Nietzsche On Time and History - Dries PDF
Nietzsche On Time and History - Dries PDF
Nietzsche On Time and History - Dries PDF
History
Edited by
Manuel Dries
Walter de Gruyter
Nietzsche on Time and History
≥
Nietzsche on Time and History
Edited by
Manuel Dries
ISBN 978-3-11-019009-0
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If there is no goal in the whole of history of man’s lot, then
we must put one in: assuming, on the one hand, that we have
need of a goal, and on the other that we’ve come to see
through the illusion of an immanent goal and purpose. And
the reason we have need of goals is that we have need of a
will—which is the spine of us. ‘Will’ as the compensation of
lost ‘belief’, i.e., for the idea that there is a divine will, one
which has plans for us.
Friedrich Nietzsche, Nachlaß Summer 1886–Spring 1887, KSA 12, 6[9]
Notes on Contributors XI
Abbreviations and Translations XIII
Motion must first disappear, i.e. lead to a static effect before it appears to our feel-
ing. Feeling is the sign of a motion that has been made statically perceptible, i.e. a
contained and annihilated motion. (Nachlaß Summer 1875, KSA 8, 9[1])
Every thing is a sum of judgements (fears, hopes, some inspire confidence, others
do not). Now, the better we know physics the less phantasmal this sum of judge-
ments becomes ... Finally we understand: a thing is a sum of excitations within us:
however, since we are nothing fixed [Festes] a thing is also not a fixed sum. And
the more stability we attribute to things, – – – (Nachlaß Spring 1880–Spring 1881,
KSA 9, 10[F100])
If there is no goal in the whole of history of man’s lot, then we must put one in: as-
suming, on the one hand, that we have need of a goal, and on the other that we’ve
come to see through the illusion of an immanent goal and purpose. (Nachlaß
Summer 1886–Spring 1887, KSA 12, 6[9])
I will call this the staticist worldview. Nietzsche’s emphasis on time and
history is usually both a critique of the staticist worldview and, less often
so, his attempt to develop an alternative worldview, an alternative that is,
however, not simply a negation of the staticist worldview. It is for this
reason that I wish to preface Nietzsche on Time and History with a few
remarks on Nietzsche’s critique of staticism.
I will first discuss Nietzsche’s rejection of the remnants of staticism in
Hegel and Schopenhauer (both of whom, he holds, remain fundamentally
opposed to the very existence of time and history proper). I will then
briefly outline why Nietzsche deems the belief in any variant of the stati-
cist picture as problematic. Finally, I will examine what I believe is Nietz-
sche’s adualistic-dialetheic stance towards the staticist worldview. In the
final section, I will comment on the different ways these issues are ad-
dressed in Nietzsche on Time and History.
but also always a (sich) besinnen in the literal sense, i.e., a ‘returning to the
senses’, and thereby a returning and coming ‘to one’s senses’. It is worth
quoting this genealogy of being in full:
Man is searching for ‘the truth’: a world that does not contradict itself, does
not deceive, does not change, a t r u e world — a world, in which one does not
suffer: contradiction, illusion, transistoriness — causes of suffering! He does
not doubt, that such a world, as it ought to be, exists; he wants to find his way
to it. …
Whence does man take the concept of r e a l i t y ? —
Why is it that man deduces s u f f e r i n g precisely from change, illusion,
contradiction? And why not more so his happiness? ... —
The contempt, the hatred of all that passes away, changes, transforms: —
whence this valuation of the permanent?
What is obvious here is the will to truth, just the desire for a w o r l d o f p e r -
manence.
The senses deceive, rationality corrects the errors: c o n s e q u e n t l y , one in-
ferred, that reason is the path to the permanent; the most n o n - s e n s o r y
[unsinnlichsten] ideas must be closest to the ‘true world’. — Most misfortunes
come from the senses — they are fraudsters, beguilers, annihilators:
H a p p i n e s s is only warranted in what has being [im Seienden]: change and
happiness are mutually exclusive. The greatest desire aims at a becoming one
with being. This is the s t r a n g e path to the highest form of happiness.
In sum: the world, as it o u g h t to be, exists; this world, the one we live in, is
only error, — this our world ought n o t to exist.
T h e b e l i e f i n b e i n g turns out to be just <as> a consequence: the real
primum mobile is the unbelief in becoming, the mistrust against becoming, the
contempt for all becoming… (Nachlaß Autumn 1887, KSA 12, 9[60])
Nietzsche questions how human beings arrived at their belief in being and
came to understand suffering as the consequence of ‘change’, ‘illusion’ and
‘contradiction’. Why not equate change with happiness? At the core of this
equation lies what I wish to call Nietzsche’s error theory regarding stati-
cism. It can be summarized as follows:
In addition to what can be called the semantic thesis (i) and the ontological
thesis (ii) Nietzsche also offers an explanatory thesis:
that takes the temporal disposition of the whole with its several simulta-
neous temporal-perspectival dimensions seriously must then create a very
different, revised historical-philosophical approach, self-reflexively aware
of the staticist fallacy. It, too, must incorporate an awareness of the latter.
The contributions in Nietzsche on Time and History deal with the impact
and importance of history for philosophy and the need gradually to unlearn
the natural staticist standpoint.
However, and this is crucial and complicates matters considerably,
Nietzsche’s advice is not simply to do away with the staticist pictures.
We are left in a state of tension: staticism is the case and is not the case.
Immediately, most will argue that this is only superficially so: staticism
might be, for example, false from a third-person, scientific point of view,
and yet psychologically true from a first-person perspective. Think of Hu-
man, All Too Human where Nietzsche argues that although water has cer-
tain chemical properties, this is hardly what concerns the sailor in distress
(HA I 9). Again others might say that staticism is indeed false tout court,
that there are only fields composed of whatever ‘ultimates’ are assumed by
our best scientific theories, and that the world as it is to us is merely epi-
phenomenal and in theory reducible to the best description our physics has
to offer. But Nietzsche is clear that both worlds are (1) the same world, and
(2) of equal importance; they are to be taken seriously both together and in
opposition to each other. Neither ought to assume exclusively priority. A
mutually exclusive opposition ‘is after all only the contradiction [Gegen-
10 Nietzsche’s Critique of Staticism
nations, the law, truth, or the linear future of time and history itself is false.
And yet, most contributions reach a point when a different conception is
called for. Rather than summarizing the essays of Nietzsche on Time and
History I will simply point towards these points of transition.
Nietzsche on Time and History falls in five parts: ‘Time, History, Method’;
‘Genealogy, Time, Becoming’; ‘Eternal Recurrence, Meaning, Agency’;
‘Nietzsche’s Contemporaries’; and ‘Tragic and Musical Time’.
Part one opens with an essay by Andrea Orsucci on ‘Nietzsche’s Cul-
tural Criticism and his Historical Methodology’. Orsucci examines Nietz-
sche’s treatments of ancient Greek civilization and primitive Christianity
and traces Nietzsche’s claims to his readings of, and critical engagements
with, contemporary texts. It is the historical phenomena themselves that,
according to Orsucci, Nietzsche’s methods reveal as consisting of a com-
plex simultaneity of temporal and historical layers, ‘consistently concerned
to identify and theorize the coexistence and mixing of very different tradi-
tions, cultures, and ways of thinking in any particular historical phenom-
enon’ (Orsucci 2008, p. 12).
In ‘Thucydides, Nietzsche, and Williams’, Raymond Geuss analyses
Nietzsche’s preference for Thucydides over Plato. The reasons for Nietz-
sche’s non-traditional preference are, first, that Thucydides portrayed hu-
man beings and their motivations in a non-moralizing way, and second,
that he was opposed to the rationalistic, Platonic optimism symptomatic of
two millennia of systematic philosophy. Between poetry on the one hand,
and philosophy on the other, the bi-partite structure Nietzssche follows in
the Birth of Tragedy, Thucydidean Wissenschaftlichkeit [scientific-
mindedness]—‘radically non-mythic, non-theological, and non-literary’—
appears as a third possibility that informs Nietzsche’s own interests not in
the past per se but in dissecting ‘those forms of collective human behaviour
that are recurrent and thus comprehensible’ (Geuss 2008, p. 43). In the late
1870s and early 1880s Nietzsche’s notebooks indicate the importance he
attributed to the ‘strand of realist and empiricist thinking that Thucydides
represents, and of seeing the demise of tragedy and of Thucydidean “en-
quiry” synoptically’ (ibid., p. 46). It is the rejection of both optimism and
pessimism, against the mutually exclusive alternatives ‘to think either that
these items [rationality, individual happiness, natural human development,
socially desirable action] are set up so as to cohere, or that they are ‘by
nature’ ineluctably fated to conflict in an unresolvable way—the refusal to
be either an old-style philosophical optimist or a dogmatic pessimist’—that
Manuel Dries 13
be. The past ‘has a kind of “presence” in us, constituting us now as who we
are, determining the meaning of what we now do’ (Richardson 2008, p.
91). Central to our understanding of the presence of the past in the present
is Richardson’s understanding of power wills that have been selected and
structure us who ‘express the aims of these wills, which carry their inten-
tions ahead into us’ (ibid., p. 91). Nietzsche’s genealogical method is there-
fore a technique to become aware of the proto-intentional ‘wills’, to expose
the social formation of values, and in a retrospective stance to bring into
view ‘the forces that really aimed the rules and values to which I commit
myself’ (ibid., p. 107). By ‘cutting-into’ our lives of desiring, willing, valu-
ing etc. we are always in danger of falling into an alienating form of nihil-
ism, and yet, Richardson argues that genealogy enables us to ‘judge those
designed-in purposes of our ways of thinking and acting—and decide
whether we favour those purposes’ (ibid., p. 108).
In the final paper of part two, ‘Towards Adualism: Becoming and
Nihilism in Nietzsche’s Philosophy’, I examine the relationship that holds
between the concepts of ‘being’ and ‘becoming’ in Nietzsche’s philosophy.
I argue that Nietzsche’s emphasis on ‘becoming’ is motivated by the ano-
maly of nihilism that is best explained as ‘a function of the belief in being’
(Dries 2008, p. 114). Nietzsche’s philosophical agenda, his attempt to pro-
vide a ‘counter-force’ to nihilism, should be regarded as the reason for the
initial, seemingly radical nature of his affirmation of becoming, which at
first sight reintroduces a dualism between becoming and language, reca-
pitulating the nihilism it had aimed to circumvent (ibid., p. 120). I argue
that Nietzsche’s ontology of becoming as will-to-power relations should be
seen instead as a less radical presentation of becoming. Aiming at a non-
reductive, adualistic practice of thought, he accounts for both the relative
permanence of ‘relations’, ‘entities’ and ‘objects’ and their constantly
changing, temporal complexity.
Part three of Nietzsche on Time and History is concerned with Nietz-
sche’s attempt to describe the temporal disposition of the world as eternal
recurrence and what this demands of the human being.
In ‘Shocking Time: Reading Eternal Recurrence Literally’ Lawrence
Hatab argues that although Nietzsche did not present eternal recurrence as
a cosmological theory or a scientific fact, it nevertheless must be taken
literally, that ‘a certain extra-psychological literality would better fit the
world-disclosive and “revelatory” spirit of Nietzsche’s accounts of eternal
recurrence’ (Hatab 2008, p. 148). In order to deal with the question of
meaning that has hitherto blocked, in Nietzsche’s view, the possibility of
affirming life in its finite, temporal disposition as will to power, eternal
recurrence emerges as ‘Nietzsche’s formula for “redemption” of time and
becoming’ (ibid., p. 150). Against nihilistic alternative models of time—
Manuel Dries 15
for the growth of “individuality” and cultural productivity’ (ibid., pp. 250–
251), a republican alternative Nietzsche chose to ignore. Nietzsche’s Re-
naissance-inspired individualism stands of course side by side with his
ideal of an agonistic community.
The final two essays take a close look at Nietzsche’s Birth of Tragedy
and the importance of music for Nietzsche’s views on time. Against influ-
ential interpretations of the Birth of Tragedy by among others Nehamas, de
Man and Porter, Katherine Harloe argues for ‘the positive character of its
appropriation of Schopenhauer and Wagner’, challenging the idea that it
should be read primarily as a contribution to the major debate of post-
Kantian German philosophy, namely ‘that of the possibility of metaphys-
ics’ (Harloe 2008, p. 271). Harloe revisits the, in her view, simplified read-
ing that Nietzsche’s Dionysus–Apollo distinction mirrored Schopenhauer’s
own metaphysical distinctions and argues that it ‘rests upon an oversimpli-
fication of what “Schopenhauer” could have represented for Nietzsche at
the time’ (ibid., p. 272). In fact, Nietzsche uses and relies heavily on
Schopenhauer in his attack on Socratic optimism. Key passages often cited
as a radical critique of Schopenhauer stem in fact from Schopenhauer him-
self. This, Harloe remarks, ‘raises the possibility that The Birth of Tragedy
deploys Schopenhauer not in parodic fashion … to shatter all such illu-
sions, but rather as a means of developing them in a new and superior
form’ (ibid., p. 281). Nietzsche can be shown to construct a historical nar-
rative of the crisis of science and ‘casts Schopenhauer in a leading role’
(ibid., p. 282)
Finally, Jonathan R. Cohen analyses the importance of music for
‘Nietzsche’s Musical Conception of Time’. In a close reading of Nietz-
sche’s critique of Wagnerian endless melody Cohen shows that Nietzsche
promotes both loss of an essential notion of the self and yet maintains that
‘structure is necessary for a flourishing and creative life’ (Cohen 2008, p.
291). Hollingdale’s translation obfuscates that Nietzsche’s critique of
Wagner is not based on Wagner’s choice of irregular time measures but
that Nietzsche asks about its effect and ‘makes endless melody be about
rhythm, and thus by the same token about time’ (ibid., p. 292). He
criticizes that Wagner’s melodies ‘“overflow” their measures’ (ibid., p.
296) and that this leads to the loss of structure on the part of the listener
and ‘overrides the listener’s own internal sense of structure’ (ibid., p. 297).
A larger issue emerges with regard to Nietzsche’s conception of time: in
the same way that Nietzsche rejects the idea of a thing-in-itself in favour of
the world as it is experienced, he takes not the external metronome but
rather ‘takes the perspective of the listener’ (ibid.) as the final measure of
musical time. Cohen concludes that Nietzsche’s emphasis on time as it is
experienced corresponds to Nietzsche’s insistence that each subject has its
18 Nietzsche’s Critique of Staticism
own internal rhythm and temporality, derived from, among other things,
‘our internal physiological rhythms’ (ibid., p. 299). The criterion for evalu-
ating music then becomes its effect on us: ‘it can help structure our internal
rate of time—either directly or by providing a contrasting rhythm to serve
as a beneficial tonic—or it can harm it … And with no time-in-itself to fall
back on, such undermining can be utterly destructive. It requires great
strength to resist it and maintain one’s own tempo’ (ibid., p. 300).
References
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Part I
Andrea Orsucci
_____________
This essay has been translated from Italian by Tom Bailey.
24 Nietzsche’s Cultural Criticism and his Historical Methodology
_____________
1 Regarding this note, see also Orsucci 1996, pp. 109–116. The claim regarding the
Greeks’ Mongolian origins derives from Nietzsche’s reading of J. W. Draper,
Geschichte der geistigen Entwicklung Europas (1871, p. 24).
2 See also Orsucci 1996, pp. 8ff.
Andrea Orsucci 25
to make concessions ‘to the evil and suspicious, to the animal and back-
ward, likewise to the barbarian, the pre-Greek and Asiatic, which still lived
on in the foundations of the Hellenic nature’ (AOM 220). In particular, in a
lengthy section of Human, All Too Human, Nietzsche accounts for primi-
tive religious rituals as superstitious attempts to ‘impose a law on nature’,
to control a hostile and unpredictable natural environment. For, Nietzsche
maintains, primitive man considered natural events to be the voluntary
actions of embodied ‘spirits’, and therefore to be subject to influence by
rituals directed towards these ‘spirits’ (HA I 111).3 Nietzsche thus exploits
his readings in the then-emerging field of ethnology, and, in particular, his
close readings from 1875 onwards of works by contemporaries such as
Edward B. Tylor, John Lubbock, and Wilhelm Mannhardt. For instance,
Nietzsche found in Mannhardt’s Der Baumkultus der Germanen und ihrer
Nachbarstämme extensive accounts of the primitive belief that plants em-
body spirits, and of the rituals with which these spirits were encouraged to
protect a community’s crops—such as processions or burials of twigs or
shrubs, and the conservation of the last sheaf of the harvest.4
Just as Nietzsche insists on the heterogeneous and combinatory nature
of ancient Greek civilization in his earlier texts, in his later texts he makes
corresponding claims about primitive Christianity and its relationship to
the then-waning Greco-Roman civilization. In Daybreak, for instance, he
writes that ‘[t]he Christian Church is an encyclopaedia of prehistoric cults
and conceptions of the most diverse origin’, with an exceptional ‘p o w e r
of causing the most various elements to coalesce’ (D 70; see also AOM).
As examples, he refers to primitive Christianity’s appropriation of the pa-
gan notion of punishment in the afterlife, and of the pagan proscription on
suicide (D 72 and GS 131). Once again, these claims derive from Nietz-
sche’s extensive readings—in this case, they can be traced to certain pas-
sages of the historian and moral philosopher W. H. Lecky’s History of
European Morals from Augustus to Charlemagne, which Nietzsche read in
German translation (1879, vol.1, pp. 183–186, 336ff.).
Nietzsche returns to primitive Christianity’s heterogeneous pagan ori-
gins in his late texts and notes, this time often reflecting his careful reading
of the Ernest Renan’s Histoire des origines du christianisme, and particu-
_____________
3 HA I 111 states particularly clearly the ideas elaborated by Nietzsche in his 1875
lecture course, ‘Der Gottesdienst der Griechen’ (KGW II.4, pp. 355–520).
4 Mannhardt writes, for instance, of the obscure idea of ‘a spiritual being, a demon,
whose life is bound to the life of the plant. The demon is born with the plant, and
dies with it; in the plant he has his habitat, … his body’ (Mannhardt 1875, p. 4; see
also p. 609).
26 Nietzsche’s Cultural Criticism and his Historical Methodology
_____________
5 Compare, e.g., Renan 1866, pp. 328, 338–339; 1869, pp. 202–206; 1877, p. 385;
1882, pp. 574–579.
6 See also GS 358, BGE 52, and Nachlaß Autumn 1887, KSA 12, 10[92 and 96],
and, for a more extensive treatment, Orsucci 1996, pp. 281–317. Regarding Paul in
particular, Nietzsche similarly claims in his notebooks that Paul translated Christ’s
teaching into ‘the language of all the already existing s u b t e r r a n e a n r e l i -
g i o n s ’, and thus made it able to express the new religious needs that emerged
with the decline of Greco-Roman civilization, such as ‘asceticism, world-denial,
superstitious “purification”’ (Nachlaß November 1887–March 1888, KSA 13,
11[294, 295]); see also Nachlaß November 1887–March 1888, KSA 13, 11[282]).
Andrea Orsucci 27
_____________
7 See also GS 131 and 353, and GM I 10 and III 19 and 22. Nietzsche also elabo-
rates on these claims in notes of Autumn 1887. He writes, for instance, of the Jews
of the diaspora as a ‘small people’ who, excluded from society, cultivated a com-
mon identity by dedicating themselves to ‘everything soothing, relieving, restoring,
prayer, music, meals taken together and effusions of feeling, patience, indulgence,
mutual support and service, above all the k e e p i n g q u i e t of the soul, so that the
affects [of] anger, suspicion, hate, envy, revenge do not emerge … Asceticism is
n o t the essence of this life’ (Nachlaß Autumn 1887, KSA 12, 10[92]; see also
Nachlaß Autumn 1887, KSA 12, 10[92, 135, 157, 179, 181, 183, 188, and 191]).
8 Compare Nietzsche’s terms in GM III 22 or A 21, for instance. Renan’s thesis is
that these notions of community were introduced into the Western, pagan world by
groups of Syrians and Jews excluded from the prevailing Greco-Roman society.
He writes, for instance, that ‘The most characteristic aspect of the devoted Jewish
life was always that of arousing much gaiety and cordiality. There was love in his
small world: one loved a past, a common past; the religious ceremonies embraced
life most sweetly’ (Renan 1866, pp. 286ff.). For his accounts of these notions, and
his use even of the term ‘small people’ and the metaphor of warmth adopted by
Nietzsche, see Renan 1866, pp. 284ff. and 357; 1879, p. 319; 1882, pp. 547, 561–
562, 570, and 590. With respect to attitudes towards suicide, on the other hand,
Lecky writes, for example, of Ambrose’s and Jerome’s hesitation in condemning
voluntary martyrdom, reflecting pagan attitudes that contrast radically with Augus-
tine’s later unqualified condemnation, and of the idea of a ‘knowing suicide’ to
which many fifth-century ascetics and in particular the Circumcelliones aspired
(see Lecky 1879, vol. 2, pp. 35–38; and also vol. 1, pp. 183–186, 336ff.). For a
more extensive discussion of this, see Orsucci 1996, pp. 281–317. Franz Overbeck
considered Nietzsche’s identification of a ‘will to mutuality’ to be a substantial
contribution to the understanding of the rise of Christianity, and, notably, to re-
quire that less importance be attributed to asceticism in this rise. In this, Overbeck
emphasized, Nietzsche anticipated the claims of the theologian Adolph von Har-
nack, in his Das Wesen des Christentums (See Overbeck 1995a, vol. 4, pp. 165–
28 Nietzsche’s Cultural Criticism and his Historical Methodology
tion, as Charles Darwin and Ernst Haeckel maintain, but by the cross-
generational growth of ‘idioplasmatic systems’ of hereditary characterist-
ics. Conflicts between the ‘filaments’ which constitute such complex sys-
tems, Nägeli claims, determine the continual evolution of organic forms of
life, such that stronger ‘filaments’ eventually ‘overwhelm’ weaker ones.
Moreover, although Nägeli considers this ‘overwhelming’ to occur very
frequently, he nonetheless also maintains that, as he puts it, ‘it takes some
time before the tension generated by the formation of a device in the idio-
plasma becomes strong enough to overcome the resistances to it’ (Nägeli
1884, pp. 184–185). When, in the Genealogy, Nietzsche chooses to make
explicit his particular approach to historical phenomena, then, he exploits
Nägeli’s conception of biological evolution, so as to claim that, beneath the
apparent homogeneity of any particular historical phenomenon, there exist
different, inherited elements whose internal power conflicts explain the
phenomenon’s character and changes, and continue even beneath any sur-
face stability which the phenomenon might display.
It is rarely noted that, by thus insisting on the heterogeneous nature of
historical phenomena, Nietzsche anticipates important trends in later his-
torical thought. For instance, in his Der Historismus und seine Probleme of
1922, Ernst Troeltsch maintains that Western civilization is distinguished
from other civilizations by its ‘complexity’—that is, by the heterogeneous
and layered nature of its constitutive features. Troeltsch writes, for in-
stance, that, even in the modern era, only European history is marked by
the re-emergence of an extraordinary ‘wealth … of entirely different
civilizations … [which are] contained together as nowhere else’ and which
have ‘branched into each other and … grown together’ over an extremely
long period of time. European civilization is thus a conglomeration ‘consti-
tuted by elements belonging to the most varied … historical worlds’, by
heterogeneous contributions which ‘continuously oppose each other and
merge together again in different ways … colliding with each other and
mixing again with new forces and new ideas’. Troeltsch concludes that, in
order to do justice to this mosaic, ‘general historical-universal schemes’
must be set aside. ‘In this field,’ he writes, ‘preconceived formulas are of
no use’ (1922, pp. 716–719).11
_____________
11 Indeed, Troeltsch himself describes Nietzsche’s historical claims as ‘rather free …
indifferent to details’, but nonetheless ‘extraordinarily acute and penetrating’ in
their interpretations of ‘historical movements through the antagonisms between
impotence and herd spirit, on the one hand, and force and nobility, on the other’.
Troeltsch further claims that, despite the efforts of ‘third-rate editors’, Nietzsche’s
works exercised ‘a quite extraordinary influence on the general atmosphere of his-
torical thought and feeling’ in the early twentieth century, by effecting ‘a devasta-
30 Nietzsche’s Cultural Criticism and his Historical Methodology
_____________
tion of value criteria and historical conventions … a growing distrust of the erudite
specialisms of history, criticism and philology’ (Troeltsch 1922, pp. 503, 506–507;
see also pp. 4–5).
12 Spengler’s notion of ‘pseudomorphoses’ was also adopted by Eduard Meyer in
Spenglers Untergang des Abendlandes (see Meyer 1925, p. 15).
Andrea Orsucci 31
_____________
13 Indeed, Overbeck himself practised this ‘sensitivity’ in his own studies of the
origins of Christianity, and came to conclusions similar to Nietzsche’s regarding
the significance of excluded Jewish communities, conclusions which he found to
correspond with those of von Harnack’s 1900 work, Das Wesen des Christentums.
See, for instance, Overbeck 1995a, pp. 157–161, 579, and von Harnack 1985, pp.
55–56, 74, and 104–106.
14 The influence of these readings perhaps explains why recent contributions to the
study of Nietzsche and ‘history’ also marginalize these historical components. See,
32 Nietzsche’s Cultural Criticism and his Historical Methodology
References
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Deussen, Paul, 1883, Das System des Vedânta, Leipzig: Brockhaus.
Draper, J. W., 1871, Geschichte der geistigen Entwicklung Europas, Leipzig: Wigand.
Foucault, Michel, 1994, Nietzsche, la généalogie, l’histoire, in: Dits et écrits 1954–
1988, vol. 2, Paris: Gallimard.
Harnack, Adolph von, 1985, Das Wesen des Christentums (1900), Gütersloh: Mohn.
Heidegger, Martin, 1989, Beiträge zur Philosophie (Vom Ereignis) (1936–37), in:
Gesamtausgabe, vol. 65, Frankfurt a. M.: Klostermann.
Heidegger, Martin, 1999a, Die Grundbegriffe der Metaphysik. Welt-Endlichkeit-
Einsamkeit (1929–30), in: Gesamtausgabe, vols. 29–30, Frankfurt a. M.: Kloster-
mann.
Heidegger, Martin, 1999b, Die Überwindung der Metaphysik (1938–39), in: Gesam-
tausgabe, vol. 67, Metaphysik und Nihilismus, Frankfurt a. M.: Klostermann.
Lecky, William Hartpole, 1879, Sittengeschichte Europas von Augustus bis auf Karl
den Großen, 2nd ed., Leipzig: Winter.
Mannhardt, Wilhelm, 1875, Der Baumkultus der Germanen und ihrer Nachbarstämme,
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Meyer, Eduard, 1925, Spenglers Untergang des Abendlandes, Berlin: Curtius.
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Oldenberg, Hermann, 1881, Buddha. Sein Leben, seine Lehre, seine Gemeinde, Berlin:
Hertz.
Orsucci, Andrea, 1996, Orient-Okzident: Nietzsches Versuch einer Loslösung vom
europäischen Weltbild, Berlin: Walter de Gruyter.
Ottmann, Henning (ed.), 2000, Nietzsche-Handbuch, Stuttgart: Metzler.
Overbeck, Franz, 1995a, Werke und Nachlaß, v.4, Kirchenlexikon. Texte, Stuttgart:
Metzler.
_____________
for example, the special issue of Etudes germaniques 55/2 on ‘Nietzsche et
l’histoire’ (2000); and also the relevant entries in Ottmann 2000.
Andrea Orsucci 33
Overbeck, Franz, 1995b, Werke und Nachlaß, v.5, Kirchenlexikon. Texte, Stuttgart:
Metzler.
Overbeck, Franz, 1995c, Werke und Nachlaß, v.7, pt. 2, Autobiographisches. ‘Meine
Freunde Treitschke, Nietzsche und Rohde’, Stuttgart: Metzler.
Renan, Ernest, 1879, L’église chrétienne, Paris: Lévy.
Renan, Ernest, 1866, Histoire des origines du christianisme, v.2, Les apôtres, Paris:
Lévy.
Renan, Ernest, 1869, Histoire des origines du christianisme, v.3, Saint Paul, Paris:
Lévy.
Renan, Ernest, 1877, Histoire des origines du christianisme, v.5, Les Évangiles, Paris:
Lévy.
Renan, Ernest, 1882, Histoire des origines du christianisme, v.7, Marc-Aurèle et la fin
du monde antique, Paris: Lévy.
Spengler, Oswald, 1995, Der Untergang des Abendlandes (1919), Munich: Deutscher
Taschenbuch Verlag.
Troeltsch, Ernst, 1922, Der Historismus und seine Probleme, Tübingen: Mohr.
Usener, Hermann, 1929, Götternamen. Versuch einer Lehre von der religiösen Be-
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Gesammelte Aufsätze zur Religionssoziologie, Tübingen: Mohr.
Translations
Beyond Good and Evil, ed. Rolf-Peter Horstmann, trans. Judith Norman, Cambridge:
Cambridge University Press, 2002.
Daybreak, trans. R. J. Hollingdale, ed. Maudemarie Clark and Brian Leiter, Cambridge:
Cambridge University Press, 1997.
The Gay Science, ed. Bernard Williams, trans. Josefine Nauckhoff, Cambridge: Cam-
bridge University Press, 2001.
Human, All Too Human, trans. R. J. Hollingdale, Cambridge: Cambridge University
Press, 1986.
On the Genealogy of Morality, trans. Maudemarie Clark and Alan J. Swensen, Indi-
anapolis: Hackett, 1998.
Twilight of the Idols and The Antichrist, trans. R. J. Hollingdale, Harmondsworth:
Penguin, 1968.
Thucydides, Nietzsche, and Williams
Raymond Geuss
many would say, the most profound way in which a philosopher can be
original—is not by giving an ingenious or particularly well-grounded or
especially convincing answer to a pre-existing question, but rather by ask-
ing a novel question or finding an issue where no one before has seen one.
Thus Nietzsche thought it was one of his strongest claims to originality that
he for the first time explicitly and persistently asked questions like ‘What
is the value of our morality?’ or ‘Why do we assume that truth will always
be of greater value than error?’ and did not simply presuppose that the
value of truth and morality was self-evident.
Nietzsche found Thucydides more illuminating about human life than
Plato for two reasons. First, he held that Thucydides had an unprejudiced
theoretical sympathy for, and hence understanding of, a much wider spec-
trum of possible human motivations than Plato had (D 168). All the charac-
ters in his history are allowed to exhibit the highest possible intelligence,
clarity, and rationality in pursuing their respective enterprises, regardless of
the judgements representatives of conventional morality would make on
them (Nachlaß Spring 1884, KSA 11, 25[167]). Socrates, however,
‘dragged moralizing into science’, and Plato followed in his wake (Nachlaß
June–July 1885, KSA 11, 36[11]). Such moralizing, Nietzsche thought,
was a result of weakness, of a deep-seated inability to bear looking the
facts of the world in the face,1 it crippled Plato intellectually and prevented
him from ever developing that most highly prized of Nietzschean traits:
Tatsachen-Sinn,2 a ‘sense for the facts’, that steely realism that is so abun-
dantly evident on every page of Thucydides. Characters of whom Plato
ethically disapproves, such as Thrasymachus or Callicles, are always
shown in his dialogues to be confuted by Socrates. Vicious people, how-
ever, as we all know, do not always lose the argument. What Plato takes to
be morally reprehensible behaviour must, he thinks, finally be a form of
irrationality that is self-defeating, and this puts such narrow limits to his
ability to understand humans that it renders him unfit to be a serious guide
to the world in which we live.
_____________
1 See TI ‘What I Owe to the Ancients’ 2. I note that in this passage Nietzsche does a
little rhetorical counter-moralizing himself, calling Plato not merely ‘weak’ and
‘unable to face the facts’, but ‘a coward in the face of reality’. Needless to say, for
reasons some of which emerge later in this essay, I do not think there is anything
incoherent about this. At least one very important strand in Nietzsche is by no
means opposed to any form of morality, but rather seems devoted to constructing a
more realistic morality than that of Plato and the philosophical tradition (see A 59).
2 See A 59; also Nachlaß Summer 1883, KSA 10, 8[15] and GM Preface 7. See
finally Williams 2002, pp. 12–19.
Raymond Geuss 37
Another way of putting this might seem to be to claim that Plato could
not have written such a characteristically clear-sighted, analytically rigor-
ous, and uncompromising Thucydidean text as the Melian dialogue. Ber-
nard Williams quite rightly corrects the implication this might naturally be
taken to have when he points out that what is really at issue is not the em-
pathetic, literary, hermeneutic, expository, or other human capacities of the
individual Plato but what the explanatory motivational apparatus he recog-
nizes and develops in his work would structurally require or admit:
‘Thucydides’ conception of an intelligible and typically human motivation
is broader and less committed to a distinctive ethical outlook than Plato’s;
or rather—the distinction is important—it is broader than the conception
acknowledged in Plato’s psychological theories’ (Williams 1993, pp. 161–
162). Nietzsche is, of course, keen to connect these two—the man Plato
and the Platonic philosophy—as closely as possible. Williams proposes a
more subtle account of a kind with which we are familiar in other contexts.
Many have thought that Freud the clinical practitioner exhibited a higher,
deeper, or fuller ‘understanding’ of the human psyche than he was able to
articulate in his theoretical constructs, so that the ‘real’ Freud is the Freud
of the case histories, not the Freud of the meta-psychological writings.
Hegel very clearly taught that any form of spirit (except his own) appealed
to, used, and exhibited more complex structures than it could explicitly
give an account of. So similarly, one might try to claim, Plato was, after
all, an extraordinary literary and philosophical genius, who was capable
even of the apparently deeply un-Platonic performance of depicting Al-
cibiades (in Symposium) as attractive; it might then well be the case that he
exhibited in his dialogues—although he could not articulate—a much more
subtle, flexible, and insightful practice of philosophy and understanding of
human nature than his theories would have allowed. It was, of course,
Plato’s theories that were historically more influential than the practice, so
in one sense it makes perfect sense to focus on them.
The situation here is further complicated by Nietzsche’s claim that he
had a low opinion of Plato’s literary and stylistic gifts (TI ‘What I Owe to
the Ancients’ 2). This, however, is such an extraordinarily obtuse or wil-
fully perverse judgement that one suspects that it must be a pose adopted
for some strategic purpose or simply for effect, as when Nietzsche claims
to prefer the music of Bizet to that of Wagner (CW Preface and 1–2). If
Nietzsche really did find Plato ‘boring’, then perhaps there is simply noth-
ing more to say about this particular lapse on his part, but there are clear
ways, or at any rate the germs of ways, in which one could come to a very
different judgement of Plato within a basically Nietzschean way of looking
at the world. After all, in Birth of Tragedy Nietzsche emphasizes that trag-
edy in some sense killed itself (‘sie starb durch Selbstmord’, BT 11, KSA
38 Thucydides, Nietzsche, and Williams
1, p. 75); Euripides was the main executioner, with some help from
Socrates. Tragedy, however, one could argue, was only really ‘dead’ when
it was replaced by something else. In one sense what replaced it was Soc-
ratic rationalism and its extension, what came to be ‘Western philosophy’,
but the process by which the replacement was effected requires a deeper
account of how it took place than is often given. Excitable Hellenic youth
did perhaps turns its back on the theatre because it had become boring,3 but
this does not yet explain why it chose to embrace the chaste and austere
delights of linguistic analysis, logical argumentation, and (potentially) the
Life of Reason instead. As Plato clearly realized (see the Symposium), the
erotic fascination Socrates exercised during his life had something to do
with this, but Nietzsche adds to this an observation about the important
role the ‘image’ or ‘picture’ (Bild) of the dying Socrates played (BT 13,
KSA 1, p. 91). Plato was ‘enchanted’ (HA I 261) by Socrates and ‘threw
himself down before this image’ (BT 13, KSA 1, p. 91), and this quasi-
erotic, quasi-religious bondage had significant historical consequences. As
Nietzsche puts it in Human, All Too Human: ‘It is by no means an idle
question whether Plato, if he had remained free of enchantment by
Socrates, might not have found an even higher type of philosophical man,
which is lost to us forever. When one looks at the period before Plato one
seems to be gazing into a workshop for forming such types [Bildner-
Werkstätte solcher Typen]’ (HA I 261). While the emphasis here is on
Plato finding a type of philosopher, as if that were like a block of stone
already roughed out for a statue in a mason’s yard and needing simply to
be discovered, this almost certainly underestimates the active shaping that
would be required if the rough-hewn original were to be finished off, taken
out of the shop, and set up so as to attract the appropriate continuing atten-
tion. There is a sense in which the image of Socrates is a fetish which Plato
himself at least partly created. Socrates’ impact, Nietzsche tells us, was in
fact so overwhelming, that in order to tolerate him, Plato had to transform
him (umbilden) (Nachlaß Summer 1883, KSA 10, 8[15], p. 337), to pro-
duce a very free portrait, a picture of Socrates that suited Plato (‘Plato’s
freie Art … sich Sokrates zurecht zu machen’, ibid., p. 338). To present
Socrates, whose life was essentially devoted to conducting private conver-
sations with individuals,4 as a figure who dies in some sense ‘heroically’
because of his commitment to the Life of Reason requires at least minimal
artistic structuration and stylization of the material a real human life pro-
vides. Only when this image of the death of Socrates supplants those of the
_____________
3 As indicated by Dionysus’ reaction at the start of Aristophanes’ The Frogs.
4 See Apology 23b, 31c, Gorgias 484c–486d (admittedly by a hostile witness).
Raymond Geuss 39
deaths of Patroclus, Ajax, and Hector can Reason really take over from
myth, and Western philosophy succeed tragedy. Philosophy as we know it
established itself as a continuing presence in Western culture partly be-
cause in his dialogues Plato was able to embody the erotic charge of
Socrates in a striking image that transmitted it down the ages and hooked
successive generations on the dialectic. This can be seen as a kind of ar-
tistic creation, a skilled production of highly and long-lastingly effective
Schein, and it would, then, seem to be perfectly possible to find this
achievement neither boring nor lacking in artistic merit.
This antecedent moralization of the basic categories in Plato’s theory
of human psychology vitiates his own positive ethical proposals. If he
really has merely smuggled a set of tacit moral assumptions into his basic
psychology, then it is not surprising that he can victoriously draw them out
again as conclusions. To the extent to which Plato, and most philosophers
after him, have done this while pretending to be engaged in some kind of
disinterested enquiry, they are violating their own ostensible standards of
good faith, truthfulness, and non-circularity of argumentation.
Nietzsche’s second reason for preferring Thucydides concerns the is-
sue of optimism or pessimism as the appropriate human attitude towards
the world. Nietzsche correctly diagnosed the philosophical tradition as
deeply optimistic.5 This optimism had several related aspects. First of all,
traditional philosophers assumed that the world could be made cognitively
accessible to us without remainder: it was in principle possible to come to
know any part of the world as it really was. Second, they assumed that
when the world was correctly understood, it would make moral sense to us.
Third, the kind of ‘moral sense’ which the world made to us would be one
that would show it to have some orientation towards the satisfaction of
some basic, rational human desires or interests, that is, the world was not
sheerly indifferent to or perversely frustrating of human happiness.6
Fourth, the world is set up so that for us to accumulate knowledge and use
our reason as vigorously as possible will be good for us, and will contri-
bute to making us happy. Finally, it was assumed that there was a natural
fit between the exercise of reason, the conditions of healthy individual
human development, the demands of individuals for satisfaction of their
_____________
5 Again Nietzsche thinks this is part of the legacy of Socrates, see BT 15, KSA 1,
pp. 97–102.
6 Note that there are three distinct ideas here: (a) the world makes some kind of
sense, (b) the world makes ‘moral’ sense, (c) the world makes a kind of moral
sense in which human needs and at least some human aspirations have some stand-
ing.
40 Thucydides, Nietzsche, and Williams
needs, interests, and basic desires, and human sociability. Nature, reason,
and all human goods, including human virtues, formed a potentially har-
monious whole.7 There was one human state and one course of human
development which was ‘correct’ (or, as Aristotle would put it, ‘natural’)
for us. ‘Natural’ human development would lead to a full development of
human rational capacities. This is turn would make humans disposed to-
wards socially desirable forms of conduct, and also individually and collec-
tively happy. Over the two thousand years of history, there have been dif-
ferent accounts given of what ‘correct’ or ‘natural’ means, and there have
been any number of minor reinterpretations of and deviations from the
above scheme, but the basic structure of a philosophy centred around the
claim of a harmonious fit between what is rational, what is good for us, and
what is good for our society has been very widely retained. If one excludes
a few Gnostics, the odd sceptic, and marginal figures like Schopenhauer,
few philosophers or religious thinkers in the West have not been guided by
it, at least as a tacit ideal.
In one respect the ‘rationalism’ of Socrates is, however, peculiar.
Plato’s Socrates may be wiser than others in that he does not think he
knows what he does not know (Apology 21d), and he may strive constantly
for greater knowledge and greater self-clarity, but his life is also funda-
mentally structured not around a form of well-grounded propositional
knowledge, but rather around what he himself calls a ‘great hope’ (
Apology 40c4; also Phaedo 67b7–c3), the almost ludicrously optimis-
tic belief that nothing bad can befall a good man. If Plato’s account in
Apology, Crito, and Phaedo is to be believed, in his last days Socrates
refused to save himself by availing himself of existing possibilities of
avoiding conviction and the death penalty, and then of escaping from
prison, and succumbed to bouts of preachiness during which he exhorted
his companions to be of ‘good hope’ (μ
... Apology
41c8; compare also Phaedo 63b4–c7) with regard to death: it cannot be an
inherently bad thing because it befalls both good and bad people alike. It is
striking how heavy a weight this is made to bear.
The contrast with Thucydides could hardly be starker. The power of
is a recurrent theme in his history, but for him is almost invari-
ably deluding and its power is overwhelmingly destructive.8 ‘Hope ( )
_____________
7 One of Williams’ principal teachers, Isaiah Berlin, was a subtle analyst and highly
outspoken critic of precisely this strand of traditional moral thinking in all its
forms (Berlin 1969, LI, esp. pp. 8, 167–172).
8 For the best treatment of this aspect of Thucydides known to me, see Stahl 1966.
See also discussion of in Hesiod, Works and Days (West 1978, pp. 169–170)
and further passages and modern works cited there.
Raymond Geuss 41
and desire (), the latter leading the way, cleverly hatching the enter-
prise, the former following, suggesting that chance will make the circum-
stances propitious for success (
), between
them cause the greatest destruction’ (III.45.5; see also V.103). This view of
is also not simply an ‘opinion’ expressed by various speakers in the
history, but Thucydides himself seems to delight in demonstrating its va-
lidity through the juxtaposition of speech and narrative. Thus, when Nicias
in Sicily appeals to ‘hope’ (VII.77) in addressing his troops, the reader can
hardly avoid feeling sure that he and they are about to suffer complete
destruction, as in fact they do, and it is hard to believe Thucydides did not
intend this sinister effect.
Thucydides seems largely immune to any of the forms of wishful
thinking associated with Platonic optimism. He knows that good men suf-
fer undeserved, irremediable, definitive catastrophic failure (Nicias); un-
worthy men reap the benefit of others’ achievements (Cleon in Pylos); men
exhibit pre-eminent virtue in some contexts and fall into decadence in oth-
ers (Pausanias); there is no pre-existing ‘meaning’ in the world, only what
we humans can construct by our weak powers and flawed efforts. Human
rationality is real, but its motivational power is extremely weak, particu-
larly in the face of human hopes, loves, desires, and fears, and the success
of even the most well-founded and rational plan is at the mercy of external
chance. Donald Rumsfeld, regardless of what one might think of the rest of
his politics, is making a good Thucydidean point when he emphasizes the
importance not just of ‘known unknowns’ in war and politics—factors for
which some rational provision can be made, even if only on the basis of
educated estimates—but also of ‘unknown unknowns’ which cannot be
subjected even to crude rational approximation because they cannot be
envisaged at all, and which thus lie strictly beyond the possibility of human
ratiocination.
In what is in many ways his most impressive book, Shame and Neces-
sity, Bernard Williams cites and endorses the above Nietzschean account:
Thucydides should be seen to stand with Sophocles as the major represen-
tative of an attitude towards the world which is realistic, values truthful-
ness, and is lacking in the shallow ‘optimism’ of later philosophy (1993,
pp. 163–164). This coupling of Thucydides and Sophocles might seem
rather odd, and thus warrants some further attention.
We are used to believing that there was an ‘old quarrel’ between poetry
and philosophy in pre-Socratic Greece (Plato, Republic 607b), although, as
Andrew Ford in a recent work (Ford 2002) has persuasively shown, there
is no evidence that this was the case and the claim is perhaps best under-
stood as a bit of Platonic invention or disinformation. In the original pub-
lished version of The Birth of Tragedy Nietzsche accepts this bipartite
42 Thucydides, Nietzsche, and Williams
of Pericles for his ‘foresight’—in that the Athenians would have won the
war if they had consistently followed his initial strategy (II.65)—but also
overall moral evaluations such as that Nicias was a man who did not de-
serve the end he suffered (VII.86).
The work Thucydides wrote is not ‘history’ at all in the most usual
sense in which we use the term, that is, a work that is centrally or specifi-
cally concerned with a study of the past.9 Thucydides is specifically inter-
ested not in the past, but in understanding those forms of collective human
behaviour that are recurrent and thus comprehensible (I.22). He pursues
this aim by giving a narrative account of what was for him the present:
current affairs, in some of which he was himself an actor. Part of this nar-
rative account is an analysis of the motives and reasons of various individ-
ual and social agents. One could then say that he is trying to do something
like what we might call ‘social and political theory’ or even ‘behavioural
science’ (if the later term could be cleansed of all the associations it has
acquired during the past century or so), but only provided one keeps clearly
in mind that he does not think there are ‘laws’ of history or society which
we can formulate abstractly and the mastery of which will allow us to con-
trol our fate.10 One of the most important things one can learn from the
study of ‘human nature’ is that this kind of control is an illusion.
Understanding human nature as exhibited in large-scale human action
requires the correct sequencing of complex, spatially distant events, plac-
ing them in their proper order through time, and as Williams emphasizes in
chapter 7 of Truth and Truthfulness, this requires having a general notion
of a single, measurable historical time within which events in different
places can be located. This is not a triviality because ‘human beings can
live without the idea of historical time’ (2000, p. 169), and in fact they did
so in Europe until the fifth century BC. Thucydides is extremely self-
conscious and careful in introducing a single chronological scheme which
will allow clear and unambiguous coordination of the diverse local calen-
_____________
9 Although we still use the term ‘history’ in a wider sense in expressions like ‘natu-
ral history’, the Greek word (
) from which ours is derived has a very broad
extension, meaning any kind of ‘investigation’, ‘enquiry’, or ‘research’. Further-
more, we have no idea what, if anything, Thucydides himself would have called
his work, had he finished it. In the text we have he never refers to it by using the
word
, and in any case the whole issue of the titles of works from antiquity
is highly complex and obscure. In the late fifth century BC the giving of titles to
works seems to have been a significantly more casual matter than it later became,
and certainly not the object of sustained authorial concern.
10 On the non-instrumentalist nature of Thucydides’ conception of understanding and
explanation, see Stahl 1966.
44 Thucydides, Nietzsche, and Williams
dars used in the different Greek cities (see Gomme 1945, pp. 1–8). Wil-
liams seems to go so far as to attribute to Thucydides the ‘invention’ of the
‘objective’ conception of time (2000, pp. 154, 169–171). Again, this inven-
tion might be an essential precondition for doing history (rather than nar-
rating stories of indeterminate historical location), but to invent a very
conception of objective time is not, by itself, to do history, as we under-
stand it.
It is a commonplace in the secondary literature on Thucydides that, in
contrast, for instance, to Plato, he stands alone. There were plenty of fol-
lowers of Plato, Platonists of one kind or another, in antiquity, but no
Thucydideans.11 In the strict sense Thucydides had no successors in doing
his specific kind of ‘investigation’. There were those who ‘continued’ his
narrative, telling the story of the war between the Athenians and Pelopon-
nesians from the point at which his (unfinished) account breaks off to the
final destruction of Athens, but each of these ‘continuators’ had his own
very different agenda, different aims, different literary styles and modes of
proceeding from Thucydides. It is often claimed that the reason for this
lack of direct influence was the extreme success of the discipline that came
in some sense to be a competitor to Thucydidean ‘enquiry’: rhetoric. Rhet-
oric was in some ways the most immediately advantageous, practical skill
a young man in a
could learn, and thus came to be an increasingly
powerful influence on the education of the young. For various reasons
Thucydides’ work was not especially useful for those wishing to learn to
speak well in public. For one thing his style did not lend itself at all to
emulation: it was too difficult and too obscure. Even Cicero, who was a
fluent speaker of Greek and encountered it as a fully living language, calls
the speeches in his work almost unintelligible. This was no model for clear,
persuasive, public discourse (Ipsae illae contiones ita multas habent ob-
scuras abditasque sententias vix ut intellegantur; quod est in oratione civili
vitium vel maxime: Orator 30).
There is perhaps also a second reason that is connected with a more
deep-seated incompatibility between the spirit of Thucydides’ work and the
demands of rhetorical training. In book III (82–84) Thucydides describes
the long-lasting civil disorder in Corcyra. One result of this is that the ac-
customed meaning of words shifts. What used to be called ‘senseless rash-
ness’ (
μ
) now comes to be called ‘a manly spirit that looks
out for its friends’ (
), and ‘circumspection in every re-
_____________
11 Philistius is mentioned as ‘Thucydidi imitator’ (Quintilian X, 74; see also Cicero,
Brutus 66), but so little of his work has survived we cannot know on what basis
this judgement was made or whether it was well founded.
Raymond Geuss 45
gard’ ( ) comes to be considered to be, and is called,
‘complete laziness’ ( ). This shift in the application of custom-
ary evaluative terms was considered by Thucydides to be a clear sign of a
seriously pathological state of society.12 For the rhetorician, on the other
hand, the fact that the same situation or character traits admit of a variety
of different designations, each with a completely different moral and affec-
tive coloration—I am prudent; you are cautious; he is a coward—is a pre-
condition of the exercise of his art, not a sign of degeneracy. Thucydides’
final value judgements may be unconventional and hidden so deeply in his
harsh and obscure prose as to require sustained attention and effort to com-
prehend them, but they are not, finally, slippery and ambiguous. He clearly
did not think that by judicious redescription one could make the same
course of action either good or bad, and surely one of the lessons one can
hardly fail to learn from his work, if one studies it carefully and under-
stands it correctly, is that it is, therefore, highly inadvisable in the long run
to try to make actions seem good or bad ad libitum, even if one can suc-
ceed in producing an effective appearance. As long as rhetoric dominated
political life and education there was no room for Thucydides’ unique
combination of superficial, analytic detachment from the demands of im-
mediate political partisanship, compressed and convoluted literary style,
and deep-seated, if idiosyncratic, moral realism (see Williams 2002, chs. 7
and 10). In the final analysis Nietzsche is closer to the mark when he con-
nects Thucydides with incipient forms of Wissenschaftlichkeit such as one
finds in Hippocrates (Nachlaß June–July 1885, KSA 11, 36[11]) than when
he calls him a representative of the ‘culture of the sophists’ (TI ‘What I
Owe to the Ancients’ 2).
