Amicus Brief 7-3
Amicus Brief 7-3
Amicus Brief 7-3
No. 19-10604
ROBERT W. OTTO, PH.D. LMFT, individually and on behalf of his patients, and
JULIE H. HAMILTON, PH.D. LMFT, individually and on behalf of her patients,
Plaintiffs-Appellants,
v.
Anne B. Camper
NATIONAL ASSOCIATION OF
SOCIAL WORKERS
750 First Street NE, Suite 800
Washington, DC 20001
(202) 336-8799
29(a)(4)(A), amici curiae hereby certify that the following individuals and entities
Abbott, Daniel L.
Cole, Jamie A.
Dreier, Douglas C.
Dunlap, Aaron C.
Flanigan, Anne R.
C-1
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Gannam, Roger K.
Guedes, Edward G.
Hoch, Rand
Hvizd, Helene C.
Kay, Eric S.
Kerner, Dave
Mack, Bernard
Mayotte, Monica
McKinlay, Melissa
Mihet, Horatio G.
C-2
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Phan, Kim
Rodgers, Jeremy
Singer, Scott
Staver, Mathew D.
Sutton, Stacey K.
Thompson, Andy
Valeche, Hal R.
Walbolt, Sylvia H.
Weinroth, Robert S.
Weiss, Greg K.
C-3
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Yasko, Jennifer A.
Rules 26.1-1 through 26.1-3, each proposed amicus curiae hereby certifies that it
has no parent corporation and that no publicly held corporation owns 10% or more
of its stock.
C-4
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TABLE OF CONTENTS
CERTIFICATE OF INTERESTED PERSONS AND CORPORATE
DISCLOSURE STATEMENT ........................................................................ C-1
TABLE OF CITATIONS ......................................................................................... ii
III. SOCE Poses Significant Risks to Patients and Especially to Minors. ......... 15
CONCLUSION....................................................................................................... 27
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TABLE OF CITATIONS *
CASES
Pickup v. Brown, 740 F.3d 1208 (9th Cir. 2014).................................................... 12
OTHER AUTHORITIES
American Association for Marriage and Family Therapy, Position on Couples
and Families (2005)............................................................................................. 4
American Association for Marriage and Family Therapy, Position on
Reparative/Conversion Therapy (2009) .............................................................. 4
American Association for Marriage and Family Therapy, Statement on
Nonpathologizing Sexual Orientation (2004)...................................................... 4
American Cancer Society, What Are the Phases of Clinical Trials? (Feb. 7,
2017), https://www.cancer.org/treatment/treatments-and-side-effects/clin
ical-trials/what-you-need-to-know/phases-of-clinical-trials.html ..................... 26
American Psychological Ass’n, Ethical Principles of Psychologists and Code
of Conduct (Jan. 1, 2017), https://www.apa.org/ethics/code............................. 21
*
Authorities upon which we chiefly rely are marked with an asterisk.
ii
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iii
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Report of the Office of the United Nations High Commissioner for Human
Rights, Discrimination and Violence Against Individuals Based on Their
Sexual Orientation and Gender Identity (May 4, 2015),
http://www.ohchr.org/EN/HRBodies/HRC/RegularSessions/Session29/D
ocuments/A_HRC_29_23_en.doc ..................................................................... 19
Caitlin Ryan et al., Parent-Initiated Sexual Orientation Change Efforts with
LGBT Adolescents: Implications for Young Adult Mental Health and
Adjustment, J. on Homosexuality (Online) at 1 (Nov. 7, 2018) ........................ 19
iv
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Ariel Shidlo & John C. Gonsiorek, Psychotherapy with Clients Who Have
Been Through Sexual Orientation Change Interventions or Request to
Change Their Sexual Orientation, in Handbook of Sexual Orientation and
Gender Diversity in Counseling and Psychotherapy 291 (Kurt A. DeBord
et al., eds., 2017) ........................................................................................... 21-22
v
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The question for this Court’s consideration is whether the district court’s
Amici submit this brief to provide the Court with context regarding the state
of scientific knowledge about the efficacy and safety of sexual orientation change
efforts (“SOCE”).
over 120,000 members. Among the APA’s major purposes are to increase and
1
No party’s counsel authored this brief in whole or in part. No party or party’s
counsel contributed money that was intended to fund preparing or submitting this
brief, and no person—other than amici, their members, or their counsel—contributed
money that was intended to fund preparing or submitting this brief. See Fed. R. App.
