Yerkes and Kardulias 1993 Lithic Analysis PDF
Yerkes and Kardulias 1993 Lithic Analysis PDF
Yerkes and Kardulias 1993 Lithic Analysis PDF
2, 1993
INTRODUCTION
89
lO59-o161/93/o6oo-oo895o7.oo/o © 1993 PlenumPublishingCorporation
90 Yerkes and Kardulias
lithic raw material, shaping stone tools, and using them; (3) outlining the
evolution of the form and function of groups or "generations" of stone
tools through time; and (4) treating stone tools as historic records that can
be used to address questions of time, questions of culture, and questions
about the history of peoples.
The goals of lithic analysis have not really changed since Holmes'
day. Chipped stone artifacts can be viewed as "visiting cards" (Isaac, 1981)
that can be used to identify ancient cultural groups and to recognize when
these groups were present and where they lived. In addition, lithic artifacts
can be used to isolate the activities associated with different groups at mul-
ticomponent sites. Archaeologists continue to use chipped stone artifacts
as cultural markers, but the concerns with chronology and classification in
the "natural history" approach to lithic artifact analysis have given way to
behavioral studies with greater emphasis on the "questions of culture" that
can be addressed through the study of chipped stone (Henry and Odell,
1989, p. ix). Glynn Isaac (1984, pp. 42-45) noted that during the 1950s
and 1960s lithic analysts were still concerned with the creation of clearly
defined types of stone artifacts. To help classify lithic artifacts, precise
measurements were made of their formal attributes such as length, width,
thickness, platform length, edge angles, etc. The types were then used to
define lithic industries, which were associated with specific ancient cultures.
It was assumed that the behavior of ancient people could be distilled from
the comparative study of quantitative data on their stone tools. Stages of
development (time-bounded sets of behavior), regional variants (cultural-
geographic entities), and activity facies would emerge from this quantitative
analysis, and these data would provide the basis for understanding techno-
logical development, adaptation, ecology, and culture history.
However, these standardized quantitative analyses produced numbers
rather than understanding, and since the 1960s, much more attention has
been placed on the field context of lithic artifacts and on the mechanics
of stone tool production and use (Gamble, 1987; Henry and Odell, 1989;
Isaac, 1984; Torrence, 1986). Contextual studies have contributed to our
understanding of ancient activities and adaptive strategies, and it is now
common to think of artifacts as products of a dynamic system of behavior.
In order to understand stone artifacts and the people that made and used
them, archaeologists must understand the processes involved in the acqui-
sition, production, exchange, and consumption of lithic artifacts.
To achieve this, experimental studies that involved the manufacturing
and use of stone tools were undertaken (Clark, 1982; Collins, 1975; Flen-
niken and White, 1985; Sheets, 1975; Toth, 1982), and these replication
experiments were integrated with studies of refitted or conjoined lithic ar-
tifacts, and microwear analysis (Cahen et al., 1979; Gijn, 1990; Toth and
Analysis of Lithic Artifacts 91
Schick, 1986; Yerkes, 1987). The result was a much more dynamic view of
the variability in assemblages of lithic artifacts.
tools such as Folsom projectile points (Thomas, 1989, pp. 190-195). However,
there have been broader applications of replicative technological analysis in
a variety of behavioral studies (Clark, 1986; Flenniken, 1981; Flenniken and
White, 1985; Knutsson, 1988a, b; Niquette et al., 1991; Pecora, 1990; Santley
et al., 1986), and it was the focus of a recent workshop and conference or-
ganized by Kenneth Hirth where the benefits and limitations of the approach
in regional archaeological research were discussed (see Appendix). Replica-
tive technological analysis was assailed as outdated, normative, and irrelevant
by Thomas (1986, pp. 247-251) in his "idiosyncratic" review of hunter-gath-
erer studies, and critics of the approach have argued that such studies only
demonstrate how stone tools could have been made and used, not how they
actually were produced and utilized (Gijn, 1990, p. 24, Yerkes, 1983, p. 500).
