Soundpainting as a system for the

collaborative creation of music in

performance

Submitted in partial fulfilment of the requirements for the degree of

Doctor of Philosophy
in the
Department of Music
School for the Arts
Faculty of Humanities
University of Pretoria
by Marc Duby

Supervisors: Professor Caroline van Niekerk

Professor Allan Munro

October 2006
 ii

The man bent over his guitar,

A shearsman of sorts. The day was green.

They said, You have a blue guitar,

You do not play things as they are.

The man replied, Things as they are

Are changed upon the blue guitar.

And they said then, But play, you must,

A tune beyond us, yet ourselves,

A tune upon the blue guitar

Of things exactly as they are.

Wallace Stevens, The Man with the Blue Guitar

 iii

Table of contents

Acknowledgements ....................................................................................viii
Dedication .....................................................................................................ix
Summary .......................................................................................................xi
Keywords......................................................................................................xii
Notes to the reader ......................................................................................xii
Chapter 1 : Research outline .................................................................... 1-1
1.1 Introduction......................................................................................... 1-1
1.2 Background and justification............................................................... 1-2
1.3 Research questions............................................................................ 1-3
1.4 Purpose and aims .............................................................................. 1-5
1.5 Justification......................................................................................... 1-6
1.5.1 A note on musicking..................................................................... 1-6
1.5.2 Creation, mediation, and reception .............................................. 1-7
1.5.3 The role of the conductor in orchestral performance ................. 1-11
1.5.4 Free jazz as ensemble performance.......................................... 1-15
1.5.5 The role of the Soundpainter in ensemble performance ............ 1-17
1.5.6 The Soundpainter as ensemble director .................................... 1-20
1.6 Chapter divisions.............................................................................. 1-22
1.7 Methodology..................................................................................... 1-24
1.7.1 Survey of scholarship................................................................. 1-25
1.7.2 Theoretical frameworks.............................................................. 1-26
1.7.3 Theories of improvisation........................................................... 1-28
1.7.4 Group improvisation as a collaborative process ........................ 1-31
1.8 Relevance of this study .................................................................... 1-33
1.9 Scope and limits ............................................................................... 1-34
1.10 Glossary ......................................................................................... 1-37
 iv

Chapter 2 : Music as sign-systema survey of scholarship................ 2-1

2.1 Introduction: Semiotics and linguistic theory....................................... 2-1
2.1.1 Saussures concept of language as a sign-system ...................... 2-4
2.1.2 Peirces typology of signs ............................................................ 2-8
2.1.2.1 Icon ................................................................................................................... 2-10
2.1.2.2 Index ................................................................................................................. 2-10
2.1.2.3 Symbol.............................................................................................................. 2-11
2.1.3 Structuralism (revealing deep codes)......................................... 2-12
2.1.3.1 Roland Barthes and structuralism .................................................................. 2-16
2.1.3.2 The structure of serialism................................................................................ 2-18
2.1.3.3 Schenkerian analysis and after ...................................................................... 2-21
2.1.3.4 New Criticism ................................................................................................... 2-25
2.1.4 Poststructuralism and the play of the text .................................. 2-30
2.1.4.1 The death of the author ................................................................................... 2-32
2.1.4.2 Readerly and writerly texts.............................................................................. 2-33
2.1.4.3 Undercoding and overcoding.......................................................................... 2-35
2.1.5 On deconstruction...................................................................... 2-38
2.1.6 Wittgenstein on language .......................................................... 2-43
2.1.6.1 Meaning as use ............................................................................................... 2-43
2.1.6.2 Language-games............................................................................................. 2-45
2.1.6.3 Grammar .......................................................................................................... 2-48
Chapter 3 : Music as work and event ...................................................... 3-1
3.1 Introduction: Spoken and written language ........................................ 3-1
3.1.1 Results and procedures............................................................... 3-5
3.1.2 Intractable questions.................................................................... 3-6
3.2 Music as work: The semiotics of notation........................................... 3-9
3.3 Music as event: The semiotics of performance ................................ 3-17
3.3.1 What was performance? ............................................................ 3-21
3.3.2 "Saying something".................................................................... 3-24
3.4 Music and the body .......................................................................... 3-27
3.4.1 The instrument as extension of the performer ........................... 3-30
3.4.2 The erasure of the body............................................................. 3-34
3.4.3 Musicking, physicality, and the mind-body problem................... 3-36
Chapter 4 : Towards a language-based model for improvised music.. 4-1
 v

4.1 Introduction: Music and/as language.................................................. 4-1

4.1.1 Defining improvisation.................................................................. 4-7
4.1.2 "Playing by ear".......................................................................... 4-11
4.1.3 The social semiotics of improvisation......................................... 4-15
4.1.4 Jazz and signification................................................................. 4-17
4.1.4.1 Signifyin(g) and rhetoric in improvised music ................................................ 4-20
4.1.4.2 Music as communal activity ............................................................................ 4-22
4.1.4.3 Call and response............................................................................................ 4-22
4.1.4.4 Intonation as an affective device .................................................................... 4-24
4.1.4.5 Toy (and little) instruments.............................................................................. 4-26
4.1.4.6 Timbral play and agency ................................................................................. 4-28
4.1.4.7 The fourth wall ................................................................................................. 4-33
4.1.4.8 Improvisation and freedom ............................................................................. 4-35
4.2 Language acquisition in improvised music ....................................... 4-38
4.2.1 The repertoire ............................................................................ 4-44
4.2.1.1 The blues.......................................................................................................... 4-44
4.2.1.2 Standards: the language of the tribe .............................................................. 4-47
4.2.1.3 Rhythm changes" and the contrafact............................................................ 4-50
4.2.1.4 Pedagogical methods for improvisation ......................................................... 4-53
4.2.1.5 Third Stream .................................................................................................... 4-55
4.3 Towards a model for improvised music ............................................ 4-57
4.3.1 Language-games in improvised music....................................... 4-58
4.4 Towards an ethnomusicology of improvisation................................. 4-60
Chapter 5 : Creativity, collaboration, and communication in improvised
music .......................................................................................................... 5-1
5.1 Five characteristics of group improvisation......................................... 5-1
5.1.1 Creativity myths ........................................................................... 5-8
5.1.1.1 Creativity as a product of the unconscious ...................................................... 5-8
5.1.1.2 Creativity as representing the inner spirit of the individual ........................... 5-10
5.1.1.3 Creativity as spontaneity ................................................................................. 5-10
5.1.1.4 Creativity as originality .................................................................................... 5-12
5.1.2 Individual and group flow ........................................................... 5-13
5.2 Collaboration and competition in improvised music.......................... 5-15
5.3 Communication in improvised music ................................................ 5-18
5.3.1 Shannon's theory of communication .......................................... 5-22
 vi

5.3.2 Cybernetics and the virtual orchestra......................................... 5-23

5.4 Musically configured space: power and hierarchy............................ 5-27
5.4.1 Social topology and organizational structure ............................. 5-33
5.4.2 Improvising big bands................................................................ 5-35
5.5 Deconstructing noise and silence..................................................... 5-38
5.5.1 Sound and silence as aesthetic oppositions .............................. 5-39
5.5.2 Noise, signifyin(g), quotation, and the postmodern.................... 5-41
5.5.3 Noise in the political economy of music ..................................... 5-47
5.5.3.1 Sacrifice (metaphor) ........................................................................................ 5-48
5.5.3.2 Representation (metonymy) ........................................................................... 5-48
5.5.3.3 Repetition (synecdoche) ................................................................................. 5-49
5.5.3.4 Composition (irony) ......................................................................................... 5-51
5.5.4 Cage, noise, and the aleatoric ................................................... 5-54
5.5.5 Soundpainting, noise, and the avant-garde ............................... 5-55
Chapter 6 : Soundpaintinghistory, process, and system ................... 6-1
6.1 Soundpainting: a brief history............................................................. 6-1
6.1.1. "A very elaborate series of chord changes" ................................ 6-2
6.1.2 "Free to be not free"..................................................................... 6-6
6.1.3 Soundpainting and Abstract Expressionism................................. 6-8
6.1.4 Soundpainting and quotation ..................................................... 6-11
6.1.5 Soundpainting gestures as iconic signs..................................... 6-12
6.1.6 Recursion in an improvisation by Charlie Parker ....................... 6-14
6.1.7 A note on palettes...................................................................... 6-15
6.1.8 Anthony Braxton and Walter Thompson .................................... 6-17
6.2 Soundpainting as collaborative process ........................................... 6-25
6.2.1 Peer learning ............................................................................. 6-25
6.2.2 Soundpainting as live composition............................................. 6-27
6.2.2.1 Soundpainting and indeterminacy .................................................................. 6-30
6.2.2.2 Soundpainting and extended techniques....................................................... 6-33
6.3 Soundpainting: language or system? ............................................... 6-35
6.3.1 The syntax of Soundpainting ..................................................... 6-39
6.3.2 Soundpainting and other gesture-based music systems............ 6-41
6.3.2.1 Harmony Signing ............................................................................................. 6-41
 vii

6.3.2.2 John Zorn's game pieces ................................................................................ 6-41

6.3.2.3 Butch Morris and conduction .......................................................................... 6-42
6.4 Soundpainting, conducting, and improvisation ................................. 6-43
Chapter 7 : Conclusions and recommendations..................................... 7-1
7.1 Findings.............................................................................................. 7-1
7.2 Recommendations for further research .............................................. 7-8
References ......................................................................................................i
Discography ................................................................................................xlv
Videography ..............................................................................................xlvii
 viii

Acknowledgements

In spite of a persistent fiction, we never write on a blank page, but always on

one that has already been written on.

Michel de Certeau (1988:43)

Jean Bourdin (former head of the Alliance Franaise de Pretoria) provided the
initial impetus for my study of Soundpainting by suggesting that our institution
host a series of workshops on the topic presented by Franois Jeanneau in
Pretoria during December 2002. Walter Thompson and Professor Jeanneau
were both very generous in sharing their time and expertise on the topic with
me, and Professor Franois Thberge (Head of Jazz Studies at the Paris
Conservatoire Suprieur de Musique et de Danse) kindly hosted me during
Thompson's Soundpainting workshops in Paris during March 2003. Informal
conversations with Anthony Braxton and Eberhard Weber in Munich 1980
also proved inspiring and thought provoking.

My supervisors, Professor Caroline van Niekerk (Department of Music,

University of Pretoria) and Professor Allan Munro (Research Professor,
Faculty of the Arts, Tshwane University of Technology) were very supportive
of my efforts and provided invaluable criticism and encouragement. The
University of Pretoria and Tshwane University of Technology both provided
funding assistance to me. Mr Eric Dinkelmann, former Dean of the Arts
Faculty, Technikon Pretoria, was always supportive of my initial steps in the
direction of research, and made it possible for me to attend master classes,
conferences, and workshops in England, India, and France.

I would also like to acknowledge the contribution of teachers in my

undergraduate years at the University of Cape Town, including Professor
James May, Caroline Mears, and especially the late Doctor Barney Keaney,
 ix

all of whom provided inspiration and encouragement in my initial studies of

music and philosophy. Professors Darius Brubeck and Jrgen Braninger of
the University of Natal further shaped and guided my musical studies at
Masters' level.

Dedication

My observations regarding Soundpainting and improvisation are fuelled by

some thirty-plus years of experience as an improvising musician and
performer in the fields of jazz and free music, as well as so-called popular and
world music (especially that originating from the Indian sub-continent). These
experiences have led to the good fortune of working and playing with some
wonderful musicians from all these genres both at home (in South Africa) and
abroad. These encounters have not only enriched me as musician and
hopefully as human being, but also encouraged the attitude of keeping an
open mind (and ear).

In this spirit I thank the following musicians and composers: Walter

Thompson, Professors Pauline Oliveros, George Lewis, Diana Blom, Richard
Vella, Doctors Frank Denyer, David Bass, and Nishlyn Ramanna, and Messrs
Rick van Heerden, Kevin Davidson, Lukas Ligeti, John Davies, John Fourie,
Jonathan Crossley, Robert Payne, Ernest Mothle, Nol Klinkhamer, Evan
Ziporyn, Bruce Cassidy, Greg Georgiades, Priyesh Bhana, Ashish Joshi,
Deepak Ram, and my fellow UP doctoral students Dave Galloway and
Chatradari Devroop. Additionally I would like to acknowledge the assistance
of Claude Fabre (Outre Msure, Paris), Christian Rollet (of Association la
Recherche d'un Folklore Imaginaire, Lyon, France), and further thank the
original members of the Darius Brubeck Group: Rick van Heerden, Kevin
Gibson, the late Sandile Shange, as well as Allen Kwela, Syd Kitchen, Tony
Cox, and Steve Newman.
 x

My colleagues at TUT School of Music over the last fourteen years also
provided a number of practical suggestions regarding the teaching of
improvisation skills, as did the students who participated with enthusiasm in
any number of ensembles under my direction. I certainly believe that I learned
as much from them as they might have from me.

As a fairly regular contributor to the National Youth Jazz Festival (held

annually in Grahamstown) I was appointed as musical director of the
Standard Bank National Youth Jazz Band in 2001. I thank Alan Webster
(Festival director) for this opportunity, as well as the Standard Bank National
Youth Jazz Band 2001Ragnhild Tveitan, Siya Makuzeni, Mzamo Bhengu,
Simon Bates, Matthew Boon, Michael Bester, Shaun Johannes, and Michael
Horn. My family (my mother and sisters Caroline and Josephine) also
provided support and encouragement and I owe them a sincere vote of
thanks.

I dedicate this work to all these people from whom I have learned so much
both personally and professionally, but especially to my wife Lydia for her
tremendous encouragement, support, and advice.
 xi

Summary

Soundpainting is the method of "live composition" invented by New York-

based composer and saxophonist Walter Thompson. Using physical gestures
for the spontaneous creation of music, Soundpainting therefore shares
similarities with other types of gesture-based systems for music performance,
such as orchestral conducting. Thompson himself (2006) describes his
Soundpainting system as a "universal live composing sign language for the
performing and visual arts," and therefore Soundpainting can be considered
as a subset of other communication systems such as verbal and written
language, kinesics, and paralanguage.

This thesis outlines the general principles of Soundpainting as a system for

setting into motion spontaneously created music. The author's aim is to
describe Soundpainting in relation to the linguistic turn in Thompson's own
definition. This opens the way to a sociosemiotic analysis, in which it is
susceptible to examination in the light of some theories of language that have
emerged in the course of the twentieth century.

A theoretical framework is developed drawing on the work of such pioneers of

semiotics as Saussure and Peirce, as well as the later work in philosophy of
language of Wittgenstein, Barthes, Eco, Derrida, and others. The eclectic
concerns of Soundpainting suggest situating Thompson's language in the
context of current debates in critical theory about tonality, jazz, and
improvisation as strategies for constructing identity. Soundpainting, by
demonstrating that musical signification can be negotiated through
consensus, problematizes the convention of the composer as the sole
legitimating authority of the work.

Considering Soundpainting as a processual activity, this dissertation outlines

the general principles of Soundpainting as a system for the spontaneous
 xii

creation of music. Emphasizing the process-based character of Soundpainting

(and its affinity with other forms of improvised music) suggests that such
categories of musical activity need to be studied from a different vantage point
from that of historical musicology.

Keywords

Communication, Conducting, Critical theory, Experimental music, Free

Improvisation, Musicking, Philosophy of Language, Semiotics, Soundpainting,
Wittgenstein.

Notes to the reader

The author wishes to explain in advance a few conventions regarding proper

names and references as used in this doctoral study. When the author cites a
name such as Ferdinand de Saussure or Michel de Certeau in full,
subsequent references will be cited as Saussure and Certeau.

Wittgenstein's writings are normally cited by title and paragraph number, not
by page number. To alert the reader to this, the author uses the symbol <>.
A citation from Philosophical Investigations aphorism 9 is then understood as
(Wittgenstein), PI 9. The author follows this convention also with regard to
writings of Debord as cited.

Gestures in the Soundpainting language are indicated by enclosure within

these symbols <>, as in the <long tone> gesture.

The whole gamut of musics known as "classical" is defined as largely tonal,

notationally based music of the common practice period, dating from the time
of Bach until the end of the nineteenth century, and is abbreviated WEAM (for
Western European Art Music), after Conrad Cork's "felicitous acronym for
 xiii

Western European Art Music" (Collier 1998:11).

For convenience, the author provides a glossary (section 1.10), following the
convention that the first time such a term is introduced, it is placed in bold
italics, indicating that a further definition is available in the glossary.
Chapter 1 : Research outline

Introduction

Walter Thompson is a New York-based composer and saxophonist who

derived the basic idea of using non-verbal signals for directing the course of a
live ensemble performance in that city in the mid-1980s. Thompson (2006:12)
describes the genesis of Soundpainting as follows:

Thompson moved to New York City in 1980 and formed the Walter
Thompson Big Band (now the Walter Thompson Orchestra) in 1984.
During the first year with his orchestra, while conducting a performance in
Brooklyn, New York, Thompson needed to communicate with the
orchestra in the middle of one of his compositions. They were performing
a section of improvisation where Trumpet 2 was soloing. During the solo,
Thompson wanted to have one of the other trumpet players create a
background. Not wanting to emulate bandleaders who yell or speak out
loud to their orchestra, Thompson decided to use some of the signs he
had experimented with in his Woodstock days.

As Thompson himself admits (ibid.), the initial experiment did not work as he
had intended1: In the moment he made up these signs: Trumpet I,
Background, With, 2-Measure, Feel; Watch Me, 4 Beats. He tried it and there
was no response! He (Thompson 2006:13) concludes by saying: But in the
next rehearsal, members of his orchestra asked what the signing was about
and he told them. The orchestra members thought it was a very interesting
direction and encouraged Thompson to develop the language further.
Fittingly perhaps, since Soundpainting to a large extent depends on
collaboration between the Soundpainter and the ensemble, the support and
encouragement of the members of Thompsons orchestra spurred him on to
continue developing and codifying Soundpainting.

Thompson's father (to whom Soundpainting Workbook I is dedicated) was an

1
The description of these gestures is drawn from Thompson (2006).
 1-2

artist associated with Abstract Expressionism as practised by Jackson

Pollock, and Walter Thompson's early years were spent listening to the
various kinds of music emanating from his father's tape recorder (which he
liked to use as accompaniment to his painting activities). This early exposure
to music and the visual arts in close association may account for some of the
Soundpainting gestures that derive from the visual arts, such as <pointillism>.

Thompson went on to study composition and saxophone with Anthony

Braxton, a controversial figure in American improvised music, whose musical
career (as composer and performer) incorporates an eclectic set of interests,
ranging from John Cage and Charles Ives to ragtime and free jazz. Braxtons
vast and wide-ranging oeuvre, which incorporates elements from mainstream
jazz, free improvisation, and experimental music, does not readily fit the
stylistic criteria of what is marketed as American jazz. As a consequence of
Braxton's eclecticism, record companies have had considerable difficulties
marketing his unpredictable and iconoclastic offerings in the wider American
and international marketplace. Braxton's own compositions range from quite
loosely arranged frameworks for improvisation to very meticulously and
densely notated pieces, which may also have inspired some of Thompson's
procedures in designing the Soundpainting system.

Using Walter Thompsons set of some 700 gestures, which serve as

instructions to the performers to carry out specific tasks, it is possible to
construct a wide variety of musical events. These range from basic material
for beginner improvisers to complex large-scale performances such as
Thompsons PEXO (2001), which he defines as a Soundpainting symphony.

1.2 Background and justification

Soundpainting is an integrated system of some 700 gestures employed by the

Soundpainter to indicate to the ensemble what is to be performed from
moment to moment. Although there are obvious similarities in this regard to
orthodox conducting, the intentions and results of a Soundpainting
 1-3

performance differ very radically from an orchestral performance, in which the

conductor directs musicians in the performance of a score (such as a
Schubert symphony, for example). In the jazz context, a conductor may
likewise direct a big band in the realization of an arrangement for such an
ensemble by using gestures similar to those of orchestral conducting.

Soundpainting begins with a set of simple signs depicting musical concepts

such as volume, tempo, pitch, and duration. Once the ensemble has
mastered these musical building blocks, the Soundpainter introduces
progressively more complex signals encompassing such notions as genre or
style, key, memory, and more. Under the guidance of an expert Soundpainter,
the performers interpret progressively more complex combinations of signs
resulting in a fluid and flexible performance. In a given Soundpainting event,
the result may incorporate sections of previously prepared music2 as well as
free improvisation.

Thompson started developing his system in 1984 and has since founded the
Walter Thompson Soundpainting Orchestra (or WTSPO), based in New York
and dedicated to the performance of Soundpainting creations. Beginning
spontaneously during the course of a live performance, Soundpainting has
grown over the twenty years of its existence into a robust and precise means
of communication.

1.3 Research questions

The above discussion highlights the central concern of this thesis:

How does Soundpainting operate as a system for the collaborative creation of

music in performance?

2
In Soundpainting parlance, such previously rehearsed sections are known as
<palettes>. Gil Selinger has released a Soundpainting version of Haydns Cello
Concerto in C called Deconstructing Haydn, which links quotations from the original
piece (in the form of <palettes>) with Soundpainting interludes.
 1-4

Two related research sub-questions reveal themselves:

What kind of musical skills should performers bring to bear during a

Soundpainting performance? This sub-question is bound up with the
nature of language acquisition in music, with reference to Thompson's
approach to improvisation
As it deliberately aims to include many of the possible genres of
contemporary musical styles as part of its manifesto, under what terms
and conditions is Soundpainting subject to analysis? In short, into
exactly what kind of musical genre does Soundpainting fall?

Sub-areas considered in conjunction with the main research question are

stated as follows:

The nature of collaboration in creative activity, so as to describe the

dynamics of the contribution of the participants in the musical process
Contemporary trends in musical theory and analysis, which (in some
quarters) display evidence of a radical interrogation of the assumptions
of traditional musicology
Linguistic theory as a comparable analytical methodology, suggested
primarily by Thompson's description of Soundpainting as a language
about music
The relationship between music and media as reflecting a triadic
modality of creation, mediation, and reception
Historically informed performance, because the jazz idiom (like WEAM)
subscribes to the notion of a canon of works as well as emphasizing
the importance of the creative process
Performance and the performative, because notions of agency and
identity are central to certain areas of jazz improvisation.

Semiotic analysis (especially in the field of WEAM) has concerned itself with
the examination of musical scores as the raison d'tre of musical and
philosophical inquiry. Whether and how such methods will be useful as tools
for the evaluation of Soundpainting (as a subset of improvised music) is also a
central concern of this thesis. The author will suggest that the fluid nature of
improvised music tends generally to resist such straightforward semiotic
analyses, and therefore that a different strategic approach to the
understanding of the nature of improvisation may be called for.
 1-5

1.4 Purpose and aims

The purpose of this study is to interrogate Soundpainting from a number of

theoretical vantage points, including those of semiotics, structuralism,
poststructuralism, and postmodernism. This approach is necessitated by the
simple fact that Soundpainting is defined by Thompson as a sign language,
and thus is susceptible to analysis as part of a broader set of languages
whose primary purpose is communication. On the surface at least, this
suggests that orthodox conducting and Soundpainting share similarities with
one another, in that both activities depend on systems of physical gestures to
achieve their purposes.

In comparing the roles of the orthodox conductor and the Soundpainter, the
author will describe Soundpainting as a sign-system for the communication of
musical ideas. The author will provide a survey of scholarship tracing the
development of semiotic theory in general, and its application to the analysis
of music in particular. As semiotics provides an analytical framework for
describing the communication of ideas in general, the author will examine and
evaluate its application to Soundpainting as a means of generating, and
communicating, musical ideas in particular.

The author also aims to consider Soundpainting as a late twentieth-century

musical phenomenon, which, by virtue of its origin in a particular historical
moment, can be subjected to analysis using some of the available critical
tools that have shaped human interaction not only with music, but also the
world. Soundpainting, as a system for the collaborative creation of music in
performance, has the potential to act as a deconstructor of traditional roles
within such performances. Moreover, it exhibits in the range and eclecticism
of its musical concerns (such as Western art music, musical theatre, jazz, and
free improvisation) an awareness of postmodernism.
 1-6

1.5 Justification

Music exists as a three-fold series of processes: a first stage of creation,

or composition; a middle stage of mediation, involving publication,
production, performance, and dissemination; and a final one of reception
and perception.

(Hamm 1992:21)

1.5.1 A note on musicking

The way in which the term "making music" is used in everyday language
highlights an odd paradox. If, in participating in the day-to-day activities that
define their social and occupational roles, actors act, sculptors sculpt,
composers compose, conductors conduct, and dancers dance, what is it
exactly that musicians do? Oddly enough, they "make music."

For Christopher Small, this is an unfortunate shortcoming of ordinary

language, because it implies the existence of music as a reified object out
there, whose nature suggests somehow that it exists, and continues to exist,
independently of those who create it. Small's terms, "to music" and
"musicking," once one has become accustomed to the neologisms, go a long
way to exposing the ideological assumptions at the root of this strange quirk
of language. His definition of the term "to music" goes as follows (1998:9): "To
music is to take part, in any capacity, whether by performing, by listening, by
rehearsing or practising, by providing material for performance (which is
called composing), or by dancing." By using the term "music" as a verb, rather
than a noun, Small's fairly radical conclusion is that there is no such thing as
music as an object per se, and therefore that music only exists as an activity.

Small's line of argument owes a certain amount to David Elliott's exposition of

the idea of music as activity as set out in Music Matters (1995). The author
will suggest (in chapter 3) that both these points of view can be subsumed
under a Wittgensteinian interpretation of language as use.
 1-7

1.5.2 Creation, mediation, and reception

Hamms triad (that is, the three-fold series of processes described above) is
useful as shorthand for describing the often-complex processes underlying
musicking and its progress en route to reception. The production of the
musical artefact at the centre of his discussionLionel Richies song All Night
Long (All Night)takes place in a social milieu far removed from the audience
that it reaches through the medium of radio. In this particular historical
instance,3 factors of distance both in time and space stretch the line of
communication between creator and receiver. Hamm goes on to suggest that
historical musicology, especially as practised in the United States, has
focused its attention mainly on the stage of creation, and that studies of mass
media and some branches of social science tend to examine the area of
mediation and performance (the second part of the triad).

To some extent Hamms preoccupations are far from unique: it is, after all,
against this background or shift of focus that are ushered in the concerns of
the so-called New Musicology. With its origins in neo-Marxist critical theory,
this methodology strives to acknowledge the social element in music by
focussing on process rather than product, thereby emphasizing the people
practising music, circumstances under which musicking takes place, the
media influencing such practices and, in short, the entire web of relations in
which musicking is located.

In Roland Barthess essay, The Photographic Message, he likewise reveals

a threefold perceptual relationship at work between the viewer and the image,
as follows (1977:15):

The press photograph is a message. Considered overall this message is

formed by a source of emission, a channel of transmission and a point of

3
Hamm (1992:26) refers to this song at the moment it was heard over the radio by
two young black women in November of 1984 in a black township in the Republic of
South Africa.
 1-8

reception. The source of emission is the staff of the newspaper, the group
of technicians certain of whom take the photo, some of whom choose,
compose and treat it, while others, finally, give it a title, a caption, and a
commentary. The point of reception is the public which reads the paper.
As for the channel of transmission, this is the newspaper itself, or, more
precisely, a complex of concurrent messages with the photograph as
centre and surrounds constituted by the text, the title, the caption, the lay-
out and, in a more abstract but no less informative way, by the very
name of the paper. 4

Barthes goes on to argue that the photograph is an object endowed with a

structural autonomy (ibid.) but in a process of communication with its
commentary or text, in the literal sense. What is in common between these
two analyses of such different objects of culture (as in a Lionel Richie pop
song and a photograph in a newspaper) is above all that they are products of
everyday society.5 It is perhaps an indication of the quite radical shifts in
twentieth century analytical views of cultural life that such "ordinary" products
of mass culture are considered as worthy of analysis at all. The notion that
such lowly forms of art are capable of saying something to their respective
audiences is clearly a concern of the Information Age and its postmodern
attitude to aesthetic problems, and also for the analysts and commentators
trying to understand the dynamics at play.

