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Title: Anarchism: From Theory to Practice


Author: Daniel Guerin
Topics: class struggle, history, Russian revolution, Spain 1936
Source: Retrieved on October 26, 2009 from www.geocities.com
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Daniel Guérin

Anarchism: From Theory to Practice

Preface

The Basic Ideas of Anarchism

A Matter of Words

A Visceral Revolt

Horror of the State

Hostility to Bourgeois Democracy

Critique of Authoritarian Socialism

Sources of Inspiration: the Individual

Sources of Inspiration: the Masses

In Search of a New Society

Anarchism is not Utopian

The Need for Organization


Self-Management

The Bases of Exchange

Competition

Centralization and Planning

Complete Socialization?

Trade Unions

The Communes

The Disputed Term “State”

How Should the Public Services be Managed?

Federalism

Internationalism

Decolonization

Anarchism in Revolutionary Practice

1880–1914

Anarchism Becomes Isolated From the Working-Class Movement

Social-Democratic Condemnation of Anarchism

Anarchists in the Trade Unions

Anarchism in the Russian Revolution

A Libertarian Revolution

An Authoritarian Revolution

The Part Played by the Anarchists

The Makhnovtchina

Kronstadt

Anarchism Living and Dead

Anarchism in the Italian Factory Councils


Anarchism in the Spanish Revolution

The Soviet Mirage

The Anarchist Tradition in Spain

Theory

An “Apolitical” Revolution

Anarchists in Government

Self-Management in Agriculture

Self-Management in Industry

Self-Management Undermined

By Way of Conclusion

Preface

There has recently been a renewal of interest in anarchism. Books, pamphlets, and anthologies are being devoted to
it. It is doubtful whether this literary effort is really very effective. It is difficult to trace the outlines of anarchism. Its
master thinkers rarely condensed their ideas into systematic works. If, on occasion, they tried to do so, it was only in
thin pamphlets designed for propaganda and popularization in which only fragments of their ideas can be observed.
Moreover, there are several kinds of anarchism and many variations within the thought of each of the great
libertarians.

Rejection of authority and stress on the priority of individual judgment make it natural for libertarians to “profess
the faith of anti dogmatism.” “Let us not become the leaders of a new religion,” Proudhon wrote to Marx, “even
were it to be the religion of logic and reason.” It follows that the views of the libertarians are more varied, more
fluid, and harder to apprehend than those of the authoritarian socialists[1] whose rival churches at least try to impose
a set of beliefs on their faithful.

Just before he was sent to the guillotine, the terrorist Emile Henry wrote a letter to the governor of the prison where
he was awaiting execution explaining: “Beware of believing anarchy to be a dogma, a doctrine above question or
debate, to be venerated by Its adepts as is the Koran by devout Moslems. No! the absolute freedom which we
demand constantly develops our thinking and raises it toward new horizons (according to the turn of mind of various
individuals ), takes it out of the narrow framework of regulation and codification. We are not ‘believers’!” The
condemned man went on to reject the “blind faith” of the French Marxists of his period: “They believe something
because Guesde[2] has said one must believe it, they have a catechism and it would be sacrilege to question any of
its clauses.”

In spite of the variety and richness of anarchist thinking, in spite of contradictions and doctrinal disputes which were
often centered on false problems, anarchism presents a fairly homogeneous body of ideas. At first sight it is true that
there may seem to be a vast difference between the individualist anarchism of Stirner (1806–1856) and social
anarchism. When one looks more deeply into the matter, however, the partisans of total freedom and those of social
organization do not appear as far apart as they may have thought themselves, or as others might at first glance
suppose. The anarchist societaire[3] is also an individualist and the individualist anarchist may well be a partisan of
the societaire approach who fears to declare himself.
The relative unity of social anarchism arises from the fact that it was developed during a single period by two
masters, one of whom was the disciple and follower of the other: the Frenchman Pierre-Joseph Proudhon (1809–
1865) and the Russian exile Mikhail Bakunin (1814–1876). The latter defined anarchism as “Proudhonism greatly
developed and pushed to its furthest conclusion.” This type of anarchism called itself collectivist.

Its successors, however, rejected the term and proclaimed themselves to be communists (“libertarian communists,”
of course). One of them, another Russian exile, Peter Kropotkin (1842–1921), bent the doctrine in a more rigidly
utopian and optimistic direction but his “scientific” approach failed to conceal its weaknesses. The Italian Errico
Malatesta (1853–1932), on the other hand, turned to audacious and sometimes puerile activism although he enriched
anarchist thinking with his intransigent and often lucid polemics. Later the experience of the Russian Revolution
produced one of the most remarkable anarchist works, that of Voline (1882–1945).[4]

The anarchist terrorism of the end of the nineteenth century had dramatic and anecdotal features and an aura of
blood which appeal to the taste of the general public. In its time it was a school for individual energy and courage,
which command respect, and it had the merit of drawing social injustice to public attention; but today it seems to
have been a temporary and sterile deviation in the history of anarchism. It seems out-of-date. To fix one’s attention
on the “stewpot” of Ravachol[5] is to ignore or underestimate the fundamental characteristics of a definite concept
of social reorganization. When this concept is properly studied it appears highly constructive and not destructive, as
its opponents pretend. It is this constructive aspect of anarchism that will be presented to the reader in this study. By
what right and upon what basis? Because the material studied is not antiquated but relevant to life, and because it
poses problems which are more acute than ever. It appears that libertarian thinkers anticipated the needs of our time
to a considerable extent.

This small book does not seek to duplicate the histories and bibliographies of anarchism already published. Their
authors were scholars, mainly concerned with omitting no names and, fascinated by superficial similarities, they
discovered numerous forerunners of anarchism. They gave almost equal weight to the genius and to his most minor
follower, and presented an excess of biographical details rather than making a profound study of ideas. Their learned
tomes leave the reader with a feeling of diffusion, almost incoherence, still asking himself what anarchism really is.
I have tried a somewhat different approach. I assume that the lives of the masters of libertarian thought are known.
In any case’ they are often much less illuminating for our purpose than some writers imagine. Many of these masters
were not anarchists throughout their lives and their complete works include passages which have nothing to do with
anarchism.

To take an example: in the second part of his career Proudhon’s thinking took a conservative turn. His verbose and
monumental De la Justice dans la Revolution et dans l’Eglise (1858) was mainly concerned with the problem of
religion and its conclusion was far from libertarian. In the end, in spite of passionate anti-clericalism, he accepted all
the categories of Catholicism, subject to his own interpretations, proclaimed that the instruction and moral training
of the people would benefit from the preservation of Christian symbolism, and in his final words seemed almost
ready to say a prayer. Respect for his memory inhibits all but a passing reference to his “salute to war,” his diatribes
against women, or his fits of racism.

The opposite happened to Bakunin. His wild early career as a revolutionary conspirator was unconnected with
anarchism. He embraced libertarian ideas only in 1864 after the failure of the Polish insurrection in which he played
a part. His earlier writings have no place in an anarchist anthology. As for Kropotkin, his purely scientific work, for
which he is today celebrated in the U.S.S.R. as a shining light in the study of national geography, has no more
connection with anarchism than had his prowar attitude during the First World War.

In place of a historical and chronological sequence an unusual method has been adopted in this book: the reader will
be presented in turn with the main constructive themes of anarchism, and not with personalities. I have intentionally
omitted only elements which are not specifically libertarian, such as the critique of capitalism, atheism, anti-
militarism, free love, etc. Rather than give secondhand and therefore faded paraphrases unsupported by evidence, I
have allowed quotations to speak directly as far as possible. This gives the reader access to the ideas of the masters
in their warm and living form, as they were originally penned.
Secondly, the doctrine is examined from a different angle: it is shown in the great periods when it was put to the test
by events — the Russian Revolution of 1917, Italy after 1918, the Spanish Revolution of 1936. The final chapter
treats what is undoubtedly the most original creation of anarchism: workers’ self-management as it has been
developed in the grip of contemporary reality, in Yugoslavia and Algeria — and soon, perhaps, who knows, in the
U.S.S.R.

Throughout this little book the reader will see two conceptions of socialism contrasted and sometimes related to one
another, one authoritarian, the other libertarian. By the end of the analysis it is hoped that the reader will be led to
ask himself which is the conception of the future.

The Basic Ideas of Anarchism

A Matter of Words

The word anarchy is as old as the world. It is derived from two ancient Greek words, av (an), apxn (arkhe), and
means something like the absence of authority or government. However, for millennia the presumption has been
accepted that man cannot dispense with one or the other, and anarchy has been understood in a pejorative sense, as a
synonym for disorder, chaos, and disorganization.

Pierre-Joseph Proudhon was famous for his quips (such as “property is theft”) and took to himself the word anarchy.
As if his purpose were to shock as much as possible, in 1840 he engaged in the following dialogue with the
“Philistine.”

“You are a republican.”

“Republican, yes; but that means nothing. Res publica is ‘the State.’ Kings, too, are republicans.”

“Ah well! You are a democrat?”

“No.”

“What! Perhaps you are a monarchist?”

“No.”

“Constitutionalist then?”

“God forbid.”

“Then you are an aristocrat?”

“Not at all!”

“You want a mixed form of government?”

“Even less.”

“Then what are you?”

“An anarchist.”
He sometimes made the concession of spelling anarchy “an-archy” to put the packs of adversaries off the scent. By
this term he understood anything but disorder. Appearances notwithstanding, he was more constructive than
destructive, as we shall see. He held government responsible for disorder and believed that only a society without
government could restore the natural order and re-create social harmony. He argued that the language could furnish
no other term and chose to restore to the old word anarchy its strict etymological meaning. In the heat of his
polemics, however, he obstinately and paradoxically also used the word anarchy in its pejorative sense of disorder,
thus making confusion worse confounded. His disciple Mikhail Bakunin followed him in this respect.

Proudhon and Bakunin carried this even further, taking malicious pleasure in playing with the confusion created by
the use of the two opposite meanings of the word: for them, anarchy was both the most colossal disorder, the most
complete disorganization of society and, beyond this gigantic revolutionary change, the construction of a new,
stable, and rational order based on freedom and solidarity.

The immediate followers of the two fathers of anarchy hesitated to use a word so deplorably elastic, conveying only
a negative idea to the uninitiated, and lending itself to ambiguities which could be annoying to say the least. Even
Proudhon became more cautious toward the end of his brief career and was happy to call himself a “federalist.” His
petty-bourgeois descendants preferred the term mutuellisme to anarchisme and the socialist line adopted
collectivisme, soon to be displaced by communisme. At the end of the century in France, Sebastien Faure took up a
word originated in 1858 by one Joseph Dejacque to make it the title of a journal, Le Libertaire. Today the terms
“anarchist” and “libertarian” have become interchangeable.

Most of these terms have a major disadvantage: they fail to express the basic characteristics of the doctrines they are
supposed to describe. Anarchism is really a synonym for socialism. The anarchist is primarily a socialist whose aim
is to abolish the exploitation of man by man. Anarchism is only one of the streams of socialist thought, that stream
whose main components are concern for liberty and haste to abolish the State. Adolph Fischer, one of the Chicago
martyrs[6], claimed that “every anarchist is a socialist, but every socialist is not necessarily an anarchist.”

Some anarchists consider themselves to be the best and most logical socialists, but they have adopted a label also
attached to the terrorists, or have allowed others to hang it around their necks. This has often caused them to be
mistaken for a sort of “foreign body” in the socialist family and has led to a long string of misunderstandings and
verbal battles — usually quite purposeless. Some contemporary anarchists have tried to clear up the
misunderstanding by adopting a more explicit term: they align themselves with libertarian socialism or communism.

A Visceral Revolt

Anarchism can be described first and foremost as a visceral revolt. The anarchist is above all a man in revolt. He
rejects society as a whole along with its guardians. Max Stirner declared that the anarchist frees himself of all that is
sacred, and carries out a vast operation of deconsecration. These “vagabonds of the intellect,” these “bad
characters,” “refuse to treat as intangible truths things that give respite and consolation to thousands and instead leap
over the barriers of tradition to indulge without restraint the fantasies of their impudent critique.”[7]

Proudhon rejected all and any “official persons” — philosophers, priests, magistrates, academicians, journalists,
parliamentarians, etc. — for whom “the people is always a monster to be fought, muzzled, and chained down; which
must be led by trickery like the elephant or the rhinoceros; or cowed by famine; and which is bled by colonization
and war.” Elisee Reclus[8] explained why society seems, to these well-heeled gentlemen, worth preserving: “Since
there are rich and poor, rulers and subjects, masters and servants, Caesars who give orders for combat and gladiators
who go and die, the prudent need only place themselves on the side of the rich and the masters, and make
themselves into courtiers to the emperors.”

His permanent state of revolt makes the anarchist sympathetic to nonconformists and outlaws, and leads him to
embrace the cause of the convict and the outcast. Bakunin thought that Marx and Engels spoke most unfairly of the
lumpenproletariat, of the “proletariat in rags”: “For the spirit and force of the future social revolution is with it and it
alone, and not with the stratum of the working class which has become like the bourgeoisie.”
Explosive statements which an anarchist would not disavow were voiced by Balzac through the character of Vautrin,
a powerful incarnation of social protest — half rebel, half criminal.

Horror of the State

The anarchist regards the State as the most deadly of the preconceptions which have blinded men through the ages.
Stirner denounced him who “throughout eternity... is obsessed by the State.”

Proudhon was especially fierce against “this fantasy of our minds that the first duty of a free and rational being is to
refer to museums and libraries,” and he laid bare the mechanism whereby “this mental predisposition has been
maintained and its fascination made to seem invincible: government has always presented itself to men’s minds as
the natural organ of justice and the protector of the weak.” He mocked the inveterate authoritarians who “bow before
power like church wardens before the sacrament” and reproached “all parties without exception” for turning their
gaze “unceasingly toward authority as if to the polestar.” He longed for the day when “renunciation of authority
shall have replaced faith in authority and the political catechism.”

Kropotkin jeered at the bourgeois who “regarded the people as a horde of savages who would be useless as soon as
government ceased to function.” Malatesta anticipated psychoanalysis when he uncovered the fear of freedom in the
subconscious of authoritarians.

What is wrong with the State in the eyes of the anarchists?

Stirner expressed it thus: “We two are enemies, the State and I.” “Every State is a tyranny, be it the tyranny of a
single man or a group.” Every State is necessarily what we now call totalitarian: “The State has always one purpose:
to limit, control, subordinate the individual and subject him to the general purpose.... Through its censorship, its
supervision, and its police the State tries to obstruct all free activity and sees this repression as its duty, because the
instinct of self-preservation demands it.” “The State does not permit me to use my thoughts to their full value and
communicate them to other men... unless they are its own.... Otherwise it shuts me up.”

Proudhon wrote in the same vein: “The government of man by man is servitude.” “Whoever lays a hand on me to
govern me is a usurper and a tyrant. I declare him to be my enemy.” He launched into a tirade worthy of a Moliere
or a Beaumarchais:

“To be governed is to be watched over, inspected, spied on, directed, legislated, regimented, closed in, indoctrinated,
preached at, controlled, assessed, evaluated, censored, commanded; all by creatures that have neither the right, nor
wisdom, nor virtue.... To be governed means that at every move, operation, or transaction one is noted, registered,
entered in a census, taxed, stamped, priced, assessed, patented, licensed, authorized, recommended, admonished,
prevented, reformed, set right, corrected. Government means to be subjected to tribute, trained, ransomed, exploited,
monopolized, extorted, pressured, mystified, robbed; all in the name of public utility and the general good. Then, at
the first sign of resistance or word of complaint, one is repressed, fined, despised, vexed, pursued, hustled, beaten
up, garroted, imprisoned, shot, machine-gunned, judged, sentenced, deported, sacrificed, sold, betrayed, and to cap it
all, ridiculed, mocked, outraged, and dishonored. That is government, that is its justice and its morality!... O human
personality! How can it be that you have cowered in such subjection for sixty centuries?”

Bakunin sees the State as an “abstraction devouring the life of the people,” an “immense cemetery where all the real
aspirations and living forces of a country generously and blissfully allow themselves to be buried in the name of that
abstraction.”

According to Malatesta, “far from creating energy, government by its methods wastes, paralyzes, and destroys
enormous potential.” As the powers of the State and its bureaucracy widen, the danger grows more acute. Proudhon
foresaw the greatest evil of the twentieth century: “Fonctionnairisme [legalistic rule by civil servants]... leads toward
state communism, the absorption of all local and individual life into the administrative machinery, and the
destruction of all free thought. Everyone wants to take refuge under the wing of power, to live in common.” It is
high time to call a halt: “Centralization has grown stronger and stronger..., things have reached... the point where
society and government can no longer coexist.” “From the top of the hierarchy to the bottom there is nothing in the
State which is not an abuse to be reformed, a form of parasitism to be suppressed, or an instrument of tyranny to be
destroyed. And you speak to us of preserving the State, and increasing the power of the State! Away with you —
you are no revolutionary!”

Bakunin had an equally clear and painful vision of an increasingly totalitarian State. He saw the forces of world
counter-revolution, “based on enormous budgets, permanent armies, and a formidable bureaucracy” and endowed
“with all the terrible means of action given to them by modern centralization,” as becoming “an immense, crushing,
threatening reality.”

Hostility to Bourgeois Democracy

The anarchist denounces the deception of bourgeois democracy even more bitterly than does the authoritarian
socialist. The bourgeois democratic State, christened “the nation,” does not seem to Stirner any less to be feared than
the old absolutist State. “The monarch... was a very poor man compared with the new one, the ‘sovereign nation.’ In
liberalism we have only the continuation of the ancient contempt for the Self.” “Certainly many privileges have been
eliminated through time but only for the benefit of the State... and not at all to strengthen my Self.”

In Proudhon’s view “democracy is nothing but a constitutional tyrant.” The people were declared sovereign by a
“trick” of our forefathers. In reality they are a monkey king which has kept only the title of sovereign without the
magnificence and grandeur. The people rule but do not govern, and delegate their sovereignty through the periodic
exercise of universal suffrage, abdicating their power anew every three or five years. The dynasts have been driven
from the throne but the royal prerogative has been preserved intact. In the hands of a people whose education has
been willfully neglected the ballot is a cunning swindle benefiting only the united barons of industry, trade, and
property.

The very theory of the sovereignty of the people contains its own negation. If the entire people were truly sovereign
there would no longer be either government or governed; the sovereign would be reduced to nothing; the State
would have no raison d’etre, would be identical with society and disappear into industrial organization.

Bakunin saw that the “representative system, far from being a guarantee for the people, on the contrary, creates and
safeguards the continued existence of a governmental aristocracy against the people.” Universal suffrage is a sleight
of hand, a bait, a safety valve, and a mask behind which “hides the really despotic power of the State based on the
police, the banks, and the army,” “an excellent way of oppressing and ruining a people in the name of the so-called
popular will which serves to camouflage it.”

The anarchist does not believe in emancipation by the ballot. Proudhon was an abstentionist, at least in theory,
thinking that “the social revolution is seriously compromised if it comes about through the political revolution.” To
vote would be a contradiction, an act of weakness and complicity with the corrupt regime: “We must make war on
all the old parties together, using parliament as a legal battlefield, but staying outside it.” “Universal suffrage is the
counter-revolution,” and to constitute itself a class the proletariat must first “secede from” bourgeois democracy.

However, the militant Proudhon frequently departed from this position of principle. In June 1848 he let himself be
elected to parliament and was briefly stuck in the parliamentary glue. On two occasions, during the partial elections
of September 1848 and the presidential elections of December 10 of the same year, he supported the candidacy of
Raspail, a spokesman of the extreme Left. He even went so far as to allow himself to be blinded by the tactic of the
“the lesser evil,” expressing a preference for General Cavaignac, persecutor of the Paris proletariat, over the
apprentice dictator Louis Napoleon. Much later, in 1863 and 1864, he did advocate returning blank ballot papers, but
as a demonstration against the imperial dictatorship, not in opposition to universal suffrage, which he now
christened “the democratic principle par excellence.”

Bakunin and his supporters in the First International objected to the epithet “abstentionist” hurled at them by the
Marxists. For them, boycotting the ballot box was a simple tactical question and not an article of faith. Although
they gave priority to the class struggle in the economic field, they would not agree that they ignored “politics.” They
were not rejecting “politics,” but only bourgeois politics. They did not disapprove of a political revolution unless it
was to come before the social revolution. They steered clear of other movements only if these were not directed to
the immediate and complete emancipation of the workers. What they feared and denounced were ambiguous
electoral alliances with radical bourgeois parties of the 1848 type, or “popular fronts,” as they would be called today.
They also feared that when workers were elected to parliament and translated into bourgeois living conditions, they
would cease to be workers and turn into Statesmen, becoming bourgeois, perhaps even more bourgeois than the
bourgeoisie itself.

However, the anarchist attitude toward universal suffrage is far from logical or consistent. Some considered the
ballot as a last expedient. Others, more uncompromising, regarded its use as damnable in any circumstances and
made it a matter of doctrinal purity. Thus, at the time of the Cartel des Gauches (Alliance of the Left) elections in
May 1924, Malatesta refused to make any concession. He admitted that in certain circumstances the outcome of an
election might have “good” or “bad” consequences and that the result would sometimes depend on anarchist votes,
especially if the forces of the opposing political groupings were fairly evenly balanced. “But no matter! Even if
some minimal progress were to be the direct result of an electoral victory, the anarchist should not rush to the
polling stations.” He concluded: “Anarchists have always kept themselves pure, and remain the revolutionary party
par excellence, the party of the future, because they have been able to resist the siren song of elections.”

The inconsistency of anarchist doctrine on this matter was to be especially well illustrated in Spain. In 1930 the
anarchists joined in a common front with bourgeois democrats to overthrow the dictator, Primo de Rivera. The
following year, despite their official abstention, many went to the polls in the municipal elections which led to the
overthrow of the monarchy. In the general election of November 1933 they strongly recommended abstention from
voting, and this returned a violently anti-labor Right to power for more than two years. The anarchists had taken care
to announce in advance that if their abstention led to a victory for reaction they would launch the social revolution.
They soon attempted to do so but in vain and at the cost of heavy losses (dead, wounded, and imprisoned).

When the parties of the Left came together in the Popular Front in 1936, the central anarcho-syndicalist organization
was hard pressed to know what attitude to adopt. Finally it declared itself, very halfheartedly, for abstention, but its
campaign was so tepid as to go unheard by the masses who were in any case already committed to participation in
the elections. By going to the polls the mass of voters insured the triumph of the Popular Front (263 left-wing
deputies, as against 181 others).

It should be noted that in spite of their savage attacks on bourgeois democracy, the anarchists admitted that it is
relatively progressive. Even Stirner, the most intransigent, occasionally let slip the word “progress.” Proudhon
conceded: “When a people passes from the monarchical to the democratic State, some progress is made.” And
Bakunin said: “It should not be thought that we want... to criticize the bourgeois government in favor of monarchy....
The most imperfect republic is a thousand times better than the most enlightened monarchy.... The democratic
system gradually educates the masses to public life.” This disproves Lenin’s view that “some anarchists” proclaim
“that the form of oppression is a matter of indifference to the proletariat.” This also dispels the fear expressed by
Henri Arvon in his little book L’Anarchisme that anarchist opposition to democracy could be confused with counter-
revolutionary opposition.

Critique of Authoritarian Socialism

The anarchists were unanimous in subjecting authoritarian socialism to a barrage of severe criticism. At the time
when they made violent and satirical attacks these were not entirely well founded, for those to whom they were
addressed were either primitive or “vulgar” communists, whose thought had not yet been fertilized by Marxist
humanism, or else, in the case of Marx and Engels themselves, were not as set on authority and state control as the
anarchists made out.

Although in the nineteenth century authoritarian tendencies in socialist thought were still embryonic and
undeveloped, they have proliferated in our time. In the face of these excrescences, the anarchist critique seems less
tendentious, less unjust; sometimes it even seems to have a prophetic ring.
Stirner accepted many of the premises of communism but with the following qualification: the profession of
communist faith is a first step toward total emancipation of the victims of our society, but they will become
completely “disalienated,” and truly able to develop their individuality, only by advancing beyond communism.

As Stirner saw it, in a communist system the worker remains subject to the rule of a society of workers. His work is
imposed on him by society, and remains for him a task. Did not the communist Weitling[9] write: “Faculties can
only be developed in so far as they do not disrupt the harmony of society”? To which Stirner replied: “Whether I
were to be ‘loyal’ to a tyrant or to Weitling’s ‘society’ I would suffer the same absence of rights.”

According to Stirner, the communist does not think of the man behind the worker. He overlooks the most important
issue: to give man the opportunity to enjoy himself as an individual after he has fulfilled his task as a producer.
Above all, Stirner glimpsed the danger that in a communist society the collective appropriation of the means of
production would give the State more exorbitant powers than it has at present:

“By abolishing all private property communism makes me even more dependent on others, on the generality or
totality [of society], and, in spite of its attacks on the State, it intends to establish its own State,... a state of affairs
which paralyzes my freedom to act and exerts sovereign authority over me. Communism is rightly indignant about
the wrongs which I suffer at the hands of individual proprietors, but the power which it will put into the hands of the
total society is even more terrible.”

Proudhon was just as dissatisfied with the “governmental, dictatorial, authoritarian, doctrinaire communist system”
which “starts from the principle that the individual is entirely subordinate to the collectivity.” The communist idea
of the State is exactly the same as that of the former masters and much less liberal: “Like an army that has captured
the enemy’s guns, communism has simply turned property’s artillery against the army of property. The slave always
apes his master.” And Proudhon describes in the following terms the political system which he attributes to the
communists:

“A compact democracy — apparently based on the dictatorship of the masses, but in which the masses have only
power enough to insure universal servitude, according to the following prescription borrowed from the old
absolutism:

The indivisibility of power;

All-absorbing centralism;

The systematic destruction of all individual, corporate, or local thought believed to be subversive;

An inquisitorial police force.”

The authoritarian socialists call for a “revolution from above.” They “believe that the State must continue after the
Revolution. They preserve the State, power, authority, and government, increasing their scope still further. All they
do is to change the titles... as though changing the names were enough to transform things!” And Proudhon
concludes by saying: “Government is by its nature counter-revolutionary... give power to a Saint Vincent de Paul
and he will be a Guizot[10] or a Talleyrand.” Bakunin extended this criticism of authoritarian socialism:

I detest communism because it is the negation of liberty and I cannot conceive anything human without liberty. I am
not a communist because communism concentrates all the powers of society and absorbs them into the State,
because it leads inevitably to the centralization of property in the hands of the State, while I want to see the State
abolished. I want the complete elimination of the authoritarian principle of state tutelage which has always
subjected, oppressed, exploited, and depraved men while claiming to moralize and civilize them. I want society, and
collective or social property, to be organized from the bottom up through free association and not from the top down
by authority of any kind.... In that sense I am a collectivist and not at all a communist.
Soon after making the above speech Bakunin joined the First International And there he and his supporters came
into conflict not only with Marx and Engels but with others far more vulnerable to his attacks than the two founders
of scientific socialism: on the one hand, the German social democrats for whom the State was a fetish and who
proposed the use of the ballot and electoral alliances to introduce an ambiguous “People’s State” (Volkstaat); on the
other hand, the Blanquists[11] who sang the virtues of a transitional dictatorship by a revolutionary minority.
Bakunin fought these divergent but equally authoritarian concepts tooth and nail, while Marx and Engels oscillated
between them for tactical reasons but finally decided to disavow both under the harassment of anarchist criticism.

However, the friction between Bakunin and Marx arose mainly from the sectarian and personal way in which the
latter tried to control the International, especially after 1870. There is no doubt that there were wrongs on both sides
in this quarrel, in which the stake was the control of the organization and thus of the whole movement of the
international working class. Bakunin was not without fault and his case against Marx often lacked fairness and even
good faith. What is important for the modern reader, however, is that as early as 1870 Bakunin had the merit of
raising the alarm against certain ideas of organization of the working-class movement and of proletarian power
which were much later to distort the Russian Revolution. Sometimes unjustly, and sometimes with reason, Bakunin
claimed to see in Marxism the embryo of what was to become Leninism and then the malignant growth of Stalinism.

Bakunin maliciously attributed to Marx and Engels ideas which these two men never expressed openly, if indeed
they harbored them at all:

“But, it will be said all the workers... cannot become scholars; and is it not enough that with this organization
[International] there is a group of men who have mastered the science, philosophy, and politics of socialism as
completely as is possible in our day, so that the majority... can be certain of remaining on the right road to the final
emancipation of the proletariat... simply by faithfully obeying their directions?... Vie have heard this line of
reasoning developed by innuendo with all sorts of subtle and skillful qualifications but never openly expressed —
they are not brave enough or frank enough for that. “

Bakunin continued his diatribe:

“Beginning from the basic principle... that thought takes precedence over life, and abstract theory over social
practice, and inferring that sociological science must became the starting point of social upheaval and
reconstruction, they were forced to the conclusion that since thought, theory, and science are, for the present at any
rate, the exclusive possessions of a very small number of persons, that minority must direct social life.