Thomas (1986, 1989) compared lithic artifact replication studies to
Thor Heyerdahl's adventures on Kon Tiki and claimed that since that voy-
age to Easter Island did not "demonstrate the reality" of the past, lithic
analysts cannot claim to have rediscovered forgotten techniques of lithic
production and utilization even if they can make and use modern replicas
of ancient stone implements. Thomas' glib dismissal of replication experi-
ments fails to recognize the basic difference between Heyerdahl's voyage
and the work of the "anthropological" flintknappers that he disparages,
namely, that experimental control is maintained by comparing the modern
replicas (and the debitage that was produced during their production) with
ancient tools and artifacts. Heyerdahl produced no physical evidence that
vessels like Kon Tiki were constructed in ancient South America for voyages
to the eastern Pacific Islands. He lacked the experimental control that mod-
ern flintknappers can find in the archaeological record.
Replication experiments are not the whimsical chasing of rainbows
that Thomas would have us believe but, rather, are a valid method for
studying the dynamics of lithic production systems. In the absence of eth-
nohistoric and ethnographic data on forgotten methods of stone tool manu-
facturing, replication experiments may provide us with the only available
means to reconstruct ancient lithic reduction sequences and to compare
the "expected" outcomes of these sequences with the "observed" variation
in the archaeological record (Clark, 1986, p. 48). John Clark (1986) noted
that the basic assumptions and requirements of replication experiments are
quite straightforward: If a modern flintknapper reduces a piece of lithic
raw material that is similar in composition, size, and shape to ancient ma-
terial, and if the knapping tools and the basic flintknapping techniques that
are employed are comparable to those employed by the ancient artisans,
then the tools and debitage produced during the experiment should be true
replicas of ancient artifacts produced with the same reduction sequence.
Even if replication experiments cannot totally duplicate archaeological as-
Analysis of Lithic Artifacts 93
has a means for relating the experimental data to the prehistoric assem-
blage that is being studied. This allows the analyst to gain greater insights
into the ancient behavior that took place at archaeological sites (such as
the different ways that local and exotic raw materials were used to produce
tools) and to relate this behavior to larger questions about the nature of
the interaction between residents of different sites that are parts of ancient
settlement systems. The emphasis in the approach advocated by Flenniken
and his colleagues is to examine lithic artifact assemblages from a techno-
logical perspective rather than from a perspective where arbitrary attributes
are employed in the classification and interpretation of stone tools. A tech-
nological approach, grounded in experimental replication, can help the
lithic analyst identify the culturally meaningful attributes of stone tools.
Hence, replication technological analysis seeks to discover the "natural or-
der" in artifact variability (cf. Spaulding, 1977).
Procedure
PRIMARY R E D U C T I O N SUBSYSTEM
Transportand/or
Secondary Reduction
Flake Blanks
debitage debitage
Ra~ Material
Use
debitage debitage
~--Breakage---~~--debitage+& Breakage+
Alternate Flake Early Bifacial Thinning Flakes Late Bifacial Thinning l-lake>,
dated to the Early Archaic and Late Archaic periods at the Glasgow site
(46KA229) and in initial Late Woodland and terminal Late Woodland fea-
tures at the Parkline site (46PU99).
At the Glasgow site, Pecora analyzed 34 tools and 1780 flakes from
the Late Archaic (Brewerton, 4000-1000 B.C.) zone and 42 tools and 4459
flakes from the Early Archaic (Stanly, 6500-6200 B.C.) zone. He found that
in both zones, the manufacture, use, and discard of projectile points were
the main activities, but some unifacial tools were also produced and utilized
(Fig. 3). Pecora noted that while similar bifacial reduction systems were em-
ployed by the Brewerton and Stanly period occupants of the site, the Brew-
Analysis of Lithic Artifacts 97
X3
U
IJ
.C =
I¸ ~
T
E tz o
=~
mO_m
J
.~
J f T ~
tJ
~o ~_ ~o~
Analysis of Lithic Artifacts 99
the bifaces from each zone are reflected in the finished projectile points
associated with each zone (e.g., the narrow points that belong to the Brew-
erton cluster and the large triangular-bladed Stanly points), but Pecora also
recognized differences in the late percussion bifacial thinning flakes (Fig. 2,
Table I) found in each zone. The thinning flakes that were removed during
the manufacture of the Brewerton preforms were smaller, narrower, and
curved in cross section, while the thinning flakes found with the Stanly
blanks were larger, were flat in section, and exhibited broad, feathered, distal
terminations (Niquette et aL, 1991, p. 41). In addition, Pecora noted that
the Stanly zone contained prepared cores, flake blanks, and unifacial tools
that represent a reduction sequence designed to produce steep-edged end-
scrapers and thumb-nail scrapers (microwear analysis indicated that these
implements were used to process fresh and dry hide), while the production
of unifacial tools by the Brewerton knappers was more limited.
