The Archimedes Codex PDF
The Archimedes Codex PDF
The Archimedes Codex PDF
THE
A RC H I M E D E S
CODEX
9780306815805_FM.qxd 8/22/07 10:38 AM Page ii
THE
A RC H I M E D E S
CODEX
How a Medieval Prayer Book
Is Revealing the True Genius
of Antiquity’s Greatest Scientist
REVIEL NETZ
WILLIAM NOEL
Da Capo Press
A Member of the Perseus Books Group
9780306815805_FM.qxd 8/22/07 10:38 AM Page iv
Cataloging-in-Publication data for this book is available from the Library of Congress.
Da Capo Press books are available at special discounts for bulk purchases in the United
States by corporations, institutions, and other organizations. For more information,
please contact the Special Markets Department at the Perseus Books Group, 2300
Chestnut Street, Suite 200, Philadelphia, PA 19103, or call (800) 255-1514, or e-mail
[email protected].
1 2 3 4 5 6 7 8 9—10 09 08 07
9780306815805_FM.qxd 8/22/07 10:38 AM Page v
Contents
List of Illustrations vii
Preface 1
1 Archimedes in America 3
2 Archimedes in Syracuse 27
3 The Great Race, Part 1: Before the Palimpsest 65
4 Visual Science 87
5 The Great Race, Part II:The History of the Palimpsest 117
6 Archimedes’ Method, 1999, or The Making of Science 139
7 The Critical Path 159
8 Archimedes’ Method, 2001, or Infinity Unveiled 183
9 The Digital Palimpsest 205
10 The Stomachion, 2003, or Archimedes at Play 233
11 New Light on an Old Subject 261
Epilogue: “The Vast Book of the Universe” 281
Acknowledgements 295
Further Reading 299
Index 305
v
9780306815805_FM.qxd 8/22/07 10:38 AM Page vi
List of Illustrations
1a The Archimedes Palimpsest. (John Dean)
1b The Archimedes Palimpsest open. (John Dean)
2a The Euryalus fortress, Syracuse, Sicily. (John Dean)
2b Hagia Sophia, Constantinople (Istanbul). (John Dean)
3 A medieval scribe. (Walters Art Museum)
4a Constantinople (Istanbul). (John Dean)
4b The Monastery of St. Sabas, Palestine. (John Dean)
4c Leaf of the Palimpsest, Cambridge University Library.
(Cambridge University Library)
5a Abigail Quandt, Senior Conservator of Manuscripts and Rare
Books at the Walters Art Museum. (The Archimedes
Palimpsest Project)
5b Conserving the Palimpsest. (The Archimedes Palimpsest Project)
5c Disbinding the Palimpsest. (The Archimedes Palimpsest Project)
6a Heiberg’s photograph of folio 57r of the Archimedes
Palimpsest, Rochester Institute of Technology, Johns Hopkins
University. (The Archimedes Palimpsest Project)
6b An illustration in H. Omont’s 1929 publication of Greek
manuscripts in the Bibliothèque Nationale. (The Archimedes
Palimpsest Project)
6c Folio 57r of the Archimedes Palimpsest as it is now. RIT and
JHU. (Copyright: Owner of the Archimedes Palimpsest)
6d An X-ray Fluorescence image of folio 57r. SLAC. (Copyright:
Owner of the Archimedes Palimpsest)
7a A detail of the Archimedes Palimpsest before it was disbound.
(The Archimedes Palimpsest Project)
vii
9780306815805_FM.qxd 8/22/07 10:38 AM Page viii
viii
9780306815805_FM.qxd 8/22/07 10:38 AM Page ix
L I S T O F I L L U S T R AT I O N S
13a Bob Morton, Abigail Quandt, and Gene Hall. (The Archimedes
Palimpsest Project)
13b EDAX scan. (The Archimedes Palimpsest Project)
13c Outside Beamline 6-2 at the Stanford Linear Accelerator
Center. (The Archimedes Palimpsest Project)
14a A leaf of the Archimedes Palimpsest in the beam at SLAC.
(The Archimedes Palimpsest Project)
14b Uwe Bergmann, Reviel Netz and Will Noel. (The Archimedes
Palimpsest Project)
15a Abigail Quandt inserts a forgery into the beam at SLAC. (The
Archimedes Palimpsest Project)
15b A regular image of one half of a forged page. RIT and JHU.
(Copyright: Owner of the Archimedes Palimpsest)
15c An “iron map” of the same page, taken at SLAC. SLAC.
(Copyright: Owner of the Archimedes Palimpsest)
16a Uwe Bergmann, Abigail Quandt, Keith Knox, Reviel Netz
and Roger Easton at SLAC. (The Archimedes Palimpsest Project)
16b A detail of folio 1v of the Palimpsest, taken in normal light.
RIT and JHU. (Copyright: Owner of the Archimedes Palimpsest)
16c An “iron map” revealing the colophon of the scribe of the
prayer book. SLAC. (Copyright: Owner of the Archimedes
Palimpsest)
ix
9780306815805_FM.qxd 8/22/07 10:38 AM Page x
Preface
icetas Choniates, the brother of the Archbishop of Athens, wit-
N nessed the greatest calamity that ever befell the world of
learning. In April 1204, Christian soldiers on a mission to liberate
Jerusalem stopped short of their goal and sacked Constantinople, the
richest city in Europe. Nicetas gave an eyewitness account of the
carnage.The sumptuous treasure of the great church of Hagia Sophia
(Holy Wisdom) was broken into bits and distributed among the sol-
diers. Mules were led to the very sanctuary of the church to carry the
loot away.A harlot, a worker of incantations and poisonings, sat in the
seat of the Patriarch and danced and sang an obscene song.The sol-
diers captured and raped the nuns who were consecrated to God.
“Oh, immortal God,” cried Nicetas, “how great were the afflictions
of the men.”The obscene realities of medieval warfare crashed upon
Constantinople, and the hub of a great empire was shattered.
The looted city had many more books than people. It was the first
time that Constantinople had fallen in the 874 years since
Constantine the Great, Emperor of Rome founded it in AD 330. Its
inhabitants still considered themselves Romans, and the city held the
literary treasures of the ancient world as its inheritance. Among the
treasures were treatises by the greatest mathematician of the ancient
world and one of the greatest thinkers who had ever lived. He
approximated the value of pi, he developed the theory of centers of
gravity, and he made steps toward the development of the calculus
1,800 years before Newton and Leibniz. His name was Archimedes.
Unlike hundreds of thousands of books that were destroyed during
the fall of the city, three books containing Archimedes’ texts survived.
1
9780306815805_FM.qxd 8/22/07 10:38 AM Page 2
Of the three books, the first to disappear was Codex B; it was last
heard of in the Pope’s library in Viterbo, north of Rome, in 1311.
Next to disappear was Codex A; it was last recorded in the library of
an Italian humanist in 1564. It was through copies of these books that
Renaissance masters such as Leonardo da Vinci and Galileo knew the
works of Archimedes. But Leonardo, Galileo, Newton and Leibniz
knew nothing about the third book. It contained two extraordinary
texts by Archimedes that were not in Codices A and B. Next to texts
such as these, Leonardo’s mathematics look like child’s play. Eight
hundred years after the fall of Constantinople, this third book, the
Archimedes Codex, technically known as Codex C, walked on stage.
This is the true and remarkable story of the book and the texts it
contains. It reveals how these texts survived the centuries, how they
were discovered, how they disappeared again, and how they even-
tually found a champion. This is also the story of how patient con-
servation, cutting-edge technology, and dedicated scholarship
brought the erased texts back to light.When they started in 1999, the
members of the team working on the book had little idea of what
they would uncover. By the time they finished, they had discovered
completely new texts from the ancient world and had changed the
history of science.
2
9780306815805_01.qxd 8/22/07 9:03 AM Page 3
1
Archimedes in America
Archimedes for Sale
3
9780306815805_01.qxd 8/22/07 9:03 AM Page 4
ARCHIMEDES IN AMERICA
had given them much thought. What mattered was that this book
contained the extremely battered material remains of the mind of a
very great man. If this was a big day for Felix, it was a huge day for
the history of science.
The auction room was in Christie’s offices on the corner of Park
Avenue and 59th Street in New York City. The room was lined by
large contemporary paintings, which provided the splendid visual
setting that the manuscript could not. The manuscript itself was
strapped to a book cradle and secured inside a dramatically lit cage to
the right of the auctioneer’s podium. Reporters arrived as the
minutes before the sale counted down.They stood at the back of the
room with their cameramen who trained their lenses on the book
and tried in vain to make it look as photogenic as one of the
paintings. The rows furthest from the podium were full, but mainly
with academics like the Professor of Mathematics at West Point, Fred
Rickey. He was passionate about the manuscript and deeply inter-
ested in its fate, but could not possibly afford it.The seats at the front,
where one might expect the most seriously interested customers,
were still alarmingly empty. Felix may have been a little worried. But
Felix was lucky. His lucky number was two, because the market value
of an object is always determined by how badly more than one
person wants it.
One of the people who wanted the book badly was Evangelos
Venizelos, the Minister of Culture of Greece. He wanted it for his
country. He had publicly broadcast that it was Greece’s moral, his-
toric, and scientific obligation to acquire the manuscript. At the last
minute, he organized a consortium to buy it and the Greek Consul
General in New York, Mr. Manessis, was sent to the auction. He sat
in the front row, together with an associate, on the left side of the
room.
Just behind Mr. Manessis was a man hoping to disappoint him—
Simon Finch, a high-profile book dealer from London. If your idea
of a bookseller is a bespectacled and tweedy English gentleman, then
think again. Finch is nothing like that. About 45 years old, he looks
5
9780306815805_01.qxd 8/22/07 9:03 AM Page 6
more like a rock star than a book man, and he sells books to rock stars
quite as frequently as to libraries. Finch is the sort of man who can
normally be found at book fairs wearing Vivienne Westwood suits
and sporting designer stubble and disheveled hair. He actually owns a
pair of blue suede shoes. Finch is a romantic and that’s why he is in
the book business. If you don’t think that the combination of great
history and supreme quality that books can provide is romantic, then
he will tell you that that’s because you’ve never turned the pages of a
great book. Five minutes later, you might be a customer. When he
went in to bid for the Palimpsest containing the treatises of
Archimedes, Finch had more than his usual air of mystery. No one
knew for whom he was acting, and no one knew quite how much
that person was prepared to pay for the Archimedes Palimpsest.
At 2 p.m. the duel started, with Christie’s Francis Wahlgren on the
podium. The reserve price of $800,000 was quickly reached, and the
auction headed over the million-dollar milestone. Every time the
Greeks raised their paddle—number 176—high into the air, Finch
would respond with his—number 169.The Greeks were on the tele-
phone, taking instructions, and each time the price went up it would
take them slightly longer to raise their paddle. Each time, Finch
would top the new price. The Consul General answered to the call
of $1,900,000 from the podium. Finch responded quickly to a call for
$2,000,000.Wahlgren looked to the Consul General for a response to
his request for any offers over $2,000,000. The Greeks were on the
phone, desperately raising money. After what seemed like an eternity,
Wahlgren brought down the hammer. “Two million dollars it is,” he
said. “Paddle 169.” The Greeks had failed; the book had gone to
Finch’s unknown client. With the buyer’s premium, the Archimedes
Palimpsest had sold for $2,200,000.
This one book made just under half the amount of the combined
total of all 501 lots of the Norman sale. No wonder its story hit the
presses. The next day, Finch’s role was printed on the front page of
the New York Times to an expectant world. He was the front man, not
for a university, not for a library, but for an individual. But Finch
6
9780306815805_01.qxd 8/22/07 9:03 AM Page 7
ARCHIMEDES IN AMERICA
would not tell all; he admitted only that the buyer was an American
citizen who was “not Bill Gates.” Felix de Marez Oyens had shown
the book to Finch and the buyer before the sale. Felix had called it
“an old, dirty book” and took it out of a brown-paper bag in his
desk. This was not Felix’s usual sales pitch, but it had worked.
Whoever the individual was, unlike many eminent institutions, he
wanted the book badly enough to take on a national government and
a religious leader. He was also prepared to pay top dollar for the priv-
ilege of owning a moldy, illegible, legally contentious old book. Was
he a nutcase, intent on keeping secret knowledge to himself? Felix
might have been happy, but many were outraged. If the Palimpsest’s
past was obscure, its future appeared dangerously uncertain.
BALTIMORE, MARYLAND
My name is Will Noel, and I am a curator at the Walters Art Museum
in Baltimore, Maryland. The Walters, as it is always known, is a great
American museum modeled on a Renaissance palazzo in Genoa.
Think grand marble staircases and a central courtyard surrounded by
columns and you get the picture. It stands together with a number of
other noble edifices around Mount Vernon Place in downtown
Baltimore. In the center of the square is a tall pillar surmounted by
George Washington. If this were London, the square would be crowded
with tourists, street musicians, and students. But, located in inner-city
Baltimore as it is, Mount Vernon Place is normally quite empty of
people which lends it a sense of moody suspended animation that the
passing traffic doesn’t quite relieve. Inside the building is the superb
collection of two individuals—father and son, William and Henry
Walters. In a great act of civic philanthropy the collection was given by
Henry to the City of Baltimore in 1934. Few people visit it, but the
museum houses fifty-five centuries of art and in many areas its holdings
are truly fabulous. Thomas Hoving, the director of the Metropolitan
Museum of Art in New York, said of it: “Piece for piece it is the greatest
art museum in the United States.” It is my job to research into, teach
from, and exhibit the Walters collection of manuscripts and rare books.
7
9780306815805_01.qxd 8/22/07 9:03 AM Page 8
They are the stuff of legend and the fabric of history. They range in
date from 300 BC to 1815, from an Egyptian Book of the Dead to
Napoleon’s memoirs. Most of them are medieval and sumptuously
illuminated with images. Among the Walters’ other holdings are
massive Roman sarcophagi and paintings by Hugo van der Goes,
Raphael, El Greco,Tiepolo, and Manet.
Gary Vikan, the director of the Walters, is my boss. Several weeks
before the sale I had told Gary about the Archimedes Palimpsest. It is
part of my job to follow the New York sales and Gary has a particular
interest in medieval manuscripts. It struck a chord. When I walked
into work the day after the sale, he hailed me down the grand
stairway of the house that was once the Walters’ home and, bran-
dishing the New York Times, he said, “Will! Why don’t you find out
who bought the Archimedes Palimpsest and see if you can get it for
exhibition?”
I thought it was a bad idea. After all, the Walters is an art museum.
It is concerned with what things look like.You cannot even see what
is interesting about the Archimedes Palimpsest. I sent Gary a memo
asking him if he really wanted me to do this. A couple of days later I
got my memo back with a characteristic directorial scrawl: “NOT
WORTH MUCH WORK.” It was clear to me that at least I had to try. I
didn’t have any more leads than anybody else did. Simon Finch was
the only name I had and so I asked Kathleen Stacey, the head librarian
at the Walters, to find his email address on the web. This she did, and
I sent Finch the following email:
ARCHIMEDES IN AMERICA
I moved my cursor to the top left of the screen: send. By the next
minute I had dismissed it from my mind. Frankly, the chances of any-
thing resulting from this were remote in the extreme, I didn’t even
much want anything to happen, and I had labels to write for an exhi-
bition of Dutch illuminated manuscripts. Still, I had done my job.
Emails are short on ritual. There is no walk to the mailbox, no
looking at the stamp, no slicing the envelope, no guessing the
9
9780306815805_01.qxd 8/22/07 9:03 AM Page 10
Dear Will,
I am writing with reference to your letter to Simon Finch
on the subject of the Palimpsest. I think the buyer of the
Palimpsest is very sympathetic to the idea of sending the
Archimedes to the Walters. I have already suggested to him
that we visit the Museum in January. Perhaps we could discuss
this and the Archimedes on the telephone soon.
Best wishes,
Sam Fogg
10
9780306815805_01.qxd 8/22/07 9:03 AM Page 11
ARCHIMEDES IN AMERICA
Sam must have told me that Simon Finch had called him because I
had mentioned Sam to Finch in my email.
I arranged a flight to London. Before I caught the plane I discussed
strategy with Gary. He thought that Simon Finch and Sam Fogg
might actually be the same person and that I was being given the
runaround. I didn’t think so. Two days later I could prove it: I had
lunch with both Simon Finch and Sam Fogg in Brown’s restaurant
on Maddox Street in London. It was only at this lunch that I dis-
covered who the owner of the Palimpsest actually was. He had in fact
been present at the auction, unnoticed by the competition, and
unrecognized by the press. He still likes to tell the story. Moreover, he
had known exactly the liability that he was trying to buy and had
bought it on the assumption that he would deposit it somewhere for
conservation and scholarly study. His anonymity was important to
him and hereafter he became known in any written correspondence
as Mr. B. We agreed that Sam and Mr. B would visit the Walters in
January.
This was just great. The trouble was I didn’t really know anything
about Archimedes or his book. My brother Rob had written a story
about a dog-eared palimpsest once and so I had the vague, romantic
notion that palimpsests could harbor secret knowledge that you could
only understand if you were really smart. But that was all I could
remember. I needed a few facts and a map of the Mediterranean. It
was November. I had two months to learn enough not to look like a
total idiot.
At about eleven o’clock on the morning of Tuesday, January 19,
1999 Mr. B and Sam arrived at the museum. I met them at the
entrance. Sam was a laugh a minute, as he always is; Mr. B was com-
pletely silent. Nervous to begin with, I took them up to the manu-
script room, a climate-controlled vault that serves as my office as well
as the repository of hundreds of medieval treasures. I entertained Sam
and Mr. B for an hour or so, before taking them to have lunch with
Gary. I couldn’t get a measure of the man. All I knew was that he was
11
9780306815805_01.qxd 8/22/07 9:03 AM Page 12
12
9780306815805_01.qxd 8/22/07 9:03 AM Page 13
ARCHIMEDES IN AMERICA
*
13
9780306815805_01.qxd 8/22/07 9:03 AM Page 14
ARCHIMEDES IN AMERICA
uscripts might contain some of the texts in it. All I knew for sure at
this point was that no other manuscripts contained Archimedes’
Method, Stomachion, or Floating Bodies in Greek. Secondly, this manu-
script is a palimpsest. Derived from the Greek words palin (again) and
psan (to rub), this means that the parchment used to make it has been
scraped more than once. As we will see, to make parchment you need
to scrape the skins of animals. If you want to reuse parchment that has
already been used to make a book, you need to scrape the skin again
to get rid of the old text before you write over it. This palimpsest
manuscript consisted of 174 folios. Derived from the Latin folium
(leaf), a folio has a front and back—a recto and a verso—that are
equivalent to modern pages. The folios were numbered 1 through
177 but, mysteriously, three numbers were missing. I hoped Mr. B
knew that he was missing some folios.
The manuscript is now called the Archimedes Palimpsest, but this
is a bit confusing. Make no mistake: the manuscript is a prayer book.
It looks like a prayer book, it feels like a prayer book, it even smells
like a prayer book, and it is prayers that you see on its folios. It is only
called the Archimedes Palimpsest because folios taken from an earlier
manuscript containing treatises by Archimedes were used to make it.
But remember the Archimedes text had been scraped off. Note, too,
that the scribes of the prayer book used the folios taken from several
other earlier manuscripts as well as the Archimedes manuscript. At
the time of the sale, nobody had a clue what was on these folios.
They didn’t look like folios from the Archimedes manuscript, and
they didn’t look as if they were all from the same manuscript. For
example, while the Archimedes text was laid out in two columns, the
texts on other palimpsest folios were laid out in one column; others
had a different number of lines per folio; and the handwriting on the
other folios, when it wasn’t invisible, was sometimes very different.
Mr. B had bought several different books in one. Basically, I con-
cluded that the Archimedes Palimpsest was only called the
Archimedes Palimpsest because no one could identify the other texts
in the manuscript and because the Archimedes texts were considered
15
9780306815805_01.qxd 8/22/07 9:03 AM Page 16
so much more important than the prayer book that was on top of
them.
But how important, really, was this “Archimedes Palimpsest?” I
began to ask around and Mr. B’s book got decidedly mixed reviews.
Even though it had commanded $2.2 million at auction, the truth
was that only three parties had put up a fight for it: the patriarchate,
the Greek government, and Mr. B. None of them knew all that much
about Archimedes. How come, I asked? Was there no academic insti-
tution sufficiently interested in it to enter the fray? I found out that
many well-informed scholars were skeptical that we could learn
much more from the book. Everybody kept mentioning that
someone named Heiberg had discovered the manuscript and read it
in 1906. And Heiberg, apparently, was something of a god in classical
studies.They said that it was unlikely that he would have missed any-
thing important. Mr. B, they told me, had bought a relic, not a book
that would reward much further research.
Still, Mr. B had entrusted his relic to me, and I had no choice but
to take his new possession as seriously as he did. His book clearly
needed three things: first, since it was literally falling apart, it needed
conservation; second, since no one could see the Archimedes text in
it properly, it needed advanced imaging; third, if by any chance
Heiberg had missed a few lines, then scholars needed to read it. I
knew that Mr. B would require the best. This was good, because his
book was such a wreck that it needed the best—the best conser-
vators, the most advanced imaging, and the most highly qualified
scholars. I was none of these things, and I wondered whether I was
the right person to be looking after Mr. B’s book. My expertise is in
Latin manuscripts, not Greek ones; religious books, not mathematical
ones; beautiful books, not ugly ones; and certainly legible books, for
goodness sake, not invisible ones.
That Mr. B chose me, of all people, to look after his book seemed
more than a little absurd, I thought. But Mr. B knew my limitations.
My job, as he saw much more clearly than I did at the time, was not
16
9780306815805_01.qxd 8/22/07 9:03 AM Page 17
ARCHIMEDES IN AMERICA
to do the work, but to get the right people to do it. But how was I
going to do that?
17
9780306815805_01.qxd 8/22/07 9:03 AM Page 18
Working with the CIA and the Department of Defense, it can warn
of potential trouble spots around the world, help plan military oper-
ations, and monitor the environment. Its mission is to develop and
operate unique and innovative space-reconnaissance systems and
conduct intelligence-related activities essential for U.S. national
security. As an avid John le Carré reader, I have always been
enthralled with the world of espionage.
I phoned Mr. Toth. I was tempted to say, if he hung on just a
moment, I would take the book up to the roof of the museum and if
he could just fly a satellite over it, we would all be finished in a few
minutes. More soberly, I invited him up from Washington to
Baltimore. I was still hoping that he would have a gadget, maybe in
his back pocket, maybe disguised as a watch, that could help me with
my problem. Much to my disappointment, it soon became clear that
no government agency could help us with the imaging of the
Palimpsest. Since it was private property, the tax dollars of the
American public could not be spent on it. Mike said that he would
nonetheless be happy to help us as a volunteer. Deprived of his toys,
I was not sure how he could, but it seemed unwise to annoy this man,
and he seemed pretty certain that he would be useful.
Mike, it turned out, was an expert at managing highly technical
systems, including imaging systems and particularly in assessing some-
thing called “program risk.” This was an amazing stroke of fortune.
Apparently, I had found someone who was professionally trained to
tell me exactly the magnitude of my trouble. But, more importantly,
he was willing to help me. I am a scholar who specializes in illumi-
nated liturgical manuscripts from Canterbury, England from the early
eleventh century. I have a few skills. I can, for example, recite the
Book of Psalms backward and the kings and queens of England
forward from Hengist through Henry VIII. But these skills are not
particularly well suited to running an effective integrated project at a
reasonable cost, to the correct level of performance, and on a prac-
tical schedule in order to produce value for the owner and an
Archimedes text for the world. I needed someone like Mike, a tech-
18
9780306815805_01.qxd 8/22/07 9:03 AM Page 19
ARCHIMEDES IN AMERICA
have gotten to see it. Someone could have just tossed it into his or
her attic. As we will learn, given the state in which the book came
out of its last private collection, these were valid concerns. I hope by
the end of this book, if not by the end of this chapter, to demonstrate
that this manuscript has been cared for extremely well and that the
right people have cared for it.Another reason why it might have been
a “bad thing” is that its future was uncertain. This still remains true.
When the work is done the manuscript will go back to its owner, and
I do not know what will happen to it then. But the best predictor of
future behavior is past behavior and over the last eight years the
owner has behaved responsibly, thoughtfully, and generously.
What do I mean by this? Well, Mr. B is extremely interested in the
Archimedes Palimpsest and greatly concerned with the project and
its goals. He is knowledgeable about books, he cares about them, and
he has a superb library. He makes all the important decisions
regarding the book, but he does so after carefully listening to us and
reading proposals that I have forwarded to him. And what’s more, he
pays for all the work that needs to be done.The project has never suf-
fered from a lack of money. Manuscript scholars, classicists, and math-
ematicians owe a great deal to the owner of the Archimedes
Palimpsest.
20
9780306815805_01.qxd 8/22/07 9:03 AM Page 21
ARCHIMEDES IN AMERICA
Roger Powell who rebound the Book of Kells. She has been at the
Walters much longer than I have—since 1984.
Abigail was integral to the planning of Archimedes’ future. In any
of the decisions concerning the well-being of the manuscript—and
there would be many—Abigail’s voice was the strongest. I didn’t just
have a great colleague; I was convinced that Archimedes was in the
safest possible hands—hers. I could rest assured that I wouldn’t make
the situation worse for Archimedes, and I was able to concentrate on
other things.
THE END–USERS
I received many offers, by a variety of enthusiasts, to help with the
decipherment of the Palimpsest. Some of these offers were rather
forceful (this is an understatement). I tried not to be offensive while
I worked out a strategy. The manuscript was so fragile that I could
not let just anyone have a crack at it. I needed to get the two or three
people who could best edit the texts so that they could be published.
The question was which two or three?
Gary Vikan immediately advised me to get in touch with Nigel
Wilson of Lincoln College, Oxford. He was an obvious choice for
two reasons. The first was that he knew the book better than anyone
else having just contributed a great deal to the catalogue Christie’s
produced for the auction. Christie’s asked him to catalogue it for the
same reason that I wanted him to work on it: he is without peer in
scholarship on the transmission of classical texts from antiquity
through the Middle Ages and his paleographical (script-deciphering)
and philological (text-analyzing) skills are legendary. I wrote to him
on Monday, January 15, 1999 and explained that if we were to do
justice to the manuscript, we needed a distinguished scholar who
knew about the subject to be our advisor. If he was willing, he was
in this respect uniquely qualified to help us. Ever since then Nigel has
been helping us. He has become far more than an independent
advisor.
21
9780306815805_01.qxd 8/22/07 9:03 AM Page 22
ARCHIMEDES IN AMERICA
ARCHIMEDES IN AMERICA
been celebrated on the BBC and on American TV. They had already
done some work on the Palimpsest, because Keith’s sister-in-law
knew Hope Mayo, who had worked with Nigel to prepare the cata-
logue for the Christie’s sale. Some of their images are actually in the
catalogue. Roger, Keith, and Bob Johnston were a known quantity
and a safe bet.