Returning to Hamm's discussion, his self-avowedly modest intent is to

privilege the moment of reception, by situating the listeners responses to the
song in the political context of 1980s South Africa, a time of great unrest and
social upheaval. In seeing radio in this case as a promoter of the power
interests of the white minority, he concludes by saying (1992:36): Thus, at

4
Barthes goes on to suggest that: "This name represents a knowledge that can
heavily orientate the reading of the message strictly speaking: a photograph can
change its meaning as it passes from the very conservative LAurore to the
communist LHumanit."
5
Kevin Korsyn (2003:17) prefers the term "the social," suggesting thereby that
"society" is a construct reflecting a number of (sometimes deeply divided) smaller
"micro-societies" and not a monolithic concept. Korsyn suggests (ibid.): "Just as the
postmodern social is decentered, so too are its individuals. Identity today is
constructed through participation in numerous and changing groups, which overlap
and contradict each other." This viewpoint considers society as a product, and "the
social" as a process, to some extent thereby allowing for a more fluid view of the
mutations and migrations through which "the social" is constituted.
 1-9

our moment of reception, the ambiguities deliberately built into Richies song
are particularized by specific conditions of history, society, and ethnicity. A
crucial implication of Hamm's argument is his criticism of the idea of an
unambiguous and final meaning located in the song, suggesting that its
reception at that point in time largely depended on the circumstances under
which it was received.

Creation, mediation, and reception are not, then, in Hamms view, neutral
terms, which portray an unambiguous relationship. He describes the song
(1992:25) in terms of:

Deliberately generalized product, a generic pop song of the early 1980s.

The text is non-narrative, repetitious and episodic; its essence is stated in
the first few lines, actually in the title itself, and there is no dramatic
progression as the song unfolds. The music is likewise episodic, additive,
open-ended.

If the listeners task in this triad is to situate meaning in the song, depending
on the specific conditions of time and place, then the processes of creation,
mediation, and reception each arise from relatively fluid ideological and
cultural positions, which in turn depend on networks of relations. Hamm's
contextualization of Richie's song (as received by those township women in
that place at that time) reveals the deep irony of its message of "party on,
regardless" against the backdrop of this violent and tumultuous period in
South African history, thereby revealing the play of a multivalent dynamic of
reception, as Hamm argues, deliberately "built-in" as part of the content of the
song itself.

It should be pointed out here that the control of radio as a communication

medium was by no means unique to apartheid culture in South Africa. As a
vehicle for propaganda, radio has proved tremendously useful as a means of
entrenching the dominant ideologies of various authorities. On a slightly less
sinister level, Orson Welles's famous 1938 hoax news broadcast about the
purported Martian invasion is a somewhat extreme illustration of the power of
radio to influence and direct public opinion. As documented in Wilson and
 1-10

Wilson (1998:219), the events unfolded as follows:

On the eve of Halloween in 1938, a 23-year old radio producer and actor
named Orson Welles broadcast his rendition of H. G. Wells's short novel
War of the Worlds on 'The Mercury Theater of the Air.'

All week the cast had been struggling to adapt the story to radio and was
finding it difficult to make the drama believable. So Welles decided to
present the story as an interruption of a regular music broadcast, with
news reporters breathlessly cutting in to describe the landing of creatures
from Mars.

Although there were announcements during the broadcast stating that the
attack was fictional, Welles's hoax set off scenes of mass hysteria and panic
as:

By the end of the hour-long broadcast, people had attempted suicide,

jammed long-distance telephone lines, and caused national
pandemonium. Military personnel were called back to their bases. In
Concrete, Washington, a power failure during the broadcast caused a
traffic jam as most of the town's residents fled in their automobiles to
escape the invading Martians. 6

Welles's publicity stunt with regard to The War of the Worlds is a case of
reception going badly awry, in which listeners reacted in panic to a spurious
news broadcast. In contradistinction to the reception of Richie's pop song and
the photographic message as described by Barthes, however, there exist
instances of live performance in which the processes of composition,
performance, and listening take place at the same time, in the present
moment. Such performances often include an improvised component, such as
the music of the Indian sub-continent, free jazz, contemporary avant-garde
music, and certain instances of computer-generated (or algorithmic) pieces,
for example.

6
Wilson and Wilson (1998:219) conclude: "An estimated 6 million people heard the
Welles broadcast, and 1 million of them believed it. It's not known how many others
were caught up in the mass hysteria. As a result, the FCC (Federal Communications
Commission) quickly stepped in and banned fictional news bulletins from the
airwaves."
 1-11

In the case of Soundpainting these processes also tend to unfold

simultaneously, with the result that the divisions between the roles of
composer, performer, and listener are not always obvious. The Soundpainter
may take on the role of conductor, performer, or listener to varying degrees as
the event unfolds, and this fluidity in respect of the boundaries of such roles
suggests that Soundpainting may therefore be seen as a type of
deconstruction of the power relations of nineteenth century symphonic music.

Kershaw (1999:13), in his discussion of the performative7 society, has spoken

of the growing interest in performance with special reference to theatre
history and scholarship. This kind of thinking has tended (in some quarters) to
move away from the historically based study of the theatrical text as object of
inquiry to a more socially situated study of its expression in performance,
where the aim is to situate the text in its social context. In musicology, too,
these concerns are seen as more and more important.8

It is worth noting that the term text may refer to any phenomenon open to
interpretation, so that in this case it might refer to the written score, to the
performance thereof, or to the history of the music and the musician (the
province of orthodox musicology), or even to musicology itself (when
conceived of as a collection of texts).

1.5.3 The role of the conductor in orchestral performance

In the case of the two performance contexts mentioned above (that is,
conducted orchestral and big band performances), the score is a central

7
Performative is defined as "relating to or denoting an utterance by means of which
the speaker performs a particular act (e.g., I bet, I apologize, I promise)." Often
contrasted with constative, "denoting a speech act or sentence that is a statement
declaring something to be the case." This concept, originally from J. L. Austin, forms
part of the author's later discussion on the construction of subjectivity within
improvised music, as do Gates's theories of signifyin(g). Source: Oxford American
Dictionary.
8
As, for instance, Bowen in Cook and Everist (2001:424-451), Rink (2002).
 1-12

element in the realization of these musical events. In such performances the

score functions both as a mnemonic device and as a map of the musical
territory to be traversed, which the conductor and performers navigate
simultaneously. For Small (1998), in the somewhat ritualistic context of a
WEAM performance, the score takes on an almost mystical significance as
the literal and figurative centrepiece of the ceremony. In these circumstances,
the conductor has to have supreme and unquestioned control over the
orchestra or ensemble at his or her command.

Prvost9 expresses the potentially negative results of this situation with vigour
(1995:51): When men are not in control of the music they make, when they
feel compelled to listen out of duty, then it is clear that men are doing things to
other menthat some form of authoritarianism is on the loose. As a case of
authoritarianism on the loose, what better example in a musical context than
orthodox conducting, which operates, as the author will argue, not only as a
sign-system but also as a reflection of power relations within the larger ambit
of late capitalist society?

As Van Leeuwen (1999:82) claims: The symphony orchestra thus celebrates

and enacts discipline and control, the fragmentation of work into specialized
functions, in short, the work values of the industrial age. In this view, the role
of the conductor can be seen as analogous to that of a foreman directing the
workers (members of the orchestra) in the creation of a product (the music)
designed by the owner (the composer) for the consumption of the audience.
The kind of "discipline and control" to which van Leeuwen refers may also be
addressed via the metaphor of music as a journey through time, in which
case the conductor is in charge of the ship, so to speak.

Graham Collier suggests that the model of the symphony orchestra as a

reflection of society is a pervasive one, in stating (1998:11):

9
Prvost is a British drummer and co-founder of the free improvisation ensemble
AMM.
 1-13

It's one of the paradoxes of the worldat least the western worldthat
the values espoused by WEAM are those that dominate our lives. What
we see, in the most common manifestations of WEAM, is a conductor in
charge of an orchestra playing music which depends for its effect on
everything being together. The only changes are those of tempo,
dynamics, and so on, which are put into place by the conductor.

Sounds familiar? This is what most governments would like society to be

like. A government which knows best and a populace which believesor
at least can be made to suspend its disbeliefthat the government is
right.

The operations of the orchestra illustrate a fairly rigid organizational structure,

in which the vector of communication is generally in one direction only, from
the conductor to the orchestra members. This type of organization is generally
categorized as "top-down," in which directions (or orders10) emanate from
above, and tend for the most part to be obeyed without question.

By the end of the nineteenth century the orchestral resources in terms of the
colours, available dynamic range, and sheer numbers of players available to
composers had grown enormously by comparison with those in the days of
Haydn and Mozart. This placed progressively greater resources (in terms of
timbral variation, volume, and sheer numbers of players involved in the event)
at the disposal of the composer and, by extension, the conductor as his
intermediary.

In addition, the increasing complexity of much of this music (and that of the
twentieth century) tends to demand far higher levels of technical skill (that is,
specialization) from the performer. These factors tend to reinforce competition
between performers (as job opportunities in orchestras are limited by
economic constraints) and composers, many of whom depend on public
funding for their survival. These phenomena suggest a reflection of the
industrial work values that van Leeuwen mentions.

10
"Ordinary" orchestral musicians (not the leaders of the various sections) are
sometimes referred to as "rank and file" players, indicating an obvious parallel with
military organizations.
 1-14

During the authors visit to Paris in March 2003, the opportunity arose to
attend a public performance of two works composed and conducted by Pierre
Boulez11 at Cit de la Musique. At the time the need was apparent to compare
the authors experience (as performer and listener in the Soundpainting
workshops) with a kind of music that completely and intentionally excluded
any possibility of improvisation. The sheer virtuosity of the performance left
one with the aural impression of a rare and elegant piece of jewellery, of
extraordinary intricacy and priceless value.

Anthmes 2 (for solo violin and electronics) was performed by Hae-Sun Kang,
a slight figure as she stood in a single spotlight in the centre of the vast
auditorium. Around the auditorium were ranged in a circle a number of
loudspeakers into which were fed very soft, mysterious electronic sounds.
Dans sa rcriture de 1997, Anthmes 2 fait dialoguer le violon solo avec un
ordinateur qui le suit comme son ombre, pour lui rpondre et l par un
vritable contrepoint qui, spatializ sur des haut-parleurs, surgit autour du
public.12

Despite the use of the terms dialogue and reply in the programme notes,
this listener felt very little sense of communication in the music and the
overwhelming experience (reinforced to no small extent by the staging) was
one of loneliness and desolation, a postmodernist map of human isolation
against the backdrop of the Information Age. Compared to an orchestra
performance as reflecting the ideology of the industrial revolution, the Boulez
piece called to mind (both aurally and visually) the image of a faceless worker
punching data into a computer terminal.

11
Boulez himself conducted two pieces, Anthmes 2 (for solo violin and electronics)
and Rpons (for seven soloists and ensemble).
12
In its 1997 revision, Anthmes 2 creates a dialogue between the solo violin and a
computer which follows it like its shadow, replying to it here and there in a true
counterpoint which, spatialized over the loudspeakers, surrounds [lit. emerges
around] the audience. Programme notes for Boulez concert at Cit de la Musique.
Paris, 15 March 2003. Authors translation.
 1-15

1.5.4 Free jazz as ensemble performance

Beginning in the late 1950s and early 1960s (and in stark contrast to the
meticulous organization of much art music of the time) stands the genre of
free jazz. This loose movement was initially spearheaded by musicians such
as Cecil Taylor, Sun Ra, Ornette Coleman, and, later, John Coltrane. Any hint
of authoritarianism was strenuously avoided, very often for ideological or
political reasons, and performers made music spontaneously without the
necessity for either score or conductor. There existed the assumption of a
kind of musical democracy resulting in what might be termed composition by
consensus. Often derided as the province of charlatans by more conservative
jazz writers, free jazz makes its own demands of technique and concentration
on player as well as audience.

Anderson (2002:133) describes the revolutionary impact of Ornette Colemans

music in these terms:

The Ornette Coleman Quartet aroused a critical furor that polarized

performers, journalists and fans immediately following its New York City
debut in 1959. Colemans compositions and alto saxophone playing
reordered structural principles to afford maximum melodic and rhythmic
freedom. By allowing each musician to play inside or outside
conventional chord, bar, pitch, and tempo guidelines, he pursued an
expressive and collective approach to improvisation pioneered by pianists
Cecil Taylor and Sun Ra.

The elements in Colemans early music point in an obviously jazz direction,

unlike much of the music created by "experimental" composers with more
overtly philosophical concerns. John Cages interest in methods of
indeterminacy, for example, was motivated largely by his need to avoid any
semblance of individual taste and memory,13 an antithetical position to the
jazz musicians insistence on individuality of sound. By rigorously limiting the
possibilities for individual expression, modernist "experimental" composers
sought to constrain improvisation, thereby maintaining a form of control over

13
Potter (2000:6) discusses this concept in some detail.
 1-16

the random elements within their compositions.

Berendt (1991:128) compares the sound ideals of jazz and orchestral

musicians as follows:

A jazz musician has to have a sound, his own personal sound by which
the listener can, after a few bars, identify him. How different is the sound
ideal of Western classical music: Basically and with a few grains of salt,
there is one obligatory sound ideal for all musicians of an orchestra.

Lucy Green (2001:212) acknowledges the beauty as well as some of the

negative elements of this orchestral Klangideal14 when she states:

Whereas the emphasis on achieving the 'right' tone quality or colour is in

itself a beautiful aspect of classical music-making, it is also accompanied
by some disadvantages: in particular, that in pursuing an ideal sound,
idiosyncrasy must be controlled and is nearly always considered to be
'wrong,' there being only a few geniuses whose personal touch has been
celebrated as such.

For Lewis, the individual sound of the jazz musician is a vital means of
constructing identity. As he expresses it (2004a:4):

In the context of improvised musics that exhibit strong influences from

Afrological ways of music-making, musical soundor rather, 'one's own
sound'becomes a carrier for history and cultural identity. 'Sound'
becomes identifiable, not with timbre alone, but with the expression of
personality, the assertion of agency, the assumption of responsibility and
an encounter with history, memory and identity.

Whether the pioneers of free jazz in America were aware of the experimental
music of Cage and others, which had preceded this revolution by some twenty
years, is open to debate. Cages thinking was in any case not about the same
kind of freedom that lay at the heart of the free jazz movement. Cages dictum
(as discussed in Nyman 1999:32), was that: The opposite and necessary
coexistent of sound is silence, which would have held little interest for
Ornette Coleman at the time of the release of his seminal Free Jazz

14
The German term literally translates as "sound ideal."
 1-17

recording.15 Coleman later was to develop a theory of composition known as

harmolodics, in which horizontal content is the central motivating musical
element.

1.5.5 The role of the Soundpainter in ensemble performance

The dynamics of orchestral performance, in which the conductor plays a

pivotal role, and those of freely improvised music in which, ostensibly at least,
there is no leader, suggest two extremes of power relations within musicking.
In the orchestral context, the players are contractually obligated to follow the
conductor's directions; in free improvisation, the leadership position is
constantly under negotiation, as the dominant role is not formalized, and is
assigned more or less accidentally as a consequence of the musical
processes taking place. In free music, this "dominance" may be seen as a
temporary by-product of the music itself, in which, for example, a player may
cease playing for a time, thereby ceding an acoustic space to the other
musicians.

In orthodox orchestral performance, the conductor uses the score as a guide

to directing the musicians in the interpretation of the composers intentions.
Obviously the quality of these performances will depend on the training and
technical abilities of the musicians and the conductor. Their ability to read
sometimes extremely complex and difficult music while producing an
acceptable sound from their instrument of choice becomes significant. The
work of the Portsmouth Sinfonia (as documented in Nyman 1999:161-2) is an
extreme instance of what happens when these conventions of Western art
music are intentionally subverted, often to hilarious effect.

The staging of a Soundpainting event, by contrast, differs from a performance

15
The guitarist Pat Metheny (influenced by Colemans music in his early career) has
released a recording called Zero Tolerance for Silence. Metheny's collaboration with
Coleman is documented on the recording Song X.
 1-18

by an orchestra or a jazz ensemble in the sense that in Soundpainting the

score generally does not take pride of place; the musicians create improvised
music on the spur of the moment without reference to textual instructions.
The performers are free to be influenced by the musical results of their
interpretation of the gestures and to go where the music leads them. This
state of affairs carries with it, however, the responsibility of active and
concentrated listening as well as the need to do honour to the sign in
question.

The Soundpainter hovers between these two dynamics of power relations as

discussed above,16 allowing the performance to emerge in a manner
fundamentally different from the orthodox conductors contribution to the
musicking process.17 Unlike the clearly-defined boundaries of the conductor's
job, the Soundpainter's task may subsume the role of conductor, composer, or
performer to varying degrees in the same instant, the boundaries of which
may shift from moment to moment as the music unfolds.

Despite the improvised nature of a Soundpainting performance and the

amount of freedom allotted to the participants, it should be emphasized that
the gestures of this form of spontaneous musicking are very precise indeed.18
While the ensemble's musical journey may eventually reach a hitherto
uncharted destination, the gestures involved in getting there are designed to
be unambiguous, to be delivered after the Soundpainter has acquired a
thorough knowledge of their execution through diligent practice. While the
gestures of Soundpainting brook no ambiguity in themselves, their
interpretation by the performers involved allows room for a wide range of
musical results, from quite specific details as in <play a long Ab pianissimo>
to a much more general gesture, such as <improvise freely>.

16
The comparison is between orchestral music and free improvisation.
17
This is not to suggest that WEAM somehow is lacking in authenticity as compared
with Soundpainting, but rather that the rules and results of their respective games are
different.
18
Thompson emphasized the need for precision in signing the gestures throughout
the workshops that the author attended (Paris, March 2003).
 1-19

The way in which this form of musicking is generated by a set of physical

gestures suggests that it is open to analysis on the most immediate level as a
semiotic system, in which the performers respond to Thompson's sign
language on the basis of a shared understanding of what a given sign means.
In this view, the gestures of the Soundpainting language themselves may be
categorized as first-order phenomena, in other words, as uninterpreted data.19
Acknowledging the different musical results of each activity, Soundpainting
has more in common than one might have imagined with orthodox
conducting. The crucial difference for the author lies in the opportunities for
indeterminacy provided by Thompson's language, opportunities for what
Heble, referring to the music of the Art Ensemble of Chicago (AEC), has
termed "impromptu explorations of a semiotic freedom" (2000:72).

In this sense, the author asserts that Soundpainting interrogates Western art
musics necessary separation of the roles of performer and conductor, as both
interact in the live moment of making music, foreshadowing Pierce's term
(section 4.1), "in character." The signs of Soundpainting have the potential to
set in motion an infinite number of such spontaneously invented musical
moments. The Soundpainters task is not to edit or comment on or repress
such moment-to-moment events but to allow them to unfold without
interference. This requires respect for the performers contribution, in
whatever situation.20

The key issue is that the Soundpainting experience (from the vantage point of
conductor or performer) tends to lead the participant into the fundamental
issues of musicking. There are no mistakes, only the subjective expression of

19
Heylighen and Joslyn distinguish between first-order and second-order cybernetics
on the following basis (2001:3-4): "An engineer, scientist, or 'first-order' cybeneticist,
will study a system as if it were a passively, objectively given 'thing,' that can be
freely observed, maipulated, and taken apart. A second-order cyberneticist working
with an organism or social system, on the other hand, recognizes that system as an
agent in its own right, interacting with another agent, the observer."
20
It is regarded as bad etiquette in Soundpainting to signal silence to a performer in
the midst of an improvised solo, for example.
 1-20

the tasks at hand. The conductor might ask of himself: Are my gestures clear
and comprehensible to all present? The performer might ask: Do I understand
what is required of me within the boundaries of the sign-system, as I have
interpreted it? Essentially, the system operates effectively if there is a shared
semiotic musicking system in place.

In Soundpainting, the separation of conductor from performer (a necessary

element in orthodox conducting) dissolves into a collaborative experience of
musicking. Thompson21 points out that what is of primary concern here is the
communal experience. The value of this experience lies precisely in
Soundpaintings potential adaptability to different levels of musical skill.
Children, for instance, as well as musicians who do not have the reading or
technical skills of orchestral players, can participate in a performance in a
somewhat less threatening musical environment than that of the orchestra.22

The Soundpainter requires, as a consequence, a degree of alertness to the

cultural differences, expectations, and competencies embodied in the
disparate sound potentialities at hand. In this situation, the Soundpainter
must manage such variables as divergent levels of training, skill,
acculturation, and musical talent so as to produce a cohesive performance or
product. To some extent these variables are taken care of by Thompson's
emphasis on process rather than product.

1.5.6 The Soundpainter as ensemble director

This study of a contemporary form of spontaneous music-making called

Soundpainting, while conscious of the difficulties in comparing orthodox
conducting with such a manifestation of late twentieth century cultural activity
as Soundpainting, needs nonetheless to take account of some obvious

21
Author's interview with Walter Thompson, Paris 2003.
22
During the Grahamstown National Youth Jazz Festival in 2004 and 2006, the
author directed two Soundpainting ensembles with participants ranging in age from
13-18 years.
 1-21

surface similarities between these approaches to musicking. In each case,

specific elements23 of the musical journey are entrusted to a single person in
the figure of the conductor or Soundpainter. This individual is responsible for
managing both the on-stage performance, as well as the rehearsal time
allocated to the musicians in such a way as to generate the best performance
possible in the most time-efficient manner.

The Soundpainter controls the flow of the music by using physical movements
of his or her body which suggest a course of action for the musicians to follow:
for example, a movement of the arms and body in a certain direction may
suggest an increase in tempo or a diminution of volume. In orthodox
conducting, these movements may provide additional interpretive information
to the members of the orchestra, which supplements that contained in the
symbolic language of the score; in Soundpainting, these movements, in
appearance very different, confirm memorized responses on the part of the
musicians to the Soundpainter's instructions. A comparative study between
these two modes of musicking is therefore appropriate to this research
because "the closest thing" to Soundpainting (on the physical level of what is
actually taking place) is orthodox conducting.

These physical similarities notwithstanding, the repertoire of these two

approaches to musicking is very different, and, obviously therefore, the results
obtained (what kind of music is produced by these activities). The different
types of music so resulting, in turn, confirm that WEAM conducting and
Soundpainting have very different agendas and audiences. The fundamental
agenda of WEAM conducting is to conform to the intentions of the composer
as manifested in the symbolic language of the score as accurately as
possible, and achieving this aim must of necessity vest control in the
conductor's hands or baton.

23
As Thompson suggests (author's interview), the conductor "improvises" for the
most part only with the elements of tempo and dynamics.
 1-22

For the above reasons, the author limits the field of study mostly to these
forms of music that employ a director, and, as a consequence, situates the
essential emphasis on the very complex set of events, which take place
during musicking in these two fields. The focus on performance which results
from these considerations is then appropriate to the study as it attempts to
answer unsolved questions raised during the author's own experience as a
performing musician in a variety of musical styles. This suggests a potential
area of conflict between the orchestral musician and the improviser, in that the
orchestral musician deals mainly with the performance of the music of a
particular historical era, in which the symphony orchestra, simply put, takes
part both as interpreter and vehicle for a largely tonal repertoire, while the
improviser's identity tends to be forged on the spot in a wide variety of social
and performance situations, necessitated by the demands of his or her
circumstances of employment.24

1.6 Chapter divisions

The layout of this thesis is as follows:

Chapter 1 contains introductory material relating to the authors research into

Soundpainting as a system for the collaborative creation of music in
performance. After discussing the creation-performance-reception framework
and comparing the orthodox role of the conductor in Western art music with
that of the Soundpainter, the author considers these activities from the
viewpoint of the power relations underlying them. The origins of semiotic
theory are examined as a starting point, in addition to material relating to
some other possible theoretical frameworks for the analysis of improvised

24
While it is noted that some compositions for orchestra call for the musicians to
improvise and also that some jazz performances are very precisely notated (Duke
Ellington's Suites for instance), the author aims to limit the discussion to musics that
are more or less created in the moment, such as "traditional" jazz, free jazz, and
Soundpainting.
 1-23

music in general, and Soundpainting in particular.

Chapter 2 traces salient developments within critical theory and the

philosophy of language as a background to the application of semiotics to
notated music. The work of Saussure and Peirce is discussed as the origin of
many of the most important theories about language and culture to emerge
during the course of the twentieth century. Following Bowen (2001:424-451)
and Goehr (1992), the distinction is drawn between music "as work" and
music "as event," and the necessity in this thesis for the study of music as
performance is highlighted. The implications of this distinction are significant
for an understanding of the different set of critical tools required in the case of
a spontaneously negotiated type of music such as Soundpainting.

In chapter 3, the author applies a sociolinguistic framework to the analysis of

musical performance, especially those performances which depend on
improvisation as an organizing principle. The author's aim is to arrive at an
approach to the analysis of improvised music that accounts for some of its
fluid and spontaneous nature. Considering Soundpainting as a specific case
of music as "event," the author next discusses the kind of methods best suited
for the analysis of Soundpainting, with a view to suggesting some possible
frameworks for analyzing the process of improvisation in general.

In chapter 4, the author considers the metaphorical links between jazz

improvisation and language, especially spoken language. The author also
examines the tensions that may arise between the individual jazz musician
and the norms of other musicians with whom he or she is interacting, as well
as the nature of this interaction in relation to the audience's reception of such
musicking. Such issues throw into relief the nature of the Soundpainting event
as a case of nearly free improvisation, and help to situate Soundpainting at a
point on a continuum between organization and total freedom, one of the
tenets of the 1960s free jazz movement.

Chapter 5 examines some key concepts in the writings of Bourdieu (1990,

1991), Czikszentmihalyi (1991, 1997), and Sawyer (1999, 2002, 2003a,
 1-24

2003b, 2006a), in the context of communication, collaboration, and creativity

in improvised music. Various theories of communication and creativity are
examined so as to examine these processes at work in Soundpainting. The
cybernetic theories of Bateson and others are also considered.

Chapter 6 explores the origins and historical background of Soundpainting as

a sign-system for improvised musicking, in order to situate Soundpainting in
the context of late twentieth-century music performance practice. Examining
Soundpainting in some of its manifestations, the author describes what and
how Thompson's language communicates.

Chapter 7 suggests some conclusions and recommendations drawn from the

authors research with regard to Soundpainting as a language for live
performance. As argued above (section 1.5.5), Soundpainting can provide a
positive and non-critical environment for music creation and a supplement to
more traditional text-based improvisation methods.

1.7 Methodology

Recalling Thompson's definition (2006) of Soundpainting as a "universal live

composing sign language for the performing and visual arts," the author's
methodology is to examine various theories of the sign within the broader
context of twentieth-century critical theory so as to introduce some key
concepts for the analysis of spontaneously created musical performances.
These modern theories of signification derive primarily from the work of such
authors as Saussure and Peirce, and are later developed in the work of
Barthes, Eco, and others. The author draws on key concepts from
Wittgenstein's philosophy of language, such as his notions of language as
use, the language-game, family resemblances, and Wishart's definitions of
conventionalized and direct "utterance" as applied to music.

By drawing on interviews recorded with Thompson in Paris 2003 and the first-
hand experience of Thompson's approach to using the gestures as conveyed
 1-25

in the workshops and performances in which the author took part, the author
develops a set of critical tools to analyze and evaluate Soundpainting as a
manifestation of late twentieth-century performance practice. Thompsons
insights into the history and operations of the system form the kernel of this
thesis. Selected Soundpainting works such as Gil Selingers Deconstructing
Haydn and Thompsons own PEXO Symphony will also form an important
component of the discussion.

1.7.1 Survey of scholarship

Semiotics, or the theory of signs, has its modern beginnings25 in the work of
two pioneers, the Swiss linguist Ferdinand de Saussure and the American
philosopher Charles Sanders Peirce. Saussures thinking led him to an
interpretation of the structure of language based on binary oppositions. For
Samuels (1999:3):

Saussure's basic armoury of concepts proceeds in binary oppositions.

First, he distinguishes 'synchronic' analysis from 'diachronic.' Synchronic
analysis attempts to reconstruct the totality of relations between signifiers
in a system at a given moment of time; diachronic analysis traces the
evolution of signifiers through time. Secondly, language exists both as an
abstract system of rules, which Saussure terms 'langue,' and as particular
instances of spoken or written utterance, which he terms 'parole.' Thirdly,
the analysis of language must be both 'paradigmatic' and ' syntagmatic.'
Paradigms are groups of signs which may theoretically substitute for one
another, whereas syntagms are allowable ('grammatical') sequences of
signs.

