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GSM Association Non-confidential

Official Document IR.92 - IMS Profile for Voice and SMS

IMS Profile for Voice and SMS


Version 12.0
02 May 2018

This is a Non-binding Permanent Reference Document of the GSMA.

Security Classification: Non-confidential


Access to and distribution of this document is restricted to the persons permitted by the security classification. This document is confidential to the
Association and is subject to copyright protection. This document is to be used only for the purposes for which it has been supplied and
information contained in it must not be disclosed or in any other way made available, in whole or in part, to persons other than those permitted
under the security classification without the prior written approval of the Association.

Copyright Notice
Copyright © 2018 GSM Association

Disclaimer
The GSM Association (“Association”) makes no representation, warranty or undertaking (express or implied) with respect to and does not accept
any responsibility for, and hereby disclaims liability for the accuracy or completeness or timeliness of the information contained in this document.
The information contained in this document may be subject to change without prior notice.

Antitrust Notice
The information contain herein is in full compliance with the GSM Association’s antitrust compliance policy.

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Table of Contents
1 Introduction 5
1.1 Overview 5
1.2 Relationship to existing standards 6
1.2.1 3GPP specifications 6
1.3 Scope 6
1.4 Definition of Acronyms and Terms 6
1.4.1 Acronyms 6
1.4.2 Terms 9
1.5 Document Cross-References 9
2 IMS Feature Set 14
2.1 General 14
2.2 Support of generic IMS functions 14
2.2.1 SIP Registration Procedures 14
2.2.2 Authentication 16
2.2.3 Addressing 17
2.2.4 Call Establishment and Termination 18
2.2.5 Forking 19
2.2.6 The use of Signalling Compression 19
2.2.7 Early media and announcements 20
2.2.8 SIP Session Timer 20
2.3 Supplementary Services 21
2.3.1 Supplementary Services Overview 21
2.3.2 Supplementary Service Configuration 22
2.3.3 Ad-Hoc Multi Party Conference 23
2.3.4 Communication Waiting 24
2.3.5 Message Waiting Indication 25
2.3.6 Originating Identification Restriction 25
2.3.7 Terminating Identification Restriction 25
2.3.8 Communication Diversion 25
2.3.9 Communication Barring 27
2.3.10 Communication Hold 27
2.3.11 Explicit Communication Transfer - Consultative 27
2.3.12 Originating Identification Presentation 27
2.4 Call Set-up Considerations 28
2.4.1 SIP Precondition Considerations 28
2.4.2 Integration of resource management and SIP 28
2.4.3 Voice Media Considerations 30
2.4.4 Multimedia Considerations 32
2.5 SMS over IP 33
3 IMS Media 33
3.1 General 33
3.2 Voice Media 33
3.2.1 Codecs 33

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3.2.2 RTP Profile and SDP Considerations 35


3.2.3 Data Transport 35
3.2.4 RTCP Usage 36
3.2.5 Speech Payload Format Considerations 37
3.2.6 Jitter Buffer Management Considerations 38
3.2.7 Front End Handling 38
3.3 DTMF Events 39
4 Radio and Packet Core Feature Set 39
4.0 General 39
4.1 Robust Header Compression 39
4.2 LTE Radio Capabilities 39
4.2.1 Radio Bearers 39
4.2.2 DRX Mode of Operation 39
4.2.3 RLC configurations 40
4.2.4 GBR and NGBR Services, GBR Monitoring Function 40
4.2.5 E-UTRA NR Dual connectivity 40
4.3 Bearer Management 40
4.3.1 EPS Bearer Considerations for SIP Signalling and XCAP 40
4.3.2 EPS Bearer Considerations for Voice 41
4.3.3 EPS Bearer Considerations for voice media on emergency PDN
Connection 42
4.4 P-CSCF Discovery 42
5 Common Functionalities 43
5.1 IP Version 43
5.2 Emergency Service 44
5.2.1 General 44
5.2.2 Interactions between supplementary services and PSAP callback 45
5.2.3 UE location management 45
5.3 Roaming Considerations 45
5.4 Accesses in addition to E-UTRAN 45
5.5 Data Off and Services Availability 45
5.5.1 General 45
5.5.2 Supplementary Service Settings Management 46
5.5.3 Voice Calls and SMS over IMS 46
5.6 Voice Calls and Smart Congestion Mitigation 46
Annex A Complementing IMS with CS 47
A.1 General 47
A.2 Domain Selection 47
A.3 SR-VCC 47
A.4 IMS Voice service settings management when using CS access 48
A.5 Emergency Service 48
A.6 Roaming Considerations 49
A.7 SMS Support 49
A.8 Call Waiting in the CS domain 50

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A.9 USSD 50
Annex B Features needed in certain regions 51
B.1 General 51
B.2 Global Text Telephony over IP 51
B.3 Service Specific Access Control 52
Annex C MNO provisioning and Late Customization 53
C.1 General 53
C.2 Configuration Methods 53
C.2.1 Remote Client Configuration for MNO provisioning 53
C.2.2 Late Customization 53
C.3 Configuration Parameters 53
Annex D USSI 57
D.1 Introduction 57
D.1.1 Overview 57
D.2 IMS Feature Set 57
D.2.1 General 57
D.2.2 Support of generic IMS functions 57
D.2.3 USSI Considerations 57
D.3 SDP negotiation 58
D.4 Common Functionalities 58
D.4.1 Data Off 58
D.5 Complementing IMS with CS 58
D.5.1 General 58
D.5.2 Domain Selection 58
Document Management 60
Document History 60
Other Information 61

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1 Introduction

1.1 Overview
The IP Multimedia Subsystem (IMS) Profile for Voice and SMS, documented in this
Permanent Reference Document (PRD), defines a profile that identifies a minimum
mandatory set of features which are defined in 3GPP specifications that a wireless device
(the User Equipment (UE)) and network are required to implement in order to guarantee an
interoperable, high quality IMS-based telephony service and IMS-based and SGs-based
Short Message Service (SMS) over Long Term Evolution (LTE) radio access. The content
includes the following aspects:

 IMS basic capabilities and supplementary services for telephony [Chapter 2].
 Real-time media negotiation, transport, and codecs [Chapter 3].
 LTE radio and evolved packet core capabilities [Chapter 4].
 Functionality that is relevant across the protocol stack and subsystems [Chapter 5].
 Additional features that need to be implemented for the UEs and networks that wish
to support concurrent Circuit Switched (CS) coverage [Annex A].
 Additional features that only a subset of the IMS telephony operators needs to
support in certain markets [Annex B].
 UE configuration to provide all necessary information to connect to, and receive voice
service and SMS from, a specific IMS telephony operator [Annex C].
 Support for Unstructured Supplementary Service Data (USSD) Simulation Service in
IMS (USSI) as optional feature [Annex D].

The UE and network protocol stacks forming the scope of the IMS Profile for Voice and SMS
are depicted in figure 1.1 below:

Suppl. Suppl.
Codecs Codecs
services services
HTTP/ HTTP/
SIP XCAP RTP/RTCP SIP XCAP RTP/RTCP

TCP/IP - UDP/IP TCP/IP – UDP/IP TCP/IP - UDP/IP


Bearers/QoS RoHC Bearers/QoS RoHC
LTE LTE
with VoIP optimizations with VoIP optimizations

Mobile device Radio & access network Servers (IMS)

Figure 1.1: Depiction of UE and Network Protocol Stacks in IMS Profile for Voice

The main body of this PRD is applicable for a scenario where IMS telephony is deployed
over LTE in a standalone fashion without relying on any legacy infrastructure, packet or
circuit switched. In order to be compliant with IMS Profile for Voice and SMS, the UEs and
networks must be compliant with all of the normative statements in the main body.

Annex A defines the profile for an alternative approach where IMS telephony is deployed
with a certain degree of reliance on an existing 3GPP circuit switched network infrastructure.

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Whenever there are additional requirements to the main profile, these are explicitly stated. In
order to be compliant with the functionality described in Annex A, the UEs and networks
must be compliant with all of the normative statements in Annex A as well as to all of the
normative statements in the main body of the PRD that are unaltered by Annex A.

1.2 Relationship to existing standards

1.2.1 3GPP specifications


This profile is solely based on the open and published 3GPP specifications as listed in the
Section 1.5. 3GPP Release 8, the first release supporting LTE, is taken as a basis. It should
be noted, however that not all the features mandatory in 3GPP Release 8 are required for
compliance with this profile.

Conversely, some features required for compliance with this profile are based on
functionality defined in 3GPP Release 9 or higher releases.

All such exceptions are explicitly mentioned in the following sections along with the relevant
Release 8 or higher 3GPP release specifications, respectively.

Unless otherwise stated, the latest version of the referenced specifications for the relevant
3GPP release applies.

1.3 Scope
This document defines a profile for voice over IMS over LTE, and for SMS over IMS and
SMS over SGs, by listing a number of Evolved Universal Terrestrial Radio Access Network
(E-UTRAN), Evolved Packet Core, IMS core, and UE features that are considered essential
to launch interoperable services. The defined profile is compliant with 3GPP specifications.
The scope of this profile is the interface between UE and network.

The profile does not limit anybody, by any means, to deploy other standardized features or
optional features, in addition to the defined profile.

1.4 Definition of Acronyms and Terms

1.4.1 Acronyms
Acronym Description
3GPP 3rd Generation Partnership Project
AM Acknowledged Mode
AMR Adaptive Multi-Rate
AMR-WB Adaptive Multi-Rate Wideband
APN Access Point Name
AVP Audio Video Profile
AVPF AVP Feedback Profile
BSF Bootstrapping Server Function
CB Communication Barring
CDIV Communication Diversion

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Acronym Description
CFNL Communication Forwarding on Not Logged-in
CFNRc Communication Forwarding on Not Reachable
CN Core Network
CS Circuit Switched
CSFB CS Fallback
CW Communication Waiting
DRB Data Radio Bearer
DRX Discontinuous Reception
DTX Discontinuous Transmission
ECT Explicit Communication Transfer
EPC Evolved Packet Core
eNB eNodeB
EN-DC E-UTRA NR Dual Connectivity
EPS Evolved Packet System
E-UTRAN Evolved Universal Terrestrial Radio Access Network
EVS Enhanced Voice Services
FDD Frequency-Division Duplexing
GBR Guaranteed Bit Rate
GRUU Globally Routable User agent URI
GSM Global System for Mobile communications
GTT-IP Global Text Telephony over IP
ICS IMS Centralized Services
ICSI IMS Communication Service Identifier
IM IP Multimedia
IMPU IP Multimedia Public Identity
IMS IP Multimedia Subsystem
IMS-AKA IMS Authentication and Key Agreement
IMSI International Mobile Subscriber Identity
IP Internet Protocol
IPv4 Internet Protocol Version 4
IPv6 Internet Protocol Version 6
ISIM IM Services Identity Module
LTE Long Term Evolution
MGW Media Gateway
MMTel Multimedia Telephony
MO Managed Object
MRFP Media Resource Function Processor
MS Mobile Station

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Acronym Description
MS-ISDN Mobile Subscriber ISDN Number
MWI Message Waiting Indication
NGBR Non Guaranteed Bit Rate
PCC Policy and Charging Control
PCRF Policy and Charging Rules Function
P-CSCF Proxy - Call Session Control Function
PDN Packet Data Network
PS Packet Switched
QCI Quality of Service Class Indicator
RAT Radio Access Technology
RLC Radio Link Control
RoHC Robust Header Compression
RR Receiver Report
RTCP RTP Control Protocol
RTP Real Time Protocol
SCC AS Service Centralization and Continuity Application Server
SDES Source Description
SDP Session Description Protocol
SG Signalling Gateway
SigComp Signalling Compression
simservs MMTel supplementary services XML document
SIP Session Initiation Protocol
SMSoIP SMS over IP
SR Sender Report
SRB Signalling Radio Bearer
SR-VCC Single Radio Voice Call Continuity
TAS Telephony Application Server
TDD Time-Division Duplexing
TFO Tandem-Free Operation
TrFO Transcoder-Free Operation
TTY Teletype Writer
UDP User Datagram Protocol
UE User Equipment
UICC Universal Integrated Circuit Card
UM Unacknowledged Mode
URI Uniform Resource Identifier
USSD Unstructured Supplementary Service Data

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Acronym Description
USSI Unstructured Supplementary Service Data (USSD) using IP Multimedia (IM) Core
Network (CN) subsystem (IMS)
USSI AS USSI Application Server
VoIP Voice Over IP
XCAP XML Configuration Access Protocol
XML eXtensible Markup Language
UDUB User Determined User Busy

1.4.2 Terms
Term Description
3GPP PS A feature which when configured by the HPLMN and activated by the user
Data Off prevents transport via PDN connections in 3GPP access of all IP packets except
IP packets required by 3GPP PS Data Off Exempt Services, as defined in 3GPP
Release 14 TS 22.011 [1]. Data Off can be activated only when the UE roams or
regardless whether the UE roams or not, depending on UE implementation.
3GPP PS A set of operator services that are allowed even if the 3GPP PS Data Off feature
Data Off has been activated in the UE by the user, as defined in 3GPP Release 14 TS
Exempt 22.011 [1].
Services
3GPP PS Indicates state of usage of the 3GPP PS data off. 3GPP PS data off status at the
Data Off UE can be either "active" or "inactive", as defined in 3GPP Release 14 TS 24.229
status [15].
Region A part of a country, a country or a set of countries.

1.5 Document Cross-References


Ref Doc Number Title
[1] 3GPP TS 22.011 Service Accessibility
[2] 3GPP TS 23.003 Numbering, addressing and identification
[3] 3GPP TS 23.167 IP Multimedia Subsystem (IMS) emergency sessions
[4] 3GPP TS 23.203 Policy and charging control architecture
[5] 3GPP TS 23.216 Single Radio Voice Call Continuity (SRVCC); Stage 2
[6] 3GPP TS 23.221 Architectural requirements
[7] 3GPP TS 23.228 IP Multimedia Subsystem (IMS); Stage 2
[8] 3GPP TS 23.237 IP Multimedia Subsystem (IMS) Service Continuity; Stage 2
[9] 3GPP TS 23.272 Circuit Switched (CS) fallback in Evolved Packet System (EPS);
Stage 2
[10] 3GPP TS 23.401 General Packet Radio Service (GPRS) enhancements for
Evolved Universal Terrestrial Radio Access Network (E-
UTRAN) access
[11] 3GPP TS 24.008 Mobile radio interface layer 3 specification; Core Network
protocols; Stage 3

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Ref Doc Number Title


[12] 3GPP TS 24.109 Bootstrapping interface (Ub) and network application function
interface (Ua); Protocol details
[13] 3GPP TS 24.147 Conferencing using the IP Multimedia (IM) Core Network (CN)
subsystem; Stage 3
[14] 3GPP TS 24.173 IMS Multimedia telephony service and supplementary services;
Stage 3
[15] 3GPP TS 24.229 IP multimedia call control protocol based on Session Initiation
Protocol (SIP) and Session Description Protocol (SDP); Stage 3
[16] 3GPP TS 24.237 IP Multimedia Subsystem (IMS) Service Continuity; Stage 3
[17] 3GPP TS 24.301 Non-Access-Stratum (NAS) protocol for Evolved Packet System
(EPS); Stage 3
[18] 3GPP TS 24.305 Selective Disabling of 3GPP User Equipment Capabilities
(SDoUE) Management Object (MO)
[19] 3GPP TS 24.341 Support of SMS over IP networks; Stage 3
[20] 3GPP TS 24.604 Communication Diversion (CDIV) using IP Multimedia (IM)Core
Network (CN) subsystem; Protocol specification
[21] 3GPP TS 24.605 Conference (CONF) using IP Multimedia (IM) Core Network
(CN) subsystem; Protocol specification
[22] 3GPP TS 24.606 Message Waiting Indication (MWI )using IP Multimedia (IM)
Core Network (CN) subsystem; Protocol specification
[23] 3GPP TS 24.607 Originating Identification Presentation (OIP) and Originating
Identification Restriction (OIR) using IP Multimedia (IM) Core
Network (CN) subsystem; Protocol specification
[24] 3GPP TS 24.608 Terminating Identification Presentation (TIP) and Terminating
Identification Restriction (TIR) using IP Multimedia (IM) Core
Network (CN) subsystem; Protocol specification
[25] 3GPP TS 24.610 Communication HOLD (HOLD) using IP Multimedia (IM) Core
Network (CN) subsystem; Protocol specification
[26] 3GPP TS 24.611 Anonymous Communication Rejection (ACR) and
Communication Barring (CB) using IP Multimedia (IM) Core
Network (CN) subsystem; Protocol specification
[27] 3GPP TS 24.615 Communication Waiting (CW) using IP Multimedia (IM) Core
Network (CN) subsystem; Protocol Specification
[28] 3GPP TS 24.623 Extensible Markup Language (XML) Configuration Access
Protocol (XCAP) over the Ut interface for Manipulating
Supplementary Services
[29] 3GPP TS 26.071 Mandatory speech CODEC speech processing functions; AMR
speech Codec; General description
[30] 3GPP TS 26.073 ANSI C code for the Adaptive Multi Rate (AMR) speech codec
[31] 3GPP TS 26.090 Mandatory Speech Codec speech processing functions;
Adaptive Multi-Rate (AMR) speech codec; Transcoding
functions