Nietzsche’s Birth of Tragedy is equally about the death of tragedy. One
might think that a more complete account of that crucial period between
the middle of the fifth and the middle of the fourth century BC when so
many of the most characteristic European modes of thinking become visi-
ble would require, as a supplement and pendant to The Birth of Tragedy, a
treatise on the murder by starvation of early Greek Wissenschaftlichkeit.
One might call it ‘Ugolino graecus, oder der Hungertod der früh-
griechischen Wissenschaft’. Instead of Nietzsche’s stark Aeschylean drama
of two actors, tragedy and Socratic philosophy, there would have to be a
_____________
12 One might claim that modern political thought begins when Hobbes, who trans-
lated Thucydides, decides that the ‘pathological’ state Thucydides describes in
Corcyra is the natural state from which the study of politics must begin. On these
issues, see the seminal paper by Quentin Skinner, ‘Hobbes on Rhetoric and the
Construction of Morality’, in Skinner 2002, pp. 87–141.
46 Thucydides, Nietzsche, and Williams
more Wagnerian drama with a fuller cast including two sets of infant-
victims, the potential unborn children of Sophocles and those of Thucy-
dides, and two murderers, Socratic philosophy and rhetoric. That Socratics
and rhetoricians were also enemies is true, but irrelevant to the larger story;
Plato’s unrelenting guerrilla war against rhetoric (and the sophists) must
not divert attention completely from the role he played in doing in and
supplanting both tragedy and Thucydidean ‘enquiry’. Thucydides’ work
instantiated and was clearly aimed at the cultivation of a kind of practical
reasoning and political—and ‘moral’, if one wishes—judgement, which
was supposed to have general scope; it was not positivist science. How-
ever, the nourishment his form of ‘enquiry’ absolutely needed was a keen
interest in understanding clearly and exactly (
and
) the
real, causal details of human motivation, the contingencies of particular
political situations, the historically and geographically specific structure of
existing human institutions, topography (Sphakteria, Syracuse), dialectol-
ogy (VII.44), and so on. In a society in which a very large number of the
most active political agents devote themselves to trying to learn how to put
together words pleasingly and convincingly so as to persuade their hearers,
with little regard for truth, and the most reflective members are committed
to the search for abstract definitions, general principles, dialectically sus-
tainable hypotheses, and perhaps, in some cases, a ‘vision of the idea of the
good’, Thucydidean political thinking informed by a study of the reality of
what actually happens will be likely to wither away.
During the 1870s and early 1880s Nietzsche kept a series of notebooks
in which one can find a large number sketches, drafts, and plans for a more
comprehensive treatment of ‘the Greeks’ than that given in The Birth of
Tragedy. None of it eventually materialized, but if one reads the note-
books, it seems clear that he became increasingly aware of the importance
of the strand of realist and empiricist13 thinking that Thucydides represents,
and of seeing the demise of tragedy and of Thucydidean ‘enquiry’ synopti-
cally.14 Williams’ later work can be seen as in some sense trying to do this.
Williams agrees with Nietzsche that there can be no simple return to
ancient ‘pre-Socratic’ conceptions (Williams 1993, pp. 6–7, 9–11); he
_____________
13 These terms, like many of the others I am compelled to use, are philosophically
loaded because of their later history. I must ask the reader to try to suspend as
many of those later associations as possible.
14 The parallel between the fate of tragedy and that of Thucydidean investigation is
not exact. For instance, tragedy was a long established institution with religious
roots and an important civic aspect which was supported by public funds; ‘en-
quiry’, on the other hand, was a socially and politically much more fragile con-
struct of uncertain standing.
Raymond Geuss 47
knows as well as Nietzsche did that his own form of consciousness is pos-
sible only because of developments about which he has serious reserva-
tions (ibid., p. 9), and that this by itself would make simple return impos-
sible, even if it were desirable on other grounds (which for many other
reasons it is not). We have no alternative but to use the techniques of re-
flective analysis, formal argumentation, and modern, mathematically struc-
tured, empirical science that have been developed by representatives of
post-Platonic philosophy, but we can try to use them to break through the
bad faith on which traditional ethics rests.
To return to the two ways in which Nietzsche thinks Thucydides sur-
passes Plato: his more open-minded psychology, and his resistance to un-
founded optimism (see above), each of them might contain a hint about
how we could advance our own understanding. Although there can be no
value-free psychology, not all values are ‘moral’ values, and not all moral
values are of the kind originally recognized by Plato (and then bequeathed
to the rest of the mainline of Western philosophy). We can try to become
aware of the extent to which we presuppose certain values, and try to make
our assumptions as realistic as possible. We can, that is, try to be as truth-
ful and truth-loving as possible in developing an alternative to the deceit-
ful, hypermoralized views of Plato, Aristotle, Kant, and the other major
figures in the history of Western ethics. There is a story inspired by Chris-
tianity and sharpened by Kant which makes us look down on the ancients
and especially ancient ethics for its deficient concept of will, or failure to
put volition in the centre of human life. A complementary story, presented
in a classic way by one of Williams’ predecessors as Sather Lecturer, E. R.
Dodds, in his book The Greeks and the Irrational (1951), denigrates an-
cient Greek culture as one based on ‘shame’—the highly primitive reaction
to loss of face vis-à-vis one’s compeers—rather than on ‘guilt’, which is
considered to be a more sophisticated and morally sensitive reaction. Con-
trary to this line of thought, Williams (1993) proposes that a psychology
which is not based on notions of ‘volition’ (p. 36), the will (pp. 41–46), the
distinction between the voluntary and the involuntary (pp. 66–68) or the
idea of ‘guilt’ (pp. 75–102), but is centred on an expanded and reflectively
clarified concept of ‘shame’, will actually contribute to a more realistic,
substantial, and socially enlightened form of ethical thinking.
Williams, then, invites us to reflect on a possible historical path not
taken, one from ancient shame, tragedy, and Thucydidean ‘enquiry’, rather
than from Plato, Christianity, and guilt; not, of course, with the intention of
inviting us to try to turn the clock back or embark now on the path not
taken two thousand years ago—it was not taken and history cannot be
turned back—but in order to inform our imagination for positive transfor-
mations of our own moral thinking.
48 Thucydides, Nietzsche, and Williams
I think, would have rejected this suggestion. Thus, to take one case that he
treats in some detail in Shame and Necessity, the concept of ‘responsi-
bility’ has been an extremely prominent part of much ethical thinking dur-
ing the past few hundred years, especially in the Kantian tradition. This
concept puts together a number of different elements, which refer to uni-
versal features of human action: facts about causation, human intention,
social needs for predictability, etc. There is, however, no unique way to put
these elements together into an ethical or legal concept of responsibility.
‘There is not, and there could never be, just one appropriate way of adjust-
ing these elements to each other—as we might put it, just one correct con-
cept of responsibility … in different circumstances [we] need different
conceptions’ (Williams 1993, p. 55). The particular way in which the ele-
ments are connected will depend in a substantive, or—if one wishes to use
this term—an ‘essential’ way on the particular social structure, political
institutions, and vagaries of the human history of the society in which the
concept has arisen and is used. The history, sociology, and politics of the
case do not simply fill in the details of the picture: they are the picture.
This is the most important thing we can learn from Thucydides, and we can
perhaps learn it more easily from him than from Plato.
Given that our main source of knowledge about Socrates is through the
Platonic dialogues, it is not surprising that there is a tendency to treat
‘Socrates-Plato’ as a single unitary philosophical personality, but, of
course, in their better moments everyone knows that this is incorrect. We
have seen above that Nietzsche accommodates a recognition of their du-
ality through his account of the way in which Plato ‘transformed’ Socrates.
In Ethics and the Limits of Philosophy (ch. 1) Williams claims that the
genuinely philosophical impulse is the Socratic impulse of questioning, in
particular asking the question how one should live; this is presumably in-
tended to imply the possibility of distancing oneself philosophically not
merely from Socratic optimism but also from the Socratic form of ration-
alism, especially as these are developed by Plato and the Western tradition.
How then can this impulse be prevented from running away with itself and
dissipating its energies in the sands of excessive abstraction, as it did in
traditional forms of post-Platonic philosophy? At various points in The
Birth of Tragedy Nietzsche appeals to the ideal of a ‘Socrates who makes
music’. In this essay I have been trying to claim that Williams’ later work
is similarly inspired by the ideal of what one might call a ‘Thucydides who
philosophizes’.
50 Thucydides, Nietzsche, and Williams
References
Berlin, Isaiah, 1969, Four Essays on Liberty, Oxford: Oxford University Press.
Dodds, E. R., 1951, The Greeks and the Irrational, Berkeley: University of California
Press.
Ford, Andrew, 2002, The Origins of Criticism, Princeton, NJ: Princeton University
Press.
Gomme, A. W., 1945, A Historical Commentary on Thucydides, vol. 1, Oxford: Oxford
University Press.
Skinner, Quentin, 2002, Visions of Politics, vol. 3: Hobbes and Civil Science, Cam-
bridge: Cambridge University Press.
Stahl, Hans-Peter, 1966, Thukydides: Die Stellung des Menschen im geschichtlichen
Prozeß (Zetemata, Heft 40), Munich: Beck.
West, M. L. (ed.), 1978, Hesiod, Works and Days, Oxford: Oxford University Press.
Williams, Bernard, 1985, Ethics and the Limits of Philosophy, London: Fontana.
Williams, Bernard, 1993, Shame and Necessity, Berkeley: University of California
Press.
Williams, Bernard, 2002, Truth and Truthfulness, Princeton, NJ: Princeton University
Press.
The Late Nietzsche’s Fundamental Critique
of Historical Scholarship
Thomas H. Brobjer
field for ten years. Nonetheless, the late Nietzsche also expresses much
hostility towards historical scholarship (and, in many ways similar to this,
and related to it, towards natural science and scholarship generally). In this
paper I will examine the reasons for this later explicit critique and what it
entails. This later critique is primarily based on four factors or arguments:
relating to objectivity, the idea of progress, the viewing of history as a
means, not a goal, and on history as being reactive (like all sciences and
scholarship). Thereafter I will discuss the only published text, On the Ge-
nealogy of Morality III 26, in which the late Nietzsche explicitly discusses
modern historical writing.
What the late Nietzsche primarily objected to in regard to history was
not the new methods introduced at the early part of the nineteenth century,
but that history was placed above philosophy—that history and historical
scholarship were seen as a goal or an end in itself rather than as a means.
He saw this as a reflection of the nihilism which characterized modernity.
More specifically, he objected to a number of aspects regarding history and
historical scholarship, but most of this is the consequence of having ac-
cepted the historical revolution rather than standing in contradiction to it.
He was a severe critic of the idea of progress, assumed by almost all major
nineteenth-century historians (but not by Burckhardt). He regarded most
historians as far too idealistic in their views (and still governed by religious
faith) and accused them of lacking adequate knowledge of natural science
and medicine. Perhaps even more pronounced is that he regarded most
historians (and philosophers) as being much more anachronistic than they
were aware of, especially in regard to moral and cultural values—he here
thus regards them as bad historians according to their own and his criteria.
Related to this, he regarded almost all historians as possessing egalitarian
and anti-aristocratic values, and therefore only taking a stand for the sup-
pressed and failed groups (relating to a revaluation of values). He objected
to the almost exclusive concern with political history by the leading histor-
ians, and much preferred a broader cultural approach. He questioned both
the possibility and the desirability of historical objectivity. He regarded
history (and science) as by necessity reactive, and he felt that the historians
were often indecent, in digging into private worlds or by questioning things
greater than their own comprehension. But all these objections, with the
possible exception of his view of objectivity, can be and were stated from
within the historical turn which had occurred.
Throughout most of Nietzsche’s so-called middle period, c. 1875–
1880, he seems to have accepted the idea of progress, both generally and
Thomas H. Brobjer 53
for the case of morality.2 However, thereafter he strongly attacks it. Today,
when we have a more complex and ambivalent view of the idea of pro-
gress, this may not seem to be a major point. However, during the nine-
teenth century, especially after the acceptance of Darwinism, this idea
constituted a generally accepted dogma which penetrated into all fields and
areas of intellectual activity. It constituted a premise and a major assump-
tion of almost all historical writing. Nietzsche’s critique and rejection of it
was fundamental enough to suggest that he had a completely different view
of history and historical scholarship than most of his contemporaries.
The late Nietzsche expresses his contempt for the idea of progress
many times, but here it will be sufficient to quote one example: ‘Mankind
does n o t represent a development of the better or the stronger or the higher
in the way that is believed today. “Progress” is merely a modern idea, that
is to say a false idea. The European of today is of far less value than the
European of the Renaissance; onward development is n o t by any means,
by any necessity the same thing as elevation, advance, strengthening’ (A
4).3 The main reason for his rejection is also plainly stated—man is not,
and has not become better and more valuable. Instead Nietzsche on several
occasions says that we have become ‘smaller’. Note that Nietzsche thus
uses a different measure of progress than most commentators: Nietzsche
asks if men have become, better and more elevated, J. S. Mill and others if
they have become happier.
What does Nietzsche’s critique of historical objectivity mean and en-
tail? After all, objectivity is the keystone of the scientific and scholarly
approach. We can begin by noting that his critique of objectivity in histori-
cal scholarship has a direct parallel in his critique of the natural sciences. It
has two fundamental parts, one epistemological and one value-oriented.
_____________
2 For example, in HA I 236 he writes: ‘To us, however, the very e x i s t e n c e of the
temperate zone of culture counts as progress.’ Compare also: ‘W r a t h a n d p u n -
i s h m e n t h a s h a d i t s t i m e . —Wrath and punishment is a present to us from
the animal world. Man will have come of age only when he returns this birthday
gift to the animals. —Here there lies buried one of the greatest ideas mankind can
have, the idea of progress to excel all progress. —Let us go forward a few thou-
sand years together, my friends! There is a g r e a t d e a l of joy still reserved for
mankind of which men of the present day have not had so much as a scent! And
we may promise ourselves this joy, indeed testify that it must necessarily come to
us, only provided that the evolution of human reason d o e s n o t s t a n d s t i l l !’
(HA III 183). Further examples can be found in HA I 24 and 107; HA II 184 and
185.
3 Compare also GM II 12 and his discussions in TI ‘Reconnaisance Raids’ 37 and
48. See also Nachlaß June–July 1885, KSA 11, 36[48]; and Nachlaß End of 1886–
Spring 1887, KSA 12, 7[8]; and Nachlaß Autumn 1887, KSA 12, 9[185].
54 The Late Nietzsche’s Fundamental Critique
Only once does the late Nietzsche explicitly discuss at any length modern
writing of history, in the third essay of On the Genealogy of Morality. He
divides it into two main forms, positivistic history and idealistic (or judg-
ing and artistic) history. Unfortunately, he does not explicitly tell us what
sort of historical scholarship and historians we, in his view, ought to be-
come, but I will argue for an interpretation which is consistent with what
he states.
He begins by posing the question of the value of modern historical
work, in a manner which resembles that of ‘On the Uses and Disadvan-
tages of History for Life’ (but now it is less idealistically founded than in
1873, but still closely entwined with values).
Or does modern historiography perhaps display an attitude more assured of
life and ideals? (GM III 26, translated by Kaufmann)5
In his response to this question, he describes and discusses the two funda-
mental ways in which modern history is pursued. He begins with what can
be called positivistic history (which attempts to be scientific and objec-
tive):
Its noblest claim nowadays is that it is a m i r r o r ; it rejects all teleology; it no
longer wishes to ‘prove’ anything; it disdains to play the judge and considers
this a sign of good taste—it affirms as little as it denies; it ascertains, it ‘de-
scribes’… All this is to a high degree ascetic; but at the same time it is to an
even higher degree n i h i l i s t i c , let us not deceive ourselves about that! One
observes a sad, stern, but resolute glance … here nothing will grow or prosper
any longer, or at most Petersburg metaphysics and Tolstoian ‘pity’. (GM III
26)
This is contrasted by modern idealistic history, where historical scholarship
is combined with values and attempts to judge history:
As for the other type of historian, an even more ‘modern’ type perhaps, a
hedonist and voluptuary who flirts both with life and with the ascetic ideal,
who employs the word ‘artist’ as a glove and has today taken sole lease of the
praise of contemplation … I know of nothing that excites such disgust as this
kind of ‘objective’ armchair scholar, this kind of scented voluptuary of history,
_____________
5 Nietzsche is here asking for a ‘more assured’ than that of the natural sciences,
which he had discussed in the previous section.
56 The Late Nietzsche’s Fundamental Critique
half parson, half satyr, perfumed by Renan, who betrays immediately with the
high falsetto of his applause what he lacks, w h e r e he lacks it. (ibid.)
When Nietzsche compares these two types, there is no doubt that he prefers
the scientific or positivistic to the idealistic sort:
Oh how these sweetish and clever fellows [the idealistic historians] make one
long even for ascetics and winter landscapes! No! the devil take this type of
‘contemplative’! I would even prefer to wander through the gloomy grey, cold
fog with those historical nihilists! … The ‘contemplatives’ are a hundred times
worse. (ibid.)6
He even goes so far as to praise the former sort of history:
All honour to the ascetic ideal i n s o f a r a s i t i s h o n e s t ! so long as it be-
lieves in itself and does not play tricks on us! (ibid.)
In contrast, he goes on to vehemently criticize idealistic history at length.
However, at the end of the section he points out that there are advantages
with this overproduction of false ideals:
Europe is rich and inventive today above all in means of excitation; it seems to
need nothing as much as it needs stimulants and brandy: hence also the tre-
mendous amount of forgery in ideals [and he explicitly mentions ‘the Chris-
tian-moral ideal’] … With this overproduction there is obviously a new open-
ing for t r a d e here … don’t let this opportunity slip! Who has the courage for
it?—we have in our h a n d s the means to ‘idealize’ the whole earth! ... But
why am I speaking of courage: only one thing is needed here, the hand, an un-
inhibited, a very uninhibited hand. (ibid.)
The section ends here, and the last two sections of the third essay do not
continue this argument. However, it is clear what Nietzsche is referring to
at the end of this discussion, namely the idea of eternal recurrence, which,
according to Nietzsche, would crush those who have no ideals or false
ideals (thus the need for courage), and the idea of the revaluation of all
values, which would allow us to ‘“idealize” the whole earth’ (GM III 26).
That Nietzsche is referring to those topics is not only suggested by the
fact that he was at this time intensively working on writing a magnum opus
in which these two topics were going to be foundation stones,7 but also by
the fact that he, at the beginning of the next section, explicitly states that he
_____________
6 Nietzsche, while making this comparison, even hints that he would prefer yet
another type of ‘historian’ or scholar: ‘Indeed, if I had to choose I might even opt
for some completely unhistorical, anti-historical person’ (GM III 26), and exempli-
fies this by the philosopher Dühring, of whom he normally is highly critical. In the
early draft to this section, given in the Kommentar (KSA 14, p. 382), he explains
why he would prefer this alternative: because Dühring attacks the whole history,
we are persuaded to become its ‘historian’ and last judges.
7 See my ‘Nietzsche’s Magnum Opus’ (Brobjer 2006).
Thomas H. Brobjer 57
will continue this discussion in that work: ‘I shall probe these things more
thoroughly and severely in another connection (under the title “On the
History of European Nihilism”; it will be contained in a work in progress:
The Will to Power, A t t e m p t a t a R e v a l u a t i o n o f A l l V a l u e s )’
(GM III 27).8 This work was never completed, but among Nietzsche’s
notes we have the long, so-called Lenzer Heide-fragment, entitled ‘E u r o -
p e a n N i h i l i s m ’, written on 10 June 1887 (KSA 12, 5[71]),9 i.e., shortly
before he wrote On the Genealogy of Morality, in which the discussion of
nihilism is closely related to the idea of eternal recurrence, which itself is
referred to as ‘a hammer’ and a most dangerous idea.10 When Nietzsche
reviews the Genealogy in Ecce homo he states that the essays constitute
three preliminary studies for a revaluation of all values. He further claims,
while summarizing the content of the third essay, that ‘a c o u n t e r - i d e a l
was lacking — until Zarathustra’ (EH III GM), meaning his own mature
philosophy (in which the revaluation of values constituted a central tenet),
as expressed metaphorically in Thus Spoke Zarathustra and which he at-
tempted to develop and express more philosophically in the planned mag-
num opus.
What can we make of this account, and what does it say about Nietz-
sche’s view of historical writing and research? We are given two or three
ways of writing history, but Nietzsche seems to reject them all. It would be
the wrong approach to ask which of these ways Nietzsche approves of, or
with which one he shows most sympathy. The question of which methods
to use for one (for any person) to become a good composer, painter, or
historian is never sufficient for Nietzsche. Experience, appropriate values,
a healthy view of the world (for example, not being a pessimist or being
full of resentment), and personal characteristics are always required. Nietz-
sche’s general approach is therefore not to approve of specific methods,
but to argue that one should copy and learn from great predecessors. Com-
pare, for example, how he recommends his students to become good clas-
sical philologists: ‘How does one become a philologist?’, where he an-
swers not by methods but by exemplars: ‘Start from the conception of the
great philologists’ (KGW II.3, p. 366).
_____________
8 In an earlier version of this section, Nietzsche had written ‘my main work [Haupt-
werk] which is in progress [mein in Vorbereitung befindliches Hauptwerk]’ instead
of ‘a work in progress’ (Kommentar, KSA 14, p. 382).
9 KSA 12, 5[71]. In the note immediately before this one, 5[70], Nietzsche also
speaks of ‘a history of values’.
10 Compare my discussion in ‘Götzen-Hammer: The Meaning of the Expression “To
Philosophize with a Hammer”’ (Brobjer 1999).
58 The Late Nietzsche’s Fundamental Critique
_____________
11 This note was written shortly after the Genealogy.
12 See my longer discussion of this in ‘Nietzsche’s View of the Value of Historical
Studies and Methods’ (Brobjer 2004).
Thomas H. Brobjer 59
References
Brobjer, Thomas H., 1999, ‘Götzen-Hammer: The Meaning of the Expression “To
Philosophize with a Hammer”’, in: Nietzsche-Studien, 28, pp. 38–41.
Brobjer, Thomas H., 2004, ‘Nietzsche’s View of the Value of Historical Studies and
Methods’, in: Journal of the History of Ideas, 65, pp. 301–322.
Brobjer, Thomas H., 2006, ‘Nietzsche’s Magnum Opus’, in: History of European Ideas,
32, pp. 278–294.
Brobjer, Thomas H., 2007, ‘Nietzsche’s Relation to Historical Methods and Nineteenth-
Century German Historiography’, in: History and Theory, 2/46, pp. 155–179.
_____________
13 KGW II.5. Historical literature is discussed on pp. 224–269, Thucydides is men-
tioned throughout, but specifically on pp. 235–246.
14 Compare Nietzsche’s view of nature and cosmos, e.g., in Nachlaß June–July 1885,
KSA 11, 38[12] (the final section, 1067, of The Will to Power) and Nachlaß Spring
1888, KSA 13, 14[188].
60 The Late Nietzsche’s Fundamental Critique
Translations
Genealogy, Time,
Becoming
Nietzsche’s Timely Genealogy:
An Exercise in Anti-Reductionist Naturalism
Tinneke Beeckman
Introduction
_____________
1 See Foucault 1971 and Geuss 1994. Geuss discusses five different aspects of the
traditional interpretation of a pedigree: in the interest of a positive valorization
(genealogy wants to legitimize), the pedigree assumes a singular origin, which is a
source of that value and traces an unbroken line of succession from the origin to
that item, and during the series of steps, the value in question is preserved. Nietz-
sche, according to Geuss, breaks with all these aspects.
64 Nietzsche’s Timely Genealogy
_____________
2 E.g., Barkow et al. 1992. For a criticism of their view, see, e.g., Kitcher 2003.
3 See also Williams 2002.
Tinneke Beeckman 65
What is Naturalism?
from mechanisms at work in ‘the rest of nature’ calls into question whether
cultural evolution does not occur according to entirely different principles.
Perhaps we are in need of different terms from the ones used to understand
other species. It is exactly in this context that Nietzsche’s genealogy has
some suggestions to offer.5
sense the strong have won, on the contrary.7 He thus applies Darwinism on
a moral level, which certainly was not Darwin’s intention. In fact, nothing
about natural selection supports the idea of a progression towards perfec-
tion, only the idea of an increasing complexity. It is necessary to distin-
guish between scientific interpretation and the interpretation of value.
Darwin was well aware that his theory could lead to such misinterpretation,
which is why he reminded himself in his notebook ‘never to say “higher”
or “lower”’ (Laland/Brown 2002, p. 65). This misreading of Darwin was
unfortunately quite frequent: throughout the nineteenth century, Darwin’s
name had been unfairly linked to theories about social life, which were
derived from Lamarck and Spencer. I shall return to a comparison between
Lamarck and Darwin. Here, it is rather unfortunate that Nietzsche did not
understand Darwin well enough to realize that his criticism was unjusti-
fied.
Nietzsche is actually criticizing social or German Darwinism, inspired
by Lamarck, whose views were linear and progressive. Each species has its
own, first ancestor (contrary to Darwin’s tree of life). Species have an in-
herent striving to evolve greater complexity. The human being is the pin-
nacle of creation. Lamarck’s central hypothesis to explain evolution was
the inheritance of acquired characteristics. Offspring could inherit charac-
teristics that the parents acquired during their lifetime. Unfortunately for
Lamarck, biology proved him wrong. The fact that his conception of biol-
ogy is untenable, however, does not mean Lamarck’s importance has di-
minished in the context of cultural change.
In a famous passage in the Genealogy, Nietzsche highlights the core of
his methodology. His most important objection is that naive genealogists
of law and morality, like Rée, confuse ‘origin’ and ‘purpose’. This inevi-
tably leads to a false interpretation of history.
But ‘purpose in law’ is the last thing we should apply to the history of the em-
ergence of law: on the contrary, there is no more important proposition for all
kinds of historical research ... —namely that the origin of the emergence of a
thing and its ultimate usefulness, its practical application and incorporation
into a system of ends, are toto coelo separate; that anything in existence, hav-
ing somehow come about, is continually interpreted anew, requisitioned anew,
transformed and redirected to a new purpose by a power superior to it. (GM II
12).
In other words, understanding something’s utility does not shed light on its
origin. Nietzsche rejects what he sees as a typical confusion of utilitarians.
I believe Nietzsche’s critique is equally relevant in the context of natu-
_____________
7 Another example see Nachlaß Spring 1888, KSA 13, 14[123].
68 Nietzsche’s Timely Genealogy
ralism, although he did not realize to what extent his own incisive intu-
itions in this passage were thoroughly Darwinian—he was probably unable
to recognize them as such. Darwin states: ‘Nothing can be more hopeless
than to attempt to explain the similarity of pattern in members of the same
class, by utility or by the doctrine of final causes’ (Gould 2002, p. 100). He
himself cautioned ‘against the mistake of inferring current function or
meaning from ancestral function or meaning’ (Dennett 1995, p. 465).
Daniel Dennett, for example, admits that this fallacy is easily and fre-
quently committed, particularly by evolutionary psychologists. What
Nietzsche is effectively describing here comes close to Stephen Gould’s
idea of pre-adaptation or ‘exaptation’. Gould’s conception of ‘exaptation’
is methodologically important because it alters the way in which the gen-
esis of function can be historically reconstructed (Gould/Vrba 1982). The
possibility of ‘exaptation’ is certainly not a revolutionary invention with
regard to adaptation since it continues to invoke some notion of function. It
is significant, however, because it implies that a non-adaptive trait can
exist without being selected against, so long as it is not maladaptive, before
assuming a function different from the one it had previously served. This
has enormous implications for what it means to practice ‘decent’ genea-
logical thinking, because it suggests that there is no direct line between
what traits exists today and possible functions in the past. Thus we cannot
reconstruct the coming into being of certain traits by reasoning in terms of
‘best’ or ‘most adequate’ solutions to problems of adaptation. A solution
just has to be adequate enough, or present enough without disturbing or
diminishing the functioning of the organism, in order to be transmitted.
In his criticism, it is as if Nietzsche is hinting not so much at Darwin-
ism, but rather at sociobiology, recently resurrected under the name ‘evolu-
tionary psychology’. Spencer and Rée believed that they could detect the
simple, straight path to altruism. Nietzsche’s genealogy, by way of con-
trast, reveals that there is more than one point of origin, so a genealogy
cannot imply a direct retracing over time. The history of morality (or any
kind of cultural phenomenon) cannot be described in terms of a linear de-
velopment. The idea that a value or a phenomenon has many different
origins is consistent with Darwin and is an essential element of historical
thinking.
Nietzsche gives a methodological warning, when he insists that a func-
tional account can be given of items that were previously not seen as hav-
ing that same function. Especially the link between utility and adaptation is
a possible trap. This leads us to the next question, namely what driving
force causes cultural changes and thus the changes of function?
Tinneke Beeckman 69
In ‘On Uses and Disadvantages of History for Life’ (UM II) Nietzsche
opposes the so-called objective historical practice to ‘life’. Later, when he
develops his genealogical method more fully, he sees the ‘will to power’ as
the driving force of change.
For Foucault, Nietzsche is the philosopher of power, and herein lies the
contribution of his genealogical method. It is generally accepted that will
to power does not denote any conscious, individual desire for power.8 But
how can will to power be understood in a naturalist reading? A good start-
ing point may be found in Twilight of the Idols. There Nietzsche describes
the will to power in opposition to the so-called ‘struggle for life’:
A n t i - D a r w i n . — As far as the famous ‘struggle for e x i s t e n c e’ is con-
cerned, this seems to me to be more of an opinion than a proven fact at the
moment. It takes place, but as an exception; the overall condition of life is n o t
a state of need, a state of hunger, but rather abundance, opulence, even absurd
squandering. —Where there is a struggle, there is a struggle for p o w e r ...
You should not confuse Malthus with nature. (TI ‘Reconnaisance Raids’ 14)9
In this passage, Nietzsche pointedly unites three thoughts. One, what Dar-
win says, is untenable. Two, this is because he focuses on the wrong strug-
gle, namely the struggle caused by a lack, a shortage (hunger and distress),
whereas life is abundance (wealth and luxury). Three, the correct represen-
tation of the struggle is a struggle for power.10
In order to understand how the will to power is an alternative to a
Darwinian solution, I shall turn to Nietzsche’s preference for Lamarck over
Darwin. I believe Nietzsche saw in Lamarck an opportunity to rethink
forces of cultural evolution. This assumption has consequences for a natu-
ralist genealogy in a contemporary context.
The basic idea of Darwinism is natural selection. Darwin was struck by
Malthus’ analysis that population growth would always reach a point
where food was not sufficiently available for everyone. The resulting
_____________
8 In this sense, my interpretation is thoroughly ‘Deleuzian’ (Deleuze 1962).
9 In The Gay Science, Nietzsche makes a similar point: ‘But a natural scientist
should come out of his human nook; and in nature it is not conditions of distress
that are d o m i n a n t but overflow and squandering, even to the point of absurdity.
The struggle for existence is only an e x c e p t i o n , a temporary restriction of the
will to life. The great and the small struggle always revolves around superiority,
around growth and expansion, around power—in accordance with the will to
power which is will to life’ (GS 349).
10 He repeats this ‘Darwinian mistake’ several times in the Nachlaß, especially in the
piece entitled A n t i - D a r w i n (Nachlaß Spring 1888, KSA 13, 14[123]).
70 Nietzsche’s Timely Genealogy
_____________
11 Besides natural selection, modern Darwinism emphasizes chance events such as
genetic drift and mutation, but these are for an evident reason not relevant in the at-
tempt to explain cultural evolution.
Tinneke Beeckman 71
makes the Lamarckian view on culture irreconcilable with the idea of natu-
ral selection. Returning to the contemporary debate, this aspect has import-
ant implications, although these are not recognized as such. According to
Dennett, for instance, assuming cultural evolution is Lamarckian comes
down to saying culture is about learning. But the application of Lamarck’s
biological theory to cultural change is more fundamental than the rather
tautological idea that culture involves learning. Or put differently, some-
thing more fundamental opposes the application of natural selection to
cultural phenomena. According to Aunger, memetics can become a science
if it can answer the following questions: whether selection is directional
rather than neutral and whether it allows for the identification of the selec-
tive agent (Aunger 2000, p. 14). But there can be no ‘agent’ in the analogy
with natural selection, because there is no concept of active force. Brains, it
seems to me, are just passive receptors of invading memes. Surprisingly
enough, some debate whether memetics is a Lamarckian theory, weary and
cautious not to come up with an ‘unscientific idea’.12 The answer sounds
more like: unfortunately not.
For Nietzsche, Lamarckism applied to culture leads to an essential dif-
ference: action versus reaction. The problem with Darwinism is that it only
captures reaction. Physiology and biology thus lack an elementary concep-
tion of activity. Adaptation is not active, but reactive. Nietzsche em-
phasizes Spencer’s fatal mistake: to see life itself as an inner adaptation to
external circumstances. This interpretation, however, denies life an essen-
tial activity: the priority of the spontaneous, assertive, affirming, and trans-
formative forces which Nietzsche calls the will to power.
Nietzsche’s turn against the reactive forces displayed by the natural
sciences is, however, only the beginning of his genealogical journey. He
subsequently elaborates a theory of how the conflicting forces influence
consciousness and the inner ‘eye’ of morality—and because they affect the
interpretation of history they require a genealogical correction.
Conclusion
_____________
12 Whether this is the case would depend on the description of meme genotype and
meme-phenotype analogies (Blackmore 1999).
Tinneke Beeckman 73
References
Aunger Robert, 2000, Conclusion, in: Darwinizing Culture: The Status of Memetics as
a Science, Oxford: Oxford University Press, pp. 205–232.
Barkow, Jerome / Cosmides, Lena / Tooby, John, 1995, The Adapted Mind: Evolution-
ary Psychology and the Generation of Culture, New York: Oxford University
Press.
Blackmore, Susan, 1999, The Meme Machine, Oxford: Oxford University Press.
Callebaut, Werner, 1993, Taking the Naturalistic Turn, or How Real Philosophy of
Science is Done, Chicago: University of Chicago Press.
Deleuze, Gilles, 1962, Nietzsche et la philosophie, Paris: Presses Universitaires de
France.
Dennett, Daniel, 1995, Darwin’s Dangerous Idea: Evolution and the Meaning of Life,
London: Penguin.
Foucault, Michel, 1971, Nietzsche, Genealogy, History, in: Bachelard, Suzanne / Can-
guilhem, Georges / Dagognet, François / Hyppolite, Jean, Hommage à Jean Hyp-
polite, Paris: Presses Universitaire France.
Geuss, Raymond, 1994, ‘Nietzsche and Genealogy’, in: European Journal of Philoso-
phy, 2, pp. 275–292.
Gould, Stephen, 2002, The Structure of Evolutionary Theory, Cambridge, MA: Harvard
University Press.
Gould, Stephen / Vrba, Elisabeth, 1982, ‘Exaptation—A Missing Term in the Science
of Form’, in: Paleobiology, 8, pp. 4–15.
Hatab, Lawrence J., 2005, Nietzsche’s Life Sentence: Coming to terms with Eternal
Recurrence, New York: Routledge.
_____________
13 For a recent update on the interaction between culture and environment, see Rich-
erson/Boyd 2005.
74 Nietzsche’s Timely Genealogy
Kitcher, Philip, 2003, ‘Giving Darwin his Due’, in: Hodge, Jonathan / Radick, Gregory
(eds.), The Cambridge Companion to Darwin, Cambridge: Cambridge University
Press.
Laland, Kevin / Brown, Gillian, 2002, Sense and Nonsense. Evolutionary Perspectives
on Human Behaviour, Oxford: Oxford University Press.
Lecky, W. E. H., 1869, History of European Morals from Augustus to Charlemagne, 2
vols., London: Longman Green.
Richerson, Peter / Boyd, Robert, 2005, Not by Genes Alone. How Culture Transformed
Human Evolution, Chicago: University of Chicago Press.
Williams, Bernard, 2002, Truth and Truthfulness. An Essay in Genealogy, Princeton:
Princeton University Press.
Translations
R. Kevin Hill
tion of the human intellect with the Kantian intellect, but reject the claim
that the intellect produces the space and time of nature.
Because Nietzsche was ‘reluctant to deduce space, time and causality
from our pitiful human consciousness’ (Nachlaß September 1870–January
1871, KSA 7, 5[81]), he initially responded to this conundrum with the
daring and extreme expedient of considering space and time as the mind-
dependent projections of an intellect other than our own: the primordial
unity, the primordial intellect, the Dionysian world-artist. This way Nietz-
sche can say we all share a common space and time, while evading the
difficulties raised by identifying the brain with the human intellect. For
now it is not the human intellect which, in producing space and time, pro-
duces the brain and therefore itself. Rather the primordial intellect pro-
duces space and time and by that produces the brain.
However, by 1873, in ‘On Truth and Lying’, Nietzsche appears to be
asserting the Kantian view but with a twist:
But everything which is wonderful and which elicits our astonishment at pre-
cisely these laws of nature, everything which demands explanation of us and
could seduce us into being suspicious of idealism, is attributable precisely and
exclusively to the rigour and universal validity of the representations of time
and space. But these we produce within ourselves and from ourselves with the
same necessity as a spider spins. (OTL 1, KSA 1, p. 885)
However, Nietzsche also seems to be asserting the paradoxical Schopen-
hauerian view that identifies the Kantian intellect with the brain.
Someone could invent a fable like this and yet they would still not have given
a satisfactory illustration of just how pitiful, how insubstantial and transitory,
how purposeless and arbitrary the human intellect looks within nature. (OTL
1, KSA 1, p. 875)
I see no way of reconciling these strands other than by assuming that there
are two different natures: the nature which is the object of natural science
and the nature which contains the brain, nature as it seems to be and nature
as it is. Such a view is compatible with the notion of the primordial unity
that projects its own space and time. Nietzsche had expressed this notion in
public one year earlier, in Birth of Tragedy, and in notes dating back even
earlier. Such a view merely suggests that we cannot know through geomet-
rical intuition what the geometry of the primordial unity’s space is. For all
we know, it may be the same as the geometry of our own phenomenal
space. Early Nietzsche, following Kant, links natural science (i.e., New-
tonian physics) to our forms of intuition. Since our forms of intuition gen-
erate the space and time referred to in Newtonian theory, it follows that
Newtonian theory does not give us access to nature as it really is, the na-
ture within which we, and our brains, are embedded. Though real nature
R. Kevin Hill 77
may be Newtonian, it may very well not be. We do not know if phenom-
enal space resembles nature’s space. The result is scepticism.
This contrast between the two spaces and times, one known but imagi-
nary, the other real but unknown, persists long after Nietzsche had dis-
owned the ‘artist’s metaphysics’ of Birth of Tragedy: ‘[O]ur space is valid
for an imaginary world. Of the space, which belongs to the eternal river of
the things, we know nothing’ (Nachlaß Spring–Autumn 1881, KSA 9,
11[155]). And even later: ‘By my showing the subjective genesis, e.g., of
space etc. the thing in itself is neither refuted nor proven. Against Kant—’
(Nachlaß Summer–Autumn 1884, KSA 11, 27[68]). The mature view dif-
fers from the view in Birth of Tragedy and ‘On Truth and Lying’. First,
Nietzsche rejects the notion of the projection of a common space and time
by the primordial intellect. Second, though the notion of the Kantian intel-
lect developing over time is one Nietzsche carried over from Schopen-
hauer, Nietzsche ‘Darwinizes’ it. The specific character our forms of intu-
ition possess is due to their selective advantage over equally possible
competitors. Had rival intellects appeared, they would have perished, leav-
ing the field to nature’s favoured Euclideans.
The categories are ‘truths’ only in the sense that they are conditions of life for
us: as Euclidean space is such a conditional ‘truth’. (Between ourselves: since
no one would maintain that there is any necessity for men to exist, reason, as
well as Euclidean space, is a mere idiosyncrasy of a certain species of animal,
and one among many …) (Nachlaß Spring 1888, KSA 13, 14[152])
Now as the original formulation of the ‘neglected alternative’ thesis had it,
the relevant contrast was between transcendentally ideal space and time
and transcendentally real space and time, the space and time of things-in-
themselves. But Nietzsche rejects the intelligibility of a contrast between
appearances and things-in-themselves. If the very idea of the thing-in-itself
is unacceptable, then one would think that Nietzsche would be forced back
into a strict Kantianism, for the very idea of a contrasting domain that
might differ from the domain in which we find phenomenal space has lost
all purchase. Matters are further confused by Nietzsche’s repeated charac-
terization of phenomenal space as a falsification. This not only suggests the
existence of a contrasting domain, but even of some sort of access to it. We
see assertions seeming to confirm this, as when he says, ‘I believe in abso-
lute space as the substratum of force: the latter limits and forms. Time
eternal. But in themselves there is neither space nor time’ (Nachlaß June–
July 1885, KSA 11, 36[25]). In this last passage in particular, he seems to
give with one hand what he takes away with the other: how can space and
time be ‘absolute’ and ‘not exist in themselves’?
We begin to get a clue to what Nietzsche has done with his Kantian in-
heritance in the following: ‘Denial of empty space and the reduction of
78 From Kantian Temporality to Nietzschean Naturalism
mechanics to the tyranny of the eye and the touch. Denial of actio in dis-
tans’ (Nachlaß Autumn 1885, KSA 11, 43[2]). There is one possible ex-
planation for these Kantian themes in the late Nietzsche’s view of space.
The contrast is not between the space human beings construct versus the
space of the thing-in-itself. The contrast is between the space we directly
experience by virtue of our evolved, innate, space-producing psychological
mechanisms versus the space our best empirical theory posits. However,
this latter contrast does not commit Nietzsche to the claim that the space of
natural science is mind-independent. Possibly, nature as the late Nietzsche
understands it is mind-dependent (i.e., is not to be identified with the Kant-
ian thing-in-itself). Meanwhile we can still distinguish between the world
as it appears in naive, uncorrected experience, and the world as it appears
in scientifically corrected experience.
The heart of Nietzsche’s naturalism is his commitment to the existence
of two spaces and times. One pair is produced by the human intellect. The
other pair is that space and time within which the human intellect is em-
bedded (see Richardson 2006, pp. 214–216). The central claim of Nietz-
sche’s naturalism is that everything we are as individuals takes place in
nature. Now it will be familiar to contemporary readers of analytic phi-
losophy to identify nature with whatever it is that our best empirical theo-
ries posit as existing. For this sort of naturalism, a posit is acceptable if we
can reduce the theory in which the posit appears to our best empirical
theory (typically, physics).
In ‘On Truth and Lying’, Nietzsche embeds human beings and their
cognitive capacities within nature, while being a sceptic about natural sci-
ence’s ability to represent nature. Apparently for early Nietzsche in ‘On
Truth and Lying’, nature cannot be identified with the posits of natural
science. This suggests that early Nietzsche’s naturalism is actually a form
of transcendental realism about the space and time we are embedded in,
coupled with the thesis, inherited from Kant, that natural science only rep-
resents the phenomenal world. But that cannot be Nietzsche’s last word,
because by the 1880s, Nietzsche is claiming that there are no things-in-
themselves, and yet he continues to endorse some sort of naturalism, not
only in the sense that we are embedded in a space and time not of our mak-
ing, but also in the sense of a much higher epistemic value associated with
natural science itself. This suggests that the late Nietzsche parts company
with Kant by refusing to identify the space of physics with phenomenal
space, the space produced by our minds in organizing our sensory data. If
that is correct, the common denominator between early and late Nietzsche
is a rejection of the idea that there can only be a space and time whose
origin is the human mind; the difference between the early and late Nietz-
sche is that the early Nietzsche associates the space and time which the
R. Kevin Hill 79
human mind produces with the space and time with which physics is con-
cerned, whereas the late Nietzsche is willing to say that the space and time
which is not the product of the human mind is the one with which physics
is concerned. Whether Nietzsche can coherently maintain this while deny-
ing the existence of things-in-themselves remains to be seen.
Yet thus far, we have seen no underlying reason motivating Nietz-
sche’s departure from transcendental idealism in favour of naturalism. All
the twists and turns of his thoughts on space and time go back to the origi-
nal antithesis we mentioned above: the impossibility of reconciling a Kant-
ian theory with a Schopenhauerian identification of the Kantian intellect
with the brain. A reasonable conclusion would be to return to the original
Kantian position: distinguish the Kantian intellect from the brain and allow
the former to produce the latter without bootstraps. To grasp why Nietz-
sche believed that path was unavailable, we must turn to his views on time.
Nietzsche also began his thoughts about time as a Kantian, given his
Schopenhauerian starting point. While he came to regard Schopenhauer’s
naturalized Kantianism as unstable, he also concluded that Kant’s theory of
time fails on its own terms. In Philosophy in the Tragic Age of the Greeks,
in the discussion of Parmenides, Nietzsche identifies Parmenides’ view of
time with Kant’s, and then endorses Afrikan Spir’s objection:
‘Now first, it is plain that I can know nothing of a succession as such, if I do
not have the consecutive links together at once in my awareness. The represen-
tation of a succession is therefore not at all successive, consequently it is also
altogether different from the succession of our representations. Second, Kant’s
assumption implies such apparent absurdities, that it takes a miracle to see
how he could let them go unheeded. Caesar and Socrates are on this assump-
tion not really dead, they live still even as well as they did two thousand years
before and only seem dead to me because of the equipment of my “inner
sense”. Future persons now live already, and if they have still not stepped for-
ward as living, for this too the equipment of the “inner sense” is responsible.
Here one must ask above all: How can the beginning and end of conscious life,
together with all its inner and outer senses, exist only in the apprehension of
the inner sense? The fact is, one cannot deny the pervasive actuality of change.
Throw it out the window, it slips back in through the keyhole. One says “it
seems to me clear that conditions and representations change”—however, this
appearance itself is something objectively existing and in it succession has un-
doubted objective actuality, inside it something really follows one after the
other. —Furthermore one must notice that the whole criticism of reason could
have rationale and legitimacy only on condition that our representations ap-
pear as they are. Then if representations had appeared differently than they
really are, one would be able to make no valid claims about them, and there-
fore one could erect no theory of knowledge and no “transcendental” investi-
gation of objective validity. However it is beyond doubt that our representa-
tions appear to us as successive.’ (PTAG 15)
80 From Kantian Temporality to Nietzschean Naturalism
Kant’s thesis that the geometrical properties of physical space are know-
able a priori.
However, on Kant’s terms, this would be to reject the transcendental
ideality of physical space and time, and to affirm their transcendental re-
ality. For Kant, this is just to say that physical space and time (and what-
ever fills them) are things-in-themselves or transcendentally real relations
between things-in-themselves. Notoriously, Nietzsche in his latest writings
denies that the very idea of a thing-in-itself is coherent, and thus denies
that there are any such things. Thus, one would think, if space and time
cannot be transcendentally real (because nothing is transcendentally real,
the very concept being incoherent and empty) they must be transcenden-
tally ideal. This would collapse Nietzsche’s position into something not
unlike Kant’s again.
Here, however, appearances can be misleading. Kant himself allows
that natural science can posit entities, events, processes, etc. which are
‘empirical’ but unobservable for reasons relating to contingent limitations
on our cognitive capacities. Even outside science, in the domain of ordi-
nary life, there are countless cases of such ‘empirical’ speculation. We may
never know the precise number of people who shot at President Kennedy;
if there was more than one person, these other parties went (presumably)
unobserved, left insufficient traces behind to confirm their existence, etc.
Nonetheless, it is an empirical fact, not a noumenal fact, that the number of
assassins was one (or two, or three). Historians and conspiracy theorists
may posit the existence or nonexistence of these additional assassins, based
on available empirical evidence. In natural science, there are theoretical
posits which may not be directly observable, which are posited based on
available empirical evidence. Kant is not an instrumentalist about such
posits. They fall within the domain of the phenomenal. They are no less a
part of the world of empirical fact for being hidden, small, or far from ob-
servers. Whether this is the stance that Kant ought to have taken is a ques-
tion I leave aside; the point is that for Kant, quarks would be ‘empirically
real and transcendentally ideal’ despite being unobservable.
What I want to suggest, then, is that for Nietzsche, the space (and time)
of nature are empirically real but unobservable posits not unlike atoms.
The fact that we cannot directly perceive the world in anything but Euclid-
ean terms is analogous to the fact that we cannot perceive objects smaller
than a certain size. However, based on the empirical evidence we possess,
we can suppose that there are imperceptible quarks; similarly, based on the
empirical evidence we possess, we can suppose that the space of nature is
non-Euclidean. Whether our predisposition to perceive the world as
Euclidean helps or hinders us in getting the geometry of physical space
82 From Kantian Temporality to Nietzschean Naturalism
nothing, not even empty space and time. However, Nietzsche also appears
to have endorsed a form of panpsychism regarding these fields of force.
His reasoning for this is not our primary concern; he thought the idea of
force makes no sense unless we understand forcing and being forced to be
something undergone, felt, something (in our sense of the word) mental.
Thus every field of force will have its corresponding ‘feel’ as it presses on
other fields and is pressed upon in turn. If force possesses rudimentary
awareness of its milieu, and force is pervasive, then the Berkeleian prob-
lem of unobserved items is solved. Everything is a perceiver because it
undergoes influence from other fields of force. Also, everything is being
perceived because there are fields of force upon which it expresses itself.
Panpsychism thus allows Nietzsche to escape from the most untoward
consequences of the esse est percipi principle. It allows Nietzsche to con-
tinue to affirm the existence of a nature within which we are embedded.
Though it is permeated with mind, Nietzsche’s nature transcends us. Our
knowledge of it may well be imperfect, thus affirming a distinction be-
tween how things seem and what is so.
Some readers understand Nietzsche’s perspectivism to be more funda-
mental than the thesis that the world is will to power. For them, it may
seem that I have not done justice to Nietzsche’s thesis that there is no
thing-in-itself, that nature brings the thing-in-itself in through the back
door. Conversely, one might think that calling Nietzsche’s nature ‘mind-
dependent’ stretches the meaning of that expression to its breaking point. I
think the resolution of this difficulty is to see Nietzsche’s concept of the
thing-in-itself as meaning less than it is typically taken to mean.
