11webmoor PDF
11webmoor PDF
11webmoor PDF
Timothy Webmoor
Department of Cultural and Social Anthropology, Stanford University
ABSTRACT
A consideration of cultures of contact for contemporary archaeological practice
necessarily involves engagements with non-archaeologists or local stakeholders. These
discussions in the literature tend to revolve around ethics. That is, the ethical
responsibility on the part of archaeologist to increasingly involve a public that has
strong associations with sites that archaeologists study and work at. This paper assays
the burgeoning literature devoted to the topic, and makes the claim that ethics is not
the right trench to be digging in. This is because the fundamental issues which fuel the
debate over whether to involve local stakeholders are at core epistemological
dilemmas. Operating according to the deeply ingrained epistemological tradition of
correspondence theory, archaeology faces a crisis of doing the right thing ethically and
incorporating subjective values into archaeological representations or retaining
objective representations and circumscribing non-archaeological participation. The
paper fills out this assessment by examining two archaeological projects from two
different contexts: a Traditional Cultural Property in the United States; and the
UNESCO World Heritage site of Teotihuacn, Mexico. Pragmatic principles of
knowledge justification, a third-party philosophical tradition eschewing corres-
pondence theories of objectivity, are discussed as a neither/nor solution to the current
ethics-epistemology crisis. Implementing a mediating archaeology, based upon
pragmatic justification of archaeological knowledge, is discussed in relation to an on-
going project at Teotihuacn.
worse, rules of logic. None of which would square very well with the idea of
archaeology as a hands-on (and dirty) activity out there in some remote location.
What would archaeology have to do with this hallowed specialization of philosophy,
with the study of the nature of knowledge and justification? However, archaeology,
more than most other disciplines in either the sciences or humanities, has many hurdles
to jump in getting from the down and dirty of field work to accepted knowledge claims
of just what happened out there in the past. There are all sorts of epistemological
warnings which flash when archaeological reasoning goes about bridging past and
present, from objects in ruin in the present to subjects in the past. All of this
complicated further by the fact that archaeology, unlike the experimental sciences or
textual humanities, destroysor at least transformsthe tenuous remnants of
evidence it does have in its pursuit of explaining this tattered evidence. So while many
archaeologists, even those who have contributed to epistemological debates in the
discipline, feel its time to get-on with the doing of archaeology (Cowgill 1993,
Flannery 1973, 1982), or at the least to merge the rampant theorizing with the dirt and
field of practice (e.g. Hodder 1991, 8, 1999; Watson 1991, 272-3), the deflection to
ethics will, I argue, only deepen divides amongst archaeologists as core inclinations
formed by epistemological leanings only get buried. Particularly when the discipline is
involved not only in internal, theoretical wranglings, but, as it increasingly operates
in a post-colonial or postmodern setting, is mandated from external interests to
incorporate equally imbedded, non-western or local ideas about what counts as
knowledge.
While there were early, pre-NAGPRA cooperative projects that placed
priority on consultation and inclusion of non-archaeologists, it was the binding
legislation of 1990 which sparked such a controversy. And some of those involved in
the legislation, such as Echo-Hawk and Trope (2000) as well as early commentators
(Mason 2000), pin-pointed the divisive issue at the root: NAGPRA, particularly
section 7, paragraph a (25 U.S.C.A.7(a)4) mandates the consideration of folklore,
kinship and oral history in establishing cultural affinity for claims to repatriate
cultural material and/or human remains. Additionally, the following section 8
(ibid:8(b)a-c) prescribes punitive damages to insure compliance. Now, NAGPRAs
full statutes have already been discussed somewhat, and I leave full exegesis to those
more qualified (see esp. Echo-Hawk and Trope 2000; Mihesuah 2000). My point in
citing this particular section of the binding legislation is to underscore that, yes,
NAGPRA demands consultation with archaeological stakeholdersWatkins
legiethicsbut, fundamentally, it sets up as an outcome for such consultation the
altering of standards of evidence in archaeological reasoning. I believe this is what
Wylie (2002, 243-4) presciently (and optimistically) acknowledges when she sees
non-scientific goals requiring productive transformation of the discipline; and
Zimmerman (2000, 2001) when he sees the development of a new and different
archaeology. A few other scholars on both sides of the spectrum I mentioned earlier
also anticipate the epistemological challenges and adjustments for the discipline
(Mason 2000; Echo-Hawk 2000; Zimmerman 2001, 170).