P. 29(a)(4)(E). Although Appellees consented to the filing of this brief, Appellants’
counsel would not consent to the filing of this brief unless they were permitted to
review the brief before it was filed. This brief is therefore accompanied by a motion
for leave to file. See Fed. R. App. P. 29(a)(2)-(3); 11th Cir. R. 29-1.
1
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(the “Report,” 1 Appx. Tab 85-5)2 on the state of the scientific literature. As
discussed in detail below, the Report “concluded that efforts to change sexual
orientation are unlikely to be successful and involve some risk of harm, contrary to
the claims of SOCE practitioners and advocates.” Id. at v. The APA later voted to
Distress and Change Efforts (the “Resolution,” id. at 119-24), which reflects the
findings of the Report. The Resolution states that “there is insufficient evidence to
support the use of psychological interventions to change sexual orientation” and that
“elected officials” should “seek areas of collaboration that may promote the well-
at issue in this appeal (2 Appx. Tab 121-1 (Palm Beach); 8 Appx. Tab 126-27 (Boca
injunction hearing (10 Appx. Tab 129 at 11-13, 48, 57-60, 64-71, 125-30); the Order
denying the preliminary injunction (11 Appx. Tab 141 at 21 n.8, 34-35, 37 n.12, 38,
2
“Appx.” refers to Appellants’ appendix, and the preceding numeral refers to the
applicable volume of that appendix. “AOB” refers to Appellants’ opening brief,
“PBAB” refers to Palm Beach County’s answering brief, and “BRAB” refers to the
City of Boca Raton’s answering brief.
2
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41); and in the parties’ merits briefs in this Court (AOB 12-13, 15-25, 47-48, 54-55,
57; PBAB 5-6, 11-12; BRAB 5-6). In light of the attention the parties have devoted
several of the Task Force’s key findings, the APA has a distinct interest in this case.
promoting health and human welfare, increasing psychological knowledge, and the
association of professional social workers in the United States, with nearly 120,000
members and 55 chapters throughout the United States and its territories (including
the Florida chapter, which has 4,300 members). As part of its mission to improve
professional standards and the NASW Code of Ethics, conducts research, provides
continuing education, and advocates for sound public policies (including by filing
amicus briefs in appropriate cases, such as this). NASW and its members are
members of the family unit. NASW policies support adolescent health programs
3
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Ass’n of Social Workers, Social Work Speaks, Adolescent and Young Adult Health
[lesbian, gay, and bisexual] clients” and has taken a public stance “against reparative
or programs that claim to do so.” Nat’l Ass’n of Social Workers, Social Work
Speaks, Lesbian, Gay, and Bisexual Issues 198, 203 (10th ed. 2015).
marriage and family therapy and the professional interests of over 62,000 marriage
and family therapists in the United States. It joins this brief for the reasons expressed
statements.3
3
Am. Ass’n for Marriage and Family Therapy, Statement on Nonpathologizing
Sexual Orientation (2004); see also Am. Ass’n for Marriage and Family Therapy,
Position on Reparative/Conversion Therapy (2009); Am. Ass’n for Marriage and
Family Therapy, Position on Couples and Families (2005).
4
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The APA’s findings in the Report and Resolution—and the state of the
scientific evidence regarding the efficacy and safety of SOCE more broadly—are at
the center of this case. At all stages of this dispute—from the passage of the relevant
expressed divergent views about the effectiveness and risks of SOCE for minors.
