Petitioner Vs Vs Respondents Marcelino Lontok, P. A. Revilla, Respondent Judge Dizon
Petitioner Vs Vs Respondents Marcelino Lontok, P. A. Revilla, Respondent Judge Dizon
Petitioner Vs Vs Respondents Marcelino Lontok, P. A. Revilla, Respondent Judge Dizon
SYLLABUS
DECISION
FERIA , J : p
This is a petition for mandamus in which petitioner prays that the respondent
judge of the lower court be ordered to continue the proceedings in civil case No. 3012
of said court, which were initialed under the regime of the so-called Republic of the
Philippines established during the Japanese military occupation of these Islands.
The respondent judge refused to take cognizance of and continue the
proceedings in said case on the ground that the proclamation issued on October 23,
1944, by General Douglas MacArthur had the effect of invalidating and nullifying all
judicial proceedings and judgments of the court of the Philippines under the Philippine
Executive Commission and the Republic of the Philippines established during the
Japanese military occupation, and that, furthermore, the lower court courts have no
jurisdiction to take cognizance of and continue judicial proceedings pending in the
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courts of the defunct Republic of the Philippines in the absence of an enabling law
granting such authority. And the same respondent, in his answer and memorandum
led in this Court, contends that the governments established in the Philippines during
Japanese occupation were not de facto governments.
On January 2, 1942, the Imperial Japanese Forces occupied the City of Manila,
and on the next day their Commander in Chief proclaimed "Military Administration,
under martial law over the districts occupied by the Army." In said proclamation, it was
also provided that "so far as the Military Administration permits, all the laws now in
force in the Commonwealth, as well as executive and judicial institutions, shall continue
to be effective for the time being as in the past," and "all public o cials shall remain in
their present posts and carry on faithfully their duties as before."
A civil government or central administrative organization under the name of
"Philippine Executive Commission" was organized by Order No. 1 issued on January 23,
1942, by the Commander in Chief of the Japanese Forces in the Philippines, and Jorge
B. Vargas, who was appointed Chairman thereof, was instructed to proceed to the
immediate coordination of the existing central administrative organs and of judicial
courts, based upon what had existed theretofore, with the approval of the said
Commander in Chief, who was to exercise jurisdiction over judicial courts.
The Chairman of the Executive Commission, as head of the central administrative
organization, issued Executive Orders Nos. 1 and 4, dated January 30 and February 5,
1942, respectively, in which the Supreme Court, Court of Appeals, Courts of First
Instance, and the justices of the peace and municipal courts under the Commonwealth
were continued with the same jurisdiction, in conformity with the instructions given to
the said Chairman of the Executive Commission by the Commander in Chief of
Japanese Forces in the Philippines in the latter's Order No. 3 of February 20, 1942,
concerning basic principles to be observed by the Philippine Executive Commission in
exercising legislative, executive and judicial powers. Section 1 of said Order provided
that "activities of the administrative organs and judicial courts in the Philippines shall be
based upon the existing statutes, orders, ordinances and customs . . . "
On October 14, 1943, the so-called Republic of the Philippines was inaugurated,
but no substantial change was effected thereby in the organization and jurisdiction of
the different courts that functioned during the Philippine Executive Commission, and in
the laws they administered and enforced.
On October 23, 1944, a few days after the historic landing in Leyte, General
Douglas MacArthur issued a proclamation to the People of the Philippines which
declared:
"1. That the Government of the Commonwealth of the Philippines is,
subject to the supreme authority of the Government of the United States, the sole
and only government having legal and valid jurisdiction over the people in areas
of the Philippines free of enemy occupation and control;
"2. That the laws now existing on the statute books of the
Commonwealth of the Philippines and the regulations promulgated pursuant
thereto are in full force and effect and legally binding upon the people in areas of
the Philippines free of enemy occupation and control; and.
"3. That all laws, regulations and processes of any other government
in the Philippines than that of the said Commonwealth are null and void and
without legal effect in areas of the Philippines free of enemy occupation and
control."
On February 3, 1945, the City of Manila was partially liberated and on February 27,
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1945, General Douglas MacArthur, on behalf of the Government of United States,
solemnly declared "the full powers and responsibilities under the Constitution restored
to the Commonwealth whose seat is here reestablished as provided by law."
In the light of these facts and events of contemporary history, the principal
questions to be resolved in the present case may be reduced to the following: (1)
Whether the judicial acts and proceedings of the courts existing in the Philippines under
the Philippine Executive Commission and the Republic of the Philippines were good and
valid and remained so even after the liberation or reoccupation of the Philippines by the
United States and Filipino forces; (2) Whether the proclamation issued on October 23,
1944, by General Douglas MacArthur, Commander in Chief of United States Army, in
which he declared "that all laws, regulations and processes of any other government in
the Philippines than that of the said Commonwealth are null and void and without legal
effect in areas of the Philippines free of enemy occupation and control," has invalidated
all judgments and judicial acts and proceedings of the said courts; and (3) If the said
judicial acts and proceedings have not been invalidated by said proclamation, whether
the present courts of the Commonwealth, which were the same courts existing prior to,
and continued during, the Japanese military occupation of the Philippines, may continue
those proceedings pending in said courts at the time the Philippines were reoccupied
and liberated by the United States and Filipino forces, and the Commonwealth of the
Philippines was reestablished in the Islands.
We shall now proceed to consider the rst question, that is, whether or not under
the rules of international law the judicial acts and proceedings of the courts established
in the Philippines under the Philippine Executive Commission and the Republic of the
Philippines were good and valid and remained good and valid even after the liberation
or reoccupation of the Philippines by the United States and Filipino forces.
1. It is a legal truism in political and international law that all acts and
proceedings of the legislative, executive, and judicial department of a de facto
government are good and valid. The question to be determined is whether or not the
governments established in these islands under the names of Philippine Executive
Commission and Republic of the Philippines during the Japanese occupation or regime
were de facto governments. If they were, the judicial acts and proceedings of those
governments remain good and valid even after the liberation or reoccupation of the
Philippines by the American and Filipino Forces.
There are several kinds of de facto governments. The rst, or government de
facto in a proper legal sense, is that government that gets possession and control of, or
usurps, by force or by the voice of the majority, the rightful legal government and
maintains itself against the will of the latter, such government of England under the
Commonwealth, rst by Parliament and later by Cromwell as Protector. The second is
that which is established and maintained by military forces who invade and occupy a
territory of the enemy in the course of war, and which is denominated a government of
paramount force, as the cases of Castine, in Maine, which was reduced to British
possession in the war of 1812, and of Tampico, Mexico, occupied during the war with
Mexico, by the troops of the United States. And the third is that established as an
independent government of the Southern Confederacy in revolt against the Union during
the war of secession. We are not concerned in the present case with the rst kind, but
only with the second and third kinds of de facto governments.
Speaking of government "de facto" of the second kind, the Supreme Court of the
United States, in the case of Thorington vs. Smith (8 Wall., 1), said: "But there is another
description of government, called also by publicists a government de facto, but which
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might, perhaps, be more aptly denominated a government of paramount force. Its
distinguishing characteristics are: (1), that its existence is maintained by active military
power within the territories, and against the rightful authority of an established and
lawful government; and (2), that while it exist it must necessarily be obeyed in civil
matters by private citizens who, by acts of obedience rendered in submission to such
force, do not become responsible, as wrongdoers, for those acts, though not warranted
by the laws of the rightful government. Actual governments of this sort are established
over districts differing greatly in extent and conditions. They are usually administered
directly by military force . . .. One example of this sort of government is found in the
case of Castine, in Maine, reduced to British possession in the war of 1812 . . .. U. S. vs.
Rice (4 Wheaton, 253). A like example is found in the case of Tampico, occupied during
the war with Mexico, by the troops of the United States . . ..Fleming vs. Page ( Howard,
614). These were cases of temporary possession of territory by lawful and regular
governments at war with the country of which the territory so possessed was part."
The powers and duties of de facto governments of this description are regulated
in Section III of the Hague Conventions of 1907, which is a revision of the provisions of
the Hague Conventions of 1899 on the same subject of Military Authority over Hostile
Territory. Article 43 of said Section III provides that "the authority of the legitimate
power having actually passed into the hands of the occupant, the latter shall take all
steps in his power to reestablish and insure, as far as possible, public order and safety,
while respecting, unless absolutely prevented, the laws in force in the country."