Aston and Savona (1991:5-6) summarize this central oppositional aspect of

Saussures thinking as follows:

What emerged from Saussures work was an understanding of language

as a sign-system, in which the linguistic sign was further presented in
binary terms as signifier and signified, or sound-image and concept.

25
Theories of signification (how words and other signs convey meaning) have been
a central concern of Western philosophical inquiry since ancient times. Early
formulations of semiotic theory are found in Greek philosophy and the later work of
Locke.
 1-26

The two sides of the linguistic sign are arbitrary, which enables language
to be a self-regulating, abstract system, capable of transformation.

Peirces work, on the other hand, revolves around a tripartite approach, one of
the most widely known examples of which is his concept of icon, index, and
symbol, where icon indicates a sign linked by resemblance to its signified,
index, one which "points to" its object, and symbol, one where the connection
is a matter of convention. In this instance Aston and Savonas (1991:6)
citations of photograph, smoke as related to fire, and the dove as a symbol of
peace are useful examples of each concept.

These two interpretations of language as a sign-system soon found

application in the fields of theatre (the Prague structuralists), literary criticism
(Barthes and Eco), and analysis and theory of music (Agawu, Nattiez, Tarasti,
and Monelle, to name a few). Monelles seminal work, Linguistics and
Semiotics in Music (1992), ranges widely from discussions of intonation
theories26 to analyses of popular music, and has proved to be influential in
bringing semiotic concepts into musicology, while such writers as Tarasti
(1987), Agawu (1991), and Samuels (1999) are chiefly concerned with the
application of semiotics to the notated music of composers such as Sibelius,
Wagner, Mozart, and Mahler. For the most part, semiotic theory as analytical
methodology has been applied to music where the score is of necessity a
central structural element of the musical event.

1.7.2 Theoretical frameworks

As Soundpainting consists for the most part of improvised music which

functions without a score, it may be more suited to the type of popular music
analysis as seen in Hamm (1992) and Tagg (1999). This type of analysis,
while acknowledging semiotics as a point of departure, also takes cognizance
of the fact that the spontaneous creation of music is a part of everyday human

26
These apply to the work of Asafiev with regard to the relationship between
intonation and meaning in language and not theories about musical intonation as
such.
 1-27

activity, as is concert music in its customarily more formal setting. Small's

notion of "musicking" is an important conceptual tool, as it emphasizes the
activity of creation rather than the product generated by such activity. Such an
emphasis recognizes the spontaneous and provisional nature of
improvisation, and that "meaning," per se, is generated by the human beings
that bring such music to realization.

As Ramanna (1998:2) states it:

Music is significant precisely because of its meaningful inter-

connectedness with the flux of everyday life. As such, we need to be
cognisant of the people actually composing, performing, recording,
producing, and listening to this music. To write meaningfully about music,
I think, is to write with an awareness of the actual human beings
producing and consuming it.

Ramannas important notion (1998:213-238) of "discourse of place"27

emphasizes that variables such as geographical locale, levels of skill, and
diversity of musical backgrounds are factors, which affect the activities of
creation, mediation, and reception in the musicking process. Such variables
will obviously have an important bearing on the qualities performers bring to
any live performance, but become especially important in improvised music
like Soundpainting, because quite literally no one knows what the outcome
will be in advance. In these circumstances, trust between the Soundpainter
and the ensemble and a willingness to "go with the flow" are imperative.
Unlike an orchestral performance, in Soundpainting, there is no overt map
provided for the performers, no parts or score to guide the way.28

27
Ramanna (1998:216) views this notion as consisting of two questions: "1) Where is
the music heard? How do its meanings emerge and evolve in relation to the venues
in which it is performed/heard?" and "2) Is Durban a place of any significance in
terms of the forms which the music takes? Would the music be different if it had been
performed/composed in Johannesburg or Cape Town, New York or Reykjavik?"
28
During both performances in Paris in March 2003, the author observed that
Thompson at times consulted a list of the signs he had explained and rehearsed
during the workshops. When asked if he was using this as a plan of action for the
compositions, he made it clear that the list was merely there to prevent him from
signing a gesture that the ensemble had not prepared in advance.
 1-28

"Discourse of place," as theorized by Ramanna, further implies that no

musicking takes place in a vacuum. His study describes the reactions of
performers and audience members alike to the musical event: not only to the
music as first-order event, but to the entire web of relations from which the
music (and the social environment from which it springs) is constructed. This
web or network, Ramanna argues, is intersubjective, in that it consists of a
collectively negotiated understanding between audience and performers of
the mostly unfamiliar territory29 traversed during a performance by Ramanna's
group Mosaic.

1.7.3 Theories of improvisation

While Soundpainting may at times draw from genres as diverse as Western

art music,30 experimental music, minimalism, free jazz, or even the local
music of South Africa,31 its main area of activity is that of improvised music.
Defining what is understood by improvisation begins with the distinction
between the pragmatics of the art and what might be termed its philosophical
and political implications.

By pragmatics the author has in mind the wealth of practical method books
available, whose main aim is to assist the student of improvisation in the
process of language acquisition. This process of learning the language is
often presented in notated form, showing (for the most part) little evidence of
engagement with current debates around the place of improvisation in the
wider context of critical theory. This is perhaps to be expected, since many of
the authors of such pedagogical methods are first and foremost practical
musicians, and not theoreticians of jazz studies as a discipline.

29
The repertoire of this group consisted mainly of original compositions drawing from
a hybrid of jazz and Indian music performed on acoustic instruments at relatively low
volume levels.
30
Gil Selingers Deconstructing Haydn has been mentioned earlier with reference to
the use of <palettes>.
31
In Jeanneaus workshops in Pretoria we used Abdullah Ibrahims piece
Mannenberg as a <palette>.
 1-29

The aim and object of many such methods is to expose the student of
improvisation to discrete elements of the language (such as phrasing, for
example) and to assist novices in the internalization of key elements of the
vocabulary of the genre under discussion. Methods by musicians such as
Lateef (1975), Baker (1987a, 1987b, 1987c), Steinel (1995), Voelpel (2001),
Sher and Johnson (2005), and Evans (2006a, 2006b) exemplify the practical
side of this process of language acquisition. Where theoretical elements are
employed in such methods, they are largely concerned with the musical
relationship between the horizontal (melodic) element and the vertical
(harmonic) one, so as to assist the novice in making the appropriate note
choices.

In tonal improvisation, the appropriate note choices are governed by a

protocol known as the chord scale, which codifies the relationship between
the horizontal and vertical elements in a systematic way. By analyzing the
harmonic implications of the chord progression of a given piece in advance,
the novice improviser is able to choose the appropriate chord scales to assist
him or her in soloing over such sections of the piece where this is called for.
With practice and familiarity, this procedure becomes internalized, and the
fluency of the improvisation gains in leaps and bounds. In jazz parlance, great
improvisers so demonstrate their "chops," a term which implies both fluency
and technical mastery of their instrument of choice.

Improvisation can also however be theorized from a rather more abstract

vantage point, a political/philosophical one (in which it is conceived of as
linked to the negotiation of identity). By conceiving of improvisation as a social
activity, the "new jazz studies" draw on developments in critical theory to
demonstrate how performers interrogate subjectivity in the course of
performance. This new approach to jazz scholarship finds expression in the
work of such critics as Paul Berliner (1994), Ingrid Monson (1996, 1998),
Dana Reason (2004), Robert O'Meally et al. (2004), George Lewis (2000,
2004a, 2004b, 2004c, 2004d), and Ajay Heble (2000), who underscores the
necessity of exploring the links between jazz studies and critical theory as
 1-30

follows (2000:12):

By tracing particular aspects in the history and development of jazz from

its origins to the present day, we can observe the ways in which
fundamental changes have taken place both in theories about jazz and in
theories about language (and its relation to social realities). Similar kinds
of reorientations of interpretive strategies in these adjacent (and, indeed,
interpenetrating) discourses of jazz and literary theory suggest to me that
much might be gained through a rigorous attempt to theorize the history
of jazz in relation to the broader debates about language, culture, and
identity that get played out in the history of contemporary critical theory.

On a more prosaic level perhaps, improvising is also often viewed as akin to

conversation, not only by theorists, but also by musicians themselves. The
discourse of improvisation, the author will argue, is pervaded by metaphors of
music as speech and/or narrative. As Kane (2006:50) states:

Improvisation is, after all, a language. And like language, a significant

amount of time is necessary for students to develop confidence and
technical proficiency needed to communicate improvisationally through a
musical instrument.

Kane uses the metaphor of improvisation as language to reinforce a common

idea that both music (in this instance, improvised music) and language
communicate something. Kane's metaphor is predicated on the idea that
scales (and, in particular, the object of his discussion,32 the blues scale)
possess the ability to convey meaning. As he states it (ibid.): "Students
continue to fixate on the blues scale (even after having been introduced to
more interesting melodic/harmonic alternatives) because they can hear its
inherent communicative qualities." This raises a vexing question at the
forefront of the new jazz studies, namely: How and what can such musical
materials as scales be said to communicate?

32
Kane's argument hinges on the suitability of the blues scale as a starting point for
novice improvisers, one of the most useful characteristics of this scale being its
holus-bolus applicability to the harmonic structure of the blues. As he suggests
(2006:50): "The blues scale also offers students the opportunity to explore
improvisation without regard to correct or incorrect note choices. In other words,
every note in the blues scale sounds good over a blues form."
 1-31

Part of the answer to this question may lie with the notion of signifyin(g), a
concept of Henry Louis Gates, which in turn is connected to the manipulation
of language for the purpose of subverting the status quo. Theorizing a link
between music and literary language (as in "the blues aesthetic and the
African-American signifying tradition"), Ayana Smith (2005:179) notes:

Both the blues aesthetic and the African-American signifying tradition

have engendered a diverse array of new critical approaches to African-
American literature. Many of these approaches pertinent to literary
studies are also applicable to music. Since the very nature of the blues
incorporates an oral form of literacy, it is only natural that commonalities
should exist between these two art forms.

So saying, Smith finds a degree of common ground between two artistic

practices on the basis of their grounding in an oral tradition. In this regard,
Roach has employed Ngugi waThiongo's term "orature," defined as
(1995:45): The range of cultural forms invested in speech, gesture, song,
dance, storytelling, proverbs, customs, rites, and rituals. By placing value on
such a range of cultural forms, these authors valorize the oral as cultural
practice. Similarly, Sawyer (2002:32) defines one of the key characteristics of
improvisation as its manifestation in "an oral performance, not a written
product."

The key concern of this section might be simply phrased as this question:
How do musicians learn to improvise? The answer is on the one hand, by
engaging with music on a "pre-literate" basis, acquiring musical skills by ear,
and, on the other, for "schooled" musicians, by learning through such
methods as have been discussed. While access to such methods obviously
presupposes a reasonable degree of musical literacy, it is important to note
that Soundpainting does not require the ability to read music as a prerequisite
for performance.

1.7.4 Group improvisation as a collaborative process

Sawyer highlights the collaborative element of improvisation in stating

 1-32

(1999:202):

Socioculturalists study multiple levels simultaneously by choosing as their

unit of analysis the micro-processes of interaction during specific events.
I believe this is the only way to understand group improvisation fullyits
moment-to-moment unpredictability, its collaboratively created nature, its
constant dialectic between individual creative actions and the
collaboratively created flow of the improvisation.

Sawyer's studies have included children's games, improvised comedy, jazz

performance, and everyday conversation, all of which share an improvised
character. What is at stake for Sawyer in his examination of "the micro-
processes of interaction" are three elements that unite such practices: their
unpredictability, their collaborative nature, and the way in which the dialectic
between individual and group is negotiated.

In two critical respects, Sawyer's defining characteristics of group

improvisation (collaboration, and the individual/group dialectic) are common to
many styles of music, which may or may not include improvisation. For
example, the performance of a concerto from the symphonic repertoire by an
orchestra obviously depends on collaboration between the conductor and the
orchestra for its realization. However, this realization takes place in a highly
structured way, both in terms of its dependency on the symbolic language of
music notation (that is, what is played), and, with respect to the organizational
structure of the orchestra itself, in which the various roles of conductor,
soloist, and players (as in the individual/group dialectic) are rigidly defined
(that is, how what is played is to be negotiated). One might say that the rigidity
of this organizational structure is to ensure that the boundaries of the
idiosyncratic, random elements of such performance are similarly patrolled.

In contradistinction to free jazz, in which the random element is allowed to

predominate, however, it is possible to theorize Soundpainting as a system for
limiting the unpredictable results of such improvisational activities by means of
an agreed-upon set of rules, the Soundpainting gestures themselves.
Therefore it is necessary to conclude that Soundpainting, although Thompson
has obvious sympathies with the aesthetics of free jazz, is not a typical
 1-33

example of free improvisation, as the presence of the Soundpainter and the

repertoire of signals at the Soundpainter's disposal suggest the aptness of
Thompson's definition of this form of musicking as "live composition."

1.8 Relevance of this study

In considering how Soundpainting operates, the author adopts a framework

drawn from the field of sociolinguistics to situate this study in the context of
current debates within critical theory around the notions of performance and
agency within certain genres of contemporary music. Thompson's view of
Soundpainting as a language forms the point of departure for this argument,
which therefore brings attention to the fluid and provisional nature of such
music, which is mainly improvised. Although the metaphor of music as
language forms a central pillar in the ordinary speech of some musicians, the
extent to which this metaphor is a viable one is crucial on the way to an
understanding of how musicians negotiate performance.

As a subset of a class of improvised musics, Soundpainting requires a range

of cognitive and musical skills from its participants, which are different in some
respects from both those brought to a performance of free music or a
concerto respectively. The ways in which such skills are acquired and
deployed in the realization of such performances are also highly relevant to
this study.

Raising the aesthetic problem of Soundpainting as a genre, the author

examines the grammar of related musical styles such as free jazz,
"conventional" jazz, as Bailey (1993) categorizes it, with a view to defining
how musicians in various historical periods have negotiated the dialectic
between individual and group to regain control of the means of musical
expression. Soundpainting (whether considered as process or product), in
common with other contemporary styles of music and performance, borrows
strategies from the postmodern in an often self-reflexive and ironic fashion,
thereby exhibiting a somewhat sceptical attitude to its own methods. Some
 1-34

current studies in the field (Auslander 1999, 2003a, 2003b) view music (and
musical performance) as irretrievably "mediatized," and the author sees the
necessity of examining this process as part of the way in which such
performances are created, negotiated, and received.

The Soundpainting environment is designed to be above all a non-threatening

and non-prescriptive one. Being a non-verbal system, it may also serve to
transcend the barriers of language and cultural expectation, once the gestures
have been learned and rehearsed. Further it provides musicians at whatever
level of training and from whatever musical style with room to explore basic or
advanced concepts of musicking. In this sense, it has potential as a method
for novice improvisers and teachers of improvisation who may feel they lack
the skills and resources to tackle the subject. In essence, the relevance of this
study lies in the way that Soundpainting allows and fosters a way of
interrogating power dynamics in musicking.

1.9 Scope and limits

It is no easy task, given the need for precision in language, even to begin to
define such terms as "perform," "improvise," "music," and many others so as
to free them of their ideological burden, imported after the fact of performance
as a descriptive and sometimes prescriptive tool. Although the author aims to
engage with some of these problems on a theoretical level, it seems apparent
that these also represent real problems for practical musicians, precisely
because they are bound up in a web of signifying rules, the task of much
contemporary music scholarship seemingly then the unravelling of these rules
of linguistic engagement.

The limitations as evidenced in this study are based on a theoretical survey of

two fields of musical discourse, historical moments in time, so to speak,
commonly known as Western European art music and jazz. Despite the very
 1-35

different languages within which their discursive frameworks operate, they do

share some significant "isomorphisms," in Hofstadter's terms;33 for the author,
these revolve around the adoption of the tonally-based major-minor system as
their harmonic and melodic methodology.34 In the light of the longevity of this
system,35 and its political and socio-linguistic implications, the author
examines various other musical systems that challenge its dominance.

There are a number of lines of argument, or opportunities for debate,

emanating from the above statement of limitations. Firstly, following the work
of McClary (2000) and Heble (2000), the author suggests that in the
performance conventions of tonal music is sometimes exposed the telic and
legitimating ideology of tonality as a hegemonic reinforcement of the status
quo, and further that jazz's adoption of this system problematizes this cultural
legacy. This is clearly not an unproblematic encounter, as it is deeply bound
up in political responses to the prevailing social circumstances of the time (the
legacy of slavery, the civil rights movements of the 1960s, and other
controversial issues around the problem of identity formation in the
geographically complex locale of the United States).

In the second place, it is part of the author's theorizing around musical

language as a vehicle for identity-formation to consider that these rebellions
and skirmishes take place through the work of individuals (or groups) at the
boundaries of the linguistic code at work in the music. These solecisms both
are grounded in, and chafe against, the animating conventions of the style, for
they can only be defined as such with reference to the rules of the existing

33
Hofstadter (1999:262) defines isomorphisms (mappings between notational
systems) as "information-preserving transformations," suggesting that their operation
is "like playing the same melody on two different instruments."
34
The major-minor system is the common terrain traversed not only by WEAM and
"conventional" jazz, but also by popular music to this day, which suggests that this
system is not without hegemonic power and longevity.
35
Obviously, such a broad statement needs qualification, as there are countless
examples which prove that the contrary is also true, but the dominance of the
language of tonality animates both genres until the appearance of the Tristan chord
and the 1959 first recording of free jazz, respectively.
 1-36

game. It is through the chafing at the boundaries of the language, then, that
new musical languages are formed.

Undeniably influenced by such trivial social pursuits as television, fashion, and

the music industry as many contemporary musical genres may be, it is part of
their agenda of marketing to consider carefully the balance between
innovation and repetition. In these operations of what Adorno and Horkheimer
referred to as "the culture industry," Adorno was able to detect the fostering of
a hegemony36 based on popular music being the new "opium of the people."37
Nonetheless, the author is conscious of a certain sympathy with Adorno's
position, especially since the focus of this study is on genres of little relative
sales volume in the global picture of the music industry. It is possible to find
ample evidence of the music industry's manipulation of musical "fashion
trends," and the literal manufacture of "boy bands" and the "Idols"
phenomenon are obvious confirmations of some of Adorno's pessimism.

This examination of only two sites of performance does not presuppose the
hidden attribution of value to either one, or any at all of the numerous genres
of music available for study as part of human musicking. Moreover, in practice

36
The idea of cultural hegemony originally comes from Antonio Gramsci, and is
linked to the Marxist concept of false consciousness:

Gramsci argued that the failure of the workers to make anti-capitalist revolution
was due to the successful capture of the workers' ideology, self-understanding,
and organizations by the hegemonic (ruling) culture. In other words, the
perspective of the ruling class had been absorbed by the masses of workers. In
'advanced' industrial societies hegemonic cultural innovations such as
compulsory schooling, mass media, and popular culture had indoctrinated
workers to a false consciousness. Instead of working towards a revolution that
would truly serve their collective needs (according to Marxists), workers in
'advanced' societies were listening to the rhetoric of nationalist leaders, seeking
consumer opportunities and middle-class status, embracing an individualist
ethos of success through competition, and/or accepting the guidance of
bourgeois religious leaders.

Available from http://en.wikipedia.org/wiki/Cultural_hegemony.

37
The quotation is from Marx's Critique of Hegel's Philosophy of Right, and reads:
"Religion is the sigh of the oppressed creature, the heart of a heartless world, just as
it is the spirit of a spiritless situation. It is the opium of the people." Available from
http://www.quotationspage.com/quote/31765.html.
 1-37

there is considerable intersection between these and other styles in this

postmodern brave new world, and it is perhaps a characteristic of this ethos
that the nature of boundaries themselves is under close scrutiny.

The performance artist Laurie Anderson sums up the situation38 in typically

laconic fashion in saying: "Postmodernism means never having to change the
subject." For the author, this has two implications: subject as in field of interest
and subject as human individual. In this view, genre-boundaries or style-
boundaries become sites of negotiation with a heavily mediatized world in
which access to areas of power is likewise heavily guarded, because there is
a great deal of money (sometimes, astronomical amounts) at stake.

In the following chapter, the author provides a survey of scholarship with the
aim of examining salient concepts from critical theory as applicable to musical
analysis in general, and Thompson's practice of Soundpainting in particular. In
so doing, the author develops a theoretical framework, drawing on semiotics
and its related potential linguistic and cultural underpinnings, for the
explanation of the dynamics and functioning of Soundpainting as a system for
the collaborative creation of music in performance.

1.10 Glossary

The author here provides a glossary of terms that may be unfamiliar to the
reader, with a view to obviating the inconvenience of extraneous footnotes.

Aporia: Defined as "an irresolvable internal contradiction or logical

disjunction in a text, argument, or theory: the celebrated aporia whereby a
Cretan declares all Cretans to be liars" (Oxford American Dictionary). The
term is also defined in Selden (1989:79) as "infinite regress."

Bebop: (Bop): Peter Gammond defines this form of musicking as follows

38
Laurie Anderson, multimedia exhibition, London 1997.
 1-38

(2002a): "A new style of jazz developed in the 1940s, emphasizing more
sophisticated harmonies and rhythms than earlier jazz. It was pioneered by
Charlie Parker, Dizzy Gillespie, and Thelonious Monk." Bebop sought to re-
establish the African American's position within jazz less as entertainer than
as artist.

Bricolage:

A metaphor introduced by Claude Lvi-Strauss to describe the

improvised construction of mythical thought from the heterogeneous,
often recycled materials of earlier myths, stories, and experiences. In
French, the term refers to the work of a handyman or jack-of-all-trades.
Following Jacques Derrida's characterization of bricolage as the condition
of all discourse and cultural production (Writing and Difference, 1978), it
has become a widely used and debated concept.

(Calhoun 2002)

Changes: Short for chord changes, this term refers to the harmonic form
(chord progression) underpinning the form of a given piece. In tonal jazz, after
the initial statement of the theme, each soloist in turn improvises over this
harmonic structure, in a practice known as "running the changes."

Chord scale: Pease and Pullig (2001:41) define the chord scale as: A set of
stepwise pitches assigned to a chord symbol to provide a supply of notes
compatible with that chords sound and its tonal or modal function. Chord
scales in tonal or modal jazz are thus explicitly bound to the harmonic function
of the chord in question.

Chorus: As defined by Van Heerden (1996:28): In jazz performance, one

complete cycle of the chord sequence.

Code: Baldick (1996) describes this in the following terms:

A shared set of rules or conventions by which signs can be combined to

permit a message to be communicated from one person to another; it
may consist of a language in the normal sense (e.g. English, Urdu) or of
a smaller-scale language such as the set of hand-signals, horns,
 1-39

grimaces, and flashing lights used by motorists.

Conduction: Butch Morris's term for his approach to signal-based directed

improvisation. In his own words:

Conduction (conducted interpretation/ improvisation) is a vocabulary of

ideographic signs and gestures activated to modify or construct a real-
time musical arrangement or composition. Each sign and gesture
transmits generative information for interpretation and provides
instantaneous possibilities for altering or initiating harmony, melody,
rhythm, articulation, phrasing or form.

Source: http://www.allaboutjazz.com/php/article.php?id=689.

Critical theory:

Critical theory is a general term for new theoretical developments

(roughly since the 1960s) in a variety of fields, informed by structuralism,
post-structuralism, deconstruction, Marxist theory, and several other
areas of thought. It encompasses many related developments in literary
theory (which is often a rough synonym) and cultural studies, aesthetics,
theoretical sociology and social theory, continental philosophy more
generally. Despite the difficulties in defining its boundaries or its origins,
some statements can be made about critical theory. It is often informed
by postmodern and post-structuralist theory, though it is not strictly
postmodernist. Its major concerns are questions of identity, both within
the private sphere and within the public sphere, and particularly in
questions of dissonance between those two identities. A major focus of
critical theory, then, is on the process through which these identities are
developed.

Source: http://www.answers.com/critical theory.

Cybernetics: As defined by Gregory (2001):

The science of control. Its name, appropriately suggested by the

mathematician Norbert Wiener (18941964), is derived from the Greek
for steersman, pointing to the essence of cybernetics as the study and
design of devices for maintaining stability, or for homing in on a goal or
target. Its central concept is feedback. Since the devices may be living
or man-made, cybernetics bridges biology and engineering.

Diffrance: With reference to this term in Derrida's strategy of deconstruction,

 1-40

Sim and Van Loon (2005:89, emphasis in original) state: "He made up this
word in French to describe the process by which meaning 'slips' in the act of
transmission. Words always contain within themselves traces of other
meanings than their assumed primary one. It would probably be better to talk
of a field of meaning rather than a precise one-to-one correspondence
between word and meaning."

Differend: This concept, deriving from Lyotard, is described as follows (Sim

and van Loon 2005:97): "Differends are irresolvable disputes in which neither
side can accept the terms of reference of the other."

Discourse: For Sardar and van Loon (1999:14), "A discourse consists of
culturally or socially produced groups of ideas containing texts (which contain
signs and codes) and representations (which describe power in relation to
Others). As a way of thinking, a discourse often represents a structure of
knowledge and power. A discursive analysis exposes these structures and
locates the discourse within wider historical, cultural and social relations."

Form of life: With reference to Wittgenstein's philosophy of language, Hacker

describes this in the following terms (2005):

Wittgenstein employed it to indicate the roots of language and of

agreement in application of linguistic rules, in consensual, regular forms
of behaviour. This includes natural, species-specific action and response,
as well as concept-laden, acculturated activities. Speaking a language is
part of a form of life (a culture) and to imagine a language is to imagine a
form of life. What has to be accepted, the given, is not the empiricist's
mythical sense-data constituting the foundations of knowledge, but forms
of life that lie beyond being justified or unjustified.

Free jazz: As defined by Peter Gammond (2002), this term refers to: "The
avant-garde jazz style of the 1960s associated with Ornette Coleman, John
Coltrane, and others, where the performers were given a free reign with
regard to tonality and chord sequences. The freedom it accorded resulted in
jazz that was extreme even by most modern jazz standards."

Generative grammar: In linguistics, a generative grammar (associated with

 1-41

Chomsky's work in the field) is defined as: "A type of grammar that describes
a language in terms of a set of logical rules formulated so as to be capable of
generating the infinite number of possible sentences of that language and
providing them with the correct structural description." Source: Oxford
American Dictionary.

Gesture: Thompson uses this term in referring to the various signals of the
Soundpainting language.

Grammar: Referring to Wittgenstein's use of the term in the context of a set of

rules for making sense.

Harmolodics: As defined by McKean (2005): "A form of free jazz in which

musicians improvise simultaneously on a melodic line at various pitches.
Origin 1970s: coined by the American saxophonist Ornette Coleman (b. 1930)
and said to be a blend of harmony, movement, and melodic."

Head: For jazz musicians, the initial statement of the melodic theme.

Horizontal: Melody can be seen as forming a horizontal structure as it unfolds

through time.

Jazz: Kennedy 1996 (etymology obscure) "A term, which came into general
use c.191315, for a type of music which developed in the Southern States of
USA in the late 19th century and came into prominence at the turn of the
century in New Orleans, chiefly (but not exclusively) among black musicians.
Elements which contributed to jazz were the rhythms of West Africa,
European harmony, and American gospel singing."39

39
In noting that some so-called "jazz" players (whom he interviewed in the course of
his research) preferred to be known simply as improvising musicians, Ramanna
(1998, 2005) employs the term jazz while conscious of the issues of problematized
identities encompassed therein. The author considers jazz (after Lewis 2002,
Monson 1996, 1998) as a potential site of resistance or struggle.
 1-42

Kinesics: The study of the ways in which people use body movements, for
example shrugging, to communicate without speaking. (Encarta Dictionary)

Language-game:

Wittgensteinian term of art, introduced in The Blue and Brown Books

when rejecting the calculus model of language which had dominated his
Tractatus. It highlights the fact that language use is a form of human rule
governed activity, integrated into human transactions and social
behaviour, context-dependent and purpose relative. Analogies between
games and language, playing games and speaking, justify it. Imaginary
language-games are introduced as simplified, readily surveyable objects
of comparison to illuminate actual language-games, either by way of
contrast or similarity.

