The Rise of Ethnopopulism in Latin America: Raúl L. Madrid
The Rise of Ethnopopulism in Latin America: Raúl L. Madrid
The Rise of Ethnopopulism in Latin America: Raúl L. Madrid
Raúl L. Madrid
World Politics, Volume 60, Number 3, April 2008, pp. 475-508 (Article)
L ATIN America had long been the one region in the world without
major ethnic parties. In recent years, however, important parties
that are based to varying degrees in the indigenous population have
emerged in the region. The most successful of these movements have
been ethnopopulist parties, inclusive ethnically based parties that adopt
classical populist electoral strategies.1 Whereas exclusionary ethnic par-
ties have registered little electoral success, ethnopopulist parties have
won significant legislative or presidential victories in the Andean na-
tions. In Bolivia, Evo Morales and the Movimiento al Socialismo (mas)
won a resounding victory in the 2005 presidential elections, after com-
ing in second in the 2002 elections. In Ecuador another ethnopopu-
list party, the Movimiento Unidad Plurinacional Pachakutik (mupp),
has maintained a significant presence in the legislature since 1996 and
helped elect Lucio Gutiérrez president in 2002 and Rafael Correa in
2006.
What accounts for the success of these new ethnically based parties
in Latin America?2 Why have they been more successful than tradi-
tional ethnic parties? And why have they combined populist and ethnic
appeals?
Understanding the causes of the success of these new ethnically
based parties is important from a practical standpoint because these
movements are already having important effects. The election of Evo
* The author would like to thank Daniel Brinks, Jason Brownlee, Henry Dietz, Jorge Domínguez,
Ken Greene, Merilee Grindle, Austin Hart, Juliet Hooker, Wendy Hunter, Steve Levitsky, Tse-Min
Lin, Scott Mainwaring, Robert Moser, Kurt Weyland, the students in his graduate seminar on Latin
American politics, and the three anonymous referees for very helpful comments on earlier versions of
this article. The Teresa Lozano-Long Institute for Latin American Studies at the University of Texas
at Austin provided funding for the field research that made this article possible.
1
I define an inclusive party as one that recruits members of various ethnic groups for the top
leadership positions of the party, forms alliances with organizations that represent a diversity of ethnic
groups, eschews exclusionary rhetoric, and emphasizes that it seeks to represent all members of the
nation.
2
In social science parlance, the dependent variable of this study is the performance of ethnically
based parties in Latin America.
3
Deborah J. Yashar, Contesting Citizenship in Latin America: Indigenous Movements and the Post-
liberal Challenge (New York: Cambridge University Press, 2005); José Antonio Lucero, “Arts of Uni-
fication: Political Representation and Indigenous Movements in Bolivia and Ecuador” (Ph.D. diss.,
Princeton University, 2002); Alison Brysk, From Tribal Village to Global Village: Indian Rights and
International Relations in Latin America (Stanford, Calif.: Stanford University Press, 2000); Claudia
Dary, ed., La Construcción de la Nación y la Representación Ciudadana en México, Guatemala, Perú, Ec-
uador y Bolivia [The Construction of the Nation and Citizen Representation in Mexico, Guatemala,
Peru, Ecuador, and Bolivia] (Guatemala City: flacso, 1998).
4
See Donna Lee Van Cott, “Institutional Change and Ethnic Parties in South America.” Latin
American Politics and Society 45 (Summer 2003); and Donna Lee Van Cott, From Movements to Parties
in Latin America: The Evolution of Ethnic Politics. New York: Cambridge University Press, 2005); for
other institutional explanations for the rise of indigenous-based parties in Latin America, see Jóhanna
Kristín Birnir, “Party System Stabilization in New Democracies: The Effect of Ethnic Heterogene-
ity on the Volatility of Electoral Preferences” (Ph.D. diss., University of California, Los Angeles,
2001); Jóhanna Kristín Birnir “Stabilizing Party Systems and Excluding Segments of Society,” Stud-
ies in Comparative International Development 39 (September 2004); Jennifer N. Collins, “Democra-
tizing Formal Politics: Indigenous and Social Movement Political Parties in Ecuador and Bolivia,
1978–2000” (Ph.D. diss., University of California at San Diego, 2006); and Roberta Lynne Rice,
“From Peasant to Politicians: The Politicization of Ethnic Cleavages in Latin America” (Ph.D. diss.,
University of New Mexico, 2006).
r i s e o f e t h n o p o p u li s m 477
digenous movement, have played a role in the success of the mas and
other ethnopopulist parties.5
This study argues that ethnopopulist parties have succeeded in
Latin America (and traditional ethnic parties have failed) in large part
because of the nature of ethnicity and ethnic relations in the region.
Specifically, the low levels of ethnic polarization and the ambigu-
ity and fluidity of ethnic identification in the region have meant that
indigenous-based parties can win votes not only from self-identified
indigenous people but also from people from other ethnic categories
who share some identification with indigenous cultures or who sup-
port the parties based on their positions on other issues. To win the
support of people from other ethnic categories, ethnopopulist parties
have avoided exclusionary rhetoric, reached out to members of differ-
ent ethnic groups, and employed traditional populist appeals.
This study differs from most previous studies of indigenous politics
in Latin America not only in the arguments it develops but also in the
data and methods it employs. Previous studies of indigenous politics
in Latin America have typically used qualitative methods and have re-
lied mostly on elite interviews, secondary accounts, and, in some cases,
highly aggregated electoral data to support their arguments.6 This study
makes use of all of those sources of data, but also employs individual-
level survey data and provincial-level census and electoral data to test
the claims being made.
