Empathy and Human Experience

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13
Empathy and Human
Experience
Evan Thompson

Introduction

This volume addresses the question How may we understand sci-


ence and religion as arising from, yet somehow transcending, the
human experience? My work bears on this question because I am
interested in the relationship between human experience and the
scientific investigation of the mind in cognitive science.1 One of the
central questions that has preoccupied me is What form should a
mature science of the human mind have? By mature science I
mean one that has developed to the point where its researchers are
experienced and knowledgeable with regard to their subject matter. I
believe that a mature science of mind would have to include disci-
plined first-person methods of investigating subjective experience in
active partnership with the third-person methods of biobehavioral
science. First-person methods are practices that increase an indi-
viduals sensitivity to his or her own experience through the system-
atic training of attention and self-regulation of emotion.2 This ability
to attend reflexively to experience itselfto attend not simply to
what one experiences (the object) but to how one experiences it (the
act)seems to be a uniquely human ability and mode of experience
we do not share with other animals. First-person methods for culti-
vating this ability are found primarily in the contemplative wisdom
traditions of human experience, especially Buddhism. Throughout
history religion has provided the main home for contemplative expe-
rience and its theoretical articulation in philosophy and psychology. 1
Thus my work in cognitive science and the philosophy of mind in- 0
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262 mind

tersects with religion not as an object of scientific study (as it is for Pascal
Boyer),3 but as a repository of first-person methods that can play an active and
creative role in scientific investigation itself.4
Religion includes many other things besides contemplative experience,
and many religions have little or no place for contemplative experience. On
the other hand, contemplative experience is found in important nonreligious
contexts, such as philosophy.5 For these reasons, the term religion does not
accurately designate the kind of cultural tradition or domain of human expe-
rience that I and others wish to bring into constructive engagement with cog-
nitive science. Better designations would be wisdom traditions and contem-
plative experience. Nor does the phrase science-religion dialogue convey the
nature of our project, for our aim is not to adjudicate between the claims of
science and religion, but to gain a deeper understanding of the human mind
and consciousness by making contemplative psychology a full partner in the
science of mind.
Three main bodies of knowledge are crucial for this endeavor. I have al-
ready mentioned twocognitive science and contemplative psychology. The
third is phenomenological philosophy in the tradition inaugurated by Edmund
Husserl. The importance of phenomenology is that it provides a third medi-
ating term between cognitive science and contemplative psychology, especially
in the case of non-Western contemplative traditions such as Buddhism. Phe-
nomenology is a Western intellectual tradition with strong roots in the Western
scientific style of thought, but it is also a tradition that upholds the importance
of rigorous attention to mental phenomena as lived experiential events. Thus,
instead of the science-religion dialogue as it is standardly presented, the task
in which I see myself engaged is one of circulating back and forth among the
three spheres of experimental cognitive science, phenomenology, and contem-
plative psychology. Mutual circulation is the term that Francisco Varela,
Eleanor Rosch, and I introduced to describe this approach.6 According to the
logic of mutual circulation, each domain of cogntive science, phenomenology,
and contemplative psychology is distinct and has its own degree of autonomy
its own proper methods, motivations, and concernsbut they overlap and
share common areas. Thus, instead of being juxtaposed, either in opposition
or as separate but equal, they flow into and out of each other, and so are all
mutually enriched.
In this essay I will illustrate this approach through a discussion of the
human experience of empathy. I choose empathy because it is one important
aspect (though by no means the only one) of the intersubjectivity of human
experience. Intersubjectivity is important in the context of discussing the re-
lationship between cognitive science and contemplative experience because
there has been a tendency in this area to focus on consciousness as if it were
an intrinsically interior phenomenon or inner reality invisible to ordinary 1
perception. I think this way of thinking about consciousness is distorted. It 0
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empathy and human experience 263

operates within the reified categories of internal and external. These cate-
gories are inadequate for understanding how human experience is constituted
by our lived body and interpersonal social world. We see the experience of
shame in the blushing face, perplexed thought in the furrowed brow, joy in
the smiling face; we do not infer their existence as internal phenomena from
external facts. Although it is true that not all experiences need be expressed
in this bodily way, and that each of us has first-person access only to his or her
own experience, these truths do not mean that experience is interior in some
special (and unclear) metaphysical sense. Focusing on empathy helps to re-
mind us that we need a better framework for thinking about human experi-
encewhether in cognitive science or contemplative psychologythan the
framework of inner and outer.
The key idea of the next part of this essay is that human experience de-
pends formatively and constitutively on the dynamic coupling of self and other
in empathy. After presenting this idea by interweaving cognitive science and
phenomenology, I will then expand the discussion to include a contemplative
perspective on the nonduality of self and other, as presented by the Madhya-
maka or middle way tradition of Indo-Tibetan Buddhism. Finally, I will re-
turn to the importance of contemplative phenomenology for cognitive science
in light of the theme of this volume.

Empathy Defined

At the outset, it is best to think of empathy broadly, and then to distinguish


different kinds of empathy as we go along. Nevertheless, even in broad terms
there are different ways of defining empathyas a basic intentional capacity,
as a unique kind of intentional act, and as an intentional process. (I use
the term intentional here in its Husserlian sense of mental directedness
toward an object or openness to what is other.) As an intentional capacity,
empathy is the basic ability to comprehend another individuals experience, a
capacity that underlies all the particular feelings and emotions one can have
for another.7 To exercise this capacity is to engage empathy as an intentional
act and intentional process. As a unique kind of intentional act, empathy is
directed toward, and thereby has as its intentional correlate, the experience of
another person.8 Although empathy so understood is founded on sense per-
ception (of the others bodily presence), and can involve inference in difficult
or problematic situations (when one has to work out how another person feels
about something), it is not reducible to some additive combination of percep-
tion and inference. This view is contrary to any theory according to which we
understand others by first perceiving their bodily behavior, and then inferring
or hypothesizing that their behaviour is caused by experiences or inner mental 1
states similar to those that cause similar behavior in us. Rather, in empathy 0
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264 mind

we experience the other directly as a person, that is, as an intentional and


mental being whose bodily gestures and actions are expressive of his or her
experience and states of mind. Finally, as an intentional process, empathy is
any process in which the attentive perception of the others state or situation
generates a state or situation in oneself that is more applicable to the others
state or situation than to ones own prior state or situation.9
With this broad conception of empathy in place, we can turn to some of
the different kinds of empathy. Psychologists have used the term empathy
to describe at least three different processes: (1) feeling what another person is
feeling, (2) knowing what another person is feeling, and (3) responding compas-
sionately to another persons distress.10 More structurally detailed analyses,
however, have been given by phenomenologists, who have distinguished at
least four main aspects of the full performance of empathy:11

1. The involuntary coupling or pairing of my living body with your liv-


ing body in perception and action.
2. The imaginary movement or transposition of myself into your place.
3. The interpretation of you as an other to me and of me as an other to
you.
4. The ethical and moral perception of you as a person.