Amici respectfully submit this brief in order to clarify and describe the scientific
viewed as a mental illness. By the 1970s, however, the APA and other professional
organizations had reached the conclusion that homosexuality was not a pathology.
potentially harmful, and studies on SOCE became less common. By the 1980s,
however, some mental health providers within religious communities began to claim
that SOCE was safe and effective for people whose religious beliefs were perceived
as being in conflict with their sexual orientation. This development led several
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reached two key conclusions. First, it found that SOCE is unlikely to be effective.
therapy can alter adult sexual orientation. Second, the Report concluded that SOCE
poses a risk of harm to patients. Multiple scientific studies suggest that SOCE may
lead to depression, suicidal ideation, anxiety, substance abuse, impotence and sexual
behaviors, as well as a number of indirect harms such as loss of time and money. In
the absence of data showing that SOCE is safe for children and adolescents, the
potential for psychological risks of SOCE for minors are especially concerning.
Appellants attempt to discredit the Report by (1) noting the lack of published
research on SOCE; (2) suggesting that the Report does not indicate evidence of
harm; and (3) claiming that the Report improperly dismisses evidence of SOCE’s
purported benefits. Each of these claims is inconsistent with the Report itself, and
6
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centered therapies to children, adolescents, and their families rather than SOCE.”
1 Appx. Tab 85-5 at 80 (emphasis added). Amici urge this Court to reject Appellants’
the APA in 2009. The systematic review was conducted by the APA Task Force,
which was established by the APA in 2007 to address several concerns that had been
raised in the professional literature and by advocacy organizations about the use of
SOCE on children and adolescents. Although the APA did not explicitly charge the
Task Force to review the efficacy literature on SOCE, the Task Force decided that
such a review was necessary in order to provide a context for the larger Report and
its conclusions.
whether SOCE can alter sexual orientation; (2) whether SOCE is harmful; and (3)
4
The Institute of Medicine has defined a systematic review as “a scientific
investigation that focuses on a specific question and uses explicit, prespecified
scientific methods to identify, select, assess, and summarize the findings of similar
but separate studies.” Institute of Medicine, Finding What Works in Health Care:
Standards for Systematic Reviews 1 (2011).
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whether SOCE may result in any outcomes other than changing sexual orientation.
outcomes published from 1960 to the time of the Report. See 1 Appx. Tab 85-5 at
93-117 (references).
knowledge on the efficacy of SOCE up to that time. For this brief, amici have made
a good faith effort to review and report the findings of all valid, empirical studies
The Report also conducted narrative reviews of the larger body of studies on
SOCE that did not meet the scientific standards necessary to be a valid study of
efficacy. These studies are useful in understanding the motivations and experiences
of those who have participated in SOCE (including whether they look back on those
experiences as harmful or helpful), but they are not valid bases for conclusions
regarding efficacy. The Task Force’s conclusions regarding those studies (and the
results of similar studies that have been published since the Report was completed)
will be reported in this brief when they are pertinent to important questions other
studies of the broad range of SOCE that have been used in recent decades is due in
part to the ethical barriers to such research. To conduct a random controlled trial of
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a treatment that has not been determined to be safe is not ethically permissible and
to do such research with vulnerable minors who cannot themselves provide legal
consent would be out of the question for institutional review boards to approve.
methodology, including the reliability and validity of the measures and tests the
study employed and the quality of the study’s data-collection procedures and
study is perfect in its design and execution. Accordingly, amici base their
conclusions as much as possible on findings that have been replicated across studies
rather than on the findings of any single study. Even well-executed studies may be
limited in their implications and generalizability. Many studies discuss their own
limitations and provide suggestions for further research. This is consistent with the
scientific method and does not impeach these studies’ overall conclusions.
which were then viewed as a mental illness. See 1 Appx. Tab 85-5 at 21. Because
pathologies such as genetic defects and hormonal exposure, early SOCE “treatments
9
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maturity.” Id.
twentieth century. Id. Indeed, “efforts to alter sexual orientation through psycho-
analytic and behavior therapy were prevalent” by the mid-twentieth century. Id. at
22. These techniques included inducing nausea and paralysis; providing electric
proposition that homosexuality was a pathology. Id. In the 1940s and 1950s, Alfred
Kinsey showed that homosexuality was more prevalent than previously assumed,
and Evelyn Hooker cast doubt on the notion that homosexuality was a mental
disorder. Id. at 22-23. By 1973, the American Psychiatric Association had removed
(“DSM”). Id. at 23. In 1975, the APA adopted a policy reflecting the same
conclusion. Id. at 24. Over the course of the next several decades, professional
health and mental health organizations increasingly adopted the view that
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After homosexuality was removed from the DSM, experiments and studies
concerning SOCE decreased dramatically. See id. at 23-24; see also id. at 2 (noting
that most studies on SOCE were conducted before 1981). Behavioral therapists
1980s, mainstream mental health professionals had rejected SOCE because they saw
providers practicing within religious communities began to assert that SOCE was
safe and effective for people whose religious beliefs were in conflict with their
sexual orientation.
that “such efforts were ineffective and potentially harmful.” Id. at 12.