According to these precepts of the Hague Conventions, as the belligerent
occupant has the right and is burdened with the duty to insure public order and safety
during his military occupation, he possesses all the powers of a de facto government,
and he can suspend the old laws and promulgate new ones and make changes in the
old as he may see t, but he is enjoined to respect, unless absolutely prevented by the
circumstances prevailing in the occupied territory, the municipal laws in force which
enforce public order and regulate the social and commercial life of the country. On the
other hand, laws of a political nature or affecting political relations, such as, among
others, the right of assembly, the right to bear arms, the freedom of the press, and the
right to travel freely in the territory occupied are considered as suspended or in
abeyance during the military occupation. Although the local and civil administration of
justice is suspended as a matter of course as soon as a country is militarily occupied, it
is not usual for the invader to take the whole administration into his own hands. In
practice, the local ordinary tribunals are authorized to continue administering justice;
and the judges and other judicial o cers are kept in their post if they accept the
authority of the belligerent occupant or are required to continue in their positions under
the supervision of the military or civil authorities appointed by the Commander in Chief
of the occupant. These principles and practice have the sanction of all publicists who
have considered the subject, and have been asserted by the Supreme Court and applied
by the Presidents of the United States.
The doctrine upon this subject is thus summed up by Halleck, in his work on
International Law (Vol. 2, p. 444): "The right of one belligerent to occupy and govern the
territory of the enemy while in its military possession, is one of the incidents of war, and
ows directly from the right to conquer. We, therefore, do not no look to the
Constitution or political institutions of the conqueror, for authority to establish a
government for the territory of the enemy in his possession, during its military
occupation, nor for the rules by which the powers of such government are regulated
and limited. Such authority and such rules are derived directly from the laws of war, as
established by the usage of the world, and con rmed by the writings of publicists and
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decisions of courts — in ne, from the law of nations . . .. The municipal laws of a
conquered territory, or the laws which regulate private rights, continue in force during
military occupation, except so far as they are suspended or changed by the acts of the
conqueror . . .. He, nevertheless, has all the powers of a de facto government, and can at
his pleasure either change the existing laws or make new ones."
And applying the principles for the exercise of military authority in an occupied
territory, which were later embodied in the said Hague Conventions, President McKinley,
in his executive order to the Secretary of War of May 19, 1898, relating to the
occupation of the Philippines by the United States forces, said in part: "Though the
powers of the military occupant are absolutely and supreme, and immediately operate
upon the political condition of the inhabitants, the municipal laws of the conquered
territory, such as affect private rights of person and property and provide for the
punishment of crime, are considered as continuing in force, so far as they are
compatible with the new order of things, until they are suspended or superseded by the
occupying belligerent; and in practice they are not usually abrogated, but are allowed to
remain in force and to be administered by the ordinary tribunals, substantially as they
were before the occupation. This enlightened practice is, so far as possible, to be
adhered to on the present occasion. The judges and the other o cials connected with
the administration of justice may, if they accept the authority of the United States,
continue to administer the ordinary law of the land as between man and man under the
supervision of the American Commander in Chief." (Richardson's Messages and Papers
of President, X, p. 209.)
As to de facto government of the third kind, the Supreme Court of the United
States, in the same case of Thorington vs. Smith, supra, recognized the government set
up by the Confederate States as a de facto government. In that case, it was held that
"the central government established for the insurgent States differed from the
temporary governments at Castine and Tampico in the circumstance that its authority
did not originate in lawful acts of regular war; but it was not, on the account, less actual
or less supreme. And we think that it must be classed among the governments of
which these are examples . . .."
In the case of Williams vs. Bruffy (96 U. S. 176., 192), the Supreme Court of the
United States, discussing the validity of the acts of the Confederate States, said: "The
same general form of government, the same general laws for the administration of
justice and the protection of private rights, which had existed in the States prior to the
rebellion, remained during its continuance and afterwards. As far as the Acts of the
States do not impair or tend to impair the supremacy of the national authority, or the
just rights of citizens under the Constitution, they are, in general, to be treated as valid
and binding. As we said in Horn vs. Lockhart (17 Wall., 570; 21 Law. ed., 657): "The
existence of a state of insurrection and war did not loosen the bonds of society, or do
away with civil government or the regular administration of the laws. Order was to be
preserved, police regulations maintained, crime prosecuted, property protected,
contracts enforced, marriages celebrated, estates settled, and the transfer and descent
of property regulated, precisely as in the time of peace. No one, that we are aware of,
seriously questions the validity of judicial or legislative Acts in the insurrectionary
States touching these and kindred subjects, where they were not hostile in their
purpose or mode of enforcement to the authority of National Government, and did not
impair the rights of citizens under the Constitution'. The same doctrine has been
asserted in numerous other cases."
And the same court, in the case of Baldy vs. Hunter (171 U. S., 388, 400), held:
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"That what occurred or was done in respect of such matters under the authority of the
laws of these local de facto governments should not be disregarded or held to be
invalid merely because those governments were organized in hostility to the Union
established by the national Constitution; this, because the existence of war between the
United States and the Confederate States did not relieve those who were within the
insurrectionary lines from the necessity of civil obedience, nor destroy the bonds of
society nor do away with civil government or the regular administration of the laws, and
because transactions in the ordinary course of civil society as organized within the
enemy's territory although they may have indirectly or remotely promoted the ends of
t he de facto or unlawful government organized to effect a dissolution of the Union,
were without blame 'except when proved to have been entered into with actual intent to
further invasion or insurrection;' and "That judicial and legislative acts in the respective
states composing the so-called Confederate States should be respected by the courts
if they were not hostile in their purpose or mode of enforcement to the authority of the
National Government, and did not impair the rights of citizens under the Constitution."
In view of the foregoing, it is evident that the Philippine Executive Commission,
which was organized by Order No. 1, issued on January 23, 1942, by the Commander of
the Japanese Forces, was a civil government established by the military forces of
occupation and therefore a de facto government of the second kind. It was not
different from the government established by the British in Castine, Maine, or by the
United States in Tampico, Mexico. As Halleck says, "The government established over
an enemy's territory during the military occupation may exercise all the powers given by
the laws of war to the conqueror over the conquered, and is subject to all restrictions
which that code imposes. It is of little consequence whether such government be called
a military or civil government. Its character is the same and the source of its authority
the same. In either case it is a government imposed by the appellants of such territory
or the rest of the world, those laws alone determine the legality or illegality of its acts."
(Vol. 2, p. 466.) The fact that the Philippines Executive Commission was a civil and not a
military government and was run by Filipinos and not by Japanese nationals, is of no
consequence. In 1806, when Napoleon occupied the greater part of Prussia, he retained
the existing administration under the general direction of a French o cial (Langfrey
History of Napoleon, I IV, 25); and in the same way, the Duke of Wellington, on invading
France, authorized the local authorities to continue the exercise of their functions,
apparently without appointing an English superior. (Wellington Despatches, XI, 307.)
The Germans, on the other hand, when they invaded France in 1870, appointed their own
o cials, at least in Alsace and Lorraine, in every department of administration and of
every rank. (Calvo, pars, 2186-93; Hall, International Law, 7th ed., p. 505, note 2.)
The so-called Republic of the Philippines, apparently established and organized
as a sovereign state independent from any other government by the Filipino people,
was in truth and reality, a government established by the belligerent occupant or the
Japanese forces of occupation. It was of the same character as the Philippine
Executive Commission, and the ultimate source of its authority was the same — the
Japanese military authority and government. As General MacArthur stated in his
proclamation of October 23, 1944, a portion of which has been already quoted, under
enemy duress, a so-called government styled as the 'Republic of the Philippines' was
established on October 14, 1943, based upon neither the free expression of the
people's will nor the sanction of the Government of the United States." Japan had no
legal power to grant independence to the Philippines or transfer the sovereignty of, the
Filipino people, before its military occupation and possession of the Islands had
matured into an absolute and permanent dominion or sovereignty by a treaty of peace
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or other means recognized in the law of nations. For it is a well-established doctrine in
international law, recognized in Article 45 of the Hague Conventions of 1907 (which
prohibits compulsion of the population of the occupied territory to swear allegiance to
the hostile power), that belligerent occupation, being essentially provisional, does not
serve to transfer sovereignty over the territory controlled although the de jure
government is during the period of occupancy deprived of the power to exercise its
rights as such. (Thirty Hogshead of Sugar vs. Boyle, 9 Cranch, 191; United States vs.