At the Parkline site, Pecora (1990) was able to reconstruct the re-
duction system associated with the early Late Woodland (Childers Phase,
A.D. 300) and terminal Late Woodland (Parkline Phase, A.D. 750-900)
occupations. He found that in the terminal Late Woodland component, a
different system of bifacial reduction was employed when local KBF was
employed to manufacture tools and in the production of points made of
exotic cherts. A more complete bifacial reduction system is represented in
the KBF artifact samples, while the exotic lithic material came to the
Parkline site in the form of bifacial blanks that were turned into "finished"
tools. In the early Late Woodland component, knapping activities were usu-
ally limited to flake core reduction. The different reduction systems pro-
duced diverse types of debitage, and Pecora (1990) was able to match the
technological patterns in the artifacts found in features at the Parkline site
that could not be dated with patterns observed in the lithic artifacts from
features belonging to one of-the two dated components.
In these studies replication and technological analysis provided de-
tailed insights into the mechanics of stone production and use (for similar
approaches see Clark, 1986; Cotterell and Kamminga, 1990; Dillehay, 1990;
Sheets, 1975; Toth, 1982, 1987) and, also, aided in the interpretation of
the function and occupational history of ancient sites. When the replication
technique is combined with use-wear studies and refitting, detailed inter-
pretations of site activities are possible. With replication, experimentation,
and technological and functional analysis of chipped stone artifacts, archae-
ologists have the means to achieve one of archaeology's basic goals: "re-
constructing past lifeways."
100 Yerkes and KarduUas
MICROWEAR ANALYSIS
History
It has been known for some time that distinctive wear traces form
on stone tools when they are used for specific tasks. A century ago, Spurrell
(1892) discussed the "corn gloss" that forms on sickle blades, and Rau
(1869) described the polish that is found on the bits of some "hoes." Later,
Crawford (1935) examined the distinctive sheen that forms on threshing
sledge flints. Early efforts such as these were more macroscopic than mi-
croscopic in nature. Wear traces were observed with a hand lense or the
unaided eye (Juel Jensen, 1988). However, in the 1930s, Sergei A. Semenov
initiated a program of experimental use wear investigations that involved
the microscopic examination of chipped stone and ground stone tools under
low magnification (typically between 20x and 40x). Semenov's exhaustive
Analysis of Lithic Artifacts 101
Methodological Issues
and some igneous and metamorphic rocks) can be examined with the high-
power technique. Obsidian and quartz artifacts must be examined under
reflected light or with the SEM (Cotterell and Kamminga, 1990; Hurcombe,
1986; Kazarajan, 1990; Knutsson, 1988a, b; Sussman, 1988).
It should be noted that both methods integrate replication experi-
ments into the research design. Lithic artifacts are compared to experimen-
tal replicas of ancient stone tools that have been used in a specified
manner. Most analysts agree that experimental tools with the greatest com-
parative value are those that have been used for specific tasks, rather than
in simple, timed repetitive actions (e.g., it is better to butcher an animal
than to make 100 cuts in a piece of processed meat). Often the experiments
in stone tool use are extensions of the replication and technological analysis
of lithic assemblages (see above), and the information on tool function that
is gained from microwear analysis provides another dimension to the dy-
namics of a behavioral study of lithic artifacts.
It has become clear that microwear analysis has helped change our
view of lithic typology, especially as it relates to functional categories of
artifacts such as "utilized flakes." Comparative studies have demonstrated
a considerable discrepancy between assessments of tool function based on
formal attributes and those based on macroscopic edge damage and mi-
croscopic wear traces (Lewenstein, 1991; Yerkes, 1987; Young and Bam-
forth, 1990). Reliance on visible traces of "utilization damage" can lead to
grossly incorrect evaluations of artifact function. There are, however, a
number of individuals (including Roger Grace, Mark Newcomer, and their
students at the Institute of Archaeology in London) who dispute the claims
of microwear analysts, especially the contention that one can discriminate
between different types of microwear polish.
