Water Management
Water Management
Water Management
Working
Paper
Series
Department of
Political and
Cultural Change
ISSN 1864-6638
ZEF Working Paper Series, ISSN 1864-6638
Department of Political and Cultural Change
Center for Development Research, University of Bonn
Editors: H.-D. Evers, Solvay Gerke, Peter P. Mollinga, Conrad Schetter
Authors addresses
www.zef.de
Water Management across Space and Time in India
Farhat Naz, Saravanan V. Subramanian
Abstract ii
Abbreviations iii
1 Introduction 1
5 Discussion 14
6 Conclusion 16
Appendix 18
References 19
i
Abstract
This paper attempts to give a spatial and temporal overview of water management in India. It traces how
people and the successive regimes made choices across space and time from a wide range of water
control and distribution technologies. The paper divides the water management in India into four
periods: (i) the traditional system of water management before colonial times; (ii) response from the
colonial rulers to manage the complex socio-ecological system; (iii) large scale surface water
development after independence; and (iv) finally, the small-scale community and market-led revolution.
Hence an attempt has been made to describe the water management over the four periods, which has
transformed the irrigation and water management scenario in India. Moreover the paper shows how
development of water management and its practices are linked with the social, religious, economic
development with the rise and fall of the ruling regime. While these different periods attempts to
manage water in different ways, the paper reveals a gap in research towards understanding the ability of
community to integrate by default these diverse technologies to achieve their social goal of survival.
Keywords:
Water Management, Canal Revolution, Groundwater Governance, Watershed Management, Community-
Based Water Management
ii
Abbreviations
iv
1 Introduction
India is credited with having a long history of human intervention in the management of water because
of its distinctive climatic binary conditions of intense monsoons followed by prolonged droughts.
Furthermore, rainfall is confined to a few months each year and that too uncertain, erratic and uneven.
Thus, historically making Indian agriculture dependent heavily on various types of irrigation. This
dependence has led people and the successive ruling regimes from pre-colonial to colonial and the post
colonial time, to make choices across space and time, from a wide range of technologies 1 of water
control and distribution.
This review paper aims to explain how water management has been interplay between cooperation as
well as conflict over space and time trajectory in India. Water holds its association to culture and
spirituality along with economic value. This in the process of sacred and profane makes its management
more complex, as various stakeholders and parties are involved with different aspiration. Water
management has been a cautious affair in India due to socio-economic-political and ecological reasons
that has affected water management policies across diverse social groups.
In this paper, water management of India have been classified into four broad periods starting from pre
colonial - colonial to post colonial and to current situation. The paper elaborates on the lines of a)
traditional system of water management before colonial times, b) response from the colonial rulers to
manage the complex socio-ecological system, c) followed by the era of large scale surface water
development after independence, d) and lastly, an era of community- based management and along with
groundwater revolution.
The following section discusses the water management in the pre-colonial times in India, explaining how
kings, feudal lords and local communities managed water as a resource. It further explains why pre-
colonial India was not a ‘hydraulic society’ 2. Section three elaborates the water management under the
colonial rule and how India became a standard bearer for the world in the use of modern science and
engineering in the design of huge and multifarious irrigation structures. Section four illustrates the
Independent India’s water management measures and policies with regard to surface, groundwater and
community based water management in detail. Section five, discusses in brief the reason why in India
water management is a tricky affair. Lastly, section six concludes with an overall summary of the paper.
Before the advent of British colonial rule, investments in water development and management were
made in different parts of India. Evidences of this could be found in ancient text, inscriptions, local
traditions and in archaeological remains. Even the Puranas, Mahabharata, Ramayana and various other
Vedic, Buddhist and Jain texts mention about numerous canals, wells, tanks and embankments (Agarwal
and Narain, 1997). Moreover ancient religious texts, commentaries and stone inscriptions provide
references of governing principles such as ethical, moral, spiritual, social and ecological which were
applied to water management during pre-colonial Hindu and Muslim rule in India (Vani, 2009).
The Arthashastra3 one of the ancient historical canon written by Kautilya in the 3rd century B.C, gives a
clear account of water management in the Mauryan Empire. It states that the local communities were
1
Here the word technology is used in sociological sense. It means machines, equipments, productive techniques
associated with them, and type of social relationship dictated by the technical organization and mechanization of
work (Oxford Dictionary of Sociology, 2004).
2
Karl Wittfogel in his book ‘Oriental Despotism’ (1957) mentions that in oriental societies, in order to regulate
water for irrigation and to cope up with natural disasters, hydraulic structures like canals, embankments were build
which created a social order which were characterized by strong organization structure of rule making it a
hydraulic society or state.
3
Arthashastra was the book written by Kautilya the chief adviser to India first emperor Chandragupta Maurya
(321-297 B.C) on politics and statecraft.
1
very well aware about the rainfall regimes, soil varieties, and irrigation techniques in the specific micro-
ecological context. Furthermore Arthashastra mentions that state rendered help, support and promoted
the small water harvesting structures (Agarwal and Narain, 1997).
In the traditional India 4, irrigation/ water structures of all types were built by the order of the kings.
Indian kings encouraged the activity by giving grants like revenue free lands to nobles, ordinary people
and even temples to construct (Agarwal and Narain, 1997) tanks 5, for seeking agricultural prosperity and
to increase the state revenue. For example in the case of the tanks development, for centuries, work was
done by the support of local chiefs with the technical guidance from specialist surveyors and craftsmen.