The article is divided into six main sections. The first section sets
forth an explanation for the appeal of ethnopopulism in the region and
discusses why existing theories of ethnic parties and populism cannot
explain the rise of ethnopopulist parties. The second section examines
existing explanations for the rise of Bolivia’s mas. The third section
discusses how the mas’s inclusive ethnic appeal made it possible for the
party to win votes across a range of different ethnic groups in Bolivia.
The fourth section explores how the mas also used populist strategies
to earn votes. The fifth section tests some of the previous arguments
5
See Van Cott (fn. 4, 2005); Robert Andolina, “Colonial Legacies and Plurinational Imaginaries:
Indigenous Movement Politics in Ecuador and Bolivia” (Ph.D. diss., University of Minnesota, 1998);
and Patricia Marenghi and Manuel Alcántara, “Los Partidos Étnicos de América del Sur: Algunos
Factores que Explican Su Rendimiento,” in Salvador Martí i Puig, ed., Pueblos Indígenas y Política en
América Latina (Barcelona: Bellaterra-cidob, 2007).
6
One important exception is Mijeski and Beck’s work on indigenous voting in Ecuador. See, for
example, Kenneth J. Mijeski and Scott H. Beck, “Ecuador’s Indians in the 1996 and 1998 Elections:
Assessing Pachakutik’s Performance,” Latin Americanist 3 (Spring 2003); and Scott H. Beck and Ken-
neth J. Mijeski, “Did Ecuador’s Indians Elect the President in 2002?” (Paper presented at the annual
meeting of the South Eastern Council of Latin American Studies, Santo Domingo, D.R., March 4–6,
2004).
478 w o r l d p o li t i c s
their own ethnic group on the assumption that reaching out to mem-
bers of other ethnic groups would be futile.11 Horowitz, for example,
writes that an ethnic party, “recognizing that it cannot count on de-
fections from members of the other ethnic group, has the incentive
to solidify the support of its own group.”12 Leaders of ethnic parties
mobilize members of their own group by exaggerating the threat posed
by members of other ethnic groups and adopting exclusionary rhetoric
and platforms. This leads to elections that are increasingly polarized
along ethnic lines in a process known as “outbidding.”13
The literature on ethnic parties focuses on societies that are eth-
nically polarized and where politics, in the words of Horowitz, are
“unidimensional—along an ethnic axis.”14 In societies that are not
ethnically polarized, however, we would expect party competition to
be multidimensional and ethnic issues to be of lesser salience. Thus,
a party based in one ethnic group would presumably be able to attract
support from members of other ethnic groups. As a result, ethnically
based parties in nonpolarized societies would have greater incentives to
eschew exclusionary appeals and instead reach out to members of other
ethnic groups, as ethnopopulist parties have done.15
The arguments of Horowitz and others also assume that individu-
als have a single ethnic identity and that the boundaries dividing eth-
nic groups are clear and relatively stable.16 Constructivists, however,
have shown that ethnic identification is often fluid and that individuals
frequently have multiple ethnic identities.17 Where ethnic identifica-
tion is multiple and fluid, an exclusionary strategy would be counter-
productive because it would alienate those people whose ethnic identi-
ties comprise the excluded as well as the included group. By contrast,
an ethnically based party that adopts an inclusive strategy might appeal
11
Alvin Rabushka and Kenneth Shepsle, Politics in Plural Societies (Columbus: Merril, 1972); Tim-
othy D. Sisk, Power Sharing and International Mediation in Ethnic Conflicts (Washington,D.C.: U.S.
Institute of Peace Press, 1996); Benjamin Reilly, “Electoral Systems for Divided Societies,” Journal of
Democracy 13 (April 2002); Horowitz (fn. 10); and Gunther and Diamond (fn. 10).
12
Horowitz (fn. 10), 318.
13
Ibid., 526–30.
14
Ibid., 304.
15
I define ethnic polarization as the existence of widespread hostilities between members of differ-
ent ethnic groups, resulting in relatively frequent incidents of ethnically related violence.
16
See Kanchan Chandra, “Cumulative Findings in the Study of Ethnic Politics,” APSA-CP 12
(Winter 2001); and Kanchan Chandra, “Ethnic Parties and Democratic Stability,” Perspectives on Poli-
tics 3 ( June 2005), 235–52. The assumption that ethnic identities are clear, singular, and fixed may be
realistic in ethnically polarized societies since ethnic conflict can harden ethnic identities and elevate
certain identities to the exclusion of others, but it is less realistic in societies where ethnic polarization
is low. See Stephen Van Evera, “Primordialism Lives!” APSA-CP 12 (Winter 2001).
17
Fredrik Barth, ed., Ethnic Groups and Boundaries: The Social Organization of Cultural Difference
(Boston: Little, Brown, 1969); David Laitin, Hegemony and Culture: Politics and Religious Change among
the Yoruba (Chicago: University of Chicago Press 1986); and Chandra (fn. 16, 2001).
480 w o r l d p o li t i c s
to all people who share a given ethnic identity without alienating those
who also have other ethnic identities.
In Latin America ethnic polarization has tended to be relatively low.
Indeed, Latin America has seen many fewer incidents of ethnic con-
flict than have most other regions of the world.18 Moreover, ethnicity
in the region is characterized by a great deal of fluidity, and people of-
ten identify, at least partially, with multiple, intersecting ethnic groups.
Some of this fluidity and multiplicity is the result of widespread mes-
tizaje, or miscegenation, which has blurred the lines between different
ethnic or racial groups and ensured that most Latin Americans have
mixed lineage. Prejudice and discrimination have also led many indi-
viduals to identify, at least some of the time, with ethnic groups that
are accorded higher social status, regardless of their own ethnic lineage.
