ASME Nuclear Codes and Standards

Ecosystem
Allyson Byk
Project Engineering Advisor
NCS Europe Liaison

Rome, Italy
20 March 2018
 Overview
I. ASME Codes and Standards
 ASME Consensus Process
 Nuclear Codes and Standards
 Other Codes and Standards for the Nuclear Industry
II. Nuclear Certification Programs
III. Learning and Development
IV. Conferences/Symposia
V. Other Publications
VI. References
I. ASME Codes and Standards
ASME Standards and Certification Mission
Develop the best, most applicable, codes, standards,
and conformity assessment programs in the world, for
the benefit of humanity.

Involve the best and the brightest people from all

around the world to develop, maintain, and promote
the use of these ASME products and services world
about.
 ASME Standards and Certification Today
– Over 7000 manufacturers certified in 75 countries
– 700 Standards & Certification Committees, including
70 Consensus Committees
– More than 500 Standards
– More than 5,500 volunteer members overall,
including 1000 from outside North America
– Over 800 volunteer Boiler and Pressure Vessel Code
Committee members
– About 50 Technical Standards and Certification Staff
 Codes and Standards Consensus Process
• Procedures accredited by the American National
Standards Institute (ANSI)
• Decisions are reached through consensus among those
affected.
• Participation is open to all affected interests: no
membership fees or requirement to be ASME society
member
• Balance is maintained among competing interests
– Designers, Manufacturers, Users, Regulators, General Interests, etc.
• The process is transparent - information on the process
and progress is directly available.
 Codes and Standards Consensus Process
• Due process assures that all views will be considered and
that appeals are possible
• The process is flexible, allowing the use of different
methodologies to meet the needs of different
technology and product sectors
• The process is timely; purely administrative matters do
not slow down the work
• Standards activities are coherent, avoiding overlap or
conflict
• Consistent with Principles of WTO Technical Barriers to
Trade Agreement
The Consensus Development Process
• Development of standards action
– Initiation
– Project Team
– Review and Comment
– Subcommittee Vote (sub-tier)
• Recorded vote
– Project Team considers comments; prepares responses
• Public review
• Supervisory Board approval
• Appeals
• ANSI approval
 The Consensus Development Process
BNCS The Board provides procedural oversight for all NCS

Standards Establishes consensus on all technical matters in a given

Committees subject area – eg. Nuclear Quality Assurance

Subcommittees Provides recommendations to the standards on technical

matters in a given specialty –
Assessment and Verification, Applications, Engineering and
Procurement, Interfaces and Administration, Program Management
Process, Software Quality Assurance, Waste Management

PTs, TGs, WGs Develops detailed proposals in a specific field

 Nuclear Codes and Standards Committees

BPV Committee on Construction of BPV Committee on Nuclear In-service

Nuclear Facility Components (III) Inspection (XI)
Standards Committee on Operation
Standards Committee on Nuclear
and Maintenance of Nuclear Power
Quality Assurance (NQA)
Plants (O&M)
Standards Committee on Qualification
Standards Committee on Cranes for
of Mechanical Equipment Used in
Nuclear Facilities (CNF)
Nuclear Facilities (QME)
ASME/ANS Joint Committee on Nuclear Standards Committee on Nuclear Air
Risk Management (JCNRM) and Gas Treatment (CONAGT)

11
 Boiler and Pressure Vessel Code
Section I Power Boilers
Section II Materials
Rules for Construction of Nuclear Facility
Section III
Components
Section IV Heating Boilers
Section V Nondestructive Examination
Recommended Rules for the Care and
Section VI
Operation of Heating Boilers
Recommended Guidelines for the Care of
Section VII
Power Boilers
 Boiler and Pressure Vessel Code
Section VIII Pressure Vessels
Section IX Welding and Brazing Qualifications

Section X Fiber-Reinforced Plastic Pressure Vessels

Rules for Inservice Inspection of Nuclear
Section XI
Power Plant Components
Rules for the Construction and Continued
Section XII
Service of Transport Tanks

Section XIII Over Pressure Protection

 Boiler and Pressure Vessel Code
Construction Sections Service Sections Nuclear Sections

2017 Edition:
12 Sections
31 Volumes
~16,5000 pages
Updated every 2 years
 ASME BPVC Section III
Rules for Construction of Nuclear Facility Components

Section III establishes rules of

safety relating only to pressure
integrity, which governs the
construction of boilers, pressure
vessels, transport tanks, nuclear
components and their supports.
 ASME Section III Subgroups
• Subgroup on General Requirements
• Subgroup on Materials, Fabrication and
Examination
• Subcommittee on Design
– Subgroup on Component Design
– Subgroup on Design Methods
– Subgroup on Elevated Temperature Design
• Joint ACI-ASME Committee on Concrete
• Subgroup on Containment Systems for Spent
Nuclear Fuel and High-Level Radioactive Material
• Subgroup on Fusion Energy Devices
• Subgroup on High Temperature Reactors
• Argentina International Working Group
• China International Working Group
• Germany International Working Group
• India International Working Group (IWG)
• Korea International Working Group
 BPV III Committee Organization
BPV Committee on Construction of
Nuclear Facility Components (BPV III)
Executive Strategic
Advisory Council

Special Committee
Interpretations

Technical Committees Division Committees

Subcommittee Design BPV III Executive Committee

Admin &
International
Stakeholder Technical
Working
Committees Support
Groups
Committees
SG Materials, SG Division 4
SG General SG Elevated SG Component SG Division 2 SG Division 3 SG Division 5
Fabrication & SG Design Methods Fusion Energy
Requirements Temperature Design Design Joint ACI/ASME NUPACK High Temp Reactors
Examination Devices

WG Quality
WG High
Assurance, WG Allowable Stress WG General SWG Industry Resource
WG HDPE Materials WG Fatigue Strength WG Vessels WG Design Temperature Gas- China IWG
Certification & Criteria Requirements Experience Development Group
Cooled Reactors
Stamping

WG High WG Materials, WG High

WG Graphite and WG Duties & WG Probability SWG New SWG International
Temperature Flaw WG Piping Fabrication and WG Magnets Temperature Liquid- Korea IWG
Composite Materials Responsibilities Methods in Design Construction Issues Meetings
Evaluation Examination Cooled Reactors