Rice, 4 Wheat., 246; Fleming vs. Page, 9 Howard, 603; Downes vs. Bidwell, 182 U. S.,
345.) The formation of the Republic of the Philippines was a scheme contrived by
Japan to delude the Filipino people into believing in the apparent magnanimity of the
Japanese gesture of transferring or turning over the rights of government into the
hands of Filipinos. It was established under the mistaken belief or at least the neutrality
of the Filipino people in her war against the United States and other allied nations.
Indeed, even if the Republic of the Philippines had been established by the free
will of the Filipino people who, taking advantage of the withdrawal of the American
forces from the Islands, and the occupation thereof by the Japanese forces of invasion,
had organized and independent government under the name with the support and
backing of Japan, such government would had been considered as one established by
the Filipinos in insurrection or rebellion against the parent state or the United States.
And, as such, it would had been a de facto government similar to that organized by the
confederate states during the war of secession and recognized as such by the
Supreme Court of the United States in numerous cases, notably those of Thorington vs.
Smith, Williams vs. Bruffy, and Badly vs. Hunter, above quoted; and similar to the short-
lived government established by the Filipino insurgents in the Islands of Cebu during
the Spanish-American war, recognized as de facto government by the Supreme Court of
the United States in the case of Mc Leod vs. United States (299 U. S., 416). According
to the facts in the last-named case, the Spanish forces evacuated the Islands of Cebu
on December 25, 1898, having rst appointed a provisional government, and shortly
afterwards, the Filipinos, formerly in insurrection against Spain, took possession of the
Islands and established a republic, governing the Islands until possession thereof was
surrendered to the United States on February 22, 1898. And the said Supreme Court
held in that case that "such government was of the class of de facto government
described in I Moore's International Law Digest, S 20, . . . 'called also by publicists a
government de facto, but which might, perhaps, be more aptly denominated a
government de facto, but which might, perhaps, be more aptly denominated a
government of paramount force . . .'." That is to say, that the government of a country in
possession of belligerent forces in insurrection or rebellion against the parent state,
rest upon the same principles as that of a territory occupied by the hostile army of an
enemy at regular war with the legitimate power.
The governments by the Philippine Executive Commission and the republic of the
Philippines during the Japanese military occupation being de facto governments, it
necessarily follows that the judicial acts and proceedings of the courts of justice of
those governments, which are not of political complexion, were good and valid, and, by
virtue of the well-known principle of postliminy (postliminium) in international law,
remained good and valid after the liberation or reoccupation of the Philippines by the
American and Filipino forces under the leadership of General Douglas McArthur.
According to that well-known principle in international law, the fact that a territory which
has been occupied by an enemy comes again into the power of its legitimate
government or sovereignty, "does not, except in a very few cases, wipe out the effects
of acts done by an invader, which for one reason or another it is within his competence
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to do. Thus judicial acts done under his control, when they are not of a political
complexion, administrative acts so done, to the extent that they may take effect during
the continuance of his control, and the various acts done during the same time by
private persons under the sanction of municipal law, remain good. Were it otherwise,
the whole social life of a community would be paralyzed by an invasion; and as between
the state and individuals the evil would be scarcely less, — it would be hard to example
that payment of taxes made under duress should be ignored, and it would be contrary
to the general interest that sentences passed upon criminals should be annulled by the
disappearance of the intrusive government." (Hall, International Law, 7th ed., 518.) And
when the occupation and the abandonment have been each an incident of the same war
as in the present case, postliminy applies, even though the occupant has acted as
conqueror and for the time substituted his own sovereignty, as the Japanese intended
to do apparently in granting independence to the Philippines and establishing the so-
called Republic of the Philippines. (Taylor, International Law, p. 615.)
That not only judicial but also legislative acts of de facto governments, which are
not of a political complexion, are and remain valid after reoccupation of a territory
occupied by a belligerent occupant, it con rmed by the Proclamation issued by General
Douglas McArthur on October 23, 1944, which declares null and void all laws,
regulations and proceedings of the governments established in the Philippines during
Japanese occupation, for it would have been necessary for said proclamation to
abrogate them if they were invalid ab initio.
2. The second questions hinges upon the interpretation of the phrase
"processes of any other government" as used in the above-quoted proclamation of
General Douglas McArthur of October 23, 1944 — that is, whether it was the intention of
the Commander in Chief of the American Forces to annul and avoid thereby all
judgments and judicial proceedings of the courts established in the Philippines during
the Japanese military occupation.
The phrase "processes of any other government" is broad and may refer not only
to judicial processes, but also to administrative or legislative, as well as constitutional,
processes of the Republic of the Philippines or other governmental agencies
established in the Islands during the Japanese occupation. Taking into consideration
the fact, that as above indicated, according to the well-known principles of international
law all judgments and judicial proceedings, which are not of a political complexion, of
the de facto governments during the Japanese military occupation were good and valid
before and remained so after the occupied territory had come again into the power of
the titular sovereign, it should be presumed that it was not, and could not have been, the
intention of General Douglas McArthur, in using the phrase "processes of any other
government" in said proclamation, to refer to judicial processes in violation of said
principles of international law. The only reasonable construction of the said phrase is
that it refers to governmental processes other than judicial processes or court
proceedings, for according to a well-known rule of statutory construction, set forth in
25 R. C., p. 1028, "a statute ought never to be construed to violate the law of nations if
any other possible construction remains."
It is true that the commanding general of a belligerent army of occupation, as an
agent of his government, may not unlawfully suspend existing laws and promulgate
new ones in the occupied territory, if and when the exigencies of the military occupation
demand such action. But even assuming that, under the law of nations, the legislative
power of a commander in chief of military forces who liberates or reoccupies his own
territory which has been occupied by an enemy, during the military and before the
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restoration on the civil regime, is as broad as that of the commander in chief of the
military forces of invasion and occupation (although the exigencies of military
reoccupation are evidently less than those of occupation), it is to be presumed that
General Douglas McArthur, who was acting as an agent or a representative of the
Government and the President of the United States, constitutional commander in chief
of the United States Army, did not intend to act against the principles of the law of
nations asserted by the Supreme Court of the United States from the early period of its
existence, applied by the Presidents of the United States, and later embodied in the
Hague Convention of 1907, as above indicated. It is not to be presumed that General
Douglas McArthur, who enjoined in the same proclamation of October 23, 1944, "upon
the loyal citizens of the Philippines full respect and obedience to the Constitution of the
Commonwealth of the Philippines," should not only reverse the international policy and
practice of his own government, but also disregard in the same breath the provisions of
section 3, Article II, of our Constitution, which provides that "The Philippines renounces
war as an instrument of national policy, and adopts the generally accepted principles of
international law as part of the law of the Nation."
Moreover, from a contrary construction great inconvenience and public hardship
would result, and great public interest would be endangered and sacri ced, for
disputes or suits already adjudged would have to be again settled, accrued or vested
rights nulli ed, sentences passed on criminal set aside, and criminals might easily
become immune for evidence against them may have already disappeared or be no
longer available, especially now that almost all court records in the Philippines have
been destroyed by re as a consequence of the war. And it is another well-established
rule of statutory construction that where great inconvenience will result from a
particular construction, or great public interests would be endangered or sacri ced, or
great mischief done, such construction is to be avoided, or the court ought to presume
that such construction was not intended by the makers of the law, unless required by
clear and unequivocal words. (25 R. C. L., pp. 1025, 1027.)
The mere conception or thought of possibility that the titular sovereign or his
representatives who reoccupies a territory occupied by an enemy, may set aside or
annul all the judicial acts or proceedings of the tribunals which the belligerent occupant
had the right and duty to establish in order to insure public order and safety during
military occupation, would be su cient to paralyze the social life of the country or
occupied territory, for it would have to be expected that litigants would not willingly
submit their litigation to courts whose judgments or decisions may afterwards be
annulled, and criminals would not be deterred from committing crimes or offenses in
the expectancy that they may escape the penalty if judgments rendered against them
may be afterwards set aside.