The villagers made their own institutions for the construction, maintenance and for operation of the
tanks as a common property resource (Bottrall, 1992). Often the tanks were built in a chronological
manner, with smaller systems at the upstream of a catchment and moving with increasing- size towards
downstream. Each successive tank was build in a chain manner and height of each was calculated by
keeping and respecting the rights of upstream and downstream user—thus it was a way of regulating the
amount of the catchment runoff and how much should flow on to others (Ibid). In some areas there
existed supra-village organization, which had the power to mediate over inter-tank water disputes
(Bottrall, 1992; Agarwal and Narain, 1997). Nonetheless, investment and the operation of tank system
was linked to legitimate political overlordship, thereby establishing a link between honor linked caste
hierarchy and tank irrigation works in the articulation of authority at different layer of administrative
levels; making it one of the significant community-management systems in contemporary sense (Mosse,
1999).
Whereas in the larger delta systems of South India, major finance and organization came from the kings
but day-to-day management was entrusted to local cultivators (Ludden, 1978; Sengupta, 1991). Small
community managed schemes were also developed in other parts of India for example tank like -the
ahar-pynes 6 of South Bihar (Pant, 1998). The pynes 7 feed many ahars 8 and numerous distributaries
originated from each other. The irrigation organization was designed in such way that all the irrigators
needed to cooperate in order to get water from a single distributary (ayacut) (Sengupta, 1985). The
landholding of each farmer was fragmented, leading to the formation of small group of people (goam)
for the maintenance of the ahar-pynes (Ibid). Pant (1998) argues that zamindars 9 maintained the ahar-
pyne system as they had the capital and vested interest. In the river diversion system of Himalayan kuhls,
descent and affinity as well as local customs played a key role in the management of the kuhls (Coward,
1990). In multi-village kuhls inter-village coordination for channel repairs and maintenance and water
distribution was practiced (Baker, 2003).
In water-managed agriculture, wells played an important role by supplementing the surface water
irrigation systems in the Northern and Western India. Open-lined and unlined wells were used for
domestic water needs and also for complementing irrigation needs, about which the evidence in the
Vedic literature is available. It was the Satwahanas in the ancient India who introduced the ring wells –
dug wells for irrigation use (Shah, 2009). Whereas privately owned open wells operated manually or
powered animals in the high water table areas of the Upper Gangetic Basin (Whitcombe, 1972). During
the Mughal period some large-scale canal constructions were undertaken but its contribution to
irrigated agriculture was relatively irrelevant (Habib, 1982) and irrigation through wells was far more
important at that time (Habib, 1970). The productivity enhancing potential of well irrigation was quite
acknowledged in the revenue calculus of ancient and medieval rulers and therefore well -construction
was encouraged through incentives and tax remissions. From the time of Arthashastra (third century B.C)
to the Mughal rule during the sixteenth to eighteenth centuries A.D and later on even during the colonial
era, lands irrigated with wells were assessed at a higher rate than the rainfed lands (Hardiman, 1998).
While in the flood prone Eastern Gangetic Plains, agriculture was largely rainfed. Although there was
4
In this chapter, for the pre-colonial India, the word traditional India is being used, that is ancient and the
medieval time period of India.
5
Tank is a man-made reservoir created by a simple earthen construction (the bund) that captures surface run-off.
6
Ahar-Pyne is a floodwater harvesting system.
7
Pynes are channels constructed to utilize the water flowing through the hilly rivers of Bihar.
8
Ahars are rectangular catchments basin with embankments on three sides.
9
Zamindars are the landlords.
2
some partial additional irrigation from surface sources through small private low-lift devices called
‘overflow irrigation’ (Willcocks, 1984). River embankments in the Gangetic delta were built by zamindars
in the pre-colonial period for flood protection during monsoon through deliberate post-monsoon
breaching for flood irrigation (Ibid).
Hence it can be understood that traditional Indian society had a significant technical sophistication with
decentralized institutional arrangement towards water management with well-defined local water rights
(Bottrall, 1992). Moreover, there were various forms of irrigation in pre-colonial India; this could not be
characterized as a ‘hydraulic society’ in the sense used by Karl Wittfogel (Hardiman, 2008). Thus, in
ancient and medieval India, farming was in a way ‘hydro-agriculture’ with a strong role of village
communities rather than hydraulic farming under state domination (Shah, 2009). The next section deals
with the water management in the British India.
‘Environments’ are in essence models of the relationship between communities and the
natural world around them, and as such, they are, like all models, ‘made by humans for
specific communities’. (Gudeman, 1986:37).
A quantum leap in irrigation was initiated in 1830s through the works of Sir Arthur Cotton and Major
Proby Cautley in Southern India and Northern India respectively. By this time the East India Company
was ruling most of India and realized the immense opportunity in irrigation to combine the interest of
charity and the interest of commerce (Whitcombe, 2005) in repairing one of the greatest irrigation works
of pre-colonial times, the Grand Anicut in Tanjore 10 and the Jamuna canals 11 in the Delhi region. The
canal systems of Tamil Nadu and the East Jamuna Canal which were improved and extended in the
1820s were the only exceptions to this rule (Hardiman, 2008). In order to have quick economic returns
from water development, colonial government made an attempt on large-scale irrigation projects in the
Deccan region, which was not successful. This initial debacle provoked the British raj to look towards
rehabilitation of traditional irrigation tanks system. Attempts to revive traditional irrigation system
miserably failed due to failure to understand the complex social system involved over its management.
