24 Interpretation of Stautes
24 Interpretation of Stautes
24 Interpretation of Stautes
INTERPRETATION OF STATUTES
Anurag Deep*
I INTRODUCTION
RULES OF interpretation provide strong base for the super structure of judicial
reasoning. Reasoned judgements very often need the logical support of certain
well settled principles generally applied by judges to arrive at convincing decisions.
The survey of the Supreme Court judgements during the year 2013 proved this
fact. The presumption of constitutionality of statute is elaborately analysed,
discussed and applied in various decisions. Resort to literary and purposive
interpretation has also helped the court at appropriate occasions. Internal aids of
preamble, titles, object clause, proviso etc., are also beneficially utilized. External
aids for example maxim, books, reports, etc., are also found useful. Out of various
decisions which were discussed in last survey1 two were referred for higher bench
as the judges of division bench had difference of opinion. It is a natural curiosity
as to the final outcome of these two judgements.2 The Supreme Court of India in
the search of ‘legislative intent’ had discussed almost all settled “rules of thumb”.
Due to presence of huge number of cases the present survey has avoided surveying
high court judgments and confined only to some important decisions of the Supreme
Court.3
In view of the legislative explosion and a responsive judiciary in India,
challenges regarding interpretation need no special explanation. A very recent
* Associate Professor, Indian Law Institute, New Delhi. The author sincerely
acknowledges Prof. Sushil K Verma, Professor (Retired), Faculty of Law, BHU,
Varanasi under whose guidance this work is produced. Prof. Sushil K Verma had been
a member of the faculty in The Indian Law Institute, New Delhi during 1969-71. He
had also served as assistant editor of The Journal of Indian Law Institute and the
Annual Survey of Indian Law. This author also acknowledges the assistance of Sumit
Mangla, LL.B. 5th year, Lloyd Law College, Greater Noida who was intern under him
in ILI during August 2014. The paragraphs cited herein are from india.nic.in manupatra/
westlaw/scconline online databases.
1 Anurag Deep, “Interpretation of Statutes” XL VIII ASIL 551-601 (2012).
2 M/S Delhi Airtech Services Private Ltd v State of U.P. AIR 2012 SC 573 and Ritesh
Sinha v. The State of Uttar Pradesh AIR 2013 SC 1132: (2013) 2 SCC 357. Both could
not reach finality in 2013.
3 Various software and search engine show almost more than two hundred cases where
the Supreme Court might have used the word interpretation in the year 2013.
752 Annual Survey of Indian Law [2013
II BASIC PRINCIPLES
reading down etc., State of Maharashtra v. Indian Hotel & Retaurants Assn,9
Namit Sharma second, 10 Lalita Kumari v. Govt. of U.P,11 Suresh Kumar Kaushal
v. Naz Foundation,12 Manohar Lal Sharma v. The Principal Secretary13 is some
illustrations. Kaushal is intellectually very rich in considering all these means of
constitutionality. Tracing the importance of principle of constitutionality the court
extracted six points of Constitutional bench judgement in Ram Krishna Dalmia v.
Shri Justice S.R. Tendolkar14 in the following words:15
.. … [T]hat there is always a presumption in favour of the
constitutionality of an enactment and the burden is upon him who
attacks it to show that there has been a clear transgression of the
constitutional principles;
(c) that it must be presumed that the legislature understands and
correctly appreciates the need of its own people, that its laws are
directed to problems made manifest by experience and that its
discriminations are based on adequate grounds;
(d) that the legislature is free to recognise degrees of harm and may
confine its restrictions to those cases where the need is deemed to be
the clearest;
(e) that in order to sustain the presumption of constitutionality the
court may take into consideration matters of common knowledge,
matters of common report, the history of the times and may assume
every state of facts which can be conceived existing at the time of
legislation; and
9 AIR 2013 SC 2582; 2013 (9) SCALE 47, delivered by Surinder Singh Nijjar J and
concurring separate opinion by CJI Altamas Kabir, hereinafter referred as Bombay
Bar Dancer case. The paragraph of this case cited in this work is from PDF of the
judgement available at judis.nic.in.
10 Union of India v. Namit Sharma, AIR 2014 SC 122; 2013(11) SCALE 85, hereinafter
referred as Namit Sharma second. It was a review petition decided by A.K. Patnaik
(who delivered the unanimous verdict) and Arjan Kumar Sikri JJ. Previous case Union
of India v Namit Sharma (2013) 1 SCC 745 (hereinafter referred as Namit Sharma
First) was decided by the division bench of A.K. Patnaik J and Swatanter Kumar J
unanimously. Patnaik J was present in both Namit Sharma first and second. First was
over ruled by second. This is a peculiar case in last various years where on the same
issue between the same party, the same judge has two different opposite view. (In this
case the paragraph are cited from manupatra).
11 AIR 2014 SC 187; 2013 (13) SCALE 559. For details see infra. In a very brief para the
read down argument has been raised and rejected for interpretation of s.154 Cr PC.
12 (2014) 1SCC 1. G.S. Singhvi J delivered the unanimous verdict and Sudhansu Jyoti
Mukhopadhaya J was member of the bench, hereinafter referred as Kaushal. Paras
referred are from manupatra.
13 (2014) 2 SCC 532. The case has been unanimously decided by R.M. Lodha and
Kurian Joseph JJ. Madan B. Lokur J has different reasoning but concurrent opinion,
hereinafter referred as Manohar Lal Sharma. Paras referred are from Indlaw.
14 AIR 1958 SC 538, as cited in Kaushal para 26.
15 Id., para 27.
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(f) that while good faith and knowledge of the existing conditions
on the part of a legislature are to be presumed, if there is nothing
on the face of the law or the surrounding circumstances brought
to the notice of the court on which the classification may
reasonably be regarded as based, the presumption of
constitutionality cannot be carried to the extent of always holding
that there must be some undisclosed and unknown reasons for
subjecting certain individuals or corporations to hostile or
discriminating legislation.
On the question of whether principle of constitutionality is applicable to a
law which existed prior to the constitution Kaushal discussed article 13(1) and
article 372 of the constitution of India. The court took support from Ram Krishna
Dalmia,16 Keshavan Madhava Menon v. The State of Bombay,17 Anuj Garg v.
Hotel Association of India,18 John Vallamattom v. Union of India 19 and held:20
Every legislation enacted by Parliament or State Legislature
carries with it a presumption of constitutionality. This is founded
on the premise that the legislature, being a representative body
of the people and accountable to them is aware of their needs
and acts in their best interest within the confines of the
Constitution. There is nothing to suggest that this principle would
not apply to pre-Constitutional laws which have been adopted
by the Parliament and used with or without amendment. If no
amendment is made to a particular law it may represent a decision
that the Legislature has taken to leave the law as it is and this
decision is no different from a decision to amend and change
the law or enact a new law. In light of this, both pre and post
Constitutional laws are manifestations of the will of the people
of India through the Parliament and are presumed to be
constitutional. [Emphasis Added]
Self restraint, therefore, must be exercised and the analysis must be guided
by the implications of presumption of constitutionality.21 The court finally
concluded that:22
There is a presumption of constitutionality in favour of all laws,
including pre-Constitutional laws as the Parliament, in its
30 Corpus Juris Secundum, Vol. 82, at 156; Sutherland on Statutory Construction, Vol. 2,
at 176-177.
31 Cooley’s Constitutional Limitations, Vol. 1 at 360-361; Crawford on Statutory
Construction, at 217-218.