A ‘thing-in-itself’ is an object whose characteristics obtain independent
of all observers. To deny that there is such a thing does not mean that
things become reduced entirely to episodes within the experiences of ob-
servers without residue. There is a difference between regarding things as
collections of mental events, and regarding things as powers (Mächte or
Kräfte). An alternative to eliminating the thing altogether, or reducing it to
the sum of observers’ experiences, is to regard it as a locus affecting ob-
servers. The issue is not whether the thing has mind-independent qualities,
but whether its mind-dependent qualities inhere in it or in its perceivers. It
would be natural to ask the question, ‘What, apart from the affections it
produces in observers, is the object really like?’ If one replies, ‘Well, the
object surely has characteristics, but we will never know what they are,’
then one is committed to the object being a thing-in-itself. If, conversely,
one says that the very idea of what the object is like apart from how it af-
fects observers makes no sense, then one is denying that there is a thing-in-
itself in Nietzsche’s sense. However, clearly there is something out there,
from which flows the sum of the effects; this something is nothing other
84 From Kantian Temporality to Nietzschean Naturalism
gods, for that is what each ‘thing’ is: a petit Berkeleian deity producing
experiences in the minds it affects.
Nietzsche’s metaphysical commitment to the reality of time is also
central to his ‘genealogical’ critique of Kant. First, rejection of a beginning
to time is of a piece with Nietzsche’s rejection of the Judeo-Christian tradi-
tion, with its conception of a creator God. Second, Nietzsche’s concern to
vindicate the reality of time is not only of a piece with (though not strictly
required by) the historicist aspect of genealogical critique; Nietzsche sees
Kant’s rejection of the reality of time as symptomatic of a more general
failing of philosophers since Parmenides. By making time transcendentally
ideal, Kant can distinguish between an apparent world, in which there is
destruction, and a real world, in which there is no destruction. This con-
trast, in turn, allows Kant to associate that which he values (noumenal
agency) with a domain distinct from the world of experience and immune
to decay. Such a line of thought is symptomatic, Nietzsche thinks, of an
inability to cope with, and subsequently a hatred for, life itself.
You ask me which of the philosophers’ traits are really idiosyncrasies? ... For
example, their lack of historical sense, their hatred of the very idea of becom-
ing, their Egypticism … Death, change, old age, as well as procreation and
growth, are to their minds objections, —even refutations. Whatever has being
does not b e c o m e ; whatever becomes does not have b e i n g … But since they
never grasp it, they seek for reasons why it is kept from them. ‘There must be
mere appearance, there must be some deception which prevents us from per-
ceiving that which has being: where is the deceiver?’—‘We have found him,’
they cry ecstatically, ‘it is the senses! These senses, w h i c h a r e s o i m -
m o r a l i n o t h e r w a y s t o o , deceive us concerning the t r u e world …’ (TI
‘“Reason” in Philosophy’ 1)
The above described line of thinking is hardly the official basis for Kant’s
doctrine of the phenomenality of time. However it is surely fair to say that
Kant is happy to exploit the phenomenal/noumenal contrast. It is crucial to
his arguments licensing faith in such transcendent goods as free will, im-
mortality, and God, as we see in the second Critique. Nietzsche’s assess-
ment of such a metaphysics is that
Any distinction between a ‘true’ and an ‘apparent’ world, whether in the
Christian manner or in the manner of Kant (in the end, an u n d e r h a n d e d
Christian)—is only a suggestion of decadence, a symptom of the d e c l i n e of
life. (TI ‘“Reason” in Philosophy’ 6).
References
Richardson, John, 2006, ‘Nietzsche on Time and Becoming’, in: Keith Ansell-Pearson
(ed.), A Companion to Nietzsche, Oxford: Blackwell, pp. 208–229.
Nietzsche’s Problem of the Past
John Richardson
Nietzsche has a problem with the past. He thinks we all have a problem
with it, indeed several interlocking problems, whose chief root he tries to
identify. His repeated attention to this topic, coming at key points in his
texts, amounts almost to a fixation.
My aims are to point out this repeating theme, which I think has been
under-recognized, but more importantly to suggest the underlying reasons
Nietzsche has for making the past a problem. And I’ll sketch how he ulti-
mately handles this problem—a solution that draws jointly upon his genea-
logical method, his ideal of freedom, and his thought of eternal return. For
this purpose I will use and extend certain lines of interpretation and argu-
ment that I presented in Nietzsche’s New Darwinism (Richardson 2004).
Let me start by reminding of a few places in Nietzsche’s corpus that
treat the past explicitly and with emphasis.1 In each of them our—
humans’—relation to the past is a problem we have difficulty addressing—
and Nietzsche offers to help us with it.
a. First an early passage. ‘On the Uses and Disadvantages of History
for Life’ focuses on certain kinds of misuse of history that Nietzsche thinks
are symptomatic of the present age: ‘we are all suffering from a consuming
fever of history and ought at least to recognize that we are suffering from
it’ (UM II Foreword). And then in section 1: ‘t h e r e i s a d e g r e e o f
sleeplessness, of rumination, of the historical sense, which
i s h a r m f u l a n d u l t i m a t e l y f a t a l t o t h e l i v i n g t h i n g ’ (UM II 1,
KSA 1, p. 250). This criticism of history and of a certain ‘historical atti-
tude’ which characterizes our age is probably the most emphasized point in
this essay.
Nietzsche claims that this modern misuse of history is connected to
(rooted in) something broadly and in fact essentially human: what distin-
guishes us from animals is that we remember the past, but this memory is
also our great burden: ‘Man ... braces himself against the great and ever
_____________
1 For the sake of (a kind of) economy, I’ll largely confine myself to these four texts:
Untimely Meditations II, Human, All Too Human, Thus Spoke Zarathustra, and On
the Genealogy of Morality.
88 Nietzsche’s Problem of the Past
greater pressure of what is past: it pushes him down or bends him side-
ways’; ‘it was’ is ‘that password which gives conflict, suffering and satiety
access to man so as to remind him what his existence fundamentally is—an
imperfect tense that can never become a perfect one’ (UM II 1, KSA 1, p.
249). Another set of early passages I’ll use but won’t quote now are the
opening sections of Human, All Too Human, which detail how a primitive
past is still present—still works—in all of us.
b. Next a passage from Nietzsche’s ‘midday’, in Zarathustra. His fa-
mous explication there of the eternal return—the climax of the book—
presents this idea as responding to a deep human worry over the past. The
past disturbs us, because it is utterly beyond the will’s reach: the will ‘can’t
will backwards’: ‘Willing liberates; but what is it called that puts even the
liberator in fetters? / “It was”: that is the will’s gnashing of teeth and lone-
liest sorrow. Powerless with respect to what has been done—it is an angry
spectator of all that is past. / Backwards the will is unable to will; that it
cannot break time and time’s desire—that is the will’s loneliest sorrow’ (Z
II ‘On Redemption’). And soon after: ‘This, yes this alone, is what r e -
v e n g e itself is: the will’s ill-will toward time and its “It was”’ (ibid.).
Later in this section Zarathustra has an inkling how eternal return can
solve the problem, but he is only able to embrace that thought in part three.
By willing eternal return, the will is able to redeem the past and to say
(truly) ‘Thus I will it, thus shall I will it’, thus meeting the challenge that
had been set in ‘On Redemption’. And this is the dramatic turning point of
the book, which therefore hinges on the problem of the past. Eternal return
is needed above all to meet this challenge; its chief function is to change
our relation to the past, and solve that problem with it.
c. Finally a late passage, in the Genealogy. The second essay’s opening
genealogy is of memory: this capacity didn’t come to us from our animal
past, but had to be trained into humans by ages of brutal punishments. This
memory was imposed against the grain of our natural ‘f o r g e t f u l n e s s ’,
which is an active repression of the past, requisite for healthy and effective
functioning: ‘there could be no happiness, no cheerfulness, no hope, no
pride, no p r e s e n t , without forgetfulness’ (GM II 1).
Originally, what humans were trained to remember were their past
promises, including especially their promise to obey the social rules. Peo-
ple were trained to ‘remember’ them not just as past facts, but in the strong
practical sense of keeping allegiance to them, taking themselves to be
bound by them: ‘an active d e s i r e not to rid oneself, a desire for the con-
tinuance of something desired once, a real m e m o r y o f t h e w i l l ’ (GM II
1). This memory for the rules was a necessary condition for increasingly
close, large-scale, and efficient social life.
John Richardson 89
So society needed to ‘burn this memory into us’. Consider this com-
plex passage on the past, and memory: ‘perhaps there was nothing more
fearful and uncanny in the whole prehistory of man than his m n e m o -
t e c h n i c s … Something of the terror that formerly attended all promises,
pledges, and vows on earth is s t i l l e f f e c t i v e : the past, the longest, deep-
est and sternest past, breathes upon us and rises up in us whenever we be-
come “serious”’ (GM II 3).
This training in memory is the key first step in the ‘taming’ and
‘civilizing’ of humans, their socialization. But, Nietzsche says, both this
new capacity (memory) and that long training for it by means of terror,
pain, and punishment have had the overall, pervading effect of sickening
and depressing us, even today. It’s this training in memory, above all, that
has rendered us ‘the sick animal’.
Now seeing Nietzsche returning so often and so critically to the past
and memory raises the simple question: why is the past so important to
him? And we can mean this question in at least two ways: (a) What psy-
chological factors induced Nietzsche to worry over the past (and his rela-
tion to the past) in this way? (b) What does Nietzsche avow as the past’s
importance—i.e., what reasons or grounds does he offer?
I’ll say just a few things about (a), on the personal-psychological
weight of the past for Nietzsche, and what might be at the root of this.
Certainly there are reasons to think that his philosophical attention to the
past reflects a ‘fixation’ running down at the level of his own psychologi-
cal character.
His professional field, classical philology, is itself a major statement of
his special fascination with the past. We should take seriously the oddity in
this, that a philosopher who later prided himself on being so far ahead and
futural should have originally occupied himself with not just history but
ancient history. Famously, he later regretted this decision—and that he
hadn’t read in the sciences instead. So he expresses a retrospective regret at
his own retrospectiveness.2
I think we find another expression of Nietzsche’s personal problem
with the past in the hostility he so characteristically shows to his predeces-
sors—and especially to those who have clearly influenced him. His hyper-
bolic rejections of Socrates, Plato, Kant, Schopenhauer, and Darwin can be
read to show him bothered by their influence—by the debt he may owe to
_____________
2 Notice, in the 1886 Preface to HA II, how Nietzsche says that all of his works
except one (surely Zarathustra) ‘are to be d a t e d b a c k —they always speak of
something “behind me”’. Each of them describes a viewpoint Nietzsche had lived
through at varying distances in his past. So most of his writing is retrospective.
90 Nietzsche’s Problem of the Past
others’ ideas, and the threat to his independence and originality. This is
mixed with a sense of the flaws and failures in these sources. He expresses
some of this in Human, All Too Human: ‘He who has come to a clear
understanding of the problem of culture suffers from a feeling similar to
that suffered by one who has inherited a fortune dishonestly acquired …
He thinks with sorrow of his origins and is often ashamed, often sensitive
about them. The whole sum of the energy, will and joy he expends on his
property is often balanced by a profound weariness: he cannot forget his
origins’ (HA I 249).3
I don’t know, and do ask, whether Nietzsche’s relation to his personal
past was troubled—whether he struggled against unpleasant memories. Are
there things in his past that he regrets, and feels guilty or ashamed of? Per-
haps the Lou Salomé episode—his lack of success with her, his own re-
sentful reaction to her and Paul Rée? Perhaps his father—as a ‘priest’, as
having gone mad? Perhaps his rather embarrassing mother and sister,
surely deflating to his own grand ambitions and self-conception?
If this could be filled in, it would license a psychologistic suggestion:
that Nietzsche found himself obsessed with or fixated on the past in ways
he found troubling and self-undermining—and that he was both expressing
and working this personal issue through in his basic philosophical thinking.
He purports to have eventually succeeded in this. For in Ecce Homo
we find an utterly positive account of his past: he claims to be completely
content with it, seeing it all as the path by which he ‘becomes who he is’.
(We can read his glad emphasis here as a sign, perhaps, of how much dis-
content he overcame.) In the introductory paragraph: ‘H o w c o u l d I n o t
b e g r a t e f u l t o m y w h o l e l i f e ? ’ He depicts himself, perhaps, as ex-
emplifying the kind of gratitude towards the past, and will to have it just as
it was, that is involved in willing eternal return.4 Biographically, again, we
may wonder whether he really did achieve the reconciliation with the past
he so long wanted.
However, more important than these biographical speculations is the
task of clarifying the main structure of Nietzsche’s philosophical views
about the past and memory—to see how his various reflections on memory
might fit together into a coherent theory. So I’ll go on now to try to formu-
_____________
3 In this light HA II 110 may be read as a confession.
4 In the same paragraph he says, ‘I looked backwards [rückwärts], I looked out
[hinaus], I have never seen so many and such good things at once’ (EH ‘Why I Am
so Wise’, KSA 6, p. 263). These terms for the retrospective and prospective stan-
ces echo those in a key passage on eternal return in Zarathustra, which we’ll look
at in section 3 below. Nietzsche here claims the simultaneous satisfaction of both
stances that I’ll argue eternal return is supposed to represent.
John Richardson 91
late this ‘problem of the past’ more fully and exactly, and to settle his an-
swer or response to it. Here I mean to sketch the gist of the problem, as
Nietzsche came to see it in his maturity.
I’ll present the problem as lying in the tension or apparent contradic-
tion between two large points:
1. that the past is far too important to ignore (being important in ways
and for reasons we don’t suspect),
2. but that attention to the past seems to be harmful to us.
So, it seems, we’re damned whether we do or don’t pay attention to it.
The past is important because we don’t and can’t ‘leave it behind’: it is the
secret meaning of who we are (and what we do). I think this is a point on
which Nietzsche disagrees with both common sense and science. He thinks
the past ‘gives our meaning’ not just in the (scientific and commonsensi-
cal) sense that it did make us, and hence explains us as a cause (something
externally determining)—the relevance the past usually seems to us to
have. Rather, the past ‘gives our meaning’ in the stronger sense that it has a
kind of ‘presence’ in us, constituting us now as who we are, determining
the meaning of what we now do. This is because, first, there are structures
or mechanisms in us that were made long ago in very different condi-
tions—that are ‘remnants’ of those past times. And it is because, second,
these structures were made by wills, and hence express the aims of these
wills, which carry their intentions ahead into us. Together these points
make the past constitutive of the present: of who I am, of the meaning of
what I do.
The first point is more to the fore in Human, All Too Human. Nietz-
sche states it most broadly at the opening of section 223 ‘W i t h e r w e
h a v e t o t r a v e l ’: ‘Direct self-observation is not nearly sufficient for us to
know ourselves: we require history, for the past continues to flow within us
in a hundred waves; we ourselves are, indeed, nothing but that which at
every moment we experience of this continued flowing [Fortströmen]’
(HA II 223). This section builds to the lesson that one might study the
sedimented layers of the past within oneself, discovering all of our cultural
and even organic past deposited there. Such a one ‘will rediscover the ad-
venturous travels of this becoming and changing ego [dieses werdenden
und verwandelten ego] in Egypt and Greece, Byzantium and Rome, France
and Germany, in the age of the nomadic or of the settled nations, in the
Renaissance and the Reformation, at home and abroad, indeed in the sea,
the forests, in the plants and in the mountains. —Thus self-knowledge will
92 Nietzsche’s Problem of the Past
_____________
5 See also HA I 250: ‘the past is still too powerful in their muscles’.
6 This is why a critique of moral values depends on ‘a knowledge of the conditions
and circumstances out of which they have grown, under which they have devel-
oped and shifted’ (GM Preface 6).
7 Here I summarize an interpretation developed in Nietzsche’s New Darwinism
(Richardson 2004).
John Richardson 93
Nietzsche thinks this new kind of selection designs these habits for a
different ultimate end. Whereas natural selection designs structures that
further my ‘reproductive fitness’, social selection designs habits that favour
the success of my society—and especially by increasing society’s cohe-
siveness and homogeneity. So social selection’s main tendency is to design
practices that make us want to be similar to one another. Its tendency, in
other words, is to render us ‘herd animals’, by developing a ‘herd instinct’
in us. So: natural selection selects drives to power because they serve the
organism’s replicative success, but social selection selects habits of herd-
ing because they serve the society’s cohesion and strength.
It’s this social selection that mainly explains why I have the habits of
acting and thinking as I do. I acquire these by copying from the social
nexus, and they have their meaning and point in that wider context. The
‘meaning’ of the habit or practice is then not anything I believe myself
doing it for, as I do it, but the functions designed into it by the social pro-
cesses that spread it to me. These functions are ‘what the drive is doing in
me’, though often unbeknownst to me.8
Consider an objection: don’t I choose the habit because it appeals to
some psychological need or taste or desire? And isn’t the latter the explan-
ation why I have it, and what it’s doing in me? But this misses, first, how
the habit is rather, in Nietzsche’s view, a kind of virus that uses this desire
as a point of entry, for purposes of its own. This is how Nietzsche thinks
Christianity has worked: it appeals to certain weaknesses and sicknesses
for entry into persons, but then treats-aggravates that weakness for pur-
poses of its own (see, e.g., GM III 16). And it also misses how many of our
desires are themselves inserted into us by the same socializing process—
and above all the desire to ‘do as others do’.
So all of these wills/drives are (as it were) a great many ‘machines’ de-
signed for various purposes and built into us beneath our notice. It’s these
machines, and the functions designed into them, that explain most of what
we do. We need to realize that there are these many mechanisms in place in
us (as parts of us), which are unconsciously plastic towards certain out-
comes—which are ‘for’ these outcomes in the sense of having been de-
signed to accomplish them. It’s precisely because we don’t see how there
_____________
8 On the efficacy of these long early stages see Human, All Too Human I 2: ‘every-
thing e s s e n t i a l in human development occurred during primeval times, long be-
fore those four thousand years with which we are more or less acquainted; during
these years, humanity may well not have changed much more.’ And later On the
Genealogy III 9 speaks of ‘those enormous stretches of time characterized by the
“ethic of custom”, which lie before “world history” as the real and decisive princi-
pal history that established the character of humankind’.
John Richardson 95
can be such directednesses in us, except for the overt and cognitive sort
(i.e., consciously, deliberately willing an outcome) that we fail to see all
the meanings our behaviour has, ‘beneath’, ‘before’, even ‘instead of’ our
conscious meanings.
Ultimately, perhaps, Nietzsche is attacking what might be called a
‘psychology of presence’. He opposes our commonsense confidence that
we determine what we want and mean by our present acts of intending. ‘A
thought comes when “it” wants, not when “I” want’ (BGE 17). And what
the thought wants is determined by the processes that selected-designed the
thought. We might call this a ‘temporal externalism’ about meaning.
This social design of our habits and practices builds into us our values,
and in doing so gives these values their meanings. So the Genealogy un-
covers the meaning of Christian values: they’ve been designed as a ‘slave
morality’, i.e., have been structured to appeal to and further the interests of
the reactive, sick, and suffering. This design builds into us meanings we
don’t understand. It makes us ‘intend’ things we’re unaware of.
Human, All Too Human I 18 already states the point:
[W]hen the sensate individual observes itself, it takes every sensation, every
change for something i s o l a t e d , that is, unconditioned, without connection: it
rises up from within us without any tie to earlier or later things. We are hun-
gry, yet do not originally think that the organism wishes to be sustained; in-
stead, that feeling seems to assert itself w i t h o u t a n y g r o u n d a n d p u r -
p o s e , it isolates itself and takes itself as a r b i t r a r y . Therefore: the belief in
the freedom of will is an original error of everything organic.
So the ‘will’ of the organism to be sustained is not available in the sensa-
tion (or experience) of hunger. And the point extends much more widely:
all of our desires and values are doing further things, serving further pur-
poses, than what shows up in them.
Recall also the famous genealogy of punishment in GM II. In investi-
gating ‘why’ we punish, Nietzsche turns not to our present and conscious
intentions. Instead he considers the practice as a complex set of procedures,
and asks how different parts of this complex have been designed at differ-
ent times in the past for different functions now. These many functions
have been layered into the practice, which now has all these meanings.
And it has also built into us a host of metaphysical errors: ‘What we now
call the world is the result of a host of errors and fantasies, which emerged
gradually during the overall development of organic beings, merged to-
gether as they grew, and are now passed on to us as the accumulated treas-
ure of the entire past’ (HA I 16).
For all these reasons, we are in thrall to our past. This is the first threat
in the past: that it controls us. It deprives me of a freedom I have always
supposed myself to have. It means that I lack the responsibility I’ve
96 Nietzsche’s Problem of the Past
claimed for myself in acting and valuing. Of course we’ve always believed
that the past was the threat to our freedom, but because we might be cau-
sally determined by the past. Instead, it’s because the meanings of what we
do are logically constituted by past selection.
Now given these ways the past controls us, it seems attention to the
past is requisite, both for the sake of understanding ourselves, and for the
sake of realizing the autonomy or agency we suppose ourselves already to
have.
And this expectation is confirmed by Nietzsche’s frequent insistence
that philosophy must become ‘historical’: ‘A lack of historical sensibility is
the original failing of all philosophers … They do not want to learn that
humanity has come to be, that even the faculty of cognition has also come
to be’ (HA I 2). Later: ‘From now on therefore, h i s t o r i c a l p h i -
l o s o p h i z i n g will be necessary, and along with it the virtue of modesty.’
And: ‘The steady and laborious process of science, which will someday
finally celebrate its highest triumph in a g e n e t i c h i s t o r y o f t h o u g h t ’
(HA I 16).
ond treatise, which let’s examine. This essay, I’ll try to show, presents
memory as the decisive ability acquired by the earliest humans, upon and
around which our striking higher capacities were then built.
First a background point. The second essay opens with a certain picture
of the causality of this evolution: it presents ‘nature’ as ‘setting itself the
task’ to ‘breed an animal that m a y p r o m i s e ’ (GM II 1). Nietzsche speaks
as if nature foresightingly aims this process towards the ‘sovereign indi-
vidual’ who, he soon says, emerges eventually from it (GM II 2). Later in
the Genealogy he offers this picture again, to explain the social role of
priests; he develops ‘what I think life’s healing-artist instinct has at least
a t t e m p t e d through the ascetic priest’ (GM III 16). Such passages chal-
lenge the reader: Nietzsche clearly posits some kind of overall ‘design’,
and yet we can’t believe that he means literally this designer he men-
tions—‘nature’, treated as an agent working towards represented goals.
This agentive nature must be a stand-in for some other causal process
working at the level of the society or species as a whole, and somehow ‘in
the interest’ of such aggregates. As I’ve said, I think Nietzsche must mean
a selective process, working by aggregate effects over populations.
Memory evolves by selection in social groups. As animal, we were
capable only of the projective, forward-turning stance that Nietzsche asso-
ciates with will. This is what we share with all the rest of ‘life’. Memory—
our capacity for a second, retrospective and back-turning stance—arose
within society. Or better: memory arose at the very time that society
formed, and so that society could be the more possible and successful.10
Nietzsche gives the name Sittlichkeit der Sitte (ethic of custom) (GM II 2)
to this long early phase of our history, in which memory made social cus-
tom and vice versa. Humans’ retrospectivity, which distinguishes us from
all the rest of nature and life, was originally selected-designed to facilitate
our ‘socialization’—to make us creatures of habit and custom.
Indeed it might not be too strong to say that originally memory just
was the ability to acquire (social) habits or practices, distinct from the
innate drives. Memory was first and foremost the ability to remember the
rules, even when one’s drives pushed hard the other way. It was the ability
‘to keep a few primitive requirements of social co-existence p r e s e n t for
these slaves of momentary affect and desire’ (GM II 3). One remembers
_____________
10 Nietzsche later suggests that the beginnings of memory precede society, in the
more primitive relation between ‘buyer and seller, creditor [Gläubiger] and debtor
[Schuldner]’, which he says is ‘older than even the beginnings of any societal as-
sociations and organizational forms’ (GM II 8). But clearly the main work devel-
oping memory is done socially—and indeed Nietzsche goes on at once to focus on
the community [Gemeinwesen] as the most important ‘creditor’ (GM II 9).
98 Nietzsche’s Problem of the Past
not to steal the fruit in the market-place, even when one’s hunger drive
impels. So memory’s original work is to ‘give one pause’, restraining one
from acting on the immediate excited drive, by inserting a glance ‘back’ at
one’s commitment to the social rules.
Early humans were trained to remember this commitment by ‘burning’
into their bodies and senses certain vivid and powerful experiences of the
horrific punishments inflicted on those who break the rules. After many
generations of this training, ‘one finally retains in memory five, six “I will
nots”, in connection with which one has given one’s p r o m i s e in order to
live within the advantages of society’ (GM II 3).11 These dramatic punish-
ments train into us the ability to interpose between drive and action that
memory of the rule. And the capacity to remember all of the rules is the
ability to impose, on top of one’s drives, that new layer of social prac-
tices—to which one is committed to subdue one’s drives.12 All of this
shows how the first function of memory was to ‘socialize’ us—to make us
abide by the rules necessary for social existence.
This new power and propensity to remember gets inserted into an ex-
isting context of drives. It struggles to control the latter, but of course they
also struggle to control it. They try—by Nietzsche’s drive-psychology—
not only to enact themselves despite its restraining efforts, but also to infil-
trate, modify, and use that new capacity for their own purposes. We need
to bear in mind in what follows this counter-action by the drives upon
retrospection.
Now of course this is only the very beginning of a genealogy of our
retrospective powers, which have obviously evolved very richly from this
start. In fact, Nietzsche treats these powers as embryonic for major further
developments in our human cultural history, which we should look at. As
the retrospective stance is broadened and enriched into further powers, the
latter largely take up the original function of memory—to socialize us, or
in Nietzsche’s terms to ‘tame’ and ‘herd’ us. We can distinguish two sets
of such powers developed from that root.
a. First there are ways that memory, our backwards view, founds both
religion and morality. Nietzsche stresses how belief in gods develops out
of a retrospective view—the feeling of indebtedness to ancestors. The
social group reveres its ancestors as the founders of the customs and laws
_____________
11 Punishment effects ‘a lengthening of memory’, ‘a sharpening of prudence, mastery
of the appetites’ (GM II 15).
12 Among the drives subdued in this way is that to revenge oneself for injuries re-
ceived—one learns to treat these as offences against ‘the law’, to be punished by it.
Thus ‘the eye is trained for an ever m o r e i m p e r s o n a l appraisal of deeds, even
the eye of the injured one himself’ (GM II 11).
John Richardson 99
that have made the group strong (and the good life within it possible): ‘all
customs, as works of ancestors, are also their statutes and commands’ (GM
II 19). This retrospective feeling of debt binds each member more tightly to
those customs. And as the group grows stronger, those founders are magni-
fied into gods—and members’ debt to them is magnified as well.13
More than religion, morality is Nietzsche’s target, and this too is an
offshoot of that primordial power to ‘remember the rules’. Morality is a
next phase of social values, evolved from the ethic of custom. Though a
very complex phenomenon, its key ingredient I think is what Nietzsche
calls ‘bad conscience’ or ‘guilt’, and which he also genealogizes in the
second essay. Our bad conscience, which so poisons the moral stance for
Nietzsche, develops from memory in the following way.
Learning to remember the rules is learning to constrain or suppress the
aggressive drives that would threaten social life. Yet these drives crave
expression, and can’t be utterly stifled. So a way of making them subserve
our socializing-taming is found:14 these aggressive drives are turned back
against themselves, against the ‘entire animal old self’ (GM II 18). Mem-
bers are trained to feel guilty about their instincts, and this feeling is a way
of venting some of those instincts—especially those to inflict pain—
venting them on oneself. So here that retrospective stance which draws
back from the drives’ engagement re-aims those drives against themselves,
as a means to its own fuller control. Our memory for the social norms is
reinforced by the habit of paining ourselves with regrets at the drives that
tend to violate those norms. It’s this co-opting of members to punish them-
selves with a retrospective guilt that distinguishes morality from custom.
b. Besides its roles in religion and morality, that retrospective stance is
at the root of another main human achievement, which Nietzsche likewise
views with a famous suspicion. This is our reason, our cognition—the
attitude or stance in which we understand and know. Theory and science
are at root retrospective.15 We should notice how often Nietzsche takes
memory to represent and epitomize the theoretical attitude—an attitude we
take to be different and broader than memory. So his critique of ‘history’
becomes a critique of all science, and his critique of ‘memory’ becomes a
_____________
13 Nietzsche struggles against a related feeling of indebtedness when he fights (as we
saw above) to distinguish himself from the philosophical predecessors who most
influenced him.
14 It is ‘found’ by selection at the social level—and not necessarily by the conscious
discovery and design of determining individuals.
15 Notice how UM II 10 says that science ‘sees everywhere things that have been,
things historical’ (KSA 1, p. 330).
100 Nietzsche’s Problem of the Past
critique of all self-reflection (all looking at one’s aims or values from out-
side them).
Nietzsche treats this theoretical stance, the ‘will to truth’, in not the
second but the third essay of the Genealogy, where he identifies it as a
(surprising) manifestation of the ascetic ideal, indeed as its core (GM III
27). We can better see why he thinks so by seeing how this stance develops
out of that primordial memory.
Before and without this memory, the stance of our original willing was
and is dominantly futural: our drives make us lean ahead towards their
ends, and see and assess present conditions as they bear on those ends—as
opportunities or obstacles. In this willing we understand ourselves in what
we, in our drives, are trying to be (do, have).
Nietzsche thinks of memory as the root of a second stance humans be-
come able to take. By that primeval training to remember the rules, humans
learn to ‘step back’ from that immediate willing in their drives—to ‘insert
a pause’ in enacting those drives. Instead of focusing ahead on what our
impulses can achieve, our attention ‘turns back’ to some content independ-
ent of them.16 Moreover, one then binds and constrains those futural aims,
in line with this content.
Centrally, this independent content was and is the social rules. The
pause in enacting the drives is the ability to remember these rules—what
one must not do. Although I’m calling this ‘retrospective’, it is perhaps less
a matter of what ‘the mind’s eye’ sees than of what the mind’s ear hears—
verbal formulations of those rules. As well, one remembers all the more
particular commitments one has made, besides, to these norms: the prom-
ises made to others and oneself.
Now these memories are not mere reveries, but effective and practical:
I constrain my forward-pressing impulses and aims in view of past com-
mitments which I keep present. And the point and purpose of the content I
notice—my promises and commitments—is precisely to change what I do,
how I act. But, I think Nietzsche thinks, this capacity to ‘turn back’ from
the aiming in my drives into a space or attitude apart from them, resistant
to them, is the germ of humans’ capacity for theory—for the project of
knowledge or truth.
_____________
16 This way that (what I have been calling) memory turns us away from the drives,
and towards something separate from them, shows how it goes beyond the kind of
memory that subserves the drives, and that surely did occur in our animal past. The
latter is the power by which animals remember where the water source was, for
example; this doesn’t interrupt their thirst drive, but is entirely steered by it. So it
doesn’t count as the memory or retrospection we’re examining.
John Richardson 101
Our theoretical attitude, in which we try to know things ‘as they are’,
objectively, depends on that ability to pull back from our usual engage-
ment—to put a pause in our effort. But it uses this pause not to recall prac-
tical aims distinct from the drives (those social norms and promises), but
instead to ‘just look’ at things, in that space apart from drives’ effort.
To be sure, we must recognize that this ‘space apart’ from my drives
isn’t wholly apart, because of that counter-action of the drives upon retro-
spection, noted before. That new power is in competition with the drives,
and is affected by them as they are by it. So Nietzsche frequently stresses
how our theory expresses our drives and does not achieve the separation it
aspires to.
Moreover, in that ‘space apart’ I don’t find myself alone—not even
alone with my drives. Like that practical memory, theory too depends on
remembering rules: the vocabulary and methods of whatever practices of
knowing I have learned. So theory is not an individual and solitary stance,
but fully as social and intergenerational as our memory of the social norms.
I must remember those rules and guide my observing and describing by
them.
This begins to explain why Nietzsche thinks that this theoretical atti-
tude, our ‘will to truth’, belongs to the ascetic ideal. It is ascetic, ulti-
mately, precisely because it takes this stance contrary to the willing in our
body and drives. It turns away from our aims and ends, and binds us to
something independent of them. Indeed, in this regard our will to truth is
an ultimate form of that contrary stance—‘that ideal itself in its strictest,
most spiritual formulation’ (GM III 27).
This new stance, in which we front the world differently than in will-
ing, becomes most contrary to willing when it turns to study this willing
itself. Knowing, just as retrospective, already absents itself from our effort
to enact our drives. But when it turns back to look at those drives them-
selves—at the aims by which we really set our behaviour—it works ac-
tively against them. When we turn this retrospective eye upon our values
and aims, we chill and kill them. So the historical or genealogical study of
our values is the most ascetic of all.
Already in ‘On the Uses and Disadvantages of History for Life’ Nietz-
sche writes:
A historical phenomenon, known clearly and completely and resolved into a
phenomenon of knowledge, is, for him who has perceived it, dead: for he has
recognized the delusion, the injustice, the blind passion, and in general the
whole earthly and darkening horizon of this phenomenon, and has thereby also
understood its power in history. This power has now lost its hold over him in-
sofar as he is a man of knowledge: but perhaps it has not done so insofar as he
is a man involved in life (UM II 1, KSA 1, p. 257)
102 Nietzsche’s Problem of the Past
_____________
17 This was, perhaps, too much the only way I treated our drive-structure in Nietz-
sche’s System (Richardson 1996). And Nietzsche himself sometimes operates with
this simpler picture.
John Richardson 103
historical stance (ibid.). There may also be some kind of restriction on the
topics that get studied and known. A healthy culture, and a healthy indi-
vidual, will not turn this retrospecting scrutiny on the values most crucial
to it. This is a most important theme in the notes from the early 1870s.
When Nietzsche enters his positivist phase this naturally changes his
position on the worth of this retrospective, knowing stance. Perhaps we
should say that he now enters into and occupies it, and becomes preoccu-
pied with exposing as much about us as he can to the cold eye of study. So
he no longer fully recognizes those problems in the attitude—what it
misses, what it injures. This (temporary) loss of the sense of what’s best
for him was the means by which he cured himself of Romanticism (HA II
Preface 2).18
We find this less troubled stance expressed in Human, All Too Human
I 292, which counsels contentment with the way we’re still liable to reli-
gious, artistic, and other such ‘unclear [unreinen] thinking’—since we can
use this susceptibility for truth. This presence in us of past irrationalities
had seemed a threat to our knowing, but really it helps us ‘forward on the
path to wisdom’. For our rootedness gives us insight into the past, useful
for our future: ‘Turn back and trace the footsteps of mankind as it made its
great sorrowful way through the desert of the past: thus you will learn in
the surest way whither all mankind can and may not go again.’19 So the
way we are ‘thrown’ (geworfen) into this mixed condition turns out to be
useful for our effort to understand and learn from the past.
But—Nietzsche later thinks—this positivist embrace of knowing lost
sight of what knowing costs us. In his step ‘back to health’, in his maturity,
he regains ‘the perspective of life’, and his sense of how that knowing
stance is dangerous and undermining to it. This stance is responsible for
the death of God, and threatens to destroy all of our values as well and to
land us in nihilism. But now Nietzsche’s response is not to restrict or op-
pose our knowing, but to use it in a new project that realizes all of its po-
_____________
18 As usual in the retrospective 1886 Prefaces and 1888 Ecce Homo, Nietzsche
claims that an implicit purposiveness was at work in him. His ‘still healthy in-
stinct’ was using this cold and sceptical objectivity in a spiritual self-surgery. And
in Human, All Too Human II Preface 5: ‘so I, as physician and patient in one per-
son, compelled myself to an opposite and unexplored c l i m e o f t h e s o u l . ’
Similarly Ecce Homo says that Human, All Too Human ‘is the monument to a cri-
sis … I used it to liberate myself from things that d i d n o t b e l o n g to my na-
ture’—such as idealism (EH III HA 1).
19 See also HA I 616 on how absorption in past world-views gives us a valuable
perspective on the present as a whole. Also HA II 179 and HA II 223, quoted
above.
John Richardson 105
tential. He sees a way to reform and intensify our relation to the past by
putting it to work in a new healthy project, a project that betters our ‘life’
and ‘power’.
I will try to show how Nietzsche’s new solution to the problem has as
its two main components genealogy, as an epistemic ideal, and freedom, as
an ideal for willing; they are the new versions he offers for our two basic
stances, projective and retrospective, and which he thinks will allow a
reconciliation of them. And I’ll present eternal return as Nietzsche’s em-
blematic image for this reconciliation.
Let me start by suggesting another way to read a very familiar passage
of Zarathustra ‘On the Vision and Riddle’:
‘Behold this gateway, dwarf! I continued. It has two faces. Two ways come
together here: nobody has ever taken them to the end. / ‘This long lane back
here: it goes on for an eternity. And that long lane out there—that is another
eternity. / ‘They contradict themselves, these ways; they confront one another
head on, and here, at this gateway, is where they come together.’ (Z III ‘On the
Vision and Riddle’ 2)
I want to propose a different way to interpret these two paths: in terms of
the two ‘stances’ we humans are capable of. When Nietzsche speaks of the
paths ‘out’ (hinaus) and ‘back’ (zurück), he may mean not just (and even
not mainly) the future and the past, but these two different stances or
modes of comportment (of intentionality).20 The path ahead refers to our
projective thrust towards ends—to our willing. And the path behind refers
to that ‘retrospective’ pause or interruption in this willing, which distin-
guishes humans and reaches its fullest form in our knowing.
So when Nietzsche says that these stances contradict one another, he is
(partly, I suggest) referring to the incompatibility we’ve seen between
these attitudes: how the retrospective stance undermines and negates our
effort to will ahead. This reading lets us connect this crucial passage in
Zarathustra to the diagnosis we’ve seen Nietzsche makes of our human
condition as deeply disturbed by its special power of memory—by the way
we’re now ‘conflicted’ between our willing and our knowing. And this
passage, Z III ‘ On the Vision and the Riddle’ 2, is crucial because it sets
up the problem that eternal return is meant to solve.
This reading of the passage is reinforced, I think, by recalling Z II ‘On
Redemption’, which gave an earlier statement of the problem eternal return
must address. This problem was ‘the will’s ill-will toward time and its “It
was”’. The connection between this point and the contradiction between
_____________
20 Recall that very much the same terms occur in the introductory paragraph of Ecce
Homo, where Nietzsche tells how he affirms his life—in both stances.
106 Nietzsche’s Problem of the Past
the paths ‘back’ and ‘out’ is puzzling. I suggest that we think of the will’s
ill-will at not being able to will the past as expressing the point that the
retrospective view has stilled the will, contradicts the will. (Our fondness
for the retrospective stance has made our will ill.) So both passages con-
cern the same problem. And I’ll try to show that eternal return is so im-
portant to Nietzsche because it symbolizes his solution to this problem—to
our deep division.
Now in the terms of these ‘two paths’, what would it be to solve the
contradiction between them? It would be for the retrospective stance to
somehow ‘meet’ the stance of willing, and for the latter to meet it as well.
This would ‘complete the circle’ in both directions. But how might each of
these stances ‘meet’ the other? Each, I suggest, must be satisfied with the
other in its (the meeter’s) own terms, by its own standards. Each must find
that it grows (is empowered) through the other. And for us to be able to
‘will the past’ is for that retrospective stance to serve will.
The retrospective stance steps back from willing to regard things with-
out and despite that willing. In its original form it is the promise to comply
with the rules. But in its fullest, most developed form it is the commitment
to knowledge and science. What would satisfy it about (the stance of) will-
ing would be to know it, and to make it knowing. The first of these is ac-
complished by genealogy, and the latter by a conversion within willing
itself. I start with how genealogy knows willing.
For a long time humans have supposed that they know themselves.
Even in the early and simple forms of retrospectivity, in which persons
bind themselves only to the simplest of social rules, the stance still lets
each person find a self, an identity. It’s this backward turn from the drives
that makes it possible for a person to commit to a ‘self’ in some independ-
ence from them. One commits to certain rules or virtues, for the sake of
which one undertakes to overrule the drives. I now ‘remember’ who I’ve
promised (to myself and others) to be, and believe that this is me, much
more than those drives my commitments override. Since I seem to commit
to these rules and virtues in conscious acts, and then to remember and fol-
low them consciously, this self or identity seems transparently evident to
me.
This confidence in self-understanding is all the greater in persons with
developed forms of the will to truth—philosophers, psychologists, other
scientists. These take themselves to have an especially overt and con-
sidered awareness of their own decisions, thoughts, and feelings. It is the
John Richardson 107
framing point of the Genealogy that even here, and here especially, persons
fail in the most important points to understand themselves.21
We experience our own choice as the determining and responsible fac-
tor in our thinking and acting, but in fact this choice—where it is operative
at all—merely executes the aim or will embedded in the norms and values
by which we choose. Those values, by their design for social purposes,
make our choices instrumental for those purposes. The motives for which
we think we choose are trumped by ulterior purposes. Indeed even our
pride in our self-responsibility serves those purposes: we are the better herd
animals when we believe ourselves to be freely setting our own ends in our
own interests.
So I have never known my own willing. But genealogy, by exposing
the social formation of my values, now makes this possible. It lets my
retrospective stance truly understand—bring into view—the forces that
really aimed the rules and values to which I commit myself, and with
which I identify myself. It reveals the direction of that ‘throw’ whose mo-
mentum my choices merely follow. It even lets my retrospection under-
stand itself, in particular—how its own backwards look originally (and
partly still) serves to commit me to rules that oppose my drives. It lets me
grasp the ascetic function at work in the ‘will to truth’ in which I commit
myself to know.
Genealogy is the highest achievement of the will to truth, inasmuch as
it penetrates to the most hidden, most difficult, and most important
truths—the facts of what and why we are (as we are). By pursuing this
genealogy we close in on what we really are. We uncover to ourselves
more and more of the drives, habits, and values working in us, and more
and more of the selective forces that gave them their thrust and tendency.
Of course this insight is far from complete. But we do arrive, for the first
time, in the proper domain of a genuine self-understanding—we’re now
looking in the right place, in the right terms.
But even as the highest form of the will to truth, genealogy is in its
own right most dangerous. It is most effectively ascetic: it ‘cuts into life’,
by examining and exposing the drives, habits, values, and desires that to-
gether constitute our willing. As we diagnose any one of these, and under-
stand the forces that shaped it and the purposes they have made it serve in
us, we chill or enervate whichever will we study. We step out of this (pro-
jective) will, and expose it to a (retrospective) look that flattens and disen-
chants it. This is why genealogy can be a route to nihilism, alienating us
from our values, one after another.
_____________
21 See especially GM Preface 1; also, e.g., GM I 1–2, and the end of GM III 23.
108 Nietzsche’s Problem of the Past
ine than the kind we have just by our agency—by our being able to prom-
ise and commit ourselves. Genealogy corrects the mistake we ‘agents’ have
long made in thinking freedom something possessed and automatic. It
constitutes a ‘will to responsibility, f r e e d o m o f t h e w i l l ’ (GM III 10).
If freedom is being responsible, i.e., being the principal determiner or
explainer of the things I do, then that sovereignty I already have in being
able to honour commitments does indeed give me some of this. It lies es-
pecially in my sense of power over my drives—I identify myself not with
them but with those retrospected rules and promises, and pride myself in
being able to override those drives to follow those rules.
But as we’ve seen, there’s a major hole in my responsibility: I fail to
recognize that the values to which I commit myself have been designed to
‘do things with me’. They have been designed, for example, to make me a
better herd animal. Since I don’t understand what these values are ‘for’,
and what they’re doing in me—how I’m being ‘used’ in my commitment
to them—responsibility really slips through and out of me, and belongs to
the social forces that made my values by which I am steered. So, for exam-
ple, I may act out of a habit of pity or benevolence, and cite this as a mo-
tive in my choice, yet fail to understand why I have this habit or motive of
benevolence—what it is doing in me, what work it was designed to do.
And in this case I am in fact being used by those selective forces for those
purposes the drive was shaped to play in me.
So by the new (genealogical) insight into this ‘what’ we are, we now
notice a way we have not been free. We discover the incompleteness and
inadequacy of the freedom we’ve had by discovering a new constrained-
ness—how we are subject to the social-historical forces that designed the
habits and values we live by. And from this, we can next project and plan
out a way to overcome this constraint, and become for once (or more fully)
free.
To accomplish this freedom I need more than genealogy. The latter of
course belongs to the retrospective, theoretical stance, so the task is now to
reflect it in my projective stance of willing. I need to win my freedom not
just in theory but in practice. This is what Nietzsche calls ‘i n c o r p o r a t -
i n g ’ this understanding (see GS 11 and 110). It is to make it effective in
how I really do aim myself, moment by moment. My existing values are
built into my drives and socialized habits, and I don’t annul them just by
saying that I do. I need to push genealogical insights down to the very
points at which these drives and habits operate. I must build into my
everyday responses those countering diagnoses supplied by genealogy, so
that I see why I will, while I will. Willing only really takes up theory into
its own projective stance when it takes practical regard of it in its concrete
and everyday moments of willing.
110 Nietzsche’s Problem of the Past
Nietzsche thinks that our projective will must test and assess the ge-
nealogical truths by how far they can be incorporated. Some truths it will
be impossible to import into our practice. For there are limits to how pli-
able and alterable our drives and habits are. With some drives, we won’t be
able to make their diagnoses effective—they work on us so fundamentally
and pervasively that we can’t hope to make them self-aware. This means
there are limits to the freedom we are capable of. Here see, for example,
Human, All Too Human I 41 on how ‘the motives influencing [a human
being] cannot ordinarily scratch deeply enough to destroy the imprinted
script of many millennia’ (it says this is due to the shortness of human
life).
However it is not just truths that get tested by this effort at incorpora-
tion—for these truths also test our drives, and those norms and values we
identify ourselves with. I test a drive or value by seeing whether I can in-
corporate the insight why I have it—what it’s doing in me. Can I build a
diagnosis of my willing into my very willing? Can I, in the very act of
willing-valuing X, understand this act? Can I will X while I know why I
will it? Many or most of our aims and values, Nietzsche thinks, won’t sur-
vive this test—or rather they will need to be heavily revised so as to be
sustainable, still value-able, in the light of that incorporated diagnosis.
So our insight by genealogy into our willing gives us a new oppor-
tunity: to begin knowingly to redesign this attitude. Carrying out this re-
design is the way to freedom, the truer freedom we’re capable of.
At this point it’s worth noticing what this shows about Nietzsche’s dif-
ference from Kant. Nietzsche often seems to be finding ‘conditions’ of our
experience—limitations and biases built deeply into the ways we think and
value. But his naturalistic orientation makes these not Kantian transcenden-
tal and logical ‘conditions of the possibility’, but quasi-Darwinian condi-
tions-of-selection: what these ways of thinking and valuing have been se-
lected to do. Since the latter are not logical conditions, they are susceptible
to that redesign. The upshot indeed is that Nietzsche uses his ‘conditions’
for an opposite purpose than Kant: Kant identifies conditions to validate
them for science, but Nietzsche identifies them in the hope of freeing him-
self from them.
I’ve tried to show how the knowing stance completes itself in geneal-
ogy, and how the willing stance completes itself in the freedom this makes
feasible, which reconciles these two stances with one another. It shows
how the retrospective stance, when it finally finds truths, can be not a drag
and burden to our forward-pushing will, but can in fact help it to find a
new kind and degree of power, in the power over our values.
I suggest that Nietzsche means—or partly means—the image of eternal
return to express this reconciliation. In this reconciliation the will over-
John Richardson 111
comes its ill-will against the past, i.e., against the retrospective stance that
so deflates it, by discovering how the truth about its past empowers it to
overcome its past. I think one role of eternal return is to model and remind
us of this reconciliation. That these two paths, back (zurück) and out (hi-
naus), meet each other and join in a ring symbolizes how these two basic
stances of humans, whose conflict has been our grand problem, find their
own completion by joining one another.
So eternal return is the emblematic attitude in which one holds together
the contrary stances of retrospection (or theory) and will. It symbolizes the
fusion of retrospect and prospect, hence of will to truth and will to power
(life). It shows life how to face the past, and keep willing. It solves, finally,
our problem of the past.
References
Translations
Manuel Dries
In this essay, I shall argue that Nietzsche held two doctrines of becoming:
one more radical, which he requires to fend off nihilism, and one much
more moderate—the ontology of relations he develops under the label ‘will
to power’. Based on the latter he develops what I wish to call his ‘adu-
alistic’—neither monistic nor dualistic—practice of thought, a ‘simulta-
neity-thinking’ (Zugleich-Denken) that is no longer subject to nihilism. I
shall argue further that we can only make sense of Nietzsche’s oft-
criticized radical affirmation of becoming (Werden) or impermanence—
best defined ex negativo that there is no rational, true, benign, systematic,
permanent reality for us—if we assume that he saw nihilism not merely as
a possibility but as a real threat.
For his belief in the reality of the threat of nihilism to be intelligible,
we have to attribute to Nietzsche at least three assumptions that underpin
his entire project. The three assumptions are these:
_____________
1 As I argue elsewhere, the early Romantics anticipated this view of Nietzsche’s
(Dries 2007, pp. 127–162).
Manuel Dries 115
_____________
2 On the impact of the natural sciences on Nietzsche’s philosophy, see Moore 2002;
Stack 2005; and Emden 2005.
116 Towards Adualism
greater the risk and the effect of nihilism. But there is also, I believe, a
third assumption which we must attribute to Nietzsche if we wish to make
sense of his project, an assumption which derives from his general belief in
the efficacy of forces. It can be formulated as follows: the more deeply
ingrained a belief, the more radical a force is necessary to overthrow and
undo that belief. Consequently, Nietzsche’s radicalization of becoming has
to be proportional to the intensity he attributes to the belief in being of his
age. Given his first assumption (that all is becoming), it is not surprising
that most of his philosophical project is concerned with undoing the belief
in being which he attributes (second assumption) to most of his contempo-
raries.
2. Becoming as Gegenkraft
As many of his notes reveal, Nietzsche believes that the inevitable ‘an-
tagonism’ between the new paradigm of becoming and the old still domi-
nant paradigm of being is already at work and evident, resulting in a
gradual Auflösungsprozess, ‘a process of dissolution’: ‘This antagonism—
not esteeming what we know [becoming, M.D.] and no longer being per-
mitted to esteem what we would like to pretend to ourselves [being,
M.D.]—results in a process of dissolution’ (Nachlaß Summer 1886–
Autumn 1887, KSA 12, 5[71]). This insight leads him to the conclusion—
problematic at best—that the nihilistic process of dissolution should also
be accelerated (beschleunigt). Nihilism—this time induced by the philoso-
pher who is also a ‘physician’—is supposed to play a vital part in its own
cure.3 As he writes in one of his most problematic notes in Spring 1885:
‘an ecstatic nihilism could under certain circumstances be unavoidable for
the philosopher: as powerful pressure’ (Nachlaß May–July 1885, KSA 11,
35[82]). I will return to this passage towards the end of this section.
Let us again look at the argument implied in manifesto-like statements
such as the above. Convinced of the inevitability of the dissolution of the
paradigm of being through his own belief in the truth of becoming, he
wishes everyone else to accept his own change of paradigm. Zarathustra’s
conviction—that it is the task of the philosopher to ‘push that which is
already falling’ (Z III ‘Of Old and New Tables’ 20)—issues directly from
Nietzsche’s belief that nihilism is a function of the belief in being and that
it is actually a real threat. The task of the philosopher is therefore to accel-
_____________
3 ‘To be the doctor here, to be merciless here, to guide the blade here—this is for us
to do, this is our love of humanity’ (A 7).