One of the efforts was the revival of the Kudimaramat 12 (Refer Box. 1).
10
This refers to the repair of Grand Anicut on river Cauvery by the Colonial Government.
11
These canals were originally dugout in the regime of Firuz Shah Tughlaq about 600 years ago (Habib, 1982: 49).
12
The term Kudimaramat is a amalgamated of the Tamil word kuti- meaning ‘inhabitant’ or ‘subject’ and the Arabic
word maramat- meaning ‘repairs’ (Mosse, 1999).
3
“Colonial Myth of Kudimaramat”
(Box.1)
In order to bring all the bigger tanks under the direct control of Public Works Departments (PWDs) for repair and
maintenance, a modern centralized administration for irrigation was evolved. The Public Works Department (PWD)
tried to induce kudimaramat (people’s maintenance by donated labor) in the mistaken belief that local
communities would undertake voluntary labor to maintain the tanks as a tradition (Maloney and Raju, 1994;
Mosse, 1999). The colonial government enacted the Madras Compulsory Labour Act of (1858) known as the
Kudimaramat Act and later several Kudimaramat Bills were drafted (1869, 1883) to enforce the custom by law
(Vani, 1992; Mosse, 1999).
Eventually, all this led to more destruction of the traditional management institutions as the Public Works
Department (PWD) did not have the budget or the staff to take care of such widely scattered independent systems
of tanks; besides people were under the impression that state would look after these tanks structure with the
formation of Public Works Department (PWD) (Bottrall, 1992). The Kudimaramat was recreated as a myth; of a
traditional autonomous village institution by the colonial government in order to invent a village tradition in the
image of the state’s planned irrigation administration (Mosse, 1999). The myth was build by the colonial
government that the village communities would undertake voluntary customarily labor of kudimaramat, which they
had abandoned (Agarwal and Narain, 1997). In fact in the pre-colonial time, cultivators did not voluntarily donate
their labor for the maintenance of the tanks but were paid from the funds mobilized at the village level (Ibid).
Nonetheless the kudimaramat tradition of official discourse was recreated in order to fulfill two administrative
crucial aspects. Firstly, diverse local irrigation maintenance practice was empirically fixed and rendered as a
generalized standard, and this was set by engineering standards of efficiency; secondly the government’s demands
on village labor, resources and management acquired the legitimacy of custom (Mosse, 1999: 311-312). But in
spite of all this the colonial government failed to get the support of the villagers for the upkeep of the tanks.
Other factors which added to the ruin of tanks in South India were (a) the colonial commercialization of
dry agriculture in the late nineteenth and early twentieth century’s; (b) the establishment of a
centralized colonial government and building up of technocratic irrigation bureaucracy from 1850s; (c)
the consolidation of British power, its revenue systems and the property law by the 1840s; (d) the
dismantling of the South Indian ‘old regimes’ around 1800 (Mosse, 1999: 307-308).
In Bengal, the traditional irrigation system of building embankments along the flood prone rivers served
the purpose of irrigation as well as flood protection measure. The peasants who required water for
irrigation would simply breach the embankment for diverting water which was termed as ‘overflow
irrigation’ by Willcocks (1984). However with the zamindari settlement of Bengal Presidency, the colonial
engineers were least concerned with the water issues and due to their indifferent attitude they were not
able to understand the principle of ‘overflow irrigation’. The colonial officials were not able to grasp the
zamindari embankments benefit of irrigation as well as flood mitigation functions, and thus they
prohibited its breeching in 1855, and later brought them under their direct control (Sengupta, 1985). For
railways, roads and for flood control British Government constructed many new embankments, which
only led to water logging, drainage problems and loss of irrigation benefits (Ibid). When agricultural
production started declining rapidly in prosperous Bengal, the British Government invited William
Willcocks, a British irrigation expert, to advise them on irrigation development. In a series of lectures
delivered in Calcutta in the 1920s, Willcocks astonished everyone by arguing that the best government
could do was to revive the ancient flood irrigation system of Bengal (Willcocks, 1984).
Thus the colonial rule redefined property relationships, and took absolute control through ownership of
all resources such as land, water, forest, and minerals without understanding how the irrigation systems
functioned. Furthermore there were taxes of all kinds like land taxes, water taxes, well taxes, subsoil
water taxes, canal charges etc (Hardiman, 2008) which imposed immense burden on the communities.
13
Here ‘proper irrigator behavior’ means farmers following a) the correct rules of irrigating the fields, b) not
wasting water, c) following the rules of proper construction and clearance of village watercourses, and d) not
growing crops which were forbidden like rice in certain areas etc (Gilmartin, 1995).
5
At one level colonial water engineering in the Punjab grew out of the idea of seeing Punjab’s river water
as ‘resource’, open to increase the state control for purposes of productive ‘use’ and ‘development’
(Gilmartin, 2003). As ‘developing’ such resources were critical to enhanced income, it was also critical to
new forms of state power (James Thomason cited in Gilmartin, 2003:5057). With increasingly, state
control over water and then over the land led to new framework of control over the local ‘communities’
comprising Indus basin society.