Empathy as Coupling

The first kind of empathythe dynamic coupling or pairing of the living bodies
of self and otherbelongs to the level of prereflective perception and action
(what Husserl calls the passive synthesis of experience).12 It is passive in the
sense of not being initiated voluntarily, and it serves as a support for the other
types of empathy. Coupling or pairing means an associative bonding or
linking of self and other on the basis of their bodily similarity. This similarity
operates not so much at the level of visual appearance, which forms part of
the body image as an intentional object present to consciousness, but at the
level of gesture, posture, and movement, that is, at the level of the unconscious
body schema.13 Thus, empathy is not simply the comprehension of another
persons particular experiences (sadness, joy, and so on), but the experience of
another as a living bodily subject of experience like oneself.
This phenomenological conception of the embodied basis of empathy can
be linked to cognitive science by going back to the broad notion of empathy as
processas any process in which the attentive perception of the other gener-
ates a state in oneself more applicable to the others state than to ones own
prior state. According to the perception-action model of empathy,14 when we
perceive another persons behavior, our own motor representations for that 1
kind of behavior are automatically activated and generate associated autonomic 0
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empathy and human experience 265

and somatic responses (unless inhibited). For instance, it has been shown that
when one individual sees another execute actions with different body parts
(mouth actions, hand actions, and foot actions), the neural patterns of activa-
tion in the observers brain correspond to those that would be active were the
observer performing the same bodily actions.15
This kind of self-other coupling can be called sensorimotor coupling. In
addition to sensorimotor coupling, there is affective coupling or affective res-
onance.16 In affective resonance, two individuals engaged in direct interaction
affect each others emotional states.

Empathy as Imaginary Transposition

The second kind of empathyempathy as the imaginary transposition of one-


self to the place of the otheris more active and cognitive than the first kind.
Instead of simply the involuntary, bodily pairing of self and other, cognitive
perspective-taking processes are used to imagine or mentally transpose oneself
into the place of the other.
Comparative studies of empathy from cognitive ethology provide an im-
portant window on cognitive empathy. The presence and extent of empathy
among nonhuman animals, especially primates, is a subject of much debate.
According to an all-or-none view, cognitive empathy (the only kind of empathy,
according to this view) requires the cognitive ability to attribute mental states
to another individual and to understand the others behavior in light of them.
This ability, usually called mind reading,17 is taken by some to require the
possession of a theory of mind, a theoretical body of knowledge about mental
states and their role in generating behavior. Advocates of this way of thinking
have argued that chimpanzees fail certain mind-reading tests and therefore do
not possess a theory of mind, and accordingly are not capable of cognitive
empathy. On the other hand, as I have been suggesting here, and as others
have proposed, most notably Frans de Waal, empathy should not be seen as
an all-or-nothing phenomenon. In de Waals words: Many forms of empathy
exist intermediate between the extremes of mere agitation and distress of an-
other and full understanding of their predicament. At one end of the spectrum,
rhesus infants get upset and seek contact with one another as soon as one of
them screams. At the other end, a chimpanzee recalls a wound he has inflicted,
and returns to the victim to inspect it.18
Other intermediate cases are consolation behavior and tailored-helping
behavior. Consolation behavior is friendly contact by an uninvolved and less
distressed bystander toward a victim of a previously aggressive encounter. For
instance, de Waal, in his book Good Natured, presents a photograph of a ju-
venile chimpanzee comforting a distressed adult. Consolation behavior has 1
been extensively documented in great apes only (and has not been found in 0
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266 mind

monkey species despite great efforts to find it). Tailored helping is coming to
the aid of another (either a conspecific or a member of another species) with
behaviors tailored to the others particular needs (as when one ape helps an-
other out of a tree or tries to help an injured bird fly). Such behavior, in de
Waals words, probably requires a distinction between self and other that al-
lows the others situation to be divorced from ones own while maintaining
the emotional link that motivates behavior.19 There exists a large number of
anecdotal reports of tailored helping in apes.
Cognitive empathy at its fullest, however, is achieved when one individual
can mentally adopt the others perspective by exchanging places with the other
in imagination. Described phenomenologically:20 I am here and I imagine go-
ing there and being at the place where you are right now. Conversely, you are
here (the there where I imagine being) and you imagine you are going there,
to the place where I am (my here). Through this imagined movement and
spatial transposition, we are able to exchange our mental perspectives, our
thoughts and feelings. Whether apes possess this kind of mental ability is
unclear and a subject of debate.21
In human children, the ability to mentally transpose self and other seems
to be linked to the emergence, at around nine to twelve months of age, of a
whole cluster of cognitive abilities known collectively as joint attention.22
Joint attention refers to the triadic structure of a child, adult, and an object
or event to which they share attention, and includes the activities of gaze fol-
lowing (reliably following where adults are looking), joint engagement with
shared objects or events, using adults as social reference points, and imitative
learning (acting on objects as adults do). At around the same time, infants also
begin to point to things and hold them up for someone to see, gestures that
serve to direct adult attention actively and intentionally. Michael Tomasello has
argued that infants begin to engage in joint attentional interactions when they
begin to understand other persons as intentional agents like the self.23 He
proposes a simulation explanation of this developmental cognitive milestone,
according to which the infant uses her primal understanding of others as like
me (the grounding process of empathy, in phenomenological terms), and her
newly emerging understanding of her own intentional agency, as the basis on
which to judge analogically and categorically that others are intentional agents
like me as well.

Empathy as the Understanding of You as an Other to Me and


of Me as an Other to You

The third kind of empathy involves not simply imagining myself in your place,
but understanding you as an other who accordingly sees me as an other to you. 1
In other words, the imaginary transposition in this kind of empathy involves 0
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empathy and human experience 267