The other team was from Johns Hopkins University and was, in
effect, one man, William A. Christens-Barry. Bill is not an imaging
scientist, still less a photographer; he is a physicist. At the time we met
him, he was working at the Applied Physics Laboratory of Johns
Hopkins University. APL employs nearly three thousand engineers,
information technologists, and scientists. It works primarily on devel-
opment projects funded by federal agencies. Foremost among these
are the US Navy and NASA. Scientists at APL participate in the
entire range of data collection and analysis activities of interest to its
sponsors, including data from air-, ocean-, and space-borne recon-
naissance and imaging platforms. Work on non-defense, non-space
projects constitutes a secondary activity of the laboratory. Most of
Bill’s research pertained to problems in biological and medical
science, particularly in relation to cancer. Impressive place; impressive
guy. His proposal was full of ideas that no one else had even con-
sidered.
2
Archimedes in Syracuse
rchimedes is the most important scientist who ever lived. This
A conclusion can be reached as follows.The British philosopher A.
N. Whitehead once famously remarked: “The safest general charac-
terization of the European philosophical tradition is that it consists of
a series of footnotes to Plato.” This judgment may sound outrageous,
but in fact it is quite sober minded. Plato’s immediate followers, such
as Aristotle, tried above all to refute or to refine Plato’s arguments.
Later philosophers debated whether it was best to follow Plato or
Aristotle. And so, in a real sense, all later Western philosophy is but a
footnote to Plato.
The safest general characterization of the European scientific tra-
dition is that it consists of a series of footnotes to Archimedes. By
which I mean, roughly the same kind of genealogy that Whitehead
meant for Plato applies to Archimedes. As an example, we need only
to look at one of the most influential books of modern science,
Galileo’s Discourses Concerning Two New Sciences. This book was pub-
lished in 1638, by which time Archimedes had been dead for exactly
1,850 years—a very long time indeed.Yet throughout it, Galileo is in
debt to Archimedes. Essentially, Galileo advances the two sciences of
statics (how objects behave in rest) and dynamics (how objects behave
in motion). For statics, Galileo’s principal tools are centers of gravity and
the law of the balance. Galileo borrows both of these concepts—
explicitly, always expressing his admiration—from Archimedes. For
dynamics, Galileo’s principal tools are the approximation of curves and
the proportions of times and motions. Both of which, once again, derive
27
9780306815805_02.qxd 8/22/07 9:05 AM Page 28
A R C H I M E D E S I N S Y R AC U S E
small improvements or one could edit minor authors, but not many
people do this kind of work today. This is not only because the more
interesting authors have already been edited, but also because the
intellectual climate today is very different from that in the nineteenth
century. Nowadays, people are less interested in the dry details of texts
and more interested in the syntheses based on those texts. A PhD
thesis in Classics today is usually some kind of theoretical reflection
upon the established texts rather than an addition to the texts them-
selves. “Theory” is what people want. Putting it bluntly, you’re not
likely to get a job if your intellectual output is made up only of textual
editions. Nor is this necessarily a bad development. Nineteenth-
century scholarship was very impressive, and we owe it a great deal.
But it does sometimes make for very boring reading (often in Latin,
at that), and it is even occasionally naive in its lack of critical and the-
oretical reflection. Our understanding of the ancient world was made
much richer and more profound by the application of insights from
cultural anthropology, for instance, or from general poetics and lin-
guistics. My own PhD thesis, prepared at Cambridge under the super-
vision of Sir Geoffrey Lloyd, the doyen of Greek science, was very
much part of this modern tradition. I was greatly inspired by Geoffrey
Lloyd’s application of anthropology to the study of Greek thought, as
well as by his comparative method (where he places Greek science
side by side with its Chinese counterpart). My first book, The Shaping
of Deduction in Greek Mathematics:A Study in Cognitive History, involved
specifically the application of insights from cognitive science (or the
other way around: my hope was that cognitive scientists would find
something to learn from what historians had to tell them). My
objective throughout was to uncover the mathematical experience:
how does it register in the mind’s eye? To get a sense of this, I was per-
suaded, one must first be able to read the mathematics in accurate
translation, which carefully follows the author’s formulations, because
they convey to us how the ancients themselves thought about their
science. The most important of them all was never translated into
English. For Archimedes there existed only T. L. Heath’s poor para-
30
9780306815805_02.qxd 8/22/07 9:05 AM Page 31
A R C H I M E D E S I N S Y R AC U S E
A R C H I M E D E S I N S Y R AC U S E
effect. Probably Archimedes was quite old (so says the reliable
Polybius), but nothing more is known.
Here is the problem. Archimedes was so famous that legends clung
to him. And now, how are we to separate history from legend? This
is the historian’s problem. Up until the nineteenth century it was
common to accept ancient stories as reality. Since then, skepticism has
reigned. Perhaps historians today are too cautious, but we tend to
dismiss nearly everything that is said about Archimedes. Did he cry
“Eureka”? I doubt this myself, and let me explain why. Let’s take the
most famous version of this story (also the earliest) told by
Vitruvius—the date and author already give room for doubt.
Vitruvius writes some two hundred years after Archimedes’ death
and, in general, is not a very reliable historian (his book is a manual
of architecture, which he spices up with historical anecdotes).
Here is the story. Archimedes is lost in thought contemplating the
problem of a crown. The crown is supposed to be made of gold, but
is it pure? Then Archimedes notices the water splashing out of his
bath . . . and immediately he runs out crying “Eureka, eureka.” Eureka
what, precisely? According to Vitruvius, eureka is the observation that
the volume of water displaced by a body immersed in it is equal to
the volume of the body itself: so place the crown in water, measure
what may be called the “splashed” quantity—and you have the
volume of the crown. Compare this to an equally heavy mass of gold:
does it make the same splash? The heavier it is, the smaller the splash
it makes. So now you can conclude whether the crown has the spe-
cific gravity of gold or not.The method is sound, but it is based on a
trivial observation. Essentially, the observation is “bigger things make
bigger splashes.” This is so trivial that it was not even mentioned in
Archimedes’ treatise on Floating Bodies.
To me it appears that Vitruvius or his previous source knew that
Archimedes discovered something about bodies immersed in water.
They were also familiar with some trivial, pre-scientific observations
such as “bigger things make bigger splashes.” They invented the story
to tie the two together. Vitruvius clearly knew nothing about
34
9780306815805_02.qxd 8/22/07 9:05 AM Page 35
A R C H I M E D E S I N S Y R AC U S E
seem like much, but it does tell us that Archimedes’ father was an
astronomer and that his name was Pheidias.
This is a fact I find very meaningful. I have studied the name
“Pheidias” in antiquity, and I ask you to bear in mind two facts. Art,
as well as craftsmanship in general, were not highly appreciated by
ancient aristocrats (who generally speaking looked down on anyone
dirtying their hands). And, Pheidias is the name of the most famous
artist in antiquity—the master sculptor of the Parthenon in the fifth
century BC. Now, with these two facts in mind, I ask you to consider
the following observation: elsewhere when we determine what a person
named “Pheidias” did, it typically turns out that he was an artist of some sort.
The conclusion is quite simple. The name Pheidias would be
bestowed upon your son—as a proud prophecy—only in artists’ fam-
ilies. Otherwise, why give a name that had the lowly associations of
craftsmanship? So let us note this fact, as well: Archimedes’ grand-
father was an artist.
We have not yet exhausted the quarry of names. What about the
name Archimedes? This is, in fact, unique—and uniquely appropriate
to Archimedes. As is very often the case with Greek names, it is com-
prised of two components: arche or “principle, rule, number one,”
and medos or “mind, wisdom, wit.” The name means, if read from the
beginning to the end, “the number one mind,” which is a very good
description of Archimedes. But it was probably meant to be read from
the end to the beginning, as is more often done with Greek names.
It is a unique name, but it has a parallel in another name, Diomedes,
with “Dio” (a variant of “Zeus”) instead of arche. The name
Diomedes means “The Mind of Zeus,” and therefore the name
Archimedes means “The Mind of the Principle,” which sounds a bit
strange but makes perfect sense. Greek philosophers in the genera-
tions before Archimedes, starting with such figures as Plato, gradually
evolved a kind of monotheistic, scientific religion in which they wor-
shipped not so much the anthropomorphic gods of Greek religion
but rather the beauty and order of the cosmos, its “principle.” The
name Archimedes suggests that Archimedes’ father, the astronomer,
36
9780306815805_02.qxd 8/22/07 9:05 AM Page 37
A R C H I M E D E S I N S Y R AC U S E
Segment b Segment a
b a
38
9780306815805_02.qxd 8/22/07 9:05 AM Page 39
A R C H I M E D E S I N S Y R AC U S E
40
9780306815805_02.qxd 8/22/07 9:05 AM Page 41
A R C H I M E D E S I N S Y R AC U S E
Squaring Circles
And what mathematics it was, sent to Dositheus! First came a
treatise on the Quadrature of the Parabola. Then two separate books
on Sphere and Cylinder. Then a book on Spiral Lines. (The one in
which the hoax was revealed.) And, finally, a book on Conoids and
Spheroids.There might have been more, but these are the five books
that survive. The five works form a certain unity, as together they
constitute the cornerstone of the calculus. However, this is
probably not how Archimedes would have thought of them. To
him, they were all variations on squaring the circle. That is: time
and again, Archimedes takes an object bounded by curved lines and
equates it with a much simpler object, preferably bounded by
straight lines. Apparently this task—squaring, or measuring, the
circle—was, for Greek mathematicians, the Holy Grail of their
science.
The very idea of measurement depends on the notion of the
straight line. It is not for nothing that we measure with rulers. To
measure is to find a measuring tool and apply it successively to the
object being measured. Suppose we want to measure a straight line.
For instance, suppose we want to measure your height, which is
really saying that we want to measure the straight line from the
floor to the top of your head. Then what we do is take a line the
length of an inch and apply it successively, well over a sixty times,
but probably less than eighty times to measure your height. Since
this is very tiresome, we have pre-marked measuring tapes that save
us the trouble of actually applying the length successively, but, at
the conceptual level, successive application is precisely what takes
place.
When measuring area, we do the same successive application, but
instead of a straight line, we use a square. This is why floor plans are
literally measured by square feet. Cubes similarly measure volume. Of
course, not all objects come pre-packaged in squared or cubed units.
41
9780306815805_02.qxd 8/22/07 9:05 AM Page 42
42
9780306815805_02.qxd 8/22/07 9:05 AM Page 43
A R C H I M E D E S I N S Y R AC U S E
Parabola
Triangle
same, analogously, holds for solids divided into pyramids, which are
then made equal to cubes. It is all this straightforward.Take any object
bounded by straight lines. It can be conceptually difficult—a Rubik’s
cube or a many-spangled snowflake—but its measurement always
follows the same principle and it is truly straightforward. Take,
instead, an object as apparently simple as a baseball—just the most
ordinary sphere—and measurement suddenly breaks down. It is
impossible to divide the baseball into any finite number of pyramids
or triangles.The baseball has an infinitely complex, infinitely smooth
surface. Archimedes would measure such objects again and again,
pushing the most basic tools of mathematics.
In the Quadrature of the Parabola, Archimedes measured the
segment of a parabola: it is four-thirds times the triangle it encloses
(see fig. 2.3). A very striking measurement, given that the parabola is
a curved line, so this is rather like squaring a circle. He also, in the
same treatise, introduced a certain daring thought experiment: to
conceive of a geometrical object as if it were composed of physical
slices hung on a balance.
The two books on Sphere and Cylinder directly approach the
volume of the sphere. It turns out that it is exactly two-thirds the
cylinder enclosing it.What is its surface? It turns out it is exactly four
times its greatest circle (see fig. 2.4). This recalcitrant object—the
sphere—turns out to obey some very precise rules. In the second
book, remarkable tasks are achieved. For instance, finding the ratio
43
9780306815805_02.qxd 8/22/07 9:05 AM Page 44
Sphere
Greatest circle
FIGURE 2.4 The surface of the sphere is four times the area of its greatest circle
44
9780306815805_02.qxd 8/22/07 9:05 AM Page 45
A R C H I M E D E S I N S Y R AC U S E
Spiral line
Circle enclosing
the spiral
Area enclosed
by the spiral line
FIGURE 2.5 The area of the circle is three times the area enclosed by the spiral
FIGURE 2.6 A conoid is a solid created by rotating a parabola or a hyperbola on its axis
Imaginary Dialogues
In his measurements Archimedes adopts a surprising, circuitous route,
which was always his favorite way of approaching things.The general
45
9780306815805_02.qxd 8/22/07 9:05 AM Page 46
46
9780306815805_02.qxd 8/22/07 9:05 AM Page 47
A R C H I M E D E S I N S Y R AC U S E
B
Imagine it does, as the ‘line’ AEB.
DE is greater than DZ, because it contains it:
DE > DZ. DZ is equal to DB (both are radii
of the circle), while DB, in turn, is greater
than DE. (This is because in a triangle such as
A D D
Z
A E B
E
B the external side DB is greater than the internal
line DE.) As a consequence, DZ is greater than DE:
DZ > DE.
FIGURE 2.8 Indirect proof:Why does a line never get out of its circle?
A critic comes along and points out that there is still a difference—
the size of a grain of sand.
“Is that right?” exclaims Archimedes. “All right then, I shall apply
my mechanism successively several more times.” By the end of this
operation the area left out is smaller than the grain of sand.
“Wait a minute,” says the critic, not yet satisfied. “The area left out
is still greater than a hair’s width.”
Archimedes, unfazed, applies the mechanism once again, with the
area left out becoming smaller than a hair’s width.
“No, no!” the critic squabbles again; “the area left out is still bigger
than an atom.”
The critic may think he has had the last word, but Archimedes just
goes on applying his mechanism. “See,” he returns now to the critic,
“the area left out is now even smaller than the atom.” And so it goes
on, the difference always becoming smaller than any given magnitude
mentioned by the critic.
This dialogue could go on indefinitely.This is what philosophers refer
to as potential infinity.We never go as far as infinity itself in this argument.
There is no mention, at any point, of an area which is infinitesimally
small, merely of areas that are very, indefinitely small. But we allow our-
selves to go on indefinitely. And this, taken together with indirect proof,
allows Archimedes to measure the most incredible objects.
48
9780306815805_02.qxd 8/22/07 9:05 AM Page 49
A R C H I M E D E S I N S Y R AC U S E
49
9780306815805_02.qxd 8/22/07 9:05 AM Page 50
50
9780306815805_02.qxd 8/22/07 9:05 AM Page 51
A R C H I M E D E S I N S Y R AC U S E
FIGURE 2.9-2
51
9780306815805_02.qxd 8/22/07 9:05 AM Page 52
A R C H I M E D E S I N S Y R AC U S E
finds the center of gravity of a triangle, which is one of the key results
of the science of statics. On Floating Bodies sets the stage for another
science—hydrostatics. This work provided the foundation for
Vitruvius’ nice but silly story about Archimedes’ splashing in the bath.
He may have splashed, he may have run naked; but he certainly did
not cry Eureka over such a trivial observation as “bigger things make
bigger splashes.” The deduction in On Floating Bodies is much more
subtle and sophisticated.
This is it. In a stable body of liquid, each column of equal volume
must also have equal weight otherwise the liquid would flow from
the heavier to the lighter (this is why the face of the sea is even). The
same must hold true even if a solid body is immersed within such a
column of liquid. In other words, if we have a column of liquid with
a solid body immersed in it, the aggregate weight of the liquid and
the body must be equal to that of a column of liquid of the same
volume. It follows that the solid body must lose some of its weight.
Archimedes performs a complex calculation that demonstrates that it
must lose weight equal to the volume of water it has displaced.
This explains why we feel lighter in the bath. Indeed it tells us pre-
cisely by how much we should feel lighter in the bath. Now that’s
something to cry eureka about! Because, you see, by the power of pure
thought alone, Archimedes is capable of saying what must happen in
the physical world! This power of mind over matter is what is so fas-
cinating about Archimedean science. This is what Galileo and
Newton tried to imitate and, incredibly, succeeded in doing. In this
way, ultimately Newton discovered, by the power of pure thought—
as well as by the calculus—how the planets must move. And, with this
Archimedean achievement, Newton set the stage for all later science.
A R C H I M E D E S I N S Y R AC U S E
2
9
5
3
8
14
12
7
6 4
11
13 10
(For this, you recall, he needed an estimate of the size of the universe
and he mentions his father’s estimate.) And then again, most famously,
he offers a fantastically precise approximation of the ratio of a circle to
its diameter, which is known today as the number pi. He managed to
56
9780306815805_02.qxd 8/22/07 9:05 AM Page 57
A R C H I M E D E S I N S Y R AC U S E
FIGURE 2.11 A ninety-six-sided polygon within a circle.The inner circle shows a mag-
nified detail of the ninety-six-gon within the outer circle.
determine that this ratio is smaller than that of 14688 to 46731⁄2, but
greater than that of 6336 to 20171⁄4. He then simplified it, losing a tiny
bit in precision but gaining much more in clarity, to the ratio of less
than three and a seventh and greater than three and ten-seventy-
oneths! This amazing calculation is based on a method not unlike that
of the treatment of potentially infinite series, but, in the case of the cir-
cumference of the circle, precise calculation is impossible so approxi-
mation works best. So Archimedes calculated not the circumference
of a circle but the circumference of a polygon with ninety-six sides,
which, to sight, is nearly the same (see fig. 2.11).
Perhaps the most strikingly playful calculation made by
Archimedes is that of the cattle of Helios. His readers would have
known the context from their memories of Homer’s Odyssey. In
book twelve Odysseus’ crew reaches the island of Thrinacia, which
was sacred to Helios. Against Odysseus’ advice, his crew members
57
9780306815805_02.qxd 8/22/07 9:05 AM Page 58
slaughtered the cattle of Helios and feasted lavishly for seven days.
Throughout the remainder of the Odyssey, they are horribly punished
for this transgression. Tradition has identified the island as Sicily, so
the story could be turned into a poetic tribute to Sicily’s power and
a warning against interfering with the island. Archimedes created a
riddle—a calculatory puzzle couched in a poem:
Measure for me, friend, the multitude of Helios’ cattle,
Possessing diligence—if you partake of wisdom:
How many did once graze the plains of Sicily,
The Island Thrinacian divided in four herds,
In color varied . . .
The text goes on for about three pages, with many mathematical
constraints for instance:
. . . The white bulls
Were of the black a half and then a third
And then the whole of yellows, friend, do know this . . .
In short, Archimedes constructed an arithmetical problem with
eight unknowns (four herds: black, white, yellow, and many-spangled,
each divided into both bulls and cows); seven equations (for example,
the one above, [white bulls] = 5/6 [black bulls] + [yellow bulls]); and
two complex conditions in which the solutions were integers (there
are no half-cows). To try and solve this problem, it turns out, is a
transgression as fateful as the original slaughter. Do it at your own
peril. Modern mathematicians have proved that the smallest solution
involves a number written out in 206,456 digits.
This was a game. For you see, the presentation above, with its
short, metrical lines, was not whimsical on my part. Archimedes wrote
out this problem in verse. A poet-mathematician! The thought seems
absurd, but it was natural for Archimedes whose entire science was
based on a sense of play and beauty, on hidden meanings. In this case,
the hidden meanings were, among other things, political. Archimedes
was trying to suggest that one should not interfere with Sicily. Many
58
9780306815805_02.qxd 8/22/07 9:05 AM Page 59
A R C H I M E D E S I N S Y R AC U S E
did, in his time, and he did his best to stop them. And here, finally, we
return to the historical facts of Archimedes’ life.
A R C H I M E D E S I N S Y R AC U S E
A R C H I M E D E S I N S Y R AC U S E
lost for all those years. And on the tomb the old engraving (requested
by Archimedes himself) is still there: a sphere, and a cylinder exactly
enclosing it.
Archimedes did prove that the first was always two-thirds the
second—a masterpiece of reasoning that got him as close to squaring
the circle as is humanly possible. The diagram on this tomb was
immortal. Archimedes did find the first deep, revolutionary truths. In
time, they would give rise to our science. But first, his works had to
survive—to cross the seas of history so that, on the other shore,
modern science could be born.
63
9780306815805_02.qxd 8/22/07 9:06 AM Page 64
64
9780306815805_03.qxd 8/22/07 9:09 AM Page 65
3
The Great Race, Part 1
Before the Palimpsest
r. B sent me another letter, but it wasn’t a check this time. It
M contained transcripts of the court case concerning the
Palimpsest, which continued after the sale. In the transcripts, the
lawyer for Christie’s said that plans for an exhibition of the manu-
script were already being explored through a major museum in
Baltimore. Clearly, Mr. B had the idea of an exhibition even before I
did. Since the book would not have made much of an exhibition by
itself, I decided to make a film that explained why it was so
important. I got in touch with John Dean, a filmmaker and now a
dear friend. He bought the airplane tickets, and we flew around the
Mediterranean making the movie, with John singing and making
friends along the way. We had to pack the story of 2,200 years into
two weeks of filming.
The film told the story of the book as if it were taking part in a
race. The race lasted for centuries and took place all over the
Mediterranean world. It was a race for survival, and it was an epic.
Archimedes rode on a donkey—the concern of the scholar and the
care of the scribe. Arrayed against Archimedes were the mighty thor-
oughbreds of destruction: war, indifference, and the second law of
thermodynamics. If his works were to survive, Archimedes would
have to stay ahead of his opposition throughout the race; his treatises
had to be rewritten more times than they were destroyed. Ancient
authors were all in the same race and facing similar odds. But for most
of them, thanks to the printing press of Johannes Gutenberg, the race
was effectively over by the end of the sixteenth century. From 1454
65
9780306815805_03.qxd 8/22/07 9:09 AM Page 66
A Letter Is Written
You might think of it as a soccer ball kicked by Italy. But Sicily isn’t
a sphere; it’s a triangle. And that’s how the ancients thought of it. John
Dean and I landed in Palermo, which is on the western angle of the
triangle. We drove through its center at Piazza Armerina, then down
toward the south-east angle, leaving Mount Etna on our left.We then
arrived at Archimedes’ home town—Syracuse. John and I might have
stayed in Winston Churchill’s favorite hotel, but we walked the streets
that Archimedes trod, sat in the theater where he watched plays,
visited the altar at which he worshipped, and followed the city walls
that he defended. High above the city, on the Epipolae Plain, the
impressive remains of the Euryalus fortress still stand. In April 1999,
it looked stunning with its white ramparts emerging from a sea of
wild flowers. The view was magnificent, and we could see the port
below us to the east.
From Syracuse, before the Second Punic War, Archimedes had
written a letter to a friend. The letter began:
66
9780306815805_03.qxd 8/22/07 9:09 AM Page 67
T H E G R E AT R AC E
67
9780306815805_03.qxd 8/22/07 9:09 AM Page 68
In the Library
The town of Aswan, in Egypt, lies on the Tropic of Cancer. This
means that at noon on June 21 the walls of its buildings cast no
shadows. The walls of Alexandria, about 485 miles farther north, do.
At the same date and time a small shadow lines their walls’ northern
edges. Even though the walls of both towns are vertical, and the sun’s
rays are nearly parallel, the walls stand at different angles to those rays.
The vertical walls of Aswan are at a seven-degree angle from the ver-
tical walls of Alexandria. It was obvious to Eratosthenes that the
surface of the Earth itself, the ground upon which the walls of both
towns stood, was curved. By measuring the distance from Aswan to
Alexandria, which accounts for 7 of the 360 degrees of a sphere, one
can estimate the circumference of the Earth. Eratosthenes thought
this through in the third century BC and came up with the value of
250,000 stadia, in which 1 stadion is 125 paces or about 625 feet.This
was astonishingly close to the value accepted today—24,900 miles. A
smart calculation, and because of feats like this Archimedes addressed
the Method to Eratosthenes. It may have been because Eratosthenes
also knew a lot about a lot of subjects that he was appointed director
of the library at Alexandria in 235 BC.
Alexandria was a young city in Eratosthenes’ day. It was founded
on April 7, 331 BC by Alexander the Great, and it soon replaced
Memphis as the capital of Egypt. From 305 BC it was ruled by
Ptolemy I Soter, of Greco-Macedonian ancestry, and the dynasty that
he founded was to rule Egypt until Cleopatra’s suicide in 30 BC.
Under the Ptolemies, Alexandria became a great center of Greek
culture. By 280 BC a Temple to the Muses—the world’s first
68
9780306815805_03.qxd 8/22/07 9:09 AM Page 69
T H E G R E AT R AC E
A Change of Medium
Nothing is more dangerous for the contents of old documents than
an information-technology upgrade, because mass data transfer has to
take place and somebody has to do it. The transition from the roll to
70
9780306815805_03.qxd 8/22/07 9:09 AM Page 71
T H E G R E AT R AC E
ROLL
CODEX
FIGURE 3.1
71
9780306815805_03.qxd 8/22/07 9:09 AM Page 72
T H E G R E AT R AC E
could understand him. His genius actually worked against him. His
texts were very often left unrolled, and they were always going to
have had a tough time getting into codices.Three hundred years after
Hero another mathematician, Pappus, discussed a treatise by
Archimedes on semi-regular polyhedra. Of this treatise no trace
remains. Perhaps it never made it into a codex. It lost the race against
destruction right there.
The person who did more than anyone else to ensure the survival
of Archimedes’ treatises through this decisive period was named
Eutocius. Eutocius was born in Ascalon, Palestine in about 480 AD.
He didn’t just read Archimedes’ treatises; he researched them and
explained them. Eutocius traveled widely among the great centers of
learning at the time, including to Alexandria, where he must have
met a teacher named Ammonius. Eutocius dedicated his first work on
Archimedes, a commentary on Sphere and Cylinder I, to Ammonius,
and clearly held him in high regard. In his preface, Eutocius says that
he would write commentaries on other treatises by Archimedes if
Ammonius approved of this one. Ammonius must have approved,
because Eutocius went on to write three additional commentaries—
on Sphere and Cylinder II, on the Measurement of the Circle, and on
Balancing Planes. Eutocius had to struggle to find Archimedes’
writings. Regardless of whether they were already in codices or still
in rolls, there weren’t very many of them. At one point in Sphere and
Cylinder II, Archimedes promises to prove a mathematical point but
never does. Eutocius therefore went on a search. He writes: “In a
certain old manuscript (for we did not cease from the search of many
manuscripts) we have read theorems written very unclearly (because
of the errors), and in many ways mistaken about the diagrams. But
they had to do with the subject matter we were looking for, and they
preserved in part the Doric dialect Archimedes liked using, written
with the ancient name of things.” Eutocius then included an account
of this text in his commentary.
Eutocius’ treatises survive together with the works of Archimedes
that they comment upon. And this is an important point. Eutocius,
73
9780306815805_03.qxd 8/22/07 9:09 AM Page 74
like everybody else, clearly saw the advantages of the new IT and
exploited it. Just as a CD can store a great many more Bach cantatas
than a 78, so a single codex can contain many more of Archimedes’
treatises than a roll. Eutocius, it seems, prepared an edition of several
of Archimedes’ treatises, together with his commentaries, and had
them bound within wooden boards. From the sixth century onward,
we should imagine a treatise by Archimedes inside a handy
parchment codex, placed safely within wooden covers, and nestled
comfortably with other letters of a similar nature.