It is not the consultation process with the public interested in archaeology
which is the source of anxiety (though some may abjure even from this). I believe most
archaeologist have an inherent interest in communicating to the public about their
research. And some, stemming from familiarity of the debate in archaeology
concerning ethnographic analogy and ethno-archaeology, would probably agree that
consultation with stakeholders, at a minimum, may in fact helpfully expand the range
of models and potential hypotheses for testing (more of this later). So while there is
more work, particularly of a bureaucratic kind, there may be pay-offs for
archaeological reasoning as conceived in deductive or inferential modes. Additionally,
with ethical codes of professional societies (such as Society of Professional
Archaeologists (SOPA) or Society of American Archaeology (SAA)) setting the
expectation for consultation as professionally respectable, there really seems little point in
debating the need for ethics in archaeology. What still may be usefully debated, with
respect to ethics of inclusion, is the degree or scope of involvement based upon
underlying ethical models utilized (Intuitionism, Formalism, Contractarianism,
Teleological, etc) and this, contrary to how it is framed, rests on issues of
epistemology. So, to convince you of this, I want to turn attention to the
epistemology-engine (cf. Ihde and Selinger 2005) driving the discipline and why it has
broken down. Reparations are in order, but not in first order to the Other of
archaeology. Following the sage maxim put your own house in order before attending
to your neighbors, fixing the engine will drive the ethical change necessary down the
road.
The controversy over the status and admissibility of oral history within
alternate patterns of argument in archaeology is a good place to begin. In a series of
exchanges in Antiquity, Roger Echo-Hawk (2000) and Mason (2000)1 debated the
evidential status of such history, and how/if it should be incorporated into
archeological models of past mechanisms and processes. Mason argued vehemently that
oral history and other established lines of archaeological evidence were simply
irreconcilable due to oral history lacking several key, shared characteristics:
rational, open to verification, search for order via reductionism (Mason 2000,
240). The scientism in Masons dismissal is apparent if unsurprising. The crux for
Mason is that oral history cannot be demonstrably related to physical, real processes.
Thus it is relegated to entertainment (Mason 2000, 263). Though he does not
explicitly state his position on analogical reasoning, his argument indicates that oral
history would fall short in either the additional capacities of building potential
hypotheses (use in abduction) or as a converging form of evidence for more robust,
causal claims. For Mason, therefore, we can say that he launches an epistemological
argument against the mandated inclusion of oral testimony that authors such as Echo-
Hawk are proposing.
Echo-Hawk disputes the discrediting of oral history as particularistic, subjective
and lacking causal relation to identifiable physical processes. He cites the Arikara
testimony as long-term history of North America (2000, 267-70). In the paper, he does
two things which are of immediate interest. One, he assumes the veridical nature of the
oral account and re-designates it oral record; and two, as a record, he advocates its
complementary usage with the archaeological record for reconstruction of the past. It is
less for analogical reasoning than as a ready-made parallel account useful for bolstering
other lines of evidence in explanation by convergence. Roger Echo-Hawk (2000, 270-
2) suggests a similar realist stance to oral history as a complimentary source of
evidence.
The debate over how to integrate stakeholder participation, in this case the
status of oral history, revolves around not ethics, but around the informing
epistemological positions and their mutual compatibility. Such discussions that attend to
the details of how to incorporate non-archaeological stakeholders turn not on what is
ethically right, but on what is right. Additionally, the oral history debate refracts a
general prism for viewing one of the lanes (of the two I alluded to earlier) the discipline
1
Others have contributed assessments concerning the status of oral history and its place in archaeological
explanation, particularly Anyon et al 1996; Anyon et al 1997; Ferguson et al 1997. Two commentators
draw explicit and reasoned accounts for and against the incorporation of oral history in archaeological
explanation (see Mason 2000; Echo-Hawk 2000).
issues of whether to consult with local tribal councils or not (as it is mandated for
section 106 compliance), but the epistemological wrangling of how to correlate or
mitigate the at times intractable frameworks for knowing a site such as a TCP.