On the one hand, Northwestern canal schemes were outstandingly successful during the British period. It
enormously increased the agricultural production and incomes in backward areas and the Punjab
settlement became the pioneer of modern agriculture and irrigation (Stone, 1984). Widespread layout of
the canals made it possible for the government to earn considerable superfluous revenue over the costs
of operation, thus leading to high standard of operation and maintenance of the canals (Stone, 1984).
On the other hand, canals schemes have been criticized on the environmental grounds (Whitcombe,
1972; Stone, 1984).
Another example of this kind, is of Nira Left Bank Canal, which was constructed in the Deccan region of
Bombay Presidency as a famine relief work during 1876-85 and was initially conceived for the purpose
of ‘protective irrigation’ (Bolding et al., 1995; Attwood, 2007). In the course of time ‘block system 14’ was
introduced in the Nira canal which was based more or less on the traditional crop rotation system, the
bhandara or phad 15 system, which was practiced in Northern district of Bombay Presidency (Bolding et
al., 1995). The ‘block system’ turned out to be successful with the introduction of sugarcane cultivation
along with food crops in rotation.
Although the canal schemes were highly centralized and bureaucratically controlled, they did serve the
interest of its users 16, due to three main reasons a) firstly, the physical and technical: the environment of
the northwestern plains was best suited for the adoption of supply-driven water rationing system which
was cheap, efficient and equitable; difficult to manipulate and unparticipatory; b) secondly, the political
and social factors: there was lack of strong political forces capable of challenging the authority of the
colonial government on the issue of water rates, throughout that period; c) thirdly, the source of
inducement to perform: although the Irrigation Department (ID) staff were not legally accountable to the
water users, but they were under strong pressure from the higher authorities in the colonial government
to ensure that the canals’ financial and famine prevention goals should be met fruitfully (Bottrall, 1992).
Thus the design and management systems of canals were the product of a long continued process of
learning, adjustment and refinement over a long period of time―a full century from the completion of
the Upper Ganga Canal (UGC) until India independence. In fact many serious canal design mistakes were
made and with the introduction of Adjustable Proportional Modules (APMs) in 1920s a strict controlled
management system became widespread in colonial India in canal management (Stone, 1984; Bottrall,
1992).
From 1900 onwards-colonial engineers started realizing that low cost canal development sites for run-
of-the-river schemes were slowly declining in the NorthWest of India, although new work continued in
Punjab province and was extended into Sind in 1920s and 1930s (Stone, 1984). The construction of the
Sharda canal in central Uttar Pradesh (UP) in 1920s, made visible that in Gangetic Plains, expansion of
canals and its management would be difficult due to higher rainfall, higher water tables areas which
were vulnerable to water logging (Ibid).
For further water development for irrigation, upper river valleys of South India and Deccan for large and
medium canals schemes and in upland areas small surface systems which included tanks and
mechanized groundwater development were identified by the colonial administration (Bottrall, 1992).
Uncertainty of economic returns because of high construction cost of canals due to uneven topography
and rainfall conditions led to only modest upstream canal development in the South and West of India
14
For detail on Block System see ‘Modules for Modernization: Colonial Irrigation in India and The Technological
Dimension of Agrarian Change’ (Bolding et al., 1995).
15
Phad was a community managed irrigation system in which series of dams were built on rivers to divert water for
agriculture use.
16
Users here are the farmers who were getting water for irrigation from the Northwestern canal schemes (Bottrall,
1992).
6
(Ibid). The rehabilitation of tanks by the colonial government was very much undertaken but with little
success and insignificant impact (Sengupta, 1985).
Hence the British had established the commercial viability of canal irrigation by the end of colonial rule
(Whitcombe, 2005). But the performance of Indian agriculture due to canal irrigation facility has been
controversial with scholars such as Mason (2006) glorifying that canal irrigation curtailed famines in
India. Whereas others were of opinion that ‘unbalanced irrigation development’ of focusing irrigation
projects and investment in Punjab, Madras and United Provinces, failed to feed the rest of India and
could not prevent Bengal famine of 1942 leading to the starvation deaths of four million people (Shah,
2009).
The colonial government was more interested in canal construction due to obvious reasons. But in the
state of Gujarat, they encouraged the well construction through tax exemption as they believed that
irrigation could only be carried out effectively in Gujarat from wells (Hardiman, 1998). In Gujarat well
irrigation was the most important source of irrigation even during the colonial times as there were no
major colonial canal projects in this part of India (Ibid). During 1930s about 78 percent of the irrigated
area of British Gujarat was irrigated by wells and only 10 percent by the canals (Desai, 1948). Whereas in
the North-West of India, use of groundwater started increasing slowly through bullock-powered lift from
small private open wells during the 1900s period, but cost per unit of water lifted was high due to higher
labor and energy cost (Stone, 1984; Bottrall, 1992). This resulted in low crop yield and low cost of
surface water in the canal areas became hindrance in the expansion of groundwater development (Ibid).