That the proclamation has not invalidated all the judgments and proceedings of
the courts of justice during the Japanese regime, is impliedly con rmed by Executive
Order No. 37, which has the force of law, issued by the President of the Philippines on
March 10, 1945, by virtue of the emergency legislative power vested in him by the
Constitution and the laws of the Commonwealth of the Philippines. Said Executive
Order abolished the Court of Appeals, and provided "that all cases which have
heretofore been duly appealed to the Court of Appeals shall be transmitted to the
Supreme Court for nal decision." This provision impliedly recognizes that the
judgments and proceedings of the courts during Japanese military occupation have not
been invalidated by the proclamation of General MacArthur of October 23, because the
said Order does not say or refer to cases which had been duly appealed to said court
prior to the Japanese occupation, but to cases which had theretofore, that is, up to
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March 10, 1945, been duly appealed to the Court of Appeals; and it is to be presumed
that almost all, if not all, appealed cases pending in the Court of Appeals prior to the
Japanese military occupation of Manila on January 2, 1942, had been disposed of by
the latter before the restoration of the Commonwealth Government in 1945; while
almost all, if not all, appealed cases pending on March 10, 1945 in the Court of Appeals
were from judgments rendered by the Court of First Instance during the Japanese
regime.
The respondent judge quotes a portion of Wheaton's International Law which
says: "Moreover when it is said that an occupier's act are valid and under international
law should not be abrogated by the subsequent conqueror, it must be remembered that
no crucial instances exist to show that if his acts should be reversed, any international
wrong would committed. What does happen is that most matters are allowed to stand
by the restored government, but the matter can hardly be put further than this."
(Wheaton, International Law, War, 7th English edition of 1944, p. 245.) And from this
quotation the respondent judge "draws the conclusion that whether the acts of the
occupant should be considered valid or not, is a question that is up to the restored
government to decide; that there is no rule of international law that denies to the
restored government the right to exercise its discretion on the matter, imposing upon it
in its instead the obligation of recognizing and enforcing the acts of the overthrown
government."
There is no doubt that the subsequent conqueror has the right to abrogate most
of the acts of the occupier, such as the laws, regulations and processes other than
judicial of the government established by the belligerent occupant. But in view of the
fact that the proclamation uses the words "processes of any other government" and
not judicial processes" precisely, it is not necessary to determine whether or not
General Douglas MacArthur had power to annul and set aside all judgments and
proceedings of the courts during Japanese occupation. The question to be determined
is whether or not it was his intention, as representative of the President of the United
States, to avoid or nullify them. If the proclamation had, expressly or by necessary
implication, declared null and void the judicial processes of any other government, it
would be necessary for this court to decide in the present case whether or not General
Douglas MacArthur had authority to declare, undoubtedly because the author thereof
was fully aware of the limitations of his powers as Commander in Chief of the Military
Forces of liberation or subsequent conqueror.
Not only the Hague Regulations, but also the principles of international law, as
they result from the usages established between civilized nations, the laws of humanity
and the requirements of the public conscience, constitute or form the law of nations.
Preamble of the Hague Conventions; Westlake, International Law, 2d ed., Part II, p. 61.)
Article 43, section III, of the Hague Regulations or Conventions which we have already
quoted in discussing the rst question, imposes upon the occupant the to establish
courts; and Article 23 (h), section II, of the same Conventions, which prohibits the
belligerent occupant "to declare . . . suspended . . . in a Court of Law the rights and
action of the nationals of the hostile party," forbids him to make any declaration
preventing the inhabitants from using their court to assert or enforce their civil rights.
(Decision of the Court of Appeals of England in the case of Porter vs. Fruedenburg, L. R.
[1915], 1 K. B., 857.) If a belligerent occupant is required to establish courts of justice in
the territory occupied, and forbidden to prevent the nationals thereof from asserting or
enforcing therein their civil rights, by necessary implication, the military commander of
the forces of liberation or the restored government is restrained from nullifying or
setting aside the judgments rendered by said courts in their litigation during the period
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of occupation. Otherwise, the purpose of these precepts of the Hague Conventions
would be thwarted, for to declare them null and void would be tantamount to
suspending in said courts the rights and action of the nationals of the territory during
the military occupation thereof by the enemy. It goes without saying that a law that
enjoins a person to do something will not at the same time empower another to undo
the same. Although the question whether the President or commanding o cer of the
United States Army has violated restraints imposed by the constitution and laws of his
country is obviously of a domestic nature, yet, in construing and applying limitations
imposed on the executive authority, the Supreme Court of the United States, in the case
of Ochoa vs. Hernandez (230 U. S., 139), has declared that they "arise from general
rules of international law and from fundamental principles known wherever the
American flag flies."
In the case of Raymund vs. Thomas (91 U. S., 712), a special order issued by the
o cer in command of the forces of the United States in South Carolina after the end of
the Civil War, wholly annulling a decree rendered by a court of chancery in that State in a
case within its jurisdiction, was declared void, and not warranted by the acts approved
respectively March 2, 1867 (14 Stat., 428), and July 19 of the same year (15 id., 14),
which de ned the powers and duties of military o cers in command of the several
states then lately in rebellion. In the course of its decision the court said: "We have
looked carefully through the acts of March 2, 1867 and July 19, 1867. They give very
large governmental powers to the military commanders designated, within the States
committed respectively to their jurisdiction; but we have found nothing to warrant the
order here in question . . .. The clearest language would be necessary to satisfy us that
Congress intended that the power given by these acts should be so exercised . . ..It was
an arbitrary stretch of authority, needful to no good end that can be imagined. Whether
Congress could have conferred the power to do such an act is a question we are not
called upon to consider. It is an unbending rule of law that the exercise of military
power, where the rights of the citizens are concerned, shall never be pushed beyond
what the exigencies requires. (Mitchell vs. Harmony, 13 How., 115; Warden vs. Bailey, 4
Taunt., 67; Fabrigas vs. Moysten, 1 Cowp., 161; s. c., 1 Smith's L. C., pt. 2, p. 934.)
Viewing the subject before us from the standpoint indicated, we hold that the order
was void."
It is, therefor, evident that the proclamation of General MacArthur of October 23,
1944, which declared that "all laws, regulations and processes of any other government
in the Philippines than that of the said Commonwealth are null and void without legal
effect in areas of the Philippines free of enemy occupation and control," has not
invalidated the judicial acts and proceedings, which are not of political complexion, of
the courts of justice in the Philippines that were continued by the Philippine Executive
Commission and the Republic of the Philippines during the Japanese military
occupation, and that said judicial acts and proceedings were good and valid before and
are now good and valid after the reoccupation or liberation of the Philippines by the
American and Filipino forces.
3. The third and last question is whether or not the courts of the
Commonwealth, which are the same as those existing prior to, and continued during,
the Japanese military occupation by the Philippine Commission and by the so-called
Republic of the Philippines, have jurisdiction to continue now the proceedings in actions
pending in said courts at the time the Philippine Islands were reoccupied or liberated by
the American and Filipino forces, and the Commonwealth Government was restored.
Although in theory the authority of the local civil and judicial administration is
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suspended as a matter of course as soon as military occupation takes place, in
practice the invader does not usually take the administration of justice into his own
hands, but continues the ordinary courts or tribunal to administer the laws of the
country which he is enjoined, unless absolutely prevented, to respect. As stated in the
above-quoted Executive Order of President McKinley to the Secretary of War on May
19, 1898, "in practice, they (the municipal laws) are not usually abrogated but are
allowed to remain in force and to be administered by the ordinary tribunals
substantially as they were before the occupation. This enlightened practice is, so far as
possible, to be adhered to on the present occasion." And Taylor in this connection says:
"From a theoretical point of view it may be said that the conqueror is armed with the
right to substitute his arbitrary will for all pre-existing forms of government, legislative,
executive and judicial. From the stand-point of actual practice such arbitrary will is
restrained by the provision of the law of nations which compels the conqueror to
continue local laws and institutions so far as military necessity will permit." (Taylor,
International Public Law, p. 596.) Undoubtedly, this practice has been adopted in order
that the ordinary pursuits and business of society may not be unnecessarily deranged,
inasmuch as belligerent occupation is essentially provisional, and the government
established by the occupant of transient character.