In order to assess the safety and effectiveness of SOCE, the Task Force
2009. The Report concluded that “the peer-refereed empirical research on the
11
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Beach—have relied upon the APA’s findings when passing bans on SOCE for
minors. See 2 Appx. Tab 121-1 (Palm Beach); 8 Appx. Tab 126-27 (Boca Raton);
see also BRAB at 30. Numerous courts, including the district court below, have
cited and discussed the Report or Resolution in concluding that bans on SOCE for
minors are justified. See 11 Appx. Tab 141 at 34-38, 41 (district court Order);
Pickup v. Brown, 740 F.3d 1208, 1224, 1232 (9th Cir. 2014) (discussing and citing
minorities cope with the impact of minority stress and stigma.” 1 Appx. Tab 85-5
at 24.5
Task Force concluded that there is no scientific evidence that SOCE is likely to
5
Affirmative therapy in this context refers to “therapy that is culturally relevant and
responsive to LGBQ clients and their multiple social identities and communities;
addresses the influence of social inequities on the lives of LGBQ clients; fosters
autonomy; enhances resilience, coping, and community building; advocates to
reduce systemic barriers to mental, physical, relational, and sexual flourishing; and
leverages LGBQ client strengths.” Tiffany O’Shaughnessy & Zachary Speir, The
State of LGBQ Affirmative Therapy Clinical Research: A Mixed-Methods Systematic
Synthesis, 5 Psych. Sexual Orientation & Gender Diversity 82, 83 (2018).
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small number of rigorous peer-reviewed empirical studies found little evidence that
Moreover, the studies showed little evidence of any enduring changes or changes
that generalized from the treatment context into the real world.7 Some studies that
claimed to find sexual orientation change were not rigorous enough to permit the
Task Force to draw any conclusions from those studies about the efficacy of SOCE. 8
Studies post-dating the Report do not alter the conclusions contained in the
Report. The APA has identified only one post-Report study that purports to show
6
Mental health and medical organizations now see homosexuality as a normal
variant of sexual orientation and not something that needs change, alteration, or cure.
Moreover, the current scientific consensus is that theorizing about the nature of
human sexuality and sexual orientation should take into account both biological and
cultural perspectives. See generally APA Handbook of Sexuality and Psychology
(Deborah L. Tolman & Lisa M. Diamond eds., 2014).
7
The Task Force Report noted that “enduring change to an individual’s sexual
orientation is uncommon and that a very small minority of people in the[ early
SOCE] studies showed any credible evidence of reduced same-sex sexual attraction,
though some showed lessened physiological arousal to all sexual stimuli. . . . Few
studies provided strong evidence that any changes produced in laboratory conditions
translated to daily life.” 1 Appx. Tab 85-5 at 43; see id. at 11; see also Lee Birk et
al., Avoidance Conditioning for Homosexuality, 25 Archives Gen. Psychiatry 314
(1971); Neil McConaghy, Is A Homosexual Orientation Irreversible?, 129 Brit. J.
Psychiatry 556 (1976); Barry A. Tanner, Avoidance Training With and Without
Booster Sessions to Modify Homosexual Behavior in Males, 6 Behav. Therapy 649
(1975).
8
See 1 Appx. Tab 85-5 at 37-38.
