Greek Public Law 2016
Greek Public Law 2016
Greek Public Law 2016
Edward Stone
Eloise Ellis
This subject guide was prepared for the University of London International
Programmes by:
The authors would like to thank Dr Jo Murkens for his help in the preparation of this
subject guide.
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Public law Contents page i
Contents
Module descriptor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
3 Parliamentary supremacy . . . . . . . . . . . . . . . . . . . . . . . . 19
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
3.1 The traditional view . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
3.2 The enrolled Bill rule . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
3.3 Doctrine of implied repeal . . . . . . . . . . . . . . . . . . . . . . . . . 21
3.4 The ‘manner and form’ argument . . . . . . . . . . . . . . . . . . . . . . 23
3.5 Parliament Acts 1911 and 1949 . . . . . . . . . . . . . . . . . . . . . . . 23
3.6 The Act of Union 1706 . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.7 Parliamentary supremacy and the European Union . . . . . . . . . . . . . 25
3.8 The Human Rights Act 1998 . . . . . . . . . . . . . . . . . . . . . . . . . 26
3.9 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
6 Ministerial accountability . . . . . . . . . . . . . . . . . . . . . . . . 53
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
6.1 Legitimacy and accountability . . . . . . . . . . . . . . . . . . . . . . . 55
6.2 The role of the monarch . . . . . . . . . . . . . . . . . . . . . . . . . . 55
6.3 The role of the Prime Minister . . . . . . . . . . . . . . . . . . . . . . . 57
6.4 The role of ministers and the cabinet . . . . . . . . . . . . . . . . . . . . 60
6.5 Ministerial accountability and the civil service . . . . . . . . . . . . . . . 65
6.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
8 UK primary legislation . . . . . . . . . . . . . . . . . . . . . . . . . . 85
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
8.1 The purpose of legislation . . . . . . . . . . . . . . . . . . . . . . . . . 87
8.2 Researching the meaning of an Act of Parliament . . . . . . . . . . . . . . 87
8.3 Policy making . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88
8.4 Drafting Bills . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
8.5 Framework Bills and the interaction with delegated legislation . . . . . . . 90
8.6 Pre-legislative scrutiny . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
8.7 The legislative process . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
8.8 Bills of ‘first class constitutional importance’ . . . . . . . . . . . . . . . . 91
8.9 Bringing legislation into force . . . . . . . . . . . . . . . . . . . . . . . 91
8.10 Post-legislative scrutiny . . . . . . . . . . . . . . . . . . . . . . . . . . 92
8.11 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
9 UK delegated legislation . . . . . . . . . . . . . . . . . . . . . . . . . 95
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
9.1 Terminology of delegated legislation . . . . . . . . . . . . . . . . . . . . 97
9.2 Uses of delegated legislation . . . . . . . . . . . . . . . . . . . . . . . . 98
9.3 Drafting secondary legislation . . . . . . . . . . . . . . . . . . . . . . . 99
9.4 Parliament’s role in delegated legislation . . . . . . . . . . . . . . . . . 100
9.5 The role of the courts in scrutinising delegated legislation
– judicial review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
9.6 The Legislative and Regulatory Reform Act 2006 . . . . . . . . . . . . . 101
9.7 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
Public law Contents page iii
13 Devolution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128
13.1 Political geography of the United Kingdom . . . . . . . . . . . . . . . . 129
13.2 Comparing federalism to devolution . . . . . . . . . . . . . . . . . . . 129
13.3 Development of the United Kingdom into a nation state . . . . . . . . . 129
13.4 The Act of Union with Scotland 1706 . . . . . . . . . . . . . . . . . . . 129
13.5 The Scottish devolution settlement . . . . . . . . . . . . . . . . . . . . 130
13.6 The Welsh devolution settlement . . . . . . . . . . . . . . . . . . . . . 130
13.7 Devolution in Northern Ireland . . . . . . . . . . . . . . . . . . . . . . 131
13.8 The roles of the secretaries of state for Wales, Scotland and
Northern Ireland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
13.9 Intergovernmental relations . . . . . . . . . . . . . . . . . . . . . . . 132
13.10 The English question – regional government within England? . . . . . . . 133
13.11 Local government functions . . . . . . . . . . . . . . . . . . . . . . . 133
13.12 Local government – legislative powers . . . . . . . . . . . . . . . . . . 133
13.13 A Welsh legal system? . . . . . . . . . . . . . . . . . . . . . . . . . . 134
13.14 Scottish independence . . . . . . . . . . . . . . . . . . . . . . . . . . 134
13.15 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135
page iv University of London International Programmes
Notes
Public law Module descriptor page 1
Module descriptor
Public law is one of the seven foundation subjects required for a qualifying law degree
in England and Wales and is a core requirement of the University of London LLB and
CertHE Common Law programmes. This module is concerned with the core features of
the UK constitution and examines the impact of both EU membership and Council of
Europe membership. Emphasis is placed throughout on the changing nature of the UK
constitution – in particular the move from a political to a more legal constitution – as
well as the case for further change.
Module aim
This module introduces students to the role of the main institutional actors (the
legislature, the executive and the judiciary) within the UK constitution and the
processes of constitutional change. Students will be able to analyse key issues
governing the relation between citizens and the state, including sovereignty and the
division of powers between legislature, executive and administration.
1. explain the nature and purpose of constitutions including the ways in which
governmental powers are generally allocated amongst the institutions of the state,
and the way in which courts operate to review administrative action and protect
basic rights
2. describe the main institutions and legal characteristics of the EU and analyse the
implications for the UK constitution
3. assess the constitutional implications for the UK of the Human Rights Act 1998 and
the role of the European Court of Human Rights
4. understand the social and political context in which public law is situated
5. evaluate suggestions for constitutional reform in the United Kingdom and the
European Union.