Manuel Dries 117
erate this process of dissolution, i.e., actively to undo the belief in being.
How does he go about this?
For someone like Nietzsche who thinks in terms of forces and believes
in force and counter-force, it is not surprising that he frequently announces
his desire to be a counter-force (Gegenkraft) himself. As he says in the
Genealogy, any constitution of Sinn (‘meaning’), even at an organic level,
he sees as the result of successful encounters or ‘counteractions’: ‘Results
of successful counteractions. The Form is fluid, but the “meaning” [Sinn]
even more so’ (GM II 12). A counter-force is therefore required to balance,
control, or (and I take this to be Nietzsche’s intention) overthrow another
force if its ‘meaning’—its current interpretation—is perceived to be a
threat. Nietzsche’s choice of ‘therapy’ is designed to match his belief in the
intensity or embeddedness of belief in being. A counter-force of similar
magnitude and intensity is called for, because he believes that the belief in
being is still metaphysically grounded. This, I think, is the logic behind his
questionable and inconsistent radicalization of becoming and also the ar-
gument that justifies (for Nietzsche) his radical presentation of becoming.
His late note on the Birth of Tragedy, written in Spring 1888, could well be
applied to his entire project: what is needed is ‘a counter-force to all Nay-
saying and Nay-doing, a remedy for the great fatigue’ (Nachlaß Spring
1888, KSA 13, 14[15]).
Nietzsche’s ambiguous views on science also hinge on this argument.
According to him, science itself favours the required paradigm shift. While
people may regard science merely as useful and unproblematic, they will
soon discover, he thinks, that it is really ‘die grosse Schmerzbringerin’:
So far it [science] may still be better known for its power to deprive man of his
joys and make him colder, more statue-like, more stoic. But it might yet be
found t h e g r e a t g i v e r o f p a i n ! —And then its counter-force might at the
same time be found: its immense capacity for letting new galaxies of joy flare
up. (GS I 12)
But science proceeds slowly, by way of hypothesis, experiment, and falsi-
fications, and only over long stretches of time will it have an impact and
change a people’s self-image. Also, like the senses, science both shows
becoming and hides it—under the veil of objectivity—from view. And
while the natural sciences might reveal enough to slowly weaken people’s
belief in being (which is precisely what Nietzsche believes has been the
case since the Renaissance), the result is not that they have abandoned the
belief in being;4 rather, people no longer know who they are and what they
_____________
4 While future information technology might depend on results in quantum physics
(e.g., quantum cryptography), this does not require anyone to change his ontology.
118 Towards Adualism
should think. While this is a stage of nihilism that Nietzsche endorses (be-
cause its direction is right), he worries that people might become (or are
already) stuck in this nihilistic phase in which the belief in being stands
against the reality of becoming. As he realizes, a nihilist is
the man who judges that the world, as it is, should n o t exist and of the world,
as it should be, that it does not exist. Consequently, existing (acting, suffering,
willing, feeling) has no meaning: the pathos of the ‘in vain’ is the nihilist pa-
thos—and at the same time, as pathos, an i n c o n s i s t e n c y of the nihilist.
(Nachlaß Autumn 1887, KSA 12, 9[60])
Nietzsche is impatient and—against his own convictions—he even at-
tempts to control time. While science has the potential to be a Schmerz-
bringerin and bring about the painful paradigm shift, it simply does not do
it as quickly as the situation demands. Nietzsche’s project becomes that of
assisting science and presenting what he thinks is based on the latest results
in the natural sciences in such a radical form that it will deracinate the
belief in being either immediately, or at least more quickly.5 He accepts
that this may temporarily make matters worse, for a counter-force will take
some time to take effect. There will be a period in which the belief in being
still applies and functions, although its control over people’s world-view
and self-image will weaken. If the task of the philosopher is to speed up
the process, and if the belief in being is as metaphysically embedded as
Nietzsche believes is the case, it follows that the counter-belief he wishes
to offer as a remedy must be presented with the same metaphysical in-
tensity. He therefore does much more than simply suggest that the basic
belief in being must be denied. He insists that ‘one must not allow for there
to be anything permanent [nichts Seiendes überhaupt] at all’ (Nachlaß
November 1887–March 1888, KSA 13, 11[72]) and presents a quasi-
metaphysical counter-doctrine, namely, a radical, eternally-recurring, infi-
nite becoming without meaning and :
And do you know what ‘the world’ is to me? Shall I show you it in my mirror?
This world: an immensity of force, without beginning, without end, a fixed
brazen quantity of force which grows neither larger nor smaller, which doesn’t
exhaust but only transforms itself … as a play of forces and force-waves sim-
ultaneously one and ‘many’, accumulating here while diminishing there, an
ocean of forces storming and flooding within themselves, eternally changing,
eternally rushing back, with tremendous years of recurrence … as a becoming
_____________
5 Rex Welshon recently argued that Nietzsche’s view ‘is nothing more than a philo-
sophically free expression of the contemporary scientific worldview’ (2004, p.
159).
Manuel Dries 119
tion. More than once, Nietzsche does indeed refer to the inability of lan-
guage to express Werden. Despite his Spinoza-inspired attacks on the Pla-
tonic-Christian two-world metaphysics,9 he does seem to introduce a
dualism between becoming and language, thereby equating language with
‘error’ and ‘falsification’. Again we encounter one of his basic contradic-
tions: he simultaneously maintains that ‘the means of expression of lan-
guage are not suitable for expressing becoming’ (Nachlaß November
1887–March 1888, KSA 13, 11[73]), and also that all philosophy should
do (presumably within language) is to express becoming: ‘Philosophy, in
the only way acceptable to me, as the most general form of history, as an
attempt somehow to describe Heraclitean becoming and to abbreviate into
signs (so to speak, to t r a n s l a t e and mummify it into a kind of illusory
being)’ (Nachlaß June–July 1885, KSA 11, 36[27]).
This seems clear enough evidence that becoming is Nietzsche’s new
Hinterwelt—not beyond the matter and force of his new ‘one’ world, but
certainly beyond the schematizations of our senses and language. Is he
simply demanding the impossible? We seem to have here what I wish to
call Nietzsche’s version of the ‘impossible presentation thesis’: his exclu-
sive disjunction entails the impossibility of presenting becoming within
language, i.e., within a system of signs that ‘fixes’ meaning by ‘express-
ing’ it (Feststellung).10 As in the case of Schopenhauer’s being–becoming
dichotomy, Nietzsche’s own dichotomy between becoming and any kind of
determinateness annuls the value of what is given within language.11
Attributing this position to Nietzsche, who dedicated his entire mi-
graine-free time to becoming an ‘artist of language’ (Nachlaß April–June
1885, KSA 11, 34[124]), is, to say the least, problematic. His views on
language are indeed more subtle than this. Aware of the double nature of
language as both revealing and concealing, Nietzsche also knows that lan-
_____________
from the kind of systematicity, rationality, and teleology that, as we saw above,
Nietzsche finds so problematic. Further, he is mistaken in attributing to Nietzsche a
simple inversion of the being–becoming dichotomy. As I shall shortly argue,
Nietzsche also considers being and becoming as a unity, albeit not in the ‘system-
atic’ and ‘continuous’ way of Hegel.
9 See, e.g., A 17.
10 The early Romantic philosophers such as Novalis, Schlegel, and Schelling as-
sumed the logical and ontological priority of an Absolute (das Unbedingte) that is
never ‘present’ and can only be represented within reflection and language. This
idea leads them to their philosophies of ‘infinite approximation’ (see, e.g., Frank
1997 and Bowie 2003).
11 Volker Gerhardt points to this inconsistency—thereby tacitly accepting the ‘im-
possible presentation thesis’—when he remarks: ‘Nietzsche attempts the impos-
sible, namely, to express the fact of becoming within language’ (1996, p. 296).
122 Towards Adualism
guage is always both limitatio and conditio. Anticipating the later Wittgen-
stein’s view, he states, in a note on ‘mature artworks’ of Spring 1888: ‘Any
mature art is based on an abundance of conventions: insofar as it is lan-
guage. Convention is the condition of great art not its prevention’ (Nachlaß
Spring 1888, KSA 13, 14[119]). In this passage, he at least seems aware of
the pitfalls of metaphysical realism. And in another late note he makes it
unmistakably clear that it would be wrong to dismiss language for its al-
leged failure to present or correspond to any extant particulars or entities
(Wesen):
The demand for an a d e q u a t e m o d e o f e x p r e s s i o n is n o n s e n s i c a l : it’s
of the essence of a language, of a means of expression, to express only a rela-
tion … The concept of ‘truth’ is a b s u r d … the whole realm of ‘true’, ‘false’
refers only to relations between entities, not to the ‘in-itself’ … N o n s e n s e :
there is no ‘essence-in-itself’, it’s only relations that constitute entities, and
neither can there be a ‘knowledge-in-itself’. (Nachlaß Spring 1888, KSA 13,
14[122])
Here he clearly denies the viability of the view that language aims at cor-
responding entities or fundamental truths. The metaphysical realist will
always be unable to satisfy the sceptic’s doubt regarding the correspond-
ence of Denken and Sein. Nietzsche is aware of the nihilistic potential of
such a metaphysical realism and, anticipating the ontology of current her-
meneutics,12 he inverts what I shall call the ‘truth-vector’ of language:
essences and truths are not to be conceived as the targets of intentionality
or of interpretations, but should be understood as results of intentionality
or interpretations.13
But what are we to make of his contradictory insistence that there is no
‘in-itself’, that language constitutes entities, and yet, in any description,
fails to express becoming?
While Nietzsche might well have been—accidentally or deliberately—
self-contradictory (and both interpretations can be found in the secondary
literature), I think there is a strong argument, following directly from
Nietzsche’s assumptions, that would eliminate the above inconsistency. In
a nutshell, it runs as follows. We know that Nietzsche endorses the radical
doctrine of becoming in the (by his own standards) necessary attack on the
belief in being. This does not, however, mean that he himself actually sub-
scribes to any radical ontology of becoming. In the light of our earlier dis-
cussion, we might speculate that—at least for the later Nietzsche—talk
_____________
12 On Nietzsche’s importance for philosophical hermeneutics, see Vattimo 1986.
13 On truth as the result of interpretations, see Abel 2003, pp. 4–7; also Abel 1998, p.
326.
Manuel Dries 123
I will try to limit my analysis of the will to power to the one question of
relevance to our analysis: is Nietzsche guilty of merely inverting the be-
ing–becoming dichotomy, thereby introducing a dualism between a more
fundamental reality and language? This question has two parts: does will to
power—as a description of becoming—rule out being altogether and de-
note indeterminacy? And secondly, is will to power a metaphysical theory,
or should we interpret Nietzsche as a phenomenologist who is not inter-
ested in theories about ultimate reality?
I will begin with the second question. Peter Poellner has recently pro-
posed that Nietzsche should be read primarily not as a metaphysician (as
some critics still do)14 but as a phenomenologist.15 Anticipating the funda-
mental reorientation of phenomenology (against philosophy in its tradi-
tional orientation towards epistemology or metaphysics), Nietzsche regards
the ‘the first-personal investigation of how a world can manifest itself in
experience, and how, in particular, it does so in human experience, as the
fundamental philosophical enterprise’ (Poellner 2006, p. 302). Metaphysics
and epistemology in their traditional sense are ‘while not rejected, at best
considered derivative’ (ibid.). This, of course, requires the reader to under-
stand the radical nature of this phenomenological turn, and only then is it
possible to see, according to Poellner, that none of Nietzsche’s physiologi-
_____________
14 Despite his explicit attacks on foundations, Nietzsche is indeed often interpreted as
hypostatizing becoming and making it an ultimate reality. Stambaugh, for exam-
ple, argued that the novelty of Nietzsche’s position lies in his absolute denial of
duration: ‘The flux of time is in its own way a concealed kind of “substance”, for it
continuously flows on. The flux is constant, continuous. It always flows, or “is”’
(1972, p. 7; see also Danto 1965, p. 96; Poellner 1995, p. 91; and Young 1992, p.
97). In his recontextualization of Nietzsche’s ideas within the scientific writings of
his contemporaries, Moore also concludes that becoming as will to power is a
metaphysical Bildungstrieb (2002, p. 55).
15 Meaning here ‘phenomena as they are perceived’. Nietzsche would, of course,
reject the idea of any Cartesian ‘first philosophy’ or fundamental theory.
124 Towards Adualism
_____________
16 ‘Neither his (implicit or explicit) claims concerning the efficacy of consciousness,
nor his advocacy … of “physiological” explanation should be understood meta-
physically as theses about what really is the case in an ultimate ontological sense.
Rather, both of these approaches should be interpreted as mutually compatible,
non-metaphysical, practical methods of understanding and acting on the world
within the context of a dominant concern with the phenomenology of the human
life-world’ (2006, pp. 297–298).
17 See also GM III 5.
18 Poellner invokes Frege’s distinction between sense and reference: ‘the phenomen-
ologist is only interested in the level of sense (in Husserl’s broad understanding of
Sinn, whereby all intentional contents, not merely linguistic ones, involve senses).
She is not interested, qua phenomenologist, in the level of reference, e.g., in
whether some apparent represented object used as a sample really exists. But this
temporary suspension of the “natural attitude” is of course not an end in itself, but
is engaged for a better understanding of the Sinnstruktur of our actual experiential
world’ (2006, p. 299).
19 See also Nietzsche’s remark on ‘secret routes to worlds beyond and false divini-
ties’ (Nachlaß November 1887–March 1888, KSA 13, 11[99]).
Manuel Dries 125
invites multiple readings, of course, and it does not follow (as Poellner
and, for example, Clark argue)20 that Nietzsche now steers clear of founda-
tional metaphysics and refers to the human lifeworld only. We could
equally read this passage as referring to his new and metaphysical world of
will-to-power becoming, which would be entirely different from (and
thereby ‘abolish’) the Platonic-Christian world formerly considered to be
‘true’, and also entirely different from (and thereby ‘abolish’) the world
that was ‘formerly’ seen as mere appearance, namely, sense impressions,
things, etc. We come back to the alternative of either phenomenology or
metaphysics.
It is easier to see what Nietzsche rules out by emphasizing becoming.
By his shift towards becoming as will to power, he deracinates the four
metaphysical hypostases he regards as most problematic: substantiality,
rest, causality, and agency.21 But what is he affirming when he describes
becoming as ‘will to power’? At first sight, will to power seems like a
traditional metaphysical doctrine insofar as it makes a statement about the
world as a whole. In the light of our previous discussion of Nietzsche’s
explicit denial of extant particulars as referents for language, we should be
cautious about assuming from the start that any description of the whole as
will to power corresponds to any ‘essence’ of what is ontologically real.
For now, I shall treat the will to power as an attempt to formulate an expla-
natory hypothesis, and not, as many passages would certainly allow us to
do, as a transcendent principle that controls the movement of totality from
outside and to which every phenomenal configuration might be reduced.22
In one of the most famous passages, Nietzsche describes the will to power
as follows:
_____________
20 See Clark 1990.
21 As Richardson (2006, pp. 211–212) argues, becoming as will to power seems
therefore to imply that change is pervasive, i.e., that there are no substrata exempt
from change; that change is constant, i.e., there are no pauses in change; that
change is along a continuum rather than by way of isolated causes and effects; and,
finally, that change is what there is, i.e., there are no underlying beings that
change.
22 In support of this interpretation of will to power, see, e.g., Müller-Lauter 1999a,
1999b. Recent scholarship on the will to power, e.g., Deleuze 1983, 1994;
Richardson 1996; Figal 1998; Müller-Lauter 1999b; Smith 2000; Porter 2006,
understands ‘power’ not as an independent state to be reached (Richardson 1996,
p. 16). It also rejects the notion of power as self-preservation, because the goal of
life as will to power is not the maintenance of power relations but an increase in
change, even at the expense of particular forms of successful power (Smith 2000,
p. 111).
126 Towards Adualism
My idea is that every specific body [atoms, chemical substances, M.D.] strives
to become master over all space and to extend its force ( —its will to power:)
and to thrust back all that resists its extension. But it continually encounters
similar efforts on the part of other bodies and ends up arranging (‘uniting’)
with those that are sufficiently related to it: —t h u s t h e y t h e n c o n s p i r e
t o g e t h e r f o r p o w e r . And the process goes on. (Nachlaß Spring 1888, KSA
13, 14[186])23
A ‘body’ (Körper) cannot, however, have any numerical identity because it
is not based on parts but on relations, and the number of relations is con-
stantly changing.24 Körper, as any other Dinge or ‘objects’, are themselves
best conceived, Nietzsche thinks, not as substances but as ‘sums’ or ‘bun-
dles’ (Summen) of will to power quanta. Yet even the term ‘quanta’25
shows that he still retains some kind of entities which together form rela-
tions. As Nietzsche writes:
Every thing is a sum of judgements (fears, hopes, some inspire confidence,
others do not). Now, the better we know physics the l e s s p h a n t a s m a l this
sum of judgements becomes ... Finally we understand: a thing is a sum of ex-
citations within us: h o w e v e r , s i n c e w e a r e n o t h i n g f i x e d [ F e s t e s ]
a t h i n g i s a l s o n o t a f i x e d s u m . And the more stability we attribute to
things, – – – (Nachlaß Spring 1880–Spring 1881, KSA 9, 10[F100])
This passage seems to give support to the view that Nietzsche starts out
from the kind of phenomenological attitude Poellner suggests, by discuss-
ing intentional states such as fear, hope, and trust. But there can be no
doubt that he immediately adds weight to his phenomenological ‘sum
_____________
23 In Henry Staten’s reading, this passage denotes the ‘overwhelming of others’
(1990, pp. 141–142) and Nietzsche’s ‘fantasy of infinite extension, as though in
the case of some monstrous cosmic protozoan’ (1990, pp. 141–142). It should be
said that Staten omits the second half of the passage in which Nietzsche explains
that power is not an independent state to be reached, nor is it the goal of one ‘body’
to annihilate its relational other. Instead, ‘power’ denotes the relation (conspirieren
zusammen).
24 See the following note: ‘And for us, even those smallest living beings which con-
stitute our body (more correctly: for whose interaction the thing we call body is the
best simile–) are not soul-atoms, but rather something growing, struggling, repro-
ducing and dying off again: so that their number alters unsteadily, and our living,
like all living, is at once an incessant dying. There are thus in man as many “con-
sciousnesses” as—at every moment of his existence—there are beings which con-
stitute his body’ (Nachlaß June–July 1885, KSA 11, 37[4]).
25 ‘If we eliminate the ingredients, what remains are not things but dynamic quanta in
a relationship of tension, whose essence consists in their relation to all other
quanta, in their “effects” on these—the will to power not a being, not a becoming,
but a pathos, is the most elementary fact, and becoming, effecting, is only the re-
sult of this’ (Nachlaß Spring 1888, KSA 13, 14[79]).
Manuel Dries 127
_____________
26 According to Hales and Welshon (2000), Nietzsche promotes the idea of a ‘bundle
self’ that implies the ‘No-Self view’ consistent with Buddhism. The self is seen as
‘a loosely organized confederation of functional states and dispositions’ (p. 159)
without a strong notion of diachronic identity. Manfred Frank (2007, pp. 152–170)
among others has shown that such a theory of subjectivity has difficulties in ac-
counting for self-consciousness—a serious deficiency in Nietzsche’s philosophy of
mind (as well as in most post-modern accounts of subjectivity) that has yet to re-
ceive proper attention. Paul Katsafanas (2005, pp. 24–25) shows an awareness of
the problem.
128 Towards Adualism
—is then itself a subjective fiction … They forgot to make this perspective-
positing force part of ‘true being’. (Nachlaß Spring 1888, KSA 13, 14[186])
We could play this pseudo-Heraclitean game indefinitely. The textual evi-
dence suggests that Nietzsche tries to write sometimes as a phenomenolo-
gist and at other times loses himself in (meta-)physical speculation—or
like Lucretius, in (meta-)physical poetry—and we can safely suggest that
all three modes are meant to avert the impending and actual threat of nihil-
ism. Also, Nietzsche’s move is, I think, characteristic of the paradigm of
becoming: he shifts from an ontology of substances to an ontology of pro-
cesses or relations. Becoming as will to power denotes processes involving
directional forces and counter-forces, and Nietzsche conceives of such
forces as engaged in a process of ‘interdetermination’ (reminiscent of
Wechselbestimmung, the early Romantic term for the constitution of con-
sciousness). ‘Is will possible without these two oscillations of Yes and
No?’ Nietzsche asks:
there must be oppositions, resistances, and thus, relatively, o v e r a r c h i n g
u n i t i e s ... Localized – – –
if A exerts an effect on B, then only as localized is A separated from B. (Nach-
laß Spring 1888, KSA 13, 14[80])
Because Nietzsche’s process metaphysics requires that there be not just
flux, i.e., constantly changing relations between forces, but also, as he says,
‘übergreifende Einheiten’ (‘overarching unities’), Johann Figl proposes
(and I agree with him) that we should understand will to power not as radi-
cal becoming, but as the irreducible relation of both being and becoming:
‘will to power is then that concept which ties together being and becoming’
(1982, p. 85). This seems to provide an answer to our first question: be-
coming is not to be conceived as absolute ‘indetermination’, or ‘structure-
less thereness’ (Danto 1965, pp. 96–97), entirely separate or free from
determination. On the contrary, the description of becoming, once untan-
gled, seems much more moderate.
But we have yet to explain Nietzsche’s contradictory statements re-
garding the ability of language to express this (more moderate) becoming.
raries (who, in his view, believe in being), Nietzsche must necessarily up-
hold the view that language cannot express becoming, thereby introducing
the problematic dualism we have just noted. In short: (i) language cannot
express what you [my contemporaries] think the world is essentially,
namely being; (ii) fortunately, being does not exist. It is important to
understand that Nietzsche’s discourse is always located or positioned, ad-
dressing particular people or groups, and, to some extent (to make himself
comprehensible to them) by using their language, and so his whole activity
is how to get them from their false conception—expressed in a specific
linguistic form (which he adopts when speaking to them)—to his own
views.
But when addressing, as he often does, the future paradigm of becom-
ing, Nietzsche thinks he can indeed express and describe becoming within
language. Again, we might ask how this can be so. Will-points also follow
a teleological structure somewhat similar to that of language (‘I need be-
ginnings and centres of motion, starting from which the will reaches
out’).28 For someone who has already changed and who accepts Nietz-
sche’s paradigm of becoming, who already believes in processes and rela-
tions rather than substances and ‘doers behind deeds’, etc., language can
indeed correspond to and express becoming (as plural events between di-
rected quanta of forces, but without any teleology that governs the whole):
‘a quantum of power, a becoming, insofar as none of it has the character of
“being”’(Nachlaß November 1887–March 1888, KSA 13, 11[73]).
But can the implied dualism really be avoided? The task language
would have to master within a paradigm for which something like the will
to power serves as its explanatory hypothesis would be to express the sim-
ultaneity of two different, yet related, levels of becoming or temporality.
As Richardson (2006, p. 225) has recently argued, becoming as will to
power firstly denotes a real, pre-conscious background becoming, ‘by
which perspectivity and meaning arise and evolve’ (let this be ‘background
time’); and secondly, will to power also denotes an ideal, perspectival tem-
porality for a perspective, i.e., ‘the way time appears to the perspectives’
(let this be ‘conscious time’). Nietzsche frequently observes that, behind all
conscious intentionality and language (‘conscious time’) lies also an un-
_____________
28 Nietzsche admits of a plurality of teleological forces but he wishes to refute any
outside, first cause behind such plural events. As he tries to explain in his refuta-
tion of any strong notion of causality in 1888: ‘Will to power in principle. Critique
of the concept of “cause”. I need the starting point “will to power” as the origin of
motion. Consequently, motion must not be conditioned from outside—not caused
… I need beginnings and centres of motion, starting from which the will reaches
out’ (Nachlaß Spring 1888, KSA 13, 14[98]).
Manuel Dries 131
directional ‘vision’, ‘an eye turned in no direction at all, an eye where the
active and interpretive powers are to be suppressed, absent, but through
which seeing becomes a seeing-something, so it is an absurdity and non-
concept of eye that is demanded’ (GM III 12).
The fundamental asymmetry, then, is between the ‘directional’31 way
in which ‘übergreifende Einheiten’ view and thereby experience becoming
(conscious temporality), and the multi-directional temporality of the whole
(background temporality) in which they become by participation in what
Nietzsche calls the continuum. This leads, according to Richardson, to the
following asymmetrical situation: ‘Life itself (the organism) views time
differently than it lives it. Since becoming lies in the temporal structure of
perspectives, and not in how they view time, life tends to miss its own
becoming’ (2006, p. 215).32 Both temporalities are, so to speak, at work
within us simultaneously. Within a ‘reductive’ physicalist theory of
mind,33 one might argue that conscious time supervenes on background
becoming, implying that the temporality of the whole determines conscious
time, even from within a conscious perspective.34 This, I think, is not the
view Nietzsche holds.35 Rather, his ‘sum selves,’ from within their per-
spectival temporality which limits their causal efficacy, determine the con-
tinuum, just as background temporality determines the ‘sum selves’. I sug-
gest that this type of adualistic ‘interdeterminism’ is perhaps best
conceived along the lines of mutual ‘interruptions’: at a certain conscious
moment, you intend to carry out a certain action, and then, after some
‘time’ (which you have failed to notice) has passed, you might wonder why
you ended up doing something completely different; or at other times, you
‘find’ yourself engaged in an action you had not been consciously aware
_____________
31 The German word gerichtet implies both ‘having a direction’ as well as a valuation
or judgement.
32 Richardson sees proof for Nietzsche’s temporal realism in his ‘naturalist allegiance
to a physical reality, within which these wills have evolved’; Nietzsche therefore
‘cannot avoid supposing a time that is independent of those wills—a time in which
not just organisms’ bodies but all matter interacts, including inorganic matter that
does not support perspectival will’ (2006, p. 226). Günter Abel, on the other hand,
situates Nietzsche’s temporal continuum within his general interpretationism,
thereby defending Nietzsche’s anti-realism against the charge of a new essen-
tialism (2000, p. 438).
33 As opposed to non-reductive physicalist theories that also exist in the ‘analytical’
tradition (see Strawson et al. 2006).
34 Which leads to an over-determination.
35 I think it is necessary to go further than Leiter’s illuminating but reductive readings
in 2001, 2002, p. 104, and Leiter/Knobe 2007.
Manuel Dries 133
of, and from that ‘moment’ on you are ‘interrupting’ and ‘determining’ this
action, thereby taking it in a different direction.36
We have finally arrived at a much less radical version of Nietzsche’s
Werden: he allows for instances of being with relative duration and also
relative stability; his sums are indeed ‘complex forms of relative life-
duration [with their conscious temporality, M.D.] within the flux of be-
coming [within the temporality of the whole, M.D.]’ (Nachlaß November
1887–March 1888, KSA 13, 11[73]). So when he states that language falsi-
fies and ‘fails’ to express becoming, he could be understood as indicating
that language cannot afford a God’s-eye perspective, and that it falsifies
when it presumes37 to use what modal logicians today call ‘rigid designa-
tors’ that pretend to capture an event once and for all in all possible worlds.
This would indeed efface the simultaneity of unconscious background
becoming and conscious becoming as it is experienced from within a per-
spective. It is necessary to use language in such a way that it shows an
awareness of the interrelation of both temporalities. But the argument we
used earlier still applies: whether or not you understand such a language
‘correctly’ would depend on your paradigm.
For his descriptions to be true to his belief in becoming as will to
power, Nietzsche sometimes tries to express his vision through adualistic
descriptions: self-consciousness is, he thinks, better described as Selbst-
bewusst-Werden rather than Selbstbewusstsein. Each ‘sum self’ has the
status of relative being and its own perspective; yet at the same time, it is
also the result(ing) of a long process of selection. It instantiates and is liv-
ing its entire evolutionary history that it has incorporated (einverleibt):
Man is n o t just an individual but the living-on organic totality [das
Fortlebende Gesammt-Organische] in one particular line. That h e exists
proves that one species of interpretation (albeit always under further construc-
tion) has also kept existing, that the system of interpretation has not switched.
‘Adaptation’. (Nachlaß End of 1886–Spring 1887, KSA 12, 7[2])
_____________
36 This more complex interdeterminism (see also Richardson 2008) should perhaps
be conceived along the lines of interruptions in both directions—the kind of inter-
ruption recently suggested by studies into the effect of testosterone levels. After
exposure to images of sexual content, those with higher levels of testosterone
(measurable through the length of their index fingers) show a higher level of
arousal which—for a considerable amount of time—interferes with their ability to
make informed decisions.
37 Something any hypothetical adherent of the paradigm of becoming would no
longer think possible.
134 Towards Adualism
6. Nietzsche’s Simultaneity-Thinking
The logic of our conscious thinking is only a crude and facilitated form of the
thinking needed … by the particular organs of our organism. A simultaneity-
thinking [ein Zugleich-Denken] is needed of which we have hardly an inkling.
(Nachlaß April–June 1885, KSA 11, 34[124])
Life no longer dwells in the whole … The whole no longer lives at all: it is
composite, calculated, artificial, an artefact. (CW 7)
both celebrated and rejected as the thinker of new values for the select few,
for an aristocracy of the powerful against cultural disintegration (Nietzsche
uses the term Disgregation) and weakness.39 More recently, he has become
the forebear of deconstructive trends in the continental tradition, the
thinker of becoming, multiplicity, interpretation, masks, etc.—hailed for
his non-totalizing aspects and despised for his laissez-faire relativism
(mere interpretation). I believe reconstructing Nietzsche’s assumptions
helps considerably to make sense of this reception, which is puzzling at
best.
In this final section, however, I also wish to move from the double
standard and the consequences I have just described to a second ‘double
standard’ of a different kind. I wish to show that, at least at times, Nietz-
sche thinks about unifications, also on an interpersonal and socio-political
level, within an adualistic framework. Nietzsche’s project of forestalling
nihilism requires him to conceive a proper unity (das Ganze) as well as
difference. As I will show, in some of his remarks on the phenomenology
of love, he finds evidence for a notion of community for the new paradigm
he envisages in his moderate moments (i.e., when he is not speaking as a
strong counter-force to the belief in being). For Nietzsche’s deconstructive
demands exist side by side with his calls for unity,40 and both issue from
his attack on nihilism.
Like several of his predecessors, Nietzsche is very aware of a set of
problems that tend to undermine the success of unifications. The three
dilemmas that concerned, for example, Schiller in his reaction to Kant—I
call them elsewhere the either-or dilemma, the synthesis dilemma, and the
relativism dilemma (Dries 2006, pp. 53–58)—also feature prominently in
some of Nietzsche’s phenomenological observations on unities. He, too,
realized at an early stage that most unities suffer from a confusion of unity
with oneness. Thus, if the concept of a new unity is necessary in order to
attain an affirmative attitude towards life after any two-world metaphysics
_____________
39 For passages in which Nietzsche associates ‘disgregation’ with weakness, see TI
‘The Problem of Socrates’ 9 and Nachlaß Spring 1888, KSA 13, 14[83, 219]; also
May–June 1888, KSA 13, 17[6]. Disgregation is, however, also associated with
‘genius’, the ‘sublimest machine’, and Nietzsche equates complexity with Zer-
brechlichkeit, ‘fragility’ (Nachlaß Spring 1888, KSA 13, 14[133]).
40 ‘But there is no such substratum; there is no ‘being’ behind doing, effecting, be-
coming’, he writes in GM I 13, making his liquidation (Verflüssigung) of any an-
thropocentric viewpoint all too apparent. And yet, he clearly has a vision of a new
free and durational subject that appears to be—in Quine’s terms—an ‘entity with
identity’: ‘The freer and the more stable the individual, the more demanding his
love: finally it longs for the Übermensch because nothing else satisfies his love’
(Nachlaß November 1882–February 1883, KSA 10, 150).
136 Towards Adualism
has been abandoned, then this new unity—in order to avoid relapsing into
the old belief in being—must be conceived differently.
Let me begin with a note on Goethe in which Nietzsche criticizes two
methods of enquiry which he finds equally problematic. Any scientific
method that attempts to fuse and combine what should remain separate is
seen as problematic and just as unsuccessful as any method that attempts to
separate what belongs together (das Zusammengehörige).41 In his evalu-
ation of altruism in 1880, to give another example, he points out that the
idea of a unified society problematically demands that the oppositions
among individuals be reduced to a minimum. The kind of society created
by such a homogenization turns out to be uninteresting and unproductive,
‘to its palest hue … reduced’ (Nachlaß Autumn 1880, KSA 9, 6[58]).
Nietzsche also thinks that such lowest-common-denominator reductions
fail, because in their attempt to bring about the desired ‘sameness’
(Gleichheit), all productivity stops and the unity as unity dies: ‘This is
euthanasia, utterly unproductive! Just like those men without deep feel-
ings—the kind, calm and so-called happy—are, after all, also unproduc-
tive’ (ibid.).
But Nietzsche does not only distrust levelling syntheses. Conversely,
he also thinks that our traditional practice of oppositional thinking creates
the impression that we can always select and choose between two sides. He
disapproves of this practice of thinking in mutually exclusive, either-or
alternatives: ‘Just as we have separated dead and alive, logical and illogical
etc. To unlearn our mutually exclusive oppositions—this is our task’
(Nachlaß July–August 1882, KSA 10, 1[3]).
Aware of the dilemma of relativism, the early Nietzsche reminds us
that only those things which are not absolutely other and separate can have
any effect on each other: ‘what is absolutely foreign to each other, cannot
have any kind of effect on each other’ (PTAG 14). Provocatively, he re-
marks in Human, All Too Human that the ability to ‘kill’ depends on ‘dis-
tance’:
We all, indeed, lose all feeling of injustice when the difference between our-
selves and other creatures is very great, and will kill a mosquito, for example,
without the slightest distress of conscience. (HA I 81)
If distance increases to such an extent that a connection is no longer felt,
then annihilation of the other side becomes a possibility. For a community,
this means that, at the very moment when one group perceives itself as
absolutely self-sufficient, it will be in danger of becoming indifferent to
_____________
41 See Nachlaß Winter 1872–73, KSA 7, 24[2].
Manuel Dries 137
_____________
42 As we saw earlier, precisely because Nietzsche feels so distant from his contempo-
raries (who adhere to the paradigm of being which he has left behind), he appears
willing to sacrifice some of them along the way to his goal of overcoming nihilism.
43 In Twilight of the Idols, Nietzsche will give a more critical assessment of Heracli-
tus (TI ‘“Reason” in Philosophy’ 2).
138 Towards Adualism
_____________
44 Zupani has recently described ‘the figure of the two’ as Nietzsche’s most radical
gesture. As in Novalis’ understanding of ‘illness’, she explains the logic of the as-
cetic ideal as the irreducible doubleness of life and death as follows: ‘That which,
in a decadent way, turns against life (the “ascetic ideal”) is itself something that
springs from life … the opposition of life and death, the tension between them, be-
comes the very definition of life. Life is two things: it is life and it is death; it is the
living edge between them. Therefore, death, in the emphatic sense of the word, is
the death of this edge, the end of this tension, the fall into one or the other …
which is always the fall into One’ (Zupani 2003, pp. 18–19).
45 See also Nietzsche’s passage on ‘the differential [der Unterschied] as the true
object of feelings’ (Nachlaß Summer 1875, KSA 8, 9[1]).
Manuel Dries 139
such a way that life flourishes within the new paradigm. Thinking the
whole, but differently, then becomes the vital task. Caught up in his violent
rhetorical assaults on the belief in being, and without compassion for those
in need of it, Nietzsche only rarely delivers ideas for such a new com-
munity.
I wish to close with a brief examination of Nietzsche’s phenomenology
of love. In the aphorism ‘Love and Duality’, Nietzsche describes love as a
special type of unity that is only successful as a unity when it retains its
constitutive duality:
What is love but understanding and rejoicing at the fact that another lives,
feels and acts in a way different from and opposite to ours? If love is to bridge
these antitheses through joy it may not deny or seek to abolish them. —Even
self-love presupposes an unblendable duality (or multiplicity) in one person.
(HA II 75)
The unity between two lovers cannot last, Nietzsche observes, when they
allow either the one side or the other to become dominant. Differences
must be given a positive value and give rise to joy (Freude). A unity will
only last, Nietzsche holds, if it remains in a state of ‘unblendable duality’
(unvermischbare Zweiheit)—in a state of adualistic togetherness, both
together and separate. Similarly, in another passage on ‘L o v e m a k e s t h e
s a m e ’ (D 532), he ridicules the idea that love demands that we erase the
dividing differences. In the attempt to achieve a union without otherness,
both give up their idiosyncrasies for the other. Such a false synthesis is
again just as problematic as the above either-or.
In his discussion of love, then, Nietzsche—like many thinkers before
him, for example, the young Hegel—comes closest to a possible model for
his new ‘whole’ as a community: any false either-or would diminish the
other and with it the relation; any false synthesis would ultimately truncate
the characteristics of both; and, as we saw earlier, allowing for radically
independent domains leads to separation by indifference. In order for a
community to be successful, the two (or multiple) parties must avoid the
three dilemmas. I interpret Nietzsche’s scattered phenomenological obser-
vations, informed and supported as they are by his process metaphysics, as
pointing in his less aristocratic and selective moments towards a unity that
would foster cohesion (Zusammen-halt) that would no longer be subject to
the confusion of unity with oneness and would thus provide the right kind
of model for the paradigm of becoming which he envisages. Once the be-
lief in being has dissolved, Nietzsche clearly wants more than joyful affir-
mation that ‘determines the noncenter otherwise than as loss of centre’
(Derrida 1978, p. 292). He also wants new identities and centres, but for
that to be a possibility (as a new paradigm of becoming for and from which
140 Towards Adualism
_____________
46 The forgotten German name for alchemy is Scheidekunst.
Manuel Dries 141
Conclusion
_____________
49 I would like to thank the participants of the 2005 conference ‘Nietzsche on Time
and History’ at Peterhouse, Cambridge, where an early version of this paper was
first presented. I am very grateful for the comments and criticism I received from
the members of the Cambridge German Philosophy Seminar, Raymond Geuss,
Richard Raatzsch, Fabian Freyenhagen, Christian Skirke and Jörg Schaub. Without
the extensive discussions with Walter Schmoll, Mark Henderson, Hugh Barr Nis-
bet, Manolis Simos, Margaret Clare Ryan, and Anna Wehofsits this paper would
not have been possible. The usual disclaimers apply.
Manuel Dries 143
References
Abel, Günter, 1998, Die Dynamik der Willen zur Macht, Berlin: Walter de Gruyter.
Abel, Günter, 2000, Interpretationswelten, Stuttgart: Suhrkamp.
Abel, Günter, 2001, Bewusstsein–Sprache–Natur: Nietzsches Philosophie des Geistes,
in: Nietzsche-Studien, 30, pp. 1–43.
Abel, Günter, 2003, Wahrheit und Interpretation, www.nietzschesource.org/gabel-1.
Bowie, Andrew, 2003, Aesthetics and Subjectivity: From Kant to Nietzsche, Manches-
ter: Manchester University Press.
Clark, Maudemarie, 1990, Nietzsche on Truth and Philosophy, Cambridge: Cambridge
University Press.
Danto, Arthur C., 1965, Nietzsche as Philosopher, New York: Columbia University
Press.
Deleuze, Gilles, 1983, Nietzsche and Philosophy, trans. H. Tomlinson, New York:
Columbia University Press.
Deleuze, Gilles, 1994, Difference and Repetition, trans. P. Patton, London: Athlone
Press.
Derrida, Jacques, 1978, ‘Structure, Sign and Play in the Discourse of the Human Sci-
ences’, in: Writing and Difference, trans. A. Bass, Chicago: Chicago University
Press, pp. 278–294.
Dries, Manuel, 2006, ‘Friedrich Schiller’s Adualistic Conception of Unity’, in: Publica-
tions of the English Goethe Society, 1/75, pp. 53–58.
Dries, Manuel, 2006, The Paradigm of Becoming, PhD Thesis, University of Cam-
bridge.
Emden, Christian J., 2005, Nietzsche on Language, Consciousness and the Body, Chi-
cago: University of Illinois Press.
Figal, Günter, 1998, Nietzsche: Eine philosophische Einführung, Stuttgart: Reclam.
Figl, Johan, 1982, Interpretation als philosophisches Prinzip: Friedrich Nietzsches
universale Theorie der Auslegung im späten Nachlaß, Berlin: Walter de Gruyter.
Frank, Manfred, 1997, ‘Unendliche Annäherung’: Die Anfänge der philosophischen
Frühromantik, Frankfurt a. M.: Suhrkamp.
Frank, Manfred, 2007, ‘Non-objectal Subjectivity’, in: Journal of Consciousness Stud-
ies, 14/5–6, pp. 152–173.
Freeman, Anthony / Galen Strawson, et al., 2006, Consciousness and its Place in Na-
ture. Does Physicalism Entail Panpsychism? Charlotteville, VA: Imprint Aca-
demic.
Gemes, Ken, 2001, ‘Postmodernism’s Use and Abuse of Nietzsche’, in: Philosophy and
Phenomenological Research, LXII/2, pp. 337–360.
Gerhardt, Volker, 1996, Vom Willen zur Macht, Berlin: Walter de Gruyter.
Hales, Steven / Rex Welshon, 2000, Nietzsche’s Perspectivism, Urbana: University of
Illinois Press.
Houlgate, Stephen, 1986, Hegel, Nietzsche and the Criticism of Metaphysics, Cam-
bridge: Cambridge University Press.
Katsafanas, Paul, 2005, ‘Nietzsche’s Theory of Mind’, in: European Journal of Phi-
losophy, 13/1, pp. 1–31.
Leiter, Brian, 2001, ‘The Paradox of Fatalism and Self-Creation in Nietzsche’, in: John
Richardson / Brian Leiter (eds.), Nietzsche, Oxford: Oxford University Press, pp.
281–321.
Leiter, Brian, 2002, Nietzsche on Morality, London: Routledge.
Leiter, Brian / Joshua Knobe, 2007, ‘The Case for a Nietzschean Moral Psychology’,
in: Brian Leiter / Neil Sinhababu (eds.), Nietzsche and Morality, Oxford: Oxford
University Press, pp. 83–109.
144 Towards Adualism
Translations
The Case of Wagner, trans. Walter Kaufmann, New York: Vintage Books, 1967.
Daybreak, ed. Mademarie Clark and Brian Leiter, trans. R. J. Hollingdale, Cambridge:
Cambridge University Press, 1997.
Ecce Homo, trans. R. J. Hollingdale, introduction Michael Tanner, London: Penguin,
1992.
The Gay Science, ed. Bernard Williams, trans. Josefine Nauckhoff and Adrian del Caro,
Cambridge: Cambridge University Press, 2001.
Human, All Too Human, trans. R. J. Hollingdale, Cambridge: Cambridge University
Press, 1986.
Manuel Dries 145
On the Genealogy of Morality, ed. Keith Ansell-Pearson, trans. Carol Diethe, Cam-
bridge: Cambridge University Press, 1994.
‘Philosophy in the Tragic Age of the Greeks’, trans. Marianne Cowan, Washington,
DC: Regnery Publishing, 1962.
Thus Spoke Zarathustra, ed. Adrian del Car and Robert B. Pippin, trans. Adrian del
Caro, Cambridge: Cambridge University Press, 2006.
Twilight of the Idols, trans. Duncan Large, Oxford: Oxford University Press, 1998.
Part III
Eternal Recurrence,
Meaning, Agency
Shocking Time: Reading Eternal Recurrence Literally
Lawrence J. Hatab
In this essay I argue that Nietzsche’s idea of eternal recurrence, the identi-
cal repetition of life in every detail, can and should be read literally.1 Read-
ers of Nietzsche usually have been perplexed by his avowal of this concep-
tion, and the literal sense of the repetition of life generally has been seen as
problematic, if not false, even by Nietzsche’s admirers. Yet I assume that
Nietzsche was perfectly serious about eternal recurrence and saw it as the
heart and climax of his philosophy.
I concede a point that has become something of a standard view, that
Nietzsche did not in the end offer eternal recurrence as an objective, scien-
tific, cosmological fact. For many, this means that eternal recurrence
should not be understood as a claim about world events, but as an expres-
sion of an existential task, a test or a means of coming to affirm the condi-
tions of life (which is the spirit of the published versions in The Gay Sci-
ence and Zarathustra). I too stress an existential version, but I add
something that seems missing in other versions: unless eternal recurrence
is taken ‘literally’, its existential effect would be lost; one would always be
susceptible to the psychological loophole that repetition ‘isn’t really true’.
To avoid the possibility of ‘armchair affirmation’, I focus on the literal
meaning of eternal recurrence, without necessarily endorsing its factual
meaning. This distinction between the literal and the factual has the follow-
ing advantages. While not presuming a cosmological interpretation of eter-
nal recurrence, we can better understand why Nietzsche did experiment
with an objective, descriptive approach to this notion. In my reading,
Nietzsche always regarded eternal recurrence as more than simply a hypo-
thetical thought experiment pertaining only to human psychology: he al-
ways took it to express something about life and the world as such. A cer-
tain extra-psychological literality would better fit the world-disclosive and
‘revelatory’ spirit of Nietzsche’s accounts of eternal recurrence, and it
would also not be utterly inconsistent with cosmological experiments in the
_____________
1 A good deal of this essay is drawn from the text of my book Nietzsche’s Life Sen-
tence: Coming to Terms with Eternal Recurrence (Hatab 2005). I thank Routledge
for permission to publish the essay.
150 Shocking Time: Reading Eternal Recurrence Literally
very forces that turn away from life. If Zarathustra is to love life, he must
will the return of life-denying forces. Far from being a sign of weakness,
Zarathustra’s struggle is in keeping with the agonistic structure of meaning.
Life-affirmation requires the willing of that which opposes one’s will. And
the repetition motif in eternal recurrence ensures that such a task could not
rest with a ‘formal’ affirmation of the abstractions ‘life’, ‘time’, or ‘the
earth’. Rather, repetition forces us to face the material task of engaging the
precise events and course of our lives, including the most repulsive occa-
sions. Not even Zarathustra can escape the traumatic shock of recurrence.
The drama of Zarathustra’s task of affirmation would seem to lose all
its force if recurrence is read as something other than literal repetition. I
think this is one reason why Nietzsche was interested in exploring a ‘cos-
mological’ account. But I also think that such an account would only
amount to a perspectival supplement to the central drama of life-
affirmation, and that Nietzsche never would have taken a scientific ac-
count, even if cogent, as decisive or sufficient for engaging eternal recur-
rence. As long as the existential core of recurrence is retained, Nietzsche
would not be averse to a ‘descriptive’ approach to the course of time, par-
ticularly because cyclic repetition is inseparable from Nietzsche’s sense of
affirmation and its challenges.
Although Nietzsche does not explicitly say so, I think there is in his
texts an implicit default argument for eternal recurrence with respect to
how time, becoming, and meaning are to be construed. In other words, all
other conceivable models fail the affirmation test in one way or another,
leaving eternal recurrence as the only alternative. Keeping in mind that, for
Nietzsche, the concept of time cannot be separated from the existential
meaning of temporal events, there seem to be six conceivable alternative
models of time and meaning, each of which would be diagnosed by Nietz-
sche as fugitive evasions of the life-world. I name these alternative models
positivistic, salvational, teleological, cyclical, pessimistic, and novelistic.
The positivistic model of time can be dismissed because it conceives
temporal movement in objective terms as the measurable relations between
quantified ‘points’ of past, present, and future ‘nows’. Although Nietzsche
appreciates the non-teleological element in scientific thinking, he dismisses
its detachment from matters of existential meaning (GS 346). Indeed, ob-
jective models of time require their own constructions of ‘being’ (the
‘now’, and the cognitive permanence of the measuring principle itself) that
look away from becoming. The purported value of such an outlook stems
from the sense of detachment and mastery over temporal events. What is
dishonest here is the presumption of a value-free, objective analysis. At
least asceticism is honest in responding to temporal life as an existential
Lawrence J. Hatab 155
The novelistic model is the most interesting case. With the pessimistic
model, we can see why Nietzsche would reject a finale in nothingness,
even though it might at first seem consistent with a tragic acceptance of
destruction. But given Nietzsche’s promotion of creativity, one would
think that a repetition scheme would not be his preference. Why not a
model of eternal novelty, where time neither begins nor ends and issues
forth ever new conditions, never to be transcended, transformed, reformed,
completed, or annihilated? Would not eternal novelty be the more Nietz-
schean choice over the seeming constriction of eternal repetition? It cer-
tainly would seem so, and yet the case of eternal novelty is specifically
rejected by Nietzsche, which helps show why he was convinced of the
unique significance of eternal recurrence with respect to the question of
life-affirmation. In a note of 1885, Nietzsche diagnoses eternal novelty as a
residue of theological habits that took solace in God’s infinite freedom
from earthly constraints: ‘It is still the old religious way of thinking and
desiring, a kind of longing to believe that i n s o m e w a y the world is after
all like the old beloved, infinite, boundlessly creative God’ (Nachlaß June–
July 1885, KSA 11, 36[15]). Nietzsche seems to think that eternal novelty
would be a naturalized modification of theological freedom from worldly
conditions as they are.
In the light of life-affirmation, it seems to me that eternal novelty is the
most plausible alternative to eternal recurrence. Yet Nietzsche was con-
vinced that it could not measure up, because it stems from a ‘desiring’ and
‘longing’ that the world be ‘boundlessly creative’. Since Nietzsche does
not argue on strictly cognitive grounds, since values, interests, and needs
are his first-order concerns, his question would not be ‘What are your rea-
sons supporting eternal novelty?’ but rather, ‘Why is eternal novelty im-
portant to you? Why are you interested in such an idea?’ The existential
response to the prospect of repetition is the baseline issue. Eternal novelty,
in Nietzsche’s estimation, is still another form of looking away from con-
crete conditions of life. In rejecting repetition, the novelistic model betrays
a dissatisfaction with life as it is, masked by its apparent celebration that
the world will always be different (better?).
Such is the sketch of what I have called the default argument for eter-
nal recurrence. Given the question of life-affirmation, eternal recurrence
comes forth as the only conceivable temporal model that does not fall prey
to a fugitive gaze away from life as lived. Moreover, it is important to rec-
ognize that the scheme of identical repetition is essential for the operation
of this argument (especially evident in the case of eternal novelty). If eter-
nal recurrence were in any way disengaged from a literal sense of repeti-
tion, the force of the default argument would be lost.
