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SECONDARY PLANAR STRUCTURAL ELEMENTS

The fabric of any object is the geometric relationship between regularly repetitive, homogeneously
distributed constituent parts (grain shape and size, clasts, etc. in rocks) at any scale. Rock fabrics
reflect composition, mineralogy and a number of processes that rocks have undergone. Primary
fabric is a grain configuration developed during deposition of sediment or during the emplacement
of a magmatic rock. Mineral grain packing, preferred shape orientation of pebbles of feldspar
phenocrysts are examples of primary fabric. Secondary fabrics reflect strain and deformation
conditions. The basic categories of fabrics are:
- 0-dimensional (no fabric): random.
- 1-dimensional: linear.
- 2-dimensional: planar
Accordingly, it is conventional to distinguish
- L fabrics, characterized by elongated elements whose long axes are clustered close
to a unique line. The rocks, L-tectonites, have a dominant linear fabric.
- S fabrics, where the long axes of essentially flattened fabric elements cluster strongly
near a plane. S-tectonites have a dominant planar fabric.
- L-S fabrics, where there is moderate clustering near both a plane and a line that lies
in that plane. L-S tectonites display equally developed linear and planar fabrics.
In strain terms these types of fabrics correspond to constriction, flattening, and intermediate strains
with k values near 1.
A secondary fabric expressed through the preferred orientation of the individual minerals
constituting the rock is the most distinctive feature that separates metamorphic rocks from both
igneous and sedimentary rocks. This fabric commonly consists in sets of uniformly developed,
closely spaced and parallel planes along which the rock splits easily, without regard to the orientation
of bedding. These secondary planes, along which the brittle strength of the rock is minimal, are thus
mechanical anisotropies. Since they have no counter-part in undeformed rocks they must be
produced by ductile deformation.

Definition
Foliation is the general term describing the arrangement of any kind of sub-parallel, closely-spaced
and low-cohesion surfaces that are no strata in deformed rocks (and glaciers). These generally
regularly spaced surfaces impart to foliated rocks the facility to split into leaf-like (folia = leaf in
Latin) planar elements other than bedding.
Foliation planes are reported for a wide range of temperature and pressure conditions, from shallow
crustal to deep mantle conditions. Any plane is referred to as S-surface. Where S-surfaces of different
generations can be distinguished by type and age (cross-cutting relationships, overprinting, absolute
age of mineral components), they are given numerical suffixes according to relative age: S0 is the
primary surface, generally bedding, and S1, S2 … Sn for secondary foliation planes in order of
determined superposition. Such a foliation-related reference frame helps unravelling the tectonic and
metamorphic evolution of the area where S-surfaces are present.

Morphological classification
Morphological features used in the description and classification of foliations are those used for
planar geometries. They refer to:
- Spacing between the planes or planar domains.
- Shape of the planes (rough, smooth, wriggly, etc.).
- Spatial relationship between planes (parallel, anastomosing, conjugate, cross-cutting…).
- Characteristics of the boundaries of planar domains (gradational, sharp, discrete, etc.).
- Fabric of the rock between foliation planes (planar, folded, etc.).

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The morphology of foliations reflects formation processes. For example, bedding-parallel foliation
may reflect compaction, i.e. volume reduction due to pore-water expulsion from fresh sediments
under the increasing weight of overburden load. In deeper crustal levels, the foliation morphology
varies with metamorphic grade (the temperature and pressure conditions existing during foliation
development), with position in folds and with rock type and composition. Foliation is classified by
mechanisms of formation into two broad types and several end-members. Morphological gradations
between the descriptive terms classified below exist and provide a wide spectrum of intermediate
forms.

Spacing scale
Foliation fabrics vary between two broad descriptive categories referring to the overall spacing of
foliation planes: penetrative foliation and spaced foliation.
Spaced foliation
Spaced foliation planes are discrete, tabular domains separated by thin slabs of rock without fabric
or with a differently oriented, older, primary (original) or secondary fabric. These rock slabs which
are thick enough (> ca. 1mm) to be distinguished in hand specimen or in outcrop, are called
microlithons. Foliation domains (the foliae) are heterogeneously distributed lamellae where the
fabric and mineralogy of the host rock has been altered (usually concentration of phyllosilicates and
opaques) so that minerals show a preferred shape and/or crystallographic orientation. Foliation
domains are those thin planar regions along which the rock splits.