8. interpret primary and secondary legal sources, including case law and statutes, to
answer questions
Assessment
Learning is supported by means of a series of activities in the subject guide. Generic
feedback on each of the activities is provided at the end of the guide. The activities are
designed to test knowledge and understanding and also assist students to develop
skills listed in outcomes 6–8. There are additional online activities in the form of
multiple choice questions. The formative activities also prepare students to achieve
the module learning outcomes tested in the Summative assessment.
Permitted materials
Students are permitted to bring into the examination room the following specified
document:
¢¢ Blackstone’s statutes on public law and human rights. (Oxford: Oxford University
Press).
1 Introducing public law
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1.3 Textbooks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.4 Journals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.6 Assessment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
page 4 University of London International Programmes
Introduction
Welcome to the Public law subject guide. Public law is a fascinating and challenging
subject area which will give you the chance to engage with fundamental issues
affecting how law works in the context of democratic government in the United
Kingdom. In this chapter we will consider how public law differs from other law
subjects as well as looking briefly at the structure and content of the chapters of the
subject guide.
Finally, we will briefly review study skills for public law and the structure of the
examination.
Essential reading
¢¢ Le Sueur, Sunkin and Murkens, Part 1: Constitutional fundamentals (see Section
1.3 ‘Textbooks’, below).
Public law 1 Introducing public law page 5
When studying public law, however, it is very important to develop as soon as possible
a sense of how the different elements fit together. Topics such as the rule of law and
parliamentary supremacy will be relevant in a variety of different contexts as a wide
range of public law topics are studied.
The political dimension of public law will often be a challenge for students.
International students may feel that they lack an understanding of British politics and
political institutions but this can be remedied by making use of newspaper websites
such as the Guardian, The Times and the Daily Telegraph, as well as the BBC website.
Inevitably, students will find that their studies of public law make them more sceptical
of journalists’ interpretations of the legal implications of politicians’ actions.
uu www.parliament.uk
uu www.legislation.gov.uk
uu www.judiciary.gov.uk
uu www.gov.uk/government/organisations/cabinet-office
In addition, reading case reports and other material on LexisLibrary or Westlaw will be
important.
In response to the material on the internet, a variety of questions will be given. Some
of them will be straightforward factual questions where there is only one correct
answer. Other questions will ask you to consider your own personal responses to
the material and the wider issues discussed. At the end of the subject guide, answers
are provided to the activities. In response to some questions, the answer will state
‘Students will form their own views’. The author may also include his own personal
views but the intention is to challenge you to respond ‘But I think…because…’.
Audio presentations are also referred to within the chapters and can be listened to on
the Virtual Learning Environment (VLE), or the scripts can be read instead.
The weblinks provided are subject to change. If a link is no longer working please use
the title or other information given to search for its new address.
1.3 Textbooks
Core textbook
¢¢ Le Sueur, A., M. Sunkin and J.E.K. Murkens Public law: text, cases and materials.
(Oxford: Oxford University Press, 2016) third edition [ISBN 9780198735380].
Statute book
¢¢ Lee, R.G. (ed.) Blackstone’s statutes on public law and human rights. (Oxford: Oxford
University Press) published annually. Make sure you purchase the latest edition.
Further reading
¢¢ Bogdanor, V. The new British constitution. (Oxford: Hart Publishing, 2009)
[ISBN 9781841136714].
page 6 University of London International Programmes
¢¢ Jowell, J., D. Oliver and C. O’Cinneide (eds) The changing constitution. (Oxford:
Oxford University Press, 2015) eighth edition [ISBN 9780198709824]. This book
contains up-to-date essays on many of the topics covered on this module.
There are several introductory books, shorter than textbooks, which seek to give an
overview of constitutional law. These include:
There are also some references to texts not listed here in the Further reading.
Detailed reading references in this subject guide refer to the editions of the textbooks
listed above. New editions of one or more of these textbooks may have been
published by the time you study this module. You can use a more recent edition of any
of the books; use the detailed chapter and section headings and the index to identify
relevant readings. Also check the VLE regularly for updated guidance on readings.
1.4 Journals
You will often be referred to articles in journals. These are generally available online.
The main UK journal in the field is Public Law, published four times a year since 1956.
This is available electronically via Westlaw. The general UK academic law journals, such
as the Cambridge Law Journal, Law Quarterly Review, Modern Law Review and the Oxford
Journal of Legal Studies, also often have articles of interest. The journal Parliamentary
Affairs is also a useful source for some topics — though not written primarily by or for
lawyers (please note this journal is not available in the Online Library). There is also
a recently launched journal, the International Journal of Constitutional Law, devoted
to international and comparative constitutional law. Here you will find articles and
comments on developments pertaining to many different constitutional systems
including that of the European Union as well as its Member States (which of course
includes the UK). The leading specialist journals pertaining to EU law are the Common
Market Law Review, the European Law Review (not currently available in the Online
Library) and the European Law Journal.
Please note that as long as you read the Essential reading you are then free to read
around the subject area in any text, paper or online resource. You will need to support
Public law 1 Introducing public law page 7
your learning by reading as widely as possible and by thinking about how these
principles apply in the real world. To help you read extensively, you have the VLE,
Online Library and other legal resources.
1.6 Assessment
Important: the information and advice given here are based on the examination
structure for the session 2016/17. We strongly advise you to always check both the
current Regulations for relevant information about the examination, and the VLE. You
should also carefully check the rubric/instructions on the paper you actually sit and
follow those instructions.
The examination usually contains eight questions. Many of these are essay questions,
which require you to show knowledge of the law and a critical approach to the law.
Others are problem questions which require you to apply the law to a given factual
situation.
