The Representation of Nature in Contemporary Physics
The Representation of Nature in Contemporary Physics
The Representation of Nature in Contemporary Physics
in Contemporary Physics*
WERNER HEISENBERG
I
First, let us consider the historical roots of recent science. When
this science was being established in the seventeenth century by
Kepler, Galileo, and Newton, the medieval image was at first still
unbroken: man saw in nature God's creation. Nature was thought
of as the work of God. It would have seemed senseless to people of
' From Die Kiinste im Technischen Zeitalter, published on behalf of the Bavarian
Academy of Fine Arts, Munich; R. Oldenbourg, publisher, 1956. Printed by
permission of the author and publisher. Original translation by 0. T. Benfey,
Earlham College, Richmond, Indiana.
96 Daedalus
that time to ask about thematerial world apart from its dependence
on God. The words with which Kepler concluded the last volume
of his Harmony of theWorld may be cited as a document of that era:
I thank thee, 0 Lord, our Creator, that thou hast permitted me to look
at the beauty in thy work of creation; I exult in the works of thy hands.
See, I have here completed the work to which I felt called; I have earned
interest from the talent that thou hast given me. I have proclaimed the
glory of thy works to the people who will read these demonstrations, to
the extent that the limitationsof my spiritwould allow.
In the course of a few decades, however, this relation of man
toward nature altered fundamentally. As the scientist immersed
himself in the details of natural processes, he recognized that itwas
in fact possible, following Galileo's example, to separate out in
dividual processes of nature from their environment, describe them
mathematically, and thus "explain" them. At the same time, it
certainly became clear to him what an endless task was thus pre
sented to the infant science. Newton could no longer see the world
as the work of God, comprehensible only as a whole. His position
toward nature is most clearly circumscribed by his well-known
statement that he felt like a child playing at the seashore, happy
whenever he found a smoother pebble or a more beautiful sea shell
than usual, while the great ocean of truth lay unexplored before him.
This transformation in the attitude of the scientist toward nature
may perhaps be better understood when we consider that, to some
Christian thought of the period, God in heaven seemed so far re
moved from earth that it became meaningful to view the earth apart
from God. Thus there may even be justification in speaking of a
specifically Christian form of godlessness in connection with modem
science. This would explain why such a development has not taken
place in other cultures. It is certainly no coincidence that precisely
in that period, nature becomes the object of representation in the
arts independent of religious themes. The same tendency comes to
expression in science when nature is considered not only independent
of God, but also independent of man, so that there is formed the
ideal of an " objective " description or explanation of nature. Never
theless, it must be emphasized that for Newton the sea shell is
significant only because it comes from the great ocean of truth.
Observing it is not yet an end in itself; rather, its study receives
meaning through its relation to the whole.
In the subsequent era, the method of Newton's mechanics was
Nature and Contemporary Physics 97
successfully applied to ever wider realms of nature. This period
attempted to separate out details of nature by means of experiments,
to observe them objectively, and to understand the laws underlying
them. It attempted to formulate interrelationsmathematically and
thus to arrive at " laws " that hold without qualification throughout
the cosmos. By this path it finally succeeded inmaking the forces of
nature serve our purposes through technology. The magnificent
development of mechanics in the eighteenth century and of optics,
heat theory, and heat technology in the nineteenth century bears
witness to the power of this innovation.