Lawrence J. Hatab 157
senses are no longer ‘literally’ literal (in the primary wordly sense). A
similar metaphorical process can be located in the meaning of ‘factual’ as
carried-over from doing-versus-speaking. So the familiar connotation of
the literal–factual dyad, which presumes a secured, unambiguous actuality
(as is), is itself an ambiguous extension of even more direct meanings (as
written, as done). Consequently, it is hard to avoid the conclusion that
indirect, non-literal forces such as metaphor go all the way down in human
language, thus undermining the presumed privilege bestowed on the lit-
eral–factual dyad, and also subverting the notion that a metaphor cannot
have a literal sense.
It is well known that Nietzsche insists upon and celebrates a non-
foundational perspective on language. For Nietzsche, language by its very
nature is a formative, creative shaping of the unstable flux of experience.
Language cannot be understood as a representational description of non-
linguistic ‘facts’ presumed to be independent of metaphorical, rhetorical,
and imaginative forces in language. Nietzsche’s linguistic theory and his
own textual practices presume and portray a radical undecidability between
literal and figurative meanings in philosophical language. But there is evi-
dence in Nietzsche’s writings that the groundlessness of language is on
occasion associated with an irreducible immediacy in linguistic presenta-
tions, which I take as a source for my venture into the literal sense of recur-
rence.
If the literal–factual dyad cannot be sustained as a baseline reference,
there opens up the possibility of a different sense of the literal that is not
equivalent to, or suggestive of, factuality. I want to understand the literal in
a functional and performative sense rather than a descriptive sense. I begin
by calling the literal as written in place of the descriptive as is. But this is
not enough. In addition to what a text presents, I need to include how lan-
guage and texts are engaged and received. This brings us to certain histori-
cal questions and particular remarks in Nietzsche’s writings that will help
shape what I want to call mimetic literality.
The story of the literal–factual dyad cannot be told apart from the
complex history of orality and literacy in the Greek world. The emergence
of philosophical reflection in ancient Greece was intrinsically connected to
shifts from an oral mode of culture to one influenced by reading and writ-
ing. Oral culture was shaped according to structures of poetic production
and audience reception that in retrospect exhibit a non-reflective immedi-
acy: poets were ‘inspired’ vehicles for sacred transmissions, and audiences
were ‘enchanted’ recipients of enthralling poetic performances. The sheer
graphics of writing permitted an isolation of texts from such performance
milieus, and the fixity of written words permitted a host of reflective oper-
Lawrence J. Hatab 159
ations that greatly altered how the linguistic resources of Greek culture
would be understood.
I bring this up only to highlight the ‘literal’ effect of graphic letters in
crafting a reflective departure from an oral sense of ‘literalness’ that has
nothing to do with familiar connotations of rational truth, but rather the
immediate disclosive force of poetic language in performance. As is well
known, Plato criticizes poets and rhetors because they were ‘out of their
minds’ when performing their creative and oral functions. Their inspired
condition overtook self-control and was incapable of reflective analysis of
what they were saying and why they were saying it. What is not always
recognized is how this critique of poetic psychology figured in Plato’s
discussion of imitation (μμ) in the Republic. In addition to Plato’s
concerns about the content of traditional poetry (particularly its tragic
world-view), he also targeted the form of oral performance and its effects
on both performers and audiences. The ‘representational’ sense of μμ
(copying a natural object) was not Plato’s primary concern (see 603B ff.);
rather, it was the psychological effects of mimetic identification, wherein
performers and audiences would be captured by, and immersed in, oral
presentations, thus losing reflective self-control and being enraptured by
the ‘reality’ of poetic speech and disclosure. Particularly dangerous for
Plato was the mimetic force of empathic identification with the suffering of
tragic heroes (605).
Nietzsche occasionally discusses what I am calling mimetic psychol-
ogy, especially in his reflections on Greek art. The Birth of Tragedy con-
tains several relevant treatments. Apollonian and Dionysian forces are
exhibited in nature herself, before the mediation of artistic works (BT 2).
Forming and deforming powers are intrinsic to nature’s very course, and
dreams and intoxicated states (both of which exceed conscious control) are
preconditions for the more cultivated manifestation of Apollonian and
Dionysian powers, particularly those of language and music. Artists are
said to ‘imitate’ such primal natural energies, which could not mean repre-
sentational simulation, but rather the more performative sense of ‘imper-
sonating’ these energies in artistic practices (impersonation being one of
the meanings of μμ in Greek). Singing and dancing, for example, ex-
hibit an enchanted, ecstatic elevation, a quasi-divine transformation where
one is not really an artist because one ‘has become a work of art’ (BT 1).
In many respects Nietzsche associates the Dionysian with music (BT 6,
17), especially its immediate emotional force that ‘overwhelms’ conscious
individuation. The Apollonian is associated with poetic language and theat-
rical technologies that shape a more individuated world. But since music
and language are coordinated in tragic drama (BT 21), immediate disclo-
sive force still operates in its performances. Poetic metaphors are thus not
160 Shocking Time: Reading Eternal Recurrence Literally
‘symbolic’, they possess a living power to disclose (BT 8). For Greek
audiences, dramatic fiction was not a departure from reality, it produced on
stage powerful scenes of ‘a world with the same reality and irreducibility
that Olympus with its inhabitants possessed for the believing Hellene’ (BT
7). Tragic drama produced a Dionysian effect of mimetic identification,
originally embodied in choral impersonation, where one acts ‘as if one had
actually entered into another body, another character’ (BT 8). Tragic ap-
pearances have a reality because they tell us: ‘Look there! Look closely!
This is your life’ (BT 24).
The problem with Euripidean drama, as Nietzsche saw it, was that it
brought the critical ‘spectator’ on stage (BT 11). Particularly problematic
was the effect of the Prologues in Euripides’ plays, where the context and
course of the drama was laid out in advance for the audience. The effect
was to preclude or diminish mimetic identification, so that the audience
would no longer ‘become completely absorbed in the activities and suffer-
ings of the chief characters or feel breathless pity and fear’ (BT 12). The
modern ‘aesthetic’ audience has been thoroughly schooled in the mode of
critical reflection, where art is meant to be understood by way of interpre-
tive tools beyond the immediate presentation of the work, beyond the
‘powerful artistic magic’ that should ‘enrapture the genuine listener’ (BT
22).
Nietzsche admits that ‘the meaning of tragic myth set forth above
never became transparent in conceptual clarity to the Greek poets’, which
is one reason why tragedy did not have the strength to survive (BT 17).
This is why Nietzsche found favour with Kant and Schopenhauer in The
Birth of Tragedy: they made it possible for philosophy to confront tragic
limits and thus expand the sense of tragedy beyond its original artistic
forms. Indeed, Nietzsche designates the tragic turn in philosophy as ‘D i o -
n y s i a n w i s d o m apprehended in concepts’ (BT 19). In gathering these
issues, I want to argue that eternal recurrence can be understood as a
tragic-mythic concept, a formation meant to engender a literal, immediate
disclosure that yet is not construed as a cosmological fact.
Nietzsche naturally assumed that eternal recurrence would prompt re-
flection, and he did mean it to have philosophical significance. But it can
be said that reflection is a second-order disposition derived from the im-
mediacy of mimetic identification. I do not think we can say, for instance,
that Zarathustra was engaged in a ‘philosophical analysis’ of eternal recur-
rence; he was responding to its world-disclosive impact directly in terms of
his own life and experience of meaning. There is still nothing wrong with a
reflective stance towards eternal recurrence. Yet, recalling Nietzsche’s
complaint about an exclusively ‘critical audience’ in drama, I think Nietz-
sche would question a philosophical audience that is exclusively critical,
Lawrence J. Hatab 161
References
Hatab, Lawrence J., 2005, Nietzsche’s Life Sentence: Coming to Terms with Eternal
Recurrence, New York: Routledge.
Translations
The Birth of Tragedy, in: Basic Writings of Nietzsche, trans. and ed. Walter Kaufmann,
New York: Viking Press, 1966.
Ecce Homo, in: Basic Writings of Nietzsche, ed. and trans. Walter Kaufmann, New
York: Viking Press, 1966.
The Gay Science, trans. Walter Kaufmann, New York: Vintage Books, 1974.
On the Genealogy of Morality, in: Basic Writings of Nietzsche, ed. and trans. Walter
Kaufmann, New York: Viking Press, 1966.
Thus Spoke Zarathustra, in: The Portable Nietzsche, ed. and trans. Walter Kaufmann,
New York: Viking Press, 1954.
Twilight of the Idols, in: The Portable Nietzsche, ed. and trans. Walter Kaufmann, New
York: Viking Press, 1954.
The Will to Power, trans. Walter Kaufmann and J. R. Hollingdale, New York: Random
House, 1967.
Suicide, Meaning, and Redemption
Paul S. Loeb
In the famous opening sentences of his 1942 collection of essays, The Myth
of Sisyphus, Albert Camus writes:
There is but one truly serious philosophical problem, and that is suicide. Judg-
ing whether life is or is not worth living amounts to answering the fundamen-
tal question of philosophy. All the rest—whether or not the world has three
dimensions, whether the mind has nine or twelve categories—comes after-
wards. These are games; one must first answer. And if it is true, as Nietzsche
claims, that a philosopher, to deserve our respect, must preach by example,
you can appreciate the importance of that reply, for it will precede the defini-
tive act. These are facts the heart can feel; yet they call for careful study before
they become clear to the intellect. (Camus 1991, p. 3)
Now, against this startling declaration, Nietzsche scholars would probably
want to cite his claim in Twilight of the Idols that the value of life cannot
be estimated by the interested party of the living. Nietzsche also says there:
judgements of value concerning life, for it or against it, can in the end
never be true and are in themselves stupidities. But they are worthy of
consideration as symptoms, and for a philosopher even to see a problem in
the value of life—much less to adopt a negative attitude to life—is thus an
objection to him, a question mark concerning his wisdom, an un-wisdom
(TI ‘The Problem of Socrates’ 2).
It might seem, then, that Nietzsche would not consider Camus’ prob-
lem an authentic problem, much less the single truly serious and funda-
mental problem of philosophy. He might even think that Camus’ declara-
tion is a question mark concerning his wisdom. But there is a sense, of
course, in which Camus’ declaration poses a meta-problem that is at the
heart of Nietzsche’s entire philosophy: namely, why is it that so-called
164 Suicide, Meaning, and Redemption
sages since Plato have seen a problem in the value of life and contemplated
the necessity of practising what they preach?1
In the third essay of the Genealogy, Nietzsche offers a partial solution
to this meta-problem by pointing to the peculiar character of philosophers
themselves: their instinct for an optimum of favourable conditions under
which they can expend all their strength; as well as their need for ascetic
cloaks as a result of the emergency conditions under which philosophy
arose and survived at all. But Nietzsche soon widens his enquiry to con-
sider the causes of the dissatisfaction with life felt by every human animal.
The answer, he proposes, is that human animals are unable to find any
meaning for their lives and are therefore inherently inclined to suicide.
What has so far prevented them from acting on this inclination is their
invention of a meaning in the ascetic ideal—that is, in the rebellion against
life and its most fundamental presuppositions (the animal, the material, the
senses, appearance, change, becoming, desire, death) (GM III 28). Indeed,
Nietzsche is amused to tell us, it was secretly the love of life that prompted
the human animal to find its meaning in this ascetic ideal. For it was only
by rebelling against life that the human animal was able to find the mean-
ing it needed to continue living, willing, and suffering. As he expresses it
in his introductory and concluding formula, the human animal preferred to
will nothingness rather than not will at all.
Thus, when philosophers such as Camus declare that the question of
suicide is a fact that the heart can feel, Nietzsche would point, first, to the
peculiar character of the philosopher’s heart. Second, to the nihilistic
meaning of the ascetic ideal that was implanted millennia ago into the heart
of the human animal so that it might survive. And, finally, but most
fundamentally, to the death-wish that dwells in the heart of every human
animal because it secretly suspects that there is in fact no meaning at all to
its willing and suffering (not even the nihilistic meaning of the ascetic
ideal). Camus’ problem is thus absolutely worthy of consideration for
Nietzsche: not as a question to be answered, but as a symptom of the pro-
found and ineradicable drive to suicide built into the human animal.
What Nietzsche might find surprising, however, is Camus’ method for
solving his problem of suicide—what he calls ‘absurd reasoning’ (Camus
1991, p. 3). This is because it is a point of honour for Camus to presup-
pose, and directly confront, the complete absence of meaning in all human
life. Thus, shortly after posing his problem of suicide and the worth of life,
_____________
1 Recall here Plato’s claim at the start of the Phaedo that philosophers should be
willing and ready to die. Although they should not help themselves, they should
eagerly wait for someone else to benefit them.
Paul S. Loeb 165
Camus notes that dying voluntarily implies that you have recognized, even
instinctively, the uselessness of suffering and the absence of any profound
reason for living. So the true subject of his essay, he tells us, is ‘precisely
this relationship between the absurd and suicide, the exact degree to which
suicide is a solution to the absurd’ (ibid., p. 6):
One must brush everything aside and go straight to the real problem. One kills
oneself because life is not worth living, that is certainly a truth—yet an un-
fruitful one because it is a truism. But does that insult to existence, that flat
denial in which it is plunged come from the fact that it has no meaning? Does
its absurdity require one to escape it through hope or suicide—this is what
must be clarified, hunted down, and elucidated while brushing aside all the
rest. Does the absurd dictate death? This problem must be given priority over
others, outside all methods of thought and all exercises of the disinterested
mind. (ibid., pp. 8–9)
In keeping with this statement, Camus nowhere seeks refuge in any aspect
of the ascetic ideal that according to Nietzsche has injected meaning in all
human life up to now. As he works his way towards his solution, and
against existentialist philosophers such as Jaspers and Kierkegaard, Camus
insists on the question whether it is possible to find life worth living with-
out appeal to any of the ascetic concepts that devalue our life in this world:
God, afterlife, ideal other world, immortal soul, eternal freedom, morality,
sin, and guilt. All such appeals, he writes, involve a sacrifice of the intel-
lect, a suicide of thought:
My reasoning wants to be faithful to the evidence that aroused it. That evi-
dence is the absurd … There can be no question of masking the evidence, of
suppressing the absurd by denying one of the terms of its equation. It is essen-
tial to know whether one can live with it or whether, on the other hand, logic
commands one to die of it. I am not interested in philosophical suicide, but ra-
ther in plain suicide. I merely wish to purge it of its emotional content and
know its logic and integrity. Any other position implies for the absurd mind
deceit and the mind’s retreat before what the mind itself has brought to light.
(Camus 1991, pp. 49–50)
2. Conscious Revolt
What would not surprise Nietzsche, I think, is Camus’ solution to his prob-
lem of suicide, his idea of ‘conscious revolt’ against the absurd (1991, p.
53). Although Camus rejects as escapist the conclusion of other existen-
tialist philosophers that there is after all a meaning to life (through the
concept of God, for example), he himself paradoxically concludes that a
life can have meaning if, and only if, it is lived in full consciousness of,
and revolt against, the absence of meaning. As Camus writes: ‘That revolt
166 Suicide, Meaning, and Redemption
gives life its value. Spread out over the whole length of life, it restores its
majesty to that life’ (ibid., p. 55). For this reason, Camus asserts, the prob-
lem of suicide is reversed: ‘It was previously a question of finding out
whether or not life had to have a meaning to be lived. It now becomes
clear, on the contrary, that it will be lived all the better if it has no mean-
ing’ (ibid., p. 53). Since suicide is the extreme acceptance of death and its
absurdity, life lived in conscious revolt against the absurd actually dictates
the rejection of suicide:
It is essential to die unreconciled and not of one’s own free will. Suicide is a
repudiation. The absurd man can only drain everything to the bitter end, and
deplete himself. The absurd is his extreme tension, which he maintains con-
stantly by solitary effort, for he knows that in that consciousness and in that
day-to-day revolt he gives proof of his only truth, which is defiance. (ibid., p.
55)
Lest Camus’ existential solution seem dated or irrelevant today, let me
point out that it is not so far from the solution most contemporary scholars
attribute to Nietzsche. For example, Brian Leiter even cites Camus when
he concludes his commentary on the third essay of the Genealogy with
Nietzsche’s supposed view that there is no meaning or justification for
human suffering. But whereas Camus says that we can find meaning in the
conscious revolt against the absurdity of our lives, Leiter interprets Nietz-
sche as saying that the highest human beings can avoid both suicidal nihil-
ism and asceticism by finding meaning in the affirmation of their lives’
absurdity: ‘This is the attitude of existential commitment, through brute
force of will, to carry on in the absence of such a meaning or vindication,
to give up, in effect, asking “Suffering for what?”’ (Leiter 2002, p. 288).
But let me continue for now with Camus’ full solution. As I said, I
think that Nietzsche would recognize this solution. Because Camus insists
that life is essentially absurd, and because he finds meaning in conscious
revolt against the absurd, we may infer that he finds meaning in living a
life of rebellion against life. Hence, although he no longer finds himself
guided by the concepts of the ascetic ideal, Camus is still proposing the
kind of ascetic or life-denying life that Nietzsche calls a contradiction in
terms. As Nietzsche writes in the third essay of the Genealogy:
This is all in the highest degree paradoxical: we stand before a discord that
w a n t s to be discordant, that e n j o y s itself in this suffering and even grows
more self-confident and triumphant the more its own presupposition, its
physiological capacity for life, d e c r e a s e s . ‘Triumph precisely in the last
agony’: the ascetic ideal has always fought under this hyperbolic sign; in this
Paul S. Loeb 167
3. Life-Affirming Suicide
_____________
2 Here and throughout this essay I have consulted the translations of Nietzsche’s
writings by Kaufmann, and the translation of GM by Kaufmann and Hollingdale.
3 Similarly with Socrates. According to Nietzsche, Socrates was incurably sick and
knew it, secretly wanted to die, and in the end committed suicide by forcing
Athens to give him the poison cup (TI ‘The Problem of Socrates’ 12).
168 Suicide, Meaning, and Redemption
_____________
4 See Zarathustra’s speech on free death for similar advice to those whose advancing
age leads them to ‘hang withered wreaths in the sanctuary of life’ (Z I ‘On Free
Death’).
5 Compare this with Julian Young’s assertion that Nietzsche has no answer to Ca-
mus’ question of suicide and that Nietzsche assumes without telling us why that
suicide is a non-option for those who reject life and ought to commit suicide (2003,
pp. 103–104).
6 This interpretation differs from Lawrence Hatab’s: 2005, pp. 44ff.
Paul S. Loeb 169
the decadent that keep him alive despite his longing to die. But these forces
are residual and limited in the economy of the whole. Although they keep
the decadent alive, they cannot eliminate, or even ameliorate, the predomi-
nant illness, impoverishment, and fatigue that render him constitutionally
unable to affirm life. In order to survive his death-wish, the decadent has
no choice but to live in revolt against the life for which he is not suited.
The residual life-preserving forces that keep alive this particular living
being thus invariably work against the advantage of life in general. For
they keep in existence someone who will always object to life in general
and whose very existence constitutes an objection to life in general. The
only way for the decadent to affirm life in general is to deny, that is, end,
his own particular life.
Nietzsche draws some fairly radical conclusions from this line of rea-
soning—conclusions that belie the usual, and quite innocuous, understand-
ing of his insistence on life-affirmation. I want to focus here on three of
these conclusions. In the first place, Nietzsche’s claim that the decadent
has only two choices, life-denying survival or life-affirming suicide, means
that it is impossible for decadents to live in a life-affirming manner. We
always hear that Nietzsche promotes the life-affirming life for everyone,
and that he advises pessimists to change or improve the life-denying aspect
of their lives. But this cannot be right. Although Nietzsche does want to
promote life-affirmation even with respect to decadents, what this means is
that he wants to encourage and intensify their innate urge to self-
destruction. This is why he insists, in the same section of Twilight of the
Idols cited above, that ‘the highest interest of life, of a s c e n d i n g life,
demands that degenerating life be ruthlessly pushed down and aside’. Or,
why he writes a little later in the Antichrist: ‘The weak and ill-constituted
shall perish: first principle of o u r philanthropy. And one shall help them to
do so’ (A 2).
Nietzsche’s second conclusion has to do with his quest for a counter-
ideal [Gegen-Ideal] to the ascetic ideal. For consider his claim that the
decadent cannot affirm life even though the ascetic ideal gives his life
meaning. Thus, meaning is a precondition of survival, but does not guaran-
tee life-affirmation. A counter-ideal must therefore provide the kind of
meaning that supports life-affirmation. However, since Nietzsche thinks
that suicide is the sole life-affirming option for decadents, this counter-
ideal must embody a new meaning that will overwhelm any residual life-
preserving forces and help the decadents give in to their dominant suicidal
instincts. This means that the usual interpretation of the counter-ideal can-
not be right. According to Leiter, for example, the alternative non-ascetic
ideal ‘must be able to bear the burden of answering the question, “Suffer-
ing for what?” and thus blocking “suicidal nihilism”, for that is the existen-
170 Suicide, Meaning, and Redemption
tial task the ascetic ideal discharges’ (2002, p. 287). Given Nietzsche’s
reasoning above, however, it is actually the case that the counter-ideal must
oppose the ascetic ideal’s ability to block the suicidal nihilism of degener-
ating life. Or, put differently, the counter-ideal must oppose the ascetic
ideal’s ability to preserve the impoverished life of decadents who consti-
tute a disadvantage and objection to life. Whereas the ascetic ideal was a
trick played by life in its struggle against the decadents’ imperative death-
wish, the counter-ideal must expose that trick and at the same time re-
inforce and justify the decadents’ appropriate desire to do away with
themselves.
Nietzsche’s third conclusion is by far the most radical and the one I want to
discuss in the rest of this essay. Recall his claim in the third essay of the
Genealogy that sickliness is the norm in humankind:
That this [ascetic] ideal was able to attain power and dominate humans to the
extent which history demonstrates, particularly wherever the civilization and
taming of the human was set under way, is the expression of a great fact: the
s i c k l i n e s s of the type of human which has existed so far, of the tamed hu-
man at least, of this human’s physiological struggle against death (more pre-
cisely: against disgust with life, against exhaustion, against the desire for the
‘end’) … For the human is more sick, more uncertain, more mutable, less de-
fined than any other animal, there is no doubt about that—he is t h e sick ani-
mal … how should such a courageous and well-endowed animal not also be
the most endangered, the most chronically and deeply sick of all the sick ani-
mals? (GM III 13)
Nietzsche’s references here to the influence of the ‘civilization and taming
of the human’ and to the sickliness of ‘the tamed human’ allude back, of
course, to his thesis in the second essay that society led to the worst sick-
ness ever contracted by the human animal—its suffering from itself. This is
a sickness, he writes, from which the human animal has not yet recovered,
and that makes the human animal the sickest animal on earth. Society, he
speculates, involved a kind of incarceration in which the human animal
could not externally discharge its hostile, cruel, and destructive instincts.
Instead, the human animal had to turn these instincts inward and against
itself—thereby becoming what Nietzsche calls ‘the master of self-
destruction’ (GM III 13):
from lack of external enemies and resistances and forcibly confined to the op-
pressive narrowness and punctiliousness of custom, [it] impatiently lacerated,
persecuted, gnawed at, assaulted, and maltreated himself; [it] rubbed itself raw
against the bars of its cage as one tried to ‘tame’ it; this deprived creature,
Paul S. Loeb 171
racked with homesickness for the wild, had to turn itself into an adventure, a
torture chamber, an uncertain and dangerous wilderness. (GM II 16)
According to Nietzsche, then, the human animal as such—the internalized
animal with a vast inner world called the ‘soul’—is forced to inflict con-
stant suffering upon itself and therefore embodies a self-destructive and
degenerating life, an unsatisfied instinct and will to power, and a depres-
sion, lethargy, and fatigue that longs for the end. So it is the human animal
as such that is inherently suicidal and unable to live a life-affirming life.
As Nietzsche puts it in the third essay, the human animal was ‘suffering
from itself in some way, suffering physiologically in any case, like an ani-
mal locked in a cage, uncertain as to why and wherefore, desiring reasons
[as a relief]’. Finally, the ascetic priest provided reasons for its suffering in
the form of the ascetic ideal (GM III 20). Of course, these reasons—
interpreting the human animal’s suffering as punishment for its past mis-
deeds—were false reasons, and they actually led to even more self-inflicted
suffering. But, nevertheless, the human animal found in the ascetic ideal a
pretext to keep on living despite its self-destructive instincts—so that now
it survives even to this day as an objection to life and as a constant source
of objections against life.
But this means that Nietzsche’s recommendation of a life-affirming
suicide, and his quest for a new counter-ideal that will enforce this recom-
mendation, is intended not just for the individual pessimists like Schopen-
hauer and Camus, nor even just for the weak and sick majority-herd of
humankind that he everywhere deplores, but for humankind itself. Whereas
the hitherto reigning life-denying ideal gave suicidal humankind an il-
legitimate reason to live, the new life-affirming counter-ideal must give it a
legitimate reason to die. Whereas prior to the ascetic ideal the void of
meaning prompted humankind to suicide, the new counter-ideal will offer
humankind a meaning and justification for its suicide.
5. Zarathustra’s Counter-Ideal
In the third essay of the Genealogy, Nietzsche only hints at this last, and
most radical, conclusion.7 In this third essay, he spends most of his time
dissecting and criticizing the reigning ascetic ideal, and dismissing seem-
ingly plausible candidates for a new counter-ideal (especially modern sci-
_____________
7 But see his remark in the second essay: ‘the mass of humankind sacrificed to the
flourishing of a single stronger species of human—now that w o u l d be progress’
(GM II 12).
172 Suicide, Meaning, and Redemption
bring into the world the first rival ever to the ancient and all-powerful as-
cetic ideal.
Now, as soon as we open Thus Spoke Zarathustra, we find Nietzsche’s
imagined man of the future commanding humankind to overcome itself
and to will its own downfall (Untergang). In an inaugural refrain that is
repeated at many key moments throughout the book, Zarathustra proclaims
that humankind is something that should be overcome and that humans
themselves must do this. Speaking first as the redeemer of great contempt,
Zarathustra calls on humankind to finally achieve its greatest experience,
the experience that will enable it to overcome itself. This is the hour of the
great contempt towards itself, the hour when humankind recognizes that all
it has valued most highly about itself as its reason for being—its wisdom,
its soul, its happiness, its reason, its virtue, its justice, its pity—is nothing
but poverty and filth and wretched contentment. Speaking next as the re-
deemer of great love, and alluding to the Gospel’s beatitudes, Zarathustra
proclaims his love for all those self-destructive humans who want to perish
and who find the necessary means to gladly do so.9 And speaking finally as
what he is not, a preacher of repentance, Zarathustra warns humankind of
the consequences of preserving itself, and of the despicable smallness,
impoverishment, and sterility that will accompany its long-term survival.
To paraphrase Nietzsche himself (EH ‘Why I Write Such Good Books’
1), most readers of Zarathustra’s first public speech simply cannot believe
their own ears (or eyes), and so spend a lot of time and energy trying to
explain away Zarathustra’s inaugural command. Some scholars debate the
meaning of Nietzsche’s terms, Untergang or überwinden; others claim that
Zarathustra’s command is merely metaphorical, or spiritual, or psychologi-
cal; others claim that there is a retraction, and even deconstruction, of
Zarathustra’s inaugural command as the book progresses; and yet others
dismiss the entire book as abandoned by Nietzsche when he entered the
‘mature’ period of his ‘true’ masterpieces such as the Genealogy. But it
seems to me that these various scholarly stratagems are an expression of
hermeneutic denial, and that for the most part they have been refuted along
the way. So I do not propose to discuss them any further here. Instead, I am
simply going to assume that Nietzsche does indeed envision his future
philosopher as commanding the self-destruction of humankind. I want to
ask now what further reasons Nietzsche gives in Zarathustra for thinking
_____________
9 See also Zarathustra’s praise to the perishing tightrope walker (a symbol of hu-
mankind) who tossed away his pole and plunged into the depths: ‘You have made
danger your vocation: there is nothing contemptible in that. Now you perish of
your own vocation: for that I will bury you with my own hands’ (Z Prologue 5).
174 Suicide, Meaning, and Redemption
human creative willing is the only possible source of meaning in the world,
how is it possible for the human animal to create for itself and for its own
existence a genuine, this-worldly, and life-affirming meaning? How is it
possible for the human animal to set for itself a goal other than nothing-
ness? Zarathustra’s reply here is that it must first find a way to give such a
meaning or goal to its own past existence. As he says in the same speech:
‘All “it was” is a fragment, a riddle, a dreadful accident—until the creative
will says to it, “But thus I willed it.” Until the creative will says to it, “But
thus I will it; thus shall I will it.”’ (See also Z III ‘On Old and New Tab-
lets’ 3.)
But this cannot be done. Although the human animal may creatively
will a meaning or goal for its future, time does not run backwards and the
human animal cannot will this same meaning or goal backwards into its
past. This means that the human animal must always leave its past exist-
ence without meaning or goal—in Zarathustra’s words, as a fragment, a
riddle, and a dreadful accident. And since the past determines the present
and the future, this meaninglessness undermines even the human animal’s
goal for its future. So human existence must remain meaningless after all.
7. Providential Reasoning
past. If I am even for a moment such as I would want to be again, then I would
accept all my past actions, which, essential to and constitutive of the self I
want to repeat, are now newly redescribed. By creating, on the basis of the
past, an acceptable future, we justify and redeem everything that made this fu-
ture possible; and that is everything … To accept the present is then to accept
all that has led to it. It is in this sense that one can now say of what has already
happened, ‘Thus I willed it’. (1985, p. 160)
The broader literary framework behind Nehamas’ argument is nicely ex-
plained and summarized by Julian Young in his recent book, The Death of
God and the Meaning of Life. Citing Gay Science 277, Young argues that a
human being’s life story and task is according to Nietzsche not given as
part of the furniture of the world but is rather always an act of free interpre-
tation and the product of ‘our own practical and theoretical skill in inter-
preting and arranging events’ (2003, pp. 94–95). It follows that ‘Nietz-
sche’s response to the question of how one is to render one’s life
meaningful … is to construct one’s life as if it were a well-constructed
work of literature [a Bildungsroman] with oneself as its “hero”’ (2003, p.
94). Citing Gay Science 299 (and also GS 78), Young observes that we
therefore need to learn from artists in order to become the poets of our own
lives, and this means we must learn the art ‘of viewing our life as if from
its end—grasping ourselves as a completed totality, as something “past and
whole”’ (2003, p. 87). But an essential element in such art is knowing how
to construct a redemptive state, ‘one that makes sense of, and makes up for,
the sufferings and imperfections that have preceded it’ (ibid., p. 90). Such a
state should enable us to love the whole of our unalterable past and every-
thing that has happened to us—so much so, that we would want to live it
all over again, down to every last detail. Citing Gay Science 277 again,
Young concludes that we must therefore be able to see a ‘personal provi-
dence’ (2003, p.91) in things and reach a ‘high point’ in which we see, as
Nietzsche writes,
how palpably always everything that happens to us t u r n s o u t f o r t h e
b e s t . Every day and every hour, life seems to have no other wish than to
prove this proposition again and again. Whatever it is, bad weather or good,
the loss of a friend, sickness, slander, the failure of some letter to arrive, the
spraining of an ankle, a glance into a shop, a counter-argument, the opening of
a book, a dream, a fraud—either immediately or very soon after it proves to be
something that ‘must not be missing’; it has profound significance and use
precisely f o r u s . (GS 277)
As Nehamas himself acknowledges, however, there is a ‘grave difficulty’
in this literary interpretation of Zarathustra’s speech on redemption. For
self-deception, he writes, ‘may convince us that we are approaching this
[ideal affirmative] relationship to life and to the world when in fact we are
not’. As he puts it, ‘I might be willing, for example, to repeat my life only
178 Suicide, Meaning, and Redemption
because I do not let myself see it for what it is, because I do not allow my-
self to see in the proper light, or to see at all, large and objectionable parts
of it’ (1985, pp. 162–163). This is indeed a difficulty, but it is grounded on
a further, and graver, difficulty. Although Nietzsche does indeed think that
my past is a necessary condition for my being what I am today, it does not
follow from this that my past has my present state as its meaning or goal.
Certainly, I can want to affirm my present state as a peak in my life and I
can accordingly redescribe my past so that it appears to have this present
state as its inevitable meaning and goal. But this does not mean that my
redescription is true or that it is supported by any evidence. In fact, given
my wish to affirm what I am today as a high point, and to see what I am
today as the inevitable goal of my past, it is much more likely that my re-
description of my past is falsification and wishful thinking.
Ironically enough, the Gay Science 277 passage cited by Young and
others as support for the literary interpretation of Zarathustra’s redemption
speech makes just this point. Far from recommending that we must learn
how to see a personal providence in our past that leads up to our present
high point, Nietzsche argues here that this ability is now actually ‘the
greatest danger of spiritual unfreedom’, ‘our hardest test’, and our most
‘dangerous seduction’. The truth which we have worked so hard to under-
stand, and which we are now in danger of falsifying, is that existence is
beautiful chaos devoid of all providential reason and goodness. So when
we find, Nietzsche writes, that ‘the idea of a personal providence confronts
us with the most penetrating force, and the best advocate, the evidence of
our eyes, speaks for it’, we should ‘rest content instead with the supposi-
tion that our own practical and theoretical skill in interpreting and arran-
ging events has now reached its high point’. Even when at times ‘we are
excessively surprised by a wonderful harmony created by the playing of
our instrument—a harmony that sounds too good for us to dare to give the
credit to ourselves’—even then, Nietzsche writes, we should suppose that
it is not providence that guides our hand, but rather ‘good old chance’—
‘the wisest providence could not think up a more beautiful music than that
which our foolish hand produces then’.
According to Nietzsche himself, then, it is chance and chaos that de-
termines our past as well as the path from our past to our present state.
Although we may wish to read our present state back into our past as its
meaning or goal, this cannot be done without falsification. So when
Zarathustra says that the only way for the human animal to give itself
meaning is for it to recreate all of its ‘it was’ into a ‘thus I willed it’, this
cannot simply mean—as the current consensus has it—some kind of re-
demptive redescription of the past. Although I might now say to my past,
‘thus I willed it’, this does not make it so. In fact, since time does not run
Paul S. Loeb 179
revenge on life, to formulate the ascetic ideal, and to live its life against
life.
When, therefore, Nietzsche describes eternal recurrence as the highest
formulation of life-affirmation that is at all attainable, his point is not that
the human animal should aim to will this eternal recurrence and thereby
achieve the highest life-affirmation possible.12 Instead, his point is that the
human animal can never will this and that therefore the human animal can
never achieve such life-affirmation. Indeed, no matter how strong and heal-
thy he deemed himself, perhaps the strongest and healthiest of all of his
contemporaries, Nietzsche found himself unable to will his life’s eternal
recurrence. Writing in his notebooks in 1883, Nietzsche exclaims: ‘I do not
want life again. How have I borne it? What has made me endure the sight?
the vision of the superhuman who a f f i r m s life. I have tried to affirm it
m y s e l f —alas!’ (Nachlaß November 1882–February 1883, KSA 10,
4[81]).13
So, rather than conferring meaning upon the human animal’s past, the
thought of eternal recurrence actually multiplies and intensifies the mean-
inglessness of this past to a new and devastating degree. This is why Nietz-
sche writes in his 1887 notes that the thought of eternal recurrence builds
upon the nihilism that follows the demise of the ascetic ideal—that is, upon
the most paralysing thought of ‘continuing with an “in vain”, without aim
and purpose’. Eternal recurrence, he writes, is the most extreme form of
nihilism because it is the ‘thought of existence as it is, without meaning or
goal, but inevitably recurring, without any finale into nothingness’ (Nach-
laß Summer 1886–Autumn 1887, KSA 12, 5[71], my emphasis). It is not
just the thought of meaninglessness, but the thought of meaninglessness
eternally. Previously the human animal sought solace in the idea of death
and nothingness as an escape from the meaninglessness of its life and suf-
fering. But the thought of eternal recurrence closes off all such escape and
condemns the human animal to eternal meaninglessness. As Nietzsche
writes in his 1883 notes: ‘everything becomes and recurs eternally— e s -
c a p e is i m p o s s i b l e !” (Nachlaß Winter 1883–1884, KSA 10, 24[7]).14
Nor can it be replied to this that, because death no longer affords an escape
to life’s suffering, there is actually less point to suicide. For in the third
_____________
12 Compare Reginster 2006, pp. 201ff.
13 This is the reason why Nietzsche would argue (pace Simmel 1986, p. 178; or
Berkowitz 1995, pp. 209–210) that his doctrine of eternal recurrence is not itself a
comforting self-deception of the kind he criticizes in GS 277.
14 In Loeb 2006 I criticize the argument (Soll 1973) that eternal recurrence precludes
any continuity of consciousness and therefore cannot lead to any feeling of accu-
mulated meaninglessness.
182 Suicide, Meaning, and Redemption
essay of the Genealogy Nietzsche argues that the thought of death as es-
cape keeps humans from giving in to their pre-existing death-wish by im-
parting meaning to life’s suffering and offering the hope of a different or
better life. Because eternal recurrence undermines both this meaning and
this hope, nothing remains to keep humans from giving in to their inherent
suicidal instincts.15
Properly understood, then, Zarathustra’s doctrine of eternal recurrence
is the counter-ideal to the ascetic ideal that has so far helped humankind to
survive in the face of its longing for death. It is the means whereby
Zarathustra compels humankind to will its own downfall. In Gay Science
341, Nietzsche describes this thought causing the life-impoverished human
to gnash his teeth and throw himself down to be crushed under its heaviest
weight. And Zarathustra himself, in the midst of his deadly combat with
the dwarf that is a symbol for the small human animal, warns his arch-
enemy that he will not be able to bear the deadly blow (Schlag) of the
heavy weight of his death-wielding hammer (Todtschläger) of eternal re-
currence. Similarly, in his 1883 notes, Nietzsche has Zarathustra say about
his teaching of eternal recurrence: ‘The human is something that must be
overcome. I h o l d h e r e t h e h a m m e r that will overcome him!’ (Nachlaß
Autumn 1883, KSA 10, 21[6]).
In all these places, Nietzsche incorporates his metaphorical conception
of the remembered past as a kind of heavy weight. Already at the start of
his second Unfashionable Observations, he had written of the remember-
ing human being who ‘braces himself against the great and ever-greater
burden of the past’ that ‘weighs him down or bends him over, hampers his
gait as an invisible and obscure load’. Unlike other animals that are able to
forget, the human being is perpetually confronted with the ‘it was’ that
brings him suffering and instils in him a longing for oblivion through death
(UM II 1). Later, as we have seen, Nietzsche argues that the human ani-
mal’s mnemonic essence renders it impotent towards the crushingly heavy
stone of the past that it cannot move, and that this impotence causes it to
turn its destructive instincts inward against itself. Hence, confronted with
the eternal recurrence of this immovable and meaningless past, and also
with the loss of its previous hope for some escape in death and nothing-
ness, the degenerate human animal has no choice now but to act on its
_____________
15 See also Nietzsche’s contemporaneous note: ‘I n e v i t a b l y there emerges con-
tempt and hatred for life. Buddhism. The European energy [Thatkraft] will push
towards a mass-suicide. Thereto: m y theory of recurrence as the most terrible bur-
dening’ (Nachlaß Summer–Autumn 1882, KSA 10, 2[4]).
Paul S. Loeb 183
9. Superhuman Meaning
The interpretation I have just outlined stands in stark contrast to the usual
‘existentialist’ reading according to which Nietzsche hopes that eternal
recurrence, a doctrine that intensifies this meaninglessness to the highest
degree, will enable the human animal to become strong and healthy enough
to accept, affirm, and even thrive on this meaninglessness. As I mentioned
earlier, Brian Leiter—taking his cue from Camus—proposes this kind of
reading when he writes that ‘the “meaning” embodied in affirmation of the
eternal return is precisely that there is no meaning or justification for suf-
fering’. According to Leiter, and I think this a view widely attributed to
Nietzsche today, ‘to affirm the doctrine of eternal return is to recognize
that there is no such meaning’: ‘This is the attitude of existential commit-
ment, through brute force of will, to carry on in the absence of such a
meaning or vindication, to give up, in effect, asking “Suffering for
what?”’(2002, p. 288). Although Leiter speculates that Nietzsche thinks
some higher human beings might be able to do this (something I have ar-
gued against here), he also endorses the more usual view that Nietzsche
thinks this is something that only the superhuman will be able to do.
Now, it is true that Nietzsche does think the superhuman will be able to
will eternal recurrence and affirm life. He says as much in the quote I just
_____________
16 There is an interesting link here to Freud’s later association, in Beyond the Pleas-
ure Principle, between the compulsion to repeat and the death drive.
17 There are many other similar statements in Nietzsche’s contemporaneous notes:
‘The great noon as turning point—the two paths. The hammer to overpower the
human: highest development [Entfaltung] of the individual, s o t h a t i t m u s t
p e r i s h o f i t s e l f (and not, until now, of dietary mistakes!) (H o w d e a t h c a m e
i n t o t h e w o r l d ! )’ (Nachlaß Autumn 1883, KSA 10, 21[3]). And: ‘The hammer:
a doctrine which, by u n l e a s h i n g a death-longing pessimism, brings about a s e -
l e c t i o n of t h o s e m o s t s u i t a b l e f o r l i f e’ (Nachlaß Autumn 1885–Autumn
1886, KSA 12, 2[100]). And: ‘the h a m m e r —a danger that can shatter the hu-
man’ (Nachlaß April–June 1885, KSA 11, 34[78]).
184 Suicide, Meaning, and Redemption
cited, where he bemoans his own human inability to do either, but says that
he has nevertheless endured life through his vision of the superhuman that
will be able to do both. However, contrary to Leiter and the usual existen-
tialist reading, Nietzsche nowhere says that the superhuman accepts, af-
firms, or thrives on meaninglessness. Nor does Nietzsche say that the
superhuman, like the human, finds meaninglessness in the thought of eter-
nal recurrence. Indeed, my argument so far shows that his view has to be
quite the reverse. Although Nietzsche denies that meaning guarantees life-
affirmation, he believes that the only way to affirm life is to find meaning
in it. So it must be the case that he envisions the superhuman as being able
to give meaning to its own existence. And since Nietzsche describes the
highest formula of affirmation as the willing of eternal recurrence, it must
be the case that he envisions the superhuman as finding meaning in the
thought of eternal recurrence.
Which brings me finally to my third and last question: what does
Nietzsche imagine will be left once humankind has been led by the thought
of eternal recurrence to will its own downfall? In several places, Nietzsche
describes eternal recurrence as the thought about time that will split hu-
mankind, or the history of humankind, in two.18 This is in keeping with
Nietzsche’s thinking about time and history, and in fact represents what he
regarded as his most profound and consequential thinking about both. The
split Nietzsche has in mind has horizontal and vertical dimensions. Hori-
zontally, the history of humankind will be split into what came before the
thought of eternal recurrence and what comes after it. Vertically, human-
kind itself will be split in two by the selective action of the thought of eter-
nal recurrence. The lower segment, and great majority, of humankind will
be driven by its lower will to power to crushing despair and suicide. But
the higher segment, and very small minority, comprising the ancestors of
the superhuman, will be driven by its higher will to power to an initial self-
emancipation from its mnemonically imposed fetters. This minority’s new
freedom will in turn enable it to begin giving meaning to its own existence
and thereby to begin affirming life.
Elsewhere I have articulated what I believe is Nietzsche’s vision of the
revolutionary development that will take place after the advent of the
thought of eternal recurrence and within the highest and smallest and most
powerful segment of humankind (see Loeb 2001, 2002, 2005, 2006). This
is a complex vision and I do not have the space here to rehearse all of its
details, nor the many compelling objections to this vision, nor the re-
sources I find in Nietzsche’s texts for meeting these objections. However,
_____________
18 See for example his 10 March 1884 letter to Overbeck (KSB 6, p. 485).
Paul S. Loeb 185
if I have been successful here, I hope to have at least shown that the stan-
dard metaphorical interpretation of Zarathustra’s teaching of backwards-
willing is incapable of explaining how the superhuman will is supposed to
gain control over, and give meaning to, its own past. The only way to ex-
plain this, I have argued in these other essays, is to recognize that Nietz-
sche really does intend Zarathustra’s doctrine of eternal recurrence—which
he defines in Ecce Homo as a teaching of the unconditioned and endlessly
repeated circular course of all things—to be understood literally and cos-
mologically.19 Although the direction of time is still irreversible, and al-
though it is still impossible to change the past, the cosmological truth of
circular time allows—indeed, requires—present and future willing to have
a causal influence on past willing. But this means that it is in fact possible
for the superhuman will to shape its own past existence in such a way that
it has its own completion and perfection as its meaning or goal.
In Thus Spoke Zarathustra, Nietzsche illustrates this possibility
through a narrative in which the cosmic truth of eternal recurrence reveals
that Zarathustra’s life is a self-enclosed circular course. Because
Zarathustra ceases to exist in the time observed by others between his
death and his recreation, he experiences no break or ending at the moment
of his death and finds his last conscious moment immediately succeeded
by his reawakening consciousness (Nachlaß Spring–Autumn 1881, KSA 9,
11[318]). Zarathustra’s life is thus a ceaselessly forward-flowing ring in
which the endpoint eternally turns back to become the starting point. This
means that the completed and perfected Zarathustra is able to ‘backwards-
will’—that is, to store mnemonic messages, commands, and reminders
(such as, ‘It is time!’ ‘It is high time!’) which are addressed to himself at
an ‘earlier’ stage in his life. This mnemonic willing is then buried in his
‘younger’ self’s subconscious and manifests itself in the form of precogni-
tive dreams, visions, omens, and voices. This is why Zarathustra hears
disembodied cries, whispers, and laughter calling to him, admonishing
him, and commanding him at critical times in his life when he is tempted
away from himself or does not feel adequate to his destiny. Because this
voice is easily identified as that of his own self at a ‘later’ point in the nar-
rative, we are led to understand that Zarathustra possesses a recurrence-
conscience that enables him to keep promises to his perfected self and to
become who he is. The superhuman Zarathustra is thus able to transmit his
completion and perfection backwards throughout his entire past existence
so as to guarantee it meaning, necessity, and wholeness. What appeared to
_____________
19 And even ‘factually’ in Lawrence Hatab’s sense of the term in his recent study
(Hatab 2005, pp. 91ff.).
186 Suicide, Meaning, and Redemption
be riddles in his past are solved by the underlying hidden meaning that is
his backwards-willed destiny. What appeared to be accidents in his past are
necessitated and preordained by his backwards-willing perfected future
self. And what seemed to be fragments in his past are unified by the back-
wards-willed destiny towards which they are directed by his future com-
pleted self. As a self-propelled wheel that wills its own will, Zarathustra is
quite literally the artist-creator of his own life, and his aesthetic creation
may be said to have a meaning that is affirmable for all eternity.
Thus, when Nietzsche says that eternal recurrence will cause a split in
human history between what came before and what came after this
thought, he does not mean that there is a unidirectional flow of influence
from this before to this after. Indeed, given his conception of the superhu-
man as the type of being that has gained control over time, Nietzsche is
actually more concerned with the backwards-willing influence that extends
from the future superhuman to its past human ancestry. As we have seen,
the human animal, whose essence is defined mnemonically, is impotent
with respect to its own past and therefore cannot give its own existence
meaning. But it does not follow that human existence is meaningless. As
Zarathustra says in his inaugural speech: ‘Behold, I teach you the super-
human. The superhuman is the meaning of the earth. Let your will say: the
superhuman s h a l l b e the meaning of the earth.’ And a bit later, when he
is reflecting on his inability to communicate his teaching, Zarathustra says:
‘Human existence is uncanny and still without meaning: a jester can be-
come the human’s fatality. I will teach humans the meaning of their exist-
ence—the superhuman, the lightning out of the dark cloud of the human’
(Z Prologue 7). What these pronouncements mean is that the human ani-
mal, not being able to give itself meaning, and not being able to derive
meaning from the cosmos or its past, must instead receive this meaning
from its future progeny—namely, the superhuman that has gained power
over time and is therefore able to give meaning to a past existence that
includes its human ancestry.
deceptive comfort from the providential thought that its life displays a
successful pattern of fulfilment. But in reality, the human animal has no
power over its remembered past. The human past does not belong to it, is
not created by it, and does not have any later peak moment as its meaning
or goal. For the human animal that is unable to achieve even one single
meaningful cycle, it does not matter that eternal recurrence allows the
meaningful to be repeated eternally. Since it cannot give its own existence
meaning, the human animal must always find in Zarathustra’s doctrine the
eternal repetition of meaninglessness.
Let us now imagine instead the superhuman Zarathustra in Sisyphus’
situation. There is still the stone, there is still the mountain, and there is
still the task of pushing the stone up the mountain. But because Zarathustra
has liberated his own will and gained control over time, he is able to
choose the stone, to choose the mountain, and to choose the task of push-
ing the stone up the mountain. Whereas the human Sisyphus can only de-
ceive himself into believing that the task of pushing the stone up the moun-
tain is his and is created by him, the superhuman Zarathustra is right to
believe this. From the mountain top where he has completely achieved his
goal, the perfected and ripened Zarathustra—a kind of circulus vitiosus
deus who makes himself necessary (BGE 56)—commands and helps his
imperfect and still-ripening self to achieve just this goal. Whereas the hu-
man Sisyphus is only able to attain a peak moment of awareness in which
he looks back on his past life and scorns the very conditions of his exist-
ence, the superhuman Zarathustra is able to achieve a peak moment of
awareness in which he has not only come to terms and learned to get along
with whatever was and is, but wants to have it, just as it was and is, re-
peated into all eternity, shouting insatiably da capo (BGE 56).20
References
Anderson, R. Lanier, 2005, ‘Nietzsche on Truth, Illusion, and Redemption’, in: Euro-
pean Journal of Philosophy, 13/2, pp. 185–226.
Berkowitz, Peter, 1995, Nietzsche: The Ethics of an Immoralist, Cambridge, MA:
Harvard University Press.
Camus, Albert, 1991, The Myth of Sisyphus and Other Essays, trans. Justin O’ Brien,
New York: Vintage International.
Clark, Maudemarie, 1990, Nietzsche on Truth and Philosophy, Cambridge: Cambridge
University Press.
_____________
20 I would like to thank Keith Ansell-Pearson, Daniel Blue, Manuel Dries, Mark
Jenkins, and participants in the 2005 Nietzsche in New York conference for their
helpful comments on an earlier version of this paper.
190 Suicide, Meaning, and Redemption
Hatab, Lawrence, 2005, Nietzsche’s Life Sentence: Coming to Terms with Eternal
Recurrence, New York: Routledge.
Leiter, Brian, 2002, Nietzsche on Morality, New York: Routledge.
Loeb, Paul S., 2001, ‘Time, Power, and Superhumanity’, in: Journal of Nietzsche Stud-
ies, 21, pp. 27–47.
Loeb, Paul S., 2002, ‘The Dwarf, the Dragon, and the Ring of Eternal Recurrence: A
Wagnerian Key to the Riddle of Nietzsche’s Zarathustra’, in: Nietzsche-Studien,
31, pp. 91–113.