Dissimilarly, however, to the conglomerate of responses within an
archaeological framework to an issue such as oral history which I have adumbrated, an
other course-of-action taken by some archaeologists, where such ethno-philosophies
abut, tacks an alternate but well established response. These move along the spectrum
of types of understanding coined by Wilhelm Dilthey away from erklarung towards
verstehen. From a cultural and social perspective, such moves away from compatibility
of frameworks, far from threatening epistemic soundness, provide the subjective and
personally mediated, and so all the more humanistic, insight into the human
experience. Subtle existential details are precisely what tend to be glossed in realist-
circumscriptive programs. So the other direction on the two-lane road I am using as a
metaphor tends toward an anthropologizing of archaeology, placing interpretive goals
on a more nuanced, personal and socio-political context.4
4
Hacking 1999 draws the keen insight that there may be more similar ontological maneuvering than
expected, with social constructivism replacing external reality with society as the bedrock of causal
determinism. For a parallel questioning of the premises of social archaeology, see Witmore and
Webmoor 2007.
accounts of archaeological material. I would argue that all three adjustments are
negative in the sense that they want to minimize the hybridization of results which
would, under the belief in correspondence, relegate such archaeological inquiry to
biased, politically motivated or value-laden.
So while not black and whitewith a range of re-formulations of practice
based upon external mandates and ethical recognitionalong the spectrum, all three
approaches falter upon the still dominant worry to produce Representationalist
account of the Past. Why is this not productive? My thesis is this: the apparent
conflict between ethics and epistemology is only driven by a correspondence theory of
truthold Platonic distinctions between knowledge and rhetoric/opinion, reality and
appearance, and fact and value. Such defining conditions regarding what constitutes
beneficial knowledge lingers from the vestiges of an epistemological tradition most
forcefully convened by logical-positivists with the cognitive significance demarcation
criterion. These dichotomies must be re-threaded in order to operate with a more
common endeavor in archaeology without the fracturing tension pulling in two
centrifugal directions.
The shift that I am arguing forwith influences of pragmatism, in the
American traditionis not entirely new to the discipline (e.g. Gaffney 1987); but it
requires an abeyance of inherited notions of correspondence as being the definition of
truth in human inquiry, and the re-framing of what we believe is the desired end
result. What difference does the notion of right representation do? Thinkers such as
James (1907) and Peirce (1955) suggest that a representationalist account just does not
go very far:
Grant an idea or belief to be true [but] what concrete difference will
its being true make in anyones actual life? How will the truth be
realized? . . .What, in short, is the truths cash-value in experiential
terms? (James 1907, 114).
As James continues,
the fact that the possession of true thoughts means everywhere the
possession of invaluable instruments of actionand that our duty to
gain truth, so far from being a blank command from out of the blue
can account for itself by excellent practical reasons. . . [truth] passes
from cold-storage to do work in the world, and our belief in it grows
active (Ibid., 115).
Truths do work in the world; they pay. Analogous to health, strength, happiness and
other processes connected with getting-on in life, truth from the pragmatist account
is simply a collective name for processes that are made in an on-going negotiation with
5
Pragmatism is not a relativism as there is no skeptical questioning of the causal relations to world,
Putnam 1995. If anything, pragmatism assumes from the outsetas it considers the legacy of Descartes
methodological doubt to be a mistaken precedentdirect, casual enmeshment with the world, cf.
retrodiction in Rescher 2005. It is Davidson himself who offers a triangulation notion of language
and understanding directed at undercutting the relativism of conceptual schemes and paradigms of
scientific research, Davidson 1985.
with it. And a map (of course) does not work as a navigating and orienting tool except
when associated with a located map-reader. Having a map will enable not only certain
decisions (such as where to survey, where to excavate, where to predict subsoil
deposits), but will likely suggest these possibilities. The map is a pragmatic tool par
excellence. Like a Heideggerian tool-to-hand, when thought about in a course-of-
action, the map confounds any traditional epistemological discussions of
representational accuracy. It is a cyborg-like mixture of people/things which in action
cannot be purified out (for mixtures in archaeology, see Webmoor and Witmore
2007).