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Ref Doc Number Title


[32] 3GPP TS 26.093 Mandatory speech codec speech processing functions Adaptive
Multi-Rate (AMR) speech codec; Source controlled rate
operation
[33] 3GPP TS 26.103 Speech codec list for GSM and UMTS
[34] 3GPP TS 26.104 ANSI-C code for the floating-point Adaptive Multi-Rate (AMR)
speech codec
[35] 3GPP TS 26.114 IP Multimedia Subsystem (IMS); Multimedia telephony; Media
handling and interaction
[36] 3GPP TS 26.131 Terminal acoustic characteristics for telephony; Requirements
[37] 3GPP TS 26.132 Speech and video telephony terminal acoustic test specification
[38] 3GPP TS 26.171 Speech codec speech processing functions; Adaptive Multi-
Rate - Wideband (AMR-WB) speech codec; General description
[39] 3GPP TS 26.173 ANSI-C code for the Adaptive Multi-Rate - Wideband (AMR-WB)
speech codec
[40] 3GPP TS 26.190 Speech codec speech processing functions; Adaptive Multi-
Rate - Wideband (AMR-WB) speech codec; Transcoding
functions
[41] 3GPP TS 26.193 Speech codec speech processing functions; Adaptive Multi-
Rate - Wideband (AMR-WB) speech codec; Source controlled
rate operation
[42] 3GPP TS 26.204 Speech codec speech processing functions; Adaptive Multi-
Rate - Wideband (AMR-WB) speech codec; ANSI-C code
[43] 3GPP TS 27.007 AT command set for User Equipment (UE)
[44] 3GPP TS 31.103 Characteristics of the IP Multimedia Services Identity Module
(ISIM) application
[45] 3GPP TS 33.203 3G security; Access security for IP-based services
[46] 3GPP TS 33.222 Generic Authentication Architecture (GAA); Access to network
application functions using Hypertext Transfer Protocol over
Transport Layer Security (HTTPS)
[47] 3GPP TS 36.101 Evolved Universal Terrestrial Radio Access (E-UTRA); User
Equipment (UE) radio transmission and reception
[48] 3GPP TS 36.104 Evolved Universal Terrestrial Radio Access (E-UTRA); Base
Station (BS) radio transmission and reception
[49] 3GPP TS 36.300 Evolved Universal Terrestrial Radio Access (E-UTRA) and
Evolved Universal Terrestrial Radio Access Network (E-
UTRAN); Overall description; Stage 2
[50] 3GPP TS 36.321 Evolved Universal Terrestrial Radio Access (E-UTRA); Medium
Access Control (MAC) protocol specification
[51] 3GPP TS 36.323 Evolved Universal Terrestrial Radio Access (E-UTRA); Packet
Data Convergence Protocol (PDCP) specification
[52] 3GPP TS 36.331 Evolved Universal Terrestrial Radio Access (E-UTRA);Radio
Resource Control (RRC); Protocol specification
[53] IETF RFC 768 User Datagram Protocol

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Ref Doc Number Title


[54] IETF RFC 3095 RObust Header Compression (ROHC): Framework and four
profiles: RTP, UDP, ESP, and uncompressed
[55] IETF RFC 3261 SIP: Session Initiation Protocol
[56] IETF RFC 3550 RTP: A Transport Protocol for Real-Time Applications
[57] IETF RFC 3551 RTP Profile for Audio and Video Conferences with Minimal
Control
[58] IETF RFC 3556 Session Description Protocol (SDP) Bandwidth Modifiers for
RTP Control Protocol (RTCP) Bandwidth
[59] IETF RFC 3680 A Session Initiation Protocol (SIP) Event Package for
Registrations
[60] IETF RFC 3842 A Message Summary and Message Waiting Indication Event
Package for the Session Initiation Protocol (SIP)
[61] IETF RFC 4575 A Session Initiation Protocol (SIP) Event Package for
Conference State
[62] IETF RFC 4815 RObust Header Compression (ROHC): Corrections and
Clarifications to RFC 3095
[63] IETF RFC 4867 RTP Payload Format and File Storage Format for the Adaptive
Multi-Rate (AMR) and Adaptive Multi-Rate Wideband (AMR-
WB) Audio Codecs
[64] IETF RFC 5939 Session Description Protocol (SDP) Capability Negotiation
[65] GSMA PRD IR.65 IMS Roaming and Interworking Guidelines
[66] GSMA PRD IR.67 DNS/ENUM Guidelines for Service Providers and GRX/IPX
Providers
[67] GSMA PRD IR.88 LTE Roaming Guidelines
[68] 3GPP TS 24.167 3GPP IMS Management Object (MO); Stage 3
[69] 3GPP TS 36.322 Evolved Universal Terrestrial Radio Access (E-UTRA); Radio
Link Control (RLC) protocol specification
[70] ITU-T Protocol for multimedia application text conversation
Recommendation
T.140
[71] 3GPP TS 24.628 Common Basic Communication procedures using IP Multimedia
(IM) Core Network (CN) subsystem; Protocol specification
[72] IETF RFC 4961 Symmetric RTP / RTP Control Protocol (RTCP)
[73] IETF RFC 4745 Common Policy: A Document Format for Expressing Privacy
Preferences
[74] IETF RFC 5009 Private Header (P-Header) Extension to the Session Initiation
Protocol
[75] IETF RFC 4825 The Extensible Markup Language (XML) Configuration Access
Protocol (XCAP)
[76] 3GPP TS 26.441 Codec for Enhanced Voice Services (EVS); General overview
[77] 3GPP TS 26.442 Codec for Enhanced Voice Services (EVS); ANSI C code (fixed-
point)

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Ref Doc Number Title


[78] 3GPP TS 26.443 Codec for Enhanced Voice Services (EVS); ANSI C code
(floating-point)
[79] 3GPP TS 26.445 Codec for Enhanced Voice Services (EVS); Detailed Algorithmic
Description
[80] 3GPP TS 26.446 Codec for Enhanced Voice Services (EVS); AMR-WB Backward
Compatible Functions
[81] 3GPP TS 26.447 Codec for Enhanced Voice Services (EVS); Error Concealment
of Lost Packets
[82] 3GPP TS 26.449 Codec for Enhanced Voice Services (EVS); Comfort Noise
Generation (CNG) Aspects
[83] 3GPP TS 26.450 Codec for Enhanced Voice Services (EVS); Discontinuous
Transmission (DTX)
[84] 3GPP TS 26.451 Codec for Enhanced Voice Services (EVS); Voice Activity
Detection (VAD)
[85] 3GPP TS 22.030 Man-Machine Interface (MMI) of the User Equipment (UE)
[86] ITEF RFC 3840 Indicating User Agent Capabilities in the Session Initiation
Protocol (SIP)
[87] 3GPP TS 24.629 Explicit Communication Transfer (ECT) using IP Multimedia (IM)
Core Network (CN) subsystem; Protocol specification
[88] 3GPP TS 24.166 3GPP IP Multimedia Subsystem (IMS) conferencing
Management Object (MO)
[89] IETF RFC 3262 Reliability of Provisional Responses in the Session Initiation
Protocol (SIP)
[90] 3GPP TS 24.417 Management Object (MO) for Originating Identification
Presentation (OIP) and Originating Identification Restriction
(OIR) using IP Multimedia (IM) Core Network (CN) subsystem
[91] 3GPP TS 24.424 Management Object (MO) for Extensible Markup Language
(XML) Configuration Access Protocol (XCAP) over the Ut
interface for Manipulating Supplementary Services
[92] GSMA PRD TS.32 Technical Adaptation of Devices through Late Customisation
[93] GSMA PRD Service Provider Device Configuration
RCC.14
[94] IETF RFC 4122 Universally Unique IDentifier (UUID) URN Namespace
[95] 3GPP TS 24.275 Unstructured Management Object (MO) for Basci
Communication Part (BCP) of IMS Multimedia Telephony
(MMTEL) communication service
[96] 3GPP TS 24.368 Non-Access Stratum (NAS) Configuration Management Object
(MO)
[97] 3GPP TS 23.090 Unstructured Supplementary Service Data (USSD); Stage 2
[98] 3GPP TS 24.390 Unstructured Supplementary Service Data (USSD) using IP
Multimedia (IM) Core Network (CN) subsystem IMS; Stage 3

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Ref Doc Number Title


[99] 3GPP TS 24.391 Unstructured Supplementary Service Data (USSD) using IP
Multimedia (IM) Core Network (CN) subsystem (IMS)
Management Object (MO)
[100] OMA-ERELD-DM- Enabler Release Definition for OMA Device Management,
V1_2 Version 1.2
[101] 3GPP TS 37.340 Evolved Universal Terrestrial Radio Access (E-UTRA) and NR;
Multi-connectivity
[102] 3GPP TS 38.331 NR;Radio Resource Control (RRC); Protocol Specification

2 IMS Feature Set

2.1 General
The IMS profile part lists the mandatory capabilities, that are required over the Gm and Ut
reference points.

2.2 Support of generic IMS functions

2.2.1 SIP Registration Procedures


The UE and the IMS core network must follow the Session Initiated Protocol (SIP)
registration procedures defined in 3GPP TS 24.229 [15]. In addition, when the conditions for
performing IMS registration in bullets 2, 3, 4, 5 and 6 in section L.3.1.2 of 3GPP TS 24.229
[15] evaluate to true, then the UE must register with the IMS. Selective Disabling of 3GPP
User Equipment Capabilities as defined in 3GPP TS 24.305 [18] is not mandated in this
profile, therefore in the case where 3GPP TS 24.305 [18] Managed Object (MO) is not
deployed, it is assumed that IMS is enabled in the terminal and the IMS parameter is set to
the value “enabled” as specified in Annex C.3.

Note 1: UE registering with IMS in other situations is possible.

The home operator can configure the UE with Media_type_restriction_policy for non-roaming
and for roaming case, SMSoIP_usage_policy and RegRetryBaseTime and
RegRetryMaxTime parameters as specified in Annex C.3.

The UE must include IMS Communication Service Identifier (ICSI) value used to indicate the
IMS Multimedia Telephony service, that being urn: urn-7:3gpp-service.ims.icsi.mmtel per
3GPP TS 24.173 [14], using procedures as defined in section 5.1.1.2.1 of 3GPP TS 24.229
[15]. The UE must also include the feature tag used to indicate SMS over IP service (see
section 2.5 and A.7), that being +g.3gpp.smsip as defined in section 5.3.2.2 of 3GPP TS
24.341 [19]. If the UE is a Session Continuity UE (SC-UE) (e.g. due to support of SR-VCC
as described in Annex A.3), then the UE must include the g.3gpp.accesstype media feature
tag as specified in section 6.2.2 of Release 11 version of 3GPP TS 24.237 [16].

The UE must include the audio media feature tag, as defined in IETF RFC 3840 [86], in the
Contact header field of the SIP REGISTER request, using procedures of 3GPP TS 24.229
[15].

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The UE and the IMS core network must support network-initiated de-registration as defined
in 3GPP TS 24.229 [15].

The UE must subscribe to the registration event package as defined in section 5.1.1.3 of
3GPP TS 24.229 [15].

The UE must include an IMEI URN (see 3GPP TS 23.003 [2] section 13.8) in the
"+sip.instance" header field parameter (Instance ID) of the contact address.

As stated in Release 14 of 3GPP TS 24.229 [15], the UE must include a user part in the URI
of the contact address such that the user part is globally unique and does not reveal any
private information.

Note 2: To generate this user part, the UE can use a time-based UUID (Universal
Unique Identifier) generated as per subclause 4.2 of IETF RFC 4122 [94].

All IMS public user identities provided in the implicit registration set used for VoLTE by the
IMS core network must be alias user identities and must include a tel URI (Uniform
Resource Identifier). The following public user identity must be assigned to the implicit
registration set used for VoLTE and it must be used by the UE when registering for VoLTE:

a) When ISIM is used, the public user identity in the first (or only) record in the
Elementary File in the ISIM (see 3GPP TS 31.103 [44] section 4.2.4); or
b) The temporary public user identity derived from the IMSI (3GPP TS 24.229 [15]).

No other implicit registration set must be used for VoLTE.

Note 3: According to 3GPP TS 23.228 [7], a public user identity is an alias of


another public user identity if both identities belong to the same implicit
registration set, are linked to the same service profile and have the same
service data configured for each and every service.

The UE must set the URI of the From header field of the REGISTER request for user-
initiated reregistration or for user-initiated deregistration to the public user identity which was
used in the URI of the From header field of the REGISTER request that created the binding
being refreshed or being removed. The UE must set the URI of the To header field of the
REGISTER request for user-initiated reregistration and for user-initiated deregistration to the
public user identity that was used in the URI of the To header field of the REGISTER request
that created the binding being refreshed or being removed.

Note 4: The "tag" header field parameter can differ in the From header field and in
the To header field for the different REGISTER requests

For backwards compatibility the network must support all formats of URIs compliant with
3GPP TS 24.229 [15].

The UE must perform a re-registration prior to the expiry time of the existing registration as
described in section 5.1.1.4.1 of 3GPP TS 24.229 [15].

If the UE receives a SIP 305 (Use Proxy) response to a re-registration, then the UE must
acquire a P-CSCF different from the currently used P-CSCF and initiate a new initial
registration as described in section 5.1.1.4.1 of 3GPP TS 24.229 [15]. If the UE receives a

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SIP 503 (Service Unavailable) response without a Retry-After header field, the SIP 503
(Service Unavailable) response must be treated as a SIP 500 (Server Internal Error)
response (as stated in IETF RFC 3261 [55]) and the UE must initiate a new initial registration
as described in section 5.1.1.4.1 of 3GPP TS 24.229 [15]. For the new initial registration, the
UE must select a different P-CSCF from the P-CSCF list received from last PCO if not all of
them have been attempted, otherwise the UE must re-establish a new PDN connection to
the IMS well-known APN and get a new list of P-CSCFs (as stated in section 4.4) and
choose from one of these P-CSCFs, as specified in section 5.1.1.4.1 of 3GPP TS 24.229
[15].

If the UE receives a SIP 503 (Service Unavailable) response or any other SIP 4xx, 5xx or
6xx response with Retry-After header as a response to an initial SIP REGISTER request,
then the UE must re-attempt an initial registration via the same P-CSCF after the amount of
time indicated in the Retry-After header field has expired or must immediately re-attempt an
initial registration (as described above) when another P-CSCF is used.

Note 5: The above condition assumes that the UE has IP connectivity when the UE
re-attempts an initial registration.

2.2.2 Authentication
The UE and the IMS core network must follow the procedures defined in 3GPP TS 24.229
[15] and 3GPP TS 33.203 [45] for authentication with IMS Authentication and Key
Agreement (IMS-AKA), Sec-Agree and IPsec. Support of integrity protection is mandatory for
both UE and network. Support of confidentiality protection is optional in the network,
considering that lower layer security is available.

The IMS core network must support the procedures for IM Services Identity Module (ISIM)
based authentication. Support for ISIM based authentication in the UE is mandatory.

The UE and IMS core network must support the procedures for USIM based authentication if
there is no ISIM present on the Universal Integrated Circuit Card (UICC) as defined in Annex
E.3.1 of 3GPP TS 23.228 [7] and Annex C.2 of 3GPP TS 24.229 [15]. This includes support
for the P-Associated-URI header to handle barred IMS Public User Identities (IMPUs).

The UE and the IMS core network must support the procedures for authentication at the Ut
reference point as specified in 3GPP TS 24.623 [28]. If the UE supports the Generic
Authentication Architecture procedures specified in 3GPP TS 24.623 [28], 3GPP TS 33.222
[46] and 3GPP TS 24.109 [12], then the UE must construct the Bootstrapping Server
Function (BSF) address as defined in section 16.2 of 3GPP TS 23.003 [2].

Note 1: It is recommended that the UE supports the Generic Authentication


Architecture procedures specified in 3GPP TS 24.623 [28], 3GPP TS 33.222
[46] and 3GPP TS 24.109 [12].

The UE must support receiving an HTTP 2xx response to the HTTP request without being
challenged by an HTTP 401 (Unauthorized) response.

Note 2: The above authentication scenario is possible only if the APN used for
XCAP traffic (see section 4.3.1) is routed to the home network. The home

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network is able to authenticate the UE without challenging the UE for Ut


authentication.

