SLB y SLC PDF
SLB y SLC PDF
SLB y SLC PDF
of noise-like interference
Stina Wahlgren
STINA WAHLGREN ∗
∗
Contact: [email protected]
Sidelobe blanking in the presence of noise-like interference
STINA WAHLGREN
Typeset in LATEX
Gothenburg, Sweden 2018
iv
Abstract
Interference suppression in antenna arrays is an important topic for target detection
in radar systems. This thesis investigates the performance of two different algo-
rithms for determining whether a detection lies in the sidelobe or mainlobe of an
antenna in the presence of noise-like interference (NLI). Both algorithms are based
on a combination of sidelobe blanking (SLB) and sidelobe cancellation (SLC). The
first algorithm is a simple cascading of SLC and SLB, while the second algorithm is
a modification of this where multiple guard channels are used. The performance is
evaluated with Monte Carlo simulations, where the antenna is modelled as a linear
phased-array antenna and interference and target signals are modelled as uncorre-
lated, single-frequency plane waves. The influence of covariance estimation error,
number of NLI sources, placement of auxiliary antennas, signal-to-noise ratio (SNR)
and jammer-to-noise ratio (JNR) on performance and suitable blanking threshold is
investigated. It is shown that the second algorithm performs better than the first
when the number of NLI sources are few relative to the number of auxiliary anten-
nas, and reduces to the same performance as the first algorithm when this is not
the case.
v
Sidelobe blanking in the presence of noise-like interference
STINA WAHLGREN
Department of Space, Earth and Environment
Chalmers University of Technology
Sammanfattning
Störundertryckning i antenner är viktigt för att kunna detektera mål korrekt i
radarsystem. I det här projektet har prestandan hos två olika algoritmer under-
sökts, med syfte att avgöra om en detektion kommer från en antenns huvudlob eller
sidlob, då antennen belyses av störare. Båda algoritmerna bygger på en kombination
av sidlobsblankning (SLB) och adaptiv sidlobsundertryckning (ASLU). Den första
algoritmen är en enkel kaskadkoppling av SLB och ASLU, medan den andra algo-
ritmen är en modifikation av den förra med multipla vaktkanaler. Prestandan har
utvärderas med hjälp av Monte Carlo-simuleringar, där antennen modellerats som
en linjär gruppantenn bestående av isotropa antennelement, medan stör- och målsig-
naler modellerats som okorrelerade, monokroma, plana vågor. Effekten av kovar-
iansskattningsfel, antal störare, placering av hjälpantenner, signal-brusförhållande
och stör-brusförhållande på prestanda och lämpliga tröskelvärden för SLB har un-
dersökts. Den andra algoritmen presterar bättre än den första då antalet störare
är få relativt antalet hjälpantenner. Skillnaden i prestanda mellan algoritmerna
minskar då antalet störare ökar.
vi
Acknowledgements
This work has been carried out with support from Saab Surveillance and the Depart-
ment of Space, Earth and Environment at Chalmers University of Technology. Sin-
cere thanks goes to my supervisor Björn Hallberg and the recruiter Tomas Berling
at Saab, as well as the examiner Lars Ulander and supervisor Erik Blomberg at
Chalmers. I would also like to thank Anders Hellman and Beng-Erik Mellander, for
making this thesis possible.