Loeb, Paul S., 2005, ‘Finding the Übermensch in Nietzsche’s Genealogy of Morality’,
in: Journal of Nietzsche Studies, 30, pp. 70–101.
Loeb, Paul S., 2006, ‘Identity and Eternal Recurrence’, in: Keith Ansell-Pearson (ed.),
A Companion to Nietzsche, Oxford: Blackwell, pp. 171–188.
Nehamas, Alexander, 1985, Nietzsche: Life as Literature. Cambridge, MA: Harvard
University Press.
Reginster, Bernard, 2006, The Affirmation of Life: Nietzsche on Overcoming Nihilism,
Cambridge, MA: Harvard University Press.
Richardson, John, 2006, ‘Nietzsche on Time and Becoming’, in Keith Ansell-Pearson
(ed.), A Companion to Nietzsche, Oxford: Blackwell, pp. 208–229.
Schopenhauer, Arthur, 1969, The World as Will and Representation, vol. 1, trans. E. F.
J. Payne, New York: Dover.
Simmel, Georg, 1986, Schopenhauer and Nietzsche, trans. H. Loiskandle, D. Wein-
stein, and M. Weinstein, Amherst: University of Massachusetts Press.
Soll, Ivan, 1973, ‘Reflections on Recurrence: A Re-examination of Nietzsche’s Doc-
trine of Die Ewige Wiederkehr des Gleichen’, in: Robert Solomon (ed.), Nietzsche:
A Collection of Critical Essays, Garden City, NY: Doubleday, pp. 322–342.
Young, Julian, 2003, The Death of God and the Meaning of Life, New York: Rout-
ledge.
Translations
Ecce Homo, in: Basic Writings of Nietzsche, ed. and trans. Walter Kaufmann, New
York: Viking Press, 1966.
The Gay Science, trans. Walter Kaufmann, New York: Vintage Books, 1974.
On the Genealogy of Morality, in: Basic Writings of Nietzsche, ed. and trans. Walter
Kaufmann, New York: Viking Press, 1966.
Thus Spoke Zarathustra, in: The Portable Nietzsche, ed. and trans. Walter Kaufmann,
New York: Viking Press, 1954.
Twilight of the Idols, in: The Portable Nietzsche, ed. and trans. Walter Kaufmann, New
York: Viking Press, 1954.
Unfashionable Observations, trans. Richard T. Gray, Stanford: Stanford University
Press, 1995.
Nietzsche and the Temporality of (Self-)Legislation
Herman W. Siemens
1. Introduction
view that legislation has its sources in the individual and is to be under-
stood as a function of individuated power. In this respect, Nietzsche’s
thought conforms to the psychologization of power in the nineteenth cen-
tury.2 Because Nietzsche sees legislation as a function of individuated
power, his attention is directed towards the legislator as a type, or rather,
towards a variety of different legislator-types and their exemplifications,
including, the Greeks (in the early 1870s); Schopenhauer and Wagner as
legislative types in cultural crisis of the present (1874–1875); Zarathustra
(1883); and finally, the legislators of the future, the ‘Gesetzgeber der Zu-
kunft’ (1884–1886). The problematic of legislation is therefore best studied
by tracing the sequence of legislator-types across Nietzsche’s writings and
reconstructing the systematic relations between them. In this paper Nietz-
sche’s ambivalent relation to legislation will be examined by way of some
key moments in this diachronic typology of the legislator: Schopenhauer,
Wagner, and Zarathustra. I will examine these legislator-types, and their
temporal articulations, as efforts to solve the problem of life-affirmative
and/or life-enhancing legislation, attempts (Versuche) that are successively
problematized and superseded by the next type.
Among the different legislator-types generated by the Nietzschean
thought process of self-critique and renewed attempt (Kritik-Versuch),
there are also a number of constants. In the first place, it is characteristic of
all these contexts that the thematics of legislation and self-legislation are
hard to separate; this is not just sloppy thinking, but a consequence of
Nietzsche’s conviction that true legislators must at the same time be self-
legislators (e.g., Nachlaß Autumn 1885–Autumn 1886, KSA 12, 2[57]).
Secondly, what emerges clearly from all these contexts is that the creative
and evaluative moments of legislation are central for Nietzsche. And
thirdly, that in the forms of legislation affirmed or sought by him, both the
descriptive, theoretical meaning and the prescriptive, evaluative meaning
of the term ‘law’ are taken up, so that Nietzsche’s affirmative notion of
legislation can be seen as an attempt to overcome the categorical separation
of is from ought in modern philosophy, to synthesize the theoretical and
the moral domains. This goes emphatically for Nietzsche’s own performa-
tive instantiations of philosophical legislation (as in, e.g., the formulation
‘Gesetzt … ’). Although I will not do so in the confines of this essay, these
should be considered within the thematic of legislation.
_____________
2 See, e.g., Nachlaß Summer 1875, KSA 8, 6[40]; cf. Nachlaß Spring–Summer
1875, KSA 8, 5[170]; Nachlaß Beginning of 1880, KSA 9, 1[68]; Nachlaß April–
June 1885, KSA 11, 34[88]. See also Gerhardt 1996, pp. 76–78.
Herman W. Siemens 193
Artists alone hate this sluggish promenading in borrowed fashions and appro-
priated opinions and they reveal everyone’s secret bad conscience, the law that
every man is a unique miracle; they dare to show us man as he is, uniquely
himself to every last movement of his muscles, more, that in being thus strictly
consistent in uniqueness he is beautiful, and worth regarding, and in no way
tedious. (UM III 1, KSA 1, pp. 337f.)
Value is clearly located in the (potential) uniqueness of each of us, or more
precisely: in the unique convergence of multiplicity, chance, and necessity
that makes each of us what we are, but is buried or suppressed in oblivion
by the ease of conformism. As a way to free ourselves from conformity
towards our own, unique existence, Nietzsche goes on to propose radically
individual self-legislation. Our measure of happiness can only be attained
by exercising freedom, that is, gaining control over our lives, by taking
responsibility for our own existence, so that we exhibit what its meaning is.
We must, in short, find a way to ‘live according to our own law and meas-
ure’ (UM III 1, KSA 1, p. 339).3
In this opening section of the text, then, self-legislation articulates a re-
sponse to two moral impulses driving Nietzsche’s thought. The first is the
moral particularism4 that finds expression in Nietzsche’s demand for radi-
_____________
3 ‘The fact of our existing at all in this here-and-now must be the strongest incentive
to us to live according to our own law and measure: the inexplicable fact that we
live precisely today, when we had all infinite time in which to come into existence,
that we possess only a short-lived today in which to demonstrate why and to what
end we came into existence now and at no other time. We are responsible to our-
selves for our own existence; consequently we want to be the true helmsman of
this existence and refuse to allow our existence to resemble a mindless act of
chance’ (UM III 1, KSA 1, p. 339).
4 Nietzsche’s moral particularism, in turn, is to be understood as part of the project
to (re-)naturalize morality, formulated with increasing clarity in Nietzsche’s later
thought, and is grounded in two features of that project: (1) his pluralistic ‘ontol-
ogy’ of diverse life-forms, the uniqueness of each, and its particular life-conditions
(Lebens- or Existenz-bedingungen); and (2) his naturalized concept of values as
means for a given life-form to meet its life-conditions (Nachlaß November 1887–
March 1888, KSA 13, 11[118]; Nachlaß Spring 1888, KSA 13, 14[158]). On the
(re-)naturalisation of morality, see Nachlaß Autumn 1887, KSA 12, 9[86]: ‘my
task is to translate the the seemingly emancipated and n a t u r e - l e s s moral values
back into their nature—that is, into their natural “immorality”’; or, more bluntly:
‘basic principle: to be like nature’ (Nachlaß Spring 1884, KSA 11, 25[309]). On
the physiology of morality, see: Nachlaß End of 1876–Summer 1877, KSA 8,
23[87]; D 174; Nachlaß November 1882–February 1883, KSA 10, 4[90]; Nachlaß
Spring–Summer 1883, KSA 10, 7[76]: ‘In truth we follow our drives, and morality
is only a s i g n - l a n g u a g e of our drives?’); also Nachlaß Spring 1884, KSA 11,
25[460] (cf. GS 162; also Nachlaß Summer–Autumn 1884, KSA 11, 26[38]);
Nachlaß Autumn 1887, KSA 12, 10[157]; Nachlaß Spring 1888, KSA 13, 14[105];
Herman W. Siemens 195
_____________
Nachlaß Spring 1888, KSA 13, 14[158]; see also Nachlaß Summer 1880, KSA 9,
4[67]; BGE 188. On legislation from the perspective of the body, see Nachlaß
Spring–Summer 1883, KSA 10, 7[126, 150].
5 ‘What? You admire the categorical imperative within you? This “firmness” of your
so-called moral judgement? This absoluteness of feeling, “here everyone must
judge as I do”? Rather admire your s e l f i s h n e s s here! And the blindness, petti-
ness, and simplicity of your selfishness! For it is selfish to consider one’s judge-
ment a universal law, and this selfishness is blind, petty, and simple because it
shows that you haven’t yet discovered yourself or created for yourself an ideal of
your very own—for this could never be someone else’s, let alone everyone’s,
everyone’s!’ (GS 335; cf. A 11). Gerhardt (1992, p. 41) takes the expression ‘das
individuelle Gesetz’ from Georg Simmel’s ‘Das individuelle Gesetz. Ein Versuch
über das Prinzip der Ethik’ (Simmel 1968), but it also occurs in a note of Nietz-
sche’s, where it is opposed to the ‘ewiges Sittengesetz’ (Nachlaß Spring–Autumn
1881, KSA 9, 11[182]).
6 ‘The virtues are as dangerous as the vices, to the extent that one allows them to
rule as authority and law from outside instead of generating them from within one-
self, as is right: as the most personal self-defence and necessity, as a condition of
precisely o u r existence and benefit, which we know and acknowledge, regardless
of whether others grow with us under the same or under different conditions’
(Nachlaß End of 1886–Spring 1887, KSA 12, 7[6]). For Nietzsche’s opposition to
heteronomy and self-subjection, see also D 108; and Nachlaß Spring 1880, KSA 9,
3[159].
7 See Cavell 1990; Conant 2001; and Conway 1997, esp. pp. 52–56.
196 Nietzsche and the Temporality of (Self-)Legislation
_____________
8 ‘—then one finally asks oneself: where are we, scholars and unscholarly, high
placed and low, to find the moral exemplars and models among our contempo-
raries, the visible epitome of all creative morality in our time? What has become of
any reflections on questions of morality—questions that have at all times engaged
every more highly civilized society? There is no longer any model or any reflec-
tion of any kind; what we are in fact doing is consuming the moral capital we have
inherited from our forefathers, which we are incapable of increasing but know only
how to squander’ (UM III 2, KSA 1, p. 344).
9 For the similarities between early and later texts on nihilism as a pervasive conflict
of forces, compare the following two texts from 1873/74 and 1887: ‘Now is lack-
ing that which binds all fractional forces: and thus we find everything antagonisti-
cally opposed and all noble forces engaged in a mutually destructive war of exter-
mination [Vernichtungskrieg]’ (Nachlaß Autumn 1873–Winter 1873/74, KSA 7,
30[8]). And: ‘that the synthesis of values and goals (on which every strong culture
rests) dissolves, so that the individual values wage war on each other: disintegra-
tion’ (Nachlaß Autumn 1887, KSA 12, 9[35]).
Herman W. Siemens 197
_____________
10 See in particular UM III 1: ‘But how can we find ourselves again? How can man
know himself? He is a thing dark and veiled; and if the hare has seven skins, man
can slough off seventy times seven and still not be able to say: “this is really you,
this is no longer outer shell”. Moreover, it is a painful and dangerous undertaking
thus to tunnel into oneself and to force one’s way down into the shaft of one’s be-
ing by the nearest path. A man who does it can easily so hurt himself that no phy-
sician can cure him. And, moreover again, what need should there be for it, since
everything bears witness to what we are, our friendships and enmities, our glance
and the clasp of our hand, our memory and that which we do not remember, our
books and our handwriting. This, however, is the means by which an inquiry into
the most important aspect can be initiated. Let the youthful soul look back on life
with the question: what have you truly loved up to now, what has drawn your soul
aloft, what has mastered it and at the same time blessed it? Set up these revered ob-
jects before you and perhaps their nature and their sequence will give you a law,
the fundamental law of your own true self … your true being lies not buried deep
within you, but immeasurably high above you or at least, above that which you
normally take as your I. Your true educators and formative teachers reveal to you
that the true, original meaning and basic stuff of your nature is something com-
pletely incapable of being educated or formed and is in any case something diffi-
cult to access, bound and paralysed; your educators can be only your liberators’
(KSA 1, pp. 340–341).
198 Nietzsche and the Temporality of (Self-)Legislation
term. But is this ‘something fixed’ and the constraint it exercises any more
than a name for being?
b. This ambiguity is expressed again in a passage from ‘Schopenhauer
as Educator’ 4 where, under the sign of the ‘Schopenhauerian human’,
Nietzsche describes his own practice of critical aversion and its sources in
a perfectionist longing to extend human life. The specific question ad-
dressed in this passage is: what is to be the standard of critique for the
aversive practice of the Schopenhauerian(-Emersonian) human?
But there is a kind of denying and destroying that is the discharge of that
mighty longing for sanctification and salvation and as the first philosophical
teacher of which Schopenhauer came among us desanctified and truly secu-
larized men. All that exists that can be denied deserves to be denied; and being
truthful means: to believe in an existence that can in no way be denied and
which is itself true and without falsehood. That is why the truthful man feels
that the meaning of his activity is metaphysical, explicable through the laws of
another and higher life, and in the profoundest sense affirmative: however
much all that he does may appear to be destructive of the laws of this life and a
crime against them. (UM III 4, KSA 1, p. 372)
But what exactly is the status of this ‘other and higher life’ and ‘the laws’
or standard of critique that it offers? Is it transcendent and unattainable, a
vision of pure being like Plato’s sun, a metaphysical ground or standard of
judgement that distends the untimely critique of the present into a total
negation of becoming? Or is it immanent, the vision of a possible form of
life, whose law or standard makes possible a transformative critique of the
present in favour of a better life,11 a ‘transfigured physis’ (UM III 3, KSA
1, p. 363)?
c. The ambiguity of legislation takes its most insidious form in section
3, where Nietzsche first presents Schopenhauer as the philosophical legis-
lator-type:
Let us think of the philosopher’s eye resting upon existence: he wants to de-
termine its value anew. For it has been the proper task of all great thinkers to
be law-givers as to the measure, stamp and weight of things. (UM III 3, KSA
1, p. 360)
But Nietzsche does not go on to offer a faithful account of Schopenhauer.
Instead, the passage involves a reflection on, and correction of, Schopen-
hauer’s problem: what is the value of life? What is life worth? Nietzsche
takes up the question of the value of life, but then corrects it by asking the
_____________
11 Barbera (1994, pp. 229–230) has argued persuasively for the influence of the
young Schopenhauer (before World as Will and Representation) on ‘Schopenhauer
as Educator’, in particular his notion of the ‘bessere Bewusstsein’.
Herman W. Siemens 199
prior question: What are conditions for a ‘fair’ or ‘just judgement’ (ein
gerechtes Urteil) of the value of life? The argument developed in the pas-
sage can be put as follows.
With Schopenhauer, Nietzsche agrees that life as it is cannot be af-
firmed. He does not, however, go on to draw Schopenhauer’s practical
conclusion: that life therefore ought not to be. Instead he questions the
standpoint of this judgement of life, and argues that a just judgement re-
quires first a transformation of the evaluating perspective, and then a trans-
formation of life itself into something better. The problem is, these trans-
formations bring practical and aesthetic resources into play, which
compromise the philosopher-legislator’s truthfulness (Wahrhaftigkeit). The
philosopher gets torn between ‘the reformer of life and the philosopher,
that is: the judge of life’ (Reformator des Lebens, Richter des Lebens). He
gets caught in ‘the discord between the wish for freedom, beauty and
greatness of life, and the drive for truth which asks only: what is existence
worth?’12
The worry expressed in these lines is whether the legislator can be
truthful like Schopenhauer and still affirm existence, or whether illusion is
necessary to affirm existence. There is, in other words, a tension for Nietz-
sche between the truthfulness of the philosopher and the possibility of life-
affirmation. The background to this tension in ‘Schopenhauer as Educator’
is a conflict of loyalties in Nietzsche’s mind between Schopenhauer and
Wagner, and specifically, between their respective concepts of genius. For
Schopenhauer, the genius is primarily a theoretical figure, a thinker de-
voted to truth, dwelling on the margins of culture; his exceptional insights
culminate in the realization that life is worthless. For Wagner, by contrast,
the self-modelled genius is an ecstatic, affirmative figure at the very heart
of culture. His orientation is primarily practical and he devotes himself to
the creation of life-serving illusions (Wahngebilde, edle Täuschungen).
What troubles Nietzsche is the Wagnerian linkage between illusion and
affirmation: what, after all, is an affirmation of life worth, if it is based on
an illusory vision of life? It is not until Human, All Too Human that Nietz-
sche will break with this equation decisively and shake off the Wagnerian
_____________
12 See UM III 3: ‘Let us think of the philosopher’s eye resting upon existence: he
wants to determine its value anew … A modern thinker will, to repeat, always suf-
fer from an unfulfilled desire: he will want first to be shown life again, true, red-
blooded, healthy life, so that he may then pronounce his judgement on it … But
this longing also constitutes their d a n g e r : there is a struggle within them between
the reformer of life and the philosopher, that is to say the judge of life. Wherever
the victory may incline, it is a victory that will involve a loss’ (KSA 1, pp. 360–
362).
200 Nietzsche and the Temporality of (Self-)Legislation
once again identified with emancipation from the present. In this text, the
word Gesetz is used for the ‘evil’ external power of society and convention
(on Burckhardt’s böse Macht, see Gerhardt 1996, pp. 71–76, 104–112).
Nietzsche speaks of ‘power, law, ancestry, contract and the whole order of
things’ (UM IV 4, KSA 1, p. 451) and their ‘apparently unconquerable
necessity’ (ibid.) or (Nachlaß Summer 1875, KSA 8, 11[20]). But
Gesetz is also used for the ‘good’ power of the individual Kulturkämpfer
(‘fighter for culture’) and his striving for freedom. As Gerhardt (1996, pp.
99–100) points out, Wagner’s life story is dramatized between these two
poles of power, from conformity to the former in his early ambitions for
‘honour and power’, through to a Wotan-like renunciation of external
power, in which he gives himself over to his free creative force. In this
text, Nietzsche looks for a standpoint or ground of legislation that is suffi-
ciently removed or distant from ‘power, law, ancestry, contract and the
whole order of things’ to allow for radically individual legislation; yet one
that also resists the transcending of becoming or temporality towards being
that we saw in ‘Schopenhauer as Educator’. Thus Wagner is portrayed as
caught in a Kreuzung der Empfindung—between hatred and rejection of
the present and a yearning need for love and community with his contem-
poraries.13 Nietzsche’s quest for a ground of legislation that is removed
from yet immanent to becoming—or at least too indeterminate to signify
being—culminates in a kind of ‘homelessness’, a legislation from no-
where, as when he writes that
the uncanny and exuberant sensation of surprise [Befremdung] and amazement
at the world is coupled with the ardent longing to approach this same world as
lover. (UM IV 7, KSA 1, p. 471)
Or again:
For it is, to be sure, a life full of torment and shame, to be a homeless wan-
derer in a world to which one nonetheless has to speak and of which one has to
make demands, which one despises and yet is unable to do without—it is the
actual predicament of the artist of the future. (UM IV 10, KSA 1, p. 500)14
But on its own this is evidently unsatisfactory for Nietzsche, and he looks
to characterize Wagner’s actual insertion in the present in positive terms.
He wants to describe the real necessity for Wagnerian art in modernity, a
necessity that is opposed to the ‘apparently unconquerable necessity’ of
_____________
13 For Kreuzung der Empfindung see UM IV 7: ‘But this sensation becomes a pecu-
liar hybrid [eigenthümlich gekreuzt], when to the brightness of this exuberance is
joined quite a different impulse, the longing to descend from the heights into the
depth, the living desire for the earth, for the joy of communion.’
14 See also UM IV 10 on saving ‘this homeless art’ for the future (KSA 1, p. 504).
202 Nietzsche and the Temporality of (Self-)Legislation
press a Heraclitean affirmation of conflict, but a desire for peace. This can
be seen from the following series of expressions taken from section 9:
the compelling force of a personal will [die zwingende Gewalt eines persön-
lichen Willens]
an overpowering symphonic understanding, which gives birth continuously to
concord out of war [ein übermächtiger symphonischer Verstand, welcher aus
dem Kriege fortwährend die Eintracht gebiert]
that we have before us conflicting particular streams, but also, in force over all
of them, a stream with One mighty direction [dass wir widerstrebende
einzelne Strömungen, aber auch über alle mächtig, einen Strom mit Einer ge-
waltigen Richtung vor uns haben]
to assert One will across a confusing multiplicity of claims and desires [durch
eine verwirrende Mannichfaltigkeit von Ansprüchen und Begehrungen, Einen
Willen durchführen] (UM IV 9, KSA 1, pp. 493–494)
Such distortions of Heraclitus for Wagner’s sake unwittingly exhibit Nietz-
sche’s insight into the tyrannical absolutization of power as Wagner’s true
tendency. Nietzsche’s worries about the egocentric absolutization of power
into the tyrannical in Wagner are strongly attested in the Nachlaß, even
before the writing of ‘Richard Wagner in Bayreuth’.16 With time this per-
ception gains the upper hand, as can be seen in the later reinterpretation of
Wagner in terms of the décadent (Nachlaß Spring 1888, KSA 13, 15[88]),
and a tyrannical absolutization of bad taste (Nachlaß Summer 1880, KSA
9, 4[221]).
3. Zarathustra as Legislator-Type:
Nietzsche’s Agonal Model of Self-Legislation
The Wagnerian model of legislation may or may not avoid the metaphysi-
cal pitfalls of Schopenhauer’s model, but it certainly fails the test of plu-
_____________
16 See Nachlaß Beginning of 1874–Spring 1874, KSA 7, 32[32]/7: ‘The “false om-
nipotence” produces something “tyrannical” in Wagner. The feeling of being with-
out h e i r s —this is the reason why he tries to give his idea for reform as much
room as possible, as if to propagate himself by adoption. Striving for legitimacy.
The tyrant will not allow for any other individuality but his own and that of his
confidants. The danger for Wagner is great when he does not accept Brahms etc.:
or the Jews’ (cf. HA I 577). Also 32[34]: ‘The tyrant-sense for what is c o l o s s a l.
There is no respect coming his way, the true musician regards him as an intruder,
as illegitimate.’ And again 32[61]: ‘Here lies Wagner’s significance: he attempt
tyranny with the help of the theatre-masses [die Tyrannis mit Hülfe der Theater-
massen].’
204 Nietzsche and the Temporality of (Self-)Legislation
_____________
17 This line needs to be read together with the remark by Kelterborn, Nietzsche’s
student, that the latter honoured Wagner ‘in the first instance not just as the genial
musician und dramatist, but above all else as a cultural force, a fellow fighter next
to him (not above him) in the struggle for a higher German culture [einen Mitstre-
iter neben, (nicht über ihm)]’ (original emphasis). Dated 1875, from the Nach-
bericht, BAB 4, p. 351.
18 See also Siemens (2002) where I use the concept of taste to develop this sense of
ethical laws.
Herman W. Siemens 205
_____________
19 See also Nachlaß Autumn 1883, KSA 10, 16[84], where the ‘law-giver’ is literally
placed in between the destruction of existing laws and the clarion call for new
laws: ‘The destroying of tablets. The ideal “law-giver”. Clarion call [Heroldsruf]’.
206 Nietzsche and the Temporality of (Self-)Legislation
The first two points are best understood by way of the third. What Nietz-
sche means here is explicated in the note 15[19] (cited above) on
Zarathustra’s exemplary, destructive-creative attitude to the law, which
continues as follows:
the f u l f i l l a b i l i t y g r e a t e r than before (accessible to the individual’s inter-
pretation). NB. it must be fulfillable and from the fulfilment a higher ideal
and its law must grow! (Nachlaß Summer–Autumn 1883, KSA 10, 15[19])
In these lines Zarathustra figures as the counterpart or counter-exemplar to
Paul and his tortured relation to the law that cannot be fulfilled (see D 68).
But again, Nietzsche’s thought must be grasped from a positive perspective
in his concept of life: the demand for fulfillable laws, in the sense of laws
that are accessible to individual interpretations, addresses the claims of
particularism, understood as the ethical articulation of the radical plurality
and diversity of life forms. This demand, in turn, is presented as the key to
the development of further, higher laws; that is, to a dynamic sense of law-
giving that replicates the self-overcoming and intensification intrinsic to
life. But how exactly is a higher law to ‘grow’ from the individual interpre-
tations and fulfilment of the law? This thought is developed in note 16[86]
that takes up the demand for fulfillable laws:
D e m a n d : the new law must be f u l f i l l a b l e —and from the fulfilment the
overcoming and the higher law must grow. Zarathustra gives the attitude to-
wards the law, insofar as he s u p e r s e d e s the ‘law of laws’, morality. Laws as
backbone. To work on them and create, insofar as one carries them out. Hi-
therto slavishness b e f o r e the law! (Nachlaß Autumn 1883, KSA 10, 16[86])
With the image of laws as a ‘backbone’ (Rückgrat) Nietzsche brings us
back to the notion of a ‘law for law-givers’ (1 above). Laws that are subject
to individual interpretation and fulfilment break, for the first time, our
slavish subjection to eternal, immutable laws, what Nietzsche elsewhere
calls our ‘fear of commanding’, that ‘one would rather obey an available
law than c r e a t e a law for oneself, than command oneself and others. The
Herman W. Siemens 207
democratic sentiments, are the most urgent questions: under what condi-
tions does law-giving cease to be coercive and become instead produc-
tive—a stimulant towards individual self-emancipation? And how can
these conditions be promoted and extended across social life? Such ques-
tions seem rather to arouse his suspicion,21 and these notes culminate in a
very different line of thought: the deferral of legislation to the future.22 In
this, the next phase of Nietzsche’s thought on law, the agon migrates to
particular communities, to a class or caste of ‘legislators of the future’,
charged with the task of transvaluation. Nonetheless, the notes on agonal
law are valuable as an effort to retain the language of law, while reinvest-
ing it with naturalistic meanings that undo the problematic features of the
traditional concept of law. What is more, the agonal model of power they
deploy brings with it an insight of fundamental importance to the problem-
atic of law and legislation: that legislation is irreducibly relational in char-
acter. This means that moral particularism, and its realization in radically
individual legislation, is unthinkable without relations of resistance—
attraction to concrete others, a ‘new love’23 that includes relations of ten-
_____________
21 See, e.g., BGE 259: ‘To refrain from mutual injury, mutual violence, mutual ex-
ploitation, to equate one’s own will with that of another: this may in a certain
rough sense become good manners between individuals if the conditions for it are
present (namely if their strength and value standards are in fact similar and they
belong to One body). As soon as there is a desire to take this principle further,
however, and if possible even as the f u n d a m e n t a l p r i n c i p l e o f s o c i e t y , it
at once reveals itself for what it is: as the will to the d e n i a l of life, as the principle
of dissolution and decay.’
22 See Nachlaß Summer–Autumn 1884, KSA 11, 26[407]; Nachlaß April–June 1885,
KSA 11, 34[33, 199, 207, 212]; Nachlaß May–July 1885, KSA 11, 35[9, 39, 45,
47]; Nachlaß June–July 1885, KSA 11, 37[14]; Nachlaß Autumn 1885–Autumn
1886, KSA 12, 2[57].
23 See Nachlaß November 1882–February 1883, KSA 10, 4[83]: ‘The dissolution of
morality leads in practical consequence to the atomistic individual, and then to the
division of the individual into multiplicities—radical flux. This is why now more
than ever a new goal is necessary and love, a n e w l o v e.’ See also note 4[89]:
‘O n t h e m o r a l i t y o f h i g h e r h u m a n b e i n g s. Everything that is otherwise
morality, has here become love. But there now begins a new “thou shalt”—the
knowledge of the free spirit — the question of the highest g o a l s ’. These notes re-
iterate the problems of disorientation and atomistic disgregation in modernity mo-
tivating Nietzsche’s call for self-legislation in ‘Schopenhauer as Educator’. But
they do so in a radicalized form that indicates why a strictly individual morality on
its own is insufficient. The problem of ‘atomistic Chaos’ (UM III 4, KSA 1, p.
367) is now radicalized into a boundless conflict of forces and values that threatens
not just relations between ‘atomistic individuals’, but the very constitution of indi-
viduals. In line with this heightened perception of the threat, Nietzsche’s demand
210 Nietzsche and the Temporality of (Self-)Legislation
References
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Federico Gerratana / Aldo Venturelli (eds.), ‘Centauren-Geburten’: Wissenschaft,
Kunst und Philosophie beim jungen Nietzsche, Berlin: Walter de Gruyter, pp. 217–
233.
Cavell, Stanley, 1990, ‘Aversive Thinking: Emersonian Representations in Heidegger
and Nietzsche’, in: Conditions Handsome and Unhandsome: The Constitution of
Emersonian Perfectionism, Chicago: University of Chicago Press, pp. 33–63.
Conant, James, 2001, ‘Nietzsche’s Perfectionism: A Reading of Schopenhauer as Edu-
cator’, in: Richard Schacht (ed.), Nietzsche’s Postmoralism, Cambridge: Cam-
bridge University Press, pp. 181–257.
Conway, Daniel, 1997, Nietzsche and the Political, London: Routledge.
Gerhardt, Volker, 1992, ‘Selbstbegründung. Nietzsches Moral der Individualität’, in:
Nietzsche-Studien, 21, pp. 28–49.
Gerhardt, Volker, 1996, Vom Willen zur Macht. Anthropologie und Metaphysik der
Macht am exemplarischen Fall Friedrich Nietzsches, Berlin: Walter de Gruyter.
Habermas, Jürgen, 1987, The Philosophical Discourse of Modernity: Twelve Lectures,
trans. Frederick Lawrence, Cambridge: Polity Press.
Siemens, Herman, 2002, ‘Agonal Communities of Taste: Law and Community in
Nietzsche’s Philosophy of Transvaluation’, in: Journal of Nietzsche Studies, 24
(Special Issue on Nietzsche and the Agon), pp. 83–112.
Simmel, Georg, 1968, Das individuelle Gesetz. Ein Versuch über das Prinzip der Ethik
(1913), in: Michael Landmann (ed.), Das individuelle Gesetz. Philosophische
Exkurse, Frankfurt a. M.: Suhrkamp, pp. 174–230.
Translations
_____________
for a source of orientation, a new ‘goal’, is coupled with the call for a unifying
counter-force that cannot be met by individual self-legislation: for ‘a n e w l o v e’.
Part IV
Nietzsche’s
Contemporaries
Geschichte or Historie? Nietzsche’s Second Untimely
Meditation in the Context of Nineteenth-Century
Philological Studies
Anthony K. Jensen
_____________
1 For a sampling of the consulted secondary literature on this essay, see Campioni
1975; Zuckert 1976; Salaquarda 1984; Gerhardt 1988; and Stambaugh 1987.
2 See Nietzsche’s ‘Encyclopädie der klassischen Philologie’ for a more closely
philological statement of many of the issues I read into UM II. See especially,
KGW II.3, p. 365, pp. 366–376.
3 I owe the recognition of this point to Glenn Most, who was generous enough to
share with me a draft that visits many of these same themes, but does so with an
214 Geschichte or Historie?
_____________
eye more concentrated on the role Wilhelm von Humboldt played in the structuring
of humanistic pedagogy.
4 This way of reading is given weight when we note how similar the language and
themes between the two works are, and, moreover, the timing involved—the Wi-
lamowitz pamphlet appeared 30 May 1872, while the manuscript of UM II was
likely begun in early September 1873 (see Calder 1983, p. 228; also Salaquarda
1984, p. 5).
5 Of the day Wolf declared his ambition to study philology at Göttingen (8 April
1777), Nietzsche proclaims a ‘birthday of philology’ (Nachlaß March 1875, KSA
8, 3[2]).
Anthony K. Jensen 215
oped a personal friendship with the pair, Jahn joined with Haupt in the
1849 political agitation for the maintenance of the imperial constitution, for
which he was prosecuted for high treason and relieved of his professorship.
Ritschl would later invite Jahn to join the ‘humanistic’ school at Bonn as
the successor of F. G. Welcker, who had been an ardent critic of Hermann.
All involved parties were apparently unaware of Jahn’s growing distaste
for antiquarianism, initiated by his friendship with the Hermannians at
Leipzig.8 Now, while Ritschl likely considered himself to be of the
Hermannian ‘critical’ school—having written his dissertation under
Hermann with the title Schedae Criticae and having even turned
Hermann’s failed initiatives on Plautus into his own life’s work (Vogt
1990, p. 390)—his ties were becoming strained. Ritschl’s student and bi-
ographer Otto Ribbeck believed this was due to increasing political ten-
sions during the 1850s between Ritschl and his Hermannian counterparts at
Berlin: Lachmann, and now Haupt (Ribbeck 1879–1881, vol. 2, pp. 332–
381).9 The first break likely occurred in 1839, when Ritschl secured the co-
editorship of the Rheinisches Museum für Philologie along with F. G. Wel-
cker. The long-time Bonn journal had been founded there by Boeckh in
1827. As a former student of Hermann, though, Ritschl’s appointment to
its helm would have raised some curious eyebrows, doubting Ritschl’s
loyalty to the principles of his teacher.10 Now, when Ritschl split with
Jahn,11 he transferred the editorial offices of the journal to Leipzig. Rather
than handing over the reigns of Boeckh’s journal to his colleague and
Boeckh’s own student Jahn, Ritschl deprived his old university and one-
_____________
8 There was a further complication in the story. Jahn admits in his letters that he long
aspired to be the successor to Welcker’s chair at Bonn, and when Ritschl issued the
call in 1854 he found himself positively delighted (see Petersen 1913, nos. 91–92).
However, it seems that Ritschl never informed Welcker, who had been on tempo-
rary leave at the time. Jahn reasonably assumed that Welcker himself was suppor-
tive of the appointment. Welcker, however, was deeply and justifiably insulted at
being replaced without consultation after decades of excellent and loyal service at
Bonn, though to his credit he did not direct his indignation towards Jahn. Ritschl
was made the culprit, and, since he was then the senior scholar, the tensions around
the department heightened proportionately (see Müller 1990, p. 231).
9 Haupt was professor at both Leipzig and Berlin. He taught at Leipzig from 1837 to
1850. After his forced resignation, he was invited to Berlin by Lachmann, where
he taught from 1853 to 1874.
10 Ernst Vogt (1979, pp. 103–121) suggests that the impetus underlying the division
between Jahn and Ritschl was in fact due to their opposing sides in the Hermann
and Boeckh conflict. This view, however, reduces the complexity of Ritschl’s own
professional standing.
11 There were several reasons for their break, which the author is presently exploring
in a comprehensive treatment of the influence of Ritchl and Jahn on Nietzsche.
218 Geschichte or Historie?
time friend of their most important publication. Moreover, Leipzig was the
school of Hermann;12 to have Boeckh’s old journal published in the uni-
versity of his great rival would have made something of a scene (Sandys
1908, vol. 3, p. 135). In short, Ritschl was a Hermannian with growing
sympathies towards antiquarianism; Jahn was a student of Boeckh but
became personally linked to the Hermannians. When Ritschl gave his
commencement address at Leipzig in October 1865, with a young Nietz-
sche in tow, he entered the lecture hall as a conquering hero for the ‘anti-
quarian’ school. But in the eyes of Lachmann, Haupt, and now Jahn,
Ritschl had conducted something of a coup; and any student who followed
him from Bonn to Leipzig, much less one who was signalled out by Ritschl
at his inaugural address, would have been cast in the same light.
What transpired politically affected the scholarly ideals held by all par-
ties. Ritschl attempted but largely failed to embrace two traditions of
scholarship that at the time were not to be commingled. Jahn, in the time
he had left, moved closer to the Hermannians and impressed upon his stu-
dents a definite distaste for the methodologies and personality of Ritschl—
and among those students at Bonn was Wilamowitz. Nietzsche, whose
motivations for following his teacher were more personal than philologi-
cal,13 was at first hastily regarded in the same light as Ritschl. But Nietz-
sche would not remain a disciple for very long (a fact Ritschl recognized
and lamented) but would in his first two books, with a powerful new voice,
reject both traditions on the way to positing a third way of his own.
_____________
15 A commentary and publication history on this project can be found in Brobjer
(2000, pp. 157–161).
16 Furthermore, the work of Hermann himself pervades Nietzsche’s philologica.
Nietzsche’s ‘Griechische Rhythmik’ (KGW II.3, pp. 101–201), ‘Aufzeichnungen
zur Metrik und Rhythmik’ (KGW II.3, pp. 205–261), ‘Zur Theorie der quanti-
tirenden Rhythmik’ (KGW II.3, pp. 267–280), and ‘Rhythmische Untersuchungen’
(KGW II.3, pp. 285–338) were each heavily indebted to Gottfried Hermann’s De
metris poetarum graecorum et latinorum (Hermann 1796), Elementa doctrinae
metricae (Hermann 1816), and Epitome doctrinae metricae (Hermann 1818).
Hermann also edited most of the canonical editions of and commentaries on the
works of Aeschylus and Sophocles that were available to Nietzsche at that time,
and Nietzsche drew freely on their contents in his Basel lectures, ‘Prolegomena zu
den Choephoren des Aeschylus’ (KGW II.2, pp. 1–30), and ‘Kommentar zu den
Choephoren’ (KGW II.2, pp. 45–104).
220 Geschichte or Historie?
_____________
17 ‘In any case, I want nothing to do with N, the metaphysician and apostle. Were he
only this, I would not have bothered to appear as a “new Lycurgus” against this
Dionysian prophet, because I would have then hardly encountered his revelations.
Yet Mr. N is also Professor of Classical Philology. He engages some of the most
important questions of Greek literature’ (Wilamowitz-Moellendorff 2000, p. 4).
For a more complete evaluation of Wilamowitz’s objections, see Porter 2000, pp.
225–288.
18 Wilamowitz himself would later realize the arrogance of this attitude, writing in
his autobiography, ‘Have I taken up this struggle because I had perverted concep-
tions, crude errors, all in all philological sins to reproach [Nietzsche’s theory]
with? Or was it a tendency, as may perhaps be believed of me, to turn my efforts
against Anschauung of art as a whole, against the method of science? No, there
yawns an unbridgeable gulf here. To me, the highest idea is the unfolding of the
world according to regular laws, full of life and reason. Gratefully do I look upon
the great minds who, proceeding from level to level, have wrested out the world’s
secrets: with wonder do I seek to draw nearer the light of the eternally beautiful
which art, in every different instance of its appearance, expresses in its special
way; and in the science which fills my life, I strive to follow the path of those who
free my judgement, because I have willingly given myself to their charge.’ The let-
ter is preserved in Gründer 1969, p. 134.
19 This was a common phrase shared between members of the Wagner circle. See, for
example, Carl von Gersdorff to Nietzsche, 31 May 1872, KGB II 4, no. 326, p. 9.
20 See Ritschl to Nietzsche, 7 February 1872, KGB II 4, no. 335, p. 33.
Anthony K. Jensen 221
Now, he who is said to consider the Homeric poems from the perspective
of its prepositions is Gottfried Hermann, who wrote on the Homeric hymns
in 1806, whose dissertation was on the word , and who wrote four
entire volumes on the particle . But, ‘What does the teaching of Greek
particles have to do with the meaning of life?’ (Nachlaß March 1875, KSA
8, 3[63]). As for the type that takes joy in discovering the hidden propor-
tions of Greek and Roman verses, it was Karl Lachmann who counted
among his greatest achievements the discovery that the total number of
lines assigned to chorus and actors in tragedy was invariably divisible by
seven.22 Nietzsche labels them ‘pedantic micrologists’ (UM II 2, KSA 1, p.
258). Notice, however, that he does not quibble with any particular philo-
logical ‘fact’ here—he never disputes the numerical reductions or the ap-
plicability of . It is ever only the spirit, drives, or intentions of these
positivistic philologists that suffer his rancour: it comes down to their dis-
cipline’s efficacy within educational institutions to shape the future of
culture and society, to their discipline’s value for life.
As Nietzsche says in the never-completed Wir Philologen, ‘Those who
say, “But certainly classical culture survives as an object of pure scholar-
ship, even if all its educational aims are disavowed,” deserve this reply:
‘Where is pure scholarship here? Achievements and qualities have to be
a s s e s s e d , and the assessor has to stand above what he assesses. So your
first concern must be to s u r p a s s a n t i q u i t y . Until you do that, your
scholarship isn’t pure, but impure and limited’ (Nachlaß Beginning of
1875–Spring 1876, KSA 8, 5[53]). Every type of scholarship must recog-
nize its pedagogical dimension; what distinguishes them rests on a certain
quality of character. These critical philologists tend to exhibit a lack of that
grand and majestic taste required of the true philologist to create new, simi-
larly grand idols to overcome, and are, Nietzsche thinks, thereby unable to
assess the greatness of the Greek culture. The critical historian only tears
down what others have built up: ‘he does this by bringing it before the
tribunal, scrupulously examining it and finally condemning it’ (UM II 3,
KSA 1, p. 269). Their destruction of the old antiquated world-views by
means of source criticism and meticulous textual analysis is an advantage
for life; their Nachteil is their ‘wanton analytic drive’ (UM II 6, KSA 1, p.
295) to reduce all philology to this destructive task. As Nietzsche writes in
_____________
22 Nietzsche certainly knew this, writing, ‘So profoundly and frequently oppressive is
the u n c e r t a i n t y in p r e d i c t i o n that it now and then becomes a morbid p a s -
s i o n for b e l i e v i n g at any price and a desire to be c e r t a i n : e.g., as concerns
Aristotle, or in discovering numerical necessities—almost a disease in Lachmann’
(Nachlaß Beginning of 1875–Spring 1876, KSA 8, 3[36]).
Anthony K. Jensen 223
his Encyclopädie, ‘Criticism in itself cannot be goal, but only the means to
the full understanding [Kritik selbst kann nicht Ziel sein, sondern nur Mit-
tel für das Volle Verständniß]’ (KGW II.3, p. 375).
Unlike the critical type, who discredits the inherited constructions of
antiquity for their lack of ‘objective’ critical analysis, the antiquarian
scholar recognizes the interrelation of their personal world-views and their
representations of historical topics. Their need or instinct to find and ex-
posit a Gesammtanschauung is set in stark contrast to grammatical reduc-
tionism: theirs is an instinct towards artistic virtuosity, towards the produc-
tion of a ‘plastic apprehensible portrait’ of the world. But reality, Nietzsche
believes, especially the tangled web of history, does not allow representa-
tion of its comprehensive structuring without the intrusion of the artistic
impulse of that active subject. More hermeneutically minded, they recog-
nize the influence of their own ideals upon their historical presentations.
‘The history of his city becomes for him the history of himself; he reads its
walls, its towered gate, its rules and regulations, its holidays, like an il-
luminated diary of his youth and in all this he finds again himself, his
force, his industry, his joy, his judgement, his folly and vices’ (UM II 3,
KSA 1, p. 265). This necessarily does ‘violence’ to what some call ‘the
facts’, and affords us only a history that prohibits the designation ‘objec-
tive’ in the critical sense. But not only is this ‘violence’ a non-issue for
Nietzsche, he endorses it with his stamp of ‘necessity’. The individual has
never been born, he thinks, who could represent the world in itself, unen-
cumbered by an already determined cluster of epistemological and, more
importantly, psychological categories. ‘Thus man spins his web over the
past and subdues it, thus he gives expression to his artistic drive—but not
to his drive towards truth or justice’ (UM II 6, KSA 1, p. 290).
In UM II, Nietzsche maintains that the ‘antiquarian’ serves life by add-
ing value to what is inherently valueless, and in this respect he is better off
than his critical counterpart. No aspect of the past has value in and of itself;
value is only bestowed by the legislating activity of the historian. ‘The
small, truncated, decaying, and obsolete acquire their own dignity and
inviolability through the fact that the preserving and revering soul of the
antiquarian man has emigrated into them and made there a homely nest’
(UM II 3, KSA 1, p. 265). These scholars consciously or unconsciously
value the noble, the tranquil, and the scholarly; it is therefore no wonder
that the image of antiquity they construct tends to highlight these aspects of
the past. It is a prejudiced account, to be sure, but an honest sort of preju-
dice since they admit the intuitional status of their accounts: they recognize
that their world-views are really their world-views. This creative activity is
the healthy aspect of the illusion these historians have created for them-
selves.
224 Geschichte or Historie?
But Wolf, Boeckh, and the rest of the ‘antiquarian’ school are not
spared Nietzsche’s venom either: they too have impulses that Nietzsche
finds distasteful.23 For the antiquarian type, present-day life stands in poor
comparison with what he has elected to represent to himself of the past,
and his turning back to some perceived ‘good old days’ (which, again, is
the result of the philologist’s creative intuition) carries the effect of turning
him away from the present. Frustrated by his inability to render the present
at all palatable and incapable of creating new idols for the future, he de-
votes his efforts to frantically preserving the glories of the past. The past
and dead become the only sources of value, while what is to come can only
ever be of lesser worth. His ideal of the classical reveals what, to Nietz-
sche, is a thoroughgoing ‘mummification of life’ (UM II 3, KSA 1, p. 268).
It is no longer inspired by the fresh air of the present, much less the hope
for the future. Nietzsche quips, ‘For it knows only how to preserve life, not
how to engender it; it always undervalues that which is becoming because
it has no instinct for divining it—as does monumental history, for example’
(UM II 3, KSA 1, p. 268).
Though again this is but summary, we turn now briefly to the third
type of historian characterized in ‘On the Uses and Disadvantages’: the so-
called monumental type. Note how Nietzsche, against the philological
tradition, implicitly justifies the type of historicity already displayed in The
Birth of Tragedy:
If you are to venture to interpret the past you can do so only
o u t o f t h e f u l l e s t e x e r t i o n o f t h e v i g o u r o f t h e p r e s e n t : only
when you put forth your noblest qualities in all their strength will you divine
what is worth knowing and preserving in the past. Like to like! Otherwise, you
will draw the past down to you. Do not believe historiography that does not
spring from the head of the rarest minds. (UM II 6, KSA 1, pp. 293–294)
We see once again Nietzsche’s tendency to regard ‘types’ of life rather
than specific scholarly conclusions. Statements such as these rarely inform
us as to how we should carry out the work, but do tell us what sort of
scholar we should or should not be: the historian must be such a ‘master’,
who from his own salutary conglomeration of instincts can intuit what is
worth knowing and preserving in the past. What separates the real philolo-
gist from the mere philological labourer is not a degree of technical apti-
_____________
23 For example, Nietzsche writes about Wolf, ‘Our t e r m i n o l o g y already indicates
our tendency to misrepresent the ancients. For example, the exaggerated taste for
l i t e r a t u r e —or Wolf, who, speaking of the “inner history of classical erudition”,
calls it “the history of l e a r n e d e n l i g h t e n m e n t”’ (Nachlaß Beginning of 1875–
Spring 1876, KSA 8, 3[5]). Nietzsche’s quotation is to F. A. Wolf, Kleine Schriften
(Wolf 2003, vol. 1, p. 844).
Anthony K. Jensen 225
recognition that the eternally becoming allows for the perpetual revaluation
of what is to be considered classical.
Instead of ‘mummifying’ life, the monumentalist engenders it by ac-
knowledging that something great can once again return to the present
through his own activity. ‘As long as the soul of historiography lies in the
great s t i m u l i that a man of power derives from it, as long as the past has
to be described as worthy of imitation, as imitable and possible for a sec-
ond time, it of course incurs the danger of becoming somewhat distorted,
beautified, and coming close to free poetic invention’ (UM II 2, KSA 1, p.
262), but despite the danger, this is where the pedagogical value of histori-
ography lies—how Historie and not just Geschichte can be used for das
Leben, how historians themselves can engender life. Such was the value of
Nietzsche’s own work in philology, a value misunderstood by both sides of
the debate and by the then young Wilamowitz. As the last pages of the The
Birth of Tragedy read, ‘Let no one believe that the German spirit has lost
its mythical home for ever, if it can still understand so clearly the voices of
the birds which tell of its homeland. One day it will find itself awake …
then it will slay dragons, destroy the treacherous dwarfs, and awaken
Brünnhilde—and not even Wotan’s spear itself will be able to bar its path!’
(BT 24, KSA 1, p. 154). Only with ‘On the Uses and Disadvantages of
History for Life’ in mind can we rightly comprehend why a purportedly
philological book about Greek tragedy should conclude with an exhortation
to the German youth: this was a call to give rebirth to Nietzsche’s classical
ideal through the spirit of music. Not only is such a statement consistent
with the monumental ideal of 1874, that ideal demands such a call to re-
birth. And should we ask who the model for this ‘reinvigorating’ historical
impulse is, we would be once again confronted with Nietzsche’s other
great ‘master’: Wagner—the same ‘scholar’ whom Wilamowitz jeered as
the
of Nietzsche’s philology, the same Wagner who re-
sponded to Wilamowitz’s pamphlet with language all too familiar to that of
the ‘monumental’ historian here. ‘We [Wagner and Nietzsche] by our-
selves look out from the mountain top over the wide plain without disturb-
ance from the scuffling peasants in the tavern below us’ (Gründer 1969,
pp. 57–65). And so neither a Wolf, nor a Hermann, nor a Boeckh, nor even
a Ritschl or a Jahn stand as the proper heirs to antiquity, but a Wagner, a
Goethe, and ideally a Nietzsche himself—and these not for reasons of
scholarly method nor styles of interpretation, but for psychological
grounds, for the quality of character these are said to have, which are in-
stinctually driven to value only the healthiest aspects of antiquity for the
sake of reinvigorating culture.
There are both historical and philosophical problems with Nietzsche’s
conception of ‘monumental historiography’, to say the least, and partial
Anthony K. Jensen 227
solutions have now and again been proffered. I cannot address these issues
here, and can only restate what I think is an important and overlooked as-
pect of Nietzsche’s essay, namely, his engagement with the scholarly envi-
ronment in which it was written. From what I have said, I hope it is clear
that Nietzsche’s account of the ‘critical’ and ‘antiquarian’ historians was
not a purely theoretical construction, but was his attempt to outline a con-
flict with which he, as a prodigy scholar and philology professor, had up-
close experience. Nietzsche never responded to the attack on his own
philological work, but wrote an essay shortly after whose opening sections
serve to critique both sides of the debate, not on philological grounds, but
from the standpoint of his budding, psychology-laden philosophy. If true
history is done by those who possess a certain greatness of character, as
Nietzsche sought to demonstrate, then a Wilamowitz didn’t qualify to con-
test a Nietzsche—or so at least he convinced himself.24 By positing the
rather fanciful ideal of the ‘monumental’ historian, I believe Nietzsche
hoped to rise above the debate that ensnared his mentor, to thereby not
only silence the grumblings of the petty ‘conspiracy’ against him, but to
show both historians and philologists alike the sort of ends on which they
should be focused. And if his ardour for these historical ideals waned with
time, I think it is further evidence for my position to see that it did so in
proportion to the growing distance that grew between him and his philo-
logical career. In the end, Nietzsche’s resignation was plain: ‘Wort- und
Sach-Philologie—stupid quarrel!’ (Nachlaß Spring–Summer 1875, KSA 8,
5[106]).