To cope with problem questions successfully, you must be able to see what issues
arise on the facts and advise on them accurately and succinctly, referring always
to the sources of law upon which you rely for your conclusions. The law may well
be uncertain. If so, you must explain why, and then choose what you believe to be
the decision most likely to be made by the court, giving reasons for your choice. In
general, you must be aware of major proposals for reform of the law. You must also
show a capacity for independent thought. It follows that during your studies you
should:
uu think for yourself about the persuasiveness of the arguments put forward in what
you read
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.1 Classifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
page 10 University of London International Programmes
Introduction
‘What is the constitution?’ A US citizen might answer ‘It’s a document in Washington
DC guaranteeing our liberties.’ The importance of this physical document to the
history and current sense of identity of the USA is set out on the following website:
www.archives.gov/exhibits/charters/constitution_transcript.html
Most other nations also have a document labelled ‘the constitution’ which has some
kind of a special status over and above the respect owed to ordinary laws.
A British citizen, on the other hand, will not find it so easy to reply. Although the Magna
Carta of 1215 might be pointed to as one source of British liberties, there is no single
document labelled the ‘British Constitution’.
This does not mean, of course, that functions of a written ‘constitution’ do not need to
have equivalents in a modern Western democracy such as the United Kingdom. In fact,
these functions are described in a variety of sources, including ‘constitutional’ Acts of
Parliament and constitutional ‘conventions’.
Essential reading
¢¢ Le Sueur, Sunkin and Murkens, Chapter 1: The constitutional rulebook.
Further reading
¢¢ Bogdanor, V. The new British constitution, Chapter 1: A peculiar constitution.
2.1 Classifications
As we examine the traditional ways in which constitutions have been distinguished,
it is very important to remember that there is always a risk of over-simplification if
we do not recognise the complexity of the historically constructed and often untidy
institutions which they describe.
You might find it of interest to browse through a few different constitutions to gain
an overall impression of the similarities and differences. The following weblink to the
‘Constitute project’ provides an easy means to do so: www.constituteproject.org/
The lack of a single overarching constitutional document for the United Kingdom
perhaps reflects its unique history in which there was no single moment of national
political consensus when a serious attempt was made to set out all the constitutional
arrangements in a coherent framework. The nearest attempt was made in the
17th century after the civil wars between the Royalists and Parliament. During the
Protectorate when there was no king, Oliver Cromwell drafted his ‘Instrument of
Government’ which set out how England, Wales, Scotland and Ireland were to be ruled.
This document was abandoned and not replaced when King Charles II was ‘restored’ to
the throne after Cromwell’s death.
The process of changing the constitution may be very difficult in a rigid constitution,
such as the USA, or relatively straightforward in a flexible constitution such as the
United Kingdom. Consider the method by which the United Kingdom shared its
political sovereignty with other European states when it entered the European
Community (now the European Union) in 1972. A simple Act of Parliament was
passed (i.e. the European Communities Act 1972) and, although a referendum was
subsequently held to endorse the decision, there was no constitutional requirement
to hold one. By way of comparison, when the Irish government wished to change
the (written) Irish constitution to permit divorce in 1995, it was obliged to hold a
referendum. Remember, though, both constitutional changes were politically very
difficult for the Irish and British governments.
The political power of the monarch has diminished to vanishing point, since the personal
directions which remain are very limited, must be exercised according to clearly-
understood principles and cannot be regarded as an exercise of independent power in
any ordinary sense.
The formal powers of the monarch, referred to as prerogative powers, are now largely
exercised by the head of the government, the Prime Minister. We will discuss the
significance of the Crown, representing the government, and the prerogative powers
in more detail in Chapter 7.
In many (though not all) smaller countries, government from the centre is accepted
more readily, with much weaker local government. Such political systems are referred
to as unitary. Ireland is an example.
The United Kingdom has operated for centuries as a state with many features of a
unitary constitution. The UK Parliament in Westminster, London, has legislated for the
whole of the United Kingdom, although it has always recognised the distinctiveness
of Scotland, in particular, through various conventions. Following the introduction
of devolution, granting political power to elected assemblies in Wales and Northern
Ireland and an elected Scottish Parliament, the unitary aspects of the UK constitutional
model have been diminished. It is now more appropriate to describe it as a
‘multilayered’ form of government.
Lower courts
Figure 2.1
The structure of the court system is fairly orthodox when compared to legal systems
in other jurisdictions. The Supreme Court is at the apex of the appeal system and the
progression of a case from the lower courts to the Supreme Court via the Court of
Appeal seems logical and coherent.
When we examine Parliament, however, we have some curious features. The head of
government, the Prime Minister, must (by constitutional convention) be a member of
the ‘lower’ House, the House of Commons. The cabinet is drawn from both the House
of Commons and the House of Lords (i.e. the upper House) and the Prime Minister’s
personal powers are derived largely from the historical prerogative powers given to
the monarch.
Alongside the cabinet and government in the diagram, we can see the civil service.
An important aspect of government is that the ministers who form the government
need help to achieve their objectives. Unlike in some countries, such as the USA, where
there is a convention that senior civil servants are replaced when a new government
is formed, the traditional approach in the United Kingdom has been for senior civil
servants to remain in post. The neutrality of the civil service has been questioned
in recent years in the light of the growing importance of politically partisan ‘special
advisers’ whose roles have sometimes brought them into conflict with professional
civil servants.
uu The government is largely drawn from the ‘lower’ House of Parliament, the House
of Commons.
uu Parliament is the apex of the system of government and has supreme law-making
power unchecked by a constitutional court.
This simple description has, inevitably, been challenged on the grounds that it
describes an ideal that has never existed rather than the more fluid and untidy reality
of government in 21st century Britain. We will now consider some aspects of how the
constitution works in practice and compare them to the ideal.
page 14 University of London International Programmes
Activity 2.1
Watch the podcast about Private Members’ Bills at:
www.parliament.uk/about/podcasts/theworkofparliament/privatemembersbills/
and answer the following questions.
a. What day of the week are Private Members’ Bills considered by Parliament?
b. How many days are allocated in a parliamentary session to Private Members’ Bills?
g. How did David Mundell make his decision on what he should include in his
Private Member’s Bill?
h. Which government departments did he consult and what was their response?
j. Do you think that the system of Private Members’ Bills should be improved and,
if so, how?