Many Latin Americans who are mostly or entirely of indigenous de-
scent, for example, do not typically identify as indigenous, preferring
to identify themselves as mestizos. Many of these people nevertheless
have indigenous features, speak indigenous languages, respect certain
indigenous traditions, and sympathize with some of the demands of
the indigenous movement, leading some scholars to refer to them as
“indigenous mestizos.”19
Indigenous-based parties that adopt exclusionary rhetoric are likely
to alienate nonindigenous people as well as those indigenous people
who also identify as mestizo. Even some people who identify exclu-
sively as indigenous may find these parties’ exclusionary rhetoric and
platforms unpalatable, given the traditionally low levels of ethnic po-
larization in Latin American society. Moreover, in many Latin Ameri-
can countries, the indigenous population is itself divided along regional
or ethnolinguistic lines, and exclusionary indigenous parties may end
up alienating members of some of these indigenous communities. In-
clusive indigenous-based parties, by contrast, have a much broader po-
tential base of support. They have the potential to win support not only
from those people who self-identify exclusively as indigenous but also
from those people who have divided ethnic loyalties. Moreover, given
the low levels of ethnic polarization prevailing in Latin America, inclu-
sive indigenous-based parties may also attract some votes from people
18
Ted Robert Gurr, Minorities at Risk: A Global View of Ethnopolitical Conflicts (Washington, D.C.:
U.S. Institute of Peace, 1993); Matthew R. Cleary, “Democracy and Indigenous Rebellion in Latin
America,” Comparative Political Studies 33 (November 2000).
19
Marisol de la Cadena, Indigenous Mestizos: The Politics of Race and Culture in Cuzco, Peru,
1919–1991 (Durham, N.C.: Duke University Press, 2000); Programa de Naciones Unidas para el
Desarrollo (pnud), Interculturalismo y Globalización: Informe Nacional de Desarrollo Humano 2004 [In-
terculturalism and Globalization: National Report on Human Development] (La Paz: pnud, 2004).
r i s e o f e t h n o p o p u li s m 481
Table 1
Key Distinguishing Characteristics of Populist and Ethnic Parties
Based on Their Electoral Appeals
Classical Neoliberal
Ethnopopulist Ethnic Populist Populist
Makes ethnic appeals? yes yes no no
Has an ethnically inclusive
platform and leadership? yes no yes yes
Adopts nationalist rhetoric
and ideas? yes sometimes yes no
Advocates state intervention
and redistribution? yes sometimes yes no
Makes antisystem & anti-
establishment appeals? yes sometimes yes yes
Employs personalistic appeals? yes sometimes yes yes
20
Weyland (fn. 8).
21
Rudiger Dornbusch and Sebastian Edwards, eds., The Macroeconomics of Populism in Latin Amer-
ica (Chicago: University of Chicago Press, 1991).
r i s e o f e t h n o p o p u li s m 483
22
Donna Lee Van Cott, “From Exclusion to Inclusion: Bolivia’s 2002 Elections,” Journal of Latin
American Studies 35 (November 2003), 756.
23
Ibid.; Van Cott (fn. 4, 2005); Pablo Stefanoni, “Algunas reflexiones sobre el mas-ipsp,” Temas
Sociales 25 (2004); and author interview with Jorge Lazarte, La Paz, August 2, 2004.
24
Andolina (fn. 5); Van Cott (fn. 4, 2003); Miguel Urioste, “Ninguno de los Indígenas que Está en
el Parlamento Hoy en Día Hubiera Llegado a ese Nivel si no Era a Través del Proceso de la Partici-
pación Popular,” in Diego Ayo, ed., Voces Críticas de la Descentralización [Critical Voices on Decentral-
ization] (La Paz: Friedrich Ebert Stiftung, 2004); author interview with Silvia Rivera Cusicanqui, La
Paz, July 16, 2004; and author interview with Gustavo Torrico, La Paz, July 22, 2004.
484 w o r l d p o li t i c s
25
Gonzalo Rojas, “La Elección de Alcaldes en los Municipios del País en 1999–2000: Persistencia
de la Coalición Nacional,” Opiniones y Análisis 49 (March 2000).
r i s e o f e t h n o p o p u li s m 485
The low level of ethnic polarization and the fluidity of ethnic identi-
fication in Bolivia also favor an inclusive approach. Although discrimi-
nation against indigenous people is commonplace in Bolivia, ethnic vi-
olence is rare, and relations between members of different ethnic groups
are relatively harmonious. In Bolivia, as elsewhere in Latin America,
the state has actively promoted mestizaje and suppressed indigenous
identities.26 Partly as a result, most Bolivians self-identify as mestizo
rather than as indigenous. Surveys by the Ministry of Human Devel-
opment, the United Nations Development Program, and the Latin
American Public Opinion Project (lapop) have found that between
60 and 70 percent of the Bolivian population self-identifies as mestizo,
whereas less than 20 percent of the population self-identifies as in-
digenous.27 Nevertheless, many of these self-identified mestizos speak
indigenous languages and identify to some degree with indigenous cul-
ture. Indeed, in a recent survey by lapop, 55 percent of the people who
self-identified as mestizo spoke an indigenous language and 70 percent
of the people who so self-identified stated that they belonged to an
indigenous ethnolinguistic category, mostly Quechua or Aymara.28 As
we shall see, the mas’s inclusive indigenous profile appealed not only
to self-identified indigenous people but also to the numerically much
larger group of indigenous mestizos. It even won the support of some
whites and mestizos who did not identify as indigenous at all.
26
Félix Patzi Paco, Insurgencia y Sumisión: Movimientos Indígeno-Campesinos (1983–1998) (La Paz:
Muela del Diablo, 1999), 27–34; Javier Sanjinés C., Mestizaje Upside Down: Aesthetic Politics in Modern
Bolivia (Pittsburgh, Pa.: University of Pittsburgh Press, 2004); Rachel M. Gisselquist, “Ethnicity, Class
and Party Competition: The Bolivian Case” (Paper presented at the annual meeting of the American
Political Science Association, Philadelphia, August 31–September 3, 2006); and Yashar (fn. 3).