So, far from relativism, pragmatists divest themselves of the realists positing of
a skeptical gap between words and things, and discard the realist-idealist distinction in
epistemology that was misguided from the outset. Instead, the cash value is placed
upon practical efficacy in obtaining specific goals. If such a characterization smacks of
common-sense, it should. When we stand back from our theoretical positionings there
is therapeutic recognition of how archaeologists routinely operate in the field, in the
planning of projects, or in the laboratory. If it was once said that archaeological
interpretation is data-led (cf. Hodder 1999), it seems more appropriate to say that
archaeological practice is in fact goal-led. We can say there is an irreducible theory-data
relationship, but to say so is only meaningful in the context of archaeological work;
and in-action, all pursuit is practical pursuit geared towards immediate and long-term
goals. We hold our practical goals much more intimately than our theoretical biases.
While simplistic (though not a simplistic instrumentalism), there is much to be gained
from acknowledging our pragmatic sensibility.
Updating Dewey and James, Rorty (2000) and Putnam (1995, 2002) push the
image of truth as tool, not as mirror of nature. In doing so, their emphasis links-up
with a host of students of science such as Hacking (1983, 1999) who, involved in
experimentation, acknowledges that truth of things is assumed (not questioned from
the outset) if they are instrumentally useful (the veracity of his sprayed sub-atomic
particles). Ideas are not judged on terms of their supposed picturing capacityin fact,
Hacking would disavow (along with his positivist predecessors) such theoretical
realism. Truths are kept if they fulfill goals and practical tasks. And much the same
movement has taken shape in Science and Technology Studies (particularly Actor-
Network-Theorists and notables such as Latour) where the epistemological gap raised
by skepticism is closed as a result of not being useful in characterizing the increasingly
inter-connected networks of people-things (such as the archaeological map) (e.g.
Callon 1997; Latour 1999; Law and Hassard 1999). Instead of these representational
goals for knowledge, pragmatic thinkers emphasize identifying multiple, practical goals
and setting to work to see, through the causal constraints of reality, which will function
best in meeting these values. Thus, there is a Darwinian/naturalized characterization to
knowledge which intersects with the idea of stakeholder participation: the more
courses-of-action undertaken with various practical goals in mind, the more democratic
the inquiry process, the more likely that broadly useful truths serving the practical
needs of society will emerge (cf. Dewey 1925, 1957 and his democratic inquiry).
As a case in point in global heritage, there are over 69,000 denizens of the
Valley of Teotihuacn, Mexico, with several thousand more each year emigrating from
Mexico City 45 km to the southwest. Situated at the border (at the boundary of federal
property) of five growing pueblos is the UNESCO World Heritage site of Teotihuacn
itself (FIGURE 2). The recent construction of a Wal-Mart within the sites peripheral
zone garnered much national and international media attention and mobilized local
residents, valley merchants, and spiritual leaders (FIGURE 3), as well as Mexico City
intellectuals, around the debate pitting transnational, economic interests versus values
of national and symbolic origins and prehispanic pride. What was to be the middle-
American moguls impact upon cultural heritage and Teotihuacns role as a spiritual
center (FIGURE 4); especially with the Wal-Mart visible (just 1.4 km from the main
gate) from the summit of the pyramid of the sun?
Interviews with these local leaders and activists conveyed the impression that
Wal-Marts economic impact upon traditional markets, as well as the blatant abutment
of pre-modern with high-modern symbols, formed the focus of the valleys angst.