Activity 2.2
Find the ballot results for Private Members’ Bills for the 2015–16 Parliamentary
session via the Parliament website and answer the following questions:
a. What is the name of the MP who was drawn first in the ballot?
b. Find at least one of the Private Members’ ballot bills which became law in the
previous (i.e. 2014–15) parliamentary session.
Activity 2.3
Watch the film ‘Select committees in the House of Commons. Asking the questions
you want answered’, on the Parliament website: www.parliament.uk/about/
podcasts/theworkofparliament/select-committees-in-the-house-of-commons/
Compare this description to the blogpost ‘The House of Commons’ Select
Committees are now more independent of government. But are they any better
Public law 2 The UK constitution and its core institutions page 15
b. What reforms have been introduced to deal with the problem of MPs not
attending their select committees?
c. How valid do you think Dunleavy and Gilson’s criticisms of the methods of
information gathering by select committees are?
uu Draft Bills: In recent years judges and other commentators have criticised the
quality of the drafting of controversial Acts of Parliament. In order to identify
problems with legislation at an early stage, the government will now publish some
draft Bills to allow more time for comments and improvements. The draft Bills will
be examined by select committees from either the House of Commons or House of
Lords. See www.parliament.uk/about/how/laws/draft/
Several methods of direct democracy have been used in the United Kingdom.
2.5.1 Referendums
The ideal form of referendum is a straightforward question to which there are two
possible answers – ‘yes’ or ‘no’. Not all referendum questions are as succinct. Consider
the following examples:
Public law 2 The UK constitution and its core institutions page 17
‘Do you think the United Kingdom should stay in the European Community?’
‘I agree/do not agree that there should be a Scottish Parliament’ and ‘I agree/do not
agree that the Scottish Parliament should have tax-varying powers’
uu The answer from Scottish voters in 1997 was agreement to both propositions.
More recently, the response of voters to referendum questions has often been
negative. Note the decisive rejection of the following question in 2011:
uu ‘At present, the UK uses the “first past the post” system to elect MPs to the House of
Commons. Should the “alternative vote” system be used instead?’
The most recent use of a referendum in the UK was not UK-wide (unlike the AV
referendum) but confined to voters in Scotland – on the question of Scottish
independence.
Activity 2.4
Read the House of Lords select committee 12th Report of session 2009–10
‘Referendums in the United Kingdom’ (HL paper 99) at: www.publications.
parliament.uk/pa/ld200910/ldselect/ldconst/99/99.pdf and answer the following
questions.
a. Identify three suggested advantages of referendums. Which of your chosen
three advantages do you think is the strongest argument in favour and why?
E-petitions
See www.parliament.uk/business/committees/committees-a-z/commons-select/
backbench-business-committee/e-petitions-/ for a diagram showing how the House
of Commons Backbench Business Committee deals with e-petitions. Note how there is
a requirement that at least one MP is prepared to support a debate on the topic of an
e-petition.
Activity 2.5
Go to the e-petitions website at: https://petition.parliament.uk/ and identify which
e-petitions are currently trending. Do you think they are raising important and
neglected issues for Parliament to consider?
Social media
Parliament has started to engage with social media such as Twitter, Facebook, etc. See:
www.parliament.uk/get-involved/have-your-say/online-discussion-rules/
2.6 Summary
1. Constitutions can be classified in different ways, including federal or unitary,
republican or monarchical. They may be rigid or flexible.
4. The relationship between Parliament and the government can be viewed in various
ways, including the extent to which individual MPs and Lords can create law
through Private Members’ Bills.
6. The relationship between the courts and government has been strained in recent
years over various issues, including the effect of decisions of the Court of Justice of
the European Union and the ECtHR. The UK Supreme Court does not, however, fulfil
the functions of a constitutional court.
8. The ability of the Prime Minister to impose his or her will on the government varies
depending on the personalities involved and, occasionally, as in 2010–15, in the
light of the constraints of coalition government.
11. Other methods of direct democracy include e-petitions and social media.
3 Parliamentary supremacy
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
3.9 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
page 20 University of London International Programmes
Introduction
In this chapter we consider a crucial, if controversial, feature of the UK constitution:
parliamentary supremacy. We will examine the traditional approach, favoured by
legal writers and politicians known as ‘political constitutionalists’, which treats the
political process and Parliament as having supreme power and legitimacy. Ultimately,
according to this view, the courts will follow the expressed will of Parliament
regardless of the content of the statute.
We will then consider the legal writers, including some senior judges, who are
described as ‘legal constitutionalists’. Their approach is to argue that the judiciary
should have and, indeed, does have residual powers to strike out Acts of Parliament
which are contrary to fundamental rights or constitutional principles. Issues which
are relevant to the arguments of the legal constitutionalists include the Parliament
Acts 1911 and 1949, the Act of Union with Scotland, the status of EU law in the United
Kingdom as well as the Human Rights Act 1998 (HRA).
Essential reading
¢¢ Le Sueur, Sunkin and Murkens, Chapter 2: The legislative supremacy of the UK
parliament.
Further reading
¢¢ Gordon, M. ‘The conceptual foundations of parliamentary sovereignty:
reconsidering Jennings and Wade’ (2009) Public Law 519.
Parliament, as understood by Dicey, meant the House of Commons, the House of Lords
and the Queen collectively. His statement makes two propositions: first, all Acts of
Parliament, whatever their purpose, will be obeyed by the courts; and, secondly, no
person or body can override an Act of Parliament.
The obvious question which follows from Dicey’s assertion is: what is the legal basis of
this power of parliamentary supremacy, given that (as explained in Chapter 2) there is
no single document called ‘The English Constitution’? Wade has argued:
The rule is above and beyond the reach of statute...because it is itself the source of the
authority of statute...The rule of judicial obedience is in one sense a rule of common law,
but in another sense – which applies to no other rule of common law – it is the ultimate
political fact upon which the whole system of legislation hangs. Legislation owes its
authority to the rule: the rule does not owe its authority to legislation.