The supposed Popular State would be nothing but the despotic government of the popular masses by a new and very
narrow aristocracy of knowledge, real or pretended. “

Bakunin translated Marx’s major work, Das Kapital, into Russian, had a lively admiration for his intellectual
capacity, fully accepted the materialist conception of history, and appreciated better than anyone Marx’s theoretical
contribution to the emancipation of the working class. What he would not concede was that intellectual superiority
can confer upon anyone the right to lead the working-class movement:

“One asks oneself how a man as intelligent as Marx could conceive of such a heresy against common sense and
historical experience as the notion that a group of individuals, however intelligent and well-intentioned, could
become the soul and the unifying and directing will of a revolutionary movement and of the economic organization
of the proletariat of all countries.... The creation of a universal dictatorship..., a dictatorship which would somehow
perform the task of chief engineer of the world revolution, regulating and steering the insurrectionary movements of
the masses of all nations as one steers a machine..., the creation of such a dictatorship would in itself suffice to kill
the revolution and paralyze and distort all popular movements.... And what is one to think of an international
congress which, in the supposed interest of this revolution, imposes on the proletariat of the civilized world a
government invested with dictatorial powers?”
No doubt Bakunin was distorting the thoughts of Marx quite severely in attributing to him such a universally
authoritarian concept, but the experience of the Third International has since shown that the danger of which he
warned did eventually materialize.

The Russian exile showed himself equally clear-sighted about the danger of state control under a communist regime.
According to him, the aspirations of “doctrinaire” socialists would “put the people into a new harness.” They
doubtless profess, as do the libertarians, to see any State as oppressive, but maintain that only dictatorship — their
own, of course — can create freedom for the people; to which the reply is that every dictatorship must seek to last as
long as possible. Instead of leaving it to the people to destroy the State, they want to “transfer it... into the hands of
the benefactors, guardians, and teachers, the leaders of the Communist Party.” They see quite well that such a
government, “however democratic its forms, will be a real dictatorship,” and “console themselves with the idea that
it will be temporary and short-lived.” But no! Bakunin retorted. This supposedly interim dictatorship will inevitably
lead to “the reconstruction of the State, its privileges, its inequalities, and all its oppressions,” to the formation of a
governmental aristocracy “which again begins to exploit and rule in the name of common happiness or to save the
State.” And this State will be “the more absolute because its despotism is carefully concealed under obsequious
respect... for the will of the people.”

Bakunin, always particularly lucid, believed in the Russian Revolution: “If the workers of the West wait too long,
Russian peasants will set them an example.” In Russia, the revolution will be basically “anarchistic.” But he was
fearful of the outcome: the revolutionaries might well simply carry on the State of Peter the Great which was “based
on... suspension of all expressions of the life of the people,” for “one can change the label of a State and its form...
but the foundation will remain unchanged.” Either the State must be destroyed or one must “reconcile oneself to the
vilest and most dangerous lie of our century...: Red Bureaucracy.” Bakunin summed it up as follows: “Take the
most radical of revolutionaries and place him on the throne of all the Russias or give him dictatorial powers... and
before the year is out he will be worse than the Czar himself.”

In Russia Voline was participant, witness, and historian of the Revolution, and afterward recorded that events had
taught the same lesson as the masters. Yes, indeed, socialist power and social revolution “are contradictory factors”;
they cannot be reconciled:

“A revolution which is inspired by state socialism and adopts this form, even ‘provisionally’ and ‘temporarily,’ is
lost: it takes a wrong road down an ever steeper slope.... All political power inevitably creates a privileged position
for those who exercise it.... Having taken over the Revolution, mastered it, and harnessed it, those in power are
obliged to create the bureaucratic and repressive apparatus which is indispensable for any authority that wants to
maintain itself, to command, to give orders, in a word. to govern.... All authority seeks to some extent to control
social life. Its existence predisposes the masses to passivity, its very presence suffocates any spirit of initiative....
‘Communist’ power is... a real bludgeon. Swollen with ‘authority’... it fears every independent action. Any
autonomous action is immediately seen as suspect, threatening,... for such authority wants sole control of the tiller.
Initiative from any other source is seen as an intrusion upon its domain and an infringement of its prerogatives and,
therefore, unacceptable. “

Further, anarchists categorically deny the need for “provisional” and “temporary” stages. In 1936, on the eve of the
Spanish Revolution, Diego Abad de Santillan placed authoritarian socialism on the horns of a dilemma: “Either the
revolution gives social wealth to the producers, or it does not. If it does, the producers organize themselves for
collective production and distribution and there is nothing left for the State to do. If it does not give social wealth to
the producers, the revolution is nothing but a deception and the State goes on.” One can say that the dilemma is
oversimplified here; it would be less so if it were translated into terms of intent: the anarchists are not so naive as to
dream that all the remnants of the State would disappear overnight, but they have the will to make them wither away
as quickly as possible; while the authoritarians, on the other hand, are satisfied with the perspective of the indefinite
survival of a “temporary” State, arbitrarily termed a “Workers’ State.”

Sources of Inspiration: the Individual


The anarchist sets two sources of revolutionary energy against the constraints and hierarchies of authoritarian
socialism: the individual, and the spontaneity of the masses. Some anarchists are more individualistic than social,
some more social than individualistic. However, one cannot conceive of a libertarian who is not an individualist.
The observations made by Augustin Hamon from the survey mentioned earlier confirm this analysis.

Max Stirner[12] rehabilitated the individual at a time when the philosophical field was dominated by Hegelian anti-
individualism and most reformers in the social field had been led by the misdeeds of bourgeois egotism to stress its
opposite: was not the very word “socialism” created as antonym to “individualism”?

Stirner exalted the intrinsic value of the unique individual, that is to say, one cast in a single unrepeatable mold (an
idea which has been confirmed by recent biological research). For a long time this thinker remained isolated in
anarchist circles, an eccentric followed by only a tiny sect of intelligent individualists. Today, the boldness and
scope of his thought appear in a new light. The contemporary world seems to have set itself the task of rescuing the
individual from all the forms of alienation which crush him’ those of individual slavery and those of totalitarian
conformism. In a famous article written in 1933, Simone Weil complained of not finding in Marxist writings any
answer to questions arising from the need to defend the individual against the new forms of oppression coming after
classical capitalist oppression. Stirner set out to fill this serious gap as early as the mid-nineteenth century.

He wrote in a lively style, crackling with aphorisms: “Do not seek in self-renunciation a freedom which denies your
very selves, but seek your own selves... Let each of you be an all-powerful I.” There is no freedom but that which
the individual conquers for himself. Freedom given or conceded is not freedom but “stolen goods.” “There is no
judge but myself who can decide whether I am right or wrong.” “The only things I have no right to do are those I do
not do with a free mind.” “You have the right to be whatever you have the strength to be.” Whatever you accomplish
you accomplish as a unique individual: “Neither the State, society, nor humanity can master this devil.”

In order to emancipate himself, the individual must begin by putting under the microscope the intellectual baggage
with which his parents and teachers have saddled him. He must undertake a vast operation of “desanctification,”
beginning with the so-called morality of the bourgeoisie: “Like the bourgeoisie itself, its native soil, it is still far too
close to the heaven of religion, is still not free enough, and uncritically borrows bourgeois laws to transplant them to
its own ground instead of working out new and independent doctrines.”

Stirner was especially incensed by sexual morality. The “machinations” of Christianity “against passion” have
simply been taken over by the secularists. They refused to listen to the appeal of the flesh and display their zeal
against it. They “spit in the face of immorality.” The moral prejudices inculcated by Christianity have an especially
strong hold on the masses of the people. “The people furiously urge the police on against anything which seems to
them immoral or even improper, and this public passion for morality protects the police as an institution far more
effectively than a government could ever do.”

Stirner foreshadowed modern psychoanalysis by observing and denouncing the internalization of parental moral
values. From childhood we are consumed with moral prejudices. Morality has become “an internal force from which
I cannot free myself,” “its despotism is ten times worse than before, because it now scolds away from within my
conscience.” “The young are sent to school in herds to learn the old saws and when they know the verbiage of the
old by heart they are said to have come of age.” Stirner declared himself an iconoclast: “God, conscience, duties,
and laws are all errors which have been stuffed into our minds and hearts.” The real seducers and corrupters of youth
are the priests and parents who “muddy young hearts and stupefy young minds.” If there is anything that “comes
from the devil” it is surely this false divine voice which has been interpolated into the conscience.

In the process of rehabilitating the individual, Stirner also discovered the Freudian subconscious. The Self cannot be
apprehended. Against it “the empire of thought, mind, and ratiocination crumbles”; it is inexpressible,
inconceivable, incomprehensible, and through Stirner’s lively aphorisms one seems to hear the first echoes of
existentialist philosophy: “I start from a hypothesis by taking myself as hypothesis.... I use it solely for my
enjoyment and satisfaction.... I exist only because I nourish my Self.... The fact that I am of absorbing interest to
myself means that I exist.”
Of course the white heat of imagination in which Stirner wrote sometimes misled him into paradoxical statements.
He let slip some antisocial aphorisms and arrived at the position that life in society is impossible: “We do not aspire
to communal life but to a life apart.” “The people is dead! Good-day, Self!” “The people’s good fortune is my
misfortune!” “If it is right for me, it is right. It is possible that it is wrong for others: let them take care of
themselves!”

However, these occasional outbursts are probably not a fundamental part of his thinking and, in spite of his hermit’s
bluster, he aspired to communal life. Like most people who are introverted, isolated, shut in, he suffered acute
nostalgia for it. To those who asked how he could live in society with his exclusiveness he replied that only the man
who has comprehended his own “oneness” can have relations with his fellows. The individual needs help and
friends; for example, if he writes books he needs readers. He joins with his fellow man in order to increase his
strength and fulfill himself more completely through their combined strength than either could in isolation. “If you
have several million others behind you to protect you, together you will become a great force and will easily be
victorious” — but on one condition: these relations with others must be free and voluntary and always subject to
repudiation. Stirner distinguishes a society already established, which is a constraint, from association, which is a
voluntary act. “Society uses you, but you use association.” Admittedly, association implies a sacrifice, a restriction
upon freedom, but this sacrifice is not made for the common good: “It is my own personal interest that brings me to
it.”

Stirner was dealing with very contemporary problems, especially when he treated the question of political parties
with special reference to the communists. He was severely critical of the conformism of parties: “One must follow
one’s party everywhere and anywhere, absolutely approving and defending its basic principles.” “Members... bow to
the slightest wishes of the party.” The party’s program must “be for them certain, above question.... One must
belong to the party body and soul.... Anyone who goes from one party to another is immediately treated as a
renegade.” In Stirner’s view, a monolithic party ceases to be an association and only a corpse remains. He rejected
such a party but did not give up hope of joining a political association: “I shall always find enough people who want
to associate with me without having to swear allegiance to my flag.” He felt he could only rejoin the party if there
was “nothing compulsory about it,” and his sole condition was that he could be sure “of not letting himself be taken
over by the party.” “The party is nothing other than a party in which he takes part.” “He associates freely and takes
back his freedom in the same way.”

There is only one weakness in Stirner’s argument, though it more or less underlies all his writings: his concept of the
unity of the individual is not only “egotistical,” profitable for the “Self” but is also valid for the collectivity. The
human association is only fruitful if it does not crush the individual but, on the contrary, develops initiative and
creative energy. Is not the strength of a party the sum of all the strengths of the individuals who compose it? This
lacuna in his argument is due to the fact that Stirner’s synthesis of the individual and society remained halting and
incomplete. In the thought of this rebel the social and the antisocial clash and are not always resolved. The social
anarchists were to reproach him for this, quite rightly.

These reproaches were the more bitter because Stirner, presumably through ignorance, made the mistake of
including Proudhon among the authoritarian communists who condemn individualist aspirations in the name of
“social duty.” It is true that Proudhon had mocked Stirner-like “adoration” of the individual,[13] but his entire work
was a search for a synthesis, or rather an “equilibrium” between concern for the individual and the interests of
society, between individual power and collective power. “Just as individualism is a primordial human trait, so
association is its complement.”

“Some think that man has value only through society... and tend to absorb the individual into the collectivity. Thus...
the communist system is a devaluation of the personality in the name of society.... That is tyranny, a mystical and
anonymous tyranny, it is not association.... When the human personality is divested of its prerogatives, society is
found to be without its vital principle.”

On the other hand, Proudhon rejected the individualistic utopianism that agglomerates unrelated individualities with
no organic connection, no collective power, and thus betrays its inability to resolve the problem of common
interests. In conclusion: neither communism nor unlimited freedom. “We have too many joint interests, too many
things in common.”
Bakunin, also, was both an individualist and a socialist. He kept reiterating that a society could only reach a higher
level by starting from the free individual. Whenever he enunciated rights which must be guaranteed to groups, such
as the right to self-determination or secession, he was careful to state that the individual should be the first to benefit
from them. The individual owes duties to society only in so far as he has freely consented to become part of it.
Everyone is free to associate or not to associate, and, if he so desires, “to go and live in the deserts or the forests
among the wild beasts.” “Freedom is the absolute right of every human being to seek no other sanction for his
actions but his own conscience, to determine these actions solely by his own will, and consequently to owe his first
responsibility to himself alone.” The society which the individual has freely chosen to join as a member appears
only as a secondary factor in the above list of responsibilities. It has more duties to the individual than rights over
him, and, provided he has reached his majority, should exercise “neither surveillance nor authority” over him, but
owe him “the protection of his liberty.”

Bakunin pushed the practice of “absolute and complete liberty” very far: I am entitled to dispose of my person as I
please, to be idle or active, to live either honestly by my own labor or even by shamefully exploiting charity or
private confidence. All this on one condition only: that this charity or confidence is voluntary and given to me only
by individuals who have attained their majority. I even have the right to enter into associations whose objects make
them “immoral” or apparently so. In his concern for liberty Bakunin went so far as to allow one to join associations
designed to corrupt and destroy individual or public liberty: “Liberty can and must defend itself only through liberty;
to try to restrict it on the specious pretext of defending it is a dangerous contradiction.”

As for ethical problems, Bakunin was sure “immorality” was a consequence of a viciously organized society. This
latter must, therefore, be destroyed from top to bottom. Liberty alone can bring moral improvement. Restrictions
imposed on the pretext of improving morals have always proved detrimental to them. Far from checking the spread
of immorality, repression has always extended and deepened it. Thus it is futile to oppose it by rigorous legislation
which trespasses on individual liberty. Bakunin allowed only one sanction against the idle, parasitic, or wicked: the
loss of political rights, that is, of the safeguards accorded the individual by society. It follows that each individual
has the right to alienate his own freedom by his own acts but, in this case, is denied the enjoyment of his political
rights for the duration of his voluntary servitude.

If crimes are committed they must be seen as a disease, and punishment as treatment rather than as social vengeance.
Moreover, the convicted individual must retain the right not to submit to the sentence imposed if he declares that he
no longer wishes to be a member of the society concerned. The latter, in return, has the right to expel such an
individual and declare him to be outside its protection.

Bakunin, however, was far from being a nihilist. His proclamation of absolute individual freedom did not lead him
to repudiate all social obligations. I become free only through the freedom of others: “Man can fulfill his free
individuality only by complementing it through all the individuals around him, and only through work and the
collective force of society.” Membership in the society is voluntary but Bakunin had no doubt that because of its
enormous advantages “membership will be chosen by all.” Man is both “the most individual and the most social of
the animals.”

Bakunin showed no softness for egoism in its vulgar sense — for bourgeois individualism “which drives the
individual to conquest and the establishment of his own well-being... in spite of everyone, on the backs of others, to
their detriment.” “Such a solitary and abstract human being is as much a fiction as God.” “Total isolation is
intellectual, moral, and material death.”

A broad and synthesizing intellect, Bakunin attempts to create a bridge between individuals and mass movements:
“All social life is simply this continual mutual dependence of individuals and the masses. Even the strongest and
most intelligent individuals... are at every moment of their lives both promoters and products of the desires and
actions of the masses.” The anarchist sees the revolutionary movement as the product of this interaction; thus he
regards individual action and autonomous collective action by the masses as equally fruitful and militant.

The Spanish anarchists were the intellectual heirs of Bakunin. Although enamored of socialization, on the very eve
of the 1936 Revolution they did not fail to make a solemn pledge to protect the sacred autonomy of the individual:
“The eternal aspiration to be unique,” wrote Diego Abad de Santillan, “will be expressed in a thousand ways: the
individual will not be suffocated by levering down.... Individualism, personal taste, and originality will have
adequate scope to express themselves.”

Sources of Inspiration: the Masses

From the Revolution of 1848 Proudhon learned that the masses are the source of power of revolutions. At the end of
1849 he wrote: “Revolutions have no instigators; they come when fate beckons, and end with the exhaustion of the
mysterious power that makes them flourish.” “All revolutions have been carried through by the spontaneous action
of the people; if occasionally governments have responded to the initiative of the people it was only because they
were forced or constrained to do so. Almost always they blocked, repressed, struck.” “When left to their own
instincts the people almost always see better than when guided by the policy of leaders.” “A social revolution... does
not occur at the behest of a master with a ready-made theory, or at the dictate of a prophet. A truly organic
revolution is a product of universal life, and although it has its messengers and executors it is really not the work of
any one person.” The revolution must be conducted from below and not from above. Once the revolutionary crisis is
over social reconstruction should be the task of the popular masses themselves. Proudhon affirmed the “personality
and autonomy of the masses.”

Bakunin also repeated tirelessly that a social revolution can be neither decreed nor organized from above and can
only be made and fully developed by spontaneous and continuous mass action. Revolutions come “like a thief in the
night.” They are “produced by the force of events.” “They are long in preparation in the depths of the instinctive
consciousness of the masses — then they explode, often precipitated by apparently trivial causes.” “One can foresee
them, have presentiments of their approach.... but one can never accelerate their outbreak.” “The anarchist social
revolution... arises spontaneously in the hearts of the people, destroying all that hinders the generous upsurge of the
life of the people in order thereafter to create new forms of free social life which will arise from the very depths of
the soul of the people.” Bakunin saw in the Commune of 1871 striking confirmation of his views. The Communards
believed that “the action of individuals was almost nothing” in the social revolution and the “spontaneous action of
the masses should be everything.”

Like his predecessors, Kropotkin praised “this admirable sense of spontaneous organization which the people... has
in such a high degree, but is so rarely permitted to apply.” He added, playfully, that “only he who has always lived
with his nose buried in official papers and red tape could doubt it.”

Having made all these generous and optimistic affirmations, both the anarchist and his brother and enemy the
Marxist confront a grave contradiction. The spontaneity of the masses is essential, an absolute priority, but not
sufficient in itself. The assistance of a revolutionary minority capable of thinking out the revolution has proved to be
necessary to raise mass consciousness. How is this elite to be prevented from exploiting its intellectual superiority to
usurp the role of the masses, paralyze their initiative, and even impose a new domination upon them?

After his idyllic exaltation of spontaneity, Proudhon came to admit the inertia of the masses, to deplore the prejudice
in favor of governments, the deferential instinct and the inferiority complex which inhibit an upsurge of the people.
Thus the collective action of the people must be stimulated, and if no revelation were to come to them from outside,
the servitude of the lower classes might go on indefinitely. And he admitted that “in every epoch the ideas which
stirred the masses had first been germinated in the minds of a few thinkers.... The multitude never took the
initiative.... Individuality has priority in every movement of the human spirit.” It would be ideal if these conscious
minorities were to pass on to the people their science, the science of revolution. But in practice Proudhon seemed to
be skeptical about such a synthesis: to expect it would be to underestimate the intrusive nature of authority. At best,
it might be possible to “balance” the two elements.

Before his conversion to anarchism in 1864, Bakunin was involved in conspiracies and secret societies and became
familiar with the typically Blanquist idea that minority action must precede the awakening of the broad masses and
combine with their most advanced elements after dragging them out of their lethargy. The problem appeared
different in the workers’ International, when that vast movement was at last established. Although he had become an
anarchist, Bakunin remained convinced of the need for a conscious vanguard: “For revolution to triumph over
reaction the unity of revolutionary thought and action must have an organ in the midst of the popular anarchy which
will be the very life and the source of all the energy of the revolution.” A group, small or large, of individuals
inspired by the same idea, and sharing a common purpose, will produce “a natural effect on the masses.” “Ten,
twenty, or thirty men with a clear understanding and good organization, knowing what they want and where they are
going, can easily carry with them a hundred, two hundred, three hundred or even more.” “We must create the well-
organized and rightly inspired general staffs of the leaders of the mass movement.”

The methods advocated by Bakunin are very similar to what is nowadays termed “infiltration.” It consists of
working clandestinely upon the most intelligent and influential individuals in each locality “so that [each]
organization should conform to our ideas as far as possible. That is the whole secret of our influence.” The
anarchists must be like “invisible pilots” in the midst of the stormy masses. They must direct them not by
“ostensible power,” but by “a dictatorship without insignia, title, or official rights, all the more powerful because it
will have none of the marks of power.” Bakunin was quite aware how little his terminology (“leaders,”
“dictatorship,” etc.) differed from that of the opponents of anarchism, and replied in advance “to anyone who alleges
that action organized in this way is yet another assault upon the liberty of the masses, an attempt to create a new
authoritarian power”: No! the vanguard must be neither the benefactor nor the dictatorial leader of the people but
simply the midwife to its self-liberation. It can achieve nothing more than to spread among the masses ideas which
correspond with their instincts. The rest can and must be done by the people themselves. The “revolutionary
authorities” (Bakunin did not draw back from using this term but excused it by expressing the hope that they would
be “as few as possible”) were not to impose the revolution on the masses but arouse it in their midst; were not to
subject them to any form of organization, but stimulate their autonomous organization from below to the top.

Much later, Rosa Luxemburg was to elucidate what Bakunin had surmised: that the contradiction between
libertarian spontaneity and the need for action by conscious vanguards would only be fully resolved when science
and the working class became fused, and the masses became fully conscious, needing no more “leaders,” but only
“executive organs” of their “conscious action.” After emphasizing that the proletariat still lacked science and
organization, the Russian anarchist reached the conclusion that the International could only become an instrument of
emancipation “when it had caused the science, philosophy, and politics of socialism to penetrate the reflective
consciousness of each of its members.”

However theoretically satisfying this synthesis might be, it was a draft drawn on a very distant future. Until
historical evolution made it possible to accomplish it, the anarchists remained, like the Marxists, more or less
imprisoned by contradiction. It was to rend the Russian Revolution, torn between the spontaneous power of the
soviets and the claim of the Bolshevik Party to a “directing role.” It was to show itself in the Spanish Revolution,
where the libertarians were to swing from one extreme to the other, from the mass movement to the conscious
anarchist elite.

Two historical examples will suffice to illustrate this contradiction.

The anarchists were to draw one categorical conclusion from the experience of the Russian Revolution: a
condemnation of the “leading role” of the Party. Voline formulated it in this way:

“The key idea of anarchism is simple: no party, or political or ideological group, even if it sincerely desires to do so,
will ever succeed in emancipating the working masses by placing itself above or outside them in order to ‘govern’ or
‘guide’ them. True emancipation can only be brought about by the direct action... of those concerned, the workers
themselves, through their own class organizations (production syndicates, factory committees, cooperatives, etc.)
and not under the banner of any political party or ideological body. Their emancipation must be based on concrete
action and ‘self-administration,’ aided but not controlled by revolutionaries working from within the masses and not
from above them.... The anarchist idea and the true emancipatory revolution can never be brought to fruition by
anarchists as such but only by the vast masses..., anarchists, or other revolutionaries in general, are required only to
enlighten or aid them in certain situations. If anarchists maintained that they could bring about a social revolution by
“guiding” the masses, such a pretension would be as illusory as that of the Bolsheviks and for the same reasons.”
However, the Spanish anarchists, in their turn, were to experience the need to organize an ideologically conscious
minority, the Iberian Anarchist Federation (FAI), within their vast trade union organization, the National
Confederation of Labor (CNT). This was to combat the reformist tendencies of some “pure” syndicalists and the
maneuvers of the agents of the “dictatorship of the proletariat.” The FAI drew its inspiration from the ideas of
Bakunin, and so tried to enlighten rather than to direct. The relatively high libertarian consciousness of many of the
rank-and file members of the CNT also helped it to avoid the excesses of the authoritarian revolutionary parties. It
did not, however, perform its part as guide very well, being clumsy and hesitant about its tutelage over the trade
unions, irresolute in its strategy, and more richly endowed with activists and demagogues than with revolutionaries
as clear-thinking on the level of theory as on that of practice.

Relations between the masses and the conscious minority constitute a problem to which no full solution has been
found by the Marxists or even by the anarchists, and one on which it seems that the last word has not yet been said.

In Search of a New Society

Anarchism is not Utopian

Because anarchism is constructive, anarchist theory emphatically rejects the charge of utopianism. It uses the
historical method in an attempt to prove that the society of the future is not an anarchist invention, but the actual
product of the hidden effects of past events. Proudhon affirmed that for 6,000 years humanity had been crushed by
an inexorable system of authority but had been sustained by a “secret virtue”: “Beneath the apparatus of
government, under the shadow of its political institutions, society was slowly and silently producing its own
organization, making for itself a new order which expressed its vitality and autonomy.”

However harmful government may have been, it contained its own negation. It was always “a phenomenon of
collective life, the public exercise of the powers of our law, an expression of social spontaneity, all serving to
prepare humanity for a higher state. What humanity seeks in religion and calls ‘God’ is itself. What the citizen seeks
in government... is likewise himself — it is liberty.” The French Revolution hastened this inexorable advance
toward anarchy: “The day that our fathers... stated the principle of the free exercise of all his faculties by man as a
citizen, on that day authority was repudiated in heaven and on earth, and government, even by delegation, became
impossible.”

The Industrial Revolution did the rest. From then on politics was overtaken by the economy and subordinated to it.
Government could no longer escape the direct competition of producers and became in reality no more than the
relation between different interests. This revolution was completed by the growth of the proletariat. In spite of its
protestations, authority now expressed only socialism: “The Napoleonic code is as useless to the new society as the
Platonic republic: within a few years the absolute law of property will have everywhere been replaced by the relative
and mobile law of industrial cooperation, and it will then be necessary to reconstruct this cardboard castle from top
to bottom.” Bakunin, in turn, recognized “the immense and undeniable service rendered to humanity by the French
Revolution which is father to us all.” The principle of authority has been eliminated from the people’s consciousness
forever and order imposed from above has henceforth become impossible. All that remains is to “organize society so
that it can live without government.” Bakunin relied on popular tradition to achieve this. “In spite of the oppressive
and harmful tutelage of the State,” the masses have, through the centuries, “spontaneously developed within
themselves many, if not all, of the essential elements of the material and moral order of real human unity.”

The Need for Organization

Anarchist theory does not see itself as a synonym for disorganization. Proudhon was the first to proclaim that
anarchism is not disorder but order, is the natural order in contrast to the artificial order imposed from above, is true
unity as against the false unity brought about by constraint. Such a society “thinks, speaks, and acts like a man,
precisely because it is no longer represented by a man, no longer recognizes personal authorities; because, like every
organized living being, like the infinite of Pascal, it has its center everywhere and its circumference nowhere.”
Anarchy is “organized, living society,” “the highest degree of liberty and order to which humanity can aspire.”
Perhaps some anarchists thought otherwise but the Italian Errico Malatesta called them to order:
“Under the influence of the authoritarian education given to them, they think that authority is the soul of social
organization and repudiate the latter in order to combat the former.... Those anarchists opposed to organization make
the fundamental error of believing that organization is impossible without authority. Having accepted this hypothesis
they reject any kind of organization rather than accept the minimum of authority.... If we believed that organization
could not exist without authority we would be authoritarians, because we would still prefer the authority which
imprisons and saddens life to the disorganization which makes it impossible.”

The twentieth-century anarchist Voline developed and clarified this idea:

“A mistaken — or, more often, deliberately inaccurate — interpretation alleges that the libertarian concept means
the absence of all organization. This is entirely false: it is not a matter of “organization” or “nonorganization,” but of
two different principles of organization.... Of course, say the anarchists, society must be organized. However, the
new organization... must be established freely, socially, and, above all, from below. The principle of organization
must not issue from a center created in advance to capture the whole and impose itself upon it but, on the contrary, it
must come from all sides to create nodes of coordination, natural centers to serve all these points.... On the other
hand, the other kind of “organization,” copied from that of the old oppressive and exploitative society,... would
exaggerate all the blemishes of the old society.... It could then only be maintained by means of a new artifice.”

In effect, the anarchists would be not only protagonists of true organization but “first-class organizers,” as Henri
Lefebvre admitted in his book on the Commune. But this philosopher thought he saw a contradiction here — “a
rather surprising contradiction which we find repeatedly in the history of the working-class movement up to present
times, especially in Spain.” It can only “astonish” those for whom libertarians are a priori disorganizers.

Self-Management

When Marx and Engels drafted the Communist Manifesto of 1848, on the eve of the February Revolution, they
foresaw, at any rate for a long transitional period, all the means of production centralized in the hands of an all-
embracing State. They took over Louis Blanc’s authoritarian idea of conscripting both agricultural and industrial
workers into “armies of labor.” Proudhon was the first to propound an anti-statist form of economic management.

During the February Revolution workers’ associations for production sprang up spontaneously in Paris and in Lyon.
In 1848 this beginning of self-management seemed to Proudhon far more the revolutionary event than did the
political revolution. It had not been invented by a theoretician or preached by doctrinaires, it was not the State which
provided the original stimulus, but the people. Proudhon urged the workers to organize in this way in every part of
the Republic, to draw in small property, trade, and industry, then large property and establishments, and, finally, the
greatest enterprises of all ( mines, canals, railways, etc. ), and thus “become masters of all.”

The present tendency is to remember only Proudhon’s naive and passing idea of preserving small-scale trade and
artisans’ workshops. This was certainly naive, and doubtless uneconomic, but his thinking on this point was
ambivalent. Proudhon was a living contradiction: he castigated property as a source of injustice and exploitation and
had a weakness for it, although only to the extent that he saw in it a guarantee of the independence of the individual
Moreover, Proudhon is too often confused with what Bakunin called “the little so-called Proudhonian coterie” which
gathered around him in his last years. This rather reactionary group was stillborn. In the First International it tried in
vain to put across private ownership of the means of production against collectivism. The chief reason this group
was short-lived was that most of its adherents were all too easily convinced by Bakunin’s arguments and abandoned
their so-called Proudhonian ideas to support collectivism.