T H E G R E AT R AC E
T H E G R E AT R AC E
T H E G R E AT R AC E
T H E G R E AT R AC E
Codex C
Codex C, like most medieval manuscripts, is not written on paper; it
is written on the backs of animals. The skin of an animal is such a
refined product of natural selection that it is hard to see how it could
be used for much else. But skin has two great qualities: it is supple,
enabling movement, and it is tough, allowing animals to sustain all
types of knocks. Skin is well suited to life on earth outside of fire and
too much water, and, with some treatment, the same properties make
it an excellent, durable writing surface. With that treatment, it is
called parchment.
Parchment was invented at Pergamum in Asia Minor—or so
legend has it. King Eumenes II wanted his library to match that of
Alexandria, so the Ptolemies put an embargo on the export of
papyrus from Egypt at the beginning of the second century BC.
Parchment was Eumenes’ home-grown substitute. With the intro-
duction of the codex, parchment came into its own. While papyrus
certainly had tensile strength, it fractured more easily than parchment
when it was folded. Since codices consisted of folded sheets, those
made of parchment survived better than those made of papyrus.
81
9780306815805_03.qxd 8/22/07 9:09 AM Page 82
T H E G R E AT R AC E
Quire
And now to the ink. This is more fun to make.You start with a
solution of gallic acid. Gallic acid is present in oak galls, which are
growths on oak trees resulting from infections from insects and mites.
It is made up of carbon, hydrogen, and oxygen, and it has the power
to contract organic tissues such as collagen. This allows the ink to
etch into the parchment and remain in place. Crush the galls and boil
them in water. To this solution add ferrous sulphate, which is some-
times called green vitriol or copperas. This will supply most of the
color to the ink. It is a compound of iron and sulphuric acid that you
can frequently find together with pyrite. You then need to add a
thickening agent to this solution. By a process called gummosis, trees
belonging to the Fabaceae family, produce gum from their bark if
they are under attack. Gum Arabic is produced by the acacia tree,
which grows in Africa. Gum tragacanth, produced by several shrubs
of the genus Astragalus, principally astragalus gummier, can be found
in Asia Minor. If you are making a manuscript in Constantinople, you
might find it easier to get hold of gum tragacanth. It is still used today
to coat pills. To produce it in a quantity sufficient to satisfy the phar-
maceutical industry, incisions are made into the bark and wooden
wedges are driven into the incisions.The chemical makeup of gum is
complicated and varied, but it contains carbon, hydrogen, oxygen,
83
9780306815805_03.qxd 8/22/07 9:09 AM Page 84
T H E G R E AT R AC E
his text in two columns and wrote thirty-five lines in each column.
He made a codex with generous margins, so together the columns
were 9.5 inches high and 5.5 wide. Of course, Archimedes’ letter to
Eratosthenes—the Method—was just one of the texts he copied. The
manuscript currently starts toward the end of Balancing Planes and is
followed by Floating Bodies and the Method.The Method is followed by
Spiral Lines, Sphere and Cylinder, Measurement of the Circle, and finally
by one folio of Stomachion. Our scribe was an expert, writing in a
minuscule script characteristic of the third quarter of the tenth
century. Nigel Wilson says that his handwriting is similar to that in a
manuscript, with the date 988, which is now in the Monastery of St.
John the Theologian on the island of Patmos. The scribe didn’t
understand what he was copying but, as Reviel will explain later, this
was a good thing. We can assume that he worked for no longer than
a few months. We can only guess at the true extent of the original
codex, because we are now missing the beginning, the end, and
several chunks of the middle. In fact, it is perfectly possible that the
manuscript originally contained more of Archimedes’ treatises.
The codex our scribe wrote was actually a typical product of the
Byzantine Renaissance of the ninth and tenth centuries.As with most
Byzantine manuscripts, we do not know who commissioned it or
even who read it. In fact, judging by the lack of marginal comments,
it does not seem to have been used very much. But none of this
matters. It is the unique source for the Method, Stomachion, and On
Floating Bodies in Greek. If our scribe did nothing else in his long life,
his was a life well spent.
This is a story of survival, achieved against all the odds, through an
extravagant process by which creation just managed to outrun
destruction. Many rolls have crumbled and many codices have
burned. I have brought you to the earliest surviving text of
Archimedes—the thoughts of Archimedes preserved in a highly
ordered arrangement of flesh and iron. But it was made in the tenth
century, closer to our own time than to the time of Archimedes.
Tenth-century parchment codices look nothing like third-century BC
85
9780306815805_03.qxd 8/22/07 9:09 AM Page 86
86
9780306815805_04.qxd 8/22/07 9:13 AM Page 87
4
Visual Science
here is a lot one can learn from manuscripts. For one thing, we
T can pick up what’s written in them. We can find out what
thoughts Archimedes had, in Syracuse, in the third century BC. We
can find out how such thoughts came to influence all of later science.
And we can do more: we can use manuscripts to find out not just
what thoughts past scholars had, but also how they came to think
such thoughts. How did Archimedes think through his mathematics?
How did his readers? Such questions are raised by a recent cognitive
turn in science studies. To answer such questions we must turn to
manuscripts, because they provide us with the unique source of evi-
dence for this fundamental question: how does science register in the
mind’s eye?
In fact, we all have, nowadays, a rather clear image of science in our
mind’s eye. Let us consider the following experiment. In fig. 4.1, I show
two pictures of open pages from books.Take a look for a minute: even
though the illustrations are too small to be read comfortably, they allow
us immediately to make certain judgments.We just know that the left-
hand page is scientific. It is, in fact, from an introductory text in the cal-
culus (the subject pioneered by Archimedes, to which we shall return).
The right-hand page is from James Joyce’s Finnegans Wake (and is, inci-
dentally, much more difficult to read than the left-hand page).
When publishers say they are afraid of publishing popular science
that “looks technical,” what they mean is that they want their pages to
look like the right-hand, not the left-hand page.What are readers afraid
of ? They are afraid of equations.With good reason: they were force-fed
87
9780306815805_04.qxd 8/22/07 9:13 AM Page 88
FIGURE 4.1
such equations for several terrible years of their childhood and adoles-
cence.The result is that we tend, first, to hate equations and, second, to
consider them to be the natural format of science. Both assumptions
are wrong. Equations are a great invention—they should be respected,
if not loved—and they are not natural. Instead, they are a historical
invention whose origins lie in such documents as the Palimpsest. The
Greeks did not use equations. Archimedes did not use equations.Their
science looked nothing like the left-hand page in the figure.
Before Equations
Equations make logic visible. Suppose you say: “The first together
with the second is equal to the third; therefore the first is equal to the
third minus the second.”
Give it a moment’s thought and you see why this is true. But that’s
the trouble: you must give it a moment’s thought; meanwhile your
88
9780306815805_04.qxd 8/22/07 9:13 AM Page 89
V I S UA L S C I E N C E
attention has wandered away and the thread of the argument may
have been lost. Write instead:
A B C, therefore
ACB
and it works effortlessly: we see how the argument runs. Now no
attention is thrown away, and we can go on following the argument
with great ease.
We see how the same information acts differently through its dif-
ferent interfaces. The different media are important not only for the
survival of science but also for its very nature. Indeed, we can hardly
understand Greek science without first understanding its essential
interface. This, however, was not the equation. It was the diagram.
B C
V I S UA L S C I E N C E
A C
FIGURE 4.3
91
9780306815805_04.qxd 8/22/07 9:13 AM Page 92
A E
B H ∆ Z
92
9780306815805_04.qxd 8/22/07 9:13 AM Page 93
V I S UA L S C I E N C E
to provide us with the most basic information. They tell us the who’s
who of the proposition—which letter stands next to which object.
Ancient diagrams are not illustrative, they are informative; they con-
stitute part of the logic of the proposition. And so, Greek science was
a visual science.
How did it come about, then, that Greek mathematicians did not
make trivial mistakes based on the information in the diagram? How
did they keep their logic perfect? The reason has to do with a very
special interface used in Greek mathematics: the subtle, clever way in
which diagrams are used.
94
9780306815805_04.qxd 8/22/07 9:13 AM Page 95
V I S UA L S C I E N C E
scripts, but not in others (suggesting the original might have con-
tained an error detected by some scribes). But it was clear that the
diagrams were related. They were copied, not invented. In short, one
could apply the philological method. To do so, we take separate manu-
scripts and compare them. If two separate manuscripts possess the
same text or diagram, this means that there must have been a
common source for both. This allows us to go back and infer an
earlier form. And while we can never be sure that this earlier form
dates all the way back to Archimedes, it is still very important to try
to push our evidence back as far as possible.
Now this must be stressed. Readers are sometimes dissapointed to
hear that not all of Archimedes’ works are represented by the
Palimpsest alone. Some of the works are represented in the Palimpsest
and also in the various descendants of Codex A.This is not some kind
of blemish on the value of the Palimpsest. To the contrary, for the
philological method, it is of the utmost importance to have more than
one source.Taken alone, the Palimpsest can only tell us about the year
AD 975. But when we can compare it to other independent medieval
sources, it suddenly tells us much more. Whenever both the
Palimpsest and another independent medieval manuscript tell the
same story, we can push back the dates probably to a source from
Eutocius’ time or before, following which the two traditions
diverged. And this already makes us much closer to the world of
Archimedes himself.
This work is of a complex character. After all, Codex A itself is no
longer extant, so we have to apply the philological method twice
over. My original project of studying the Archimedes manuscripts
involved the descendants of Codex A alone. (The Palimpsest,
remember, was not available when I started my work.) So I looked at
those manuscripts.
There are some 250 figures in the works of Archimedes, but let us
review one example. In fig. 4.5, we can see the various variants of the
diagram for Sphere and Cylinder I, proposition 38. On the basis of
95
B B
H
9780306815805_04.qxd
Z H
Z
A A
8/22/07
E K E
K
9:13 AM
96
Page 96
B B
H
H
Z
Z
A
THE ARCHIMEDES CODEX
E E
K K
V I S UA L S C I E N C E
B
H
B
H
98
9780306815805_04.qxd 8/22/07 9:13 AM Page 99
V I S UA L S C I E N C E
circle. Now, it is easy to see how a scribe can, in haste, forget to copy a
single letter. I therefore chalk the absent letter A in Codex A down to
scribal error and assume it was present in the common archetype. As
for line AB, this is less clear. It is there in error, and since there is only
a single manuscript bearing this error—Codex A—it may well be only
the error of the scribe of Codex A. Of course, it could also be an earlier
error, that was corrected by the scribe of the Palimpsest, but not by that
of Codex A. But then again, I now know enough about the scribe of
the Palimpsest to tell you that he did not, in general, correct geomet-
rical errors. He clearly understood nothing of mathematics, judging
from some absurd errors he made. In other words, I believe that the line
AB was not there in front of his eyes; it was not part of the common
archetype of the two codices, A and the Palimpsest. And so, having
completed my philological detective work, I argue that the Palimpsest
preserves the ancient diagram of Archimedes’ Sphere and Cylinder I, 38
in fig. 4.7. Thus, we can go all the way back to Syracuse. I now move
on to consider the deep conceptual significance of this.
B
H
100
9780306815805_04.qxd 8/22/07 9:13 AM Page 101
V I S UA L S C I E N C E
Z
K
M
B
A
E
101
9780306815805_04.qxd 8/22/07 9:13 AM Page 102
T
Z
H M
E
K
X
N
B
O
A ∆
A modern illustration
M
E
T
K
N
O
B
H
A ∆
V I S UA L S C I E N C E
FIGURE 4.11
104
9780306815805_04.qxd 8/22/07 9:13 AM Page 105
V I S UA L S C I E N C E
Now imagine a tradition where the same is true for such prop-
erties as the size of an angle. So that, for instance, a polygon may
be represented by a series of circular arcs and no one thinks that
there is anything wrong. Because, you see, such properties as the
precise angles are simply irrelevant. This is not what a geometrical
figure represents. The precise angles are rather like the color. So
that, when we draw a right-angled green triangle it is no more
right-angled than it is green. Of course, it happens to be right-
angled just as it happens to be green, but both the color and the
precise angle are irrelevant and are discarded by the sophisticated
reader. Only a naive child would see a “green” triangle. And only
a naive modern reader—untrained in ancient diagrams—would see
a right-angled triangle.
To put this in the most general terms: ancient diagrams are
schematic, and in this way they represent the broader, topological fea-
tures of a geometrical object. Those features are indeed general and
reliable; a diagram represents them just as well as language represents
them. And so, ancient diagrams can form part of the logic of an
argument which is perfectly valid.
We have learned, therefore, something crucial and surprising about
Archimedes’ thought process, about his interfaces. He essentially
relied on the visual; he used schematic diagrams that can be used in
perfect logical rigor without danger of error based on visual evi-
dence. When Archimedes gazed at his diagrams along the Syracusan
seashore, he saw figures largely similar to those that we can reproduce
today based on the Palimpsest. And I know that what he saw there
was a crucial part of his thought process—one of the most basic tools
that made Greek science so successful.
Mathematics Is Beautiful
It was for good reason, then, that Archimedes had a diagram put on
his tomb. His reasoning inherently involved diagrams. And those dia-
grams were used in a clever, subtle way—very different from that of
105
9780306815805_04.qxd 8/22/07 9:13 AM Page 106
FIGURE 4.12
106
9780306815805_04.qxd 8/22/07 9:13 AM Page 107
V I S UA L S C I E N C E
FIGURE 4.13
The small straight lines are especially telling. They form, indeed, the
exact analogue to the curved polygons we saw in Sphere and
Cylinder. Once again, we see the non-pictorial character of Greek
diagrams. Those small straight lines each stand for a small arc. (In
Sphere and Cylinder arcs are drawn to represent straight lines, and in
Spiral Lines straight lines are drawn to represent arcs.)
This, of course, is Archimedes in the year AD 975. It is largely
faithful to the ancient Archimedes, I believe, not only in its diagrams,
but in its entire visual impact. The narrow columns, for instance, are
significant: they hark back to the writing on papyrus rolls (which
were written in a sequence of very narrow columns). As mentioned,
we have no exact parallel to compare them with from antiquity itself,
but there are, of course, a number of scientific works that have sur-
vived in papyrus form. They are not as important as those by
Archimedes or by Euclid, but still they tell us a lot about the
appearance of ancient science.The earliest of them all is a very minor
108
9780306815805_04.qxd 8/22/07 9:13 AM Page 109
V I S UA L S C I E N C E
V I S UA L S C I E N C E
grams, the scribe from the year 975 AD was already preparing the way
for the equations of today’s science.
Let us look at a passage from the Palimpsest. Figure 4.14 is from
the second proposition of the second book on Sphere and Cylinder.
Just as we saw with the Greek diagrams, the writing in the original
Greek produced by Archimedes had no frills at all. ARCHIMEDES
WROTE LIKE THIS, or, more precisely, ARCHIMEDESWROTE-
LIKETHIS (word division, too, is a medieval invention). In particular,
Archimedes’ text had no abbreviations: he spelled every word out
fully.
A scribe’s work is very tedious—copying, word after word, char-
acter after character. It just makes so much more sense to abbreviate.
If a word is repeated often, why not invent a symbol to represent this
word directly, instead of copying it again and again? Of course there
are aesthetic disadvantages to it.With too many abbreviations the text
may no longer look like Greek and begin to look like stenography.
With a work of poetry, for example, produced for a high price, you
would not use many abbreviations. But for a technical work, such as
111
9780306815805_04.qxd 8/22/07 9:13 AM Page 112
mathematics, which was probably not very highly paid, you might.
The Archimedes Palimpsest is an example of a fine, polished piece of
scribal craftsmanship, but it is not a luxury manuscript. No one would
have stopped the scribe from using scribal abbreviations.
And so we go back to the text of Sphere and Cylinder. Here is a
translation of his text:
(1) Therefore as the [line] ΚΘ to the [line] ΘΕ, the [line] ΘΕ
to [the line] ΕΓ, and therefore as the [square] on Κ∆ to the
[rectangle contained] by ΚΘ∆, the [square] on ΑΓ to the
[rectangle contained] by ΑΕΓ
You will notice first of all that my English translation takes up
much more space than the Greek text in the manuscript. There are
two reasons for this, one due to Archimedes, the other due to the
medieval scribes. The first is the square brackets. Archimedes did not
write in such words as “line,” “square,” “rectangle,” letting the
reader infer them from the context. In this way, he was capable of
writing a very spare text. The language used by Archimedes was a
piece of polished, minimalist design on par with his skeletal, polished
diagrams. He used very few words, because the readers already knew
what kinds of things he was talking about (just as the readers could
“read” the minimalist diagrams correctly, because they could under-
stand their nature as mathematical diagrams). Since Archimedes used
only uppercase letters and no word division, his text looked like this:
(2)THEREFOREASTHEKΘTOTHEΘETHEΘETOEΓ
ANDTHEREFOREASTHEONΚ∆TOTHEBYΚΘ∆
THEONΑΓTOTHEBYΑΕΓ
This, indeed, is somewhat challenging as an interface.
Medieval scribes, at this point, took some crucial steps in the
invention of more effective typesetting interfaces. The use of several
cases—an uppercase alongside a lowercase—is of great value. It allows
us to separate the letters referring to the diagram (which remain in
uppercase) from the rest (which is now in lowercase). Word division
112
9780306815805_04.qxd 8/22/07 9:13 AM Page 113
V I S UA L S C I E N C E
(6) ΚΘ:ΘΕ::ΘΕ:ΕΓ
→ Κ∆2:ΚΘ∗Θ∆::ΑΓ2:ΑΓ∗ΕΓ
113
9780306815805_04.qxd 8/22/07 9:13 AM Page 114
V I S UA L S C I E N C E
115
9780306815805_04.qxd 8/22/07 9:13 AM Page 116
5
The Great Race, Part II
The History of the Palimpsest
Disaster Strikes
ack in Constantinople, John Dean and I climbed up the Galata
B Tower and looked out. Beyond the Golden Horn, the glorious
panorama of Constantinople was spread before us. Hagia Sophia and
the Blue Mosque dominated the view. The mosque was a reminder
that Constantinople fell to the Ottoman Turks in 1453. This is often
heralded as a great tragedy, but the really disastrous sack of
Constantinople had already happened 250 years earlier. It was perpe-
trated by Christians from Western Europe.
In 1204, the Fourth Crusade, sanctioned by Pope Innocent III, had
to get from Europe to Egypt and from there, in theory, to the Holy
Land.The problem was how to get to Egypt.The Doge of Venice was
prepared to provide a fleet for 4,000 knights, 9,000 squires, and
20,000 foot soldiers, but at the price of 86,000 marks. The crusaders
agreed, but they were 34,000 marks short when they were ready to
sail. So they agreed to recapture the Dalmatian city of Zara for the
Venetians and their portion of the loot would make up the dif-
ference. The crusaders trashed Zara, but after they had pillaged the
town their loot was still not enough to pay the debt. The crusaders
could not, in honor, default on their debt to the Doge. There was an
imperative to recover it. How to do this? Politics supplied the answer.
Isaac II, Emperor of Constantinople, had been ousted by Alexius II in
1195, blinded and thrown in a dungeon. Isaac’s daughter was married
to Philip of Swabia, and his son, Alexius Angelus, was also at Philip’s
117
9780306815805_05.qxd 8/22/07 9:18 AM Page 118
court. Alexius Angelus agreed to pay the crusaders and the Doge of
Venice 200,000 marks if they would install him on the throne of
Constantinople. The Pope would be happy because Alexius Angelus
agreed that the city would become Catholic; the Doge would be
happy because he would get his money and trading privileges, and
the powerful Philip of Swabia would have a puppet on the throne of
Constantinople. Even modern politics doesn’t get much grubbier
than this.
The realities of medieval conquest do. The crusaders succeeded in
toppling Alexius II. Alexius Angelus was made co-emperor of
Constantinople with his father Isaac II. But with their puppet in
place, the crusaders’ debt still remained. Constantinople was in no
position to pay the money that Alexius had promised.While the cru-
saders were waiting for their money, a few of them started attacking
a mosque. A fire broke out in the chaos that followed. It spread
quickly and soon great tracts of the city stood in flames. The fire
lasted for eight days killing hundreds and destroying a strip three
miles wide running right through the middle of the ancient city. Still
the money was not forthcoming. Alexius, not surprisingly, lost the
support of Constantinople’s beleaguered inhabitants. He was
strangled and his father Isaac II died of grief. Hostilities broke out
again. On Monday, April 12, 1204, the crusaders breached the ancient
walls of Theodosius. That same night another great fire broke out.
The next day Constantinople surrendered. But it was only then that
the full horror—the horror recorded first hand by Nicetas
Choniates—began. As a result, the cash went into the coffers of the
Doge, the city went into the hands of the crusaders, the Catholic faith
was imposed upon the Orthodox, and the classics went up in flames.
This was truly a cataclysmic event for the texts of the ancient
world. The ark of the classics was burned. This is how and when
twenty of the thirty-three historians discussed by Photius disap-
peared. Who knows how many copies of Archimedes’ treatises? The
future of these treatises was not in Constantinople. The copies that
118
9780306815805_05.qxd 8/22/07 9:18 AM Page 119
T H E H I S T O RY O F T H E PA L I M P S E S T
Archimedes in Italy
In 1881 a scholar named Valentin Rose came across a manuscript in
the great Vatican Library. It was written by William of Moerbeke, a
Franciscan friar and a great translator of Greek texts including several
works of Aristotle. This particular book was his translation of the
works of Archimedes from the Greek into Latin. He finished writing
the book on Tuesday, December 10, 1269. Since William became a
chaplain and penitentiary of Pope Clement IV at Viterbo, Italy, some
time in the 1260s, and was still there in 1271, he must have translated
Archimedes’ treatises there.
But from which manuscripts did William translate, and where did
he get them? There were two of them, and they were listed in a cat-
alogue of manuscripts belonging to the Pope at Viterbo in 1311.They
were the manuscripts that today we call Codex A and Codex B.
Number 612 was Codex A. Even in 1269 it couldn’t have been in
great shape because it was already missing its cover. In the catalogue,
the codex is recorded as Angevin. This probably means that Charles
I of Anjou gave it to the Pope after the Battle of Benevento in 1266.
Number 608 was Codex B. Since Codex A did not contain Floating
Bodies, we can assume that William must have translated this treatise
from Codex B.
So Codices A and B washed up in Italy. Codex B, however,
didn’t last very long. It has been missing since 1311. Codex A, on
the other hand, became one of the most highly sought after
codices of the Italian Renaissance. In 1450 it was in the possession
of Pope Nicholas V who commissioned Jacopo of Cremona to
translate it again. In 1492 Lorenzo de Medici—Il Magnifico—sent
119
9780306815805_05.qxd 8/22/07 9:18 AM Page 120
Politian on a search for texts that he didn’t have in his own library.
Politian found Codex A in the library of Giorgio Valla in Venice,
and he had a copy of it made. This copy is now housed in
Michelangelo’s architectural masterpiece, the Laurentian Library, in
Florence.Valla thought Codex A was so precious and rare that he
would not permit it to leave his library. He even declined a request
to borrow it from Ercole d’Este, Duke of Ferrara. Alberto Pio of
Carpi bought Giorgio Valla’s library. When Pio died in 1531, the
manuscript became the possession of his nephew Ridolfo Pio, who
died in 1564. No one has seen Codex A since then.
Even though they disappeared, Codices A and B did their job: they
transmitted Archimedes to the modern world. The reception of
Archimedes has been meticulously documented in the monumental
work of scholarship by Marshall Clagett, Archimedes in the Middle Ages.
Whether it was directly through Codex A or through the Latin trans-
lations by William of Moerbeke and Jacopo of Cremona,
Archimedes’ treatises came into the hands of the most talented men
of the Renaissance. The Renaissance was, of course, well disposed to
receiving the works of this great man.
The Archimedes of legend had already become a byword for bril-
liant inventors and mathematicians. Filippo Brunelleschi, for
example, was heralded as a “Second Archimedes” after building the
magnificent dome of Florence Cathedral early in the fifteenth
century. Renaissance figures soon learned that the Archimedes of
the treatises far surpassed the legendary figure. Leon Battista Alberti,
the great Florentine author, architect, and painter knew about
Floating Bodies and utilized it in his exposition of the “Eureka” story.
More impressively, as James Banker showed in 2005, Piero della
Francesca, whose paintings reveal astonishing subtleties of geometry,
had actually transcribed the full text of Jacopo of Cremona’s trans-
lation. Regiomontanus, the German mathematician whose work
was so important to Copernicus, also copied Jacopo’s translation
after the Pope had given it to Cardinal Bessarion. By hook or by
crook the great artistic and mathematical minds of the Renaissance
120
9780306815805_05.qxd 8/22/07 9:18 AM Page 121
T H E H I S T O RY O F T H E PA L I M P S E S T
A Write-off
A thirteenth-century scribe prepared himself for a job. He had gone
through the procedures many times before. He had already prepared
his reed pens, his ruler, and his knife. He sat down in his chair. Beside
him was a small table with an inkwell filled with black ink. He took
the first sheet of parchment from a stack nearby. With a hard point,
he incised lines on the parchment upon which he would shortly
write his letters. The parchment now rested in his lap on top of a
board. In front of the scribe on a stand was the codex that he was
about to copy. He was poised to write. Are you experiencing déjà vu?
Excellent. Look at the scene again. This time we are not particularly
interested in the codex on the stand. It is the parchment that the
scribe is about to use that should be the object of our curiosity. The
parchment was going through a process it had been through before.
You have guessed it, of course.This scribe’s parchment was Codex
C, the Archimedes manuscript from Balancing Planes to Stomachion,
Method included. It had been taken apart and its folios erased of text.
The scribe had more prayers to write than he had Archimedes
122
9780306815805_05.qxd 8/22/07 9:18 AM Page 123
T H E H I S T O RY O F T H E PA L I M P S E S T
parchment to write on, but this didn’t stop him. He simply reused
parchment from other codices as well—at least four of them.
The palimpsesting of Archimedes and of all the other unidentified
texts in the prayer book was a ruthless operation. The manuscripts
were taken from their shelves, their bindings were cut off and dis-
carded, and the stitching between their quires was undone. This was
quick and easy to do. Once the codex was in pieces, the bifolios were
scrubbed with some kind of natural acid. There are no Greek texts
telling us how this was done, but Theophilus, writing On Various Arts
in Western Europe in the twelfth century, suggests that by using
orange juice and a sponge it is quite easy to erase the letters perfectly.
There is no doubt that some kind of acidic mixture was used, but the
operation on the Palimpsest was much more severe than the one pre-
scribed by Theophilus. Abigail found holes on the edges of the
Archimedes bifolios that appear to have been made by nails, which
held the pages under tension. This would be consistent with damp
bifolios being tacked down to a board to prevent shrinking as they
dried out. Abigail further noticed that there were scratch marks on
top of the Archimedes text. After the bifolios had dried, it appears
that they were further rubbed with a pumice stone. It’s done.
Archimedes is gone. The skins on which his texts had been written
were removed from their wooden frames and stacked in a corner.
The first thing the scribe did upon picking up an Archimedes
bifolio was to cut it in two down the fold, thereby separating it into
123
9780306815805_05.qxd 8/22/07 9:18 AM Page 124
two folios. He did not trim these folios further and this is lucky for
us; on each surviving folio none of the residual traces of the
Archimedes text were trimmed by the maker of the palimpsest. The
scribe then took the two folios, rotated them ninety degrees, and
folded them in the middle so that they became two nested bifolios in
the prayer book. The folios of the prayer book are therefore exactly
half the size of the original Archimedes folios.