Following these practice and precepts of the law of nations, the Commander in
Chief of the Japanese Forces proclaimed on January 3, 1945, when Manila was
occupied, the military administration under martial law over the territory occupied by
the army, and ordered that "all the laws now in force in the Commonwealth, as well as
executive and judicial institutions, shall continue to be effective for the time being as in
the past," and "all public o cials shall remain in their present posts and carry on
faithfully their duties as before." When the Philippine Executive Commission was
organized by Order No. 1 of the Japanese Commander in Chief, on January 23, 1942,
the Chairman of the Executive Commission, by Executive Orders Nos. 1 and 4 of
January 30 and February 5, respectively, continued the Supreme Court, Court of
Appeals, Court of First Instance, and justices of the peace courts, with the same
jurisdiction, in conformity with the instructions given by the Commander in Chief of the
Imperial Japanese Army in Order No. 3 of February 20, 1942. And October 14, 1943
when the so-called Republic of the Philippines was inaugurated, the same courts were
continued with no substantial change in the organization and jurisdiction thereof.
If the proceedings pending in the different courts of the Islands prior to the
Japanese military occupation had been continued during the Japanese military
administration, the Philippine Executive Commission, and the so-called Republic of the
Philippines, it stands to reason that the same courts, which have become reestablished
and conceived of as having been in continued existence upon the reoccupation and
liberation of the Philippines by virtue of the principle of postliminy (Hall, International
Law, 7th ed., p. 516), may continue the proceedings in cases then pending in said
courts, without necessity of enacting a law conferring jurisdiction upon them to
continue said proceedings. As Taylor graphically points out in speaking of said
principle "a state or other governmental entity, upon the removal of a foreign military
forces, resumes its old place with its right and duties substantially unimpaired . . .. Such
political resurrection is the result of a law analogous to that which enables elastic
bodies to regain their original shape upon the removal of the external force, — and
subject to the same exception in case of absolute crushing of the whole bre and
content." (Taylor, International Public Law, p. 615.)
The argument advanced by the respondent judge in his resolution in support of
his conclusion that the Court of First Instance of Manila presided over by him "has no
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authority to take cognizance of, and continue said proceedings (of this case) to nal
judgment until and unless the Government of the Commonwealth of the Philippines . . .
shall have provided for the transfer of the jurisdiction of the courts of the now defunct
Republic of the Philippines, and the cases commenced and left pending therein," is "that
said courts were of a government alien to the Commonwealth Government. The laws
they enforced were, true enough, laws of the Commonwealth prior to Japanese
occupation, but they had become the laws —and the courts had become the institutions
— of Japan by adoption (U. S. vs. Reiter, 27 F. Cases, No. 16146), as they became later
on the laws and institutions of the Philippine Executive Commission and the Republic of
the Philippines."
The court in the said case of U. S. vs. Reiter did not and could not say that the
laws and institutions of the country occupied, if continued by the conqueror or
occupant, become the laws and the courts, by adoption, of the sovereign nation that is
militarily occupying the territory. Because, as already shown, belligerent or military
occupation is essentially provisional and does not serve to transfer the sovereignty
over the occupied territory to the occupant. What the court said was that, if such laws
and institution are continued in use by the occupant, they become his and derive their
force from him, in the sense that he may continue or set them aside. The laws and
institutions or courts so continued remain the laws and institutions or courts of
occupied territory. The laws and courts of the Philippines, therefore, did not become, by
being continued as required by the law of nations, laws and courts of Japan. The
provision of Article 45, section III, of the Hague Conventions of the 1907 which
prohibits any compulsion of the population of occupied territory to swear allegiance to
the hostile power, "extends to prohibit everything which would assert or imply a change
made by the invader in the legitimate sovereignty. This duty is neither to innovate in the
political life of the occupied districts, nor needlessly to break the continuity of their
legal life. Hence, so far as the courts of justice are allowed to continue administering
the territorial laws, they must be allowed to give their sentences in the name of the
legitimate sovereign" (Westlake, Int. Law, Part II, second ed., p. 102). According to
Wheaton, however, the victor need not allow the use of that of the legitimate
government. When in 1870, the Germans in France attempted to violate that rule by
ordering, after the fall of the Emperor Napoleon, the courts of Nancy to administer
justice in the name of the "High German Powers occupying Alsace and Lorraine," upon
the ground that the exercise of their powers in the name of the French people and
government was at least an implied recognition of the Republic, the courts refused to
obey and suspended their sitting. Germany originally ordered the use of the name of
"High German Powers occupying Alsace and Lorraine," but later offered to allow the use
of the name of the Emperor or a compromise. (Wheaton, International Law, War, 7th
English ed., of 1944, p. 244.)
Furthermore, it is a legal maxim, that excepting that of a political nature, "Law
once established continues until changed by some competent legislative power. It is
not change merely by change of sovereignty." (Joseph H. Beale, Cases on Con ict of
Laws, III, Summary Section 9, citing Commonwealth vs. Chapman, 13 Met., 68.) As the
same author says, in his Treatise on the Con ict of Laws (Cambridge, 1916, Section
131): "There can be no break or interregnum in law. From the time the law comes into
existence with the rst-felt corporateness of a primitive people it must last until the
nal disappearance of human society. Once created, it persists until a change takes
place, and when changed it continues in such changed condition until the next change,
and so forever. Conquest or colonization is impotent to bring law to an end; in spite of
change of constitution, the law continues unchanged until the new sovereign by
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legislative act creates a change."
As court are creatures of statutes and their existence depends upon that of the
laws which create and confer upon them their jurisdiction, it is evident that such laws,
not being of a political nature, are not abrogated by a change of sovereignty, and
continue in force "ex proprio vigore" unless and until repealed by legislative acts. A
proclamation that said laws and courts are expressly continued is not necessary in
order that they may continue in force. Such proclamation, if made, is but a declaration
of the intention of respecting and not repealing those laws. Therefore, even assuming
that Japan had legally acquired sovereignty over these Islands, which she had
afterwards transferred to the so-called Republic of the Philippines, and that the laws
and the courts of these Islands had become the court of Japan, as the said courts and
the laws creating and conferring jurisdiction upon them have continued in force until
now, it necessarily follows that the same courts may continue exercising the same
jurisdiction over cases pending therein before the restoration of the Commonwealth
Government, unless and until they are abolished or the laws creating and conferring
jurisdiction upon them are repealed by the said government.
As a consequence, enabling laws or acts providing that proceedings pending in
one court be continued by or transferred to another court, are not required by the mere
change of government or sovereignty. They are necessary only in case the former
courts are abolished or their jurisdiction so changed that they can no longer continue
taking cognizance of the cases and proceedings commenced therein, in order that the
new courts or the courts having jurisdiction over said cases may continue the
proceedings. When the Spanish sovereignty in the Philippines Islands ceased and the
Islands came into the possession of the United States, the Audiencia" or Supreme Court
was continued and did not cease to exist, and proceeded to take cognizance of the
actions pending therein upon the cessation of the Spanish sovereignty until the said
"Audiencia" or Supreme Court was abolished, and the Supreme Court created in Chapter
II of Act No. 136 was substituted in lieu thereof. And the Courts of First Instance of the
Islands during the Spanish regime continued taking cognizance of cases pending
therein upon the change of sovereignty, until section 65 of the same Act No. 136
abolished them and created in its Chapter IV the present Courts of First Instance in
substitution of the former. Similarly, no enabling acts were enacted during the
Japanese occupation, but a mere proclamation or order that the courts in the Islands
were continued.
On the other hand, during the American regime, when section 78 of Act No. 136
was enacted abolishing the civil jurisdiction of the provost courts created by the
military government of occupation in the Philippines during the Spanish-American war
of 1898, the same section 78 provided for the transfer of all civil actions then pending
in the said provost courts to the proper tribunals, that is, to the justices of the peace
courts, Courts of First Instance, or Supreme Court having jurisdiction over them
according to law. And later on, when the criminal jurisdiction of provost courts in the
City of Manila was abolished by section 3 of Act No. 186, the same section provided
that criminal cases pending therein within the jurisdiction of the municipal courts
created by Act No. 183 were transferred to the latter.