In the last analysis, this group, who called themselves mutuellistes, were only partly opposed to collectivism: they
rejected it for agriculture because of the individualism of the French peasant, but accepted it for transport, and in
matters of industrial self-management actually demanded it while rejecting its name. Their fear of the word was
largely due to their uneasiness in the face of the temporary united front set up against them by Bakunin’s collectivist
disciples and certain authoritarian Marxists who were almost open supporters of state control of the economy.
Proudhon really moved with the times and realized that it is impossible to turn back the clock. He was realistic
enough to understand that “small industry is as stupid as petty culture” and recorded this view in his Carnets. With
regard to large-scale modern industry requiring a large labor force, he was resolutely collectivist: “In future, large-
scale industry and wide culture must be the fruit of association.” “We have no choice in the matter,” he concluded,
and waxed indignant that anyone had dared to suggest that he was opposed to technical progress.

In his collectivism he was, however, as categorically opposed to statism. Property must be abolished. The
community (as it is understood by authoritarian communism) is oppression and servitude. Thus Proudhon sought a
combination of property and community: this was association. The means of production and exchange must be
controlled neither by capitalist companies nor by the State. Since they are to the men who work in them “what the
hive is to the bee,” they must be managed by associations of workers, and only thus will collective powers cease to
be “alienated” for the benefit of a few exploiters. “We, the workers, associated or about to be associated,” wrote
Proudhon in the style of a manifesto,

“do not need the State.... Exploitation by the State always means rulers and wage slaves. We want the government of
man by man no more than the exploitation of man by man. Socialism is the opposite of governmentalism.... We
want these associations to be... the first components of a vast federation of associations and groups united in the
common bond of the democratic and social republic.

Proudhon went into detail and enumerated precisely the essential features of workers’ self-management:

Every associated individual to have an indivisible share in the property of the company.

Each worker to take his share of the heavy and repugnant tasks.

Each to go through the gamut of operations and instruction, of grades and activities, to insure that he has the widest
training. Proudhon was insistent on the point that “the worker must go through all the operations of the industry he is
attached to.”

Office-holders to be elected and regulations submitted to the associates for approval.

Remuneration to be proportionate to the nature of the position held, the degree of skill, and the responsibility
carried. Every associate to share in the profits in proportion to the service he has given.

Each to be free to set his own hours, carry on his duties, and to leave the association at will.

The associated workers to choose their leaders, engineers, architects, and accountants. Proudhon stressed the fact
that the proletariat still lacks technicians: hence the need to bring into workers’ self-management programs
“industrial and commercial persons of distinction” who would teach the workers business methods and receive fixed
salaries in return: there is “room for all in the sunshine of the revolution.”

This libertarian concept of self-management is at the opposite pole from the paternalistic, statist form of self-
management set out by Louis Blanc in a draft law of September 15, 1849. The author of The Organization of Labor
wanted to create workers’ associations sponsored and financed by the State. He proposed an arbitrary division of the
profits as follows: 25 percent to a capital amortization fund; 25 percent to a social security fund; 25 percent to a
reserve fund; 25 percent to be divided among the workers.[14]

Proudhon would have none of self-management of this kind. In his view the associated workers must not “submit to
the State,” but “be the State itself.” “Association... can do everything and reform everything without interference
from authority, can encroach upon authority and subjugate it.” Proudhon wanted “to go toward government through
association, not to association through government.” He issued a warning against the illusion, cherished in the
dreams of authoritarian socialists, that the State could tolerate free self-management. How could it endure “the
formation of enemy enclaves alongside a centralized authority”? Proudhon prophetically warned: “While
centralization continues to endow the State with colossal force, nothing can be achieved by spontaneous initiative or
by the independent actions of groups and individuals.”

It should be stressed that in the congresses of the First International the libertarian idea of self-management
prevailed over the statist concept. At the Lausanne Congress in 1867 the committee reporter, a Belgian called Cesar
de Paepe, proposed that the State should become the owner of undertakings that were to be nationalized. At that time
Charles Longuet was a libertarian, and he replied: “All right, on condition that it is understood that we define the
State as ‘the collective of the citizens’..., also that these services will be administered not by state functionaries... but
by groupings of workers.” The debate continued the following year (1868) at the Brussels Congress and this time the
same committee reporter took care to be precise on this point: “Collective property would belong to society as a
whole, but would be conceded to associations of workers. The State would be no more than a federation of various
groups of workers.” Thus clarified, the resolution was passed.

However, the optimism which Proudhon had expressed in 1848 with regard to self-management was to prove
unjustified. Not many years later, in 1857, he severely criticized the existing workers’ associations; inspired by
naive, utopian illusions, they had paid the price of their lack of experience. They had become narrow and exclusive,
had functioned as collective employers, and had been carried away by hierarchical and managerial concepts. All the
abuses of capitalist companies “were exaggerated further in these so-called brotherhoods.” They had been tom by
discord, rivalry’ defections, and betrayals. Once their managers had learned the business concerned, they retired to
“set up as bourgeois employers on their own account.” In other instances, the members had insisted on dividing up
the resources. In 1848 several hundred workers’ associations had been set up; nine years later only twenty remained.

As opposed to this narrow and particularist attitude, Proudhon advocated a “universal” and “synthetic” concept of
self-management. The task of the future was far more than just “getting a few hundred workers into associations”; it
was “the economic transformation of a nation of thirty-six million souls.” The workers’ associations of the future
should work for all and not “operate for the benefit of a few.” Self-management, therefore, required the members to
have some education: “A man is not born a member of an association, he becomes one.” The hardest task before the
association is to “educate the members.” It is more important to create a “fund of men” than to form a “mass of
capital.”

With regard to the legal aspect, it had been Proudhon’s first idea to vest the ownership of their undertaking in the
workers’ associations but now he rejected this narrow solution. In order to do this he distinguished between
possession and ownership. Ownership is absolute, aristocratic, feudal; possession is democratic, republican,
egalitarian: it consists of the enjoyment of an usufruct which can neither be alienated, nor given away, nor sold. The
workers should hold their means of production in alleu like the ancient Germains,[15] but would not be the outright
owners. Property would be replaced by federal, cooperative ownership vested not in the State but in the producers as
a whole, united in a vast agricultural and industrial federation.

Proudhon waxed enthusiastic about the future of such a revised and corrected form of self-management: “It is not
false rhetoric that states this, it is an economic and social necessity: the time is near when we shall be unable to
progress on any but these new conditions.... Social classes... must merge into one single producers’ association.”
Would self-management succeed? “On the reply to this... depends the whole future of the workers. If it is
affirmative an entire new world will open up for humanity; if it is negative the proletarian can take it as settled....
There is no hope for him in this wicked world.”

The Bases of Exchange

How were dealings between the different workers’ associations to be organized? At first Proudhon maintained that
the exchange value of all goods could be measured by the amount of labor necessary to produce them. The workers
were to be paid in “work vouchers”; trading agencies or social shops were to be set up where they would buy goods
at retail prices calculated in hours of work. Large-scale trade would be carried on through a compensatory
clearinghouse or People’s Bank which would accept payment in work vouchers. This bank would also serve as a
credit establishment lending to workers’ associations the sums needed for effective operation. The loans would be
interest free.
This so-called mutuelliste scheme was rather utopian and certainly difficult to operate in a capitalist system. Early in
1849 Proudhon set up the People’s Bank and in six weeks some 20,000 people joined, but it was short-lived. It was
certainly farfetched to believe that mutuellisme would spread like a patch of oil and to exclaim, as Proudhon did
then: “It really is the new world, the promised society which is being grafted on to the old and gradually
transforming it!”

The idea of wages based on the number of hours worked is debatable on many grounds. The libertarian communists
of the Kropotkin school — Malatesta, Elise Reclus, Carlo Cafiero — did not fail to criticize it. In the first place, they
thought it unjust. Cafiero argued that “three hours of Peter’s work may be worth five of Paul’s.” Other factors than
duration must be considered in determining the value of labor: intensity, professional and intellectual training, etc.
The family commitments of the workers must also be taken into account.[16] Moreover, in a collectivist regime the
worker remains a wage slave of the community that buys and supervises his labor. Payment by hours of work
performed cannot be an ideal solution; at best it would be a temporary expedient. We must put an end to the
morality of account books, to the philosophy of “credit and debit.” This method of remuneration, derived from
modified individualism, is in contradiction to collective ownership of the means of production, and cannot bring
about a profound revolutionary change in man. It is incompatible with anarchism; a new form of ownership requires
a new form of remuneration. Service to the community cannot be measured in units of money. Needs will have to be
given precedence over services, and all the products of the labor of all must belong to all, each to take his share of
them freely. To each according to his need should be the motto of libertarian communism.

Kropotkin, Malatesta, and their followers seem to have overlooked the fact that Proudhon had anticipated their
objections and revised his earlier ideas. In his Theorie de la Propriete, published after his death, he explained that he
had only supported the idea of equal pay for equal work in his “First Memorandum on Property” of 1840: “I had
forgotten to say two things: first, that labor is measured by combining its duration with its intensity; second, that one
must not include in the worker’s wages the amortization of the cost of his education and the work he did on his own
account as an unpaid apprentice, nor the premiums to insure him against the risks he runs, all of which vary in
different occupations.” Proudhon claimed to have “repaired” this “omission” in his later writings in which he
proposed that mutual insurance cooperative associations should compensate for unequal costs and risks.
Furthermore, Proudhon did not regard the remuneration of the members of a workers’ association as “wages” but as
a share of profits freely determined by associated and equally responsible workers. In an as yet unpublished thesis,
Pierre Haubtman, one of Proudhon’s most recent exponents, comments that workers’ self-management would have
no meaning if it were not interpreted in this way.

The libertarian communists saw fit to criticize Proudhon’s mutuellisme and the more logical collectivism of Bakunin
for not having determined the way in which labor would be remunerated in a socialist system. These critics seemed
to have overlooked the fact that the two founders of anarchism were anxious not to lay down a rigid pattern of
society prematurely. They wanted to leave the self-management associations the widest choice in this matter. The
libertarian communists themselves were to provide the justification for this flexibility and refusal to jump to
conclusions, so different from their own impatient forecasts: they stressed that in the ideal system of their choice
“labor would produce more than enough for all” and that “bourgeois” norms of remuneration could only be replaced
by specifically “communist” norms when the era of abundance had set in, and not before. In 1884 Malatesta,
drafting the program for a projected anarchist international, admitted that communism could be brought about
immediately only in a very limited number of areas and, “for the rest,” collectivism would have to be accepted “for a
transitional period.”

For communism to be possible, a high stage of moral development is required of the members of society, a sense of
solidarity both elevated and profound, which the upsurge of the revolution may not suffice to induce. This doubt is
the more justified in that material conditions favorable to this development will not exist at the beginning.

Anarchism was about to face the test of experience, on the eve of the Spanish Revolution of 1936, when Diego Abad
de Santillan demonstrated the immediate impracticability of libertarian communism in very similar terms. He held
that the capitalist system had not prepared human beings for communism: far from developing their social instincts
and sense of solidarity it tends in every way to suppress and penalize such feelings.
Santillan recalled the experience of the Russian and other revolutions to persuade the anarchists to be more realistic.
He charged them with receiving the most recent lessons of experience with suspicion or superiority. He maintained
that it is doubtful whether a revolution would lead directly to the realization of our ideal of communist anarchism.
The collectivist watchword, “to each the product of his labor,” would be more appropriate than communism to the
requirements of the real situation in the first phase of a revolution’ when the economy would be disorganized,
production at a low ebb, and food supplies a priority. The economic models to be tried would, at best, evolve slowly
toward communism. To put human beings brutally behind bars by imprisoning them in rigid forms of social life
would be an authoritarian approach which would hinder the revolution. Mutuellisme, communism, collectivism are
only different means to the same end. Santillan turned back to the wise empiricism of Proudhon and Bakunin,
claiming for the coming Spanish Revolution the right to experiment freely: “The degree of mutuellisme,
collectivism, or communism which can be achieved will be determined freely in each locality and each social
sphere.” In fact, as will be seen later, the experience of the Spanish “collectives” of 1936 illustrated the difficulties
arising from the premature implementation of integral communism[17].

Competition

Competition is one of the norms inherited from the bourgeois economy which raises thorny problems when
preserved in a collectivist or self-management economy. Proudhon saw it as an “expression of social spontaneity”
and the guarantee of the “freedom” of the association. Moreover, it would for a long time to come provide an
“irreplaceable stimulus” without which an “immense slackening off” would follow the high tension of industry. He
went into detail:

“The working brotherhood is pledged to supply society with the goods and services asked from it at prices as near as
possible to the cost of production.... Thus the workers’ association denies itself any amalgamation [of a monopolistic
type], subjects itself to the law of competition, and keeps its books and records open to society, which reserves the
power to dissolve the association as the ultimate sanction of society’s right of supervision.” “Competition and
association are interdependent.... The most deplorable error of socialism is to have considered it [competition] as the
disorder of society. There can... be... no question of destroying competition.... It is a matter of finding an
equilibrium, one could say a policing agent.”

Proudhon’s attachment to the principle of competition drew the sarcasm of Louis Blanc: “We cannot understand
those who have advocated the strange linking of two contrary principles. To graft brotherhood onto competition is a
wretched idea: it is like replacing eunuchs by hermaphrodites.” The pre-Marxian Louis Blanc wanted to “reach a
uniform price” determined by the State, and prevent all competition between establishments within an industry.
Proudhon retorted that prices “can only be fixed by competition, that is, by the power of the consumer... to dispense
with the services of those who overcharge....” “Remove competition... and you deprive society of its motive force,
so that it runs down like a clock with a broken spring.”

Proudhon, however, did not hide from himself the evils of competition, which he described very fully in his treatise
on political economy. He knew it to be a source of inequality and admitted that “in competition, victory goes to the
big battalions.” It is so “anarchic” (in the pejorative sense of the term) that it operates always to the benefit of
private interests, necessarily engenders civil strife and, in the long run, creates oligarchies. “Competition kills
competition.”

In Proudhon’s view, however, the absence of competition would be no less pernicious. Taking the tobacco
administration,[18] he found that its products were too dear and its supplies inadequate simply because it had long
been a monopoly free from competition. If all industries were subject to such a system, the nation would never be
able to balance its income and expenditures. The competition Proudhon dreamed of was not to be the laissez-faire
competition of the capitalist economic system, but competition endowed with a higher principle to “socialize” it,
competition which would function on the basis of fair exchange, in a spirit of solidarity, competition which would
both protect individual initiative and bring back to society the wealth which is at present diverted from it by
capitalist appropriation.
It is obvious that there was something utopian in this idea. Competition and the so-called market economy inevitably
produce inequality and exploitation, and would do so even if one started from complete equality. They could not be
combined with workers’ self-management unless it were on a temporary basis, as a necessary evil, until (1) a
psychology of “honest exchange” had developed among the workers; (2) most important, society as a whole had
passed from conditions of shortage to the stage of abundance, when competition would lose its purpose.

Even in such a transitional period, however, it seems desirable that competition should be limited, as in Yugoslavia
today, to the consumer-goods sector where it has at least the one advantage of protecting the interests of the
consumer.

The libertarian communist would condemn Proudhon’s version of a collective economy as being based on a
principle of conflict; competitors would be in a position of equality at the start, only to be hurled into a struggle
which would inevitably produce victors and vanquished, and where goods would end up by being exchanged
according to the principles of supply and demand; “which would be to fall right back into competition and the
bourgeois world.” Some critics of the Yugoslav experiment from other communist countries use much the same
terms to attack it. They feel that self-management in any form merits the same hostility they harbor toward a
competitive market economy, as if the two ideas were basically and permanently inseparable.

Centralization and Planning

At all events, Proudhon was aware that management by workers’ associations would have to cover large units. He
stressed the “need for centralization and large units” and asked: “Do not workers’ associations for the operation of
heavy industry mean large units?” “We put economic centralization in the place of political centralization.”
However, his fear of authoritarian planning made him instinctively prefer competition inspired by solidarity. Since
then, anarchist thinkers have become advocates of a libertarian and democratic form of planning, worked out from
the bottom up by the federation of self-managing enterprises.

Bakunin foresaw that self-management would open perspectives for planning on a world-wide scale:

“Workers’ cooperative associations are a new historical phenomenon; today as we witness their birth we cannot
foresee their future, but only guess at the immense development which surely awaits them and the new political and
social conditions they will generate. It is not only possible but probable that they will, in time, outgrow the limits of
today’s counties, provinces, and even states to transform the whole structure of human society, which will no longer
be divided into nations but into industrial units.”

These would then “form a vast economic federation” with a supreme assembly at its head. With the help of “world-
wide statistics, giving data as comprehensive as they are detailed and precise,” it would balance supply and demand,
direct, distribute, and share out world industrial production among the different countries so that crises in trade and
employment, enforced stagnation, economic disaster, and loss of capital would almost certainly entirely disappear.

Complete Socialization?

There was an ambiguity in Proudhon’s idea of management by the workers’ associations. It was not always clear
whether the self-management groups would continue to compete with capitalist undertakings — in other words,
whether a socialist sector would coexist with a private sector, as is said to be the present situation in Algeria and
other newly independent countries — or whether, on the other hand, production as a whole would be socialized and
made subject to self-management.

Bakunin was a consistent collectivist and clearly saw the dangers of the coexistence of the two sectors. Even in
association the workers cannot accumulate the necessary capital to stand up to large-scale bourgeois capital. There
would also be a danger that the capitalist environment would contaminate the workers’ associations so that “a new
class of exploiters of the labor of the proletariat” would arise within them. Self-management contains the seeds of
the full economic emancipation of the working masses, but these seeds can only germinate and grow when “capital
itself, industrial establishments, raw materials, and capital equipment... become the collective property of workers’
associations for both agricultural and industrial production, and these are freely organized and federated among
themselves.” “Radical, conclusive social change will only be brought about by means affecting the whole society,”
that is, by a social revolution which transforms private property into collective property. In such a social
organization the workers would be their own collective capitalists, their own employers. Only “those things which
are truly for personal use” would remain private property.

Bakunin admitted that producers’ cooperatives served to accustom the workers to organizing themselves, and
managing their own affairs, and were the first steps in collective working-class action, but he held that until the
social revolution had been achieved such islands in the midst of the capitalist system would have only a limited
effect, and he urged the workers “to think more of strikes than of cooperatives.”

Trade Unions

Bakunin also valued the part played by trade unions, “the natural organizations of the masses,” “the only really
effective weapon” the workers could use against the bourgeoisie. He thought the trade-union movement could
contribute more than the ideologists to organizing the forces of the proletariat independently of bourgeois
radicalism. He saw the future as the national and international organization of the workers by trade.

Trade unionism was not specially mentioned at the first congresses of the International. From the Basel Congress in
1869 onward, it became a prime issue, owing to the influence of the anarchists: after the abolition of the wage
system, trade unions would become the embryo of the administration of the future; government would be replaced
by councils of workers’ organizations.

In 1876 James Guillaume, a disciple of Bakunin, wrote his Idées sur l’Organisation Sociale, in which he made self-
management incorporate trade unionism. He advocated the creation of corporate federations of workers, in particular
trades which would be united “not, as before, to protect their wages against the greed of the employers, but... to
provide mutual guarantees for access to the tools of their trade, which would become the collective property of the
whole corporate federation as the result of reciprocal contracts.” Bakunin’s view was that these federations would
act as planning agencies, thus filling one of the gaps in Proudhon’s plan for self-management. One thing had been
lacking in his proposals: the link which would unite the various producers’ associations and prevent them from
running their affairs egotistically, in a parochial spirit, without care for the general good or the other workers’
associations. Trade unionism was to fill the gap and articulate self-management. It was presented as the agent of
planning and unity among producers.

The Communes

During his early career Proudhon was entirely concerned with economic organization. His suspicion of anything
political led him to neglect the problem of territorial administration. It was enough for him to say that the workers
must take the place of the State without saying precisely how this would come about. In the latter years of his life he
paid more attention to the political problem, which he approached from the bottom up in true anarchist style. On a
local basis men were to combine among themselves into what he called a “natural group” which “constitutes itself
into a city or political unit, asserting itself in unity, independence, and autonomy.” “Similar groups, some distance
apart, may have interests in common; it is conceivable that they may associate together and form a higher group for
mutual security.” At this point the anarchist thinker saw the specter of the hated State: never, never should the local
groups “as they unite to safeguard their interests and develop their wealth... go so far as to abdicate in a sort of self-
immolation at the feet of the new Moloch.” Proudhon defined the autonomous commune with some precision: it is
essentially a “sovereign being” and, as such, “has the right to govern and administer itself, to impose taxes, to
dispose of its property and revenue, to set up schools for its youth and appoint teachers,” etc. “That is what a
commune is, for that is what collective political life is.... It denies all restrictions, is self-limiting; all external
coercion is alien to it and a menace to its survival.” It has been shown that Proudhon thought self-management
incompatible with an authoritarian State; similarly, the commune could not coexist with authority centralized from
above:
“There is no halfway house. The commune will be sovereign or subject, all or nothing. Cast it in the best role you
can; as soon as it is no longer subject to its own law, recognizes a higher authority, [and] the larger grouping... of
which it is a member is declared to be superior..., it is inevitable that they will at some time disagree and come into
conflict. As soon as there is a conflict the logic of power insures victory for the central authority, and this without
discussion, negotiation, or trial, debate between authority and subordinate being impermissible, scandalous, and
absurd.”

Bakunin slotted the commune into the social organization of the future more logically than Proudhon. The
associations of productive workers were to be freely allied within the communes and the communes, in their turn,
freely federated among themselves. “Spontaneous life and action have been held in abeyance for centuries by the
all-absorbing and monopolistic power of the State; its abdication will return them to the communes.”

How would trade unionism relate to the communes? In 1880 the Courtelary district of the Jura Federation[19] was
sure of its answer: “The organ of this local life will be a federation of trades, and this local federation will become
the commune.” However, those drafting the report, not fully decided on this point, raised the question: “Is it to be a
general assembly of all the inhabitants, or delegations from the trades... which will draw up the constitution of the
commune?” The conclusion was that there were two possible systems to be considered. Should the trade union or
the commune have priority? Later, especially in Russia and Spain, this question divided the “anarcho-communists”
from the “anarcho-syndicalists.”

Bakunin saw the commune as the ideal vehicle for the expropriation of the instruments of production for the benefit
of self-management. In the first stage of social reorganization it is the commune which will give the essential
minimum to each “dispossessed” person as compensation for the goods confiscated. He described its internal
organization with some precision. It will be administered by a council of elected delegates with express positive
mandates; these will always be responsible to the electorate and subject to recall. The council of the commune may
elect from among its number executive committees for each branch of the revolutionary administration of the
commune. Dividing responsibility among so many has the advantage of involving the greatest number of the rank
and file in management. It curtails the disadvantages of a system of representation in which a small number of
elected delegates could take over all the duties, while the people remained almost passive in rarely convoked general
assemblies. Bakunin instinctively grasped that elected councils must be “working bodies,” with both regulatory and
executive duties — what Lenin was later to call “democracy without parliamentarianism” in one of his libertarian
moods. Again the Courtelary district made this idea more explicit:

“In order to avoid falling back into the errors of centralized and bureaucratic administration, we think that the
general interests of the commune should be administered by different special commissions for each branch of
activity and not by a single local administrative body.... This arrangement would prevent administration from taking
on the character of government.”

The followers of Bakunin showed no such balanced judgment of the necessary stages of historical development. In
the 1880’s they took the collectivist anarchists to task. In a critique of the precedent set by the Paris Commune of
1871, Kropotkin scolded the people for having “once more made use of the representative system within the
Commune,” for having “abdicated their own initiative in favor of an assembly of people elected more or less by
chance,” and he lamented that some reformers “always try to preserve this government by proxy at any price.” He
held that the representative system had had its day. It was the organized domination of the bourgeoisie and must
disappear with it. “For the new economic era which is coming, we must seek a new form of political organization
based on a principle quite different from representation.” Society must kind forms of political relations closer to the
people than representative government, “nearer to self-government, to government of oneself by oneself.”

For authoritarian or libertarian socialists, the ideal to be pursued must surely be this direct democracy which, if
pressed to the limits in both economic self-management and territorial administration, would destroy the last
vestiges of any kind of authority. It is certain, however, that the necessary condition for its operation is a stage of
social evolution in which all workers would possess learning and skills as well as consciousness, while at the same
time abundance would have taken the place of shortage. In 1880, long before Lenin, the district of Courtelary
proclaimed: “The more or less democratic practice of universal suffrage will become decreasingly important in a
scientifically organized society.” But not before its advent.
The Disputed Term “State”

The reader knows by now that the anarchists refused to use the term “State” even for a transitional situation. The gap
between authoritarians and libertarians has not always been very wide on this score. In the First International the
collectivists, whose spokesman was Bakunin, allowed the terms “regenerate State,” “new and revolutionary State,”
or even “socialist State” to be accepted as synonyms for “social collective.” The anarchists soon saw, however, that
it was rather dangerous for them to use the same word as the authoritarians while giving it a quite different meaning.

They felt that a new concept called for a new word and that the use of the old term could be dangerously ambiguous;
so they ceased to give the name “State” to the social collective of the future.

The Marxists, for their part, were anxious to obtain the cooperation of the anarchists to make the principle of
collective ownership triumph in the International over the last remnant of neo-Proudhonian individualism. So they
were willing to make verbal concessions and agreed halfheartedly to the anarchists’ proposal to substitute for the
word “State” either federation or solidarisation of communes. In the same spirit, Engels attacked his friend and
compatriot August Bebel about the Gotha Programme of the German social democrats, and thought it wise to
suggest that he “suppress the term ‘State’ throughout, using instead Gemeinwesen, a good old German word
meaning the same as the French word ‘Commune.’” At the Basel Congress of 1869, the collectivist anarchists and
the Marxists had united to decide that once property had been socialized it would be developed by communes
solidarisees. In his speech Bakunin dotted the i’s:

“I am voting for collectivization of social wealth, and in particular of the land, in the sense of social liquidation. By
social liquidation I mean the expropriation of all who are now proprietors, by the abolition of the juridical and
political State which is the sanction and sole guarantor of property as it now is. As to subsequent forms of
organization... I favor the solidarisation of communes... with all the greater satisfaction because such solidarisation
entails the organization of society from the bottom up.”

How Should the Public Services be Managed?

The compromise which had been worked out was a long way from eliminating ambiguity, the more so since at the
very same Basel Congress the authoritarian socialists had not felt shy about applauding the management of the
economy by the State. The problem subsequently proved especially thorny when discussion turned to the
management of large-scale public services like railways, postal services, etc. By the Hague Congress of 1872, the
followers of Marx and those of Bakunin had parted company. Thus the debate on public services arose in the
misnamed “anti-authoritarian” International which had survived the split. This question created fresh discord
between the anarchists and those more or less “statist” socialists who had chosen to detach themselves from Marx
and remain with the anarchists in the International.

Since such public services are national in scale, it is obvious that they cannot be managed by the workers’
associations alone, nor by the communes alone. Proudhon tried to solve the problem by “balancing” workers’
management by some form of “public initiative,” which he did not explain fully. Who was to administer the public
services? The federation of the communes, answered the libertarians; the State, the authoritarians were tempted to
reply.

At the Brussels Congress of the International in 1874, the Belgian socialist Cesar de Paepe tried to bring about a
compromise between the two conflicting views. Local public services would go to the communes to be run under the
direction of the local administrative body itself, nominated by the trade unions. Public services on a larger scale
would be managed by a regional administration consisting of nominees of the federation of communes and
supervised by a regional chamber of labor, while those on a national scale would come under the “Workers’ State,”
that is, a State “based on a combination of free workers’ communes.” The anarchists were suspicious of this
ambiguous organization but de Paepe preferred to take this suspicion as a misunderstanding: was it not after all a
verbal quarrel? If that was so he would be content to put the word “State” aside while keeping and even extending
the actual thing “under the more pleasant disguise of some other term.”
Most of the libertarians thought that the report from the Brussels Congress amounted to a restoration of the State:
they saw the “Workers’ State” turning inevitably into an “authoritarian State.” If it was only a verbal quarrel they
could not see why they should christen the new society without government by the very name used to describe the
organization which was to be abolished. At a subsequent congress at Berne, in 1876, Malatesta admitted that the
public services required a unique, centralized form of organization; but he refused to have them administered from
above by a State. His adversaries seemed to him to confuse the State with society, that “living organic body.” In the
following year, 1877, at the Universal Socialist Congress in Ghent, Cesar de Paepe admitted that his precious
Workers’ State or People’s State “might for a period be no more than a State of wage earners,” but that “must be no
more than a transitional phase imposed by circumstances,” after which the nameless, urgent masses would not fail to
take over the means of production and put them in the hands of the workers’ associations. The anarchists were not
appeased by this uncertain and distant perspective: what the State took over it would never give up.

Federalism

To sum up: the future libertarian society was to be endowed with a dual structure: economic, in the form of a
federation of self-managing workers’ associations; administrative, in the form of a federation of the communes. The
final requirement was to crown and articulate this edifice with a concept of wider scope, which might be extended to
apply to the whole world: federalism.