Penetrative (continuous, pervasive) foliation

In penetrative foliation, all platy grains have a statistically preferred planar orientation. Penetrative
means that these fabric elements (equally spaced surfaces that are approximately planar and parallel)
appear everywhere throughout the entire rock mass and tends to persistently obliterate earlier
structures. Imagine sheets of a book to envision a penetrative foliation. Planes are defined by
discontinuities, preferred dimensional orientation of platy minerals, laminar mineral aggregates, or
some combination of these structures. The fabric is visible down to the scale of individual grains and
intervals between the foliation planes (or cleavage) are seen on a microscopic scale (< ca. 1 mm).

Note
The spaced versus penetrative character of foliation planes is a scale dependent concept: A penetrative
fabric at map and outcrop scales may prove to be spaced (disjunctive) in thin section.

Spaced foliations
Fracture cleavage
Fracture cleavage consists of evenly spaced, planar discontinuities that sharply divide the rock into
a series of plate-shaped microlithons that display essentially no internal deformation. Fracture
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cleavage can be envisioned as a dense population of joints or microfaults generally formed in low
metamorphic grade, competent rocks such as sandstone and limestone, where fracture cleavage may
coexist with and grade into slaty cleavage in interlayered pelites. Microscopic to metre scale sets of
foliation-like, closely spaced yet non-penetrative fractures may be confused with dense sets of joints.
Disjunctive fracture cleavage with shear movement is not a “true” foliation in terms of finite strain:
it is a false cleavage.
Solution cleavage
Solution cleavage consists of regularly spaced dissolution surfaces (e.g. stylolitic joints) that divide
the rock into a series of microlithons without internal deformation. Dissolution surfaces, along which
some rock mass has been removed, often contain dark seams of insoluble residues that may impart a
prominent striping to the rock. Stripes denote the spatial variation in mineral composition and/or grain
size. Mineral overgrowths, pressure shadows and veins record local mass transfer. Solution cleavage
is generally formed in low metamorphic grade rocks rich in fluids and is common within limestone
as regularly spaced stylolitic planes.

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Crenulation Cleavage
Crenulation cleavage is created when an earlier foliation is folded (crenulated) on a meso- to micro-
scale. The small, regular crinkle folds (10-1-101 mm) may be symmetric but are most commonly
asymmetric. The crenulation cleavage is defined by the parallel alignment of grains in the limbs of
the tight to isoclinal microfolds whose wavelength controls the spacing of successive foliation planes.
Where microfolds are asymmetric, the short limb usually becomes the cleavage plane.
Crenulation cleavage is sometimes defined by microfaults parallel to the microfold limbs and then
referred to as strain slip cleavage, but the non-genetic name “crenulation cleavage” is preferable. A
discrete crenulation cleavage truncates the pre-existing cleavage. Conversely, the pre-existing
fabric can be followed from microlithons through a zonal crenulation cleavage.
Dissolution of soluble material often takes place along the microfold hinges, leaving a concentration
of insoluble residue along these limbs while soluble material (generally quartz) is transported and
precipitated in hinges.
Crenulation cleavages are found in all metamorphic grades.
Differentiated layering
Crystallization of metamorphic minerals, metamorphic recrystallization of older minerals, and
pressure solution may create independently or together a new “layering” defined by alternating layers
of different composition and/or grain size. Indeed, metamorphism reorganises the chemical
components of a rock and produces new minerals in new orientations governed by evolving strain.
The resulting compositional, differentiated layering is visible as distinct light and dark-coloured
bands in hand specimen. Differentiated layering is found in medium to coarse-grained, granular
metamorphic rocks of all grades. Slaty cleavage, crenulation cleavage, and schistosity can be
differentiated.
In high-grade rocks, differentiated layering is customarily described as gneissic layering, also
commonly defined by alternating mafic (dark-coloured) and felsic (light-coloured) layers. The
resulting lithological banding may be more or less modified bedding, and thus reflects initial
sedimentary compositional differences or a foliation entirely due to differentiation during
deformation. Gneissic layering can also result from oriented melt segregation during partial melting
and/or intimate injection of subparallel igneous veins.
Strongly sheared rocks develop a mylonitic foliation, which is both a mineral foliation due to the
preferred orientation of platy mineral grains and aggregates and a planar shape fabric defined by the
flattened crystals (called ribbons).
Transposed layering
Transposition layering is defined by parts of a pre-deformation surface (bedding or an older
foliation) which are rotated independently into a new orientation; after intense deformation all of
these parts become subparallel.