27
The surveys have posed some variation of the following question: “Do you consider yourself
white, mestizo, or indigenous?” In some cases, additional categories such as cholo, black, or other are
included. See Gonzalo Rojas and Luis Verdesoto, La Participación Popular como Reforma de la Política:
Evidencias de una Cultura Democrática Boliviana [Popular Participation as a Political Reform: Evidence
of a Bolivian Democratic Culture] (La Paz: Ministerio de Desarrollo Humano, 1997); Programa de
Naciones Unidas para el Desarrollo (fn. 19); Mitchell A. Seligson, La Cultura Política de la Democracia
Boliviana [The Political Culture of Bolivian Democracy] (La Paz: Encuestas y Estudios, 1999); idem,
La Cultura Política de la Democracia en Bolivia: 2000 [The Political Culture of Democracy in Bolivia:
2000] (La Paz: Universidad Católica Boliviana, 2000); idem, Auditoria de la Democracia: Bolivia, 2002
[Audit of Democracy: Bolivia, 2002] (La Paz: Universidad Católica Boliviana, 2003). Mitchell A.
Seligson, Daniel Moreno Morales, and Vivian Schwarz Blum, Democracy Audit: Bolivia 2004 Report
(Nashville: lapop, 2004); Mitchell A. Seligson, Abby B. Cordova, Juan Carlos Donoso, Daniel More-
no Morales, Diana Orcés, and Vivian Schwarz Blum, Democracy Audit: Bolivia 2006 Report (Nashville:
lapop, 2006).
28
The 2006 lapop survey included a question about indigenous identity that was modeled on a
question from the 2001 census. It asked: “Do you consider yourself to belong to one of the following
native or indigenous peoples? Quechua; Aymara; Guaraní; Chiquitano; Mojeño; other native; none
of the above.” In the 2001 census 62 percent of the population chose one of these indigenous ethno-
linguistic categories, and in the 2006 lapop survey 71 percent of the population selected one of the
indigenous categories. This question was criticized widely, however, in part because it did not include
the option of self-identifying as mestizo.
486 w o r l d p o li t i c s
Those lying q’aras [a pejorative term for whites]. When the Pachamama walks
again in Qullasuyu, when her laws reign, then we will be able to judge them.
29
Conciencia de Patria (condepa) formulated a somewhat successful ethnopopulist appeal in the
1990s, but condepa, like the Katarista parties, never developed a following or an organizational base
outside of Aymara areas. Moreover, the party, like the traditional parties, was led by mestizos, and that
ultimately undermined its appeal in indigenous areas. It fell apart in the wake of leadership disputes
caused by the death of its charismatic founder, Carlos Palenque.
30
These parties have frequently been referred to as Indianista parties.
31
Quispe has frequently denounced whites, saying, for example, that “they want to bathe them-
selves in indigenous blood”; author interview with Felipe Quispe, La Paz, July 29, 2004.
r i s e o f e t h n o p o p u li s m 487
Those who want to leave can go; but those who stay will eat what we eat; they
will work the way we work, dripping with sweat; they will have blisters on their
hands; they will suffer like we do. Then truly the Aymara nation, what people
call the indigenous [nation], what we call Qullasuyu, will come forth.32
in the end we came to understand that we didn’t want to go from being ex-
cluded to excluding others, that we had to include more people, business people,
the middle classes. . . . Originally, there were three peasant organizations that
founded the mas. Two years ago, the reformulation of the mas began. . . . The
mas ceased to be solely indigenous and peasant.38
36
Although Evo Morales is Aymara, he migrated to a Quechua-speaking area as a young man,
learned Quechua, and became a leader of the Quechua-dominated coca grower unions. He thus has a
certain panindigenous appeal. See Canessa (fn. 32), 250.
37
The mas also forged alliances with indigenous groups in the Amazon. For example, it struck an
alliance with the Coordinadora de Pueblos Étnicos de Santa Cruz (cpesc) and allowed it to help select
candidates in the department of Santa Cruz in 2002. See Van Cott (fn. 4, 2005), 91.
38
Author interview with Dionisio Nuñez, La Paz, July 21, 2004.
39
Author interview with Ricardo Díaz, La Paz, August 17, 2007.
r i s e o f e t h n o p o p u li s m 489
Table 2
The MAS’s Share of the Self-Reported Vote of People from
Various Ethnic Categories in 2002 and 2005
2002 Elections 2005 Elections
(%) (%)
Self-identified indigenous 37.8 71.1
Self-identified mestizos who speak indigenous languages 27.6 63.6
Self-identified mestizos who speak only Spanish 11.5 34.2
Self-identified whites 5.8 31.6
All self-reported voters 21.6 53.3
party’s total vote in 2005.44 More than two-thirds of the mestizos who
reported voting for the mas had grown up speaking an indigenous lan-
guage. Indeed, as Figure 1 indicates, these so-called indigenous mes-
tizos accounted for 43 percent of the mas’s total vote, more than any
other ethnic group. Had the mas adopted a more exclusionary plat-
form, it likely would have alienated many of the indigenous mestizos.
A more exclusionary approach presumably would also have alienated
the mas’s white supporters as well as the nonindigenous mestizos, who
together accounted for more than a quarter of the mas’s total vote.
Many of these nonindigenous people (as well as many of the mas’s
indigenous supporters) were drawn to the party by its populist rhetoric
and platform, but the mas’s inclusive approach helped make them feel
comfortable with the party.