However, when the scribe picked up separate Archimedes bifolios,
the bifolios were already highly disordered, so different bifolios of the
Archimedes text are now found widely separated from each other in
the prayer book. They are also found interspersed with palimpsested
parchment of the other manuscripts that the scribe used. The
Archimedes manuscript formed the overall skeleton of the
Palimpsest; the parchment of other manuscripts fleshed it out.
It was standard practice in making palimpsests for the scribe to cut
the bifolios in half and rotate them, and it made good sense.The great
advantage of the procedure was that the scribe did not have to
contend with the distracting remains of a palimpsested text because
he was writing at right angles to it. It is far easier to write over a text
at right angles than it is to follow its path. Of course, the scribe could
have rotated the scrubbed bifolios without cutting them down the
middle and simply folded them in half the other way. But, the result
would have been an extremely tall, thin, and unwieldy codex. The
procedure followed by our scribe was carefully designed to produce
new codices effectively and economically. For this reason,
palimpsested codices are nearly always half the size of the codices
from which they were made. Of course, since a folio of the
Archimedes manuscript became a bifolio of the prayer book, it could,
and often did, constitute both the first and last folio of a quire in the
new manuscript.As a result, the middle of each of the old Archimedes
folios passes right through the spine of the prayer book.
If he knew what he was about to copy over, the scribe did not even
give it a second thought.The first piece of parchment in his new codex
contained On Floating Bodies. He covered it with a blessing for loaves
124
9780306815805_05.qxd 8/22/07 9:18 AM Page 125
T H E H I S T O RY O F T H E PA L I M P S E S T
at Easter. Further into the codex, he wrote over a different section with
a prayer for repentance. He wrote over the beginning of the Method
with a prayer of marriage. Over a later section of the Method, he wrote
a prayer recited at the foundation of a church. And, note this, over
Archimedes’ critical proposition 14, he wrote a prayer for the dead.
For a short section of the prayer book our scribe worked with a
colleague. He was probably glad to get the help because it was a long
job. Indeed it was so long that the Archimedes manuscript could not
by itself supply all the necessary parchment, and other codices had to
be used too. Since no one who had investigated the Archimedes
Palimpsest was very interested in these codices, it is entirely appro-
priate that over a folio of one of them the scribes wrote a prayer for
those unreasonably excluded.
It may have made good sense to them, but the scribes of the prayer
book had really stitched up Archimedes. Think about it. If some odd
duck ever wanted, for some strange reason, to read any one of the
palimpsested texts, it would be great fun to watch them try. For
example, if someone was interested in the text of Method, proposition
14, they would have trouble finding it. It starts on column 1 of folio
110 recto of the Palimpsest. To read it, they would need to turn the
codex ninety degrees and read through the prayer book text—the
prayer for the dead—to decipher the erased text beneath.Very soon
they would get stuck, because the column disappears into the gutter.
They would then need to find where it reappears. In this case, it
appears five folios further back on folio 105v. On this folio, they would
not be able to read at least two of the lines of text hidden in the gutter.
If they persisted, they would have to read the second column of text
too. Now things get yet more complicated.They would have to rotate
the codex 180 degrees and read column 1 of folio 110v and then
rotate it 180 degrees to read the bottom of this column on folio 105r.
To finish this folio, they would have to repeat this operation to read
the second column. Having read as much of this folio as they could,
they would then need to find the next folio of Archimedes text. It
could be anywhere in the codex. Actually it is on folio 158, more than
125
9780306815805_05.qxd 8/22/07 9:18 AM Page 126
fifty folios further along in the prayer book. Then the whole process
would start all over again. A truly interactive user experience. But
nobody would ever do this, would they? I mean, it’s a mug’s game.
So what was the name of the Christian scribe who did this? And
what, if any, are the mitigating circumstances that the defense can
summon up before we pass judgment on him for obliterating
Archimedes? Having no idea how to answer these questions, I
roundly condemn an anonymous medieval scribe and move on. The
book moved on, too, and when we can trace it next, it is three
hundred years later and on a different continent.
T H E H I S T O RY O F T H E PA L I M P S E S T
English. His given name was Lazarus, and he had come to the
monastery from San Francisco. He showed us around the complex
including the cell of St. Sabas and the chapel of St. Nicholas where
the skulls of the departed members of the community are indeed
housed. It is still the most extraordinary, beautiful, and spiritual place
despite the political upheavals that constantly surround it. Everything
was exactly as Croly had described it. It was as if time had melted
away. Brother Lazarus had found peace at St. Sabas. He missed the
Grateful Dead, but he was reminded of them by the insistent ringing
of the semantron, a crescent-shaped metal bar by which a fellow
monk, even at that moment, called him to prayer. Before he left us,
he pointed to the taller of two towers that crowned the assemblage
of churches and cells. St. Justinian’s Tower, he said, contained the
library. John and I had reached our destination. In 1834, there were
more than 1,000 manuscripts in the library of St. Sabas. One of them,
one of the least prepossessing, was the Archimedes Palimpsest.
We only know that the Archimedes Palimpsest was at St. Sabas
because a Greek scholar, Papadopoulos-Kerameus, described the
manuscript in 1899. He said there was a paper quire in the book,
which was added in the sixteenth century, and in which there was an
inscription indicating that the book belonged to the monastery. The
manuscript doesn’t have this quire any more and this inscription no
longer exists. It is only thanks to Papadopoulos-Kerameus that we
know how the Archimedes Palimpsest survived the centuries.
The Palimpsest contains prayers that the brothers in the monastery
would have used on an almost daily basis. It includes a prayer said
when something unclean falls into a vessel of wine, oil, or honey;
there is St. Gregory’s exorcism for unclean spirits; and John
Chrysostom’s prayer for Holy Communion, to name just a few of
them. The Palimpsest shows every sign of frequent use. The codex is
charred at the edges, as if has been scorched by the desert heat or
even burned in a fire. Many of the folios are covered with wax
droplets, which would have fallen on the manuscript as its prayers
were recited by candlelight. There are many emendations and addi-
128
9780306815805_05.qxd 8/22/07 9:18 AM Page 129
T H E H I S T O RY O F T H E PA L I M P S E S T
tions to the text and in some places the prayers have been traced over
in order to make them more legible. Moreover, either through
damage or because the prayers were no longer considered relevant,
approximately sixty folios from the manuscript went missing while it
was at St. Sabas. That is about a third of the entire codex.
The Monastery of St. Sabas provided a temporary respite for John
and me and a more permanent sanctuary for Brother Lazarus. But, it
was a tomb for Archimedes. The monks had every reason to read the
prayers in the Palimpsest, but absolutely none to read what was beneath
them. Abstract mathematics is not a priority at St. Sabas. Archimedes
was effectively buried at the monastery for at least three hundred years.
Unlike the texts in Codices A and B, those unique to Codex C
remained unknown to the Renaissance and the Scientific Revolution.
Somehow, like Brother Lazarus’s biblical namesake, the Archimedes of
the Method and Stomachion would have to be raised from the dead.
Signs of Movement
One of the last stops on my journey with John Dean was Lincoln
College, Oxford to see a great scholar and a gentleman, Nigel Wilson. I
have already spoken of Nigel, but it was only when I met him in Oxford
that I got to know him. The first thing that struck me was that he was
honored to meet us. This was only in part impeccable civility. It was
mainly because I bore responsibility for the Palimpsest, work on which
he would later describe as “one of the most fascinating scholarly projects
imaginable.” The Palimpsest really mattered to Nigel and this accounted
for his remarkable patience when we filmed him over and over again in
the college library repeating some of the simplest statements that he has
ever contrived to utter. One sound bite he gave us was: “Constantinople
was the one place in the ancient world with an unbroken tradition of
copying and studying ancient texts.” Another was: “I went to
Cambridge, saw the leaf and said,‘That’s it; that’s Archimedes.’”
In truth, in 1971, acting on the suggestion of his friend G. J.
Toomer of Brown University, Nigel set out from Oxford to
129
9780306815805_05.qxd 8/22/07 9:18 AM Page 130
130
9780306815805_05.qxd 8/22/07 9:18 AM Page 131
T H E H I S T O RY O F T H E PA L I M P S E S T
131
9780306815805_05.qxd 8/22/07 9:18 AM Page 132
132
9780306815805_05.qxd 8/22/07 9:18 AM Page 133
T H E H I S T O RY O F T H E PA L I M P S E S T
Lost in Paris
By 1938, the Metochion’s manuscripts had been moved to the
National Library of Greece in Athens. It was done under the noses of
the Turkish authorities who had specifically forbidden such exports.
Certainly this was safer than to have the books stay at the Metochion,
because life there had become very unpleasant.
At the end of World War I, an English and French military
presence in Constantinople supported the Sultan of a crippled
Ottoman Empire. Mustafa Kemal—later Ataturk—left the capital and
rallied Turkish nationalists to found the modern state of Turkey. In
1923, the Allies and the Sultan were ousted from Constantinople. In
the process, Ataturk defeated the Greeks who had rashly invaded
Turkey in 1921. In an early example of ethnic cleansing, hundreds of
thousands of Greeks living in Turkey were forcibly transferred to
Greece. In 1925, Ataturk abolished religious orders and hanged the
Greek Patriarch of Constantinople.
It was in this atmosphere that the books in the Metochion were
surreptitiously moved to Athens. There are no records of how it was
done, but it was done very quietly. And the veil of silence that sur-
rounded the Metochion manuscripts in the twenties and thirties must
have been just too tempting for someone, because the Palimpsest was
one of a number of spectacular manuscripts that never made it to
Athens.
The Metochion’s manuscripts that did not make it to Greece are
now in various institutions, including the University of Chicago; the
Cleveland Museum of Art; the Bibliothèque Nationale in France;
Duke University; and the Walters Art Museum. Henry Walters
133
9780306815805_05.qxd 8/22/07 9:18 AM Page 134
134
9780306815805_05.qxd 8/22/07 9:18 AM Page 135
T H E H I S T O RY O F T H E PA L I M P S E S T
Sirieix had served in Greece during World War I and had traveled
in Greece and Turkey in the early 1920s. This was presumably when
he acquired the manuscript. He had lived in Paris, served with dis-
tinction in the French Resistance during World War II, and left for
the South of France in 1947. That is when he left the Palimpsest in
the care of his daughter, who had moved into his apartment. He died
in 1956.
In the 1960s, Anne Guersan began investigating the book she
inherited. She sought the advice of Professor Bollack, a neighbor in
Paris, and Professor Wasserstein from Leicester. In 1970, she left a few
detached leaves of the codex with Father Joseph Paramelle at the
Institut du Recherche et d’Histoire des Textes of the Center
Nationale de la Recherche Scientifique in Paris. At that point, she
knew what she had. In 1971, she took the book to the Etablissement
Mallet “to remove fungus stains from a few of its pages and otherwise
to preserve its condition.” Then she tried selling it. In the 1970s, a
short brochure was produced and it was discreetly offered for private
sale to a number of individuals and institutions. All of them declined.
Anne Guersan finally turned to Felix de Marez Oyens of the
Manuscripts Department at Christie’s.
The Palimpsest arrived on my desk on January 19, 1999 even
before the legal issues, raised at the time of its sale, were resolved.
While John Dean and I were on our jaunt around the
Mediterranean, Christie’s and the patriarchate were still thrashing
things out in court.We had more fun than they did.They did not dis-
agree over the facts. Instead, the case turned on the interpretation of
the law, and Judge Kimba Wood ruled in favor of Christie’s.
According to French law, which she judged applied in this case, if
Anne Guersan had owned the codex publicly, peacefully, continu-
ously, and unambiguously for thirty years, she had the right to sell it.
The burden of proof rested with the patriarchate’s lawyer to demon-
strate that she had not owned it in these circumstances and the patri-
archate’s lawyer did not come up with this evidence. Judge Wood also
135
9780306815805_05.qxd 8/22/07 9:18 AM Page 136
noted that, should New York law be deemed to apply, she would still
rule in favor of Christie’s, but on a different principle—the principle
of laches. Generally, the principle of laches is applied when it is clear
that a plaintiff unreasonably delayed in initiating an action and a
defendant was unfairly prejudiced by the delay. Judge Wood must
have thought that bringing an action the night before the auction
was an unreasonable delay. The case was finally dismissed on
Wednesday, August 18, 1999 by which time the exhibition was
already open at the Walters.
I had learned a lot in five months. Sure, there were plenty of holes
in the Palimpsest story, though I knew enough to think that it was
tragic. I did not know the name of the scribe who had obliterated the
Archimedes text, and I did not know when, why, or where he did it.
But John had enough to make a movie, and I had enough for an
exhibition. I could give it a happy ending by promising to reveal the
erased texts despite all that had happened to the manuscript. “Eureka:
The Archimedes Palimpsest” opened on Sunday, June 20, 1999 and
traveled to the Field Museum in Chicago in the fall. The Palimpsest
was opened to a folio on which visitors could just barely make out
the diagram that accompanied proposition 1 of Archimedes’ letter to
Eratosthenes.
The exhibition started with John Dean’s movie. The movie tells a
strange story—ideas originate in the head of a man living on a tri-
angle in the middle of the Mediterranean in the third century BC.
These ideas are uniquely preserved today on a manuscript written in
Constantinople twelve hundred years later. They survive the rise and
fall of empires, the sacking of cities, and numerous changes in writing
technology. And even though these ideas are scraped off and written
over, they are still there. It is an astonishing journey. The letter
beginning “Archimedes to Eratosthenes, Greetings,” starts right at
the top of folio 46r column 2 of Codex C and there alone.
Delightfully, you can see the beginning of the letter and the name
136
9780306815805_05.qxd 8/22/07 9:18 AM Page 137
T H E H I S T O RY O F T H E PA L I M P S E S T
137
9780306815805_05.qxd 8/22/07 9:18 AM Page 138
6
Archimedes’ Method, 1999
or The Making of Science
was there in June 1999. What a sensation it was to see the
I Palimpsest opened to the first diagram of the Method! I had always
dreamed of seeing this diagram. That it was partially hidden from
sight, disappearing into the gutter, only added to its mystery. I saw all
the visitors coming into the museum to gape at this modest-looking
page, and I knew that they were looking at the only surviving evi-
dence of Archimedes’ greatest achievement.
The Method survives in the Palimpsest alone. There is no trace of
it elsewhere—no other Greek manuscript, no Arabic version, no
Latin translation. The Palimpsest is the only physical object in the
universe to bear witness to this achievement of Archimedes. The
Method is unique not only among the Archimedean works but also
among all other mathematics produced prior to the sixteenth
century. Back in June 1999, we already knew—thanks to Heiberg’s
transcription—that here Archimedes came closest to the modern cal-
culus. We also knew that Archimedes came closest to revealing his
method by which physics and mathematics can be brought together.
These are the two keys to the science of Archimedes: the calculus,
which is the mathematics of infinity, and the application of mathe-
matics to physics. Mathematics, infinity, and physics: this triple com-
bination is all present in the Method. We can see how by following
two great mathematical proofs.
The first proof, an example of the application of mathematics to
the physical world, is Archimedes’ discovery of the center of gravity
of a triangle. It is a result found outside the Method, but it is crucial
139
9780306815805_06.qxd 8/22/07 9:22 AM Page 140
for the understanding of how the Method works. The second proof is
an example of the triple combination: mathematics, physics, and
infinity. It is the first proposition of the Method, in which Archimedes
finds the area of a parabolic segment.This brings us to the very height
of Archimedes’ achievement—collecting along the way the tool kit
required for the making of modern science.
Moon. We then treat the Earth and the Moon as if they are all con-
centrated on those single points. It can be proven mathematically
that, for most calculations, once we find the center of gravity, we can
calculate with a single point instead of an entire object. Physics
cannot exist without the center of gravity. And it is, once again, an
invention of Archimedes.
The idea of “center of gravity” is best understood with a planar,
two-dimensional object. For instance, let’s use a circle. Our objective
is to balance the circle and hang it from the ceiling so that it remains
stationary. So, where do we tie the string? This is the easiest case: we
tie the string to the center of the circle.Tied anywhere else, the circle will
collapse. To keep it stationary, the circle must hang precisely from its
geometrical center. In this easiest case, then, the geometrical center
and the center of gravity coincide.
A square also hangs stationary when the string is tied to its exact
center.The same is true for all parallelograms, as we will demonstrate.
Simply find the point where the two diagonals meet, and you will
find the center of gravity of a parallelogram (see fig. 6.1). But the
question begins to become truly difficult when we approach more
complex objects. The key to all of them is the triangle. The triangle
has no obvious center in the way that a circle, a square, or even a par-
allelogram does. But once we find the center of gravity of a triangle,
we will be able to find the centers of gravity of all other rectilinear
141
9780306815805_06.qxd 8/22/07 9:22 AM Page 142
B D F C
FIGURE 6.2-1
T
E Z
B D C
FIGURE 6.2-2
T
E Z
M
K L
B D C
FIGURE 6.2-3
line AC in two (so that,AZ = ZC).We then connect the three points:
D, E, Z. Now, inside the big triangle ABC, we have four smaller tri-
angles. If you were a Greek mathematician, it would not be difficult
for you to prove the following fact: ALL FOUR SMALL TRIANGLES ARE
SIMILAR TO THE BIG TRIANGLE, AND THEY ARE EQUAL TO EACH OTHER.
Similar triangles are identical to each other in every way except size.
Remember that we have assumed that T is the center of gravity in
the big triangle. So, the centers of gravity of the smaller triangles will
have to be similarly situated. Let us trace the centers of gravity in two
of the smaller triangles (see fig. 6.2–3).
The centers of gravity of the smaller triangles are to be the points
L and K. L is the center of gravity for the bottom-right triangle and
K is the center of gravity for the bottom-left triangle.What about the
144
9780306815805_06.qxd 8/22/07 9:22 AM Page 145
T
E Z
M
K N L
B D C
FIGURE 6.2-4
T
E Z
M
B D F C
FIGURE 6.2-5
146
9780306815805_06.qxd 8/22/07 9:22 AM Page 147
E Z
B D C
FIGURE 6.2-6
explains. It is because lines, divided in two, give rise to four equal and
similar triangles. It is because a certain line happens to be parallel to
another. It is because of geometry. Follow logic and you see for
yourself. We turn away, in disbelief. But, Archimedes is right.
The products of pure thought, which at first glance have nothing
at all to do with each other or the physical world, are brought
together. Before you know it, pure speculation binds the physical uni-
verse and forces it to behave in a particular fashion. No experiments
were necessary to find this out. Mind rules over matter because, ulti-
mately, even brute matter must follow logic.
This is rather like the magician telling us—without even
looking—about the contents of our wallets. Archimedes has told
us—without even looking—how the world must behave, where a
triangle must balance.
Follow this a bit further. We start at Syracuse in the third century
BC when all we can do is hang a triangle from the ceiling. But, we
follow the line of thought long enough and we are able by the twen-
tieth century to launch a rocket to the Moon and to explode an
atomic bomb. All the way, following the same principle, we apply the
power of reasoning to the universe, and the universe follows logic.
This is the principle discovered by Archimedes. This is science in
action.
147
9780306815805_06.qxd 8/22/07 9:22 AM Page 148
FIGURE 6.3 The three conic sections.Take a cone and cut it in three ways. If you cut
from both sides you create an ellipse; if you cut it parallel to one side you create a
parabola; and if you cut it moving away from one side you create a hyperbola.
If, instead of a balance, we use a lever, the same principle still holds.
The object that is five times more distant is capable of balancing an
object exactly five times heavier. Make it even more distant and the
lighter object will even move the heavier object. All of this
Archimedes proved in On Balancing Planes, of course by pure
thought. By standing in the realm of pure thought, Archimedes
moved the Earth.
So I repeat: first, the center of gravity of a triangle is one third
along on the median line and second, objects balance each other
when their distances are reciprocal to their weights. These are two
facts about the physical world. With their aid, we will measure the
area of a segment of a parabola.That is, once again, we will find how
a curved figure is equal to a rectilinear one. We have already seen
Archimedes obtain this result in one way. In the Method, he obtains
this in another, much more spectacular way, which in itself is quite a
surprise. Who would think that triangles and balances would have
anything to do with parabolas?
149
9780306815805_06.qxd 8/22/07 9:22 AM Page 150
A C
FIGURE 6.4-1
The Parabola
The very notion of a parabolic segment is very abstract. Parabolas
belong to a family of curves invented by Greek mathematicians as an
act of pure geometrical fancy, having no physical significance in mind.
We take the surface of a cone, and we cut it by a plane. Depending on
how we produce this cut, we derive one of three sections: hyperbolas,
parabolas, or ellipses (see fig. 6.3). Circles, squares, and triangles make
sense: we more or less meet them in daily life. This is not so with
hyperbolas, parabolas, and ellipses. Their interest is mainly in the fact
that—as it turns out—there are all sorts of nice geometrical propor-
tions that arise with the combination of conic sections.
Conic sections are best considered as toys invented by geometers to
aid in their geometrical play. I keep returning to the irony of mathe-
matics-over-physics, of how pure thought turns out to rule the physical
universe.This is one of the most remarkable ironies: the conic sections,
which were invented as geometrical toys, turned out to be the curves
defining motion in space. Electrons orbiting around the nucleus of an
atom, a rocket launched to the Moon, a rock thrown by a catapult—
all such motions obey the curves of conic sections. So that this study
is, in fact, one of the major routes leading to modern science.
E
K
A D C
FIGURE 6.4-2
T Z
H
M
K E
N
B
O
A X D C
FIGURE 6.4-3
154
9780306815805_06.qxd 8/22/07 9:22 AM Page 155
155
9780306815805_06.qxd 8/22/07 9:22 AM Page 156
157
9780306815805_06.qxd 8/22/07 9:22 AM Page 158
7
The Critical Path
onservators don’t like being the center of attention, but that’s
C just where I had put Abigail Quandt—in the public eye and
subject to its scrutiny. If you work on Leonardo’s Last Supper,
Michelangelo’s David, or the unique witness to the thoughts of
Archimedes, you’d better not slip up. Everyone tells you what you
should be doing, but only you can do it. And no one had any idea
about the problems that Abigail faced. They do now, but they didn’t
then. Hers was not only the critical path, as program manager Mike
Toth characterized it; it was also the most important and the most
onerous. Like Reviel, you are going to have to wait until you get
more of the Method. This is Abigail’s story.
Abigail is not your normal book conservator. Most book conser-
vators work with paper books, very few work on parchment manu-
scripts. There are good reasons for this. First of all, there are many
more paper books in the world than there are parchment ones.
Second, in general, paper books need conservation treatment much
more often than parchment ones. This is particularly true if they are
printed on bad paper with a high acidity level. As I write, such books
are literally self-destructing in libraries across the globe. Many are the
paper conservators who fight this battle. Parchment does not have
this acidity problem, and it is much tougher than paper. One essential
difference between parchment and paper, is that parchment is much
more sensitive to changes in temperature and humidity—it is skin,
after all. If you lay a sheet of parchment over your sweaty hand it will
quickly curl. Actually, it will curl into the shape it had on the back of
the animal from which it came. With finely illuminated manuscripts,
159
9780306815805_07.qxd 8/22/07 9:26 AM Page 160
such as those at the Walters, this can have serious repercussions. The
pigments in the illuminations do not change shape with the
parchment as humidity changes and after a while the pigments flake
off. Abigail had been working on parchment with this kind of
problem for more than twenty years. She is a parchment expert, and
very few people have her skills.This was why she was uniquely qual-
ified to work on the Palimpsest.
Normally, the best thing to do with a historic object is absolutely
nothing, which is what conservators do most of the time. Don’t
touch it; secure and monitor its environment. After all, a codex that
has survived a thousand years is unlikely to degenerate much further
if it is not handled and if it is not subject to pollutants or extremes of
climate. In the past, even well intentioned treatments resulted in per-
manent damage and the loss of important historical evidence. In the
nineteenth and early twentieth centuries many palimpsests were
wrecked by the treatment they received. Scholars routinely read
palimpsests by applying chemicals to them. In 1919, English novelist
and manuscript scholar M. R. James wrote that erased text could be
revived by the dabbing (not painting) upon it of ammonium
bisulphide, which, unlike the old-fashioned galls, does not stain
the page. Dabbed on the surface with a soft paint-brush, and
dried off at once with clean blotting paper, it makes the old
record leap to light, sometimes with astonishing clearness,
sometimes slowly, so that the letters cannot be read till next
day. It is not always successful; it is of no use to apply it to
writing in red, and its smell is overpowering, but it is the elixir
of paleographers.
There were other elixirs, too. The most powerful was Gioberti’s
tincture—successively applied coats of hydrochloric acid and potassium
cyanide. I’ll just repeat that—successively applied coats of hydrochloric
acid and potassium cyanide. Needless to say, ammonium bisulphide,
too, has a severely detrimental effect on parchment. Working in the
twenty-first century, Abigail couldn’t apply chemicals to reveal text in
160
9780306815805_07.qxd 8/22/07 9:26 AM Page 161
T H E C R I T I C A L PAT H
Mr. B’s book.There was little that Abigail could do to make the erased
text appear.This would be a challenge for the imagers.
was a pitiful sight, though it took Abigail some time to make clear
that it was also a tragic one. And here begins the worst part of the
story of Mr. B’s book. If, to Reviel Netz, the Palimpsest was the
unique source for the diagrams that Archimedes drew in the sand, to
Abigail Quandt it was a conservation disaster zone.
The spine of the book was covered in glue. This was a post-
medieval practice, which helped to secure the structure of the codex
but which obviously presented problems for Abigail in taking it apart.
If you look carefully (see fig. 7.1), you can see that the spine seems to
have two separate colors. The darker color is hide glue, made from
animal skin, and Abigail could remove it with reasonable ease. This
section forms the second half of the codex from folio 97 onward.The
real problem was the light glue from folios 1 to 96. According to
Abigail, “The other half of the text block has been coated with a
transparent adhesive, probably a type of poly(vinyl) acetate (PVAC)
emulsion. While PVAC will swell in contact with water and/or
alcohol, there is no way to dissolve it once it has formed a dried film
on the surface of an object. Attempts to remove this adhesive from
the spine folds of the Palimpsest have proved to be extremely risky,
since the glue is stronger than the parchment.” In other words, this
is stock-in-trade wood glue. Precisely those lines that Heiberg could
not read, because they were hidden in the spine of the bound codex,
were now coated and stuck together with commercial glue.
This was not the worst problem. Let’s look at the unique surviving
folio of Archimedes’ Stomachion (see fig. 7.2). Think of it as a cross
section of the brain of a great man. It is, quite literally, in pieces and
large parts of it are simply missing.The rest of it is covered in an awful
purple color. Now, up until this point, I have insisted that parchment
is tough. Its basic constituent, after all, is the stuff that makes up your
shoes. There are only two ways in which you cannot only wear out
your shoes, but destroy them. One is to burn them. But, the
Palimpsest had survived a fire at St. Sabas. Another is to throw them
into a bucket of water and then expose them to air. Pretty soon they
will get moldy. And that is, more or less, what happened to this folio
162
9780306815805_07.qxd 8/22/07 9:26 AM Page 163
T H E C R I T I C A L PAT H
163
9780306815805_07.qxd 8/22/07 9:26 AM Page 164
T H E C R I T I C A L PAT H
T H E C R I T I C A L PAT H
a blue stool. In his right hand he holds a pen and in his left a scroll
upon which he is writing. In front of him is a desk with the instru-
ments of his trade and before him at eye level upon a lectern is the
book from which he is copying. He is set within an archway, and the
whole picture is framed with a border.The background is gold.There
is hardly even the faintest trace of the prayer-book text, let alone the
writings of Archimedes.