32 Crawford at 218-219.
33 Cooley Vol. 1, at 361-362.
34 Sutherland on Statutory Construction, Vol. 2, at 194.
Vol. XLIX] Interpretation of Statutes 757
39 Ibid.
40 (1983) 1 SCC 305. A Constitution bench of this court elucidated upon the practice of
reading down statutes as an application of the doctrine of severability while answering
in affirmative the question whether differential treatment to pensioners related to the
date of retirement qua the revised formula for computation of pension attracts Article
14 of the Constitution.
41 Id. at para 66.
Vol. XLIX] Interpretation of Statutes 759
Therefore the court incorporated the doctrine of “reading into” to avoid turning
down the provisions for the violation of article 14.42
Responding to the above argument Namit Sharma second says that parliament
never missed anything because they were clear in mind that the information
commission is going to be an administrative body. It observed:43
This “reading into” the provisions of Sections 12(5) and 15(5)
of the Act, words which Parliament has not intended is contrary
to the principles of statutory interpretation recognised by this
Court.
Another pertinent question is whether the interpretative seizure of severability
‘augment the class’ or ‘severance always cuts down the scope, never enlarges it’.
Kaushal also discusses this question with the help of D.S. Nakara, where the
Constitution bench observed: 44
…[W]e are not sure whether there is any principle which inhibits
the Court from striking down an unconstitutional part of a
legislative action which may have the tendency to enlarge the
width and coverage of the measure. Whenever classification is
held to be impermissible and the measure can be retained by
removing the unconstitutional portion of classification, by
striking down words of limitation, the resultant effect may be of
enlarging the class. In such a situation, the Court can strike down
the words of limitation in an enactment. That is what is called
reading down the measure. We know of no principle that
‘severance’ limits the scope of legislation and can never enlarge
it.
Kaushal also deliberates on the burden of proof, the matter of judicial notice
and belief in wisdom of state regarding rationale of discrimination. For these issues
the court extracted from Commissioner of Sales Tax, Madhya Pradesh, Indore v.
Radhakrishan45 in the following words:46
…the burden is upon him who attacks it to show that there has
been a clear transgression of constitutional principles. For
sustaining the presumption of constitutionality the Court may
56 Supra note 9.
57 Bombay Bar Dancer case, Id. at para 65-69.
58 Id. at para 70.
59 Id. at para 67.
60 Id. at para 100.
61 I.R. Coelho (Dead) by LRs. v. State of T.N. (2007) 2 SCC 1.
62 M/s. Laxmi Khandsari v. State of U.P. (1981) 2 SCC 600.
63 Id. at para 14.
Vol. XLIX] Interpretation of Statutes 763
71 Ibid.
72 Id. at para 103.
73 Id. at para 107.
Vol. XLIX] Interpretation of Statutes 765
The court in very strong words again rejected the presumption as under:
…the activities which are obscene or which are likely to deprave
and corrupt those whose minds are open to such immoral
influences, cannot be distinguished on the basis as to whether
they are performing in 5 star hotels or in dance bars. The judicial
conscience of this Court would not give credence to a notion
that high morals and decent behaviour is the exclusive domain
of the upper classes; whereas vulgarity and depravity is limited
to the lower classes. Any classification made on the basis of
such invidious presumption is liable to be struck down being
wholly unconstitutional and particularly contrary to Article 14
of the Constitution of India. [Emphasis added]
Badshah v. Sou. Urmila Badshah Godse74 discusses the scope and limitation
of the phrase “wife”. In this case a lady married the petitioner as per Hindu Rites
and customs. After three month of marriage the lady came to know that the petitioner
was already married which he did not disclose to the lady while marrying. The
lady claimed maintenance for her and her daughter. The issue was whether a lady
who is not “legally wedded wife” may claim for maintenance under section 125,
Cr PC 1973 or not?
The court followed Dwarika Prasad Satpathy v. Bidyut Prava Dixit75
where it was held that:76
If the claimant in proceedings under Section 125 of the Code
succeeds in showing that she and the Respondent have lived
together as husband and wife, the court can presume that they
are legally wedded spouse, and in such a situation, the party
who denies the marital status can rebut the presumption’. 77
[Emphasis Added]
The court considered a recent decision as under:78
No doubt, in Chanmuniya v. Virendra Kumar Singh
Kushwaha,79 the Division Bench of this Court took the view
that the matter needs to be considered with respect to Section
125, Code of Criminal Procedure, by larger bench and in para 41,
three questions are formulated for determination by a larger bench…
74 AIR 2014 SC 869, 2014 CriLJ 1076, hereinafter referred as Badshah v Badshah. It
was unanimously decided on 18.10.2013, by Ranjana Prakash Desai and Arjan Kumar
Sikri, JJ. and delivered by Ranjana Prakash Desai. The paragraph of this case cited in
this work is from PDF of judgement available at judis.nic.in.
75 MANU/SC/0673/1999 : (1999) 7 SCC 675. Badshah v Badshah, para 10.
76 Supra note 74, para 10.
77 Ibid.
78 Id. at para 13.
79 (2011) 1 SCC 141.
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Out of the three questions, the first one is relevant for our consideration
which is as follows:80
Whether the living together of a man and woman as husband
and wife for a considerable period of time would raise the
presumption of a valid marriage between them and whether
such a presumption would entitle the woman to maintenance
under Section 125, Code of Criminal Procedure?
Objective of section 125 is to provide financial relief to wife. A couple starts
living together in a traditional society; the community presumes that they must be
married. This is a social presumption. This social presumption becomes conclusive
for the purpose of law if the couple stays together for various years. Any other
presumption will always give benefit to male and will always be detrimental to the
interest of female. The court therefore held: 81
We are of the opinion that there is a non-rebuttable presumption
that the Legislature while making a provision like Section 125
Code of Criminal Procedure, to fulfill its Constitutional duty in
good faith, had always intended to give relief to the woman
becoming “wife” under such circumstances.
Similar question of presumption of marriage was raised in the case of Indra
Sarma v. V.K.V Sarma.82 The issue was if a female lives with a male knowing the
fact that the male is married, and is father of children and all family members of male
are opposed of her living together with male, can she argue this “relationship in
the nature of marriage” because she lived in for a long period of time. Will the ‘law
presumes that they are living together in consequence of a valid marriage’83
The court, taking clues from Gokal Chand v. Parvin Kumari 84held that:85
…the continuous cohabitation of man and woman as husband
and wife may raise the presumption of marriage, but the
80 Other two questions were—Whether strict proof of marriage is essential for a claim of
maintenance under s.125 Cr PC having regard to the provisions of the Domestic
Violence Act, 2005? Whether a marriage performed according to the customary rites
and ceremonies, without strictly fulfilling the requisites of s. 7(1) of the Hindu Marriage
Act, 1955, or any other personal law would entitle the woman to maintenance under
s. 125 Cr PC.?
81 Badshah v Badshah, para 22.
82 AIR 2014 SC 309. The judgement is delivered by K.S. Panicker Radhakrishnan J. The
other member of the bench was Pinaki Chandra Ghose J, hereinafter referred as Indra
Sharma.
83 Indra Sharma, para 56. In the case of Andrahennedige Dinohamy v. Wiketunge
Liyanapatabendage Balshamy, AIR 1927 PC 185 the Privy Council laid down a
generic proposition, that where a man and a woman are proved to have lived together
as husband and wife, the law presumes that they are living together in consequence of
a valid marriage.
84 AIR 1952 SC 231.
85 Supra note 82 at para 56.
Vol. XLIX] Interpretation of Statutes 767
86 Id at para 57.
87 RTI, 2005 s. 27- Power to make rules by competent authority- (1) The competent
authority may, by notification in the Official Gazette, make rules to carry out the
provisions of this Act.