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that SOCE is effective and that meets the minimum standards of an efficacy study,9
though even that study suffers from methodological flaws. 10 See Stanton L. Jones
Sexual Orientation Change, 37 J. Sex & Marital Therapy 404 (2011); see also supra
9
Peer-reviewed empirical research on SOCE that does not meet the minimum
standards for efficacy studies has been published since the Report was released. See,
e.g., Kate Bradshaw et al., Sexual Orientation Change Efforts Through
Psychotherapy for LGBQ Individuals Affiliated with the Church of Jesus Christ of
Latter-day Saints, 41 J. Sex & Marital Therapy 391, 391 (2015) (finding that SOCE
efforts for Mormons suggest a “very low likelihood of a modification of sexual
orientation”); John P. Dehlin et al., Sexual Orientation Change Efforts Among
Current or Former LDS Church Members, J. Counseling Psych. (Online) at 1 (Mar.
2014) (“[O]verall results support the conclusion that sexual orientation is highly
resistant to explicit attempts at change and that SOCE are overwhelmingly reported
to be either ineffective or damaging by participants.”); Elaine M. Maccio, Self-
Reported Sexual Orientation and Identity Before and After Sexual Reorientation
Therapy, 15 J. Gay & Lesbian Mental Health 242, 242 (2011) (reporting “no
statistically significant differences in sexual orientation . . . from before SRT [sexual
reorientation therapy] participation to the time of participation in this study”).
10
The Jones & Yarhouse study resulted in a high attrition rate, which the researchers
do not explain or address; lacks a baseline measure that represents a state of being
untreated; did not maintain constancy regarding assessment intervals; had significant
variations among participants in terms of the length of exposure to treatment, the
nature of treatment, and the amount of time between a person’s initial and
subsequent assessments; and fails to explain significant gaps in data regarding
participants. For these reasons, among others, the Jones and Yarhouse study does
not demonstrate the efficacy of SOCE by any scientifically valid standard. See
generally Society for Prevention Research, Standards of Evidence: Criteria for
Efficacy, Effectiveness, and Dissemination (2005) (“2005 SPR Standards”).
Another paper released after the Report was published purports to show that
SOCE led to shifts in sexual orientation for most participants in the study with no
harmful side effects. See Paul L. Santero et al., Effects of Therapy on Religious Men
Who Have Unwanted Same-Sex Attraction, Linacre Q., July 2018, at 1. But that
study was recently retracted by the publishing journal due to statistical flaws.
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at 11 (noting that SOCE-related studies have become less prevalent in recent years).
The Jones and Yarhouse study found little evidence of decreased same-sex sexual
sexual orientation. Accordingly, the conclusions of this study are substantially the
same as the conclusions of the Task Force. And because the Jones and Yarhouse
in this dispute.
experienced harm from SOCE.” 1 Appx. Tab 85-5 at 3; see id. at 6 (noting that
SOCE “has the potential to be harmful”); id. at 43. With respect to aversive SOCE
therapies, studies show that “negative side effects includ[e] loss of sexual feeling,
depression, suicidality, and anxiety.” Id. at 43. Even with respect to so-called
“nonaversive” SOCE, research reports that had been published at the time of the
Report “indicate[d] that there are individuals who perceive that they have been
harmed.” Id. at 3.
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Based on its exhaustive review of the SOCE literature, the Task Force
ultimately concluded that, while there was a “dearth of scientifically sound research
on the safety of SOCE,” the best available evidence suggested that “attempts to
change sexual orientation may cause or exacerbate distress and poor mental health
in some individuals, including depression and suicidal thoughts.” Id. at 42. The
Task Force also described in detail a number of “studies that report perceptions of
harm” and noted that those studies “represent[] a serious concern.” Id.
[side] effects of treatment are reported to have occurred for some people during and
immediately following treatment.” Id. For example, in John Bancroft’s 1969 study,
SOCE interventions “had harmful effects on 50% of the 16 research subjects who
were exposed to it,” including a 20% rate of anxiety, a 10% rate of suicidal ideation,
a 40% rate of depression, a 10% rate of impotence, and a 10% rate of relationship
A Pilot Study of 10 Cases, 115 Brit. J. Psychiatry 1417 (1969). Other early studies
anxiety,” as well as “severe dehydration,” and at least one case where a research
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The Task Force noted that more recent studies “document that there are people
who perceive that they have been harmed through SOCE.” Id. Among those studies,
relationships with family, loss of social support, loss of faith, poor self-image, social
sexual dysfunction.” Id. 12; see id. at 50. Participants in these studies also described
11
See J.T. Quinn et al., An Attempt to Shape Human Penile Responses, 8 Behav.