SWG General
WG Analysis WG Environmental SWG Regulatory SWG Editing and
Requirements WG Pumps SWG Modernization WG Vacuum Vessels Germany IWG
Methods Effects Interface Review
Consolidation

WG General WG Creep-Fatigue WG Graphite & SWG HDPE SWG Honors and

WG Valves WG Materials India IWG
Requirements for and Negligible Creep Composites Design Stakeholders Awards
Graphite and
Ceramic Composite
WG Elevated
Core Components WG Design WG In Vessel
Temperature WG Supports Argentina IWG
and Assemblies Methodology Components
Construction

SWG Computational
SWG Inelastic WG Core Support
Modeling for Explicit
Analysis Methods Structures
Dynamics

WG Environmental
Fatigue Evaluation WG Pressure Relief
Methods

WG Div 3 Design

WG HDPE Design
 ASME BPVC Section III
Rules for Construction of Nuclear Facility Components
• Division 1: Metallic vessels, heat
exchangers, storage tanks, piping
systems, pumps, valves, core support
structures,supports, and similar items.
• Division 2: Code for Concrete
Containments
• Division 3: Containment Systems for
Transportation and Storage of Spent
Nuclear Fuel and High-Level
Radioactive Material
• Division 4: Fusion Energy Devices
• Division 5: High Temperature Reactors
• Appendices
• Section III Code Cases
 Subsection NCA
General Requirements for Divisions 1 & 2
• Referenced by and is an integral part of Division 1,
Subsections NB through NG, and Division 2 of Section III
• Covers quality assurance requirements, ASME product
certification marks, and authorized inspection for Class 1,
2, 3, MC, CS, and CC construction
• Includes a Glossary which defines selected terms used in
this Section. The definitions in this glossary prevail
should a conflict exist elsewhere in this Section or in
other documents referenced in this Section.
 Division 1
• Metallic vessels, heat exchangers, storage tanks,
piping systems, pumps, valves, core support
structures, supports, and similar items.
• 6 Subsections
– Subsection NB: Class 1 Components
– Subsection NC: Class 2 Components
– Subsection ND: Class 3 Components
– Subsection NE: Class MC Components
– Subsection NF: Supports
– Subsection NG: Core Support Structures
 Division 1, Subsections NB, NC & ND
• Subsection NB addresses items which are intended to
conform to the requirements for Class 1 construction
– Components that are part of the primary core cooling
system
• Subsection NC addresses items which are intended to
conform to the requirements for Class 2 construction
– Components that are part of various important-to-safety
emergency core cooling systems
• Subsection ND addresses items which are intended to
conform to the requirements for Class 3 construction
– Components that are part of the various systems needed
for plant operation
 Division 1, Subsections NE, NF & NG
• Subsection NE addresses items which are intended to
conform to the requirements for Class MC or metal
containment construction
• Subsection NF addresses supports which are intended to
conform to the requirements for Classes 1, 2, 3, and MC
construction
• Subsection NG addresses structures which are designed
to provide direct support or restraint of the core (fuel &
blanket assemblies) within the reactor pressure vessel
Structure of Section III, Division 1 Subsections
Article NX-1000: Introduction
Article NX-2000: Material
Article NX-3000: Design
Article NX-4000: Fabrication and Installation
Article NX-5000: Examination (NDE)
Article NX-6000: Testing
Article NX-7000: Overpressure Protection
Article NX-8000: Nameplates, Stamping & Reports

“X” in “NX” above = B, C, D, E, F, G

 Section III, Division 2
Code for Concrete Containments (Subsection CC)
• Joint effort with the American Concrete Institue
– Dual Standard, ACI-359/ASME BPVC III, Division 2
• Establishes rules for material, design, fabrication,
construction, examination, testing, marking, stamping, and
preparation of reports for prestressed and reinforced
concrete containments.
• The containments covered by this Subsection include the
following:
– structural concrete pressure resisting shells and shell components
– shell metallic liners
– penetration liners extending the containment liner through the
surrounding shell concrete
 Section III, Division 3
Containment Systems for Transportation and Storage of Spent
Nuclear Fuel and High Level Radioactive Material

• Contains the requirements for construction of individual

components and parts that comprise containment
systems used for the transportation and/or storage of
spent nuclear fuel and high-level radioactive material.
– Subsection WA addresses general requirements for Division 3
Containments
– Subsection WB addresses requirements for Transportation
Containments, Class TC
– Subsection WC addresses requirements for Storage
Containments, Class SC
– Subsection WD (NEW) addresses requirements for Internal
Support Structures, Class ISS
 Section III, Division 4
Fusion Energy Devices
• Subsection FA — General Requirements
– Subpart A — Fusion Devices
– Subpart B — Magnetic Confinement
– Subpart C — Inertial Confinement
• Subsection FB — Pressure Boundary Components
– Subpart A — Magnets
– Subpart B — Vacuum Vessel (TBD)
– Subpart C — Target Chamber (TBD)
• Subsection FC — In Vessel Components (TBD)
• Subsection FD — Materials (TBD)
• Subsection FE — Support Structures (TBD)
• Subsection FF — Balance of Plant (TBD)
• Subsection FG — Appendices (TBD)
 Section III, Division 5
High Temperature Reactors
• Subsection HA — General Requirements
– Subpart A — Metallic Materials
– Subpart B — Graphite Materials
– Subpart C — Composite Materials
• Subsection HB — Class A Metallic Pressure Boundary Components
– Subpart A — Low Temperature Service (<700°F - 800°F)
– Subpart B — Elevated Temperature Service (>700°F - 800°F)
• Subsection HC — Class B Metallic Pressure Boundary Components
– Subpart A — Low Temperature Service
– Subpart B — Elevated Temperature Service
• Subsection HF — Class A and B Metallic Supports
– Subpart A — Low Temperature Service
• Subsection HG — Class A Metallic Core Support Structures
– Subpart A — Low Temperature Service
– Subpart B — Elevated Temperature Service
• Subsection HH — Class A Nonmetallic Core Support Structures
– Subpart A — Graphite Materials
– Subpart B — Composite Materials
 Section III Appendices
• Mandatory and Non-mandatory appendices
referenced in all divisions of Section III.
– 19 Mandatory Appendices that provide additional
requirements for various topics, such as:
• Design Fatigue Curves
• Experimental Stress Analysis
• Certificate Holder Data Report Forms
• Qualifications and Duties of Certifying Engineers Performing Certification
Activiies
• Rules for Construction of Class 3 Buried Polyethylene Pressure Piping
– 29 Non-mandatory Appendices that provide guidance for topics
such as:
• Owner’s Design Specifications
• Preheat Guidelines
• Dynamic Analysis Methods
• Rules for pump internals
 ASME BPVC Section XI
Rules for Inservice Inspection of Nuclear Power Plant Components