In proportion to the success of this kind of science, it spread beyond
the realm of daily experience into remote regions of nature that could
only be disclosed with the aid of technology, which developed in
conjunction with science. Newton's decisive realizationwas that the
lawswhich govern the fall of a stone also determine the orbit of the
moon around the earth and thus are applicable in cosmic dimensions
also. In the years that followed, natural science began its victory
march on a broad front into those remote regions of nature about
which we may obtain information only by the detour of technology
that is, by using more or less complicated apparatus. Astronomy
used the improved telescope to master ever more remote cosmic
regions. Chemistry attempted to understand processes at the atomic
level from the behavior of substances in chemical reactions. Experi
ments with the inductionmachine and the Voltaic pile gave the first
insight into electrical phenomena that were still hidden from the
daily life of that era. Thus the meaning of the word "nature " as
an object of scientific research slowly changed; it became a collective
concept for all those areas of experience intowhich man can pene
trate through science and technology, whether or not they are given
to him "naturally" in direct experience. The term description of
nature also progressively lost its original significance as a representa
tion intended to convey the most alive and imaginable picture
possible of nature; instead, in increasing measure a mathematical
description of nature was implied-that is, a collection of data con
cerning interrelations according to law in nature, precise and brief
yet also as comprehensive as possible.
The expansion of the concept of nature that had half unconsciously
been completed in this development did not yet have to be con
sidered as a fundamental departure from the original aims of
science; the decisive basic concepts were still the same for the ex
98 Dxacllus
panded area of experience and for the original direct experience of
nature. To the nineteenth century, nature appeared as a lawful
process in space and time, in whose description it was possible to
ignore as far as axioms were concerned, even if not in practice,
both man and his interference in nature.
The permanent in the flux of phenomena was taken to be matter
unchangeable inmass and capable of being moved by forces. Since
chemical phenomena from the eighteenth century on had been
successfully organized and interpreted through the atomistic hy
pothesis taken over from antiquity, it seemed plausible to consider
the atoms, in the sense of classical natural philosophy, as the truly
real, as the unchangeable building stones of matter. As in the
philosophy of Democritus, sensual qualities of matter were taken
as appearance; smell and color, temperature and toughness were
not intrinsic properties of matter, but originated as interactions
between matter and our senses and thus had to be explained through
the arrangement and motion of the atoms and the effects of this
arrangement on our senses. In this way the all-too-simple world
view of nineteenth century materialism was formed: the atoms, as
intrinsically unchangeable beings, move in space and time and,
through theirmutual arrangement and motion, call forth the colorful
phenomena of our sense world.
A first inroad into this simple world picture, though one not too
dangerous, occurred in the second half of the last century through
the development of electrical theory inwhich not matter but rather
the force field had to be taken as the intrinsically real. Interactions
between fields of force without a substance as carrier of the forces
were less easily understandable than thematerialistic conception of
reality in atomic physics. An element of abstraction and lack of
visualizability was brought into the otherwise apparently so obvious
world view. That iswhy there was no dearth of attempts to return
to the simple conception of matter in materialistic philosophy
through the detour of amaterial ether thatwould carry these fields
of force as elastic tensions. Such atttempts, however, never quite
managed to succeed. Nevertheless it was possible to be consoled
by the fact that changes in fields of force could be considered as
occurrences in space and time, describable objectively-that is,
without consideration of the means of observation. Thus they
corresponded to the generally accepted ideal of a process operating
according to law in space and time. It was further possible to think
Nature and Contemporary Physics 99
of the force fields, since they can only be observed through their
interactionwith atoms, as called forth by the atoms, and thus to use
them in a certain sense only in explaining themotions of atoms. To
that extent, the atoms remained after all the intrinsically real;
between them was empty space, which at most possessed a certain
kind of reality as carrier of the force fields and of geometry.
For this world view it was not too significant that after the dis
covery of radioactivity near the end of the last century, the atoms
of chemistry could no longer be taken as the final indivisible building
blocks of matter but were themselves found to be composed of three
types of basic building blocks, which we today call protons, neutrons,
and electrons. This realization led in its practical consequences to
the transmutation of the elements and to nuclear technology, and
thus became tremendously important. As far as fundamental ques
tions are concerned, however, nothing has changed now that we
have recognized protons, neutrons, and electrons as the smallest
building blocks ofmatter and interpret these as the intrinsically real.