vii
Contents
1 Introduction 1
1.1 Phased-array antennas . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1.1.1 Phase shift between two antenna elements . . . . . . . . . . . 3
1.2 Electronic counter-countermeasures . . . . . . . . . . . . . . . . . . . 3
1.2.1 Sidelobe Blanking . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.2.2 Sidelobe cancellation . . . . . . . . . . . . . . . . . . . . . . . 5
1.2.2.1 On the number of possible nulls . . . . . . . . . . . 6
1.2.3 SLC in guard channel . . . . . . . . . . . . . . . . . . . . . . . 6
1.3 Aim . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.4 Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2 Methods 9
2.1 Tested guard functions . . . . . . . . . . . . . . . . . . . . . . . . . . 9
2.2 Evaluation of performance . . . . . . . . . . . . . . . . . . . . . . . . 9
2.2.1 Model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.2.1.1 Signal-to-noise ratio . . . . . . . . . . . . . . . . . . 12
2.2.2 The covariance matrix . . . . . . . . . . . . . . . . . . . . . . 12
2.2.2.1 Estimation error model . . . . . . . . . . . . . . . . 14
2.2.3 Simulation method . . . . . . . . . . . . . . . . . . . . . . . . 14
3 Results 17
3.1 The undisturbed case . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3.2 Effect of auxiliary antenna position . . . . . . . . . . . . . . . . . . . 17
3.3 Comparison between methods . . . . . . . . . . . . . . . . . . . . . . 21
3.4 Effect of JNR and SNRsum . . . . . . . . . . . . . . . . . . . . . . . . 22
3.5 Effect of covariance estimation error . . . . . . . . . . . . . . . . . . . 22
3.6 More than one jammer . . . . . . . . . . . . . . . . . . . . . . . . . . 25
4 Discussion 29
4.1 Different approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
5 Conclusion 31
5.1 Future work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Bibliography 33
ix
Contents
x
Nomenclature
Abbreviations
ECCM Electronic counter-countermeasures
ECM Electronic countermeasures
JNR Jammer-to-noise ratio
NLI Noise-like interference
SLB Sidelobe blanking
SLC Sidelobe cancellation
SNR Signal-to-noise ratio
Operators
(·) Complex conjugate
Cov[ · ] Covariance
(·)H Hermitian transpose
(·)T Transpose
E[ · ] Expected value
diag(v) Diagonal matrix with diagonal entries v
Variables
θ Angle of incidence
J Number of NLI-jammers
M Number of auxiliary antennas
N Number of antenna elements
u Sinus of angle of incidence
Y Youden’s index
εcal Calibration errors
Q Covariance matrix
xi
Contents
R Covariance vector
SNRsum SNR in main channel
σcal Standard deviation of calibration error
σest Standard deviation of covariance estimation error
σth Standard deviation of thermal noise
Va Signals from auxiliary antennas
Vg Guard channel signal
Ving Signal from guard antenna
Vin Signal from main antenna before SLC
Vm Signal from main antenna after SLC
wtap Tapering weights
xii
1
Introduction
antenna transmitter
1
1. Introduction
40
V1 V2 V3 V4 V5 V6
20
gain (dB)
w1 w2 w3 w4 w5 w6 0
−20
P
−40
−1 −0.5 0 0.5 1
u
Vin
(a) (b)
Figure 1.2: Block diagram of a uniform linear antenna array with 6 antenna
elements (a) and comparison between uniform tapering (blue) and Taylor tapering
(black) (b). u is sinus of the incidence angle, i.e. the angle between the plane wave
and the linear array.
detection decision.
2
1. Introduction
where the integer d is the number of half wavelengths between the two antenna
elements. Due to the fact that the phase shift depends on sinus of angle of incidence,
it is common to introduce the variable u = sin θ.
3
1. Introduction
One problem that arises in radar technology is that the antenna typically has
sidelobes, which means that energy arriving at the antenna from a different angle
than the mainlobe direction can enter the receiver, although with a lower gain
than energy entering via the mainlobe. This phenomenon is exploited in sidelobe
jamming. This thesis is concerned with two types of sidelobe jamming, namely
false target jamming and noise-like interference (NLI). In false target jamming the
jammer transmits (or retransmits) energy pulses, which if they enter the receiver
via antenna sidelobes can be misinterpreted as a weaker signal entering via the
mainlobe. Thus, the effect of false target jamming is to introduce false detections.
NLI on the other hand is continuous signals, which if they enter the antenna via
sidelobes cause an overall increase of the noise level, i.e. decrease in SNR [9]. Thus,
the effect of NLI is to make it harder to detect targets.
Two ways to handle the types of sidelobe jamming mentioned above is sidelobe
blanking (SLB), aimed at false target jamming, and sidelobe cancellation (SLC),
aimed at NLI [7]. Both methods belong to the class of antenna-related ECCM, that
is they use additional antennas in order to reduce the effect of jamming [8]. The
additional antennas are often called guard antennas, used for SLB, and auxiliary
antennas, used for SLC. In the rest of the section, both methods are treated in some
detail.