(Hacker 2005b)

Linguistic turn: As defined by Christopher Norris (2005):

Collective designation for a range of otherwise quite disparate trends in

twentieth-century thought. What they all have in common is an appeal to
language, to discourse, or forms of linguistic representation as the
furthest point that philosophy can reach in its quest for knowledge and
truth. There are no facts outside language, and no reality other than
that which presents itself under some linguistic description. Thus
philosophers can only be deluded if they seek to render language more
accurate or perspicuous by removing its various natural imperfections
ambiguity, metaphor, opaque reference, etc.and achieving a crystalline
transparency of logical form.

Metaphor: 1) Implicit comparison: the application of a word or phrase to

somebody or something that is not meant literally, but to make a comparison,
for example saying that somebody is a snake 2) Figurative language: all
language that involves figures of speech or symbolism and does not literally
represent real things 3) Symbol: one thing used or considered to represent
another. Source: Encarta Dictionary.
 1-43

Metonymy: A figure of speech in which an attribute of something is used to

stand for the thing itself, such as laurels when it stands for glory or brass
when it stands for military officers (Encarta Dictionary).

Modal jazz: George Russell is widely regarded as having brought the modes
back into jazz. Historically, modality in jazz improvisation can be traced back
to Miles Davis late 1950s recording Kind of Blue, which explores for the first
time very simple harmonic structures as vehicles for improvisation.40

Paralanguage: Nonverbal vocal elements in communication that may add a

nuance of meaning to language as it is used in context, for example tone of
voice or whispering (Encarta Dictionary). Also see Bateson (2000).

Performance art: As defined by Oliver Parfitt (2001):

A term which arose in the late 1960s in an attempt to account for an

increasingly diverse range of forms taken by art in that decade.
Performance art combined elements of theatre, music, and the visual
arts; its deliberate blurring of previously distinct aesthetic categories was
intended to focus attention on the relationships between artist, work, and
spectator, and to question critical judgements about what does or does
not constitute art. In its hostility towards formalism, Performance art
related to other contemporary movements, including Conceptual art and
Environmental art. It was also closely connected with happenings (the
two terms are sometimes used synonymously), but Performance art was
usually more carefully planned, and generally did not involve audience
participation.

Polysemy: Polysemy is defined as "the coexistence of many possible

meanings for a word or phrase" (Oxford American Dictionary).

Semantics: "The relationship of signs to what they stand for" (Hodge 2003).

40
So What, the albums opening piece, has an AABA harmonic structure as follows:

[A] D-7 (D dorian) (8 bars repeated)

[B] Eb-7 (Eb dorian) (8 bars)
[A] D-7 (D dorian) (8 bars).
 1-44

Semiotics: "Semiotics and the branch of linguistics known as Semantics have

a common concern with the meaning of signs. Semantics focuses on what
words mean while semiotics is concerned with how signs mean" (Hodge
2003).

Slippage: "When meaning moves due to a signifier calling on multiple

signifieds. Also known as skidding" (Hodge 2003).

Social Semiotics: As defined by Hodge (2003), this area of study within

linguistics "has taken the structuralist concern with the internal relations of
parts within a self-contained system to the next level, seeking to explore the
use of signs in specific social situations".

Structuralism is "an analytical method used by many semioticians.

Structuralists seek to describe the overall organization of sign systems as
languages. They search for the deep and complex structures underlying the
surface features of phenomena" (Hodge 2003).

Swing: Widely considered as one of the defining characteristics of the jazz

language, swing is a rhythmic approach to phrasing in which a pair of eighth-
notes is interpreted as two parts of a triplet phrased short-long.

Synecdoche: A figure of speech in which the word for part of something is

used to mean the whole, for example sail for boat, or vice versa. (Encarta
Dictionary)

Syntax: As defined by Hodge (2003): "The formal or structural relations

between signs."

Trope: A figurative or metaphorical use of a word or expression, as in: "He

used the two-Americas trope to explain how a nation free and democratic at
home could act wantonly abroad." A conventional idea or phrase, as in: "Her
suspicion of ambiguity was more a trope than a fact." (Oxford American
Dictionary)
Chapter 2 : Music as sign-systema survey of
scholarship

The best way to predict the future is to invent it.

(Sinister CIA-type character, The X-Files)

For surely we want to make a new start which is no longer ideological,

essentialist, racist or secretly nationalistic. In other words, a new beginning
which is inherently neither consciously nor unconsciously making differences
and evaluations.

(Tarasti 1997:180)

2.1 Introduction: Semiotics and linguistic theory

Semiotics tells us things we already know in a language we will never

understand.

(Whannel, in Hodge 2003)

The purpose of this chapter is to develop a theoretical framework, drawing on

semiotics and its related potential linguistic and cultural underpinnings, for the
explanation of the dynamics and functioning of Soundpainting as a system for
the collaborative creation of music in performance. An overview of
contemporary critical theory provides the reader with a survey of some of the
main currents of this thinking as a background to the application of semiotics
to notated music. The author contends that semiotics, while very much a part
of contemporary linguistic theory, has certain limitations as far as the analysis
of improvised music is concerned, especially when such analysis is
harnessed to a focus on musical works as formal objects.
 2-2

The work of Saussure and Peirce is discussed as the origin of many of the
most important contemporary theories about language and culture to emerge
during the course of the twentieth century. Following from an examination of
Saussure and Peirce, the author considers the applications of structuralist
thinking as evidenced by early Barthes and goes on to examine
poststructuralism as a shift in Barthess thinking from work to text. The
purpose of this examination is to provide a theoretical foundation for analyzing
improvisation with reference to Barthes's new understanding of textuality, as
relevant to contemporary creative practice.

Following Small (1998) and Bowen (2001), the distinction is drawn between
music "as text" and music "as event," and the necessity for the study of the
performance elements of improvised music in general, and Soundpainting in
particular, is highlighted. Considering Soundpainting as a specific case of
music as "event," the author next discusses the kind of methods best suited
for the analysis of a Soundpainting performance, with a view to suggesting
some possible models for analyzing the process of improvisation in general.

The Greek word smeon, meaning sign, forms the root of both semiology and
semiotics, these terms being understood as the science of the sign. Both
terms are used more or less interchangeably, with Continental philosophers
tending to employ the term "semiology" and their American counterparts
generally favouring "semiotics."41 Underlying these terms are two different
structural conceptions of language and how linguistic signs operate, these
differences being understood as a dyadic/oppositional (in Saussure) or triadic
(in Peirce) conception of the nature of the sign. Since its beginnings in the late
nineteenth to early twentieth century, semiotics (not without its share of
controversy) has gained ground in many areas of research and in the fields of
zoosemiotics and medicine has moved into the natural and health sciences.

41
Monelle (1992:26) has a detailed discussion of the history of these terms and
suggests using them as follows: "Semiotics" and "semiologist" preferred to
"semiology" and "semiotician."
 2-3

As David Clarke states (1996:5):

Semiotics itselfthe study of signs, of how things come to be

meaningfulis a discipline that has strong connections with linguistics.
Although its historical roots can be traced back to Aristotle, its entry into
the eventual mainstream of contemporary ideas can be traced back to
the early part of the 20th century, one of its two principal originators being
the Swiss linguist Ferdinand de Saussure (1857-1915).

With regard to Soundpainting, the author has emphasized the fact that it
operates first and foremost as a system of gestures for creating music. On
this basis, as already suggested, it shares certain similarities with similar
systems like orchestral conducting, both of which may be characterized as
"systems of signs," whose primary purpose, like other sign-systems, is the
communication of ideas.

In discussing the work and influence of these two great intellectual masters,
the author aims to reveal some of the richness as well as the limitations of
certain semiotic strategies. Bouissac (2003), quoting from Jakobson's Essais
de linguistique gnrale, highlights a potential danger of such strategies as
follows:

Those attempts made to construct a linguistic model without any

connection to a speaker or a listener and which therefore hypostatize a
code detached from actual communication, risk reducing language to a
scholastic fiction.

Jakobson highlights a difficulty in the separation of language from the context

in which communication is taking place. It seems reasonable to propose that
Jakobson is suggesting that the act of communicating may (and often does)
include non-verbal elements, which may influence the content and context of
the message. By way of an example, people talking on mobile phones still
have an inclination to using the same types of kinesic hand gestures that are
used in the presence of a real listener during a face-to face conversation.

These gestures may be used for rhetorical purposes, so as to persuade the

 2-4

unseen listener, or to reinforce a point being made, or as part of the complex

set of what Wittgenstein42 has referred to as language-games. The danger
here seems to be the privileging of codes over the context in which they are
being used, to the exclusion of essential non-verbal elements such as hand
gestures and facial expressions, which "add value" to the communication
process.

To some extent this may be seen as one of the flaws in some semiotic
analyses of music. Some of these formalist analyses work by focusing
attention on the symbolic language (i.e. notation) as opposed to the contexts
in which they operate, which contexts in turn seem to be bound up in various
discursive and ideological frameworks, making the apparent scientific
objectivity of these analyses somewhat spurious.

2.1.1 Saussures concept of language as a sign-system

Language is a system of signs that express ideas, and is therefore

comparable to a system of writing, the alphabet of deaf-mutes, symbolic
rites, polite formulas, military signals, etc. But it is the most important of
all these systems.

(Saussure 1998:77)

The Swiss linguist Ferdinand de Saussure is regarded (with C. S. Peirce) as

one of the two pioneers of twentieth-century linguistic theory. His Course in
General Linguistics (1910-11) begins by defining language (the most
important of all these systems) as a sign-system for the purpose of human
communication. Langue ("language"), in Saussure's terms, refers to the social
system of language, the shared system which we (unconsciously) draw upon
as speakers (Selden 1989:52), while parole ("word") represents the individual
utterance in the form of speech or writing.43 The linguistic sign is made up of

42
The author will discuss some elements of Wittgenstein's philosophy of language as
applicable to Soundpainting in section 2.1.6.
43
"Saussure made what is now a famous distinction between language and speech.
 2-5

"signifier" (a phonetic sound) and a "signified" (the concept to which it refers).

The phonetic sound and its concept, for Saussure, exist in a close
relationship, something akin to the two sides of a piece of paper.

Saussure postulated the existence of this general science of signs, or

Semiology, of which linguistics forms only one part. Semiology therefore
aims to take in any system of signs, whatever their substance and limits;
images, gestures, musical sounds, objects, and the complex associations
of all these, which form the content of ritual, convention or public
entertainment: these constitute, if not languages, at least systems of
44
signification.

(Hodge 2003, emphases in original)

Hodge here alerts the reader to the fact that Saussure's use of the term "sign"
includes not only signs in the obvious visual sense of traffic signs, for
instance, but also musical sounds as such. Moreover, and importantly,
semiology is also concerned with the relations between signs in whatever
signification can, and indeed does, take place; this idea of the sign as bound
up in its context will become vital to the author's discussion of sociosemiotics
(as discussed in section 4.1.3). Saussure further establishes two important
principles: firstly, that the connection between signifier (sound-image) and
signified (concept) is arbitrary, and secondly, that the signifier is linear and
capable of analysis as part of a synchronic or diachronic study of language.45

The first principle accounts for the different names in various languages that
point to the signified "dog." Dogs are assigned different signifiers depending

Language refers to the system of rules and conventions which is independent of,
and pre-exists, individual users; Speech refers to its use in particular instances.
Applying the notion to semiotic systems in general rather than simply to language,
the distinction is one between code and message, structure and event or system and
usage (in specific texts or contexts). According to the Saussurean distinction, in a
semiotic system such as cinema, any specific film is the speech of that underlying
system of cinema language." (Hodge 2003, emphases in original)
44
Whether musical systems, as such, can be construed as languages is still a topic
of debate, to which the author returns in section 4.1.
45
An important consequence of Saussure's thinking is that if a potential signifier
does not bring about or trigger a signified or concept, then it does not operate as a
sign.
 2-6

on the language (system) in use, for example, "chien" in French or "ntja" in

isiZulu. Signs are defined, moreover, as much by what they are not as what
they are, that is to say, a dog is not a cat or a rabbit. The arbitrary nature of
signs, however, does not imply that the speaker is at liberty to choose any
signifier at will, because the individual does not have the power to change a
sign in any way once it has become established in the linguistic community"
(Saussure 1998:79).46

The arbitrariness of the sign opens up a continuum of interpretive possibilities,

ranging from the individual and idiosyncratic to the communal or collective.
The potential conflicts implicit in such a range of possible interpretations are
dramatized in tensions between the individual and the community, or, in
Saussurean terms, between parole and langue.

Saussures second principle is represented graphically as the intersection of a

vertical (synchronic) axis of simultaneities (AB), standing for the relations of
coexisting things from which the intervention of time is excluded, with a
horizontal (diachronic) axis of successions (CD), on which only one thing
can be considered at a time but upon which are located all the things on the
first axis and all their changes (Saussure 1998:81). Thus CD represents a
particular moment or time-slice against the background AB of the historical
evolution of a linguistic system. Saussure goes on to compare the functioning
of language with a game of chess, where the state of the chessboard at any
given moment represents a synchronic state governed by the diachronic rules
of the game (1998:82):

First, a state of the set of chessmen corresponds closely to a state of

language. The respective value of the pieces depends on their position

46
Saussure's assertion has clear implications for theorizing about matters artistic in
the twentieth century. Modernist movements like dadaism, futurism, and surrealism
may be said to have interrogated the individual's "right of access to the signifier," in
terms of the new art languages that were being developed. In the context of free
improvisation and Soundpainting, evidence is found of a move toward the
"democratization" of the signifier.
 2-7

on the chessboard just as each linguistic term derives its value from its
opposition to all the other terms.

In the second place, the system is always momentary; it varies from one
position to the next. It is also true that values depend above all else on an
unchangeable convention, the set of rules that exists before a game
begins and persists after each move. Rules that are agreed upon once
and for all exist in language too; they are the constant principles of
semiology.

Extending Saussure's analogy to music, a similar situation obtains in the

difference between a chord (a simultaneous vertical occurrence of more than
one note) and a sustained arpeggio of the same chord (which the listener
perceives as discrete elements forming a chord over time.) This kind of low-
level structural analysis of musical events is seen in the work of Heinrich
Schenker.

To summarize, the essential points sustaining Saussures theory of the sign

as applied to language are as follows:

Language is one of many sign-systems used by human beings for

communication purposes.
Langue denotes language as a signifying system with a set of rules, with
parole as the individual (and thereby idiosyncratic) utterances that provide
instances of the system.
A sign for Saussure consists of two components: the signifier (sound-image)
and the signified (concept to which the signifier refers).
Language can be studied synchronically at a particular historical moment
and diachronically as it develops through time.
Saussure also distinguishes between paradigms (signs that can be
substituted for one another) and syntagms (those that form sequences of
signs by association).

As stated by Williams (2001:23): Taken all together, these claims convey

language as a web in which meanings and functions are generated by
networked relations. This was to prove a powerful new way of understanding
language (as being much more fluid and arbitrary than had hitherto been
imagined) and paved the way for the significant movements in critical theory
that followed.
 2-8

2.1.2 Peirces typology of signs

The American philosopher,47 mathematician, logician, and polymath48 Charles

Sanders Peirce (1839-1914) proposed a general theory of signs, in which the
trichotomy of icon, index, and symbol has a prominent place. However, in
general, Peirce's conception of semiotics is a more complex one than that of
Saussure, as it rests on the philosophical foundation of the categories of
"firstness," "secondness," and "thirdness," which underpin Peirce's entire
theory.

The category of "firstness," in Peirce's view, suggests immediacy (as in a

quality, colour, or timbre), while "secondness" contains a more metaphorical
component (often linked to categories like space, time, and causality) and
"thirdness" indicates an element of convention. Cumming (2000:72-104)
discusses the application of these central elements of Peirces thought to
musicking from the viewpoint of a WEAM performer. Although Bouissac
(2003) has dismissed the distinction between Saussure's dichotomy and
Peirce's trichotomy as "sterile and pointless," in so doing, he minimizes the
importance of this crucial conceptual difference between the two theories of
the sign.

For Samuels, the signifiant (signifier) and signifi (signified), as theorized by

Saussure, find their counterparts in Peirce's terms, "representamen" and
"object," respectively. However, Peirce introduces a third idea missing from
Saussure's view of language in the form of the concept of the "interpretant,"

47
As Buchler states (1955:ix): "Peirce was both natural scientist and close student
of the history of philosophya rare combination. But the significance of this is
dwarfed by the further fact that that he could critically utilize his historical study
toward the achievement of imaginative depth, and his experimental science toward
the development of a powerful logic. The striking originality of his thought thus grows
from a broad and solid foundation, and it is the product not only of his native
intellectual genius but of his moral conviction that philosophy must build as well as
repair."
48
Defined as "a person of wide-ranging knowledge or learning." (Oxford American
Dictionary)
 2-9

which is defined as "the component of the sign which serves to unite the two
halves of the Saussurean opposition." According to Samuels (1999:3), Peirce
was famously alert to a logical consequence of this third component:

Peirce's recognition that an interpretant may come to function as a

representamen in a new sign, requiring an interpretant in its own right.
The concept of the 'interpretant' is crucial in this model, for it names the
element in the process of creating meaning which is omitted by
Saussure. Peirce insists that meaning is created by the receiver of the
message, rather than being self-evident; we 'make sense' of a text.

The consequences of this view for Peirce were the establishment of a

potentially infinite chain of signifiers, giving rise to his notion of "unclosed
semiosis." The similarities between this notion and the semiotic concept of
slippage seem evident, in that both interrogate assumptions with regard to
the finality of meaning in a given text.

Cumming (2000:48), while emphasizing the pragmatic nature of Peirces

philosophy, similarly lays stress on the contingent nature of the structures of
meaning that are generated in human behaviour:

In the pragmatic philosophy developed by Peirce, meanings are relational

structures that emerge in active behavior, as an individual responds to
some aspect of the environment. Neither pure relational patterns nor
purely sensuous data are possible, as both are mixed at every level and
evident in functional differences of behavior.

In their discussion of the main trends in musical semiotics as summarized in

Monelle (1992), Van Baest and Van Driel (1995:3) state the case as follows:

Within this range of approaches, a Peirce-based form of musical

semiotics can be found as well. Although Monelle uses different elements
of Peirces semiotics, his main interest goes out to the relation between a
sign and its object with its well known trichotomy icon-index-symbol.
Because Monelles study can be considered as a kind of state of the art,
it can be concluded that only a small part of Peirces philosophy has
found its way into the field of musical semiotics: it seems that only the
trichotomy icon-index-symbol has found its place here.
 2-10

2.1.2.1 Icon

Tagg (1999:4) defines the Peircean icon as follows: Icons are signs bearing
physical resemblance to what they represent. He goes on to divide icons into
two types, the first type (as in photographs or painting in the orthodox,
"representational" sense) bearing a direct (or striking) resemblance to what it
represents, whereas, in the second type of icon, the resemblance (as in maps
and certain types of diagram) is indirect or structural.

Tagg concludes his discussion by including the symbolic language of musical

notation in the category of Peircean icons: The representation of rising and
falling pitch, of legato slurs and staccato dots in musical notation can also be
qualified as iconic.49 Cumming (2000:86) defines the icon (in the context of its
ground of signification50) as bearing "a putative likeness to some object (either
'naturally' or by convention)," but for her the problem turns around the
definition of "likeness," for which Eco finds no less than five possibilities. She
concludes by stating (2000:87): "If this multiplicity is problematic in a general
discussion of the icon, it is even more intractable when the signifying thing is
an element in a piece of instrumental music."

2.1.2.2 Index

The relationship of the index to what it represents is somewhat less direct.

The index contains the added philosophical concepts of space, time, and/or
causality, as when dark clouds suggest the possibility of rain. Tagg (1999:4)

49
The author finds this definition of Tagg's somewhat problematic, as discussed in
the following section. Peirce's definition of the legisign in the sense of a "conventional
representation" (Cumming 2000:83) seems more appropriate in this context,
suggesting as it does the necessary element of agreement. If Tagg's definition is
correct, then symbolic languages in general (such as those of mathematics or
physics) could also be qualified as iconic, which would exclude the strongly
conventional element which operates within them.
50
In other words, in the connection between the Sign (Representamen) and its
Object.
 2-11

stresses the importance of the Peircean indexical sign for music semiotics, in
saying: Indeed, all musical sign types can be viewed as indexical in this
Peircean sense. Verbal languages metonymies and synecdoches are
indexical and therefore useful concepts in music semiotics.

There seems to be a concealed problem in Taggs logic here on two counts:

firstly, he begins by classifying certain elements of musical notation as iconic
and, as a result of this procedure, views all musical sign types (in which are
surely included such notational elements as legato and staccato) as indexical.
Then he compares all musical sign types with figures of speech (metonymy
and synecdoche) on the basis of their common indexical nature and brings
those procedures into the semiotic analysis of music as useful concepts. It
seems to this writer that while using procedures derived from language may
well be a valid analytical strategy, Taggs use of the word therefore assumes
a similarity between music and language that is by no means proven at this
juncture in this notoriously difficult debate.

While Tagg's definition of index is in general agreement with other writers

such as Cumming and Monelle, a problem reveals itself when Tagg employs
linguistic concepts to describe musical notation on the basis of their common
indexical character. Without the benefit of musical notation, Tagg would
perforce have to be a great deal more circumspect in this regard and decide
which elements of the sound of a musical performance might exhibit
similarities to language. It seems to the author that the way to do this is to use
Cumming's idea of timbral iconicity51 in a fairly restricted manner so as to
avoid the potential pitfalls of a direct comparison between music and
language.

2.1.2.3 Symbol

The symbol for Peirce is the third category of sign, in which the relationship of

51
Section 3.4.1 contains a more extensive discussion of this topic.
 2-12

signifier to signified is arbitrary or conventional. In this category are found the

words of ordinary language, such as "jazz," "scenario," "blue," "Lincoln
Center," "doctoral thesis," and so on. As Wishart suggests (1996:259), there
is no necessary connection between such linguistic signs and the properties
to which they refer:

For a language utterance to convey its meaning, the linguistic signs need
not reflect in any way the properties of the object to which they refer.
There is nothing in common between the word red and the property of
redness.

From this exposition what are the implications of this science of the sign for
music analysis? Broadly speaking, the semiotic breakthrough in both
Saussure and Peirce may be characterized as their attempt to analyse
language as a sign system that constructs meaning, rather than simply
reflecting it, as defined by Williams (2001:22). When applied to music,
semiotic approaches in the later part of the twentieth century tend to range
widely in their subject matter as well as in their degree of scientific rigour.

Dunsby and Whittall stress the potential relativity of semiology as an analytical

method in stating (1988:231):

In discussing Schenker or Schoenberg, pitch-class-set analysis or post-

tonal voice-leading, there is an inescapable stage at which we have taken
on the responsibility of considering their claims to be true, to be valid, or
to be more convincing than any alternative. Semiotics offers something
beyond this, a programme for assessing relativities.

2.1.3 Structuralism (revealing deep codes)

Alistair Williams (2001:22) defines structuralism as follows:

Structuralism might be described as a particular historical branch of

semiotics, mainly associated with a French intellectual movement.
Beyond this definition, structuralism marks a wider movement of thought
in the humanities and social sciences, characterized by the application of
scientific rigour to areas that were accustomed to less stringent
methodology.
 2-13

As part of this quest for scientific rigour in the human sciences, the
structuralist agenda also sought to purge any suspicion of subjectivity from
the matter under investigation. Claude Lvi-Strauss, widely considered as the
founder of structural anthropology, shows little interest in the human element
in searching for the universal structures underlying some instances of myth
when he describes the subject (as quoted in Williams 2001:22) as: That
unbearably spoilt child, who has occupied the philosophical scene for too long
now, and prevented serious research through demanding exclusive attention.

Lvi-Strauss applies structuralist methods to anthropology in his discussion of

some indigenous myths of the Americas (Introduction to a Science of
Mythology). His discussion of the myth of the Sun and the Moon (Williams,
q.v.) depends on the assumption of underlying binary oppositions,52 which
articulate and support the common worldwide thematic structures of myth. In
examining the langue (that is, the system) within which the individual cases
(as parole) serve as examples, Lvi-Strausss structural anthropology takes
on a deliberately anti-human and ahistorical stance to get at the "universal
truth" existing below the surface.

Attempting to remove the subject from the investigation as a deliberate

strategy, however, it might be suggested, is a flawed move, not only from a
humanistic, but also a scientific, standpoint. Here the author has in mind
Werner Heisenbergs famous precept of the uncertainty principle in quantum
physics. The uncertainty principle basically implies that the observer has an
influence on the experiment as a side effect of the very act of observation,
and therefore it is impossible in science to get at the results uncontaminated
by the scientific process itself.

It is important to note that Heisenbergs principle was derived from his

52
Similarly, for Samuels (1995:3): "Saussure's basic armoury of concepts proceeds
in binary oppositions." Samuels (ibid.) finds such oppositions underpinning such
Saussurean concepts as synchronic and diachronic analysis, langue and parole, and
the distinction between paradigms and syntagms.
 2-14

observations of subatomic particles under laboratory conditions, but it does

seem to suggest that the completely objective observer does not exist even in
the most rigorously controlled conditions. The famous "thought experiment" of
Schrdinger's unfortunate cat (which exists until the point of actual physical
observation in a strange limbo between life and death) is another example of
quantum physics acknowledging its own limitations.53

Through his application of structuralist methods, Lvi-Strauss arrives at the

concept of binary oppositions as a deep structure underlying various myths.
For instance, Lvi-Strauss distinguishes between the raw and the cooked,
langue and parole, synchronic and diachronic, the sun and the moon, nature
and culture, and various other binaries54 to account for the way in which
myths from different areas of the world intersect thematically: in other words,
to explain why myths seem to have common thematic concerns wherever in
the world they originate from.

Lvi-Strauss expresses the problem succinctly when he raises this question

(1998:102): If the content of a myth is contingent, how are we going to
explain the fact that myths throughout the world are so similar? He describes
this situation (that is, an individual myth narrative as parole as opposed to a
universal structure as langue) in terms of a basic antinomy and a
contradiction, which is resolved by appeal to a third level, one where myth
exists as absolute truth.

Williams (2001:27) maintains that this is evidence of the arrogance of

structuralism in believing that it could somehow transcend its own

53
Gribbin (1991) has an entertaining account of this (and other) such paradoxical
outcomes of quantum physics.
54
"Since ours is a culture that compartmentalizes virtually everything, I feel it is
important never to lose sight of our own built-in assumptions. When considering play,
we need to free ourselves from the artificial and entirely arbitrary distinction between
'serious business' and 'play.' In the context of my work, this distinction is a relatively
recent one, and is certainly not a part of our biological makeupfor, as I will state,
play is serious business, provided that you know how to look at it" (Hall 1992:224,
emphasis in original).
 2-15

methodology and access fundamental principles, and goes on to say

(2001:28): The problem is that a methodology willing to bracket certain
experiences in favour of underlying principles starts to look like an ideology
that will only countenance particular types of organization. This bracketing is,
however, not a side-effect but an inevitable consequence of the structuralist
agenda operating here: Lvi-Strauss is trying to get rid of the unbearably
spoilt child (the subject) so as to arrive at a rational and disinterested position
enabling him to grasp the fundamental principles, the underlying structures of
myth. What Lvi-Strausss formalist procedure illustrates here, in short, is an
undue privileging of langue over parole, which leads some critics to protest
that this approach dehistoricizes music by isolating it from its social context.

In the context of Soundpainting, and indeed much spontaneously created

music, it is apparent that this method of analysis is problematic for the
following reasons:

The fundamental attitude of much of this music is the negation of "structure

as imposed from outside"
The structural analysis of music is steeped in the ideology of the musical
system under discussion as well as that of the analyst, and suggests a
spurious recourse to objectivity
Music of this kind is created on the spot and consequently is not fixed through
the symbolic language in the form of a score.

One of the procedural problems raised by the application of structuralist

methods to musical analysis is highlighted by Sawyer, who suggests
(2003:16):

There has always been a small minority of musicologists who study

music in cultures that have no notational system, and these musicologists
always had difficulty applying analytic methods originally developed to
study notated European music. The paper-oriented focus of musicology
largely forced these ethnomusicologists to transcribe the performances
55
into (European) musical notation before they could examine them.