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In a laminated sequence of rocks, successive layers generally have different competences. Intense
deformation produces appressed to isoclinal folds through rotation and stretching/thinning of limbs
until these coincide with the foliation plane. Fold hinges are sharp and folds are intrafolial. Hinges
may be teared apart along the stretched limbs that ultimately disappear. The intrafolial folds are
rootless where hinges are completely detached from the limbs and relic bedding appears to be
restricted to very local occurrences in obscured fold hinges. There is then practically no variation in
the orientation of the transposed bedding. A transposed sequence may be mistaken for a normal
sedimentary succession. Nevertheless, the pseudo-bedding has no stratigraphic significance.
Recognition criteria for transposition are (1) foliation parallel to bedding, (2) isolated, intrafolial fold
hinges, (3) isolated boudins of competent layers, (4) extreme flattening of strain markers and (5)
reversals of younging criteria and asymmetry of parasitic folds in close proximity.

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Transposition is found on all sizes ranging from hand specimens to several kilometres big structures.

Penetrative foliations
The rock and cleavage classification (diagenetic, slate, phyllite and schist) fundamentally reflects the
increasing grain size of phyllosilicates, hence different degrees of recrystallization.
Diagenetic Foliation
A bedding-parallel foliation may form during diagenesis and compaction of sediments with clay
minerals and/or detrital micas. Such a foliation is observed in very-low to low-grade politic rocks that
have undergone no or little deformation, as the absence of regional folding demonstrates. Micas lying
on the foliation plane commonly have frayed edges. The diagenetic foliation plays an important role
in the development of secondary foliations, if any.
Slaty Cleavage
The word slate originated as a quarryman's term for fine-grained rocks that were sufficiently fissile
to be split into thin, planar slabs suitable for roofing tiles and blackboards. Slaty cleavage describes
the fabric responsible for the planar, quite flat parting of rocks whose individual grains are not obvious
without a microscope.
Slaty cleavage is produced by the parallel alignment of phyllosilicate grains (illite, chlorite, micas)
too small to be visible to the naked eye. Under the microscope, slates have a domainal structure,
which refers to rock regions with different compositions and fabrics. The cleavage consists in spaced
bands of strongly aligned, recrystallised platy minerals anastomosing around domains of not or
weakly deformed quartz grains and phyllosilicate grains subparallel to bedding and showing kinks
and undulatory extinction. The inter-cleavage domains (microlithons) are generally lenticular with
their long dimensions being usually parallel to the cleavage. Spacing of slaty-cleavage planes ranges
from less than a millimetre to a few millimetres.
The microlithons are rich in the major mineral constituents (usually quartz) of the rock other than
layer silicates and grains in these microlithons generally show little or no preferred orientation. The
microlithons vary in size and in the number of grains they contain.
Seams or accumulation of insoluble residues (often oxides) commonly accentuate the cleavage
domains, which are rich in minute, flaky or tabular minerals (mica, chlorite, and talc). The parallel,
planar arrangement of these grains defines the planar domain.
Slaty cleavage is often remarkably constant in orientation and is typical of fine-grained shales that
have been deformed under low metamorphic grade.
Schistosity
At higher metamorphic grades, planar fabrics become coarser than slaty cleavage because
crystallisation tends to enlarge the grain size. Schistosity refers to foliation planes with glittering
micas (mainly muscovite and biotite) big enough to be discerned with the unaided eye.
Schistosity is most common in high-grade metamorphic rocks in which it tends to be wavy and
discontinuous. It also occurs in low-grade rocks, particularly in retrograde greenschist facies rocks.
Phyllitic fabric
Phyllites are rocks with a shiny, silky to satiny sheen due to flaky grains larger than in slate, yet still
too small to be identified with the unaided eye. Consequently, phyllites cleave into thicker slabs than
slates. Their mica-dominated planar fabric is flat or crinkled.
Composite foliation
A composite foliation refers to one foliation and/or gneissic layering that results from at least two
foliation-forming events with the two foliations being parallel. This is frequent in high-grade rocks.

Conjugate crenulations
Two simultaneous crenulation cleavages may develop in some cases, intersecting in an angle of 60-
90° and often symmetrical, in section across the foliation, about the earlier foliation. These surfaces
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are described as conjugate crenulation cleavages and may be associated with conjugate folds or
kinks. The cleavage surfaces are generally less regularly spaced than their counterpart in areas where
only one family of surfaces exists and tend to be more localised in their distribution. Usually, one
direction is more commonly developed than the other is, but either set may be prominent from place
to place, and there is no consistency about which accommodated the last deformation.