References
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Museum für Philologie’, in: New Nietzsche Studies, 4/1, pp. 157–161.
Bursian, Conrad, 1883, Geschichte der klassischen Philologie in Deutschland von den
Anfängen bis zur Gegenwart, 2 vols., Munich, Leipzig: Oldenbourg.
_____________
24 Notes from this period testify to this point. ‘Contemporary philologists have
proven themselves unworthy of being permitted to consider me and my book as
one of their own. It is hardly necessary to affirm that, in this case as well, I leave it
up to them whether they want to learn anything or not. But I still do not feel in the
least inclined to meet them half way. May that which now calls itself “philology”
[Philologie, written without its definite article] (and which I designate only neu-
trally on purpose) ignore my book this time as well. For this book has a manly
temperament and is of no value for castrati. It is more seemly for them to be seated
at the loom of conjecture’ (Nachlaß Summer 1872–Beginning of 1873, KSA 7,
19[58]).
228 Geschichte or Historie?
Calder III, William M., 1983, ‘The Wilamowitz-Nietzsche Struggle. New Documents
and a Reappraisal’, in: Nietzsche-Studien, 12, pp. 214–254.
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sche’, in: Annali della Scuola Normale Superiore Pisa, 5/4, pp. 1537–1566.
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Gerhardt, Volker, 1988, ‘Leben und Geschichte. Menschliches Handeln und his-
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Gründer, Karlfried, 1969, Der Streit um Nietzsches ‘Geburt der Tragödie’: Die
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Georg Olms Verlag.
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Hermann, Gottfried, 1816, Elementa doctrinae metricae, Leipzig: Fleischer.
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sches, Berlin: Walter de Gruyter.
Porter, James I., 2000, Nietzsche and the Philology of the Future, Stanford: Stanford
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Anthony K. Jensen 229
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‘An Uncanny Re-Awakening’: Nietzsche’s Renascence of
the Renaissance out of the Spirit of Jacob Burckhardt
Martin A. Ruehl
_____________
1 On Burckhardt’s late but warm acquaintance with Pastor see Kaegi 1982, vol. 7,
pp. 165–182.
232 ‘An Uncanny Re-Awakening’
point and cultural ideal,7 in the 1870s allowed him to question a set of
values and notions that had determined his early thought: the Protestant
inheritance from Röcken and Naumburg; the philhellenist belief, instilled
in him at Schulpforta, Bonn, and Leipzig, in the absolute and exclusive
model character of Greek antiquity; Schopenhauer’s radically anti-
historical philosophy of the will; and, most importantly perhaps, the medi-
evalizing, neo-Romantic nationalism of Richard Wagner. However, the
Renaissance also became a crystallization point, especially in the 1880s,
for Nietzsche’s most radically anti-humanist, anti-liberal ideas about tyr-
anny and individuality, war and culture, violence and health. Burckhardt
had good reasons to dissociate himself from the Gewaltmenschen glorified
in Nietzsche’s later writings—but the latter nonetheless bore a striking
family resemblance to the tyrants and condottieri described in his book on
the Renaissance.
_____________
7 It is one of the contentions of this essay that the Renaissance represented not just
an aesthetic concept for Nietzsche and that he conceived of early modern rulers
like Frederick II and Cesare Borgia, whose image he culled largely from the first
chapter of Burckhardt’s book, as distinctively historical figures, pace Nehamas
1985, pp. 225–227, who interprets them as purely ‘literary’ characters. According
to Nehamas, Cesare was little more than a fictional construct in Nietzsche’s œuvre,
without a genuine historical identity—and thus should not be misread as a model
or type of the superman. As will be argued here, Cesare in particular and the Re-
naissance in general possessed a very definite historical significance for Nietzsche.
8 On the changing interpretations of the Renaissance in Germany before Burckhardt
see Ferguson 1948, pp. 78–179, Stierle 1987 and Körner 1980. On the histori-
ographical associations of the Renaissance with the birth of modern individualism
see Baldwin 2001, esp. pp. 341–345.
234 ‘An Uncanny Re-Awakening’
1787.9 Heinse’s paean to the sensual, morally uninhibited life of artists and
aristocrats in cinquecento Italy fundamentally shaped the idea of the Re-
naissance in the German literary imagination throughout the long nine-
teenth century.10 In the decades following its publication, Romantic authors
such as Ludwig Tieck glorified the unfettered egoism and ‘aesthetic im-
moralism’ (W. Brecht) of demonic Renaissance princes like the Duke of
Bracciano.11 In contradistinction to Heinse and the Romantics,12 Goethe
and Schiller projected an image of the Renaissance that stressed the ‘re-
sponsibility of power’ (G. Craig) and a classical, harmonious Humanität-
sideal which Goethe saw realized in the works of Raphael, Mantegna, and
even Cellini.13
While the ruthless, overreaching Renaissance despots of Romantic fic-
tion often seemed modelled on Napoleon, the historiographical approaches
to the Renaissance in the early nineteenth century were fundamentally
indebted to the liberal, republican ideals of the Enlightenment and the
French Revolution. Thus in the 1820s and 1830s Heinrich Leo and Carl
Friedrich von Rumohr traced the notion of civic liberty back to the four-
teenth-century Italian city-states which had proudly defended their inde-
pendence against the encroaching Holy Roman Empire.14 In the decades of
_____________
9 See Heinse 1998. On Heinse’s conception of the Renaissance see Rehm 1924, pp.
61–78, and Ferguson 1948, pp. 128–131.
10 See the brief ‘reception history’ of the book in Heinse 1998, pp. 560–600. A num-
ber of literary critics around 1900 read Heinse’s hero Ardinghello as an eighteenth-
century precursor of the Renaissance Herrenmensch idealized by Nietzsche; see
Heinse 1998, pp. 596, 598, 607, 610, 612.
11 See Brecht 1911, Rehm 1924, pp. 159–181, and Weibel 1925, pp. 44–54, 121–127.
12 See Jacobs 1998, p. 900: ‘With its extreme idealization of the sensuous-ecstatic
life, Heinse’s Ardinghello was diametrically opposed to the striving for harmony
and artistic autonomy that informed Goethe’s image of the Renaissance.’ See also
Baeumer’s comments in Heinse 1998, pp. 643–648, and Borcherdt 1949, pp. 149–
166, who distinguishes between Heinse’s ‘Dionysian’ and Goethe’s ‘Apollonian’
conception of the Renaissance (p. 159).
13 See Craig 1967, pp. 125–144. On Goethe’s idea of the Renaissance see Jacobs
1996 and Jacobs 1997. Baron 1960, p. 211 comments: ‘In studying [the cinque-
cento artist Benvenuto] Cellini, Goethe had formed the idea of an age which had
brought forth men of rare passions ... but also [of] higher yearnings: an honest re-
spect for religious and ethical values ... and for noble enterprises.’ According to
Baron, Goethe’s Cellini was an important source for The Civilization of the Re-
naissance, and the force of its psychological interpretation of the artist’s self-
formation ‘is felt throughout Burckhardt’s analysis of the development of the indi-
vidual’. See also Janssen 1970, pp. 217–219.
14 See Leo 1832, vol. 3, pp. 378–387, vol. 4, pp. 1–36; von Rumohr 1920, pp. 126–
222; and Ferguson 1948, pp. 127, 145–146.
Martin A. Ruehl 235
53). In that respect, they were indeed the ‘first-born among the sons of
contemporary Europe’. Yet Burckhardt also constructed them as anti-types
of the modern bourgeois.28 His lively, detailed descriptions of their ‘colos-
sal crimes’ and ‘endless atrocities’ established a stark contrast between the
violent, immoral universe of the Italian Renaissance and the Biedermeier
propriety of nineteenth-century Central Europe. With an almost Gothic
literary sensibility, he evoked the realm of the tyrants’ courts as one of
constant deception, danger, and dread. Theirs was a ‘monstrous’ (unge-
heuer) and ‘uncanny’ (unheimlich) world far removed from the comfort-
able, orderly life and utilitarian concerns of civil society (Burckhardt 1988,
pp. 6, 99, 11, 10).29
Like the authors of the Sturm and Drang and the Romantic period,
Burckhardt was fascinated by the transgressive elements of Renaissance
civilization.30 His tyrants embodied more than just a ‘worldly’ individu-
alism: they were Faustian overreachers, ‘godless’ (gottverlassen), at times
demonic characters, full of ‘daring profanity’ (Frevelmut) and diabolical
genius. Of Cesare Borgia, whose inhumanity ultimately seems to have
repelled him, he wrote that his cruelty took on a ‘completely satanic char-
acter’ (Burckhardt 1988, pp. 10, 26, 38). Yet Burckhardt largely refused to
apportion moral blame even to the most blasphemous tyrannical deeds. The
apostate son of Basel’s chief Protestant minister, whose ‘anti-Christian
sentiment’ was notorious in his hometown,31 he more or less suspended
judgement on the despots and related their crimes with the same cool ob-
jectivity for which he praised Machiavelli. These crimes, he argued, were
_____________
28 Kaegi 1932, p. xxx, calls them ‘bogeymen of the bourgeoisie’ (Bürgerschrecke).
29 For more instances of the Gothic in his depiction of the Renaissance tyrannies see
Burckhardt 1988, pp. 11, 20, 26, 28, 33. See also Kaegi 1982, vol. 3, pp. 710–711.
30 See Janssen 1970, pp. 11–15, 217–223. In this respect, The Civilization of the
Renaissance echoes not just Heinse’s Ardinghello, but also works of Romantic fic-
tion like Hoffmann’s Elixiere des Teufels (1815) and Tieck’s Vittoria Accorom-
bona (1830); see Rehm 1960, pp. 19, 54–64, and Rehm 1924, p. 69.
31 Gelzer 1907, p. 340, reports that the young Burckhardt was imbued with an ‘al-
most fanatical anti-Christian animus’. It should be noted, however, that in the
1870s, Burckhardt’s attitude to Christianity, and to Catholicism in particular,
changed, partly, it seems, in response to the experience of Bismarck’s Kultur-
kampf; see his letter to Max Alioth of 12 May 1889 (Burckhardt 1986, vol. 9, p.
185). Stadelmann 1930, p. 504, argues that under the impact of the Kulturkampf,
Burckhardt came to ‘appreciate Catholicism as a harbour of liberty’ for all things
intellectual that were threatened by the ‘brutality of state power’. On Burckhardt’s
changing attitude towards Christianity see Ernst 1948, Zeeden 1954, and Howard
2000, pp. 110–170; for a somewhat different view see von Martin 1947a, pp. 131–
133 and von Martin 1947b, esp. pp. 18–22, 39–53, 155–216.
240 ‘An Uncanny Re-Awakening’
_____________
32 See Voigt/Lehnerdt 1893. On Voigt’s conception of the Renaissance see Ferguson
1948, pp. 159–163, and now Todte 2004.
33 It is telling that Burckhardt turns to the revival of arts and letters at the hand of the
humanists only in the third part of his Renaissance book, that is, after the long
opening section on ‘The State as a Work of Art’ and the treatment of ‘The Devel-
opment of the Individual’ in section 2. He begins his survey of Italian humanism—
see Burckhardt 1988, p. 171—with a categorical qualification of the significance
hitherto attached, in histories of the Renaissance, to the revival of antiquity, insist-
ing that all the major cultural and intellectual transformations in early modern Italy
would have taken place ‘without it’.
34 This interpretation of the Italian Renaissance, which goes back to Adam Fergu-
son’s Essay on the History of Civil Society (1767), is now generally associated
with the work of Hans Baron, who developed his notion of ‘civic humanism’ or
Bürgerhumanismus partly in response to Burckhardt’s claim that Renaissance cul-
ture had first flourished at the tyrannical courts. For Baron, it was born out of the
politically engaged, republican spirit of certain Florentine humanists in the period
around 1400, when the city-state struggled against the Visconti of Milan: ‘The
Martin A. Ruehl 241
_____________
38 See Brobjer 1997, pp. 691–692.
39 The copies are preserved in Nietzsche’s private library, which is now part of the
Herzogin Anna Amalia Bibliothek in Weimar. They are listed as items C482a and
C482b, respectively. The former bears the following inscription on the title page:
‘Herrn Prof. Dr. Nietzsche in Verehrung dargebracht vom Verf.[asser]’. For Nietz-
sche’s markings see C482a, esp. pp. 106–110, 112, 421; and C482b, pp. 136–139,
141, 147, 149, 154–155, 163, 171, 174, 197–198, 212–215. Nietzsche’s library
contains a number of other works on the Italian Renaissance, most notably Émile
Gebhart’s Études méridionales. La Renaissance italienne et la philosophie de
l’histoire, Paris 1887, and Albert Trolle’s Das italienische Volkstum und seine Ab-
hängigkeit von den Naturbedingungen, Leipzig 1885. That his conception of the
Renaissance was nonetheless indebted primarily to The Civilization of the Renais-
sance is suggested not just by the much more expansive markings and marginalia
in the latter, but also by the fact that Gebhart’s book itself drew heavily on Burck-
hardt. Brobjer 1995, p. 81, n. 37 argues that Nietzsche’s later transvaluation of vir-
tue as Machiavellian virtù or ‘virtue free of moralistic acid’ (moralinfreie Tugend,
A 2) was inspired by Gebhart, not Burckhardt. In a footnote to the first section of
his book, however, Burckhardt describes Machiavelli’s notion of virtù in a way
that is perfectly congruous with Nietzsche’s subsequent use of the concept,
namely, as a ‘synthesis of force and talent’ that is ‘compatible with sceleratezza’:
Burckhardt 1988, p. 409.
40 See Wagner 1977, vol. 1, p. 320 (4 December 1870): ‘Prof. Nietzsche sends
Burckhardt’s book on the Renaissance.’ See also Borchmeyer/Salaquarda 1994,
vol. 1, p. 109.
Martin A. Ruehl 243
(die innersten Beziehungen) between the despots and the scholars residing
at their courts (KGW II.3, pp. 348, 350).41
Although Nietzsche was thus evidently well acquainted with Burck-
hardt’s interpretation of the Renaissance in the summer of 1871, he con-
cealed this knowledge very skilfully in his first major philosophical work.
The Birth of Tragedy, in fact, presented an image of the Renaissance that
was decidedly at odds with Burckhardt’s. It was indebted almost entirely to
Richard Wagner, who in the early 1870s exerted a strong influence on
Nietzsche’s ideas about ancient Greece and its cultural legacy. For Wag-
ner, Renaissance Italy was a ‘corrupt’ world, imbued with a superficial
aestheticism whose dissemination into the north proved ‘detrimental’ to the
development of a genuine German Kultur.42 The Renaissance humanists’
attempt to revive classical antiquity had been an abject failure, according to
Wagner, because they lacked a true understanding of the tragic nature of
ancient Greek civilization and their thinking was perverted by the villain-
ous rulers they served.43 In The Birth of Tragedy, Nietzsche denounced the
Renaissance in very similar terms, dismissing quattrocento humanism as a
shallow ‘theoretical’ imitation of antiquity and Renaissance civilization in
general as a ‘false idyll’ constructed by ‘Socratic’ men (BT 19).44 It may
_____________
41 On Nietzsche’s liberal borrowings from The Civilization of the Renaissance in his
lecture manuscript see Campioni 1998, pp. 96–102, and Volpi 1999.
42 See Wagner 1977, vol. 1, p. 506 (2 April 1872): ‘At table, he [i.e. Richard Wagner]
rails against the Renaissance, saying that it did enormous damage to the Germanic
development; this age showed as little appreciation of antiquity as of Christianity;
men of prodigious talent placed themselves in the service of a power that corrupted
everything; and as always, the naïve Germans let themselves be so impressed by a
foreign civilization that their own feeling nearly perished’. See also Wagner 1977,
vol. 2, p. 617 (3 November 1880), where Cosima mentions further ‘invectives
against the Renaissance’, and vol. 2, pp. 836–837 (2 December 1881), where she
reports Wagner’s ‘disgusted’ reaction to the ‘pernicious’ eagerness of Renaissance
artists to ‘make everything look beautiful’ and to ‘avoid harshness’ (das Herbe).
On Wagner’s repudiation of the Renaissance see Campioni 1998, pp. 88–91.
43 See Wagner 1977, vol. 2, p. 287 (10 January 1879): ‘A modern man like Machia-
velli ... cuts a poor figure in comparison [to the ancient Greeks]; what a corrupt
world formed the background to his being!’
44 ‘Imitative’ and ‘decorative’ are typical terms of abuse in Wagner’s diatribes
against Renaissance art and civilization; see, e.g., Wagner 1977, vol. 1, p. 1002,
and vol. 2, pp. 621, 682, 867, 933. That Nietzsche was aware of Wagner’s distaste
for the Renaissance is evidenced by his notes for the fourth Untimely Meditation
(Nachlaß Beginning of 1874–Spring 1874, KSA 7, 32 [58]), in which he meditates
on the composer’s ‘ambition’ to measure himself against great figures of the past
like Goethe, Beethoven, Luther, and the Greek tragedians: ‘only to the Renaissance
could he not relate’ (nur zur Renaissance fand er kein Verhältnis).
244 ‘An Uncanny Re-Awakening’
have been out of consideration for Wagner, who closely followed the com-
position of the book, that Nietzsche refrained from using the Latinate term
‘Renaissance’, referring instead to the imminent revival of Greek culture
through Wagner’s music as a Wiedergeburt or ‘rebirth’ (BT 16).45 In ac-
cordance with Wagner’s nationalprotestantisch and profoundly anti-
Roman views, Nietzsche identified the great moment of spiritual emanci-
pation in European history not with the Renaissance, but with the Reforma-
tion. It was out of Luther’s choral, he remarked, that the music of Bach,
Beethoven, and Wagner was born (BT 23).
These critical remarks contrast with Nietzsche’s altogether more posi-
tive, ‘Burckhardtean’ assessment of the Renaissance in the lectures on
classical philology. The fact that the latter were delivered just as he was
completing the manuscript of The Birth of Tragedy suggests a certain ten-
sion in his view of early modern Italy. While officially paying tribute to
Tribschen, Nietzsche had already obtained a different perspective on the
quattrocento, thanks to his new Basel associate. Basel, which had been a
‘focal point for contact between German intellectuals and Italian ideas’ in
the early sixteenth century (Tracy 1968, p. 282), when the city hosted nu-
merous renowned Renaissance scholars drawn to the circle around Eras-
mus and the humanist publisher Johann Froben, was still a vibrant centre
of cultural exchange between northern and southern Europe in the 1870s.
For Nietzsche, it provided an alternative geistige Lebensform (mode of
intellectual existence),46 a corrective to the heady mix of Nordic myths,
Romantic medievalism, and patriotic pathos in Wagner’s operas, which
had cast a powerful spell on the young German classicist since he first
heard the prelude to the Mastersingers in the fall of 1868.47 Other resident
Italophiles like Johann Jakob Bachofen also played a part in this emancipa-
tory process,48 but the major impulse came from Burckhardt, a sharp-
_____________
45 Nietzsche consistently speaks of a Wiedergeburt der Tragödie, Wiedergeburt des
griechischen Alterthums, Wiedergeburt der hellenischen Welt, and so on; see
Campioni 1998, p. 93. Gerhardt 1995, p. 153, remarks: ‘Already in his first philo-
sophical work [i.e., The Birth of Tragedy] Nietzsche expressed hope in a rebirth of
tragedy out of the German spirit of music and thus—even though he refrained from
using the term, out of respect for Wagner—a renaissance.’ See also Hinz 1989.
46 The phrase is borrowed from Thomas Mann’s 1926 lecture ‘Lübeck als geistige
Lebensform’; see Mann 1953.
47 On Nietzsche’s early ‘Wagnerianism’ see Love 1963, Ross 1980, pp. 168–177,
Janz 1978, vol. 1, pp. 246–252, and Borchmeyer/Salaquarda 1994, vol. 2, pp.
1278–1295. Kaegi 1982, vol. 7, p. 52, maintains that Burckhardt represented ‘the
most dangerous ferment’ of Nietzsche’s discontent with Wagner in the middle of
the 1870s.
48 On Nietzsche’s relation to Bachofen see Cesana 1994 and Cancik 1995, pp. 25–26.
Martin A. Ruehl 245
tongued critic of German chauvinism (at least since the Wars of Unifica-
tion) and Wagnerian music,49 who quickly became a revered colleague,
mentor, and ersatz master for Nietzsche.50 Throughout the 1870s, while
transforming himself into a proselyte of the philosophes and a cosmopoli-
tan ‘free spirit’ (HA II 87),51 Nietzsche used Burckhardt’s Renaissance as a
compass and signpost on his gradual retreat from Bayreuth. Wagner was
aware of the role that Burckhardt had played in the apostasy of his former
disciple.52 ‘People like Nietzsche’, he remarked to Cosima in 1881, ‘via the
Renaissance man Burckhardt’ (durch den Renaissance-Mann Burckhardt),
had revealed their true colours when they identified themselves with ‘odi-
ous’ figures such as Erasmus and Petrarch (Wagner 1977, vol. 2, p. 837).53
_____________
49 Burckhardt reveals his dislike of Wagner in a letter to Max Alioth (24 July 1875),
which alludes to the composer’s ‘lurid’ (grell) and ‘formless’ (herrenlose) fantasy:
Burckhardt 1986, vol. 6, pp. 42–43. Burckhardt 1986, vol. 5, pp. 43 and 183 and
vol. 6, pp. 48–49, 81, 151–152, 192, denounces Wagner’s music as a ‘romantic
swindle’ and describes its oppressive, domineering effects on the listener, antici-
pating some of Nietzsche’s later arguments contra Wagner, e.g., in HA II 3.
Bergmann 1987, p. 95, misreads Burckhardt’s letter to Friedrich von Preen of 31
December 1872 (see Burckhardt 1986, vol. 5, p. 183) as an expression of support
for Wagner’s Bayreuth project. For a more accurate assessment of his attitude to-
wards Wagner and Wagnerianism see Kaegi 1982, vol. 7, pp. 40, 54, von Martin
1947a, pp. 44–45, 212–213, and Salin 1948, p. 54.
50 Even Elisabeth Förster-Nietzsche, a one-time associate of Bayreuth and one of the
most influential propagators of the ‘German’ Nietzsche in the first third of the
twentieth century, acknowledged the moderating impact that Burckhardt’s franco-
phile, cosmopolitan outlook had on her brother in the early 1870s (Förster–
Nietzsche 1928, p. 38): ‘Jakob [sic] Burckhardt surely exerted a great influence on
my brother who always considered him [i.e. Burckhardt] a representative of Latin
culture. Especially during the time of the [Franco-Prussian] War, when intellectual
arrogance prompted many Germans to put down their victories ... to their “Bil-
dung”, Burckhardt was an excellent counter-weight [and allowed my brother] to
view the world-historical events with a certain detachment, beyond German sensi-
bilities. My brother had always embraced such supra-national views, but found it
hard to hold on to them in those days, when even Richard Wagner (who at the time
was his greatest and closest friend) got so carried away by the incredible euphoria
in the wake of the proud victory... that he [i.e. Wagner] spoke out with bitterness
and condescension against Latin civilization’.
51 See Campioni 1976.
52 See Ross 1980, p. 316: ‘they [i.e., Richard and Cosima Wagner] knew who their
opponent and rival was in Basel’.
53 See also the Wagners’ objection to the ‘arrogant, coldly critical tone’ of Burck-
hardt’s art-historical judgements in the Cicerone (à propos the duomo in Florence),
in which they discerned ‘traces’ of his ‘influence on Nietzsche’: Wagner 1977, vol.
2, p. 589 (30 August 1880). A little less than a year later, Wagner decried ‘the ad-
mirers of the Renaissance’ as ‘Jew lovers’ (Juden-Freunde)—a curious charge,
246 ‘An Uncanny Re-Awakening’
The ‘Italian genius’, as Burckhardt put it, had already achieved a first re-
vival—and not just of the (cultural) glory that was Greece, but also of the
noble, martial values that Nietzsche would later identify with the label
‘Rome’ (see, e.g., GM I 16). For those contemporary Europeans seeking a
second revival, there were important lessons to be learnt from the Renais-
sance, with regard both to its enabling factors and the reasons for its ulti-
mate failure. In his reflections on the latter, Nietzsche soon came to single
out Martin Luther.
Nietzsche’s critical reassessment of Luther and the Reformation since
the mid-1870s went hand in hand with his ideological emancipation from
Wagner, who had recently taken a Protestant turn.63 Wagner’s new-found
religiosity—‘Incredible! Wagner had become pious’, as Nietzsche put it,
many years later, in Ecce Homo (EH III HA 5)—found expression in his
last opera, Parsifal, the libretto of which was completed in the spring of
1877.64 The Birth of Tragedy, as we have seen, had posited a close connec-
tion between the composer and the reformer, hailing Wagner as a product
of that ‘glorious, internally healthy, primordial force’ of the German ‘es-
sence’ (Wesen), which had also manifested itself in the Reformation (BT
23). In his second lecture ‘On the Future of Our Educational Institutions’,
delivered in Basel on 6 February 1872, he still expressed his commitment
to this German essence which had inspired the ‘German Reformation [and]
German music’ (EI 2, KSA 1, p. 691). The preparations for the fourth and
the (unfinished) fifth Untimely Meditation, written in the first half of 1875,
however, already betrayed a more ambivalent relation to Luther. On the
one hand, Nietzsche, evidently with an eye on his Wagnerian friends, ap-
plauded the Reformation as a ‘protest against the d e c o r a t i v e c u l t u r e of
the Renaissance’; on the other hand, he conceded that it had ‘separated us
from antiquity’ (Nachlaß Spring 1875–Summer 1875, KSA 8, 5[28]). In
another fragment from 1875, he remarked that the Renaissance showed ‘an
awakening of t r u t h f u l n e s s in the south, as did the Reformation in the
north’, but added that the anti-Christian approach to classical antiquity
_____________
63 On Nietzsche’s changing attitude towards Luther in those years see Hirsch 1998,
Bluhm 1950, Bluhm 1953, Bluhm 1956, and Orsucci 1996, pp. 352–364. For a dif-
ferent reading see Bertram 1921, pp. 42–63.
64 See Gregor-Dellin 1980, pp. 739–740. On Wagner’s increased interest in and
admiration for Luther during the 1870s see Wagner 1977, vol. 1, pp. 741, 744,
748–753, 756, 775–777, 805, 1014, and vol. 2, pp. 206–210. See also Gregor-
Dellin 1980, pp. 763–764, and Ross 1980, p. 519: ‘In the meantime [i.e., the mid-
1870s], she [i.e., Cosima Wagner] had become a good Protestant, the Kulturkampf
was in full swing, and Wagner considered himself a descendant of Luther.’
250 ‘An Uncanny Re-Awakening’
taken by the Italian humanists had been ‘purer’ than that of the German
reformers (Nachlaß Spring 1875–Summer 1875, KSA 8, 5[107]).
As he moved further away from Bayreuth in the second half of the
1870s, Nietzsche began to concentrate on the negative effects of the Re-
formation. In the first volume of Human, All Too Human (1878), a book
that he retrospectively stylized as his response to Parsifal (see EH III HA
5),65 he made Luther responsible for delaying the ‘full awakening and sup-
remacy of the sciences’ and for preventing the ‘complete synthesis [In-
Eins-Verwachsen] of the ancient and the modern spirit’ attempted in the
Italian Renaissance. Insofar as it caused the Counter-Reformation, the
Reformation, which he now decried as ‘a vociferous protest of reactionary
minds who had not yet had their fill of the medieval world-view’, helped to
re-establish a ‘self-defensive Catholic Christianity’ (HA I 237). It was
Luther, Nietzsche contended in The Gay Science (1882), who had launched
the fateful ‘peasants’ revolt of the north’ against the ‘noble’ (vornehm)
values and institutions of the south, a revolt that brought the ‘common’,
‘plebeian’ instincts back to the fore, ‘emaciated’ German culture and ‘flat-
tened’ the European mind for centuries to come (GS 358).
Nietzsche’s polemical juxtapositions of the Renaissance and the Re-
formation became more pronounced in his so-called ‘transvaluative’ writ-
ings. They reached a climax in The Antichrist (completed in September
1888), which included a lengthy counterfactual speculation about what
might have ensued had Cesare Borgia ascended the papal throne in the
early 1500s. Taking his cue from Burckhardt’s redolent conjectures about
the imminent decline of the papacy and the possible ‘secularization’ of the
Papal States in Cesare’s hands (see Burckhardt 1988, pp. 85, 87), Nietz-
sche mused that such an attack on the Church ‘from within’ would have
brought about the realization of the Renaissance project, which he identi-
fied squarely with the ‘transvaluation of Christian values’. What under-
mined this project, in the end, was not so much Cesare’s premature death
in 1507 as the intervention of a certain ‘German monk’:
To attack at the decisive place, at the seat of Christianity itself, and there to en-
throne the noble values ... I see before me the p o s s i b i l i t y of a ... heavenly ...
spectacle ... C e s a r e B o r g i a a s p o p e ! ... Am I understood? ... Well then,
that would have been the only sort of victory that I desire today: with that,
Christianity would have been a b o l i s h e d !—What happened? A German
monk, Luther, came to Rome. This monk, with all the vengeful instincts of a
_____________
65 On the completion of Nietzsche’s break with Wagner in 1878 and the significance
of Human, All Too Human in this context see Borchmeyer/Salaquarda 1994, vol. 2,
pp. 1316–1333.
Martin A. Ruehl 251
failed priest, rebelled a g a i n s t the Renaissance in Rome ... Luther saw the
d e p r a v i t y of the papacy when in fact the exact opposite was becoming ap-
parent: ... Christianity no longer occupied the papal chair! Instead there was
life! The triumph of life! The great yea to all lofty, beautiful and reckless
things! ... And Luther r e s t o r e d t h e c h u r c h : he attacked it... The Renais-
sance—an event without meaning, a great ‘i n v a i n ’ [ein großes U m s o n s t ].
(A 61)66
That Burckhardt had influenced the revision of Nietzsche’s formerly un-
critical Protestant view of history is suggested by a letter to Heinrich
Köselitz from October 1879, in which Nietzsche confessed that ‘for a long
time’, he had been ‘incapable of saying anything respectful’ about Lu-
ther.67 He put this down to the recent perusal of ‘a huge collection of ma-
terial’ to which Jacob Burckhardt had drawn his attention. ‘Here, for once,’
he commented, ‘we don’t get the falsified Protestant version of history we
have been taught to believe in’ (KSB 5, p. 451). The ‘material’ in question
was the second volume of the History of the German People since the End
of the Middle Ages (published a little earlier in 1879) by the Catholic his-
torian Johannes Janssen, which offered a fiercely partisan account of the
confessional struggles in sixteenth-century Central Europe.68 While Jans-
sen’s History evidently contributed to his reassessment of Luther in the
1880s,69 Nietzsche’s particular conception of the Reformation as a fateful
interruption of and lasting impediment to the secularization and rationaliza-
tion of the Western world was shaped more directly by his reading of The
Civilization of the Renaissance. In the section on ‘Morality and Religion’,
Burckhardt had speculated that the Renaissance would have ‘swiftly done
away with’ outdated Christian institutions like the Mendicant orders, ‘if the
German Reformation and the Counter-Reformation had not interfered’. To
_____________
66 For a brilliant analysis of this passage see Sommer 2000, pp. 627–646. Nietzsche
repeats his critique of the Reformation as a tragic interruption of the secularization
process begun in the Renaissance in EH III CW 2.
67 On the Protestant values that determined Nietzsche’s education in Röcken and
Naumburg see Bohley 1987, Bohley 1989, and Pernet 1989.
68 On Burckhardt’s deep respect for Janssen’s scholarship see Kaegi 1982, vol. 5, pp.
56–58. Ludwig Pastor, who was Janssen’s pupil and friend, reports that Burckhardt
called Janssen’s History of the German People ‘essential’ for the understanding of
the ‘end of the fifteenth and the beginning of the sixteenth century’, because it
‘finally told us the truth about the so-called Reformation’; ‘up to now, we have
only had uplifting stories [Erbauungsgeschichten] by Protestant pastors’: Pastor
1950, p. 276.
69 See Hirsch 1998, pp. 175–179, and Orsucci 1996, pp. 353–364; but cf. Benz 1956,
pp. 73–79, who rightly points out (p. 75) that, unlike Nietzsche, Janssen viewed
Renaissance humanism as an ally of Protestantism.
252 ‘An Uncanny Re-Awakening’
the secular eyes of his Renaissance men, these orders appeared ‘either
comical or disgusting’. ‘And who knows’, he remarked ambiguously,
‘what would have been in store for the papacy then, if the Reformation had
not saved it’ (Burckhardt 1988, pp. 337–338).70
Let us assume that somebody believes it would take no more than a hundred
productive men, effective people brought up in a new spirit, to put an end to
the superficial culture [Gebildetheit] that has become fashionable in Germany
right now, how must it strengthen him to see that the culture of the Renais-
sance raised itself on the shoulders of such a group of a hundred men. (UM II
2)
The Civilization of the Renaissance, as we shall see, provided a blueprint
for Nietzsche’s reflections on the psychological make-up of this new breed
of ‘productive’ men and the sociopolitical conditions that enabled the
growth of their personalities.72
Like Burckhardt, Nietzsche regarded the development of a secular in-
dividualism as a defining characteristic of the Renaissance, which he de-
scribed as a ‘return to a heathen and profoundly personal ethos’ (Anlauf
in’s Heidnisch-stark-Persönliche zurück) (Nachlaß Summer–Autumn
1873, KSA 7, 29[132]). Like his senior colleague, who belonged to one of
the oldest families of the Basel patriciate, he viewed this new personal
ethos of the Renaissance as the privilege of a new elite. In one of his drafts
for the unfinished fifth Untimely Meditation, to be entitled ‘We Philolo-
gists’ (Wir Philologen), he cited Burckhardt’s remark about the ‘sophisti-
cated’ nature (d a s U n v o l k s t h ü m l i c h e ) of Renaissance civilization
(Nachlaß Spring–Summer 1875, KSA 8, 5[108]).73 He had already elabo-
rated this thought in an earlier draft, arguing that the sovereignty of the
individual in Renaissance Italy produced an aristocratic culture which no
longer drew on the forces of the people: ‘The new education [Bildung] of
the Renaissance ... also sought a corresponding art form ... The soil of the
new art is no longer the p e o p l e ... The i n d i v i d u a l dominates, that is, he
_____________
72 On Nietzsche’s reliance on Burckhardt in his psychological reconstruction of
Renaissance Man see Farulli 1990b, esp. pp. 42–49.
73 It should be emphasized, however, that while Nietzsche considered the elitism of
Renaissance civilization a ‘terrible fact’ (eine furchtbare Thatsache) (Nachlaß
Spring–Summer 1875, KSA 8, 5[108]), Burckhardt 1988, p. 128, coolly accepted
the ‘separation of the cultivated from the uncultivated’ (Scheidung von Gebildeten
und Ungebildeten) brought about by the new humanistic education as a ‘necessary’
and indeed immutable aspect of cultural evolution. The young Nietzsche, arguably
under the influence of Wagner’s democratic ideal of a new ‘music for the masses’,
still assessed this development more sceptically. See also his remarks in the lec-
tures on the ‘History of Classical Philology’ (1871), KGW II.3, p. 348: ‘This [i.e.,
the pedagogical reforms of the Renaissance humanists] immediately transposed the
central division of medieval culture, that between priest and layman, into the new
education which became elitist [unvolksthümlich] and thus produced a rift from
which all of us suffer today: from now on, there are cultivated and uncultivated
men [Gebildete und Ungebildete] in Europe.’
254 ‘An Uncanny Re-Awakening’
contains within himself the forces that previously lay dormant in great
masses. The individual as the extract of the people: withering away for the
sake of one blossom’ (Nachlaß 1871, KSA 7, 9[107]).
Implicit in these observations on the aristocratic individualism of the
Renaissance was the condemnation of what Nietzsche regarded as a level-
ling of education and culture in contemporary European society. Both
Nietzsche and Burckhardt constructed an image of early modern Italy that
could be held up as a mirror to present-day Northern Europe whose schools
and universities invoked the legacy of Renaissance learning and yet failed
miserably to produce the kind of individuals that inhabited quattrocento
Italy. Renaissance individualism, for both, was diametrically opposed to
the bourgeois, liberal individualism that informed the pedagogical as well
as the political ideals of Germany and Switzerland in the second half of the
nineteenth century.74 Both men believed that these ideals—the Rous-
seauean faith in the natural goodness of man, universal rights, equality of
opportunity, the promotion of general welfare, and so on—would open the
door to various forms of ‘massification’ and eventually usher in a ‘great
rabble- and slave-rebellion’ (Nachlaß Summer–Autumn 1884, KSA 11,
26[324]) that was bound to destroy the last remnants of individual au-
tonomy and genuine Bildung.75 Both, accordingly, rejected universal suf-
frage, the shortening of working hours—in Basel from twelve to eleven
hours per day—the abolition of child labour, and the broadening of human-
istic education, in particular the establishment of ‘educational associations’
(Bildungsvereine) for workers.76 As Nietzsche observed in the notes for his
lectures ‘On the Future of Our Educational Institutions’, delivered in 1872
to a packed auditorium in Basel’s Aula,‘universal education’ was a ‘pre-
liminary stage of communism … the precondition for communism’ (Nach-
_____________
74 On the modernization, in particular the expansion and ‘democratization’, of the
German educational system in the second half of the nineteenth century see Jeis-
mann/Lundgreen 1987, pp. 71–250, 317–362, and Berg 1991, pp. 147–371, 411–
473. On educational reform in nineteenth-century Basel see Gossman 2000, pp.
69–77 .
75 See Burckhardt’s letter to Heinrich von Geymüller of 27 December 1874 (Burck-
hardt 1986, vol. 5, pp. 261–262): ‘Since the Paris Commune, anything is possible
anywhere in Europe, mainly because there are well-meaning, splendid liberal peo-
ple everywhere who do not rightly know where justice ends and injustice begins ...
They are the ones opening the gates and paving the way for the dreadful masses
everywhere.’ On Nietzsche’s fear of the masses see Marti 1993.
76 On Nietzsche’s attitude to these contemporary sociopolitical issues see Naake
1985, esp. pp. 61, 86, 89, and Cancik 1995, pp. 23–24, 27–31; on Burckhardt’s
standpoint see Bächtold 1939, esp. pp. 286–299, and Bauer 2001, pp. 87–101.
Martin A. Ruehl 255
_____________
77 On the anti-modern animus and elitist ethos of Nietzsche’s lectures see Gossman
2000, pp. 423–424, 427–430. Cf. Burckhardt 1982, p. 182: ‘The latest thing in our
world: the demand for culture [Cultur] as a human right, which is a veiled desire
for a life of luxury [Wohlleben].’ On Burckhardt’s anti-democratic conception of
Bildung in particular see Schmidt 1976, pp. 18–22. Wagner, by contrast, enthusias-
tically welcomed the 1880 Schulreform in Basel city, which made secondary
school education free of charge and thus (at least in principle) accessible to the
lower orders; see Wagner 1977, vol. 2, p. 570.
78 The anti-democratic and anti-humanist Weltanschauung underlying Nietzsche’s
vision of a reborn humanity is almost completely overlooked in Boeschenstein
1982.
79 See also Burckhardt 1988, p. 262, which contains a brief eulogy on the new social
mobility and general disregard for lineage in early modern Italy. All of this,
Burckhardt observed, ‘gave the impression’ that the Renaissance ushered in an
‘age of equality’ (Zeitalter der Gleichheit). Janssen 1970, pp. 202–203, rightly
points out that Burckhardt hailed Renaissance society as meritocratic and homoge-
nous insofar as it exploded the feudal, hierarchical structures of the Middle Ages,
while highlighting those new forms of (cultural) stratification and elitism that had
unfortunately been eroded, he believed, in the ‘mass societies’ of modern Europe.
80 It is nonetheless significant that Burckhardt’s discussion of the political context of
Renaissance individualism is devoted first and foremost to the tyrannies: only
twenty of the roughly one hundred pages that make up the first section of The
Civilization of the Renaissance are dedicated to the republican city-states.
256 ‘An Uncanny Re-Awakening’
is significant that in his otherwise very warm response to the Gay Science,
a complimentary copy of which had been sent to him by the author im-
mediately after publication,81 Burckhardt expressed mild concern over
Nietzsche’s ‘possible propensity towards tyranny’ (Anlage zu eventueller
Tyrannei) which he thought was revealed in aphorism 325 of the book
(Burckhardt 1986, vol. 8, p. 87). Entitled ‘What Belongs to Greatness’,82
the aphorism in question reads: ‘Who is going to achieve great things if he
does not feel within himself the force and the will to cause great pain? The
ability to suffer is the least ... But not to perish by dint of inner distress and
uncertainty when one inflicts great suffering and hears the cry of this suf-
fering—that is great, that belongs to greatness’ (GS 325).
But tyrannical self-fashioning, according to Nietzsche, did not just
produce great individuals with stony hearts and Machiavellian minds; it
also aided the growth of culture. Under a tyranny, he argued, ‘the individ-
ual is usually most mature and “culture”, consequently, most developed
and fertile’. The tyrant was a catalyst for the creation of ‘bold’, ‘transgres-
sive’ individuals as well as artists (GS 23). Again and again, Nietzsche
returned to this juncture between oppression and individualization, destruc-
tion and cultural production, the ‘mysterious connection’, as he called it in
his essay on the ‘Greek State’, ‘between political greed and artistic cre-
ation, battlefield and work of art’ (CV 3, KSA 1, p. 772). Even if the ‘ari-
stocratic radicalism’ that informed his later writings went far beyond
Burckhardt’s more conservative ‘cultural pessimism’,83 there can be little
_____________
81 Nietzsche sent copies of all his books to Burckhardt, whom he considered his most
discerning reader, and continued to do so long after the latter had stopped even ac-
knowledging receipt of the shipments from his young friend and admirer (that is,
after the publication of The Genealogy of Morality in 1887); see KSB 8, pp. 80,
187, 205, 489, 547.
82 Note that Burckhardt’s lecture series ‘On the Study of History’ contained a long
segment on the nature of ‘historical greatness’, in which Burckhardt proffered a—
qualified—‘dispensation’ of the ‘great man’ from the ‘normal moral law’ (Dispen-
sation von dem gewöhnlichen Sittengesetz): Burckhardt 1982, pp. 401–402. His
observation (p. 396) that the ‘first task of the great man is to assert and to increase
his power’ and the categorical statement (p. 401) that ‘power has never been estab-
lished without crime; yet the most important material and spiritual possessions of a
nation can develop only when they are protected by power’ suggest that Nietz-
sche’s ‘tyrannical’ definition of greatness in The Gay Science was not complete
anathema to him. Kaegi 1982, vol. 8, p. 63, remarks that Burckhardt ‘knew his
Machiavelli well enough not to be too perturbed’ by the aphorism in question.
83 The Danish critic Georg Brandes first coined the expression ‘aristocratic radi-
calism’ to describe the strange mixture of revolutionary and elitist elements in the
thought of Nietzsche, who emphatically embraced it; see his letter to Brandes of 2
December 1887 (KSB 8, p. 206). See also Detwiler 1990. On Burckhardt’s more
Martin A. Ruehl 257
doubt that the author of The Civilization of the Renaissance, who had de-
tected an aesthetic quality in the steely state-building of the tyrants and
condottieri, drew his attention to this connection in the first place. Nietz-
sche’s slightly obscure observation, in a note of August 1881, that the Pitti
Palace in Florence represented a renunciation of everything that was
‘pretty and pleasing’ and expressed the sublime ‘contempt for the world’
typical of a Gewaltmensch (Nachlaß Spring 1881–Autumn 1881, KSA 9,
11[197]) was a quotation from Burckhardt, who had reverently described
the creators of the palace as ‘superhuman beings’ (übermenschliche
Wesen).84
_____________
conservative brand of Kulturkritik see Mommsen 1986. For a comparative assess-
ment of their positions see Löwith 1966, pp. 31–34, and Sautet 1981, pp. 138–142.
84 Nietzsche is paraphrasing Burckhardt’s Cicerone, or Guide to the Enjoyment of the
Artworks of Italy (1855), a book that greatly shaped his own experience and as-
sessment of Renaissance art; see Burckhardt 2001a, p. 151. It is not clear whether
Burckhardt meant to attach the label Gewaltmensch to the patron of the palace,
Luca Pitti, or its architect, Luca Fancelli (or indeed Filippo Brunelleschi, whom
Burckhardt, following Vasari, erroneously credited with the original plans for the
building). Note that in The Civilization of the Renaissance, he reserved the epithet
‘Gewaltmensch’ for the uomo universale Leon Battista Alberti whose fame rested
on his extraordinary talents in art and architecture (as well as poetry and philoso-
phy), not on any ruthless political actions; see Burckhardt 1988, p. 104. That
Nietzsche was familiar with Burckhardt’s portrait of the artist as Gewaltmensch is
suggested by the marginalia in his copy of The Civilization of the Renaissance; see
C482a, p. 110.
258 ‘An Uncanny Re-Awakening’
Europe, exempla all the more inspiring because of their concrete historical
identity (Nachlaß May–July 1885, KSA 11, 35[73]). Nietzsche invoked a
number of early modern characters in this context, including the Hohen-
staufen emperor Frederick II, Michelangelo, and Machiavelli,85 but his
favourite Renaissance ‘monument’ by far was Cesare Borgia.
Burckhardt’s assessment of Cesare, as we have seen, was ambivalent.
On the one hand, he depicted him, not without some appreciation, as the
most ruthless of the new breed of quattrocento tyrants. His callousness,
Burckhardt wrote, was as extreme as his ‘talent’ and his attempts to cen-
tralize the Papal States had ‘great prospects’. Like Leonardo, Burckhardt
evidently saw something ‘extraordinary’ in his character. On the other
hand, he recoiled from the extremity of Cesare’s crimes, observing, quite
unambiguously, that the monstrosity of the means outstripped ‘the actual
as well as the imaginable ends’ of his actions—and thus ceased to be com-
prehensible, even within a purely ‘objective’, Machiavellian frame of re-
_____________
85 Nietzsche mentions Frederick II on a number of occasions, generally as a great
antagonist of the medieval papacy and an early European free spirit; see, e.g., EH
III Z 4, where he calls Frederick ‘an atheist and enemy of the church comme il faut
... one of my closest relatives’. That Nietzsche’s understanding of Frederick II was
conditioned by Burckhardt’s Civilization of the Renaissance is argued in Hampe
1925, p. 51. See also Janssen 1970, pp. 104–109. Nietzsche’s portrait of Michelan-
gelo (see Nachlaß April–June 1885, KSA 11, 34[149]) as the revolutionary creator
of new artistic norms and forms seems equally indebted to Burckhardt and the
marginalia in his copy of the Cicerone, also preserved at the Herzogin Anna Ama-
lia Bibliothek (see C483 pp. 667, 669), evidence his familiarity with Burckhardt’s
views on Michelangelo. However, by explicitly placing Michelangelo above the
‘Christian’ Raphael, who ‘faithfully’ adhered to the classic standards of the an-
cients, Nietzsche went against one of Burckhardt’s most fundamental verdicts on
early modern art. In his art-historical writings as well as his correspondence,
Burckhardt emphatically and repeatedly exalted Raphael’s ‘classicism’ over
Michelangelo’s ‘Titanism’. What Nietzsche hailed as Michelangelo’s ‘yearning in-
stincts’ for a new art and new artistic ‘values’, Burckhardt denounced as ‘de-
monic’, ‘arbitrary’, and ‘reckless’; see Burckhardt 2001a, pp. 267–269, 273, 276,
and Burckhardt 1986, vol. 8, p. 192. But Burckhardt’s judgement of Michelangelo
was not entirely negative. His comments on Michelangelo’s paintings, for instance,
notably those in the Sistine Chapel, betray a certain reluctant admiration for the
Promethean aspects of his art, which he repeatedly describes as ‘superhuman’
(Burckhardt 2001b, pp. 124–129). Wölfflin 1934, pp. xxiv–xxv, and von Martin
1947a, pp. 140–142, overstate his traditionalism and classicism in this respect.
Gossman 1999, pp. 904–905, and Kaegi 1982, vol. 3, pp. 510–513, offer a more
balanced account. In their assessment of Machiavelli, at any rate, both men were in
broad agreement again: like Burckhardt, Nietzsche praised Machiavelli primarily
on account of his political ‘realism’; see, e.g., TI ‘What I Owe to the Ancients’ 2.
On Nietzsche’s ‘Machiavellianism’ see Dombowsky 2004, pp. 131–168, and Va-
cano 2007.
Martin A. Ruehl 259
_____________
86 See also Burckhardt 1988, p. 331.
87 See also A 46, where Nietzsche approvingly cites Domenico Boccaccio’s assess-
ment of Cesare —‘è tutto festo’—which he translates as ‘immortally healthy, im-
mortally cheerful [heiter] and well-turned out [wohlgerathen].’
88 See von Martin 1947a, pp. 40–43, 139–141.
260 ‘An Uncanny Re-Awakening’
So far there has been only t h i s one great war, so far there has been no more
decisive question than that of the Renaissance—m y question is its question.
