American Sociological Association Sociology of Education
American Sociological Association Sociology of Education
American Sociological Association Sociology of Education
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ETHNICITY, TEACHERS' EXPECTATIONS, AND THE ACADEMIC
ACHIEVEMENT PROCESS IN CANADA*
RODNEY A. CLIFTON
University of Manitoba
There has been considerable research and faster than children with other as-
on the effects of teachers' expectations cribed characteristics.
upon the performances of their students The present study is an empirical in-
(Dusek, 1975; Braun, 1976; Cooper, 1979), vestigation of the extent to which the
much of it stimulated by the publication of ethnicity of students shapes expectations
Pygmalion in the Classroom (Rosenthal of their teachers and how both these vari-
and Jacobson, 1968). Researchers and ables affect students' achievement
teachers have been concerned that the (Dusek, 1975:680; Braun, 1976:191).
performances of students may be lowered,
rather than raised, because expectations
BACKGROUND
for performances are low (Finn,
1972:387), especially if students are disad- Within Canada, the examination of
vantaged or come from minority groups. stratification and mobility has
Expectations of teachers may be influ- traditionally been related to class and
enced by both ascribed characteristics of ethnicity. John Porter (1965) argues that
students that are essentially irrelevant to ethnicity has been a principle cause of
performances (ethnicity, physical attrac- class structures, and there are a number of
tiveness, sex, etc.) and achieved charac- ways that ethnicity could either hinder or
teristics that are relevant (intellectual facilitate upward mobility. The most
ability, previous performance, academic common theme has been that ethnic sub-
aspirations, etc.). Teachers' expectations, cultures may shape the development of
if based upon irrelevant ascribed charac- abilities, aspirations, and motivation in
teristics, may shape teacher-student in- order to preserve culture-specific values
teractions and performances in such a way and attitudes. Children socialized within
that initial false definitions of the situation ethnic subcultures have developed
may, over time, become true (Merton, abilities, aspirations, and motivation
1957:423). A number of scholars (Rist, which match certain occupational status
1970; Carnoy, 1974; Bowles and Gintis, positions within society. In turn, the
1976) have argued that schools play a shaping of abilities, aspirations, and moti-
major role in perpetuating the existing so- vation within ethnic subcultures could set
cial stratification system, in part because limits on educational achievement which
teachers assume that children with certain could further limit occupational achieve-
ascribed characteristics can learn more ment (Breton and Rosenborough, 1968:4;
Blishen, 1970:120).
* I would like to thank two anonymous reviewers Empirical evidence (Porter 1965:90) in-
for helpful comments and suggestions. Address cor-
dicates overrepresentation of British,
respondence to Dr. Rodney A. Clifton, Depart-
ment of Educational Administration and Foun-
Jewish, German, and other northern
dations, University of Manitoba, Winnipeg, European groups in the upper levels of the
Manitoba, R3T 2N2 Canada. occupational structure in Canadian soci-
291
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292 CLIFTON
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ETHNICITY AND CANADIAN ACADEMIC ACHIEVEMENT 293
6. Normative Expectations-
4. Assigned Grades _
5. Academic Aspirations _ --
7. Cognitive Expectations _
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294 CLIFTON
ing of tests which they have constructed. effects are via normative and cognitive
Both teacher assigned grades and stan- expectations.
dardized achievement tests are included There is also substantial evidence that
as dependent variables. the sex of the pupils, affects various as-
West and Anderson (1976) have argued pects of the academic achievement pro-
that the literature supports the notion that cess (Richer, 1979). Moreover, within the
student achievement causes expectations teacher expectations literature there is
and expectations, in turn, cause achieve- specific evidence of differential influence
ment. In the present study, teacher as- attributed to the sex of pupils (Kehle,
signed grades are included at two points in 1974). For this reason, analyses for each
time: spring 1960 and spring 1961. As a sex are conducted.