The Heiberg photographs are dramatic and unequivocal evidence
that most of the damage to the book occurred in the twentieth
century, after it had been revealed as the unique source of treatises by
Archimedes.Abigail was stuck with an old book, but one that had only
recently sustained such serious damage.Who was responsible for it?
168
9780306815805_07.qxd 8/22/07 9:26 AM Page 169
T H E C R I T I C A L PAT H
to uncover the deeply buried. Georgi had dug this letter out of an
archive of photographs, the Harold R. Willoughby Corpus of New
Testament Iconography at the University of Chicago. The letterhead
made it clear that it was from an antiquities dealer living in Paris. It
read: Salomon Guerson, Rare Carpets, Antique Tapestries, 169
Boulevard Haussmann, Paris, and it was addressed to Professor Harold
R. Willoughby at the University of Chicago, Illinois:
S. Guerson
169
9780306815805_07.qxd 8/22/07 9:26 AM Page 170
gotten from Constantinople to Paris, and who was responsible for the
forgeries?
A New History
The person who first recognized the Archimedes Palimpsest for what
it was after it left the Metochion was the curator of the Huntington
Library in Los Angeles in 1932. I wrote to my colleague Mary
Robertson, curator of manuscripts at the Huntington Library, and
although she could not come up with definite proof, she thought it
most likely that the curator in question had been Captain Reginald
Berti Haselden. Between 1931 and 1937 Haselden had been in cor-
respondence with Professor Edgar Goodspeed of the Department of
New Testament Studies in Chicago over some palimpsested material.
He was particularly interested in ultraviolet photography and wrote
a book in 1935 entitled Scientific Aids for the Study of Manuscripts. This
was exactly his cup of tea.
It seems that Haselden only had the opportunity to identify one
folio of the manuscript, not the entire codex, and that this one folio
had been transcribed by Heiberg on page 248 of his article in Hermes.
This is folio 57. How it was that Haselden identified this folio alone
is something of a mystery. Maybe he saw a photograph of just this one
page. Just possibly it had already been separated from the manu-
script—as it is now—and Haselden merely studied this single leaf. Be
that as it may, it is further proof that the forgeries were added after
Salomon Guerson wrote his letter, and therefore after the book had
been identified as Heiberg’s Codex C. Folio 57 is now covered with
a forgery. Not even Haselden, with his interest in scientific aids, could
have identified the Archimedes text through the forgery. The for-
geries were indeed done after 1932, and after Salomon Guerson had
acquired the manuscript.
Even before Georgi had unearthed the Willoughby letter, John
Lowden had already suspected that the Guerson business was
involved in the history of the Palimpsest. He had his own very good
170
9780306815805_07.qxd 8/22/07 9:26 AM Page 171
T H E C R I T I C A L PAT H
reason for suspecting that they were indeed responsible for the for-
geries. He discovered that the Guersons owned a leaf from a
Byzantine manuscript that was exhibited in a famous exhibition of
Byzantine art in Paris in 1931. The unusual way in which the figures
in the Palimpsest forgeries were framed was exactly like the leaf that
the Guersons owned and exhibited in the 1931 exhibition. The
Willoughby letter was an extraordinary confirmation of John’s
insight. It demonstrated that not only did the Guersons own the
manuscript, but that they also had known Henri Omont, from whose
publication the Evangelists in the forgeries had been traced.
John had also made substantial progress in determining how the
Palimpsest might have traveled from the Metochion to Paris.
Salomon Guerson certainly knew one of the most famous dealers of
the twentieth century, Dikran Kelekian. And it might well have been
through Kelekian that they had acquired some of their manuscripts.
In 1931, Kelekian owned two miniatures taken from the same book
as the miniature that the Guerson business had displayed in Paris in
the same year.The manuscript from which they all came is known to
have been perfectly intact in a convent in Constantinople as late as
1922. By 1931, Kelekian had inserted his two miniatures into yet
another manuscript, which came from—guess where—the
Metochion. The Guersons had good access to manuscripts from the
Metochion. The circumstantial evidence that the Guerson business
was responsible for the forgeries in the Duke manuscript, as well as
the Archimedes Palimpsest, is compelling.
But one small thing doesn’t add up. The Guerson business was a
respectable and successful one on Boulevard Haussmann. The
Willoughby letter shows that Salomon Guerson knew what he had,
and he knew it was worth a lot of money. Conservatively, $6,000 is
$70,000 today, which was a lot of money for a medieval manuscript
in those days. Salomon Guerson thought the book was valuable pre-
cisely because he knew it contained the writings of Archimedes.The
Canadians, for their part, had demonstrated in their report that the
forgeries could not have been done until after 1938. So we are left
171
9780306815805_07.qxd 8/22/07 9:26 AM Page 172
with the situation that the Guersons hung on to the book for at least
seven years, waiting patiently for someone to pay the appropriate
price for it, before suddenly making forgeries out of the mathe-
matician’s letter to Eratosthenes after 1938. Something doesn’t add
up. Salomon Guerson may have been a little unscrupulous in his
treatment of Byzantine manuscripts, but he didn’t have sufficient
motive for this particular crime. We needed to find one.
172
9780306815805_07.qxd 8/22/07 9:26 AM Page 173
T H E C R I T I C A L PAT H
the street from his shop, which he has closed for the day. Salomon
never reopens his shop. Its contents are plundered by the Nazis.They
take any artwork of value to the Jeu de Paume to be sorted and then
ship it back to the motherland. Salomon goes into hiding, with just
a few of his possessions. One of them is the Palimpsest. It is small,
portable, inconspicuous, and, he thinks, valuable.
Two years later, Salomon gets increasingly desperate. On
Wednesday, July 16, 1942, the Vichy police begin deporting Parisian
Jews, rounding them up at the Winter Velodrome. Their more per-
manent deportation camp is at Drancy, from which, in the next two
years, 70,000 people, including many of his friends are shipped to
Auschwitz and disappear. Salomon is struggling to stay alive. He looks
at his remaining assets; he is reluctant to part with the Palimpsest, but
eventually he must. He cannot sell it himself, of course; if he tries, the
book will simply be confiscated. He decides to give it to a friend to
sell on his behalf. But Salomon finds himself short of friends and the
friends he does have find the book a hard sell, at any price. Finally
Salomon turns to Marie Louis Sirieix. He is hopeful of a good
reception. Sirieix is a Resistance hero and his daughter, Anne, is
married to someone with an extraordinarily similar surname—
Guersan. Sirieix is sympathetic, and he even believes Salomon when
Salomon tells him that it is the unique key to the mind of
Archimedes. But Sirieix also says that no German will believe that it
is Archimedes, and anyway, the Nazis are not interested in ugly books.
They are interested in art. The Germans have been systematically
looting art from Jews in Paris for months. Sirieix is a freedom fighter,
not an intellectual, and he takes the pragmatic approach that if only
the book had pictures in it, then it would have real currency. Indeed,
it would be more valuable than gold.
Salomon Guerson leaves with a seed planted. The screen goes
black for a moment and resumes with Salomon, a few days later,
returning to Sirieix. He says that he hadn’t noticed before, but there
are several pictures in his book. Sirieix is suspicious but generous. He
173
9780306815805_07.qxd 8/22/07 9:26 AM Page 174
T H E C R I T I C A L PAT H
please let me know.They are very valuable and not because they have
paintings on them. Remember: value translates into cash. You can
contact me through http://www.archimedespalimpsest.org.
Intensive Care
If caring for Mr. B’s book sounds like a daunting job, then I have suc-
ceeded only in hinting at the true magnitude of the task facing
Abigail and her colleagues in the book and paper conservation lab at
the Walters. Every aspect of the material characteristics of the codex
has been investigated. The Canadian Conservation Institute took a
microscopic core sample from a folio containing the Archimedes
text. Analysis of the sample only reinforced the fact that the collagen
was breaking down and that the surviving palimpsested text was
extremely thin—a mere stain engrained in the parchment. Before any
work was done on a folio, a color-coded map was made recording its
condition—the tears, the drops of wax, the mold stains, the rust, and
the Blu-tack. The manuscript was also comprehensively pho-
tographed. Each bifolio of the prayer book had its own written con-
dition report, its own treatment proposal, and its own treatment log.
If the treatment proposals had been for patients in hospital, then those
patients would have been in the intensive-care unit. And intensive
care is exactly what they were given. As she worked, Abigail saved
everything.To this day there is a box of carefully bagged fragments of
the Palimpsest. Each bag is labeled, telling us which bits of thread,
glue, wax, pigments, and paper came from which folio of the prayer
book. The myriad tears in the parchment were given tiny mends, so
that more bits did not fall off when they were imaged.
It was not until Saturday, November 8, 2003, that Abigail started to
treat the beginning of Archimedes’ letter to Eratosthenes. I have
edited her treatment log, which might not be a great read but which
does demonstrate the intensity with which she worked on the only
surviving copy of the letter.
175
9780306815805_07.qxd 8/22/07 9:26 AM Page 176
T H E C R I T I C A L PAT H
177
9780306815805_07.qxd 8/22/07 9:26 AM Page 178
T H E C R I T I C A L PAT H
the Byzantine past. This was a view that Abigail shared. And she
brought two more observations to the table. First, if she tried to take
off the images, she might destroy the Archimedes text underneath.
Second, even if we did not have the technology to read through the
forgeries now, the technology might exist in the future. We could
always wait. After all, Heiberg waited. He had not taken the codex
apart, and he had not painted it with Gioberti’s tincture. He must have
been sorely tempted, but, for the good of the codex, he didn’t.
Eventually I saw Abigail’s point. More importantly, so did Mr. B.
Yet it was here, truly in the emergency room, that the tide of the
project almost imperceptibly changed. It was upon Abigail’s patient
work that the later triumphs of the project were built. For, by hook
or by crook, she did do it. She took the thing apart. The disbinding
started on April 3, 2000. The final folios were disassembled on
Thursday, November 4, 2004. On average, one palimpsested folio was
liberated from the prayer book every fifteen days. After she had pre-
pared them as best she could, the folios were mounted in specially
prepared mats so that the scientists could image them.
Discoveries
Of course, the scholars did not wait until the scientists had taken their
images of these folios. Their view was that, if they were in good
enough shape for the scientists to image, they were in good enough
shape for them to try to read. Once Abigail had started to disbind the
leaves, Natalie, Reviel, and John Lowden came and studied them.
The first scholarly discovery came quickly, on April 3, 2000. On
the very day that Abigail took the book apart, Reviel and Natalie
were scrutinizing parts of the Palimpsest with ultraviolet lamps.They
sat next to each other conferring. Understandably, the first folio came
under their gaze quickly. I have explained already that this page is in
very bad condition. But as Reviel stared at it under UV, he thought
he saw underwriting, and he thought it was underwriting by the
Archimedes scribe. He discussed it with Natalie. Natalie, too, studied
179
9780306815805_07.qxd 8/22/07 9:26 AM Page 180
the leaf. “Yes,” she said. They had just discovered a new page of
Codex C. The very first page of the codex contained Floating Bodies
text in Greek that Heiberg simply hadn’t noticed. On the first day of
disbinding, on the first day of reading, and on the first page of the
codex we had discovered a whole new page of Floating Bodies in
Greek. It was a major triumph for the project.
It was slowly becoming apparent that Heiberg had not known the
manuscript quite as well as people thought.This became even clearer
when Reviel and I went to see the Heiberg photographs.There were
sixty-five photographs in all, and they were marked up with notes by
Heiberg, who identified folios of the Archimedes text as he went
along. Naturally, all the photos were of folios that contained
Archimedes text. We could see the way he worked. He labeled those
folios containing the Method “M,” Stomachion “St,” and the rest he
labeled by reference to his own previous edition, which he had pub-
lished in 1880. However, there were only sixty-five photographs. Of
these, thirty-eight were openings, the rest were single folios. Heiberg
had photographs of only 103 rectos and versos of folios out of a
codex that contained, in his time, 354. One photograph in particular
caught Reviel’s eye. It was of the right-hand side of an opening. But
I noticed that Reviel was not looking at this folio; rather he was
looking at the little bit of the preceding folio, on the left-hand side
of the original opening, which was by chance included in the pho-
tograph. It contained only three lines of Archimedes text. Reviel
looked, and looked again. “This is Floating Bodies,” he said. Reviel
knew instantly that he was reading a section of Floating Bodies in
Greek and for the very first time. Heiberg had overlooked the folio
on the left. He had not taken a photo of it, and he had not transcribed
it. Looking at the photographs now, one can only admire Heiberg’s
skill. It is extraordinarily difficult to read the Archimedes text from
the photographs, and he had read them. Nonetheless, there were
whole sections of Method and Floating Bodies for which he hadn’t
taken photographs, and which he had left largely unread.
180
9780306815805_07.qxd 8/22/07 9:26 AM Page 181
T H E C R I T I C A L PAT H
The best day for Abigail and me in this challenging period was
Saturday, April 13, 2002. John Lowden was in Baltimore to look at
the Palimpsest. I knew that he had to fly to London at 3 p.m., so I
went down to the conservation laboratory at about midday to see
how he was doing. He popped his head out of a black curtain to tell
me that the Palimpsest had been presented to a church 773 years ago
. . . exactly. With the help of an ultraviolet lamp John had looked at
the very first folio of the Palimpsest. The first folio of any codex is
normally in worse shape than those that follow, but the first folio of
the Palimpsest is a wreck. Bookworms don’t actually like parchment
folios, they like the wooden covers in which the folios are bound.
But they don’t have a very good sense of direction. The first folio of
the Palimpsest is covered in wormholes. Also, the outside two inches
of the folio are stained very dark by the oils in the leather of an old
binding. John gave it another look. In the bottom margin, right in
the stained area, he discovered an inscription, technically called a
colophon. He could not decipher it completely, but it was clear that
the prayer book had been given to a church by the scribe on April
14, 6737. But this is in Greek Orthodox time. In the thirteenth
century, time was not calculated from the birth of Christ, but from
the origin of the world. As we all know, the world was formed on
September 1, 5509 BC. To get the modern date for April 14, 6737
one must therefore subtract 5,508. The answer is April 14, 1229.
Seven hundred and seventy-three years later, we knew when the
Palimpsest was made.
Reflections
As this story unfolded, a picture of the history of the Archimedes
Palimpsest was emerging in my mind, which is at odds with the one
I have previously recounted. The roles of those who had played their
part in the history of the book now seemed extraordinarily different.
I began to question my hasty condemnation of the scribe who had
181
9780306815805_07.qxd 8/22/07 9:26 AM Page 182
182
9780306815805_08.qxd 8/22/07 9:27 AM Page 183
8
Archimedes’ Method, 2001
or Infinity Unveiled
t was nearing the end of 2000. The Palimpsest had been available
I for research for almost two years, and yet, there was very little to
show for it. I was driven back to the traditional routines of library
work: visiting the manuscript; holding a magnifying glass in one hand
and a UV lamp in the other; and looking at the manuscript intently,
one character after another. I envisaged myself doing just this—slowly
and painfully going through the manuscript. To be honest, though, I
wasn’t sure I would be able to read much more this way than Heiberg
did. Would it all be just a waste of time?
Will insisted that we had to make priorities. Only a few pages
could be made available for my next trip in January 2001, so which
ones would I really would like to have? Only a handful of the
potential folios were from the Method and of those only one had a
substantial gap left by Heiberg’s own transcription.
I therefore asked for the bifolio 105–110 to be ready for our visit.
I wouldn’t be alone: I had a guest with me, a tourist or, more pre-
cisely a pilgrim. For now, while the Palimpsest was there, this was
how historians of mathematics would think of a trip to Baltimore—
as a pilgrimage. I knew Ken would value the experience and, besides,
I like talking to him. Who knows? We might even get to find out
something about Archimedes.
Professor Ken Saito teaches at the University of Osaka, and he is
one of the best historians of mathematics at work today. I have always
admired his early study of the way in which Euclid’s results were used
in the theory of conic sections. He is a master of the logic of Greek
mathematics: when he reads a text, he sees precisely where it comes
183
9780306815805_08.qxd 8/22/07 9:27 AM Page 184
from and where it leads to. If anyone could work with me on the
Palimpsest, I knew this was the man.
Saito first came to visit me at Stanford. It was his first time in
America, and I thought he would like to visit my advanced Greek
class. I had my students translate Euclid and Archimedes (most of the
Greek language students at Stanford can easily handle the mathe-
matics), and I enjoyed showing my students off. We also spent a day
in San Francisco, which Ken enjoyed a lot, although I think he just
couldn’t wait to travel, at long last, to Baltimore.
We had a long flight ahead of us—enough time to prepare for our
visit. As we were flying to Baltimore, Ken and I discussed some of the
perennial questions of the history of mathematics.To what extent did
Archimedes anticipate the calculus? How much did he know about
its conceptual difficulties?
Here, in outline, is the history of mathematics as it was known,
back then, in January 2001. The Greeks invented mathematics as a
precise, rigorous science. They avoided paradox and mistakes. In
doing so, they also avoided the pitfall of infinity. Their science was
based on numbers that can be as big as you wish, or as small as you
wish, but never infinitely big or small. Numbers that are as big or small
as you wish are known as “potentially infinite,” instead of actually
infinite. The Greeks did not use actual infinity.
In the scientific revolution of the sixteenth and seventeenth cen-
turies, scientists such as Galileo and Newton incorporated new tech-
niques into mathematics by employing actual infinity. They utilized
magnitudes that were in fact infinitely small or infinitely big. This
allowed many important breakthroughs, but there was a price to pay:
infinity introduced the paradoxes and errors that follow upon it.
Mathematics became more powerful but less precise.
In the nineteenth century, mathematicians created new techniques
for dealing with infinity. Gradually, a new mathematics evolved where
infinity was introduced and tamed, so to speak. One could deal with
infinity, without any paradoxes or errors. The precision of Greek
mathematics was regained, on a new level with infinity being used as
184
9780306815805_08.qxd 8/22/07 9:27 AM Page 185
INFINITY UNVEILED
INFINITY UNVEILED
INFINITY UNVEILED
FIGURE 8.1
189
9780306815805_08.qxd 8/22/07 9:27 AM Page 190
FIGURE 8.2
of the cube (see fig. 8.3). This results in various cuts being sliced off
from the original cube and the original cylinder, as well as from the
bases of those figures. Archimedes considers certain planes and lines
and derives certain proportions (we will look at these in more detail).
Heiberg followed all of this. And then—the gap in the argument.
Heiberg could read no further for a long stretch and then, when he
picked up the text again, he was already near the end of the propo-
sition. There Heiberg found Archimedes’ conclusion, which was that
the cylindrical cut was exactly one sixth of the entire enclosing cube.
How had Archimedes got there? Had he actually proved his result?
Heiberg couldn’t read the relevant passage. Everyone since Heiberg
has assumed that it involved the same kind of implicit summation used
in proposition 1. That is, having obtained a proportion for the ran-
domly chosen slice,Archimedes implicitly transferred that result to the
entire cylindrical cut—the way Archimedes moved in proposition 1
from the randomly chosen parallel line to the triangle and parabola
taken as a whole. This was everyone’s guess; and my guess, too—
nothing new would come out of this proposition. Saito, meanwhile,
was immersing himself in his text: perhaps we were wrong after all?
190
9780306815805_08.qxd 8/22/07 9:27 AM Page 191
INFINITY UNVEILED
FIGURE 8.3
191
9780306815805_08.qxd 8/22/07 9:27 AM Page 192
FIGURE 8.4
INFINITY UNVEILED
FIGURE 8.5
193
9780306815805_08.qxd 8/22/07 9:27 AM Page 194
cylinder but also line segments on the bottom of the cube. The
bottom of the half-cube is a rectangle. This rectangle is the footprint
of the entire triangular prism. Within this rectangle we also find a
semi-circle.This semi-circle is the footprint of half the cylinder—the
half whose slice we are about to measure. To really spice things up,
Archimedes then drew another curve inside this rectangle, and—
what do you know—this figure happened to be a parabola! And so
we have, in figure 8.7, a rectangle, inside it a semi-circle, and inside
that a parabola. And then, a straight line passes through them all. The
line is the footprint of the randomly chosen plane.
The randomly chosen plane creates a line through the rectangle.
This line is the base of the greater triangle of figure 8.6, the one that
is cut off from the triangular prism. The randomly chosen plane also
creates a line through the semi-circle within the rectangle. This line
is the base of the smaller triangle of figure 8.6, the one that is cut off
from the cylinder. It also creates a line through the parabola. This
time, the line has no three-dimensional meaning in terms of figure
8.6 and functions in the context of figure 8.7 only. Once again, then,
we have several lines encased inside each other—one that cuts off the
rectangle, one that cuts off the semi-circle, and one that cuts off the
parabola.
We have now presented our cast, and we may concentrate on just
four actors.
The first two are from figure 8.6: these are the greater triangle and
the smaller triangle of figure 8.6. Let us call them “the triangle of the
prism” and “the triangle of the cylinder,” respectively.
The next two are from figure 8.7. We actually need only two out
of the three mentioned above.We need the line that cuts off the rec-
tangle, and the line that cuts off the parabola. Let us call them “the
line of the rectangle” and “the line of the parabola,” respectively.
These four cast members will now participate in a four-part
arrangement of proportion.
What Heiberg managed to read, prior to the gap in his reading,
was already a magnificent result. Archimedes, through tremendous
194
9780306815805_08.qxd 8/22/07 9:27 AM Page 195
INFINITY UNVEILED
We could see why Heiberg had not made much progress.The page
was largely illegible. Once again, we found ourselves admiring
Heiberg for what he had been able to read. Even with the UV light
the gap seemed hopeless, and we turned instead to the passages
Heiberg had read already, trying to verify them. But even those we
could hardly read. How had Heiberg ever made it?
We looked again at the conclusion to the proposition. Having
shown that the half-cube was to the cylindrical cut as the rectangle
was to the parabola, Archimedes went on with a quick calculation.
We remember from the first proposition of the Method that a para-
bolic segment is four-thirds the triangle it encloses. Everyone knows
that the rectangle is twice the triangle it encloses. So how much is the
rectangle to the parabolic segment? It is as “two” is to “four-thirds”
which (to simplify a bit) is as “six-thirds” is to “four-thirds.” It is as
six to four or as three to two. The rectangle is therefore to the para-
bolic segment as three to two or, more comfortably put, the parabolic
segment is two-thirds the enclosing rectangle. We’ve got it! The
cylindrical cut is two-thirds the triangular prism that encloses it or,
better put for our purposes, it is four-sixths of the triangular prism
that encloses it. It will take a while to show the following result: the
triangular prism enclosing the cylindrical cut is exactly one-fourth the
original cube as a whole. The cylindrical cut is four-sixths the trian-
gular prism; so it is one-sixth of the original cube as a whole. The
strange, fingernail-like object is exactly one-sixth the cube.We’ve got
it! Yet another curvilinear object successfully measured using a recti-
linear object.
Another elegant result by Archimedes and no application of
physics, it appears this time.The triangles and lines are not put on an
imaginary balance.They are simply summed up: infinitely many pro-
portions being summed up into a single proportion. How does
Archimedes do this? Does he simply ignore the paradoxes, the errors
of infinity?
We would not give up. We went back to the gap in the text. We
swapped positions, first Ken looking at the page, then me. I was more
196
9780306815805_08.qxd 8/22/07 9:27 AM Page 197
INFINITY UNVEILED
INFINITY UNVEILED
Spheroids. In this work, it was clear that it could be proven only for
sums involving a finite number of magnitudes, because otherwise you
would have to speak about an object made up of infinitely many
magnitudes, which made no sense. That was actual infinity. How
would Archimedes even go about talking about it?
“If one thing is clear, it is that the Greeks did not use actual
infinity. There is something wrong here. Or else, something very
new.”
This was clear, indeed. It was January 2001, and we knew that we
had hit on a major discovery for the history of mathematics. Just
what, though?
Could we simply be mistaken? I trusted Ken’s insight into Greek
mathematics. It all made sense. And I was sure I did see that word,
those four letters epsilon–gamma–epsilon–theta.Well, at least the first
three were certain. . . . But could we base a new interpretation of
Greek mathematics (a new twist to the entire trajectory of Western
mathematics) on this evidence alone?
That evening Ken and I explained to Will that we really, really
wanted to see digital images of this page. An entire chapter in the
history of science was waiting to be written based on those images.
I could easily pick up the εγε again. It was clear as daylight in the
digital image. Indeed the theta was very clear as well, and, looking for
it, I could quickly pick up several other appearances of the word
“magnitude.” Undoubtedly this was what Archimedes was talking
about. A few additional words became visible as well, referring to
certain geometrical objects—a cylinder here, a rectangle there.
Archimedes was probably applying the general principles of sum-
mation of proportion to the concrete, geometrical terms of the figure
at hand. And there was no doubt: the digital images made a world of
difference.
After making those first inroads, the reading stalled. This was once
again a typical part of the cycle of reading. Once you gained your
first, easy conquests, there would come a pause.There were no longer
any “easy” words to read, even with the digital images.We needed to
do some work. Looking and thinking: what could those traces mean?
I looked in this manner for a couple of hours, making little further
progress. I needed to clear my head a little, so I went out for a walk,
after which I took another look. Just out of curiosity, I stared not at
the line of writing itself but a little bit above it. Something there
arrested my attention. It was not just a smudge of digital noise; it had
the texture and consistency of real ink. Blowing up the pixels, I saw
it—the kind of trace that I would normally skip as being too incon-
sequential but one that, in such a fragmentary text, could be mean-
ingful. It was an accent mark, an acute sign above the line, like this: ´.
And because of my acquaintance with the scribe, I knew it was the
type of acute sign the scribe used on top of an iota. It is rather like
reading the dot of an “i” and identifying the “i” on that basis.
More than this, I knew which “i” it was. It was an iota with an
acute accent, and it could belong only to a handful of words where
an iota is stressed this way. One likely candidate, in a mathematical
context, would be the word ísos. Archimedes could have been
speaking about this being equal to that, right? And I could indeed see
a sigma, now that I was looking for it.
200
9780306815805_08.qxd 8/22/07 9:27 AM Page 201
INFINITY UNVEILED
201
9780306815805_08.qxd 8/22/07 9:27 AM Page 202
INFINITY UNVEILED
204
9780306815805_09.qxd 8/22/07 9:28 AM Page 205
9
The Digital Palimpsest
bigail had disbound the Palimpsest, and Reviel and Ken Saito
A had rewarded her work with an insight that blew apart the
boundaries of Greek mathematical thought. But it was clear from the
start that Abigail’s work was merely a step on the way toward a more
radical transformation of Mr. B’s book. As she was taking the prayer
book apart, I was asking the scientists to put all the palimpsested
codices that it contained back together again just as they had been
before the year 1229.