• Division 1
– Rules for Inspection and Testing of
Components of Light-Water-Cooled Plants
• Division 2
– Rules for Inspection and Testing of
Components of Gas-Cooled Plants
– Currently being revised
• Division 3
– Rules for Inspection and Testing of
Components of Liquid-Metal-Cooled
Plants
 ASME Section XI Subgroups
BPV XI Standards Committee
• Subgroup on Evaluation Standards
• Subgroup on Nondestructive Examination
• Subgroup on Repair/Replacement Activities
• Subgroup on Water-Cooled Systems
• Special Working Group on Reliability and
Integrity Management Program
• Task Group on ISI of Spent Nuclear Fuel
Storage and Transportation Containment
Systems
• Working Group on General Requirements
• Argentina International Working Group
• China International Working Group
• Germany International Working Group
 BPV XI Committee Organization
BPV XI Standards
Committee

Special Working Group on Nuclear Plant Aging

Management
Executive Committee
Special Working Group on Reliability and Integrity
Management Program

Working Group on General Requirements Special Working Group on Editing and Review

Subgroup on
Subgroup on Water Cooled Systems Nondestructive Subgroup on Evaluation Subgroup on
Examination Standards Repair/Replacement
Activities

Working Group on Inspection of Working Group on Working Group on Working Group on Design
Systems and Components Procedure Qualification and Operating Plant Criteria and Programs
Volumetric Examination

Working Group on Risk-Informed

Working Group on Flaw
Activities Working Group on Evaluation
Personnel Qualification and
Working Group on Welding
Surface, Visual, and Eddy
and Special Repair
Current Examination Working Group on Pipe Processes
Working Group on Containment Flaw Evaluation

Working Group on Pressure Testing

 ASME BPVC Section XI
Division 1
Provides requirements for inservice inspection
and testing of light‐water-cooled nuclear power
plants. The requirements identify the areas
subject to inspection, responsibilities, provisions
for accessibility and inspectability, examination
methods and procedures, personnel
qualifications, frequency of inspection, record
keeping and report requirements, procedures for
evaluation of inspection results and subsequent
disposition of results of evaluations, and
repair/replacement activity requirements,
including procurement, design, welding, brazing,
defect removal, fabrication, installation,
examination, and pressure testing.
 Section XI, Division 1
Subsections
• IWA – General Requirements
• IWB – Requirements for Class 1 Components of Light‐Water Cooled Plants
• IWC – Requirements for Class 2 Components of Light‐Water Cooled Plants
• IWD – Requirements for Class 3 Components of Light‐Water Cooled
Plants
• IWE – Requirements for Class MC and Metallic Liners of Class CC
Components of Light‐Water Cooled Plants
• IWF – Requirements for Class 1, 2, 3, and MC Components Supports of
Light‐Water Cooled Plants
• IWG – Core Internal Structures (In course of preparation)
• IWL – Requirements for Class CC Concrete Components of Light‐Water-
Cooled Plants
Structure of Section XI, Division 1 Subsections
Articles
Each Subsection contains Articles with a prefix using the following designators
such as IWA, IWB, IWC, or IWD, etc.
• IWX–1000: Scope and Responsibility – Includes exemptions from NDE, VT-1 and
VT-3 visual examinations as applicable
• IWX–2000: Examination and Inspection – Includes Preservice and Inservice
Examination requirements in IWB, IWC, IWD, IWE, IWF, and IWL
• IWX–3000: Acceptance Standards – Addresses flaws and relevant conditions
• IWX–4000: Repair/Replacement Activities – Class 1, 2, 3, MC, and CC items and
their supports
• IWX–5000: System Pressure Tests – System leakage tests and hydrostatic Tests
• IWX–6000: Records and Reports – Forms NIS-1, NIS-2, and PSI and ISI Summary
Reports
• IWA-9000: Glossary

“X” in “IWX” above = A,B, C, D, E, etc.