2.2.3 Addressing

2.2.3.1 Public User Identities


The UE and IMS core network must support Public User Identities as defined in section 13.4
of 3GPP TS 23.003, which includes all of the following types of addresses:

 Alphanumeric SIP-URIs

 Example: sip:[email protected]

 MSISDN represented as a SIP URI:

 Example: sip:[email protected];user=phone

 MSISDN represented as a tel URI:

 Example: tel:+447700900123

Note: Further requirements for support of Public User Identities in the network are
specified in IR.65 [65].

2.2.3.2 Local numbers


The UE and IMS core network must support local numbers as defined in Alternative 2 in
Sections 5.1.2A.1.3 and 5.1.2A.1.5 in 3GPP TS 24.229 [15]. That is, the UE must set the
dial string containing the local number to the user part of SIP URI in the Request URI, and
set the "user=phone" parameter, with the “phone-context” tel URI parameter to the user part.

The UE and network must support home-local numbers and geo-local numbers. The UE
must set the “phone-context” parameter as defined in sections 5.1.2A.1.5 and 7.2A.10 in
3GPP TS 24.229 [15]:

 for home local numbers the UE must set the “phone-context” parameter to the home
domain name, as it is used to address the SIP REGISTER request.

Example of phone-context for home-local number: if the home network domain used
in SIP REGISTER R-URI is “ims.mnc026.mcc567.3gppnetwork.org” then the “phone
context” parameter is set to the same string.

 for geo-local numbers the UE must set the “phone-context” parameter with additional
visited network information when available.

Example of phone-context for geo-local number: if the visited network has MCC =
234, MNC = 15, and the home network has MCC = 567, MNC = 26, the “phone
context” parameter is set to the string
“234.15.eps.ims.mnc026.mcc567.3gppnetwork.org”

Note 1: The UE on E-UTRAN knows the access information and hence the “phone-
context” can be set accordingly.

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If the local number type is not explicitly indicated by the user in outgoing voice calls to either
geo-local or home-local numbers, then the UE must use the Policy_on_local_numbers
parameter as specified in Annex C.3 to determine the local number type. For outgoing SMS
messages to local numbers, the UE must use home-local numbers.

Note 2: SMS does not currently specify how to route messages to a VPLMN for
onward routing to a destination, therefore, outgoing SMS messages cannot
be destined to geo-local numbers.

2.2.3.3 Other addressing related SIP header fields


The UE and IMS core network must support the P-Called-Party-ID header field; the network
must use this header field as defined in 3GPP TS 24.229 [15].

The support of Globally Routable User agent URIs (GRUUs) by UE or network is not
required.

2.2.4 Call Establishment and Termination


The UE and the IMS core network must follow 3GPP TS 24.229 [15] for establishment and
termination of a call.

The UE and the IMS core network must support reliable provisional responses as defined in
IETF RFC 3262 [89]. The UE must support reliable SIP 18x policy and procedures as
specified in section 5.1.4.1 of 3GPP Release 14 TS 24.229 [15].

The home operator can configure the UE with Timer_T1, Timer_T2 and Timer_T4 parameter
as specified in Annex C.3.

The UE must be able to accept a SIP INVITE request without a Session Description Protocol
(SDP) offer and the UE must include a SDP offer with audio media in the first non-failure
reliable response to a SIP INVITE request without SDP offer.

Note 1: Other media can be included in the SDP offer in the first non-failure reliable
response.

The UE must include the audio media feature tag, as defined in IETF RFC 3840 [86], in the
Contact header field of the SIP INVITE request, and in the Contact header field of the SIP
response to the SIP INVITE request, as specified in 3GPP TS 24.229 [15].

The UE must indicate in the SDP of the initial INVITE that the audio media is send-receive
i.e. either by including the direction attribute “a=sendrecv” or by omitting the direction
attributes. If the UE receives an initial INVITE that contains “a=sendrecv” or no direction
attribute in the SDP offer, the UE must indicate “a=sendrecv” or no direction attribute in the
SDP answer, regardless of the use of SIP preconditions framework or of the resource
reservation status.

Note 2: Previous versions of 3GPP TS 24.229 [15] mandated the use of the SDP
inactive attribute. 3GPP Release 12 TS 24.229 [15] does not prohibit
specific services from using direction attributes to implement their service-
specific behaviours.

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For the purpose of indicating an IMS communication service to the network, the UE must
use an ICSI value in accordance with 3GPP TS 24.229 [15]. The ICSI value used must
indicate the IMS Multimedia Telephony service, which is urn:urn-7:3gpp-
service.ims.icsi.mmtel, as specified in 3GPP TS 24.173 [14].

The usage of preconditions is discussed in Section 2.4.

If the user rejects an incoming call by invoking User Determined User Busy (UDUB) as
described in 3GPP TS 22.030 [85], then the UE must send a SIP 486 (Busy here) response
to the network.

Note 3: The appropriate SIP response to reject a call on all devices for a multiple-
device scenario and operator and vendor specific services are out-of-scope
of this document.

2.2.5 Forking
Forking in the network is outside the scope of the present document. However, for inter-
operability and forward-compatibility reasons, the UE must be ready to receive responses
generated due to a forked request and behave according to the procedures specified in IETF
RFC 3261 [55], section 4.2.7.3 of 3GPP TS 23.228 [7], 3GPP TS 24.229 [15] and section
4.7.2.1 of 3GPP Release 13 TS 24.628 [71]. Furthermore, the UE should be able to maintain
at least forty (40) parallel early dialogs until receiving the final response on one of them and
the UE must support receiving media on one of these early dialogs. If the originating UE
needs to release an early dialog, the UE must send a BYE request within the early dialog to
be released, in accordance with section 15 in IETF RFC 3261 [55], e.g. when the UE
receives the first response that would create an early dialog it cannot maintain, the UE sends
a BYE request on that early dialog without saving dialog data.

Note 1: An early dialog that is maintained is one where a SIP 18x response has
been received and the early dialogue has not been terminated (e.g. by
receipt of a SIP 199 response) prior to receiving a SIP 2xx response.

Note 2: Multiple early dialogs can occur as a result of forking or for other reasons
such as announcements or services.

The IMS core network can support sending and the UE must support receiving a SIP
CANCEL request including a Reason header field with values of:

 SIP; cause=200; text="Call completed elsewhere"


 SIP; cause=603; text="Declined"
 SIP; cause=600; text=” Busy Everywhere”

for forked calls as defined in 3GPP Release 12 TS 24.229 [15].

2.2.6 The use of Signalling Compression


The UE must not use SIGCOMP when the initial IMS registration is performed in E-UTRAN
access as specified in Release 10 3GPP TS 24.229 [15].

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Note: Although this version of the profile focuses on E-UTRAN, if the initial IMS
registration occurs in other IP Connectivity Accesses then SIGCOMP can be
used by the UE.

2.2.7 Early media and announcements


The UE must behave as specified in section 4.7.2.1 of 3GPP Release 13 TS 24.628 [71].

In addition, the UE must support the P-Early-Media header field as defined in IETF RFC
5009 [74], and must include a P-Early-Media header field with the “supported” parameter to
initial INVITE requests it originates as specified in section 5.1.3.1 of 3GPP TS 24.229 [15].

The UE must also maintain an early media authorization state per dialog as described in
IETF RFC 5009 [74].

As stated in 3GPP TS 24.628 [71], the UE must render locally generated communication
progress information, if:

 an early dialog exists where a SIP 18x response to the SIP INVITE request other than
183 (Session Progress) response was received;
 no early dialog exists where the last received P-Early-Media header field as
described in IETF RFC 5009 [12] contained "sendrecv" or "sendonly"; and
 in-band information is not received from the network.

2.2.8 SIP Session Timer


The UE must support and use IETF RFC 4028 [86] as follows:

 for an initial SIP INVITE request, the UE must include a Supported header with the
option tag “timer” and must either insert Session-Expires header field with the delta-
seconds portion set to 1800, or must not include the Session-Expires header field in
the initial SIP INVITE request;
 if the UE receives a SIP 422 response to an INVITE request, the UE must follow the
procedures of section 7.4 in IETF RFC 4028 [86];
 it is recommended that the UE does not include the "refresher" parameter in the
Session-Expires header field of the SIP INVITE request. If the UE includes the
"refresher" parameter in the Session-Expires header field of the SIP INVITE request,
the UE must set the "refresher" parameter to “uac”;
 if a received SIP INVITE request indicates support of the "timer" option tag, and does
not contain the Session-Expires header field, the UE must include a Session-Expires
header field with the delta-seconds portion set to the greater of 1800 or the value
contained in the Min-SE header (if present in the received INVITE) and the
"refresher" parameter with the value "uac" in SIP 2xx response to the SIP INVITE
request; and
 if a received SIP INVITE request indicates support of the "timer" option tag, and
contains the Session-Expires header field without "refresher" parameter, the UE must
include the "refresher" parameter with the value "uac" in the Session-Expires header
field of the SIP 2xx response to the SIP INVITE request, and must set the delta-
seconds portion of the Session-Expires header field of the SIP 2xx response to the
SIP INVITE request to the value indicated in the delta-seconds portion of the
Session-Expires header field of the SIP INVITE request.

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Note: The network can choose to influence the session timer negotiation by
modifying any of the related header fields or header field parameters within
the constraints of IETF RFC 4028 [86].

2.3 Supplementary Services

2.3.1 Supplementary Services Overview


Supplementary services must be supported as defined as part of 3GPP MMTel TS 24.173
[14], with the constraints described in this section.

The UE and the Telephony Application Server (TAS) must support the supplementary
services listed in Table 2.1. The provisioning of these supplementary services for a
subscriber is optional and is an operator decision.

Note 1: Support of other supplementary services is out of scope of this document.

Supplementary Service
Originating Identification Presentation 3GPP TS 24.607 [23]
Terminating Identification Presentation 3GPP TS 24.608 [24]
Originating Identification Restriction 3GPP TS 24.607 [23] (Note 2)
Terminating Identification Restriction 3GPP TS 24.608 [24] (Note 2)
Communication Forwarding Unconditional 3GPP TS 24.604 [20] (Note 2)
Communication Forwarding on not Logged in 3GPP TS 24.604 [20] (Note 2)
Communication Forwarding on Busy 3GPP TS 24.604 [20] (Note 2)
Communication Forwarding on not Reachable 3GPP TS 24.604 [20] (Note 2)
Communication Forwarding on No Reply 3GPP TS 24.604 [20] (Note 2)
Barring of All Incoming Calls 3GPP TS 24.611 [26] (Note 2)
Barring of All Outgoing Calls 3GPP TS 24.611 [26] (Note 2)
Barring of Outgoing International Calls 3GPP TS 24.611 [26] (Note 3)
Barring of Outgoing International Calls – ex Home Country 3GPP TS 24.611 [26] (Note 3)
Barring of Outgoing International Calls - When Roaming 3GPP TS 24.611 [26] (Note 3)
Barring of Incoming Calls - When Roaming 3GPP TS 24.611 [26] (Note 2)
Communication Hold 3GPP TS 24.610 [25]
Message Waiting Indication 3GPP TS 24.606 [22] (Note 2)
Communication Waiting 3GPP TS 24.615 [27] (Note 2)
Ad-Hoc Multi Party Conference 3GPP TS 24.605 [21] (Note 2)
Explicit Communication Transfer - Consultative 3GPP TS 24.629 [87] (Note 2)

Table 2.1 Supplementary services

Note 2: Recommended options are described in sections 2.3.3 – 2.3.12.

Note 3: Barring of International Calls is a 3GPP Release 9 feature.

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2.3.2 Supplementary Service Configuration


For supplementary service configuration, the UE and IMS core network must support XCAP
at the Ut reference point as defined in 3GPP TS 24.623 [28].

The home operator can configure the UE with the “XCAP Root URI” parameter as specified
in Annex C.3 with an XCAP root URI as specified in 3GPP TS 24.623 [28]. If the UE has not
been configured with an XCAP root URI, then the UE must construct an XCAP root URI as
defined in section 13.9 of 3GPP TS 23.003 [2].

As XCAP User Identity (XUI) the UE must use the default public user identity received in
P-Associated-URI header in the SIP 200 (OK) response for REGISTER.

When not registered with IMS, the UE must use the default public user identity received
during the last successful registration as in Section 2.2.1 in this document.

If the UE receives an HTTP 404 (Not Found) response when attempting to access the entire
simservs XML document (i.e. a node selector is not included in the Request-URI of the
XCAP request), or the UE does not have a stored default public user identity, then:

 if the UE has an ISIM, then the UE must use the public user identity in the first (or
only) record in the EFIMPU Elementary File in the ISIM (see section 4.2.4 of 3GPP
TS 31.103 [44]) as XUI in further XCAP requests sent until the next successful IMS
registration.
 if the UE has a USIM but not an ISIM, then the UE must use the temporary public
user identity derived from the IMSI (see section 13.4B of 3GPP TS 23.003 [2]) as XUI
in further XCAP requests sent until the next successful IMS registration.

Note 1: If the UE attempts to access a fragment of the simservs XML document (i.e.
a node selector is included in the Request-URI of the XCAP request), and
the UE receives a HTTP 404 (Not Found) response, the UE is allowed to
continue attempting to access the simservs XML document. If the UE
continues to receive a HTTP 404 (Not Found) response when attempting to
access a fragment of the simservs XML document, the UE can attempt to
access the entire simservs XML document to determine if the XUI is valid.

Note 2: If the XUI is derived from the IMPU stored on the ISIM or derived from the
temporary IMPU, then the UE does not share such XUI with another UE in
order to prevent the revealing of a potentially barred IMPU.

The UE must configure settings of one supplementary service only per XCAP request. If the
supplementary service to be configured contains a <ruleset> element with multiple <rule>
elements as defined in IETF RFC 4745 [73] (e.g. as for Communication Diversion (CDIV),
Communication Barring (CB)), then the UE must modify at most one <rule> element of the
supplementary service per XCAP request.

The UE must perform HTTP PUT and HTTP DELETE as conditional operations using the If-
Match header field as defined in section 7.11 of IETF RFC 4825 [75].

When modifying a supplementary service, if there is an existing matching <rule> element,


the UE must modify the child elements of the existing <rule> element. Otherwise, if no

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matching <rule> element is found, the UE must consider that the supplementary service is
not provisioned for the user and must not insert a new <rule> element with a rule ID different
from any existing rule ID in the XML document.

Note 3: For each supplementary service that is provisioned for the user, the home
operator needs to provide the matching <rule> element in the initial XML
document.

When deactivating a <rule> element for a supplementary service, and if there is a matching
<rule> element without <rule-deactivated> condition, the UE must insert the <rule-
deactivated> condition in the <conditions> element of the <rule> element.

A <rule> element matches a supplementary service if:

1. the supplementary service requires a <conditions> element, and the conditions (with
exception of the <rule-deactivated> condition) included in the <conditions> element of
the <rule> element are the same as the conditions of the <conditions> element required
by the supplementary service; or
2. the supplementary service does not require a <conditions> element and the <rule>
element:

 does not contain a <conditions> element;


 contains an empty <conditions> element; or
 contains a <conditions> element containing solely the <rule-deactivated>
condition.

The UE must not remove a <rule> element of a supplementary service profiled in this
document.

2.3.3 Ad-Hoc Multi Party Conference


The UE and the IMS core network must support the procedures defined in 3GPP TS 24.605
[21] and clause 5.3.1.3.2 of 3GPP Release 10 TS 24.147 [13], with the clarifications defined
in this sub section.

Note 1: As per section 4.2 of 3GPP TS 24.605 [21], the invocation and operation for
conferencing is described in 3GPP TS 24.147 [13].

For conference creation, the UE and the IMS core network must support Three Way Session
creation as described in section 5.3.1.3.3 of 3GPP TS 24.147 [13]. The UE must apply
option 2b) when inviting the remote user to the conference. If the UE has not been
configured with Conf_Factory_URI parameter as specified in Annex C.3, then the UE must
construct the “Default Conference Factory URI for MMTel” as specified in clause 13.10 of
3GPP Release 12 TS 23.003 [2].

When inviting other users to a conference, the UE and the IMS core network must support
the procedure described in section 5.3.1.5.3 of 3GPP TS 24.147 [13]. The UE must send the
SIP REFER method by using the existing dialog for a conference session between the UE
and the IMS core network (conference server). The UE must add the Replaces header to the
Refer-to header field in the SIP REFER request, as described in section 5.3.1.5.3 of 3GPP
TS 24.147 [13].

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Note 2: In Three-Way session creation procedures, the UE has an existing session


with the SIP REFER target.