The mas’s inclusive approach has caused tensions within the party,
however, particularly with respect to candidates for the legislature and
bureaucratic and ministerial posts. Some indigenous leaders have com-
plained that middle-class whites and mestizos have seized many of the
key positions within the government and the party. In a 2007 interview
with the author, Lino Villca, an indigenous senator and longtime mas
leader, complained that “the indigenous movement is isolated. We have
the president and the Ministry of Foreign Relations, but the middle
class has the rest of the ministers. . . . Now the middle class defines
the strategy of Evo Morales. The indigenous class is only for mobili-
zations.”45 Nonetheless, as Villca acknowledged, the inclusive strategy
44
According to the 2006 lapop survey, whites represented 7 percent of the mas’s total vote in
2005, although this represented an increase from only 3 percent in 2002. By contrast, self-identified
indigenous people represented 28 percent of the mas’s total vote in 2005, down slightly from 33 per-
cent in 2002.
45
Author interview with Lino Villca, La Paz, August 15, 2007.
r i s e o f e t h n o p o p u li s m 491
white other
mestizo (Spanish 7% 3% indigenous or native
only speaker) 28%
19%
43%
mestizo (indigenous
language speaker)
Figure 1
The Ethnic Composition of the MAS’s 2005 Vote
Source: lapop 2006 Bolivia survey.
of the mas has yielded results, and the party is unlikely to abandon it
anytime soon in spite of any tensions it might cause.
personal popularity has grown so much in recent years that some ana-
lysts now speak of the cult of Evismo, similar to that surrounding some
other populist leaders like Juan Perón.47 Not surprisingly, Morales has
consistently fared better than the party as a whole in general elections.
In the 1997 elections, when he ran as a candidate for the legislature, he
earned more votes than any other candidate in the country, and in the
2005 elections, he performed better in every department than did the
mas’s prefectural candidates. Unlike some populist parties, however,
the mas also has a strong organizational base because of its links to
social movements. Indeed, according to the lapop surveys, many of the
mas’s supporters in the 2002 and 2005 elections participated in unions
or trade associations.
Populist parties have traditionally taken advantage of disenchant-
ment with existing parties, and political leaders and the mas is no ex-
ception. Between 1985 and 2003 Bolivia maintained what has become
known as a system of pacted democracy in which the three traditional
parties—the Movimiento Nacionalista Revolucionario (mnr), the Ac-
ción Democrática Nacionalista (adn), and the Movimiento de Izqui-
erda Revolucionaria (mir)—took turns governing the country, usually
in alliance with each other and younger parties. These parties carried
out many important reforms and attracted considerable support for a
time, but a stalling economy, repeated corruption scandals, and a grow-
ing number of protests gradually undermined their support. By late
2001 almost half of the population said that parties were not necessary
for democracy, as opposed to only 17 percent holding that opinion in
1993.48 In the 2002 elections the mnr managed to finish first, but with
a mere 22.4 percent of the vote, which put it less than two percentage
points ahead of the mas. The popularity of the mnr government, more-
over, steadily deteriorated as it failed to get the economy back on track
or resolve the widening protests. Support for the government of Presi-
dent Gonzalo Sánchez de Lozada hit rock bottom in October 2003,
when it violently repressed protests in the city of El Alto, leading to the
deaths of more than fifty people. Abandoned by most of his former al-
lies, Sánchez de Lozada resigned and fled the country, leaving the rep-
utation of his party and the parties that had supported him in tatters.49
47
“El Evismo Ensalza a Evo en el Poder,” La Razón, August 5, 2006, www.la-razon.com/
versiones/20060805%5F005624/nota_244_316940.htm (accessed August 10, 2006); “En la Eman-
cipación de los Pueblos, Evo es Sustituible,” La Razón, August 5, 2006, www.la-razon.com/
versiones/20060805%5F005624/nota_244_316937.htm (accessed August 10, 2006).
48
Fernando Calderón and Eduardo Gamarra, Crisis y Reforma de los Partidos en Bolivia (La Paz:
pnud, 2004), 17.
49
A survey carried out in 2004 found that parties were the least trusted institution in Bolivia that
year. See Seligson, Moreno, and Blum (fn. 27), 102.
r i s e o f e t h n o p o p u li s m 493
So poor was the reputation of the traditional parties that only the mnr
opted to compete in the 2005 presidential elections, and it won a mere
6.5 percent of the vote.
The mas was in a good position to take advantage of disenchant-
ment with the traditional parties because of its outsider status.50 Un-
like the main parties, the mas never participated in the various coali-
tion governments that ruled Bolivia between 1985 and 2003. To the
contrary, the mas consistently criticized the ruling parties and their
policies, and it participated in numerous social protests against them,
ranging from marches and demonstrations to roadblocks. The mas also
differed from the traditional parties in that it had no party bureaucracy
to speak of, and its candidates were typically social movement leaders
rather than career politicians. Indeed, the mas was hardly a political
party at all, but rather was a collection of numerous social organiza-
tions. Thus, the mas had strong outsider credentials, which helped it
to capture the support of those voters who were fed up with the tradi-
tional parties and political elites.
In 2002 the mas faced strong competition for politically disen-
chanted voters from a new party, the Nueva Fuerza Republicana (nfr),
which ran an antiestablishment campaign. In the 2005 elections, how-
ever, the mas was the only one of the main contenders that had a clear
antiestablishment profile. podemos, the mas’s main rival in 2005, was
made up almost entirely of politicians who had recently left the tradi-
tional parties, especially the adn. Indeed, Jorge Quiroga, the presiden-
tial candidate of podemos in 2005, was a former leader of the adn who
had served as president of Bolivia in 2001and 2002.51 Thus, podemos
did not hold much appeal for antiestablishment voters. According to
the 2006 lapop survey, in the 2005 elections the mas won 54.7 per-
cent of the votes of people who expressed no trust in parties, whereas
podemos won only 19.5 percent. The mas’s appeal to politically disen-
chanted voters was even more apparent from the high levels of support
it won from voters who participated in protests against previous gov-
ernments. The mas won 77 percent of the vote of people who partici-
pated in protests against the administration of Carlos Mesa, whereas
podemos earned the support of less than 10 percent of these voters.