That the present courts are the same courts which had been functioning during
the Japanese regime and, therefore, can continue the proceedings in cases pending
therein prior to the restoration of the Commonwealth of the Philippines, is con rmed by
Executive Order No. 37 which we have already quoted in support of our conclusion in
connection with the second question. Said Executive Order provides "(1) that the Court
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of Appeals, created and established under Commonwealth Act No. 3, as amended, be
abolished, as it is hereby abolished," and "(2) that all cases which have heretofore been
duly appealed to the Court of Appeals shall be transmitted to the Supreme Court for
nal decision. . . .". In so providing, the said Order considers that the Court of Appeals
abolished was the same that existed prior to, and continued after, the restoration of the
Commonwealth Government; for, as we have stated in discussing the previous
question, almost all, if not all, of the cases pending therein, or which had theretofore
(that is, up to March 10, 1945) been duly appealed to said court, must have been cases
coming from the Courts of First Instance during the so-called Republic of the
Philippines. If the Court of Appeals abolished by the said Executive Order was not the
same one which had been functioning during the Republic, but that which had existed
up to that time of the Japanese occupation, it would have provided that all the cases
which had, prior to and up to that occupation on January 2, 1942, been duly appealed to
the said Court of Appeals shall be transmitted to the Supreme Court for final decision.
It is, therefore, obvious that the present courts have jurisdiction to continue, to
nal judgment, the proceedings in cases, not of political complexion, pending therein at
the time of the restoration of the Commonwealth Government.
Having arrived at the above conclusions, it follows that the Court of First Instance
of Manila has jurisdiction to continue to nal judgment the proceedings in civil case No.
3012, which involves civil rights of the parties under the laws of the Commonwealth
Government, pending in said court at the time of the restoration of the said
Government; and that the respondent judge of the court, having refused to act and
continue the said proceedings, which the law speci cally enjoins him to do as a duty
resulting from his o ce as presiding judge of that court, mandamus is the speedy and
adequate remedy in the ordinary course of law, especially taking into consideration the
fact that the question of jurisdiction herein involved does affect not only this particular
case, but many other cases now pending in all the courts of these Islands.
In view of all the foregoing, it is adjudged and decreed that a writ of a mandamus
issue, directed to the respondent judge of the Court of First Instance of Manila,
ordering him to take cognizance of and continue to nal judgment the proceedings in
civil case No. 3012 of said court. No pronouncement as to costs. So ordered.
Moran, C.J., Ozaeta, Paras, Jarannila and Pablo, JJ., concur.
Separate Opinions
DE JOYA , J., concurring :
The principal question involved in this case is the validity of the proceedings held
in civil case No. 3012, in the Court of First Instance of the City of Manila, under the now
defunct Philippine Republic, during Japanese occupation; and the effect on said
proceedings of the proclamation of General Douglas MacArthur, dated October 23,
1944. The decision of this question requires the application of principles of
International Law, in connection with the municipal law in force in this country, before
and during Japanese occupation.
Questions of International Law must be decided as matters of general awl
(Juntington vs. Attril, 146 U. S., 657; 13 Sup. Ct., 224; 36 Law. ed., 1123); and
(International Law is no alien in this Tribunal, as, under the Constitution of the
commonwealth of the Philippines, it is a part of the fundamental law of the land)
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(Article II, section 3).
As International Law is an integral part of our laws, it must be ascertained and
administered by this Court, whenever questions of right depending upon it are
presented for our determination, sitting as an international as well as a domestic
Tribunal (Kansas vs. Colorado, 184 U.S., 146; 22 Sup. Ct., 552; 46 Law. ed., 838).
Since International Law is a body of rules actually accepted by nations as
regulating their mutual relations, the proof of the existence of a given rule is to be found
in the consent of nations to abide by that rule; and this consent is evidenced chie y by
the usages and customs of nations, and to ascertain what these usages and customs
are, the universal practice is to turn to the writings of publicists and to the decisions of
the highest courts of the 677; 20 Sup. Cit., 290; 44 Law. ed., 320).
But while usage is the older and original source of International Law, great
international treaties are a later source of increasing importance, such as The Hague
Conventions of 1899 and 1907.
The Hague Convention of 1899, respecting laws and customs of war on land,
expressly declares that:
"ARTICLE XLII.Territory is considered occupied when it is actually placed
under the authority of the hostile army.
"The occupation applies only to the territory where such authority is
established, and in a position to assert itself.
"ARTICLE XLIII.The authority of the legitimate power having actually
passed into the hands of the occupant, the latter shall take all steps in his power
to reestablish and insure, as far as possible, public order and safety, while
respecting, unless absolutely prevented, the laws in force in the country." (32 Stat.
II, 1821.)
The above provisions of The Hague Convention have been adopted by the
nations giving adherence to them, among which is the United States of America (32
Stat. II, 1821).
The commander in chief of the invading forces or military occupant may exercise
governmental authority, but only when in actual possession of the enemy's territory, and
this-authority will be exercised upon principles of International Law (New Orleans vs.
Steamship Co. [1874], 20 Wall., 387; Kelly vs. Sanders [1878], 99 U. S., 441; MacLeod
vs. U. S., 299 U. S., 416; 33 Sup. Ct., 955; 57 Law. ed., 1260; II Oppenheim on
International Law, section 167).
There can be no question that the Philippines was under Japanese military
occupation, from January, 1942, up to the time of the reconquest by the armed forces
of the United States of the Island of Luzon, in February, 1945.
It will thus be readily seen that the civil laws of the invaded State continue in
force, in so far as they do not affect the hostile occupant unfavorably. The regular
judicial Tribunals of the occupied territory continue to act in cases not affecting the
military occupation, and it is not usual for the invader to take the whole administration
into his own hands, partly because it is easier to preserve order through the agency of
the native o cials, and partly because the latter are more competent to administer the
laws in force within the territory, and the military occupant generally keeps in their
posts such of the judicial and administrative o cers as are willing to serve under him,
subjecting them only to supervision by the military authorities, or by superior civil
authorities appointed by him. (Young vs. U. S., 97 U. S., 39; 24 Law. ed., 992; Coleman
vs. U. S., 229 U. S., 416; 33 Sup. Ct., 955; 57 Law. ed., 1260; Taylor on International Law,
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sections 576, 578; Wilson on International Law, pp. 331-37; Hall on International Law,
6th Edition [1909], pp. 464, 465, 475, 476; Lawrence on International Law, pp. 331-37;
Hall on International Law, 7th ed., pp. 412, 413; Davis, Elements of International Law, 3d
ed., pp. 330-332; 335; Holland on International Law, 2d ed., pp. 121-23.)
It is, therefore, evident that the establishment of the government under the so-
called Philippine Republic, during Japanese occupation, respecting the laws in force in
the country, and permitting the local courts to function and administer such laws, as
proclaimed in the City of Manila, by the Commander in chief of the Japanese Imperial
Forces, on January 3, 1942, was in accordance with the rules and principles of
International Law.
If the military occupant is thus in duty bound to establish in the territory under
military occupation governmental agencies for the preservation of peace and order and
for the proper administration of justice, in accordance with the laws in force within said
territory, it must necessarily follow that the judicial proceedings conducted before the
courts established by the military occupant must be considered legal and valid, even
after said government established by the military occupant has been displaced by the
legitimate government of the territory.
Thus the judgments rendered by the Confederate Courts, during the American
Civil War, merely settling the rights of private parties actually within their jurisdiction,
not tending to defeat the legal rights of citizens of the United States, nor in furtherance
of law passed in aid of the rebellion, had been declared valid and binding (Cock vs.
Oliver, 1 Woods, 437; Fed. Cas., Nos. 3, 164; Coleman vs. Tennessee, 97 U. S., 509; 24
Law. ed., 118; Williams vs. Bruffy, 96 U. S., 176; Horn vs. Lockhart, 17 Wall., 570; Sprott
vs. United States, 20 id., 459; Texas vs. White, 7 id., 700; Ketchum vs. Buckley [1878], 99
U.S., 188); and the judgment of a court of Georgia rendered in November, 1861, for the
purchase money of slaves was held valid judgment when entered, and enforceable in
1871 (French vs. Tumlin, 10 Am. Law. Reg. [N. S.], 641; Fed. Case, No. 5104).