The UE can and the IMS core network must support the procedures in 3GPP TS 24.605 [21]
for subscription to conference state events. The SIP SUBSCRIBE to conference state events
must be sent outside the SIP INVITE dialog between the UE and the conference server. If
the SUBSCRIBE request outside the existing INVITE dialog is rejected by a SIP 403
(Forbidden) response, the UE must send a SUBSCRIBE request in the existing INVITE
dialog, as specified in clause 5.3.1.2 of 3GPP Release 12 TS 24.147 [13]. The UE is
recommended to send the SUBSCRIBE request in the INVITE dialog until the next initial IMS
registration.

To ensure compatibility with UEs compliant with older versions of this specification the IMS
core network must support SUBSCRIBE requests received within an INVITE dialog. The IMS
core network can support all, or a subset of the elements and attributes specified in IETF
RFC 4575 [61]. As a minimum, the IMS core network must support the following elements
and attributes:

 Conference-info: entity
 Maximum-user-count
 Users
 User: entity
 Display-text
 Endpoint: entity
 Status (supported values: connected, disconnected, on-hold)

If the Display-text is not available for a conference participant, the IMS core network should
provide the same value for the <User: Entity> and <Display-Text> fields.

Note 3: This behaviour will enable all participants of the conference to be uniquely
distinguished from each other.

The UE and the IMS core network must support audio media for the conference session.

Note 4: Support of other media types is out of scope of the document.

Floor control for conferencing as described in section 8 of 3GPP TS 24.147 [13] is not
required.

Consent procedures for list server distribution as described in section 5.3.1.7 of 3GPP TS
24.147 [13] are not required.

The conference server should send notification for Conference Event Package within 5
seconds.

2.3.4 Communication Waiting


The UE and the IMS core network must support the terminal based service, as described in
3GPP TS 24.615 [27]. The network-based service is not required. The Communication
Waiting (CW) indication as defined in section 4.4.1 of 3GPP TS 24.615 [27] is not required.
The UE is required to support Alert-Info, with values as specified in 3GPP TS 24.615

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[27].The UE must provide the ability for the user to activate, deactivate and interrogate the
terminal based service without using UE-to-network signalling (e.g. XCAP/Ut).

2.3.5 Message Waiting Indication


The UE must and the IMS core network can support the Message Waiting Indication (MWI)
event package, as defined in 3GPP TS 24.606 [22] and IETF RFC 3842 [60].

2.3.6 Originating Identification Restriction


The UE and the IMS core network must support the SIP procedures in 3GPP TS 24.607
[23]. Service configuration as described in Section 4.10 of 3GPP TS 24.607 [23], is not
required.

2.3.7 Terminating Identification Restriction


The UE and the IMS core network must support the SIP procedures in 3GPP TS 24.608
[24]. Service configuration, as described in section 4.9 of 3GPP TS 24.608 [24], is not
required.

2.3.8 Communication Diversion


The UE and the IMS core network must support the SIP procedures described in 3GPP TS
24.604 [20] for Communication Diversion (CDIV). For CDIV service activation, deactivation,
and interrogation (XCAP operations), the UE and the IMS core network must support the
XML rules for Call Forwarding Unconditional and the conditions, actions and elements listed
in Table 2.2. However, the operator decides which rules are included in the XML document,
e.g. depending on the subscription. The UE must handle a missing rule as defined in section
2.3.2.

The UE and the IMS core network must support the XML rules as described in section 4.9.1
of 3GPP TS 24.604 [20]. The UE must support the History-Info header for identification of
diverting parties at the terminating side and for identification of diverted-to parties at the
originating side. At the terminating side, a History-Info entry must be used for the
identification of the diverting party and that the call has been diverted only if another History-
Info entry exists that has assigned the next index in sequence and includes a cause value in
a cause-param SIP URI parameter as described in section 4.5.2.6.2 of 3GPP TS 24.604
[20]. At the originating side only History-Info entries including a cause value must be used for
presentation of the diverted-to party.

Note 1: The UE can deduce that the received call is a diverted call based on the
cause-param values.

Note 2: Support of subscription options and other conditions and actions are out of
scope of the document.

Type Parameter
Rule containing Busy
condition
Rule containing media (supported media types: audio, audio AND
condition video)

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Type Parameter
Rule containing no-answer
condition
Rule containing not-registered
condition
Rule containing not-reachable (Note 3)
condition
Rule containing rule-deactivated
condition
Action Target
Element NoReplyTimer

Table 2.2 Supported conditions, actions and elements in CDIV

Note 3: In contrast to the CS domain, IMS networks distinguish between


Communication Forwarding on Not Logged-in (CFNL) (CDIV using a rule
with the condition not-registered) and Forwarding on Not Reachable
(CFNRc) (CDIV using a rule with the condition not-reachable). An operator
may choose to not apply CFNL and would therefore not include the rule
containing the condition not-registered in the XML document.

If both CFNL and CFNRc are included in the XML document by the operator, then the UE
must activate both CFNRc and CFNL to the same target, in order to create compatible user
experience with the CS domain.

In addition to the requirements in section 2.3.2, when configuring settings for the
Communication Diversion supplementary service the UE must configure only one of the
following in an XCAP request:

 Communication diversion supplementary service activation, no-reply-timer or both.

 If the <cp:ruleset> element is present, and a <NoReplyTimer> element is to be


created, the UE must include the <cp:ruleset> element in the HTTP PUT request.

 For the communication diversion services supported in this PRD, elements of one
<rule> element for communication diversion supplementary service only.

Note 4: It is not possible to create a no-reply timer without including the rule set in a
document where a rule set already exists since this would create an invalid
XML document according to IETF RFC 4825 [75].

If:

 a <rule> element matching a CDIV service exists in the XML document; and
 the <target> child element contains empty string;

then the UE must consider that the CDIV service is not registered for the user otherwise the
UE must consider that the CDIV service is registered for the user.

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2.3.9 Communication Barring


The UE must support the procedures in 3GPP TS 24.611 [26] with the Release 14 additions
to section 4.5.0 and sections 5.3.1.2 and 5.3.1.3 in 3GPP Release 14 TS 24.623 [28]. The
IMS core network must support the SIP procedures in 3GPP TS 24.611 [26] and can support
the procedures in section 5.3.2.5 in 3GPP Release 14 TS 24.623 [28]. For service activation,
deactivation, and interrogation (XCAP operations), the UE and the IMS core network must
support the XML rules for Barring of All Incoming Calls, Barring of All Outgoing Calls and the
conditions listed in Table 2.3. The UE and the IMS core network must support the XML rules
as described in section 4.9.1.3 of 3GPP TS 24.611 [26].

Note: Support of other conditions is out of scope of the document.

Condition
Roaming
International
International-exHC
rule-deactivated

Table 2.3 Supported conditions in CB

In addition to the requirements in section 2.3.2, when configuring settings for the
Communication Barring supplementary service the UE must modify only one of the following
in an XCAP request:

 Incoming communication barring supplementary service activation


 Outgoing communication barring supplementary service activation
 For the communication barring services supported in this PRD, elements of one
<rule> element for communication barring supplementary service only.

2.3.10 Communication Hold


The UE invoking the HOLD service must not send any media to the other party.

2.3.11 Explicit Communication Transfer - Consultative


The UE must and IMS core network can support the procedures for the consultative transfer
defined in 3GPP Release 12 TS 24.629 [87], with the clarifications defined in this sub
section.

The UE as a Transferee must support the procedures with 3rd Party Call Control (3PCC) as
defined in 3GPP Release 11 TS 24.628 [71]. The UE procedure without 3PCC is not
required.

The UE and IMS core network must support audio media for the transferred session.

2.3.12 Originating Identification Presentation


The UE and IMS core network must support the SIP procedures in 3GPP Release 13 TS
24.607 [23].

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The UE must support the presentation of the originating user identity both from the identity
within the P-Asserted-Identity header field and the identity within the From header field.

The UE must support the operator's originating party identity determination policy as defined
in clause 4.5.2.12 of Release 14 TS 24.607 [23] also the UE must support being configured
according to the "FromPreferred" parameter as specified in Annex C.3.

Note: As, by default, the identity in the From header field may not be network
asserted, it is the responsibility of the network to ensure that the From
header field contains a reliable identity of the originating user when it is sent
to the UE.

2.4 Call Set-up Considerations

2.4.1 SIP Precondition Considerations


Unless preconfigured otherwise by the home operator with the Precondition_disabling_policy
parameter as specified in Annex C.3, the UE must use the SIP preconditions framework, as
specified in 3GPP Release 13 TS 24.229 [15].

If preconditions are used, and the originating UE receives the selected codec in the SDP of a
SIP 18x response, then the UE must include only the same codec with its selected
configuration parameters in the SDP of the SIP UPDATE request, used for precondition
status update.

The network may disable the use of preconditions in the network; the means by which this
takes place is outside the scope of this document.

The terminating UE implementation must not rely on the use of preconditions by the
originating UE.

Upon receiving an INVITE request, when preconditions are not used by the originating UE or
preconditions are disabled by the network, and the local resources required at the
terminating UE are not available, the terminating UE, according to 3GPP Release 13 TS
24.229 [15], must:

 send a SIP 183 (Session Progress) response containing SDP. If the received INVITE
request includes a Supported header field with the value "100rel", this 183 (Session
Progress) response must be sent reliably;
 not use the precondition mechanism;
 not alert the user until resources are reserved successfully on the terminating side;
and
 not send a SIP 180 (Ringing) response until resources are reserved successfully on
the terminating side.

2.4.2 Integration of resource management and SIP

2.4.2.1 Loss of PDN connectivity


If the Packet Data Network (PDN) connectivity between a UE and the network is lost, the
network must terminate all ongoing SIP sessions related to this UE, according to the

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procedures in section 5.2.8 of 3GPP TS 24.229 [15] (e.g. when the P-CSCF receives an
abort session request from the Policy and Charging Rules Function (PCRF)).

If the UE discovers (for example during a TAU procedure) that PDN connectivity had been
lost, then the UE must attempt to re-establish the PDN connection. This will trigger the
network to initiate a new SIP signalling bearer in conjunction with the PDN connection
establishment.

Note: The PDN connectivity may also be lost if the UE moves to GERAN/UTRAN,
see also GSMA PRD IR.88 [67]. It may not be possible to re-establish the
PDN connectivity in GERAN/UTRAN in such deployments.

When the UE regains PDN and IP connectivity, if the IP address has changed or the IMS
registration expired during the period of absence of IP connectivity then the UE must perform
a new initial registration to IMS.

2.4.2.2 Void

2.4.2.3 Loss of media bearer and Radio Connection


If a Guaranteed Bit Rate (GBR) bearer used for voice fails to get established, or is lost mid-
session, then the network must terminate the session associated to the voice stream
according to the procedures in section 5.2.8 of 3GPP TS 24.229 [15] (P-CSCF must be
informed about loss of bearer by the PCRF).

Note 1: The loss of the GBR bearer may be due to loss of radio connection indicated
by an S1 release with cause “Radio Connection With UE Lost” and then
followed by the MME Initiated Dedicated Bearer Deactivation procedure for
the GBR bearer used for voice. Or, the GBR bearer may be lost or not
established, due to the current resource and radio situation. However,
termination of the SIP session due to loss of the voice GBR bearer is the
only way for the system to stop the IMS level charging (quickly) when the UE
loses radio connection.

Note 2: If other media types are used, and a GBR bearer used for another media
type fails to get established, or is lost mid-session, then the network, based
on its policies, has the option to either allow the SIP session to continue as
is, or terminate the SIP session that the GBR bearer is associated with (the
network can handle loss of video in a video call in such a way that the
session continues as voice-only).

If a SIP session includes media streams, and if a dedicated bearer for any media stream
fails to get established, or is lost mid-session, then the UE must, based on its preferences,
modify, reject or terminate the SIP session that the dedicated media bearer is associated
with, according to section 6.1.1 of 3GPP TS 24.229 [15]. The UE can act differently per
media type.

Note 3: If a voice bearer is lost or fails to get established, the network will, in normal
cases, release the session as described in the beginning of this section. As
a complement to this, the UE must have internal logic to react to the
detection of loss of bearer/radio connection to handle its internal state. For a

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multimedia communication, if the radio connection is not lost, but a bearer


not used for voice is lost, then the UE must decide if the session should be
maintained as is, should be modified, or should be released.

If the UE loses radio connectivity and the IMS registration expires prior to regaining radio
connectivity, then upon regaining radio connectivity the UE must perform a new initial
registration to IMS.

2.4.3 Voice Media Considerations

2.4.3.1 General
The SDP offer/answer for voice media must be formatted as specified in section 6.2.2 of
3GPP Release 12 TS 26.114 [35], with the restrictions included in the present document. If
the Enhanced Voice Services (EVS) codec is included, then the offer/answer for voice media
must be formatted as specified in section 6.2.2 of 3GPP Release 12 TS 26.114 [35], with the
restrictions included in the present document.

If multiple audio bandwidths are offered by the UE for speech communication, then the
codec preference order must be as specified in clauses 5.2.1.5 and 5.2.1.6 of 3GPP
Release 12 TS 26.114 [35].

Unless preconfigured otherwise by the home operator with the


Default_EPS_bearer_context_usage_restriction_policy parameter as specified in Annex C.3,
if a dedicated bearer for the media does not exist, the UE must consider itself not having
local resources. If the UE has no local resources, the UE must not send media. See also
section L.2.2.5.1B in 3GPP TS 24.229 [15].

Note 1: The existence of a dedicated bearer does not grant by itself the UE authority
to send media. Other conditions need to be fulfilled.

Note 2: The originating and terminating networks can modify the SDP offer for voice
media.

2.4.3.2 AMR and AMR-WB


The UE must include in an initial SDP offer at least:
 one AMR-WB payload type with no mode-set specified, and
 one AMR payload type with no mode-set specified,

both as defined in table 6.1 of 3GPP Release 12 TS 26.114 [35].


The UE must set the b=AS to match the highest codec mode for the offer (maximum codec
bit rate if no mode set is included).
The UE, upon receiving an initial SDP offer containing a payload description for AMR with no
mode-set included, and accepting the payload description with no mode-set, must include into
the SDP answer the value assigned to the RateSet parameter for AMR as specified in Annex
C.3. It is recommended to set the RateSet parameter for AMR to the value 0,2,4,7 (i.e. mode
set=0,2,4,7 included in the SDP answer).
The UE, upon receiving an initial SDP offer containing a payload description for AMR-WB with
no mode-set included, and accepting the payload description with no mode-set, must include
into the SDP answer the value assigned to the RateSet parameter for AMR-WB as specified
in Annex C.3. It is recommended to set the RateSet parameter for AMR-WB to "undefined"

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(i.e. no mode-set included). A UE that intends to use AMR-WB 12.65 as highest mode must
have the RateSet parameter set to "0,1,2" and include mode-set=0,1,2 in the SDP answer.
The SDP answer for AMR with no mode-set included must be interpreted by the UE that all
eight AMR modes can be used.
The SDP answer for AMR-WB with no mode-set included must be interpreted by the UE that
all nine AMR-WB modes can be used.
The UE must set the b=AS to match the highest codec mode for the answer (maximum codec
bit rate if no mode set is included).

2.4.3.3 EVS
If the EVS codec is offered for super-wideband calls by a UE, then the UE that sends the SDP
offer for voice media must include in this SDP offer at least one EVS payload type with one of
the following EVS configurations:

 EVS Configuration A1: br=5.9-13.2; bw=nb-swb.


 EVS Configuration A2: br=5.9-24.4; bw=nb-swb.
 EVS Configuration B0: br=13.2; bw=swb.
 EVS Configuration B1: br=9.6-13.2; bw=swb.
 EVS Configuration B2: br=9.6-24.4; bw=swb.

The UE may also include in this SDP offer ch-aw-recv=x with x set to a value out of the set {-
1,0,2,3,5,7}. The UE must support being configured according to the
"ICM/INIT_PARTIAL_REDUNDANCY_OFFSET_RECV" parameter as specified in Annex
C.3. If "ICM/INIT_PARTIAL_REDUNDANCY_OFFSET_RECV" parameter is undefined, then
the UE must not include ch-aw-recv into the SDP offer. SDP parameters other than br, bw,
max-red and ch-aw-recv must not be included in a media format description associated with
the EVS codec within the initial SDP offer (for a list of SDP parameters see Table 6.2a in
3GPP Release 12 TS 26.114 [35]).

Note 1: If ch-aw-recv is not included in the SDP, this is identical to include ch-aw-
recv=0, as specified in 3GPP Release 12 TS 26.445 [79].

The configuration of the EVS payload type to be included first in the initial SDP offer for EVS
is defined by the EVS/Br and EVS/Bw parameters as specified in Annex C.3, which must be
configured to one of the five above EVS Configurations.
If the EVS codec is offered for super-wideband calls by a UE, then the UE that sends the initial
SDP offer should also include in this initial SDP offer one EVS payload type with audio
bandwidth range up to super-wideband and with no restrictions on bitrate range and no
restriction on mode-set. If this EVS payload type is not included then:
 an initial SDP offer with EVS configuration B0 or B1 listed first must also include a
second payload type with EVS configuration A1; and
 an initial SDP offer with EVS configuration B2 listed first must also include a second
payload type with EVS configuration A2.