Although the discussion here regards deliberate interference of the radar, the
same principles applies to non-malicious sidelobe interference, such as other radars,
strong scatterers in sidelobe directions, or even radio frequency interference from for
instance satellites or the sun, which can be a problem in radio astronomy [10].
4
1. Introduction
40 40
20 20
gain (dB)
gain (dB)
0 0
−20 −20
−40 −40
−1 −0.5 0 0.5 1 −1 −0.5 0 0.5 1
u u
Vm = Vin − w · Va ,
where Vin is the signal from the main antenna, w is the weights and Va is the signals
from the auxiliary antennas. Under the assumption that the jammer signals and
target signal are statistically independent, the weights w that minimise Pm is the
weights that will be best at cancelling out jammer signals, in the sense that they
will cause the maximum SNR.
One set of weights that minimise Pm is
w = Q-1 R, (1.3)
where Q is the covariance matrix of the (noise and jammer only) signals from the
auxiliary antennas, with elements
5
1. Introduction
Rn = Cov[Vin , Van ] .
or equivalently
V1 (u1 ) . . . VM (u1 ) w1 Vin (u1 )
.. ... .. .. = .
. . ..
. (1.4)
V1 (uJ ) . . . VM (uJ ) wM Vin (uJ )
Call the matrix in the latter equality A. It is clear that the problem is solvable if
rank(A) ≥ J, and that if rank(A) > J the weights w can be chosen in infinitely
many ways. Note that A depends on both placement of auxiliary antennas and
jammer directions.
1.3 Aim
The aim of this master’s thesis is to investigate how a number of isotropic auxiliary
antennas can be used to determine whether a target signal is located in the mainlobe
or in a sidelobe of the main antenna, when the main antenna is illuminated by one
or more NLI jammers. Such algorithms are called guard functions for the rest of
this report.
6
1. Introduction
1.4 Limitations
The focus of this project lies on general principles of SLB in the presence of NLI,
therefore implementation details are not treated. The guard functions are evaluated
using simulations. Targets and jammers are assumed to be far away from the radar,
and jammers entering the mainlobe of the radar antenna are not considered. All
target and jammer signals are assumed to be uncorrelated and monochromatic.
Clutter is not modelled. Other signal processing than guard functions, e.g. pulse
compression or doppler processing, are not modelled.
7
1. Introduction
8
2
Methods
Vg = max{Vg i }
i
The motivation behind SLCg max is to reduce anisotropy in the guard channel in
non-jammer directions. Example of guard channel patterns are shown in Figure 2.2.
SLCg was proposed in [14] and SLCg max is a modification of another algorithm
presented in the same paper. In both SLCg and SLCg max the weights of the guard
and auxiliary antennas are normalised, so that
M
X +1
wi wi = 1. (2.1)
i=1
Note that when J = M , no more than one combination of weights that fulfils
both (1.4) and (2.1), i.e. normalised weights that both places nulls in all jammer
directions, can exist. This means that SLCg max and SLCg will produce the same
result when J = M , provided that solutions to (1.4) exists for all choices of guard
antennas.
9
2. Methods
Vm Vm Vg
SLB SLB
detection detection
(a) No SLCg (b) SLCg
Vin Va Ving
SLC
SLC
cycle guard
Vg1 ... VgM +1
Vm max
Vg
SLB
detection
(c) SLCg max
Figure 2.1: Schematic illustrations of the evaluated guard functions. Vin is the
signal from the main antenna, Va the signals from the auxiliary antennas and Ving
the signal from the guard antenna.
10
2. Methods
40 40
20 20
gain (dB)
gain (dB)
0 0
−20 −20
−40 −40
−1 −0.5 0 0.5 1 −1 −0.5 0 0.5 1
u u
Figure 2.2: Example of the antenna patterns of guard channels produced by SLCg
and SLCg max. In b), the antenna pattern for each choice of guard channel is shown
in colours and the maximum of those is marked with black.
are called true targets while those stemming from signals entering the antenna via
sidelobes are called false targets.
In order to evaluate the performance of the methods, we focus on two quantities,
namely the probability of detection, Pd , and the probability of false alarm, Pfa . Pd
is defined as the probability of a true target correctly classified as a true target and
Pfa is the probability of a false target falsely classified as a true target. Using the
blanking logic in (1.2) results in the following expressions
|Vm |
Pd (T ) =P > T true target
|Vg |
|Vm |
Pfa (T ) = P |Vg |
> T false target
2.2.1 Model
The main antenna is modelled as a linear phased-array antenna with 100 antenna
elements, modelled as points with isotropic antenna patterns for all polarisations.