Res. & Therapy 213 (1970); Steven H. Herman & Michael Prewett, An Experimental
Analysis of Feedback to Increase Sexual Arousal in a Case of Homo- and
Heterosexual Impotence: A Preliminary Report, 5 J. Behav. Therapy &
Experimental Psychiatry 271 (1974); Basil James, Case of Homosexuality Treated
by Aversion Therapy, 1 Brit. Med. J. 768 (1962).
12
See A. Lee Beckstead & Susan L. Morrow, Mormon Clients’ Experiences of
Conversion Therapy: The Need for a New Treatment Approach, 32 Counseling
Psychologist 651 (2004); Glenn Smith et al., Treatments of Homosexuality in Britain
Since 1950—An Oral History: The Experiences of Patients, 328 Brit. Med. J. 427
(2004); Ariel Shidlo & Michael Schroder, Changing Sexual Orientation: A
Consumer’s Report, 33 Prof. Psych.: Res. & Prac. 249 (2002); Michael Schroder &
Ariel Shidlo, Ethical Issues in Sexual Orientation Conversion Therapies: An
Empirical Study of Consumers, 131 Journal of Gay & Lesbian Psychotherapy 131
(2001); Joseph Nicolosi et al., Retrospective Self-Reports of Changes in Homosexual
Orientation: A Consumer Survey of Conversion Therapy Clients, 86 Psych. Rep.
1071 (2000); Kim W. Schaeffer et al., Religiously-Motivated Sexual Orientation
Change, 19 J. Psych. & Christianity 61 (2000).
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hostility towards their parents and the loss of lesbian, gay, and bisexual friends and
In addition to the direct harms posed by SOCE (which may present as mental
health issues, physical ailments, sexual dysfunction, or substance abuse), SOCE also
has the potential to cause indirect harms such as the loss of time, energy, and money.
See id. at 50. Moreover, some SOCE patients may suffer an indirect harm in the
therapy they thought would be effective turned out not to work. Indeed, the Report
found that “[i]ndividuals who failed to change sexual orientation, while believing
they should have changed with such efforts, described their experiences as a
significant cause of emotional and spiritual distress and negative self-image.” Id. at;
3; see id. at 50 (noting that some participants in SOCE studies reported “anger at and
a sense of betrayal by SOCE providers” or that they “blamed themselves for the
failure” of SOCE to work as expected); id. at 51 (noting that some SOCE recipients
reported “stress due to the negative emotions of spouses and family members
because of expectations that SOCE would work”). Given that SOCE is unlikely to
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The one scientifically valid efficacy study published since the Report found
over the six to seven years that the participants were followed. See Jones &
Yarhouse, supra. 13 Because the SOCE studied in this research was a group ministry,
this result is consistent with earlier studies that found some participants reported
benefits from the social support of others who shared their concerns about their
sexual orientation. See 1 Appx. Tab 85-5 at 41. As the Task Force suggests in the
13
There have been other studies of SOCE published since the Report that do not
meet APA’s standards for efficacy studies. As discussed above, these studies may
nonetheless be useful in understanding the motivations and experiences of those who
have participated in SOCE. See supra at 8-9. Some participants in more recent
studies have reported harmful effects of SOCE. For example, one 2015 study on
SOCE efforts for individuals affiliated with the Church of Jesus Christ of Latter-day
Saints reported that 37% of study participants found their therapy to be moderately
to severely harmful and that there was “clear evidence” that “dutiful long-term
psychotherapeutic efforts to change [sexual orientation] are not successful and carry
significant risk of harm.” Bradshaw et al., supra, at 391, 409-10. In another 2018
study that focused specifically on young adults aged 21-25, researchers found that
“[a]ttempts by parents/caregivers and being sent to therapists and religious leaders
for conversion interventions were associated with depression, suicidal thoughts,
suicidal attempts, less educational attainment, and less weekly income.” Caitlin
Ryan et al., Parent-Initiated Sexual Orientation Change Efforts with LGBT
Adolescents: Implications for Young Adult Mental Health and Adjustment, J.