 Section XI, Division 1
Mandatory Appendices
• Appendix I – Ultrasonic Examinations
• Appendix II – Owner’s Report for Inservice Inspections
• Appendix III – Ultrasonic Examination of Vessel and Piping Welds
• Appendix IV – Eddy Current Examination
• Appendix VI – Qualification of Personnel for Visual Examination
• Appendix VII – Qualification of Nondestructive Examination Personnel for
Ultrasonic Examination
• Appendix VIII – Performance Demonstration for Ultrasonic Examination
Systems
• Appendix IX – Mechanical Clamping Devices for Class 2 and 3 Piping
Pressure Boundary
• Appendix X – Standard Units for Use in Equations
• Appendix XI – Repair/Replacement Activities for Class 3
Polyethylene Piping
 Section XI, Division 1
Non-mandatory Appendices
• Appendix A – Analysis of Flaws
• Appendix C – Evaluation of Flaws in Piping
• Appendix D – Conditioning of Classes 1 and 2 Piping Welds Which Require
Examination
• Appendix E – Evaluation of Unanticipated Operating Events
• Appendix G – Fracture Toughness Criteria for Protection Against Failure
• Appendix H – Evaluation Procedures for Flaws in Piping Based on Use of a Failure
Assessment Diagram
• Appendix J – Guide to Plant Maintenance Activities and Section XI
Repair/Replacement Activities
• Appendix K – Assessment of Reactor Vessels with Low Upper Shelf Charpy Impact
Energy Levels
• Appendix L – Operating Plant Fatigue Assessment
• Appendix M – Applying Mathematical Modeling to Ultrasonic Examination of
Pressure-Retaining Components
 Section XI, Division 1
Non-mandatory Appendices (cont.)
• Appendix N – Written Practice Development for Qualification and Certification of
NDE Personnel
• Appendix O – Analytical Evaluation of Flaws in PWR Reactor Vessel Head
Penetration Nozzles
• Appendix P – Guidance for the Use of U.S. Customary and SI Units in the ASME
Boiler and Pressure Vessel Code
• Appendix Q – Weld Overlay Repair of Classes 1, 2, and 3 Austenitic Stainless Steel
Piping Weldments
• Appendix R – Risk‐Informed Inspection Requirements for Piping
• Appendix S – Evaluating Coverage for Section XI Nondestructive Examination
• Appendix T – Reporting of Contracted Repair/Replacement Activities
• Appendix U – Analytical Evaluation Criteria for Temporary Acceptance of Flaws in
Moderate Energy Piping and Class 2 or 3 Vessels and Tanks
• Appendix W – Mechanical Clamping Devices for Class 2 and 3 Piping Pressure
Boundary
 Revised Section XI, Division 2
Reliability and Integrity Management (RIM)
• Written for all reactor types
• Specific reactor requirements will be included in the appendices
– light-water-cooled, gas-cooled, liquid-metal-cooled, molten salt
reactors, generation 2 LWRs
• Expected to be published in the 2019 Edition
• RIM (Reliability and Integrity Management)
– Plant design, inservice inspection, online monitoring
– Appropriate level of reliability of systems, structures and components
– Continuing assurance over the life of the plant that such reliability is
maintained
– Design and inspection or monitoring features important to reliability
– Design margins
• Material selection
• Maintenance, repair, replacement
• Testing, monitoring, inservice inspection
 Revised Section XI, Division 2
Reliability and Integrity Management (RIM)
The RIM Process consists of the
following steps:
1. RIM Program
Scope Definition

• Determine Scope for RIM Program

• Evaluate Degradation Mechanisms
2. Damage
3. Plant and SSC
Mechanism
Reliability Allocation
Assessment

• Determine Plant and Reliability and

Capability Requirements 4. Identification and
Evaluation of RIM

• Evaluate RIM Strategies to Achieve

Strategies

Reliability Targets
5. Evaluation of

• Evaluate Uncertainties in Reliability Uncertainties

Performance
• RIM Program Implementation 6. RIM Program
Implementation

• Performance Monitoring and RIM

Program Updates 7. Performance
Monitoring and RIM
Program Updates
 Revised Section XI, Division 2
Reliability and Integrity Management (RIM)
• RIM-1000: Scope and Responsibility
• RIM-2000: Reliability and Integrity Management (RIM) Program
• RIM-3000: Acceptance Standards
• RIM-4000: Repair/Replacements Activities
• RIM-5000: System Leak Monitioring and Pressure Tests
• RIM-6000: Records and Reports
• RIM-9000: Glossary
 BPVC Nuclear Code Cases
• Code Cases represent alternatives or additions to existing Code
requirements.
• Code Cases are written as a Question and Reply, and are usually
intended to be incorporated into the Code at a later date.
• Code Cases prescribe mandatory requirements in the same sense
as the text of the Code.
• Not all regulators, jurisdictions, or Owners automatically accept
Code Cases.
• The most common applications for Code Cases are as follows:
– to permit early implementation of an approved Code revision based
on an urgent need
– to permit use of a new material for Code construction
– to gain experience with new materials or alternative
requirements prior to incorporation directly into the Code
 Standards Committee on Nuclear Quality
Assurance (NQA)
NQA Subcommitees:
• SC on Applications
• SC on Assessment and Verification
• SC on Engineering and Procurement
• SC on Interfaces and Administration
• SC on Program Management Process
• SC on Software Quality Assurance
• SC on Waste Management
• SC on International Activity
• NQA EU International Working Group
• NQA China International Working Group
Quality Assurance Requirements for Nuclear
Facility Applications (NQA-1)
This Standard provides requirements
and guidelines for the establishment
and execution of quality assurance
programs during siting, design,
construction, operation and
decommissioning of nuclear facilities.
This Standard reflects industry
experience and current understanding
of the quality assurance requirements
necessary to achieve safe, reliable, and
efficient utilization of nuclear energy,
and management and processing of
radioactive materials.
Quality Assurance Requirements for Nuclear
Facility Applications (NQA-1)
• Part I – Requirements for Quality
Assurance Programs for Nuclear
Facilities
• Part II – Quality Assurance
Requirements for Nuclear Facility
Applications
• Part III - Nonmandatory Guidance on
Implementing Requirements of Part I
and Part II
• Part IV – Guidelines on the Application
and Use of the NQA-1 Standard
Standards Committee on the Operation and
Maintenance of Nuclear Power Plants (O&M)
O&M Subcommittees:
• SC on Dynamic Restraints
• SC on Functional Systems
• SC on General Requirements
• SC on New Reactor
• SC on Piping Systems
• SC on Planning
• SC on Pumps
• SC on Risk-informed Activities
• SC on Valves
• O&M China International Working Group
 Code for Operation and Maintenance of
Nuclear Power Plants (OM-2017)
• 3 Divisions
• Establishes the requirements for
preservice and inservice testing and
examination of certain components to
assess their operational readiness in
light-water reactor power plants.
• Identifies the components subject to
test or examination, responsibilities,
methods, intervals, parameters to be
measured and evaluated, criteria for
evaluating the results, corrective
action, personnel qualification, and
record keeping.
OM-2017, Division 1: OM Code: Section IST

