Current State of Left Atrial Appendage Closure
Current State of Left Atrial Appendage Closure
Current State of Left Atrial Appendage Closure
https://doi.org/10.1007/s11886-018-0981-z
Abstract
Purpose of Review Atrial fibrillation (AF), the most common sustained arrhythmia, is a major cause of stroke and systemic
embolism, and is increasing in prevalence. Device closure of the left atrial appendage (LAA) represents a non-pharmacologic
approach to stroke prevention in AF patients. This review presents the rationale for LAA closure (LAAC), describes current
transcatheter approaches to LAAC, and summarizes the current evidence for LAAC for stroke prevention, highlighting the main
randomized trials and the most recent data available.
Recent Findings Meta-analysis of randomized clinical trials demonstrates similar rates of all-cause stroke with transcatheter
LAAC compared with vitamin K antagonist therapy and significantly less bleeding with LAAC after cessation of mandated post-
procedure pharmacology. Recent prospective observational studies, including those evaluating outcomes after commercial
approval in the USA, show significantly improved procedure safety compared with earlier experiences.
Summary LAAC appears to be an attractive alternative strategy for stroke prevention in AF patients, particularly in those who
can take short-term oral anticoagulation (OAC), but are not optimal candidates for long-term OAC. Recent data suggests the
procedure can be safely performed in patients with contraindications to OAC. Further, robust studies are needed to evaluate safety
and efficacy in OAC-contraindicated patients, to compare outcomes with non-vitamin K antagonist OACs, and to explore the
relative safety and efficacy of different LAAC devices.
There are several barriers that limit the use of OAC, and as development of less percutaneous LAAC therapy in AF pa-
a result, only about half of patients at high thromboembolic tients for stroke prevention.
risk are receive OAC therapy [10] (Fig. 1). VKA has multiple
drug-drug and drug-food interactions and a narrow therapeutic Watchman Left Atrial Appendage Occluder
window. Studies have shown that patients taking VKA remain
in the therapeutic window only 60% of the time, and only 60% Randomized Trials
will continue therapy after four years [11, 12]. Long-term
treatment with VKA is also associated with an increased risk The Watchman occluder (Boston Scientific, Natick, MA) is
of bleeding, which depends on a variety of established risk the only device to date whose safety and efficacy has been
factors [13]. Rates of major bleeding, including intracranial evaluated in randomized trials (Table 1). It is the most widely
hemorrhage are increased by as much as 0.5% per year [14]. studied device and the only one approved for commercial use
This risk is increased 4–5-fold with the use of antiplatelet in the USA. It consists of a self-expanding nitinol frame cov-
agents [15]. NOACs have recently become a preferred treat- ered on its atrial surface by a polyethylene membrane. The
ment option, as they not only result in lower rates of fatal device is secured in place by its radial strength and by evenly
bleeding and intracranial hemorrhage compared to VKA, they spaced tines in the distal portion of the device which interdig-
are also better tolerated and result in greater patient compli- itate within the trabeculation of the LAA. In March 2015, the
ance [16]. However, high cost, concerns over bleeding risk, FDA approved the Watchman for LAAC to reduce the risk of
side effects, renal failure, and lack of an available reversal stroke in patients with non-vavular AF based upon data from
agent limit the use of NOACs [17]. Even with the introduction two randomized trials of Watchman LAAC versus VKA and
of NOACs, approximately 40% of patients who are indicated two continuing access registries [21, 22•].
for oral anticoagulation are not treated [18•]. Single antiplate- PROTECT AF (Percutaneous closure of the left atrial ap-
let therapy in combination with a NOAC, which is often re- pendage versus warfarin therapy for prevention of stroke in
quired in patients with coronary artery disease and/or those patients with atrial fibrillation: a randomized non-inferiority
with a history of percutaneous coronary intervention, in- trial) was the first randomized clinical trial of the safety and
creases the relative risk of bleeding by 40 to 50% [19]. As a efficacy of the Watchman LAA occluder. This was a
consequence, nonpharmacological therapies for stroke pre- Bayesian, non-inferiority trial of 707 nonvalvular AF patients
vention address an important unmet clinical need. at high risk of stroke who were eligible for long-term warfarin
therapy. Subjects were randomized 2:1 to receive either device
closure of the LAA or warfarin therapy. The primary efficacy
Current Evidence endpoint was the composite of stroke of any cause, systemic
embolism, or cardiovascular/unexplained death. At 18-month
Surgical LAA excision was first proposed more than half a follow-up, non-inferiority was achieved for the device [21]. At
century ago [20]. Recent technological advances have led to 4-year follow-up, Watchman LAAC led to a significant reduc-
tion in the primary efficacy endpoint compared with warfarin
(hazard ratio [HR] 0.61 [95% CI, 0.38-0.97], P = 0.04) [23••].