88 Namit Sharma second, para 28.
768 Annual Survey of Indian Law [2013
manner. If, however, the rules are made by the rule making
authority and the rules are not in accordance with the provisions
of the Act, the Court can strike down such rules as ultra vires
the Act, but the Court cannot direct the rule making authority to
make the rules where the Legislature confers discretion on the
rule making authority to make rules. In the judgment under
review, therefore, this Court made a patent error in directing the
rule making authority to make rules within a period of six months.
This seems a literal meaning and literal use of word ‘may’. In various cases
the government and parliament misuse the word for small gains. The court here
agreed that a judicial member could have been a better option which is ‘ought
law’ not ‘is law’ that is out of the province of judiciary.
Shall: ordinary meaning
In the case of Lalita Kumari v. Govt. of UP,89 the question was how to interpret
“shall” used in section 154 of Cr PC 1973. The court rejected the argument that
shall should be like “may” and observed that ‘if a discretion, option or latitude is
allowed to the police in the matter of registration of FIRs, it can have serious
consequences on the public order situation and can also adversely affect the rights
of the victims including violating their fundamental right to equality.’90 Examining
three things, context, object and consequence of Cr PC 1973 it held as under:91
Therefore, the context in which the word “shall” appears in
Section 154(1) of the Code, the object for which it has been
used and the consequences that will follow from the infringement
of the direction to register FIRs, all these factors clearly show
that the word “shall” used in Section 154(1) needs to be given
its ordinary meaning of being of “mandatory” character. The
89 AIR 2014 SC 187, The constitution bench judgement was unanimously delivered by
P.Sathasivam CJI Other members were B.S.Chauhan, Ranjana Prakash Desai, Ranjan
Gogoi and S.A.Bobde, JJ hereinafter referred as Lalita Kumari. This case refers three
cases with same parties. First two are division bench while third is full bench of three
judges. Lalita Kumari v. Government of Uttar Pradesh (2008) 7 SCC 164; Lalita
Kumari v. Government of Uttar Pradesh (2008) 14 SCC 337. Lalita Kumari v.
Government of Uttar Pradesh (2012) 4 SCC 1. The last culminated into constitution
bench direction. On 05.03.14 five judges judgement in Lalita Kumari (12.11.13) has
been modified by three judges bench and clause (vii) of paragraph 111 has been
replaced in following manner: (vii) While ensuring and protecting the rights of the
accused and the complainant, a preliminary inquiry should be made time bound and
in any case it should not exceed fifteen days generally and in exceptional cases, by
giving adequate reasons, six weeks time is provided. The fact of such delay and the
causes of it must be reflected in the General Diary entry.
90 Lalita Kumari, at para 43.
91 Id. at para 44.
Vol. XLIX] Interpretation of Statutes 769
In the case of Balmer Lawrie and Co. Ltd. v Partha Sarathi Sen Roy112 while
dealing with the Article 12 constitution of India, the court discusses this exhaustive
and inclusive definition in following words:113
… it is evident that it is rather difficult to provide an exhaustive
definition of the term “authorities”, which would fall within the
ambit of Article 12 of the Constitution.
Narrating its reason for an inclusive definition of article 12 the court further
observed:
This is precisely why, only an inclusive definition is possible. It
is in order to keep pace with the broad approach adopted with
respect to the doctrine of equality enshrined in Articles 14 and
16 of the Constitution, that whenever possible courts have tried
to curb the arbitrary exercise of power against individuals by
centers of power, Budh Singh and therefore, there has been a
corresponding expansion of the judicial definition of the term
State, as mentioned in Article 12 of the Constitution.
In this case the meaning of ‘deep and pervasive control’ was under discussion.
Should this phrase be given liberal interpretation or strict? This interpretation
became relevant because of the question whether Balmer Lawrie and Company
Ltd is a State or not within the purview of article 12 of the Constitution of India.
Balmer Lawrie is a government company in which around 59% shares are held by
the government. The court observed: 114
The said issue has been considered by various larger benches,
and it has been held that in order to meet the requirements of
law with respect to being a State, the concerned company must
be under the deep and pervasive control of the government.
While quoting from Zee Telefilms Ltd. v. Union of India115 the court
observed:116
In conclusion, it should be noted that there can be no two views
about the fact that the Constitution of this country is a living
organism and it is the duty of Courts to interpret the same to
fulfil the needs and aspirations of the people depending on the
needs of the time. [Emphasis added]
Initially article 12 of the constitution of India had ‘a limited objective of
granting judicial review of actions of such authorities which are created under the
Statute and which discharge State functions’. This objective, however, has been
changed because the policy of government changed. This change in policy can
also be traced in judicial interpretation of “other authorities” and “other authorities”
include bodies other than statutory bodies.117 The court continued from Zee
Telefilms Ltd.:118
However, because of the need of the day this Court in noticing
the socio- economic policy of the country thought it fit to expand
the definition of the term “other authorities” to include bodies
other than statutory bodies. This development of law by judicial
interpretation culminated in the judgment of the 7-Judge Bench
in the case of Pradeep Kumar Biswas.119
Any further extension of article 12, according to the court, was unwarranted:120
It is to be noted that in the meantime the socio-economic policy
of the Government of India has changed in the case Balco
Employees’ Union (Regd.) v. Union of India121and the State is
today distancing itself from commercial activities and
concentrating on governance rather than on business. Therefore,
the situation prevailing at the time of Sukhdev Singh 122 is not in
existence at least for the time being, hence, there seems to be no
need to further expand the scope of “other authorities” in Article
12 by judicial interpretation at least for the time being.
The court also warned that judicial interpretation should not be a used as a
tool to remove the line between State enterprise and a non- State enterprise:
It should also be borne in mind that as noticed above, in a
democracy there is a dividing line between a State enterprise
and a non- State enterprise, which is distinct and the judiciary
should not be an instrument to erase the said dividing line
unless, of course, the circumstances of the day require it to
do so.
Criticising the over enthusiastic approach towards liberal interpretation and not
exploring the possibility of applying the other rules of interpretation the court in the
case of Thalappalam Ser. Coop. Bank ltd. v. State of Kerala123 held as under:124
117 Rajasthan State Electricity Board Jaipur v. Mohan Lal, AIR 1967 SC 1857; Sukhdev
Singh v. Bhagatram Sardar Singh Raghuvanshi, AIR 1975 SC 1331para 35 of Zee
Telefilms Ltd. v. Union of India.
118 Zee Telefilms Ltd. Para 35, in Balmer Lawrie at para 10.
119 Pradeep Kumar Biswas v. Indian Institute of Chemical Biology, (2002) 5 SCC 111.
120 Zee Telefilms Ltd. v. Union of India, Para 35, as quoted in Balmer Lawrie at para 10.
121 2002 2 SCC 333.
122 AIR 1975 SC 1331.
123 2013 (12) SCALE 527, hereinafter referred as Thalappalam. The judgement is delivered
by K.S. Panicker and Radhakrishnan JJ. The Para cited herein are from judis.nic.in
124 Id., para 43.
Vol. XLIX] Interpretation of Statutes 775
We are of the view that the High Court has given a complete go-
bye to the above-mentioned statutory principles and gone at a
tangent by mis-interpreting the meaning and content of Section
2(has given a liberal construction to expression “public
authority” under Section 2(h) of the Act, bearing in mind the
“transformation of law” and its “ultimate object” i.e. to achieve
“transparency and accountability”, which according to the court
could alone advance the objective of the Act. Further, the High
Court has also opined that RTI Act will certainly help as a
protection against the mismanagement of the society by the
managing committee and the society’s liabilities and that vigilant
members of the public body by obtaining information through
the RTI Act, will be able to detect and prevent mismanagement
in time.