I did not want the scientists to reproduce the Palimpsest; I wanted
them to replace it. I wanted them to make something that was so
much better than the codex that scholars would no longer need to
make the pilgrimage to Baltimore. I asked them to make the invisible
visible, to make it available on desktop computers around the world,
and to make it appear in its correct order. Archimedes first, of course,
but then the palimpsested texts from the other codices. This was a
utopian fantasy. After all, we didn’t even know how many other
codices there were, let alone what was in them! Yet the result in 2005
exceeded everyone’s expectations. Today, scholars can read texts that
they literally had not dreamed of reading in 1998.They had been
unable to read the texts directly from the manuscript, but now they
can read them on a computer. This success was hard won, and it was
a long time coming.
It was clear from the beginning that both imaging teams—the one
from Johns Hopkins headed by Bill Christens-Barry and the one
from the Rochester Institute of Technology headed by Roger Easton
and Keith Knox—would be putting most of their efforts and most of
205
9780306815805_09.qxd 8/22/07 9:28 AM Page 206
Light
Light, Roger told me, be it from the sun or from light bulbs, comes
in waves of electromagnetism, which themselves consist of tiny
energy bundles called photons. The photons can be characterized by
the distance between their peaks—their wavelength. Some photons
come in long wavelengths, such as radio waves, microwaves, and
infrared waves. Some come in much shorter wavelengths, such as
ultraviolet waves, X-rays, and gamma rays.Visible light forms a very
small part of the entire electromagnetic spectrum, between infrared
and ultraviolet. The shorter the wavelength of a photon, the greater
its energy. But all photons travel at exactly the same speed in a
vacuum: the well-known speed of light—186,282 miles per second.
Photons interact with matter, which is made up of atoms. More
specifically, they interact with electrons that take their places at
various distances from an atom’s nucleus. Not all photons interact
with all electrons. Crucially, the interaction depends upon their
respective energies; they have to resonate with each other. If they do,
a photon will change the energy state of an electron and in response
the electron will itself emit a photon. The photon emitted by any
given electron will have a precise wavelength and a precise energy; its
wavelength will depend upon the energy an electron needs to shed,
which in turn depends upon an electron’s place in the composition
of an atom.
The human eye uses photons to make all the colors of the rainbow.
This is how it does it. With its lens, the eye focuses photons emitted
206
9780306815805_09.qxd 8/22/07 9:28 AM Page 207
T H E D I G I TA L PA L I M P S E S T
T H E D I G I TA L PA L I M P S E S T
wavelength, the text “pops out” in the most remarkable way. We did
not think that imaging Archimedes would produce such clear-cut
results, primarily because the Palimpsest is, physically and chemically
speaking, a much more complicated object. The text in the
Herculaneum rolls had not been scraped off, it had not been over-
written, and its support hadn’t suffered the mold damage that the
Palimpsest had. The rolls had been subject to just one catastrophic
incident that had changed the chemical composition of the rolls
themselves and the text on them.We were right, too; there is no one
wavelength at which the Archimedes text pops out. But this is where
multi-spectral imaging comes into its own.
Numbers
Roger told me that multi-spectral imaging was a relatively new tech-
nique that had become widely available only since the arrival of
computers and digital-imaging technology. Computers turn all the
information they receive into numerical values—digits. Actually just
two “binary digits” (“bits”) are used—0 and 1—but they are com-
bined in a great variety of ways. For example, your laptop computer
converts your taps on the keyboard into different combinations of 0
and 1, which it can store and use as instructions to make certain pat-
terns on your screen.When you digitally record music on your com-
puter, the loudness of sound at each time interval is again interpreted
as a number.When you take a picture with a digital camera, the light
that hits the camera sensor is turned into numerical values. Each
“piece” of the image, each so-called “picture element” or “pixel,” is
given a number made out of 1s and 0s. Many images are “8-bit”
images, and the numbers attached to these pixels are made out of
eight-figure combinations of 1s and 0s. So, for example, the number
10101010 actually has a value of 170. The number 11111111 has a
value of 255. This is the highest value that an 8-bit number can have
because, including 00000000, there are only 256 ways in which 0s
and 1s can be combined in an eight-figure series. To extract this
209
9780306815805_09.qxd 8/22/07 9:28 AM Page 210
T H E D I G I TA L PA L I M P S E S T
numerical values of pixels that are close to each other. As a result they
do not show patterns of color, but patterns of contrast.The first image
in the new set highlights those areas where contrast between different
features is greatest; the second image shows the next greatest contrast,
the third image the next, and so on. By this process, you start out with
a set of images of the same area in different wavelengths of light and
end up with a set of images that combine the wavelengths of light to
show the different objects of the image. Obviously, in the Palimpsest
the first principal component shows the image feature with the most
contrast, which is the prayer-book text with its nice dark ink outlined
against the light-brown parchment around it. But the second prin-
cipal component is indeed, in large part, the Archimedes undertext.
Yet another principal component image might show the mold. Once
you have separated out the components, you can make them as bright
or as dark as you like by manipulating the numbers.
Modern science has turned light into numbers, and modern sci-
entists can change the numbers. But the skill is in how you change
the numbers and this is as much an art as it is a science.
Digital Cooking
The two teams of imagers started their competition in June 2000, and
they worked with five leaves that were already detached from the
binding of the codex when it arrived at the Walters.
Bill Christens-Barry took his images with a Kodak digital camera.
This is a standard type of camera used by professional journalists the
world over. It couldn’t make a very big data-cube, but it could create
images with a high spatial resolution. Bill and his colleague Joanna
Bernstein imaged at 600 dots per inch. Bill called his best shot at
manipulating his data his “cookie-cutter” technique. He chose a set
of images from the ultraviolet range of the spectrum in which he
could see both the prayer-book text and the Archimedes text rea-
sonably well.Then he separated out the principal components of the
images he took in normal light and selected one that just showed the
211
9780306815805_09.qxd 8/22/07 9:28 AM Page 212
212
9780306815805_09.qxd 8/22/07 9:28 AM Page 213
T H E D I G I TA L PA L I M P S E S T
Bad Recipes
Reviel could not make the review meeting; he had pneumonia. Natalie
Tchernetska, however, voiced complaints for both of them. In her
words, the photographs of both teams, but particularly Keith and
Roger’s, were “out of focus.” They had all sorts of unexplained white
spots on them.They were not of sufficient resolution. Getting rid of the
prayer-book text had not helped at all in reading the Archimedes text.
Plain old high-resolution photographs and photographs just taken in
ultraviolet light were much better, she said, than these processed images.
What had gone wrong? As it turns out, it is not easy for imaging sci-
entists and medieval paleographers to understand each other. So let us,
like the imagers, take each of Natalie’s complaints in turn.
213
9780306815805_09.qxd 8/22/07 9:28 AM Page 214
Her first complaint was that the images were out of focus. Actually
they were not out of focus. The problem was one that all multi-
spectral imagers face. To get images of different wavelengths of light
they had had to change the filters on their camera. Because the light
going through different filters refracted at slightly different angles, the
resulting images were of slightly different sizes. Since they had taken
images at many different wavelengths, and these images had not “reg-
istered” properly, the result was that the processed images looked
blurred. Now, this doesn’t matter much when you are imaging large
tracts of ground from space, trying to find a coca field in the Amazon
rainforest, which is normally how this technique is used. But it does
matter—very much—when you are trying to read the niceties of tiny
Greek script from the tenth century. Clearly, Roger, Keith, and Bill
were going to have to use fewer wavelengths or find another way to
get around this “registration” problem.
Her second complaint was that the images had lots of white spots
on them, which looked as if they were supposed to be Archimedes
text but were not. Imaging scientists call these spots “artifacts.” The
imagers had in fact found imaging Mr. B’s book to be extremely dif-
ficult. As a result, they had had to write very complicated algorithms
to extract the Archimedes text. Now, every time you manipulate an
image you are playing with data.You might be bringing out the text
that you want, but you are also, inevitably, adding noise just by stirring
the ingredients. Again, in most applications of multi-spectral imagery
this doesn’t matter, at least not very much. But in trying to read the
Archimedes text, it does matter, very much. The scientists had to
come up with simpler algorithms.
Roger and Keith took images at 200 dots per inch—about 8 pixels
per millimeter.This was a perfectly sensible thing to do. It is, more or
less, the resolution of the rods and cones of the eye if the page is
viewed at normal viewing distances. It allowed a complete single
folio of the Palimpsest to be imaged in two sections with the available
digital camera. They did not make enlarged images of the folios,
214
9780306815805_09.qxd 8/22/07 9:28 AM Page 215
T H E D I G I TA L PA L I M P S E S T
215
9780306815805_09.qxd 8/22/07 9:28 AM Page 216
more likely than not, will fail to get the best solution the first time.
Really difficult problems, said Mike, get resolved in incremental
steps. These steps begin with criticism and end with under-
standing. Mike said that it was quite normal in such imaging
projects for scientists to produce a misconceived product. We were
just at the beginning of a long process by which the imagers come
to understand fully what the scholars need and through which they
could refine their techniques. Furthermore, Mike insisted, the
imagers had done well. They had succeeded in separating the
Archimedes text from the rest of the manuscript and there were
signs that they were pulling out Archimedes text that could not be
seen at all under normal light conditions. Actually, he went on,
instead of firing the imagers, we should make them join forces and
hire them all. In other words, Mike thought that Mr. B should pay
for all three of them to work on the project; we could combine
Bill Christen-Barry’s experimental approach with the processing
skills of Keith and Roger.
I didn’t actually think that Mike was nuts, because I knew that he
had a vast amount of experience in judging the results of technical
projects. But I could not see the way forward, and I dreaded to think
what the reaction of the “source selection authority” would be when
I emailed him. His reply was, typically, far briefer than my wordy
missive. His verdict: “OK.”
216
9780306815805_09.qxd 8/22/07 9:28 AM Page 217
T H E D I G I TA L PA L I M P S E S T
Take a look at 48v col. 1 line 6, after the easily readable word
perile/psomen. Heiberg is surely wrong to get the rho immedi-
ately after without a gap—there is surely a one character gap;
furthermore his undotted eta is a very bad eta.This scribe tends
to have a small foot of the eta flexed inside a little bit, like a
knee reacting in a knee-jerk, but this foot is very smooth, a
continuous parabolic curve; in fact, this is more like the scribe’s
kappa than like his eta. Now, the character just preceding the
rho is faint, but does suggest an alpha. Heiberg’s concluding to/s
seems likely, and so we may have ark[2-3 characters]to/s. How
about arkounto/s? Then the immediate couple of words is
perile/psomen arkounto/s—“we shall include,” “sufficiently.”
The entire passage could be made to read, e.g., kai allo/n
pleiono/n (homoio/n touotois) theo/roumeno/n ta (pleista) ou
perile/psomen, arkounto/s gar ho tropos hupodedeiktai dia
to/n proeire/meno/n. I bracket words that are truly speculative,
though there is some trace of a lambda for pleista, and the
famous “moi” at the beginning of line 5.
This transcription was one that Reviel made from one of the trial
images. The transcription might have been helpful to Natalie, but it
was of absolutely no use to the imagers. Reviel found his own way
to show what text he could decipher and what still needed work. He
drew pictures.
Working mainly from the ultraviolet images, Reviel would write
in green what he could read and in red what he could only guess.
There are alarming amounts of red in these pictures. Sometimes he
would send images with questions on them. One particularly
important passage seemed to be on folio 105. Reviel writes in what
he sees but frankly admits to total guesses on the folio. It seems like
an extraordinary struggle. And indeed it was. It was worth it, of
course, because eventually we would discover that Archimedes knew
about “actual” infinity. But we couldn’t go on like this indefinitely.
217
9780306815805_09.qxd 8/22/07 9:28 AM Page 218
218
9780306815805_09.qxd 8/22/07 9:28 AM Page 219
T H E D I G I TA L PA L I M P S E S T
ciencies. Firstly, they were rather “soft”; they seemed to lack defi-
nition. Secondly, they were essentially monochromatic. They were
shades of blue: the parchment was bright blue and the ink was dark
blue.Although the texts stood out better than they did in natural light,
it was harder than ever to distinguish between the prayer-book text
and the Archimedes text. Keith took the UV images as his starting
point. He wanted to make it clear which text was Archimedes and
which text was from the prayer book with a minimum of image pro-
cessing. He also had to restore the sharpness that the UV image lacked.
In the Proof of Concept imaging, the imagers noticed that there
was a big difference in the appearance of the manuscript when it was
imaged using white strobe lights from when normal tungsten lights
were used. Low-wattage tungsten light is, as I mentioned, very red
compared to strobe light and in tungsten light the Archimedes text
was much fainter. The image consisted of red, green, and blue
“channels,” and they saw that in the red channel the Archimedes text
almost disappeared completely.To me this was a bad thing, but not to
the imagers. They had two simple, unprocessed images of a page and
these images were completely different. By combining them they
could come up with a different, synthetic image.
So Keith made a new picture altogether. He started with a blank
“digital canvas.” On to this canvas he could insert his images. He had
three digital channels in which to do this—red, green, and blue. In
the red channel, he put the tungsten-red image. In the blue channel,
he put the ultraviolet-blue image. And in the green channel, he
simply put the ultraviolet-blue image again. The important point for
Keith was not that the Archimedes text disappeared in the tungsten-
red image; the important point was that both the parchment and the
Archimedes text were red. So in the red channel of his picture, he had
bright Archimedes, bright parchment, and dark prayers. In the blue
and green channels, he had dark Archimedes, bright parchment, and
dark prayers. By combining these elements into one picture, he got
bright parchment, dark prayers, and dark Archimedes with a red tint.
219
9780306815805_09.qxd 8/22/07 9:28 AM Page 220
This was a very elegant solution. It involved far less processing than
the images produced in the initial trials. It clearly differentiated the
prayers from the Archimedes text by color, and it gave the
Archimedes text a greater clarity than the UV image. The images
were really just what Reviel wanted. They had a resolution of more
than 600 dpi; they made a clear color difference between the
parchment, the Archimedes text, and the prayer-book text; they had
few artifacts; and they were not blurry.The process had another great
advantage: it worked well over relatively large areas of the
palimpsested texts and little local processing was necessary. In fact, the
processing could be automated.An entire day’s worth of images could
be processed overnight on Keith’s laptop computer as it ran on the
desk in his hotel room. We called them “pseudocolor images,” the
method that produced them “pushbutton processing,” and Keith’s
package of software code for making them “Archie 1.1.” By
September 2001, we had the key to unlock the secrets of the
Palimpsest.
220
9780306815805_09.qxd 8/22/07 9:28 AM Page 221
T H E D I G I TA L PA L I M P S E S T
had most recently liberated. And while Abigail liberated the leaves, I
placed the scientists in their very own cell—a bare white-painted
cinder-block room with no windows that cannot have been much
bigger than the average medieval monk’s living quarters. And I had to
lock them in it. Frequently they were working after hours in a museum
containing thousands of priceless treasures, and they would have to call
me to let them out if they so much as wanted to use the restroom.
Each time they came, the imagers filled their cell chock-a-block
with equipment, which Roger drove down from Rochester. Roger
had made a special gantry for the imaging of the codex: the cameras
were mounted above a motorized X-Y stage, upon which each
bifolio was placed and imaged. The imagers to this day have not
touched the Palimpsest.A conservator wheeled in each folio from the
conservation studio about fifty feet away. Each folio was mounted in
its own bespoke mat. A conservator would place it carefully on the
X-Y stage. Once it was on the stage, a computer moved everything.
To turn the leaf, the imagers had to make a phone call to the con-
servation studio and someone would turn the leaf for them.
Roger was in the driver’s seat, literally. He drove the X-Y stage,
and he took the pictures with a click of the mouse. Each side of each
leaf was photographed thirty times.To get a resolution of 600 dpi, ten
separate pictures of each folio had to be taken and in three different
lighting conditions. Keith was “the lights.” He flicked the switch that
turned on and off the strobe lights, the tungsten lights, and the ultra-
violet lights. Bill recorded every move on spreadsheets. We now have
over 15,000 records. For each image we recorded the following: the
folio; the side of the folio; the position on that side of that folio; the
date that the image was created; the camera make; the camera serial
number; the lens brand; the lens serial number; the lens size; the
wavelength of the illumination and whether it is fluorescent or
reflective; the make, serial number, and wattage of the illumination
source; the size of the aperture on the camera; the shutter speed; the
resolution; the pixel X count; the pixel Y count; the camera incident
221
9780306815805_09.qxd 8/22/07 9:28 AM Page 222
angle; and the distance of the camera from the folio. There are more
columns than this, and some of them, even today, I do not under-
stand. But the scientists needed to document everything thoroughly,
not just for their own records, but for posterity. There is always the
possibility that someone might use this data to make better images
with more effective processing algorithms in the future.
If you think this is boring, you are not alone. Ten days sitting in a
cell-like room, taking pictures in the bright light, and then in total
darkness. Bill called it “trained-monkey work.” It was unbelievably
boring. It was also frustrating.Things broke and they had to be fixed;
there were long pauses when leaves needed to be delivered; and the
worst thing was the “whirr” of the X-Y stage as it moved from one
section to the next.They couldn’t oil the cogs. And for Keith it didn’t
stop. Each night he would take the data collected back to his hotel
room and make his marvelous creations—new images using the
ultraviolet and low-wattage-tungsten images as ingredients.This is an
important conceptual point. These are not images of the Palimpsest;
they are synthetic creations made from images of the Palimpsest.They
are works of art. Well, they work, anyway. And that’s the point.
Still, at this stage, we had no product. All the images had to be
assembled so that scholars could access them. First, the ten individual
shots of each folio had to be “stitched” together and this had to be
done for the strobe, ultraviolet, and pseudocolor images. Roger
Easton and his graduate students at RIT performed 5,520 stitching
operations. They then had to devise a way that the scholars could
access the images easily. The browser that Roger and his students
designed is the mechanism by which the scholars access the texts in
the Palimpsest. It is infinitely more flexible than the Palimpsest itself.
If they want they can read the prayer book with the leaves falling in
the right order. At the click of a mouse, however, the images magi-
cally reorder themselves so that they appear in their Archimedes order
just as they were before they were palimpsested.The scholars can also
choose whether they want to see the pages in normal light, ultraviolet
light, or in synthetic pseudocolor.They can see the Archimedes pages
222
9780306815805_09.qxd 8/22/07 9:28 AM Page 223
T H E D I G I TA L PA L I M P S E S T
in more detail than the eye can see the original. they can zoom in on
a section of a page and “blow it up” without losing any resolution.
New Text
Of course, the imagers did not understand the text they were cre-
ating. It was up to Nigel Wilson and Reviel to read the Archimedes
text. Nigel and Reviel are now working on completely new editions
of Method, Stomachion, and Floating Bodies.Theirs is, in many ways, an
ideal collaboration. Nigel has greater familiarity with the tran-
scription and decipherment of tenth-century Greek cursive than
Reviel. On the other hand, Reviel understands Archimedes’ mathe-
matics so well that he can guess words that are no longer visible in
the codex. When you make a scholarly transcription of a text, you
need to note what it is that you can see and what it is that you can
guess. For a word to be really solid in our transcription, therefore,
both Nigel and Reviel have to see it. They work independently of
each other—Reviel in Stanford, California and Nigel in Oxford,
England. They confer when they have completed a passage and
compare notes. Here is a typical example, from folio 105v, which
contains Method, proposition 14. Nigel writes:
Dear Reviel,
In col.2 line 4 I think the reading PhANERON hWS
EIRHTAI does not fit the spaces as exactly as we should like,
and my suggestion, based on staring a long time at the image, is
that we read PhANEROI TO SKhHMA.This introduces a verb
which A. does not use much if at all elsewhere, but it is good
enough as Greek. Have another look and see what you think.
T H E D I G I TA L PA L I M P S E S T
A New Voice
A great codex that had already revealed most of its secrets. As you will
recall, that’s what most of the experts thought when the Palimpsest
was auctioned at Christie’s. Given the reputation of Heiberg as a
philologist of ancient texts, and given the treatment that the
Palimpsest had received since Heiberg’s time, this skepticism seemed
well founded. Even Reviel thought that his work would actually be
225
9780306815805_09.qxd 8/22/07 9:28 AM Page 226
T H E D I G I TA L PA L I M P S E S T
T H E D I G I TA L PA L I M P S E S T
We now know that Mr. B’s book is not really the “Archimedes
Palimpsest” at all; the Archimedes codex is only one of the important
manuscripts wrapped up in it. Mr. B’s prayer book houses a small
library of unique ancient texts. In addition to the Archimedes man-
uscript, it contains five leaves that uniquely preserve speeches by one
of Athens’ greatest orators and seven leaves that uniquely preserve
ancient views on Aristotle. It also contains some Byzantine texts: four
leaves from a late tenth-century book of hymns partly in honor of St.
John Psichaites, an abbot in Constantinople who rebuilt his
monastery after it was destroyed in 813 BC by the Krum, the
Bulgarian Khan with the curious wine cup, and two leaves from a
saint’s life. Seven leaves, from at least two separate manuscripts, have
not been identified at the time of writing.
The Palimpsest might not ever reveal all its secrets, but I will make
one prediction. I think it is very likely that Reviel and Ken Saito will
be the last people to discover new text from the Palimpsest, because
since their visit the texts in the Palimpsest have undergone another
transformation. In the twenty-first century, if you want to read what
Archimedes had to say to Eratosthenes in the third century BC and
what Hyperides said to the Athenians in the century before that, you
should not make the pilgrimage to the codex in Baltimore.You can’t
read it there.You need one of Roger Easton’s little silver boxes.
Parenti’s Twin
We know the scribe of the prayer book used several different codices,
but exactly whose library was he recycling? It must have been
extraordinary. John Lowden once said to me, in jest, that it was the
library of Photius. It could not have been his, of course.With the pos-
sible exception of the Aristotle commentary, the palimpsested texts
were written long after Photius died. Still, Hyperides was one of the
authors mentioned by Photius. No modern scholar believed that
Photius had actually read Hyperides, but now it seems that Photius has
230
9780306815805_09.qxd 8/22/07 9:28 AM Page 231
T H E D I G I TA L PA L I M P S E S T
been telling us the truth for a thousand years. Like Photius’ library,
these texts must have been collected together in Constantinople. But
this does not mean that they stayed in Constantinople. Books traveled
with their owners. So where were these texts when they were turned
into a prayer book?
Understandably perhaps, in assembling the scholars to work on the
book, I had concentrated on those who could help with the
palimpsested texts. It was not until the legendary liturgist Robert Taft
got in touch with me that I paid much attention to the texts of the
prayer book. He suggested that I give photos to an Italian scholar,
Stefano Parenti. Stefano noted that the prayer book contained certain
very rare texts, including one for the purification of a polluted con-
tainer and another for the storing of grain.These prayers, and others,
Stefano also found in a manuscript that can almost be described as
the twin of our prayer book. It is in St. Catherine’s monastery in
Sinai, the same place where Tischendorf found the Codex Sinaiticus,
and it was written by a priest named Auksentios in 1152–3. Some of
the prayers are in the very same order. Others, such as a group of
prayers at the elevation of the host and a prayer for the consumption
of the leftover gifts of the presanctified liturgy, Stefano knew to be
specific to Jerusalem in the Middle Ages. Finally, Stefano noted that
there were frequent references to prayers “for this city” in our prayer
book. It seems unlikely, therefore, that the prayer book was made at
St. Sabas, even though it ended up there in the sixteenth century. But
it is eminently likely that it was finished in Jerusalem, just fifteen
miles away, on April 14, 1229.
We do not yet know how the palimpsested texts made it to the
Holy Land and perhaps we never will. The problem is not that it is
so unlikely, but rather that there are so many ways that books could
travel there from Constantinople in the thirteenth century. The
reason for this is that the Holy Land, at this time, was a destination of
choice for Christians from Europe both for pilgrimage and for
crusade. Jerusalem was a particularly interesting place to be in 1229.
231
9780306815805_09.qxd 8/22/07 9:28 AM Page 232
Frederick II, the Holy Roman Emperor as well as the King of Sicily,
Cyprus, Jerusalem, and Germany, the wonder of the world for his
energy, learning, and religious skepticism had finally fulfilled his vow
to go on crusade. On Sunday, February 18, 1229, less than two
months before the date in our book, he liberated from Muslim
control all of Jerusalem, except the Dome of the Rock, as well as
other cities, including Nazareth, where Jesus grew up, and
Bethlehem, where Jesus was born. This indeed was something for
Christians to celebrate.The scribe of the book had joy in his heart as
he wrote his prayers. Now that I knew that we could recover the texts
in the Palimpsest, I had nothing but understanding for the scribe and
thanks for the fact that he had used such treasures to write his book.
Indeed I wanted to thank him personally. The trouble was, I didn’t
even know his name.
232
9780306815805_10.qxd 8/22/07 9:30 AM Page 233
10
The Stomachion, 2003
or Archimedes at Play
A Package from Mr. Marasco
t was September 2003; and I was just back from my summer
I vacation; and a Mr. Joe Marasco had sent me a present. There was
a funny-looking package waiting for me together with the rest of my
mail. Its sender described himself as a fan of Archimedes, which, to
be honest, was rather worrying. I had fewer nuts calling me than Will
did, but I did get my share of them. (And no, I didn’t discover
Rasputin in the Palimpsest either.)
I opened it, cautiously, to find a truly gorgeous toy—large pieces
of red glass cut in all sorts of shapes and fitted together to make a
square. Nice, I thought. A pity, of course, that the pieces were fragile
and sharp, because we were expecting our first child and I was
shopping for toys. But I could keep it at my office and show it off as
an example of the funny things you get when you are an Archimedes
scholar.
I understood Mr. Marasco’s point. He was sending me a replica
of the Stomachion. I vaguely remembered that it was an ancient
game in which the objective was to use fourteen pieces to create
some form. But this just about summed up my knowledge of this
strange toy. I knew there was an obscure fragment by Archimedes
dealing with the Stomachion, but no one had really studied it. The
standard view was that Archimedes used the game as a starting point
to motivate a geometrical discussion of some kind. No one had
233
9780306815805_10.qxd 8/22/07 9:30 AM Page 234
A R C H I M E D E S AT P L AY
help at all? The text was just too fragmentary.We would never under-
stand the Stomachion, and it was best for me to invest my time more
profitably elsewhere.
In all of this, I was merely following the traditional response.
Heiberg was only able to read some fragments of the text and he
didn’t venture an interpretation of it. Dijksterhuis, a great Archimedes
scholar, wrote a careful commentary on each of Archimedes’ treatises,
but he had practically nothing to say about the Stomachion. Indeed,
we can see his growing impatience. He began his commentary with
speculation: “[the treatise] may indicate that [Archimedes] studied the
game from a mathematical point of view . . . [he] discussed some of
the properties of the so-called Stomachion.” But then he lost his
confidence: “In the Greek fragment, however, we do not find much
about this investigation.” Dijksterhuis concluded: “It can no longer
be ascertained whether this result was the object aimed at or whether
it played a part (and if so, what part) in the investigation as originally
announced.”