55
Sawyer concludes by noting (2003:16): "This has the unintended effect of
removing many of the uniquely performative elements of world music traditions
emergence and improvisation, the contingency from moment and moment, the
interactional synchrony among performerselements that cannot be fully understood
 2-16

Similarly, in defining the characteristic structures that form the field of interest
for sociological studies of human activity, Sawyer views structures as
obstacles to the creative drive, by suggesting (2001):

Our drive to be creative is often opposed by fixed structuresour job, our

neighborhood, our social class or education level, the conventions of how
things have always been done. Sociologists and anthropologists known
as structuralists study these fixed structures. By focusing on the structure
of our lives, we end up neglecting the creativity and freedom that we are
all capable of. Structure is static and stable; improvisations are free-
flowing and open-ended.

So saying, Sawyer distinguishes between the stability of structure and the

contingent nature of improvisation, be it in the form of unscripted everyday
conversation or the free play of musical ideas in improvised jazz. The
structuralist approach, Sawyer claims, excludes the improvised elements that
are a part of everyday life by emphasizing the role of language over speech.
The author returns to these problems in chapter 3, in which notions of music
as work and music as event (and the ideological implications of such a
distinction) are examined.

2.1.3.1 Roland Barthes and structuralism

Barthess early application of structuralist thinking is most evident in a famous

analysis of soap powder. While a "mythology of the detergent" may be
regarded as somewhat frivolous by comparison with Lvi-Strausss more
sober analysis of myth, it nonetheless bears out Barthess willingness to
extend the rigour of the structuralist method to such apparently trivial areas of
everyday life as fashion, food, and detergents.

For Barthes (1957:37-8): What matters is the art of having disguised the
abrasive function of the detergent under the delicious image of a substance at
once deep and airy which can govern the molecular order of the material

without a consideration of group creativity."

 2-17

without damaging it.

Barthes reveals a preoccupation with antinomies (abrasive function as

opposed to delicious image) already seen in the work of Lvi-Strauss, but
here the antinomies conspire to create a euphoria disguising the negative
actions of Omo and Persil, as in their abrasiveness and ultimately their
contribution to water pollution in the less ecologically-conscious 1950s.

Barthes concludes this discussion by describing this euphoria in terms which

uncannily foreshadow the current debate around the issue of globalization
(1957:38): A euphoria, incidentally, which must not make us forget that there
is one plane on which Omo and Persil are one and the same: the plane of the
Anglo-Dutch trust Unilever. What Barthes lays bare in this exposure of the
everyday and the trivial may not be so frivolous after all; the deep structure
behind the delicious image is that of one of the many faceless corporations
of the cold war era.56

As Selden (1989:78) puts it:

Bourgeois ideology, Barthes bte noire, promotes the sinful view that
reading is natural and language transparent; it insists on regarding the
signifier as the sober partner of the signified, thus in authoritarian manner
repressing all discourse into a meaning. Avant-garde writers allow the
unconscious of language to rise to the surface: they allow the signifiers to
generate meaning at will and to undermine the censorship of the signified
and its repressive insistence on one meaning.

Barthes's structuralist methodology exposes the ideological foundations of this

view of the neutrality of language and thereby calls into question a univocal
(and therefore unambiguous) theory of meaning. In the service of his
abhorred bourgeois ideology, the "meaning" of a given text is construed as

56
Facelessness is consistently dramatized in the imagery of the CIA in The X-Files,
as well as in the film A Beautiful Mind, in which the Nobel prize-winning scientist John
Nash (who suffers from paranoid schizophrenia) is "forced" to participate in an
imaginary cold war "operation," in accordance with the instructions of a similarly
anonymous CIA operative.
 2-18

somehow residing in the text itself, legitimated in literature, for instance, by

the author's presence as an authentic voice.57

Barthes's structuralist analysis theorizes the hidden operations of a dubious

authority in the objects of popular culture (beefsteak, washing powder, and
photographic images), which exemplify, as he claims, (1957:11): The
decorative display of what-goes-without-saying, the ideological abuse which,
in my view, is hidden there." Starting from the premise that myth (and
especially contemporary "myth" as prevalent, for instance, in the advertising
and fashion industries) is a language, Barthes is able to reveal how the
operations of bourgeois ideology depend on the sober partnership of
signifier and signified, a partnership which brooks no ambiguity and reduces
all possibility of divergent (or even conflicting) rhetorical positions within a
given set of discourses to a meaning, in Seldens terms.

2.1.3.2 The structure of serialism

The deep code underlying much twentieth-century WEAM composition is, of

course, the serial method. As pioneered by Arnold Schoenberg and his pupils
Alban Berg and Anton Webern, serialism has an explicit ideology, which
seeks to liberate composition from the hegemony of tonality, wherein the
dominant-tonic chordal relationship acts as both master and underlying
organizational principle. As Young claims (2002:72-3):

In Schoenberg's serialist compositions, and those of his Second

Viennese School associates Alban Berg and Anton Webern, music
unhooked itself from the emotionalism and intuitive structures that had
brought it to its opulent and overripe state in late Romanticism.
Schoenberg hastened the move to atonalitymeaning the lack of any
defined keyas speedily as his contemporaries Picasso and Braque
accelerated the destruction of Renaissance perspective on the canvas.

57
One of the primary issues taken up in poststructuralism (and deconstruction as a
later offshoot) is the systematic interrogation of the wider implications of the notion of
authorial "presence" as a servant of ideology.
 2-19

While one may question Young's explicit linkage of serialist atonality to

Cubism's re-evaluation of previous concepts of perspective as belonging to
two different areas of artistic endeavour, the uniting factor is a common
engagement with the agenda of modernism. However, there is a key
difference between the structuralist agenda (as promoted by Lvi-Strauss and
his associates) and that of the serialist movement. While structuralist
anthropology sought to discover a universal set of principles underlying
myths, the serialist composers created an alternative set of compositional
rules as a point of departure. In other words, serialism operates as an a priori
method of organizing sound, while structuralism looks at phenomena as
indicating some underlying organization.

Young (2002:72-3) describes Schoenberg's approach to composition as

follows:

Schoenberg converted music into pure data: groups of 12 notes were

58
used as amelodic cells throughout any given composition. Capable of
being inverted, intermixed or run into palindromes, their relationship to
each other was as abstracted, isolated notes, not linked to a previously
chosen dominant key. Fixed keys give a sense of progress in a
composition by pegging music to a tonic resolution. Schoenberg tried to
inscribe a new, secret, inaudible system as the modus operandi in his
music, but at some point he lost his nerve in the shadow of several years
of classical tradition: "One uses the series and then composes as
before," he once wrote.

Although this procedure might be seen as a move towards a kind of "musical

democracy," in which no single note is "privileged" over another, as had been
the case with the tonal system that preceded serialism, this is a mistaken
conclusion. What is evident in serialism is the adoption of a rigorous and

58
The intention in determining the order of notes within a cell was to avoid any
hidden tonal suggestions. In practice, Alban Berg's music often does contain quasi-
tonal implications, which are used for specific expressionistic purposes. As Jarman
states (1979:226-227): "Highly artificial techniques, rigorous formal symmetries,
number symbolism, ciphers, cryptograms, and various other conceits are so
peculiarly Bergian and are so constant and important a feature of Berg's mature
music as to suggest that such procedures not only acted as a stimulant to his
creative imagination but had a further, and perhaps a deeper and more personal,
significance for him."
 2-20

highly formalized system of composition as a move towards the creation of a

new musical language, one which broke with the sentimentality of late
Romantic music, thereby extolling the virtues of abstraction and complexity in
search of a less decadent and indulgently expressive means of expression. In
this light, serialism may be seen as a closed linguistic system; once the
composer has decided on the order of the notes within the series, the
implications of the system are that the composition virtually "writes itself,"
because the strict formal requirements of the serial procedure only allow for a
limited range of transformational possibilities.

Initially, serial composition was limited to operations relating to pitch. The next
logical step was the adoption of multi-serialism (also known as integral
serialism) in which other parameters like duration and dynamics also were
serialized. This approach to composition was adopted by the next generation
of serial composers, such as Karlheinz Stockhausen and especially Pierre
Boulez. Peyser's discussion of structuralism compares the analytical
procedures of Lvi-Strauss and Piaget with Boulez's approach to composition
(1999:245-246):

Claude Lvi-Strauss has built a creed on the way a myth changes as it

moves from one culture to another; he deemphasizes the meaning of the
content of the myth. Jean Piaget concentrates on the way a person
conceptualizes the world; he never really deals with what the person
wants to do with that world.

Lvi-Strauss, Piaget, and their colleagues imply that structures are

59
ultimately logico-algebraic in naturewhether they involve myths,

59
Logic is variously defined as: "Reasoning conducted or assessed according to
strict principles of validity, a particular system or codification of the principles of proof
and inference, the systematic use of symbolic and mathematical techniques to
determine the forms of valid deductive argument, the quality of being justifiable by
reason," and as the "logic of) the course of action or line of reasoning suggested or
made necessary by, as in the fragment: if the logic of capital is allowed to determine
events."
Logic is also defined in a more technological sense as: "a system or set of principles
underlying the arrangements of elements in a computer or electronic device so as to
perform a specified task."
Algebra is seen as "the part of mathematics in which letters and other general
symbols are used to represent numbers and quantities in formulae and equations"
 2-21

behavior, or interval relationships. Thus the structuralist is orientated

towards mathematics and away from the interpretation of life. The most
complex of such formulas underlie Trope (the second formant of his Third
Piano Sonata) and every other composition of Boulezs post-1952 career.
Still, Boulez derives no satisfaction when someone else discovers the
mechanisms at work.

A logico-algebraic view of structure unites the endeavours of these theorists;

for Lvi-Strauss (in the new science of structural anthropology), Piaget
(working in educational psychology), and Boulez (using the tools of integral
serialism), this is a world-view based on the transformation and manipulation
of abstract symbolic languages, which may be seen as uniting these different
structuralist approaches. In this view, structure is interpreted as inherent in the
symbolic languages of logic, algebra and music, and, as Peyser notes
(1999:245), this reveals a tendency towards abstraction and a consequent
distancing from the human beings who use these languages.

2.1.3.3 Schenkerian analysis and after

One of the earliest cases of what might be termed a proto-structuralist

approach to music analysis is found in the work of the German analyst
Heinrich Schenker, who used graphic methods to reveal the underlying
structures within tonal music.60 In applying Schenkers methods, Forte and
Gilberts Introduction to Schenkerian Analysis, as discussed in Williams
(2001:25), looks for an equivalent to the fundamental structure in post-tonal
music":

The aim of pitch-class set analysis, therefore, is to produce a list of

intersecting sets, in the hope that some will emerge as especially
significant because they contain the largest number of intersections. With
its firm belief that surface phenomena are governed by underlying
patterns, set theory is resolutely structuralist, and has been widely
criticized for performing clinical autopsies on living organisms.

(Oxford American Dictionary).

60
Dunsby and Whittall (1988:23-61) provide an extended discussion of Schenker's
pioneering work in this field.
 2-22

Extending Schenker's work in graphic analysis of tonal music, the strategy of

pitch-class set analysis is to determine the underlying rules of organization in
post-tonal music; this methodology considers musical statements as
generative processes subject to quasi-linguistic interpretation. Another type
of formalist-semiotic musical analysis as discussed by Williams and Samuels
is the method of paradigmatic analysis61 used by Ruwet and Nattiez. Williams
focuses his attention on Nattiezs lengthy and detailed examination (1982) of
Varses Density 21.5.

This analytical method depends on the application of the concept of

segmentation62 to musical scores, once again to attempt to arrive at the
underlying deep structure. Originating in the study of phonetics, this method
assumes a similarity between language and music at the microscopic level as
part of its strategy, which aims to arrive at an objective analysis of a given
work. Herein lies the problem, because, although this method has been
applied to early and non-Western musics, Williams is critical of Nattiezs
beleaguered belief in the neutral level (that is, one uninfluenced by
compositional technique or reception history).63

The method represented by the neutral level is important: Nattiez is a

relativist in the sense that he does not believe in any final, decidable
meaning for the musical message. He rejects the idea that the last word
can ever be had on the analysis of the work. But instead of accepting this
as evidence for the endless deferral of meaning as represented by
Derrida's term diffrance, and concentrating on the vested interests

61
Samuels defines paradigms and syntagms as follows (1995:3): "Paradigms are
groups of signs which may theoretically substitute for one another, whereas
syntagms are allowable ('grammatical') sequences of signs."
62
Segmentation is described as "the smallest distinct part of a spoken utterance, in
particular the vowels and consonants as opposed to stress and intonation" (Oxford
American Dictionary).
63
This forms the crux of the debate between formalists and semioticians. The neutral
level is discussed in Samuels (1995:8): "Nattiez's theory rests on the communicative
chain composer > piece > listener. Analysis, he contends, must situate itself in
relation to these three stages of musical production. This produces a threefold
project, which he terms the 'tripartition,' and which was invented by the theorist Jean
Molino.The three components are: 'poeitic' analysis, of the relationship of the
composer to the work; 'neutral level' analysis, of structures immanent to the work;
and 'esthesic' analysis of the relations of the work to the listener."
 2-23

present in any analytical presupposition, Nattiez constantly tries to

reclaim the right to make normative judgements.

Samuels's discussion (1995:10) highlights an objection that Williams has also

raised with regard to "vested interests." The problem is that one cannot (even
temporarily) detach analytical methodologies of music from the discourses
from which they originate. As Williams puts it (2001:28): With its commitment
to structural principles, analysis is nevertheless often unwilling to examine the
formations of subjectivity that propel its own endeavours.

The immediate objection to this line of thinking might proceed along the lines
of stating that this is surely true for all analytical methods, in other words, that
all such methods are to some extent "contaminated" by the analyst's
theoretical position. Williams criticizes the way in which the structuralist
project has assumed that a "God's-eye-view" (encompassing the notions of
rigour and objectivity) is possible. This leads to a situation where the variety of
circumstances in which musicking takes place is circumscribed so as to
privilege the underlying patterns or codes that the analyst is attempting to
reveal. This tactic of "bracketing,"64 for Williams, is a flawed one when it fails
to acknowledge the implications of its own "formations of subjectivity." In a
sense, the assumption of objectivity on the analyst's part cannot but suppress
not only the analyst's own subjectivity but also that of the performers creating
the music, whose contribution to the realization of the performance is
regarded as incidental.

As Samuels (1995:10) concludes: "In fact, all analysis is esthesic: the

immanent structures of the work, and the compositional strategies that
created it, can only be reconstructed after the event, according to an
analytical model; hence the 'dirtiness' of the neutral level." Accordingly, all
analysis then depends on the relationship of the work to the listener, which
confirms some of the objections raised by Williams and others to the

64
The Oxford American Dictionary defines bracketing as "to put (a belief or matter)
aside temporarily."
 2-24

structuralist project, which, as has been demonstrated, seeks objectivity by

extending a pseudo-scientific emphasis on rigour to all manner of social
discourses (for Lvi-Strauss, myth; for Barthes, anything and everything in
mass culture).

On this basis, Williams is critical of Lvi-Strauss because of the deliberately

ahistorical standpoint of structural anthropology. The ahistoricism "built in" to
the structuralist project for Williams (2001:28) leads to Lvi-Strauss's idea of
fugue65 as "a static form unaffected by varying historical contexts. Detaching
fugue from its history is for Williams a tactical error which leads to an overly
synchronic view of its manifestations, while a more dynamic conception of
fugue might consider it as a texture rather than as a universal formal
structure, which view accounts rather better for its historical development over
time.

With regard to integral serialism, Boulez extended the principles of serialism

by applying its methods not only to organizing the tone row, but also to such
elements as duration, dynamics, and large-scale organization. Small
highlights a methodological problem in this approach as follows (1998:165):

But even at the high noon of such rational control, by means of total serial
organization, its high priest, Pierre Boulez [1964], found himself writing:
'Despairingly one tries to dominate one's material by an arduous,
sustained, vigilant effort, and despairingly chance persists, and slips in
through a hundred unstoppable loopholes.'

In the light of the above discussion on structuralism, Boulez's frustration with

the difficulty of eliminating chance from the compositional process may well
be seen as a consequence of his need to "dominate" the material. Boulez's
frustrations are confirmed by Young's comments (2.1.3.2) about Schoenberg's

65
Defined as: "A contrapuntal composition in which a short melody or phrase (the
subject) is introduced by one part and successively taken up by others and
developed by interweaving the parts" (Oxford American Dictionary). Bach's
Wohltemperierte Klavier, Books 1 and 2 (also known as the '48'), is a well-known
example.
 2-25

"loss of nerve" with regard to serialism. These difficulties may be seen as

symptomatic of a desire to control and channel the random, by suppressing
the chaotic element within creativity, and begins to sound rather
uncomfortably (for this author at least) like fascism.

In music of the twentieth century the need for control is also evident in some
composers' attitudes towards performers. As described by Small (1998:5-6):

Composers, especially in the twentieth century, have often railed against

the 'liberties' taken by performers who dare to interpose themselves, their
personalities and their ideas between composer and listener. Igor
Stravinsky was especially vehement in this regard, condemning
'interpretation' in terms that seem as much moral as purely aesthetic and
demanding from the performer a rigidly objective approach called by him
'execution,' which he characterized as the 'strict putting into effect of an
explicit will that contains nothing beyond what it specifically commands.'
The eagerness with which many composers took up electronic
composition from the 1950s onward was motivated at least in part by the
prospect of dispensing altogether with the services of those troublesome
fellows.

This statement is not meant to imply that Stravinsky was necessarily a

structuralist, but in many ways his demands of performers to behave like
obedient automata typifies the attitude of modernist composers to music and
performers. The minimalist composer Steve Reich, while clearly not a
modernist, displays a similar attitude (although he does not invoke
Stravinsky's concepts of will and command) in stating (in Nyman 1999:154-5):

This music is not the expression of the momentary state of mind of the
performers while playing. Rather the momentary state of mind of the
performers while playing is largely determined by the ongoing composed
slowly changing music. By voluntarily giving up the freedom to do
whatever momentarily comes to mind we are, as a result, free of all that
momentarily comes to mind.

2.1.3.4 New Criticism

Structuralist assumptions similarly animate the theoretical approach to literary

texts known as New Criticism. Groden and Kreiswirth's definition (1997b) of
New Criticism (as evident in the work of some Anglo-American writers and
critics of literature) contains a number of points deemed by the author as
 2-26

significant to this study for the following reasons:

It is seen as a method that insists on the self-contained and autonomous

nature of the literary work, from the interpretation of which the writer's history,
biography, and other factors are excluded,66 to avoid what is perceived as the
trap of the "intentional fallacy." Similarly, the proponents of New Criticism
seek to avoid the "affective fallacy," wherein the subjective response of the
reader to the work is taken into account.67 It is possible to see in this
exhibition of formalist tendencies a parallel process in early twentieth-century
music, as in the case of Stravinsky, who, in addition to his agenda of
"eliminating the performer from performance," as Small notes (2.1.3.3),
likewise insisted on the autonomy of the musical work.68

Despite the wide variety of theoretical viewpoints of many of its practitioners

(including F. R. Leavis, William Empson, Allen Tate, Cleanth Brooks, among
others), there seems to be a common agenda operating with respect to the
privileged situation of the musical as well as the literary text, as described by
Groden and Kreiswirth (1997b):

By careful attention to language, the text is presumed to be a unique and

privileged source of meaning and value, sharply distinguished from other
texts or other uses of language (particularly scientific language).
Accordingly, the meaning of the poem is not conveyed by any prose
paraphrase and is valued as the source of an experience (for the reader)
available in no other way.

It is not difficult to see parallel workings in some more traditional musicological

analyses, which for Nicholas Cook (2001) and other critics, such as Kevin
Korsyn (2003), have led contemporary musicology into an epistemological
impasse. In the field of jazz studies, for example, John Gennari's evaluation of

66
This, in Nattiez's tripartition project in music semiotics, would be termed the poeitic
element.
67
Reader-response theory (also known as reception theory), by contrast, is
concerned with the reader's relationship to the text (Sim and van Loon 2004:84-5).
68
The implications of the concept of the autonomous musical work are considered in
section 3.2.
 2-27

Gunther Schuller's The Swing Era (1989), while acknowledging its value as
"the field's authoritative work," highlights some methodological problems in its
somewhat formalist approach as follows:

Schuller seems to be advocating an approach on the lines of literary New

Criticism, which would approach individual works of art as self-contained,
self-defining objects to be elucidated as autonomous aesthetic works
rather than understood as documents created in specific socio-historical
contexts. If the tenets of the New Criticism have proved excessively
confining for most literary critics, its narrow injunctions are of especially
dubious value for critics of jazz, whose texts are in a constant state of
revision, and whose historical significance to African-American social
identity is simply too compelling to disregard.

Hedges (1997) reiterates this view of "The text as an autotelic artefact,

something complete within itself, written for its own sake, unified in its form
and not dependent on its relation to the author's life or intent, history, or
anything else." In the field of music, McClary (2000) has seen in the
operations of the tonic-dominant system of Western art music the workings of
a telos and a consequent hegemony.

New Criticism may be seen as complementary to the formalist concerns of

modernism and is viewed by Groden and Kreiswirth (1997b) as exhibiting in
its later stages "some resemblances to Structuralism." New Criticism shares a
central concern of structuralism with regard to its emphasis on oppositions
and tensions, as highlighted by Arnason when he writes (2004, emphases in
original): "The reader must discover tensions in the work. These will be the
results of thematic oppositions, though they may also occur as oppositions in
imagery: light versus dark, beautiful versus ugly, graceful versus clumsy."

These thematic oppositions are not dissimilar to the binary oppositions (as
found in Saussure's conception of language and further elucidated by Lvi-
Strauss in his discussion of myth). In its concerns with oppositions and its aim
of eliminating readers' responses to the text, New Criticism may be seen as
sharing common ground with structuralism.

Daniel Green (2003) exposes some of the assumptions of New Criticism, one
 2-28

of his most telling points (for purposes of this study) being: "That it makes the
Western tradition out to be more unified than it is by ignoring diversity and
contradictory forces within it, and more monadic than it is by ignoring the
exchange between non-western and western cultures." When musicology (of
whatever persuasion69) assumes an interpretation of the history of music as
unified and continuous, it may be seen as exhibiting a state of credulity to
what Lyotard (1984) has called "metanarratives."70

Green continues his critique of New Criticism by pointing out its deliberate
rejection of the idea "that artistic standards of value are variable and posterity
is fickle. This argument militates against the modernist notion of art and
science in service to humanity's unfettered progress toward the light of
rationality, and the educational value of difficult "high" art. In this view,
Adorno's exaltation of modernist music, especially serialism (and his dismissal
of jazz and popular music as surplus to requirements of the struggle) also
may be seen as subscribing to a Marxist metanarrative of progress.
Suggesting that artistic standards are variable calls into question the
ontological status and value of works of art and therefore threatens
interpretations of music history that rest on unity, coherence, continuity, and
progress.71

New Criticism's quest for objectivity, for Green, privileges form over the

69
Jazz scholarship is sometimes no less prone to the adoption of what Harris (1998)
describes as its "canon-model."
70
For Appignanesi et al. (2004:103): "Metanarratives are the supposedly universal,
absolute or ultimate truths that are used to legitimize various projects, political or
scientific. Examples are: the emancipation of humanity through that of the workers
(Marx); the creation of wealth (Adam Smith); the dominance of the unconscious mind
(Freud), and so on. Lyotard prescribed this scepticism in 1979, ten years before the
Berlin Wall came tumbling downand almost overnight the world witnessed the total
collapse of a Socialist Grand Narrative."
71
Green (2003) amplifies this point (as regards the fickleness of posterity) as follows:
"Particular pieces of art are viewed as important because they do important cultural
work, represent values that segments of the culture (say editors and English
professors) believe are of vital import, or help us understand our history". In other
words, the cultural value placed on pieces of art is as much a part of an ideological
hegemony as is the "Grand Narrative" of tonality for McClary.
 2-29

contingencies of circumstance, and in so doing, denies "that context is just as

important as form to understanding a work of art." Green's concerns in this
regard are significant for this study in sounding a warning bell to the
bracketing being carried out by the New Critical endeavour, which, in aiming
for a neutral reading of the text, perforce must ignore the contingent social
circumstances in which such texts are produced.

Thus it seems almost unavoidable that the house of fiction with its
many windows would encourage a diversity of perspectives beyond the
purely New Critical and that academic criticism would thereby become
increasingly fragmented, leaving aesthetic formalism at best as one thing
among the myriad others one could do with literary texts, at worst as an
evidently limited thing to do with them considering the grander ambitions
that motivate the sorts of things being done by the more culturally
72
engaged critics.

Leppert finds much in common between New Criticism and its musicological
equivalent in stating (1998:292):

One notable result of this combination73 is what now constitutes mainline

music theory: nothing if not rigorous, profoundly similar to literary New
Criticism, where the only questions askedindeed, the only questions
that can be asked, given the "methodology"involve the notes in relation
to the notes. And whereas literary New Criticism has been on life-support
in English Departments for well over a decade, slowly fading with faculty
retirements, the analogue in musicology and music theory is anything but
threatened. It continues to overshadow and marginalize all other
research.

72
Green concludes by observing: "That both fiction and drama have a more recent
past as 'popular' entertainment rather than high art only made this fragmentation
more pronounced, as it is only a small step from the consideration of a novel or a
play in its own generic or historical context to the analysis of other popular forms
movies, television, pop songsusing similar methods and from these to the implicit
judgment that these forms can provide us with 'knowledge' at least as valuable as
that to be found through reading what have come to be called works of literature."
73
Leppert (ibid.) is referring to "a deadly combination of 19th-century hard-line
aesthetics and 20th-century humanistic pseudoscience borrowed from the social
sciences, which in turn borrowed, in lamentably nonscientific fashion, from the 'hard
sciences'."
 2-30

2.1.4 Poststructuralism and the play of the text

Rivkin and Ryan describe the underlying rationale behind the move from
structuralism to poststructuralism as follows (1998:334):

Structuralists saw signs as windows to a trans-empirical world of

crystalline order, of identities of form that maintained themselves over
time and outside history, of codes of meaning that seemed exempt from
the differences entailed by the contingencies of living examples;
Poststructuralism claims all such orders are strategies of power and
social control, ways of ignoring reality rather than understanding it. It was
time, they argued, to burn down the signs and with the signs, all the
orders of meaning and or reality that signs help maintain.

Poststructuralism's interrogation of the structuralist project harks back to

Barthes's earlier reading (1957) of the mythology of detergents. Barthes found
evidence therein of the hidden conspiratorial operations of mass media and
the ideology of the marketplace. Guy Debord (2005, 2006) describes this
conspiracy as part of what he terms "the spectacle."74

What Rivkin and Ryan are suggesting is that the move into poststructuralism
was already implicit in structuralism itself, but what emerges in
poststructuralism is a new concept of the text. The term "text" is somewhat
deceptive, because it does not necessarily suggest the generally accepted
definition of something printed, existing somewhere as a tangible object in
black and white, like a newspaper photograph or a musical score. As Hodge
(2003, emphases in original) defines it:

75
A Text is an assemblage of signs (such as words, images, sounds

74
For Debord (2006, 24): "By means of the spectacle the ruling order discourses
endlessly upon itself in an uninterrupted monologue of self-praise. The spectacle is
the self-portrait of power in the age of power's totalitarian rule over the conditions of
existence. The fetishistic appearance of pure objectivity in spectacular relationships
conceals their true character as relationships between human beings and between
classes; a second Nature thus seems to impose inescapable laws upon our
environment."
75
Both Hodge and Barthes himself seem to favour capitalizing the term, so as to
distinguish it from its more conventional usage.
 2-31

and/or gestures) constructed (and interpreted) with reference to the

conventions associated with a genre and in a particular medium of
communication. Text usually refers to a message, which has been
recorded in some way (e.g., writing, audio- and video-recording) so that it
is physically independent of its sender or receiver.

What is important to note from this definition is Hodge's emphasis on the

physical independence of the Text; this implies that poststructuralism does not
support the musicological idea of "the work" as existing independently from
the composer in some kind of extra-historical space. Williams (2001:30)
characterizes the poststructuralist text as follows: For poststructuralism, a
text is not an object with clearly defined boundaries that fix meaning, but an
ensemble of discourses. The notion of discourse for Foucault and others,
such as Homi Bhabha and Edward Said, is intimately bound up with issues of
legitimation and control, so that academic and scientific discourses, where the
emphasis is placed on objectivity and neutrality, call for careful reading to
expose these underpinnings.