Among the components of the primary endpoint, Watchman
LAAC led to significantly fewer hemorrhagic stroke and low-
er cardiovascular mortality than warfarin, and no significant
difference in ischemic stroke. Similar results were also seen at
5-year follow-up [24••]. Device closure also resulted in better
quality-of-life scores [25]. However, these favorable out-
comes came at the expense of an 8% rate of serious
periprocedural complications including a 4.8% rate of pericar-
dial effusion requiring percutaneous or surgical drainage.
The following trial, PREVAIL (Prospective randomized
evaluation of the Watchman left atrial appendage closure de-
vice in patients with atrial fibrillation versus long-term warfa-
rin therapy), was a Bayesian, non-inferiority trial of 407 sub-
jects randomized 2:1 to Watchman LAAC or to warfarin ther-
Fig. 1 Prevalence of treatment strategies across the spectrum of apy. The main purpose of the study was to evaluate procedural
CHA2DS2-VASc scores in patients in the NCDR-PINNACLE registry.
(Adapted with permission from: Hsu JC, et al. JAMA Cardiology
safety among sites and operators who were not experienced in
2016;1(1):55–62. Copyright ©(2016) American Medical Association. LAAC, and to further explore the efficacy of LAAC. Similarly
All rights reserved) [10] to PROTECT-AF, the primary efficacy endpoint was a
Curr Cardiol Rep (2018) 20:42 Page 3 of 9 42
Prospective Observational
composite of stroke, systemic embolism, and CV or unex-
Operator discretion
and systemic embolism occurring > 7 days from procedure,
which was meant to test the mechanistic hypothesis of LAAC
[22•]. A third co-primary endpoint was procedural safety,
N = 3822
using a pre-defined performance criterion set by the FDA.
4.0
In PREVAIL, the procedural complication rate was 2.2%,
which met the pre-specified performance criterion and which
N = 1025 73% OAC ineligible
aspirin and warfarin (1.0 events vs. 3.5 events per 100 patient-
years; RR: 0.28; 95% CI 0.16 to 0.49; p < 0.001) (Fig. 3). This
N = 463 OAC eligible
Non-inferiority versus
DAPT × 5 months
warfarin × 45 days
ASA lifelong
warfarin, 2:1
[26••].
Observational Data
3.2
Post implantation
therapy
Design
The ASAP (Left atrial appendage closure with the embolism was 1.8% [95% CI, 0.9% to 3.3%], approximately
Watchman device in patients with a contraindication for oral 75% lower than the expected rate in a hypothetical patient
anticoagulation: ASA Plavix feasibility study with Watchman population with a similar CHADS2 score treated with aspirin
left atrial appendage closure technology) study investigated alone [27•, 28].
the safety and efficacy of Watchman LAAC in patients with The EWOLUTION (Registry on Watchman Outcomes in
contraindications to or ineligibility for OAC. This prospective, Real-Life Utilization) registry followed 1,025 patients under-
observational study enrolled 150 patients deemed ineligible going commercial Watchman implantation outside of the
for OAC. Patients underwent LAAC with the Watchman and USA. A total of 73% of patients in the registry were not
were subsequently treated with dual antiplatelet therapy (aspi- eligible for OAC and received dual antiplatelet therapy post
rin and clopidogrel) for 6-month post-implantation, and then implantation. The mean CHA2DS2-VASc score of the study
aspirin monotherapy thereafter. At a median follow-up of population were higher than that of previous trials [24••]. The
55.4 months, the annual rate of ischemic stroke or systemic implantation success rate was 98% and the rate of procedure-
Fig. 3 Landmark analysis of the freedom from major bleeding with post-randomization, during which device-treated patients received
Watchman LAA closure compared with warfarin. Shown is freedom warfarin and aspirin followed by dual antiplatelet therapy; and beyond
from major bleeding from a pooled, patient-level analysis from the 6 months, when device-treated patients were eligible to receive aspirin
PROTECT AF and PREVAIL trials, divided into three intervals: from alone. (Adapted from: Price MJ, et al. JACC Cardiovasc Interv. 2015.