Stating reason on why a liberal construction is not warranted the court found
that:125
In our view, the categories mentioned in Section 2(h) of the Act
exhaust themselves, hence, there is no question of adopting a
liberal construction to the expression “public authority” to bring
in other categories into its fold, which do not satisfy the tests we
have laid down. Court cannot, when language is clear and
unambiguous, adopt such a construction which, according to
the Court, would only advance the objective of the Act. We are
also aware of the opening part of the definition clause which
states “unless the context otherwise requires”. No materials have
been made available to show that the cooperative societies, with
which we are concerned, in the context of the Act, would fall
within the definition of Section 2(h) of the Act.126
In Devender Pal Singh Bhullar v. State of N.C.T. of Delhi,127 the court dealt
with the issue of delay in Capital Punishment. It found Maneka Gandhi v. Union
of India128 relevant through Bachan Singh v State Of Punjab.129 In Bachan Singh
Sarkaria J of the constitution bench referred Maneka Gandhi and observed:130
125 Ibid.
126 Thalappalam, para 43.
127 2013(5) SCALE 575, at para 5.
128 (1978) 1 SCC 248.
129 AIR 1980 SC 898, 1980 CriLJ 636, 1982.
130 Bachan Singh, para 136. ‘No person shall be deprived of his life or personal liberty
except according to procedure established by law.’ If this Article is expanded in
accordance with the interpretative principle indicated in Maneka Gandhi, it will read
as follows: No person shall be deprived of his life or personal liberty except according
to fair, just and reasonable procedure established by valid law.In the converse positive
form, the expanded Article will read as below:A person may be deprived of his life or
776 Annual Survey of Indian Law [2013
personal liberty in accordance with fair, just and reasonable procedure established by
valid law.
131 Indeed Bachan Singh at para 136 starts with following: 136. Article 21 reads as under:
[Emphasis Added]
132 (2013) 13 SCC 1, the case has been decided by P. Sathasivam, J hereinafter referred as
Yakub Abdul Razak Memon. Paras cited herein are from
133 Id. at para 490.
134 AIR 1980 SC 898.
135 Surinder Singh, para 17.
136 Id., para 18. Discussed in detail under the head Penal v. Remedial.
137 (2014) 2 SCC 532.
138 Supra note 96, para 26, cited in judis.nic.in.
Vol. XLIX] Interpretation of Statutes 777
are penal statute are interpreted and worked out in such a fashion that helps in
minimizing abuse of public office for private gain.139
Penal v. Remedial Statutes
Dowry cases
Dowry death cases are one of the species of cruelty against women. In last
few years the ‘cruelty against women’ cases are on the priority radar of all the
wings of governance. Interpretations in this respect revolves round the diverse
and inconsistent meaning of dowry, relative of husband, wife etc. The inconsistency
owes its origin to the use of different interpretative rules and tools by apex judiciary.
The case under discussion considers the word ‘soon before’, difference between
dowry demand and business demand. The interpretation of ‘soon before’ has not
created much controversy. However, the interpretation of word ‘dowry’ and its
distinction from demand for business has developed some disputes. Certain
judgements argue that Indian Penal Code and Dowry Prohibition Act 1961 being
penal legislation, has to be strictly interpreted while a few judgements feel that
strict interpretation is too lexican to serve the purpose.
In the case of Vipin Jaiswal v. State of AP rep. by Pub. Prosecutor140 the
interpretation of expression ‘dowry’ and “in connection with the marriage of the
parties to the marriage” was one of the issues.141
Is it wide enough to cover any monetary demand for any purpose [in this
case demand of Rs. 50,000/- made by the Appellant for purchase of a computer]?
Or the demand must be very closely related ‘in connection with the marriage’.
The court observed:142
In our view, both the Trial Court and the High Court failed to
appreciate that the demand, if at all made by the Appellant on
143 MANU/SC/7002/2007 .
144 Id., para 9.
145 See supra note 141.
146 Supra note 143 at para 9.
147 The court also cited Union of India v. Garware Nylons Ltd. AIR (1996) SC 3509
MANU/SC/0967/1996; and Chemicals and Fibres of India v. Union of India, AIR
(1997) SC 558) MANU/SC/0147/1997.
148 (2014) 4 SCC 129, Ranjana Prakash Desai and Madan B. Lokur, JJ. Unanimous
decision of division bench, hereinafter referred as Surinder Singh. The para cited are
at judis.nic.in
149 Id. at para13.
Vol. XLIX] Interpretation of Statutes 779
150 Ibid.
151 Id. at para 15.
152 (2013) 3 SCC 684.
153 (2007) 9 SCC 721.
154 Surinder Singh, para 17.
155 Id., para 18.
156 (1976) 3 SCC 684,
157 Id. at para 5.
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162 JT 2013 (11 )SC 14 hereinafter referred as Abdul Qayyum Ansari, decided by P.
Sathasivam CJI and Chelameswar. The work referred here are from Indlaw.
163 Id., para 16.
164 (2011) 11 SCC 214.
165 (2001) 4 SCC 516 2001.
166 Id., para 23.
782 Annual Survey of Indian Law [2013
167 The Budh Singh judgement neither uses the word interpretation, construction nor
privilege or human rights.
168 AIR 2013 SC 2386, hereinafter referred as Budh Singh. Decided on 11.03.13. Para
referred in this case are from manupatra.
169 Budh Singh, para 5.
170 S. 432 and 433 of CrPC 1973 deals with this power of the appropriate government.
171 AIR 1961 SC 334.
172 (1981) 1 SCC 107 (para 27).
173 Budh Singh, para 9.
Vol. XLIX] Interpretation of Statutes 783
185 Ibid.
186 Namit Sharma second, para 25.
187 Sir Rupert Cross, Statutory Interpretation, 15 (Butterworths, London, 1976).
188 Lalita Kumari, at para 45.
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with first possibilities it found that this one could violate equality clause. In the
words of the court: 189
...There could be two interpretations of Sections 12(6) and 15(6)
of the Act. One interpretation could be that a Member of
Parliament or Member of the Legislature of any State or Union
Territory, as the case may be, or a person holding any other
office of profit or connected with any political party or carrying
on any business or pursuing any profession will not be eligible
to be considered for appointment as a Chief Information
Commissioner and Information Commissioner. If this
interpretation is given to Sections 12(6) and 15(6) of the Act,
then it will obviously offend the equality clause in Article 14 of
the Constitution as it debars such persons from being considered
for appointment as Chief Information Commissioner and
Information Commissioners.
On second possibilities it observed:190
The second interpretation of Sections 12(6) and 15(6) of the
Act could be that once a person is appointed as a Chief
Information Commissioner or Information Commissioner, he
cannot continue to be a Member of Parliament or Member of
the Legislature of any State or Union Territory, as the case may
be, or hold any other office of profit or remain connected with
any political party or carry on any business or pursue any
profession. If this interpretation is given to Sections 12(6) and
15(6) of the Act then the interpretation would effectuate the
object of the Act inasmuch as Chief Information Commissioner
and Information Commissioners would be able to perform their
functions in the Information Commission without being
influenced by their political, business, professional or other
interests.
The court therefore followed the second interpretation: 191
It is this second interpretation of Sections 12(6) and 15(6) of
the Act which has been rightly given in the judgment under
review and Sections 12(6) and 15(6) of the Act have been held
as not to be violative of Article 14 of the Constitution. Therefore,
the argument of Mr. Sharma, learned Counsel for the
Respondent-writ Petitioner, that if we do not read Sections 12(5)
and 15(5) of the Act in the manner suggested in the judgment
192 Heydon’s Case [1584] EWHC Exch J36 (01 Jan 1584). is, probably, the oldest authority
in the area of interpretation. It propounds the rule as under: For the sure and true
interpretation of all statutes in general (be they penal or beneficial, restrictive or
enlarging of the common law,) four things are to be discerned and considered: 1st.