result, it is hypothesized that grades as-
signed in the spring of 1960 affect both METHODOLOGY
normative and cognitive expectations in
Data
the autumn of 1960 and that all of these, in
turn, affect both assigned grades and Data were obtained from the Carnegie
standardized achievement in the spring of Human Resources Data Bank, a five-year
1961'.1 panel study of practically the total popu-
It is also probable that the academic lation of students (90,719) who were en-
aspirations of students play a major role rolled
in in the first year of high school,
mediating any relationships between Grade 9, in the Province of Ontario at the
ethnicity, socioeconomic status, and both beginning of the 1959-1960 academic
teachers' expectations and students' year. Students were classified on their re-
achievement (Williams, 1972). As a result, sponses to the question, "What is the main
this variable is incorporated into the language spoken in your home?" On this
model. basis, 79 percent of the students indicated
There is substantial evidence that both that they were from English-speaking
ethnicity and socioeconomic status affect homes, 5 percent indicated that they were
the expectations of teachers (Marwit, from French-speaking homes, 1 percent
Marwit, and Walker, 1978; Feldman and indicated that they were from German-
Orchowsky, 1979). The model presented speaking homes, and 15 percent indicated
here hypothesizes that these two vari- that they were from homes in which other
ables, as well as intellectual ability, not languages were spoken. The French-
only affect normative and cognitive ex- speaking and German-speaking students
pectations, but they also affect all of the were selected for this research because
other variables. That is, it is hypothesized both represented large homogeneous
that socioeconomic status, intellectual ethnic groups with the German-speaking
ability, and ethnicity have both direct and students generally outperforming the
indirect effects upon the achievement of French-speaking students. In total, 4,733
students. Part of the indirect effects are students spoke French and 1,045 students
via assigned grades in Grade 9 and aca- spoke German as their main language. Of
demic aspirations and part of the indirect these, 2,440 French-speaking students (52
percent) and 707 German-speaking stu-
dents
1 When the students entered Grade 10, in the (68 percent) completed Grade 10 in
autumn of 1960, the majority of their teachers al- the spring of 1961.2
ready knew them from the previous year. In Ontario,
high school teachers specialize in subject areas and 2 The other students dropped out of school, or
may teach students from Grade 9 to Grade 13. In thismoved to another province or country, with the
respect, over 85 percent of the students who did notmajority dropping out or moving during July and
drop out of school or move to another province or August. As noted previously, the retention rate for
country remained in the same school for both the the French-speaking students was the lowest of all
1959-1960 and 1960-1961 academic years. Also, the ethnic groups while the retention rate for the
teachers generally review the cumulative records of German-speaking students was about average (King,
their students who have recently transferred to the 1968). There were also slight differences between the
school. Thus, it is usual for teachers to have consid-
sexes: for the French-speaking students the retention
erable information about their students' previous rate for the females was slightly higher than the rate
performances.
for the males whereas for the German-speaking stu-
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ETHNICITY AND CANADIAN ACADEMIC ACHIEVEMENT 295
for each student. For each item, a five- research on related aspects of the education of
Canadian students (see Breton, 1972; Porter, Porter,
and Blishen, 1973).
dents the retention rate for the males was slightly 4 Since the data were collected 20 years ago, it is
higher than the rate for the females. In view of the not known if the results are applicable at the present
differential retention rates, generalizations based time. Thus, until more recent longitudinal data are
upon this analysis must be considered with great collected on sufficiently large ethnic subsamples
caution. these results must be regarded as tentative.
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296 CLIFTON
Table 1. Correlations, Means and Standard Deviations for All Variables by Sexa
Standard
Means Deviations
XI X2 X3 X4 X5 X6 X7 X8 X9 XIO Males Females Males Females
XI .155 .133 .151 .290 .054 .177 .129 .194 .147 6.48 6.32 3.03 3.02
X2 .143 .235 .438 .189 .189 .298 .341 .392 .466 27.71 27.35 8.82 8.25
X3 .125 .192 .253 .115 .193 .206 .219 .333 .330 1.19 1.16 0.39 0.37
X4 .205 .395 .115 .294 .496 .570 .714 .561 .541 57.76 52.46 14.16 13.76
X5 .210 .128-.021 .274 .160 .343 .274 .344 .177 4.91 4.70 1.92 1.69
X6 .027 .179 .182 .408 .083 .642 .620 .340 .338 9.54 10.04 2.46 2.38
X7 .168 .309 .156 .611 .247 .564 .665 .550 .432 2.49 2.54 1.16 1.09
X8 .133 .268 .103 .661 .150 .502 .651 .523 .542 61.73 64.75 12.21 11.41
Xg .148 .410 .259 .515 .206 .301 .515 .499 .536 55.15 59.05 13.07 12.38
X1o .115 .410 .211 .474 .121 .305 .442 .459 .534 16.91 16.28 5.17 5.11
a Correlations for the males are above the diagonal.