• Subsection ISTA: General Requirements

• Subsection ISTB: Inservice Testing of Pumps — Pre-2000
Plants
• Subsection ISTC: Inservice Testing of Valves
• Subsection ISTD: Preservice and Inservice Examination and
Testing of Dynamic Restraints (Snubbers)
• Subsection ISTE: Risk-Informed Inservice Testing of
Components
• Subsection ISTF: Inservice Testing of Pumps— Post-2000
Plants
 OM-2017, Division 2: OM Standards
• Part 3: Vibration Testing of Piping Systems
• Part 5: Inservice Monitoring of Core Support Barrel Axial Preload in
Pressurized Water Reactor Power Plants
• Part 12: Loose Part Monitoring
• Part 16: Performance Testing and Monitoring of Standby Diesel
Generator Systems
• Part 21: Inservice Performance Testing of Heat Exchangers
• Part 24: Reactor Coolant and Recirculation Pump Condition Monitoring
• Part 26: Determination of Reactor Coolant Temperature From Diverse
Measurements
• Part 28: Standard for Performance Testing of Systems
• Part 29: Alternative Treatment Requirements for RISC-3 Pumps and
Valves
 OM-2017, Division 3: OM Guides

• Part 7: Requirements for Thermal Expansion Testing of Nuclear

Power Plant Piping Systems
• Part 11: Vibration Testing and Assessment of Heat Exchangers
• Part 14: Vibration Monitoring of Rotating Equipment in Nuclear
Power Plants
• Part 19: Preservice and Periodic Performance Testing of
Pneumatically and Hydraulically Operated Valve Assemblies
• Part 23: Inservice Monitoring of Reactor Internals Vibration in
Pressurized Water Reactor Power Plants
Standards Committee Qualification of Mechanical
Equipment Used in Nuclear Facilities (QME)

QME Subcommittees:
• SC on General Requirements
• SC on Qualification of Active Dynamic
Restraints
• SC on Qualification of Pump Assemblies
• SC on Qualification of Valve Assemblies
• QME China International Working
Group
Qualification of Active Mechanical Equipment
Used in Nuclear Facilities (QME-1 - 2017)
Describes the requirements and guidelines
for qualifying mechanical equipment, such
as pumps, valves, and dynamic restraints,
used in nuclear facilities. The
requirements and guidelines presented
include the principles, procedures, and
methods of qualification.
 QME-1 – 2017 Sections

• Section QR:General Requirements

• Section QDR:
Qualification of Dynamic Restraints
• Section QP:Qualification of Active Pump Assemblies
• Section QV:Qualification Requirements for Active
Valve Assemblies for Nuclear Facilities
• Section QVG: Guide to Section QV: Determination of
Valve Assembly Performance Characteristics
Standards Committee on Nuclear Air and Gas
Treatment (CONAGT)

CONAGT Subcommittees:
• SC Filtration
• SC Technology
• SC Adsorption
• SC Common Equipment
• SC Testing & Inspection
• SC Ventilation & Air Conditioning
• SC Gas Process Treatment
• SC General Support Services
 Code on Nuclear Air and Gas Treatment
(AG-1 – 2017)
Provides requirements for the
performance, design, construction,
acceptance testing, and quality assurance
of equipment used as components in
nuclear safety-related air and gas
treatment systems in nuclear facilities.
 Code on Nuclear Air and Gas Treatment
(AG-1 – 2017)
• Division I: General Requirements
– Section AA: Common Articles
• Division II: Ventilation Air Cleaning and Ventilation Air
Conditioning
– 20 Sections covering components such as fans, blowers, ductwork,
refrigeration equipment, adsorbers, filters, instrumentation and
controls, etc.
• Division III: Process Gas Treatment
– 13 Sections covering items like heat exchangers, scrubbers, mist
eliminators, etc.
• Division IV: Testing Procedures
– Section TA: Field Testing of Air Treatment Systems
– Section TB: Field Testing of Gas-Processing Systems
 In-Service Testing of Nuclear Air Treatment, Heating,
Ventilating, and Air-Conditioning Systems (N511-2007)

This standard covers the requirements for

in-service testing of nuclear safety-related
air treatment, heating, ventilating, and air
conditioning systems in nuclear facilities.
Standards Committee on Cranes for Nuclear
Facilities (CNF)

CNF Subcommittees:
• CNF Engineering Support Subcommittee
• Subcommittee Operation & Maintenance
for Cranes
 Rules for Construction of Cranes, Monorails, and Hoists
(with Bridge or Trolley or Hoist of the Underhung Type)
(NUM-1 – 2016)

This Standard covers underhung cranes,

top-running bridge and gantry cranes with
underhung trolleys, traveling wall cranes,
jib cranes, monorail systems, overhead
hoists, and hoists with integral trolleys
used in nuclear facilities. All of the above
cranes, whether single or multiple girder,
are covered by this Standard with the
exception of multiple girder cranes with
both top-running bridge and trolley, which
are covered by ASME NOG-1.
Rules for Construction of Overhead and Gantry Cranes (Top
Running Bridge, Multiple Girder) (NOG-1 – 2015)

This Standard covers electric overhead and

gantry multiple girder cranes with top
running bridge and trolley used at nuclear
facilities and components of cranes at
nuclear facilities.
Rules for Hoisting, Rigging and Transporting Equipment for
Nuclear Facilities (HRT-1 – 2016)

This Standard provides requirements for the design

and use of hoisting, rigging, and transporting
equipment used in the delivery of nuclear facility
components to a nuclear facility’s point of receipt
and the handling of such components until the
start of the facility’s operating phase, defined as
the point of initial fuel load.

The requirements of this Standard are also

applicable to the design and use of hoisting,
rigging, and transporting equipment for
modifications at operating nuclear facilities when
such equipment is not already controlled by
existing facility procedures
ASME/ANS Joint Committee on Nuclear Risk
Management (JCNRM)
JCNRM Subcommittees
• Subcommittee on Risk Application
• Subcommittee On Standards Maintenance
• Subcommittee on Standards Development
• JCNRM China International Working Group
• JCNRM Japan International Working Group
 Probabilistic Risk Assessment for Nuclear Power
Plant Applications (PRA) (RA-S)

This Standard sets forth requirements for

probabilistic risk assessments (PRAs) used
to support risk-informed decisions for
commercial nuclear power plants, and
prescribes a method for applying these
requirements for specific applications.
ASME/ANS – RA-S-1.2-2014 and RA-S-1.4-2013
(Draft Standards for Trial Use)

RA-S-1.2-2014 – Severe Accident Progression and Radiological Release

(Level 2) PRA Standard for Nuclear Power Plant Applications for Light Water
Reactors (LWRs)
This standard sets forth the requirements for probabilistic risk assessments
(PRAs) used to support risk-informed decisions for commercial light water
reactor (LWR) nuclear power plants. Unique requirements are specified as
needed for specific reactor designs.

