Framing in Oral Narrative: Marvels & Tales
Framing in Oral Narrative: Marvels & Tales
Framing in Oral Narrative: Marvels & Tales
Volume 18
Article 6
Issue 2 The Arabian Nights: Past and Present
10-1-2004
Recommended Citation
Haring, Lee. "Framing in Oral Narrative." Marvels & Tales 18.2 (2004). Web. <http://digitalcommons.wayne.edu/marvels/vol18/
iss2/6>.
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“I’ll tell you what I’ll do,” said the smith. “I’ll fix your sword for you tomorrow,
if you tell me a story while I’m doing it.” The speaker was an Irish storyteller
in 1935, framing one story in another (O’Sullivan 75, 264). The moment
recalls the Thousand and One Nights, where the story of “The Envier and the
Envied” is enclosed in the larger story told by the Second Kalandar (Burton 1:
113–39), and many stories are enclosed in others. It was quite traditional for
the Irish storyteller, historically disconnected from Arabian tradition, to use a
frame-story. Folktale scholars label it “Story-teller Interrupted by Woman” and
number it AT 1376A*. The Thousand and One Nights shows the literary imita-
tion of that orally invented device; it standardizes the movement from one
story into the next. So too “in the Sanskrit Five Books [the Panchatantra] the
tales are neatly bound together by multiple use of framing” (Edmonson 143).
Frame-stories in such collections are frequent enough for scholars to designate
several as standing alone and establish a genre (Thompson, Folktale 415;
Blackburn 496).
All this is common knowledge to students of the Thousand and One Nights.
I draw my examples from two stratified societies. Ancient Ireland surrounded
its kings with a cattle-owning aristocracy whose dependants were firmly kept
in lower social grades. Ancient India invented a system of caste too well
known to need description (Dumont). Such societies foster the habit of sub-
ordinating one plot to another, creating that affinity that Theodor W. Adorno
perceived, “between the formal configuration of the artwork and the structure
of the social system” (Hohendahl 172). Stratified societies favor frame-stories.
Marvels & Tales: Journal of Fairy-Tale Studies, Vol. 18, No. 2 (2004), pp. 229–245. Copyright © 2004 by
Wayne State University Press, Detroit, MI 48201.
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Frame-Story as a Genre
If each tale, like the Irish one I began with, is a thing, an autonomous whole,
then a genre becomes a thing as well, and the frame-story is a genre (though
not only that). Still, because it requires other genres to live on, this one is par-
asitic. Perhaps it isn’t an oral genre all over Africa (Belcher), but African per-
formers do link their pieces. For instance, they often tell trickster tales in clus-
ters or chains, so neatly that when collectors reproduce the cluster in the trans-
lations they publish, a reader can deduce principles of sequencing
(Fontoynont and Raomandahy 83–86). One principle is to alternate trickster’s
success with his defeat and lead the audience toward a sense of cosmic order
(Paulme, “Quelques procédés”). The audience’s memory supplies another sort
of frame: their familiarity with trickster’s predictable behavior. Afghanistan and
Ireland show plenty of examples of oral framing (Mills 123), the latter perhaps
under literary influence (Belcher 16–18).
But orality knows them too. In the story I began with, the smith requires
Cúchulainn to tell him a story whilst mending his sword. When the smith’s
wife violates Cúchulainn’s interdiction against eavesdropping, Cúchulainn
breaks off the story of his adventure at its most suspenseful point, where he
was in serious danger from a giant. The framed story is incomplete; the smith,
his helper, and his wife are punished by the curtailment of Cúchulainn’s per-
formance. But the recorded performance is fully completed in an ending for-
mula: “They went by the ford, and I went by the stepping stones. They were
drowned, and I came safe” (O’Sullivan 79). The orderly ending of this perfor-
mance, within which a framed story has been curtailed in a disorderly man-
ner, is echoed in three Russian versions (AT 1376A*), which support the same
moral: disorderly women who steal men’s secrets—which are always commu-
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Framing by Formula
Everyone knows the most obvious sort of framing in oral narrative, the open-
ing or closing formula. English examples, doubtless showing literary influence,
are “Once upon a time” and “They all lived happily ever after.” The elaborate
opening formula (three and a half sentences) in the Irish “Black Thief,” a frame-
story recorded in 1932 from the best storyteller the collector ever met (Dillon
8), illustrates the affinity between social structure and artistic form I mentioned
above. A more egalitarian society, the small Indian Ocean island of Rodrigues,
prefers a less elaborate opening. The region’s characteristic “Sirandan!” demands
a response, “Sampek!” In Mauritian Kreol, the local language, the first word lit-
erally means riddle. Opening a story with it preserves the African association of
riddling with storytelling. The second word is apparently no more than a
rhetorical device; lexicographers set apart its other meaning, a kind of fish
(Baker and Hookoomsing 283). Henri Lagarrigue, of Réunion, remembers the
Malagasy closing formula, “If it’s a lie, it’s not my fault, the old ones were the
liars” (Decros 149–59; Carayol 7: 19–21; Renel 1: 45, 1: 49, 1: 88–9, 1: 153).