Strain significance of foliation

Strain analysis data indicate that foliations form over a wide range of strain intensity and deformation
regimes.

Foliation and strain magnitude

Strain involved in the development of foliations is difficult to measure because foliations are
associated with a wide range of strains. Slaty cleavage appears to form when a suitable fine-grained
pelite has been compressed by about 10%, but foliation becomes conspicuous after 20-30% flattening
and intense foliations involve >35% flattening.

Orientation with respect to the strain ellipsoid

Finite strain analyses on reduction spots, ooids or flattened fossils and pillows indicate that the
foliation forms perpendicular to the short axis λ3 of the local finite strain ellipsoid (with λ1 ≥ λ 2 ≥ λ3
). The correspondence of foliations with the plane of maximum finite flattening allows inference of
orientations of λ1λ 2 planes in the field from the foliation orientation in the rocks that do not contain
actual strain markers.
Numerical and analogue considerations support evidence from measurements of finite strain in
natural structures. In complex transpressive or transtensive flows, foliation planes lay somewhere
between the λ1λ 2 planes of the instantaneous and finite strain ellipsoids. The orientation depends on
the relative rates of development and recovery of the fabric so that cleavage my show only a part of
the total finite strain history.

Foliation and volume loss

Geometrical measurements and local, chemical balance indicate that the development of slaty
cleavage approximately produces >10% (up to 50%) volume loss in slates.

Foliation related to folds

Experiments and detailed case studies of natural folds show that after ca 35% bulk shortening
accommodated at the layer-scale (faulting and buckling) changes to grain-scale, which triggers the
appearance of foliation.

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Axial plane foliation: Definition

Strain patterns within buckled rocks indicate that axial plane foliations are perpendicular to the local
axis of maximum finite shortening.

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Foliation in folded rocks is subparallel (ideally, parallel) to the axial plane in the fold-hinges produced
by the same deformation event. It is accordingly referred to as the axial plane foliation, despite the
fact that the same foliation planes are commonly divergent from the axial surface in the fold limbs.

Refraction
In certain layers of some fold limbs it is impossible to find any foliation plane actually parallel to the
axial surface. Foliation planes typically change orientation at boundaries of layers with different
grain-size or composition, i.e. competence. This change of angular relationship between foliation and
bedding across lithological boundaries (and occasionally within layers as in graded beds) is termed
refraction, as for the light that departs from its original direction of travel at the interface between
two materials of different refraction index.

Refraction occurs because the foliation-bedding angle in a given rock is a function of the amount of
strain experienced by that rock. The viscosity contrast along alternating layers produces local shear
components during folding (remember flexural slip). Foliation refraction reflects these changes in
orientation and intensity of strain across boundaries between layers with different competences so
that foliation refraction angles are a proxy for the relative strengths of adjacent lithologies.
The bedding / foliation angle is larger in the competent layers than in the incompetent ones. In other
words, foliation takes a shorter way across competent layers such as sandstone than through less-
competent layers as shale.
Owing to refraction, axial plane foliations typically fan, i.e. display a radiating pattern within the
fold. The fan is convergent or divergent, depending on whether the foliation converges towards the
core or towards the convex side of a fold, respectively. Both convergent and divergent fans may
coexist in a folded multi-layer in which the convergent fans are found in more competent layers and
divergent fans in less competent layers.

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Due to fanning foliations, anomalous foliation orientations form triangular regions with no cleavage
in hinge regions of the less competent layers of folds: the finite neutral points.
Numerical and analogue models of fold profiles in shortened multilayered materials provide
additional support for the orientation of the λ1λ 2 plane of the finite strain ellipsoid corresponding to
the orientation of axial plane foliations observed in natural folds. Models also reproduce foliation
fans and refraction fitting changes in orientation of the λ1λ 2 plane in different parts of a fold and in
layers of different competence. Convergent fans are similar to the pattern of the XY plane produced
during folding by tangential longitudinal strain, while divergent fans are comparable to the pattern
due to flexural slip. This similarity suggests again that foliation forms in the XY plane of finite strain.

Transection
In few cases, the foliation seems axial planar in profile, but it is oblique to the hinge line and goes
across from limb to limb in the third dimension. Transection is the oblique intersection between
foliation and the apparently coeval fold axes.

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A transecting foliation is not a later generation of foliation superimposed on an earlier generation of

folds. Transection is generally attributed to a rotating strain field during folding, with eventually
prefolding initiation of foliation and fold axes developing oblique to the bulk flattening direction. The
subsequent hinge-migration while layers roll around the fold axis, which is oblique to the vorticity
vector of the same deformation event, accounts for the abnormal relationship between foliation and
axial planes.