The fundamental point is that this single bifolio of the Palimpsest
is nearly all we had to go by. On this bifolio, Archimedes concluded
his treatise on the Measurement of the Circle and began a new treatise
whose title was barely legible but may have been “Stomachic” or
“Stomachion.” There were some words of introduction, a single
simple proposition, and the beginning of another one. Both, obvi-
ously, were mere preludes to the real action of the treatise. None of
the substantial mathematics was left. Essentially, when the maker of
the Palimpsest chose which folios to use out of the original
Archimedes book, he threw away all of the Stomachion folios except
for this single bifolio. It is easy to see why. The Stomachion was the
final treatise in the original Archimedes book, and as we have already
learned, the important rule of manuscripts is that the end is always in
the worst shape. The parchment on which the Stomachion was written
was probably already in bad shape in the thirteenth century.Thus the
treatise was simply thrown away—not good enough to serve even as
recycled parchment. The maker of the Palimpsest probably reasoned
235
9780306815805_10.qxd 8/22/07 9:30 AM Page 236
that this particular piece of animal skin would not survive another
round of scraping.
There were some additional pieces of evidence, without which
our position would have been even more precarious. The references
were from antiquity to a game called the Stomachion or “Bellyache.”
The game was supposed to be so difficult that it made your belly
turn. (The difficulty of putting the pieces together was a constant
theme throughout the history of the Stomachion.) It involved fourteen
pieces, put together to form a square. So much was implied by the
ancient testimony on the game itself. The evidence suggested that
Archimedes did not invent the game but that he did make some
mathematical reflections upon it. (In the same manner, contemporary
mathematicians sometimes use the Rubik’s cube to introduce ideas
from Group Theory.) These mathematical reflections became so well
known that some people called the game “Archimedes’ Box.”
However very few people ever read Archimedes’ actual treatise. The
only surviving Greek manuscript containing the text of the
Stomachion was in front of us—the original Archimedes book serving
as foundation for the Palimpsest. And so, in the year 1229, when the
maker of the Palimpsest threw away the bulk of the Stomachion, he
threw away the only evidence the world had in Greek.
There was one additional piece to the puzzle. Just like the
Palimpsest, this evidence was ignored for years. In this case, obscurity
was the result not of the ravages of fortune—as with the Palimpsest—
but of scholarly neglect.The manuscript in question was in plain sight
for all to read, but it remained unread for generations simply because
too few scholars read Arabic. Only in 1899 did Suter, a German scholar,
come across an Arabic manuscript from the seventeenth century that
mentions the “Stumashiun of Archimedes.”
Indeed, much of the Greek heritage survives only in Arabic.
(Much of it is still unpublished, because of the same scholarly
neglect; quite possibly, there are more works by Archimedes that
remain unnoticed in Arabic manuscripts.) Starting in the ninth
236
9780306815805_10.qxd 8/22/07 9:30 AM Page 237
A R C H I M E D E S AT P L AY
237
9780306815805_10.qxd 8/22/07 9:30 AM Page 238
FIGURE 10.1
238
9780306815805_10.qxd 8/22/07 9:30 AM Page 239
A R C H I M E D E S AT P L AY
FIGURE 10.2
A R C H I M E D E S AT P L AY
FIGURE 10.3
allowed to attach piece X one-half the way from the end of the edge,
or one-third the way from the end, or one-fourth, or one-fifth . . .
There are literally endless ways of positioning one piece next to
another. The number of different elephants one can make with
fourteen pieces is literally infinite. We are reminded, once again, of
how ubiquitous infinity is in mathematics.
Heiberg, with his huge learning, was aware of this Roman gram-
marian cliché. And so, as he turned from the first paragraph to the
second, he thought he had an idea of what Archimedes meant. He
thought Archimedes was talking about the boundless plurality of the
elephants. Now there was very little Heiberg could read at this
point—the writing becomes nearly illegible—but he thought he
could reconstruct some traces of meaning: “So it is possible . . . many
. . . with the same shapes . . . moved around. . . .” So Archimedes was
saying, Heiberg thought, that there were both elephants and warriors
to be made and many of them too.
What was the point? Heiberg did not know and nor did we, fol-
lowing him. If the point was that there were many elephants to be
put together, then there was no interesting mathematical question to
ask. How many elephants and warriors? Infinitely many or, better
241
9780306815805_10.qxd 8/22/07 9:30 AM Page 242
242
9780306815805_10.qxd 8/22/07 9:30 AM Page 243
A R C H I M E D E S AT P L AY
had prepared the model from the correct diagram and then his shapes
had gotten mixed up through some kind of error?
But wait, I wondered: was it possible to fit the pieces together in a
square by placing them in some arrangement other than the original
diagram? I mean, surely there was no more than one way of fitting all
fourteen complex shapes together? It seemed like quite a complicated
arrangement. But then again, maybe there was more than one way of
fitting the pieces together.
Well, it had to be clarified. I certainly was curious. I checked the
figure, piece by piece. Marasco’s model was, indeed, the original
diagram with the pieces of the square arranged differently. Of course,
I saw it now. There were multiple ways in which the diagram could
be rearranged. There was certainly more than one way of fitting the
fourteen pieces together into a square.
And then, all of a sudden, my throat went dry.
Could this have been Archimedes’ point? Were there many dif-
ferent ways in which the same square could be fitted together with the same
pieces? This would be too exciting. Let me explain why.
Improbable Combinations
The significance of my new thought was that, finally, we had a mean-
ingful problem. We were no longer dealing with the continuously
changing, infinite number of arrangements of elephants and warriors.
We were dealing with a certain finite number of ways in which a
square could be made from the given pieces. I always imagined the
number to be 1. That is, my intuition was that the accepted diagram
represented the only way that the square could be fitted together.
Now, thanks to Marasco, I saw that my intuition was plain wrong. I
still had to show that there were many ways. If there were only a
handful of ways of arranging the square, then it wouldn’t have been
an interesting problem for Archimedes to solve. I also needed to show
that the number could in principle be calculated, and that it did not
243
9780306815805_10.qxd 8/22/07 9:30 AM Page 244
A R C H I M E D E S AT P L AY
Ancient Combinatorics?
There is a certain puzzling, intangible quality to combinatorics. It’s
frequently a very abstract science. There are often no diagrams to be
drawn.You just go through the problem in your head, considering the
various options and possibilities. It is a fun subject—but, generally
speaking, not a visual one.
Now this non-visual character of combinatorics makes a world of
difference. We have already seen many diverse problems discussed by
Archimedes, but even with all their diversity, the great majority them
still dealt with geometry. After all, the diagram was the key tool of
Greek mathematics. Even though Greek mathematicians made inter-
esting discoveries in, say, number theory (for instance, showing that
there are infinitely many prime numbers), their main field was the
visual, concrete science of geometry. Calculating how many ways
there were to make certain selections and combinations? This would
be just too abstract, too non-visual. And for this reason, we didn’t
think combinatorics was a field that Greek mathematicians were
likely to tackle. The standard opinion was that problems of pure cal-
246
9780306815805_10.qxd 8/22/07 9:30 AM Page 247
A R C H I M E D E S AT P L AY
A R C H I M E D E S AT P L AY
have come up with his numbers was the way Acerbi did—by doing
the math. And so, even though the brief mention by Plutarch tells us
almost nothing, it is sufficient to prove, beyond a doubt, that ancient
combinatorics did exist.
This was a stunning discovery. The study of pure calculation—of
counting the number of possible combinations—was invented by the
Greeks, and it was brought to a high level of sophistication by the
time of Hipparchus.
Hipparchus lived in the second century, which makes him fifty
years or more younger than Archimedes. But there was now nothing
unlikely in assuming that Archimedes was engaged in combinatorics.
It would make him the first person—as far as we can judge—who
ever produced a study of combinatorics. Indeed, it would make
perfect historical sense. Archimedes would be at the inception of a
tradition whose culmination would then be the work of Hipparchus.
The pieces fit together. My interpretation of the Stomachion could fly.
Just to be sure, I sent a quick email to Acerbi—was he familiar with
anyone ever suggesting that the Stomachion was a study in combina-
torics? I then went feverishly back to work on the transcription.
Another email went to Nigel Wilson, alerting him to the significance
of folios 172–7 and asking him to make as much progress as he could
on the reading of those folios. I knew I needed his expertise to
confirm my own guesses.
I also sent another email, to my colleague Persi Diaconis in the
Mathematics Department at Stanford. Persi is a magician-turned-
mathematician. He still likes to perform tricks and one of his favorite
pursuits is the application of mathematics to games. He is famous for
his proof that one must shuffle a deck of cards at least seven times to
make it thoroughly remixed. More recently, he studied the flip of a coin
showing that it is not truly random after all. About 51 percent of the
time coins actually end up landing on the same side as they started. He
likes all sorts of surprising combinations. I knew he would like my
problem, and I also knew that he was a distinguished combinatoricist.
Most importantly, he was a friend. He would not laugh at me for asking
249
9780306815805_10.qxd 8/22/07 9:30 AM Page 250
such a trivial question. And so I put the question to him: how many
ways are there of fitting together the Stomachion square?
A R C H I M E D E S AT P L AY
A Z D A Z H D
M M
L O L K
F N F “F”
T C “C” C “T”
K
Q O “L”
Q
B H E G B E G
FIGURE 10.4
A Z D A Z D
L
L O O
F N E F
T C C N
K
Q Q
T
H
“L”
K “M”
B H E G B G
M M
C
L O Q
F N F
T C T Z
K K
Q
L
B H E G B H E G
and beyond fitting the fourteen pieces together, the problem is fitting
the substitutions and rotations together. This kind of complexity, with
combinations and combinations-of-combinations, very often arises in
discrete mathematics.
There is another complication.We saw that some substitutions and
rotations rule each other out, but others cancel each other out. To see
this, let us consider a very simple case. One possible rotation, as we
saw, is rotation R: turning the triangle ABG around the imaginary
252
9780306815805_10.qxd 8/22/07 9:30 AM Page 253
A R C H I M E D E S AT P L AY
A D
B G
A D A D
B G B G
Rotation R*
FIGURE 10.7 The three rotations R, R* and R**, combined, end up canceling each
other: we’re back to the original square
A R C H I M E D E S AT P L AY
rotation could ever separate, for instance, the two pieces AMB, MLB.
There is no legitimate way the two can fit inside the square unless
they are glued to each other along the side MB. In effect, it is as if we
had just one piece—ALB—with the line MB forming a kind of dec-
orative pattern, no more. Applying such reasoning in two other
places, it could be shown that the problem amounts to a puzzle with
eleven effective pieces, not fourteen. This, indeed, was a major sim-
plification. And it became clear that the first small theorem was likely
to make a contribution toward this kind of geometrical analysis.
Better still, the analysis of the structure of substitutions and rota-
tions seemed to make sense of the second, and last, paragraph of the
introduction—the one that Heiberg had been unable to read. I could
now, finally, offer a reading and one that was even supported by Nigel
Wilson. This was crucial, Nigel had not been privy to the mathe-
matical discussions.While those discussions were indeed requisite for
my own formulation of the text, it was important to see that the
reading was there even without any knowledge of the mathematics.
And so the text that we put together went like this:
So then, there is not a small number of figures made of them,
because of it being possible to rotate them into another place of
an equal and equiangular figure, transposed to hold another
position; and again also with two figures, taken together, being
equal and similar to a single figure, and two figures taken
together being equal and similar to two figures taken together—
then, out of the transposition, many figures are put together.
It appeared as if Archimedes was discussing precisely this phe-
nomenon of rotations and substitutions.
But at an even more elementary level, the most crucial thing for
scholars, at this point, was that the new reading was inconsistent with
the “elephant and warrior” interpretation.This treatise was not about
how many different figures could be composed. We know this, now,
because of the repeated insistence on congruity of different pieces and
piece-combinations. For the sake of moving pieces about, as you do
255
9780306815805_10.qxd 8/22/07 9:30 AM Page 256
A R C H I M E D E S AT P L AY
258
9780306815805_10.qxd 8/22/07 9:30 AM Page 259
A R C H I M E D E S AT P L AY
Instead, what they did was produce an ingenious “map” of the possi-
bilities (see fig. 10.9).The various solutions to the puzzle were arranged
into twenty-four basic “families,” depending on a certain arrangement
of the main constituents. Inside each of the twenty-four families was a
list of the basic possible solutions drawn with lines connecting any two
solutions that could be transformed into each other by simple substi-
tutions and rotations. At this stage the study had produced 536 basic
solutions. Finally, certain simple rotations, which did not involve any
substitutions, were applied independently to the rest to generate from
each basic solution thirty-two rotations. This finally gave rise to the
17,152 solutions found by the mathematicians.
259
9780306815805_10.qxd 8/22/07 9:30 AM Page 260
260
9780306815805_11.qxd 8/22/07 9:34 AM Page 261
11
New Light on an Old Subject
he autumn of 2003 might have been a high point for Reviel,
T but it was a low point for everybody else. The new interpre-
tation of Stomachion was thrilling, but you could still look at the
Palimpsest 17,152 ways and, even after three and a half years, it was
not completely disbound. And however many ways you looked at
the images, they were just not good enough—at least not good
enough for Mr. B. He was not satisfied with our progress, and he
told me so in no uncertain terms. Worse than that, Reviel agreed
with him. There were passages on folios already imaged that he still
could not read. And they were important passages. The very first
folio of the Palimpsest, for example, was Floating Bodies. Heiberg
had not read it; it had never been transcribed; and Reviel and Nigel
were making very little headway with it. Most challenging, of
course, were the folios containing the forgeries. The pseudocolor
and ultraviolet were of almost no use on these folios. And very little
progress was being made on the pages of the Palimpsest that con-
tained texts from other palimpsested manuscripts. The pressure to
decipher these grew to a new pitch after Hyperides was discovered,
but we were having little success.
I told them I was happy to look for other solutions. I was lying. I
was exhausted, and I really didn’t think we could do any better. Mike
Toth told me that there was no point in sending out a new Request
for Proposals across the country. Since September 11, 2001, most
imagers had been working on lucrative government contracts devel-
261
9780306815805_11.qxd 8/22/07 9:34 AM Page 262
A Meeting of Minds
Inevitably it was Mike who came up with ways forward. His first idea
was to get us to the heart of the intelligence effort at the CIA, to the
wizards of Langley. Mike even got me into CIA headquarters, which
was quite a feat so soon after the attacks of 9/11.We toured the CIA
museum with its curator and met Charlie the Catfish. Charlie really
looks like a catfish, and he swims like a catfish, too. He’s actually a
mechanical gadget and his mission is still classified. Not sure he will
be of much use in Afghanistan or Iraq. I also saw a bug, literally and
figuratively—a remotely controlled dragonfly that can steal sound.
Unlike Charlie, she had never been operational. She was too easily
blown off course by the wind. After leaving the museum we went
into the elevator and up several floors. I was introduced to Dr. Don
Kerr, who was the Deputy Director of the CIA for Science and
Technology. I presented him with images of Archimedes’ Floating
Bodies to hang on his wall. It was, after all, the government that had
invented multi-spectral imaging. The imagers spent two hours in
briefings and conversations with the experts at the CIA; they clearly
knew far more than they were allowed to say. It was interesting, but
we did not come away with the radically new approach to our
problem that we so clearly needed.
Program managers sometimes take a bad rap as unimaginative bean
counters. Not mine. Turning 180 degrees away from his secret
resources, Mike decided to take full advantage of the press.
Archimedes had always found his friends through the press. It was
because of the Washington Post that Mike had gotten in touch with
262
9780306815805_11.qxd 8/22/07 9:34 AM Page 263
us, and Keith, Roger, and Bill had known the manuscript was at the
Walters. The subsequent success of the project had secured more
airtime. Within a few days of the publication of Will Peakin’s article
in the Sunday Times, I had a chat and a quick bite with John Lynch
of the BBC at Washington Union Station. John told me that he had
produced a science program that recounted the story of Andrew
Wiles’s single-handed effort to prove Fermat’s Last Theorem. I had
seen and marveled at this program. I agreed to make a documentary
with the BBC’s flagship science series Horizon. The director of
“Archimedes’ Secret,” as the program on the Palimpsest was called,
was Liz Tucker. It aired on March 14, 2002 and attracted 2.9 million
viewers—over 13 percent of the UK viewing audience that evening.
The project to retrieve the unique texts of Archimedes was now
world famous. Surely, ambitious and cutting-edge imaging scientists
would want to be in on this act? Let’s cut to the chase, Mike said. Let’s
have these guys thrash out solutions to the most difficult imaging
problem in the history of science.
Mike told me that I should not waste anybody’s time—least of all
mine. I didn’t have to bother with a full scale RFP. I just had to send
out a short summary of our problem: we needed to read text that had
been written on animal skin in about 970 AD; erased shortly before
April 14, 1229; written over; scraped off again; and covered in
paintings. Anyone who responded to the challenge would not have to
write thorough, wordy proposals just a brief summary of 500 words.
To any credible proposal, I would give a good sample of our data, as
well as information on how we had collected and processed it, and tell
them that they were welcome to improve upon it. Mike told me to
make it clear that I was not looking for science experiments, but rather
practical propositions that could be made to work within six months.
He then told me to invite the best ten suggestions to a summit at the
Walters.This was, Mike insisted, an efficient and quick way to explore
a variety of new approaches. It would also be inexpensive. Mike
insisted on this point; we do not pay these people anything. The best
263
9780306815805_11.qxd 8/22/07 9:34 AM Page 264
of them, he said, would not come for money; they would come for
Archimedes.
And come they did. This was thanks in no small part to Keith,
Roger, and Bill, who searched for anyone who might help. Kirk
Martinez, whom Bill and Keith had been to see in London a year
earlier, came from the University of Southampton. From the
University of Rutgers, Bill conscripted the delightful Professor of
Chemistry, Gene Hall, and from Bartlesville, Oklahoma, he pulled
in Bob Morton and Jason Gislason who both work for
ConocoPhillips. Andy Johnston, who worked on the Archimedes
database, brought in the late John Hillman from the University of
Maryland and his colleague Bill Blass from the University of
Tennessee. They had recently imaged the “Star-Spangled Banner.”
Abigail found Emanuele Salerno. Emanuele came from Pisa and
represented the Easyreadit consortium, a European advanced
image-processing collaboration with representatives in the
Netherlands, Italy, the United Kingdom, and France. She also con-
tacted Mike Attas and Doug Golz from the University of Winnipeg,
Canada. Finally Uwe Bergmann came from Stanford. His mother
Ingrid, who lives in Karlsruhe, Germany, subscribes to GEO mag-
azine. Uwe was visiting her from California, where he is a scientist
at the Stanford Linear Accelerator Center. Although Ingrid did not
know much about his work, she thought he might be interested in
an article on the placebo effect in the magazine. So she left it on his
bedside table. He picked it up, read it, and happened to look at the
next article too. It was by Katja Trippel, and it was an excellent
piece on the Archimedes Palimpsest. It caught Uwe’s imagination,
and he thought he could help. He emailed us at exactly the right
time.
The summit started on Thursday, April 1, 2004, which I thought
was most appropriate. In my undying skepticism, I asked Mr. B to
attend. I did not want to try to convince him of something I almost
264
9780306815805_11.qxd 8/22/07 9:34 AM Page 265
New Approaches
265
9780306815805_11.qxd 8/22/07 9:34 AM Page 266
266
9780306815805_11.qxd 8/22/07 9:34 AM Page 267
EL GRECO
There were several multi-spectral-imaging proposals at the con-
ference.We could, in theory, have invited any of these contributors to
image the Palimpsest. Emanuele Salerno had worked extremely hard
with the data that we had sent him, but he concluded that no better
results could be achieved with that data. Like other participants, he
wanted to collect more data.There is virtually no limit to the amount
of slices that you can add to your data-cube; if you image with
enough wavelengths, you are called a hyper-spectral imager. But Mr.
B concluded that it was not worth the investment to essentially revisit
techniques that we had already tried.
Bill Christens-Barry was on the inside track, of course. He knew
that Mr. B was no longer seriously invested in multi-spectral imaging.
Bill came to the conference with a very inexpensive method to
address all the problems that the scholars had found in the early trials.
His solution would give a far more finely sliced data-cube than was
possible with the push-button processing Keith had used to process
the pseudocolor images. So, he put his idea forward. A year or two
earlier, he and Keith had visited the National Gallery in London to
see a multi-spectral imaging apparatus called VASARI. Giorgio Vasari
was a sixteenth-century Italian painter, but now VASARI was an
acronym for Visual Arts System for Archiving and Retrieval of
Images.VASARI interested Bill and Keith because it did not filter the
light in front of the camera. Instead it used light sources of very par-
ticular wavelengths, and thus avoided filters altogether.This approach
largely eliminated the registration problems that beset Keith and
Roger when they compiled their dense data-cubes. The problem
then was that narrowband light sources of sufficient intensity were
very expensive. But technology is always on the move and in 2004
Bill realized he had an extraordinarily cheap way to generate light at
specific wavelengths. He could use Light Emitting Diodes or LEDs.
LEDs are the lights that you can find all over the dashboard of your
car, and have been able to for some time. But only in recent years
267
9780306815805_11.qxd 8/22/07 9:34 AM Page 268
X-RAYS
Gene Hall, Professor of Chemistry at Rutgers University, calls himself
the “Paper Detective.” He specializes in identifying and dating for-
geries of all sorts, but particularly letters and banknotes. He does this
by examining their chemical composition using X-ray fluorescence.
X-rays, just like visible light, consist of photons, but the photons of
X-rays have a much shorter wavelength (hundredths of nanometers,
rather than the hundreds of nanometers in visible light) and a much
greater energy. The human eye cannot see them but other detectors
can.These detectors can convert the information into a form that we
can see.We are all familiar with X-rays because of the dentist. But the
X-ray images of our teeth are generated by transmitted X-rays. X-
rays are zapped through our jaw and received by an emulsion plate
on the other side. Gene wasn’t interested in the transmitted X-rays.
He was interested in the X-rays that do not get through. These
interact with the material that stops them, and they cause this
material to send out other X-rays at very particular wavelengths.
These emitted X-rays contain crucial information—if you can get it.
Now here is the important part.While the photons of visible light
give you color information, X-ray photons give you elemental infor-
mation. This is because they interact with atoms differently. In the
early 1920s, Niels Bohr and his colleagues thought of the atom as
containing a nucleus of protons and neutrons. Electrons were found
around this nucleus, orbiting in shells at various distances from the
nucleus. This may well be how you think of an atom; it is one of the
very last creations of classical physics and it will serve our purposes.
Bohr labeled each shell with a letter, the one closest to the nucleus
being letter “K.” (The reason that these distances were designated
with letters from the middle of the alphabet is simply that when sci-
entists first probed the makeup of the atom, they were not sure how
269
9780306815805_11.qxd 8/22/07 9:34 AM Page 270
many shells they would find so they left room at either end of the
sequence.) Photons of visible light interact with electrons found in
Bohr’s outer shells. Since they are further from the nucleus, less
energy is needed to change the state of these electrons. Higher-
energy, shorter-wavelength X-ray photons interact with electrons
found on Bohr’s inner shell, K, where more energy is needed to
change the state of the electron. When I say that X-ray photons
change the state of electrons on the inner shell, I actually mean that
they knock them from the shell entirely. However, at the same
moment that the electron “on” shell K is displaced, an electron from
the next shell, L, replaces it.The electron on shell L makes a quantum
leap to the inner shell.As it does so, it loses a lot of energy and it emits
an X-ray photon. Since the atoms of each element have their own
distinctive arrangement of electrons, the precise wavelength of this
emitted X-ray corresponds to the energy difference of the electrons
involved. Hence it will be specific to the element of the atom hit by
the incident X-ray. If you can detect this emitted X-ray, you can
determine which element it came from.
Gene’s thought was that his instrument should be able to detect
the X-ray photons given off by the iron in the ink of the palimpsested
texts. It was a clever idea, and it was the idea that Gene had very
briefly put into practice in his lab with a forged leaf from the
Palimpsest before the conference. But the results were inconclusive.
Another participant in the conference was convinced that Gene’s
idea was a good one. His name was Bob Morton, and he was a
research scientist at the petroleum company ConocoPhillips. Bob is
not normal. He does not have a measurable IQ because he does not
belong to the population for which the test was devised. He is one of
the most intelligent, alarming, funny and inventive people I have ever
met, and I say this without ever having been to one of his fabled
Fourth of July parties in Bartlesville, Oklahoma. He came to the con-
ference with his minder, Jason Gislason, who interpreted Bob for the
rest of us until we got used to him. Bob’s presentation was, frankly,
270
9780306815805_11.qxd 8/22/07 9:34 AM Page 271
271
9780306815805_11.qxd 8/22/07 9:34 AM Page 272
272
9780306815805_11.qxd 8/22/07 9:34 AM Page 273
Beamtime
The conclusion was clear. Since we didn’t have the time, we needed a
more energetic source for our X-rays.This was when Uwe Bergmann
showed his stuff. He also gave a presentation at the conference sug-
gesting that X-rays could be used to retrieve Archimedes text. While
Gene and Bob proposed to do their work on an EDAX Eagle machine,
which is the size of a small refrigerator, Uwe Bergmann proposed to
use a machine the size of a soccer field—the SPEAR (Stanford
Positron Electron Accelerating Ring). It is part of the Stanford Linear
Accelerator Center or SLAC in California. SPEAR was built as an
atom smasher—more technically, a synchrotron, which is an oval par-
ticle accelerator. The particles, electrons, and their positively charged
equivalents, positrons, are accelerated to very, very, very nearly the speed
of light. The electrons travel in one direction around the ring and the
positrons travel in the opposite direction. When they collide, they
create new particles and particle physicists analyze the results. It was at
SPEAR that Burton Richter discovered the charm quark in 1974 and
Martin Perl the Tau lepton in 1976. This is very cool. It is, in fact, so
very cool that I was rather determined to get Archimedes there, even
if it meant transporting him across the United States.
The SPEAR is not used as an atom smasher anymore, and anyway,
we didn’t want to hit Archimedes with particles traveling at
99.999999986 percent of the speed of light. Rather, we wanted to hit
it with light itself, and now SPEAR is used as the world’s greatest
light bulb. To explain this, we need to go back to two of Isaac
Newton’s famous Laws of Motion. His first law states that every
object in a state of uniform motion tends to remain in that state of
motion unless an external force is applied to it. Even though the elec-
trons in the synchrotron are traveling at a uniform (extremely high)
speed, their state of motion is not uniform; they are not traveling in
a straight line. Actually, they are bent by very powerful magnets. The
273
9780306815805_11.qxd 8/22/07 9:34 AM Page 274
third law states that for every action there is an equal and opposite
reaction. So what happens when the highly energetic electrons are
swerved? What’s the reaction? Well, electromagnetic radiation—lots
and lots of it—spun off the ring like tomatoes off the back of a truck
turning a corner at high speed.