1 = Socioeconomic Status, 2 = Intellectual Ability, 3 = Ethnicity, 4 = Assigned Grades (Grade 9),
5 = Academic Aspirations, 6 = Normative Expectations, 7 = Cognitive Expectations, 8 = Assigned Grades
(Grade 10), 9 = Standardized Achievement (English), 10 = Standardized Achievement (Mathematics).
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ETHNICITY AND CANADIAN ACADEMIC ACHIEVEMENT 297
Table 2. Path Coefficient, Path Regre$sions, and R2 by Sexa
It must be noted, however, that ethnic the effects of ethnicity on assigned grades
bias has not been completely eliminated are extremely small while ethnicity has
by including assigned grades and aca- moderate effects upon achievement in
demic aspirations in the analysis of both English and mathematics.
teachers' expectations. There are still sig- Also, except for cognitive expectations
nificant effects of ethnicity upon both for males, teachers' expectations have
cognitive and normative expectations. stronger effects upon assigned grades than
Moreover, it is not known to what extent upon standardized achievement in English
academic achievement and aspirations in and mathematics. This is understandable
Grade 9 were, in themselves, biased as a because the grades have been assigned by
result of ethnicity and the indirect effects the teachers while the achievement tests
this may have had upon the teachers' ex- have been evaluated independently of the
pectations in Grade 10. In any event, the teachers (see Cooper, 1979). Moreover,
results presented here indicate that when for both sexes and both standardized
socioeconomic status, intellectual ability, achievement measures, cognitive expec-
assigned grades, and academic aspirations tations have more powerful effects than
are equal, there are differences between normative expectations. Additionally,
the German and French students. For cognitive expectations have more sub-
both sexes, teachers have higher expecta- stantial effects upon achievement in En-
tions for the German students than for theglish than achievement in mathematics. At
French students. the same time, for both males and fe-
For both males and females in Grade 10, males, teachers' expectations have posi-
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298 CLIFTON
tive and relatively strong effects upon as- portance of considering sex in under-
signed grades. For males, both normative standing the academic achievement pro-
and cognitive expectations have almost cess (see Maccoby and Jacklin, 1974;
identical effects. For females, on the other Richer, 1979). In order to provide a closer
hand, cognitive expectations are more examination of these conditional relation-
than twice as powerful as normative ex- ships, as well as to provide estimates of
pectations. This suggests that quite dif- the strength of the indirect effects of
ferent processes occur when teachers as- ethnicity on performances, the direct and
sign grades to males and females. For indirect effects (Alwin and Hauser, 1975)
males, grades are assigned equally on the of the predetermined variables are pre-
basis of normative and cognitive expecta- sented in Table 3.
tions while for females, grades are as- In this table, for both males and fe-
signed to a greater degree on the basis of males, very little of the ethnic effects are
cognitive expectations than on normative mediated through teachers' expectations.
expectations (cf. Maccoby and Jacklin, Nevertheless, the indirect effects of
1974:247-248). ethnicity are consistently stronger for fe-
The results, to this point, indicate some males than for males, illustrating the con-
important ethnic-by-sex interaction effects ditional relationship between ethnicity,
upon both expectations and achievement. teachers' expectations, and the achieve-
Therefore, the effects of sex across the ment variables. It is also noted that the
ethnic groups are examined in more detail. indirect effects are lower for both stan-
These comparisons are based upon metric dardized achievement measures than for
coefficients rather than standardized assigned grades.