randomization to day 7 representing the periprocedural period for 8(15):1925–1932) [26••]
patients randomly assigned to LAA closure; from 8-day to 6-month
Curr Cardiol Rep (2018) 20:42 Page 5 of 9 42
related complication was 2.8%, which was lower than that trial [32•]. Despite the initially high procedural compli-
observed in the randomized clinical trials of the device. cation rate observed in the PROTECT AF trial, subse-
Device thrombus was identified in 3.7% of patients indepen- quent studies and observational experiences demonstrate
dent of the type post-implantation antithrombotic therapy, al- that the procedural risk has significantly decreased with
though the study was not powered to detect differences in proper training and standardization of implantation tech-
safety between the post-implant medical regimens. The rate niques and preoperative imaging (Fig. 4).
of stroke, TIA or systemic embolism was 1.5 per 100 patient-
years, 84% lower than the expected rate based on
CHA2DS2VASc score [29••]. Amulet LAA Occluder
The results of ASAP and EWOLUTION suggest that
LAAC with the Watchman is a safe and effective alternative The Amulet LAA occluder (St Jude Medical, Minneapolis,
in patients with and without contraindications to OAC. The MN) is a second-generation iteration of the Amplatzer
safety and efficacy of Watchman LAAC in patients with Cardiac Plug. The device consists of a self-expanding nitinol
strong contraindications to OAC will be more robustly evalu- mesh that forms a distal lobe and proximal disk, each with a
ated in the ongoing ASAP-TOO trial (Assessment of the sewn polyester patch, connected by a short central waist. The
Watchman Device in Patients Unsuitable for Oral device has a short length relative to its diameter. The distal
Anticoagulation) trial (clinicaltrials.gov identifier, lobe has retention hooks around its circumference that anchors
NCT02928497). This prospective, multicenter clinical trial the device within the LAA, while the proximal disk covers the
will enroll approximately 900 AF patients who are deemed mouth of the LAA from within the left atrium. Therefore, its
unsuitable to oral anticoagulation and randomly assign them mechanism of closure differs from that of the Watchman
to either medical therapy (single or no antiplatelet therapy per device.
operator discretion) or Watchman LAAC followed by a The Amulet global, prospective, observational study en-
modified post-implant drug regimen of dual antiplatelet ther- rolled 1,088 patients with nonvalvular AF and high stroke risk
apy that does not included OAC. [30] at 61 sites outside of the USA. [34•]. The study population had
Procedural outcomes of Watchman implantation in the a mean CHA2DS2VASc score of 4.2 ± 1.6, and the HAS-
commercial setting were recently reported [31•]. A total of BLED score was 3 or more in 78%. A total of 82% of patients
3,822 patients were treated by 382 operators at 169 centers. had a contraindication to OAC. The post-implantation medi-
Operators who were not involved in the clinical study experi- cal therapy varied according to physician preference. Post-
ence performed approximately half the cases. The rate of peri- implantation therapy consisted of OAC in 19% of patients,
procedural complications was less than 1.5%: procedure- DAPT in 54% of patients, and single anti-platelet therapy in
related death (all due to pericardial tamponade) occurred in
0.08%, procedure-related stroke in 0.08%, pericardial
tamponade requiring intervention in 1.0%, and device embo-
lization in 0.25% (two thirds of which required surgical re-
trieval). These rates of procedural complications are substan-
tially lower than those observed in the Watchman clinical trial
experience. However, the study design may have led to under-
reporting of events, peri-procedural events were collected and
reported by the manufacturer’s clinical specialists, and events
that occurred outside the catheterization laboratory may not
have been fully captured [32•]. The National Cardiovascular
Data Registry (NCDR) Left Atrial Appendage Occlusion
(LAAO) registry will provide important insights into the safe-
ty of transcatheter LAAC for stroke prevention as it is current-
ly performed in the USA.