Use of axial plane foliation in geometrical analysis

The association between folds and axial plane foliation patterns is so firmly established that the
foliation-bedding angular relation is routinely used as a simple and useful criterion to determine
which limb of an incompletely exposed fold a particular outcrop belongs to. First a foliation in an
area must be identified as axial planar from outcrop observations. The orientation of this foliation is
thus taken as that of the axial planes throughout the entire area. If the folds are larger than outcrop
scale, the foliation / bedding angle in an outcrop immediately tells where this outcrop lies with respect
to the larger fold.
A sketched fold with associated foliation shows how. Four relations can be used to provide
information on large-scale folds:
- The foliation on the limbs is inclined relative to bedding towards the convex side of the hinge. In
one limb the acute angle between bedding and foliation opens to the left on the upper side of the
bed; on the other limb, the acute angle opens to the right.
- Bedding and foliation lie at a nearly right angle to each other at the hinge of the fold. The foliation
attitude can be used to infer directly the orientation of axial planes.
- The geometry of bedding and foliation is very powerful in determining whether the beds are
overturned or right side up in an outcrop of recumbently folded rocks. In the normal limb the
foliation is steeper than the bedding dipping in the same direction; in the overturned limb the
bedding dips steeper than the foliation.
- The smaller the average cleavage-bedding angle, the tighter the fold.

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Note that these rules are consistent with the distribution of S, M or Z minor folds around a major fold,
the foliation plane remaining axial plane to both scales of folds.

Non axial plane secondary planar elements

Not all foliations are associated with folding.

Bedding foliation
In sediments, a single set of foliation planes parallel to the bedding may exist, although there is no
ostensible phase of folding. This bedding foliation is attributed to vertical compaction of the
sediments under the static load of overlying strata. The ensuing diagenetic foliation results
essentially from oriented crystallisation of diagenetic minerals.

Shear foliation
When a ductile shear zone develops in granular rocks like granites, the foliation that initially develops
from the undeformed rock is not associated with a synchronous system of folds. The foliation, which
tracks the plane of maximum finite shortening, typically shows a progressive rotation along with an
increase in intensity (depicted by foliation planes that come progressively closer) from the
undeformed rock towards a strongly foliated, planar zone (the mylonite). Typically also, this rotation
is symmetrical on both sides of the planar zone, conferring to the shear foliation a sigmoidal shape,
which is a most reliable structure to readily define the relative movements involved.

Note that owing to simple shear geometry, the plane of maximum finite shortening becomes rapidly
(after shear strain of about 10) nearly parallel to the shear plane. At that stage, further simple shear

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distorts the finite strain ellipsoid so that its plane of maximum flattening does not stay parallel to the
shear plane. However, the planar fabric, i.e. shear foliation visually remains parallel to the shear
plane. The rule equating the λ1λ 2 plane of the finite strain ellipsoid with shear foliation does not
strictly apply.

Departure from the λ1λ 2 plane of finite strain ellipsoid is even more consequent when the foliation
is transformed from a passive strain marker into an active slip surface. Indeed, foliation as a plane of
mechanical anisotropy is a plane of weakness along which the shear stress for failure is smaller than
that of the rock. Therefore, shear foliation planes will tend to loose cohesion and slip once they have
been rotated to a near shear plane attitude. At that stage, they become microfaults that are no longer
related to the plane of maximum flattening.

Shear foliations and their deterioration into shear planes are common in high-grade gneisses and
deformed igneous rocks that have suffered intense shear deformation.

Shear bands - Extensional crenulation cleavages

Extensional crenulation cleavage describes planar fabric elements that look like an asymmetric and
usually mesoscopic crenulation cleavage in strongly sheared rocks. The “crenulation cleavage” is not
parallel to axial planes of coeval folds. The “crenulation” aspect is due to the “older” foliation being
bent in a systematic way into discrete planes or zones across which markers are displaced, which
implies some movement (strain slip) between adjacent microlithons. Therefore, “extensional
crenulation cleavage” refers to regularly distributed and parallel micro-shear-zones. They form
parallel to a plane of high resolved shear stress and not parallel to the λ1λ 2 plane of the finite strain
ellipsoid. They usually are at a small angle (<30°) to the host mylonitic fabric and their movement is
that of normal faults with respect to the trace of this mylonitic fabric (hence the term extensional).
The acute intersection angle and the sigmoidal shape of the mylonitic fabric between these shear
zones (or bands) show the direction of shear.