The UE must support all SDP parameters applicable to EVS that can be received in a SDP
offer as specified in 3GPP Release 12 TS 26.114 [35] and 3GPP Release 12 TS 26.445
[79].

A payload type in the received SDP offer is considered to match the EVS configuration ‘X’ if
the values the payload type indicates for the ‘br’ and ‘bw’ parameters are exactly as

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specified above for configuration ‘X’. The inclusion of additional parameters and the values
to which those parameters are set has no bearing on whether this inclusion matches the
standard configuration ‘X’.

A UE that supports super-wideband calls upon receiving and accepting a payload type in the
received SDP offer for EVS for an incoming call, compliant with the offer described above,
must answer according to both the received SDP Offer and the UE's EVS configuration (i.e.
EVS/Br and EVS/Bw parameters as specified in see Annex C.3) as described in table 2.4
below:

EVS configuration of the UE that received the


SDP Offer
Received SDP Offer for A1 A2 B0 B1 B2
EVS (preferred payload
type listed first)
A1 A1 A1 A1 A1 A1
A2 A1 A2 A1 A1 A2
B0 B0 B0 B0 B0 B0
B1 A1 A1 B1 B1 B1
B2 A1 A2 B1 B1 B2

Table 2.4 SDP content to be included in an SDP answer for a superwideband call

Note 2: This table applies only to received SDP Offers compliant with this
specification, i.e. including A1, if B0 or B1 are listed first and including A2, if
B2 is listed first.

If the selected EVS configuration is A1, B0 or B1 then "mode set = 0,1,2" must be included in
the SDP answer.
The UE must add only SDP parameters that are applicable to EVS in the SDP answer that
are already present in the corresponding received and accepted SDP Offer. If SDP parameters
applicable to EVS are included in the accepted SDP offer, then the UE must handle these
parameters as specified in 3GPP Release 12 TS 26.445 [35].
If the SDP parameter ch-aw-recv is present in the corresponding received and accepted SDP
offer, then the SDP parameter ch-aw-recv must be included in the SDP answer with the same
value as received.
Default values as specified in 3GPP Release 12 TS 26.445 [35] apply for all other SDP
parameters applicable to EVS that are not included in the SDP Answer.

2.4.4 Multimedia Considerations


UEs using the full set of media functions can send SDP offers containing multiple “m=” lines
to indicate the wish to establish a more advanced multimedia session than this profile
defines.

If one of these “m=” lines indicates the wish of establishing an audio (voice) session (using a
compatible codec), then the UE following this profile must accept the offer and allow the use
of whatever media streams it supports. The UE must set the port number to 0 (zero) for the
media streams it does not support.

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Note 1: This means that a voice-only UE will accept a video call request, but the call
will automatically be transformed to a voice-only call. In CS telephony, the
call is rejected when the terminating client cannot support all offered media
(that is a voice-only terminal will reject a video call offer). Hence, this section
describes a behaviour that is new to telephony.

UEs using the full set of media functions, have the option to try to update the session by
sending SIP (re-)INVITE requests that include SDP offers containing multiple “m=” lines, to
indicate the desire to expand the session into a more advanced multimedia session. The UE
following this profile must accept such an offer and allow the use of whatever media streams
the UE supports. The UE must, in the SDP answer, set the port number to 0 (zero) for the
media streams it does not support.

Note 2: This means that a voice-only capable UE will accept a request to update the
session to video using a SIP 200 (OK) response. But since the SDP answer
will disable the video stream, the call will continue as a voice-only call.

2.5 SMS over IP


The UE must implement the roles of an SM-over-IP sender and an SM-over-IP receiver,
according to sections 5.3.1 and 5.3.2 of 3GPP TS 24.341 [19].

The status report capabilities, delivery reports, and notification of having memory available,
according to sections 5.3.1.3, 5.3.2.4 and 5.3.2.5 of 3GPP TS 24.341 [19] must be
supported by the UE and the IMS core network.

The IMS core network must take the role of an IP-SM-GW and support the general
procedures in section 5.3.3.1 of 3GPP TS 24.341 [19], and the following functions:

 answering of routing information query and obtaining the routing information


according to the procedures in section 5.3.3.3 in 3GPP TS 24.341 [19]; and
 transport layer interworking according to sections 5.3.3.4 of 3GPP TS 24.341 [19].

3 IMS Media

3.1 General
This section endorses a set of media capabilities specified in 3GPP TS 26.114 [35]. The
section describes the needed SDP support in UEs and in the IMS core network and it
describes the necessary media capabilities both for UEs and for entities in the IMS core
network that terminate the user plane. Examples of entities in the IMS core network that
terminate the user plane are the Media Resource Function Processor (MRFP) and the Media
Gateway (MGW).

3.2 Voice Media

3.2.1 Codecs
The UE must support the Adaptive Multi-Rate (AMR) speech codec, as described in 3GPP
TS 26.071 [29], 3GPP TS 26.090 [31], 3GPP TS 26.073 [30], and 3GPP TS 26.104 [34],
including all eight (8) modes and source rate controlled operations, as described in 3GPP TS

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26.093 [32]. The UE must be capable of operating with any subset of these eight (8) codec
modes. The UE must support handling of CMR within RTP payload as specified in clause
7.5.2.1.2.2 of 3GPP Release 13 TS 26.114 [35].

The UE must support the AMR wideband (AMR-WB) speech codec as described in 3GPP
TS 26.114 [35], 3GPP TS 26.171 [38], 3GPP TS 26.190 [40], 3GPP TS 26.173 [39] and
3GPP TS 26.204 [42], including all nine (9) modes and source controlled rate operation
3GPP TS 26.193 [41]. The UE must be capable of operating with any subset of these nine
(9) codec modes. If the EVS codec is supported, then the EVS AMR-WB IO mode of
operation may be used as an alternative implementation of AMR-WB as specified in clause
5.2.1.4 of 3GPP Release 12 TS 26.114 [35]. The UE must support handling of CMR within
RTP payload as specified in clause 7.5.2.1.2.2 of 3GPP Release 13 TS 26.114 [35].

If super-wideband or fullband speech communication is offered, then the UE must support


and offer the EVS codec as described in 3GPP Release 12 TS 26.114 [35], 3GPP Release
12 TS 26.441 [76], 3GPP Release 12 TS 26.442 [77], 3GPP Release 12 TS 26.443 [78],
3GPP Release 12 TS 26.445 [79], 3GPP Release 12 TS 26.446 [80], 3GPP Release 12 TS
26.447 [81], 3GPP Release 12 TS 26.449 [82], 3GPP Release 12 TS 26.450 [83] and 3GPP
Release 12 TS 26.451 [84].

When transmitting using the AMR codec, the AMR-WB codec or the EVS codec in the AMR-
WB IO mode mode of operation, then the UE must be capable of aligning codec mode
changes to every frame border, and must also be capable of restricting codec mode
changes to be aligned to every other frame border e.g. as described for UMTS_AMR_2 in
3GPP TS 26.103 [33] based on the SDP offer-answer negotiation. The UE must also be
capable of restricting codec mode changes to neighbouring codec modes within the
negotiated codec mode set based on the SDP offer-answer negotiation.

When receiving using the AMR codec, the AMR-WB codec or the EVS codec in the AMR-
WB IO mode mode of operation, then the UE and the entities in the IMS core network that
terminate the user plane must allow codec mode changes at any frame border and to any
codec mode within the negotiated codec mode set. As an exception, entities in the network
that provide Circuit Switched (CS) interworking and apply Transcoder-Free Operation (TrFO)
of Tandem-Free Operation (TFO) must accept codec mode changes in accordance with the
capabilities at the CS network side.

Entities in the IMS core network that terminate the user plane supporting speech
communication and supporting TFO and/or TrFO must support:

 AMR speech codec modes 12.2, 7.4, 5.9 and 4.75 as described in 3GPP TS 26.071
[29], 3GPP TS 26.090 [31], 3GPP TS 26.073 [30], and 3GPP TS 26.104 [34].

Entities in the IMS core network that terminate the user plane supporting super-wideband
speech communication must support:

 EVS speech codec as described in 3GPP Release 12 TS 26.441 [76], 3GPP Release
12 TS 26.442 [77], 3GPP Release 12 TS 26.443 [78], 3GPP Release 12 TS 26.445
[79], 3GPP Release 12 TS 26.447 [81], 3GPP Release 12 TS 26.449 [82], 3GPP
Release 12 TS 26.450 [83] and 3GPP Release 12 TS 26.451 [84].

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Entities in the IMS core network that terminate the user plane supporting wideband speech
communication and supporting TFO and/or TrFO must support:

 AMR-WB speech codec modes 12.65, 8.85 and 6.60 as described in 3GPP TS
26.171 [38], 3GPP TS 26.190 [40], 3GPP TS 26.173 [39], and 3GPP TS 26.204 [42].

Entities in the IMS network that provide transcoding-free interworking to the CS network
must be capable of requesting the UE to restrict codec mode changes to be aligned to every
other frame border and also be capable of requesting the UE to restrict codec mode
changes to neighbouring codec modes within the negotiated codec mode set.

Note: Restrictions in codec mode changes are required only for transcoder-free
interworking with a CS GSM MS (Mobile Station).

3.2.2 RTP Profile and SDP Considerations

3.2.2.1 RTP Profile


The Real Time Protocol (RTP) profile, Audio Video Profile (AVP) IETF RFC 3551 [57] must
be used by the UE and the IMS core network.

3.2.2.2 SDP Offer Considerations


The SDP Capability Negotiation framework described in IETF RFC 5939 [64] must not be
used in the SDP offer by the UE and the IMS core network when the AVP profile is used.

3.2.2.3 SDP Answer Considerations


The UE and the IMS core network must be able to receive and answer to an SDP offer that
uses SDPCapNeg. The answer must indicate the use of the RTP AVP profile.

Note: In section 6.2.1a of 3GPP TS 26.114 [35], it is recommended that that a UE


or the IMS core network use the SDPCapNeg attributes ‘tcap’ and ‘pcfg’ to
indicate the support of both the RTP profiles AVP and AVP Feedback Profile
(AVPF). Hence, to be forward compatible with equipment using the full set of
media functions, a minimum set UE and the IMS core network must be able
to ignore the SDPCapNeg attributes and answer to the RTP AVP profile in
the offer.

3.2.2.4 SDP Bandwidth Negotiation


The UE and network must use the b=AS parameter in SDP offers and answers for
bandwidth negotiation as defined in section 6.2.5.2 of 3GPP Release 10 TS 26.114 [35] for
UEs and networks that support AMR and AMR-WB, and 3GPP Release 12 TS 26.114 [35]
for UEs and networks that support EVS.

3.2.3 Data Transport


The UE and the entities in the IMS core network that terminate the user plane must use RTP
over UDP as described in IETF RFC 3550 [56] and IETF RFC 768 [53], respectively, to
transport voice and use symmetric RTP as defined in IETF RFC 4961 [72].

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3.2.4 RTCP Usage


The RTP implementation must include an RTP Control Protocol (RTCP) implementation
according to IETF RFC 3550 [56].

The UE and the entities in the IMS core network that terminates the user plane must use
symmetric RTCP as defined in IETF RFC 4961 [72].

The bandwidth for RTCP traffic must be described using the "RS" and "RR" SDP bandwidth
modifiers at media level, as specified by IETF RFC 3556 [58]. Therefore, a UE must include
the "b=RS:" and "b=RR:" fields in SDP, and a UE and the entities in the IMS core network
that terminate the user plane must be able to interpret them. If the “b=RS:” field or “b=RR:”
field or both these fields are not included in a received SDP (offer or answer), then the UE
must use the recommended default value for the missing field(s) as defined in IETF RFC
3556 [58].

The UE and the entities in the IMS core network that terminate the user plane must send
RTCP packets when media (including early media) is sent or received. Once an RTCP
packet is sent according to received SDP of a SIP dialog, RTCP packets must be sent by
UEs and entities in the IMS core network that terminate the user plane according to the
received SDP of the SIP dialog for the remaining duration of the SIP dialog. For uni-
directional media (e.g. early media or during call hold), RTCP packets must always be sent
by both UEs and entities in the IMS core network that terminate the user plane. If multiple
early dialogs are created due to forking (see section 2.2.5), the UE must send the RTCP
packets according to received SDP answers of those early dialogs for which the IP address
and port received in the SDP match the IP address and port of received media.

Note 1: The RTCP is based on the periodic transmission of control packets to all
participants in the session, as described in IETF RFC 3550 [56]. In the
context of this document, the primary uses of RTCP are voice quality
monitoring, and to provide link aliveness information while the media are on
hold. The latter implies that the RTCP transmission must continue when the
media are on hold.

The UE and the entities in the IMS core network that terminates the user plane must set the
sending frequency of control packets to a value calculated from the values of "RS" and "RR"
SDP bandwidth modifiers according to rules and procedures in IETF RFC 3550 [56]. The UE
must set the "RS" and "RR" SDP bandwidth modifiers such that RTCP packets are sent to
the UE at least once every 5 seconds, in order to allow a sufficiently tight inactivity detection.

The UE and the entities in the IMS core network that terminate the user plane must support
the transmission of RTCP packets formatted according to the rules in IETF RFC 3550 [56]
and with the following clarifications below.

The UE and the entities in the IMS core network that terminate the user plane must use the
RTCP compound packet format. When sent, the compound packet must include one report
packet and one Source Description (SDES) packet. When no RTP packets have been sent
in the last two reporting intervals, the UE and the entities in the IMS core network that
terminate the user plane should send a Receiver Report (RR). Receiving of a Sender

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Report (SR) instead of an RR must be handled and accepted as valid by the UE and the
entities in the IMS core network that terminate the user plane.

The SR, RR and SDES packets must be formatted as described below:

For SR and RR RTCP packets:

 Version 2 must be used; and


 Padding must not be used (and therefore padding bit must not be set).

For SDES RTCP packets:

 version and Padding as described for SR packet must be used;


 the SDES item CNAME must be included in one packet; and
 other SDES items should not be used.

Note 2: Because the randomly allocated SSRC identifier may change, the CNAME
item must be included to provide the binding from the SSRC identifier to an
identifier for the source that remains constant. Like the SSRC identifier, the
CNAME identifier must be unique among all other participants within one
RTP session.

To be forward compatible and interwork with legacy equipment, the UE and the entities in
the IMS core network that terminate the user plane must be able to receive all types of
RTCP packets, according to the rules specified in IETF RFC 3550 [56].

RTCP is controlled on a per session basis by the SDP offer/answer exchange as defined in
3GPP TS 26.114 [35] with the following clarifications:

 If the UE receives an SDP offer that contains “b=RS” attribute set to zero, then the
UE must set the “b=RS” attribute to zero in an SDP answer to that SDP offer. If the
UE receives an SDP offer that contains “b=RR” attribute set to zero, then the UE
must set the “b=RR” attribute to zero in an SDP answer to that SDP offer. If the UE
receives an SDP offer that contains both "b=RR" and "b=RS" attributes set to zero,
then the UE must not send RTCP packets and must consider RTCP to be disabled
for the session.
 If the UE received an SDP answer containing zero values in both of the “b=RS” and
“b=RR” attributes, then (regardless of the values assigned to these attributes in the
corresponding SDP offer) the UE must not send RTCP packets and must consider
RTCP to be disabled for the session.
 The UE must accept receiving RTCP packets for a session that the UE considers
RTCP to be disabled. The UE is not required to process these received RTCP
packets.

3.2.5 Speech Payload Format Considerations


The Adaptive Multi Rate (AMR) and Adaptive Multi-Rate Wideband (AMR-WB) payload
format(s) specified in IETF RFC 4867 [63] must be supported by the UE and the entities in
the IMS core network that terminate the user plane. If the EVS codec is supported, then the
EVS payload format specified in 3GPP Release 12 TS 26.445 [79] must be supported.

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The UE and the entities in the IMS core network that terminates the user plane must support
the bandwidth-efficient and the octet-aligned formats of the AMR and AMR-WB payload
formats. The UE and the entities in the IMS core network that terminates the user plane
must request the use of bandwidth-efficient format of the AMR and AMR-WB payload format
when originating a session.

The UE and the entities in the IMS core network that terminates the user plane must send
the number of speech frames, or fewer, encapsulated in each RTP packet, as requested by
the other end using the ptime SDP attribute.

The UE and the entities in the IMS core network that terminates the user plane must request
to receive one speech frame encapsulated in each RTP packet, but must accept any number
of frames per RTP packet, up to the maximum limit of 12 speech frames per RTP packet.