What was the common law before the making of the Act. 2nd. What was the mischief
and defect for which the common law did not provide. 3rd. What remedy the Parliament
hath resolved and appointed to cure the disease of the commonwealth. And, 4th. The
true reason of the remedy; and then the office of all the Judges is always to make such
construction as shall suppress the mischief, and advance the remedy, and to suppress
subtle inventions and evasions for continuance of the mischief, and pro privato
commodo, and to add force and life to the cure and remedy, according to the true intent
of the makers of the Act, pro bono publico.
193 State Of Gujarat v. Hon’Ble Mr. Justice R.A. Mehta (Retd), 2013) 3 SCC 1, AIR 2013
SC 693.
194 Surrender singh para 18.
195 (1980) 4 SCC 669. In this case a narrow construction given by the high court was
rejected while dealing with s. 135 of the Customs Act and Rule 126-H(2)(d) of the
Defence of India Rules.
196 Surinder Singh, para 18.
197 State of Maharashtra v. Natwarlal Damodardas Soni AIR 1980 SC 593, 1980 CriLJ
429.
198 AIR 2014 SC 869.
199 Ibid.
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205 Rajasthan State Industrial Development, supra note 107, at para 17.
206 AIR 2011 SC 1463.
207 Supra note 205.
208 AIR 2014 SC 122. Same provision is provided for State Information Commissioner in
Section 15 (5).
209 RTI Act 2005, S. 12 (5).
210 Anurag Deep, ‘‘Interpretation of Statutes’’, XLVIII ASIL 551-602 (2012) 578.
211 Namit Sharma first, para 106. 2.
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under Section 125, Code of Criminal Procedure or not? The court did three things.
Firstly there was proof of marriage, secondly it harmonized the judicial approach
and then it observed:218
Thirdly, in such cases, purposive interpretation needs to be
given to the provisions of Section 125, Code of Criminal
Procedure While dealing with the application of destitute wife
or hapless children or parents under this provision, the Court is
dealing with the marginalized sections of the society.
Purposive interpretation and constitutional mandate
The court in Badshah inter related the objective of section 125, Cr PC 1973
with the goal of social justice and observed:219
The purpose [of section 125 CrPC 1973] is to achieve “social
justice” which is the Constitutional vision, enshrined in the
Preamble of the Constitution of India. … Therefore, it becomes
the bounden duty of the Courts to advance the cause of the social
justice. While giving interpretation to a particular provision,
the Court is supposed to bridge the gap between the law and
society.
It further observed:220
In both Constitutional and statutory interpretation, the Court is
supposed to exercise discretion in determining the proper
relationship between the subjective and objective purpose of the
law.
The judgement quoted two eminent authorities in this context. From ‘The
Nature of Judicial Process’ he cited Cardozo that ‘no system of jus scriptum has
been able to escape the need of it’ and continued:221
It is true that Codes and Statutes do not render the Judge
superfluous, nor his work perfunctory and mechanical. There
are gaps to be filled. There are hardships and wrongs to be
mitigated if not avoided. Interpretation is often spoken of as if it
were nothing but the search and the discovery of a meaning
which, however, obscure and latent, had none the less a real and
ascertainable pre-existence in the legislator’s mind. The process
is, indeed, that at times, but it is often something more. The
query where mutual relationship of section 482 and 320 of CrPC 1973 was in question.
The Supreme Court referred a number of judgements228 and quoted B.S. Joshi v.
State of Haryana,229 where it was held that:230
....[W]e are, therefore, of the view that if for the purpose of
securing the ends of justice, quashing of FIR becomes necessary,
Section 320 would not be a bar to the exercise of power of
quashing. It is, however, a different matter depending upon the
facts and circumstances of each case whether to exercise or not
such a power. [Emphasis Added]
The judgement no where uses the word interpretation or construction still
this judgement is of interpretative value as the judgement is influenced by the
purpose or object of enactment.
In the last survey of 2012 the case of Ritesh Sinha v. The State of Uttar
Pradesh231 had been discussed under purposive interpretation head. Here an order
for taking the voice sample was challenged as violative of article 20(3) of
Constitution of India. The division bench was not unanimous and therefore, the
case was referred for three judge’s bench. In 2013 the case could not be decided.
Harmonious construction and Implication of interpretation
Harmonious construction of two inconsistent provisions is a priority practice
in interpretative business. However, harmonious construction of two different
judgements is also a part of judicial interpretation. A point of interpretative
importance could be found in Badshah232regarding harmonious construction. In
this case the court has to consider judgements having different findings on the
interpretation of word ‘wife’ in section 125 of Cr PC 1973.
The court considered the case of Yamunabai Anantrao Adhav v. Anantrao
Shivram Adhav233 and Savitaben Somabhai Bhatiya v. State of Gujarat 234 where it
was held that a Hindu lady who married with a person who had a living lawfully
wedded wife cannot be treated to be “legally wedded wife”. She, therefore, cannot
228 State of Haryana v. Bhajan Lal, 1992 Supp (1) SCC 335 and explaining the decisions
rendered in Madhu Limaye v. State of Maharashtra (1977) 4 SCC 551, Surendra Nath
Mohanty v. State of Orissa (1999) 5 SCC 238 and Pepsi Foods Ltd. v. Special Judicial
Magistrate (1998) 5 SCC 749.
229 (2003) 4 SCC 675.
230 Id., para 8.
231 AIR 2013 SC 1132: (2013) 2 SCC 357: MANU/SC/1072/2012. The case was decided
by Ranjana Prakash Desai and Aftab Alam, JJ. Due to divergence of opinion the case
has been referred to higher bench.
232 AIR 2014 SC 869.
233 (1988) 1 SCC 530.
234 (2005) 3 SCC 636.
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claim maintenance under section 125. On the other hand in Dwarika Prasad
Satpathy v. Bidyut Prava Dixit 235 held that:236
Once it is admitted that the marriage procedure was followed then
it is not necessary to further probe into whether the said procedure
was complete as per the Hindu Rites in the proceedings under
Section 125, Code of Criminal Procedure.
The court relied on the judgement of five judges bench of the Supreme court
in S. Sethurathinam Pillai v. Barbara alias Dolly Sethurathinam 237 where on
maintenance under Cr PC 1898, Section 488, (similar to section 125, Cr PC 1973
1973)it was observed:
We do not think it necessary in this case to decide the case on
the merits. The order passed in an application filed under Section
488 of the Code of Criminal Procedure is a summary order which
does not finally determine the rights and obligations of the parties
thereto. It is an order made in a proceeding under a provision
enacted with a view to provide a summary remedy for providing
maintenance, and for preventing vagrancy. The decision of the
criminal court that there was a marriage between Barbara and
Sethurathinam and that it was a valid marriage will not operate
as decisive in any civil proceeding between the parties for
determining those questions. We are informed at the Bar that
Sethurathinam has lodged a suit in the civil court for decision
on the factum and validity of the marriage. Since the order of
the criminal court is a summary order and is not conclusive
between the parties, we do not think it necessary to decide
whether on the evidence the High Court was justified in reaching
the conclusion it has reached. It cannot be denied that there was
some evidence on which the conclusion could be reached.