But being a true creolizer, with the Malagasy formula he combines a character-
istically Mascareigne “Kriké!” (to which I return below).
Formulas are not always an aesthetically neutral formality. In some tradi-
tions at least, they have a thematic affinity with what is coming (Sokolov 302)
and are not “absolutely independent of the rest of the story,” as Charles Renel
asserted in Madagascar (Renel 1: lviii), only of the surface meaning of the
words. In a society like the Comoro islands (as in Ireland), they have a refine-
ment and elaboration all their own, reminiscent of the stunning wedding cos-
tumes and gold jewelry women bring out for le grand mariage.
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Kings were living, rich people were living, viziers were living. Things
happen fast in tales.
Mr. Rat is gargling,
he has a bald head.
“Hey, wasp, hey wasp!
What made your head so pointy?”
“Tying up my hair to go to The Place.”
“Hey, spider!
What made your bottom so red?”
“Sitting on the red ground.”
Dady ny Saidy, of the village of Poroani in the Comoran island of Mayotte, is
speaking in Malagasy to Sophie Blanchy. At the end of her a long, elaborate
tale, her closing formula resembles the Irish one quoted above: “Nengako ao
reo, zaho niply navy ato. Tsy haiko koa kabaron-dreo afara añy, I left them there I
came back here. I don’t know what happened to them after that” (Blanchy et
al. 130). But it also recalls other formulas in use in the Southwest Indian
Ocean, for instance in Seychelles: “I was passing by there, I said to Soungoula
‘Give me a bit to drink’; he gave me a kick that threw me here, and I fell to St.
Louis” (“Creole Stories” 49).
Formulas can be interpreted in at least three ways. Sociohistorically, they
are a sort of framing, as culturally variable as plots and characters. Restoring
the words of an opening formula to the context of performance invites a
rhetorical mode of criticism, which looks at their effect on a hearer (Lüthi 92).
Speech-act criticism will call a formula a “performative” utterance, a part of the
verbal interaction. By saying, “I am a frame,” the formula becomes a “perlocu-
tionary” act, affecting the mind-set of the audience (Austin 94–101). Doubtless
other interpretive modes will apply too.
Framed Formulas
Opening and closing formulas frame oral performances “from the outside”; into
the tale, a performer may drop equally fixed phrases. Are these “formulas”? In
Irish storytelling, they are called “runs.” Poetry offers the extreme instance of the
use of such fixed phrases for composition (Lord; Foley, Traditional Oral Epic;
Foley, Immanent Art). In prose narratives, the fixed phrase stands out by being
framed by the free phrases around it. No one can miss it (O’Sullivan 40). Even
a transitional formula, “it was well and it wasn’t ill,” stands out from its context
that frames it. Paradoxically, through its very familiarity and repetition, the “run”
exemplifies defamiliarization—the concept that Russian formalist critics held
out as the core of perception and the source of artistic values (Shklovsky).
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Multiple Descriptions
Phenomenology and narratology describe Mr. Barivoitse’s technique; so does
comparison to literary narrative. Where his editors use words like intrusion and
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incursion, a literary critic would see Gérose Barivoitse as crossing the boundary
between the frames called fiction and autobiography. His interruptions resemble
the practice of novelists like Cervantes, Laurence Sterne, Thackeray, or Dickens,
who often interrupt their narratives to address their reader directly—a device
cast into the shade by Flaubert and Henry James (Lubbock 156–202).
Folkloristics would add, from the point of view of genre theory, that he creates
a new “ethnic genre” (Ben-Amos).
Then, creolization theory would find an affinity between Mr. Barivoitse’s
mixing of genres, or modes of discourse, and the convergence of African,
Malagasy, and European cultures in his island of Réunion. He appropriates ele-
ments of them all. In diglot Réunion, he performs a narrative equivalent of
language-mixing. So his verbal art represents a rearguard action against cul-
tural and linguistic standardization.
His performance is not “straight” narration. His register-switching is only a
tiny part of Mr. Barivoitse’s framing. More relevant is his transformation of atti-
tude. In the Southwest Indian Ocean as in the Caribbean, where cultures clash,
transformation with a satiric purpose comes quickly to the artist. So complex are
Gérose Barivoitse’s interventions that a mythological motif (Periodic sacrifices to a
monster, motif S 262 in Thompson, Motif-Index), his etiological tag, “That’s when
signing with your thumb began,” and his closing formulas themselves become
parodic uses of narrative convention (Haring, “Parody”).