To the particle physicists this synchrotron radiation was wasted
energy, an inconvenient by-product of the atom-smashing process. But
one day in the mid-1970s someone summoned up the courage to ask
the particle physicists if they could literally “tap” the ring and capture
the synchrotron radiation that it was emitting. For several years at
SPEAR, X-ray scientists, like parasites, harnessed the synchrotron radi-
ation provided by the ring that was primarily there to serve the atom
smashers. Eventually the high-energy physicists moved on to bigger
machines. Since 1990, SPEAR has been dedicated to the generation
of synchrotron radiation. A synchrotron X-ray beam is intense (there
are an awful lot of photons), collimated (all the photons point in the
same direction), and polarized (the electromagnetic field of all the
photons swings in a well-defined plane). In other words, you have a
colossal army of X-rays, all marching to the same drum, and the
experimenter can call the tune. The Stanford Synchrotron Radiation
Laboratory (SSRL) is one of the most advanced light sources in the
world. Today, more than fifty synchrotrons are operated around the
world and many more are under construction. They have names like
BESSY, Boomerang, Diamond, Soleil, SPring-8, and SPEAR3—the
newest upgrade of the ring at the Stanford Synchrotron Radiation
Laboratory.
A number of “beam lines” run off the synchrotron to little inde-
pendent labs. We were designated beam line 6–2. Many beam lines
have two hutches, so that while one experiment is being run,
another can be set up. There is no downtime for beams at SSRL,
because “beamtime” is a precious commodity. The hutches are
lead-lined and while the experiment is running, no one can enter
the hutch. It is not a good idea to be zapped by the beam. This is
274
9780306815805_11.qxd 8/22/07 9:34 AM Page 275
all you get when you get beamtime at SSRL—a beam line and a
hutch. While the EDAX Eagle probe is a commercial machine
with an awful lot of software attached, designed for a wide variety
of applications, the synchrotron is just a light source. Uwe had to
build the machine.
Unlike the EDAX machine, which sends out X-rays at many dif-
ferent wavelengths, Uwe could tune his beam precisely to the best
wavelength to look at iron or any other element. Uwe and Abigail
got Greg Young of the Canadian Conservation Institute to do
exhaustive tests on an old parchment document of Abigail’s to make
sure that his experiment would not damage the parchment. Having
conducted these tests, Uwe realized that he could indeed raise the
intensity of his beam at the wavelength that responded to iron. Uwe
attenuated his beam using especially designed filters. He fine-tuned it
with a filter of Reynolds Wrap, which he assured me was good
enough for the job. He designed his X-Y stage and carefully calcu-
lated the distance between the sample and the detector. He con-
structed a humidity chamber, so that the humidity would remain
constant and the folio of the Palimpsest would not change shape
while the scan was running. All the computers and workstations were
positioned outside of the hutch. Each of the several computers did
different things One computer recorded the position of the beam and
another recorded the position of the sample on the X-Y stage. If the
stage stopped moving, the experiment automatically shut down so as
not to damage the parchment. Another computer recorded the data
in the scan and a final computer was used to convert the files into a
format that we could use in the post-processing software and dis-
tribute to the scholars.
To help him, Uwe had Martin George write the software for the
computers, which had to meet two very different criteria: it had to
be advanced enough to precisely capture the data and it had to be
easy enough for Mike, Abigail, and me to use. The three of us would
have to take turns with Uwe running the scans, keeping an eye on
275
9780306815805_11.qxd 8/22/07 9:34 AM Page 276
276
9780306815805_11.qxd 8/22/07 9:34 AM Page 277
March 2006
We returned to SLAC for two weeks in March 2006. This time we
took more people with us.We needed more people to staff the beam,
but we also needed the talent. Uwe spent all of his time optimizing
the experiment that only he understood. Bob lent his years of expe-
rience on imaging with X-ray fluorescence. Keith and Roger
processed the images. Jennifer Giaccai, the conservation scientist at the
Walters, joined Abigail. And Mike and I lent a hand when we could.
This time we also brought out the very first page of the manu-
script.This was the page that Reviel and Natalie had first recognized
as On Floating Bodies in April 2001. It was the one that also contained
the inscription by the scribe of the prayer book with the date April
14, 1229. The page really was a wreck and the pseudocolor images
had revealed nothing.
From the moment the scanning started, it was clear that something
extraordinary was happening. The charred, stained, and worm-eaten
parchment in the hutch appeared on the screen as a dense lattice of
Greek characters. I knew that we were seeing, pixel by pixel, line by
line, at the Stanford syncrotron, a map of the iron on the page that
would give us the previously unknown Greek version of Archimedes’
On Floating Bodies. Keith Knox sent the first images to Reviel by
email. He received this reply:
From: Reviel Netz
Sent: Mon 3/13/2006 12:32 AM
To: Keith Knox
Cc: Nigel Wilson; Mike Toth; Uwe Bergmann; Roger Easton;
William Noel
Subject: folio 1v col.1
Thanks Keith for the images.
XRF for 1v col. 1 is sensational. I attach the transcription of
277
9780306815805_11.qxd 8/22/07 9:34 AM Page 278
The Gift-Giver
The colophon from which John Lowden had so painstakingly
extracted the date on which the scribe of the prayer book had dated
his work as April 14, 1229, was also on this same page. I sent out the
following email:
279
9780306815805_11.qxd 8/22/07 9:34 AM Page 280
280
9780306815805_RM.qxd 8/22/07 9:36 AM Page 281
EPILOGUE
“The Vast Book of the Universe”
Moonlighting for Archimedes
his is not typical university work. The Archimedes Palimpsest
T seems to insist on being unique and the project of its deci-
pherment has few parallels. Remarkably much has been achieved in
less than ten years. Remarkably, too, nearly all of this was achieved by
weekend warriors, summoned by the thrill and glory of working for
Archimedes. We all had our day jobs. Will Noel was curating manu-
script exhibitions at the Walters, I was teaching Greek science at
Stanford, while Roger Easton was teaching imaging science at
Rochester, and Nigel Wilson was editing the works of Aristophanes
for the Oxford Classical Texts series. I am not sure what Mike Toth
was doing. In fact, only one individual got the Archimedes Palimpsest
as a day job—and this underlines the priorities of manuscript studies.
Abigail Quandt put aside most of her other obligations to concen-
trate, day after day, on the disbinding and conservation of the manu-
script. Her hands were the busiest.
And all of us did this for one simple reason: we are in awe of one
individual who lived, some 2,250 years ago, on a triangular island in
the middle of the Mediterranean. That we succeeded in doing so
much for him is, in my view, due to three individuals. They deserve
our thanks.
281
9780306815805_RM.qxd 8/22/07 9:36 AM Page 282
The Patron
That so much has been accomplished so quickly is primarily a tribute
to the owner of the Palimpsest. The team of scholars and scientists
working on the project have something which is, today, very rare: our
work is led by a rich patron.There was a time when this was standard.
Science in Alexandria—as well as in Syracuse—was pursued under
the patronage of Hellenistic kings. No doubt a rich patron commis-
sioned the Archimedes manuscript in the tenth century. Most
Renaissance artists and scholars worked for rich patrons. However,
since at least the Middle Ages, scholarship has often been pursued
within public institutions. The Church is the most obvious example,
and it is due to her that most manuscripts survive. Today most man-
uscripts are held by a different kind of public institution—the state or
its universities. Almost all the important manuscripts of the world can
now be found in such institutions and, at first, everyone’s feeling was
that this manuscript should belong to the public. We were proved
wrong. In retrospect, it was a stroke of luck that the manuscript found
itself in private hands. No public institution could have acted so
flexibly, with such generous and well-thought application of
resources. Think of it; the owner did something rather outrageous.
He entrusted it to Will Noel, who is by now a world expert on the
Archimedes Palimpsest but eight years ago could not tell Archimedes
from Pythagoras. The owner then more or less told Will Noel to do
with the manuscript as he pleased.The owner implicitly promised to
pay along the way as necessary. (I say “implicitly” because, I am told,
the owner is not a man of many words.) It turns out this was the
clever thing to do. Had the manuscript been housed at a university,
the academic politics of its research would have been much more dif-
ficult and each expense along the way would have had to be
accounted for in a much more tedious, haphazard, and time-con-
suming fashion. In short, the owner saved us the disadvantages of
public institutions. Not that private owners are to be preferred in
282
9780306815805_RM.qxd 8/22/07 9:36 AM Page 283
“THE VA S T B O O K O F T H E U N I V E R S E ”
principle. In my own view, private owners are, in general, not the best
custodians of world treasures. After all, it was the Greek Church that
saved the manuscript for a millennium and then it was private owners
that, through the course of the twentieth century, nearly destroyed it.
With the current owner we have been lucky. He has not merely done
well by Archimedes; he did all that he could.
The Philologist
I do not know the owner of the Palimpsest all that well, however Will
Noel does. Almost daily, he is in email correspondence with him dis-
cussing the way to move forward with the Palimpsest project. My
own daily correspondence is even more virtual. It is all in my head.
And it is with another great benefactor of this project without whom
all of this would have been impossible. In my thoughts, I always con-
verse with Johan Ludwig Heiberg.
Right down to the last pages, we have been critical toward him
throughout this book—the gaps he left, the false guesses he made, the
diagrams with which he never bothered. Now is the time to admit
the truth. Without Heiberg, we could have never made it. We would
look at the text and see at first just a jumble of meaningless traces.We
would interpret a few of them. We would conjecture a sense. We
would end up at a dead end.Then we would check Heiberg and, low
and behold, he had already made sense of it. He had even read
further! Only then, looking back at the page, do we see those traces
that provided Heiberg with his reading. And then, finally, based on
Heiberg’s foundations, we can go further and add to his readings.
The transcription project was rather like an expedition to a lost
island.You believe you face what no one has ever witnessed. And then,
time and again, you have the same uncanny experience.You suddenly
realize that the previous explorer—Heiberg—had already been there. I
was excited when I saw symbols for circles emerging out of Abigail’s
treatment of the Palimpsest. I took it for granted that they were new.
283
9780306815805_RM.qxd 8/22/07 9:36 AM Page 284
But no, Heiberg had seen them too and had noted them in his critical
edition. Again and again, Heiberg took me by surprise.
Let us put it this way. There is a long tradition of readers of
Archimedes, from scholars such as Hero of Alexandria, Eutocius of
Ascalon, and Leo the Geometer from Byzantium, to the present day.
No one in this tradition will ever rival the authority of Heiberg. We
are extraordinarily lucky that he, and no one else, was in Istanbul in
1906 and studied this manuscript for that brief historical moment.
No one else would have made so much out of the manuscript.
Heiberg almost single-handedly saved the text of Archimedes. It is
only thanks to the most modern technology that we can now go
beyond his reading. And for this, I suggest, our gratitude should go to
Archimedes himself.
“THE VA S T B O O K O F T H E U N I V E R S E ”
In the perfectly blank image, a single level of grey was the most
probable—the totally white one. All of the rest had no probability of
occurring. In the complex pattern of light and shade, however, all
levels of grey were equally probable. And this is the underlying math-
ematical reason why the complex pattern of light and grey is the
more informative.
The goal of imaging science is to make images as informative as
possible so that, for instance, scholars can use them to read the words
of Archimedes. The mathematical result implicitly suggests a certain
possible technological application. In order to make an image more
informative, let us equalize its distribution of probabilities.We should
try to make all the levels of grey equally probable.
How do we do this? We need a new mathematical conceptual-
ization.We need to return to the image and consider it not merely as
an array of numbers but, instead, as a curve. We draw a two-dimen-
sional matrix with the familiar x and y-axes; x horizontally and y ver-
tically.We make the x-axis stand for the possible grey levels—from 0,
the perfect black, to 255, the perfect white. For each of the 256 levels
of grey, we draw on the y-vector each times it occurs. So, for instance,
the perfectly blank image has a very simple appearance in such a
matrix; it is empty everywhere except for a single, tall column
standing at 255 at the rightmost end of the x-axis (see fig. 12.1). A
complex pattern of light and shade, on the other hand, has a more
complex appearance (see fig. 12.2).
To simplify it a bit: most images appear as a kind of bell-curve,
with most pixels somewhere in the middle between black and white
and the rest somewhat less probable (more black or white) as we
move away from the center.
Now recall our aim—to make the image as informative as pos-
sible—is to make the distribution of probabilities as equal as possible.
That is to say since the most informative image appears as a “flat”
curve or rather like a rectangle—one where all levels of grey occur
equally often (see fig. 12.3)—we wish to take a curve such as the bell-
curve in the figure and turn it into a flat, rectangular shape.
286
9780306815805_RM.qxd 8/22/07 9:36 AM Page 287
“THE VA S T B O O K O F T H E U N I V E R S E ”
FIGURE 12.1 A distribution of pixels where all pixels have 255 level of light corre-
sponds to the perfectly blank image.
FIGURE 12.2 A normal image has associated with it a curve that has a roughly bell-
like shape.
FIGURE 12.3
288
9780306815805_RM.qxd 8/22/07 9:36 AM Page 289
“THE VA S T B O O K O F T H E U N I V E R S E ”
“THE VA S T B O O K O F T H E U N I V E R S E ”
“THE VA S T B O O K O F T H E U N I V E R S E ”
293
9780306815805_RM.qxd 8/22/07 9:36 AM Page 294
Acknowledgements
eading the Archimedes Palimpsest was a far more complicated
R undertaking than the narrative encompassed in these pages
might indicate. Indeed, we do not know all the people who helped.
Choosing just a few may alienate many, but the contributions of
some have been so substantial that we cannot conclude this book
without listing them. Knowing that this list is incomplete, we
nonetheless extend our thanks to all who have so generously con-
tributed to the project. A lot of the work was done at night, on
weekends, and during vacations, and we have also to thank the
project’s many widows and orphans, particularly Carol Christens-
Barry, Dale Stewart, Daniel and Donald Potter, Elisabetta Gaiani and
Sofia Bergmann, Hanneke Wilson, and Lucretia Toth. Deep gratitude
is owed to Uwe Bergmann, Serafina Cuomo, Patricia Easterling,
Roger Easton, Jr, László Horváth, Geoffrey Lloyd, Abigail Quandt,
Ken Saito, and Nigel Wilson for their expert assistance in the writing
of this book. All mistakes of fact and interpretation are our own.
Many friends helped us make ourselves clearer, including Richard
Ash, Christopher Collison, Charlie Duff, Susan Elderkin, Guy
Deutscher, Kathryn Gerry, Richard Leson, Amanda Mann, Audrey
Scanlon-Teller, and Jean-François Vilain. Success depends upon good
editors, and we had the wonderful Francine Brody at Weidenfeld and
Nicolson, the sagacious Robert Pigeon at Da Capo, and the heroic
William McLean at the Walters.
295
9780306815805_RM.qxd 8/22/07 9:36 AM Page 296
296
9780306815805_RM.qxd 8/22/07 9:36 AM Page 297
AC K N OW L E D G E M E N T S
297
9780306815805_RM.qxd 8/22/07 9:36 AM Page 298
Further Reading
Those interested in finding out more about the Archimedes Palimpsest,
its imaging, conservation, and scholarly study, should visit the website
www.archimedespalimpsest.org, and follow the links. It is our hope to
present all our data on the web at www.archimedespalimpsest.net, and
we have already made a start at this. Other than this, readers might like
to consult the following publications.
ENCYCLOPEDIAS
Gillispie, C. C. (ed.), Dictionary of Scientific Biography (New York, 1975).
Hornblower, S. and A. Spawforth (eds.), Oxford Classical Dictionary
(Oxford, 1996).
The Catholic Encyclopedia, at www.newadvent.org.
ANCIENT MATHEMATICS
Those interested in learning more about ancient Greek science
would best start with these very readable books:
Lloyd, G. E. R., Early Greek Science:Thales to Aristotle (London, 1970).
———, Greek Science after Aristotle (London, 1973).
299
9780306815805_RM.qxd 8/22/07 9:36 AM Page 300
ARCHIMEDES
The best general book on Archimedes’ scientific achievement is likely
to remain for many years to come:
Dijksterhuis, E. J., Archimedes (1956; revised edn, Princeton, 1987).
Those interested in the early history of the calculus and its concepts
should still read:
Boyer, C. B., The History of the Calculus and its Conceptual Development
(New York, 1959).
HYPERIDES
The speeches of Hyperides known before their discovery in the
Archimedes Palimpsest are edited with a translation in the Loeb
Classical Library:
Burtt, J. O., Minor Attic Orators, vol. II (Cambridge, MA, 1954).
For those interested in Greek scripts, the following are good intro-
ductions:
Barbour, R., Greek Literary Hands AD 400—1600 (Oxford, 1981).
Easterling, P. and C. Handley (eds.), Greek Scripts: An Illustrated
Introduction (London, 2001).
Metzger, B. M., Manuscripts of the Greek Bible: An Introduction to Greek
Paleography (New York, 1981).
300
9780306815805_RM.qxd 8/22/07 9:36 AM Page 301
F U RT H E R R E A D I N G
*
For a broad survey of the history of writing, readers might try:
Sirat, C., Writing as Handwork:A History of Handwriting in Mediterranean
and Western Culture (Turnhout, 2006).
There are many technical studies on the making of manuscripts. A
useful basic text, with bibliography, is:
Brown, M. P., Understanding Medieval Manuscripts: A Guide to Technical
Terms (Malibu, CA, 1994).
Not at all relevant to Archimedes, but for readers who would like to
know more about the wonderful world of medieval manuscripts, the
best general introduction available is:
De Hamel, C., A History of Illuminated Manuscripts (London, 1987).
301
9780306815805_RM.qxd 8/22/07 9:36 AM Page 302
THE PALIMPSEST
The main publications on the Archimedes Palimpsest since
September 1998 are listed below, alphabetically by author:
Christens-Barry, W. A., J. R. Bernstein and M. Blackburn, “Imaging
the Third Dimension of the Archimedes Palimpsest,” Proceedings of
IS & T PICS Conference (Montreal, 2001), pp. 202–5.
Christie’s, New York, “The Archimedes Palimpsest,” sale catalogue
9058, Thursday, 29 October 1998.
Down, J. L., G. S. Young, R. S. Williams and M. A. MacDonald,
“Analysis of the Archimedes Palimpsest,” in V. Daniels, A.
Donnithorne and P. Smith (eds.), Works of Art on Paper, Books,
Documents and Photographs, The International Institute for
Conservation, Contributions to the Baltimore Congress, 2–6
September 2002 (London, 2002), pp. 52–8.
Easton, R. L., Jr, and W. Noel, “The Multispectral Imaging of the
Archimedes Palimpsest,” Gazette du Livre Médiévale, 45, 2004, pp.
39–49.
Handley, E., “Eureka? The conservation, imaging and study of the
Archimedes Palimpsest,” exhibition pamphlet, Trinity College,
Cambridge, 21–2 and 25–9 July 2005.
Knox, K., C. Dickinson, L. Wei, R. L. Easton, Jr, and R. Johnston,
“Multispectral Imaging of the Archimedes Palimpsest,” Proceedings
of IS & T PICS Conference (Montreal, 2001), pp. 206–10.
Lowden, J., “Archimedes into Icon: Forging an Image of
Byzantium,” in A. Eastmond and L. James (eds.), Icon and Word:The
Power of Images in Byzantium (London, 2003), pp. 233–60.
Netz, R., Archimedes:Translation and Commentary, with a Critical Edition
of the Diagrams and a Translation of Eutocius’ Commentaries, vol. I:
“The Sphere and the Cylinder” (Cambridge, 2004).
———, Archimedes:Translation and Commentary, with a Critical Edition
of the Diagrams and a Translation of Eutocius’ Commentaries, vol. II:
“Advanced Geometrical Works” (Cambridge [forthcoming]).
302
9780306815805_RM.qxd 8/22/07 9:36 AM Page 303
F U RT H E R R E A D I N G
303
9780306815805_RM.qxd 8/22/07 9:36 AM Page 304
304
9780306815805_RM.qxd 8/22/07 9:36 AM Page 305
Index
abbreviations 111–2, 113 “Archimedes’ Box” see Stomachion
Acerbi, Fabio 247, 248, 250, 260 Archytas 39
Alberti, Leon Battista 120 Aristotle 27, 119, 227, 229, 230
Alexander the Great 68, 227, 228 Ars Eudoxi 109–10
Alexandria 39, 40, 67–70, 73, 74, 282 Athens 133, 227, 228–9
Ammonius 73 atoms 269–70
Anthemius of Tralles 76 Attas, Mike 264
approximation of curves 27
Arabic manuscripts 236–7 Balance, Law of the 27, 53, 148–9,
Archimedes 1–2, 4, 27–63, 65–6 155–6
centers of gravity 140–1, 142, Balancing Planes 53–4, 80, 85
144–5 centers of gravity 140
Constantinople 76–7 Eutocius’ commentary 73
diagrams 94–8, 99–101, 105–9 Leonardo da Vinci 121
infinity 51–2, 184, 185, 199–203 Basil I 77–8, 81
influence on science 26–8, 279, Bergmann, Uwe 264, 273, 277–8
283–6, 287–8 Bernstein, Joanna 211
Law of the Balance 53, 148–9 Bibliotheca 78
Leonardo da Vinci 121–2 Bibliothèque Nationale 133, 167, 169
Method 66–70, 85, 139–40, 157, Blass, Bill 264
183–7, 199–201 Bohr, Niels 269–70
minuscule manuscripts 78–80 Boltzmann, Ludwig 290, 291, 292
parabolas 150–3 Brigham Young University 208
Renaissance Italy 119–20 Brunelleschi, Filippo 120
Stomachion 233–60 Buonarotti, Michelangelo 120, 159
survival of manuscripts 72–4, Byzantine texts 77–8, 85, 171, 226,
80–1, 85–6 230
tomb of 62–3, 76, 89, 92, 105–7
volume of a cylindrical cut calculus 1, 29, 41, 52, 139, 284
188–99, 201–2 imaging science 284, 286
305
9780306815805_RM.qxd 8/22/07 9:36 AM Page 306
306
9780306815805_RM.qxd 8/22/07 9:36 AM Page 307
INDEX
Easterling, Patricia 22, 23, 32, 130, Galileo 2, 27–8, 40, 121, 203, 291
228 infinity 182, 184
Easton, Roger 25, 205–6, 211–2, 264 on mathematics 291–2
EL GRECO 267 movement of projectiles 61–2
imaging problems 213–6, 218 pure thought 54
imaging process 218, 220 geometry 48, 53, 143, 246
VASARI 267 diagrams 104
EDAX machine 271–2, 273, 275, 276 Newton 28
Einstein, Albert 33, 89, 246 parabolas 147
EL GRECO 267 volume of a cylindrical cut 191
elemental information 271–2 George, Martin 275
ellipses 150 Giaccai, Jennifer 277
entropy 289–90 Gislason, Jason 264–5
equalities of multitude 202–3 Golz, Doug 264
equations 87–9, 111–2, 114 Graham, Ron 257
Equilibrium of Planes 272 Greek Orthodox Patriarchate of
Eratosthenes 53, 66, 68–70, 134, 174, Jerusalem 4
187 Group Theory 232, 250
Euclid 40, 72, 75, 80, 103, 183–4 Guersan, Anne 134–5, 168
Eudoxus 34, 224 Guersan, Robert 134, 168
Eumenes II 81 Guerson, Salomon 169, 170–3
307
9780306815805_RM.qxd 8/22/07 9:36 AM Page 308
308
9780306815805_RM.qxd 8/22/07 9:36 AM Page 309
INDEX
309
9780306815805_RM.qxd 8/22/07 9:36 AM Page 310
310
9780306815805_RM.qxd 8/22/07 9:36 AM Page 311
INDEX
proportion 27, 148, 194, 196, 197 schematic representations 101, 103,
pseudocolor images 220, 238, 256, 104–5
267, 277 “Schröder numbers” 248–9
puzzles 35–6, 54–8 science 37, 38–9, 55, 87, 147, 204
see also Stomachion abbreviated notations 114
pyramids 43 Archimedes’ influence on 26–8,
Pythagoras 39 284, 288–91, 292–3
cross-cultural contact 40
Quadrature of the Parabola 41, 43, 80 diagrams 89–90, 114
Quandt, Abigail 13, 17, 19, 20–1, 24 equations 87–8, 89, 114
disbinding and conservation Hellenistic patronage 282
process 159–67, 175–82, 205, imaging 284–8
220–1, 281 infinity 184
forgeries 167, 179 probabilities 246
palimpsesting process 123 speculation 142
X-ray scanning 275, 276, 278 see also physics
quantum mechanics 246 “scientific revolution” 28, 129, 184,
185
Rashed, Marwan 229 scribes 84, 85, 181–2, 220, 232
rectangles 42 abbreviations 112, 113
Archimedes’ tomb 106 Christian texts 74–5
volume of a cylindrical cut 194–6, diagrams 94–5, 97, 98
201–2 palimpsesting process 122–6
Regiomontanus 120 symbols 110–1
Renaissance 119, 129 scripts 78–9
Rickey, Fred 5 Scruggs, Bruce 272
Roberts, David 127 Serapeum 69, 74
rolls 67, 69, 71–2, 73, 109 Set Theory 202
Royal Library of Denmark 165–6 Shannon, Claude 289, 291, 292
Rubik’s cube 236, 254 Sinai 130, 231
Russo, Lucio 248 Sirieix, Marie Louis 134, 168–9,
173–4
St. Catherine’s monastery 130, 231 Sphere and Cylinder 41, 43, 80, 85, 130
St. John Psichaites 230 diagrams 22, 92, 95–7, 99, 108, 111
St. Sabas Monastery 127–9, 131, 162, Eutocius’ commentary 73, 77, 225
182, 231 Leonardo da Vinci 121
Saito, Ken 182, 183–4, 186–8, 190, Reviel’s translation of 225
191, 205, 230 symbols 112
Salerno, Emanuele 264, 267 spheres 43
Sand-Reckoner 35, 56–7, 80 spheroids 44
311
9780306815805_RM.qxd 8/22/07 9:36 AM Page 312
Spiral Lines 41, 44, 80, 85 Toth, Michael B. 17–9, 23–4, 165,
diagrams 107, 108 261–5, 281
Leonardo da Vinci 121 imaging problems 213–4
squares 42, 106–7 Optical Character Recognition
Stanford Linear Accelerator Center 265–6
(SLAC) 264, 273, 278–9 X-ray scanning 275, 276, 277
Stanford Positron Electron triangles 42, 90–1, 104
Accelerating Ring (SPEAR) center of gravity 54, 121, 139–40,
273–4 141–7
Stanford Synchrotron Radiation parabolas 43, 49–51, 52, 149–55
Laboratory (SSRL) 274 volume of a cylindrical cut 191–9,
Stanley, Richard P. 248 200–1
Stoic logic 247, 248 Trippel, Katja 264
Stomachion 4, 15, 54–5, 80, 85, Tybjerg, Karin 166
233–60, 288 Tzetzes, Johannes 33–4
creative shapes 240–3
deterioration of folio 159–60, 164 ultraviolet (UV) images 177, 179,
Heiberg photograph 165 206–7, 211–2, 213, 217–9
rotations 250, 251–4, 259
solutions 55, 251–2, 256–9 Valentin, Rose 119
substitutions 251–5, 259 Valla, Giorgio 120
Sunday New York Times 260 VASARI 267, 268
Sunday Times 226, 263 vaults 70
Suter, H. 236, 237 Venizelos, Evangelos 5
symbols 110–14, 115 Vikan, Gary 8, 9, 11–3, 21
synchrotron radiation 273 Vitruvius 34–5, 54
Syracuse 32, 33, 59–60, 62, 66, 89 volume 41–2
312
9780306815805_RM.qxd 8/22/07 9:36 AM Page 313
INDEX
313