In the province of Uttar Pradesh (UP) and of Punjab, mechanized tubewells were promoted by the
Agricultural Department. But due to the availability of cheap energy sources cost remained high of
tubewells in comparison to the returns. Colonial research led to the conclusion that the best option for
developing groundwater is to promote large-capacity deep tubewells (DTWs) rather than the shallow
wells. With the passage of time, large capacity deep tubewells (DTWs) scheme was being promoted by
the colonial government and around 1500 public tubewells were installed in Western UP in 1934, with
each well irrigating 150-200 hectare of land (Dhawan, 1982). A significant aspect of the colonial
government at the turn of the century was the creation of Provincial Agriculture Departments with the
aim of providing new professional expertise on issues relating to water and agriculture. Furthermore in
1928 the Royal Commission on Agriculture in India (RCAI) provided fourteen-volume report about
irrigation issues across the geographical regions of India (Bottrall, 1992).
Hence it could be summarized that the main interest of the colonial government was to maximize
revenue generation, which led to massive canal constructions by the British Government. This laid down
the foundation of new irrigation ideology of opening up vast-often unpopulated-areas for farming by
manipulating the large untapped rivers and reconfiguring the basin hydrology. Moreover an unbalanced
irrigation development without regional equity was initiated by having centralized structures for
constructing and managing large irrigation systems on commercial lines. Colonial irrigation in India
successfully advocated that the state in partnership with science can tame the rivers for improving the
human welfare. This ideology survived until the end of the Empire and began dominating the water
management vision in the postcolonial Independent India.
Last two decades before India’s independence were marked by economic recession, approaching end of
colonial empire and World War II. All these three factors contributed to the slowdown in irrigation
development of colonial India. India became a standard bearer for the world in the use of modern
science of engineering in the design of huge and multifarious irrigation structures only during the
colonial era. The modern epoch of construction of big dams had its roots in nineteenth century India
(Postel, 1999), and it was only in colonial period that India experienced its role as a hydraulic society to
some extent with strong centralized bureaucratic control on water development and management.
India’s independence came with partition, which brought about new forms of water management and
strategies to manage water for irrigation and the next section deals with this in detail.
7
4 Water management in independent India
India attained its independence from the British rule in August 1947. With independence came partition
of India and loss of large productive irrigated lands to Pakistan; and bulk of the public irrigation
networks that British had created ended up in Pakistan (Shah, 2009). Government of India’s main aim
after independence was to accelerate development and address the regional disparity of investment, as it
was facing serious food grains shortage and rapid rates of population increase. The slow pace of
irrigation development during the last decades of colonial regime had also aggravated to the current
problem situation of food shortage.
21
Tensions has been generated within kuhl regimes due to increasing nonfarm employment as those who have
access to new economic opportunities are not very keen to contribute labor in voluntarily cleaning of canals and
other resources required for the upkeep of kuhl irrigation, as that time spent could be used in earning a wage
(Baker, 1997).
22
Phad was a community managed irrigation system in which series of dams were built on rivers to divert water for
agriculture use. The Phad system was prevalent in northwestern Maharashtra and came into existence 300-400
years ago; the Phad system operated on three rivers in the Tapi basin- Panjhra, Mosam and Aram in Maharashtra
(Agarwal and Narain, 1997).
23
Such as, Government of Maharashtra initiated a major watershed scheme called the Comprehensive Watershed
Development Program (COWDEP) for water harvesting (Pangare and Gondhalekar, 1998), Ministry of Rural
Development (MoRD) reorganized its Drought Prone Area Programme (DPAP) around water harvesting in 1987 (GOI,
1994a), World Bank supported Pilot Project on Watershed Development and the Model Watershed Program of the
Indian Council of Agricultural Research (World Bank, 1990; Kerr, 2007), and in late 1980s the Ministry of
Agriculture began the National Watershed Development Project for Rainfed Areas (NWDPRA) which was also on the
lines of World Bank projects (GOI, 1990).
10
recommendation of the Hanumantha Rao Committee in 1994 (Kerr et al., 2000; Kerr, 2002, 2007). The
watershed guidelines of 1994 advocated the need for different institutional arrangements at various
levels to fulfill the task of community based watershed management. It aimed to begin State-NGOs
partnership oriented approach to address environmental problem, to achieve best possible utilization of
natural resources, employment generation, restoration of ecological balance and to alleviate poverty
through Community Based Watershed Management (CBWM) (GoI, 1994b). The 1994 Guidelines were
revolutionary in the respect that they went hand in hand with the literature on Community Based
Natural Resource Management (CBNRM), which at that time focused on local people’s ability to manage
their own natural resources under some enabling conditions (Kerr, 2002).
Over the years many modifications have been made in the 1994 Common Guidelines. In 2001 Revised
Watershed Guideline were introduced, which placed importance to seeking a combination of Government
Organization /Non-Government Organization (NGO) as Project Implementation Agency (PIA) (GoI, 2001).
Whereas Hariyali 24 Guidelines launched in 2003 gave importance to Panchayati Raj institutions by
recognizing it as the implementing authority, rather than forming of watershed committee thus making
watershed programme, come directly under the supervision of the village panchayat 25 (GoI, 2003)
Again some changes in Hariyali Guidelines were made in 2006 under the name of Neeranchal Guidelines
(GoI, 2006b), which aimed at establishing series of institutional structures to govern watershed
management in the country. It created a National Authority for Sustainable Development of Rainfed
Areas (NASDORA), a quasi-independent authority to manage the Central Government-funded watershed
programmes. Recently again in 2008, modifications were made in the New Common Guideline of 2008
(GoI, 2008) which gives prime importance to community participation, by involving all the stakeholders
at the centre of planning, budgeting, implementation, and management of watershed projects. Hence the
New Common Guideline of 2008 emphasize in making community organizations closely associated and
accountable to gram sabha 26 in project activities.