For Barthes (1997:273):

In fact, reading in the sense of consuming is not playing with the text.
76
Here 'playing' must be understood in all its polysemy. The text itself
plays (like a door on its hinges, like a device in which there is some
'play'); and the reader himself plays twice over; playing the Text as one
plays a game, he searches for a practice that will re-produce the Text;
but, to keep that practice from being reduced to a passive, inner mimesis
(the Text being precisely what resists such a reduction), he also plays the
Text in the musical sense of the term.

Poststructuralism interrogates the notion of objective meaning in a text (by

querying the right of the author to claim absolute authority over it) by
suggesting that, once released into the market, texts are susceptible to
misinterpretation equally well, and that there is not a single authorial
(authoritative) voice to which the reader can turn to for guidance. The reader
is equally responsible for constructing the meaning of the encounter.

76
This concept has important ramifications for the deconstructive project, as
discussed in section 2.1.5.
 2-32

2.1.4.1 The death of the author

In terms of literary criticism, however, structuralism's basic goal was to

apply the scientific methods of linguistics to the study of literary texts.
This scientific analysis placed a primary emphasis on the language of a
creative work as interpreted by the reader, while simultaneously reducing
the importance of authorial intent as a subject of critical study. This
attitude was expressed most famously in Roland Barthes's essay "The
Death of the Author," in which he states that the "image of literature to be
found in ordinary culture is tyrannically centered on the author, his
person, his life, his tastes, and his passions." The actual physical author
was not presumed to be dead, but instead the institutional concept of
authorship that had long dominated criticism at the expense of linguistic
and semiotic analysis.

(Honeycutt 1994)

Perhaps Barthess most radical conclusion from his interrogation of the

structuralist method is this notion of "The death of the author." In this 1977
essay, Barthes suggests that the traditional idea of the author as the sole
agent of legitimacy is the product of yet another mythology.77 This view
radically calls into question the reassuring notions of authorial intentionality
and presence and allows the reader the freedom to draw whatever
conclusions are available from the text from a unique, idiosyncratic vantage
point. It might be argued that this viewpoint has some unsettling implications
for a musicology which is motivated by the belief that musical works possess
an existence of their own, whose existence depends on the composer's
authority. As Selden (1989:79) concludes:

The death of the author is already inherent in structuralism, which treats

individual utterances (paroles) as the products of impersonal systems
(langues). What is new in Barthes is the idea that readers are free to
open and close the texts signifying process without respect for the
signified. They are free to take their pleasure of the text, to follow at will
the defiles of the signifier as it slips and slides evading the grasp of the
signified.

77
Herein lies the crux of the debate around the composer or conductor as author of
the text or the event.
 2-33

2.1.4.2 Readerly and writerly texts

Barthes in S/Z (1974) distinguishes between two types of text ('readerly' and
'writerly') on the basis of the extent to which the reader is allowed to negotiate
meaning. In the case of a readerly text, there is little room for manoeuvre on
the reader's part, as the boundaries of the text are relatively fixed. For Sim
and van Loon (2001:74):

78
By implication, readerly texts are authoritarian. In the rebellious climate
of the 1960s, when the concept of the 'death of the author' was
developed, this was a grave charge to make. Critical theory since that
date has had a distinctly anti-authoritarian, and often counter-cultural,
edge to it.

Barthes characterizes as writerly those texts in which there is evidence of

experimentalism at work, and finds an early precursor of this tendency in
Sterne's Tristram Shandy (1759-67). Landow's definition of hypertext (1992)
extends Barthes's distinction into the realm of modern-day computer
technology:

79
Hypertext blurs the boundaries between reader and writer and therefore
instantiates another quality of Barthes's ideal text. From the vantage point
of the current changes in information technology, Barthes' distinction
between readerly and writerly texts appears to be essentially a distinction
between text based on print technology and electronic hypertext, for
hypertext fulfils: "The goal of literary work (of literature as work) [which] is
80
to make the reader no longer a consumer, but a producer of the text."

78
Sim and van Loon (2001:74) also suggest that most 19th century realist novels are
likewise "readerly." An important motivating principle of this genre is the
dramatization of moral principles as part of its educational agenda.
79
The Oxford American Dictionary defines hypertext as: "A software system that
links topics on the screen to related information and graphics, which are typically
accessed by a point-and-click method," while the Encarta World English Dictionary
suggests: "A system of storing images, text, and other computer files that allows
direct links to related texts, images, sound, and other data."
80
Barthes continues (1974:4): "Our literature is characterized by the pitiless divorce
which the literary institution maintains between the producer of the text and its user,
between its owner and its consumer, between its author and its reader. This reader is
thereby plunged into a kind of idlenesshe is intransitive; he is, in short, serious:
instead of functioning himself, instead of gaining access to the magic of the signifier,
to the pleasure of writing, he is left with no more than the poor freedom either to
 2-34

Landow (1992) goes on to describe the organizational structure of hypertext

as follows:

Both an author's tool and a reader's medium, a hypertext document

system allows authors or groups of authors to link information together,
create paths through a corpus of related material, annotate existing texts,
and create notes that point readers to either bibliographic data or the
body of the referenced text. Readers can browse through linked, cross-
referenced, annotated texts in an orderly but nonsequential manner.

The reader's journey through this new medium does not have to follow the
same kind of linear path as that of a classic text, in which the author directs
the flow of the narrative. As Foucault (1998b:423) states: "The frontiers of a
book are never clear-cut: beyond the title, the first lines, and the last full stop,
beyond its internal configuration and its autonomous form, it is caught up in a
system of references to other books, other texts, other sentences: it is a node
within a network."81

As Landow argues, the implications of Barthean poststructuralism suggest a

new type of collaborative process at play in the interaction between author
and reader (1992):

82
Barthes concept of the writerly text signals the return of the subject, if
only as a shadowy participant in the web of language, which the author
traverses in absentia. This concept also sounds a death knell for the
notion of objective meaning within a given text, because if there is no
author (as bearer of legitimating authority), then the construction of

accept or reject the text: reading is nothing more than a referendum. Opposite the
writerly text, then, is its countervalue, its negative, reactive value: what can be read,
but not written: the readerly. We call any readerly text a classic text."
81
For Heaton and Groves, comparing Wittgenstein's "rhizomatic" approach to
philosophy with its more traditional manifestations (2005:128): "Most traditional
philosophy is like a tree. It seeks the roots from which its object is constructed. It
wants to find the founding principles of things, and so account for the different and
irregular in terms of the same or regular, to bring the unruly and under one rule. A
rhizome (bulbs and tubers), on the other hand, is more like a network, a multiplicity,
which has diverse forms ramifying in all directions."
82
The return of the subject forms a central idea in the author's later discussion of
identity formation in jazz improvisation, as discussed in chapter 3.
 2-35

meaning as a stable narrative element becomes the readers

responsibility, and hence open to idiosyncratic 'readings.'

Eco's notion of the open work (1977:132-39) similarly exhibits poststructuralist

and anti-formalist tendencies in suggesting that the subject has a part to play
in the interpretation of the Text. In contradistinction to the New Criticism's
insistence on the possibility of an objective stance vis--vis the literary work,
Eco (summarized in Kessler and Puhl 2004:2-3) insists on the openness of
the work in question:

Eco, quoting Henri Pousseur, defines the 'open' work as one that
'produces in the interpreter acts of conscious freedom, putting him at the
center of a net of inexhaustible relations among which he inserts his own
form.' Eco's study, which examines Joyce, Alexander Calder, Karlheinz
Stockhausen, Pousseur, and other contemporary and near-contemporary
artists, opposes this concept to the traditional closed work, which allows
the reader or viewer far less choice in interpretation. The categories are
idealno work can be completely open or closedbut they function well
in making distinctions between different kinds of art.

For Groden and Kreiswirth (1997a), Eco's idea of the open work has political
consequences, in that this concept suggests a new way for the reader to
engage with the world:

What is more important, adopting the proper attitude toward an open

work has political and social ramifications: the open work denies
conventional views of the world, replacing them with a sense of its
discontinuity, disorder, and dissonance. Eco considers the alienation
attendant on this realization as beneficial, since from this feeling of crisis,
one may derive a new way of seeing, feeling, and understanding a social
order in which traditional relationships have been shattered.

2.1.4.3 Undercoding and overcoding

Brackett (2000:8), drawing on the work of Middleton (1990:173) and Eco

(1976:129-39), defines undercoding and overcoding as follows:

In an undercoded piece, aspects of a piece are received within a general

sense of understanding. Pieces in this category may create their own
individual codes. Examples of undercoded pieces would be avant-garde
art music, and free jazz. On the other hand, in an overcoded piece,
every detail is covered by an explicit network of codes and subcodes. A
piece in this category may be so tightly bound to socialized conventions
 2-36

as to be about its code. Examples of overcoded pieces would be muzak

and advertising jingles.

Bracketts classification of avant-garde music and free jazz as undercoded is

significant in that undercoding allows for the presence of the individual to re-
invent (if not break) the general rules of engagement that have heretofore
operated. Whether as composer or performer, this slippage within Bracketts
general sense of understanding allows the individual breathing space or room
to manoeuvre within the network itself, and thereby establish a tenuously
documentable presence.

In similar fashion, Hall (1992:229) distinguishes different messages on the

basis of their context, which he defines as "the information that surrounds an
event; it is inextricably bound up with the meaning of that event." Hall
continues by defining two types of communication or message as follows:

A high context (HC) communication or message is one in which most of

the information is already known to the recipient, while very little is in the
coded, explicit, transmitted part of the message or music. A low context
(LC) communication is just the opposite: the mass of the information is
vested in the explicit code. People who have grown up together can and
do communicate more economically (HC) than lawyers drafting a
contract, a mathematician programming a computer, politicians
formulating legislation, or administrators writing regulations (all LC).

With respect to Soundpainting, Hall's distinction is a useful one. One might

suggest, with regard to the degree of context involved, that the gestures in
Soundpainting operate on two fundamental levels. For the performers, these
gestures are HC, in the sense that they have learned their "meaning" (and
how to respond to them) in the course of the workshops. For the audience,
however, such gestures may initially make no sense until they are able to
decipher them as the performance progresses, and the gestures and the
musical events so generated begin to seem familiar.83

83
The author is concerned in this instance with the way the gestures operate, not the
content or style of the music itself.
 2-37

Hofstadter (1999:162-164) imagines a scenario in which a piece such as

Cage's Imaginary Landscape no.4 is sent to outer space as a communication
from humankind to the rest of the galaxy.84 As Hofstadter suggests
(1999:164):

It would be extraordinarily unlikelyif not downright impossiblefor an

alien civilization to understand the nature of the artifact. They would
probably be very puzzled by the contradiction between the frame
message ("I am a message; decode me"), and the chaos of the inner
structure. There are few "chunks" to seize onto in this Cage piece, few
patterns which could guide a decipherer. On the other hand, there seems
to be, in a Bach piece, much to seize ontopatterns, patterns of
patterns, and so on. We have no way of knowing whether such patterns
are universally appealing. We do not know enough about the nature of
intelligence, emotions, or music to say whether the inner logic of a piece
by Bach is so universally compelling that its meaning could span
galaxies.

By comparing these two pieces (one whose compositional procedures are

random, and one which exhibits a strong sense of structure), Hofstadter so
differentiates between the musical outcomes of such procedures. He is
careful to avoid suggesting that the patterns evident in Bach's music are
universal, or that the meaning of the piece is a product of what he terms its
"inner logic," thereby leaving questions about "the nature of intelligence,
emotions, or music" unanswered. Hofstadter's discussion seems relevant to
this discussion in the sense that he maintains an open attitude toward music's
communicative capability, so raising doubts about its ontological status (and
meaning) that are in keeping with the poststructuralists' skepticism towards
any form of final legitimating authority.

For Sawyer, one of the great strengths of the poststructuralist project lies in its
focus on contingency and improvisation (2001, emphasis in original):

84
Hofstadter (1999:163) characterizes this piece as "A classic of aleatoric, or
chance, musicmusic whose structure is chosen by various random processes,
rather than by an attempt to convey a personal emotion. In this case, twenty-four
performers attach themselves to the twenty-four knobs on twelve radios. For the
duration of the piece they twiddle their knobs in aleatoric ways so that each radio
randomly gets louder and softer, switching stations all the while. The total sound
produced is the music." Emphases in original.
 2-38

Of course, everyday discourse is much more improvised than scripted

theater. Our daily conversations are not exact imitations of any script, and
our daily lives do not exactly follow the structure of anybodys social
theory. Researchers who explore these issues are often called post-
structuralists, since they are concerned with those aspects of social life
that cant be explained by fixed structures: individual creativity, variation
across performances, and change over time.

The ramifications of poststructuralism (readerly and writerly texts, the death of

the author, and undercoding and overcoding) are vital for this study of an
improvised form of musicking known as Soundpainting. As suggested by
Sawyer (2001), poststructuralists examine the relationship between fixed
structures and the way in which people improvise with, and sometimes
against, them:

Post-structuralists focus on the balance between structure and

improvisation. Improvisation was a central concept for two influential
French social theorists; Pierre Bourdieu focused on 'regulated
improvisation' (which he also called habitus), and Michel de Certeaus
central concepts were improvisation, strategy, and contingency.

2.1.5 On deconstruction

Barthes, discussing Saussure's concept of the dichotomic relation between

spoken and written language, observes the way in which Saussure departed
from the historical/evolutionary methods previously employed in linguistics
(1964):

The (dichotomic) concept of language/speech is central in Saussure and

was certainly a great novelty in relation to earlier linguistics which sought
to find the causes of historical changes in the evolution of pronunciation,
spontaneous associations and the working of analogy, and was therefore
a linguistics of the individual act. In working out this famous dichotomy,
Saussure started from the multiform and heterogeneous nature of
language, which appears at first sight as an unclassifiable reality' the
unity of which cannot be brought to light, since it partakes at the same
time of the physical, the physiological, the mental, the individual and the
85
social.

85
Barthes concludes (ibid.): "Now this disorder disappears if, from this
 2-39

Saussure's structural linguistics broke with the past in this important regard,
but in highlighting the distinction between written and spoken forms of
language maintained the concept of binary oppositions. Structuralism, by
foregrounding the antinomial or oppositional nature of this relationship,86 was
merely perpetuating one of the central axioms of logic, wherein the terms A
and -A cannot exist co-terminously. Logic, by definition, depends on the non-
identity of these terms, whereby A is (according to the rules of the game) the
opposite of not-A. Structuralism's dependence on this dichotomic relationship
formed the starting point for the deconstruction project.

As theorized by Derrida (1930-2004) and De Man (1919-1983),

deconstruction is a branch of continental philosophy, which starts by
interrogating the nature of the binary oppositions at the root of structuralism.
Derrida's neologism diffrance is used both to expose the hidden strategies
that animate Western philosophical thought and to highlight deconstruction's
philosophical insight as to how words both differ from and defer to each other.
In his punning use of the term, Derrida suggests that words are both different
from each other, which seems not only true but necessarily so, but further in
his double sense of the term 'defer' that they acknowledge authority and make
way for what Peirce terms unclosed semiosis. As Armstrong (2004:1-2)
observes:

Deconstruction departs from an attack on the idea that the relationship

between the two aspects of the sign, the 'signifier' (a recognisable trace
or mark) and its 'signified' (a concept), can be anything more substantial
than a socially instituted, habitually reinforced, and (as the process of
language change demonstrates) unstable association. Ideologies rely on
certain signifiers to denote unique, stable, unquestionable, and precise

heterogeneous whole, is extracted a purely social object, the systematised set of

conventions necessary to communication, indifferent to the material of the signals
which compose it, and which is a language (langue); as opposed to which speech
(parole) covers the purely individual part of language (phonation, application of the
rules and contingent combinations of signs)."
86
Binary oppositions are exemplified by such ordinary language terms as
langue/parole, nature/nurture, raw/cooked, good/bad, black/white,
masculine/feminine, left/right, up/down, and so on.
 2-40

signified concepts. Derrida is not known for bluntness, but his philosophy
is certainly a refutation that a signifier could ever have a single, objective,
self-interpreting meaning.

From a position of extreme scepticism towards the tyranny of Saussurean

langue, deconstruction argues that there is a deeply ingrained tendency in
Western philosophy towards privileging a particular signifier over another as
part of a strategic attempt to stabilize "meaning," and thereby disguise the
effects of linguistic slippage that Derrida exposes. The process of reasoning
behind Derrida's controversial viewpoint is described in Rivkin and Ryan
(1998:339-340) as follows:

What justifies the distinction between inside and outside, intelligible and
physical, speech and writing? Doesnt there have to be a prior act of
expulsion, setting in opposition, and differentiation in order for the
supposed ground and absolute foundation of truth in the voice of the
mind thinking the presence of truth to itself to come into being?

McClary (1987:60) views deconstruction as a "political act," which exposes

the ideological assumptions behind the music of the Enlightenment:

What I am suggesting here is deconstruction as a political act. It is not

coincidental that most deconstructive enterprises have centered on texts
of the eighteenth-century Enlightenment, for, as we have seen, these are
the texts (and the musical repertoires) that most powerfully articulated the
social values of the emergent bourgeoisie under the guise of universal
rationality, objectivity, truth. Indeed, so powerful and successful were
these articulationswith their hidden ideological underpinningsthat
they still shape the ways in which we understand the world and our place
in it as individuals.

What she exposes here are bourgeois dependencies on such ideas as the
rational and the objective as "natural laws," which even today shape human
thinking about the world. This can also be seen as a type of blind faith in
progress and a reliance on science to provide the answers to the abiding
philosophical questions of humankind.

The problem with the binaries, for Derrida, seems to be that they are opposite
but not equal: that is to say, one binary is often privileged over the other. One
of the most pervasive binaries in Western philosophy is known as Cartesian
dualism. As proposed by Descartes and criticized by numerous philosophers
 2-41

(Small 1998:51):

One of Bateson's fundamental intuitions is a denial of what is called

Cartesian dualism, the idea that the world is made up of two different and
even incompatible kinds of substance: matter, which is divisible, has
mass, dimensions, and a location in space; and mind, which is indivisible,
has no mass or dimensions and is located everywhere and nowhere. This
mode of thought is very old in Western thinking and in fact, in the concept
of an immortal soul that is distinct from the body and survives its death, is
part of our society's religious orthodoxy.

Implicit in the way in which Derrida looks at language is the distinction (from
linguistics) between the constative (the intended meaning of a statement) and
the performative (the effect of that statement). The performative suggests that
the unpredictable variety of the contexts in which language may be used
makes its outcome also indeterminable. In Music as Cultural Practice, 1800-
1900, Kramer (2002) argues that meaning may be obtained from music
through the analysis of its performative strategies as compared with other art
forms, defining these strategies as hermeneutic windows.

Deconstruction, by interrogating the disguised operation of a central axiom of

conventional philosophy, foregrounds the contingent nature, as well as the
complexity, of what Ake terms "issues of meaning and identity" (2002:81):

Issues of meaning and identity always involve more than simple binary
opposites of black/white or masculine/feminine. They consist, instead, of
extremely complex and fluid relationships among cultural values,
understandings, and practices.

By highlighting deconstruction's interrogation of the privileging of these binary

opposites, Ake suggests its exposure of strategies that are taken for granted.
For McClary (2000), deconstruction lays bare the conventions and
hegemonies of tonality, the operations of which Heble views as negative and
restricting (2000:33):

The laws of tonalityconducive to an emotive approach to musiclike

the laws of language, prevent the artist from exploring a broader range of
potential musical options and opportunities. Deviations from the rigid
rules of tonality were originally seen as grammatical errors and
solecisms.
 2-42

What Heble highlights here is the potential tension between the needs of the
individual musician (in terms of self-expression, telling a story, and so on) and
the demands of the community, who, to a large extent, put these laws in
place. This community has the power to determine the extent to which the
laws of such languages hold sway and therefore acts as a braking factor in
limiting the unbridled expression of the individual, who thus treads an uneasy
path of compromise between expression and acceptability. The case of
Ornette Coleman, as a key figure in this struggle, dramatizes this tension in
the free jazz era of the late 1950s and early 1960s. As Certeau (1988:138)
states:

In the vast sea of a progressively disseminated language, a world without

closure or anchorage (it becomes doubtful, eventually improbable, that a
Unique subject will appropriate it and make it speak), every particular
discourse attests to the absence of the position which the cosmos
formerly assigned to the individual, and thus to the necessity of carving
out a position by one's own way of treating a particular area of language.
In other words, it is because he loses his position that the individual
comes into being as a subject.

For Monson, the poststructuralist usage of the word "discourse" has vivid
ramifications for ethnomusicology (1996:206):

A considerable confusion regarding the idea of discourse has emerged in

the debate about postmodernism and music in recent years. Perhaps the
most useful aspect of Foucauldian notions of discourse and Derridean
ideas about writing has been their implications for rethinking the concept
of culturefor moving from a totalizing, coherent homogeneous idea to
one that takes heterogeneity and the crosscutting of cultural identities
with the contradictions (discourses) of race, gender, and economic
stratification. Perhaps the most damaging, from the point of view of
ethnomusicology, is the poststructural deprecation of the speaking
subject, vernacular knowledge, and the phenomenal world in relation to
its philosophical project.

For Monson, the poststructuralist position has the clear advantage of

necessitating a re-evaluation of a commonly held view of culture as "a
totalizing, coherent homogeneous idea," a view similarly challenged by
Korsyn (section 1.5.2) with regard to "society." However, Monson views the
deconstructionist problematization of the "speaking subject" in less positive
 2-43

terms. From her position as a jazz critic and performer and in view of jazz's
emphasis on the contribution of the individual performer to its discourses, this
is a somewhat inevitable conclusion.

2.1.6 Wittgenstein on language

The theories of Ludwig Wittgenstein, widely regarded as one of the most

important philosophers of the twentieth century, have recently begun to be
applied to thinking about music. In suggesting that academic discourse about
music is a kind of Wittgensteinian language-game, Kevin Korsyn seeks a way
out of the impasses that up to now have fostered division in musical
scholarship (2003:187):

Whether or not music is considered a language, there can be no doubt

that musical research is not only transmitted through language, but is
also embodied in the sort of socially situated forms of life that
Wittgenstein called language-games. By asking how these games work,
and how they are connected to a variety of cultural practices, we can
foster communication among them while avoiding certain impasses that
we have seen in the field.

Although an exhaustive survey of Wittgenstein's thought is beyond the scope

of this study, there are three concepts of his regarding language which are of
significance: meaning as use, language-games, and grammar.

2.1.6.1 Meaning as use

Shawver comments on the importance of Wittgenstein's Philosophical

Investigations as follows (n.d.):

Generally considered one of the most important philosophical works of

the twentieth century, Philosophical Investigations is unique in its
approach to philosophy. Most philosophical texts read as histories of
philosophy, summaries of philosophizing which has already occurred, a
completed report on thought. Wittgenstein's book treats philosophy as a
lab science, instructing the reader to undergo various thought
experiments and do the actual work of philosophy. Rather than relying on
the thinking of others, it insists that the readers do their own thinking.
 2-44

Wittgenstein was concerned with a new approach to philosophy, concerned

with how to "use" philosophy; he was not particularly interested in
metaphysical controversies, which he viewed as situated in problems of
language. In Wittgenstein's view, when these linguistic problems are cleared
up, their attendant philosophical problems disappear. In this light, Wittgenstein
displayed a pragmatic turn in suggesting that meaning is a function of how
language is used in practical situations (PI 340):

One cannot guess how a word functions. One has to look at its use and
learn from that. But the difficulty is to remove the prejudice which stands
in the way of doing this. It is not a stupid prejudice.

To the author, this is an exceedingly valuable insight for the purposes of this
study, because it acts as a counterpoise to the assumptions that lead some
musicologists to treat music as an object rather than as an activity. This
allows for a somewhat different focus wherein the frame of reference is the
way in which musicians use signs, as opposed to the content of the signs
themselves. Such a viewpoint can include all categories of musical sign, be
they elements of the symbolic language of musical notation or the more
elusive and fleeting aural signs of improvised music. Simply put, the focus
then shifts from what these musical signs mean to the manner in which they
are used.

Garver (1996:150) characterizes this key move in Wittgenstein's thinking as

one in which is emphasized the importance of context over analysis:

Studying uses of language makes context prominent, whereas the study

of forms lends itself naturally to analysis. There are no such things as the
'structural components' of a use of language or of a language-game,
whereas morphological or syntactic analysis proceeds in terms of
precisely such components. Contextual settings and possibilities of
discourse continuation define or differentiate uses of language in ways
that are not analytic at allcertainly not in the familiar sense in which
analysis requires the identification of elements and their arrangement.

Biletzki and Matar (2005) view Wittgenstein's emphasis on the use of

language as a challenge to the more traditional approach where meaning is
regarded as representation:
 2-45

"For a large class of casesthough not for allin which we employ the
word meaning it can be defined thus: the meaning of a word is its use in
the language" (PI 43). This basic statement is what underlies the
change of perspective most typical of the later phase of Wittgenstein's
thought: a change from a conception of meaning as representation to a
view which looks to use as the hinge of the investigation.

This change of perspective, the author suggests, is by no means unique to

Wittgenstein, as critical theory in general during the course of the twentieth
century mounted waves of attacks on this traditional concept of meaning as
representation. Heble (2000:72) sees evidence of this tendency in the music
of the Art Ensemble of Chicago:

Rather than following standard chord progressions and traditional solo

structures, large portions of the ensemble's repertoire are devoted to
impromptu explorations of a semiotic freedom. These freely improvised
passages bespeak a reliance on a kind of formalist aesthetic: jazz as a
system of signs with no necessary relationship to anything outside itself.
Notes are played not so much for their worth as semantic signifiers, but
rather for their sound value.

This "formalist aesthetic" of which Heble speaks is not formalism in its

traditional sense of music for music's sake, however. One of the key elements
or motivating factors of this organization's approach is, after all, a highly
politicized and polemical re-thinking of music's place in American society.

2.1.6.2 Language-games

In an important discussion of Wittgensteins concept of the language-game in

The Postmodern Condition, Lyotard (1984:10) puts his point thus:

Wittgenstein, taking up the study of language again from scratch, focuses

his attention on the effects of different modes of discourse; he calls the
various types of utterances he identifies along the way (a few of which I
have listed) language-games. What he means by this term is that each of
the various categories of utterance can be defined in terms of rules
specifying their properties and the uses to which they can be putin
exactly the same way as the game of chess is defined by a set of rules
determining the properties of each of the pieces, in other words, the
proper way to move them.
 2-46

If one is permitted to view musical performance in terms of various types of

utterance, in Lyotards terms, it seems possible to classify musicking itself as
a language-game, one whose connotative content is largely indeterminate.
For example, Inuit throat-songs imply a complex set of cultural and historical
connotations for the community which practises them, connotations largely
lost on the average Westerner who might perhaps find them as amusing or
odd as Tibetan music, but certainly foreign. This reinforces perhaps the
sociocultural nature of the New Musicologys attempt to consider music as a
communal and socially directed activity.

The author is suggesting moreover that Wittgensteins categories of utterance

for speech are typified in the symbolic language of music notation by such
devices as dynamics, phrase marks, accents, and so on: in short, those
devices that mimic the action of breathing and emphasis within human
speech. Within music styles that do not encompass notation as a mediation
device, phrasing may be conceived of quite differently but still as a form of
conversation, in which individuality and uniqueness of parlance are highly
valued. This metaphorical conception of music as speech is extensively
discussed in Monson (1996:73-96).

Wittgenstein, in his definition of the language-game, places a strong emphasis

on verbal language as an activity and lists a wide variety of examples of such
activities (PI 23, emphases in original):

Here the term "language-game" is meant to bring into prominence the

fact that the speaking of language is part of an activity, or of a life-form.
Review the multiplicity of language-games in the following examples, and
in others:
Giving orders, and obeying them
Describing the appearance of an object, or giving its measurements
Constructing an object from a description (a drawing)
Reporting an event
Speculating about the event
Forming and testing a hypothesis
Presenting the results of an experiment in tables and diagrams
Making up a story; and reading it
Play-acting
Singing catches
Guessing riddles
 2-47

Making a joke; telling it

Solving a problem in practical arithmetic
Translating from one language into another
Requesting, thanking, cursing, greeting, praying.