Note 1: This means that the ptime attribute must be set to 20 and the maxptime
attribute must be set to 240 in the SDP negotiation.

An IMS MGW not supporting redundancy may limit the maxptime attribute to 80 in the SDP
negotiation.

The UE and the entities in the IMS core network that terminates the user plane must be able
to sort out the received frames based on the RTP Timestamp and must remove duplicated
frames, if present. If multiple versions of a frame are received, e.g. encoded with different bit
rates, then the frame encoded with the highest bit rate should be used for decoding.

Note 2: UEs and the entities in the IMS core network that terminate the user plane,
using the full set of media functions, have the option to send frames several
times (for redundancy) to adapt for conditions with high packet-loss ratios. It
is thus important that a UE and the entities in the IMS core network that
terminate the user plane that use this profile are capable to detect and drop
the duplicated frames.

RTCP-APP must not be used for Codec Mode Requests (CMR) by the UE and the entities in
the IMS core network that terminate the user plane.

Note 3: As the speech media uses the RTP AVP profile as specified in section
3.2.2.1, the adaptation using RTCP may be too slow and therefore
unsuitable.

3.2.6 Jitter Buffer Management Considerations


The minimum performance requirements for jitter buffer management of voice media, as
described in 3GPP TS 26.114 [35] must be met. If the EVS codec is supported, then the jitter
buffer management requirements in section 8.2 of 3GPP Release 12 TS 26.114 [35] must be
met.

3.2.7 Front End Handling


UEs used for IMS voice services must conform to the minimum performance requirements
on the acoustic characteristics of 3G terminals specified in 3GPP TS 26.131 [36]. The codec
modes and source control rate operation (DTX) settings must be as specified in 3GPP TS
26.132 [37].

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3.3 DTMF Events


The UE and the IMS core network must support DTMF events as defined in Annex G of
3GPP TS 26.114 [35].

If the UE receives an SDP offer with no telephone-event codec included, then the UE must
not reject the SDP offer for this reason and the UE must not send DTMF events using the
telephone-event codec for the negotiated session.

Note: Transport of DTMF events from the UE using the telephone-event codec
during a session is impossible unless the telephone-event payload type has
been negotiated.

4 Radio and Packet Core Feature Set

4.0 General
The LTE radio capabilities included in this specification are applicable to UEs and networks
supporting FDD LTE only, TDD LTE only, or both FDD LTE and TDD LTE.

4.1 Robust Header Compression


The UE and the network must support Robust Header Compression (RoHC) as specified in
3GPP TS 36.323 [51], IETF RFC 3095 [54] and IETF RFC 4815 [62]. The UE and network
must be able to apply the compression to packets that are carried over the radio bearer
dedicated for the voice media. At minimum, the UE and network must support "RTP/UDP/IP"
profile (0x0001) to compress RTP packets and "UDP/IP" profile (0x0002) to compress RTCP
packets. The UE and network must support these profiles for both IPv4 and IPv6.

4.2 LTE Radio Capabilities

4.2.1 Radio Bearers


The UE must support the following combination of radio bearers (see Annex B in 3GPP TS
36.331 [52]):

 SRB1 + SRB2 + 4 x AM DRB + 1 x UM DRB

The network must support the following combination of radio bearers:

 SRB1 + SRB2 + 2 x AM DRB + 1 x UM DRB

One AM Data Radio Bearer (DRB) is utilized for an Evolved Packet System (EPS) bearer
with Quality of Service Class Indicator (QCI) = 5 and another AM DRB for EPS bearer with
QCI = 8/9. UM DRB is utilized for EPS bearer with QCI = 1. EPS bearer usage is described
in section 4.3.

4.2.2 DRX Mode of Operation


In order to maximize lifetime of the UE battery, the UE and the network must support LTE
Discontinuous Reception (DRX) method as specified in 3GPP TS 36.300 [49] and 3GPP TS
36.321 [50] must be deployed.

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4.2.3 RLC configurations


Radio Link Control (RLC) entities must be configured to perform data transfer in the following
modes as specified in 3GPP TS 36.322 [69]:

 Unacknowledged Mode (UM) for EPS bearers with QCI = 1


 Acknowledged Mode (AM) for EPS bearers with QCI = 5
 Acknowledged Mode (AM) for EPS bearers with QCI = 8/9

Voice service can tolerate error rates on the order of 1%, while benefiting from reduced
delays, and is mapped to a radio bearer running the RLC protocol in unacknowledged mode
(UM).

EPS bearer usage is described in section 4.3.

4.2.4 GBR and NGBR Services, GBR Monitoring Function


Voice is one of the LTE services that require a GBR bearer as described in 3GPP TS 23.401
[10]. The GBR bearer for voice is realised via dedicated network resources that are allocated
by an admission control function in the eNodeB at bearer establishment. Reports from the
UE, including buffer status and measurements of UE’s radio environment, are required to
enable the scheduling of the GBR bearer as described in 3GPP TS 36.300 [49]. In UL it is
the UE’s responsibility to comply with GBR requirements.

The non-GBR bearer (NGBR) does not support a guaranteed bit rate over the radio link and
is thus not suitable for IMS-based voice services.

4.2.5 E-UTRA NR Dual connectivity


The UE may support and the network can support E-UTRA NR Dual Connectivity (EN-DC) as
defined in 3GPP Release 15 TS 37.340 [101]. The UE may support EN-DC as specified in
3GPP Release 15 of TS 36.331 [52] and TS 38.331 [102].

4.3 Bearer Management

4.3.1 EPS Bearer Considerations for SIP Signalling and XCAP


For SIP signalling, the IMS application in the UE must use the IMS well-known APN as
defined in GSMA PRD IR.88 [67]; the UE must prevent non-IMS applications from using the
IMS well-known APN.

Unless preconfigured by the home operator with the EPS_initial_attach_ConRefs parameter


as specified in Annex C.3 to provide the IMS well-known APN during initial attach, the UE
must not provide the IMS well-known APN during the E-UTRAN initial attach procedure.

Note 1: The network has to be prepared to receive any APN, including the IMS well-
known APN, during the E-UTRAN initial attach procedure, as per 3GPP TS
23.401 [10] and 3GPP TS 24.301 [17].

Note 2: When preconfiguring the UE to provide the IMS well-known APN during
initial attach, the home operator needs to ensure that the IMS well-known
APN is part of the subscription of the user of the UE in order to avoid attach

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failure. How the home operator preconfigures the UE is out of the scope of
this PRD.

If procedures in section 2.2.1 require the UE to register with IMS, and the PDN connection to
the IMS well-known APN does not exist yet (e.g. when the PDN connection established
during the initial attach is to an APN other than the IMS well-known APN) then the UE must
establish a PDN connection to the IMS well-known APN.

Note 3: PDN Connection establishment can be caused by a SIP registration request.


Sending a SIP registration request per the note in section 2.2.1 can cause
PDN Connection establishment even if the IMS voice over PS Session
indicator indicates that IMS voice over PS session is not supported.

Note 4: For all cases when the UE provides the IMS well-known APN, the APN
Operator Identifier is not included by the UE.

A default bearer must be created by the network when the UE creates the PDN connection
to the IMS well-known APN, as defined in 3GPP specifications. A standardised QCI value of
five (5) must be used for the default bearer. The default bearer is used for IMS SIP
signalling.

A default bearer must be created by the network when the UE creates the PDN connection
for emergency bearer services, as defined in 3GPP specifications. A standardised QCI value
of five (5) and an ARP value that is reserved for emergency services must be used for the
default bearer. The default bearer is used for IMS SIP signalling.

The UE must and the network can support T3396 IE in PDN Connectivity Reject and the UE
must start the ESM back-off timer according to the value indicated by the T3396 IE as
specified in 3GPP Release 12 TS 24.301 [17]. If the T3396 IE is not included in a PDN
Connectivity Reject, and the PDN Connectivity Reject is for a standalone PDN
CONNECTIVITY REQUEST, then the UE must apply a default value of 12 minutes for the
ESM back-off timer for the cause values #8 "operator determined barring", #27 "missing or
unknown APN", #32 "service option not supported", and #33 "requested service option not
subscribed" as described in section 6.5.1.4.3 of 3GPP Release 12 TS 24.301 [17].

For XCAP requests, the UE must be preconfigured or provisioned by the home operator with
the ToConRef parameter as specified in Annex C.3 with the Network Identifier part of the
APN for Home Operator Services to be used for these requests (see GSMA PRD IR.88 [67]
for more information).

Note 5: How the home operator preconfigures or provisions the UE with the Network
Identifier part of the APN for Home Operator Services is out of the scope of
this PRD.

4.3.2 EPS Bearer Considerations for Voice


For an IMS session request for a Conversational Voice call (originating and terminating), a
dedicated bearer for IMS-based voice must be created by the network utilising interaction
with dynamic PCC. The network must initiate the creation of a dedicated bearer to transport
the voice media. The dedicated bearer for Conversational Voice must utilise the
standardised QCI value of one (1) and have the associated characteristics as specified in

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3GPP TS 23.203 [4]. Since the minimum requirement for the UE is the support of one (1)
UM bearer that is used for voice (see section 7.3.1 and Annex B of 3GPP TS 36.331 [52]),
the network must not create more than one dedicated bearer for voice media. Therefore, the
UE and network must be able to multiplex the media streams from multiple concurrent voice
sessions.

Note 1: A single bearer is used to multiplex the media streams from multiple
concurrent voice sessions; this is necessary in some supplementary
services (e.g. CW, CONF).

Note 2: The sharing of a single GBR bearer for voice means that different QCI
and/or ARP values are not possible for different voice streams.

When the UE has an ongoing conversational voice call, the UE must follow the procedures
for access domain selection related to “Persistent EPS bearer context” as specified in
sections 5.5.3.2.4 and 5.5.3.3.4.3 of 3GPP Release 10 TS 24.301 [17], sections 5.1.3.1 and
L.2A.0 of 3GPP Release 10 TS 24.229 [15], and section 8.2 of 3GPP Release 10 TS 24.237
[16].

For IMS session termination of a Conversational Voice call, the dedicated bearer must be
deleted utilising interaction with dynamic PCC. The network must initiate the deletion of the
bearer.

4.3.3 EPS Bearer Considerations for voice media on emergency PDN


Connection
For an IMS session request for an emergency call on the PDN connection for emergency
bearer services, and if as a result of SDP offer/answer a voice media is negotiated, then a
dedicated bearer for voice media must be created by the network utilising interaction with
dynamic PCC as specified in 3GPP Release 11 TS 23.401 [10]. The network must initiate
the creation of a dedicated bearer to transport the voice media of an emergency call. The
dedicated bearer for voice media of an emergency call:

 must utilise the standardised QCI value of one (1);


 must have the associated characteristics as specified in 3GPP TS 23.203 [4]; and
 must have an ARP value that is reserved for emergency services.

For IMS session termination of an emergency call, the dedicated bearer must be deleted
utilising the interaction with dynamic PCC. The network must initiate the deletion of the
bearer.

4.4 P-CSCF Discovery


The UE and packet core must support the procedures for P-CSCF discovery via EPS. These
are described in Annex L.2.2.1of 3GPP TS 24.229 [15], as option II for P-CSCF discovery.

The UE must indicate P-CSCF IPv6 Address Request and P-CSCF IPv4 Address Request
when performing the following procedures (see also section 4.3.1):

 during the initial attach when establishing PDN connection to the default APN;
 during the initial attach when establishing PDN connection to the IMS well-known
APN;

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 during the establishment of the PDN connection to the IMS well-known APN when
already attached;
 during the attach procedure for emergency bearer services; and
 during the establishment of the PDN connection for emergency bearer services when
already attached.

The UE must use the P-CSCF addresses received during PDN connection establishment to
the IMS well-known APN when accessing non-emergency services, and must use the
P-CSCF addresses received during PDN connection establishment for emergency bearer
services when accessing emergency services, as defined in section 5.1 of this document
and 3GPP TS 24.229 [15].

If the UE receives a Modify EPS Bearer Context Request message containing a list of P-
CSCF addresses that do not include the address of the currently used P-CSCF, the UE must
acquire a P-CSCF different from the currently used P-CSCF and initiate a new initial
registration as described in section L.2.2.1C 3GPP Release 12 TS 24.229.

Note: The above behavior can result in any ongoing calls being released.

5 Common Functionalities

5.1 IP Version
The UE and the network must support both IPv4 and IPv6 for all protocols that are used:
SIP, SDP, RTP, RTCP and XCAP/HTTP. At initial attach and PDN connection
establishment, the UE must request the PDN type IPv4v6, as specified in section 5.3.1.1 of
3GPP TS 23.401 [10] and section 6.2.2 of 3GPP TS 24.301 [17]. If both IPv4 and IPv6
addresses are assigned by the network to the UE, the UE must prefer the IPv6 address type
when the UE discovers the P-CSCF. If only an IPv4 address or only IPv6 address is
assigned by the network to the UE then the network must send ESM cause #50 "PDN type
IPv4 only allowed" or #51 "PDN type IPv6 only allowed", respectively, to the UE and the UE
must not request another PDN connection to the APN utilised in the initial attach or PDN
connection establishment for the other IP version, as specified in section 6.2.2 of 3GPP
Release 12 TS 24.301 [17].

After the UE has discovered the P-CSCF and registered to IMS with a particular IPv4 or IPv6
address, the UE must use this IP address for all SIP communication for as long as the IMS
registration is valid. For all SDP and RTP/RTCP communication, the UE must use the IPv4
address used for SIP communication or an IPv6 address with the IPv6 prefix same as the
IPv6 prefix of the IPv6 address used for SIP communication.

Note: There are certain situations where interworking between IP versions is


required. These include, for instance, roaming and interconnect between
networks using different IP versions. In those cases, the network needs to
provide the interworking in a transparent manner to the UE.

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5.2 Emergency Service

5.2.1 General
The UE and the network must support emergency services in the IMS domain.

The UE and the network must support the IMS emergency services as specified in 3GPP
Release 9 TS 24.229 [15], chapter 6 and Annex H of 3GPP Release 9 TS 23.167 [3], and
emergency procedures as specified in 3GPP Release 9 TS 24.301 [17].

The UE must support the IMS emergency session specified in section 5.1.6.8.2 of 3GPP
Release 14 TS 24.229 [15] (anonymous IMS emergency session), and the network can
(dependent on operator policy) support the IMS emergency session procedures specified in
section 5.2.10.2 and 5.2.10.5 of 3GPP Release 14 TS 24.229 [15].

The UE and the network must support the PDN disconnect procedure for emergency bearer
services as described in section L.2.2.6.1 of 3GPP Release 14 TS 24.229 [15].

If the UE:

 receives the Emergency Service Support indication during EPS attach or tracking
area updating procedures;
 attempts an emergency registration with IMS;
 receives a SIP 3xx, 4xx (except 401), 5xx or 6xx response to the emergency
REGISTER request; and
 is still in a tracking area that has received the Emergency Service Support indication;

then the UE must perform the procedures defined in subclause 5.1.6.8.2 of 3GPP Release
14 TS 24.229 [15].

Note 1: No IMS emergency call is possible if the network does not support
anonymous emergency sessions over IMS (e.g. because operator policy is
restricted by local regulator) and when either

 no agreement for national/international roaming exists,

 IMS emergency registration fails with an IMS emergency registration


failure response 401, or

 UE does not have sufficient credentials to authenticate with the IMS.

When the UE has an ongoing emergency call, the UE must follow the procedures for access
domain selection related to “Persistent EPS bearer context” as specified in sections 5.5.3.2.4
and 5.5.3.3.4.3 of 3GPP Release 10 TS 24.301 [17] and section 8.2 of 3GPP Release 10 TS
24.237 [16].

Recognizing that some network operators will continue a parallel CS network whilst their IMS
network is deployed, and that support of emergency calls with CS support may be a local
regulatory requirement, emergency calls in the CS domain are addressed in Annex A.

The UE and network must support the 3GPP IM CN subsystem XML body as defined in
section 7.6 of 3GPP TS 24.229 [15].

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The usage of the 3GPP IM CN subsystem XML body in the network is an operator option.

Note 2: This implies that the P-CSCF must support also the option that the XML
body is not used.

The SUPL enabled UE sends the emergency SUPL messages related to the UE detectable
emergency session within the PDN connection for emergency bearer services. The SUPL
enabled UE sends the emergency SUPL messages related to the non UE detectable
emergency session within the PDN connection to the IMS well known APN. The UE selects
the bearer to be used based on the TFTs of the bearers of the PDN connection. QCI of the
selected bearer is provided by the network.

5.2.2 Interactions between supplementary services and PSAP callback


The network must not invoke the use of supplementary services on a call identified as a
PSAP callback as specified in 3GPP Release 12 TS 24.604 [20], 3GPP Release 12 TS
24.605 [21], 3GPP Release 12 TS 24.610 [25] and 3GPP Release 12 TS 24.611 [26].