Homosexuality (Online) at 1 (Nov. 7, 2018); see id. at 10.
Moreover, both the federal government and the United Nations have recently
raised concerns about SOCE. See Substance Abuse & Mental Health Servs. Admin.,
Ending Conversion Therapy: Supporting and Affirming LGBTQ Youth (Oct. 2015)
(“SAMHSA Report”), https://store.samhsa.gov/system/files/sma15-4928.pdf;
Report of the Office of the United Nations High Commissioner for Human Rights,
Discrimination and Violence Against Individuals Based on Their Sexual Orientation
and Gender Identity at 11, 14-15, 20 (May 4, 2015), http://www.ohchr.org/EN/
HRBodies/HRC/RegularSessions/Session29/Documents/A_HRC_29_23_en.doc.
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Indeed, many of the purported benefits of SOCE (such as stress reduction and
experiencing empathy) “are not unique” and may be achieved by talk therapy and/or
treatment approaches that do not attempt to change sexual orientation. Id. at 68; see
Importantly, the Report also discusses the considerable ethical issues with
providing SOCE to minors. See 1 Appx. Tab 85-5 at 71-80 (Report Chapter 8). In
the absence of scientifically valid studies of efficacy showing safety of SOCE and
in the presence of retrospective reports of harm, the potential for SOCE to harm
harms of SOCE because they have been exposed to negative messages about sexual
minorities but have not yet developed the resources to reject these messages. See,
e.g., SAMHSA Report at 12-13, 20. The Report therefore advised LMHPs to “take
of treatment” and noted that the APA recommends that LMHPs “support
adolescents’ exploration of identity.” 1 Appx. Tab 85-5 at 76. Given that “[t]here
20
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impact on adult sexual orientation” (id. at 4; see id. at 73), the Report also
therapies” to children and adolescents “rather than SOCE” (id. at 80). Ultimately,
the Task Force concluded in the Report that it had “concerns that [SOCE-type]
interventions may increase self-stigma and minority stress and ultimately increase
practice for healthcare professionals. This means that certain aspirational principles
requests that an ethical psychologist would be required to resist on the grounds that
they would harm the patient’s health or that there is no evidentiary basis for the
weight loss program from a patient with anorexia nervosa. Self-determination, while
important, is not the only ethical principal—or even the most important ethical
21
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Psychotherapy with Clients Who Have Been Through Sexual Orientation Change
DeBord et al., eds., 2017). Phrased simply, self-determination does not justify
Both in this Court and below, Appellants have mischaracterized key aspects
of the APA’s Report and Resolution. Appellants’ misleading claims concern the
nature of the scientific research on SOCE, the possibility that SOCE may result in
harm, and the methodological approaches that the Task Force used when evaluating
First, Appellants make much of the fact that the Report acknowledges the lack
of recent research on the harms of SOCE. See AOB 13-14, 57; 1 Appx. Tab 1 at 10
research on SOCE is limited (see 1 Appx. Tab 85-5 at 6-7, 42), Appellants ignore
the body of research that is not efficacy studies, but which finds that some
neither studied nor provided precisely because it may cause harm to patients. See
1 Appx. Tab 85-5 at 91 (“Some authors have stated that SOCE should not be
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investigated or practiced until safety issues have been resolved.”); 14 id. at 24 (noting
that, “[f]ollowing the removal of homosexuality from the DSM [in 1973], the
studies on SOCE. The Report recognizes that “[h]igh dropout rates characterize
early [SOCE] studies and may be an indicator that research participants experience
these treatments as harmful.” See id. at 42; see Scott O. Lillenfeld, Psychological
Treatments that Cause Harm, 2 Persp. on Psych. Sci. 53 (2007). To name just one
example, a 1973 study on SOCE included one respondent who “dropped out” after
“lo[sing] all sexual feeling” and six others who reported some form of depression.
1 Appx. Tab 85-5 at 41; see Neil McConaghy & R.F. Barr, Classical, Avoidance,
151 (1973).