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S-C fabrics
Large displacements along shear zones curve shear foliation S at a shallow angle to the shear plane.
When deformation is sufficiently strong, penetrative S-surfaces display a sinusoidal shape that rotates
into parallelism with discrete and regularly spaced zones of concentrated shear parallel to the gross
shear plane: the C-surfaces. Each individual C shear zone is relatively planar and develops its own
curved foliation pattern on a small scale, so that the sense of deflection of S into C is the same as the
general sense of shear.

The rocks where ductile shear zones are sufficiently abundant to constitute a fabric have S-C
structures (or fabrics). S stands for the foliation (schistosity) planes, defined by the skewed grain
shapes of the rock. S is typically deflected into the smaller grain size C (from the French cisaillement
= shear) shear zones or planes. The foliation S is leaning over in the direction of shear and has an
acute bulk inclination to the C-surfaces. Parting of the rock is easier along the C planes.
Note that owing to additional and localized displacements on C surfaces, the foliation planes S do not
record the total shear-strain of the rock. Note also that C-surfaces are parallel to surfaces of no finite
shear strain.
S-C fabrics are most common in granular rocks, in particular porphyroclastic granitoids.
C’ (and C’’)-surfaces
In strongly foliated rocks, one or more sets of secondary, spaced planar elements may appear
systematically oblique to both the early foliation and to the shear plane and shear zone boundary.
They are essentially small-scale shear zones oblique to a pre-existing foliation, such that the
displacement on this new spaced “foliation” results in net extension parallel to the earlier planar
anisotropy. These micro shear zones usually are less continuous than C surfaces and delineate an
extensional crenulation cleavage termed C’ planes. S-C’-structures may indicate intense, non-coaxial
and partitioned flow. Conjugate sets may arise to accommodate extreme flattening.

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C' shear band seem to develop at a late stage of shear activity after the strong planar anisotropy
represented by the S-foliation has already been established. Like C-surfaces, they are related to the
amplification of finite strain of the foliated host rock.
C’’ designate additional set of spaced micro shear zones that may occur oblique to C’ planes, in the
same way as C’ are oblique to C.

Formation of foliations
Four processes operating either separately or in conjunction may achieve preferred dimensional
orientation of grains or produce rock foliations. They are:
1. Shape-controlled mechanical rotation of pre-existing, inequant grains or fabrics.
2. Modification of grain shape and volume through pressure-solution.
3 Modification of grain shape by within-crystal slip or diffusion.
4. Growth of inequant grains in a preferred dimensional orientation.

Shape-controlled grain rotation

There are three principal mathematical models applicable to rotation of pre-existing platy or needle-
like minerals with an initial random angular distribution.
The "March analysis", is concerned with rotation of passive marker planes (i.e. deforming with the
surrounding matrix) during shortening of a homogeneous body.

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The "Jeffery model" is concerned with rotation of elliptical, rigid bodies in a viscous fluid. Rigid
rotation of initially randomly distributed, clastic, tabular or elongate grains towards the plane of
flattening defines statistically a foliation parallel to that plane. This process is particularly applicable
to foliations formed during diagenetic compaction and/or tectonic dewatering of incompletely
lithified mudstones. It is also applicable to foliations formed during the emplacement of an
unconsolidated magma. Slip along grain boundaries usually accompanies rotation.

The progressively developed preferred orientations predicted by both, Jeffery and March models are
essentially the same, the Jeffery’s analysis differing from that of March by a factor that describes the
shape of the rotating particles. Furthermore, the Jeffery rigid particles define in simple shear regime
a stable statistical orientation that cannot be achieved in the March model.
Experiments on aggregates containing layer silicates or other platy crystals have shown that two kinds
of fabric may develop by rotation. The first is a homogeneous fabric characterised by general
preferred orientation of the platy grains with their planar dimensions parallel to the λ1λ 2 plane. The
degree of preferred orientation intensifies with strain, but the rotation patterns of individual rigid

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particles are complicated due to particle-to-particle interactions. The second is a heterogeneous or

domainal fabric in which reorientation is localised along narrow shear zones.
The third model ("Taylor-Bishop-Hill model") implies rotation of a single mineral grain due to
internal shear on a unique set of crystallographic slip planes so that the final grain shape is compatible
with the deformation imposed by the surrounding matrix.

The principal limitation of these models, however, is that they do not explain the domainal fabric
observed in many slates. Nevertheless, they provide one possible model for the development of
preferred orientation in low-grade rocks.