The way community has been conceptualized in watershed programmes has flaws in selecting
community for watershed project. Two inter linked aspects need to be kept in account in order to
understand the way in which the official watershed guidelines and norms conceptualize community. The
first is ‘the unit of operation and implementation of a watershed development programme should be
watershed (that is the entire area that supplies water to a river) (Sangameswaran, 2008). But to avoid
problems of co-ordination between different administrative units, the village is used as the unit of
operation than the watershed (Ibid). Second aspect is on conditions, which are believed to facilitate
collective action for example through size and homogeneity (Sangameswaran, 2008). Thus the choice of
a village as a unit for implementation of watershed programme takes into account the assumption based
on commonalities, that people share a common history, ethnicity, interest and are willing to work for
common goal and at the same time having homogeneity in terms of landholdings, low percentage of
commons land, so that conflict is eliminated in watershed development (Kerr et al., 2002); and villages
which are at least perceived as having no factional relationship and promoting harmony is favored
(Baviskar, 2001; De Souza, 2001; Chhotray, 2004).
Hence the way community is conceptualized in watershed guidelines either ignored the individual
differences in a village, assuming that the common good for the village will override these differences.
Moreover it is believed that the new-institutionalist perspective will facilitate the cooperation of the
village community by developing institutions, which would enable difference to be resolved. Thus the
way community construction is conceptualized in the implementation of the watershed programmes has
serious drawbacks. As mere presence of particular features does not always lead to feeling of
togetherness, sense of belonging and moreover does not result in collective action in spite of purposively
choosing the villages for implementation of watershed project (Sangameswaran, 2008).
The point to note is that watershed is a hydrological unit but not a natural unit of human social
organization (Rhoades 1999; Swallow et al., 2001). The cost and benefits are unevenly distributed which
results from spatial variation and multiple conflicting use of natural resource in watershed. Large
24
Hariyali means greenery.
25
Village panchayat is the elected village governing council.
26
Gram Sabha is the assembly of all inhabitants of a village.
11
proportion of uncultivated common land is often in the upper watersheds and revegetating the
landscape requires protection against erosion which in term leads to cordoning of limits on grazing and
firewood collection (Farrington et al., 1999). The poor, women and landless who are heavily dependent
on these lands are severely affected, whereas the water harvesting benefits are also disproportionately
benefiting those, whose land are near the check dams and these are mostly wealth farmers who own
most of the irrigable land. Projects are unlikely to result in conservation and productivity benefits due to
uneven distribution of benefits, where conformity cannot be achieved or where downstream users and
upstream users work in close harmony and cooperation (Kerr, 2002). Thus the success of watershed
projects to spread beyond some cases and sustained into future as well, requires the knowledge of
importance pertaining to water-sharing. Consequently village level micro watersheds with discernable
hydrological linkages and established social relationship are promoted for watershed than the macro
watersheds covering many villages (Kerr, 2007).
The next section deals with the pump irrigation economy of India with the mechanized groundwater
development in the post independence era.
27
For detail see ‘Model Bill to Regulate and Control the Development and Management of Groundwater 2005’,
available at http://www.ielrc.org/content/e0506.pdf.
28
Andhra Pradesh, Goa, Tamil Nadu, Kerala, West Bengal, Himachal Pradesh and Union Territories Lakshadweep and
Pondicherry have enacted and implemented groundwater legislation.
29
For detail see ‘Groundwater Management and Ownership - Report of the Expert Group (Planning Commission,
2007, Government of India, New Delhi).
13
the mandate to notify ‘over-exploited’ 30 and ‘critical’ 31 areas and the regulation of groundwater
withdrawal in those areas. But the authority does not have a broad mandate to regulate groundwater in
general and have not been able to make much difference in the groundwater management (Shah, 2008).
Apart from the legislative activity to manage groundwater, control measures such as electricity reforms
like Jyotirgram 32 scheme (“Lighted Village”) have been introduced. As a silver line, community based
mass movement for rainwater harvesting and recharge has been quite successful in Rajasthan,
Saurashtra of Gujarat, Madhya Pradesh and Andhra Pradesh.
To summarize, the groundwater institutions which we find today in India were embryonic in the early
years of the nineteenth century and are fully operational in contemporary India. The jointly owned wells
in nineteenth century Punjab (Islam, 1997) operated like the tube well companies of North Gujarat (Shah
and Bhattacharya, 1993) and Punjab (Tiwari, 2007) of today. In 2003 India’s National Sample Survey
organization conducted a study on the source of irrigation used by cultivators in Kharif (rainy season
crops) and Rabi (winter crops), by asking 51,770 cultivators from 6,770 villages. The study found out that
69 percent of kharif acreage and 76 rabi acreage were irrigated with wells or tubewells (Shah, 2009).
Therefore mechanized tubewells with small pumps have transformed irrigated agriculture in India
thereby giving a whole new meaning and dimension to the water management. The process of
groundwater development has been institutionally (not hydrologically) independent from surface water
development. The surface water development technology’s management has been Common Property
Resource (CPR) or under state agencies, whereas groundwater is governed by minimal legislation as it
remained open – access, and provides the pump owners with unlimited right to extract water from
aquifers under their land.