(A 61)
The extent to which Nietzsche equated Cesare’s historical ‘task’ with his
own is evidenced by a late letter to Georg Brandes, dated 20 November
1888, in which he compares the anti-Christian polemics of Ecce Homo
with Cesare’s ‘overcoming’ of Christianity by dint of his superior ‘vital
instincts’ (KSB 8, pp. 482–483). These remarks suggest that in the late
1880s at least, Nietzsche viewed himself as a kind of Cesare redivivus, a
continuator of his work and the harbinger of a new, more complete attack
on Christendom.89
This new attack, of course, would roll back not just the religious insti-
tutions of Christianity, but Christian ‘slave morality’ in all its laical nine-
teenth-century permutations. Cesare’s noble values were Gegenwerthe
(counter-values) to the ‘life-denying’ ascetic doctrines of the Christian
Church as much as to the universalist humanitarian ideals underlying con-
temporary ideologies like liberalism and socialism. In The Gay Science,
Nietzsche had already suggested that these latter ideologies were born out
of the ‘plebeian’, egalitarian doctrines formulated in the Reformation. He
returned to this narrative of decline in The Twilight of the Idols (completed
in September 1888), where he condemned the modern demands for ‘hu-
manity’ (Humanität) as signs of cultural as well as physical decay, con-
trasting them sharply with the vital, agonistic instincts of Cesare’s Italy:
We moderns, very delicate, very vulnerable ... really have the conceit that our
tender humanity, our unanimous c o n s e n s u s to be merciful, helpful, and
trusting, is a positive advance, that with this we have gone far beyond the men
of the Renaissance ... What is certain is that we may not place ourselves in
Renaissance conditions, not even by an act of the imagination: our nerves
would not endure it, let alone our muscles. But such incapacity is not a sign of
progress ... Let us not doubt that we moderns, with our thickly padded hu-
manity [mit unsrer dick wattirten Humanität] ... would have provided Cesare
Borgia’s contemporaries with a comedy at the sight of which they would have
laughed themselves to death. (TI ‘Reconnaissance Raids’ 37)
Whereas in earlier works like Human, All Too Human, Nietzsche had
posited a trajectory from the Renaissance to the rationalist, scientific
world-view of modern Europe, the later, transvaluative writings largely
capped these positive links. In the 1880s, Nietzsche dwelt almost exclu-
sively on those elements of Renaissance civilization that stood in diametri-
_____________
89 See Gerhardt 1989, p. 109, and Gerhardt 1988.
Martin A. Ruehl 261
cal opposition to the modern bourgeois world and its ‘de-vitalizing’ ethics
of weakness:
Strong ages, noble cultures all consider pity, ‘neighbourly love’, and the lack
of self and self-assurance as something contemptible. Ages are to be measured
by their positive strength—and if we apply this yardstick, the lavish, fateful
age of the Renaissance [jene so verschwenderische und verhängnissreiche Zeit
der Renaissance] emerges as the last great age. We moderns, by contrast ...
with our virtues of ... modesty, legality, and scientism [Wissenschaftlichkeit] ...
emerge as a weak age. (TI ‘Reconnaissance Raids’ 37)
Like Burckhardt, Nietzsche criticized the bourgeois satisfait, with his ideal
of legal Sekurität and his utilitarian concerns, by holding up the Renais-
sance as an era of ruthlessness, violence, and ‘dangerous living’.90 How-
ever, where Burckhardt suspended judgement, Nietzsche offered explicit
praise.91 His Renaissance Men, most notably Frederick II and Cesare, were
unscrupulous, immoral beings, splendid ‘criminals’ (Nachlaß Fall 1887,
KSA 12, 10[50]),92 who thought and acted in blissful disdain for the moral
precepts of the Christian slave religion. They possessed a new, superior
type of moral fibre, ‘virtue in the Renaissance style, virtù, that is: virtue
free of moralistic acid’ (moralinfreie Tugend), which allowed them to in-
crease their ‘power’ (A 2).93 For Burckhardt, as we have seen, Cesare’s
crimes transcended the calculus of cruelty that characterized the Machia-
vellian politics of early modern Italy. For Nietzsche, such an excess of
cruelty was in complete accordance with the amoral virtù of those ‘higher
_____________
90 See Burckhardt’s letter to Nietzsche of 26 September 1886 (Burckhardt 1986, vol.
9, pp. 50–51), which indicates his sympathetic interest in Nietzsche’s reflections
on the ‘antithesis between the great security and comfort of well-being [Assecu-
ranz des Wohlbefindens] and the desirable education through danger’. Even Kaegi,
who generally emphasizes their ideological differences, concedes that Burckhardt
shared Nietzsche’s critical perspective on ‘contemporary European man’; see
Kaegi 1982, vol. 7, p. 67.
91 See Janssen 1970, pp. 32–33, 153–156, 215–216.
92 In his History of the Popes (1834–1836), Leopold von Ranke had called Cesare a
‘virtuoso of crime’ (Virtuos des Verbrechens): Ranke 1890, p. 34.
93 The lines from A 2: ‘What is happiness?—The feeling that power increases, that a
resistance is being overcome. N o t contentment, but more power; n o t peaceful-
ness, but war; n o t virtue [Tugend], but efficiency [Tüchtigkeit] (virtue in the Re-
naissance style, virtù, virtue free of moralistic acid’ echo the following observation
in the Nachlaß (Autumn 1887, KSA 12, 10[50]): ‘in the age of the Renaissance,
the criminal flourished and acquired his own type of virtue — virtue in the Renais-
sance style, of course, virtù, that is: virtue free of moralistic acid’. On Nietzsche’s
neologism moralinfrei and its anti-Semitic connotations see Sommer 2000, pp. 98–
99. There is some evidence that Nietzsche adopted the notion of ‘criminal virtue’
from Burckhardt; see the marginalia in C482a, p. 12, n. 3.
262 ‘An Uncanny Re-Awakening’
men’ destined to destroy the Christian idols and to proclaim, once again,
the ‘great yea to all lofty, beautiful and reckless things’ (A 61). Burckhardt
regarded Cesare as an extreme, Nietzsche as an exemplary embodiment of
the features that, in the eyes of both, defined the civilization of the Renais-
sance in Italy: secular individualism, remorseless Realpolitik, and a ‘pre-
moral intensity’ that sought its ‘most permanent expression in art’ (Nor-
brook 1989, p. 109). Within the dramatic-allegorical subtext of Burck-
hardt’s Renaissance book, Cesare played the role of transgressor and over-
reacher, but ultimately he remained a historical figure, a deeply
contradictory product of the new, morally ambiguous world that was the
cradle of modern man. Nietzsche, by contrast, used Cesare primarily as a
symbol and type: the iconic negation of all the sickly instincts, the ‘thickly
cushioned humanity’ and ‘herd animal morality’ of those ‘last men’ popu-
lating contemporary Europe. This does not mean, however, that his Cesare
was an arbitrary, ‘literary’ construct, as some recent critics have claimed
(see Nehamas 1985, pp. 225–227). When Nietzsche referred to Cesare as a
model of the superman and, indeed, ‘a kind of superman’ (TI ‘Reconnais-
sance Raids’ 37),94 he had in mind a very specific moment in the history of
Western civilization, a turning point that, ultimately, failed to turn, but that
nonetheless held rich promise for the future.95 Given the centrality of Ce-
sare in particular and of early modern Italy in general to Nietzsche’s vision
of a transformation of European culture, one might justifiably describe the
essence of this vision as a renascence of the Renaissance.
ing back at this time in 1918, Thomas Mann listed the ‘modish mass ef-
fects’ of Nietzsche’s philosophy, beginning with Renaissancismus, ‘the
cult of the Superman’, ‘Cesare Borgia aestheticism’ (Cesare-Borgia-
Ästhetizismus) and ‘the loudmouthed language of blood and beauty’.98 Like
Mann, Burckhardt recoiled from this language and it may have been the
‘loudmouthed’ glorifications of Renaissance evildoers by fin-de-siècle
playwrights such as Rudolf Lothar and Oscar Panizza that prompted his
explicit dissociation from Nietzsche’s Gewaltmenschen in the letter to von
Pastor.99
To be sure, Nietzsche—and the dramatists of the fin de siècle after
him—radicalized the secular, transgressive elements of Renaissance cul-
ture to such an extent that their representations of early modern Italy
seemed like a ghastly distortion of Burckhardt’s. At the same time, there
can be little doubt that their ‘language of blood and beauty’ drew its vo-
cabulary from Burckhardt’s evocative descriptions of all the Sforza, Malat-
esta, Visconti, and their Machiavellian machinations.100 Whoever penned
the 1895 article for the Historisch-Politische Blätter was not the only con-
temporary observer to discern a connection between the first section of The
Civilization of the Renaissance and the aestheticization of violence in
Nietzsche’s later writings, which shaped the Renaissance cult of ruthless-
ness around 1900.101
_____________
98 Mann 1918, pp. 553–560. On Mann’s ambivalent relation to Renaissancismus see
Ruehl 2004.
99 See Lothar 1893, Panizza 1894, and Berthold Weiß’ drama Caesar Borgia, which
premiered in Zurich in 1893. On the scandal provoked by Panizza’s Liebeskonzil in
1894 see Jelavich 1985, pp. 54–74.
100 Uekermann 1985, pp. 42–55, shows that the major playwrights of Renaissancismus
did not just borrow their dramatis personae and plot-lines from Burckhardt’s book,
but adopted its very terminology, for instance the concept of the state as a ‘work of
art’.
101 Writing in 1917, the literary historian Franz Baumgarten called Burckhardt the
‘historian’ and Nietzsche the ‘prophet’ of Renaissancismus; see Baumgarten 1917,
p. 5. The cultural historian Aby Warburg, who was better acquainted than most
with the literature on early modern Italy, similarly believed that it was Burckhardt
who had triggered the fin-de-siècle craze for the ruthless Renaissance hero; see
Roeck 1991, p. 66. Fubini 1992, p. 563, remarks that Hans Baron’s emphasis on
the civic, urban, and ‘proto-liberal’ elements of Renaissance political thought in
the early 1920s was an attempt to ‘suppress’ a line of interpretation that, ‘through
Burckhardt and Nietzsche, hailed the individualism of the Renaissance as the fore-
runner of the antibourgeois radical currents, both on the Left and the Right, that ran
through Germany at the time’. See also Reinhardt 2002.
264 ‘An Uncanny Re-Awakening’
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Part V
Tragic and
Musical Time
Metaphysical and Historical Claims in The Birth of Tragedy
Katherine Harloe
have no orderly structure: in itself the world is chaos, with no laws, no reason,
and no purpose. (Nehamas 1985, pp. 42–43)
The Birth of Tragedy is here invoked as a document of Nietzsche’s early
faith in the possibility of metaphysics, and is thereby distinguished from
the later writings, in which ‘Nietzsche comes to deny the very contrast
between things-in-themselves and appearance which was presupposed by
his discussion of tragedy’ (Nehamas 1985, p. 43). The assumption does
rather more work in motivating the influential, deconstructive readings of
The Birth of Tragedy offered by Paul de Man and Philippe Lacoue-
Labarthe (de Man 1979, pp. 79–102; Lacoue-Labarthe 1971). As Henry
Staten has convincingly shown, it is because de Man interprets The Birth of
Tragedy as an attempt to depict an ‘ontological hierarchy’, according to
which the Dionysian is genetically prior to the Apollonian, that his verdict
on it as a text that is logocentric—and his consequent deconstruction—can
operate (de Man 1979, pp. 83, 85; Staten 1990, pp. 187–216). More re-
cently, James I. Porter has argued against the view that any metaphysical
thesis is asserted in The Birth of Tragedy and in favour of reading it as an
attempt ‘to mimic and challenge—through a mixture of parody, irony,
implausibility, and logical circularity—the metaphysical banalities that the
work superficially conveys’ (Porter 2000a, p. 87). While his reconstruction
of the content of Nietzsche’s argument could not be more opposed to that
of Nehamas or de Man, his reinterpretation of Nietzsche as an anti-
metaphysician nevertheless leaves the question of metaphysics in the fore-
ground.
This first interpretative question is usually thought to be bound up
closely with a second contested issue: the Schopenhauerianism of Nietz-
sche’s first book. The connection seems straightforward enough: The Birth
of Tragedy’s elaboration of the Apollonian-Dionysian polarity conspicu-
ously deploys Schopenhauerian language, and Schopenhauer’s magnum
opus, The World as Will and Representation (Schopenhauer 1969 [Eng-
lish]; 1949a and b [German])1, offers a systematic metaphysics in the tradi-
tional sense of a set of interconnected claims about the ultimate nature of
the world. We might, therefore, take The Birth of Tragedy’s Schopenhau-
erianism as an indicator of its metaphysical commitment: insofar as Nietz-
sche’s position there may justly be characterized as Schopenhauerian, he is
defending a metaphysical thesis. It is my contention that this apparently
plausible inference is in fact mistaken, and rests upon an oversimplification
of what ‘Schopenhauer’ could have represented for Nietzsche at the time of
_____________
1 Translations from Schopenhauer’s and Nietzsche’s Nachlaß and letters are my
own.
Katherine Harloe 277
_____________
2 In addition to Porter 2000a, the focus of my discussion here, this reading is ex-
tended in Porter 2000b.
278 Metaphysical and Historical Claims in The Birth of Tragedy
feeling occasionally as if people and all things were mere phantoms or dream-
images. (ibid.)
Porter is, I think, correct to interpret these passages as implicating the Dio-
nysian and the supposedly higher reality it symbolizes in ‘appearances’,
but how are we to read the specific allusions to Wagner and Schopenhauer
in this context?
The immediate Schopenhauerian allusion is to a passage from his
Nachlaß,3 but the theme is treated at greater length in volume 2 of The
World as Will and Representation, in a chapter tellingly titled ‘On Man’s
Need for Metaphysics’ (Schopenhauer 1969, vol. 2, pp. 160–187/1949b,
pp. 175–209). There Schopenhauer talks of man as an animal metaphysi-
cum, permanently afflicted by the desire for metaphysical knowledge. In
the face of the evident suffering and misery of life, humans are compelled
to wonder why the world exists. The desperate need for an answer to this
question is, Schopenhauer says, the origin of all ‘metaphysical’ thought,
both religious and philosophical:
Temples and churches, pagodas and mosques, in all countries and ages, in
their splendour and spaciousness, testify to man’s need for metaphysics, a
need strong and ineradicable, which follows close on the physical. (1969, vol.
2, p. 162/1949b, p. 177)
The difference between religion and philosophy does not consist in the
claim, common to both, to embody a truth beyond appearances, but rather
in their mode of presentation. Religions provide a ‘popular metaphysics’
resting upon revelation, and can be true solely sensu allegorico. Philoso-
phy, by contrast, appeals to thought and conviction and claims to be true
sensu proprio (1969, vol. 2, pp. 166–168/1949b, pp. 183, 185). Neverthe-
less, both arise from humans’ need, faced with the misery of life, to make
‘metaphysical assumptions’ about the existence of another world whose
real character is separated by ‘a deep gulf, a radical difference’ from any-
thing of which they can conceive (1969, vol. 2, p. 178/1949b, pp. 197,
198). Belief in metaphysical doctrines is, then, a human cognitive response
to misery and helplessness in the face of existence, and both religion and
philosophy, as forms of metaphysics, gain their content by a projection of
the antithesis of the world of ‘appearances’ into an assumed beyond. In this
_____________
3 ‘He who does not feel occasionally as if people and all things were mere phantoms
or dream-images has no gift for philosophy. For it arises out of the contrast of in-
dividual things with the Idea of which they are the appearance’ (Schopenhauer
1864, p. 295). An annotated copy of this work survives among Nietzsche’s per-
sonal effects, although the date at which he purchased it is unknown (see Oehler
1942, p. 21).
280 Metaphysical and Historical Claims in The Birth of Tragedy
_____________
4 Nietzsche to Hermann Mushacke, 27 April 1866, KGB I 2, pp. 126–129; Nietzsche
to Carl von Gersdorff, end-August 1866, KGB I 2, pp. 156–161 (see Barbera
1994).
Katherine Harloe 281
_____________
5 I am thinking in particular of Hans Sachs’ famous Wahn-monologue at the end of
act III, scene 1. The passage Nietzsche cites is from the beginning of act III, scene
2.
6 See Barbera 1994, p. 219 (no. 4). As late as 1873, Nietzsche thought fit to praise
this work of Wagner’s as ‘in the highest sense “edifying”’ (Nietzsche to Gersdorff,
2 March 1873, KSB II 3, p. 131).
282 Metaphysical and Historical Claims in The Birth of Tragedy
clearly show itself as founded on this selfsame world of need and change:
wherefore, since this world is the source of our unhappiness, that other world,
of redemption from it, must be precisely as different from the mode of cognis-
ance whereby we are to perceive that other world must be different from the
mode which shews us nothing but this present world of suffering and illusion.
(1995, pp. 23–24/1911, pp. 20–21, emphasis mine)
Religious feeling is awesome in nature—Wagner calls it ‘wonder-working’
(wunderwirkend) and ‘sublime’ (erhaben) (1995, p. 25/1911, p. 21), but is
nonetheless illusion for all that. In explicitly associating religious thought
with illusion and dream, Wagner goes further than Schopenhauer does in
the passages I have quoted, but both the language and the content of this
recognizably Schopenhauerian train of thought foreshadow those aspects
of The Birth of Tragedy 1 that Porter emphasizes.7
If Porter’s argument that the Dionysian or the metaphysical originates
as the compensatory fantasy of needy and suffering human beings is
granted, it seems nevertheless that the elaboration of these thoughts in the
opening sections of The Birth of Tragedy draws considerably on Schopen-
hauer’s treatment of the same theme. It is, moreover, not merely Nietz-
sche’s account of the origins of metaphysics that is Schopenhauerian in
tenor. His discussion of the resurgence of the need for metaphysics in his
contemporary era is also redolent of Schopenhauer. According to Nietz-
sche, this need is provoked anew by the eventual bankruptcy of the opti-
mistic, ‘Socratic’ belief that science can provide a fully satisfactory ex-
planation of the world (see especially BT 15, 18). The second half of
Schopenhauer’s chapter ‘On Man’s Need for Metaphysics’ is likewise
devoted to an extensive and scathing discussion of the ambitions of science
to explain the world:
Naturalism, or the purely physical way of considering things, will never be
sufficient, it is like a sum in arithmetic that never comes out. Beginningless
and endless causal series, inscrutable fundamental forces, endless space, be-
ginningless time, infinite divisibility of matter, and all this further conditioned
by a knowing brain, in which alone it exists just like a dream and without
which it vanishes—all these things constitute the labyrinth in which naturalism
leads us incessantly round and round ... In fact, even if a man wandered
through all the planets of all the fixed stars, he would still not have made one
step in metaphysics. On the contrary, the greatest advance in physics will only
_____________
7 The connection between metaphysical ‘knowledge’ and dreams is treated at length
in Schopenhauer’s essay on spirit-seeing (Schopenhauer 1960 [German]/1974
[English]). This discussion inspired Wagner’s 1870 centenary essay on Beethoven,
which Nietzsche praises in the Preface to BT and in section 16 (KSA 1, pp. 23,
104).
Katherine Harloe 283
make the need for a system of metaphysics felt more and more, since the cor-
rected, extended, and more thorough knowledge of nature is the very know-
ledge that always undermines and finally overthrows the metaphysical as-
sumptions that till then have prevailed. (Schopenhauer 1969, vol. 2, pp. 177–
178/1949b, pp. 196–197)
Like Nietzsche, Schopenhauer is disdainful of the ambitions of science,
and believes that it will eventually refute itself, provoking a return to meta-
physical speculation. Not only are there general thematic parallels, but the
very terms in which Nietzsche expresses the cultural importance of Soc-
ratism echo the cosmic imagery of Schopenhauer’s contemptuous dis-
missal.8
An element of continuity with Schopenhauerian ideas is also, I would
argue, implied by the imagery of veiling that Nietzsche uses to depict the
insight offered by the Dionysian state:
Now, hearing this gospel of universal harmony, each person feels himself to
be not only united, reconciled or merged with his neighbour, but one with him,
as if the veil of maya had been torn apart, so that mere shreds of it flutter be-
fore the mysterious primordial unity. (BT 1, KSA 1, pp. 29–30; see too BT 15,
KSA 1, pp. 98–99; BT 24, KSA 1, p. 150)
Porter points out that the veracity of this vision is far from assured, sug-
gesting that the subjunctive character of the ‘as if’-clause and the continued
fluttering of the tattered veil imply that the Dionysian vision does not pro-
vide immediate insight into the beyond (2000a, pp. 51–52). He concludes
that this represents a critique of Schopenhauer; but again, there are
Schopenhauerian precedents. We have already seen Schopenhauer speak of
‘the veil of the forms of perception’ in The World as Will and Representa-
_____________
8 ‘For the first time, thanks to this universality, a common network of thought was
stretched over the whole globe, with prospects of encompassing even the laws of
the entire solar system’ (BT 15, KSA 1, p. 100). They also contain echoes of Wag-
ner. Nietzsche characterizes the Socratic instinct for scientific knowledge as a
‘sublime metaphysical illusion’ (BT 15, KSA 1, p. 99) and comments that without
its influence, human energy would have been ‘applied instead to the practical, i.e.,
egotistical goals of individuals and nations’. The ‘wars of extinction’ that would
have ensued would have led to a generalized and suicidal pessimism of the kind
which, Nietzsche claims, ‘has existed throughout the entire world, wherever art has
not appeared in one form or other, especially as religion or science, to heal and to
ward off the breath of that pestilence’ (BT 15, KSA 1, pp. 100; see also p. 102).
Wagner had likewise argued that patriotic or political Wahn is still too close to in-
dividual egoism to be stable, and will collapse into war unless supplemented by the
illusions of faith (1995, pp. 15–19/1911, pp. 12–14). Nietzsche’s account of the
way science functions as a form of illusion is thereby aligned with Wagner’s dis-
cussion of religion.
284 Metaphysical and Historical Claims in The Birth of Tragedy
tion II, chapter 17, when wrestling with the thorny issue of human beings’
‘inner’ experience of the thing-in-itself (1969, vol. 2, pp. 182–183, quoted
above). He resorts to this metaphor again in the following chapter, this
time to confess the impossibility of an unshrouded view:
Meanwhile it is to be carefully noted, and I have always kept it in mind, that
even the inward observation we have of our own will still does not by any
means furnish an exhaustive and adequate knowledge of the thing-in-itself ...
in this inner knowledge, the thing-in-itself has indeed to a great extent cast off
its veils, but still does not appear quite naked ... Accordingly we have to refer
the whole world of phenomena to that one in which the thing-in-itself is mani-
fested under the lightest of all veils, and still remains phenomenon only insofar
as my intellect, the only thing capable of knowledge, still always remains dis-
tinguished from me as the one who wills, and does not cast off the knowledge-
form of time even with inner perception. (Schopenhauer 1969, vol. 2, pp. 197,
9
198/1949b, pp. 220–221)
These passages are taken from the second volume of The World as Will
and Representation, which was added in the second edition of 1844 and
forms a supplement to volume 1. There is no question that such statements
are hard to reconcile with the confidence with which the thesis that the
world is Will is presented in the first edition of Schopenhauer’s work. It is
nevertheless evident that the terms of what Porter sees a radical critique of
Schopenhauer are available from Schopenhauer himself.
_____________
9 The imagery of the veil has a long pedigree in German philosophical aesthetics,
evoked by Kant Goethe, Schiller, Novalis, Hegel, and others. See Gombrich 1985
for some examples. The implication is always double-edged: a veil conceals as
much as it reveals. It is this tradition that Nietzsche taps into with his remarks
about the veiling and unveiling in BT 15 and in The Gay Science (GS Preface to
the second edition 4, KSA 3, pp. 351–352; GS 57, KSA 3, pp. 421–422).
Katherine Harloe 285
_____________
11 This comment assumes that the ‘rebirth’ of tragedy Nietzsche envisages in The
Birth of Tragedy is, indeed, a Wagnerian Renaissance. Although this has some-
times been questioned, it still seems to me the best way to make sense not only of
The Birth of Tragedy but of the references to Wagner in Nietzsche’s notes and let-
ters of the early 1870s. The scope of the rebirth Nietzsche has in mind is, however,
far too broad and indeed open-ended to encompass Wagner alone. Although Wag-
ner is identified with the fulfilment of this ideal in The Birth of Tragedy, this is
compatible with the view that he later retracted this association and, as occurred in
Ecce Homo, disavowed The Birth of Tragedy’s Wagnerianism without disowning
the ‘hope’ that speaks out from the work (EH III BT 1 and 4).
Katherine Harloe 287
a new myth and who anticipates its form.12 In doing so, he merits praise as
an augur of the rebirth of tragedy. His successor, both in this prophesying
and in this anticipating, is Nietzsche himself.
This paper has tried to rehabilitate some claims about The Birth of Tragedy
which may seem rather traditional: namely, the positive character of its
appropriation of Schopenhauer and Wagner, and the importance of the
(quasi-)historical structure of its argument. Being traditional does not, of
course, amount to being mistaken, and I hope I have shown that such
claims can be supported by crediting Nietzsche with a less naive reception
of Schopenhauer than has sometimes been suggested. Nietzsche famously
warns philosophers to be vigilant about the unnoticed and subtle commit-
ments inherent in the grammar of our language (BGE 2, KSA 5, p. 54; TI
‘“Reason” in Philosophy’ 5, KSA 6, p. 78), but the manner in which the
areas and positions of long-running debates come to be defined may occa-
sionally be just as insidious.13
References
Barbera, Sandro, 1994, ‘Ein Sinn und unzählige Hieroglyphen. Einige Motive von
Nietzsches Auseinandersetzung mit Schopenhauer in der Basler Zeit’, in: Tilman
Borsche / Federico Gerratana / Aldo Venturelli (eds.), Centauren-Geburten. Wis-
_____________
12 As Nietzsche emphasizes in BT 16, it is Schopenhauer’s analysis of the representa-
tional and expressive capacity of music which also provides an intimation of the
kind of art by means of which the crisis can be overcome. Schopenhauer’s writings
suggest that a work of art which combines music with images or action can repre-
sent ‘the innermost kernel preceding all form, or the heart of things’ (Schopen-
hauer 1949a, p. 311, quoted by Nietzsche, BT 16, KSA 1, p. 106). This is, of
course, the kind of representation Nietzsche characterizes as myth: ‘the symbolic
image ... with the h i g h e s t d e g r e e o f s i g n i f i c a n c e ’ (BT 16, KSA 1, p. 107).
Regrettably, space considerations preclude any further discussion of this aspect of
Nietzsche’s appropriation of Schopenhauer here.
13 The research for this paper was begun when I was a Junior Postdoctoral Fellow in
the Institute of Greece, Rome and the Classical Tradition at the University of Bris-
tol, UK. I am grateful to the Institute Board for funding my research and to the
Bristol Classical Seminar for their responses to an early presentation. I also owe
thanks to Martin Ruehl, Raymond Geuss, Mike Levene, and Thomas Brobjer for
their comments and questions on my initial conference paper, and to Nicholas Jar-
dine and Dawn Phillips for subsequent constructive criticism.
Katherine Harloe 289
Translations
The Birth of Tragedy, ed. Raymond Geuss, trans. Ronald Speirs, Cambridge: Cam-
bridge University Press, 1999.
Nietzsche’s Musical Conception of Time
Jonathan R. Cohen
1. Time in Music
_____________
1 The musicological discussion in this essay is heavily indebted to Dr Steven Pane, a
musicologist at my university with whom I’ve been studying nineteenth-century
music the past few years in order to better understand Nietzsche’s comments about
music. I have repeatedly offered Dr Pane co-authorship of the articles which have
resulted but he has so far always refused, saying that the only keyboard he wants
anything to do with is the one with 88 keys.
292 Nietzsche’s Musical Conception of Time
which the needful preservation of orderly measure compelled the soul of the
listener to a continual s e l f - p o s s e s s i o n : it was upon the reflection of the
cooler air produced by this self-possession and the warm breath of musical en-
thusiasm that the charm of this music rested. —Richard Wagner desired a dif-
ferent kind of m o v e m e n t o f t h e s o u l : one related, as aforesaid, to swim-
ming and floating. Perhaps this is the most essential of his innovations. The
celebrated means he employs, appropriate to this desire and sprung from it—
‘endless melody’—endeavours to break up all mathematical symmetry of
tempo and force and sometimes even to mock it; and he is abundantly inven-
tive in the production of effects which to the ear of earlier times sound like
rhythmic paradoxes and blasphemies. What he fears is petrifaction, crystalliza-
tion, the transition of music into the architectonic—and thus with a two-four
rhythm he will juxtapose a three-four rhythm, often introduce bars in five-four
and seven-four rhythm, immediately repeat a phrase but expanded to two or
three times its original length. A complacent imitation of such an art as this
can be a great danger to music: close beside such an over-ripeness of the feel-
ing for rhythm there has always lain in wait the brutalization and decay of
rhythm itself. This danger is especially great when such music leans more and
more on a wholly naturalistic art of acting and language of gesture uninflu-
enced and uncontrolled by any higher plastic art: for such an art and language
possesses in itself no limit or proportion, and is thus unable to communicate
limit and proportion to that element that adheres to it, the a l l t o o f e m i n i n e
nature of music. (AOM 134)
‘Endless melody’ (sometimes ‘infinite melody’; the German is unendliche
Melodie) is defined by contemporary musicologists as melody which
‘avoids, or bridges, caesuras and cadences’ (Sadie 1980, p.121). Caesuras
are the rests that come at the end of completed musical phrases, and caden-
ces are the harmonic resolutions at the ends of phrases by which the music
returns to the tonic, or home key. Endless melody, then, is music which
just keeps going, without resolving in the way in which we are accus-
tomed. The result is (i) harmonically, a loss of a sense of home key and
harmonic resolution to it, (ii) rhythmically, a loss of a sense of regular
rhythm and the sense of resolution created when a phrase fills out its allot-
ted measures, and (iii) structurally, a loss of distinction between aria and
recitative: unlike traditional ‘number’ opera, in which choral parts, solos,
and narrative sections are distinct, the music in classical Wagnerian operas
flows along endlessly.
Thus, for example, Tristan und Isolde—considered the locus classicus
for endless melody—has rests, but not caesuras; that is, the rests don’t
represent resolutions (see, e.g., the Prelude, Fig. 1). For comparison,
Bizet’s Carmen—an appropriate foil given Nietzsche’s deployment of it
against Wagnerian opera in The Case of Wagner (1888)—features classic
cadences, making it always easy to tell when the phrase is done (see, e.g.,
the Overture, Fig. 2).
Jonathan R. Cohen 293
_____________
2 The reader may want to pause at this point long enough to listen to recordings of
the relevant pieces, in order to have the music in his/her ears. It only takes a minute
for the point to become obvious. I have chosen to focus on the orchestral begin-
nings of both operas, since in both cases the beginning sets the tone for the rest.
Since opera is ultimately vocal music, however, the reader may want to hear the
contrast also in vocal passages from the two works; if so, I recommend the Trans-
figuration from Tristan (and see Fig. 3) and the act II ‘Chanson’ from Carmen.
296 Nietzsche’s Musical Conception of Time
At any rate, our issue here is not whether Nietzsche is right about the ne-
cessity of structure for life to flourish, nor about the justice of his criticism
of Wagner. (For example, we might defend Wagner, at least within the
context of Tristan, by pointing out that music which never resolves is per-
fectly appropriate for a story about unfulfilled love.) Rather, we will return
to the issue of Nietzsche’s conception of musical time by analysing the
aspect of endless melody which Nietzsche criticizes in ‘Assorted Opinions
and Maxims’ 134, namely, rhythm.
This is already an idiosyncratic way for Nietzsche to approach the
question, for it is not at all obvious that rhythm is the defining character-
istic of endless melody. As just noted, current musicology defines endless
melody in terms of lack of caesura and cadence, and consequently lack of
resolution. However, the musicological analysis is ambivalent, since reso-
lution has both a harmonic and a rhythmic component. And thus Bryan
Magee, for example, can ignore rhythm entirely and account for the effect
of Tristan on the listener solely in terms of harmonics:
The first chord of Tristan ... contains within itself not one but two dissonances,
thus creating within the listener a double desire, agonizing in its intensity, for
resolution. The chord to which it then moves resolves one of these dissonances
but not the other, thus providing resolution-yet-not-resolution ... And this car-
ries on throughout a whole evening. (Magee 2001, pp. 208–209)
For that matter, Wagner himself introduced the term ‘endless melody’ (in
his essay ‘Zukunftsmusik’, written in 1860, at about the same time he was
composing Tristan) in neither rhythmic nor harmonic terms. For him, the
term ‘melody’ connotes music which is expressive and significant; the rest
of what is included in a piece of music—harmonies, connecting passages,
etc.—is formulaic and says nothing. So for Wagner, the point about end-
less melody is that it describes music which is always saying something
and has no gratuitous padding. Thus he avoids cadences primarily because
they are formulaic (Sadie 1980, p. 121).
For Nietzsche, however, musical formulae, if successful, are to be
cherished, representing as they do the fruit of many years of work by many
hands on problems of musical composition. As noted above, Nietzsche
finds traditions acceptable if they allow one to flourish, and some sort of
structure is necessary if one is to flourish. So Nietzsche looks at the music
itself and asks about its effect—does it allow one to flourish? In the case of
endless melody, Nietzsche does not explore it harmonically, as critics such
as Magee do, but rather turns the conversation to rhythm. In other words,
even if the musicologists and Wagner himself disagree, Nietzsche makes
endless melody be about rhythm, and thus by the same token about time.
The crux, then, of the criticism of endless melody in ‘Assorted Opin-
ions and Maxims’ 134 is this sentence in the middle of the passage:
Jonathan R. Cohen 297
_____________
3 Again, the reader is encouraged to find and listen to the first minute of Les Noces
(and again, that’s all it will take to understand the point) before reading on. It
should be noted that Stravinsky does sometimes write pieces featuring a jumble of
time signatures which are nonetheless (at least titled as) dances, such as the ‘Rus-
sian Dance’ from Petruschka. As I will argue below, Nietzsche’s point is not really
about time signatures but rather about the rhythm of the piece as the listener ex-
periences it, and the ‘Russian Dance’, which I think is indeed danceable in a way,
proves his point quite nicely.
4 See EH ‘Why I Am so Clever’ 6, and Storr 1994, p. 215.
298 Nietzsche’s Musical Conception of Time
so as to detach the listeners from their secure anchors and set them adrift
on a sea of endless melody. This Nietzsche objects to as making impos-
sible the sort of keeping-one’s-feet-on-the-ground which he regards as
necessary for the dance of life.7
What does all this tell us about Nietzsche’s view of musical time? One
ordinarily thinks of musical time in terms of the time signature or of the
tempo meted out by the conductor or the metronome. But this is to take the
view of the musicians, whereas Nietzsche in this passage takes the perspec-
tive of the listener. In this way, Hollingdale’s mistranslation is actually
instructive. It is indeed natural to assume that when Nietzsche begins
throwing around numbers, he must be talking about time signatures—those
are the numbers of which music seems to be made. As we have just seen,
however, the only way to make sense of ‘Assorted Opinions and Maxims’
134 is to understand it in terms of the music’s effect on the listener. What-
ever it looks like in the score, endless melody is played and heard in such a
way as to provoke chaos in the listener.8
The only feature of musical time which matters, then, in Nietzsche’s
view, is the perceived rhythm of the musical phrases. The score and its
time signature represent time ‘in itself’, as it were; to the listener, however,
there is only time as perceived—i.e., the number and frequency of beats in
the musical phrase itself as played and heard. In Wagner’s music, not only
are there irregular beats, by this standard—the two, three, five, and seven
Nietzsche lists—but even then, these combinations recur in Wagner’s
music irregularly, so that the listener has no purchase, no structure. The
melodic rhythm differs from the harmonic rhythm, and both differ from the
underlying rhythm the musicians are counting out. The musicians are
(presumably) counting out a stable six beats per measure, but to Nietzsche
the beats heard by the listener are the only things that matter. They have an
effect on the listener, not only during the time the music is actually being
played but, Nietzsche clearly worries, afterwards as well. The jumble of
rhythms cultivate a jumble in the soul. Thus musical time is a matter of the
perception of, and the effect on, the listener. Its own intrinsic features—
what’s written in the score and what’s counting in the musicians’ heads—
might as well not exist.
_____________
7 The metaphor of dance as being necessary for life can be found in the first volume
of HA as section 278. And criticism of endless melody as incompatible with dance
can be seen again—without the musicological details—in book II of GS (see espe-
cially sections 80, 84, and 86).
8 This marks Nietzsche’s break from Wagner in yet another way—in his early pe-
riod, as Wagner’s ally, he took the point of view of the composer; now, as Wag-
ner’s enemy, he speaks solely as a listener.
Jonathan R. Cohen 303
2. Time as Music
_____________
9 Although most of the passages in which Nietzsche explicitly denies the existence
of things-in-themselves are in the notebooks (many of them included by Nietz-
sche’s sister in The Will to Power), the view can be seen clearly at such published
loci as GM I 13, TI ‘How the “Real World” Finally Became a Fable’, and TI ‘The
Four Great Errors’ 3.
304 Nietzsche’s Musical Conception of Time
_____________
10 It is also possible, of course, that he simply wanted to avoid requiring the reader of
NCW to engage in the sort of involved interpretation to which that sentence has
driven us in this essay. (Interestingly, the canard about the ‘all too feminine’ in
music which closes the AOM version is left behind as well in NCW—one can only
speculate why.)
11 For a similar view of the relation between musical and physiological rhythms, see
Langer 1953, pp. 126–129, 328–330.
Jonathan R. Cohen 305
ans who are unhealthy, and that resisting this music is precisely a proof of
health in Nietzsche’s view.12
_____________
12 This line too is missing from the NCW version—why? I suspect that by then
Nietzsche had become nervous about another way to interpret his silence and lack
of retort—perhaps his recurrent, debilitating illnesses actually gave the Wag-
nerian’s gibe at him some credence.
306 Nietzsche’s Musical Conception of Time
(frogs, say), and also get some very vague sense of how there could come
to be creatures that perceived in four dimensions. However, there is no
similar way to conceive of how time might appear to creatures whose
brains were hardwired differently from ours. In a way, this only proves
Kant’s point that for us the world simply is this way, i.e., that three-
dimensional space and uni-directional time are indeed features of reality
for us. But it does make it hard to understand the other side of Kant’s posi-
tion, that time is ideal.
Nietzsche, I think, can help here. On the one hand, by denying the ex-
istence of things-in-themselves, Nietzsche blocks the contrast between how
time might be in itself and how we perceive time. That is, Kant must main-
tain that time is a hard and fast feature of reality, yet also say that there
might well be other ways to perceive it. But what is the ‘it’ that other crea-
tures are perceiving differently? While we might have an inkling of what
that might mean in the case of space, in the case of time it’s quite mysteri-
ous. For Nietzsche, however, time is our perception, and there’s no time-
in-itself that other creatures might have a different perception of, so the
difficulty disappears.
But there is more: while Nietzsche follows Kant in asserting that it is
our minds that structure reality, rather than reality impressing itself directly
on our blank mental wax tablets, he makes one crucial adjustment. Kant
assumes that our minds all function the same way, that we are hardwired in
the way he describes. Nietzsche, however, asserts that our minds are all
different. For Nietzsche, it is the individuality of perception that is crucial,
not its intersubjectivity. While he does not deny that our perceptions can
and do overlap—allowing us to live in some sort of concert with each
other—he emphasizes our perspectival differences. He agrees that it is our
minds which structure our reality, but sees the differences between our
minds as sufficient to make our realities perspectival rather than intersub-
jective (and thus make it necessary to use ‘realities’ in the plural).
The result of Nietzsche’s line of thought is that the best way to de-
scribe our perceptions of time is to resort to the realm and language of
music.13 Each musical piece sets its own tempo—that is, it determines its
own temporal reality. There is no time-in-itself against which to compare
these various tempos—they establish temporal reality for the world of that
piece of music. We too live, think, and function at our own tempo—we
_____________
13 It is surely instructive that, whereas Nietzsche was obsessed with music and wrote
about it extensively throughout his career, Kant did not appreciate music very
much, and his otherwise magisterial aesthetic theory does not work very well in the
case of music (see Higgins 1991, pp. 55–67).
Jonathan R. Cohen 307
establish the reality of time for us. There is no absolute time to measure
ourselves against, or by which to criticize our individuality. At the same
time, we can compare our own inner tempo, and challenge it, with that of
others. Thus the experience of music can be a tonic for us, giving our souls
rest, or perhaps a new rhythm to live by. It is either beneficial or harmful
depending on its complementarity or conflict with the music of our lives.
Wagner’s use of endless melody to destroy the listener’s sense of time,
then, constitutes the most pernicious form of his nihilism.14
References
Higgins, Kathleen, 1991, The Music of our Lives, Philadelphia: Temple University
Press.
Langer, Susanne, 1953, Feeling and Form, New York: Scribner’s.
Magee, Bryan, 2001, The Tristan Chord: Wagner and Philosophy, New York: Metro-
politan.
Sadie, Stanley (ed.), 1980, The New Grove Dictionary of Music and Musicians, vol. 20,
London: Macmillan.
Storr, Anthony, 1994, ‘Nietzsche and Music’, in: Royal Institute of Philosophy Sup-
plement, 37, pp. 213–227.
Translations
Beyond Good and Evil, trans. Walter Kaufmann, New York: Vintage Books, 1966.
The Gay Science, trans. Walter Kaufman, New York: Vintage Books, 1974.
Human, All Too Human, trans. R. J. Hollingdale, Cambridge: Cambridge University
Press, 1986.
Nietzsche contra Wagner, in: The Portable Nietzsche, ed. and trans. Walter Kaufmann,
New York: Viking Press, 1954.
_____________
14 In this context, an old joke passed on to me by Dr Pane—‘A Wagnerian opera
starts at 8:00, three hours pass, you look at your watch, and it’s 8:15’—takes on an
uncanny double meaning.
Index rerum et nominum
Index 311
crime, 198, 256, 261 destructive, 18, 40, 119, 170, 182, 196,
critical history, 51 198, 222, 304
crystallization, 16, 233, 292, 297 Detwiler, B., 256, 266
cultivation, 46 Deussen, P., 28, 32
cult, 25–26 diachronic, 127, 192, 247
culture, 16, 26, 31–32, 39, 45, 47, 51, dialectical, 3
53, 58, 63–65, 70–72, 90, 104, 119, dialetheic, 10
150, 158, 196, 199, 201, 203, 222, Dialetheism, 9
226, 233, 235, 240–249, 252–256, difference-preserving, 11
262–264, 286, 287 differential, 70, 138
custom, 94, 97, 99, 170, 191 dilemma, 103, 135–136
cycle, 188–189 Dionysian, 76, 124, 141, 159–160,
cyclic repetition, 154–157 219, 234, 262, 275–283
Dionysus, 38, 278, 289
D directednesses, 95
da Romano, E., 236 diremption, 196
dancing, 65, 159, 295, 304 disembodied, 185, 264
Danto, A. C., 123, 128, 143 disgregation, 129, 135, 196, 209
Darwin, Ch., 13, 28, 64–73, 89, 93 disjunction, 3, 15, 120–121
Darwinism, 53, 66–72, 87, 92–93, 111 dissatisfaction, 156, 164
Darwinizing, 73 diversity, 15, 202–206
de Man, P., 17, 276, 288 Dodds, E. R., 47, 49
death, 38, 40, 45, 104, 138, 150–152, dogmatic, 12, 48, 123
155, 164–170, 175, 181–188, 250, Dombowsky, D., 258, 266
260 Donnellan, B., 247, 266
death of God, 104, 151–152, 175 doubleness, 138
death of Socrates, 38 doubt, 5, 56, 79, 122, 126, 170, 187,
decadence, 41, 85, 119, 172, 174, 241 241, 256, 260, 263, 280
decadent, 15, 58, 124, 138, 168–169, Draper, J. W., 24, 32
172 dream, 177, 278, 281, 282
decay, 85, 209, 260, 292 Dries, IX, XI, 1–19, 14, 18, 19, 113–
deconstruction, 16, 173, 248, 276 145, 114, 135, 143, 144, 189
deferral, 209 drives, 32, 54, 66, 92–110, 131, 152,
degenerating, 15, 119, 167, 169–171 194, 222
deity, 85 dualism, 14, 114, 120–123, 130
Deleuze, G., 69, 73, 125, 143 dualistic, 113, 137, 138
democratic, 208, 253 duality, 49, 137, 139
democratization, 254 Dühring, 56
Demokratie, 269 duration, 65, 114, 123, 133–134
Dennett, D., 68, 71–73 dwarf, 105, 182, 187
Derrida, J., 139, 143 dynamic, 120, 126, 129, 151, 191,
desire, 3, 5, 40, 54, 69, 73, 88, 94, 97, 195–196, 203, 205–206, 207
117, 124, 164, 170, 175, 179, 199, E
201–202, 209, 222, 236, 250, 254,
279, 292, 296 early modern, 231–236, 240, 244, 246,
despotic rulers, 236 253, 255, 257–259, 261, 263
destruction, 41, 44, 80, 85, 141, 156, earth, 56, 89, 153, 170, 174–175, 186,
205, 222, 256 201, 295
ecstatic nihilism, 116, 119, 183
Index 315
perspective, 10–11, 17, 32, 71, 104, Porter, J. I., 17, 125, 144, 220, 228,
127, 130–133, 137, 142, 158, 167, 276–285, 289
168, 194, 199, 206, 221, 224, 244, Pöschl, V., 224, 228
246, 261, 275, 302 positivism, 14, 42, 46, 55–58, 104,
perspectivism, 75, 83, 131, 150, 275 154, 215, 222, 303
pessimism, 3, 12, 39, 47, 124, 155, power, 13–14, 25, 27, 29, 40–41, 66–
183, 225, 241, 256, 283 71, 84, 92–94, 98–110, 117, 123,
pessimist, 12, 48, 57, 168 125–131, 151, 153, 160, 170, 179,
Petersen, E., 217, 228 184, 186, 189, 191–192, 196, 200–
petrifaction, 292, 297 208, 225, 234–243, 256, 261, 264,
phantasmal, 1, 126 278
phantasms, 137 powerless, 187
phantom, 278, 281 pragmatic, 237
phenomena, 12, 23–24, 28–31, 63, 65, prayer, 27
72, 75, 123, 138, 278, 284, 286 predictability, 6, 49
phenomenal, 76–81, 85, 125, 128 prediction, 222
phenomenalism, 82 prehistory, 25, 89
phenomenological, 11, 123–124, 126– prehuman, 179
127, 135, 139, 141 presence in us, 104
phenomenology, 123–125, 135, 139 pre-Socratic, 41, 46, 191
phenotypic, 71 pride, 88, 103, 107, 109
philhellenist, 233, 263 priest, 58, 90, 97, 171, 174, 250, 253
Philistius, 44 Priest, G., 10, 19, 90, 97, 140, 144,
philologist, 23, 57, 59, 219, 222, 224, 171, 250, 253
252 primeval times, 94
philology, 16, 29, 214–227 primeval training to remember, 100
physical, 81, 126, 128, 132, 138, 174, primitive, 12, 24–28, 35, 47, 88, 97
260, 279, 282 primordial, 13, 76–77, 99–100, 120,
physicalism, 131 249, 283
physiological, 18, 70, 123–124, 166, primordial unity, 76, 283
170, 304 principium individuationis, 16, 75, 248
physis, 198, 200 prison, 40
plants, 25, 91 prisoner, 175
Plato, 12, 35–49, 58, 89, 96, 137, 159, processes, 11, 28, 75, 80–82, 92–96,
164, 198, 247 103, 108, 126, 128–131, 142, 205
Platonic-Aristotelean-Kantian productivity, 16, 136, 238, 255
tradition, 48 profanity, 239
Platonism, 26 progress, 52–53, 57, 64, 66, 70, 155,
pleasure, 287 171, 247, 260
Pletsch, C., 232, 270 progressus, 28
pluralism, 15, 191, 194–195, 203–207 proletarian revolution, 236
Poellner, P., 123–124, 126, 144 promise, 53, 88, 97–98, 106, 108, 259,
poetry, 12, 41, 128, 159, 257, 278 262
polemic reversal, 8, 10 properties, 2, 9, 81, 84
political, 43, 45–46, 49, 52, 151, 202, propositional, 40, 67, 128, 150, 177
204, 217, 232, 234, 236–240, 246, protension, 7
254–258, 263, 281, 283, 291 proto-human, 102
Politycki, M., 215, 228 proto-intentional, 14
protoplasm, 131
Index 323
rhetorical, 36, 44, 139, 158 Schiller, F. von, 135, 143, 196, 215,
rhetorician, 45 234, 240, 259, 266, 284, 288
rhyme, 295 Schlechta, K., 232, 271
rhythm, 17, 292, 295–297, 301–307 Schlegel, F. von, 121, 214
Ribbeck, O., 217, 228 Schlegel, A. W. von, 214
Richardson, IX, XI, 13, 19, 78, 85, Schmerzbringerin, 117–118
87–111, 125, 130–133, 143–144, Schmidt, M., 254, 268, 271
176, 190 scholastic factions, 16, 220
Richerson, P., 72, 74 Schopenhauer, A., 2–3, 13–19, 40, 75,
rigidity, 137, 205, 207 77, 79, 82, 89, 115, 121, 124, 155,
Ritschl, F., 58, 213, 216–218, 220, 160, 167–168, 171, 190, 192–204,
226, 228 209–210, 225, 233, 241, 247, 248,
Ritter-Santini, L., 262, 270 267–268, 271, 275–289
rituals, 25 science, 4, 7, 10, 13, 17, 36, 42–43,
Rockwell,W. T., 10, 11, 19 46–48, 52, 54, 59, 65, 72, 76, 78,
Roeck, B., 263, 266, 270 81, 91, 96, 99, 103, 106, 110, 117–
Rohde, E., 33, 214, 220, 228, 232 118, 220, 238, 246, 264, 275, 282–
Roman, 221, 234, 244, 265 283, 286, 287
Romantic, 121, 128, 219, 234, 239, scientism, 236, 260, 287
244 scriptural, 155
Romanticism, 104 secularization, 240, 250–251, 264
Ross, W., 241, 244–245, 247, 249, secularized world-views, 114
264, 270 secularizers, 235
Rossi, R., 232, 270 security, 236, 240, 261
Ruehl, X, XI, 16, 19, 231–272, 288 sedimented layers of the past, 91
Ruhstaller, P., 232, 270 Sein, 4, 6, 28, 32, 122, 137, 197, 267
ruling caste, 257 Sekurität, 236, 260
Rumohr, C. F. von, 234–236, 238, 270 Selbstbewusstsein, 133
Rumsfeld, D., 41 Selbstmord, 37
Russian, 297 selected-designed, 95, 97
selection, 64, 67, 69–71, 93–94, 96–
S 99, 108, 131, 133, 141, 183, 213
Sach-Philologie, 16, 215, 227 selective, 16, 72, 77, 93, 97, 107, 109,
sacred, 158 139, 153, 162, 184, 225, 284
sacrifice, 137, 165 self, 8, 17, 54, 99, 102, 106, 127, 131,
sacrilegious, 300 133, 137–138, 176, 180, 185, 189,
Sadie, S., 292, 296, 307 191, 197, 202, 235, 255, 260, 264
Salaquarda, J., 213–214, 228, 242, self-knowledge, 91, 197
244, 249, 265 self-legislation, 15, 192–197, 200,
Salin, E., 232, 245, 271 204, 207–209
salvational, 14, 154–155 self-reflection, 4, 100
sameness, 136, 208 semantic, 5, 129
Sandys, J. E., 215–218, 228 semblance, 137, 278
Sautet, M., 256, 271 sensation, 92, 95, 201, 295
sceptic, 40, 78, 122 senses, 4–6, 26, 79, 85, 98, 117, 119,
scepticism, 48, 77, 246, 264 121, 124, 137, 157–158, 164
Scheidekunst, 140 sensorium, 115
Schein, 3, 39, 137 sexual, 133
Schieder, Th., 241, 271 shame, 47, 201
Index 325