(Wade, H.W.R. ‘The basis of legal sovereignty’ (1955) 13 CLJ 172)
There are numerous instances of judicial decisions where the courts have affirmed
the supremacy of Acts of Parliament. In Madzimbamuto v Lardner-Burke (1969), where
the Southern Rhodesia Act 1965 was considered following the unilateral declaration
of independence of the white minority government of Southern Rhodesia (now
Zimbabwe), the court held that the Act was still valid and Southern Rhodesia remained
a British colony. Lord Reid stated:
It is often said that it would be unconstitutional for the United Kingdom Parliament to do
certain things, meaning that the moral, political and other reasons against doing them
are so strong that most people would regard it as highly improper if Parliament did these
things. But that does not mean that it is beyond the power of Parliament to do such things.
If Parliament chose to do any of them the courts could not hold the Act of Parliament
invalid.
later Act. Parliamentary draftsmen take great pains to review the context of how a new
Bill is to fit into the framework of existing Acts. Often the Schedules of a Bill will list a
series of specific repeals and amendments of existing Acts.
Activity 3.1
Find Ellen Street Estates Ltd v Minister of Health (1934) in LexisLibrary or Westlaw and
answer the following questions.
a. Which two inconsistent Acts were considered in this case?
d. What did Scrutton LJ consider the effect of s.7(1) on the conflicting provisions of
the later Act?
The doctrine of implied repeal was considered more widely in Thoburn v Sunderland
City Council (2002), when it was held that the European Communities Act 1972 could
not be impliedly repealed by the Weights and Measures Act 1985. Laws LJ identified
a class of ‘constitutional statutes’ which define fundamental rights. In his opinion a
constitutional statute:
(e) conditions the legal relationship between citizen and state in some general,
overarching manner, or
(f) enlarges or diminishes the scope of what we would now regard as fundamental
constitutional rights.
He listed examples of such Acts, including the Magna Carta, the Bill of Rights 1689, the
Acts of Union, the Reform Acts, the European Communities Act 1972, the Scotland Act
1998, the Government of Wales Act 1998 and the HRA.
He argued that ‘constitutional statutes’ can only be repealed expressly and not
impliedly:
The court would apply this test: is it shown that the legislature’s actual – not imputed,
constructive or presumed – intention was to effect the repeal or abrogation?
There are problems with Laws LJ’s arguments, not least because they have not yet
been approved by the Court of Appeal or Supreme Court. There is also the difficulty of
identifying who decides whether a particular statute is a ‘constitutional’ statute – the
courts or Parliament? For further discussion, see Chapter 8.
Activity 3.2
Listen to the audio presentation on the VLE discussing the concept of
entrenchment.
No feedback provided.
Public law 3 Parliamentary supremacy page 23
One of the cases which has been used to support this argument is Minister of the
Interior v Harris (1952). This South African case concerned a provision in the UK
Parliament’s South Africa Act 1909 which created the Union of South Africa from
the previous British colony. Under the South Africa Act 1909, an attempt was made
to preserve the existing voting rights of a mixed-race community known as ‘Cape
Coloureds’ by requiring a two-thirds majority of both Houses of the new Union
of South Africa parliament before these rights could be removed. As part of the
introduction of apartheid in 1948, the South African parliament removed the voting
rights under an Act which was passed without the two-thirds majority. The Supreme
Court of South Africa held that the requirements of the South Africa Act 1909 were
entrenched and the 1948 Act was therefore invalid.
Minister of the Interior v Harris (1952) is, of course, a Commonwealth case and not
binding in the United Kingdom. A more fundamental problem with relying on it in the
UK context is that it reflects a relationship between a legislature and a ‘higher’ law, in
this case imposed by the UK Parliament in 1909.
uu Section 2: A non-money Public Bill can be approved if the following timescale has
been met:
page 24 University of London International Programmes
* A parliamentary session usually lasts for one year starting in the spring.
Figure 3.1
Activity 3.3
Find s.2 of the Parliament Act 1911 (as amended) in LexisLibrary or Westlaw and
answer the following questions.
a. Consider the following fictitious Bill:
The Drainage (Miscellaneous Operations) Bill had its second reading approved
by the House of Commons on 1 July 2012 and was subsequently approved by the
House of Commons and rejected by the House of Lords. The minister proposing
the Bill is aware that there is implacable political hostility to the proposals
in the Bill by the House of Lords and no scope for compromise. She wishes to
reintroduce the unchanged Bill in the next parliamentary session using the
Parliament Acts procedure. What time limit must she ensure is observed?
b. Identify a type of Public Bill (in addition to a money Bill) for which the
Parliament Acts procedures are not available.
An unusual feature of Acts passed under the Parliament Acts procedures is the
‘enacting formula’ at the beginning of the Act which states:
Be it enacted by the Queen’s most Excellent Majesty, by and with the advice and consent
of the Commons, in this present Parliament assembled, in accordance with the provisions
of the Parliament Acts 1911 and 1949, and by the authority of the same, as follows.
The significance of this formula was considered by R. Ekins in ‘Acts of Parliament and
the Parliament Acts’ (2007) 123 LQR 91:
Besides the Parliament Act 1949, only a few Acts have been passed under the
Parliament Acts procedure. This reflects the normal deference of the House of Lords to
the democratic will of the people as expressed in the voting of the House of Commons,
as well as the willingness of both Houses to compromise. Acts which were passed
under these procedures include the Government of Ireland Act 1914, the War Crimes
Act 1991 and the Hunting Act 2004.
In Jackson v A-G (2005) the opponents of the Hunting Act 2004, which banned the
hunting of wild animals with dogs, argued that the Parliament Act 1949 was invalid
because, as delegated legislation, it was outside the powers of the Parliament Act 1911.
The House of Lords held that the Parliament Act 1949 was valid primary legislation
Public law 3 Parliamentary supremacy page 25
(see Ekins above) and was valid along with the Hunting Act 2004. The fact that only
two of the three constituent elements of Parliament had approved it did not make it
delegated legislation.
