Mutual Funds Application Form

INDIVIDUAL
ARM MUTUAL FUNDS - APPLICATION FORM

SECTION 1 – GENERAL INFORMATION

Date: D D M M Y Y Y Y Account Manager: Control No. (Internal):

NEW ARM CUSTOMER EXISTING ARM CUSTOMER ARM Pensions ARM Life Private Wealth Portfolio
Send me information about other (Please tick the box to select any Real Estate ARM Securities
ARM Products & Services P O R T F O L I O C O D E
other ARM products or services
that you have) Others

SECTION 2 – PRODUCT INFORMATION (PLEASE SELECT ALL THAT APPLY)

ARM Money Market Fund ARM Discovery Fund
FOR FUND MANAGER’S USE ONLY
Amount you want to invest Amount you want to invest

ARM Aggressive Growth Fund Offer Price: Units Allocated:

ARM Ethical Fund
Amount you want to invest Amount you want to invest

ARM STRICTLY PROHIBITS payment of CASH by existing and prospective clients to any representative of the Company, for any reason whatsoever. All
payments to the Company shall be by way of cheques or bank drafts issued in the name of the Fund or by direct bank transfers or cash payments to the
Company’s designated Bank Accounts. The Company shall not be liable for any direct or indirect loss or damage which may arise from failure of the
Client to adhere to this directive. If you do not receive any investment notification 48 hours after making payment for your investment, please call ARM
Engage (our quick-response Customer Contact Centre) on 0700 2255 276.

SECTION 3 – CUSTOMER INFORMATION

FULL NAME
Title Surname

First Name Other Names

IF APPLICANT IS A MINOR, PLEASE WRITE NAME OF SPONSOR BELOW

Title Surname

First Name Other Names

RESIDENTIAL ADDRESS:
Town/City

DATE OF
State Country BIRTH: dd / mm / yyyy

Nationality Occupation Mother's Maiden Name

Mobile Phone Number Email Address Type of ID ID Number

Next of Kin Relationship With Next of Kin

Next of Kin’s Phone Number Next of Kin’s Address Next of Kin’s Email Address

Preferred mode of communication Email Telephone Letter Visit

FOR JOINT
APPLICANTS: Surname OtherNames

CUSTOMER BANK
ACCOUNT INFORMATION: Account Name Account Number
Dividends/ Redemption payments will only be made
to the bank account details stated above.
Bank Name BVN Number

ARM PROVIDES YOU THE OPTION TO RE-INVEST YOUR DIVIDENDS. WOULD YOU LIKE TO RE-INVEST YOUR DIVIDENDS? YES NO

YES, I’D LIKE TO SET UP A DIRECT DEBIT MANDATE

NATIONALITY: Nigerian If not Nigerian please state Nationality

If you have residence in a jurisdiction other than Nigeria, please state the jurisdiction

If you are a US citizen or US tax resident, please provide your US Tax Identification Number.

Do you hold a senior public office (in or outside Nigeria), or have a close business or personal connection to such a person? (A person who holds a senior public
office includes persons who hold, or have held, political offices such as senior government officials, members of the judiciary, senior executives of government-
owned companies, members of royal families, etc.). If yes, please state the source of the assets or funds to be invested.
ARM MUTUAL FUNDS - APPLICATION FORM

SECTION 4 – DECLARATION BY APPLICANTS

I am at least 18 years old

I have attached a cheque, bank draft, or evidence of fund transfer/ payment made payable in the name of my chosen fund to ARM with my name captured overleaf

I/We understand that as with all stock market investment, the prices of Mutual Funds (i.e. ARM Discovery Fund, ARM Aggressive Growth Fund, and ARM Ethical Fund)
invested in quoted securities may go down or up. I understand that past performance is not an indication of future performance.

I agree to comply with the minimum investment period specified for any of The Mutual Funds, failing which I accept any losses, charges or costs that may arise at the point of
redemption of my investment.

I agree that my e-statement can be sent at my risk to the correspondence address/email address I have provided.

I hereby authorize the Fund Manager to honour redemption requests and instructions sent by electronic mail in respect of my investment holdings in the Fund.

I declare that the above information is true

SECTION 5 - INDEMNITY FOR REDEMPTION REQUESTS/INSTRUCTIONS SENT BY ARM MUTUAL FUND CLIENTS
THROUGH ELECTRONIC MAIL

I am an investor in the ARM [ I n s e r t M u t u a l F u n d N a m e ]

I hereby authorize the Fund Manager to honour redemption requests and instructions sent by electronic mail in respect of my investment holdings in
the Fund and in this regard confirm [email address of client] as my designated email address for this purpose.