the possibility of seeing myself from your perspective, that is, as you empa-
thetically experience me. Empathy thus becomes reiterated, so that I empa-
thetically imagine your empathetic experience of me, and you empathetically
imagine my empathetic experience of you. We also talk to each other about
our experiences, and so linguistic communication and interpretation partici-
pate in and structure this exchange. The upshot is that each of us participates
in an intersubjective viewpoint that transcends our own first-person singular
perspectives.
We can turn again to developmental psychology for insight into the genesis
of this third kind of empathy and the role it plays in constituting an intersub-
jective perspective. Let me quote a passage from Tomasellos book The Cultural
Origins of Human Cognition that lucidly describes this genesis in the human
infant:
As infants begin to follow into and direct the attention of others to
outside entities at nine to twelve months of age, it happens on occa-
sion that the other person whose attention an infant is monitoring
focuses on the infant herself. The infant then monitors that persons
attention to her in a way that was not possible previously, that is,
previous to the nine-month social-cognitive revolution. From this
point on the infants face-to-face interactions with otherswhich ap-
pear on the surface to be continuous with her face-to-face interac-
tions from early infancyare radically transformed. She now knows
she is interacting with an intentional agent who perceives her and
intends things toward her. When the infant did not understand that
others perceive and intend things toward an outside world, there
could be no question of how they perceived and intended things to-
ward me. After coming to this understanding, the infant can moni-
tor the adults intentional relation to the world including herself. . . .
By something like this same process infants at this age also become
able to monitor adults emotional attitudes toward them as wella
kind of social referencing of others attitudes to the self. This new
understanding of how others feel about me opens up the possibility
for the development of shyness, self-consciousness, and a sense of
self-esteem. . . . Evidence for this is the fact that within a few
months after the social-cognitive revolution, at the first birthday, in-
fants begin showing the first signs of shyness and coyness in front
of other persons and mirrors.24
As Tomasello goes on to discuss, once the infant understands other indi-
viduals as intentional beings and herself as one participant among others in a
social interaction, then whole new cognitive dimensions arise. The child comes
to be able to participate in joint attentional scenessocial interactions in 1
which the child and the adult jointly attend to some third thing, and to one 0
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268 mind

anothers attention to that third thing, for an extended period of time, and in
which the child can conceptualize her own role from the same outside per-
spective as the other person. Joint attentional scenes in turn provide the frame-
work for the acquisition of language and other kinds of communicative con-
ventions.25
Although Tomasello does not use the term empathy in this context, the
cognitive achievement he describes of being able to conceptualize oneself from
the perspective of another person corresponds to what phenomenologists call
reiterated empathy. In reiterated empathy, I see myself from the perspective
of another and thus grasp myself as an individual in an intersubjective world.
Tomasellos discussion of the childs achievement of this intersubjective
perspective emphasizes the developmental progression from the neonates un-
derstanding of the other as an animate being, to the infants understanding of
the other as an intentional agent with attention and goal-directed behavior, to
the four-year-old childs understanding of the other as a mental agent with
thoughts and beliefs (which need not be expressed in behavior and can fail to
match the world).
Phenomenologists, without neglecting the intentional and mental aspects
of the self, draw attention to the ambiguity of the lived body in reiterated
empathy. The lived body is that which is most intimately me or mine, but it is
also an object for the other. Because it is so intimately me, my body cannot
stand before me as an object the way that other things can. No matter how I
turn, my body is always here, at the zero-point of my egocentric space, never
there. It is through empathetically grasping the others perception of me that I
am able to grasp my own lived body as an object belonging to an intersubjective
world. In this way, my sense of self-identity in the world, even at the basic level
of embodied agency, is inseparable from recognition by another, and from the
ability to grasp that recognition empathetically.

Empathy as the Ethical and Moral Perception of


You as a Person

The fourth kind of empathy is the recognition of the other as a person who
deserves concern and respect. Empathy in this sense is not to be identified
with any particular feeling of concern for another, such as sympathy, love, or
compassion, but instead as the underlying capacity to have such other-directed
and other-regarding feelings of concern.26
This kind of empathy can also be introduced from a developmental per-
spective. As we have seen, there is a progression from the infants understand-
ing of others as intentional agents (with attention, behavioral strategies, and
goals) to the young childs understanding of others as mental agents (with 1
beliefs, desires, and plans). According to Piaget and Tomasello, moral under- 0
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empathy and human experience 269

standing begins to emerge at around the same time as the child comes to
understand others as mental agents. It derives not from the rules adults impose
on behavior, but from empathizing with other persons as mental agents and
being able to see and feel things from their point of view.27
Within Western moral philosophy there is a long tradition going back to
Immanuel Kant that privileges reason over feeling. To act out of duties legis-
lated by reason is thought to have greater moral worth than acting on the basis
of feeling or sentiment. Yet as Frans de Waal observes, echoing David Hume
and Adam Smith: Aid to others in need would never be internalized as a duty
without the fellow-feeling that drives people to take an interest in one another.
Moral sentiments came first; moral principles second.28
Empathy is the basic cognitive and emotional capacity underlying all the
moral sentiments and emotions one can have for another. The point here is
not that empathy exhausts moral experience, for clearly it does not, but that
empathy provides the source of that kind of experience and the entry point
into it. Without empathy, concern and respect for others as persons in the
moral senseas ends-in-themselveswould be impossible. As Mark Johnson
has argued:

the Kantian imperative always to treat others (and oneself ) as ends-


in-themselves has no practical meaning independent of our imagi-
natively taking up the place of the other. Contrary to Kants explicit
claims, we cannot know what it means to treat someone as an end-
in-himself, in any concrete way, unless we can imagine his experi-
ence, feelings, plans, goals, and hopes. We cannot know what re-
spect for others demands of us, unless we participate imaginatively
in their experience of the world.29

The four aspects or kinds of empathy I have presented are not separate,
but occur together in face-to-face intersubjective experience. They intertwine
through the lived body and through language. You imagine yourself in my
place on the basis of the expressive similarity and spontaneous coupling of our
lived bodies. This experience of yours contributes to the constitution of me for
myself, for I experience myself as an intersubjective being by empathetically
imagining your empathetic experience of me. Conversely, I imagine myself in
your place, and this experience of mine contributes to the constitution of you
for yourself. As we communicate in language and gesture, we interpret and
understand each other dialogically. This dialogical dynamic is not a linear or
additive combination of two preexisting, skull-bound minds. It emerges from
and reciprocally shapes the nonlinear coupling of oneself and another in per-
ception and action, emotion and imagination, and gesture and speech. It is
this picture that I had in mind earlier when I said that human experience 1
depends on the dynamic coupling of self and other in empathy. 0
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270 mind