Activity 3.4
Look at the UK Parliament website to find out how many Acts have been passed
using the Parliament Acts procedure.
The force of this statement has been undermined by the fact that no Scottish court
has held an Act of Parliament to be invalid on the basis of inconsistency with the Act of
Union.
(4) any enactment passed or to be passed, other than one contained in this part of this
Act, shall be construed and have effect subject to the foregoing provisions of this
section…
Lord Hope in Jackson v A-G (2005) has argued that the net effect of these two
subsections:
[c]oncedes the last word in this matter to the courts. The doctrine of the supremacy of
Community law restricts the absolute authority of Parliament to legislate as it wants in
this area.
We should note, however, that Sir John Laws has interpreted s.2(4) more narrowly as
simply providing a rule of construction for later statutes.
Section 18 of the European Union Act 2011 attempts to clarify the status of the
European Communities Act 1972:
Directly applicable or directly effective EU law (that is, the rights, powers, liabilities,
obligations, restrictions, remedies and procedures referred to in section 2(1) of the
European Communities Act 1972) falls to be recognised and available in law in the United
Kingdom only by virtue of that Act or where it is required to be recognised and available
in law by virtue of any other Act.
page 26 University of London International Programmes
We will review the HRA in more detail in Chapters 18–20, but it is important, in the
context of parliamentary supremacy, to be aware of the following key features.
3. Where it is not possible to read and give effect to subordinate legislation in a way
that is compatible with Convention rights, such legislation may be quashed except
where the parent Act prevents the removal of the incompatibility: s.3(2).
4. Where it is not possible to read and give effect to primary legislation (this includes
Acts but is not limited to them) in a way that is compatible with Convention rights,
the legislation remains in force but the High Court or appeal courts may make a
‘declaration of incompatibility’. The government can then use ‘fast-track’ measures
in Parliament to remove the incompatibility: s.10.
5. All public authorities, including courts and tribunals, must, when exercising public
functions, comply with Convention rights unless authorised otherwise by primary
legislation: s.6(1).
6. All courts and tribunals must comply with case law from the ECtHR.
7. Ministers promoting Public Bills must issue a statement to Parliament stating that
the Bill is compatible with the Convention or that it is not and the government still
wishes to proceed.
It is noticeable that the HRA does not distinguish between existing and former Acts.
3.9 Summary
1. The basic principle underlying the traditional view of parliamentary supremacy
as set out by Dicey is that Parliament has ‘the right to make and unmake any
law whatsoever; and, further, that no person or body is recognised by the law of
England as having the right to override or set aside the legislation of Parliament.’
2. The courts have been unwilling to challenge the validity of an Act of Parliament
by reference to arguments over procedural irregularities. This is known as the
‘enrolled Bill rule’ and is illustrated by Edinburgh and Dalkeith Rly Co v Wauchope
(1842) and British Railways Board v Pickin (1974).
3. The doctrine of implied repeal deals with the difficulties caused when a later Act
conflicts with an earlier but does not expressly repeal it. Under the traditional
approach, exemplified in Ellen Street Estates Ltd v Minister of Health (1934), the later
Act is deemed to impliedly repeal the earlier Act in respect of the incompatibility.
In Thoburn v Sunderland City Council (2002) Laws LJ identified a new approach which
Public law 3 Parliamentary supremacy page 27
4. Under the ‘manner and form’ argument, while Parliament has no limits on the
subject matter on which it can legislate, the manner and form in which it legislates
can be limited. Special procedures, such as a requirement to hold a referendum,
can be laid down and enforced by the courts if they are not followed. Several
Commonwealth cases such as Minister of the Interior v Harris (1952) have been used
to justify this argument.
5. The Parliament Acts 1911 and 1949 set out procedures under which the House of
Lords is unable to prevent the passage of ‘money Bills’ and Bills which have been
approved by the House of Commons in two successive sessions. In Jackson v A-G
(2005), the validity of the Parliament Act 1949 and subsequent Acts passed under
the procedure as primary legislation was affirmed.
6. Some Scots lawyers have argued, following MacCormick v Lord Advocate (1953) that
the principle of parliamentary supremacy does not apply in Scots constitutional
law.
7. European Union Treaties and legislation under s.2 of the European Communities
Act 1972 are recognised under UK law and all Acts are to be construed accordingly.
In Jackson v A-G (2005), Lord Hope stated that the doctrine of the supremacy of
Community law restricts Parliament’s power to legislate.
8. The HRA enabled UK courts to enforce the ECHR. All primary and secondary
legislation must be interpreted in accordance with Convention rights. Subordinate
legislation may be quashed, if it is incompatible. Where an Act is held to be
incompatible, the court will issue a ‘declaration of incompatibility’ whose practical,
though not legal, effect will usually be for the government to amend the legislation
as soon as practical.
page 28 University of London International Programmes
Notes
4 The rule of law
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
4.7 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
page 30 University of London International Programmes
Introduction
Section 1 of the Constitutional Reform Act 2005 states:
This Act does not adversely affect –
(b) the Lord Chancellor’s existing constitutional role in relation to that principle.
This short section, which was the subject of learned debate in Parliament, leaves
the reader little the wiser as to the question – what is the rule of law? Clearly, it is a
principle which pre-dates the 2005 Act and was seen as sufficiently important for
the Lord Chancellor’s role in relation to it to be preserved. In fact, the absence of
any attempt in the Act to define the rule of law reflects the uncertainty which exists
around this rather nebulous concept.
In this chapter, we will look first at Lord Bingham’s eight sub-rules and then consider
briefly the distinction between ‘content free’ and ‘content rich’ interpretations of
the rule of law. Dicey’s influential, if flawed, description of the rule of law will then be
reviewed, together with criticisms of his approach.
Finally, we will discuss the practical ways in which the rule of law is protected in the
United Kingdom: through the courts, Parliament and the office of Lord Chancellor.