The antenna is tapered using a Taylor tapering with SLL = −40 dB and n̄ = 6. One
of the antenna elements is also used as a guard antenna and three other antenna
elements are also used as auxiliary antennas. Thus, in total the system consists
of one main antenna and four additional antennas. Target and jammer signals are
modelled as plane waves. All waves have the same wavelength λ0 , and the antenna
elements are spaced λ0 /2 apart. Each wave has a random phase drawn from a
uniform distribution on [0, 2π].
The output, Vi , from antenna element i is a complex voltage, consisting of the
(true or false) target signal si , the NLI jammer signals bi , thermal noise ni , and a
calibration error εcal
i .
Vi = (si + bi + ni ) 1 + εcal
i
11
2. Methods
Both the thermal noise and the calibration error are modelled as zero-mean, complex,
gaussian noise, uncorrelated between antenna elements. The thermal noise has
a standard deviation σth = 1 and the calibration error has a standard deviation
σcal = 0.02. The calibration error is added in order to avoid unrealistically low
sidelobe levels.
The antenna array will always be steered at boresight, so the main channel output
(before SLC) is
N
witap Vi ,
X
Vin =
i=1
12
2. Methods
where ak is the amplitude and ξk is the random phase of the k:th jammer signal and
ϕi (uk ) is the phase shift between the antenna element in question and a reference
point for a wave from direction uk . The expression for ϕi (uk ) is given in (1.1).
The covariance matrix Q is defined as:
Cov[q1 , q1 ] . . . Cov[q1 , qM ]
Q= .. .. ..
,
. . .
Cov[qM , q1 ] . . . Cov[qM , qM ]
Since the elements in q have zero mean (all phases are equally probable), this sim-
plifies to
E[q 1 q 1 ] . . . E[q 1 q M ]
.. ... ..
h i
Q = E qqH =
.
. .
E[qM q1 ] . . . E[qM qM ]
Using the expression for q defined in (2.2) and assuming uncorrelated jammers, the
elements in Q is given by
J
ak 2 ejπ(dn −dm )uk + E[nn nm ] ,
X
Qnm = E[qn qm ] =
k=1
where di is the distance in antenna elements between a reference point and auxiliary
antenna i. Further, due to the assumption that the thermal noise is zero-mean and
uncorrelated between antenna elements,
0 if n 6= m
E[nn nm ] =
σ 2 if n = m
th
Thus,
J
ak 2 2
X
+ σth , n=m
Qnm = k=1
J
ak 2 ejπ(dm −dn )uk , n 6= m
X
k=1
yields
J
X
R= Rk + n,
k=1
13
2. Methods
2 2 2 T
where Rk is the covariance vector for one NLI-jammer and n = [σth , σth , . . . , σth ] .
Rk is given by
−jπd u
e i1 k
−jπdi2 uk N
e
|ak |2 wi ejπdi uk ,
X
Rk = ..
.
i=1
e−jπdiM uk
|u| ≤ 0.0125,
|u| ≥ 0.0367,
14
2. Methods
We noted a tendency for the sidelobe level in the main channel to increase dra-
matically when covariance estimation errors are introduced for M > J. In order to
avoid this, only the J first auxiliary antennas are used for SLC in the main channel.
In a situation where the number of jammers is not known beforehand, this could for
instance be accomplished by Vandermonde decomposition of the covariance matrix
in order to determine J, or simply by computing Vm using different number of auxil-
iary antennas and choose the smallest value. The latter method should work because
the best weights are those that cancel out most of the jammer effect, hence would
result in the lowest Vm . When SLC is applied to the guard channel, all auxiliary
antennas are used.
15
2. Methods
16
3
Results
In this chapter, the results of the simulations are presented. The performance is
presented with ROC-curves, which are plots of Pd (T ) versus Pfa (T ), parameterized
with T . For illustration purposes, plots with Youden’s index, Y , are also presented.