Said judgments rendered by the courts of the states constituting the
Confederate States of America were considered legal and valid and enforceable, even
after the termination of the American Civil War, because they had been rendered by the
courts of a de facto government. The Confederate States were a de facto government
in the sense that its citizens were bound to render the government obedience in civil
matters, and did not become responsible, as wrong-doers, for such acts of obedience
(Thorington vs. Smith, 8 Wall. [U. S.], 9; 19 Law. ed., 361).
In the case of Ketchum vs. Buckley ([1878], 99 U. S., 188), the Court held — "It is
now settled law in this court that during the late civil war the same general form of
government, the same general law for the administration of justice and the protection
of private rights, which had existed in the States prior to the rebellion, remained during
its continuance and afterwards. As far as the acts of the States did not impair or tend
to impair the supremacy of the national authority, or the just and legal rights of the
citizens, under the Constitution, they are in general to be treated as valid and binding."
(Williams vs. Bruffy, 96 U. S., 176; Horn vs. Lockhart, 17 Wall., 570; Sprott vs. United
States, 20 id., 459; Texas vs. White, 7 id., 700.)
The government established in the Philippines, during Japanese occupation,
would seem to fall under the following de nition of de facto government given by the
Supreme Court of the United States:
"But there is another description of government, called also by publicists, a
government de facto, but which might, perhaps, be more aptly denominated a
government of paramount force. Its distinguishing characteristics are (1) that its
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existence is maintained by active military power within the territories, and against
the rightful authority of an established and lawful government; and (2) that while
it exists it must necessarily be obeyed in civil matters by private citizens who, by
acts of obedience rendered in submission to such force, do not become
responsible, as wrongdoers, for those acts, though not warranted by the laws of
the rightful government. Actual governments of this sort are established over
districts differing greatly in extent and conditions. They are usually administered
directly by military authority, but they may be administered, also, by civil authority,
supported more or less directly by military force." (Macleod vs. United States
[1913], 229 U. S., 416.)
The government established in the Philippines, under the so- called Philippine
Republic, during Japanese occupation, was and should be considered as a de facto
government; and that the judicial proceedings conducted before the courts which had
been established in this country, during said Japanese occupation, are to be considered
legal and valid and enforceable, even after the liberation of this country by the American
forces, as long as the said judicial proceedings had been conducted, under the laws of
the Commonwealth of the Philippines.
The judicial proceedings involved in the case under consideration merely refer to
the settlement of property rights, under the provisions of the Civil Code, in force in this
country under the Commonwealth government, before and during Japanese
occupation.
Now, petitioner contends that the judicial proceedings in question are null and
void, under the provisions of the proclamation issued by General Douglas MacArthur,
dated October 23, 1944; as said proclamation "nulli es all the laws, regulations and
processes of any other government in the Philippines than that of the Commonwealth
of the Philippines."
In other words, petitioner demands a literal interpretation of said proclamation
issued by General Douglas MacArthur, a contention which, in our opinion, is untenable,
as it would inevitably produce judicial chaos and uncertainties.
When an act is susceptible of two or more constructions, one of which will
maintain and the others destroy it, the courts will always adopt the former (U. S. vs.
Coombs [1838], 12 Pet., 72; 9 Law. ed., 1004; Board of Supervisors of Granada Country
vs. Brown [1884], 112 U. S., 261; 28 Law. ed., 704; 5 Sup. Ct. Rep., 125; In re Guarina
[1913], 24 Phil., 37; Fuentes vs. Director of Prisons [1924], 46 Phil., 22; Yu Cong Eng vs.
Trinidad [1925], 47 Phil., 385). The judiciary, always alive to the dictates of national
welfare, can properly incline the scales of its decisions in favor of that solution which
will most effectively promote the public policy (Smith, Bell & Co., Ltd. vs. Natividad
[1919], 40 Phil., 136). All laws should receive a sensible construction. General terms
should be so limited in their application as not to lead to injustice, oppression or an
absurd consequence. It will always, therefore, be presumed that the legislature
intended exceptions to its language, which would avoid results of this character. The
reason of the law in such cases should prevail over its letter (U. S. vs. Kirby, 7 Wall. [U.
S.], 482; 19 Law. ed., 278; Church of Holy Trinity vs. U. S., 143 U. S., 461; 12 Sup. Ct.,
511; 36 Law. ed., 226; Jacobson vs. Massachusetts, 197 U. S., 39; 25 Sup. Ct., 358; 49
Law. ed., 643; 3 Ann. Cas., 765; In re Allen, 2 Phil., 630). The duty of the court in
construing a statute, which is reasonably susceptible of two constructions to adopt
that which saves its constitutionality, includes the duty of avoiding a construction which
raises grave and doubtful constitutional questions, if it can be avoided (U. S. vs.
Delaware & Hudson Co., 213 U. S., 366; 29 Sup. Ct., 527; 53 Law. ed., 836).
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According to the rules and principles of International Law, and the legal doctrines
cited above, the judicial proceedings conducted before the courts of justice,
established here during Japanese military occupation, merely applying the municipal
law of the territory, such as the provisions of our Civil Code, which have no political or
military significance, should be considered legal, valid and binding.
It is to be presumed that General Douglas MacArthur is familiar with said rules
and principles, as International Law is an integral part of the fundamental law of the
land, in accordance with the provisions of the Constitution of the United States. And it is
also to be presumed that General MacArthur has acted, in accordance with said rules
and principles of International Law, which have been sanctioned by the Supreme Court
of the United States, as the nulli cation of all judicial proceedings conducted before our
courts, during Japanese occupation, would lead to injustice and absurd results, and
would be highly detrimental to public interests.
For the foregoing reasons, I concur in the majority opinion.
Law must be obeyed. To keep the bonds of society, it must not be evaded. On its
supremacy depends the stability of states and nations. No government can prevail
without it. The preservation of the human race itself hinges on law.
Since time immemorial, man has relied on law as an essential means of attaining
his purposes, his objectives, his mission in life. More than twenty-two centuries before
the Christian Era, on orders of the Assyrian King Hammurabi, the rst known code was
engraved in black diorite with cuneiform characters. Nine centuries later Emperor Hung
Wu, in the cradle of the most ancient civilization, compiled the Code of the Great Ming.
The laws of Manu were written in the vedic India. Moses received at Sinai the ten
commandments. Draco, Lycurgus, Solon made laws in Greece. Even ruthless
Jengiskhan used laws to keep discipline among the nomad hordes with which he
conquered the greater part of the European and Asiatic continents.
Animal and plant species must follow the mendelian heredity rules and other
biological laws to survive. Thanks to them, the chalk cliffs of the infusoria show the
marvel of an animal so tiny as to be imperceptible to the naked eye creating a whole
mountain. Even the inorganic world has to conform to law. Planets and stars follow the
laws discovered by Kepler, known as the law-maker of heavens. If, endowed with
rebellious spirit, they should happen to challenge the law of universal gravity, the
immediate result would be cosmic chaos. The tiny and twinkling points of light set
above us on the velvet darkness of the night will cease to inspire us with dreams of
more beautiful and happier worlds.
Again we are called upon to do our duty. Here is a law that we must apply. Shall
we shrink? Shall we circumvent it? Can we ignore it?
The laws enacted by the legislators shall be useless if courts are not ready to
apply them. It is actual application to real issues which gives laws the breath of life.
In the varied and confused market of human endeavor there are so many things
that might induce us to forget the elementals. There are so many events, so many
problems, so many preoccupations that are pushing among themselves to attract our
attention, and we might miss the nearest and most familiar things, like the man who
went around his house to look for a pencil perched on one of his ears.
THE OCTOBER PROCLAMATION
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In October, 1944, the American Armed Forces of Liberation landed successfully
in Leyte.
When victory in the island was accomplished, after the most amazing and
spectacular war operations, General of the Army Douglas MacArthur, as Commander in
Chief of the American Army, decided to reestablish, in behalf of the United States, the
Commonwealth Government.
Then he was confronted with the question as to what policy to adopt in regards
to the o cial acts of the governments established in the Philippines by the Japanese
regime. He might have thought of recognizing the validity of some of said acts, but,
certainly, there were acts which he should declare null and void, whether against the
policies of the American Government, whether inconsistent with military strategy and
operations, whether inconsistent with military strategy and operations, whether
detrimental to the interests of the American or Filipino peoples, whether for any other
strong or valid reasons.