50
Carlos Böhrt Irahola, “Voto Presidencial y Voto Uninominal en las Elecciones de 2002,” Opin-
iones y Análisis 58 (September 2002); Salvador Romero Ballivián, Geografía Electoral de Bolivia [Elec-
toral Geography of Bolivia], 3rd ed. (La Paz: fundemos, 2003); René Antonio Mayorga, “Bolivia’s De-
mocracy at the Crossroads,” in Scott Mainwaring and Frances Hagopian, eds., The Third Wave of
Democratization in Latin America (Cambridge: Cambridge University Press, 2005).
51
Unidad Nacional (un), which finished third in the 2005 elections, was also composed principally
of former members of the traditional parties, especially the mir.
494 w o r l d p o li t i c s
The mas has attracted voters not only because of its antiestablish-
ment rhetoric, but also because of its populist economic policy positions.
The market-oriented policies Bolivian governments implemented be-
ginning in the mid-1980s stabilized the economy and generated some
initial growth, but by the late 1990s the Bolivian economy had be-
gun to stagnate. In 2005 gross domestic product per capita in Bolivia
was actually lower than it had been in 1998, leading to widespread
disenchantment with the neoliberal economic model. The mas capi-
talized on this disenchantment by denouncing neoliberal policies and
proposing state interventionist measures, including the recuperation of
privatized companies, in order to redistribute income and generate an
economic recovery. In opposing neoliberal policies, the mas often ap-
pealed to nationalist sentiments. For example, in its 2002 governing
program, the mas declared:
The neoliberal parties such as the mnr, adn, mir, mbl, ucs, nfr, condepa and
other small groupings of their corrupt circle, are characterized by the submis-
sion and betrayal of the country, by the handing over of the national patrimony
almost without charge to the voraciousness of international capital and its di-
rectors, who impose conditions of poverty on the legitimate owners of natural
resources.52
60
Dow and Endersby argue that multinomial logit is superior in some aspects to multinomial
probit, particularly for applications such as this, where “a voter casts a ballot for a candidate or party
selected from a fixed, stable pool of alternatives”; see Jay K. Dow and James W. Endersby, “Multi-
nomial Probit and Multinomial Logit: A Comparison of Choice Models for Voting Research,” Elec-
toral Studies 23 (March 2004), 108. For a contrasting view, see Michael R. Alvarez and Jonathan Na-
gler, “When Politics and Models Collide: Estimating Models of Multiparty Competition,” American
Journal of Political Science 42 ( January 1998).
61
None of the six other parties that competed in this election earned more than 7 percent of the
vote.
62
For more information on the survey and the wording of the questions, see Seligson et al. (fn.
27, 2006).
63
In the 2006 lapop survey, 53 percent of voters reported casting their ballots for the mas and 25
percent reported voting for podemos. According to the official returns, the mas received 50 percent of
the total vote and podemos earned 26 percent.
64
There is little evidence to suggest that the increase in votes for the mas in 2005 is due to in-
creased voter turnout. Voter turnout as a percentage of the estimated voting-age population actually
declined between 2002 and 2005, both nationwide and in majority indigenous provinces. This decline
in turnout was largely a result of the purging of the voter rolls as required by a change in Bolivian elec-
toral laws. Data on turnout are from Corte Nacional Electoral (cne), Resultados Elecciones Generales y
de Prefectos 2005 (La Paz: cne, 2006).
r i s e o f e t h n o p o p u li s m 497
Table 3
Predictors of Voting for the MAS (over PODEMOS)
in the 2005 Bolivian Election
(multinomial logit model)
Coefficient Standard Error P > |z|
Constant 3.722 .949 .000
Self-identifies as indigenous .561 .273 .040
Self-identifies as white –.676 .247 .006
Aymara maternal language 1.434 .285 .000
Quechua maternal language .637 .199 .001
Other indigenous maternal language .413 .548 .452
Prefers ethnic representation .299 .207 .149
Supports indigenous language education
(1–7 scale) .129 .056 .023
Trust in political parties (1–7 scale) –.042 .055 .448
Protested against Mesa administration .835 .283 .003
Left-right ideological self-placement
(left-right 1–10 scale) –.298 .041 .000
Support for nationalization of gas industry
(1–10 scale) .106 .037 .004
Participation in trade associations (1–4 scale) .268 .100 .007
Resides in media luna (southern and
eastern departments) –1.030 .193 .000
Urbanization level (1–4 scale) –.013 .078 .864
Monthly income (0–8 scale) –.142 .069 .038
Female –.016 .166 .921
Age (in years) .015 .006 .013
Pseudo R2 .184
N 1162
0.7
0.6
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10
Degree of Support for Nationalization of Gas Industry
Figure 2
The Effect of Support for Nationalization of the Gas Industry on
Probability of Voting for the MAS
0.9
0.8
0.7
of Voting for the MAS
Predicted Probability
0.6
0.5
0.4
0.3
0.2
0.1
0
1 2 3 4 5 6 7 8 9 10
Left-Right Ideological Placement
Figure 3
The Effect of Ideology on the Predicted Probability of Voting
for the MAS
r i s e o f e t h n o p o p u li s m 499
mas, whereas someone who identified strongly with the right had only
a 27 percent probability of doing so. Meanwhile, voters who partici-
pated in protests against the administration of Carlos Mesa (2003–5)
had a 70 percent probability of voting for the mas when all other vari-
ables are held at their means, as opposed to only a 53 percent prob-
ability for those voters who did not participate in any protests against
the Mesa administration. Somewhat surprisingly, voters who had little
trust in political parties were not more likely to vote for the mas, but
this may be because by 2006 the mas had established itself as the most
important political party in the country, causing the level of trust in
political parties among supporters of the mas to increase.66
Self-identifying as indigenous also increases the likelihood of vot-
ing for the mas, even after controlling for ideology, dissatisfaction with
parties, participation in protests, support for nationalization of the gas
industry, and a host of other variables.67 This suggests that people did
not vote for the mas just because of the party’s populist platform, but
did so also because the party’s ethnic demands and profile presumably
appealed to them as indigenous people. The dual ethnic and popu-
list appeal of the mas helps explain why it fared significantly better in
the 2005 elections than traditional populist parties have fared in recent
elections. Indeed, while populist parties such as the nfr and ucs man-
aged to win approximately 20 percent of the vote in some elections
during the 1990s and early 2000s, none of them approached the 53
percent of the vote that mas captured in 2005.