The totality of data suggests that LAAC with the
Fig. 4 Rates of serious procedure- and device-related events in the
Watchman provides a benefit similar to warfarin for PROTECT-AF, Continued Access to PROTECT AF (CAP), PREVAIL,
preventing stroke, systemic embolism, and cardiovascu- and EWOLUTION. The available data suggests the procedural safety of
lar death. Compared with warfarin, Watchman LAAC is transcatheter LAA occlusion has improved over time. Adapted from
associated with lower rates of hemorrhagic stroke and Boersma LV, Schmidt B, Betts TR et al. Implant success and safety of
left atrial appendage closure with the WATCHMAN device: peri-
non-procedural bleeding. The effects appear to apply procedural outcomes from the EWOLUTION registry. (Adapted from:
even to those ineligible to OAC, although this needs Boersma LV, European Heart Journal. 2016; 37: 2465–2474, by
to be confirmed in the setting of a randomized clinical permission of Oxford University Press) [33]
42 Page 6 of 9 Curr Cardiol Rep (2018) 20:42
23% of patients. The implant success rate was 99%. The rate study may provide insights regarding the relative benefit
of major procedural complications rate was 3.2% (95% CI, of NOACs or LAAC, but is limited given its small sample
2.2% to 4.4%), including pericardial effusion or tamponade in size and the use of a primary endpoint that combines mea-
1.2%, vascular complication in 0.9%, periprocedural stroke in sures of safety and efficacy. At present, LAAC should not
0.2%, and death in 0.2%. Among the 62% of patients with be considered as an alternative in patients that are other-
echocardiographic follow-up, 3-month TEE confirmed ade- wise good candidates for long-term NOAC therapy.
quate occlusion (peri-device leak < 3 mm) in 98% of all cases
and device thrombus in 1.5%. Further follow-up is required to Patient Selection Careful patient selection for LAAC is essen-
assess efficacy with respect to stroke reduction, which will tial. The ideal candidates for LAAC are those who can tolerate
need to be interpreted through imputed placebo comparisons, short-term oral anticoagulation (i.e., can tolerate the post-
with the attendant methodological limitations of such an ap- procedural medical regimen used in randomized clinical trials)
proach. In sum, this global observational experience suggests but are not optimal candidates for long-term anticoagulation.
that Amulet LAAC is associated with a relatively low rate of Such patients might include those with elevated HAS-BLED
procedural events and device-related thrombosis, with com- score (> = 3), prior gastrointestinal bleeding, having a need for
plication rates generally similar or less than those observed long-term antiplatelet therapy (e.g., prior myocardial infarc-
with the Watchman device. This will be further tested in a tion or multiple coronary stents), renal failure, significant frail-
more robust fashion in the Amulet LAA Occluder trial ty or those with recurrent falls. Patients who have absolute
(clinicaltrials.gov identifier, NCT02879448). This is a contraindications to OAC should be enrolled in randomized
prospective, randomized, non-inferiority trial of the Amulet clinical trials. Those patients who are at low-bleeding risk, are
versus the Watchman LAA occluder in approximately 1600 compliant, and can otherwise safely tolerate long-term
AF patients at high thromboembolic risk who are deemed anticoagulation should be treated with warfarin or a NOAC.
suitable for short-term warfarin but are not good candidates A proposed schema for treatment of patients within the USA
for long-term oral anticoagulation. is presented in (Fig. 5).
Residual Leaks The shape of the LAA and its ostium is of whom had small leaks into the LAA (< 5mm in diam-
variable from patient to patient. LAAC devices have a eter) [43•]. Transcatheter occlusion of post-Lariat LAA
circular profile, whereas the LAA ostium is usually oval leaks with occluder devices is feasible, but the long-term
and sometimes irregularly shaped. This geometric vari- efficacy of this approach in terms of stroke prevention is
ability can result in incomplete closure of the LAA. unknown [44].