In consideration of the Fund Manager honouring my requests and instructions sent by electronic mail, I hereby undertake to indemnify the Fund
Manager against any loss, liabilities, damages, claims, proceedings, cost or expenses of whatever nature that may be incurred by the Fund Manager
as a result of any issue arising from the honouring of my redemption requests and instructions sent by electronic mail from my designated email
address stated above.

Signature Thumbprint Joint Signatory Thumbprint

Name Designation Name Designation

SECTION 5 – APPLICATION CHECKLIST

Completed Application Form Proof of Address (Utility Bill,Tenancy Agreement, etc) Sponsor’s means of Identification
(Drivers License, Int’l Passport or National ID card)
Means of Identification (Drivers License, Int’l Passport or National ID card) Recent Passport Photograph (not more than 6 months old)

Birth Certificate (if applicant is a minor) Evidence of Initial Deposit/Transfer (Copy)

SECTION 6 – PAYMENT DETAILS

BANK AGGRESSIVE GROWTH FUND DISCOVERY FUND ETHICAL FUND MONEY MARKET FUND

GTBank 0004201332 0004201246 0051891760 0124516495

First Bank 1000012383 1000011379 2018262023

Zenith Bank 1011274864 1011202603 1012732194

OFFSHORE PAYMENTS

US DOLLAR PAYMENTS EURO PAYMENTS POUND STERLING PAYMENTS

CORRESPONDENT BANK: CitiBank, New York, USA CORRESPONDENT BANK: CitiBank, London PAYMENTS FROM WITHIN THE UK:
PAY TO: FBN (UK) Ltd.
SWIFT CODE: CITIUS33 SWIFT CODE: CITIGB2L SORT CODE: 40-52-04
ABA NUMBER: 0210-0008-9 SORT CODE: 185008 FOR: Asset & Resource Management Co.Ltd.
FOR CREDIT OF: GTBank, Lagos FOR CREDIT OF: GTBank, Lagos ACCOUNT NUMBER: 10271401
ACCOUNT NUMBER: 0004203329 SWIFT CODE: GTBINGLA
ACCOUNT NUMBER: 0004203398 PAYMENTS FROM OUTSIDE THE UK:
FOR CREDIT TO ACCOUNT OF: PAY VIA: HSBC Bank plc, London
Asset & Resource Management Co. Ltd. FOR CREDIT TO ACCOUNT OF: SWIFT CODE: MIDLGB22
ACCOUNT NO: 131211/2/1/1 Asset & Resource Management Co. Ltd. TO: FBN (UK) Ltd.
ACCOUNT NO: 131211/46/1/0
IN FAVOUR OF:
IMPORTANT NOTICE: Asset & Resource Management Co. Ltd.
Kindly be advised that SEC regulations require that we return remitted funds back to the originating account if account opening ACCOUNT NUMBER: 10271401-gbp-cacorp-01
documentation is not completed within two weeks of receipt of funds by ARM.
ARM MUTUAL FUNDS - APPLICATION FORM

SECTION 7 – ARM LOCATIONS

LAGOS: ABUJA
° 1 Mekunwen Road, off Oyinkan Abayomi Drive Ikoyi, Lagos ° 129 Adetokunbo Ademola Crescent, Wuse II, Abuja
° 68C Coker Road, Town Planning Way, Ilupeju
° 86 Adeniran Ogunsanya Street, Surulere

ONITSHA: PORT HARCOURT:

° 60A Old Market Road, Opp. Broadway Cinema, Onitsha, Anambra ° 12 Circular Road , Presidential Estate II, GRA, PH

SECTION 8 - CUSTOMER EXPERIENCE TEAM CONTACT INFORMATION

TELEPHONE: (07002255276) EMAIL: WEB:

° 234-1-448 8282, 810 8282, 0700 CALLARM (0700 225 5276) [email protected] www.arminvestmentcenter.com

Founded in May 1994, ARM offers you wealth creation opportunities through a unique blend of traditional asset
management and alternative investment services.

We enable businesses to thrive, and help our clients to make the most of their investments and realise their most
important goals. For over two decades, we have built a firm, uniquely equipped to achieve these objectives and our
reputation for quality research, investment expertise and value-added services has endeared us to clients both locally
and internationally. Throughout our history, we have strategically positioned ourselves to take advantage of growth
opportunities within Africa and major international markets on behalf of our clients.

ARM is registered with and regulated by the Nigerian Securities & Exchange Commission (SEC). ARM is headquartered in
Lagos, Nigeria with offices across the country and Africa.

www.arm.com.ng