In Chanmuniya case, also the court held that for section 125, Cr PC valid
marriage need not be proved and a presumption could be drawn. 238 The court then
held that:239
….[S]he should know that second marriage with such a person
is impermissible and there is an embargo under the Hindu
Marriage Act and therefore she has to suffer the consequences
thereof. The said judgment240 would not apply to those cases
II LEGISLATIVE INTENTION
General
Regarding legislative intention one very recent work, acknowledges that: 251
For at least six centuries, common law courts have maintained that the
‘primary object of statutory interpretation ’is to determine what intention
is conveyed either expressly or by implication by the language used’, or
in other words, ’to give effect to the intention of the [lawmaker] as that
intention is to be gathered from the language employed having regard to
the context in connection with which it its employed’.
The primary task of a judge while interpretation is to gather the intention of
legislation. However doubts have been raised whether gathering intention of
249 Ibid.
250 Id at para 38. The appellants (state) argued that ‘since reservation of persons with
disabilities in Group C and D has been in force prior to the enactment and is being
made against the total number of vacancies in the cadre strength according to the OM
dated 29.12.2005 but the actual import of s. 33 is that it has to be computed against
identified posts only.
251 Sir Peter Benson Maxwell, The Interpretation of Statutes (Maxwell & Son, 1883),
Attorney-general v. Carlton Bank [1899] 2 QB 158,164 (Lord Russel), in Richard
Ekins and Jeffrey Goldsworhty, “The Reality And Indispensability of Legislative
Intentions,” 36: 1 The Sydney law review, 39 (2014).
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252 Ibid.
253 Supra note 5.
254 Id. at para 67.
255 Supra note 248.
256 (2004) 9 SCC 686.
257 Supra note 248 at para 43.
258 Ibid. The court (without providing any citation) also referred Lenigh Valley Coal Co.
v. Yensavage. The view was reiterated in Union of India v. Filip Tiago De Gama of
Vedem Vasco De Gama and Padma Sundara Rao v. State of T.N. The original quotation
Vol. XLIX] Interpretation of Statutes 799
If the words of provision are clear and intention could be gathered from that
there is no space for headings, marginal note in statute or judicial thinking. They
could be very helpful if the provision is ambiguous.
The court resolved the conflict and held:259
Thus, after thoughtful consideration, we are of the view that the
computation of reservation for persons with disabilities has to
be computed in case of Group A, B, C and D posts in an identical
manner viz., “computing 3% reservation on total number of
vacancies in the cadre strength” which is the intention of the
legislature.
Primary sources: Statutes
The court took support from proviso to section 33 of Disabilities Act 1995:260
The proviso also justifies the above said interpretation that the
computation of reservation has to be against the total number
of 261 vacancies in the cadre strength and not against the
identified posts. Had the legislature intended to mandate for
computation of reservation against the identified posts only, there
was no need for inserting the proviso to Section which empowers
the appropriate Government to exempt any establishment either
partly or fully from the purview of the Section subject to such
conditions contained in the notification to be issued in the
Official Gazette in this behalf. Certainly, the legislature did not
intend to give such arbitrary power for exemption from
reservation for persons with disabilities to be exercised by the
is as under: It is well settled principle in law that the Court cannot read anything into
a statutory provision which is plain and unambiguous. A statute is an edict of the
legislature. The language employed in a statute is the determinative factor of legislative
intent. The first and primary rule of construction is that the intention of the legislation
must be found in the words used by the legislature itself. The question is not what
may be supposed and has been intended but what has been said. “Statutes should be
construed, not as theorems of Euclid”, Judge Learned Hand said, “but words must be
construed with some imagination of the purposes which lie behind them”. (See Lenigh
Valley Coal Co. v. Yensavage (218 FR 547). The view was reiterated in Union of
India v. Filip Tiago De Gama of Vedem Vasco De Gama (AIR 1990 SC 981), and
Padma Sundara Rao (dead) v. State of Tamil Nadu. (2002 (3) SCC 533.
259 Supra note 248, para 51.
260 Id. at para 33. S. 33 proviso runs as under: Provided that the appropriate Government
may, having regard to the type of work carried on in any department or establishment,
by notification subject to such conditions, if any, as may be specified in such
notification, exempt any establishment from the provisions of this section.
261 The judgement available at Judis.nic.in does not show ‘of’ after number [writes total
number vacancies] Westlaw, Manupatra also misses ‘Of’. Scconline shows ‘of’.
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265 Ibid.
266 Ibid.
267 Id at para 32.
268 Ibid.
269 Ibid.
270 Ibid.
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authorities like Law Commission of India etc some time make good suggestions to
reform law. If they are not incorporated by parliament, does this also indicate
intention of legislature? Kaushal is affirmative on this negative way of gathering
intention. Kaushal notices the absence of any amendment in section 377 and non
implementation of the report of Law Commission of India as supportive evidence
to read the mind of legislature. It observed: 273
After the adoption of the IPC in 1950, around 30 amendments
have been made to the statute, the most recent being in 2013
which specifically deals with sexual offences, a category to which
Section 377 IPC belongs. The 172nd Law Commission Report
specifically recommended deletion of that section and the issue
has repeatedly come up for debate. However, the Legislature
has chosen not to amend the law or revisit it. This shows that
Parliament, which is undisputedly the representative body of
the people of India has not thought it proper to delete the
provision.
While the logic as above quoted is convincing what is not understandable is
the corroborative support from the inaction of Union of India in Naz foundation
case of Delhi high court274 judgement. It observed: 275
Such a conclusion is further strengthened by the fact that despite
the decision of the Union of India to not challenge in appeal the
order of the Delhi High Court, the Parliament has not made any
amendment in the law. While this does not make the law immune
from constitutional challenge, it must nonetheless guide our
understanding of character, scope, ambit and import.
There seems some inconsistency in the above two paragraphs. Did this
approach of Union of India strengthened the conclusion or dilutes the
conclusion?
Intent of the contract
Where there is some ambiguity as to the words in a provision of law, the
judiciary has to seek intention of legislature. What will happen in case of terms of
an agreement in a contract? The Supreme Court in Rajasthan State Industrial
Development276 discusses that intent of agreement has to be traced in joint intent
of both parties. Taking out a paragraph from DLF Universal Ltd. v. Director, T. and
C. Planning Department Haryana277 it observed:
278 Dicey, Law and Public Opinion in England, (2nd edn. with preface by ECS Wade,
Macmillon, 1962).
279 Donaldson J, Corocraft Ltd v Pan American Airways Inc. [1968] 3 WLR 714 at 732.
280 Namit Sharma second.
281 (2002) 4 SCC 578. P. Ramachandra Rao was also referred as binding in Ranjan
Dwevedi v. CBI, through Director, AIR 2012 SC 3217 where Chandramauli Prasad J
held that he was willing to give a fresh look but ‘judicial discipline expects us to
follow the ratio and prohibits laying down any principle in derogation of the ratio
laid down’ in seven-judge Constitution Bench judgement in P. Ramachandra Rao v.
Vol. XLIX] Interpretation of Statutes 805
Namit Sharma second used the precedent of Union of India v. Deoki Nandan
Aggarwal 282 where V. Ramaswami J writing the judgment on behalf of a three
judge bench says:283
It is not the duty of the Court either to enlarge the scope of the
legislation or the intention of the legislature when the language
of the provision is plain and unambiguous. The Court cannot
rewrite, recast or reframe the legislation for the very good reason
that it has no power to legislate. The power to legislate has not
been conferred on the courts. The Court cannot add words to a
statute or read words into it which are not there. Assuming there
is a defect or an omission in the words used by the legislature
the Court could not go to its aid to correct or make up the
deficiency. Courts shall decide what the law is and not what it
should be. The Court of course adopts a construction which will
carry out the obvious intention of the legislature but could not
legislate itself. But to invoke judicial activism to set at naught
legislative judgment is subversive of the constitutional harmony
and comity of instrumentalities. [Emphasis Added]
Principle of severability and reading down leads to various questions, for
example does it lead to judicial legislation? On judicial legislation Kaushal
imported the answer from Constitution Bench judgement of D.S. Nakara v. Union
of India (UOI)284 as under:285
In reading down the memoranda, is this Court legislating? Of course
‘not’ When we delete basis of classification as violative of Article
14, we merely set at naught the unconstitutional portion retaining
the constitutional portion.286
In the case of Thalappalam,287 the court referred Magor and St. Mellons
Rural District Council v. New Port Corporation,288 where the courts were warned
that they are not entitled to usurp the legislative function under the guise of
interpretation. The Court mentioned various judicial authorities like D.A.
