Unesco - Eolss Sample Chapters: Control Systems, Robotics, and Automation
Unesco - Eolss Sample Chapters: Control Systems, Robotics, and Automation
Unesco - Eolss Sample Chapters: Control Systems, Robotics, and Automation
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local area network, management information system, mobile robot, model, model-based
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control, model reference adaptive control, neural control, neuro-fuzzy control, neural
network, nonlinear control, Nyquist diagram, observer, on-off control, open-loop
control, optimal control, parameter estimation, performance criterion, plant, position
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control, power spectrum, predictive control, process, reference input, regulator,
repetitive control, robotics, robustness, sampled-data control, self-tuning, sensitivity,
sensor, separation principle, signal, sliding-mode control, sociological system, stability,
state-space, subsystem, supervisor, supervisory control, symbolic modelling, time-
domain, transfer function, transfer matrix, two-dimensional system, visual servoing
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system.
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Contents
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1. Introduction
1.1. What is a Dynamical System?
1.2. Introductory Examples for Simple Closed-Loop Control Systems
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1.6. Cybernetics
2. Feedforward and Feedback Control
2.1. Feedforward or Open-Loop Control
2.2. Feedback or Closed-Loop Control
2.3. Some Simple Examples of Feedback Control Systems
2.4. Elements of Feedback Control Systems
2.5. Servomechanism, Regulator, and Process Control
2.6. Continuous and Discontinuous Operation of Automatic Control Systems
3. Analysis and Design of Feedback Control Systems
3.1. Describing the Dynamical Behavior of Systems
3.2. Performance Objectives
3.3. Controller Design
3.4. Non-Standard Types of Control Systems
4. Higher-Level Control Systems
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Biographical Sketch
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Summary
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Life support systems (LSS) are related with technical, economical, biological, or
ecological fields. In almost all technical systems automatic control devices are used.
Spectacular human achievements, such as energy generation by power plants, petroleum
refining, space missions, traveling by airplanes, railways, and cars, to mention only a
few, have been rendered possible only because of the progress of control technology.
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The question is not “what do control, automation and robotics have to do with LSS,” but
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“how can LSS design and operation be improved by the support of control
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Control engineering has been essential for the evolution of, and revolutions in,
automation. It is important that developments at low-level continue, although the main
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impacts for further research and development are nowadays mainly increasing at higher
system levels, where new types of functionality and intelligent control systems are
located. The computational infrastructure providing the necessary hardware and
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This article tries to give a broad and, hopefully, easily understandable introductory
survey of classical and modern theoretical methods and applications concerned with the
theme “Control Systems, Automation and Robotics.” It is not possible in such an
introductory contribution to cover all theoretical and practical aspects of the field.
Section 1 provides a short introduction to the basic elements of control systems and
automation.
Section 2 outlines the difference between feedforward and feedback control structures.
Section 3 covers the basic ideas of analysis and design for classical feedback control
systems, whereas Section 4 presents the structures of higher-level modern control
systems. Section 5 is concerned with applications in robotics and other engineering
disciplines as well as in nontechnical areas. Section 6 provides an insight into the
Due to the relatively simple mathematical treatment, this article addresses a broad
spectrum of readers who may only have elementary knowledge in engineering and
mathematics. For those who would like a deeper insight, they can select from nearly
forty topic-level contributions under this broad theme. Finally, those who wish to
further specialize can find valuable information on the state of the art in around 180
article-level contributions under this theme.
1. Introduction
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Control can be found in technical as well as nontechnical systems. A system can be a
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single object, element, component, or a collection of objects by some form of
interconnection or interdependence. A system is characterized by input and output
variables for which there are cause–effect relationships. For example, a simple system is
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given by a thermometer the input variable of which is the temperature to be measured.
The output is the indicated physical value on a standard scale.
If a thermometer indicating room temperature is put suddenly into hot water then the
indication of the high temperature takes a short time to reach the high true scale value.
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system. The time-behavior can be described by the curve of the indicated temperature
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(output variable) after suddenly changing the ingoing temperature (input variable) from
20 ºC to 80 ºC as shown in Figure 1.