As Proudhon’s thought matured, the federalist idea was clarified and became predominant. One of his last writings
bore the title Du Principe Federatif et de la Necessite de Reconstituer de Parti de la Revolution (1863) and, as
previously mentioned, toward the end of his life he was more inclined to call himself a federalist than an anarchist.
We no longer live in the age of small, ancient cities which, moreover, even in their time, sometimes came together
on a federal basis. The problem of our time is that of administering large countries. Proudhon commented: “If the
State were never to extend beyond the area of a city or commune I would leave everyone to make his own judgment,
and say no more. But we must not forget that it is a matter of vast conglomerations of territory within which cities,
towns, and villages can be counted by the thousand.” No question of fragmenting society into microcosms. Unity is
essential.

It was, however, the intention of the authoritarians to rule these local groups by the laws of “conquest,” to which
Proudhon retorted: “I declare to them that this is completely impossible, by virtue of the very law of unity.”

“All these groups... are indestructible organisms... which can no more divest themselves of their sovereign
independence than a member of the city can lose his citizenship or prerogatives as a free man.... All that would be
achieved... would be the creation of an irreconcilable antagonism between the general sovereignty and each of the
separate sovereignties, setting authority against authority; in other words, while supposedly developing unity one
would be organizing division.”

In such a system of “unitary absorption” the cities or natural groups “would always be condemned to lose their
identity in the superior agglomeration, which one might call artificial.” Centralization means “retaining in
governmental relationship groups which are autonomous by their nature”; “... that is, for modern society, the true
tyranny.” It is a system of imperialism, communism, absolutism, thundered Proudhon, adding in one of those
amalgamations of which he was a master: “All these words are synonyms.”

On the other hand, unity, real unity, centralization, real centralization, would be indestructible if a bond of law, a
contract of mutuality, a pact of federation were concluded between the various territorial units:

“What really centralizes a society of free men... is the contract. Social unity... is the product of the free union of
citizens.... For a nation to manifest itself in unity, this unity must be centralized... in all its functions and faculties;
centralization must be created from the bottom up, from the periphery to the center, and all functions must be
independent and self-governing. The more numerous its foci, the stronger the centralization will be.”

The federal system is the opposite of governmental centralization. The two principles of libertarianism and
authoritarianism which are in perpetual conflict are destined to come to terms: “Federation resolves all the problems
which arise from the need to combine liberty and authority. The French Revolution provided the foundations for a
new order, the secret of which lies with its heir, the working class. This is the new order: to unite all the people in a
‘federation of federations.”’ This expression was not used carelessly: a universal federation would be too big; the
large units must be federated between themselves. In his favorite prophetic style Proudhon declared: “The twentieth
century will open the era of federations.”

Bakunin merely developed and strengthened the federalist ideas of Proudhon. Like Proudhon, he acclaimed the
superiority of federal unity over authoritarian unity: “When the accursed power of the State is no longer there to
constrain individuals, associations, communes, provinces, or regions to live together, they will be much more
closely bound, will constitute a far more viable, real, and powerful whole than what they are at present forced into
by the power of the State, equally oppressive to them all.” The authoritarians “are always confusing... formal,
dogmatic, and governmental unity with a real and living unity which can only derive from the freest development of
all individuals and groups, and from a federal and absolutely voluntary alliance... of the workers” associations in the
communes and, beyond the communes, in the regions, beyond the regions, in the nations.”

Bakunin stressed the need for an intermediate body between the commune and the national federal organ: the
province or region, a free federation of autonomous communes. It must not, however, be thought that federalism
would lead to egoism or isolation. Solidarity is inseparable from freedom: “While the communes remain absolutely
autonomous, they feel... solidarity among themselves and unite closely without losing any of their freedom.” In the
modern world, moral, material, and intellectual interests have created real and powerful unity between the different
parts of one nation, and between the different nations; that unity will outlive the State.

Federalism, however, is a two-edged weapon. During the French Revolution the “federalism” of the Girondins was
reactionary, and the royalist school of Charles Maurras advocated it under the name of “regionalism.” In some
countries, like the United States, the federal constitution is exploited by those who deprive men of color of their civil
rights. Bakunin thought that socialism alone could give federalism a revolutionary content. For this reason his
Spanish followers showed little enthusiasm for the bourgeois federalist party of Pi y Margall, which called itself
Proudhonist, and even for its “cantonalist” left wing during the brief, and abortive, episode of the republic of
1873.[20]

Internationalism

The federalist idea leads logically to internationalism, that is to say, the organization of nations on a federal basis
into the “large, fraternal union of mankind.” Here again Bakunin showed up the bourgeois utopianism of a federal
idea not based on international and revolutionary socialism. Far ahead of his time, he was a “European,” as people
say today; he called for and desired a United States of Europe, the only way “of making a civil war between the
different peoples in the European family impossible.” He was careful, however, to issue a warning against any
European federation based on states “as they are at present constituted.”

“No centralized, bureaucratic, and hence military State, albeit called a republic, could enter seriously and sincerely
into an international federation By its very constitution, such a State will always be an overt or covert denial of
internal liberty, and hence, necessarily, a permanent declaration of war, a menace to the existence of neighboring
countries.” Any alliance with a reactionary State would be a “Betrayal of the revolution.” The United States of
Europe, first, and later, of the world, can only be set up after the overthrow of the old order which rests from top to
bottom on violence and the principle of authority. On the other hand, if the social revolution takes place in any one
country, any foreign country which has made a revolution on the same principles should be received into a
revolutionary federation regardless of existing state frontiers.

True internationalism rests on self-determination, which implies the right of secession. Following Proudhon,
Bakunin propounded that “each individual, each association, commune, or province, each region and nation, has the
absolute right to determine its own fate, to associate with others or not, to ally itself with whomever it will, or break
any alliance, without regard to so-called historical claims or the convenience of its neighbors.” “The right to unite
freely and separate with the same freedom is the most important of all political rights, without which confederation
win always be disguised centralization.”
Anarchists, however, did not regard this principle as leading to secession or isolation. On the contrary, they held
“the conviction that once the right to secede is recognized, secession will, in fact, become impossible because
national units will be freely established and no longer the product of violence and historical falsehood.” Then, and
then only, will they become “truly strong, fruitful, and permanent.”

Later, Lenin, and the early congresses of the Third International, adopted this concept from Bakunin, and the
Bolsheviks made it the foundation of their policy on nationalities and of their anti-colonialist strategy — until they
eventually belied it to turn to authoritarian centralization and disguised imperialism.

Decolonization

It is noteworthy that logical deduction led the originators of federalism to a prophetic anticipation of the problems of
decolonization. Proudhon distinguished the unit “based on conquest” from the “rational” unit and saw that “every
organization that exceeds its true limits and tends to invade or annex other organizations loses in strength what it
gains in size, and moves toward dissolution.” The more a city (i.e., a nation) extends its population or its territory,
the nearer it comes to tyranny and, finally, disruption:

“If it sets up subsidiaries or colonies some distance away, these subsidiaries or colonies will, sooner or later, change
into new cities which will remain linked to the mother city only by federation, or not at all....

When the new city is ready to support itself it will itself declare its independence: by what right should the parent
city presume to treat it as a vassal, as property to be exploited?

Thus in our time we have seen the United States emancipate itself from England; and Canada likewise in fact, if not
in name; Australia set out on the road to separation by the consent, and with the approval, of the mother country. In
the same way Algeria will, sooner or later, constitute itself an African France unless for abominable, selfish motives
we keep it as a single unit by means of force and poverty.”

Bakunin had an eye on the underdeveloped countries and doubted whether “imperialist Europe” could keep 800
million Asiatics in servitude. “Two-thirds of humanity, 800 million Asians asleep in their servitude will necessarily
awaken and begin to move. But in what direction and to what end?” He declared “strong sympathy for any national
uprising against any form of oppression” and commended to the subject peoples the fascinating example of the
Spanish uprising against Napoleon. In spite of the fantastic disproportion between the native guerrillas and the
imperial troops, the occupying power failed to put them down, and the French were driven out of Spain after a five-
year struggle.

Every people “has the right to be itself and no one is entitled to impose its costume, its customs, its language, its
opinions, or its laws.” However, Bakunin also believed that there could be no true federalism without socialism and
wished that national liberation could be achieved “as much in the economic as in the political interests of the
masses” and “not with ambitious intent to set up a powerful State.” Any revolution for national independence “will
necessarily be against the people... if it is carried out without the people and must therefore depend for success on a
privileged class,” and will thus become “a retrogressive, disastrous, counter-revolutionary movement.”

It would be regrettable if the decolonized countries were to cast off the foreign yoke only to fall into indigenous
political or religious servitude. Their emancipation requires that “all faith in any divine or human authority be
eradicated among the masses.” The national question is historically secondary to the social question and salvation
depends on the social revolution. An isolated national revolution cannot succeed. The social revolution inevitably
becomes a world revolution.

Bakunin foresaw that decolonization would be followed by an ever expanding federation of revolutionary peoples:
“The future lies initially with the creation of a European-American international unit. Later, much later, this great
European-American nation will merge with the African and Asiatic units.”
This analysis brings us straight into the middle of the twentieth century.

Anarchism in Revolutionary Practice

1880–1914

Anarchism Becomes Isolated From the Working-Class Movement

It is now time to examine anarchism in action. Which brings us to the eve of the twentieth century. Libertarian ideas
certainly played some part in the revolutions of the nineteenth century but not an independent one. Proudhon had
taken a negative attitude to the 1848 Revolution even before its outbreak. He attacked it as a political revolution, a
bourgeois booby trap, and, indeed, much of this was true. Moreover, according to Proudhon, it was inopportune and
its use of barricades and street battles was outdated, for he himself dreamed of a quite different road to victory for
his panacea: mutuelliste collectivism. As for the Paris Commune, while it is true that it spontaneously broke away
from “traditional statist centralization,” it was the product of a “compromise,” as Henri Lefebvre has noted, a sort of
“united front” between the Proudhonists and Bakuninites on the one hand and the Jacobins and Blanquists on the
other. It “boldly repudiated” the State, but Bakunin had to admit that the internationalist anarchists were a “tiny
minority” in its ranks.

As a result of Bakunin’s impetus, anarchism had, however, succeeded in grafting itself onto the First International
— a proletarian, internationalist, apolitical, mass movement. But sometime around 1880 the anarchists began to
deride “the timid International of the first period,” and sought to set up in its place what Malatesta in 1884 described
as the “redoubtable International,” which was to be anarchist, communist, anti-religious, anti-parliamentary, and
revolutionary, all at the same time. This scarecrow was very flimsy: anarchism cut itself off from the working-class
movement, with the result that it deteriorated and lost its way in sectarianism and minority activism.

What caused this decline? One reason was the swiftness of industrial development and the rapid conquest of
political rights by workers who then became more receptive to parliamentary reformism. It followed that the
international working-class movement was taken over by politically minded, electoralist, reformist social democrats
whose purpose was not the social revolution but the legal conquest of the bourgeois State and the satisfaction of
short-term demands.

When they found themselves a small minority, the anarchists abandoned the idea of militancy within large popular
movements. Free rein was given to utopian doctrines, combining premature anticipations and nostalgic evocations of
a golden age; Kropotkin, Malatesta, and their friends turned their backs on the road opened up by Bakunin on the
pretext of keeping their doctrine pure. They accused Bakunin, and anarchist literature in general, of having been
“too much colored by Marxism.” The anarchists turned in on themselves, organized themselves for direct action in
small clandestine groups which were easily infiltrated by police informers.

Bakunin’s retirement was soon followed by his death and, from 1876 on, anarchism caught the bug of adventurism
and wild fantasy. The Berne Congress launched the slogan of “propaganda by the deed.” Cafiero and Malatesta
handed out the first lesson of action. On April 5, 1877, they directed a band of some thirty armed militants who
suddenly appeared in the mountains of the Italian province of Benevento, burned the parish records of a small
village, distributed the funds in the tax collector’s safe to the poor, and tried to install libertarian communism on a
miniature, rural, infantile scale. In the end they were tracked down, numb with cold, and yielded without resistance.

Three years later, on December 25, 1880, Kropotkin was declaiming in his journal Le Revolte: “Permanent revolt in
speech, writing, by the dagger and the gun, or by dynamite... anything suits us that is alien to legality.” Between
“propaganda by the deed” and attacks on individuals, only a step remained. It was soon taken.

The defection of the mass of the working class had been one of the reasons for the recourse to terrorism, and
“propaganda by the deed” did indeed make some contribution to awakening the workers from their apathy. Writing
in La Revolution Proletarienne, November 1937, Robert Lonzon[21] maintained that “it was like the stroke of a
gong bringing the French proletariat to its feet after the prostration into which it had been plunged by the massacres
of the Commune [by the right]..., [and was] the prelude to the foundation of the CGT [Confederation General du
Travail] and the mass trade-union movement of the years 1900–1910.” This rather optimistic view is corrected or
supplemented[22] by the views of Fernand Pelloutier, a young anarchist who later went over to revolutionary
syndicalism: he believed the use of dynamite had deterred the workers from professing libertarian socialism,
however disillusioned they might have been with parliamentary socialism; none of them dared call himself an
anarchist lest he seem to opt for isolated revolt as against collective action.

The social democrats were not slow to use the weapons against the anarchists furnished by the combination of
bombs and Kropotkinist utopias.

Social-Democratic Condemnation of Anarchism

For many years the socialist working-class movement was divided into irreconcilable segments: while anarchism
slid into terrorism combined with passive waiting for the millennium, the political movement, more or less
dishonestly claiming to be Marxist, became bogged down in “parliamentary cretinism.” Pierre Monatte, an anarchist
who turned syndicalist, later recalled: “The revolutionary spirit in France was dying out... year by year. The
revolutionary ideas of Guesde were now only verbal or, worse, electoral and parliamentary; those of Jaures simply,
and very frankly, ministerial and governmental.” In France, the divorce between anarchists and socialists was
completed at the Le Havre Congress of 1880, when the newborn workers’ party threw itself into electoral politics.

In Paris in 1889 the social democrats from various countries decided to revive the long-neglected practice of holding
international socialist congresses. This opened the way for the creation of the Second International and some
anarchists thought it necessary to attend the meeting. Their presence gave rise to violent incidents, since the social
democrats used their superior numbers to suppress all argument from their opponents. At the Brussels Congress of
1891 the libertarians were booed and expelled. However, many working-class delegates from England, Italy, and
Holland, though they were indeed reformists, withdrew in protest. The next congress was held in Zurich in 1893,
and the social democrats claimed that in the future they could exclude all non-trade union organizations which did
not recognize the necessity for “political action,” that is to say, the conquest of bourgeois power by the ballot.

At the London Congress of 1896, a few French and Italian anarchists circumvented this exclusionary condition by
getting trade unions to appoint them as delegates. This was not simply a subterfuge, for, as we shall see below, the
anarchists had once more found the path of reality — they had entered the trade-union movement. But when one of
them, Paul Delesalle, tried to mount the rostrum, he was thrown violently to the bottom of the steps and injured.
Jaures accused the anarchists of having transformed the trade unions into revolutionary anarchist groups and of
disrupting them, just as they had come to the congress only to disrupt it, “to the great benefit of bourgeois reaction.”

The German social-democratic leaders at the congress, the inveterate electoralists Wilhelm Liebknecht and August
Bebel, showed themselves as savage to the anarchists as they had been in the First International. Supported by
Marx’s daughter, Eleanor Aveling, who regarded the anarchists as “madmen,” they had their own way with the
meeting and got it to pass a resolution excluding from future congresses all “anti-parliamentarians” in whatever
guise they might appear.

Later, in State and Revolution, Lenin presented the anarchists with a bouquet which concealed some thorns. He
stood up for them in relation to the social democrats, accusing the latter of having “left to the anarchists a monopoly
of criticism of parliamentarianism” and of having “labeled” such criticism as “anarchist.” It was hardly surprising
that the proletariat of the parliamentary countries became disgusted with such socialists and more and more
sympathetic to the anarchists. The social democrats had termed any effort to destroy the bourgeois State as anarchist.
The anarchists “correctly described the opportunist character of the ideas of most socialist parties on the State.”

According to Lenin, Marx and Proudhon were as one in desiring “the demolition of the existing machine of the
State.” “The opportunists are unwilling to admit the similarity between Marxism and the anarchism of Proudhon and
Bakunin.” The social democrats entered into debate with the anarchists in an “unMarxist” manner. Their critique of
anarchism boiled down to pure bourgeois banality: “We recognize the State, the anarchists don’t.” The anarchists
are in a strong position to retort that this kind of social democracy is failing in its duty of providing for the
revolutionary education of the workers. Lenin castigated an anti-anarchist pamphlet by the Russian social democrat
Plekhanov as “very unjust to the anarchists,” “sophistical,” “full of vulgar argument, insinuating that there is no
difference between an anarchist and a bandit.”

Anarchists in the Trade Unions

In the 1890’s the anarchists had reached a dead end and they were cut off from the world of the workers which had
become the monopoly of the social democrats. They snuggled into little sects, barricaded themselves into ivory
towers where they polished up increasingly unrealistic dogmas; or else they performed and applauded acts of
individual terrorism, and let themselves be caught in a net of repression and reprisal.

Kropotkin deserves credit for being one of the first to confess his errors and to recognize the sterility of “propaganda
by the deed.” In a series of articles which appeared in 1890 he affirmed “that one must be with the people, who no
longer want isolated acts, but want men of action inside their ranks.” He warned his readers against “the illusion that
one can defeat the coalition of exploiters with a few pounds of explosives.” He proposed a return to mass trade
unionism like that of which the First International had been the embryo and propagator: “Monster unions embracing
millions of proletarians.”

It was the imperative duty of the anarchists to penetrate into the trade unions in order to detach the working masses
from the false socialists who were deceiving them. In 1895 an anarchist weekly, Les Temps Nouveaux, published an
article by Fernand Pelloutier entitled “Anarchism and the Trade Unions” which expounded the new tactic.
Anarchism could do very well without dynamite and must approach the masses, both to propagate anarchist ideas as
widely as possible and to save the trade-union movement from the narrow corporatism in which it had become
bogged down. The trade union must be a “practical school of anarchism.” As a laboratory of economic struggle,
detached from electoral competition and administered on anarchist lines, was not the trade union the only libertarian
and revolutionary organization which could counterbalance and destroy the evil influence of the social-democratic
politicians? Pelloutier linked the trade unions to the libertarian communist society which remained the ultimate
objective of the anarchist: on the day when the revolution breaks out, he asked, “would they not be an almost
libertarian organization, ready to succeed the existing order, thus effectively abolishing all political authority; each
of its parts controlling the means of production, managing its own affairs, sovereign over itself by the free consent of
its members?”

Later, at the International Anarchist Congress of 1907, Pierre Monatte declared: “Trade unionism... opens up new
perspectives for anarchism, too long fumed in on itself.” On the one hand, “trade unionism... has renewed
anarchism’s awareness of its working-class roots; on the other, the anarchists have made no small contribution to
setting the working-class movement on the road to revolution and to popularizing the idea of direct action.” After a
lively debate, this congress adopted a compromise resolution which opened with the following statement of
principle: “This International Anarchist Congress sees the trade unions both as combat units in the class struggle for
better working conditions, and as associations of producers which can serve to transform capitalist society into an
anarcho-communist society.”

The syndicalist anarchists met with some difficulties in their efforts to draw the whole libertarian movement onto the
new road they had chosen. The “pure ones” of anarchism cherished insurmountable suspicions with regard to the
trade-union movement. They resented it for having its feet too firmly on the ground. They accused it of a
complacent attitude toward capitalist society, of being an integral part of it, of limiting itself to short-term demands.
They disputed its claim to be able to resolve the social problem single-handed. At the 1907 congress Malatesta
replied sharply to Monatte, maintaining that the industrial movement was for the anarchist a means and not an end:
“Trade unionism is not, and never will be, anything but a legalistic and conservative movement, unable to aim
beyond — if that far! — the improvement of working conditions.” The trade-union movement is made short-sighted
by the pursuit of immediate gains and turns the workers away from the final struggle: “One should not ask workers
to strike; but rather to continue working, for their own advantage.” Malatesta ended by warning his hearers against
the conservatism of trade-union bureaucracies: “In the industrial movement the official is a danger comparable only
to parliamentarianism. Any anarchist who has agreed to become a permanent and salaried official of a trade union is
lost to anarchism.”
To this Monatte replied that the trade-union movement was certainly no more perfect than any other human
institution: “Far from hiding its faults, I think it is wise to have them always in mind so as to react against them.” He
recognized that trade union officialdom aroused sharp criticism, often justified. But he protested against the charge
of wishing to sacrifice anarchism and the revolution to trade unionism: “As with everyone else here, anarchy is our
final aim. However, because times have changed we have changed our conception of the movement and of the
revolution.... If, instead of criticizing the past, present, or even future mistakes of trade unionism from above, the
anarchists would concern themselves more intimately with its work, the dangers that lurk in trade unionism would
be averted forever.”

The anger of the sectarian anarchists was not entirely without cause. However, the kind of trade union of which they
disapproved belonged to a past period: that which was at first purely and simply corporative, and later, the blind
follower of those social democratic politicians who had multiplied in France during the long years following the
repression of the Commune. The trade unionism of class struggle, on the other hand, had been regenerated by the
anarcho-syndicalists who had entered it, and it gave the “pure” anarchists the opposite cause for complaint: it
claimed to produce its own ideology, to “be sufficient unto itself.” Its most effective spokesman, Emile Pouget,
maintained: “The trade union is superior to any other form of cohesion between individuals because the task of
partial amelioration and the more decisive one of social transformation can be carried on side by side within its
framework. It is precisely because the trade union answers this twofold need,... no longer sacrificing the present to
the future or the future to the present, that the trade union stands out as the best kind of group.”

The concern of the new trade unionism to emphasize and preserve its “independence” was proclaimed in a famous
charter adopted by the CGT congress in Amiens in 1906. The statement was not inspired so much by opposition to
anarchism as by the desire to get rid of the tutelage of bourgeois democracy and its extension in the working-class
movement, social democracy. It was also felt important to preserve the cohesion of the trade union movement when
confronted with a proliferation of rival political sects, such as existed in France before “socialist unity” was
established. Proudhon’s work De la Capacite Politique des Classes Ouvrieres (1865) was taken by the revolutionary
syndicalists as their bible; from it they had selected for particular attention the idea of “separation”: being a distinct
class, the proletariat must refuse all support from the opposing class.

Some anarchists, however, were shocked by the claim of trade unionism to do without their patronage. Malatesta
exclaimed that it was a radically false doctrine which threatened the very existence of anarchism. Jean Grave, his
faithful follower, echoed: “Trade unionism can — and must — be self-sufficient in its struggle against exploitation
by the employers, but it cannot pretend to be able to solve the social problem by itself.” It “is so little sufficient unto
itself that the very idea of what it is, of what it should be, and of what it should do, had to come to it from outside.”

In spite of these recriminations, the revolutionary ferment brought with them by the anarchist converts to trade
unionism made the trade-union movement in France and the other Latin countries a power to be reckoned with in the
years before the Great War. This affected not only the bourgeoisie and government, but also the social-democratic
politicians who thenceforth lost most of their control over the working-class movement. The philosopher Georges
Sorel considered the entry of the anarchists into the trade unions as one of the major events of his time. Anarchist
doctrine had been diluted in a mass movement, only to emerge renewed and freshly tempered.

The libertarian movement was to remain impregnated with this fusion between the anarchist idea and the trade-
union idea. Until 1914 the French CGT was the ephemeral product of this synthesis, but its most complete and
durable product was to be the Spanish CNT (Confederacion Nacional del Trabajo). It was formed in 1910, taking
advantage of the disintegration of the radical party of the politician Alexandre Lerroux. One of the spokesmen of
Spanish anarcho-syndicalism, Diego Abad de Santillan, did not forget to give credit to Fernand Pelloutier, to Emile
Pouget, and to the other anarchists who had understood how necessary it was to begin by implanting their ideas in
the economic organizations of the proletariat.

Anarchism in the Russian Revolution

Anarchism had found its second wind in revolutionary syndicalism; the Russian Revolution gave it its third. This
statement may at first surprise the reader, accustomed to think of the great revolutionary movement of October 1917
as the work and domain of the Bolsheviks alone. The Russian Revolution was, in fact, a great mass movement, a
wave rising from the people which passed over and submerged ideological formations. It belonged to no one, unless
to the people. In so far as it was an authentic revolution, taking its impulse from the bottom upward and
spontaneously producing the organs of direct democracy, it presented all the characteristics of a social revolution
with libertarian tendencies. However, the relative weakness of the Russian anarchists prevented them from
exploiting situations which were exceptionally favorable to the triumph of their ideas.

The Revolution was ultimately confiscated and distorted by the mastery, according to some — the cunning,
according to others — of the professional revolutionary team grouped around Lenin. But this defeat of both
anarchism and the authentic popular revolution was not entirely sterile for the libertarian idea. In the first place, the
collective appropriation of the means of production has not again been put in question, and this safeguards the
ground upon which, one day perhaps, socialism from below may prevail over state regimentation; moreover, the
Russian experience has provided the occasion for some Russian and some non-Russian anarchists to learn the
complex lessons of a temporary defeat — lessons of which Lenin himself seemed to have become aware on the eve
of his death. In this context they could rethink the whole problem of revolution and anarchism. According to
Kropotkin, echoed by Voline, it taught them, should they ever need to know, how not to make a revolution. Far from
proving that libertarian socialism is impracticable, the Soviet experience, on the contrary, broadly confirmed the
prophetic correctness of the views of the founders of anarchism and, in particular, their critique of authoritarian
socialism.

A Libertarian Revolution

The point of departure of the Revolution of 1917 was that of 1905, during which a new kind of revolutionary organ
had come into being: the soviets. They were born in the factories of St. Petersburg during a spontaneous general
strike. In the almost complete absence of a trade-union movement and tradition, the soviets filled a vacuum by
coordinating the struggle of the factories on strike. The anarchist Voline was one of the small group which had the
idea of setting up the first soviet, in close liaison with the workers and at their suggestion. His evidence coincides
with that of Trotsky, who became president of the soviet a few months later. In his account of 1905 he wrote,
without any pejorative intent — quite the contrary: “The activity of the soviet represented the organization of
anarchy. Its existence and its subsequent development marked the consolidation of anarchy.”

This experience had made a permanent mark upon working-class consciousness and, when the second Russian
Revolution broke out in February 1917, its leaders did not have to invent anything. The workers took over the
factories spontaneously. The soviets revived on their own initiative. Once again, they took the professional
revolutionaries by surprise. On Lenin’s own admission, the masses of peasants and workers were “a hundred times
further to the left” than the Bolsheviks. The prestige of the soviets was such that it was only in their name and at
their behest that the October insurrection could be launched.

In spite of their vigor, however, they were lacking in homogeneity, revolutionary experience, and ideological
preparation. This made them easy prey to political parties with uncertain revolutionary ideas. Although it was a
minority organization, the Bolshevik Party was the only really organized revolutionary force which knew where it
was going. It had no rivals on the extreme left in either the political or the trade-union field. It had first-class cadres
at its disposal, and set in motion, as Voline admitted, “a feverish, overwhelming, fierce activity.”

The party machine, however — of which Stalin was at that time an obscure ornament — had always regarded the
soviets with suspicion as embarrassing competitors. Immediately after the seizure of power, the spontaneous and
irresistible tendency toward the socialization of production was, at first, channeled through workers’ control. A
decree of November 14, 1917, legalized the participation of workers in the management of enterprises and the fixing
of prices; it abolished trade secrets, and compelled the employers to publish their correspondence and their accounts.
According to Victor Serge, “the leaders of the Revolution did not intend to go beyond this.” In April 1918 they “still
intended... to set up mixed companies with shares, in which the Soviet State and Russian and foreign capital would
all participate.” “The initiative for measures of expropriation came from the masses and not from authority.”
As early as October 20, 1917, at the first Congress of Factory Councils, a motion inspired by anarchism was
presented. It proposed “control over production, and that control commissions should not be simply investigative
bodies, but... from this moment on cells of the future preparing to transfer production to the hands of the workers.”
“In the very early days of the October Revolution,” Anna Pankratova[23] reported, “anarchist tendencies were the
more easily and successfully manifested, because the capitalists put up the liveliest resistance to the enforcement of
the decree on workers’ control and actually refused workers’ participation in production.”

Workers’ control in effect soon showed itself to be a half measure, halting and inefficient. The employers sabotaged
it, concealed their stocks, removed tools, challenged or locked out the workers; sometimes they used the factory
committees as simple agents or aides to management; they even thought it profitable to try to have their firms
nationalized. The workers responded to these maneuvers by seizing the factories and running them for their own
benefit. “We ourselves will not send the owners away,” the workers said in their resolutions, “but we will take
charge of production if they will not insure that the factories function.” Anna Pankratova adds that, in this first
period of “chaotic” and “primitive” socialization, the factory councils “frequently took over the management of
factories whose owners had been dismissed or had fled.”

Workers’ control soon had to give place to socialization. Lenin literally did violence to his more timorous
lieutenants by throwing them into the “crucible of living popular creativity,” by obliging them to speak in authentic
libertarian language. The basis of revolutionary reconstruction was to be workers’ self-management. It alone could
arouse in the masses such revolutionary enthusiasm that the impossible would become possible. When the last
manual worker, any unemployed person, any cook, could see the factories, the land, the administration in the hands
of associations of workers, of employees, of officials, of peasants; rationing in the hands of democratic committees,
etc.; all created spontaneously by the people — “when the poor see and feel that, there will be no force able to defeat
the social revolution.” The future seemed to be opening up for a republic of the type of the Commune of 1871, a
republic of soviets.