RA-S-1.4-2013 – Probabilistic Risk Assessment Standard for Advanced

Non-LWR Nuclear Power Plants
This standard sets forth the requirements for probabilistic risk assessments
(PRAs) used to support risk-informed decisions for advanced non–light water
reactor (non-LWR) nuclear power plants (NPPs) and prescribes a method for
applying these requirements for specific applications.
 Other Codes and Standards for the
Nuclear Industry
• ANDE-1 – 2015: ASME Nondestructive Examination and Quality Control
Central Qualification and Certification Program
This Standard includes both performance-based and prescriptive
requirements to be used for an ASME Nondestructive Examination and
Quality Control Central Qualification and Certification Program that
applies to NDE personnel and QC Inspection personnel.
– Part 1: General Requirements
– Part 2: NDE Personnel Qualification and Certification
Requirements
– Part 3: QC Personnel Qualification and Certification
Requirements
 Other Codes and Standards for the
Nuclear Industry
• QAI-1 – 2016: Qualifications for Authorized Inspection
Nuclear Related Portions:
– Part 1: Qualifications and Duties for Authorized Inspection Agencies, Nuclear
Inspectors, and Nuclear Inspector Supervisors ( BPVC Section III, Divisions 1, 3,
and 5)
– Part 2: Qualifications and Duties for Authorized Inspection Agencies, Nuclear
Inservice Inspectors, and Nuclear Inservice Inspector Supervisors (BPVC
Section XI)
– Part 3: Qualifications and Duties for Authorized Inspection Agencies, Nuclear
Inspectors (Concrete), and Nuclear Inspector Supervisors (Concrete) (BPVC)
– Part 4: Accreditation of Authorized Inspection Agencies
– Parts 5-8: Not applicable for use with Nuclear Codes and Standards
 Other Codes and Standards for the
Nuclear Industry
RAM-1 – 2013: Reliability, Availability, and Maintainability
of Equipment and Systems in Power Plants
- A RAM program is a structured methodology to identify and
deliver the reliability, availability, and maintainability (RAM)
requirements of a power plant in the most cost-effective
manner.
- This is an assurance standard to govern the planning process
for a RAM program. It is intended to provide a methodology
to develop and implement a comprehensive availability
assurance program for the design, construction, and
operation phases of the RAM project.
- For new and existing plants
RAM-2 – 2016: Reliability, Availability, and Maintainability
Program Development Process for Existing Power Plants
- This Standard provides guidance for the program
implementation portion of the RAM process described in
ASME RAM-1. It is intended to implement a comprehensive
availability assurance program
- For Existing Plants only
 Other Codes and Standards for the
Nuclear Industry
V&V 30 Nuclear Reactor Design
• Provides the practices and procedures for verification and validation of software
used to calculate nuclear system thermal fluids behavior. The software includes
system analysis and computational fluid dynamics, including the coupling of this
software.
– Initial focus -- high temperature gas-cooled reactors in response to U.S. Department of
Energy activities
– Now – May be applied to various reactors
• Responsive to changes in industry to promote best V&V practices within the
community
• Coordinate with NQA Software Subcommittee
V&V 50 – Computational Modeling for Advanced Manufacturing
• Will provide procedures for verification, validation, and uncertainty quantification
in modeling and computational simulation for advanced manufacturing.
• Subcommittee was formed in March 2016 and currently about 33 members
including members from FDA, FAA, and NASA, as well as major National Labs
 Other Codes and Standards for the
Nuclear Industry
Other Activities Related to Additive Manufacturing
• Pressure Retaining Equipment – Additive Manufacturing
• BPTCS/BNCS have formed a Special Committee on Use of Additive
Manufacturing for Pressure Equipment
• Y14.46 – Product Definition for Additive Manufacturing
• Y14.47 – Model Organization Schema Practices
• Y14.48 – Universal Direction and Load Indicators
• B46 – Classification and Designation of Surface Qualities – for items made
by additive manufacturing
• B89.4.23 – X-ray Computed Tomography (CT) Performance Evaluation
Standard
• Model Based Enterprise (MBE)
 Other Codes and Standards for the
Nuclear Industry
MUS-1 – 20XX (Under Development): Application of Mobile
Unmanned Systems (MUS) for inspections, monitoring, and
maintenance of industrial facilities and power plants as well as
equipment, transmission lines, and pipelines
• NEW Special Working Group (SWG) under ASME BPVC Section V
Nondestructive Testing Committee
– Tasked with developing a guidance document that will provide requirements
for safe and reliable use of UAS in the performance of examinations in
facilities such as power plants, petrochemical plants, critical infrastructure
assets and manufacturing plants.
• The first ASME code inspection was completed at the Cook Nuclear Plant
of two concrete containment domes using an Unmanned Aerial System
(UAS) that was in accordance with the ASME Section XI Code.
Joint Efforts in Standards and Certification
• API 579-1/ASME FFS-1- Fitness-for Service
• ASME/ANS RA-S - Standard for Level 1/Large Early Release Frequency
Probabilistic Risk Assessment for Nuclear Power Plant Applications
(JCNRM)
• ISO/ASME 14414 - Pump system energy assessment
• Joint ACI-ASME Committee on Concrete Components for Nuclear Service
• ASTM material specifications for ASME Section II