Note: UE procedures for PSAP callback are not specified by 3GPP.

5.2.3 UE location management


When initiating an IMS emergency session, the UE must conform to the requirements to
convey its location, using the “Geolocation” header field and the PIDF location object in the
initial SIP INVITE request, as specified in section 5.1.6.8.2 and section 5.1.6.8.3 of 3GPP TS
24.229 [5].

The support of URI that points to the location information is not required.

5.3 Roaming Considerations


This profile has been designed to support IMS voice roaming. For more information on the
IMS voice roaming models see GSMA PRD IR.65 [65] and GSMA PRD IR.88 [67].

5.4 Accesses in addition to E-UTRAN


UEs that support cellular (e.g. E-UTRAN) and non-cellular accesses that are not
EPC-integrated (e.g. non-EPC integrated Wi-Fi access) must use:

 the cellular access as transport of the Gm reference point; and


 the cellular access as transport of the Ut reference point, unless preconfigured
otherwise by the home operator with the AccessForXCAP parameter as specified in
Annex C.3.

5.5 Data Off and Services Availability

5.5.1 General
The UE must and the network can support 3GPP PS Data Off. When 3GPP PS Data Off is
activated by the user, the UE and the network must not send via any PDN connection any IP
packet of any service other than 3GPP PS Data Off Exempt Services. This applies both to
non-IMS based services and SIP-based IMS services.

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The UE must support to be provisioned with the list of SIP-based 3GPP PS Data Off Exempt
Services as per section 5.67 of 3GPP Release 14 TS 24.167 [68] and section 5.7 of 3GPP
Release 14 TS 24.275 [95].

The UE must support be provisioned with the list of non-IMS 3GPP PS Data Off Exempt
Services as per section 5.10i of Release 14 3GPP TS 24.368 [96] and 3GPP Release 14 TS
24.424 [91].

A UE must report its 3GPP PS data off status, and each change in its 3GPP PS data off
status as specified in 3GPP Release 14 TS 24.229 [15] and in section 6.3.10 and section
6.5.4.2 of 3GPP Release 14 TS 24.301 [17].

If the 3GPP PS data off status changes from "inactive" to "active" the UE must release all
IMS sessions/dialogs that fulfill the conditions in section L.3.1.5 of 3GPP Release 14 TS
24.229 [15]

Note: The UE can disconnect PDN connections that are not required by 3GPP PS
Data Off Exempt Services.

5.5.2 Supplementary Service Settings Management


The UE must be able to perform supplementary service settings management as described
in section 2.3 regardless of whether 3GPP PS Data Off is active. For this reason, the
operator must configure "IMS Supplementary Service configuration via the Ut interface using
XCAP" as 3GPP PS Data Off Exempt Service, see section C.3.

5.5.3 Voice Calls and SMS over IMS


The UE must be able to initiate and receive Voice Calls and SMS over IMS as described in
the main body of this document regardless whether Data Off is active. For this reason, the
operator must configure "MMTel Voice" and "SMS over IMS" as 3GPP PS Data Off Exempt
Services, see section C.3.

5.6 Voice Calls and Smart Congestion Mitigation


The UE must and the network can support Smart Congestion Mitigation as specified in
section J.2.1.2 of 3GPP Release 12 TS 24.173 [14], section 5.6.1.6 and annex D of 3GPP
Release 12 TS 24.301 [17], and sections 5.3.3.2, 5.3.3.10 and 5.3.3.11 of 3GPP Release 12
TS 36.331 [52].

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Annex A Complementing IMS with CS

A.1 General
In order to offer its customers a seamless service, the operator may wish to complement the
IMS VoIP and SMSoIP capable radio coverage by using the CS radio access for voice, the
SMS over NAS signalling on cellular access, or both. The IMS VoIP and SMSoIP coverage
may be less or more extensive than the concurrent Circuit Switched (CS) coverage. This
Annex describes the additional features that need to be implemented for the UEs and
networks that wish to support such a deployment scenario.

The voice related requirements in this annex are applicable if the UE has the setting of “IMS
PS Voice preferred, CS Voice as secondary”.

A.2 Domain Selection


The network and the UE must support the IMS voice over PS session supported indication
as specified in section 4.3.5.8 of 3GPP TS 23.401 [10]

The UE must perform voice domain selection for originating sessions with the setting of “IMS
PS Voice preferred, CS Voice as secondary” as specified in section 7.2a of 3GPP TS 23.221
[6], and must perform the procedures defined in 3GPP TS 24.301 [10].

Note 1: The behaviour of UEs with the setting “IMS PS Voice preferred, CS Voice as
secondary” is illustrated in Annex A.2 of 3GPP TS 23.221 [6].

The UE must perform voice domain selection and be able to retry in the CS domain (CSFB
procedures) as defined in section 5.1.3.1 and Annex L.5 of 3GPP Release 14 TS 24.229
[15].

The network can support the rejection of a SIP INVITE as defined in section 5.2.7.2 of 3GPP
release 14 TS 24.229 [15].

Note 2: The procedure in section 5.2.7.2 of 3GPP TS 24.229 can be used when the
originating P-CSCF receives an indication that radio/bearer resources are
not available and rejects the INVITE request with a SIP 500 (Server Internal
Error) response.

The UE must reject an incoming request if the UE is unable to support speech media on
current PS access as specified in 3GPP TS 23.237 [8] and 3GPP TS 24.237 [16].

The UE must support Idle Mode Signalling Reduction (ISR) as specified in 3GPP Release 9
TS 23.401 [10] and 3GPP Release 9 TS 24.301 [17].

A.3 SR-VCC
The network must support the Single Radio Voice Call Continuity (SR-VCC) procedures for
handover from E-UTRAN as described in 3GPP TS 23.216 [5] and 3GPP TS 23.237 [8].

The UE must support the SR-VCC procedures for single active call only as described in
3GPP TS 23.216 [5], 3GPP TS 24.008 [11], 3GPP TS 24.237 [16], and 3GPP TS 24.301
[17].

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Note 1: The mechanisms to perform transfer of additional session / held state /


conference call state / alerting calls are out of scope of the present version
of this document.

Note 2: UEs using IMS Centralized Services (ICS) capabilities are out of scope of
the present version of this document.

A.4 IMS Voice service settings management when using CS access


The UE must use service setting management as defined in section 2.3.2 and section 5.5.1
using the current cellular access, over the APN defined in section 4.3.1. UEs that support
non-cellular accesses that are not EPC-integrated (e.g. non-EPC integrated Wi-Fi access),
must comply to the requirements of section 5.4.

Note 1: This applies also when the UE is using CS network for voice service.

If:

 the UE attempts to perform supplementary service settings management via XCAP;


 the UE receives an HTTP failure code as described in section 5.3.1.2.2 of 3GPP
Release 12 TS 24.623 [28];
 the UE is not configured with SS_domain_setting parameter as specified in Annex
C.3 with network operator's preference for the selection of the domain used by the UE
when performing supplementary services setting control for voice services; and
 until the UE performs a power-off/power-on or the UE detects a change of USIM/ISIM

then:

 the UE must not perform supplementary service settings management via XCAP; and
 the UE must instead attempt to perform supplementary service settings management
in the CS domain.

Note 2: By default, the UE is not configured with the SS_domain_setting parameter


as specified in Annex C.3 with the network operator's preference for the
selection of the domain used by the UE when performing supplementary
service settings control for voice services.

A.5 Emergency Service


This section modifies the requirements defined in section 5.2 in the following ways:

The UE must, and the network can, support the procedures and capabilities defined in
section 5.2.

If the support of one or more of the following scenarios is required, then the network must
support the procedures in section 5.2:

 Deployment scenarios where the IMS VoIP capable radio coverage is not
complemented by CS radio coverage.
 Provide voice service on LTE to UE with incompatible CS domain.
 Provide voice service on LTE to UE supporting LTE only

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When emergency service support via CS domain is required, the UE and the network must
support the CS emergency service as used today.

The UE must be able to perform domain selection for emergency calls, and automatically be
able to retry in the CS domain if a SIP INVITE for an IMS emergency session is rejected with
a SIP 3xx, 4xx (except 407), 5xx or 6xx response, as defined in section 7.3 and Annex H of
3GPP Release 9 TS 23.167 [3] and 3GPP Release 9 TS 24.229 [15]. The UE must be able
to detect if the network is not supporting IMS emergency sessions as defined in 3GPP TS
23.401 [10], then select the CS domain for UE detected emergency sessions. The UE must
be able to perform domain selection for emergency calls, and also automatically be able to
retry in the IMS if a UE detected CS emergency call attempt fails and the network supports
IMS emergency sessions, as defined in subclause 7.3 and Annex H of 3GPP Release 9 TS
23.167 [3], 3GPP Release 9 TS 23.401 [10] and 3GPP Release 9 TS 24.229 [15].

The network must be able to reject a SIP INVITE for an IMS emergency session such that
the UE can retry in the CS domain, as defined in 3GPP TS 24.229 [15] and section 6.2.1 of
3GPP TS 23.167 [3].

When IMS emergency service is not possible (e.g. the network does not support IMS
emergency), and when the UE supporting CS Fallback (CSFB), as described in 3GPP TS
23.272 [9], is IMSI attached, then the UE must use the CSFB procedures for CS emergency
service. If the network or the UE do not support CSFB, the UE must autonomously select the
RAT that supports CS.

The UE must support SR-VCC for IMS emergency sessions as specified in 3GPP Release 9
TS 23.216 [5] and 3GPP TS 23.237 [8]. The SR-VCC UE that supports IMS emergency
service must support the SIP instance ID as defined in section 7.2 3GPP TS 24.237 [16].

The network must support SR-VCC for IMS emergency sessions as specified in 3GPP
Release 9 TS 23.216 [5] and 3GPP TS 23.237 [8]. The network must support the SIP
instance ID as defined in 3GPP TS 24.237 [16].

In limited service state, it is recommended that a UE that is CS voice capable should always
camp on a RAT that is likely to support the CS domain, e.g. GERAN or UTRAN or
CDMA2000, as described in 3GPP TS 23.221 [6].

A.6 Roaming Considerations


When voice over IMS, see section 5.3, is not possible then the UE must follow the
procedures defined in Annex A.2 to use CS for voice service.

A.7 SMS Support


This section modifies the requirements defined in section 2.5 in the following ways:

The UE must, and the network can, support SMS-over-IP as described in section 2.5. In
addition, when support of SMS over NAS signalling is required, the UE and the network must
support the necessary procedures as specified in 3GPP TS 23.272 [9], 3GPP TS 23.221 [6]
and 3GPP TS 24.301 [17]. If the UE supports both SMS-over-IP and SMS over NAS
signalling methods, the UE must support the functionality as specified according to section
7.2c of 3GPP TS 23.221 [6]. The UE must:

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a) be pre-configured by the operator with the


“SMS_Over_IP_Networks_Indication” parameter as specified in Annex C.3
that determines to use either SMS over IP or SMS over NAS signalling; and
b) be capable of being configured according to the parameter
“SMS_Over_IP_Networks_Indication” in the IMS Management Object defined
in 3GPP TS 24.167 [68], in order to give operator control to configure the UE
to use SMS over NAS signalling when required.

The UE must only include the +g.3gpp.smsip feature tag as defined in section 5.3.2.2 of
3GPP TS 24.341 [19] in a SIP REGISTER request when
“SMS_Over_IP_Networks_Indication” is set to the value of 1.

If SMS over NAS signalling is not supported then the network must support the procedures
in section 2.5.

Note: SMS over NAS signalling without combined attach and without combined
TA/LA update as specified in 3GPP Release 13 TS 23.272 [9] is out of
scope of the present version of this document.

A.8 Call Waiting in the CS domain


When the UE on an ongoing call is presented with a new incoming call from the CS core
network and:

 if the Communication Waiting supplementary service (see section 2.3.4) is


deactivated in the UE, then the UE must reject the incoming call by sending a
RELEASE COMPLETE message with cause #17 "user busy" as specified in 3GPP
TS 24.008 [11]; and
 if the Communication Waiting supplementary service is activated in the UE, the UE
must generate a call waiting indication to the user.

A.9 USSD
For a UE that supports CSFB:

 If the UE has no ongoing IMS session for conversational voice calls and is not in the
process of establishing an IMS session for conversational voice call (originated or
terminated) then the UE must use the CSFB procedures as described in 3GPP TS
23.272 [9] for originating and terminating USSD requests in the CS domain.
 If the UE has one or more ongoing IMS sessions for conversational voice call or is in
the process of establishing an IMS session for conversational voice call (originated or
terminated) then:

 the UE must not attempt originating USSD requests in the CS domain; and
 if paging procedure takes place, the UE must reject the request to perform CS
fallback for terminating USSD requests as specified in 3GPP TS 24.301 [17].

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Annex B Features needed in certain regions

B.1 General
This Annex describes features that operators need to support in certain regions due to local
regulatory requirements.

B.2 Global Text Telephony over IP


In some regions, there are regulatory requirements that allows deaf/hearing impaired people
to use text based communication known as Teletype Writer (TTY) to other users and
government offices (e.g. to provide equal access to emergency services to all users). In this
document, the evolution of the legacy CS-based TTY in IMS is referred to as Global Text
Telephony over IP (GTT-IP).

Note: GTT-IP is also referred to as Real Time Text in some standards. The use of
GTT-IP in this section infers both GTT-IP and Real Time Text.

The following requirements outline how the GTT-IP service should be implemented in
regions where required.

The UE must include the text media feature tag, as defined in IETF RFC 3840 [86], in the
Contact header field of the SIP REGISTER request, in the Contact header field of the SIP
INVITE request, and in the Contact header field of the SIP response to the SIP INVITE
request, using procedures defined in 3GPP TS 24.229 [15].

GTT-IP messages must use ITU-T Recommendation T.140 [70] real-time text according to
the rules and procedures specified in 3GPP TS 26.114 [35] with the following clarifications:

 The call with GTT-IP component must contain both "text" and "audio" media RTP
streams negotiated using existing SDP offer/answer procedures.

Note 2: The implementation of calls with single "text" media is not supported.

 For real-time text, RTCP reporting must be turned on by setting the SDP bandwidth
modifiers “RS” and “RR” as specified in section 3.2.4.
 The sampling time used must be 300 ms.
 Change of the sampling time (rate adaptation) is not required.

For an IMS session request for a call with GTT-IP component (originating and terminating), a
dedicated bearer for the T.140 text media must be created by the network using interaction
with dynamic PCC. The network must initiate the creation of a dedicated bearer to transport
the text media.

For a scenario when GTT-IP component is added or removed during the session, the
existing dedicated bearer must be modified to add or to remove text media using interaction
with dynamic PCC.

The dedicated bearer for a call with GTT-IP component may use:

 a Non-GBR bearer with a QCI value of 8 or 9 as stated in annex E.4 of 3GPP


Release 10 TS 26.114 [35]; or

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 a GBR bearer with a QCI value of 1.

For networks residing in regions where regulatory requirements include requirements for low
end-to-end latency and packet loss, the usage of a GBR bearer with a QCI of 1 for transport
of both audio and real-time text RTP streams is recommended.

There is no support of SR-VCC of T.140 text media (i.e. the T.140 text media is dropped
after handover to CS).

For IMS session release of a call with GTT-IP component, the dedicated bearer must be
deleted by the network using interaction with dynamic PCC. The network must initiate the
deletion of the bearer.

B.3 Service Specific Access Control


In some regions, e.g. Japan, there are regulatory requirements that require the need to
release only voice calls while allowing high priority calls and access for other packet service
(e.g. email, web, disaster message board), as under disaster or emergency events, the
mass simultaneous voice call requests are usually the main cause for network congestion.

To fulfil the regulatory requirements, the UE for such regions must support Service Specific
Access Control (SSAC) as specified in 3GPP Release 9 TS 22.011 [1], 3GPP Release 9 TS
36.331 [52], 3GPP Release 9 TS 24.173 [14] and 3GPP Release 9 TS 27.007 [43].

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Annex C MNO provisioning and Late Customization

C.1 General
This annex describes the capabilities to support MNO provisioning and late customization for
the UE (e.g. for open market devices). An open market device:
 Supports non-roaming and roaming cases;
 Has a default configuration suitable for many MNOs; and
 Can be configured to the MNO’s needs.

C.2 Configuration Methods

C.2.1 Remote Client Configuration for MNO provisioning


The UE and the network must support one of the two configuration methods in order to
support MNO provisioning for the parameters that are defined in 3GPP (see also Table
C.3.1):
 OMA DM V1.2 with http binding as specified in OMA-ERELD-DM-V1_2 [100]; or
 Service provider device configuration as specified in GSMA PRD RCC.14 [93].