Thus, the relative lack of empirical studies on SOCE is not evidence of lack
may be indicative of the risk of harm. The district court correctly recognized this
14
See, e.g., Gregory M. Herek, Evaluating Interventions to Alter Sexual Orientation:
Methodological and Ethical Considerations, 32 Archives Sexual Behav. 438 (2003);
Gerald C. Davison, Homosexuality: The Ethical Challenge, 44 J. Consulting &
Clinical Psych. 157 (1976).
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fact in its Order. See 11 Appx. Tab 141 at 37 n.12 (“Notably, the APA Task Force
Report suggests that the lack of rigorous studies is because SOCE is harmful.”).
Second, Appellants claim that the Report does not indicate clear evidence of
harm. See AOB 13-14, 47-48, 57; 1 Appx. Tab 1 at 10 ¶ 42); 1 Appx. Tab 8 at 11-
12. This is simply mistaken. As explained in detail above, the Report does show
evidence of harm. See supra § III.A. Moreover, Appellants’ suggestion that the
Report is deficient because it does not focus on patients who are alleged to have
sought SOCE voluntarily misses the mark. Even putting aside Appellants’
recognized in the Report, “simply providing SOCE to clients who request it does not
[LMHPs] to provide competent assessment and interventions that have the potential
for benefit with a limited risk of harm.” 1 Appx. Tab 85-5 at 69. Moreover, the
concept of self-autonomy with respect to minors who “opt into” SOCE is a canard
because minors are typically emotionally and financially dependent on adults. See
Third, Appellants claim that the Report improperly ignores evidence on the
benefits of SOCE, and that the benefits from SOCE that are “at least equivalent to
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Appellants are incorrect. The Task Force did review evidence related to the
purported benefits of SOCE. See 1 Appx. Tab 85-5 at 36-41.15 Carefully balancing
this scattered evidence against the evidence of harm, the Task Force ultimately
concluded that there is evidence of harm from SOCE. See supra § III.A. That
evidence of benefits of SOCE that are distinct from other forms of talk therapy.
As a related matter, Appellants appear to suggest that the Task Force used
different standards when examining research concerning the harms of SOCE than it
did when examining research concerning the purported benefits of SOCE. This
suggestion is also incorrect. In conducting their review, Task Force members relied
evidence for efficacy promulgated by the Society for Prevention Research (SPR).
See 2005 ASR Standards; see also 1 Appx. Tab 85-5 at 28, 114. Furthermore, in
reporting on the studies of SOCE that were not valid efficacy studies, the Report did
In any event, it is erroneous to assume that the same standards—or even the
15
But see 1 Appx. Tab 85-5 at 35 (“[N]onexperimental studies often find positive
effects that do not hold up under the rigor of experimentation.”). The Task Force
pointed to studies showing that some participants in SOCE “described experiencing
first the positive effects and then experiencing or acknowledging the negative effects
later.” Id. at 42.
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therapy and that therapy’s purported benefits. Indeed, various mainstream medical
standards do and should apply when examining harm vs. benefit (or effectiveness).
See Am. Cancer Society, What Are the Phases of Clinical Trials? (Feb. 7, 2017),
https://www.cancer.org/treatment/treatments-and-side-effects/clinical-trials/what-
you-need-to-know/phases-of-clinical-trials.html.
show that it is both effective and safe (not on opponents of that method to show that
it causes harm). As the SPR standards emphasize, where a study claims to show the
effects on important outcomes.” See 2005 ASR Standards at 5. Here, the available
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CONCLUSION
For the foregoing reasons, the district court’s Order should be affirmed.
Anne B. Camper
NATIONAL ASSOCIATION OF
SOCIAL WORKERS
750 First Street NE, Suite 800
Washington, DC 20001
(202) 336-8799
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CERTIFICATE OF COMPLIANCE
Appellate Procedure 29(a)(5) because it contains 6,472 words, excluding the parts
32(a)(5) and the type style requirements of Fed. R. App. P. 32(a)(6) because it has
been prepared in a proportionally spaced typeface using Microsoft Word 2010 in 14-
CERTIFICATE OF SERVICE
I hereby certify that on this 17th day of June, 2019, I electronically filed the
foregoing document with the Clerk of the Court using CM/ECF, which will send