Youden’s index is defined as
Y (T ) = Pd (T ) − Pfa (T ).
guard aux
Placement 1 1 2, 3, 4
Placement 2 1 2, 3, 100
Placement 3 1 8, 37, 100
17
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40 60
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 60 −40 −20 0 20 40 60
T ( dB) T ( dB)
Figure 3.1: The performance of SLB when no NLI-jammers are present. SNRsum =
5 dB (black), SNRsum = 10 dB (blue) and SNRsum = 20 dB (dashed).
18
3. Results
40 40
20 20
gain (dB)
gain (dB)
0 0
−20 −20
40 40
20 20
gain (dB)
gain (dB)
0 0
−20 −20
40 40
20 20
gain (dB)
gain (dB)
0 0
−20 −20
Figure 3.2: Illustration of the effect of auxiliary antenna position on main channel
pattern (blue) and guard channel pattern (black) for uj = 0.3. The positions are
defined in Table 3.1.
19
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pd
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
Figure 3.3: ROC-curves and Youden’s index (J) for Placement 1 (black), Place-
ment 2 (blue) and Placement 3 (dashed).
20
3. Results
1 1
0.8
0.6 0.5
Pd
Y
0.4
0.2 0
0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.4: Comparison of the three tested guard functions No SLCg (black),
SLCg (blue) and SLCg max (dashed).
in Figure 3.3. Although the placement clearly influences the shape of the guard
antenna diagram, the effect on overall performance is small. In fact, as seen in Figure
3.3a placement has no significant effect on performance of SLCg. For SLCg max,
Placement 1 leads to a minor decrease in performance, while no significant difference
between Placement 2 and Placement 3 is observed. This is shown in Figure 3.3c.
For the rest of the simulations, Placement 3 is used. Since the placement of auxiliary
antennas does not influence the guard channel in No SLCg, it is not included here.
21
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
The effect of SNRsum and JNR on performance of SLCg and SLCg max are shown
in Figure 3.5 and Figure 3.6. The effects are similar, both influences Pd but not Pfa .
An increase in SNRsum or a decrease in JNR increases performance.
The effect of errors in the covariance estimations used for computing SLC-weights
is shown in Figure 3.7, where it is shown that estimation error influences Pd but not
Pfa .
22
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.6: Effect of JNR on performance of SLCg (black) and SLCg max (blue)
for JNR = 30 dB (full), 40 dB (dashed) and 50 dB (dotted).
23
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.7: Effect of covariance estimation error on SLCg (black) and SLCg max
(blue), for no error (full), σest = 0.1 (dashed) and σest = 0.2 (dotted).
24
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.8: Effect of the number of jammers on SLCg (black) and SLCg max
(blue) for one jammer (full), 2 jammers (dashed) and three jammers (dotted).
25
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.9: Effect on the number of jammers on SLCg (black) and SLCg max
(blue) with no error in covariance estimation. Lines correspond to one jammer
(full), 2 jammers (dashed) and three jammers (dotted).
26
3. Results
1 1
0.8 0.8
0.6 0.6
Pd
Y
0.4 0.4
0.2 0.2
0 0
0 0.2 0.4 0.6 0.8 1 −40 −20 0 20 40
Pfa T ( dB)
1 1
0.8 0.8
0.6 0.6
Pfa
Pd
0.4 0.4
0.2 0.2
0 0
−40 −20 0 20 40 −40 −20 0 20 40
T ( dB) T ( dB)
Figure 3.10: Effect of auxiliary antenna placement on SLCg when three NLI-
jammers are present. Lines corresponds to Placement 1 (black), Placement 2 (blue)
and Placement 3 (dashed).
27
3. Results
28
4
Discussion
29
4. Discussion
30
5
Conclusion
In conclusion, both SLCg and SLCg max work well in the case of one jammer, and are
definitely a much better alternative than to use the guard channel directly when NLI
is present. In the scenarios investigated here, SLCg max in general performs better
than SLCg, but as discussed in the previous section this might not always be the
case. Additional antennas should be placed on both edges of the antenna array, but
otherwise the placement of auxiliary antennas does not effect the performance of the
guard functions substantially. However, the placement can affect the performance
indirectly, by influencing SLC in general and covariance estimation errors. The
performance of SLCg and SLCg max is reduced drastically when more than one
NLI source are present.
31
5. Conclusion
32
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