Buckling - Microfolding
The formation of crenulation cleavage involves periodic, small-scale and intense buckling and/or
kinking of an earlier planar fabric. Buckling and/or kinking give rise to microfolds.

As the microfolds become more closely compressed, the limbs become progressively more thinned
out and parallel while the fold hinges become relatively thicker. The new crenulation cleavage is
parallel to the aligned limbs of stacked microfolds. Micas within the limbs of crenulations remain
approximately parallel to the earlier fabric. In fact, they are still parallel to the earlier foliation but
have been rotated toward parallelism with the new foliation.
In this manner, the development of crenulation cleavage likely involves the mechanical rotation of
existing grains accompanied by chemical processes like modification of grain shapes and sizes by

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diffusive processes and growth of new grains with an orientation and shape compatible with the local
strain history.

Solution transfer
Several foliation types involve a compositional layering. This layering (called banding in two-
dimension observations) is attributed to some metamorphic differentiation (or segregation) during
the foliation development. Solution, mass transfer and re-deposition of material (pressure-solution)
cause segregation, which is part of a diffusion process through interstitial, aqueous fluids flowing
along grain boundaries. The process can result in significant volume loss if the dissolved material is
transported out of the system.
Pressure solution
Dissolution (removal) occurs on grain-to-grain or layer boundaries in porous rocks under non-
hydrostatic stress at a rate controlled by the magnitude of normal stress across the boundary:
Boundaries perpendicular to the direction of the greatest compression dissolve into the aqueous pore
fluid most rapidly. The dissolved material reprecipitates, often as fibrous minerals on low-stress
intergranular boundaries and opening veins. Truncated fossils and veins, the missing parts of which
have evidently been dissolved and not sheared along discrete surfaces, are classical examples showing
that foliation planes may occupy a zone of lost volume. Stylolitic foliations are familiar examples in
limestone.

The juxtaposition of quartz-rich domains and cleavage domains with insoluble and densely-packed
minerals suggests that pressure solution is involved in the formation of most foliation types.
Differentiation
Migration of dissolved material (solution transfer) away from high-solubility sites occurs down a
stress-induced chemical potential gradient (i.e. created by variations in the magnitude of normal stress
at grain boundaries) to nearby sites of low solubility. Material precipitation may take place at sites of
lower normal stress, commonly in extension veins and pressure fringes with fiber-growths at
extremities of flattened grains, while the insoluble residue (secondary minerals and oxides) remains
within the foliation planes. Rocks have become differentiated, which means that there is a
preferential redistribution of minerals in the rock.
From differentiated crenulation cleavage to transposition
In fine grained metamorphic rocks, a crenulation develops along the limbs of microfolds deforming
an earlier planar fabric. Quartz and feldspar may dissolve under pressure solution in the highly
compressed limbs and be reprecipitated at the hinges where pressure is lower. As the process
continues, the new foliation aligns itself perpendicular to maximum shortening and bands of micas
or sheet silicates (limb sites) alternating with bands of quartz or feldspar (hinge sites) define a
differentiation layering parallel to the new foliation. Fold limbs and hinges may completely disappear
when strain-induced solution transfer is extreme. The resulting bands constitute a transposition of
the old structures.
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Metamorphic segregation in gneiss is important either by enhancing a deformational layering or by

forming a new layering by pressure solution for example in the case of melt production.

Directed metamorphic (re)-crystallisation

Foliations are often marked by the preferred orientation of minerals that grew directly parallel to the
foliation plane in response to new metamorphic conditions. Some or all of the grains may be
syntectonic and result from chemical reactions. Along with metamorphic crystallisation, strained
crystals tend to recrystallise into unstrained, larger crystals via dynamic recrystallisation processes
(governed by the release of internal strain and surface energies). Synmetamorphic foliations result
from two mechanisms:
1) preferred dimensional growth and
2) within-crystal slip or diffusion.
Obviously, metamorphic grains that grow before or during the deformation may be rotated by strain
in the same way as detrital grains.
Oriented growth
Metamorphic reactions consume some minerals and produce others that modify the rock fabric.
Factors such as stress and strain influence the growth orientation of anisotropic minerals.