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In such a system the cause-effect relationship is given by the arrows of the input and
output variables representing the direction of the signal or information flow within the
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The terms, control and system are closely interrelated. Control is the process of forcing
a system output variable to conform to some desired value, called reference value.
Control can be performed manually, automatically or semi-automatically. In order to
gain a better understanding of the task of control, some simple examples are considered.
Driving a car is an excellent example of manual control. The driver has to follow the
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given direction of a road. He/she observes the actual path of the car and then forces the
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car, operating the steering wheel, to track the desired path as closely as possible. The
driver performs the following steps in detail:
•
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The driver uses his eyes as sensors for obtaining measurements, both of the car’s
actual path and the road course.
• Then he/she compares both directions and generates an error signal, which is used
to decide in which direction to move the steering wheel.
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The driver actuates the steering wheel according to his decision, making the car, the
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An animal or any hindrance on the road acts as a disturbance and should be avoided if
possible. After reaching such a disturbance, the driver must return the car to the desired
direction. These three steps of measuring, decision, and manipulation are characterizing
the driver’s manual control action (see Figure 2).
As another example, let us briefly consider the tiresome problem of controlling body
weight. Let us assume that an overweight person decides to reduce his/her weight to the
desired amount by following a recommended diet. Every day he/she measures his/her
weight and compares it with the desired one. The error or difference between actual and
desired weight is used for deciding whether to continue or to stop the diet. His/her
action, when continuing, is to resist all culinary temptations, so he/she may reach, after
a few weeks, the desired ideal weight.
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Figure 4. Manual level control (a) and corresponding block diagram (b)
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Figure 5. Block diagram of an automatic closed-loop control system (r reference value;
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e = r – y error or actuating variable; d disturbance; y′ controlled variable; y measured
controlled variable; u control variable; u′ manipulating variable)
The last example is concerned with the problem of keeping the level in a water reservoir
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constant. Figure 4 shows that the information of the level sensor is directly transmitted
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The operator compares the measured and desired (reference) values. If the measured
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level deviates from the desired level, the operator actuates a motor-driven valve to
increase or decrease the water flow until the reference level is reached again. Changes
in the water flow rate at the outlet have to be considered as disturbances for the level
control. All steps performed by the operator are typical manual control actions. Of
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course, in this case the operator can easily be replaced by a device, denoted as controller.
Thus the complete control action is performed by an automatic control system, as
shown in Figure 5. In all examples discussed above we have a similar block structure as
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in Figure 5.
From Figures 4 and 5 we see that the operation of control systems can easily be
represented by a block diagram in which single blocks are connected by signals,
characterized by straight lines with arrows.
A box is used as a symbol for a system in which the input signal is processed, by a
special operation (or operator), to obtain the corresponding output signal. A circle is the
symbol to indicate, with the corresponding sign, a summing or subtracting operation.
Block diagrams have the advantage of characterizing very realistically the actual
processes that are taking place, because blocks can be combined to form the overall
block diagram for an entire system.
Their applications are ubiquitous and exist all around us. They are often referred to as
stealth technology, and are sometimes a big secret, because they are usually invisible as
an integral part of a plant, and the user is more interested in the desired result.
Automatic control has played an important role in the development of engineering and
science by controlling all kinds of devices required for increasing productivity and
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maintaining quality of life. In an advanced society automatic control systems are
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necessary for the production of goods required by an increasing world population.
Nevertheless, manual control is still applied in many cases, especially where safety is
involved, as in supervisory roles, such as an operator in a power plant or a driver of a
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car or bicycle.
The control of industrial and other processes, mentioned above, by automatic rather than
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manual means is often called automation. Automation has played an integral part, and a
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vital role not only in modern industrial processes, but also in traffic, robotics, and
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automotive systems. Typical examples where automation takes place include: chemical,
steel, electric power, and automobile industries, among others. Automation is
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characterized by self-acting machines and devices with integrated control systems that
are often arranged in complex industrial processes or systems.
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1.6. Cybernetics
However, control systems span not only the entire field of human engineered systems,
they also exist in nature, which is equipped with superb engineering capabilities. In our
body we have high-precision control systems for regulating the body temperature, blood
sugar, blood pressure, eye-movement, hand position, up-right standing, and many more.