Theoretically, peri-device flow into and out of the LAA
could result in thrombus formation and embolization. In
general, a major device leak is defined as peri-device flow Conclusion
into the LAA ≥ 5 mm at its smallest diameter. A sub-study
of the PROTECT AF trial demonstrated that minor peri- LAAC with the Watchman device appears to be a safe and
device leaks were quite common, as they were identified effective strategy for stroke prevention in patients with
approximately 40% of patients at 45-day follow-up TEE. nonvalvular AF who are at high risk of stroke. Taken together,
Results of the study suggest that these residual leaks are the PROTECT AF and PREVAIL randomized clinical trials
of little clinical significance and not associated with in- demonstrate similar rates of cardiovascular death, stroke, or
creased risk of cardioembolic events [39]. However, in systemic embolism with Watchman LAAC compared with
this study the event rate was considerably low, which warfarin, with reductions in hemorrhagic stroke, mortality,
limits the overall power of the results. An analysis of and non-procedural bleeding. Recent observational studies
observational data among patients that received an suggest that procedural complication rates have improved
Amplatzer Cardiac Plug (ACP) demonstrated a relatively since the clinical trial experience, and that alternative post-
lower rate of peri-device leak (12.5%), which may result implant medication regimens other than short-duration warfa-
from the different method of closure between Watchman rin might be safe and effective. Ongoing randomized trials are
and the ACP. This study also demonstrated that these testing in a robust fashion whether Watchman LAAC can be
leaks do not carry an increased risk of cardio embolic extended to those patients who are ineligible for even short-
events [40]. term OAC, and whether the Amulet LAA occluder provides
The mechanism of residual leak—i.e., peridevice or non-inferior outcomes compared with the Watchman. There is
central—may impact upon subsequent thromboembolic not a “one size fits all” approach to stroke prevention in pa-
risk. The Lariat device (SentreHeart, Redwood City, CA) tients with AF. A large body of data supports the safety and
enables the percutaneous ligation of the LAA through the efficacy of NOACs to prevent all-cause stroke in patients who
delivery of a surgical suture via a combined transseptal can tolerate therapy. Careful consideration of a particular in-
and sub-xiphoid approach [41]. Frequent early and late dividual’s thromboembolism risk off of OAC, bleeding risk
leaks have been reported [42•]. In a retrospective, multi- on long-term OAC, and procedural complication rate with
center study of 98 patients undergoing Lariat LAA liga- LAAC is required to identify the optimal management strate-
tion leaks were present in 20% of cases there were 3 gy. At present, transcatheter LAAC should be considered
patients with late stroke (> 6-month post-procedure), all “first-line second-line therapy”.
42 Page 8 of 9 Curr Cardiol Rep (2018) 20:42
Compliance with Ethical Standards 11. Albers GW, Diener HC, Drind M, Nevinson M, al w. Ximelagatran
vs warfarin for stroke prevention in patients with atrial fibrillation: a
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Conflict of Interest Matthew J. Price has received consulting honoraria
12. Olsson SB. Executive Steering Committee of the SPORTIF III
from Abbott Vascular, Boston Scientific, W.L. Gore, Medtronic, and
Investigators. Stroke prevention with the oral direct thrombin in-
AstraZeneca; has received speaker honoraria from Abbott Vascular,
hibitor ximelagatran compared with warfarin in patients with non-
Medtronic, Terumo, and AstraZeneca; has received research grants from
valvular atrial fibrillation (SPORTIF III): randomised controlled
Daiichi Sankyo; has served as a site investigator for trials involving the
trial. Lancet. 2003;22;362(9397):1691–8.
Watchman device; has received honoraria as a proctor for Abbott
13. Pisters R, Lane DA, Nieuwlaat R, de Vos CB, Crijns HJGM, Lip
Vascular and Boston Scientific; and is a member of the Steering
GYHA. Novel user-friendly score (HAS-BLED) to assess 1-year
Committee for the NCDR LAAO registry.
risk of major bleeding in patients with atrial fibrillation. Chest.
Ricardo Kosturakis has nothing to disclose.
2010;1;138(5):1093–100.
14. Schulman S, Beyth RJ, Kearon C, Levine MN. Hemorrhagic com-
Human and Animal Rights and Informed Consent This article does not plications of anticoagulant and thrombolytic treatment. Chest.
contain any studies with human or animal subjects performed by any of 2008;133(6):257S–98S.
the authors. 15. Sørensen R, Hansen ML, Abildstrom SZ, Hvelplund A, Andersson
C, Jørgensen C, et al. Risk of bleeding in patients with acute myo-
cardial infarction treated with different combinations of aspirin,
clopidogrel, and vitamin K antagonists in Denmark: a retrospective
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