The analysis also found that people who self-identify as white were
less likely to vote for the mas, even controlling for other variables.
However, the probability that a self-identified white person would vote
for the mas was still relatively high, other things being equal. A simu-
lation, depicted in Figure 4, found that when all other variables are
held at their means people who self-identify as white had a 42 percent
probability of voting for the mas, people who self-identify as mestizo
had a 57 percent probability of doing so, and people who self-identify
as indigenous had a 63 percent probability of voting for the mas.68 This
66
According to the 2002 lapop survey, mas supporters in 2002 were more likely to express low
levels of confidence in parties, presumably because in 2002 mas had not yet established itself as one of
the country’s main parties. In 2002, 38.8 percent of mas supporters reported having no trust in parties,
as opposed to 29.2 percent of all voters.
67
The modest level of statistical significance of the indigenous identification variable is presum-
ably the result of the fact that indigenous self-identification is correlated with other variables in the
analysis, such as the Aymara and Quechua linguistic variables. The vast majority (84 percent) of people
who self-identify as indigenous grew up speaking an indigenous language.
68
As the figure shows, the 95 percent confidence intervals of the estimates for self-identified indig-
enous people overlap with those of mestizos, so we do not have a high level of certainty that someone
500 w o r l d p o li t i c s
0.8
0.7
0.4
0.3
0.2
0.1
0
Indigenous Mestizo White
Ethnic Self-Identification
Figure 4
The Effect of Ethnic Self-Identification on the Probability of
Voting for the MAS
who self-identifies as indigenous is more likely to vote for the mas than is someone who self-identifies
as mestizo.
69
Speakers of lowlands indigenous languages may not have been significantly more likely to vote
for the mas because it may have been perceived as a party that principally represented highlands indig-
enous populations, reflecting ongoing Amazonian-highlands indigenous divides.
r i s e o f e t h n o p o p u li s m 501
0.8
0.7
0.5
0.4
0.3
0.2
0.1
0
Aymara Quechua None
Indigenous Language Spoken in Home as a Child
Figure 5
The Effect of Maternal Language on the Probability of Voting
for the MAS
70
I view growing up speaking an indigenous language as a reasonable proxy for having indigenous
roots and the cultural attachments and life experiences that go with them. It is these cultural attach-
ments and life experiences, I assume, that draw indigenous language speakers to the mas.
502 w o r l d p o li t i c s
71
Matthew R. Cleary, “Explaining the Left’s Resurgence,” Journal of Democracy 17 (October
2006).
r i s e o f e t h n o p o p u li s m 503
72
Teodoro Petkoff, “Las Dos Izquierdas,” Nueva Sociedad 197 (2005); Jorge Castañeda, “Latin
America’s Left Turn,” Foreign Affairs 85 (May–June 2006).
73
It is true that some populist and leftist parties, such as Izquierda Democrática in Ecuador, Izqui-
erda Unida in Peru, and the Unión Democrática y Popular in Bolivia, have won significant levels of
support among rural, indigenous voters in the past, but they have not captured this constituency to the
same degree as the ethnopopulist parties. In Bolivia, only the mnr of the 1950s and 1960s rivaled the
mas in terms of its share of the vote among the rural, indigenous population.
504 w o r l d p o li t i c s
78
Mijeski and Beck (fn. 6); Raúl L. Madrid, “Indigenous Voters and Party System Fragmentation
in Latin America,” Electoral Studies 24 (December 2005); Roberta Rice and Donna Lee Van Cott,
“The Emergence and Performance of Indigenous Peoples’ Parties in South America: A Subnational
Statistical Analysis,” Comparative Political Studies 39 (August 2006).
79
Some scholars have claimed the indigenous population in Ecuador represents 30 percent or more
of the population, but the 2001 census found that only 6.1 percent of the population self-identified
as indigenous and only 4.6 percent reported speaking an indigenous language. The 2000 emedinho
survey found that 14.3 percent of the population either self-identified as indigenous, spoke an in-
digenous language, or had parents who spoke an indigenous language. See Mauricio León Guzmán,
“Etnicidad y exclusión en el Ecuador: Una mirada a partir del Censo de Población de 2001,” Iconos
(February 2003).
80
Van Cott (fn. 4, 2005); and Marenghi and Alcántara (fn. 5).
81
Van Cott (fn. 4, 2005).
506 w o r l d p o li t i c s
the country as a whole.”82 Menchú also did not articulate a clear leftist or
populist agenda and chose as her running mate a wealthy businessman and
former president of the country’s most important business organization.