The Nonduality of Self and Other

To appreciate the experiential depth and developmental possibilities of empa-


thy, we need to turn to the perspective of contemplative psychology. Buddhist
contemplative psychology is particularly significant for this discussion because
of the way it combines first-person contemplative practices of empathy with a
philosophical vision of the nonduality of self and other.
For the purposes of this essay, I will take as my reference point the classic
text The Way of the Bodhisattva (Bodhisattvacharyavatara) by the eighth-century
Indian philosopher Shantideva.30 According to the Buddhist philosophical sys-
tem Shantideva expoundsthe Prasangika Madhyamaka or Middle Way Con-
sequence schoolself and other have no independent existence and
intrinsic identity, but exist only on the basis of conceptual or mental imputa-
tion. In the words of a famous Tibetan commentary:
Although they have no ultimate grounds for doing so, all beings
think in terms of I and mine. Because of this, they conceive of
other, fixing on it as something alien, although this too is un-
founded. Aside from being merely mental imputations, I and
other are totally unreal. They are both illusory. Moreover, when the
nonexistence of I is realized, the notion of other also disappears,
for the simple reason that the two terms are posited only in relation
to each other. Just as it is impossible to cut the sky in two with a
knife, likewise, when the spacelike quality of egolessness is realized,
it is no longer possible to make a separation between I and
other, and there arises an attitude of wanting to protect others as
oneself, and to protect all that belongs to them with the same care
as if it were ones own. As it is said, Whoever casts aside the ordi-
nary, trivial view of self will discover the profound meaning of
great selfhood. 31
It is important to understand that no nihilistic point is intended when it
is said that self and other are unreal aside from being mental imputations. The
Madhyamaka philosophers uphold the middle way between nihilism and ab-
solutism, and accordingly they distinguish between two kinds of truthcon-
ventional truth and ultimate truth. According to conventional truth, individuals
like you and me exist, and thus nihilism is repudiated. According to ultimate
truth, on the other hand, there is no intrinsically existent and intrinsically
identifiable ego or I (and hence no intrinsically existent and identifiable
other or alter-I), and thus absolutism is repudiated. The middle way is the
ultimate truth of the dependent origination of self on the basis of prior
contributing causes and conditions, constantly changing mental and physical 1
processes, and conceptual imputations of I and other upon those mental 0
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empathy and human experience 271

and physical processes. Nevertheless, as unenlightened beings, we mistakenly


believe on a deep emotional level that there does exist a real I or ego within
our mind and body, and therefore our experience of ourselves and others is
profoundly egocentric. According to Madhyamaka, and indeed all Buddhist
schools, it is this egocentric attachment to a mentally imputed self that is the
true source of all suffering. Enlightenment, it is said, consists in uprooting
this egocentrism at its very source so that ones experience is no longer gov-
erned by this attachment to self.
There are, to be sure, significant differences between this philosophical
viewpoint and phenomenology. What concerns me here, however, are not those
important and interesting differences, but rather the parallel role that active
empathetic imagination plays in both traditions in decentering the ego and
thus opening human experience to an originary intersubjectivity prior to the
reified mental imputations of self and other.
In the eighth chapter of his text, Shantideva presents two meditations, the
meditation on the equality of self and other, and the meditation on the
exchange of self and other. In the first meditation on self-other equality, one
starts from the egocentric conviction that This is my self and then critically
reflects that my self is simply a name applied to a collection of physical and
mental elements. One mentally imposes an intrinsic I-ness and an intrinsic
otherness onto phenomena, but I and other are simply relative desig-
nations imputed onto elements in which there is no inherently existing I
and other. Each I is an other, and each other is an I. All beings are
in exactly the same situation of imputing mineness and otherness, and all
are in exactly the same predicament of wanting to be happy and not wanting
to suffer. On the basis of this realization of the equality of self and other, one
then visualizes the sufferings of other beings as ones own. In the words of
the Tibetan commentary from which I quoted earlier:
the teachings affirm that by applying the name I to the whole col-
lection of suffering beings, and by entertaining and habituating one-
self to the thought They are myself, the thought of I will in fact
arise with regard to them, and one will come to care for them as
much as one now cares for oneself. . . . [F]rom the standpoint of suf-
fering as such, the distinction between others suffering and my suf-
fering is quite unreal. It follows that, even if the pain of another
does not actually afflict me, nevertheless, if that other is identified as
I or mine, the suffering of that other becomes unbearable to me
also.32
Training in this first meditation on self-other equality is the essential pre-
requisite for the second meditation on the exchange of self and other. In this
second meditation, through empathetic and sympathetic imagination, one vi- 1
sualizes oneself in the position of others and how one appears in their eyes. 0
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272 mind

This meditation also works explicitly with specific negative emotions, or un-
wholesome mental factors as they are known in Buddhism.33 These emotions
are pride, competitive rivalry, and jealousy. One feels pride toward someone
inferior; competitive rivalry toward an equal; and jealousy toward a superior.
As an antidote to these emotions, one looks back at oneself through the eyes
of someone inferior, equal, and superior, and generates the corresponding
emotion toward oneself so that one knows what it is like to be on the receiving
end. For instance, empathetically experiencing an inferiors envy toward one-
self and the suffering it involves is the antidote to pride. At the same time, one
takes on the sufferings of those others as ones own (as prepared for by the
meditation on self-other equality).
The meditation on self-other exchange is thus a disciplined contemplative
form of reiterated empathy. By disciplined, I mean not simply that the med-
itation is a step-by-step visualization exercise. It is disciplined also because it
requires for its performanceas does the first meditation on self-other equal-
itythe fundamental Buddhist contemplative practices of attentional stability
(shamatha) and insightful awareness (vipashyana). To accomplish the visuali-
zation, one needs to be able to sustain the mind attentively on the image of
the other as I and on the image of oneself as seen by this alter-I, and one
needs to have insightful awareness of the myriad mental and physical phenom-
ena that arise from moment to moment in the field of intersubjective experi-
ence.
From a cognitive scientific perspective the meditations on self-other equal-
ity and self-other exchange are remarkable because of the disciplined manner
in which they intertwine first-person methods of attentional stability, visuali-
zation, and mental imagery, and the cognitive modulation of emotion.34 From
a phenomenological perspective, they are remarkable because of the disci-
plined manner in which they make use of the key phenomenological technique
of imaginative variationvarying phenomena freely in imagination so as to
discern their invariant forms.
The Madhyamaka philosophy underlying the meditations also readily
lends itself to comparison with the phenomenological analysis of intersubjec-
tivity in terms of ipseity and alterity, or I-ness and otherness.35 This
level is deeper than the analysis in terms of empathy, and radically dismantles
the egocentric perspective in a manner parallel to Madhyamaka.
According to phenomenology, alterity or otherness belongs to the very
structure of experience prior to any actual empathetic encounter. Empathy ex-
hibits alterity by being a self-displacing or self-othering experience. In em-
pathy, I imagine myself as otherand in reiterated empathy I become other
to myself by looking back on myself through the eyes of another. The same
dynamic of self-othering displays itself throughout experience. It occurs in
bodily experience when one hand touches the other, and the two alternate and 1
intertwine in their roles of feeling and being felt. Self-othering occurs when I 0
1
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empathy and human experience 273

recollect my past self, when I reflect on my just-elapsed experiences, and when


I imagine myself. What these self-displacing experiences indicate is that I
and other are not simply co-relative and interchangeable, like the spatial
perspectives of here and there, but that I-ness is already internally con-
stituted by otherness. Experience is intrinsically intersubjective in the sense
that alterity and openness to the other are a priori characteristics of the formal
structure of experience. Thus the key presumption of egocentrismthat sub-
jectivity can assert itself as ego and thereby exclude the otheris exploded.36
We have now seen how both phenomenology and contemplative psychol-
ogy transcend egocentric experience by revealing an originary intersubjectivity
prior to the reified conceptions of self and other. In Husserls phenomenology,
this transcendence of egocentrism stays mainly within a theoretical and cog-
nitive orbit, but other phenomenologists, such as Max Scheler and Emmanuel
Levinas, have shifted the orbit to an affective and ethical one.37 One main
contribution of Buddhist contemplative psychology is to show how the theo-
retical, cognitive, affective, and ethical can be yoked together using disciplined
first-person methods.