In living objects, control systems have existed as long as life itself. But also many
phenomena in economics and social systems can nowadays be considered as due to
control.
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with using the same tools of control system theory.
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2. Feedforward and Feedback Control
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As already discussed, control systems widely exist and they are truly inter-disciplinary
in terms of the knowledge associated with them. However, they all share common
characteristics. Their primary function is to act and provide as an appropriate input
signal to a dynamic process or plant such that a desired behavior in terms of the output
signal is achieved. The cause–effect or input–output relationship represents the dynamic
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The plant input signal caused by the controller unit and physically realized by the
actuator is called control signal and manipulating signal, respectively. Disturbances also
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acting as input signals onto the plant behavior can be either constant or time-varying.
The desired behavior of the plant output signal is usually given by a reference input
signal to the controller. Two basic control structures are available to accomplish the
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In a feedforward control system (as depicted in Figure 6), the reference signal is directly
processed by the controller. Each setting of the reference input determines the objective
of the control element or controller to achieve, through the actuator, the desired
behavior of the plant output. For properly achieving the goal of control, the controller
must be calibrated precisely and, furthermore, no disturbances or plant variations are
expected to occur. This calibration is necessary for establishing or reestablishing the
input/output relation of the plant to obtain the desired system accuracy.
This control structure is, therefore, only effective in relatively simple situations, in
which disturbances and variations of plant parameters do not influence significantly the
actual plant output. Obviously, in this feedforward control structure, the control action
is completely independent of the actual plant output. The result of the control action,
that is the actual plant output, is not measured. A precise calibration of the controller
provides a good control action only for the desired reference input, but cannot
compensate for other inputs such as disturbances and parameter changes of the plant. A
major advantage of feedforward control systems is that they are generally not troubled
with problems of instability.
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Figure 6. Block diagram of a feedforward control system
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The application of feedforward control systems is recommended particularly when
measuring the output signal is either difficult or not economically feasible. A typical
example for a feedforward control system is a washing machine, where soaking,
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washing, and rinsing follow a desired time program. The cleanliness of the clothes,
which represents the output variable, is not measured by the machine. Another example
is a traffic control system controlled by traffic lights operating according to a time
program.
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Bibliography
The references provided in the following are only a very small selection of the possible literature
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Zilouchian, A.; Jamshidi, M. (eds.) 2001. Intelligent Control Systems Using Soft Computing
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Some Important Journals
Automatica
European Journal of Control
IEE Proceedings on Control Theory and Applications
IEEE Transactions on Automatic Control
IEEE Transactions on Control Systems Technology
IEEE Control System Magazin
IEEE Transactions on Robotics and Automation
Biographical Sketch
Heinz D. Unbehauen is Professor Emeritus at the Faculty of Electrical Engineering and Information
Sciences at Ruhr-University, Bochum, Germany. He received the Dipl.-Ing. degree from the University of
Stuttgart, Germany, in 1961 and the Dr.-Ing. and Dr.-Ing. habil. degrees in Automatic Control from the
same university in 1964 and 1969, respectively. In 1969 he was awarded the title of Docent, and in 1972
he was appointed as Professor of Control Engineering in the Department of Energy Systems at the
University of Stuttgart. Since 1975, he has been Professor at Ruhr-University of Bochum, Faculty of
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Electrical Engineering, where he was head of the Control Engineering Laboratory until February 2001.
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He was dean of his faculty in 1978/9. He has been a visiting professor in Japan, India, China, and the
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USA. He has authored and co-authored over 400 journal articles, conference papers and seven books. He
has delivered many invited lectures and special courses at universities and companies around the world.
His main research interests are in the fields of system identification, adaptive control, robust control,
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control of multivariable systems, neuro-fuzzy control, predictive control, and control of mechatronic
systems. He is Honorary Editor of IEE Proceedings on Control Theory and Application and System
Science, Associate Editor of Automatica, and serves on the Editorial Board of the International Journal of
Adaptive Control and Signal Processing, Optimal Control Applications and Methods (OCAM) and
Systems Science. He also served as associate editor of IEEE-Transactions on Circuits and Systems as well
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University Shanghai. He has been a consultant for many companies as well as for public organisations,
for example, UNIDO and UNESCO. He is a member of several national and international professional
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