The absence of a strong indigenous movement in Peru has also ham-
strung ethnopopulist parties in that country.83 A number of candidates
and parties seeking to represent the indigenous population have emerged
in Peru, but these candidates have fared poorly in part because they have
not had the legitimacy or organizational resources that a strong indig-
enous movement might provide them. Ollanta Humala of the Partido
Nacionalista Peruano (pnp) did fare quite well in the 2006 Peruvian
presidential elections, particularly in indigenous areas, but Peru’s weak
and divided indigenous movement played no significant role in his
campaign. Moreover, although Humala may have benefited from his
Quechua name and the ethnic organizing of some of his family mem-
bers, he made only limited ethnic appeals, so it is more accurate to
describe his movement as populist, rather than ethnopopulist.
Finally, as we have seen, those ethnically based parties that have de-
veloped inclusive appeals have been much more successful than those
parties that have been more exclusionary. Indeed, the mas’s electoral
performance improved considerably over time as it became more inclu-
sive. By contrast, the main ethnically based party in Ecuador, Pachaku-
tik, became less inclusive over time, with negative effects on the party’s
fortunes. The Ecuadoran indigenous movement played the lead role
in the founding of Pachakutik, but at the outset Pachakutik had nu-
merous white and mestizo as well as indigenous leaders.84 Pachakutik
also initially established close ties to various mestizo-dominated orga-
nizations. In the elections of 1996 and 1998, for example, Pachaku-
tik formed an alliance with the urban-based Movimiento Ciudadano
Nuevo País and supported this movement’s mestizo leader, Freddy
Ehlers, for president. In 2002 Pachakutik allied with Lucio Gutiérrez,
a mestizo army colonel, and his party, the Partido Sociedad Patriótica.
This inclusive approach attracted many white and mestizo voters, as
well as indigenous people.85 As a result, the candidates Pachakutik sup-
ported won more than 20 percent of the vote on average in the first
round of presidential elections between 1996 and 2002, and the party
helped deliver the presidency to Gutiérrez in 2002.
82
Ricardo Falla, “Rigoberta Menchú: A Shooting Star in the Electoral Sky,” Revista Envio 312
( July 2007), http://www.envio.org.ni/articulo/3606 (accessed November 27, 2007).
83
See Yashar (fn. 3) for an illuminating analysis of why Peru has failed to develop a strong indig-
enous movement.
84
Andolina (fn. 5); and Collins (fn. 4).
85
Mijeski and Beck (fn. 6); Beck and Mijeski (fn. 6); and Madrid (fn. 78).
r i s e o f e t h n o p o p u li s m 507
Conclusion
The existing literature on ethnic parties has maintained that such par-
ties succeed by mobilizing their base through exclusionary appeals.
This article has shown that such exclusionary appeals are unlikely to be
successful in areas where ethnic polarization is low and ethnic identities
are fluid and multiple. In these areas, ethnically based parties may win
support from members of a variety of different ethnic groups by develop-
86
“Pachakutik Pierde su Fuerza Urbana.” El Comercio, December 14, 2005, www.elcomercio.com/
solo_texto_search.asp?id_noticia=9962&anio=2005&mes=12&dia=14 (accessed August 5, 2007);
“Pachakutik se Requesbraja por el Indigenismo,” El Comercio, December 15, 2005, www.elcomer-
cio.com/solo_texto_search.asp?id_noticia=10072&anio=2005&mes=12&dia=15 (accessed August 5,
2007).
87
Scott H. Beck and Kenneth J. Mijeski, “How to Lose by Winning: The Ecuadorian Indigenous
Movement after the 2002 Elections” (Paper presented at the international congress of the Latin Amer-
ican Studies Association, San Juan, Puerto Rico, March 15–18), 17; “La desintegración de Pachakutik
continua.” El Comercio, December 23, 2005, www.elcomercio.com/solo_texto_search.asp?id_noticia=1
0889&anio=2005&mes=12&dia=23 (accessed August 5, 2007).
88
Pachakutik fared even worse in the September 2007 elections for the constituent assembly, win-
ning less than 1 percent of the national vote.
89
Sara Báez Rivera and Víctor Bretón Solo de Zaldívar, “El Enigma del Voto Étnico o las Tribula-
ciones del Movimiento Indígena,” Ecuador Debate 69 (December 2006).
508 w o r l d p o li t i c s
ing inclusive appeals. Indeed, this is exactly the approach that the mas
and, initially, Pachakutik used successfully in Bolivia and Ecuador.
These findings suggest that the literature on ethnic parties needs to
consider how ethnic identities and relations are constructed in theoriz-
ing about the electoral behavior of such parties. For example, the litera-
ture needs to recognize not only that ethnic identification is often fluid
and multiple but also that the degree of fluidity and multiplicity often
varies considerably over time and space and that this has important
electoral implications. It may well be that ethnic parties have incentives
to adopt exclusionary appeals where ethnic identities are singular and
relatively fixed, but ethnically based parties have greater incentives to
be inclusive in societies where ethnic identification is fluid and mul-
tiple. This study thus aims to bring the complexity of ethnic identity
back into the study of ethnic parties.
This article also aims to bring ethnicity into the study of populism.
The literature on populism has largely failed to recognize the poten-
tial compatibility between populist and ethnic appeals. In ethnically
homogeneous countries, populist parties may not need to make ethnic
appeals to win votes among the subaltern sectors, but in countries with
large indigenous populations or other socioeconomically disadvantaged
ethnic groups, populist parties may more effectively win lower-class
votes through a combination of populist and inclusive ethnic appeals.
Ethnic appeals, moreover, may create more enduring ties to voters than
personalistic or performance-based appeals, thus enabling ethnopop-
ulist parties to achieve a degree of electoral stability that traditional
populist parties have found elusive.