Contemplative Cognitive Science and the


Science-Religion Dialogue

Let us recall our opening question, How may we understand science and
religion as arising from, yet somehow transcending, the human experience?
To conclude this essay, I would like to address this question in light of the
importance of first-person methods and contemplative experience for a re-
newed mind science.
Central to the guiding question of this volume is the notion of transcen-
dence. Phenomenologists understand transcendence as a dynamic structure
of experienceexperience aims beyond itself and is always already open to
what is other. Phenomenologists also insist that science is itself a form of
human experience. Clearly, scientific experience aims to transcend ordinary
experience, in the sense of prescientific experience. Similar aims of transcen-
dence are shared by phenomenological and contemplative modes of investi-
gating the mind: both aim to transcend unreflective or mindless experience.
Yet how, exactly, is this movement of transcendence to be understood?
To address this question, let me simplify and idealize scientific practice in
the form of the following ABC strategy, in which the aim is to go from A to
C by way of B:38
From:

1. the level of ordinary (prescientific) cognition of the actual phenomena 1


under study, via 0
1
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274 mind

2. the imagination-based cognition of phenomena as pure possibilities


subject to invariant laws, to:
3. the level of scientific cognition of the actual phenomena by applying
the insights gained at level B.

The classical example is Galileo, who in inaugurating the shift from Ar-
istotelean to modern physics, gave a theoretical account (level C) of the actual
phenomena of falling bodies (level A) by seeing them (at level B) as instances
out of a range of law-governed possibilities using the instrument of mathe-
matics.
Suppose we apply this schema to cognitive science and its attempt to un-
derstand human conscious experience. The prevailing strategy in cognitive
science has been to endeavor to go from ordinary (prescientific) cognition of
conscious experience to scientific cognition by relying (at level B) mainly on
third-person observation and functional models. In other words, there has been
no sustained effort at level B to seek out the invariant structures of experience
as such, that is, as they are lived in the first-person. Such an effort requires
disciplined first-person methods of investigating experience.39 Thus, the force
of this analogy is to suggest that cognitive science needs to incorporate first-
person methods into its research.
First-person methods aim to transcend ordinary experience, not by leaving
it behind, but by cultivating a higher or more intensive form of wakefulness
within it. Consider these basic generic features of first-person methods, com-
mon to both phenomenology and the contemplative tradition of mindfulness-
awareness meditation (shamatha-vipashyana):40

1. Suspension. Suspending preconceived ideas, beliefs, and prejudices


about experience. Inducing an attitude of suspension with regard to
these.
2. Reorientation. Orientation of attention not simply to the content of ex-
perience (the what), but to the experiencing process itself and its
lived, moment-to-moment quality (the how).
3. Intimacy. Gaining intimacy or familiarity with experience on the basis
of numbers 1 and 2, and through additional techniques such as imag-
inative variation.
4. Training. Long-term training to acquire know-how and proficiency in
numbers 14.

Practices with these features are important for cognitive science for several
reasons. First, they help subjects gain access to aspects of their experience that
would otherwise remain unnoticed, such as transient affective state or quality
of attention. Second, the refined first-person reports subjects thereby produce
can help experimenters to understand physiological processes that would oth- 1
erwise remain opaque, such as the variability in brain dynamics as seen in 0
1
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empathy and human experience 275

neuroimaging experiments.41 For instance, first-person methods have been


used to reveal important phenomenological differences in the subjective quality
of attention during visual perception, and these differences have been corre-
lated with distinct frequency and phase-synchrony patterns in the large-scale
dynamics of brain activity on a millisecond timescale.42 Finally, individuals who
can generate specific sorts of mental states and report on those mental states
with a high degree of phenomenological precision, such as adept contempla-
tives, provide a route into studying the causal efficacy of mental processes,
considered neurodynamically as global or large-scale processes that can modify
local neural and somatic events.43
Cognitive science is only now just beginning to be open to first-person
methods, so it is too early to envision all that could be accomplished through
the mutual circulation of cognitive science, phenomenology, and contemplative
psychology. So far, cognitive science has explored only one small corner of the
human mindthe one accessible to phenomenologically nave subjects re-
porting to phenomenologically nave cognitive scientists. The encounter
among phenomenology, contemplative psychology, and cognitive science raises
another prospectthe prospect of individuals with a high degree of phenom-
enological expertise reporting to phenomenologically informed cognitive sci-
entists. The prospect of such collaboration and mutual illumination among
cognitive science, phenomenology, and contemplative psychology signifies an-
other kind of transcedence for both science and religiona transcendence of
the positivistic dismissal of experience on the part of cognitive science, and a
transcendence of dogma and prescientific belief on the part of religion. In both
cases the key to such transcendence is to make contemplative psychology and
phenomenology a full partner in the science of the mind.
To conclude, let me draw out some implications of this conception of mind
science for the broader science-religion dialogue represented by this volume.
As I stated at the outset of this essay, the mutual circulation of cognitive science
and contemplative wisdom traditions does not fit easily within the established
frameworks of the science-religion dialogue. We can appreciate this point by
distinguishing the mutual-circulation perspective from some of the main rep-
resentative positions staked out in the science-religion dialogue, particularly as
this dialogue touches on the nature of the human mind.
First, exploring the mutual circulation of mind science and contemplative
experience is different from viewing science and religion as nonoverlapping
magesteria.44 This separate-but-equal strategy of insulating science and reli-
gion is highly problematic. It divides science and religion along the lines of a
subject-object dualism: science addresses the empirical world conceived as a
realm of objectivity, whereas religion address the subjective realm of human
purposes, meaning, and value. As I have tried to illustrate in this essay, how-
ever, this subject-object dualism breaks down in the face of the intersubjectivity 1
of human experience. Intersubjective experience is the common terrain of both 0
1
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276 mind