Finally, a rhetorical criticism would notice that Mr. Barivoitse uses the for-
mula Kriké-kraké as a cue to demand reassurance that his listener is attending.
Far from relinquishing his turn at speaking, he is reinforcing his turn by means
of the formal deference of his hearer’s reply. “In performances of all kinds,” says
Erving Goffman, “the obligation to provide continuity for the audience, that is,
constant guidance as to what is going on, accounts considerably for the manip-
ulation of participation status and the enactment of channels” (234). For any
less audacious performer, Mr. Barivoitse’s incursions and intrusions would not
be a performance option. They might even not be accepted by an audience.
After all, there are rules for such things, which are a prominent topic in folk-
loristic analysis and receive much attention from theorists of performance
(Gossen; Ferry; Bauman; Kapchan; Calame-Griaule).
Gregory Bateson reframes what I have said: “Two descriptions are better
than one” (Bateson 67).
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Imagine being a storyteller. If your first unit isn’t enough for you, what to do?
Right away he goes into a second part, which is actually another story,
conforming to a different formal type from the first. Yet he has
retained the same hero. So he finds himself obliged, if his tale has
been moving upward, to reverse direction in this second part and
move downward. This he manages either by having his hero violate
an interdiction previously unknown, or by dropping that very hero
into a trap that has been laid, most often, by a new adversary. . . . The
listener cannot foresee the particular nature of the peril awaiting the
hero, or the misdeed he will commit. (Paulme, La mère 43–44)
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“Well,” he begins with an almost invisible formula, “there was a man and
a woman in a house. They had one son.” This son will be Sydney Joseph’s Man
on a Quest for his Lost Wife, in a story known all round the world (AT 400), with
three analogues in the Thousand and One Nights and three treatments by the
Grimms (Thompson, Folktale 92). As scholars hypothetically reconstruct this
plot, a father promises his son to a sea-creature; the boy finds a princess with
whom he sleeps chastely; the hero is allowed to visit home on condition that
he does not reveal the secret; he loses the princess by breaking a prohibition;
he sets out in search, gets help, and acquires magic objects; and with their aid
he retrieves and marries the princess (AT 400). All these elements appear in
“The Siren-Girl,” where a folktale scholar will recognize them. That is, the “dis-
ciplinary matrix” (Kuhn 182) of folktale scholarship provides a model against
which the specific performance can be measured.
But as Paulme predicts, that first plot is not enough. Sydney Joseph’s sec-
ond plot comes in at a point when the hero has violated an interdiction.
As she put her head on his arm, to sleep, the boy just lit a match. He
lit the match and saw her face at night. Well, at night, when he saw
her, he just grabbed her and kissed her, and he got a big shock.
According to the rules, he has no right to kiss that young siren. In
that castle, the mother instantly knew, and she made that castle dis-
appear, that very night, under the sea—vanished.
Banished from her underwater world, yet still detached from human society,
he arrives on land; he finds a ponyar, dagger, which enables him to catch octo-
pus as food.
Having isolated and endangered the hero, Sydney Joseph now inserts his
second plot and his second heroine. This is the tale scholars call The Grateful
Animals (AT 554), in which a young man “earns the thanks of several animals
. . . and with their help wins the princess by performing three tasks imposed
upon him . . .” (Aarne and Thompson 199). Sydney Joseph wants us to note
that he follows tradition in using the conventional title for animal characters
in folktales (Baker and Hookoomsing 155): “These animals, what are they? As
the story goes, apparently, we call these the komper. There was Komper Lion,
there was Komper Eagle, and there was Komper Ant, black ant.” With his knife
the hero carves a deer for the three. Each grateful animal gives him a whisker
or feather, which will summon the animal when the hero is in danger. These
motifs are as traditional as the word komper (B 392, B 431.2, B 455.3, B 481.1,
B 501, and D 1421 in Thompson, Motif-Index).
This bit of combining is a traditional move. Sydney Joseph is not the first
Indian Ocean storyteller to combine “The Grateful Animals” and “The Man on a
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Quest for his Lost Wife.” Both are especially well known in Madagascar (Ferrand
102–03; Renel 1: 65–76; Faublée 423–27, 435–49; Haring, “Grateful Animals”),
a shipping point from which many creoles arrived in Mauritius. One Malagasy
narrator made the same combination in the 1870s (Dahle 250–58). So in repeat-
ing the combination (whether labeled as “framing” or not), Sydney Joseph is
“rhyming”—conforming to regional style. That Malagasy precursor, however,
did not poise his hero between two equally desirable women, as Sydney Joseph
does—an extremely unusual feature of his piece.