Essential reading
¢¢ Le Sueur, Sunkin and Murkens, Chapter 3: The rule of law.
Further reading
¢¢ Bingham, T. ‘The rule of law’ (2007) CLJ 67.
¢¢ Dicey, A.V. Introduction to the study of the law of the constitution. (Indianapolis,
IN: Liberty Fund, 1982) eighth revised edition [ISBN 9780865970038], Part II,
Chapter IV.
¢¢ Jowell, J. ‘The rule of law’, in J. Jowell, D. Oliver and C. O’Cinneide (eds) The
changing constitution.
Public law 4 The rule of law page 31
1. The law must be accessible and, so far as possible, intelligible, clear and
predictable.
3. The laws of the land should apply equally to all, save to the extent that objective
differences require differentiation.
4. Ministers and public officers at all levels must exercise the powers conferred on
them in good faith, fairly, for the purpose for which the powers were conferred,
without exceeding the limits of such powers and not unreasonably.
6. Means must be provided for resolving, without prohibitive cost or undue delay,
bona fide civil disputes which the parties themselves are unable to resolve.
8. The rule of law requires compliance by the state with its obligations in
international law as in national law.
Activity 4.1
On a preliminary reading of Bingham’s eight sub-rules, which, if any, do you think
might be viewed as somewhat controversial and why?
We will now consider a number of issues arising from these sub-rules in the light of the
UK constitution.
Predictability is a very important aspect of the rule of law. In dictatorships, citizens are
often left uncertain as to whether or not a particular action will be subject to criminal
punishment – the power of the state is enhanced by the unpredictability. Particular
difficulties arise when laws are made to apply retrospectively (to actions which have
already happened). This happened when the War Damage Act 1965 abolished the
right to compensation for damage done during war ‘before or after the passing of
this Act’. Following Article 7 of the ECHR, the courts will interpret legislation under a
presumption that it does not have retrospective effect.
4.1.3 Ministers and public officials should act in good faith, fairly, within
their powers and not unreasonably
This is the core of administrative law, which is discussed in detail in Chapters 15–17. The
remedy of judicial review is available to challenge the actions of ministers (including
their role in creating secondary legislation) and other public bodies where they have
acted outside the powers which were given to them (usually by an Act of Parliament),
or acted unfairly or unreasonably. Decision making can be challenged if there is bias or
individuals are not given the right to a fair hearing.
The costs of civil litigation are always controversial and the labour-intensive nature of
the adversarial court system has led to rapidly increasing civil legal aid costs. The Legal
Aid, Sentencing and Punishment of Offenders Act 2012 has introduced ‘damages-based
agreements’, enabling claimants’ lawyers to be paid on the basis of a percentage share of
the damages and has weakened still further the availability of legal aid. The introduction
of the Civil Procedure Rules (CPR) has not led to the savings in costs that were originally
hoped for, although judicial case management under the CPR has reduced delays.
8. The discretion of the police and crime fighting agencies should not pervert the law.
Clearly most people would value these principles and accept that their absence would
damage confidence in the state. Are they enough for a good society? Supporters of the
‘content-free’ interpretation do not deny that the principles should be supplemented
by other values such as rights, justice and democracy but argue that these values
should not be attached to the concept of the rule of law:
The message is therefore that if you wish to argue about the justness of society do so by
all means. If you wish to defend a particular type of individual right then present your
argument...It is however on this view not necessary or desirable to cloak the conclusion
in the mantle of the rule of law, since this will merely reflect the conclusion which has
already been arrived at through reliance on a particular theory of rights or the just society.
(Craig, P. Sixth Report from the House of Commons Select Committee on the Constitution,
HL 151 of 2006–07)
The ‘content-rich’ interpretation is a more complex and, perhaps, idealistic view of the
rule of law. Ronald Dworkin summarised it as:
I shall call the second conception of the rule of law the ‘rights’ conception...It assumes
that citizens have moral rights and duties with respect to one another, and political rights
against the state as a whole. It insists that these moral and political rights be recognised in
positive law, so that they may be enforced upon the demand of individual citizens through
the courts and other judicial institutions of the familiar types, so far as this is practicable.
(A matter of principle. (Boston, MA: Harvard University Press, 1985) [ISBN 9780674554610])
Activity 4.2
Match, so far as you can, Raz’s eight principles to Bingham’s sub-rules in the table
below:
In the light of this comparison, do you think that Bingham’s eight sub-rules are
‘content-rich’ or ‘content-free’ interpretations of the rule of law?
page 34 University of London International Programmes
No man is punishable or can be made to suffer in body or goods except for a distinct breach
of law established in the ordinary legal manner before the ordinary Courts of the land.
Effectively, ‘regular’ law was to be applied and not the use of arbitrary or discretionary
powers.
No man is above the law...every man, whatever be his rank or condition, is subject to the
ordinary law of the realm…every official, from the Prime Minister down…is under the
same responsibility for every act done without legal justification as any other citizen…
The general principles of the constitution (as for example the right to personal liberty, or
the right of public meeting) are...the result of judicial decisions determining the rights of
private persons.
Jennings also argued strongly that Dicey’s second point ignored the particular
responsibilities public officials held by virtue of their roles. In addition, he ignored the
special immunities certain categories of individuals have, for example children and
foreign diplomats with diplomatic immunity.
Finally, Dicey’s third point completely ignored the role of statute in the constitution.
Even in respect of the examples he gives – personal liberty and the right of public
meeting – there are many statutes giving vital protections and imposing significant
constraints. These include, of course, the HRA.
Necessarily conservative, not liberal and show tenderness towards private property and
dislike of trade unions, strong adherence to the maintenance of order, distaste for minority
opinions, demonstrations and protests and support for government secrecy.
Griffith was writing in 1977, in an era when conflict between trade unions, employers
and the government was widespread in the streets and in the courts. It is arguable
therefore that this sweeping criticism does not reflect the subsequent willingness of
at least some judges, regardless of their personal backgrounds, to risk political and
popular disapproval by protecting liberties in the name of the rule of law.