But, which to recognize, and which not? He was not in a position to gather
enough information for a safe basis to distinguish and classify which acts must be
nulli ed, and which must be validated. At the same time he had to take immediate
action. More pressing military matters were requiring his immediate attention. He
followed the safer course: to nullify all the legislative, executive, and judicial acts and
processes under the Japanese regime. After all, when the Commonwealth Government
is already functioning, with proper information, he will be in a position to declare by law,
through its Congress, which acts and processes must be revived and validated in the
public interest.
So on October 23, 1944, the Commander in Chief issued the following
proclamation:
"GENERAL HEADQUARTERS
"SOUTHWEST PACIFIC AREA
I dissent from the opinion of the majority and, pursuant to the Constitution,
proceed to state the reason for my dissent.
The proceedings involved in the case at bar were commenced by a complaint
led by the instant petitioner, as plaintiff, on November 18, 1944, in civil case No. 3012
of the so-called Court of First Instance of Manila, the complaint bearing this heading
and title: "The Republic of the Philippines — In the Court of First Instance of Manila"
(Annex X of Exhibit A of petition for mandamus). The farthest that said proceedings
had gone before the record was burned or destroyed during the battle for Manila, was
the ling by counsel for plaintiff therein of their opposition to a motion for dismissal
filed by opposing counsel.
It is, therefore, plain that the case had not been heard on the merit when the
record was burned or destroyed.
The respondent judge, in his order dated June 6, 1945, disposing of the petition
dated May 25, 1945 led by petitioner, as plaintiff in said case, and of the petition led
by respondent Eusebio Valdez Tan Keh, as defendant therein, on May 31, 1945, held:
first, that by virtue of the proclamation of General MacArthur quoted above, all laws,
regulations and processes of any other government in the Philippines than that of the
Commonwealth became null and void and without legal effect in Manila on February 3,
1945 or, at the latest, on February 27 of the same year; second, that the proceedings
and processes had in the present case having been before a court of the Republic of
the Philippines and in accordance with the laws and regulations of said Republic, the
same are now void and without legal effect; third, that this Court, as one of the different
courts of general jurisdiction of the Commonwealth of the Philippines, has no authority
to take cognizance of and continue said proceedings to nal judgment, until and unless
the Government of the Philippines, in the manner and form provided by law, shall have
provided for the transfer of the jurisdiction of the courts of the now defunct Republic of
the Philippines, and the causes commenced and left pending therein, to the courts
created and organized by virtue of the provisions of Act No. 4007, as revived by
Executive Order No. 36, or for the validation of all proceedings had in said courts."
Petitioner prays that this Court declare that the respondent judge should not
have ordered the suspension of the proceedings in civil case No. 3012 and should
continue and dispose of all the incidents in said case till its complete termination. In my
opinion, the petition should be denied.
In stating the reasons for this dissent, we may divide the arguments under the
following propositions:
1. The proceedings in said civil case No. 3012 are null and void under General
of the Army MacArthur's proclamation of October 23, 1944 (41 Off. Gaz., 147, 148);
2. (a) The government styled as, rst, the "Philippine Executive Commission"
and later as the "Republic of the Philippines", established here by the Commander in
Chief of the Imperial Japanese Forces or by his order was not a de facto government —
the so called Court of First Instance of Manila was not a de facto court, and the judge
who presided it was not a de facto judge; (b ) the rules of International Law regarding
the establishment of a de facto government in territory belonging to a belligerent but
occupied or controlled by an opposing belligerent are in applicable to the governments
thus established here by Japan;
3. The courts of those governments were entirely different from our
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Commonwealth courts before and after the Japanese occupation;
4. The question boils down to whether the Commonwealth Government, as
now restored, is to be bound by the acts of either or both of those Japanese-sponsored
governments;
5. Even considerations of policy or practical convenience militate against
petitioner's contention.
I
The proceedings in said civil case No. 3012 are null and void under General
of the Army MacArthur's proclamation of October 23, 1944 (41 Off. Gaz.,
147,148).
In this proclamation, after reciting certain now historic facts, among which was
that so-called government styled as the "Republic of the Philippines" was established
on October 14, 1943 "under enemy duress" . . .based upon neither the free expression
of the people's will nor the sanction of the Government of the United States," the great
Commander-in-Chief proclaimed and declared:
xxx xxx xxx
3. "That all laws, regulations and processes of any other government
in the Philippines than that of the said Commonwealth are null and void and
without legal effect in areas of the Philippines free of enemy occupation and
control; and
xxx xxx xxx
"I do enjoin upon all loyal citizens of the Philippines full respect for and
obedience to the Constitution of the Commonwealth of the Philippines and the
laws, regulations and other acts of their duly constituted government whose seat
is now firmly re-established on Philippine soil."
The evident meaning and effect of the 3rd paragraph above quoted is, I think, that
as the different areas of the Philippines were progressively liberated, the declaration of
nullity therein contained shall attach to the law, regulations and processes thus
condemned in so far as said areas were concerned. Mark that the proclamation did not
provide such laws, regulations and processes shall be or are annulled, but that they are
null and void. Annulment implies some degree of effectiveness in the act annulled
previous to the annulment, but a declaration of nullity denotes that the act is null and
void ab initio — the nullity precedes the declaration. The proclamation speaks in the
present tense, not in the future. If so, the fact that the declaration of nullity as to the
condemned laws, regulations and processes in areas not yet free from enemy
occupation and control upon the date of the proclamation, would attach thereto at a
later date, is no argument for giving them validity or effectiveness in the interregnum.
By the very terms of the proclamation itself, that nullity had to date back from the
inception of such laws, regulations and processes; and to dispel any shadow of doubt
which may still remain, we need only consider the concluding paragraph of the
proclamation wherein the Commander in Chief of the army of liberation solemnly
enjoined upon all loyal citizens of the Philippines full respect for and obedience to the
Constitution of the Commonwealth of the Philippines and the laws, regulations and
other acts of their duly constituted government. This is all-inclusive — it comprises not
only the loyal citizens in the liberated areas but also those in areas still under enemy
occupation and control. It will be noticed that the complaint in said civil case No. 3012
was led twenty-six days after the above-quoted proclamation of General of the Army
MacArthur. If the parties to said case were to consider the proceedings therein up to
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the date of the liberation of Manila valid and binding, they would hardly be complying
with the severe injunction to render full respect for and obedience to our Constitution
and the laws, regulations and other acts of our duly constituted government from
October 23, 1944, onwards. Indeed, to my mind, in choosing between these two
courses of action, they would be dangerously standing on the dividing line between
loyalty and disloyalty to this country and its government.
The proceedings in question, having been had before the liberation of Manila,
were unquestionably "processes" of the Japanese- sponsored government in the
Philippines within the meaning of the aforesaid proclamation of General of the Army
MacArthur and, consequently, fall within the condemnation of that proclamation. Being
processes of a branch of a government which had been established in hostility to the
Commonwealth Government, as well as the United States Government, they could not
very well be considered by the parties to be valid and binding, at least after October 23,
1944, without said parties incurring in disobedience and contempt of the proclamation
which enjoins them to render full respect for and obedience to our Constitution and the
laws, regulations and other acts of our duly constituted government. Nine days after the
inauguration of the so-called "Republic of the Philippines," President Franklin Delano
Roosevelt of the United States declared in one of his most memorable
pronouncements about the activities of the enemy in the Philippines, as follows:
"On the fourteenth of this month, a puppet government was set up in the
Philippine Islands with Jose P. Laurel, formerly a justice of the Philippine
Supreme Court, as 'president.' Jorge Vargas, formerly a member of the Philippine
Commonwealth Cabinet and Benigno Aquino, also formerly a member of that
cabinet, were closely associated with Laurel in this movement. The rst act of the
new puppet regime was to sign a military alliance with Japan. The second act
was a hypocritical appeal for American sympathy which was made in fraud and
deceit, and was designed to confuse and mislead the Filipino people.
"I wish to make it clear that neither the former collaborationist 'Philippine
Executive Commission' nor the present 'Philippine Republic' has the recognition or
sympathy of the Government of the United States. . . .
"Our sympathy goes out to those who remain loyal to the United States and
the Commonwealth — that great majority of the Filipino people who have been
deceived by the promises of the enemy.
"October 23, 1943.
"FRANKLIN DELANO ROOSEVELT