Lyotard (1979) makes three important observations with regard to language-

games, in which utterances are subject to a system of rules beyond the
control of the individual players:

It is useful to make the following three observations about language-

games. The first is that their rules do not carry within themselves their
own legitimation, but are the object of a contract, explicit, or not, between
players (which is not to say that the players invent the rules). The second
is that if there are no rules, there is no game, that even an infinitesimal
modification of one rule alters the nature of the game, that a "move" or
utterance that does not satisfy the rules does not belong to the game they
define. The third remark is suggested by what has just been said: every
utterance should be thought of as a "move" in a game.

For Bowman, in discussing Margolis's work, the language-game is a useful

concept in catering for the unpredictable character of musical meaning
(1998:239):

On Margolis's view, musical meanings are contingent, culturally relative,

and culturally emergent in ways that make them unlikely candidates for
study from the systematic purview of semiotic science. Pointing to
Wittgenstein's conception of language-games as extensively
improvisational, fluid, and unpredictable affairs, Margolis believes
meanings are contingent and consensual phenomena. They are deeply
embedded in the various and ever-evolving social practices that give rise
to them. In short, the rigorous aspirations and rule-governed nature of
semiotics is ill suited to the ambiguity, the multiplicity of potential
meanings, the indefinite variability, and the diversity of musical
phenomena and practices.

Wittgenstein's idea of the language-game, in allowing for a wide range of

fluid, contingent, and negotiable meanings within musicking, is a powerful
concept for the analysis of improvised music in general, and Soundpainting in
particular, in that it emphasizes the contingency of musical meaning. As
Bowman describes it, this concept is highly relevant to this study, in that it
accommodates the diversity of musical practices within various systems of
rules, which may or may not be "formalized" through musical notation.
 2-48

2.1.6.3 Grammar

Wittgenstein adopts the term grammar in his quest to describe the

workings of this public, socially governed language, using it in a
somewhat idiosyncratic manner. Grammar, usually taken to consist of the
rules of correct syntactic and semantic usage, becomes, in Wittgenstein's
hands, the widerand more elusivenetwork of rules which determine
what linguistic move is allowed as making sense, and what isn't.

(Biletzki and Matar 2005)

In the light of the above statement, Wittgenstein's adoption of the term

"grammar" suggests the possibility of likewise conceiving of music as a
"public, socially governed language." This raises in turn a question with regard
to who exactly might be considered to be the custodians of this musical
language: the author suggests that this role is taken up by the loose
community of musicians, listeners, and marketers of jazz, whose viewpoint
tends to be somewhat conservative.

The conservatism of this community is evident in conventional approaches to

jazz pedagogy, which mostly takes a no-nonsense approach to the validity of
linguistic moves within the language-game of tonal jazz. The individual who
takes on the community therefore also takes on the rules of the game and in
language, "the formidable adversary of connotation," in Lyotard's terms.

In an imaginary dialogue between a sceptic and a musician,87 Naomi

Cumming (2000:265) suggests that while the boundaries of a musical
community may be difficult to define in a final or narrowly circumscribed way,
it is nonetheless possible to describe such a community:

Sceptic: "If you do not define the boundaries of the community, how can
you specify the criteria of judgment used by those within it?"
Musician: "Vagueness in defining the boundaries of a community of
language users never prevented a language from functioning before, so

87
For the sake of clarity, the author identifies whose position Cumming is
representing here.
 2-49

long as the language is connected with a shared 'form of life,' as the late
Wittgenstein puts it. A community of those who compose, perform,
critique, theorize, and write histories of Western classical music in the
eighteenth to nineteenth centuries is closely defined for practical
purposes."
Sceptic: "You make a circle around an arbitrary field of play."
Musician: "Yes. And by doing so I acknowledge a boundary, a limit to a
'world,' without denying that it may intersect with other worlds, which
bring perspectives to what I have so enclosed."

Cumming's argument hinges on Wittgenstein's notion of the 'form of life,'

which she defines as a variety of activities associated with her area of
research, as in Western music composing, performing, and so on. Although
Wittgenstein's term is the subject of a certain amount of controversy, Hacker's
definition of Wittgenstein's term suggests that what he is referring to is the
notion of culture tout court. On this basis, and although she is referring to
WEAM, it does not seem unreasonable to theorize the existence of a similar
community (or communities) within jazz, for whom aesthetic criteria of
judgement are also at stake. As Hacker states (2005):

Wittgenstein employed it to indicate the roots of language and of

agreement in application of linguistic rules, in consensual, regular forms
of behaviour. This includes natural, species-specific action and response,
as well as concept-laden, acculturated activities. Speaking a language is
part of a form of life (a culture) and to imagine a language is to imagine a
form of life.

Is it therefore possible to view musical practices likewise as "forms of life?"

It seems plausible to do this on the basis of musicking's grounding in
"consensual and regular behaviour," in the sense that music tends (for the
most part) to conform to a definite set of rules, which form its grammar.
Although it is risky to generalize, as Wittgenstein warns, it seems clear
enough that within the genre of tonal jazz, for instance, the acquisition of
improvisational skills operates within the framework of a system of tension
and resolution. This system of axioms operates within a framework of
generally agreed-upon conventions as to what note-choices are deemed as
"correct" or "incorrect."

To what extent these rules are defined as "linguistic" is the province of

 2-50

musical semiotics, but, although Cumming is referring to a community of

practitioners within WEAM, it does not seem unreasonable to theorize the
existence of a similar community (or communities) within jazz, for whom
aesthetic criteria with regard to jazz's common practice are also at issue.
A renewed focus on the role of the community's role in patrolling the limits of
the grammar of African American music forms the basis of recent studies by
such writers as McClary (2000), Heble (2000), Fischlin and Heble (2004), and
Lewis (2000, 2004a, 2004b, 2004c).

Returning to Wittgenstein, in keeping with his move away from syntactic

analysis to usage, he maintains that the task of philosophy with respect to the
determination of meaning is not to be completed through a process of
detached observation, but by means of an active engagement with what is
actually taking place. For Biletzki and Matar (2005), this is a move away from
generalized speculation to the careful consideration of specific cases:

Rather, when investigating meaning, the philosopher must 'look and see'
the variety of uses to which the word is put. So different is this new
perspective that Wittgenstein repeats: 'Don't think but look!' (PI 66); and
such looking is done vis a vis particular cases, not thoughtful
generalizations. In giving the meaning of a word, any explanatory
generalization should be replaced by a description of use.

What this line of thinking seems to require is a greater degree of caution with
regard to abstract generalizations about music and a greater emphasis on the
various contexts in which musicking takes place. In this sense, Soundpainting
can be construed as a particular type of language-game, as can be the
practices of WEAM and the various forms of musical life that employ
improvisation.

The behavioural rituals and performance conventions of the "form of life"

known as WEAM (with its entrances, exits, faithful adherence to the intentions
of the score, as well as the very notion of the work as autonomous object)
 2-51

support this conception.88 The question then arises: Are there similar rules for
the production and consumption of improvised music? Or even more simply
put, does improvised music similarly exist as a language-game with a
somewhat different grammar? As suggested in section 1.7.3, this certainly
appears to hold true for tonal jazz, in which the logic of the changes dictates
the improviser's choice of notes.

Conceiving of improvised musicking as a Wittgensteinian language-game

(with its idiosyncratic grammar) opens the way to an analytical approach in
which is acknowledged the contingent and fluid nature of such musical
practices. Viewing musical meaning in this light is a means of avoiding the
reifying tendencies of some traditional musicology, which thereby seeks to
conceal, or at least suppress, the hegemonic implications of tonality and its
discourses, as theorized by McClary, Heble, and others. According to these
writers, musical meaning is conceived of as eminently negotiable and
culturally "constructed," rather than inhering in "the music itself."

The pragmatic emphasis in Wittgenstein's philosophy of language allows the

author to situate the negotiation of subjectivity in the context of musicking as
activity, in other words, as process rather than product. The work concept of
traditional musicology suggests that music exists as an absolute entity,
beyond time and space, and thereby diminishes its nature as a part of the
social fabric of humankind. Viewing musical styles as an assortment of
language-games with various (and variable) rules of engagement acts as a
counterweight to totalizing generalizations about the relative value of different
genres.

As applicable to Soundpainting, the author suggests that these concepts of

88
The author wishes to stress the understanding here that music, while it does not
have the same direct connotativity (force of meaning) as spoken or written language,
nonetheless may be seen as obeying a similar set of rules of operation to languages
in general, which rules amount to musics langue.
 2-52

Wittgenstein may be very useful tools for the analysis of spontaneously

created music, in so far as they expose both the conventional and the
contingent underpinnings of such processes. In the following chapter, the
author will make an extended comparison between the work concept (and its
part in WEAM musicology's strategy of canon formation) and the rather more
flexible view of musicking as process. Such a view also attempts to take
cognizance of musicking as an embodied activity, thereby acknowledging the
contribution of performers to the spontaneous and collective process of
creation.
Chapter 3 : Music as work and event

3.1 Introduction: Spoken and written language

The author, building on the work of Wishart, Bateson, and Wittgenstein,

compares the operations of language in its written form and its functioning
as speech. This distinction leads in turn to a view of spoken language as
contextualized, in other words, as depending on kinesic and paralinguistic
features to convey the full force of its meaning. The author asserts that
there may exist a theoretical or model parallel between the conception of
music as work (with its roots in written language) and the notion of music
as event (illustrating a form of speech in action). As Wishart claims
(1996:13, emphasis in original):

For Plato, the idea of the object, which took on a new historical
permanence in its notation in the written word, came to have more
'reality' than the object-as-experienced. The commonplace tables and
chairs which we experience in the course of our everyday life were
mere pale reflections of the ideal table and chair existing in some
Platonic heaven. (This heaven in fact was to be found between the
covers of books). This radically new stance reflects a permanent
tendency of scribe-dominated cultures towards the reification of ideas
and the undervaluing of immediate non-verbal experience, which has
special relevance to the history of music.

Wishart builds an argument about the dominance of writing in Western

culture, wherein he emphasizes the tendency of scribes to privilege the
"combinatorial process" of written language over experience per se.
Wishart himself is alert to the implications of this stance for musical study,
in which ideas become reified and immediate non-verbal experience is
marginalized. Wishart continues (ibid.):

Even for the average literate individual it might at first sight appear
that what we can think is commensurate with what we can say, and
hence to appear verbally confused or elliptical is easily interpreted as
a failure of clear thought, rather than a difficulty of formulation of a
perfectly clear non-verbal idea. For example, the idea of a good
'break' in improvised musical performance is clearly understood by
 3-2

any practitioner but has never been reduced to a verbal description.

Wishart is suggesting here that to describe in words the "break"89 in the

practice of improvised music is an exercise in demonstrating the potential
epistemological gap between a non-verbal activity and its description in
verbal terms. What Wishart implies is that improvisers understand
instinctively how to "make the right noises" in this regard, and any attempt
to codify such procedures in terms of verbal or written language falls short
of the reality of the activity as practised by musicians. It might be
suggested, as Bateson has done, that this gap between activity and
description lies in the nature of language itself (2000:373-374):

Verbal language is almost (but not quite) purely digital. The word 'big'
is not bigger than the word 'little'; and in general there is nothing in the
pattern (i.e., in the system of interrelated magnitudes) in the word
'table' which would correspond to the system of interrelated
magnitudes in the object denoted. On the other hand, in kinesic and
paralinguistic communication, the magnitude of the gesture, the
loudness of the voice, the length of the pause, the tension of the
muscle, and so forththese magnitudes correspond (directly or
inversely) to magnitudes in the relationship that is the subject of
discourse.

Bateson considers non-verbal communication as analogic, in which kinesic

and paralinguistic factors such as the size of the gesture, where the voice
is pitched, and so on, determine more about the relationship in question
than a verbal description can adequately convey. Returning to Wishart's
example from improvisation, it is clear that, in the practice of this type of
music, playing a convincing break is not something that can be learnt from
reading about it: musicians tend to acquire this knowledge from listening to
other practitioners of the improviser's art.

In Wishart's terms, the difference between the digital nature of verbal

89
The break in jazz refers to the point in the score at which the ensemble stops
so as to allow the soloist a space in which to make an unaccompanied solo
statement. Dizzy Gillespie's piece, A Night in Tunisia, is a good example of this
practice.
 3-3

communication and its analogic counterpart lies in the nature of the

meaning that these different types of communication aim to convey
(1996:13ff.):

I am going to propose that words never 'mean' anything at all. Only

people 'mean' and words merely contribute towards signifying
people's meanings. For the scribe meaning appears to result as the
product of a combinatorial process; broadly speaking, various words
with more or less clearly defined reference or function are strung
together in a linear combination to form sentences, paragraphs, etc.,
which have a resultant clearly defined meaning.

Wishart (ibid.) goes on to highlight the difference between the linearity of

such combinatorial procedures that yield the units (sentences, paragraphs,
and so on) of written language and what he terms the synthetic process of
individual speech acts:

For the individual speaker, however, meaning is a synthetic activity.

He or she means. Not merely the combination of words but a choice
from an infinitude of possible inflections, tones of voice and accents
for their delivery, together with possibilities of movement, gesture and
even song, enter into the synthesis of the speech-act which attempts
to convey what he or she means. In this way a speech act may
uniquely convey quantities of information about the state of mind of
the speaker and his relationship to what is said (for example irony and
so on) which would be entirely lost if merely the words used were
90
transcribed, but is certainly not lost on the person spoken to.

Written language, in its emphasis on linear sequence, lends itself to

contemplation as a carrier of reified meaning, in the same way as an
"authoritative" edition of a score contains meaning for orthodox
musicology. Wishart's conception of meaning as a synthetic activity
suggests, however, that spoken language is capable of conveying a far
wider range of nuance than the written word. Wishart's emphasis on the
importance of the mode and context of the speech act suggests an affinity
with the later Wittgenstein's notion of the language-game as being tied to

90
Wishart concludes by saying (ibid.): "It is clear that not meaning, but
signification, resides in the words and that the mode and context of use of these
significations all contribute towards the speaker's meaning."
 3-4

its context (PI 546, emphases in original):

In this way I should like to say the words "Oh, let him come!" are
charged with my desire. And words can be wrung from us,like a cry.
Words can be hard to say: such, for example, as are used to effect a
renunciation, or to confess a weakness. (Words are also deeds).

Significantly for this study, Wishart includes musical activity as a means of

adding value to a given speech act. It seems reasonable to conclude from
the above discussion that there exists the possibility of distinguishing
between two areas of musical attention: one, wherein the emphasis is on
the study of music as object, and the other, where music is considered
essentially as an activity. The study of music as object (the province of
orthodox musicology) focuses its attention on the product, whereas, in
considering the process of musicking for itself, emphasis is placed on the
ways in which musical activity is used to articulate meaning. This
emphasis on the processual character of musicking has important
implications for communication, as Iyer suggests (2004:393-394):

In the 1990s a wave of important scholarship on African American

music addressed some of the ways in which meaning is generated in
the course of jazz improvisation. Much of this work focuses on the
crucial role of interactivity and group interplay in the dialogical
construction of multiplicities of meaning. Here one draws on a notion
of communication as process, as a collective activity that harmonizes
individuals rather than a telegraphic model of communication as mere
transmission of literal, verbal meanings.

Iyer makes a vital point, recalling Bakhtin's theory of language in its

employment of the concept of dialogism. Iyer's argument rests on a
conception of communication as a collective and collaborative process,
rather than what he terms "a telegraphic model," which presupposes a
more rigid and unidirectional view of meaning and communication.91

91
The author discusses the nature of communication in improvised music in
further detail in section 5.3.
 3-5

3.1.1 Results and procedures

In an interview (Prasad 2002), Eberhard Weber emphasizes the

importance of the finished product over the process of creation:

92
I'm only interested in results, not in procedures to get somewhere.
In the good old days, when one had the chance to go to jazz clubs
and there were jam sessions, some would go onstage, including
myself. We would play some free improvisation or modal
improvisation for a half-hour or so and it was really dynamic,
wonderful and perfect for that moment. Then I would put the bass
down and leave the stage. The musicians would look at me and say
"What's going on? Why are you leaving?" I said "Because we just had
a nice half-hour and it was perfect. If we continue, it's only going to be
repetition." So, again, I'm not interested in playing, but having results.
That's the big difference between me and other musicians.

Weber's focus on results, in his opinion, illustrates a "big difference"

between himself and other musicians. His viewpoint is an atypical one for
an improvising musician, opposed (as it appears to be) to so much of the
radicalism of the free jazz aesthetic. These sentiments were echoed in a
conversation with the author (Munich, 1980) in which Weber discussed his
move from experimentation as a player in the 1960s German free jazz
scene93 to the kind of organized (formal) compositional structures evident
in his first solo recording The Colours of Chlo (1974).

Weber made two significant statements regarding this move towards

organization in this conversation. He felt that, in many respects, playing
free jazz was a kind of hit or miss endeavour, which entailed a certain
amount of groping around in the dark to find something, and, as a result,
that the artistic rewards therefrom were uncertain. In fact he spoke of a
five per cent return on his investment of time and energy. Secondly, he
suggested that playing this kind of music took a lot of practice and getting

92
Emphasis added. Weber's position (if it is to be taken at face value) is basically
diametrically opposed to Soundpainting and free music.
93
Weber worked mainly with Wolfgang Dauner and Volker Kriegel in this period.
 3-6

to know the musical personalities of his fellow performers.94

This attitude of apparent dissatisfaction95 with the random or repetitive

elements of spontaneously created music led Weber into the managerial
vector of composer/leader rather than accompanist, the more traditionally
accepted role of the bass-player. Bass-players who also compose and
lead bands, as Weber does, are relatively rare (Charles Mingus and Jaco
Pastorius being the most immediate exceptions to this rule). As stated
above, Weber's focus on results is an atypical one for an improvising
musician; for many improvisers, the interest appears to lie in the moment-
to-moment processes as they unfold, rather than the eventual outcome as
determined by the composer.

3.1.2 Intractable questions

In beginning his analysis of Mahler's Sixth Symphony, Samuels (1999:1)

notes how:

Musical works seem by turns to be anomalous amongst the arts

because of their lack of linguistic articulation and referential content,
or to hold the key to understanding the intractable questions of
deconstructive intertextuality.

It is natural perhaps for musical analysts in some quarters to have directed

their attention to the study of scores as the authoritative means through
which composers make their musical intentions manifest. For example,
Bowen (2001:429) states:

Musicology inherited both the aesthetic of music as work and the

German symphonic repertoire to which it is best suited. Musicology
has traditionally had difficulty with the 'music as event' genres (like

94
This point to some extent highlights the paradox that some freely improvised
music requires hard work to sound apparently "spontaneous."
95
Apparent, because at least four Weber recordings as leader (The following
morning, Later that evening, Orchestra, and Pendulum) feature passages of
music that are obviously improvised, either collectively or solo.
 3-7

96
jazz), and ethnomusicology has absorbed most of these genres.

To a certain extent this statement points to an underlying ideology of late

modernism, which separates "serious" art (with its focus on musical works)
from its less "reputable" counterpart in the fields of jazz and popular
musics, for instance.97 What Bowen is proposing (ibid.), however, is a
useful distinction between music as work ("with the score as its inviolable
sacred text"98) and music as event ("with the score as merely its
blueprint"). The author suggests that in tonal jazz practice, for example in
the field of small group improvisation, the score is mostly used in Bowen's
second sense, as a blueprint, with relatively wide latitude for interpretation.
In many cases of the "music as event" genre, the author suggests, the
score is of secondary importance, if present at all.99

Developments in critical theory through the course of the twentieth century

have called into question the possibility of a final and objective reading of a
musical score.100 Derrida and the poststructuralists insist on the reader's
role in the establishment of meaning in a text, implying thereby that the
cherished procedures of orthodox musicology are open to any number of

96
Bowen continues (2001:429, n15) by suggesting: "I would also venture that
musicology has projected the concept of music as work backwards in time to
genres and periods where it is largely inappropriate. Corelli, one imagines, would
care more about the performing conditions, the unique style of the performer, the
response of the audience, the sound of the instrument, and the overall impact of
the performance than the critical edition on which it is based. For performer-
composers like Corelli and Rossini, the integrity of the performance was more
important than the integrity of the work."
97
This line of thinking is especially evident in the writing of Adorno.
98
The religious imagery suggests to what extent this mythology is taken as
unspoken musicological dogma.
99
People in these less formal styles of music will often rehearse and play the
music by ear. Charles Mingus, for example, would sketch out ideas at the piano
for his musicians to learn, and would seldom rely on a wriitten score to convey his
musical ideas. As Collier mentions (1981:443): "It became his practice to bring to
rehearsal only sketches of the final product. He would play on the piano what he
wanted each player to do and would discuss with him the emotional effects he
wanted him to achieve."
100
The author has suggested (sections 2.1.4 and 2.1.5) that a defining
characteristic of both poststructuralism and the deconstruction project is a
problematization of accepted notions with regard to the inviolability of the Text.
 3-8

reasonable (and sometimes not so reasonable) interpretations. The

crypto-scientific nature of these procedures (as typified by the apparently
objective contemplation of the reified object of the musical score) is also
interrogated by the philosophical procedures of critical theory, which call
into question such hallowed concepts as objectivity, disinterestedness,
and the full and final settlement of meaning as manifest in the score. As
Bowen has suggested (2001:429), these "traditional" assumptions
regarding fixed meaning are seen to operate in the historical study of the
music of the German symphonic repertoire, which by definition, excludes
non-Western musical practice.

Wishart (1996:261) is alert to the implications of what might be termed the

"poetics of detachment" in stating:

The problem of detachment has particular significance in Western

society. As an aspect of a professional pursuit, particularly the pursuit
of science, it has proved highly socially fruitful. A detachment from the
social sphere is normally (except in the case of politicians and military
personnel) regarded as a form of mental illness. Mental detachment
in science is useful because it enables us to develop instruments
which may then be useful to the social body. Social detachment in the
research which precedes an artistic work may also be useful in that it
enables us to look at our materials in new ways. Social detachment in
the artistic work itself, however, makes it intrinsically meaningless
except as a solipsistic activity for the artist or an interesting
intellectual game for analysts. There is a certain psychopathology in
the scientific method when it is applied to other beings such as in the
pseudo-science of behaviourism and in the pseudo-art of the
notational formalists.

The repertoire-bound tendencies of formalist musicology focus on the

symbolic language of musical notation, which is but one element among
many complex contemporary musical practices. A musicology which aims
to include the infinite variety of musicking as practised today faces a major
crisis of confidence, as expressed in Cook and Everist (2001:v): The
history of musicology and music theory in our generation is one of loss of
confidence; we no longer know what we know.

The question arises as to whether there is a way out of this crisis for
 3-9

contemporary musicology. If so, the way is perhaps being pointed out by

such writers as Small, who views the event of a symphony concert as a
kind of ritual whose primary purpose is to make statements about
relationships. For Small, the ritualistic elements of such an event extend
beyond the boundaries of the score, and comprise extra-musical factors,
which create the circumstances for the making of such statements.

The move into social semiotics (especially in ethnomusicology and jazz

studies101 ) acts as a counterweight to a problematic tendency within
formalist musicology, namely, its privileging text over context. In this
regard, studies by Monson, Berliner, Chris Smith, Reason, Singer, et al.,
focus their attention on the gestalt of the musical event, thereby bringing
the human element back into musicological discourse.

3.2 Music as work: The semiotics of notation

The concept of a work of art, where this embraces, say, a work of

music, a work of literature, or a painting, has not always been
understood in the way it is today, and it stands in more than one
relation to the different practices in which it functions. The relations
between each art and its associated work-concept are not easily
made subject to generalization, since in each case they are deeply
historicized and are comprehended only by reference to the individual
histories of the different arts.

Goehr's argument (1992:79-80) springs from her central idea of the work-
concept, and further suggests that the differences of this concept in
various artistic fields of endeavour are to some extent contingent, by virtue
of being rooted in their individual histories. While alert to the possible
dangers of over-generalization implicit in the notion of a universal, all-
embracing work-concept, Goehr (1992:83) confirms Bowen's viewpoint
regarding the repertoire-based rationale, which justifies the possibility of
such an idea:

101
Social semiotics (in musical studies) seeks to situate musical events within
the social framework in which they take place.
 3-10

Theories of musical works have been formulated on the basis of

examples drawn from the classical repertoire of the early nineteenth
century. Beethoven is the composer, and his Fifth Symphony the
work, most frequently referred to. Some theorists deliberately confine
themselves to examples from this repertoire. We are not told why.

But it is revealing that examples drawn from early music, avant-garde

music, often from folk, jazz, and popular music, but rarely if ever from
the music of the nineteenth-century classical repertoire, are appealed
to especially when one theorist challenges a definition offered by
another theorist.

Goehr's "theorizing about theorizing" confirms the existence of an

apparent conflict of interest between musicology with its work-concept and
ethnomusicology, which draws from the practices of "folk, jazz, and
popular music" to justify the different conclusions it reaches. The nature of
the conflict that Goehr describes is an example of what Korsyn terms the
Tower of Babel, in which musicologists literally are unable to talk sense to
one another, because their methodologies and fields of interest have
become so deeply divided that any form of meaningful dialogue is
effectively precluded from taking place (2003:6):

When music becomes the object of academic disciplines as it is

today, discourse can become a site of struggle among the factions
and interest groups that compete for the cultural authority to speak
about music. The expert critical and technical languages that these
groups invent can foster a social bond among those who share them,
but they can also alienate and exclude outsiders. This danger seems
increasingly evident to many in the field.

It is not only in the field of academic discourse, however, that such

alienation and exclusion take place. Ake suggests that, in the early days of
bebop, not only the everyday discourse of verbal language (musicians'
slang) but such exclusionary devices as tempo, harmonic complexity, and
the nature of melody itself, were employed as tactical moves to draw lines
between the closed circle of those beboppers "in the know" and their less
hip counterparts (2002:66):

Early boppers developed their own 'mystery' language as a means of

distancing themselves from unhip outsiders (white and black). Stage
 3-11

demeanor was 'cooler,' less 'entertainer'-like, than that of many of

their jazz predecessors. Meanwhile, jazz performances became
increasingly virtuosic. Extremely fast tempos became commonplace,
chord changes more complex, melodies longer, more intricate, and
102
more angular than in the Swing era. As Lott describes this early
scene, 'At its hippest (and meanest), such a common language
became a closed hermeneutic that had the undeniable effect of
alienating the riff-raff and expressing a sense of felt isolation, all the
while affirming a common purposeeven at the expense of other
musicians.'

Bowen, whose range of musical activities includes conducting, composing,

pedagogy, and playing jazz piano, to name but a few facets, suggests that
works exist somewhat separately from both their associated performances
and their scores. He classifies performances as events and scores as
physical objects (which seems altogether reasonable) and contends that,
despite being subject to the changing forces of creation and reception,
works are relatively stable phenomena. As Bowen states (2001:425):

Music is a sequence of sounds, each of which appears only in the

present, and which, therefore, has no persistent physical existence.
While the sound of a musical performance is fleeting, however, the
musical work exists even when the performers are silent, and this
continued existence is due to human memory.

The author contends that this persistence of the musical work is not simply
due to human memory, but also a side effect of a strongly entrenched view
that attempts to perpetuate a distinction between "high" and "low" forms of
art. In such a view, popular music exists merely to promote and maintain
class-interests through false consciousness and the hidden machinations
of capitalism, whereas WEAM (especially in its "modern" manifestations)
has the moral imperative of raising consciousness through its complexity
and difficulty. Writers such as DeNora (2003) and Krims (2003) have
criticized this viewpoint as exhibiting both elitism and a misplaced faith in
high art's ability "to educate the masses."

While it is true that the sound of music is fleeting, as Bowen maintains,

102
The citation is from Gabbard, Jazz among the Discourses (1995a:243-55).
 3-12

one of the obvious consequences of the work-concept is its diminution of

the role of the performer(s) in the musicking process. Not only this, but the
work-concept brackets out the crucial elements of ritual and convention
that animate such musical performances, to which Small is alert (1998).
As he suggests (1998:107):

All over the world today, in art galleries, palaces and museums as
well as in opera houses and concert halls, objects that were originally
made for the rituals of the rich and powerful, and occasionally the
poor and humble, are today exhibited out of their original context,
their original social function forgotten or obscured. This applies as
much to paintings and sculptures, to masses and concertos, as it
does to crowns, robes, masks, crucifixes and other, to us, more
obviously ritual objects, for paintings, sculptures, masses and
concertos too were originally intended for use in the rituals of their
time, for display at special events and ceremonies. It is only works
created since the middle of the nineteenth century or perhaps a little
earlier that appear not to possess a ritual function and to have
become simply isolated, self-contained works intended as the objects
of disinterested contemplation (emphasis added).