For the materialistic world view, it is important only that the
possibility remains of taking these smallest constituents of the atoms
as the final objective reality. On this foundation rested the coherent
world view of the nineteenth and early twentieth centuries. Because
of its simplicity it preserved for several decades its full powers of
persuasion.
Precisely at this point profound changes in the foundations of
atomic physics occurred in our century which lead away from the
reality concept of classical atomism. It has turned out that the
hoped-for objective reality of the elementary particles represents too
rough a simplification of the true state of affairs and must yield to
much more abstract conceptions. When we wish to picture to our
selves the nature of the existence of the elementary particles, we
may no longer ignore the physical processes by which we obtain
information about them. When we are observing objects of our daily
experience, the physical process transmitting the observation of
course plays only a secondary role. However, for the smallest build
ing blocks of matter every process of observation causes a major
disturbance; it turns out that we can no longer talk of the behavior
of the particle apart from the process of observation. In consequence,
we are finally led to believe that the laws of nature which we formu
late mathematically in quantum theory deal no longer with the
particles themselves but with our knowledge of the elementary
100 Dxdalus
particles. The question whether these particles exist in space and
time "in themselves " can thus no longer be posed in this form. We
can only talk about the processes that occur when, through the
interaction of the particle with some other physical system such as
a measuring instrument, the behavior of the particle is to be dis
closed. The conception of the objective reality of the elementary
particles has thus evaporated in a curious way, not into the fog of
some new, obscure, or not yet understood reality concept, but into
the transparent clarity of a mathematics that represents no longer
the behavior of the elementary particles but rather our knowledge
of this behavior. The atomic physicist has had to come to terms
with the fact that his science is only a link in the endless chain of
discussions of man with nature, but that it cannot simply talk of
nature " as such." Natural science always presupposes man, and we
must become aware of the fact that, as Bohr has expressed it, we
are not only spectators but also always participants on the stage of
life.
II
Before we can speak of the general implications arising out of this
new situation inmodem physics, it is necessary to discuss a develop
ment which is more important for practical purposes, namely the
expansion of technology which has proceeded hand in hand with
the growth of science. This technology has carried natural science
from its origin in theWest over the face of the earth and helped it
to a central position in the thought of our time. In this process of
development during the last two hundred years technology has
always been both presupposition and consequence of natural science.
It is presupposition because an extension and deepening of science
often can take place only through a refinement of the means of
observation. The invention of the telescope and microscope and the
discovery of X-rays are examples. Technology, on the other hand,
is also a consequence of science, since the technical exploitation of
the forces of nature is in general only possible on the basis of a
thorough knowledge of the natural laws of that particular realm of
science.
Thus in the eighteenth and early nineteenth centuries there first
developed a technology based on the utilization of mechanical
processes. The machine at that stage often only imitated the actions
of man's hand, whether in spinning and weaving or in the lifting
Nature and Contemporary Physics 101
of loads or the forging of large pieces of iron. Hence this form of
technology was initially seen as an extension of the old crafts. It
was understandable and obvious to the onlooker in the same way
as the work of the craftsman, whose fundamental principles every
one knew even if the detailed techniques could not be copied by all.
Even the introduction of the steam engine did not fundamentally
change this character of technology; however, from this time on the
expansion of technology could progress at a formerly unknown rate,
for it now became possible to place the natural forces stored in coal
in the service of man to perform his manual work for him.
A decisive transformation in the character of technology probably
began with the technical utilization of electricity in the second half
of the last century. It was hardly possible to speak any longer of a
direct connection with the earlier crafts. Natural forces were now
exploited that were almost unknown to people in direct experience
of nature. For many people, even today, electricity has something
uncanny about it; at the least it is often considered incomprehensible,
though it is all around us. The high-voltage lines which one must
not approach admittedly give us a kind of conceptual lesson con
cerning the force field employed by science, but basically this realm
of nature remains foreign to us. Viewing the interior of a compli
cated electrical apparatus is sometimes unpleasant in the same way
as watching a surgical operation.