coefficients (Kim and Mueller, 1976). Also, this table illustrates that past
It is observed that for both normative performances have, by far, the strongest
and cognitive expectations the effects of mediated effects through teachers' ex-
ethnicity are stronger for females than forpectations upon all three achievement
males. Also, for assigned grades in Grade measures. Thus, the data offer little sup-
10, the effects of ethnicity are stronger forport to common arguments suggesting
females than for males but the difference teachers' expectations have strong
is not as important as those noted above mediating effects between the ascribed
because the coefficients are extremely characteristics of students and their
small. For standardized achievement in achievement. And, the evidence suggests
English the effects of ethnicity are similar that the indirect effects of ethnicity are
for both sexes, while for standardized slightly stronger upon grades which have
achievement in mathematics the effects of been assigned by the teachers than upon
ethnicity are stronger for males than for standardized achievement tests.
females. For assigned grades in Grade 10, Nevertheless, the teachers' expecta-
the effects of normative expectations are tions, by themselves, do affect both as-
stronger for males than for females while signed grades and standardized achieve-
the effects of cognitive expectations are ment measures. This finding has been
stronger for females than for males. How- previously reported (Brophy and Good,
ever, for standardized achievement in En- 1974; Dusek, 1975; Cooper, 1979). But,
glish, the effects of both normative and the present study extends past research by
cognitive expectations are stronger for showing that the mediated effects are from
males than for females, while for stan- past performance and intellectual ability
dardized achievement in mathematics the rather than from ethnicity or, for that
effects of both normative and cognitive matter, from socioeconomic status. That
expectations are stronger for females than is, the data support the argument that
for males. teachers base their expectations upon
These results indicate that the relation- meritorious factors rather than ascribed
ships between ethnicity, teachers' expec- factors. And, furthermore, it is the
tations, and each of the three performance meritorious factors of past performance
variables are conditional upon the sex of and intellectual ability, as mediated
the students. This illustrates the im- through teachers' expectations, which af-
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ETHNICITY AND CANADIAN ACADEMIC ACHIEVEMENT 299
Table 3. Total, Indirect, and Direct Effects of the Predetermined Variables upon Assigned Grades and
Standardized Achievement
B. Females
X8 XI .092 .092 - .005 .005
X2 .247 .242 .021 -.016
X3 .044 .020 .049 - .025
X4 .665 .245 .420
X5 - .032 .027 - .059
Xg XI .073 .073 .007 -.007
X2 .365 .152 .017 .196
X3 .179 .005 .019 .155
X4 .390 .146 .244
X5 .075 .025 .050
X,0 X, .044 .054 .000 -.010
X2 .379 .135 .012 .232
X3 ..133 .010 .021 .102
X4 .367 .119 .248
X5 - .007 .015 - .022
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300 CLIFTON
processes are not completely consistent pational status positions within society
with what happens in schools (Dreeban, (Breton and Rosenborough, 1968:4;
1968). In a pure meritocratic system, Blishen, 1970:120). The differences in
teachers would evaluate the academic achievement between the French- and
performance of students entirely upon German-speaking students may reflect, to
their cognitive expectations which, in some degree, differences in the subcul-
turn, would be based upon their past per- tural backgrounds which include abilities,
formance and their intellectual ability. aspirations, and motivations.
Nevertheless, the effects of ethnicity, as
mediated through teachers' expectations,
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be operating in schools. 1975 "The decomposition of effects in path
analysis." American Sociological Review
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40:37-47.
school students in Grades 9 and 10, and it Bidwell, C. E.
is possible that teachers' expectations had 1972 "Schooling and socialization for moral com-
much greater effects before the students mitment." Interchange 3:1-27.
reached high school. That is, the linkages Blishen, Bernard R.
1970 "Social class and opportunity in Canada."
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Canadian Review of Sociology and An-
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tions, and standardized achievement ob- Blishen, Bernard R. and Hugh A. McRoberts
served here may have been the result of 1976 "A revised socioeconomic index for occu-
pations in Canada." Canadian Review of
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Sociology and Anthropology 13:71-79.
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pectations, has cumulative effects upon 1976 Schooling in Capitalist America. New
abilities, performances, and aspirations York: Basic.
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ETHNICITY AND CANADIAN ACADEMIC ACHIEVEMENT 301
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