State of Karnataka. In Ranjan Dwevedi, the case was pending in trial court itself for
more than 37 years. The petitioners presented a writ petition praying for quashing of
the charges and trial because of violation of his fundamental right of speedy trial. The
court rejected this contention.
282 1992 Supp. (1) SCC 323. A full bench decision.
283 Namit Sharma second, para 26.
284 (1983)1 SCC 305.
285 D.S. Nakara, para 67.
286 Also see Kaushal, para 30.
287 Supra note 123.
288 (1951) 2 All ER 839 (HL).
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IV INTERNAL AID
The internal aids to construction are the parts of the enactment itself eg.,
preamble, long and short titles, headings, marginal-notes, proviso, exceptions etc.
Role of headings and plain meaning rule
Every provision has main heading followed by text. What is the value of
headings while interpretation? Is it at par with text? If the two conveys inconsistent
meaning, what is the right way of construction of provision? National Federation
of Blind 299 highlights this issue where the Supreme Court while discussing vacancy
or post based reservation observed:300
Yet another contention raised by the appellants is that the
reservation for persons with disabilities must be vacancy based
reservation whereas Respondent No. 1 herein contended that it
must be post based reservation as laid down by the High Court
in the impugned judgment. Respondent No. 1 herein relied upon
the heading of Section 33 of the Act [Bombay Police Act, 1951],
viz., ‘Reservation of Posts’, to propose the view that the
reservation policy contemplated under Section 33 is post based
reservation. [Emphasis added]
The court addressed this issue with the help of its previous observation in
Prakash Nath Khanna v. Commissioner of Income Tax:301
It is a well-settled principle in law that the court cannot read
anything into a statutory provision which is plain and
unambiguous. A statute is an edict of the legislature.
Plain meaning rule does not ‘give any weightage to headings’.The court
observed:302
It is settled law that while interpreting any provision of a statute
the plain meaning has to be given effect and if language therein
is simple and unambiguous, there is no need to traverse beyond
the same. Likewise, if the language of the relevant section gives
a simple meaning and message, it should be interpreted in such
a way and there is no need to give any weightage to headings of
those paragraphs.
Determining the limits of heading and marginal note the court held:303
The heading of a Section or marginal note may be relied upon
to clear any doubt or ambiguity in the interpretation of the
V EXTERNAL AID
Legal maxim
In the Gujrat Lokayukta case307 the term ‘consultation’ contained in section
3 of the Gujarat Lokayukta Act 1986, was in question. The court observed:
In the process of statutory construction, the court must construe
the Act before it, bearing in mind the legal maxim ut res magis
valeat quam pereat - which mean - it is better for a thing to have
effect than for it to be made void, i.e., a statute must be construed
in such a manner, so as to make it workable.
Ut res magis valeat guam pereat has been discussed in Badshah308 where the
court observed: 309
The court would also invoke the legal maxim construction ut
res magis valeat guam pereat, in such cases i.e. where alternative
constructions are possible the Court must give effect to that which
will be responsible for the smooth working of the system for
which the statute has been enacted rather than one which will
put a road block in its way. If the choice is between two
interpretations, the narrower of which would fail to achieve the
manifest purpose of the legislation should be avoided. We should
avoid a construction which would reduce the legislation to futility
and should accept the bolder construction based on the view
that Parliament would legislate only for the purpose of bringing
about an effective result. If this interpretation is not accepted, it
would amount to giving a premium to the husband for defrauding
the wife. Therefore, at least for the purpose of claiming
maintenance under Section125, Code of Criminal Procedure,
such a woman is to be treated as the legally wedded wife.
To justify its stand the court quoted with approval following statement from
Capt. Ramesh Chander Kaushal v. Veena Kaushal:310
The brooding presence of the Constitutional empathy for the
weaker sections like women and children must inform
323 Khanu v. Emperor AIR 1925 Sind 286, para 20, Kaushal, para 38.
324 1992 (2) Crimes 455.
325 Id., para 12.
326 Supra note 12, para 38.
327 Balmer Lawrie , para 6.
328 Balmer Lawrie, para 13.
329 Ibid. See also State of Mysore v. Allum Karibasauppa, AIR 1974 SC 1863; U.P. Co-
operative Cane Unions Federations v. West U.P. Sugar Mills Association, AIR 2004
SC 3697; Zee Telefilms Ltd., (supra); and Union of India (UOI) v. Asian Food Industries,
AIR 2007 SC 750.
Vol. XLIX] Interpretation of Statutes 813
The court found that “isolated examples would not be sufficient to establish
the connection of the dance bars covered under section 33A with trafficking.”334
[Emphasis added]
Lalita Kumari, also takes support from various reports including Malimath
Committee report for the purpose of interpretation.335
VI MISCELLENOUS
Legal fiction
Legal fiction is a powerful means in the hands of law to create something
artificially. It comes with various nomenclatures. Deemed to be, as if etc. Rajasthan
State Industrial Development336 gives the meaning of “As if” used in Clause (iv)
of Rule 11-A of Rajasthan Land Revenue (Industrial area Allotment) Rules, 1959 in
following words:337
The expression “as if”, is used to make one applicable in respect
of the other. The words “as if” create a legal fiction. By it,
when a person is “deemed to be” something, the only meaning
possible is that, while in reality he is not that something, but
for the purposes of the Act of legislature he is required to be
treated that something, and not otherwise. It is a well settled
rule of interpretation that, in construing the scope of a legal
fiction, it would be proper and even necessary, to assume all
those facts on the basis of which alone, such fiction can operate.
The words “as if”, in fact show the distinction between two
things and, such words must be used only for a limited purpose.
They further show that a legal fiction must be limited to the
purpose for which it was created.338
Legal fiction, its purpose and its application was discussed in Industrial
Supplies Pvt. Ltd. v. Union of India,339 which is also referred in Rajasthan State
Industrial Development 340 where the court observed as follows: 341
334 Id, para 105.
335 Lalita Kumari, at para 93.
336 Supra, note 107.
337 Ibid. Rajasthan State Industrial Development discusses ‘as if’ in a separate head at
para 19.
338 Ibid. See also Radhakissen Chamria v. Durga Prasad Chamria , AIR 1940 PC 167;
Commr. of Income-tax, Delhi v. S. Teja Singh, 1959 SC 352; Ram Kishore Sen v.
Union of India, AIR 1966 SC 644; Sher Singh v. Union of India, AIR 1984 SC 200;
State of Maharashtra v. Laljit Rajshi Shah, AIR 2000 SC 937; Paramjeet Singh
Patheja v. ICDS Ltd. AIR 2007 SC 168; and Commissioner of Income Tax v. Willamson
Financial Services, (2008) 2 SCC 202) as authority on the point.
339 AIR 1980 SC 1858.
340 Supra note 107.
341 Id. at para 21
Vol. XLIX] Interpretation of Statutes 815
342 MANU/SC/0116/2013.
343 AIR 2000 SC 2573.
344 Rajasthan State Industrial Development, Supra note 107, para 13.
345 Kaushal, para 52.
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354 Id. at para 14. According to court this issue was not at all considered by the Constitution
Bench in K. Prabhakaran, 2005 Indlaw SC 1999.