To answer these challenges from the "polish police," a number of mi-
crowear researchers have been involved in "blind tests" (Bamforth et al., 1990;
Gendel and Pirnay, 1982; Keeley and Newcomer, 1977; Odell and Odell-
Vereecken, 1980; Unrath et al., 1986). These blind tests have validated mi-
crowear methods in general, but high-power approaches tend to fare better
than low-power techniques in their ability to correctly identify tool function.
Criticisms of microwear analysis continue to appear, and most of the
concerns center on the micropolishes described and interpreted by high-
power analysts. The critics argue that the polishes are described in a sub-
jective manner, and if the micropolishes are discrete and material specific,
then there should be some way to quantify them or describe them in an
104 Yerkes and Kardulias
objective fashion. Newcomer and his colleagues (1986, 1988; also see Grace
et al., 1985) argue that the determination of worked material by polish iden-
tification is suspect because the mathematical characterization of different
use wear polishes produces results that overlap. That is, the polishes are
not sufficiently distinctive to be separated by their reflective properties.
Rees and others (1991) failed to find any quantifiable differences in cal-
culated fractal dimensions for micropolishes produced when stone tools
were used to work different materials (fractal dimensions are measures of
surface anomalies and shapes). Unger-Hamilton (1989) suggests that there
are multiple causes of microwear traces and that analysts should move be-
yond the narrow focus on micropolishes and consider edge shape and edge
damage as well. Levi-Sala (1986, 1989) believes that postdepositional proc-
esses can alter microwear traces and obscure any discrete pattern.
Most of these criticisms have been rebutted. Hurcombe (1988) agrees
that problems arise from a lack of explicitness in the terminology used by
microwear analysts. She proposed a detailed recording system for microwear
attributes. Hurcombe also noted a number of methodological misconcep-
tions in Newcomer's criticisms. For example, microwear analysts do not con-
centrate on polishes to the exclusion of other types of wear traces (as
suggested by Newcomer et al., 1986). Bamforth (1988) outlined problems
with the image processing techniques that Newcomer and his colleagues
used to quantify microwear traces. Bamforth also decried the poor design
of the London Institute's blind test. He noted that other tests have shown
that duration of tool use and the granularity and background brightness of
lithic raw material are key variables in the interpretation of microwear
traces. In a later article, Bamforth et al. (1990) reported that recent blind
tests have resulted in 77.2% correct interpretations of stone tool function.
It is interesting to note the rigor to which the methods of microwear
analysis have been subjected to assess the validity of the technique. This
evaluation of the method far exceeds what is required in other types of ar-
chaeological analysis. One rarely reads about faunal analysts, paleoethnobo-
tanists, or palynologists subjecting themselves to "blind tests." However,
while the criticisms of microwear analysis continue, most of the practitioners
continue to use microscopic wear traces (including micropolishes) to inter-
pret the function of stone tools and to seek solutions to the problems as-
sociated with the formation of wear traces (Plisson and van Gijn, 1989).
Polish Formation
Meeks et al. (1982) discuss three basic theories of gloss formation: (1) sickle
gloss forms as a result of abrasion between the edge of the stone tool and
soil particle and/or opal phytoliths from plant stems, (2) gloss is an additive
surface accumulation of siliceous plant material, and (3) the sheen results
from a chemical interaction among the stone tool surface, water, and plant
opal phytoliths. Meeks et al., (1982) argue that sickle gloss results from abra-
sive polishing, not from the accumulation of silica on the surface of the
stone tool. However, Anderson (1980) and Unger-Hamilton (1984) argue
that sickle /s an additive surface accumulation. Patricia Anderson-Gerfaud
has even identified some of the phytoliths embedded in sickle gloss deposits
that formed on the edges of stone tools (Anderson, 1980; Anderson-Ger-
faud, 1988). Some recent evidence suggests that one key process involves
the freeing of silica from both the stone tool and the worked material. The
silica combines with water to form a gel that solidifies as a noncrystalline
coating on the working edge (Bamforth et al., 1990).
