonstrate these ideas but due to the concentrated nature of this study, solo

performance was the ideal platform.

For example, in a guitar-bass-drums trio, I would apply all of the main focus areas of

this study

1. Melodic Chords/Harmonic Melodies

 73
2. Integration of Melodic and Chordal Playing (self-accompaniment and phrasing

concepts)

3. Deep Understanding of the Material

4. Rhythmic Drive/Time Feel/Forward Motion

There would be adjustments made to each category to account for the different

instrumentation. For example, I wouldn’t feel the need to be as explicit with rhythmic

or harmonic clarity due to the presence of the drums and bass, although, a strong

sense of time and motion and harmonic accuracy is vital to being a valuable

contributing ensemble member.

Just as the key components for success are relevant to ensemble playing, the problem

of variety is also an issue for guitar based ensembles. Rhythmic variety, variety of

repertoire, variety of articulation and tonal variation are just as relevant when applied

to an ensemble situation. Also relevant is insuring each composition has its own

character and overall dynamic flow, this is vital for interactive, ensemble based

improvisation. Shaping the dynamics of the entire piece (as demonstrated in the

excerpts from my performance of ‘Get Out of Town’), can be more difficult when

there are more ensemble members with potentially different ideas, but strong, clear

ideas from the soloist will guide the ensemble. This leads me to surmise that one of

the most important concepts from this study that can be applied to playing situations

other than solo performance is the need for there to be a lack of preconception. The

ability to respond instantly and have the available rhythmic, harmonic, melodic and
 74
textural language to spontaneously react in different musical situations is

fundamental to jazz improvisation and vital to being a valuable member of any

improvising ensemble.

In the Literature Review section of this work I highlighted the lack of teaching

methods that explicitly outlined concepts for an integrated approach to chordal and

melodic playing. Elements of this study could be used to formulate a series of studies

designed for the intermediate to advanced guitar student wishing to pursue these

ideas. I found discussing this study with my students and fellow guitarists was a good

way to clarify my thinking and focus on the core concepts.

The majority of this work contains guitar-specific material that may be of superficial

interest to improvisers playing other instruments. Further, many of the core guitar

concepts are not genre-specific, these guitar-based concepts are open to being

developed by guitarists regardless of genre. I have cited the influence of classical

guitar works on this study, but the integration of chordal and melodic playing is a

feature of many styles of guitar, including blues, rock, pop and many folk styles.
 75

This practice-based study has reinforced certain concepts for me but also provoked

self-reflection in other areas, I believe it is beneficial for musicians at any stage of

their development to honestly evaluate all aspects of their musical output.

Above and beyond the detailed specific concepts of this study, the main conclusion I

have made is the need for flexibility. The flexibility to be able to take on any role

(melodic, chordal, rhythmic, textural) at any time, each of the four detailed concepts

outlined in Chapter 3 serve this overall purpose.

1. Melodic Chords/Harmonic Melodies: being harmonically precise with melody

enables me to clearly outline the progression without the need to actually state

the chords; conversely, ensuring my chordal playing has a clear melodic focus

enables me to use a denser chordal texture without losing melodic interest; this

allows me to be flexible with texture.

2. Integration of Melodic and Chordal Playing; again, this is a vital concept to

enable flexibility and leads from the Melodic Chords/Harmonic Melodies idea;

integrated melodic and chordal playing allows me to easily switch from

melody to accompaniment roles as my thinking is not exclusively “melodic”

(single-line) or “chordal” but a combination of the two, one informing the

other.
 76

3. Deep Understanding of the Material: an essential component for improvisation

in any context. An improviser cannot fully develop their ideas with any

freedom if their thinking is occupied with the details of the material they are

using to improvise.

4. Rhythmic Drive/Time Feel/Forward Motion: In order to create rhythmic

interest and variation these more fundamental aspects need to be solid, as

outlined in Chapter 4 using Benadon’s study, there is much rhythmic flexibility

in jazz even within the basic quaver.

There are fundamental aspects to successful solo performance that I have not

addressed in this study. I approached this study at a high level of performance with

the more basic musical aspects, such as playing in time and keeping the form being

assumed. Needless to say, without mastery of these fundamental aspects, the overall

concept of flexibility is redundant. There are of course examples in the recital

recordings of me unintentionally increasing the tempo (‘Blues the Most’ in recital

one) and playing the occasional bar of 6/4 in my 5/4 interpretation of ‘Lullaby of

Leaves’ from recital two, but as frustrating as these mistakes are to me when

listening, they generally fall into an acceptable margin for such errors and don’t

impact the overall performance.

 77

My observations on lack of variety in Chapter 4 were a result of objectively listening

to my recital performances repeatedly over a relatively short space of time. Listeners

accustomed to orchestral music or heavily layered and produced popular music would

of course find a simple solo guitar recital to be lacking in variety so I am not seeking

to place my performances in this context. Rather, I am trying to compare similar

performance situations such as solo classical guitar, violin or violoncello recitals,

even comparing the guitar with solo piano finds the guitar lacking in harmonic and

textural variety possibilities.

Analysis of this negative aspect was very useful to this study as it provoked self-

reflection on the whole solo performance concept and made me consider my

repertoire choices in more depth and expand my rhythmic and tonal palette.