Chemical technology also might be seen as a continuation of old
crafts such as dyeing, tanning, and pharmacy. But here also the
extent of the newly developed chemical technology from about the
turn of the century no longer permits comparison with the earlier
circumstances. Nuclear technology, finally, is concerned with the
exploitation of natural forces towhich every approach from theworld
of natural experience is lacking. Perhaps this technology, too, in
the end will become as familiar tomodem man as electricity, with
out which man can no longer conceive his environment. But the
things that are daily around us do not for that reason become a part
of nature in the original sense of the word. Perhaps, in the future,
themany pieces of technical apparatus will as inescapably belong to
man as the snail's house to the snail or theweb to the spider. Even
then, however, these machines would be more parts of our human
organism than parts of surrounding nature.
Technology thus fundamentally interferes with the relation of
nature toman, in that it transformshis environment in largemeasure
102 Dxa&lus
and thereby incessantly and inescapably holds the scientific aspect of
the world before his eyes. The claim of science to be capable of
reaching out into the whole cosmos with a method that always
separates and clarifies individual phenomena, and thus goes forward
from relationship to relationship, is mirrored in technology which
step by step penetrates new realms, transforms our environment
before our eyes, and impresses our image upon it. In the same sense
in which every detailed question in science is subordinate to the
major task of understanding nature as a whole, so also does the
smallest technical advance serve the general goal, that of enlarging
thematerial power of man. The value of this goal is as little ques
tioned as the value of natural knowledge in science, and the two
aims coalesce in the banal slogan "Knowledge is Power." Probably
it is possible to demonstrate in the case of every technical process
its subservience to this common goal; it is, on the other hand,
characteristic for thewhole development that the individual technical
process is bound to the common goal in such an indirect way that
one can hardly view it as part of a conscious plan for the accomplish
ment of this goal. Technology almost ceases to appear at such times
as the product of conscious human effort for the spreading of
material power. Instead it appears as a biological process on a large
scale, in which the structures that are part of the human organism
are transferred in ever largermeasure to man's environment. Such
a biological process would be outside man's control, for man can
indeed do what he wills, but he cannot will what he wills.
III
It has often been said that the profound changes in our environ
ment and our way of life in the technical age have also transformed
our thinking in a dangerous way. Here, we are told, is the root of
the crises by which our era is shaken-and by which modem art is
shaped. But this objection is older than the technology and science
of our time; technology and machines in amore primitive form have
existed inmuch earlier times, so thatmen were forced to think about
such questions in periods long past. Two and a half thousand years
ago, the Chinese sage Chang Tsi spoke of the dangers to man of
using machines. I would like to quote a section from his writings
that is important for our subject:
When Tsi Gung came into the region north of the river Han, he saw an
old man busy in his vegetable garden. He had dug ditches for watering.
Nature and Contemporary Physics 103
He himself climbed into thewell, brought up a container full of water in
his arms, and emptied it. He exertedhimself to the utmost, but achieved
very little.
Tsi Gung spoke: "There is an arrangement with which it is possible to
fill a hundred ditches with water every day. With little effort much is
accomplished.Wouldn't you like to use it?"The gardener roseup, looked
at him and said, "What would that be?"
Tsi Gung said, "A lever is used, weighted at one end and light at the
other. In this way water can be drawn, so that it gushes out. It is known
as a draw-well."
At that, anger rose up in the face of the old man and he laughed,
saying, " I have heard my teacher say: 'When a man uses a machine he
carries on all his business in a machine-like manner. Whoever does his
business in the manner of a machine develops a machine heart. Whoever
has a machine heart in his breast loses his simplicity. Whoever loses his
simplicity becomes uncertain in the impulses of his spirit. Uncertainty
in the impulses of the spirit is something that is incompatible with truth.'
Not that I am unfamiliar with such devices; I am ashamed to use them."