Experiments by Fullagar (1991) indicate that amorphous silica derived
from plants and stone implements is an especially important polishing agent
in the later stages of micropolishes (or sheen). Fullagar believes that micro-
polish is a reliable indicator of worked material only in the late stages of
tool use. He argues that in earlier stages of use, other microwear traces may
be more diagnostic of the contact material. Unger-Hamilton (1989) suggests
that postdepositional alterations of the surface of stone tools must also be
taken into account. Researchers should concentrate on multiple factors of
microwear polish formation including tool shape and patterns of retouch on
tool edges, as well as the chemical and physical conditions that create the
"microenvironments" under which different patterns of microwear develop.
on short foreshafts that could be attached to dart shafts and launched with
the atlatl or used bayonet-style as a butcher knife (Morse and Morse, 1983).
It should be noted that replication studies of projectile point manufacturing
and use have led to the identification of impact and bending fracture pat-
terns that can be used to distinguish broken projectile points from broken
stone knives (Woods, 1988). Finally, recent experiments by Owens and Un-
rath (1989) indicate that traces of prehension can be identified on stone
tools. The amount of pressure applied during use, the duration of use, the
"relief" of the surface of the stone tool, and the amount of dirt and hu-
midity present during use all affect the pattern of prehension "wear" (which
resembles meat or hide use wear traces).
lithic artifacts since the implements are often made of coarse-grained raw
material (Beyries, 1990), use-wear analysis can contribute to our under-
standing of changes in lithic technology and artifact function during the
period when modern humans emerged.
In his advocacy of the low-power microwear approach, Odell (1987)
argues that the larger sample sizes that are feasible with his technique allow
the use of statistical manipulation of the use-wear data base and the ap-
plication of probability theory in studies of artifact function. This capability
allows microwear analysis to go beyond studies of single sites and to be
used on a regional scale. However, Bamforth (1991) has shown that the
high-power technique can also be employed in regional microwear studies.
Bamforth's examination of lithic assemblages from coastal California re-
vealed that there was significant continuity in tool function over time de-
spite substantial evidence for culture change. He concludes that there are
"conditions under which a single technological strategy may fit comfortably
with a wide range of human adaptation" (Bamforth, 1991, p. 230).
Microwear analysis has also been used to examine the transition from
hunting and gathering to food production. Unger-Hamilton (1985) sug-
gested that soil particles loosened by hoe and plow caused the numerous
microscopic striations that are found on experimental sickle blades that had
been used to reap plants in tilled fields. She noted similar wear traces on
polished sickle blades that have been associated with domesticated cereals
at prehistoric sites in the Old World and suggested that these polished
blades may provide independent evidence of early agriculture. Juel Jensen
(1989) noted that the amount and location of sickle sheen on prehistoric
blades may serve as an index of the intensity of cereal cultivation at ancient
sites. At the site of Petriolo III South in Tuscany, ceramics appear in what
is otherwise a typical Mesolithic (foraging) component (Donahue et al.,
1992). Microwear analysis of the lithic artifacts revealed that they were used
for a variety of tasks, but there was no evidence for cereal harvesting (sick-
les) or other agricultural activities. The investigators argue that the mi-
crowear study supports their interaction model for the transition to food
production. They believe that native Mesolithic foraging populations were
in active contact with farmers well before a "wave" of Neolithic colonists
moved into Italy.
Recently, lithic analysts have turned to the issue of specialization in
the production and use of stone tools and have tried to identify the material
correlates of this economic phenomenon. Michaels (1989) summarized the
indicators of specialization in the archaeological record: Macrocontextual
indicators include evidence for a large population that provided economic
support for the specialists, restricted access to knowledge, technology, and
raw materials, and an elite class that maintained the production system
Analysis of Lithic Artifacts 109
FINAL THOUGHTS
We have been impressed with the scope and variety of studies involv-
ing lithic artifacts that have appeared over the past 3 to 5 years. In this
review we have focused on replication and experimental research where
Analysis of Lithic Artifacts 111
APPENDIX
ACKNOWLEDGMENTS
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