This study contains personal answers to some of the questions raised around solo

guitar performance. These answers are not intended as definitive or complete

solutions. They are based on developing the skills required to make improvised

musical choices, ongoing development of these skills could form the basis for further

study. There may be more thorough or more complete solutions available through

pre-conceived arrangement and composition but being able to respond to the flow of

what is happening musically at any given time is at the heart of being a jazz musician.
 78

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Kahn, Steve. (1996). Contemporary Chord Khancepts. NY: Manhattan Music Publ.

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Albany, IN Jazzworkshop Productions, Jamey Aebersold.

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32.

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Nisenson, Eric (2015). Open Sky: Sonny Rollins World of Improvisation. NY St.
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Discography
Bernstein, Peter (Performer). Peter Bernstein Trio plays Monk. Recorded 2008
Xanadu. Xanadu-500.CD.

Bernstein, Peter (Performer). Solo. Recorded 2012. SmallsLive. SL-0039. CD.

Breau, Lenny (Performer). 5 O’Clock Bells. Recorded 1979. Adelphi Records Inc.
AD 5006. CD.

Breau, Lenny (Performer). Mo’ Breau. Recorded 1981. Adelphi Records Inc. AD
5012. CD.

Burrell, Kenny (Performer). A Night at the Vanguard. Recorded 1960.MCA Records

Inc. CHD 9316. CD.

Coltrane, John (Performer). Giant Steps. Recorded 1959. Atlantic Records. 1311-2.
CD.

Burrell, Kenny (Performer). Midnight Blue. Recorded 1963. Blue Note. BST 84123.
CD.

Davis, Miles (Performer). Kind of Blue. Recorded 1959. Columbia Jazz Masterpieces.
Columbia CK 40579. CD.

Evans, Bill (Performer). Everybody Digs Bill Evans. Recorded 1959. Riverside
Records. RLP 12-291. CD.

Evans, Bill (Performer). Portrait in Jazz. Recorded 1960. Riverside Records. RLP
12-315. CD.

Evans, Bill (Performer). The Complete Live at the Village Vanguard, 1961. Recorded
1961.Riverside Records. 3RCD-4443-2. CD.

Fitzgerald, Ella and Joe Pass (Performer). Again. Recorded 1976. Pablo Records
2310 772. CD.

Fitzgerald, Ella and Joe Pass (Performer). Easy Living. Recorded 1986. Pablo
Records 2310 921. CD.

Fitzgerald, Ella and Joe Pass (Performer). Speak Love. Recorded 1983. Pablo Records
D 2310-888. CD.

Fitzgerald, Ella and Joe Pass (Performer). Take Love Easy. Recorded 1974. Pablo
Records 2310 702. CD.
 81
Green, Grant (Performer). Green Street. Recorded 1961. Blue Note. BST 84071. CD.

Greene, Ted (Performer). Solo Guitar. Recorded 1977. Art of Life Records. AL1011-
2. CD.

Hall, Jim (Performer). Trio Live ’74. Recorded 1974.Verve. 440 065 428-2. CD.

Jordan, Sheila (Performer). Portrait of Sheila. Recorded 1962. Blue Note Records.
BLP 9002. CD.

Kessel, Barney (Performer). Solo. Recorded 1983.Concord Records. CJ-221. CD.

London, Julie (Performer). Julie is Her Name, Volume II. Recorded 1958. Liberty
Records. LRP 3100. CD.

London, Julie (Performer). Julie is Her Name. Recorded 1955. Liberty Records. LRP
3006. CD.

Montgomery, Wes (Performer). The Incredible Jazz Guitar of Wes Montgomery.

Recorded 1960. Riverside Records. RLP 12-320. CD.

Parker, Charlie (Performer). The Complete Savoy and Dial Studio Recordings 1944-
1948. Atlantic Records. 92911-2. CD.

Pass, Joe (Performer). Virtuoso #2. Recorded 1977. Pablo Records. 2310-788. CD.

Pass, Joe (Performer). Virtuoso #3. Recorded 1978. Pablo Records. 2310-805. CD.

Pass, Joe (Performer). Virtuoso #4. Recorded 1973, released 1983. Pablo Records.
2640-102.CD.

Pass, Joe (Performer). Virtuoso. Recorded 1973. Pablo Records. 3112-15. CD.

Rollins, Sonny (Performer). The Bridge. Recorded 1962. Bluebird/RCA.RCA LSP-

2527.CD.

Rollins, Sonny (Performer). Tenor Madness. Recorded 1956. Prestige. PRCD-30044-

2. CD.

Rollins, Sonny (Performer). Newk’s Time. Recorded 1959. Blue Note Records. 7243
5 90833 2 2. CD.

Rollins, Sonny (Performer). Saxophone Colossus. Recorded 1956. Prestige. PRCD-

7079-2. CD.
 82
Rosenwinkel, Kurt (Performer). East Coast Love Affair. Recorded 1996.Fresh Sound.
FSNT-016.CD.

Stitt, Sonny (Performer). Pow! Recorded 1966. Prestige. PR 7459.

Taylor, Martin (Performer). In Concert. Recorded 1997. Milestone/Fantasy Records.

MCD-9306-2. CD.

Taylor, Martin (Performer). Solo. Recorded 2002. The Guitar Label. P3M005. CD.

Van Eps, George (Performer). Soliloquy. Recorded 1968. Capitol Records. ST-267 .
CD.