Now for a third plot and a new sort of rhyming. If the hero wants this new
girl, his first task will be to protect the king’s goats from a marauding lion. This
he accomplishes by summoning the grateful lion from the preceding episode
and staging a duel between the two, so as to move himself towards the classic
outcome where he gets his girl (Propp 63–64). The duel of lions rhymes cre-
atively with one of this region’s favorite animal stories, the false tug-of-war.
Unquestionably of African origin, this is AT 291 and motif K 22 (Thompson,
Motif-Index). Much beloved of East African and island storytellers (Werner
268–69; “Creole Stories” 64–65; Baissac 25–33), this piece of dramatic irony
narrates a deception practiced by a small animal on two large animals, whom
he deceives into pulling against each other. On this model, Sydney Joseph cre-
ates his lengthy duel, which goes on until the one lion loses. It looks as if the
hero must marry her and acquire half the kingdom.
To get his hero out of this marriage, Sydney Joseph rather awkwardly
reconnects him to the siren-girl and draws in a fourth plot, The Monster with
His Heart in the Egg (AT 302). The hero, who can turn himself into an ant with
the help he has received from the grateful animals, learns how to find the life
of the siren-girl’s father and, following her information, kills him. A similar
episode, perhaps with a common source, occurs in a nineteenth-century
Mauritian tale (Baissac 358–89), and in a Radio Seychelles broadcast of the
1970s (“Creole Stories” 19–20). But outraged at this death, the siren-girl dis-
enchants the castle, thus depriving herself of any future. What listener could
foresee that she will now abandon fairyland? Coming closer to the “real”
world, approaching the storyrealm, the siren-girl enters the cash economy by
opening a village pharmacy.
In the end, Sydney Joseph manages the hero’s recovery by a fifth plot,
which spins off from Madagascar’s favorite story of marriage between a mortal
and a water-spirit (Haring, “Water-Spirits”). The siren-girl cleans him up and
hears his story of refusing the other girl.
The siren said to him, “Well, what have I got now? I only have this
shop, I have people who work here. Well, if you agree, we’ll make a
condition. We will get married. Those who live here do not know that
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I am a siren. You are the only one to know this, and you don’t tell
anybody about this, or else I’ll leave.”
They got married.
Sydney Joseph ends his story as modestly as he began it: “So this means I am
telling you this story now. Finished” (Joseph). In the Malagasy legend, marriage
between the underwater woman and a mortal on land leads to a catastrophic
violation of taboo and dissolution of the marriage (Haring, Index 358–60). But
in The Siren-Girl, a marriage between these two enables Sydney Joseph’s tale to
“rhyme” with folktales that award their hero a wife and a place in society.
Critical modes yield their various interpretations. In an “expressive” orien-
tation that emphasizes the artist’s personality, the merits of this extraordinary
narrative might be attributed to his “peculiarities” (Okpewho 39). In the a-psy-
chological structuralist mode, such complex plotting is a special case of Tzvetan
Todorov’s remark about the Thousand and One Nights: “the embedding narrative
is the narrative of a narrative” (Todorov 72). Narratology will call what Sydney
Joseph does a special instance of recursivity. Narratologists use this concept to
introduce “a temporal dimension that makes it possible to describe the structure
of expectations created by the process of self-replication” (Ryan 121). Once the
expectations of an audience are taken into account, the rhetorical mode of crit-
icism returns: the listener is being asked to participate in an alternative experi-
ence of time.
I return to sociohistorical or contextual criticism, which (like New
Historicism) tries to keep the artwork embedded (if I dare use that word) in its
historical moment. From this perspective, the formal configuration of “The
Siren-Girl,” with its combining of plots from different languages and traditions,
mirrors Mauritian creolization. The mirroring appears even in its ironies.
Insertion of the unexpected episodes into the fairy tale’s usual movement
towards marriage and prosperity has a deflating effect. I wonder if both Sydney
Joseph and Gérose Barivoitse aren’t deconstructing the folktale genre. People like
them—creoles in Mauritius, petits blancs in Réunion, people in marginal cul-
tures, people oppressed by the encroachment of international capitalism—often
make use of traditional verbal art as a means of deconstructing dominant ide-
ologies and expressive forms (Bauman and Briggs). Assuredly they do conform
to the rules; they do “rhyme;” they imitate their predecessors. They combine
existing materials, made available to them by the complex history of immigra-
tion to their islands, in imitation of the style they observed long ago. Yet to me
these performances feel parodic, all the more for their use of framing. The play-
fulness of Sydney Joseph’s suspenseful, lopsided structure makes me smile.
But now, having reached the limit of the notion of framing, I reframe what
I have said: framings overlap, in both performance and analysis. In the absence
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