One of the earliest cases where the courts demonstrated a willingness to challenge the
power of government in this area was Entick v Carrington (1765). A ‘King’s Messenger’
(a government investigating officer) attempted to seize a suspect for seditious libel
under a warrant which gave him sweeping powers to seize papers and books. Lord
Camden highlighted the fact that these powers were not justified by any statute or
common law power.
Since the terrorist attacks on 11 September 2001 on the USA, one of the main areas
of conflict between the courts and government has been over a relentless tide of
legislation aimed at increasing the powers of the police and state with a view to
minimising the risks of terrorism. In A v Secretary of State for the Home Department
(2005), the powers of the state to detain non-UK nationals without trial under the Anti-
terrorism, Crime and Security Act 2001 were considered. This concerned individuals
who were considered to be a security threat in the United Kingdom, but could not
be deported to their home countries because of the risk that they would face torture
there. The 2001 Act was challenged under the HRA on the grounds of discrimination
under Article 14 of the ECHR, because it only applied to non-UK nationals. The House
of Lords accepted (by 8:1 – Lord Hoffmann dissenting) the right of the government
to conclude that the public emergency justified the detention, but ruled that it was
applied in a discriminatory manner.
Activity 4.3
Find in Westlaw or LexisLibrary R (on the application of Corner House Research) v
Director of the Serious Fraud Office (2008) and answer the following questions.
a. What reason did the Director of the Serious Fraud Office (SFO) give in his press
release for his decision to drop the investigation into alleged bribery?
b. Which two reasons did he state did not lead to the decision?
c. In Lord Bingham’s summary of the decision of the Divisional Court, why was the
alleged threat by Prince Bandar significant?
page 36 University of London International Programmes
d. Why did Lord Bingham describe the Director as ‘courageous’ for not using the
reason of ‘evidential weakness’ for his decision?
e. The Director of the SFO did not consider whether a decision to drop the
prosecution would affect national security if other countries learned that the
United Kingdom had given in to the threat. Why did Lord Bingham not consider
this important?
The extreme circumstances suggested by Lord Steyn have not yet arisen and it is
difficult to envisage a government that would be able to win support in the House of
Commons and House of Lords for any attempt to abolish judicial review.
Lord Bingham has argued instead that the Lord Chancellor’s role in protecting the rule
of law would no doubt be susceptible, in principle, to judicial review.
Given that meetings of the cabinet are held in private, the exact role in decision
making of individual Lord Chancellors has been hard to determine and, as a result, the
courts have had no opportunity to consider it.
Activity 4.4
Find s.2 of the Constitutional Reform Act 2005 and list the factors that the Prime
Minister may take into account when appointing a Lord Chancellor.
Activity 4.5
If it were up to you to decide, would you view a legal background as an advantage
or disadvantage for a prospective Lord Chancellor/Secretary of State for Justice?
Explain your answer.
Public law 4 The rule of law page 37
4.7 Summary
1. Lord Bingham described the rule of law by reference to eight ‘sub-rules’.
b. Questions of legal right and liability should normally be dealt with under the
law and not by discretion.
c. The laws of the land should apply equally to all, unless there are objective
differences.
d. Ministers and public officers must act in good faith, fairly, for the purpose
for which the powers were conferred, without exceeding the limits of such
powers and not unreasonably.
3. Objective distinctions, which justify the application of law being applied differently,
include the test for criminal responsibility for children and the treatment of
mentally disabled people under the law.
4. The remedy of judicial review is available where ministers fail to act in good faith,
fairly, within their powers or reasonably.
6. The Civil Procedure Rules have limited the problem of delay in the civil justice
system, but the withdrawal of civil legal aid is increasing the costs for ordinary
litigants.
8. Dicey’s three-part definition of the rule of law has been very influential, although it
is now challenged on a number of grounds. It is as follows:
b. No one is above the law. Everyone is subject to the ordinary law of the realm.
Every official, from the Prime Minister down, is under the same responsibility
for every act done without legal justification, as for any other citizen.
c. The general principles of the constitution are the result of judicial decisions
determining the rights of private persons.
10. Protection of the rule of law by the courts has been erratic since, by its nature,
issues are only dealt with when an individual chooses to take them to court.
The social background of the judges has been felt by some critics (e.g. Griffith)
to encourage an excessively conservative and cautious approach. Cases such
as Entick v Carrington (1765) and M v Home Office (1994) have demonstrated the
courts’ willingness, in some circumstances, to challenge the power of government
in order to protect personal liberties. The clash between the protection of civil
liberties and the determination of the government to impose greater restrictions
in the name of preventing terrorism has led to many cases. In A v Secretary of State
for the Home Department (2005), the House of Lords accepted the use of control
orders but required discrimination against non-UK nationals suspected of offences
to be removed. Control orders have since been replaced by terrorism prevention
and investigation measures with a more limited scope. In R (on the application of
Corner House Research) v Director of the Serious Fraud Office (2008), the House of
Lords refused to grant judicial review where the DPP dropped a prosecution of
an arms company for corruption solely on the grounds that national security was
threatened.
11. Protection of the rule of law by Parliament must be considered in the light of the
doctrine of parliamentary supremacy. In Jackson v A-G (2005), Lords Steyn and Hope
speculated obiter about potential (extreme) circumstances where the rule of law
would be seen by the courts as justified in striking down Acts of Parliament that
removed fundamental rights.
12. The role of the Lord Chancellor in protecting the rule of law was explicitly
preserved in s.1 of the Constitutional Reform Act 2005. Although not defined in
the 2005 Act, the role has been described as to speak up in cabinet and Parliament
against proposals that might damage the rule of law. The first non-lawyer Lord
Chancellor in recent times, Chris Grayling, was appointed in 2012. The current Lord
Chancellor, the Rt Hon Michael Gove MP, continues this as the second non-lawyer
to hold the position.