According to Voline’s account, “in order to catch the imagination of the masses, gain their confidence and their
sympathy, the Bolshevik Party announced... slogans which had up tin then been characteristic... of anarchism.” All
power to the soviets was a slogan which the masses intuitively understood in the libertarian sense. Peter Archinoff
reported that “the workers interpreted the idea of soviet power as that of their own right to dispose of themselves
socially and economically.” At the Third Congress of Soviets, at the beginning of 1918, Lenin declared: “Anarchist
ideas have now taken on living form.” Soon after, at the Seventh Party Congress, March 8, he proposed for adoption
theses which dealt among other things with the socialization of production administered by workers’ organizations
(trade unions, factory committees, etc.); the abolition of officials in charge of manual trades, of the police and the
army; the equality of salaries and remuneration; the participation of all members of the soviets in management and
administration of the State; the complete elimination by stages of the said State and of the use of money. At the
Trade-Union Congress (spring 1918), Lenin described the factories as “self-governing communes of producers and
consumers.” The anarcho-syndicalist Maximoff goes so far as to maintain that “the Bolsheviks had not only
abandoned the theory of the gradual withering away of the State, but Marxist ideology in general. They had become
some kind of anarchists.”

An Authoritarian Revolution

This audacious alignment with the instinct of the masses and their revolutionary temper may have succeeded in
giving the Bolsheviks command over the revolution, but had nothing to do with their traditional ideology or their
real intentions. They had been authoritarians for a long time, and were imbued with ideas of the State, of
dictatorship, of : ’:__’: , of a ruling party, of management of the economy from above, of all things which were in
flagrant contradiction with a really libertarian conception of soviet democracy.

State and Revolution was written on the eve of the October insurrection and mirrors the ambivalence of Lenin’s
thoughts. Some pages might have been written by a libertarian and, as we have seen above[24], some credit at least
is given to the anarchists. However, this call for a revolution from below runs parallel to a statement of the case for a
revolution from above. Concepts of a hierarchical, centralized state system are not half concealed afterthoughts but,
on the contrary, are frankly expressed: the State will survive the conquest of power by the proletariat and will wither
away only after a transitional period. How long is this purgatory to last? This is not concealed; we are told rather
with relief than with regret that the process will be “slow,” and “of long duration.” Under the guise of soviet power,
the revolution will bring forth the “proletarian State,” or “dictatorship of the proletariat”; the writer even lets slip the
expression “bourgeois State without the bourgeoisie,” just when he is revealing his inmost thoughts. This
omnivorous State surely intends to take everything over.

Lenin took a lesson from contemporary German state capitalism, the Kriegswirtschaft (war economy). Another of
his models was the organization of modern large-scale industry by capitalism, with its “iron discipline.” He was
particularly entranced by a state monopoly such as the posts and telegraphs and exclaimed: “What an admirably
perfected mechanism! The whole of economic life organized like the postal services,... that is the State, that is the
economic base which we need.” To seek to do without “authority” and “subordination” is an “anarchist dream,” he
concluded. At one time he had waxed enthusiastic over the idea of entrusting production and exchange to workers’
associations and to self-management. But that was a misdeal. Now he did not hide his magic prescription: all
citizens becoming “employees and workers of one universal single state trust,” the whole of society converted into
“one great office and one great factory.” There would be soviets, to be sure, but under the control of the workers’
party, a party whose historic task it is to “direct” the proletariat. The most clear-minded Russian anarchists were not
misled by this view. At the peak of Lenin’s libertarian period they were already warning the workers to be on their
guard: in their journal, Golos Truda (The Voice of Labor), in the last months of 1917 and early in 1918 Voline wrote
the following prophetic warning:

“Once they have consolidated and legalized their power, the Bolsheviks — who are socialists, politicians, and
believers in the State, that is to say, centralist and authoritarian men of action — will begin to arrange the life of the
country and the people by governmental and dictatorial means imposed from the centers.... Your soviets... will
gradually become simply executive organs of the will of the central government.... An authoritarian political state
apparatus will be set up and, acting from above, it will seek to crush everything with its iron fist... Woe betide
anyone who is not in agreement with the central authority.

“All power to the soviets will become in effect the authority of the party leaders.”

It was Voline’s view that it was the increasingly anarchist tendencies of the masses which obliged Lenin to turn
away from his original path for a time. He would allow the State, authority, the dictatorship, to remain only for an
hour, for a short moment. And then would come “anarchism.” “But, good God, do you not foresee... what citizen
Lenin will say when real power has been consolidated and it has become possible not to listen any more to the voice
of the masses?” Then he will come back to the beaten path. He will create “a Marxist State,” of the most complete
type.

It would, of course, be risky to maintain that Lenin and his team consciously set a trap for the masses. There was
more doctrinal dualism in them than deliberate duplicity. The contradiction between the two poles of their thought
was so obvious, so flagrant, that it was to be foreseen that it would soon impinge upon events. Either the anarchist
trend and the pressure of the masses would oblige the Bolsheviks to forget the authoritarian aspect of their concepts,
or, on the contrary, the consolidation of their power, coinciding with the exhaustion of the people’s revolutionary
upsurge, would lead them to put aside their transitory anarchist thoughts.

A new factor then made its appearance, disturbing the balance of the issues in question: the terrible circumstances of
the civil war and the foreign intervention, the disorganization of transport, the shortage of technicians. These things
drove the Bolshevik leaders to emergency measures, to dictatorship, to centralization, and to recourse to the “iron
fist.” The anarchists, however, denied that these were the result simply of objective causes external to the
Revolution. In their opinion they were due in part to the internal logic of the authoritarian ideas of Bolshevism, to
the weakness of an overcentralized and excessively bureaucratic authority. According to Voline, it was, among other
things, the incompetence of the State, and its desire to direct and control everything, that made it incapable of
reorganizing the economic life of the country and led to a real “breakdown”; that is, to the paralysis of industry, the
ruin of agriculture, and the destruction of all connections between the various branches of the economy.

As an example, Voline told the story of the former Nobel oil refinery at Petrograd. It had been abandoned by its
owners and its 4,000 workers decided to operate it collectively. They addressed themselves to the Bolshevik
government in vain. Then they tried to make the plant work on their own initiative. They divided themselves into
mobile groups and tried to find fuel, raw materials, outlets, and means of transport. With regard to the latter they had
actually begun discussions with their comrades among the railwaymen. The government became angry, feeling that
its responsibility to the country prevented it from allowing each factory to act independently. The workers’ council
persisted and called a general assembly of the workers. The People’s Commissar of Labor took the trouble to give a
personal warning to the workers against a “serious act of insubordination.” He castigated their attitude as
“anarchistic and egotistical.” He threatened them with dismissal without compensation. The workers retorted that
they were not asking for any privileges: the government should let the workers and peasants all over the country act
in the same way. All in vain, the government stuck to its point of view and the factory was closed.

One Communist confirms Voline’s analysis: Alexandra Kollontay. In 1921 she complained that numerous examples
of workers’ initiative had come to grief amid endless paperwork and useless administrative discussions: “How much
bitterness there is among the workers... when they see what they could have achieved if they had been given the
right and the freedom to act.... Initiative becomes weak and the desire for action dies down.”

In fact the power of the soviets only lasted a few months, from October 1917 to the spring of 1918. The factory
councils were very soon deprived of their power, on the pretext that self-management did not take account of the
“rational” needs of the economy, that it involved an egoism of enterprises competing one with the other, grasping
for scarce resources, wanting to survive at any price even if other factories were more important “for the State” and
better equipped. In brief, according to Anna Pankratova, the situation was moving toward a fragmentation of the
economy into “autonomous producers’ federations of the kind dreamed of by the anarchists.” No doubt the budding
workers’ self-management was not above reproach. It had tried, painfully and tentatively, to create new forms of
production which had no precedent in world history. It had certainly made mistakes and taken wrong turns. That was
the price of apprenticeship. As Alexandra Kollontay maintained, communism could not be “born except by a
process of practical research, with mistakes perhaps, but starting from the creative forces of the working class
itself.”

The leaders of the Party did not hold this view. They were only too pleased to take back from the factory committees
the power which they had not in their heart of hearts been happy to hand over. As early as 1918, Lenin stated his
preference for the “single will” in the management of enterprises. The workers must obey “unconditionally” the
single will of the directors of the work process. All the Bolshevik leaders, Kollontay tells us, were “skeptical with
regard to the creative abilities of workers’ collectives.” Moreover, the administration was invaded by large numbers
of petty bourgeois, left over from old Russian capitalism, who had adapted themselves all too quickly to institutions
of the soviet type, and had got themselves into responsible positions in the various commissariats, insisting that
economic management should be entrusted to them and not to workers’ organizations.

The state bureaucracy played an increasing role in the economy. From December 5, 1917, on, industry was put
under a Supreme Economic Council, responsible for the authoritarian coordination of the activity of all organs of
production. From May 26 to June 4, 1918, the Congress of Economic Councils met and decided that the directorate
of each enterprise should be composed of members two-thirds of whom would be nominated by the regional
councils or the Supreme Economic Council and only one third elected by workers on the spot. A decree of May 28,
1918, extended collectivization to industry as a whole but, by the same token, transformed the spontaneous
socializations of the first months of the revolution into nationalizations. The Supreme Economic Council was made
responsible for the administration of the nationalized industries. The directors and technical staff were to remain at
their posts as appointees of the State. At the Second Congress of the Supreme Economic Council at the end of 1918,
the factory councils were roundly trounced by the committee reporter for trying to direct the factories in the place of
the board of directors.

For the sake of appearances, elections to factory committees continued to take place, but a member of the
Communist cell read out a list of candidates drawn up in advance and voting was by show of hands in the presence
of the armed “Communist guards” of the enterprise. Anyone who declared his opposition to the proposed candidates
became subject to economic sanctions (wage cuts, etc.). As Peter Archinoff reported, there remained a single
omnipresent master — the State. Relations between the workers and this new master became similar to those which
had previously existed between labor and capital.
The functions of the soviets had become purely nominal. They were transformed into institutions of government
power. “You must become basic cells of the State,” Lenin told the Congress of Factory Councils on June 27, 1918.
As Voline expressed it, they were reduced to the role of “purely administrative and executive organs responsible for
small, unimportant local matters and entirely subject to ‘directives’ from the central authorities: government and the
leading organs of the Party.” They no longer had “even the shadow of power.” At the Third Trades-Union Congress
(April 1920), the committee reporter, Lozovosky, admitted: “We have abandoned the old methods of workers’
control and we have preserved only the principle of state control.” From now on this “control” was to be exercised
by an organ of the State: the Workers’ and Peasants’ Inspectorate.

The industrial federations which were centralist in structure had, in the first place, helped the Bolsheviks to absorb
and subjugate the factory councils which were federalist and libertarian in their nature. From April 1, 1918, the
fusion between the two types of organization was an accomplished fact. From then on the trade unions played a
disciplinary role under the supervision of the Party. The union of workers in the heavy metal industries of Petrograd
forbade “disruptive initiatives” from the factory councils and objected to their “most dangerous” tendency to put this
or that enterprise into the hands of the workers. This was said to be the worst way of imitating production
cooperatives, “the idea of which had long since been bankrupt” and which would “not fail to transform themselves
into capitalist undertakings.” “Any enterprise abandoned or sabotaged by an industrialist, the product of which was
necessary to the national economy, was to be placed under the control of the State.” It was “not permissible” that the
workers should take over such enterprises without the approval of the trade-union organization.

After this preliminary take-over operation the trade unions were, in their turn, tamed, deprived of any autonomy,
purged; their congresses were postponed, their members arrested, their organizations disbanded or merged into
larger units. At the end of this process any anarcho-syndicalist tendency had been wiped out, and the trade-union
movement was completely subordinated to the State and the single party.

The same thing happened with regard to consumers’ cooperatives. In the early stages of the Revolution they had
arisen everywhere, increased in numbers, and federated with each other. Their offense, however, was that they were
outside the control of the Party and a certain number of social democrats (Mensheviks) had infiltrated them. First,
local shops were deprived of their supplies and means of transport on the pretext of “private trade” and
“speculation,” or even without any pretext at all. Then, all free cooperatives were closed at one stroke and state
cooperatives set up bureaucratically in their place. The decree of March 20, 1919, absorbed the consumer
cooperatives into the Commissariat of Food Supplies and the industrial producer cooperatives into the Supreme
Economic Council. Many members of cooperatives were thrown into prison.

The working class did not react either quickly or vigorously enough. It was dispersed, isolated in an immense,
backward, and for the most part rural country exhausted by privation and revolutionary struggle, and, still worse,
demoralized. Finally, its best members had left for the fronts of the civil war or had been absorbed into the party and
government apparatus. Nevertheless, quite a number of workers felt themselves more or less done out of the fruits of
their revolutionary victories, deprived of their rights, subjected to tutelage, humiliated by the arrogance and arbitrary
power of the new masters; and these became aware of the real nature of the supposed “proletarian State.” Thus,
during the summer of 1918, dissatisfied workers in the Moscow and Petrograd factories elected delegates from
among their number, trying in this way to oppose their authentic “delegate councils” to the soviets of enterprises
already captured by authority. Kollontay bears witness that the worker felt sore and understood that he had been
pushed aside. He could compare the life style of the soviet functionaries with the way in which he lived — he upon
whom the “dictatorship of the proletariat” was based, at least in theory.

By the time the workers really saw the light it was too late. Power had had the time to organize itself solidly and had
at its disposal repressive forces fully able to break any attempted autonomous action on the part of the masses.
According to Voline, a bitter but unequal struggle lasted some three years, and was entirely unknown outside
Russia. In this a working-class vanguard opposed a state apparatus determined to deny the division which had
developed between itself and the masses. From 1919 to 1921, strikes increased in the large cities, in Petrograd
especially, and even in Moscow. They were severely repressed, as we shall see further on.

Within the directing Party itself a “Workers’ Opposition” arose which demanded a return to the democracy of the
soviets and self-management. At the Tenth Party Congress in March 1921, one of its spokesmen, Alexandra
Kollontay, distributed a pamphlet asking for freedom of initiative and organization for the trade unions and for a
“congress of producers” to elect a central administrative organ for the national economy. The brochure was
confiscated and banned. Lenin persuaded almost the whole congress to vote for a resolution identifying the theses of
the Workers’ Opposition with “petty-bourgeois and anarchist deviations”: the “syndicalism,” the “semi-anarchism”
of the oppositionists was in his eyes a “direct danger” to the monopoly of power exercised by the Party in the name
of the proletariat. From then on all opposition within the Party was forbidden and the way was open to
“totalitarianism,” as was admitted by Trotsky years later.

The struggle continued within the central leadership of the trade unions. Tomsky and Riazanov were excluded from
the Presidium and sent into exile, because they had stood for trade unions independent of the Party. The leader of the
workers’ opposition, Shlyapaikov, met the same fate, and was soon followed by the prime mover of another
opposition group: G. I. Miasnikov, a genuine worker who had put the Grand Duke Michael to death in 1917. He had
been a party member for fifteen years and, before the revolution, spent more than seven years in prison and seventy-
five days on a hunger strike. In November 1921, he dared to state in a pamphlet that the workers had lost confidence
in the Communists, because the Party no longer had a common language with the rank and file and was now using
against the working class the repressive measures brought in against the bourgeoisie between 1918 and 1920.

The Part Played by the Anarchists

What part did the Russian anarchists play in this drama in which a libertarian-style revolution was transmuted into
its opposite? Russia had no libertarian traditions and it was in foreign lands that Bakunin and Kropotkin became
anarchists. Neither played a militant anarchist role inside Russia at any time. Up to the time of the 1917 Revolution,
only a few copies of short extracts from their writings had appeared in Russia, clandestinely and with great
difficulty. There was nothing anarchist in the social, socialist, and revolutionary education of the Russians. On the
contrary, as Voline told us, “advanced Russian youth were reading literature which always presented socialism in a
statist form.” People’s minds were soaked in ideas of government, having been contaminated by German social
democracy.

The anarchists “were a tiny handful of men without influence,” at the most a few thousand. Voline reported that
their movement was “still far too small to have any immediate, concrete effect on events.” Moreover, most of them
were individualist intellectuals not much involved in the working-class movement. Voline was an exception, as was
Nestor Makhno, who could move the hearts of the masses in his native Ukraine. In Makhno’s memoirs he passed the
severe judgment that “Russian anarchism lagged behind events or even functioned completely outside them.”

However, this judgment seems to be less than fair. The anarchists played a far from negligible part in events
between the February and October revolutions. Trotsky admitted this more than once in his History of the Russian
Revolution. “Brave” and “active,” though few in numbers, they were a principled opposition in the Constituent
Assembly at a time when the Bolsheviks had not yet turned anti-parliamentary. They put out the call “all power to
the soviets” long before Lenin’s party did so. They inspired the movement for the spontaneous socialization of
housing, often against the will of the Bolsheviks. Anarcho-syndicalist activists played a part in inducing workers to
take over the factories, even before October.

During the revolutionary days that brought Kerensky’s bourgeois republic to an end, the anarchists were in the
forefront of the military struggle, especially in the Dvinsk regiment commanded by old libertarians like Grachoff
and Fedotoff. This force dislodged the counter-revolutionary “cadets.” Aided by his detachment, the anarchist
Gelezniakov disbanded the Constituent Assembly: the Bolsheviks only ratified the accomplished fact. Many partisan
detachments were formed or led by anarchists (Mokrooussoff, Cherniak, and others), and fought unremittingly
against the White armies between 1918 and 1920.

Scarcely a major city was without an anarchist or anarcho-syndicalist group, spreading a relatively large amount of
printed matter — papers, periodicals, leaflets, pamphlets, and books. There were two weeklies in Petrograd and a
daily in Moscow, each appearing in 25,000 copies. Anarchist sympathizers increased as the Revolution deepened
and then moved away from the masses. The French captain Jacques Sadoul, on a mission in Russia, wrote in a report
dated April 6, 1918: “The anarchist party is the most active, the most militant of the opposition groups and probably
the most popular.... The Bolsheviks are anxious.” At the end of 1918, according to Voline, “this influence became so
great that the Bolsheviks, who could not accept criticism, still less opposition, became seriously disturbed.” Voline
reports that for the Bolshevik authorities “it was equivalent... to suicide to tolerate anarchist propaganda. They did
their best first to prevent, and then to forbid, any manifestation of libertarian ideas and finally suppressed them by
brute force.”

The Bolshevik government “began by forcibly closing the offices of libertarian organizations, and forbidding the
anarchists from taking part in any propaganda or activity.” In Moscow on the night of April 12, 1918, detachments
of Red Guards, armed to the teeth, took over by surprise twenty-five houses occupied by the anarchists. The latter,
thinking that they were being attacked by White Guards, replied with gunfire. According to Voline, the authorities
soon went on to “more violent measures: imprisonment, outlawing, and execution.” “For four years this conflict was
to keep the Bolshevik authorities on their toes... until the libertarian trend was finally crushed by military measures
(at the end of 1921).”

The liquidation of the anarchists was all the easier since they had divided into two factions, one of which refused to
be tamed while the other allowed itself to be domesticated. The latter regarded “historical necessity” as justification
for making a gesture of loyalty to the regime and, at last temporarily, approving its dictatorial actions. They
considered a victorious end to the civil war and the crushing of the counter-revolution to be the first necessities.

The more intransigent anarchists regarded this as a short-sighted tactic. For the counter-revolutionary movements
were being fed by the bureaucratic impotence of the government apparatus and the disillusionment and discontent of
the people. Moreover, the authorities ended up by making no distinction between the active wing of the libertarian
revolution which was disputing its methods of control, and the criminal activities of its right-wing adversaries. To
accept dictatorship and terror was a suicidal policy for the anarchists who were themselves to become its victims.
Finally, the conversion of the so-called soviet anarchists made the crushing of those other, irreconcilable, ones
easier, for they were treated as “false” anarchists, irresponsible and unrealistic dreamers, stupid muddlers, madmen,
sowers of division, and, finally, counterrevolutionary bandits.

Victor Serge was the most brilliant, and therefore considered the most authoritative, of the converted anarchists. He
worked for the regime and published a pamphlet in French which attempted to defend it against anarchist criticism.
The book he wrote later, L’An I de la Revolution Russe, is largely a justification of the liquidation of the soviets by
Bolshevism. The Party — or rather its elite leadership — is presented as the brains of the working class. It is up to
the duly selected leader of the vanguard to discover what the proletariat can and must do. Without them, the masses
organized in soviets would be no more than “a sprinkling of men with confused aspirations shot through with
gleams of intelligence.”

Victor Serge was certainly too clear-minded to have any illusions about the real nature of the central Soviet power.
But this power was still haloed with the prestige of the first victorious proletarian revolution; it was loathed by world
counter-revolution; and that was one of the reasons — the most honorable — why Serge and many other
revolutionaries saw fit to put a padlock on their tongues. In the summer of 1921 the anarchist Gaston Leval came to
Moscow in the Spanish delegation to the Third Congress of the Communist International. In private, Serge confided
to him that “the Communist Party no longer practices the dictatorship of the proletariat but dictatorship over the
proletariat.” Returning to France, Leval published articles in Le Libertaire using well documented facts, and placing
side by side what Victor Serge had told him confidentially and his public statements, which he described as
“conscious lies.” In Living My Life, the great American anarchist Emma Goldman was no kinder to Victor Serge,
whom she had seen in action in Moscow.

The Makhnovtchina

It had been relatively easy to liquidate the small, weak nuclei of anarchists in the cities, but things were different in
the Ukraine, where the peasant Nestor Makhno had built up a strong rural anarchist organization, both economic and
military. Makhno was born of poor Ukrainian peasants and was twenty years old in 1919. As a child, he had seen the
1905 Revolution and later became an anarchist. The Czarist regime sentenced him to death, commuted to eight
years’ imprisonment, which was spent, more often than not in irons, in Boutirki prison, the only school he was ever
to attend. He filled at least some of the gaps in his education with the help of a fellow-prisoner, Peter Archinoff.

Immediately after the October Revolution, Makhno took the initiative in organizing masses of peasants into an
autonomous region, a roughly circular area 480 by 400 miles, with seven million inhabitants. Its southern end
reached the Sea of Azov at the port of Berdiansk, and it was centered in Gulyai-Polye, a large town of 20,000 to
30,000 people. This was a traditionally rebellious region which had seen violent disturbances in 1905.

The story began when the German and Austrian armies of occupation imposed a right-wing regime which hastened
to return to their former owners the lands which had been seized by revolutionary peasants. The land workers put up
an armed defense of their new conquests. They resisted reaction but also the untimely intrusion of Bolshevik
commissars, and their excessive levies. This vast jacquerie[25] was inspired by a “lover of justice,” a sort of
anarchist Robin Hood called “Father” Makhno by the peasants. His first feat of arms was the capture of Gulyai-
Polye in mid-September 1918. The armistice of November 11, however, led to the withdrawal of the Austro-German
occupation forces, and gave Makhno a unique opportunity to build up reserves of arms and supplies.

For the first time in history, the principles of libertarian communism were applied in the liberated Ukraine, and self-
management was put into force as far as possible in the circumstances of the civil war. Peasants united in
“communes” or “free-work soviets,” and communally tilled the land for which they had fought with the former
owners. These groups respected the principles of equality and fraternity. Each man, woman, or child had to work in
proportion to his or her strength, and comrades elected to temporary managerial functions subsequently returned to
their regular work alongside the other members of the communes.

Each soviet was simply the executive of the will of the peasants in the locality from which it had been elected.
Production units were federated into districts, and districts into regions. The soviets were integrated into a general
economic system based on social equality; they were to be independent of any political party. No politician was to
dictate his will to them under cover of soviet power. Members had to be authentic workers at the service of the
laboring masses.

When the Makhnovist partisans moved into an area they put up posters reading: “The freedom of the workers and
peasants is their own, and not subject to any restriction. It is up to the workers and peasants themselves to act, to
organize themselves, to agree among themselves in all aspects of their lives, as they themselves see fit and desire....
The Makhnovists can do no more than give aid and counsel.... In no circumstances can they, nor do they wish to,
govern.”

When, in 1920, Makhno’s men were brought to negotiate with the Bolsheviks, they did so as their equals, and
concluded an ephemeral agreement with them, to which they insisted that the following appendix be added: “In the
area where the Makhnovist army is operating the worker and peasant population shall create its own free institutions
for economic and political self-administration; these institutions shall be autonomous and linked federally by
agreements with the governing organs of the Soviet Republics.” The Bolshevik negotiators were staggered and
separated the appendix from the agreement in order to refer it to Moscow where of course, it was, considered
“absolutely inadmissible.”

One of the relative weaknesses of the Makhnovist movement was its lack of libertarian intellectuals, but it did
receive some intermittent aid from outside. This came first from Kharkov and Kursk where the anarchists, inspired
by Voline, had in 1918 formed a union called Nabat (the tocsin). In 1919 they held a congress at which they
declared themselves “categorically and definitely opposed to any form of participation in the soviets, which have
become purely political bodies, organized on an authoritarian, centralized, statist basis.” The Bolshevik government
regarded this statement as a declaration of war and the Nabat was forced to give up all its activities. Later, in July,
Voline got through to Makhno’s headquarters and joined with Peter Archinoff to take charge of the cultural and
educational side of the movement. He presided at the congress held in October at Alexandrovsk, where the “General
Theses” setting out the doctrine of the “free soviets” were adopted.
Peasant and partisan delegates took part in these congresses. In fact, the civil organization was an extension of a
peasant army of insurrection, practicing guerrilla tactics. This army was remarkably mobile, covering as much as
160 miles in a day, thanks not only to its cavalry but also to its infantry, which traveled in light horse-drawn carts
with springs. This army was organized on a specifically libertarian, voluntary basis. The elective principle was
applied at all levels and discipline freely agreed to: the rules of the latter were drawn up by commissions of
partisans, then validated by general assemblies, and were strictly observed by all.

Makhno’s franc-tireurs gave the White armies of intervention plenty of trouble. The units of Bolshevik Red Guards,
for their part, were not very effective. They fought only along the railways and never went far from their armored
trains, to which they withdrew at the first reverse, sometimes without taking on board all their own combatants. This
did not give much confidence to the peasants who were short of arms and isolated in their villages and so would
have been at the mercy of the counter-revolutionaries. Archinoff, the historian of the Makhnovtchina, wrote that “the
honor of destroying Denikin’s counter-revolution in the autumn of 1919 is principally due to the anarchist
insurgents.”

But after the units of Red Guards had been absorbed into the Red Army, Makhno persisted in refusing to place his
army under the supreme command of the Red Army chief, Trotsky. That great revolutionary therefore believed it
necessary to turn upon the insurrectionary movement. On June 4, 1919, he drafted an order banning the forthcoming
Makhnovist congress, accusing them of standing out against Soviet power in the Ukraine. He characterized
participation in the congress as an act of “high treason” and called for the arrest of the delegates. He refused to give
arms to Makhno’s partisans, failing in his duty of assisting them, and subsequently accused them of “betrayal” and
of allowing themselves to be beaten by the White troupe. The same procedure was followed eighteen years later by
the Spanish Stalinists against the anarchist brigades.

The two armies, however, came to an agreement again, on two occasions, when the extreme danger caused by the
intervention required them to act together. This occurred first in March 1919, against Denikin, the second during the
summer and autumn of 1920, before the menace of the White forces of Wrangel which were finally destroyed by
Makhno. But as soon as the supreme danger was past the Red Army returned to military operations against the
partisans of Makhno, who returned blow for blow.

At the end of November 1920 those in power went so far as to prepare an ambush. The Bolsheviks invited the
officers of the Crimean Makhnovist army to take part in a military council. There they were immediately arrested by
the Cheka, the political police, and shot while their partisans were disarmed. At the same time a regular offensive
was launched against Gulyai-Polye. The increasingly unequal struggle between libertarians and authoritarians
continued for another nine months. In the end, however, overcome by more numerous and better equipped forces,
Makhno had to give up the struggle. He managed to take refuge in Rumania in August 1921, and later reached Paris,
where he died much later of disease and poverty. This was the end of the epic story of the Makhnovtchina.
According to Peter Archinoff, it was the prototype of an independent movement of the working masses and hence a
source of future inspiration for the workers of the world.

Kronstadt

In February-March 1921, the Petrograd workers and the sailors of the Kronstadt fortress were driven to revolt, the
aspirations which inspired them being very similar to those of the Makhnovist revolutionary peasants.

The material conditions of urban workers had become intolerable through lack of foodstuffs, fuel, and transport, and
any expression of discontent was being crushed by a more and more dictatorial and totalitarian regime. At the end of
February strikes broke out in Petrograd, Moscow, and several other large industrial centers. The workers demanded
bread and liberty; they marched from one factory to another, closing them down, attracting new contingents of
workers into their demonstrations. The authorities replied with gunfire, and the Petrograd workers in turn by a
protest meeting attended by 10,000 workers. Kronstadt was an island naval base forty-eight miles from Petrograd in
the Gulf of Finland which was frozen during the winter. It was populated by sailors and several thousand workers
employed in the naval arsenals. The Kronstadt sailors had been in the vanguard of the revolutionary events of 1905
and 1917. As Trotsky put it, they had been the “pride and glory of the Russian Revolution.” The civilian inhabitants
of Kronstadt had formed a free commune, relatively independent of the authorities. In the center of the fortress an
enormous public square served as a popular forum holding as many as 30,000 persons.