5 Discussion
Water management related policies, laws and programmes in postcolonial India have been largely shaped
by the legacy of the colonial times, constitutional developments, with specific rules on surface and
groundwater irrigation and management. This has resulted in different programmes for large-scale
irrigation across community based water management and groundwater development at different spatial
and temporal scale.
The existing institutional arrangement for water resource management in the country is fragmented (see
Fig. 1 in Appendix) with a number of independent organizations dealing with water at the centre and
state levels. At the union level, the water affairs are run by Ministry of Water Resources (MoWR),
agriculture is under the rubric of Ministry of Agriculture (MoA); rural development is conducted through
Ministry of Rural Development (MoRD) and forest affairs being managed by Ministry of Environment and
Forest (MoEF). Each of these ministries has their own research and development sections and policies to
guide their programmes. Interestingly, the MoWR only lays down policy guidelines and programmes for
the development and regulation of country’s water resources 33 (GoI, 2003) and has no institutional
structure to support the implementation of the water resources development programmes at the state
level. Thus creating a vacuum at the level of policy implementation between center and state. The
30
Over-exploited in the context of groundwater means ‘annual groundwater extraction exceeds the annual
replenishable resource and significant decline in long term groundwater levels has been observed either in pre or
post monsoon or both’(Dhiman, 2007).
31
Critical in the context of groundwater means ‘stage of groundwater development is above 90% and within 100%
of annual replenishable resource and significant decline is observed in trend of long term water levels in both pre
and post monsoon periods’(Dhiman, 2007).
32
In 2003, Gujarat government introduced Jyotirgram Scheme, in which villages get 24 hours three-phase power
supply for domestic uses, schools, hospitals and village industries and; farmers get 8 hours of full voltage three
phase power on a announced scheduled, and by 2006 around 18,000 villages have been successfully covered under
this scheme (Shah, 2009).
33
Though the MoWR has about 8 federal-level organizations performing different functions along with 10 ad hoc
boards and commissions having responsibilities for the execution of specific engineering objectives within river
basins (Pitman, 2002:5).
14
exception to this lies with regard to inter-state and international water issues. While the ministry of
water resources remains mainly as an advisory and monitoring role, other ministries related to water
(agriculture, forest and rural development) and agencies (state irrigation departments) play an additional
regulatory role with delegated structures. The vacuum created illustrates the drawbacks and void in the
mechanism of the Ministry of Water Resources, which does not have any validity beyond making policies
and generating information.
State agencies play a major role in development and management of water resources under their
jurisdiction through water related sectoral units (agriculture, forest, rural development, urban
development), other than the Ministry of Water Resources. Though there are diverse departments and
agencies involved over water resource management but their role remains fragmented (World Bank,
1998). Irrigation is the largest user of water in all states. Interestingly, there is no separate department
for irrigation; rather it comes under the state department of public works (PWD). The PWD is mainly
entrusted with constructing roads and governmental buildings, and providing material requirements and
construction of infrastructure for drinking water and irrigation water needs. In a way there is strong
orientation of the PWD towards civil works construction resulting in limited attention to water planning
and management. Though a few states have created a Water Resources Organization (WRO), like Tamil
Nadu and Orissa, they have merely remained in renaming the existing PWD with specialist function of
irrigation management (Thakkar, 1998). Interestingly, in Tamil Nadu the WRO is mainly concerned with
formulating and implementing major, medium and minor irrigation schemes (GoTN, 2005). While
Maharashtra went for a gradual irrigation reform through participation, Andhra Pradesh went ahead
with a ‘Big Bang’ approach driven by political will to reform the state. As a result over 10,000 water
users association were elected throughout the state in June 1997 (Pitman, 2002:10). With strong
sectoral interest among various departments, there is inadequate institutional mechanism for handling
inter-sectoral water issues.
The legal component assumes importance in providing operational backing and enforcement towards
water resources management. India does not have any separate water legislation, but has water-related
legislation dispersed across various sectors between central and state provisions (Saleth, 2004). The
legislation governing water issues fails to recognize the structural system and process for providing
secure, defensible and enforceable surface water rights. The Indian legal system accepts the riparian
rights of the individual to extract surface water from natural systems without disturbing similar benefits
of other riparians, as natural rights 34. With the Indian legal system recognizing statutory means of
governing water, socially embedded rules are left in legal limbo with individuals seeking the time-
consuming and expensive Indian court system for their grievances. The problem is further compounded
with increasing demand from new water resources, such as industrial and environmental needs.
Groundwater, on the contrary, is purely a private good having rights linked with land ownership. All
groundwater existing and found beneath private property (that is land) is fully under the control of the
owner, who is free to extract and use it as he or she sees fit. Regulation of groundwater is limited 35 to a
few states and metropolitan cities. However, regulations through indirect means via the National Bank
for Agricultural and Rural Development (NABARD) and State Electricity Boards have been adopted while
providing electric connections and credit for investments in wells and pump sets. However, such acts
have been frequently by-passed, many times affecting the poor. For instance, Jyotirgram scheme has
shrunk the water markets in Gujarat affecting the livelihood of many people 36. To sum-up, groundwater
is largely governed by farm size, the depth and number of wells, pumping capacity and economic power
(Saleth, 2004:11). In recent years, the advent of rainwater harvesting gives overwhelming rights to
owners having rooftops and open space. There are a number of institutions prescribing water quality
34
This does not apply to waters flowing in irrigation canals and stored in man-made reservoirs, in which case water
can be drawn only with a governance-issued permit.