355 [1878] 5 I.A. 178]
356 Lily Thomas, para14.
357 AIR 1973 SC 1465. The principles are as under: The Indian Legislature has powers
expressly limited by the Act of the Imperial Parliament which created it; and it can, of
course, do nothing beyond the limits which circumscribes these powers. But, when
acting within these limits, it is not in any sense an agent or delegate of the Imperial
Parliament, but has, and was intended to have, plenary powers of legislation, as large,
and of the same nature, as those of Parliament itself. The established Courts of Justice,
when a question arises whether the prescribed limits have been exceeded, must of
necessity determine that question; and the only way in which they can properly do so,
is by looking to the terms of the instrument by which, affirmatively, the legislative
powers were created, and by which, negatively, they are restricted. If what has been
done is legislation within the general scope of the affirmative words which give the
power, and if it violates no express condition or restriction by which that power is
limited (in which category would, of course, be included any Act of the Imperial
Parliament at variance with it), it is not for any Court of Justice to inquire further, or
to enlarge constructively those conditions and restrictions.
358 Lily Thomas, para14.
359 MANU/SC/0849 2013. (2013) 10 SCC 465. The paras referred herein are from
manupatra.
360 Id. at para 12.
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384 Ibid.
385 (1948) 1 All ER 1, 11 (HL).
386 Thalappalam, para36.
387 National Federation of Blind at para 35.
387A Id. at para 39.
Vol. XLIX] Interpretation of Statutes 823
This year’s survey is significant in respect of the fact that it reflects the
importance of various interpretative tools like presumption of constitutionality,
rule of severability, etc. The survey also indicates that interpretation of penal laws
is not limited to strict or literal construction. Regarding use of internal aids like
headings of text, object clause they are well applied after a detailed analysis.
Increasing role of comparative law in interpretation and their repercussions are
also highlights of this year’s survey. State of Maharashtra v Indian Hotel &
Retaurants Assn389 @ Bombay Bar dancer case, Namit Sharma second,390 Lalita
Kumari v. Govt. of U.P.,391 Suresh Kumar Kaushal v. Naz Foundation,392 Manohar
Lal Sharma v. The Principal Secretary 393 are cases where presumption of
constitutionality, rule of severability and reading down as an interpretative tool
has been discussed. Presumption of constitutionality is a rebuttable presumption.
It conceives three situations. One, if the petitioner is not able to convince prima
facie that a provision violates fundamental rights etc., the court had observed that
the law is valid. Second, if the petitioner is able to convince and prima facie rebuts
the presumption, then the state comes in picture so far as burden of proof is
concerned. If the state is able to convince the court that the provision is within the
bounds of established principle and law, the provision is held to be valid. Third, if
after prima facie proof of violation of fundamental rights etc, the state is not able
to justify the grounds of restrictions the provision is not valid. Kaushal comes in
first category while Bombay Bar dancer falls in third category. Kaushal did not
accept that the prima facie violations of fundamental rights have been established.
It, therefore, held that section 377 of IPC is not violative of article 14, 15 or 21. On
the other hand in Bombay Bar dancer case the aggrieved persons could prima
facie convince that sections 33A and 33B, [of Bombay Police Act, 1951] lead to
arbitrary classification. Burden of proof then shifted to state and it was duty of
the state to justify the reasonableness of the classification, which the state could
not do. The court, therefore, held both of these sections unconstitutional.
Another device of interpretation as submitted above, is reading down which
is used to save the provision from being turned down as violative of fundamental
rights etc. Kaushal with the help of previous authorities has widely discussed it. A
passing reference has also been made in Namit Sharma second, Bombay Bar
Dancer case. In the three cases the court rejected the application of this tool while
in Manohar Lal Sharma, it seems the court has accepted the argument of ‘reading
down.’
Various legal authorities like Law Commission of India, Supreme Court itself
recommend modifications in laws. If they are not incorporated by parliament,
does this also indicate intention of legislature? Kaushal is affirmative on this
negative approach of gathering intention. Kaushal notices the absence of any
amendment in section 377 and non implementation of the report of Law
Commission of India as supportive evidence to read the mind of legislature. This
proposition of Kaushal is ‘risky if not reckless’ because sometime the Legislature
in India is infamous for conscious disregard of constitutional provisions. It is not
that they do not want to legislate. Their priority list is volatile where important
legislative business some time gets low priority.
Namit Sharma second was able to contain to an extent the reaction and
resentment among legal and RTI circle. Namit Sharma first decided in 2012. It is
unique in the sense that Justice Patnaik was present in both Namit Sharma first
and Second. In Namit Sharma second he delivered the verdict overruling Namit
Sharma first where he was an agreed silent judge. It seems he agreed with both
judgements. Namit Sharma second agreed that a judicial member could have been
better which is an orbiter remark. Namit Sharma first thought law should be like
this and therefore the bench incorporated its subjectivity or thinking in the
judgement. In Namit Sharma first the thinking was ‘ought law’ not ‘is law’ which
is not the province of judges. The court denied giving liberal construction in
Balmer Lawrie for article 12 of constitution of India because due to new economic
policy the situation has changed and interpretation should not be a used as a tool
to remove the line between State enterprise and a non- State enterprise.
Penal laws are known for their strict interpretation where words have to be
literally interpreted. However, the penal legislation which are either protective or
procedural in nature are being given liberal and purposive interpretation. It results
in inconsistency in judicial approach.
Interpretation of penal laws regarding dowry is showing inconsistent trends
in last few years. Meaning of words like ‘dowry’, ‘relative of husband’, ‘wife’
have been given diverse meaning. Indications of Vipin Jaiswal and Surinder singh
decided in 2013 can be summarized as under:
Vol. XLIX] Interpretation of Statutes 825
Badshah rejected the argument that the term ‘wife’ in section 125 of Cr PC be
given a legalistic interpretation because it is a penal legislation. It allowed a broad
and expansive interpretation and include even those cases where a man and woman
have been living together as husband and wife. Similarly Manohar Lal Sharma
shows that the enactment dealing with prevention of corruption should not be
casualty of literal or traditional approach and the limitation of section 6A of DSPEA
1946 requiring prior approval before investigation cannot limit the power of
constitutional courts. However same spirit of interpretation cannot be found in the
case of Indra Sarma where the phrase “relationship in the nature of marriage”
used in section 2(f) of Protection of Women from Domestic Violence Act, 2005
was given a strict interpretation because the section used ‘means’ and not ‘includes.’
The law needs to be amended to make it inclusive and because of immoral
relationship the female cannot be left at the mercy of male partners and conservative
societies. The message from Budh Singh is that article 20(1) of constitution of
India recognises a fundamental right while section 432 and 433 of Cr PC 1973
recognise a privilege. Retrospective Operation of Sec. 32A of NDPS is permissible
(32A not being a sustantive criminal Law). According to article 13(2) of the
constitution of India, State is not prohibited from taking away a privilege, benefit
etc and while interpreting a provision the court will take note of this fact. Present
survey reveals that like previous years this year also the court has taken recourse
of various principles and rules of interpretation. It is neither possible nor desirable
to stick to one rule of interpretation if the situation so demands. In this context
Friedrich Bodmer is worth quoting that:398
Words … [d]o not come in standard shapes and sizes like coins
from the mint, nor do they go forth with a degree to all the world
that they shall mean only so much, no more and no less. Through
its own particular personality each word has a penumbra of
meaning which no draftsman can entirely cut away. It refuses to
be used as a mathematical symbol.