• Standard Developer Organization (SDO) Convergence Board

• Input to MDEP CSWG and Code Comparison Project
• NRC Standards Forum
• WNA Cooperation in Reactor Design Evaluation and Licensing (CORDEL)
II. Nuclear Certification Programs
 Nuclear Component Certification Program
• N-type Certificates of Authorization issued by ASME signifies that a
Certificate Holder has been through a rigorous survey to verify the adequacy
and effective implementation of the quality assurance program.
• N-type Certificates of Authorization allow Certificate Holders to certify and
stamp newly constructed components, parts, and appurtenances used at a
nuclear facility with the Certification Mark in accordance with Section III of
the ASME BPVC.
– N – Vessels, pumps, valves, piping systems, storage tanks, core support
structures, concrete containments, and transport packaging
– NA – Field installation and shop assembly of all items
– NPT – Parts, appurtenances, welded tubular products, and piping subassemblies
– NS – Supports
– NV – Pressure relief valves
– N3 – Transportation containments and storage containments
– OWN – Nuclear power plant owner
Nuclear Material Organization Certification
• The Nuclear Material Organization Certification Program
certifies organizations that provide materials and services to
the nuclear industry.
• Quality System Certificates (QSC) issued by ASME verify the
adequacy of a Material Organization's quality system
program.
• The quality system program provides assurance that the
organization's operations, processes, and services related to
the procurement, manufacture, and supply of material,
source material, and unqualified source material are
performed in accordance with the requirements of the ASME
BPVC, Section III, NCA-3800 and NCA-3900.
 Nuclear Quality Assurance (NQA-1)
Certification
• Provides centralized, independent, third-party certification
for quality assurance programs in conformance with the
ASME NQA-1 standard, "Quality Assurance Requirements for
Nuclear Facility Applications".
• Entails a full audit of the Quality Assurance Program
performed by trained ASME auditors with an extensive
background in quality assurance. A successful audit will yield a
NQA-1 Quality Program Certificate.
• Seeks to meet the needs of the nuclear industry by expanding
the supply chain with organizations who are committed to
understanding quality and providing high quality products and
services.
 ASME Nondestructive Examination and Quality
Control Inspection Personnel Certification (ANDE)
• The ANDE program recognizes an individual’s ability to
perform nondestructive examination and quality control
inspection in accordance with the ANDE-1 Standard.
• Provides independent, third-party centralized certification for
NDE & QC inspection personnel as an alternate option to the
historical, employer-based NDE & QC certification systems.
• At the moment, ANDE focuses on nuclear in-service
inspection and new nuclear construction.
• There are three ANDE certification, levels I, II or III. To
successfully gain an ANDE Certification, the individual must
successfully pass the written examination and, practical
demonstration.
III. Learning and Development
 ASME Learning and Development
• Most Code related courses are taught by ASME Code
Committee members who develop the codes and
standards
– Public Courses: More than 150 courses ranging from
fundamental to advanced levels
– Corporate Programs: Any of the public courses can be
customized for training at a company’s headquarters, anywhere
in the world
– E-Learning Courses: Both instructor-led and self- study courses
– Master Class Series: Practical, case study-driven training
sessions that emphasize learning through discussion of real
world applications.
Nuclear Power Industry Learning Matrix
Nuclear Power Industry Learning Matrix
Fundamental Intermediate Advanced
IV. Conferences/Symposia
Pressure Vessel and Piping Conference
• July 15-19, 2018 in Prague, Czech Republic
https://www.asme.org/events/pvp/
• Global conference promoting excellence in the global
pressure vessel and piping industry.
• Over 180 planned sessions including workshops and tutorials,
a Technology Demonstration Forum and the 26th Rudy
Scavuzzo Student Paper Symposium and Competition.
• Topics:
⁻ Codes & Standards ⁻ Operations, Applications, &
⁻ Computer Technology & Bolted Joints Components
⁻ Design & Analysis ⁻ Seismic Engineering
⁻ Fluid-Structure Interaction ⁻ Non-Destructive Examination
⁻ High Pressure Technology ⁻ Rudy Scavuzzo Student Paper
⁻ Materials & Fabrication Competition and Symposium
International Conference on Nuclear
Engineering
• July 22-26, 2018 in London, UK
– https://www.asme.org/events/icone/
• Global conference on nuclear reactor technology
• Co-sponsored by ASME, JSME and CNS
• Industry Forums, Technical, Keynote, Plenary and Poster Sessions, plus
Workshops
• Technical Tracks:
Track 1 Operations & Maintenance, Engineering, Track 9 Computational Fluid Dynamics (CFD)
Modifications, Life extension, Life Cycle and Balance Track 10 Decontamination & Decommissioning,
of Plant Radiation Protection, and Waste Management
Track 2 Nuclear Fuel and Material, Reactor Physics Track 11 Mitigation Strategies for Beyond Design
and Transport Theory Basis Events
Track 3 Plant Systems, Structures, Components and Track 12 Nuclear Education and Public Acceptance
Materials Track 13 Innovative Nuclear Power Plant Design
Track 4 Instrumentation and Control (I&C) and and SMRs
Influence of Human Factors Track 14 Risk Assessments and Management
Track 5 Advanced Reactors and Fusion Technologies Track 15 Computer Code Verification and
Track 6 Nuclear Safety, Security, and Cyber Security Validation
Track 7 Codes, Standards, Licensing, and Regulatory Track 16 Student Paper Competition
Issues Track 17 Keynote, Plenary, Panels Sessions
Track 8 Thermal-Hydraulics and Safety Analyses Track 18 Workshops
 POWER & ENERGY
Conference & Exhibition
• June 24-28, 2018 in Lake Buena Vista, FL, USA
– https://www.asme.org/events/power-energy
• Two of ASME's major conferences and two forums come together to
create an event of major impact for the Power and Energy sectors:
– ASME Power Conference
– ASME Energy Sustainability Conference
• Fuel Cell and Energy Storage topics are included as part of the Energy Sustainability
Conference
– ASME Nuclear Forum
• Presents the most recent developments in the Nuclear Power Industry
– Track 1-1 Codes, Standards, Licensing and Regulatory Compliance
– Track 1-2 Plant Construction Issues and Supply Chain Management
– Track 1-3 Structures, Components and Materials
– Track 1-4 I&C, Digital Controls, and Influence of Human Factors
– Track 1-5 Plant Operations, Maintenance, Aging Management, Reliability and Performance
– Track 1-6 Thermal Hydraulics and Computational Fluid Dynamics
– Track 1-7 Posters
ASME/NRC Pump & Valve Symposium