science and religion, and it is poorly understood when fractured along the lines
of a subject/object (or fact/value) dichotomy.45
Second, the mutual circulation approach is different from looking for the
physiological correlates of religious experiences.46 The key difference is that
adept contemplatives are not mere experimental subjects, but scientific collab-
orators and partners.47 Thus, the mutual circulation approach enables us to
envision future cognitive scientists being trained in contemplative phenome-
nology, as well as brain-imaging techniques, and mathematical modeling, and
future contemplative practitioners being knowledgeable in neuroscience and
experimental psychology. Science and contemplative wisdom could thus mu-
tually constrain and enrich each other. It was precisely this prospect that Wil-
liam James envisioned over a century ago in his writings on scientific psy-
chology and religious experience.48
Third, the mutual circulation approach is different from the view that re-
ligion can be entirely explained and accounted for by evolutionary psychol-
ogy.49 This view is well represented by Pascal Boyers essay in this volume. It
will therefore be informative to contrast his project with mine.
Contrary to the nonoverlapping magesteria perspective, I think it is illu-
minating to examine religion as Boyer does from the perspectives of cognitive
science and evolutionary theory. Boyers analyses linking religious concepts to
our intuitive understandings of agency, social relations, and misfortune are
enlightening. By the same token, however, in focusing on folk-religious belief
structures, Boyer does not address an important aspect of religion, namely,
religion (or certain religious traditions) as the main cultural repository of con-
templative experience and first-person practices of investigating human expe-
rience. Boyers project takes religious notions and norms or religious con-
cepts as scientific objects, as something out there in the world to be
investigated and explained according to third-person, evolutionary and func-
tionalist cognitive science. My project, however, looks both to the role contem-
plative experience can play in a phenomenologically enriched mind sciencea
mind science including first-person and second-person modes of phenome-
nological investigation, in addition to third-person biobehavioral onesand to
the role such a renewed mind science can play in facilitating forms of contem-
plative experience (or spirituality, more broadly) appropriate to a pluralistic
and nonsectarian scientific culture.
It is interesting to consider how Boyers approach to religion could also
be taken toward science. The upshot would be an anthropology of folk-scientific
belief structures. One could ask people what they believe about genes, black
holes, neural networks, and so on, and then study how these concepts are
related to other concepts and belief structures that inform human life in mod-
ern Western societies. It seems likely that the folk-scientific concept of gene,
for instance, would be closely linked to human concepts of agency. As a result 1
of writings by theorists such as Richard Dawkins, as well as popular science 0
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empathy and human experience 277

journalism, many people believe that genes are hidden inner agents with their
own agendas that influence our motives and feelings. On the other hand, some
scientists have more sophisticated and nuanced conceptions of genes and their
relationship to cellular and evolutionary processes. The point of this analogy
is that folk-religious belief structures may stand in the same relationship to
contemplative knowledge in certain religious communities as folk-scientific
belief structures stand to scientific knowledge in modern Western societies.
Although I have drawn attention to the differences between my project
and Boyers, Boyer does make one claim that could be taken as implying a
challenge to my approach. He states that there is no instinct for transcen-
dence in human beings, and hence religion cannot be understood (at least
from an evolutionary psychological perspective) by appeals to transcendence.
My objection to this claim is that it presupposes the problematic notion of a
mental instinct. It is impossible, I believe, to invoke the concept of instinct
without falling into the conceptual morass of the nature/nurture, innate/ac-
quired, and instinctual/learned dichotomies. I agree with those theorists in
biology and psychology who argue that we need to replace this dichotomous
framework with a developmental systems approach.50 According to devel-
opmental systems theory, inherited (or instinctual) and acquired do not
name two mutually exclusive classes of developmental characteristics. On the
one hand, phenotypic traits are as much acquired as inherited, because
they must be developmentally constructed, that is, acquired in ontogeny. On
the other hand, environmental conditions are as much inherited as ac-
quired, because they are passed on inseparably with the genes, and thus enter
into the formation of the organism from the very beginning. The point, as
Susan Oyama eloquently argues in her book The Ontogeny of Information, is
not that genes and environment are necessary for all characteristics, inherited
or acquired (the usual enlightened position), but that there is no intelligible
distinction between inherited (biological, genetically based) and acquired (en-
vironmentally mediated) characteristics.51 For this reason, I am suspicious of
any explanatory framework that tries to single out a class of biological and
mental capacities and label them as instincts.
How does this relate to religion? Boyer thinks that we have certain instincts
that get expressed in our intuitive assumptions about agency and social rela-
tions, and that these instincts shape religious concepts, such as those of su-
pernatural agency. On the other hand, other religious inclinations, he believes,
are not based on instinct. On this basis he states there is no instinct for tran-
scendence in human beings, and hence that religion cannot be understood on
the basis of transcendence.
My response is that this notion of instinct is unhelpful. There are no
instincts, because the term has no clear application. Organismic life cycles
propagate from one generation to the next by reconstructing themselves in 1
development, rather than unfolding according to transmitted, genetic blue- 0
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278 mind

prints or programs. The processes of developmental reconstruction involve


numerous, interdependent causal elements, which relate to each other recip-
rocally as process and product, rather than belonging to the conceptually di-
chotomous categories of genetic nature versus environmental nurture. There
is therefore no good basis within science for trying to understand religious
concepts and norms using the explanatory construct of instincts. I, therefore,
do not accept the statement that there is no human instinct for transcen-
dencenot because I believe there is such an instinct, but because the concept
of instinct is simply inapplicable to biological and cultural development.
This debate within psychology and biology over the concept of instinct has
an important bearing on the concerns of this volume. Once we set the concept
of instinct aside, we are free to say that some religious concepts and norms,
and certainly some religious experiencesparticularly those in well-developed
contemplative traditionsmay very well have to be explained in relation to a
human striving for transcendence, a striving that can be culturally maintained
and transmitted from generation to generation. The developmental psycholo-
gist Margaret Donaldson, for instance, has mapped this sort of striving in
relation to modes of human intellectual and emotional development through-
out the life span, as exemplified in particular by what she calls the value-
sensing transcendent modes of experience cultivated by the worlds contem-
plative traditions.52 From a developmental systems perspective, which rejects
the concept of instinct, there is no theoretical obstacle to recognizing that hu-
man striving for transcendent modes of contemplative experience can form
part of the developmental resources that shape the human mind in certain
societies and traditions.
A common feature of the three approaches to science and religion I have
contrasted with my mutual circulation approach is that they take the concepts
of science and religion largely for granted. These concepts, however, are
deeply problematic. They are European intellectual categories that have been
shaped in recent Western history by the science-religion conflicts of the Eu-
ropean enlightenment and modernity. As such, they do not map in any clear
way onto the knowledge formations and social practices of certain other cul-
tural traditions, in particular those of Asian contemplative wisdom traditions.53
As Wallace has recently written in his introduction to a volume on Buddhism
and science:

The assertion that Buddhism includes scientific elements by no


means overlooks or dismisses the many explicitly religious elements
within this tradition. . . . Buddhism is very much concerned with hu-
man purposes, meaning, and value. But, like science, it is also con-
cerned with understanding the realms of sensory and mental experi-
ence, and it addresses the questions of what the universe, including 1
both objective and subjective phenomena, is composed of and how 0
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empathy and human experience 279

it works. . . . Buddhism does address questions concerning the


meaning and purpose of life, our ultimate origins and destiny, and
the experiences of our inner life. But the mere fact that Buddhism
includes elements of religion is not sufficient for singularly catego-
rizing it as a religion, any more than it can be classified on the
whole as a science. To study this discipine objectively requires our
loosening the grip on familiar conceptual categories and preparing
to confront something radically unfamiliar that may challenge our
deepest assumptions. In the process we may review the status of sci-
ence itself, in relation to the metaphysical axioms on which it is
based.54
In this essay (and my book The Embodied Mind), I have argued that certain
contemplative wisdom traditions (Buddhism most notably though not exclu-
sively) and certain approaches in science (the embodied approach in cognitive
science and its more recent elaboration in the research program of neuro-
phenomenology55) are not simply compatible, but mutually informative and
enlightening. Through back-and-forth circulation, each approach can reshape
the other, leading to new conceptual and practical understandings for both.
At stake in this developments is ultimately not simply whether we can
have a methodologically mature science of the human mind, but whether we
can have an ethically mature and spiritually informed science of the mind. Put
another way, giving subjectivity and contemplative experience an active and
creative role to play in cognitive science is as much an ethical step as a meth-
odological one. My long-term hope is to see in my lifetime a flourishing con-
templative, phenomenological, and experimental science of the mind.

Dedication

This text is dedicated to the memory of Francisco J. Varela (19462001), whose


presence as an all joyful bridge among science, phenomenology, and contem-
plative wisdom is deeply missed and continues to inspire.

notes
1. See Francisco J. Varela, Evan Thompson, and Eleanor Rosch, The Embodied
Mind: Cognitive Science and Human Experience (Cambridge, Mass.: MIT Press, 1991).
2. See Francisco J. Varela and Jonathan Shear, eds., The View from Within: First-
Person Approaches to the Study of Consciousness (Thorverton, UK: Imprint Academic,
1999). Natalie Depraz, Pierre Vermersch, and Francisco J. Varela, On Becoming Aware:
A Pragmatics of Experiencing (Amsterdam and Philadelphia: John Benjamins Press,
2003).
3. See Pascal Boyer, Gods, Spirits, and the Mental Instincts that Create Them, 1
this volume. 0
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280 mind

4. See Antoine Lutz and Evan Thompson, Neurophenomenology: Integrating


Subjective Experience and Brain Dynamics in the Neuroscience of Consciousness,
Journal of Consciousness Studies 10 (2003): 3152.
5. See Michael McGee, Transformations of Mind: Philosophy as Spiritual Practice
(Cambridge: Cambridge University Press, 2000).
6. Varela, Thompson, and Rosch, The Embodied Mind.
7. See Arne Johan Vetlesen, Perception, Empathy, and Judgment: An Inquiry into
the Preconditions of Moral Performance (University Park, Penn.: Pennsylvania State
University Press, 1994).
8. See Edith Stein, On the Problem of Empathy, trans. Waltraut Stein (The Hague:
Martinus Nijhoff, 1964).
9. See Stephanie Preston and Frans B. M. de Waal, Empathy: Its Ultimate and
Proximate Bases, Behavioral and Brain Sciences 25 (2002): 172.
10. Robert W. Levenson and Anna M. Reuf, Empathy: A Physiological Sub-
strate, Journal of Personality and Social Psychology 63 (1992): 234246.
11. See Natalie Depraz, The Husserlian Theory of Intersubjectivity as Alterology:
Emergent Theories and Wisdom Traditions in the Light of Genetic Phenomenology,
Journal of Consciousness Studies 8.57 (2001): 169178, also printed in Evan Thomp-
son, ed., Between Ourselves: Second Person Issues in the Study of Consciousness (Thorver-
ton, UK: Imprint Academic, 2001), 169178.
12. Edmund Husserl, Analyses Concerning Passive and Active Synthesis: Lectures on
Transcendental Logic, trans. Anthony J. Steinbock. (Dordrecht: Kluwer Academic Pub-
lishers, 2001).
13. For the distinction between body image and body schema, see Shaun Gal-
lagher, Body Image and Body Schema: A Conceptual Clarification, The Journal of
Mind and Behavior 7 (1986): 541554.
14. Preston and de Waal, Empathy.
15. G. Buccino, F. Binkofski, G. R. Fink, L. Fadiga, L. Fogassi, V. Gallese, R. J.
Seitz, K. Zilles, G. Rizzolatti, and H. J. Freund, Action Observation Activates Premo-
tor and Parietal Areas in a Somatotopic Manner: An fMRI Study, European Journal of
Neuroscience 13 (2001): 400404.
16. See Frans B. M. de Waal, On the Possibility of Animal Empathy, in Feelings
and Emotions: The Amsterdam Symposium, eds. T. Manstead, N. Fridja, and A. Fischer
(Cambridge: Cambridge University Press, 2002).
17. Mind reading seems a poor phrase to describe the fundamental nature of
our intersubjective cognitive abilities. It suggests that we are mainly spectators of
each other, that human social life is based primarily on a spectatorial or observational
ability to read inner mental states on the basis of outward behavior (as we read the
meaning of words on the basis of written marks). For criticism of this view, see Victo-
ria McGeer, Psycho-Practice, Psycho-Theory and the Contrastive Case of Autism,
Journal of Consciousness Studies 8. 57 (2001): 109132, also in Evan Thompson, Be-
tween Ourselves, 109132, and Shaun Gallagher, The Practice of Mind: Theory, Simu-
lation, or Primary Interaction? Journal of Consciousness Studies 8. 57 (2001): 83108,
also in Evan Thompson, Between Ourselves, 83108.
18. Frans B. M. de Waal, Good Natured: The Origins of Right and Wrong in Hu-
1
mans and Other Animals (Cambridge: Harvard University Press, 1996), 69.
0
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empathy and human experience 281

19. de Waal, Animal Empathy.