But what, in total, were the values held for Teotihuacn, and what were the goals for
its future? Five over-riding goals were identified through statistical sampling and an
ethnographic survey of 471 locals and Mexican national visitors to the site: Heritage,
Archaeological Science, Economic Interest, Diversion/Entertainment and Spirituality/
Religion (Webmoor 2007). While interest in further archaeological production of
scientific knowledge contributed to valorizations of the zone, the study identified at
least four other desired goals, not normally considered by archaeologists for future
endeavors at the site. Indeed, even the row over the Wal-Mart had not brought to light
some of the values held by locals and visitors. In particular, the strong statistical
correlations between scale scores compiled for each of these goals suggest that non-
archaeological goals for research cannot be separated out from economic and heritage
related goals (FIGURE 5). Inheritage, combining the mutually involved associations
of these three broad goals for Teotihuacn as an archaeological site, better conveys the
integration of activities all carried out through the nexus of a single site. These may or
may not overlap with those parameters of research identified as goals for archaeological
investigations, but the question from the outset must be: what is to be gained from
archaeological understanding?; and is there the basis in local contexts for such goals as
well? If not, in conjunction with archaeological research, there may now be formulated
alternate goals of research at Teotihuacn that are rooted in the practical goals of the
surrounding population. From a pragmatic perspective, the more diverse the goals
identified in planning and implementing multiple courses-of-action, the more likely
that beneficial knowledge on a complete societal level will emerge. Such diversification
of research at Teotihuacn would be undertaken to meet a democratic range of
purposes. As the survey identified, these would specifically involve economic benefits
to the local and national economy, contribution to national identity, and a continuance
of archaeological research which enervates and feeds-into these primary goals. Spiritual
and diversionary values, though held by a minority of the respondents, nonetheless
associated very strongly with Teotihuacn and must be considered as well. In all,
Teotihuacn envelops a loose set of interacting, associative niches which span the
range of archaeological and non-archaeological goals and values.
Now the next question arises: why should we do this? There is not enough
space to do justice to the supporting arguments,6 but they should be familiar from
extra-disciplinarian literatures: 1) history and philosophy of science; 2) lesson (failure)
of analytic philosophy and positivismnow post-analytic movements in philosophy; 3)
external mandatelegiethics that the discipline cannot ignore; 4) trajectory in
archaeological theory and practice. In this paper I have attempted to sketch the latter
two as they are intertwined with the moral: we are no longer insular in the global
heritage context. In response, I feel the lead is to consult these two promptings
external and internal to academiaand usefully combine them.
Where are we and where do we want to go? What is our goal: stakeholder
participation in global heritage? What is our goal: to be ethical. A pragmatic frame-of-
mind then asks how to attain such a goal, what will make a difference? A pragmatic
approach to inquiry is ethical from the ground-up, and so does not present the
awkward band-aid maneuvers to include non-archaeological participation in an attempt
to still dawn the legitimizing results of objective correspondence. Giving up on the
discredited notion of representation will aid in this goal to include alternate interests in
global heritage, as without representationalism there is no longer the fact-value
distinction, and the goals of stakeholders are incorporated from outset to define distinct
courses-of-action for a mediating archaeology.
6
I have addressed the consequences of recent thinking in Science and Technology Studies (STS) and its
departure from Philosophy and History of Science as just such a movement to bypass the stalemate in the
latter with respect to Representationalism/Epistemology, see Webmoor 2007.
ACKNOWLEDGEMENTS
Thanks go to the environment of the Stanford Archaeology Center where thinking-
around splits is a necessity. Also to Ian Hodder, Christopher Witmore and Alison
Wylie for discussing these ideas and commenting upon this paper. The final paper
reflects my own shortcomings rather than their perspicacity. Finally, my appreciation
goes to the organizers of the conference for their hard work behind the scenes to
make the conferences course-of-action happen, especially Sebastian de Vivo for his
encouragement and good spirit. Portions of this paper were aired at the Theoretical
Archaeology Group (TAG) in Sheffield and at the Society for American Archaeology
(SAAs) in Puerto Rico.
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ILLUSTRATIONS
Figure 1. Traditional Culture Property (TCP) documented by the author for the U.S.
Forest Service on the Commanche National Grasslands.
Figure 3. Traditional leader of the Teotihuacn Valley, and organizer of the Civic Front
for the Defense of the Valley of Teotihuacn, conducting a springtime ritual for rain
just outside the site's fenced perimeter.
Figure 4. Gathering of 'Aztec bailadores' or dancers in the plaza of the pyramid of the
sun to commemorate Teotihuacn as the place where the gods sacrificed themselves to
bring the world into existence in Nahua belief.