• Biannual symposium, last held: July 16-19, 2017

– https://www.asme.org/events/nrc-pump-valve-symposium
• Discusses the latest issues, technology, developments and
research in the pre-service and in-service testing of nuclear
power plants and components.
• Sessions include important topics in pre-service and in-service
testing from the perspective of industry best practices and
ASME codes
– O&M Scope and Philosophy
– New Reactors
– Valves, pumps, snubbers
– Rulemaking
– Risk insight activities
Verification and Validation Symposium

• May 16-18, 2018 in Minneapolis, MN, USA

– https://www.asme.org/events/vandv
• Large-scale symposium dedicated entirely to the emerging
field of verification, validation, and uncertainty
quantification of computer simulations
• Program Tracks:
Track 1 Challenge Problem Workshops and Panel Sessions Track 11 Verification for Fluid Dynamics and Heat
Track 2 Development and Application of Verification and Validation Transfer
Standards Track 12 Verification Methods
Track 3 Topics in Verification and Validation Track 13 Verification and Validation of Medical Devices
Track 4 Uncertainty Quantification, Sensitivity Analysis, and Track 14 Verification and Validation for Materials
Prediction Engineering
Track 5 Validation for Fluid Dynamics and Heat Transfer Track 15 Verification and Validation for Power Systems
Track 6 Validation Methods Track 16 Verification and Validation for Oil and Gas
Track 7 Validation Methods for Bioengineering Applications
Track 8 Verification & Validation for Impact, Blast, and Material Track 17 Verification and Validation for Advanced
Response Manufacturing
Track 9 Validation Methods for Solid Mechanics and Structures Track 18 Verification and Validation for Transportation
Track 10 Verification and Validation of Nuclear Power Applications Systems Aerospace and Automotive
 Symposium on Elevated Temperature Applications of
Materials for Fossil, Nuclear, and Petrochemical Industries

• April 3-5, 2018 in Seattle, WA, USA

– http://www.asme.org/events/etam
• Symposium focusing on developing new and/or revising and upgrading
current design, fabrication and construction practices of pressure
equipment such as boilers, pressure vessels and piping components that
will operate at elevated temperatures where materials will be subject to
creep, creep-fatigue, embrittlement, and environmental effects
• Program Tracks:
– Materials Properties of Candidate Materials
– Fabrication, Construction, and Heat Treatment Methods
– Failure Mechanisms in Elevated Temperature Regime
– Elevated Temperature Design Methods
– Experience with Subcritical/Supercritical Boilers, Petrochemical Components,
and Advanced Nuclear Vessels at Elevated Temperatures
– Global Codes and Standards Requirements
V. Other Publications
 ASME Standards Technology, LLC
Nuclear Project Work
• Provides research and technology development in order to establish and
maintain the technical relevance of codes and standards, especially in
regards to emerging and newly commercialized technologies
• Aims to meet the needs of industry and government by providing new
standards-related products and services, which advance the application of
scientific and technological development.
• Examples of Published Work:
– STP-NU-072: Small Modular Reactors (SMR) Roadmap.
– STP-NU-057: ASME Code Development Roadmap for HDPE Pipe in Nuclear
Service.
– STP-NU-051-1: Code Comparison Report for Class 1 Nuclear Power Plant
Components.
– STP-NU-045-1: Roadmap to Develop ASME Code Rules for the Construction of
HTGRs.

NOTE: The full list of published work for the nuclear industry can be found in
the Nuclear Resources Brochure
 Journals
• Journal of Nuclear Engineering and Radiation Science
– For specialists in the nuclear/power engineering areas of industry, academia,
and government.
• Journal of Pressure Vessel Technology
– Publishes quality research on design, analysis, materials, fabrication,
construction, inspection, operation, failure prevention, and NDE of pressure
vessels and their components.
• Journal of Verification, Validation and Uncertainty
Quantification (VVUQ)
– Disseminates original and applied research, illustrative examples, and high
quality validation experiment data from leaders in the field of VVUQ of
Computation Models.
• Journal of Engineering Materials and Technology
– Peer-reviewed research papers on engineering materials and technology and
covers a broad spectrum of issues regarding experimental, computational and
theoretical studies of mechanical properties of materials.
http://asmedigitalcollection.asme.org/journals.aspx
 Conference Proceedings
• ASME sponsors more than 30 conferences per year and
publishes approximately 100 proceedings volumes annually.
Conference topics encompass the entire spectrum of subject
areas of interest to mechanical engineers and associated
disciplines. ASME Conference Proceedings are available in
print and also in digital format through the ASME Digital
Collection. Individual conference papers from 2002 to the
present are currently available through the ASME Digital
Collection.

http://proceedings.asmedigitalcollection.asme.org/conferencep
roceedings.aspx
 Companion Guides/Handbooks
• BPVC Companion Guide – 2017
– Two-volume publication that focuses on all twelve sections of
the ASME Boiler and Pressure Vessel Code, as well as relevant
piping codes
• ASME Decommissioning Handbook - 2004
– Serves as an introduction to those new to the field, as well as a
reference on regulations and resources for experienced practitioners.
– Provides a forum building a network of consistent approaches,
practices, and results. Covering both NRC and DOE approaches, this
book applies not only to decommissioning existing nuclear facilities,
but by crossing the traditional lines between operations and reuse,
this will also allow us to rethink the construction of new facilities
V. References
 References
• Join an ASME Standards Development committee
– https://www.asme.org/about-asme/get-involved/standards-
certification-development-committees/join-a-c-s-committee.aspx
• ASME Product Catalog
– https://www.asme.org/shop/standards
• Learning and Development
– https://www.asme.org/shop/courses/asme-training-development
• ASME STLLC
– http://asmestllc.org/
• ASME Digital Collection
– https://asmedigitalcollection.asme.org/
 References
• ASME Certification and Accreditation
– https://www.asme.org/shop/certification-accreditation

• Nuclear Component Certification

– https://www.asme.org/shop/certification-accreditation/nuclear-
component-certification

• Personnel Certification
– https://www.asme.org/shop/certification-accreditation/personnel-
certification
Thank you for your
Attention!