In 1921 the sailors certainly did not have the same revolutionary makeup and the same personnel as in 1917; they
had been drawn from the peasantry far more than their predecessors; but the militant spirit had remained and as a
result of their earlier performance they retained the right to take an active part in workers’ meetings in Petrograd.
When the workers of the former capital went on strike they sent emissaries who were driven back by the forces of
order. During two mass meetings held in the main square they took up as their own the demands of the strikers.
Sixteen thousand sailors, workers, and soldiers attended the second meeting held on March 1, as did the head of
state, Kalinin, president of the central executive. In spite of his presence they passed a resolution demanding that the
workers, Red soldiers, and sailors of Petrograd, Kronstadt, and the Petrograd province be called together during the
next ten days in a conference independent of the political parties. They also called for the abolition of “political
officers,” asked that no political party should have privileges, and that the Communist shock detachments in the
army and “Communist guards” in the factories should be disbanded.

It was indeed the monopoly of power of the governing party which they were attacking. The Kronstadt rebels dared
to call this monopoly an “usurpation.” Let the angry sailors speak for themselves, as we skim through the pages of
the official journal of this new commune, the Izvestia of Kronstadt. According to them, once it had seized power the
Communist Party had only one concern: to keep it by fair means or foul. It had lost contact with the masses, and
proved its inability to get the country out of a state of general collapse. It had become bureaucratic and lost the
confidence of the workers. The soviets, having lost their real power, had been meddled with, taken over, and
manipulated, the trade unions were being made instruments of the State. An omnipotent police apparatus weighed
on the people, enforcing its laws by gunfire and the use of terror. Economic life had become not the promised
socialism, based on free labor, but a harsh state capitalism. The workers were simply wage earners under this
national trust, exploited just as before. The irreverent men of Kronstadt went so far as to express doubt about the
infallibility of the supreme leaders of the revolution. They mocked Trotsky, and even Lenin, irreverently. Their
immediate demands were the restoration of all freedoms and free elections to all the organs of soviet democracy, but
beyond this they were looking to a more distant objective with a clearly anarchist content: a “third revolution.”

The rebels did, however, intend to keep within the framework of the Revolution and undertook to watch over the
achievements of the social revolution. They proclaimed that they had nothing in common with those who would
have wished to “return to the knout of Czarism,” and though they did not conceal their intention of depriving the
“Communists” of power, this was not to be for the purpose of “returning the workers and peasants to slavery.”
Moreover, they did not cut off all possibility of cooperation with the regime, still hoping “to be able to find a
common language.” Finally, the freedom of expression they were demanding was not to be for just anybody, but
only for sincere believers in the Revolution: anarchists and “left socialists” (a formula which would exclude social
democrats or Mensheviks).

The audacity of Kronstadt was much more than a Lenin or a Trotsky could endure. The Bolshevik leaders had once
and for all identified the Revolution with the Communist Party, and anything which went against this myth must, in
their eyes, appear as “counter-revolutionary.” They saw the whole of Marxist-Leninist orthodoxy in danger.
Kronstadt frightened them the more, since they were governing in the name of the proletariat and, suddenly, their
authority was being disputed by a movement which they knew to be authentically proletarian. Lenin, moreover, held
the rather simplistic idea that a Czarist restoration was the only alternative to the dictatorship of his own party. The
statesmen of the Kremlin in 1921 argued in the same way as those, much later, in the autumn of 1956: Kronstadt
was the forerunner of Budapest.

Trotsky, the man with the “iron fist,” undertook to be personally responsible for the repression. “If you persist, you
will be shot down from cover like partridges,” he announced to the “mutineers.” The sailors were treated as “White
Guardists,” accomplices of the interventionist Western powers, and of the “Paris Bourse.” They were to be reduced
to submission by force of arms. It was in vain that the anarchists Emma Goldman and Alexander Berkman, who had
found asylum in the fatherland of the workers after being deported from the United States, sent a pathetic letter to
Zinoviev, insisting that the use of force would do “incalculable damage to the social revolution” and adjuring the
“Bolshevik comrades” to settle the conflict through fraternal negotiation. The Petrograd workers could not come to
the aid of Kronstadt because they were already terrorized, and subject to martial law.
An expeditionary force was set up composed of carefully hand-picked troops, for many Red soldiers were unwilling
to fire on their class brothers. This force was put under the command of a former Czarist officer, the future Marshall
Tukachevsky. The bombardment of the fortress began on March 7. Under the heading “Let the world know!” the
besieged inhabitants launched a last appeal: “May the blood of the innocent be on the head of the Communists, mad,
drunk and enraged with power. Long live the power of the soviets!” The attacking force moved across the frozen
Gulf of Finland on March 18 and quelled the “rebellion” in an orgy of killing.

The anarchists had played no part in this affair. However, the revolutionary committee of Kronstadt had invited two
libertarians to join it: Yarchouk (the founder of the Kronstadt soviet of 1917) and Voline; in vain, for they were at
the time imprisoned by the Bolsheviks. Ida Mett, historian of the Kronstadt revolt (in La Commune de Cronstadt),
commented that “the anarchist influence was brought to bear only to the extent to which anarchism itself propagated
the idea of workers’ democracy.” The anarchists did not play any direct part in events, but they associated
themselves with them. Voline later wrote: “Kronstadt was the first entirely independent attempt of the people to free
themselves of all control and carry out the social revolution: this attempt was made directly,... by the working
masses themselves, without ‘political shepherds,’ without ‘leaders,’ or ‘tutors.’ Alexander Berkman added:
“Kronstadt blew sky high the myth of the proletarian State; it proved that the dictatorship of the Communist Party
and the Revolution were really incompatible.”

Anarchism Living and Dead

Although the anarchists played no direct part in the Kronstadt rising, the regime took advantage of crushing it to
make an end of an ideology which continued to frighten them. A few weeks earlier, on February 8, the aged
Kropotkin had died on Russian soil, and his remains had been given an imposing funeral, which was followed by an
immense convoy of about 100,000 people. Over the heads of the crowd, among the red flags, one could see the
black banners of the anarchist groups inscribed in letters of fire: “Where there is authority there is no freedom.”
According to Kropotkin’s biographers, this was “the last great demonstration against Bolshevik tyranny, and many
took part more to demand freedom than to praise the great anarchist.”

Hundreds of anarchists were arrested after Kronstadt, and only a few months later, the libertarian Fanny Baron and
eight of her comrades were shot in the cellars of the Cheka prison in Moscow. Militant anarchism had received a
fatal blow. But outside Russia, the anarchists who had lived through the Russian Revolution undertook an enormous
labor of criticism and doctrinal revision which reinvigorated libertarian thought and made it more concrete. As early
as September 1920, the congress of the Confederation of Anarchist Organizations of the Ukraine, Nabat, had
categorically rejected the expression “dictatorship of the proletariat,” seeing that it led inevitably to dictatorship over
the masses by that fraction of the proletariat entrenched in the Party, by officials, and a handful of leaders. Just
before he died Kropotkin had issued a “Message to the Workers of the West” in which he sorrowfully denounced the
rise of a “formidable bureaucracy”: “It seems to me that this attempt to build a communist republic on the basis of a
strongly centralized state, under the iron law of the dictatorship of one party, has ended in a terrible fiasco. Russia
teaches us how not to impose communism.”

A pathetic appeal from the Russian anarcho-syndicalists to the world proletariat was published in the January 7–14,
1921, issue of the French journal Le Libertaire: “Comrades, put an end to the domination of your bourgeoisie just as
we have done here. But do not repeat our errors; do not let state communism establish itself in your countries!” In
1920 the German anarchist, Rudolf Rocker, who later lived and died in the United States, wrote Die Bankrotte des
Russischen Stautskommunismus (The Bankruptcy of State Communism), which appeared in 1921. This was the first
analysis to be made of the degeneration of the Russian Revolution. In his view the famous “dictatorship of the
proletariat” was not the expression of the will of a single class, but the dictatorship of a party pretending to speak in
the name of a class and kept in power by force of bayonets. “Under the dictatorship of the proletariat in Russia a
new class has developed, the ‘commissarocracy,’ which oppresses the broad masses just as much as the old regime
used to do.” By systematically subordinating all the factors in social life to an all-powerful government endowed
with every prerogative, “one could not fail to end up with the hierarchy of officials which proved fatal to the
development of the Russian Revolution.” “Not only did the Bolsheviks borrow the state apparatus from the previous
society, but they have given it an all-embracing power which no other government arrogates to itself.”
In June 1922 the group of Russian anarchists exiled in Germany published a revealing little book under the names of
A. Gorielik, A. Komoff, and Voline: Repression de l’Anarchisme en Russie Sovietique(The Repression of
Anarchism in Soviet Russia). Voline made a French translation which appeared at the beginning of 1923. It
contained an alphabetical list of the martyrs of Russian anarchism. In 1921–1922, Alexander Berkman, and in 1922–
1923, Emma Goldman published a succession of pamphlets on the dramatic events which they had witnessed in
Russia.

In their turn, Peter Archinoff and Nestor Makhno himself, escaped Makhnovites who had taken refuge in the West,
published their evidence.

The two great libertarian classics on the Russian Revolution, The Guillotine at Work: Twenty Years of Terror in
Russia by G. P. Maximoff and The Unkown Revolution by Voline, came much later, during the Second World War,
and were written with the maturity of thought made possible by the passage of the years.

For Maximoff, whose account appeared in America, the lessons of the past brought to him a sure expectation of a
better future. The new ruling class in the U.S.S.R. cannot and will not be permanent, and it will be succeeded by
libertarian socialism. Objective conditions are driving this development forward: “Is it conceivable... that the
workers might desire the return of the capitalists to their enterprises? Never! for they are rebelling specifically
against exploitation by the State and its bureaucrats.” What the workers desire is to replace this authoritarian
management of production with their own factory councils, and to unite these councils into one vast national
federation. What they desire is workers’ self-management. In the same way, the peasants have understood that there
can be no question of returning to an individualist economy. Collective agriculture is the only solution, together with
the collaboration of the rural collectives with the factory councils and trade unions: in short, the further development
of the program of the October Revolution in complete freedom.

Voline strongly asserted that any experiment on the Russian model could only lead to “state capitalism based on an
odious exploitation of the masses,” the “worst form of capitalism and one which has absolutely nothing to do with
the progress of humanity toward a socialist society.” It could do nothing but promote “the dictatorship of a single
party which leads unavoidably to the repression of all freedom of speech, press, organization, and action, even for
revolutionary tendencies, with the sole exception of the party in power,” and to a “social inquisition” which
suffocates “the very breath of the Revolution.” Voline went on to maintain that Stalin “did not fall from the moon.”
Stalin and Stalinism are, in his view, the logical consequence of the authoritarian system founded and established
between 1918 and 1921. “This is the lesson the world must learn from the tremendous and decisive Bolshevik
experiment: a lesson which gives powerful support to the libertarian thesis and which events will soon make clear to
the understanding of all those who grieve, suffer, think, and struggle.”

Anarchism in the Italian Factory Councils

The Italian anarchists followed the example of events in Russia, and went along with the partisans of soviet power in
the period immediately after the Great War. The Russian Revolution had been received with deep sympathy by the
Italian workers, especially by their vanguard, the metal workers of the northern part of the country. On February 20,
1919, the Italian Federation of Metal Workers (FIOM) won a contract providing for the election of “internal
commissions” in the factories. They subsequently tried to transform these organs of workers’ representation into
factory councils with a managerial function, by conducting a series of strikes and occupations of the factories.

The last of these, at the end of August 1920, originated in a lockout by employers. The metal workers as a whole
decided to continue production on their own. They tried persuasion and constraint alternately, but failed to win the
cooperation of the engineers and supervisory personnel. The management of the factories had, therefore, to be
conducted by technical and administrative workers’ committees. Self-management went quite a long way: in the
early period assistance was obtained from the banks, but when it was withdrawn the self-management system issued
its own money to pay the workers’ wages. Very strict self-discipline was required, the use of alcoholic beverages
forbidden, and armed patrols were organized for self-defence. Very close solidarity was established between the
factories under self-management. Ores and coal were put into a common pool, and shared out equitably.
The reformist wing of the trade unions opted for compromise with the employers. After a few weeks of managerial
occupation, the workers had to leave the factories in exchange for a promise to extend workers’ control, a promise
which was not kept. The revolutionary left wing, composed of anarchists and left socialists, cried treason, in vain.

This left wing had a theory, a spokesman, and a publication. The weekly L’Ordine Nuovo (The New Order) first
appeared in Turin on May 1, 1919. It was edited by a left socialist, Antonio Gramsci, assisted by a professor of
philosophy at Turin University with anarchist ideas, writing under the pseudonym of Carlo Petri, and also of a whole
nucleus of Turin libertarians. In the factories, the Ordine Nuovo group was supported by a number of people,
especially the anarcho-syndicalist militants of the metal trades, Pietro Ferrero and Maurizio Garino. The manifesto
of Ordine Nuovo was signed by socialists and libertarians together, agreeing to regard the factory councils as
“organs suited to future communist management of both the individual factory and the whole society.”

Ordine Nuovo tended to replace traditional trade unionism by the structure of factory councils. It was not entirely
hostile to trade unions, which it regarded as the “strong backbone of the great proletarian body.” However, in the
style of Malatesta in 1907, it was critical of the decadence of a bureaucratic and reformist trade-union movement,
which had become an integral part of capitalist society; it denounced the inability of the trade unions to act as
instruments of the proletarian revolution.

On the other hand, Ordine Nuovo attributed every virtue to the factory councils. It regarded them as the means of
unifying the working class, the only organ which could raise the workers above the special interests of the different
trades and link the “organized” with the “unorganized.” It gave the councils credit for generating a producers’
psychology, preparing the workers for self-management. Thanks to them the conquest of the factory became a
concrete prospect for the lowliest worker, within his reach. The councils were regarded as a prefiguration of socialist
society.

The Italian anarchists were of a more realistic and less verbose turn of mind than Antonio Gramsci, and sometimes
indulged in ironic comment on the “thaumaturgical” excesses of the sermons in favor of factor’: councils. Of course
they were aware of their merits, but stopped short of hyperbole. Gramsci denounced the reformism of the trade
unions, not without reason, but the anarchosyndicalists pointed out that in a non-revolutionary period the factory
councils, too, could degenerate into organs of class collaboration. Those most concerned with trade unionism also
thought it unjust that Ordine Nuovo indiscriminately condemned not only reformist trade unionism but the
revolutionary trade unionism of their center, the Italian Syndicalist Union.[26]

Lastly, and most important, the anarchists were somewhat uneasy about the ambiguous and contradictory
interpretation which Ordine Nuovo put on the prototype of the factory councils, the soviets. Certainly Gramsci often
used the term “libertarian” in his writings, and had crossed swords with the inveterate authoritarian Angelo Tasca,
who propounded an undemocratic concept of the “dictatorship of the proletariat” which would reduce the factory
councils to mere instruments of the Communist Party, and who even attacked Gramsci’s thinking as “Proudhonian.”
Gramsci did not know enough about events in Russia to distinguish between the free soviets of the early months of
the revolution and the tamed soviets of the Bolshevik State. This led him to use ambiguous formulations. He saw the
factory council as the “model of the proletarian State,” which he expected to be incorporated into a world system:
the Communist International. He thought he could reconcile Bolshevism with the withering away of the State and a
democratic interpretation of the “dictatorship of the proletariat.”

The Italian anarchists had begun by welcoming the Russian soviets with uncritical enthusiasm. On June 1, 1919,
Camillo Berneri, one of their number, had published an article entitled “Auto-Democracy” hailing the Bolshevik
regime as “the most practical experiment in integral democracy on the largest scale yet attempted,” and “the
antithesis of centralizing state socialism.”

However, a year later, at the congress of the Italian Anarchist Union, Maurizio Garino was talking quite differently:
the soviets which had been set up in Russia by the Bolsheviks were materially different from workers’ self-
management as conceived by the anarchists. They formed the “basis of a new State, inevitably centralized and
authoritarian.”
The Italian anarchists and the friends of Gramsci were subsequently to follow divergent paths. The latter at first
maintained that the Socialist Party, like the trade unions, was an organization integrated into the bourgeois system
and that it was, consequently, neither necessary nor desirable to support it. They then made an “exception” for the
communist groups within the Socialist Party. After the split at Livorno on January 21, 1921, these groups formed the
Italian Communist Party, affiliated with the Communist International.

The Italian libertarians, for their part, had to abandon some of their illusions and pay more attention to a prophetic
letter written to them by Malatesta as early as the summer of 1919. This warned them against “a new government
which has set itself up [in Russia] above the Revolution in order to bridle it and subject it to the purposes of a
particular party... or rather the leaders of a party.” The old revolutionary argued prophetically that it was a
dictatorship, with its decrees, its penal sanctions, its executive agents, and, above all, its armed forces which have
served to defend the Revolution against its external enemies, but tomorrow will serve to impose the will of the
dictators on the workers, to check the course of the Revolution, to consolidate newly established interests, and to
defend a newly privileged class against the masses. Lenin, Trotsky, and their companions are certainly sincere
revolutionaries, but they are preparing the governmental cadres which will enable their successors to profit by the
Revolution and kill it. They will be the first victims of their own methods.

Two years later, the Italian Anarchist Union met in congress at Ancona on November 2–4, 1921, and refused to
recognize the Russian government as a representative of the Revolution, instead denouncing it as “the main enemy
of the Revolution,” “the oppressor and exploiter of the proletariat in whose name it pretends to exercise authority.”
And the libertarian writer Luigi Fabbri in the same year concluded that “a critical study of the Russian Revolution is
of immense importance... because the Western revolutionaries can direct their actions in such a way as to avoid the
errors which have been brought to light by the Russian experience.”

Anarchism in the Spanish Revolution

The Soviet Mirage

The time lag between subjective awareness and objective reality is a constant in history. The Russian anarchists and
those who witnessed the Russian drama drew a lesson as early as 1920 which only became known, admitted, and
shared years later. The first proletarian revolution in triumph over a sixth of the globe had such prestige and glitter
that the working-class movement long remained hypnotized by so imposing an example. “Councils” in the image of
the Russian soviets sprang up all over the place, not only in Italy, as we have seen, but in Germany, Austria, and
Hungary. In Germany the system of councils was the essential item in the program of the Spartacus League of Rosa
Luxemburg and Karl Liebknecht.

In 1919 the president of the Bavarian Republic, Kurt Eisner, was assassinated in Munich. A Soviet Republic was
then proclaimed under the leadership of the libertarian writer Gustav Landauer, who was in turn assassinated by the
counter-revolution. His friend and companion in arms, the anarchist poet Erich Muhsam, composed a “Rate-
Marseillaise” ( Marseillaise of the Councils ), in which the workers were called to arms not to form battalions but
councils on the model of those of Russia and Hungary, and thus to make an end of the centuries-old world of
slavery.

However, in the spring of 1920 a German opposition group advocating Rate-Kommunismus (Communism of the
councils) left the Communist Party to form a German Communist Workers Party (KAPD).[27] The idea of councils
inspired a similar group in Holland led by Hermann Gorter and Anton Pannekoek. During a lively polemic with
Lenin, the former was not afraid to reply, in pure libertarian style, to the infallible leader of the Russian Revolution:
“We are still looking for real leaders who will not seek to dominate the masses and will not betray them. As long as
we do not have them we want everything to be done from the bottom upward and by the dictatorship of the masses
over themselves. If I have a mountain guide and he leads me over a precipice, I prefer to do without.” Pannekoek
proclaimed that the councils were a form of self-government which would replace the forms of government of the
old world; just like Gramsci he could see no difference between the latter and “Bolshevik dictatorship.”
In many places, especially Bavaria, Germany, and Holland, the anarchists played a positive part in the practical and
theoretical development of the system of councils.

Similarly, in Spain the anarcho-syndicalists were dazzled by the October Revolution. The Madrid congress of the
CNT[28] (December 10–20, 1919), adopted a statement which stated that “the epic of the Russian people has
electrified the world proletariat.” By acclamation, “without reticence, as a beauty gives herself to the man she
loves,” the congress voted provisionally to join the Communist International because of its revolutionary character,
expressing the hope, however, that a universal workers’ congress would be called to determine the basis upon which
a true workers’ international could be built. A few timid voices of dissent were heard, however: the Russian
Revolution was a “political” revolution and did not incorporate the libertarian ideal. The congress took no notice and
decided to send a delegation to the Second Congress of the Third International which opened in Moscow on July 15,
1920.

By then, however, the love match was already on the way to breaking up. The delegate representing Spanish
anarcho-syndicalism was pressed to take part in establishing an international revolutionary trade-union center, but he
jibed when presented with a text which referred to the “conquest of political power,” “the dictatorship of the
proletariat,” and proposed an organic relation ship between the trade unions and the communist parties which thinly
disguised a relationship of subordination of the former to the latter. In the forthcoming meetings of the Communist
Inter national the trade-union organizations of the different nations would be represented by the delegates of the
communist parties of their respective countries; and the projected Red Trade-Union International would be openly
controlled by the Communist Inter national and its national sections. Angel Pestana, the Spanish spokesman, set
forth the libertarian conception of the social revolution and exclaimed: “The revolution is not, and cannot be, the
work of a party. The most a party can do is to foment a coup d’etat. But a coup d’etat is not a revolution.” He
concluded: “You tell us that the revolution cannot take place without a communist party and that without the
conquest of political power emancipation is not possible, and that without dictatorship one cannot destroy the
bourgeoisie: all these assertions are absolutely gratuitous.”

In view of the doubts expressed by the CNT delegate, the communists made a show of adjusting the resolution with
regard to the “dictatorship of the proletariat.” The Russian trade-union leader Lozovsky nevertheless ultimately
published the text in its original form without the modifications introduced by Pestana, but bearing his signature.
From the rostrum Trotsky had laid into the Spanish delegate for nearly an hour but the president declared the debate
closed when Pestana asked for time to reply to these attacks.

Pestana spent several months in Moscow and left Russia on September 6, 1920, profoundly disillusioned by all that
he had observed during that time. In an account of a subsequent visit to Berlin, Rudolf Rocker described Pestana as
being like a man “saved from a shipwreck.” He had not the heart to tell his Spanish comrades the truth. It seemed to
him like “murder” to destroy the immense hope which the Russian Revolution had raised in them. As soon as he
crossed the Spanish border he was thrown into prison and was thus spared the painful duty of being the first to
speak.

During the summer of 1921 a different delegation from the CNT took part in the founding congress of the Red
Trade-Union InternationaL Among the CNT delegates there were young disciples of Russian Bolshevism, such as
Joaquin Maurin and Andres Nin, but there was also a French anarchist, Gaston Leval, who had a coo] head. He took
the risk of being accused of “playing the game of the bourgeoisie” and “helping the counter-revolution” rather than
keep silent Not to tell the masses that what had failed in Russia was not the Revolution, but the State, and not “to
show them behind the living Revolution, the State which was paralyzing and killing it,” would have been worse than
silence. He used these terms, in Le Libertaire in November 1921. He thought that “any honest and loyal
collaboration” with the Bolsheviks had become impossible and, on his return to Spain, recommended to the CNT
that it withdraw from the Third International and its bogus trade union affiliate.

Having been given this lead, Pestana decided to publish his first report and, subsequently, extend it by a second in
which he would reveal the entire truth about Bolshevism:
The principles of the Communist Party are exactly the opposite of those which it was affirming and proclaiming
during the first hours of the Revolution. The principles, methods, and final objectives of the Communist Party are
diametrically opposed to those of the Russian Revolution.... As soon as the Communist Party had obtained absolute
power, it decreed that anyone who did not think as a communist (that is, according to its own definition) had no right
to think at all.... The Communist Party has denied to the Russian proletariat all the sacred rights which the
Revolution had conferred upon it.

Pestana, further, cast doubt on the validity of the Communist International: a simple extension of the Russian
Communist Party, it could not represent the Revolution in the eyes of the world proletariat.

The national congress of the CNT held at Saragossa in June 1922 received this report and decided to withdraw from
the trade union front, the Red Trade-Union International. It was also decided to send delegates to an international
anarcho-syndicalist conference held in Berlin in December, from which resulted a “Workers’ International
Association.” This was not a real international, since aside from the important Spanish group, it had the support of
very small numbers in other countries.[29]

From the time of this breach Moscow bore an inveterate hatred for Spanish anarchism. Joaquin Maurin and Andres
Nin were disowned by the CNT and left it to found the Spanish Communist Party. In May 1924 Maurin published a
pamphlet declaring war to the death on his former comrades: “The complete elimination of anarchism is a difficult
task in a country in which the workers’ movement bears the mark of fifty years of anarchist propaganda. But we
shall get them.” A threat which was later carried out.

The Anarchist Tradition in Spain

The Spanish anarchists had thus reamed the lesson of the Russian Revolution very early, and this played a part in
inspiring them to prepare an antinomian revolution. The degeneration of authoritarian communism increased their
determination to bring about the victory of a libertarian form of communism. They had been cruelly disappointed in
the Soviet mirage and, in the words of Diego Abad de Santillan, saw in anarchism “the last hope of renewal during
this somber period.”

The basis for a libertarian revolution was pretty well laid in the consciousness of the popular masses and in the
thinking of libertarian theoreticians. According to Jose Peirats, anarcho-syndicalism was, “because of its
psychology, its temperament, and its reactions, the most Spanish thing in all Spain.” It was the double product of a
compound development. It suited both the backward state of a poorly developed country, in which rural living
conditions remained archaic, and also the growth of a modern proletariat born of industrialization in certain areas.
The unique feature of Spanish anarchism was a strange mixture of past and future. The symbiosis between these two
tendencies was far from perfect.

In 1918, the CNT had more than a million trade-union members. In the industrial field it was strong in Catalonia,
and rather less so in Madrid and Valencia;[30] but it also had deep roots in the countryside, among the poor peasants
who preserved a tradition of village communalism, tinged with local patriotism and a cooperative spirit. In 1898 the
author Joaquin Costa had described the survivals of this agrarian collectivism. Many villages still had common
property from which they allocated plots to the landless, or which they used together with other villages for
pasturage or other communal purposes. In the region of large-scale landownership, in the south, the agricultural day
laborers preferred socialization to the division of the land.

Moreover, many decades of anarchist propaganda in the countryside, in the form of small popular pamphlets, had
prepared the basis for agrarian collectivism. The CNT was especially powerful among the peasants of the south
(Andalusia), of the east (area of the Levant around Valencia), and of the northeast (Aragon, around Saragossa).

This double base, both industrial and rural, had turned the libertarian communism of Spanish anarcho-syndicalism in
somewhat divergent directions, the one communalist, the other syndicalist. The communalism was expressed in a
more local, more rural spirit, one might almost say: more southern, for one of its principal bastions was in
Andalusia. Syndicalism, on the other hand, was more urban and unitarian in spirit — more northerly, too, since its
main center was Catalonia. Libertarian theoreticians were somewhat torn and divided on this subject.

Some had given their hearts to Kropotkin and his erudite but simplistic idealization of the communes of the Middle
Ages which they identified with the Spanish tradition of the primitive peasant community. Their favorite slogan was
the “free commune.” Various practical experiments in libertarian communism took place during the peasant
insurrections which followed the foundation of the Republic in 1931. By free mutual agreement some groups of
small-peasant proprietors decided to work together, to divide the profits into equal parts, and to provide for their
own consumption by “drawing from the common pool.” They dismissed the municipal administrations and replaced
them by elected committees, naively believing that they could free themselves from the surrounding society,
taxation, and military service.

Bakunin was the founder of the Spanish collectivist, syndicalist, and internationalist workers’ movement. Those
anarchists who were more realistic, more concerned with the present than the golden age, tended to follow him and
his disciple Ricardo Mella. They were concerned with economic unification and believed that a long transitional
period would be necessary during which it would be wiser to reward labor according to the hours worked and not
according to need. They envisaged the economic structure of the future as a combination of local trade-union
groupings and federations of branches of industry.

For a long time the syndicatos unicos (local unions) predominated within the CNT. These groups, close to the
workers, free from all corporate egoism, served as a physical and spiritual home for the proletariat.[31] Training in
these local unions had fused the ideas of the trade union and the commune in the minds of rank-and-file militants.

The theoretical debate in which the syndicalists opposed the anarchists at the International Anarchist Congress of
1907[32] was revived in practice to divide the Spanish anarcho-syndicalists. The struggle for day-to-day demands
within the CNT had created a reformist tendency in the face of which the FAI (Federacion Anarquista Iberica),
founded in 1927, undertook the defense of the integrity of anarchist doctrines. In 1931 a “Manifesto of the Thirty”
was put out by the syndicalist tendency condemning the “dictatorship” of minorities within the trade-union
movement, and declaring the independence of trade unionism and its claim to be sufficient unto itself. Some trade
unions left the CNT and a reformist element persisted within that trade-union center even after the breach had been
healed on the eve of the July 1936 Revolution.

Theory

The Spanish anarchists continuously published the major and even minor works of international anarchism in the
Spanish language. They thus preserved from neglect, and even perhaps absolute destruction, the traditions of a
socialism both revolutionary and free. Augustin Souchy was a German anarcho-syndicalist writer who put himself at
the service of Spanish anarchism. According to him, “the problem of the social revolution was continuously and
systematically discussed in their trade-union and group meetings, in their papers, their pamphlets, and their books.”

The proclamation of the Spanish Republic, in 1931, led to an outburst of “anticipatory” writings: Peirats lists about
fifty titles, stressing that there were many more, and emphasizes that this “obsession with revolutionary
construction” led to a proliferation of writings which contributed greatly to preparing the people for a revolutionary
road. James Guillaume’s pamphlet of 1876, Ide’es sur L’Organisation Sociale, was known to the Spanish anarchists
because it had been largely quoted in Pierre Besnard’s book, Les Syndicats Ouvriers et la Revolution Sociale, which
appeared in Paris in 1930. Gaston Leval had emigrated to the Argentine and in 1931 published Social
Reconstruction in Spain, which gave direct inspiration to the important work of Diego Abad de Santillan, to be
discussed below.