Note 1: The requirement on which configuration method to support may differ


between regions.

Note 2: GSMA PRD RCC.14 [93] supports only the Managed Object (MO) specified
in 3GPP TS 24.167 [68].

C.2.2 Late Customization


The UE must support late customization as specified in GSMA PRD TS.32 [92] for the
parameters that are in Table C.3.1 and can support late customization for the remaining
parameters of GSMA PRD TS.32 [92].

C.3 Configuration Parameters


Table C.3.1 contains configuration parameters with their default values that must be
supported by the UE and the network. The UE must use the default value for each
parameter in Table C.3.1 unless configured differently by any of the methods as described in
section C.2.

Note: The parameters in Table C.3.1 are a subset of parameters in section 3.8 of
GSMA PRD TS.32 [92].

Parameter Default Defined in See


value also
clause
IMS 0-Enabled Section 5.13 of 3GPP TS 24.305 [18] as 2.2.1
/<X>/IMS

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Parameter Default Defined in See


value also
clause
Media_type_restriction_policy Voice only Section 5.43 of 3GPP Release 14 TS 2.2.1
(Voice and/or Video over LTE allowed 24.167 [68] (interior node
allowed) /<X>/Media_type_restriction_policy) and
3GPP Release 14 TS 24.229 [15]
Media_type_restriction_policy Voice and Section 5.43 of 3GPP Release 14 TS 2.2.1,
(Voice and/or Video over LTE video 24.167 [68] (interior node 5.3
allowed while roaming) Prohibited /<X>/Media_type_restriction_policy) and
3GPP Release 14 TS 24.229 [15]
SMSoIP_usage_policy 2 - SMSoIP Section 5.71 of 3GPP Release 14 TS 2.2.1
(When to use SMSoIP) irrespective 24.167 [68] ( /<X>/
of IMS voice SMSoIP_usage_policy)
support
RegRetryBaseTime 30 Sec Section 5.35 of 3GPP TS 24.167 [68] ( 2.2.1
/<X>/ RegRetryBaseTime)
RegRetryMaxTime 300 sec Section 5.35 of 3GPP TS 24.167 [68] 2.2.1
(/<X>/ RegRetryMaxTime)
Policy_on_local_numbers 1 -Home- Section 5.62 of 3GPP Release 14 TS 2.2.3.2
(Local number type for voice local number 24.167 [68] ( /<X>/
and video calls) Policy_on_local_numbers)
Timer_T1 2 sec Section 5.10 of 3GPP TS 24.167 [68] 2.2.4
(/<X>/Timer_T1)
Timer_T2 16 sec Section 5.11 of 3GPP TS 24.167 [68] 2.2.4
(/<X>/Timer_T2)
Timer_T4 17 sec Section 5.12 in 3GPP TS 24.167 [68] 2.2.4
(/<X>/Timer_T4)
Reliable 18x policy Send 18x Section 5.53 of 3GPP Release 14 TS 2.2.4
(Sending SIP 18x reliably) reliably 24.167 [68] (/<X>/ Reliable_18x_policy
/<X>/ Send_18x_Reliably)
and 3GPP Release 14 TS 24.229 [15]
XCAP Root URI No default 3GPP TS 24.623 [28] 2.3.2
Conf_Factory_URI None Section 5.4 of 3GPP TS 24.166 [88] 2.3.3
(Conference Factory URI) (/<X>/Conf_Factory_URI)
FromPreferred Prohibit 3GPP Release 14 TS 24.607 [23] and 2.3.12
(Use contents of FROM header section 5.4 of 3GPP Release 14 TS
if P-A-I is not present for 24.417 [90] (/<X>/FromPreferred)
incoming voice and video calls)
Precondition_disabling_policy Yes Section 5.60 of 3GPP Release 14 TS 2.4.1
(SIP Preconditions used) 24.167 [68]
(/<X>/Precondition_disabling_policy)
and 3GPP Release 14 TS 24.229 [15]

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Parameter Default Defined in See


value also
clause
Default_EPS_bearer_context_u Prohibit Section 5.49 of 3GPP Release 14 TS 2.4.3.1
sage_restriction_policy 24.167 [68] (interior node
(Media on default (QCI=5) /<X>/Default_EPS_bearer_context_usa
bearer) ge_restriction_policy) and 3GPP
Release 14 TS 24.229 [15]
RateSet for AMR 0,2,4,7 Defined in clause 15.1 of 3GPP Release 2.4.3.2
("mode-set = 9 TS 26.114 [35]
0,2,4,7" (/<X>/Speech/<X>/RateSet) with
included in (/<X>/Speech/<X>/Codec= "amr")
the SDP
answer)
RateSet for AMR-WB Undefined Defined in clause 15.1 of 3GPP Release 2.4.3.2
(no mode-set 9 TS 26.114 [35]
parameter (/<X>/Speech/<X>/RateSet)
included in (/<X>/Speech/<X>/Codec= "amr-wb")
the SDP
answer)
EVS/Br 5.9-13.2 Defined in clause 15.1 of 3GPP Release 2.4.3.3
13 TS 26.114 [35]
(/<X>/Speech/<X>/EVS/Br)
EVS/Bw nb-swb Defined in clause 15.1 of 3GPP Release 2.4.3.3
13 TS 26.114 [35]
(/<X>/Speech/<X>/EVS/Bw)
ICM/INIT_PARTIAL_REDUNDA undefined Defined in clause 17.2 of 3GPP Release 2.4.3.3
NCY_OFFSET_RECV (ch-aw-recv 13 TS.26.114 [35]
not included /<X>/Speech/<X>/
in SDP offer) ICM/INIT_PARTIAL_REDUNDANCY_O
FFSET_RECV
ToConRef Internet APN Section 5.9 of 3GPP Release 14 TS 4.3.1
(Network Identifier part of the 24.424 [91]
HOS APN) (/<X>/XCAP_conn_params_policy/<X>/
XDM_MO_ref) and 3GPP Release 14
TS 24.623 [28]
EPS_initial_attach_ConRefs No APN Section 5.57 of 3GPP Release 14 TS 4.3.1
(APN in initial attach) 24.167 [68] (interior node
/<X>/EPS_initial_attach_ConRefs) and
3GPP Release 14 TS 24.229 [15]
AccessForXCAP 1 – 3GPP 3GPP TS 24.424 [89] and section 5.4
accesses 5.2.1.3 of 3GPP Release 14 TS 24.623
only [28] (/<X>/AccessForXCAP)

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Parameter Default Defined in See


value also
clause
/<X>/3GPP_PS_data_off/SS_X 1 - Indicates 3GPP TS 24.424 [91] 5.5.2
CAP_config_exempt that the SS (/<X>/3GPP_PS_data_off/SS_XCAP_c
configuration onfig_exempt).
via XCAP is
a 3GPP PS
data off
exempt
service
MMTEL_voice_exempt 1 - Indicates Section 5.7 of 3GPP TS 24.275 [95] 5.5.3
that the (/<X>/3GPP_PS_data_off/MMTEL_voic
MMTEL e_exempt)
voice is a
3GPP PS
data off
exempt
service
SS_domain_setting No default Section 5.41 of 3GPP Release 12 TS A.4
24.167 [68] (/<X>/SS_domain_setting)
SMS_Over_IP_Networks_Indica 1 – SMS Section 5.28 of 3GPP TS 24.167 [68] A.7
tion service is (/<X>/SMS_Over_IP_Networks_Indicati
preferred to on)
be invoked
over the IP
networks
Device_management_over_PS 1 - Indicates Section 5.10i of 3GPP TS 24.368 [96] C.2
that the (/<X>/3GPP_PS_data_off/Exempted_se
device rvice_list/<X>/Device_management_ove
management r_PS)
over PS is a
3GPP PS
data off
exempt
service
USSI_exempt 1 - Indicates Section 5.4B of 3GPP Release 14 TS
that USSI is 24.391 [99]
a 3GPP PS (/<X>/3GPP_PS_data_off/USSI_exempt
data off )
exempt
service

Table C.3.1 Configuration parameters and their default values

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Annex D USSI

D.1 Introduction

D.1.1 Overview
The support of USSI is optional for both the UE and the Network. This Annex describes the
additional functionalities that need to be implemented for the UEs and networks that do
support USSI. The scope includes the following aspects:

 IMS basic capabilities [Chapter D.2]


 Media negotiation [Chapter D.3]
 Functionality that is relevant across the protocol stack and subsystems [Chapter D.4]
 Additional features that need to be implemented for the UEs and networks that wish
to support concurrent CS coverage [Chapter D.5]

This Annex is applicable for a scenario where IMS is deployed without relying on any CS
infrastructure. In this case the UEs and networks must be compliant with all of the normative
statements in this Annex.

Chapter D.5 defines the profile for an alternative approach where USSD is deployed with a
certain degree of reliance on an existing 3GPP CS network infrastructure.

In this version of the PRD, only voice-capable UEs and networks are considered.

D.2 IMS Feature Set

D.2.1 General
This Annex lists the additional mandatory capabilities compared to the main body and Annex
A that are required over the Gm reference point.

D.2.2 Support of generic IMS functions

D.2.2.1 General
The UE and the network must fulfil the requirements for addressing as specified in section
4.5.4.1 of 3GPP Release 12 TS 24.390 [98].

Note: Geo-local numbering is not used in USSI.

D.2.2.2 SIP Registration Procedures


A UE must perform a SIP Registration as specified in 2.2.1 and must include a
g.3gpp.nw-init-ussi media feature tag in the Contact header field as specified in 3GPP
Release 12 TS 24.390 [98].

D.2.3 USSI Considerations

D.2.3.1 General
The following sub-sections provide considerations for the UE and network specific to USSI.

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D.2.3.2 UE initiated
The UE must support the invocation and operation of user initiated USSI as defined in
sections 4.5.4.1 and 4.5.3 of 3GPP Release 12 TS 24.390 [98].

The USSI AS (USSI Application Server) must support the actions defined in section 4.5.4.2
of 3GPP Release 12 TS 24.390 [98].

D.2.3.3 Network initiated


The USSI AS may support the invocation and operation of network initiated USSI as defined
in section 4.5.5.1 of 3GPP Release 12 TS 24.390 [98].

The UE must support the actions defined in section 4.5.5.2 of 3GPP Release 12 TS 24.390
[98].

D.3 SDP negotiation


The UE and the IMS core network must support the SDP negotiation to not use media
resources for UE initiated USSI and network initiated USSI as described in sections 4.5.2
and 4.5.2A (respectively) of 3GPP Release 12 TS 24.390 [98].

D.4 Common Functionalities

D.4.1 Data Off


The UE must fulfil the requirements as specified in section 5.5.1.

The UE must be able to initiate and receive USSI messages as described in this Annex
regardless whether 3GPP PS (Packet Switched) Data Off is active i.e. the UE continues to
use (does not disconnect) the PDN connection via the IMS well-known APN. For this reason,
the operator must configure "USSI_exempt" as 3GPP PS Data Off Exempt Services, see
section C.3.

D.5 Complementing IMS with CS

D.5.1 General
In order to offer its customers a seamless service, the operator may wish to complement the
USSI capable radio coverage by utilising the CS radio access and/or the CS core network
for USSD. The USSI capable radio coverage may be less or more extensive than the
CS/USSD coverage. These clauses describe the additional features that need to be
implemented for the UEs and networks that wish to support such a deployment scenario.

The UE and the network must support the necessary procedures as specified in 3GPP
Release 12 TS 23.090 [97].

D.5.2 Domain Selection


The UE must support the selection of an appropriate method for UE originating USSD
request delivery as specified in section 7.2e of 3GPP Release 12 TS 23.221 [6]. The support
of the USSI Management Object as defined in 3GPP Release 12 TS 24.391 [99] by the UE
and network is not required.

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Note: When the originating voice domain selection is PS, the absence of support
in the UE of the Management Object defined in 3GPP Release 12 TS
24.391 [99] provides as a result, the UE to send an originating USSD
request using IMS according to 3GPP Release 12 TS 24.390 [98]. If the
home network does not support USSI and in order to ensure the correct
delivery of UE initiated USSD requests (i.e. via CS), the home network
needs to ensure that USSI requests are rejected with a 404 (Not found)
response as specified in 3GPP Release 12 TS 24.390 [98].

The UE must support the selection of an appropriate method for UE terminating USSD
request delivery as specified in section 7.2b of 3GPP Release 12 TS 23.221 [6].

If USSD (via the CS network) is used, then the procedures of Annex A.9 shall be applicable.

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Official Document IR.92 - IMS Profile for Voice and SMS

Document Management

Document History
Version Date Brief Description of Change Approval Editor /
Authority Company
0.1 28/01/2010 New PRD (RILTE Doc 06/004). RILTE #6 John Boggis,
Vodafone
0.2 19/02/2010 Updated to take account of RILTE (email John Boggis,
changes proposed by Itsuma approval after Mtg Vodafone
Tanaka from NTT Docomo #6)
1.0 18/03/2010 DAG #67 comments IREG email John Boggis,
approval before Vodafone
mtg # 58
EMC # 81
2.0 29/07/2010 CR001 to IR.92 Enhancements IREG email John Boggis,
and corrections to the document approval before Vodafone
mtg # 59
EMC # 86
3.0 22/12/2010 CR002 to IR.92 Enhancements IREG # 59 John Boggis,
and corrections to the document EMC # 89 Vodafone
4.0 22/3/2011 Implementation of CR003, RILTE/IREG email John Boggis,
CR004, CR005 and CR006. approval before Vodafone
IREG #60
EMC # 91
5.0 28/12/2011 Implementation of CR007 to RILTE/IREG email John Boggis,
CR015. approval before Vodafone
IREG #61
EMC # 99
6.0 28/12/2011 Implementation of CR016 and IREG #62 John Boggis,
CR017 PSMC # 102 Vodafone
7.0 25/02/2013 Implementation of CR1001, IREG #63 Nick Russell,
CR1002, CR1003 and CR1004. RIM Ltd.
7.1 10/09/2013 Implementation of CR1005 IREG RILTE #32 Nick Russell,
BlackBerry Ltd.
8.0 07/04/2014 Implementation of CR1006, IREG RILTE #37 Nick Russell,
CR1008, CR1009, CR1011, and IREG #66 BlackBerry Ltd.
CR1012, CR1013, CR1015,
CR1016, CR1018, CR1019,
CR1020, CR1021, CR1022,
CR1023, CR T9, CR T10, and
CR T14
9.0 02/04/2015 Implementation of CR1024, NG #1 Nick Russell,
CR1025, CR1027, CR1029, BlackBerry Ltd.
CR1030, CR1031, CR1032,
CR1033, CR1034, CR1035,
CR1036, CR1037, CR1038,
CR1039, CR1040, CR1041,
CR1042, CR1043, CR1044,
CR1045, CR1046, CR1047,
CR1048, CR1051, CR1052,
CR1055, CR1056, and CR1059.

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Official Document IR.92 - IMS Profile for Voice and SMS

Version Date Brief Description of Change Approval Editor /


Authority Company
10.0 19/05/2016 Implementation of CR1063, NG #3 Nick Russell,
CR1060, CR1067, CR1064, BlackBerry Ltd.
CR1065, CR1068
(IR92CR46MeEl1), CR1069,
CR1072 CR1071, CR1070,
CR1076, CR1077, CR1073,
CR1075, CR1078, CR1074,
CR1066, CR1079, CR1081,
CR1087, CR1090, CR1082,
CR1083, CR1080, CR1088,
CR1089, CR1084, CR1086,
CR1085, CR1091, CR1092,
CR1093, CR1094, CR1095,
CR1097, CR1101, CR1102,
CR1103, CR1104, CR1096,
CR1098, CR1099, CR1105,
CR1106, CR1108, CR1110.
11.0 15/06/2017 Implementation of CR1111, NG #5 Nick Russell
CR1112, CR1113, CR1114, (BlackBerry
CR1115, CR1116, CR1117, Ltd.), Keith
Drage (Nokia).
CR1118, CR1119, CR1120,
CR1122, CR1123, CR1124,
CR1125, CR1126, CR1127,
CR1128, CR1129, CR1130,
CR1131. CR1132, CR1133,
CR1134, CR1135, CR1136,
CR1137, CR1138, CR1139,
CR1140, CR1141, CR1143,
CR1145, CR1146, CR1147 and
CR1148
12.0 02/05/2018 Implementation of CR1149, Mari Melander
CR1150, CR1151, CR1152, (Telekom
CR1153, CR1154, CR1155, Deutschland
GmbH)
CR1156, CR1157, CR1158,
CR1159, CR1160, CR1161,
CR1162, CR1163

Other Information
Type Description
Document Owner NG RILTE
Editor / Company Mari Melander, Telekom Deutschland GmbH

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V12.0 Page 61 of 61

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