Nicolas Vs Romulo

University of the Philippines College of Law
Subject | Professor
Case Digest
TOPIC: Power over Foreign Affairs - Treaty Making Powers

DOCTRINE: the VFA is valid, constitutional, and enforceable
CASE Number (including date): GR No. 175888, Feb 11, 2009, Jan 12, 2010
CASE Name: Nicolas vs Romulo
Ponente: Azcuna, J.
FACTS
• December 4, 2006: Respondent Lance Corporal (L/CPL) Daniel Smith, a member of the
United States Armed Forces, was charged as guilty for rape by the Makati RTC. During
the proceedings and pre-trial, the US had custody of Smith.
• December 29, 2006: Defendant was transferred from a Makati jail to a facility for
detention under the control of the United States government, provided for under a new
US-PH agreement called the Romulo-Kenney Agreement of Deember 19, 2006 and the
Romulo-Kenney Agreement of December 22, 2006. The people who brought him were
purportedly acting under the Department of Interior and Local Government (DILG).
o December 19, 2006 Agreement: that in accordance with the VFA, Lance Corporal
Daniel J. Smith, United States Marine Corps, will be returned to U.S. military
custody at the U.S. Embassy in Manila.
o December 26, 2006 Agreement: that in accordance with the VFA, Smith will be
detained at the U.S. Embassy Compound, guarded by US military personnel and
checked by Filipino police and jail authorities under the DILG.
• Matter brought to the CA but dismissed for mootness.
• Thus, the current case:
o Petitioners say that PH should have custody of Smith because the VFA is void and
unconstitutional. Although the constitutionality of the VFA wwas already upheld
in Bayan vs Zamora, petitioners seek reversal of that ruling on grounds of
transcendental importance re: Republic’s sovereignty as mandated by the
Constitution (Art. XVIII, Sec 25).
▪ Art. XVIII, Sec 25: “After the expiration in 1991 of the Agreement between
the Philippines and the United States of America concerning Military
Bases, foreign military bases, troops, or facilities shall not be allowed in
the Philippines except under a treaty duly concurred in by the Senate
and, when the Congress so requires, ratified by a majority of the votes
cast by the people in a national referendum held for that purpose, and
recognized as a treaty by the other contracting State.”
▪ Why was this adopted?: To ensure that any agreement allowing the
presence of foreign military bases, troops or facilities in Philippine
territory shall be equally binding on the Philippines and the foreign
sovereign State involved. (Remember the RP-US Military Bases Agreement
which was approved by our Senate but not the State’s.)
▪ Thus, the current issue: the question is whether or not the presence of
US Armed Forces in Philippine territory pursuant to the VFA is allowed
under a treaty duly concurred in by the Senate xxx and is recognized as
a treaty by the other contracting State.
ISSUES
1. Whether or not the presence of US Armed Forces in PH territory pursuant to the VFA is allowed
under a treaty duly concurred by the Senate AND is recognised as a treaty by the US State
2. Whether or not the Romulo-Kenney Agreement is valid on grounds of transferring of custody,
as it violates the exclusive power of the SC to adopt rules of procedure for all courts in the
Philippines (Article 8, Sec 5(5) - because transferring custody = providing a different rule of
procedure for foreign accused) AND the equal protection clause of the Constitution (Art 3, Sec
1)
3. Whether or not the VFA is valid and enforceable
HELD (including the Ratio Decidendi)

• (1) Yes, for 2 reasons:
o 1) The VFA was duly concurred in by the Philippine Senate and has been recognized as
a treaty by the United States as attested and certified by the duly authorized
representative of the United States government.
▪ The fact that the VFA was not submitted for advice and consent of the
United States Senate does not detract from its status as a binding
international agreement or treaty recognized by the said State. This is a
matter of US internal law and we cannot take judicial notice of the
validity of their practices.
o 2) The VFA was signed in accordance with the RP-US Mutual Defense Treaty of August
30, 1951, which was earlier signed and duly ratified with the concurrence of both the
PH and US Senate
▪ The VFA is simply an implementing agreement to the main RP-US Military
Defense Treaty (as stated in the VFA’s preamble)
▪ Thus, it was not necessary to submit the VFA to the US Senate for
advice and consent, but merely to the US Congress under the
CaseZablocki Act within 60 days of its ratification. This is why the US
recognises the VFA as a binding international agreement (a treaty) in
accordance w/ Art. XVIII, Sec. 25 of our Constitution
• (2) NO and YES:
o NO, the transferring of custody does not violate the SC’s power to adopt rules of
procedure nor the equal protection clause.
▪ International law says the receiving State can exercise jurisdiction over
the forces of the sending State only to the extent agreed upon by the
parties. The issue here is NOT the power of the SC to adopt rules of
procedure BUT w/n the laws of one State do not extend or apply except
to the extent agreed upon to subjects of another State due to
extraterritionial immunity given to bodies such as VFA. Nothing in the
Constitution prohibits such agreements recognizing immunity from
jurisdiction or some aspects of jurisdiction (such as custody), same as the
immunity given to diplomats, etc.
o However, YES, because while the Kenney-Romulo Agreement does not violate on
grounds of transferring of custody, it violates the VFA provisions for DETENTION:
▪ The Romulo-Kenney Agreement violates its provisions providing for
DETENTION. According to Article V of the VFA, there is a difference
between custody during the trial and detention after conviction. The
detention shall be by Philippine authorities, therefore the Romulo-
Kenney agreement making the facility for detention the US Embassy is
NOT VALID.
• YES, the VFA is valid, constitutional, and enforceable.
o The Court also addressed the recent decision of the United States Supreme Court
in Medellin v. Texas, which held that treaties entered into by the United States
are not automatically part of their domestic law unless these treaties are self-
executing or there is an implementing legislation to make them enforceable.
o The Court held that YES, the VFA is enforceable on the grounds that:
▪ 1) The VFA is a self-executing Agreement, as that term is defined in
Medellin itself, because the parties intend its provisions to be enforceable.
▪ 2) The VFA is covered by implementing legislation, namely, the Case-
Zablocki Act, USC Sec. 112(b)
▪ 3) the RP-US Mutual Defense Treaty was advised and consented to by
the US Senate on March 20, 1952, as reflected in the US Congressional Record,
82nd Congress, Second Session, Vol. 98 Part 2, pp. 2594-2595.
o * Extra note: The Court also held that an executive agreement is a treaty within
the meaning of that word in international law and constitutes enforceable
domestic law vis--vis the United States.
RULING:
WHEREFORE, the petitions are PARTLY GRANTED, and the Court of Appeals Decision in CA-
G.R. SP No. 97212 dated January 2, 2007 is MODIFIED. The Visiting Forces Agreement (VFA)
between the Republic of the Philippines and the United States, entered into on February 10,
1998, is UPHELD as constitutional, but the Romulo-Kenney Agreements of December 19 and
22, 2006 are DECLARED not in accordance with the VFA, and respondent Secretary of Foreign
Affairs is hereby ordered to forthwith negotiate with the United States representatives for the
appropriate agreement on detention facilities under Philippine authorities as provided in Art.
V, Sec. 10 of the VFA, pending which the status quo shall be maintained until further orders by
this Court.

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Nicolas Vs Romulo

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University of the Philippines College of Law

TOPIC: Power over Foreign Affairs - Treaty Making Powers

HELD (including the Ratio Decidendi)

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