In 1932, the country doctor Isaac Puente published a rather naive and idealistic outline of libertarian communism; its
ideas were taken up by the Saragossa congress of the CNT in May 1936. Puente himself had become the moving
spirit of an insurrectionary committee in Aragon in 1933.
The Saragossa program of 1936 defined the operation of a direct village democracy with some precision. A
communal council was to be elected by a general assembly of the inhabitants and formed of representatives of
various technical committees. The general assembly was to meet whenever the interests of the commune required it,
on the request of members of the communal council or on the direct demand of the inhabitants. The various
responsible positions would have no executive or bureaucratic character. The incumbents (with the exception of a
few technicians and statisticians) would carry out their duties as producers, like everybody else, meeting at the end
of the day’s work to discuss matters of detail which did not require decisions by the general assembly.

Active workers were to receive a producer’s card on which would be recorded the amount of labor performed,
evaluated in daily units, which could be exchanged for goods. The inactive members of the population would
receive simply a consumer’s card. There was to be no general norm: the autonomy of the communes was to be
respected. If they thought fit, they could establish a different system of internal exchange, on the sole condition that
it did not injure the interests of the other communes. The right to communal autonomy would, however, not obviate
the duty of collective solidarity within the provincial and regional federations of communes.

One of the major concerns of the members of the Saragossa congress was the cultivation of the mind. Throughout
their lives all men were to be assured of access to science, art, and research of all kinds, provided only that these
activities remained compatible with production of material resources. Society was no longer to be divided into
manual workers and intellectuals: all were to be, simultaneously, both one and the other. The practice of such
parallel activities would insure a healthy balance in human nature. Once his day’s work as a producer was finished
the individual was to be the absolute master of his own time. The CNT foresaw that spiritual needs would begin to
be expressed in a far more pressing way as soon as the emancipated society had satisfied material needs.

Spanish anarcho-syndicalism had long been concerned to safeguard the autonomy of what it called “affinity
groups.” There were many adepts of naturism and vegetarianism among its members, especially among the poor
peasants of the south. Both these ways of living were considered suitable for the transformation of the human being
in preparation for a libertarian society. At the Saragossa congress the members did not forget to consider the fate of
groups of naturists and nudists, “unsuited to industrialization.” As these groups would be unable to supply all their
own needs, the congress anticipated that their delegates to the meetings of the confederation of communes would be
able to negotiate special economic agreements with the other agricultural and industrial communes. Does this make
us smile? On the eve of a vast, bloody, social transformation, the CNT did not think it foolish to try to meet the
infinitely varied aspirations of individual human beings.

With regard to crime and punishment the Saragossa congress followed the teachings of Bakunin, stating that social
injustice is the main cause of crime and, consequently, once this has been removed offenses will rarely be
committed. The congress affirmed that man is not naturally evil. The shortcomings of the individual, in the moral
field as well as in his role as producer, were to be investigated by popular assemblies which would make every effort
to find a just solution in each separate case.

Libertarian communism was unwilling to recognize the need for any penal methods other than medical treatment
and reeducation. If, as the result of some pathological condition, an individual were to damage the harmony which
should reign among his equals he would be treated for his unbalanced condition, at the same time that his ethical and
social sense would be stimulated. If erotic passions were to go beyond the bounds imposed by respect for the
freedom of others, the Saragossa congress recommended a “change of air,” believing it to be as good for physical
illness as for lovesickness. The trade-union federation really doubted that such extreme behavior would still occur in
surroundings of sexual freedom.

When the CNT congress adopted the Saragossa program in May 1936, no one really expected that the time to apply
it would come only two months later. In practice the socialization of the land and of industry which was to follow
the revolutionary victory of July 19 differed considerably from this idyllic program. While the word “commune”
occurred in every line, the term actually used for socialist production units was to be collectividades. This was not
simply a change of terminology: the creators of Spanish self-management looked to other sources for their
inspiration.
Two months before the Saragossa congress Diego Abad de Santillan had published a book, El Organismo
Economico de la Revolucion (The Economic Organization of the Revolution). This outline of an economic structure
drew a somewhat different inspiration from the Saragossa program.

Unlike many of his contemporaries, Santillan was not a rigid and sterile disciple of the great anarchists of the
nineteenth century. He regretted that anarchist literature of the previous twenty-five or thirty years should have paid
so little attention to the concrete problems of a new economy, and that it had not opened up original perspectives on
the future. On the other hand, anarchism had produced a superabundance of works, in every language, going over
and over an entirely abstract conception of liberty. Santillan compared this indigestible body of work with the
reports presented to the national and international congresses of the First International, and the latter seemed to him
the more brilliant for the comparison. He thought they had shown a very much better understanding of economic
problems than had appeared in subsequent periods.

Santillan was not backward, but a true man of his times. He was aware that “the tremendous development of modern
industry has created a whole series of new problems, which it was impossible to foresee at an earlier time.” There is
no question of going back to the Roman chariot or to primitive forms of artisan production. Economic insularity, a
parochial way of thinking, the patria chica (little fatherland) dear to the hearts of rural Spaniards nostalgic for a
golden age, the small-scale and medieval “free commune” of Kropotkin — all these must be relegated to a museum
of antiquities. They are the vestiges of out-of-date communalist conceptions. No “free communes” can exist from
the economic point of view: “Our ideal is the commune which is associated, federated, integrated into the total
economy of the country, and of other countries in a state of revolution.” To replace the single owner by a hydra-
headed owner is not collectivism, is not self-management. The land, the factories, the mines, the means of transport
are the product of the work of all and must be at the service of all. Nowadays the economy is neither local, nor even
national, but world-wide. The characteristic feature of modern life is the cohesion of all the productive and
distributive forces. “A socialized economy, directed and planned, is an imperative necessity and corresponds to the
trend of development of the modern economic world.”

Santillan foresaw the function of coordinating and planning as being carried out by a federal economic council,
which would not be a political authority, but simply an organ of coordination, an economic and administrative
regulator. Its directives would come from below, from the factory councils federated into trade union councils for
different branches of industry, and into local economic councils. The federal council is thus at the receiving end of
two chains of authority, one based on locality and the other on occupation. The organizations at the base provide it
with statistics so that it will be aware of the real economic situation at any given moment. In this way it can spot
major deficiencies, and determine the sectors in which new industries or crops are most urgently required. “The
policemen will no longer be necessary when the supreme authority lies in figures and statistics.” In such a system
state coercion has no utility, is sterile, even impossible. The federal council sees to the propagation of new norms,
the growth of interdependence between the regions and the formation of national solidarity. It stimulates research
into new methods of work, new manufacturing processes, new agricultural techniques. It distributes labor from one
region to another, from one branch of the economy to another.

There is no doubt that Santillan learned a great deal from the Russian Revolution. On the one hand, it taught him to
beware of the danger of a resurgence of the state and bureaucratic apparatus; but, on the other, it taught him that a
victorious revolution can not avoid passing through intermediate economic forms,[33] in which there survives for a
time what Marx and Lenin call “bourgeois law.” For instance, there could be no question of abolishing the banking
and monetary system at one fell swoop. These institutions must be transformed and used as a temporary means of
exchange to keep social life moving and prepare the way to new economic forms.

Santillan was to play an important part in the Spanish Revolution: he became, in turn, a member of the central
committee of the anti-fascist militia (end of July 1936), a member of the Catalonian Economic Council (August 11),
and Economics Minister of the Catalonian government (mid-December).

An “Apolitical” Revolution
The Spanish Revolution was, thus, relatively well prepared, both in the minds of libertarian thinkers and in the
consciousness of the people. It is therefore not surprising that the Spanish Right regarded the electoral victory of the
Popular Front in February 1936 as the beginning of a revolution.

In fact, the masses soon broke out of the narrow framework of their success at the ballot box. They ignored the rules
of the parliamentary game and did not even wait for a government to be formed to set the prisoners free. The
farmers ceased to pay rent to the landlords, the agricultural day laborers occupied land and began to cultivate it, the
villagers got rid of their municipal councils and hastened to administer themselves, the railwaymen went on strike to
enforce a demand for the nationalization of the railways. The building workers of Madrid called for workers’
control, the first step toward socialization.

The military chiefs, under the leadership of Colonel Franco, responded to the symptoms of revolution by a putsch.
But they only succeeded in accelerating the progress of a revolution which had, in fact, already begun. In Madrid, in
Barcelona, in Valencia particularly, in almost every big city but Seville, the people took the offensive, besieged
barracks, set up barricades in the streets and occupied strategic positions. The workers rushed from all sides to
answer the call of their trade unions. They assaulted the strongholds of the Franco forces, with no concern for their
own lives, with naked hands and uncovered breasts. They succeeded in taking guns from the enemy and persuading
soldiers to join their ranks.

Thanks to this popular fury the military putsch was checked within the first twenty-four hours; and then the social
revolution began quite spontaneously. It went forward unevenly, of course, in different regions and cities, but with
the greatest impetuosity in Catalonia and, especially, Barcelona. When the established authorities recovered from
their astonishment, they found that they simply no longer existed. The State, the police, the army, the administration,
all seemed to have lost their raison d’etre. The Civil Guard had been driven off or liquidated and the victorious
workers were maintaining order. The most urgent task was to organize food supplies: committees distributed
foodstuffs from barricades transformed into canteens, and then opened communal restaurants. Local administration
was organized by neighborhood committees, and war committees saw to the departure of the workers’ militia to the
front. The trade-union center had become the real town hall. This was no longer the “defence of the republic”
against fascism, it was the Revolution — a Revolution which, unlike the Russian one, did not have to create all its
organs of authority from scratch: the election of soviets was made unnecessary by the omnipresent anarcho-
syndicalist organization with its various committees at the base. In Catalonia the CNT and its conscious minority,
the FAI, were more powerful than the authorities, which had become mere phantoms.

In Barcelona especially, there was nothing to prevent the workers’ committees from seizing de jure the power which
they were already exercising de facto. But they did not do so. For decades, Spanish anarchism had been warning the
people against the deceptions of “politics” and emphasizing the primacy of the “economic.” It had constantly sought
to divert the people from a bourgeois democratic revolution in order to lead them to the social revolution through
direct action. On the brink of the Revolution, the anarchists argued something like this: let the politicians do what
they will; we, the “apolitical,” will lay hands on the economy. On September 3, 1936, the CNT-FAI Information
Bulletin published an article entitled “The Futility of Government,” suggesting that the economic expropriation
which was taking place would lead ipso facto to the “liquidation of the bourgeois State, which would die of
asphyxiation.”

Anarchists in Government

This underestimation of government, however, was very rapidly reversed and the Spanish anarchists suddenly
became governmentalists. Soon after the Revolution of July 19 in Barcelona, an interview took place between the
anarchist activist Garcia Oliver and the president of the Catalonian government, the bourgeois liberal Companys. He
was ready to resign but was kept in office. The CNT and the FAI refused to exercise an anarchist “dictatorship,” and
declared their willingness to collaborate with other left groupings. By mid-September, the CNT was calling on the
prime minister of the central government, Largo Caballero, to set up a fifteen-member “Defence Council” in which
they would be satisfied with five places. This was as good as accepting the idea of participating in a cabinet under
another name.
The anarchists ended up by accepting portfolios in two governments: first in Catalonia and subsequently in Madrid.
The Italian anarchist, Camillo Berneri, was in Barcelona and, on April 14, 1937, wrote an open letter to his comrade,
minister Federica Montseny, reproaching the anarchists with being in the government only as hostages and fronts
“for politicians who flirt with the [class] enemy.”[34] It is true that the State with which the Spanish anarchists had
agreed to become integrated remained a bourgeois State whose officials and political personnel often had but little
loyalty to the republic. What was the reason for this change of heart?

The Spanish Revolution had taken place as the consequence of a proletarian counterattack against a counter-
revolutionary coup d’etat. From the beginning the Revolution took on the character of self-defence, a military
character, because of the necessity to oppose the cohorts of Colonel Franco with anti-fascist militia. Faced by a
common danger, the anarchists thought that they had no choice but to join with all the other trade-union forces, and
even political parties, which were ready to stand against the Franco rebellion. As the fascist powers increased their
support for Franco, the anti-fascist struggle degenerated into a real war, a total war of the classical type. The
libertarians could only take part in it by abandoning more and more of their principles, both political and military.
They reasoned, falsely, that the victory of the Revolution could only be assured by first winning the war and, as
Santillan was to admit, they “sacrificed everything” to the war. Berneri argued in vain against the priority of the war
as such, and maintained that the defeat of Franco could only be insured by a revolutionary war. To put a brake on
the Revolution was, in fact, to weaken the strongest arm of the Republic: the active participation of the masses. An
even more serious aspect of the matter was that Republican Spain, blockaded by the Western democracies and in
grave danger from the advancing fascist troupe, needed Russian military aid in order to survive. This aid was given
on a two-fold condition: 1 ) the Communist Party must profit from it as much as possible, and the anarchists as little
as possible; 2) Stalin wanted at any price to prevent the victory of a social revolution in Spain, not only because it
would have been libertarian, but because it would have expropriated capital investments belonging to Britain which
was presumed to be an ally of the U.S.S.R. in the “democratic alliance” against Hitler. The Spanish Communists
went so far as to deny that a revolution had taken place: a legal government was simply trying to overcome a
military mutiny. In May 1937, there was a bloody struggle in Barcelona and the workers were disarmed by the
forces of order under Stalinist command. In the name of united action against the fascists the anarchists forbade the
workers to retaliate. The sad persistence with which they threw themselves into the error of the Popular Front, until
the final defeat of the Republic, cannot be dealt with in this short book.

Self-Management in Agriculture

Nevertheless, in the field to which they attached the greatest importance, the economic field, the Spanish anarchists
showed themselves much more intransigent and compromised to a much lesser degree. Agricultural and industrial
self-management was very largely self-propelled. But as the State grew stronger and the war more and more
totalitarian, an increasingly sharp contradiction developed between a bourgeois republic at war and an experiment in
communism or rather in libertarian collectivism. In the end, it was self-management which had to retreat, sacrificed
on the altar of “antifascism.” According to Peirats, a methodical study of this experiment in self-management has yet
to be made; it will be a difficult task, since self-management presented so many variants in different places and at
different times. This matter deserves all the more attention, because relatively little is known about it. Even within
the Republican ranks it was either passed over or under-rated. The civil war submerged it and even today
overshadows it in human memory. For example, there is no reference to it in the film To Die in Madrid, and yet it is
probably the most creative legacy of Spanish anarchism.

The Revolution of July 19, 1936, was a lightning defensive action by the people to counter the pronunciamento of
Franco. The industrialists and large landowners immediately abandoned their property and took refuge abroad. The
workers and peasants took over this abandoned property, the agricultural day laborers decided to continue
cultivating the soil on their own. They associated together in “collectives” quite spontaneously. In Catalonia a
regional congress of peasants was called together by the CNT on September 5 and agreed to the collectivization of
land under trade union management and control. Large estates and the property of fascists were to be socialized,
while small landowners would have free choice between individual property and collective property. Legal sanction
came later: on October 7, 1936, the Republican central government confiscated without indemnity the property of
“persons compromised in the fascist rebellion.” This measure was incomplete from a legal point of view, since it
only sanctioned a very small part of the take-overs already carried out spontaneously by the people; the peasants had
carried out expropriation without distinguishing between those who had taken part in the military putsch and those
who had not.

In underdeveloped countries where the technical resources necessary for large-scale agriculture are absent, the poor
peasant is more attracted by private property, which he has not yet enjoyed, than by socialized agriculture. In Spain,
however, libertarian education and a collectivist tradition compensated for technical underdevelopment, countered
the individualistic tendencies of the peasants, and turned them directly toward socialism. The latter was the choice of
the poorer peasants, while those who were slightly better off, as in Catalonia, clung to individualism. A great
majority (90 percent) of land workers chose to join collectives from the very beginning. This decision created a
close alliance between the peasants and the city workers, the latter being supporters of the socialization of the means
of production by the very nature of their function. It seems that social consciousness was even higher in the country
than in the cities.

The agricultural collectives set themselves up with a twofold management, economic and geographical. The two
functions were distinct, but in most cases it was the trade unions which assumed them or controlled them. A general
assembly of working peasants in each village elected a management committee which was to be responsible for
economic administration. Apart from the secretary, all the members continued their manual labor. Work was
obligatory for all healthy men between eighteen and sixty. The peasants were divided into groups of ten or more,
each led by a delegate, and each being allocated an area to cultivate, or an operation to perform, appropriate to the
age of its members and the nature of the work concerned. The management committee received the delegates from
the groups every evening. With regard to local administration, the commune frequently called the inhabitants
together in general assembly to receive reports of activities undertaken. Everything was put into the common pool
with the exception of clothing, furniture, personal savings, small domestic animals, garden plots, and poultry kept
for family use. Artisans, hairdressers, shoemakers, etc., were grouped in collectives; the sheep belonging to the
community were divided into flocks of several hundreds, put in the charge of shepherds, and methodically
distributed in the mountain pastures.

With regard to the distribution of products, various systems were tried out, some based on collectivism and others on
more or less total communism, and still others resulting from a combination of the two. Most commonly, payment
was based on family needs. Each head of a family received a daily wage of specially marked pesetas which could
only be exchanged for consumer goods in the communal shops, which were often set up in the church or its
buildings. Any balance not consumed was placed in a peseta credit account for the benefit of the individual. It was
possible to draw a limited amount of pocket money from this balance. Rent, electricity, medical care,
pharmaceuticals, old-age assistance, etc., were all free. Education was also free and often given in schools set up in
former convents; it was compulsory for all children under fourteen, who were forbidden to perform manual labor.

Membership in the collective continued to be voluntary, as was required by the basic concern of the anarchist for
freedom. No pressure was brought to bear on the small farmers. Choosing to remain outside the community, they
could not expect to receive its services and benefits since they claimed to be sufficient unto themselves. However,
they could opt to participate as they wished in communal work and they could bring their produce to the communal
shops. They were admitted to general assemblies and the enjoyment of some collective benefits. They were
forbidden only to take over more land than they could cultivate, and subject to only one restriction: that their
presence or their property should not disturb the socialist order. In some places socialized areas were reconstituted
into larger units by voluntary exchange of plots with individual peasants. In most villages individualists, whether
peasants or traders, decreased in number as time went on. They felt isolated and preferred to join the collectives.

It appears that the units which applied the collectivist principle of day wages were more solid than the comparatively
few which tried to establish complete communism too quickly, taking no account of the egoism still deeply rooted in
human nature, especially among the women. In some villages where currency had been suppressed and the
population helped itself from the common pool, producing and consuming within the narrow limits of the
collectives, the disadvantages of this paralyzing self-sufficiency made themselves felt, and individualism soon
returned to the fore, causing the breakup of the community by the withdrawal of many former small farmers who
had joined but did not have a really communist way of thinking.
The communes were united into cantonal federations, above which were regional federations. In theory all the lands
belonging to a cantonal federation were treated as a single unit without intermediate boundaries.[35] Solidarity
between villages was pushed to the limit, and equalization funds made it possible to give assistance to the poorest
collectives. Tools, raw materials, and surplus labor were all made available to communities in need.

The extent of rural socialization was different in different provinces. As already said, Catalonia was an area of
small- and medium sized farms, and the peasantry had a strong individualistic tradition, so that here there were no
more than a few pilot collectives. In Aragon, on the other hand, more than three-quarters of the land was socialized.
The creative initiative of the agricultural workers in this region had been stimulated by a libertarian militia unit, the
Durruti Column, passing through on its way to the northern front to fight the Franco troops, and by the subsequent
establishment of a revolutionary authority created at the base, which was unique of its kind in Republican Spain.
About 450 collectives were set up, with some half a million members. In the Levant region (five provinces, capital
Valencia), the richest in Spain, some 900 collectives were established, covering 43 percent of the geographical area,
50 percent of citrus production, and 70 percent of the citrus trade. In Castile, about 300 collectives were created,
with around 100,000 members. Socialization also made headway in Estremadura and part of Andalusia, while a few
early attempts were quickly repressed in the Asturias.

It should be remembered that grass-roots socialism was not the work of the anarcho-syndicalists alone, as many
people have supposed. According to Gaston Leval, the supporters of self-management were often “libertarians
without knowing it.” In Estremadura and Andalusia, the social-democratic, Catholic, and in the Asturias even
communist, peasants took the initiative in collectivization. However, in the southern areas not controlled by the
anarchists, where municipalities took over large estates in an authoritarian manner, the day laborers unfortunately
did not feel this to be a revolutionary transformation: their wages and conditions were not changed; there was no
self-management.

Agricultural self-management was an indisputable success except where it was sabotaged by its opponents or
interrupted by the war. It was not difficult to beat the record of large-scale private ownership, for it had been
deplorable. Some 10,000 feudal landowners had been in possession of half the territory of the Spanish Peninsula. It
had suited them to let a large part of their land lie fallow rather than to permit the development of a stratum of
independent farmers, or to give their day laborers decent wages; to do either of these would have undermined their
medieval feudal authority. Thus their existence had retarded the full development of the natural wealth of the
Spanish land.

After the Revolution the land was brought together into rational units, cultivated on a large scale and according to
the general plan and directives of agronomists. The studies of agricultural technicians brought about yields 30 to 50
percent higher than before. The cultivated areas increased, human, animal, and mechanical energy was used in a
more rational way, and working methods perfected. Crops were diversified, irrigation extended, reforestation
initiated, and tree nurseries started. Piggeries were constructed, rural technical schools built, and demonstration
farms set up, selective cattle breeding was developed, and auxiliary agricultural industries put into operation.
Socialized agriculture showed itself superior on the one hand to large-scale absentee ownership, which left part of
the land fallow; and on the other to small farms cultivated by primitive techniques, with poor seed and no fertilizers.

A first attempt at agricultural planning was made, based on production and consumption statistics produced by the
collectives, brought together by the respective cantonal committees and then by the regional committee which
controlled the quantity and quality of production within its area. Trade outside the region was handled by a regional
committee which collected the goods to be sold and in exchange for them bought the goods required by the region as
a whole. Rural anarcho-syndicalism showed its organizational ability and capacity for coordination to best
advantage in the Levant. The export of citrus required methodical modern commercial techniques; they were
brilliantly put into play, in spite of a few lively disputes with rich producers.

Cultural development went hand in hand with material prosperity: a campaign was undertaken to bring literacy to
adults; regional federations set up a program of lectures, films, and theatrical performances in all the villages. These
successes were due not only to the strength of the trade-union organization but, to a considerable degree, also to the
intelligence and initiative of the people. Although the majority of them were illiterate, the peasants showed a degree
of socialist consciousness, practical good sense, and spirit of solidarity and sacrifice which drew the admiration of
foreign observers. Fenner Brockway, then of the British Independent Labour Party, now Lord Brockway, visited the
collective of Segorbe and reported: “The spirit of the peasants’ their enthusiasm, and the way they contribute to the
common effort and the pride which they take in it, are all admirable.”

Self-Management in Industry

Self-management was also tried out in industry, especially in Catalonia, the most industrialized area in Spain.
Workers whose employers had fled spontaneously undertook to keep the factories going. For more than four
months, the factories of Barcelona, over which waved the red and black flag of the CNT, were managed by
revolutionary workers’ committees without help or interference from the State, sometimes even without experienced
managerial help. The proletariat had one piece of good fortune in being aided by technicians. In Russia in 1917–
1918, and in Italy in 1920, during those brief experiments in the occupation of the factories, the engineers had
refused to help the new experiment of socialization; in Spain many of them collaborated closely with the workers
from the very beginning.

A trade-union conference representing 600,000 workers was held in Barcelona in October 1936, with the object of
developing the socialization of industry. The initiative of the workers was institutionalized by a decree of the
Catalan government dated October 24, 1936. This ratified the fait accompli, but introduced an element of
government control alongside self-management. Two sectors were created, one socialist, the other private. All
factories with more than a hundred workers were to be socialized (and those with between fifty and a hundred could
be, on the request of three-quarters of the workers), as were those whose proprietors either had been declared
“subversive” by a people’s court or had stopped production, and those whose importance justified taking them out of
the private sector. (In fact many enterprises were socialized because they were heavily in debt.)

A factory under self-management was directed by a managerial committee of five to fifteen members representing
the various trades and services. They were nominated by the workers in general assembly and served for two years,
half being changed each year. The committee appointed a manager to whom it delegated all or part of its own
powers. In very large factories the selection of a manager required the approval of the supervisory organization.
Moreover, a government controller was appointed to each management committee. In effect it was not complete
self-management but a sort of joint management in very close liaison with the Catalonian government.

The management committee could be recalled, either by the general meeting of the workers or by the general
council of the particular branch of the industry (composed of four representatives of management committees, eight
of the trade unions, and four technicians appointed by the supervisory organization). This general council planned
the work and determined the division of the profits, and its decisions were mandatory. In those enterprises which
remained in private hands an elected workers’ committee was to control the production process and conditions of
work “in close collaboration with the employer.” The wage system was maintained intact in the socialized factories.
Each worker continued to be paid a fixed wage. Profits were not divided on the factory level and wages rose very
little after socialization, in fact even less than in the sector which remained private.

The decree of October 24, 1936, was a compromise between aspirations to self-management and the tendency to
tutelage by the leftist government, as well as a compromise between capitalism and socialism. It was drafted by a
libertarian minister, and ratified by the CNT, because anarchist leaders were in the government. How could they
object to the intervention of government in self-management when they themselves had their hands on the levers of
power? Once the wolf is allowed into the sheepfold he always ends up by acting as its master.

In spite of the considerable powers which had been given to the general councils of branches of industry, it appeared
in practice that workers’ self-management tended to produce a sort of parochial egoism, a species of “bourgeois
cooperativism,” as Peirats called it, each production unit concerning itself only with its own interests. There were
rich collectives and poor collectives. Some could pay relatively high wages while others could not even manage to
maintain the wage level which had prevailed before the Revolution. Some had plenty of raw materials, others were
very short, etc. This imbalance was fairly soon remedied by the creation of a central equalization fund, which made
it possible to distribute resources fairly. In December 1936, a trade-union assembly was held in Valencia, where it
was decided to coordinate the various sectors of production into a general organic plan, which would make it
possible to avoid harmful competition and the dissipation of effort.

At this point the trade unions undertook the systematic reorganization of whole trades, closing down hundreds of
small enterprises and concentrating production in those that had the bat equipment. For instance: in Catalonia
foundries were reduced from over 70 to 24, tanneries from 71 to 40, glass works from about 100 to about 30.
However, industrial centralization under trade-union control could not be developed as rapidly and completely as the
anarcho-syndicalist planners would have wished. Why was this? Because the Stalinists and reformists opposed the
appropriation of the property of the middle class and showed scrupulous respect for the private sector.

In the other industrial centers of Republican Spain the Catalonian socialization decree was not in force and
collectivizations were not so frequent as in Catalonia; however, private enterprises were often endowed with
workers’ control committees, as was the case in the Asturias.

Industrial self-management was, on the whole, as successful as agricultural self-management had been. Observers at
first hand were full of praise, especially with regard to the excellent working of urban public services under self-
management. Some factories, if not all, were managed in a remarkable fashion. Socialized industry made a major
contribution to the war against fascism. The few arms factories built in Spain before 1936 had been set up outside
Catalonia: the employers, in fact, were afraid of the Catalonian proletariat. In the Barcelona region, therefore, it was
necessary to convert factories in great haste so that they might serve the defense of the Republic. Workers and
technicians competed with each other in enthusiasm and initiative, and very soon war materiel made mainly in
Catalonia was arriving at the front. No less effort was put into the manufacture of chemical products essential for
war purposes. Socialized industry went ahead equally fast in the field of civilian requirements; for the first time the
conversion of textile fibers was undertaken in Spain, and hemp, esparto, rice straw, and cellulose were processed.

Self-Management Undermined

In the meanwhile, credit and foreign trade had remained in the hands of the private sector because the bourgeois
Republican government wished it so. It is true that the State controlled the banks, but it took care not to place them
under self-management. Many collectives were short of working capital and had to live on the available funds taken
over at the time of the July 1936 Revolution. Consequently they had to meet their day-to-day needs by chance
acquisitions such as the seizure of jewelry and precious objects belonging to churches, convents, or Franco
supporters who had fled. The CNT had proposed the creation of a “confederal bank” to finance self-management.
But it was utopian to try to compete with private finance capital which had not been socialized. The only solution
would have been to put all finance capital into the hands of the organized proletariat; but the CNT was imprisoned in
the Popular Front, and dared not go as far as that.

The major obstacle, however, was the increasingly open hostility to self-management manifested by the various
political general staffs of Republican Spain. It was charged with breaking the “united front” between the working
class and the small bourgeoisie, and hence “playing the game” of the fascist enemy. (Its detractors went so far as to
refuse arms to the libertarian vanguard which, on the Aragon front, was reduced to facing the fascist machine guns
with naked hands — and then being reproached for its “inactivity.” )

It was the Stalinist minister of agriculture, Vicente Uribe, who had established the decree of October 7, 1936, which
legalized part of the rural collectivizations. Appearances to the contrary, he was imbued with an anti-collectivist
spirit and hoped to demoralize the peasants living in socialized groups. The validation of collectivizations was
subjected to very rigid and complicated juridical regulations. The collectives were obliged to adhere to an extremely
strict time limit, and those which had not been legalized on the due date were automatically placed outside the law
and their land made liable to being restored to the previous owners.