20. This description is taken (with modifications) from Depraz, The Husserlian
Theory, 173.
21. See Gordon Gallup Jr., Can Animals Empathize? Yes, Scientific American 9
(1998): 6575, and Daniel J. Povinelli, Can Animals Empathize? Maybe Not, Scien-
tific American 9 (1998): 6575.
22. See Michael Tomasello, The Cultural Origins of Human Cognition (Cambridge:
Harvard University Press, 1999), 6263.
23. Ibid., 68.
24. Ibid., 8990.
25. Ibid., chapter 4.
26. See Vetlesen, Perception, Empathy, and Judgment.
27. Tomasello, The Cultural Origins of Human Cognition, 179181.
28. de Waal, Good Natured, 87.
29. Mark Johnson, Moral Imagination: Implications of Cognitive Science for Ethics
(Chicago: University of Chicago Press, 1993), 200.
30. Shantideva, The Way of the Bodhisattva, trans. The Padmakara Translation
Group (Boston: Shambala, 1997).
31. Ibid., 180181.
32. Ibid., 182.
33. For discussion of the relationship between the Western concept of emotion
and the Buddhist concept of mental factors see George Dreyfus, Is Compassion an
Emotion? A Cross-Cultural Exploration of Mental Typologies, in Visions of Compas-
sion: Western Scientists and Tibetan Buddhists Examine Human Nature, eds. Richard J.
Davidson and Anne Harrington (New York: Oxford University Press, 2002), 3145.
34. It is worth noting that attention and cognitive control, mental imagery, and
emotion were the three areas of investigation chosen for the conference on Investi-
gating the Mind: Exchanges between Buddhism and the Biobehavioral Sciences on
How the Mind Works, September 1314, 2003, with His Holiness the Dalai Lama
and a group of cognitive scientists and Buddhist scholars. See http://www
.InvestigatingTheMind.org.
35. See Dan Zahavi, Self-Awareness and Alterity: A Phenomenological Investigation
(Evanston, Ill.: Northwestern University Press, 1999) and his Beyond Empathy: Phe-
nomenological Approaches to Intersubjectivity, Journal of Consciousness Studies 8. 57
(2001): 151167, also in Evan Thompson, Between Ourselves, 151167.
36. The resonance between the nonduality of self and other, according to Mad-
hyamaka, and the interplay between ipseity and alterity, according to Husserlian phe-
nomenology, deserve to be explored in much greater detail than is possible here. Let
me make one observation as a pointer toward future discussions. Although there is a
fascinating parallel between the two traditions with regard to the interdependency of
self and other, they appear to diverge in the stance they take toward the I or
ego. Whereas Madhyamaka asserts that the self is a mental imputation upon imper-
manent mental and physical phenomena, Husserl asserts that there is a pure ego,
which he conceives as an identity-pole that transcends any particular attentive act and
that is shared by all experiences belonging to the same stream of consciousness. The
1
point I wish to make now is that even if the Husserlian pure ego amounts in the end
0
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282 mind

to the kind of notion of self rejected in Madhyamaka philosophy, it should not be


seen as an uncritical or precritical version of that notion, because Husserl introduced
the pure ego precisely in connection with the self-othering structure of subjectivity. As
Zahavi writes (Self-Awareness and Alterity, 150), subjectivity only acquires an explicit I-
consciousness in its self-othering and Husserls notion of a pure ego cannot simply
be taken as a manifestation and confirmation of his adherence to a metaphysics of
presence, since Husserl only introduced the pure ego the moment he started taking
intentional acts characterized by self-division, self-absence, and self-alienation seri-
ously. It may be that this aspect of Husserls phenomenology resembles Advaita Ve-
danta more than Madhyamaka. On this connection, see Bina Gupta, The Disinterested
Witness: A Fragment of Advaita Vedanta Phenomenology (Evanston, Ill.: Northwestern
University Press, 1998).
37. For an important study of the relationship between Levinas and Prasangika
Madhyamaka, see Annabella Pitkin, Scandalous Ethics: Infinite Presence with Suf-
fering, Journal of Consciousness Studies 8. 57 (2001): 232246, also in Evan Thomp-
son, ed., Between Ourselves, 232246.
38. See Eduard Marbach, How to Study Consciousness Phenomenologically, or,
Quite a Lot Comes to Mind, Journal of the British Society for Phenomenology 19.3
(1998): 252268.
39. See Lutz and Thompson, Neurophenomenology.
40. See Natalie Depraz, Francisco J. Varela, and Pierre Vermersch, The Gesture
of Awareness: An Account of Its Structural Dynamics, in Phenomenal Consciousness,
ed. Max Velmans (Amsterdam and Philadelphia: John Benjamins Publishing Com-
pany, 1999), 121136, and Depraz, Vermersch, and Varela, On Becoming Aware.
41. See Lutz and Thompson, Neurophenomenology.
42. See A. Lutz, J. P. Lachaux, J. Martinerie, and F. J. Varela, Guiding the Study
of Brain Dynamics by Using First-Person Data: Synchrony Patterns Correlate with
Ongoing Conscious States During a Simple Visual Task,Proceedings of the National
Academy of Sciences USA 99 (2002): 15861591.
43. For this conception of mental states as causally efficacious, global neurodyn-
amical states, see Evan Thompson and Francisco Varela, Radical Embodiment: Neu-
ral Dynamics and Consciousness, Trends in Cognitive Sciences 5 (2001): 418425.
44. See Stephen Jay Gould, Rocks of Ages: Science and Religion in the Fullness of
Life (New York: Ballantine, 1999).
45. See B. Alan Wallace, The Intersubjective Worlds of Science and Religion,
this volume.
46. See Andrew Newberg, Eugene DAquili, and Vince Rause, Why God Wont
Go Away: Brain Science and the Biology of Belief (New York: Ballantine Books, 2001).
47. See Lutz and Thompson, Neurophenomenology.
48. See Eugene Taylor, William James: On Consciousness beyond the Margin
(Princeton: Princeton University Press, 1996).
49. See Pascal Boyer, Religion Explained: The Evolutionary Origins of Religious
Thought (New York: Basic Books, 2001).
50. See Susan Oyama, The Ontogeny of Information: Developmental Systems and
Evolution, 2nd ed. (Durham, N.C.: Duke University Press, 2002), and Susan Oyama,
1
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empathy and human experience 283

Paul E. Griffiths, and Russell D. Gray, eds., Cycles of Contingency: Developmental Sys-
tems and Evolution (Cambridge, Mass.: MIT Press, 2001).
51. Oyama, Ontogeny, p. 138.
52. Margaret Donaldon, Human Minds: An Exploration (London: Penguin Books,
1991).
53. See Piet Hut, Conclusion: Life as a Laboratory, in Buddhism and Science:
Breaking New Ground, ed. B. Alan Wallace (New York: Columbia University Press,
2003), 399416.
54. B. Alan Wallace, Introduction: Buddhism and Science, in Buddhism and
Science: Breaking New Ground, ed. Wallace, 910.
55. See Lutz and Thompson, Neurophenomenology.

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