35
Only Chennai Metropolitan area, state of Maharashtra, Karnataka and Gujarat have enacted ground water
regulation acts (Saleth, 2004).
36
For detail see ‘Groundwater Governance through Electricity Supply Management: Assessing an Innovative
Intervention in Gujarat, Western India (Shah et al., 2008).
15
standards. 37 Unfortunately, there is no coordination among these agencies and more important is the
need to operationalise these standards through monitoring and enforcements. In addition to these, there
are legislations that have indirect influence on water resources, such as those related to land, forest and
environment. The applicability of these legalities often takes the route of conflicts that are conducted
and decided in terms of law. Mosse (1997) provides a clear illustration in the existence of socially
embedded rules in accessing water from tank-irrigated agriculture in South India.
The incongruence in the conceptualization of legally defined institutions (especially government) and the
concrete manifestation of these with socio-and economic life of actors, not only leads to mismatches in
the way these legislations are perceived by statutory Acts, but also represents a struggle in establishing
and protecting existing socially embedded rules over water. Von Benda-Beckman et al., (1997) illustrate
this incongruence in terms of the definition of water, construction and in the complexities involved in
understanding water rights. Firstly, formal institutions especially the state, should define water in terms
of legally defined rules of ‘one water complex’, such as lakes, rivers, streams, well and water for
irrigation. In addition, it can also refer to specific volume or quality. However, water is conceived among
people in terms of its actual use and normatively defined functions. This mismatch in defining water very
often leads people to invest these normative definitions with a specific legal status. Secondly, in the
legal context there are two broad distinctions of water rights; public and private water rights. Though
most rights at the local level have a complex mix of both public and private rights over access to water.
Finally, legally defined rights are very often seen as established ones. Nevertheless, the conditions under
which actor’s access water resources are rarely defined rules.
In view of these complexities, the legislations and regulations made by the national government are only
one part of the motivation for the actors’ behavior. These conventional forms of legislation co-exist and
interact with multiple legal orders such as customary, religious, project and local laws. All of which
provide basis for actors to claim access to water (Von Benda-Beckman et al., 1997), especially in
countries like India that have centuries old archaic management practices. These multiple legal
institutions existing at various levels in the social spectrum help actors in “forum shopping” to one or
another of these legal frameworks to access water (Spiertz, 2000:191). Institutions through which these
legal forms are negotiated and renegotiated are crucial for water resource management (Bruns and
Meinzen Dick, 2000).
6 Conclusion
Water management has been a contentious and tricky affair in India due to socio-economic-political and
ecological reasons. Factors like caste-class differences, heterogeneity of farmers, rural–urban dichotomy,
and extreme different ecological conditions have influenced the water management. To complicate
further, vote bank politics, lack of coordination between irrigation bureaucracy, policy making and
various sectoral departments carrying out their own water programmes, have affected water
management in a diverse manner to people. In this diverse regime, India has been embracing water
management in its water policies, but they remain a mere proposition. The Ministries seize the
opportunity presented by the all-encompassing concept of ‘integrated’ and ‘community-based water
resource management’ to push their ministerial objectives and to overcome financial deficit, together
with their proclaimed adherence to democratic commitment. The state governments have exploited the
concept to remain forefront in ecological and social transformation using a vehicle of centralized single
focus technology mission. While collective action is transformed into private collaboration for local elites
in their continuous search for acquiring power to control. These actors exploit the incongruence
presented by the complex rules and administrative red tapism to achieve their social goal of survival by
exploiting water management technologies. Understanding how these different policies and programs
37
Central Pollution Control Board (CPCB) defines water quality for five different categories of inland and fresh
water that is being followed by the States. The Bureau of Indian Standards establishes drinking water quality under
the Indian Standards Institution (ISI). World Health Organization (WHO) provides guidelines not covered by ISI
standards. In addition, the Environmental Protection Act 1986, Hazardous Waste Rules 1989 and State Pollution
Control Boards (SPCB) have their own regulatory regime.
16
influence water management at the community level is one of the unexplored issues. Its further
examining will offer insights on the ability of the community to integrate different programs and policies
by default given their complex livelihood requirements. The co existence of static and dynamic elements
in the society along with organic and inorganic linkages would pervade through paradox and ambiguities
perturbing the debate. Thus it would invite and stimulate new inquiries emanating from policy makers,
civil society, academia and institutional apparatus of state.
17
Appendix
Ministry of Rural
Ministry of Water Ministry of Development and Ministry of
Resources Agriculture Employment Environment
and Forest
Nation al
National Water
Development Agency
Environment
Land Policy Policy/ Forest
Agricultural
Water Policy Policy
Policy
Forest Guard
Sector Specialist Sector Specialist
Village
18
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ZEF Development Studies The Political Ecology of Household Water in Northern
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Editors: H.-D. Evers, Solvay Gerke, Peter P. Mollinga, Conrad Schetter
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sector: Lessons for development and poverty reduction.
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Minh City and the Mekong Delta.
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