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For example, fibres grow as elongate grains parallel to the stretching direction on the foliation plane,
a mechanism that also produces a crystallographic preferred orientation. Micas grow with their (001)
sheets perpendicular to the direction of local shortening, hence producing a foliation. Oriented growth
enhances the flattened appearance of syn-metamorphic foliations.
In some metamorphic rocks, the orientation of new crystals may be governed by, and is parallel to,
the orientation of pre-existing grains or aggregates. Their shape fabric mimicks the older fabric and
sometimes inherits the shape of previous crystals, so defining a mimetic foliation. Growth is
mimetic.
Crystal plastic deformation
Foliation can simply form when grains in the rocks become flattened. Two mechanisms may control
this change in shape: dislocation creep and, usually at higher temperature, solid-state diffusion. These
processes are important in producing a crystallographic preferred orientation.
Dislocation creep
The change in shape results from lattice distortion through movement of dislocations or twinning.
In coherent (also dynamic) recrystallisation either old deformed grains are progressively
transformed into new undeformed grains as a grain boundary migrates through the old crystal lattice,
or old grains (clasts) are subdivided into many new grains by the rotation of small internal domains
(called subgrains). The crystal structure and the composition of old and new grains are the same,
although new grains have different lattice orientations from the old. Dislocation creep is most active
in mylonites. In reconstructive recrystallisation the old crystal breaks down, and a new crystal
forms (a blast) that generally has a different composition.

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Solid state diffusion

A purely diffusion-controlled mass transfer can flatten grains: The change in shape results from ionic
diffusion within grains (Herring-Nabarro creep) or along grain boundaries in the absence of a fluid
phase (Coble creep).

Transposed foliations
Transposition is a mechanical transformation of layers from an initial orientation into another
orientation. It gives a striped appearance to the rock.
An essential part of the mechanical transposition process is rotation of a pre-existing plane by tight
folding into an orientation approximately parallel to the axial plane of the resulting isoclinal folds.
Extreme flattening, development of discontinuities parallel to axial surfaces, development of axial
plane foliation, elimination of fold closures and segmentation of marker beds or layers achieve
transposition.
Severe shear deformation in gneisses produces layering partly by flattening and elongation of large
crystals, and partly by rotation of veins and other heterogeneities into the plane of flattening, towards
the plane of shearing. As a result, foliation-parallel layers may become alternately enriched in
granular and in micaceous minerals. A similar process involves boudinage of competent layers, with
veins in various structural positions such as tensions gashes and necks. Their rotation and translation
in the incompetent matrix can also produce a transposed sequence.
In some instances recrystallisation is accompanied by metamorphic differentiation along foliation
planes: thus, foliation domains may become enriched alternately in segregated material, such as
quartz, and micaceous minerals. This is a chemical transposition.

Summary
Foliation is a planar fabric element that originates from sedimentary and magmatic processes
(primary fabric) and from ductile deformation (secondary fabric). The latter provides clues to the
geometry of large-scale structures, kinematics, strain and conditions of deformation.
Foliations are systematically associated with tectonic deformation and are common in all grades of
metamorphic rocks. Ductile flattening and the parallel alignment of platy minerals are believed to be
the principal cause of axial plane foliations.
The type of foliation depends on the composition of the deformed rock and varies in morphology
between classified end members that refer to deformation processes. Mechanical rotation, solution /
precipitation, crystallisation and recrystallisation are involved in the development of diverse
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foliations. Differentiated types are increasingly obvious as grade increases but are also ordinary in
the lower grade rocks.
All of these mechanisms tend to produce a preferred dimensional orientation of inequant grains and/or
aggregates of grains that define a planar structure parallel to the λ1λ 2 (i.e. XY) plane of the strain
ellipsoid.

Recommended literature

Gray D.R. - 1997. Volume loss and slaty cleavage development, in: Sengupta S. (Ed.), Evolution of
geological structures in micro- to macro-scales. Chapman & Hall, London, pp. 273-291.
Gray D.R. & Durney D.W. - 1979. Investigations on the mechanical significance of crenulation
cleavage. Tectonophysics 58, 35-79.
Passchier C.W. & Trouw R.A.J. - 1996. Microtectonics. Springer-Verlag, Berlin, 289 p.
Powell C.M. - 1979. A morphological classification of rock cleavage. Tectonophysics 58, 21-34.
Ramsay J.G. & Huber M.I. - 1983. The techniques of modern structural geology - Volume1 : Strain
analysis, Academic Press ed. Academic Press, London, 307 p.
Siddans A.W.B. - 1972. Slaty cleavage. A review of research since 1815. Earth-Science Reviews 8,
205-232.
Treagus S.H. - 1983. A theory of finite strain variation through contrasting layers, and its bearing on
cleavage refraction. Journal of Structural Geology 5 (3-4), 351-368.

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