Uribe discouraged the peasants from joining the collectives and fomented discontent against them. In December
1936 he made a speech directed to the individualist small proprietors, declaring that the guns of the Communist
Party and the government were at their disposal. He gave them imported fertilizer which he was refusing to the
collectives. Together with his Stalinist colleague, Juan Comorera, in charge of the economy of Catalonia, he brought
the small- and medium-scale landowners together into a reactionary union, subsequently adding the traders and even
some owners of large estates disguised as smallholders. They took the organization of food supplies for Barcelona
away from the workers’ unions and handed it over to private trade.

Finally, when the advance guard of the Revolution in Barcelona had been crushed in May 1937,[36] the coalition
government went so far as to liquidate agricultural self-management by military means. On the pretext that it had
remained “outside the current of centralization,” the Aragon “regional defense council” was dissolved by a decree of
August 10, 1937. Its founder, Joaquin Ascaso, was charged with “selling [...]” which was actually an attempt to get
funds for the collectives. Soon after this, the 11 th Mobile Division of Commander Lister (a Stalinist), supported by
tanks, went into action against the collectives. Aragon was invaded like an enemy country, those in charge of
socialized enterprises were arrested, their premises occupied, then closed; management committees were dissolved,
communal shops emptied, furniture broken up, and flocks disbanded. The Communist press denounced “the crimes
of forced collectivization.” Thirty percent of the Aragon collectives were completely destroyed.

Even by this brutality, however, Stalinism was not generally successful in forcing the peasants of Aragon to become
private owners. Peasants had been forced at pistol point to sign deeds of ownership, but as soon as the Lister
Division had gone, these were destroyed and the collectives rebuilt. As G. Munis, the Spanish Trotskyist, wrote:
“This was one of the most inspiring episodes of the Spanish Revolution. The peasants reaffirmed their socialist
beliefs in spite of governmental terror and the economic boycott to which they were subjected.”

There was another, less heroic, reason for the restoration of the Aragon collectives: the Communist Party had
realized, after the event, that it had injured the life force of the rural economy, endangered the crops from lack of
manpower, demoralized the fighters on the Aragon front, and dangerously reinforced the middle class of landed
proprietors. The Party, therefore, tried to repair the damage it had itself done, and to revive some of the collectives.
The new collectives, however, never regained the extent or quality of land of their predecessors, nor the original
manpower, since many militants had been imprisoned or had sought shelter from persecution in the anarchist
divisions at the front.

Republicans carried out armed attacks of the same kind against agricultural self-management in the Levant, in
Castile, and in the provinces of Huesca and Teruel. However, it survived, by hook or by crook, in many areas which
had not yet fallen into the hands of the Franco troops, especially in the Levant.

The ambiguous attitude, to put it mildly, of the Valencia government to rural socialism contributed to the defeat of
the Spanish Republic: the poor peasants were not always clearly aware that it was in their interests to fight for the
Republic.

In spite of its successes, industrial self-management was sabotaged by the administrative bureaucracy and the
authoritarian socialists. The radio and press launched a formidable preparatory campaign of denigration and
calumny, questioning the honesty of the factory management councils. The Republican central government refused
to grant any credit to Catalonian self-management even when the libertarian minister of the Catalonian economy,
Fabregas, offered the billion pesetas of savings bank deposits as security. In June 1937, the Stalinist Comorera took
over the portfolio of the economy, and deprived the self-managed factories of raw materials which he lavished on
the private sector. He also failed to deliver to the socialist enterprises supplies which had been ordered for them by
the Catalan administration.

The central government had a stranglehold over the collectives; the nationalization of transport made it possible for
it to supply some and cut off all deliveries to others. Moreover, it imported Republican army uniforms instead of
turning to the Catalonian textile collectives. On August 22, 1937, it passed a decree suspending the application of
the Catalonian October 1936 socialization decree to the metal and mining industries. This was done on the pretext of
the necessities of national defence; and the Catalonian decree was said to be “contrary to the spirit of the
Constitution.” Foremen and managers who had been driven out by self-management, or rather, those who had been
unwilling to accept technical posts in the self-managed enterprises, were brought back, full of a desire for revenge.
The end came with the decree of August 11, 1938, which militarized all war industries under the control of the
Ministry of War Supplies. An overblown and ill-behaved bureaucracy invaded the factories — a swarm of
inspectors and directors who owed their position solely to their political affiliations, in particular to their recent
membership in the Stalinist Communist Party. The workers became demoralized as they saw themselves deprived of
control over enterprises which they had created from scratch during the first critical months of the war, and
production suffered in consequence.

In other branches, Catalan industrial self-management survived until the Spanish Republic was crushed. It was
slowed down, however, for industry had lost its main outlets and there was a shortage of raw materials, the
government having cut off the credit necessary to purchase them.

To sum up, the newborn Spanish collectives were immediately forced into the strait jacket of a war carried on by
classic military methods, in the name of which the Republic clipped the wings of its own vanguard and
compromised with reaction at home.

The lesson which the collectives have left behind them, however, is a stimulating one. In 1938 Emma Goldman was
inspired to praise them thus: “The collectivization of land and industry shines out as the greatest achievement of any
revolutionary period. Even if Franco were to win and the Spanish anarchists were to be exterminated, the idea they
have launched will live on.” On July 21, 1937, Federica Montseny made a speech in Barcelona in which she clearly
posed the alternatives: “On the one hand, the supporters of authority and the totalitarian State, of a state-directed
economy, of a form of social organization which militarizes all men and converts the State into one huge employer,
one huge entrepreneur; on the other hand, the operation of mines, fields, factories and workshops, by the working
class itself, organized in trade-union federations.” This was the dilemma of the Spanish Revolution, but in the near
future it may become that of socialism the world over.

By Way of Conclusion

The defeat of the Spanish Revolution deprived anarchism of its only foothold in the world. It came out of this trial
crushed, dispersed, and, to some extent, discredited. History condemned it severely and, in certain respects, unjustly.
It was not in fact, or at any rate alone, responsible for the victory of the Franco forces. What remained from the
experience of the rural and industrial collectives, set up in tragically unfavorable conditions, was on the whole to
their credit. This experience was, however, underestimated, calumniated, and denied recognition. Authoritarian
socialism had at last got rid of undesirable libertarian competition and, for years, remained master of the field. For a
time it seemed as though state socialism was to be justified by the military victory of the U.S.S.R. against Nazism in
1945 and by undeniable, and even imposing, successes in the technical field.

However, the very excesses of this system soon began to generate their own negation. They engendered the idea that
paralyzing state centralization should be loosened up, that production units should have more autonomy, that
workers would do more and better work if they had some say in the management of enterprises. What medicine calls
“antibodies” were generated in one of the countries brought into servitude by Stalin. Tito’s Yugoslavia freed itself
from the too heavy yoke which was making it into a sort of colony. It then proceeded to re-evaluate the dogmas
which could now so clearly be seen as anti-economic. It went back to school under the masters of the past,
discovering and discreetly reading Proudhon. It bubbled in anticipation. It explored the too-little-known libertarian
areas of thinking in the works of Marx and Lenin. Among other things it dug out the concept of the withering away
of the State, which had not, it is true, been altogether eliminated from the political vocabulary, but had certainly
become no more than a ritual formula quite empty of substance. Going back to the short period during which
Bolshevism had identified itself with proletarian democracy from below, with the soviets, Yugoslavia gleaned a
word which had been enunciated by the leaders of the October Revolution and then quickly forgotten: self-
management. Attention was also fumed to the embryonic factory councils which had arisen at the same time,
through revolutionary contagion, in Germany and Italy and, much later, Hungary. As reported in the French review
Arguments by the Italian, Roberto Guiducci, the question arose whether “the idea of the councils, which had been
suppressed by Stalinism for obvious reasons,” could not “be taken up again in modern terms.”
When Algeria was decolonized and became independent its new leaders sought to institutionalize the spontaneous
occupations of abandoned European property by peasants and workers. They drew their inspiration from the
Yugoslav precedent and took its legislation in this matter as a model.

If its wings are not clipped, self-management is undoubtedly an institution with democratic, even libertarian
tendencies. Following the example of the Spanish collectives of 1936–1937, self-management seeks to place the
economy under the management of the producers themselves. To this end a three-tier workers’ representation is set
up in each enterprise, by means of elections: the sovereign general assembly; the workers’ council, a smaller
deliberative body; and, finally, the management committee, which is the executive organ. The legislation provides
certain safeguards against the threat of bureaucratization: representatives cannot stand for re-election too often, must
be directly involved in production, etc. In Yugoslavia the workers can be consulted by referendum as an alternative
to general assemblies, while in very large enterprises general assemblies take place in work sections.

Both in Yugoslavia and in Algeria’ at least in theory, or as a promise for the future, great importance is attributed to
the commune, and much is made of the fact that self-managing workers will be represented there. In theory, again,
the management of public affairs should tend to become decentralized, and to be carried out more and more at the
local level.

These good intentions are far from being carried out in practice. In these countries self-management is coming into
being in the framework of a dictatorial, military, police state whose skeleton is formed by a single party. At the helm
there is an authoritarian and paternalistic authority which is beyond control and above criticism. The authoritarian
principles of the political administration and the libertarian principles of the management of the economy are thus
quite incompatible.

Moreover, a certain degree of bureaucratization tends to show itself even within the enterprises, in spite of the
precautions of the legislators. The majority of the workers are not yet mature enough to participate effectively in
self-management. They lack education and technical knowledge, have not got rid of the old wage-earning mentality,
and too willingly put all their powers into the hands of their delegates. This enables a small minority to be the real
managers of the enterprise, to arrogate to themselves all sorts of privileges and do exactly as they like. They also
perpetuate themselves in directorial positions, governing without control from below, losing contact with reality and
cutting themselves off from the rank-and-file workers, whom they often treat with arrogance and contempt. All this
demoralizes the workers and turns them against self-management. Finally, state control is often exercised so
indiscreetly and so oppressively that the “self-managers” do not really manage at all. The state appoints directors to
the organs of self-management without much caring whether the latter agree or not, although, according to the law,
they should be consulted. These bureaucrats often interfere excessively in management, and sometimes behave in
the same arbitrary way as the former employers. In very large Yugoslav enterprises directors are nominated entirely
by the State; these posts are handed out to his old guard by Marshall Tito.

Moreover, Yugoslavian self-management is extremely dependent on the State for finance. It lives on credits
accorded to it by the State and is free to dispose of only a small part of its profits, the rest being paid to the treasury
in the form of a tax. Revenue derived from the self-management sector is used by the State not only to develop the
backward sectors of the economy, which is no more than just, but also to pay for the heavily bureaucratized
government apparatus, the army, the police forces, and for prestige expenditure, which is sometimes quite excessive.
When the members of self-managed enterprises are inadequately paid, this blunts the enthusiasm for self-
management and is in conflict with its principles.

The freedom of action of each enterprise, moreover, is fairly strictly limited, since it is subject to the economic plans
of the central authority, which are drawn up arbitrarily without consultation of the rank and file. In Algeria the self-
managed enterprises are also obliged to cede to the State the commercial handling of a considerable portion of their
products. In addition, they are placed under the supervision of “organs to supply disinterested technical of tutelage,”
which are supposed and bookkeeping assistance but, in practice, tend to replace the organs of self-management and
take over their functions.
In general, the bureaucracy of the totalitarian State is unsympathetic to the claims of self-management to autonomy.
As Proudhon foresaw, it finds it hard to tolerate any authority external to itself. It dislikes socialization and longs for
nationalization, that is to say, the direct management by officials of the State. Its object is to infringe upon self-
management, reduce its powers, and in fact absorb it.

The single party is no less suspicious of self-management, and likewise finds it hard to tolerate a rival. If it embraces
self-management, it does so to stifle it more effectively. The party has cells in most of the enterprises and is strongly
tempted to take part in management, to duplicate the organs elected by the workers or reduce them to the role of
docile instruments, by falsifying elections and setting out lists of candidates in advance. The party tries to induce the
workers’ councils to endorse decisions already taken in advance, and to manipulate and shape the national
congresses of the workers.

Some enterprises under self-management react to authoritarian and centralizing tendencies by becoming isolationist,
behaving as though they were an association of small proprietors, and trying to operate for the sole benefit of the
workers involved. They tend to reduce their manpower so as to divide the cake into larger portions. They also seek
to produce as little of everything instead of specializing. They devote time and energy to getting around plans or
regulations designed to serve the interests of the community as a whole. In Yugoslavia free competition between
enterprises has been allowed, both as a stimulant and to protect the consumer, but in practice the tendency to
autonomy has led to flagrant inequalities output and to economic irrationalities.

Thus self-management itself incorporates a pendulum-like movement which makes it swing constantly between two
extremes: excessive autonomy or excessive centralization; authority or anarchy; control from below or control from
above. Through the years Yugoslavia, in particular, has corrected centralization by autonomy, then autonomy by
centralization, constantly remodeling its institutions without so far successfully attaining a “happy medium.”

Most of the weaknesses of self-management could be avoided or corrected if there were an authentic trade-union
movement, independent of authority and of the single party, springing from the workers themselves and at the same
time organizing them, and animated by the spirit characteristic of Spanish anarcho-syndicalism. In Yugoslavia and
in Algeria, however, trade unionism is either subsidiary or supernumerary, or is subject to the State, to the single
party. It cannot, therefore, adequately furfill the task of conciliator between autonomy and centralization which it
should undertake, and could perform much better than totalitarian political organs. In fact, a trade unionism which
genuinely issued from the workers, who saw in it their own reflection, would be the most effective organ for
harmonizing the centrifugal and centripetal forces, for “creating an equilibrium” as Proudhon put it, between the
contradictions of self-management.

The picture, however, must not be seen as entirely black. Selfmanagement certainly has powerful and tenacious
opponents, who have not given up hope of making it fail. But it has, in fact, shown itself quite dynamic in the
countries where experiments are being carried on. It has opened up new perspectives for the workers and restored to
them some pleasure in their work. It has opened their minds to the rudiments of authentic socialism, which involves
the progressive disappearance of wages, the disalienation of the producer who will become a free and self-
determining being. Selfmanagement has in this way increased productivity and registered considerable positive
results, even during the trials and errors of the initial period.

From rather too far away, small circles of anarchists follow the development of Yugoslav and Algerian self-
management with a mixture of sympathy and disbelief. They feel that it is bringing some fragments of their ideal
into reality, but the experiment is not developing along the idealistic lines foreseen by libertarian communism. On
the contrary it is being tried in an authoritarian framework which is repugnant to anarchism. There is no doubt that
this framework makes self-management fragile: there is always a danger that it will be devoured by the cancer of
authoritarianism. However, a close and unprejudiced look at self-management seems to reveal rather encouraging
signs.

In Yugoslavia self-management is a factor favoring the democratization of the regime. It has created a healthier
basis for recruitment in working-class circles. The party is beginning to act as an inspiration rather than a director,
its cadres are becoming better spokesmen for the masses, more sensitive to their problems and aspirations. As Albert
Meister, a young Swiss sociologist who set himself the task of studying this phenomenon on the spot, comments,
self-management contains a “democratic virus” which, in the long run, invades the single party itself. He regards it
as a “tonic.” It welds the lower party echelons to the working masses. This development is so clear that it is bringing
Yugoslav theoreticians to use language which would not disgrace a libertarian. For example, one of them, Stane
Kavcic, states: “In future the striking force of socialism in Yugoslavia cannot be a political party and the State acting
from the top down, but the people, the citizens, with constitutional rights which enable them to act from the base
up.” He continues bravely that self-management is increasingly loosening up “the rigid discipline and subordination
which are characteristic of all political parties.”

The trend is not so clear in Algeria, for the experiment is of more recent origin and still in danger of being called
into question. A clue may be found in the fact that at the end of 1964, Hocine Zahouane, then head of orientation of
the National Liberation Front, publicly condemned the tendency of the “organs of guidance” to place themselves
above the members of the self-management groups and to adopt an authoritarian attitude toward them. He went on:
“When this happens, socialism no longer exists. There remains only a change in the form of exploitation of the
workers.” This official concluded by asking that the producers “should be truly masters of their production” and no
longer be “manipulated for ends which are foreign to socialism.” It must be admitted that Hocine Zahouane has
since been removed from office by a military coup d’e’tat and has become the leading spirit of a clandestine socialist
opposition. He is for the time being”[37] in compulsory residence in a torrid area of the Sahara.

To sum up, self-management meets with all kinds of difficulties and contradictions, yet, even now, it appears in
practice to have the merit of enabling the masses to pass through an apprenticeship in direct democracy acting from
the bottom upward; the merit of developing, encouraging, and stimulating their free initiative, of imbuing them with
a sense of responsibility instead of perpetuating age-old habits of passivity, submission, and the inferiority complex
left to them by past oppression, as is the case under state communism. This apprenticeship is sometimes laborious,
progresses rather slowly, loads society with extra burdens and may, possibly, be carried out only at the cost of some
“disorder.” Many observers think, however, that these difficulties, delays, extra burdens, and growing pains are less
harmful than the false order, the false luster, the false “efficiency” of state communism which reduces man to
nothing, kills the initiative of the people, paralyzes production, and, in spite of material advances obtained at a high
price, discredits the very idea of socialism.

The U.S.S.R. itself is re-evaluating its methods of economic management, and will continue to do so unless the
present tendency to liberalization is cancelled by a regression to authoritarianism. Before he fell, on October 15,
1964, Khrushchev seemed to have understood, however timidly and belatedly, the need for industrial
decentralization. In December 1964 Pravda published a long article entitled “The State of the Whole People” which
sought to define the changes of structure that differentiate the form of State “said to be of the whole people” from
that of the “dictatorship of the proletariat”; namely, progress toward democratization, participation of the masses in
the direction of society through self-management, and the revitalization of the soviets, the trade unions, etc.

The French daily Le Monde of February 16, 1965, published an article by Michel Tatu, entitled “A Major Problem:
The Liberation of the Economy,” exposing the most serious evils “affecting the whole Soviet bureaucratic machine,
especially the economy.” The high technical level this economy has attained makes the rule of bureaucracy over
management even more unacceptable. As things are at present, directors of enterprises cannot make decisions on
any subject without referring to at least one office, and more often to half a dozen. “No one disputes the remarkable
technical, scientific, and economic progress which has been made in thirty years of Stalinist planning. The result,
however, is precisely that this economy is now in the class of developed economies, and that the old structures
which enabled it to reach this level are now totally, and ever more alarmingly, unsuitable.” “Much more would be
needed than detailed reforms; a spectacular change of thought and method, a sort of new de-Stalinization would be
required to bring to an end the enormous inertia which permeates the machine at every level.” As Ernest Mandel has
pointed out, however, in an article in the French review Les Temps Modernes, decentralization cannot stop at giving
autonomy to the directors of enterprises, it must lead to real workers’ self-management.

The late Georges Gurvitch, a left-wing sociologist, came to a similar conclusion. He considers that tendencies to
decentralization and workers’ self-management have only just begun in the U.S.S.R., and that their success would
show “that Proudhon was more right than one might have thought.”
In Cuba the late state socialist Che Guevara had to quit the direction of industry, which he had run unsuccessfully
owing to overcentralization. In Cuba: Socialism and Development, Rene Dumont, a French specialist in the Castro
economy, deplores its “hypercentralization” and bureaucratization. He particularly emphasized the “authoritarian”
errors of a ministerial department which tries to manage the factories itself and ends up with exactly the opposite
results: “By trying to bring about a strongly centralized organization one ends up in practice... by letting any kind of
thing be done, because one cannot maintain control over what is essential.” He makes the same criticism of the state
monopoly of distribution: the paralysis which it produces could have been avoided “if each production unit had
preserved the function of supplying itself directly.” “Cuba is beginning all over again the useless cycle of economic
errors of the socialist countries,” a Polish colleague in a very good position to know confided to Rene Dumont. The
author concludes by abjuring the Cuban regime to turn to autonomous production units and, in agriculture, to
federations of small farm-production cooperatives. He is not afraid to give the remedy a name, self-management,
which could perfectly well be reconciled with planning. Unfortunately, the voice of Rene Dumont has not yet been
heard in Havana.

The libertarian idea has recently come out of the shadow to which its detractors had relegated it. In a large part of
the world the man of today has been the guinea pig of state communism, and is only now emerging, reeling, from
the experience. Suddenly he is turning, with lively curiosity and often with profit, to the rough drafts for a new self-
management society which the pioneers of anarchism were putting forward in the last century. He is not swallowing
them whole, of course, but drawing lessons from them, and inspiration to try to complete the task presented by the
second half of this century: to break the fetters, both economic and political, of what has been too simply called
“Stalinism”; and this, without renouncing the fundamental principles of socialism: on the contrary, thereby
discovering — or rediscovering — the forms of a reaal, authentic socialism, that is to say, socialism combined with
liberty.

Proudhon, in the midst of the 1848 Revolution, wisely thought that it would have been asking too much of his
artisans to go, immediately, all the way to “anarchy.” In default of this maximum program, he sketched out a
minimum libertarian program: progressive reduction in the power of the State, parallel development of the power of
the people from below, through what he called clubs, and which the man of the twentieth century would call
councils. It seems to be the more or less conscious purpose of many contemporary socialists to seek out such a
program.

Although a possibility of revival is thus opened up for anarchism, it will not succeed in fully rehabilitating itself
unless it is able to belie, both in theory and in practice, the false interpretations to which it has so long been subject.
As we saw, in 1924 Joaqum Maurin was impatient to finish with it in Spain, and suggested that it would never be
able to maintain itself except in a few “backward countries” where the masses would “cling” to it because they are
entirely without “socialist education,” and have been “left to their natural instincts.” He concluded: “Any anarchist
who succeeds in improving himself, in learning, and in seeing clearly, automatically ceases to be an anarchist.”

The French historian of anarchism, Jean Maitron, simply confused “anarchy” and disorganization. A few years ago
he imagined that anarchism had died with the nineteenth century, for our epoch is one of “plans, organization, and
discipline.” More recently the British writer George Woodcock saw fit to accuse the anarchists of being idealists
swimming against the dominant current of history, feeding on an idyllic vision of the future while clinging to the
most attractive features of a dying past. Another English specialist on the subject, James Joll, insists that the
anarchists are out-of-date, for their ideas are opposed to the development of large-scale industry, to mass production
and consumption, and depend on a retrograde romantic vision of an idealized society of artisans and peasants, and
on a total rejection of the realities of the twentieth century and of economic organization.[38]

In the preceding pages I have tried to show that this is not a true picture of anarchism. Bakunin’s works best express
the nature of constructive anarchism, which depends on organization, on selfdiscipline, on integration, on federalist
and noncoercive centralization. It rests upon large-scale modern industry, up-to-date techniques, the modern
proletariat, and internationalism on a world scale. In this regard it is of our times, and belongs to the twentieth
century. It may well be state communism, and not anarchism, which is out of step with the needs of the
contemporary world.
In 1924 Joaquin Maurin reluctantly admitted that throughout the history of anarchism “symptoms of decline” had
been “followed by sudden revival.” The future may show that only in this reluctant admission was the Spanish
Marxist a good prophet.

[1] Authoritarian was an epithet used by the libertarian anarchists and denoted those socialists whom they
considered less libertarian than themselves and who they therefore presumed were in favour of authority.

[2] Jules Guesde (1845–1922) in 1879 introduced Marxist ideas to the French workers’ movement. (Translator’s
note.)

[3] The term societaire is used to define a form of anarchism which repudiates individualism and aims at integration
into society. (Translator’s note. )

[4] “Voline” was the pseudonym of V. M. Eichenbaum, author of La Revolution Inconnue 1917–1921, the third
volume of which is in English as The Unknown Revolution (1955). Another partial translation is Nineteen-seventeen:
The Russian Revolution Betrayed (1954). (Translator’s note. )

[5] Alias of the French terrorist Francois-Claudius Koenigstein (1859–1892) who committed many acts of violent
terrorism and was eventually executed. (Translator’s note. )

[6] In 1883 an active nucleus of revolutionary socialists founded an International Working Men’s Association in the
United States. They were under the influence of the International Anarchist Congress, held in London in 1881, and
also of Johann Most, a social democrat turned anarchist, who reached America in 1882. Albert R. Parsons and
Adolph Fischer were the moving spirits in the association, which took the lead in a huge mass movement
concentrated on winning an eight-hour day. The campaign for this was launched by the trade unions and the Knights
of Labor, and May 1, 1886, was fixed as the deadline for bringing the eight-hour day into force. During the first half
of May, a nationwide strike involved 190,000 workers of whom 80,000 were in Chicago. Impressive mass
demonstrations occurred in that city on May 1 and for several days thereafter. Panic-stricken and terrified by this
wave of rebellion, the bourgeoisie resolved to crush the movement at its source, resorting to bloody provocation if
need be. During a street meeting on May 4, 1885, in Haymarket Square, a bomb thrown at the legs of the po]ice in
an unexplained manner provided the necessary pretext. Eight leaders of the revolutionary and libertarian socialist
movement were arrested, seven of them sentenced to death, and four subsequently hanged (a fifth committed suicide
in his cell the day before the execution). Since then the Chicago martyrs — Parsons, Fischer, Enge], Spies, and
Lingg — have be]onged to the international proletariat, and the universal celebration of May Day (May 1) still
commemorates the atrocious crime committed in the United States.

[7] All quotations have been translated into English by the translator.

[8] French writer (1830–1905) known principally as a geographer. His brother Elie played an active part during the
Commune of 1871. (Translator’s note.)

[9] Wilhelm Weitling (1808–1871), German utopian communist writer and founder of Communist Workers’ Clubs
during the 1830’s and 1840’s. (Translator’s note. )

[10] Guizot, a minister under Louis Philippe, was known for his extreme conservative views. (Translator’s note )

[11] Followers of Auguste Blanqui (1805–1881), French socialist and revolutonary’ advocate of insurrection by
minorities. (Translator’s note.)

[12] In his book The Ego and His Own.


[13] Without direct mention of Stirner, whose work he may not, therefore, have read.

[14] Cf. the 1963 decrees by which the Algerian Republic institutionalized the self-management which had been
originated spontaneously by the peasants. The apportionment — if not the actual percentages — is very similar, and
the last quarter, “to be divided among tile workers,” is the same as the “balance” over which there was controversy
in Algeria.

[15] Alleu is a feudal term for heritable inalienable property. The Germains were a German tribe in which individual
freedom was highly developed. (Translator’s note.)

[16] Cf. a similar discussion in the Critique of the Gotha Programme, drafted by Karl Marx in 1875 though not
published until 1891.

[17] Cuba is today gropingly and prematurely trying to find the way to integral communism.

[18] A state monopoly in France. (Translator’s note.)

[19] A Swiss branch of the Intemational which had adopted Bakunin’s ideas.

[20] Pi y Margall was a minister in the period between 1873 and 1874 when a republic was briefly established in
Spain. (Translator’s note.) When, in January 1937, Fedenca Montseny, a woman anarchist who had become a
minister, praised the legionalism of Pi y Margall, Gaston Leval replied that he was far from a faithful follower of
Bakunin.

[21] La Revolution Proletarienne is a French monthly; Robert Louzon a veteran revolutionary syndicalist.
(Translator’s note.)

[22] Robert Lonzon pointed out to the author that from a dialectic point of view this statement and that of Pelloutier
are in no way mutually exclusive: terrorism had contradictory effects on the working-class movement.

[23] A Bolshevik historian who later became a Stalinist.

[24] See Social-Democratic Condemnation of Anarchism.

[25] Jacquerie was the name given, to the French peasant revolt of 1358 (from racques, the nickname of the French
peasant). (Translator’s note.)

[26] Debate among anarcho-syndicalists on the relative merits of factory councils and trade unions was, moreover,
nothing new; it had recently divided the anarchists in Russia and even caused a split in the ranks of the editorial
team in charge of the libertarian paper Golos Truda, some members remaining faithful to classical syndicalism while
others, including G. P. Maximoff, opted for the councils.

[27] In April 1922, the KAPD set up a “Communist Workers International” with Dutch and Belgian opposition
groups.

[28] The Spanish National Confederation of Labor.

[29] In France, for example, the trade unionists who followed Pierre Besnard were expelled from the Confederation
Generale du Travail Unitaire (obedient to the Communists) and, in 1924, founded the Confederation Genlrale du
Travail Syndicaliste Revolutionnaire.
[30] Whereas in Castile and in the Asturias, etc., the social-democratic trade union center, the General Union of
Workers (UGT) was predominant.

[31] The CNT only agreed to the creation of industrial federations in 1931. In 1919 this had been rejected by the
“pure” anarchists as leading toward centralism and bureaucracy; but it had become essential to reply to the
concentration of capitalism by the concentration of the unions in a single industry. The large industrial federations
were only really stabilized in 1937.

[32] See Anarchists in the Trade Unions.

[33] Not to be confused with intermediate political forms, which the anarchists, unlike the Marxists, reject.

[34] The International Workers’ Association to which the CNT was affiliated hdd a special congress in Paris, June
11–13, 1937, at which the anarcho-syndicalist trade-union center was reproached for participating in govemment
and for the concessions it had mate in consequence. With this backing, Sebastien Faure decided to publish a series of
articles in the July 8, 15, and 22 issues of Le Libertaire, entitled “The Fatal Slope.” These were severely critical of
the decision of the Spanish anarchists to take part in government. The CNT was enraged and brought about the
resignation of the secretary of the International Workers’ Association, Pierre Besnard.

[35] “In theory,” because there was some litigation between villages on this subject.

[36] This refers to the time when the POUM (Partido Obrero Unido Marxista) together with rank-and-file
anarchists came into armed conflict with the police and were defeated and crushed. (Translator’s note.)

[37] As of July 1969.

[38] James Joll recently wrote to the author that after reading this book he had to some extent revised his views.

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