The significant point here perhaps is that scores (as physical objects) are
not just objects in the real world in the same category of "things" like rocks,
sheep, or hovercraft. Williams puts this well in saying (2001:36): Notation
is not a neutral device that transparently records ideas formulated
independently of it; it is an intrinsic part of the message and impacts on the
way in which musicians conceive and perceive music. The notation of an
intended performance, whether in the form of guitar tablature, medieval
plainsong, or as in more contemporary examples like multi-serialism or the
graphic score, has a bearing on the way musicians are supposed to deal
with it.

At the risk of over-simplifying Williams's fairly complex argument, it might

be suggested that it is grounded in a somewhat poststructuralist viewpoint,
one that exposes the perils of ignoring the discursive component of
musicking. Seen from a Foucauldian angle, notation has the added
implication of excluding the less skilled "Other" from the performance
practice of certain kinds of music. In reality, it seems fairly obvious that a
musician who is unable to read music will not find employment in a
 3-13

symphony orchestra. Pace Derrida's argument on the misplaced

authenticity of phonocentrism and the claims to authority of the "speaking
subject," WEAM's emphasis on such skills privileges the visual element of
musicking, while other musical genres (such as jazz and improvised
musics) tend to emphasize the aural component.

Nettl (1998:1) highlights the relatively lowly status accorded to

improvisation in the history of musicology when he explains:

In the history of musicology, improvisationsometimes defined as the

creation of music in the course of performancehas played a minor
role. Musicologists have been concerned in the first instance with
composition, and less with the process than with the completed piece
of music as set down by its creator. Affected by the research
traditions of visual art and literature, they have concentrated on the
finished work, analyzed the interrelationships of its components, and
looked at its history, but rarely have they been concerned with the
varying orders of creativity that may have led to the final product.

The marginalization of improvisation in some musicological discourse, as

Nettl suggests, is due to its focus on the finished product, not on the
creative processes that take place during improvisation. However, the
burgeoning interest in jazz studies as part of academic discourse may be
seen as a counterweight to this tendency of orthodox musicology, and a
number of scholars103 have made contributions to the study of what Nettl
terms "orders of creativity" within various fields of improvised music,
especially as manifested in performance. Nettl here highlights a challenge
for contemporary ethnomusicology: how to turn the spotlight on to issues
such as process as opposed to product? Is it possible, or appropriate, to
apply scientific analysis to moment-by-moment processes?

It seems evident that there is a difficulty here, because, in so treating the

creative impulse behind improvisation, musicologists have tended to
overlook that their focus on composition as the be-all and end-all of

103
See especially Berliner (1994), Lewis (1996), Monson (1996), and Sawyer
(1999, 2003, 2006b).
 3-14

musical activity runs contrary to a pervasive historical trend. What the

author is suggesting here is that improvisation has only lately been
excluded from WEAM performance practice, and that until recently
improvisation was actually the dominant practice in much musicking in the
West. What such musicological discourse is examining is actually a fairly
brief period in Western music history, in which the fetishization of the score
as an authoritative index of the composer's intentions reaches epidemic
proportions.

Bowman (1998:386) suggests, in examining Shepherd's approach to

musical analysis, that the roots of this emphasis may lie within the
difference between two sensory experiences of music: one visual, the
other auditory:

In contrast to hearing and the corporeal, timbral experience that lies

at music's heart, vision is a 'silent and inert sensory channel which
allows us not only to distance ourselves from the phenomena of the
world but also to interject ourselves into the world from a distance. It
is the sensory channel which allows us, from a single point of view, to
order discrete objects into their uniquely structured locations in
104
space.' Thus, visual experience, as phenomenologists have shown
us, is an experience of distance and separation. Its contents are
discrete and objective, permitting cool, contemplative scrutiny. And
since vision's content lies at a comfortable distance from us, visual
experience is an experience of self-containedness.

Bowman's argument has much to offer as a means of explaining this

privileging of visual experience over its auditory counterpart. The
anthropologist E. T. Hall (1992:224-225) has suggested that the activities
of reading music and playing by ear in fact originate in two different areas
of the human brain, the neocortex and limbic brain respectively.

In more general terms, Korsyn (2003:151) has noted the tendency among
ethnomusicologists to privilege live or improvised music over notated
music. It seems apparent that the roots of these two processes of

104
The enclosed quotation is from Shepherd's Music as Social Text (1991:156).
 3-15

privileging lie in the respective areas of interest, the provinces of

musicology and ethnomusicology respectively. In the ethnomusicological
domain, there does exist an inclination to favour the live element of
musicking over its notated counterpart in WEAM, and this has obvious
bearing on this particular study of Soundpainting as an apparently
spontaneous phenomenon.105

Williams, in his discussion of the orchestra and the role of the conductor
with reference to a poststructuralist notion of texts, continues by
suggesting that (2001:38): Performance, therefore, is a special kind of
active reading, whether it derives from a written text or a set of assimilated
codes (an improvisation). One might ask at this stage, while agreeing with
his point regarding active reading, in what way is orchestral performance
deriving from a text (a musical score) independent of a different set of
codes, hallowed by instrumental or vocal pedagogy and the weight of
tradition from which neither of these sets of codes can altogether free
itself?

The answer seems to operate on three fronts: on the one hand, it is fairly
obvious that the codes vary depending on the kind of music under
discussion, while, on the other, orchestral music needs the figure of the
conductor as guide and interpreter of the composers work. Thirdly, there
is the inescapable presence of the different grammars of notated and non-
notated performance.

The difficulty of comparing the text and context of a symphony concert to a

jazz concert, a marching band in Ohio to a Kabuki orchestra, or Gamelan
music to plainsong, has the potential to lead to the kind of critical impasse
as stated by Cook and Everist (section 3.1.2). Another element of
musicology's crisis of confidence is described by Bowen who proposes the

105
The extent to which improvisation can be conceived of as "spontaneous" is a
matter of debate, to which the author returns in section 4.1.1.
 3-16

following solution (2001:424):

The awareness of musical works as neither stable nor fixed

phenomena does not have to be paralysing: rather, the fact that
musical works change through both the creation and reception of
performances presents us with a fundamentally new field of study.

In tandem with the development of notation comes the exclusion of

improvisation (or performer intrusion) into the work. Being represented in
notational format, for Dahlhaus (1983) and Goehr (1992), is a necessary
condition for the awarding of work-status to a composition. The more the
symbolic language of music has developed in complexity of subtlety and
nuance, the more its effect has been to exclude the non-specialist and
increasingly to demand a higher level of technical ability on the performer's
part: notation may be seen in this light (as does Williams) as a technology
for controlling and empowering certain class-interests. In this light, the
words of Dahlhaus (1983)106 have relevance: he "tells us, flatly, that 'the
subject matter of music is made up, primarily, of significant works of music
that have outlived the culture of their age' and that 'the concept 'work' and
not 'event' is the cornerstone of music history."

However, as much as notation has developed in precision as a vehicle for

conveying the composer's ideas, it is in the area of timbre that the
symbolic language of WEAM notation is at its weakest. This is in stark
contrast to the improvising musician's "playing" (in the Barthean sense)
with this musical element as a constructor of individuality, as mentioned by
Berendt and Lewis (section 1.4.4). While the notion of the orchestral
Klangideal suggests homogeneity and a conventionally acceptable sound
to which all players must conform, in improvised music the focus on
individuality of sound is an ideological construct which privileges the
individual over the collective.

106
As cited by Small (1998:4).
 3-17

As well as fixing the composers intentions in a relatively final way, the

score serves the purpose of establishing the composer's intellectual and
financial rights and thereby legitimating the origination of the work. Goehrs
mention of the borrowing of themes as well as whole movements from
another composer in the period prior to the nineteenth century (as a fairly
routine procedure) suggests that the notion of the necessity of ownership
developed fairly quickly outside the relative security of patronage by the
church or the court.

Once composers lost the security of patronage, the notion of individual

ownership or authorship became paramount for economic reasons.
Increasingly, scores and the associated mechanisms for engraving,
printing, and distributing them became the stock in trade of the newly
liberated composer. Here is seen the influence of technology on the
production of music; the gradual decentralization of the composers role to
the point at which nowadays, by means of files exchanged via the Internet,
there is no necessity for the collaborators to meet face to face except as
mediated through digitized virtual identities.

The moves toward the notion of copyright as an individually-situated right

under constitutional law further isolated the composer from the performer
who was now viewed as the paint on the conductors canvas, as an
indentured servant: ultimately, as a malleable "something" to add form or
colour under often problematic conditions of employment. As Spruce notes
(2001:119-120): "The significance attached to the notation of art music
resulted in the delineation and realignment of musical roles."

3.3 Music as event: The semiotics of performance

Small deconstructs107 a powerful assumption of some contemporary

107
Small (1998:14) uses the term in the sense of deciphering "the signals that
are everywhere being given and received, and to learn the meaning not just of
 3-18

historical and musicological approaches which postulate the existence of a

category of musical works wherein is found "the essence of music and
whatever meanings it contains" (1998:4). His perception of this state of
affairs as deeply-rooted in musicological analysis contains important
implications for this study which, as already noted, is primarily concerned
with specific aspects of music performance, and a set of attendant
associated philosophical and musical problems which arise from this
orientation toward performance.

Small's Musicking (1998) proceeds from a so-called "thick description" of a

hypothetical symphony concert and is a salutary attempt to deconstruct
(among other things) the complex web of relationships bound up in such
an event. The term "thick description" is defined by Scott and Marshall
(2005) as follows:

Intensive, small-scale, dense descriptions of social life from

observation, through which broader cultural interpretations and
generalizations can be made. The term was introduced in the
philosophical writings of Gilbert Ryle, and developed by Clifford
Geertz in anthropology, especially in his celebrated study of the
Balinese cockfight.

When described purely in physical terms, the action of winking may be

construed as a surface event, a manifestation of a particular type of
muscular reflex. For Geertz, this surface category of description is to some
extent insufficient, as it separates the action from its social context. The
strategy of "thick" description includes the underlying complex of social
relationships, habits, and patterns of communication that allow a
"constructed" meaning to be ascribed to this action, a meaning whose
construction, in turn, is bound up in the circumstances in which the action
takes place. The point is that "thick" description highlights the
"contextuality" of such an action, whose content or meaning is dependent
on the type of message embodied in such an admittedly prosaic and

the musical works that are being played there but of the total event that is a
symphony concert."
 3-19

routine human action.

For Geertz, this view has implications for defining the scope and limits of
"analysis," as follows (1983:9):

Analysis, then, is sorting out the structureswhat Ryle called

established codes, a somewhat misleading expression, for it makes
the enterprise sound too much like that of the cipher clerk when it is
much more like that of the literary criticand determining their social
ground and import.

Geertz is at pains to state at the outset of his discussion (1983:5) that his
view of culture is grounded in semiotics, when he states:

Believing, with Max Weber, that man is an animal suspended in webs

of significance he himself has spun, I take culture to be those webs,
and the analysis of it to be therefore not an experimental science in
search of law but an interpretive one in search of meaning.

Geertz's view implies that conclusions drawn by the observer that have to
do with the nature of a cultural act or event are at best provisional, and
have to remain so, as they, and their accompanying codes, are not given
to humankind a priori, but depend on what he memorably calls "webs of
significance." Implicit in this elegant phrase are the two notions of
entanglement and construction, a kind of anthropological Gordian knot of
assigned meanings, rather than something that exists as a set of "givens."

It is apparent that this interpretation of culture as something constructed

and provisional has implications for such critics as Small and McClary,
who seem to view it as an antidote to a common tendency towards
reification in Western thought. In this light, Lvi-Strauss's quest for the
underlying structures of the myths of humanity and his assertion that they
are built on a set of binary oppositions is fated to be exactly that: a quest,
with little hope of arriving at an ultimate conclusion.

Through the technique of "thick description," Small (1998) establishes links

between such factors as architectural structures, dress codes, and so on
 3-20

(the network of rituals of the performance space of the symphony concert)

and class-interests, thereby deconstructing assumptions about culture and
ideology, as in: "We are here not just because we like to be seen partaking
in this ritual, but because partaking in this ritual makes us who we are." He
also notes that this methodology can be applied to any form of similar
musical gathering: what is at stake is not so much the type of music being
performed, but the common ritualistic character that such gatherings
share.

For Clifton (1983:206-207):

The aim of ritual is to permit an experience of achievement or

accomplishment. To this extent, it is far from purposeless: a
composition is experienced as a personal acquisition. It is precisely
the experience of acquisition which synthesizes the serious and the
frivolous into a single experiential act whose function it is to grasp
adequately and appropriately the opposite pole of that act: the
phenomenal object. This synthesis is best expressed by ordinary
language, in which we say that we 'play' a composition which is a
work of art, or at least which is the result of someone's hard work.

The implications of these concepts for this study are of great import.
Small's concept of "musicking" considers performance itself as an
appropriate site for musical research, simply because, for him, the site of
performance is where music actually takes place. Clifton views the ritual
element in music as having a synthetic purpose, in which the opposites of
subject and object are neutralized through "acquisition."

Re-siting music in performance calls into question the heretofore

unrevealed assumption that underlies some contemporary musicological
agendas: one that maintains an artificial binary opposition between work
and event. This binary opposition has aesthetic implications as well. As
Sundin suggests (2000:6):

The word 'aesthetics' is seldom used alone. Usually it is employed to

describe or 'catch' certain activities or situations in our lives, such as
playing an instrument, listening to music, watching a dance and
valuing itall situations expressing a relationship between a subject
and an object. Many, including myself, would refer to say that a
 3-21

relationship is between two subjects. The object becomes a subject

when I am responding to what it is saying.

Small and Clifton both emphasize the primacy of art's ritualistic

component, bringing to the forefront the idea that art is something that
artists do, rather than an object that artists create for an audience (real or
imagined) to contemplate. This view of art as activity has links for the
author with the Wittgensteinian notion of philosophy as an exercise in
thinking as opposed to a historically determined line of debates around
issues.

3.3.1 What was performance?

The distinction between music as work and as event re-situates this

discussion in the site of performance as activity. For the author, however,
this is not an unproblematic move, because now the necessity very forcibly
arises to define what exactly is meant by performance. In this light the title
of this section deliberately echoes that of McClary's provocative question,
in Conventional Wisdom (2001:63): What was tonality?

McClary argues, not uncontroversially, that common practice tonality is

linked to the social formations within which it arose and therefore it reflects
(or enacts) in musical form the dominant ideology of the Enlightenment.
She focuses on tonality (2001:65ff) as "the convention that undergirds and
guarantees all the others, discussing how it constructed musical analogs
to such emergent ideals as rationality, individualism, progress, and
centered subjectivity. Far from merely reflecting their times, these musical
procedures participated actively in shaping habits of thought on which the
modern era depended."

If what McClary says in this regard is true, then one should find evidence
of a similar relationship in our own time, in the first decade of the twenty-
first century. Despite the enormous advances in communication
technology in the preceding century, fragmentation of the individual grows
 3-22

apace. Poverty, disease, and the relentless destruction of humankind's

environment seem insoluble problems.

The ideals of modernism, such as they were, have failed. For Adorno,
tonality survives in popular music as an ironic reflection of the hidden
machinations of the culture industry, fostering "false consciousness," as it
goes on its merry way in service to an ideal of musical anaesthetization.
Nostalgia begins to feed on itself and is regenerated only in the form of
simulacra, pale shadows of a former vitality.

In Auslander's view, the dominance of television has given rise to a

"televisual" society wherein the act of live performance exists in a
somewhat adversarial relationship to the mass media (1999:23):

Television's specific ability to position itself as theatre's replacement

has its origins in the claims of immediacy made on behalf of television
throughout its development, and in television's claims to replicate
theatrical discourse. What is true of the relationship between
television and theatre is true, by allegorical extension, of the general
cultural relationship of the televisual and mediatized to the live: the
ideology of liveness that the televisual (the cultural dominant)
inherited from television (the medium) has enabled it to displace and
replace live performance in a wide variety of cultural contexts.

Watching a televised performance, however, implies a different kind of

participation (at a remove from what actually takes place), on the one
hand, and on the other, contains within such an act, the potential for
repeatability, which is not possible in the case of an actual performance.
Within the realm of the televisual, in this view, something is subverted: the
instantaneity of the live event. This potential is exploited to the full in sports
telecasting, an important feature of which is the action replay, wherein is
recapitulated a particular moment or chain of events leading more often
than not to a change in the circumstances of the game: a move leads to a
goal or is narrowly prevented therefrom.

Participation in a community takes place at a mediatized remove: through

a lens, brightly. For Auslander (1999:24):
 3-23

Live performance now often incorporates mediatization such that the

live event itself is a product of media technologies. The spectator
sitting in the back row of a Rolling Stones or Bruce Springsteen
concert or even a Bill Cosby stand-up comedy performance, is
present at a live performance, but hardly participates in it as such
since his/her main experience of the performance is to read it off a
video monitor.

Philosophical debates in critical theory in the twentieth century, it is

suggested, in the fields of poststructuralism, deconstruction, and
postmodernism, have held up the philosophical notion of the individual
subject to close scrutiny. In interrogating a perceived dissonance between
the public and the private "self," critical theory has called into question the
nature of agency itself, in both the social and musical realms. The crisis in
Cartesianism leads to a scenario wherein it is possible, or even necessary,
for Cumming to speak of "intersubjective intelligibility," a term echoed in
Monson's idea of "intermusicality."

The concept of society as a unified identity maintained over historical time,

as modelled on the idea (on a geopolitical level) of the "nation-state," is
also thereby called into question. Korsyn (2001:65) links this view to a
particular idea of history as somehow unchanging and eternal when he
says:

One assumption that historians rely on to engineer continuity in

history is the idea of a stable, enduring background against which
change takes place. This strategy neutralizes and domesticates
change by positing a realm of stability as a balance to the world of
historical contingency. Change becomes less disruptive, less
threatening, because it is the only thing moving against an otherwise
immobile historical background.

Some contemporary musicology, influenced by twentieth-century literary

theory, seems to be moving rapidly away from this view of history as a
continuum in which composers create music by annexing and discarding
previous compositional procedures. The background against which artistic
activity takes place is in fact far from stable or enduring, as it is subject to
the same political and social upheavals that shape human circumstances.
 3-24

Text and context are now seen as inextricably intertwined and the
relationship between composer, performer, and listener comes alive
against the discursive background of mediation": in what context and in
which format is the music delivered and what power relations are thereby
called into play?

3.3.2 "Saying something"

Monson sets the scene for her pioneering study of communication in jazz
improvisation by employing a metaphor of musical communication as
conversation as follows (1996:1-2):

When a musician successfully reaches a discerning audience, moves

its members to applaud or shout praises, raises the energy to
dramatic proportions, and leaves a sonorous memory that lingers long
after, he or she has moved beyond technical competence, beyond the
chord changes, and into the realm of 'saying something.' Since saying
somethingor 'sayin' something,' as it's usually pronounced
requires soloists who can play, accompanists who can respond, and
audiences who can hear within the context of the richly textured aural
legacy of jazz and African American music, this verbal aesthetic
image underscores the collaborative and communicative quality of
improvisation.

Many jazz musicians would concur with Monson's view. Jazz certainly
seems to "say something," not only in apparently trivial instances of songs
with narrative content and a singer (as in the case of some performances
of the blues and other standard forms), but also in the realm of "pure"
instrumental music. It is worth noting that the metaphor of jazz as
conversation does not presuppose, for many of the rhythm section players
that Monson interviewed, the presence of lyrics as a condition for its
existence.

Small (1998:50-63), following Bateson, discusses the role of gestural

paralanguage in biology, and this seems a useful concept for describing
the visual and non-verbal supplements which are constructed in the
course of live performance. These by-products of the communicative and
collaborative process taking place in jazz improvisation (in the higher
 3-25

orders) require an act of reconstruction on the listener's part when the

music is divorced from its circumstances of live production and marketed
as a recording from which these paralinguistic clues are missing. It would
perhaps follow that the next best thing to being in the audience at a live
performance is to watch a film or DVD of such an event. What this line of
argument suggests is that there is a qualitative difference between being
present at a performance and the activities of watching a filmed version of
a performance (or listening to a CD thereof). Cumming brings out another
implication of this state of affairs when she states (2000:21):

Paying attention to a performer's physical activity is important also in

counteracting the sense of sound as disembodied, a sense that can
come from listening to "piped" music, or to CDs whose technically
altered perfection has removed the sounds of a performer's breath or
of the obtrusive scraping of a bow on the strings. It is obvious that
musical sounds are not, in origin, an impersonal or accidental event,
that they do not come to exist in the disembodied medium of a CD
without the action of a performer's body, but technological
intervention can induce a partial forgetfulness of this fact.

Cumming goes on to highlight the disparity between a CD recording of the

violinist Midori and her sound in a live performance, which led one critic to
comment: "On this evidence the Midori who sells all those CDs is a
creation of the microphone and the Sony engineers." Cumming here also
is pointing at something rather more than mere "technological intervention"
on the part of the engineers, but that such intervention has a powerful
effect on the shaping of an identity through sound. The reviewer (Potter
1996a:74), by saying "the Midori," is in a sense alerting his readers to the
existence of a set of "possible Midoris," at least one of which is the live
performer in the flesh exhibiting characteristics of sound that are altered in
a fundamental way so as to allow for the shaping of the recorded version
of "Midori."

Korsyn is likewise alert to the disparity between live performance and what
is presented as a product of the very different circumstances of the
recording studio environment, when he says (2003:70): "I expect we have
all had stunned moments of comparing live performances to the packaged,
 3-26

glossy versions available on records and noticing that musicians sweat,

grunt, breathe, and sigh."

It is a part of the aesthetics of concert hall performance, as noted by

Small, to allow for a more limited range of bodily expression, at least
among the rank and file members of the orchestra. Although they may be
engaging with material that is technically difficult and physically demanding
to realize, the etiquette of service to the work, and thereby the intentions of
the composer, constrains the demonstration of such physical demands.
Unless one happens to be the soloist in a concerto, or the conductor, the
rules of engagement of the concert hall militate against the unfettered
expression of such difficulties in paralinguistic terms, that is, by sweating,
grunting, and so on.

However, in keeping with the hierarchical nature of the orchestra, the

conductor or the soloist has a wider range of possibilities for paralinguistic
expression available, again within the constraints of the etiquette of
concert hall performance. Part of the mythology of conducting is the
aesthetic of what might be termed the "grand gesture" of showmanship, in
which the conductor manifests the physical, embodied symptoms of his
engagement with the composer's intentions. Such larger than life gestures
are available and form an undeniable part of the allure of controversy
surrounding some celebrity conductors, whose attraction for the audience
lies precisely in the extravagance of their conducting style. These gestures
point in some cases to the conductor's negotiation of difficulties, deploying
increasingly grandiose movements in keeping with both the increased
scale of the piece and the larger orchestral forces under his control.108

As Horowitz maintains, with regard to the conductor as authority figure

(1987:268):

108
As is sometimes evidenced by the behaviour of Hollywood film stars, it is but
a short step from fame to power.
 3-27

Adorno's understanding of the celebrity conductor as a twentieth-

century fetish, functionally comparable to the monopoly lord or
authoritarian dictator, is one version of this viewpoint. On a more
prosaic level, music itself elevated the conductor's role. Both
Wagner's enlarged orchestra and his Romantic ideal of the
conductor-interpreter as orchestral nerve and brain center demanded
more authoritative, authoritarian leadership.

That such leadership could also encompass excesses of personal

behaviour is almost guaranteed by the operations of this mythos. For
Antek, as cited in Horowitz (1987:181):

Toscanini's rage, somehow, always achieved a musical purpose.

Childish, petulant, unreasoning as it was, we somehow respected and
admired his capacity to be so moved and aroused by his feeling for
the work. It was as though Toscanini, through his temper, through the
fear, sympathy and resentment he inspired in the men, had made us
all feel how important the music was to him and to us.

In the marshalling and control of such large forces, the conductor's

concerns must also be seen in the light of "saying something," in Monson's
phrase. Antek excuses, or rationalizes, Toscanini's outbursts because they
are seen ultimately as in service to the music he is tasked to realize.

3.4 Music and the body

The author suggests that the study of music in performance likewise

benefits from such a contextualized approach as Small's, which takes
account of the multivalent tactics of solving the problem of the individual's
need for self-expression while also acknowledging the aesthetic norms of
the community. Such an approach attempts to take cognizance of the
multi-dimensional character of live performance, in which meaning is
generated through a multiplicity of signifiers, not only aural/musical signs
per se, but the elements of what Reason (2004:73) theorizes as the "vibe"
of such performances:

In such an environment, sources of meaning cannot be limited

exclusively to sonic morphologies such as the order of notes,
 3-28

orchestration, timbre, and the like; meaning is also located in the

ways in which improvisers situate their bodies, change their facial
expressions, and use their voices to accompany notes, gestures,
silences, or phrases.

Reason is describing precisely the paralinguistic elements that add value

to such performances. In symphony concerts, by contrast, these elements
tend to be suppressed, at least for the rank and file members of such
organizations. Similarly, the audience's opportunity for participation in such
ceremonies is circumscribed by the unstated boundaries of the
conventions within which the symphony concert operates. By way of
example, it is commonly understood in this situation that the audience
applauds at the end of the complete work and not between movements,
whereas in jazz the audience members may often signal their appreciation
of an impressive phrase by clapping in the middle of the piece.

DeNora, in discussing music's role in a variety of everyday contexts

(aerobics classes, neonatal units in hospitals, and the workplace in
general), conceives of music as a "prosthetic" technology, which she
defines as follows (2000:102ff):

Prosthetic technologies are materials that extend what the body can
dofor example, steam shovels, stilts, microscopes or amplification
systems enhance and transform the capacities of arms, legs, eyes
and voices. Through the creation and use of such technologies actors
(bodies) are enabled and empowered, their capacities are enhanced.
With such technologies, actors can do things that cannot be done
independently; they are capacitated in and through their ability to
appropriate what such technologies afford.

DeNora considers how music facilitates daily tasks in such disparate

contexts as grass cutting in Ghana, weaving in the Hebrides, and sea
shanties, some of which are typified by the organizing principle of solo and
chorus.109 This principle obviously also underpins and animates such

109
"Blow the man down, for example, is composed of alternating solo and chorus
lines. During the solo line, the crew rested. They pulled or hauled as they sang
the refrain, thus engaging in 'strength' moves while exhaling" (2000:105).
 3-29

American musical practices as the work song, in which demanding

physical tasks are accompanied by similar patterns of call and response.
These patterns, as McClary argues (section 4.1.4.2), are a central
principle in much popular music and jazz; for her, they represent the
relationship between the individual and the community writ large.

Broadly speaking, DeNora is considering in this instance the ways in which

music may be said to enhance everyday activity by linking physical
responses to the varieties of music that accompany them. Her interests in
this discussion may be seen as concerned with how people interact with
music as consumers. However, from a slightly different viewpoint,
extending the concept of prosthesis into musicking itself is a useful starting
point for the theorization of how musicians negotiate acoustic (as well as
social and political) space. It is suggested that in this instance musical
instruments, conductors' batons, microphones, scores, and amplification
systems are all susceptible to being viewed likewise as prostheses. This
line of argument places the emphasis on the creation and production of
music as opposed to its consumption.

Eco (1999:362) distinguishes between substitutive and extensive

prostheses on the basis that the first category does "what the body used to
do but for one accidental reason or another no longer does," examples of
which include artificial limbs, walking sticks, eyeglasses, and hearing aids.
His category of extensive prostheses, those "which extend the natural
action of the body," include such devices as megaphones, stilts, and
magnifying glasses. DeNora's theorizing of music as a prosthetic
technology is based on construing music as falling into Eco's extensive
category. He also conceives of a third category of magnifying prostheses
such as levers, telescopes, and microscopes, those that "do something
that our body had perhaps dreamed of doing but without ever succeeding"
(1999:362).

Considering a musical instrument as prosthesic raises two related

questions: into which of Eco's categories does it fall, and, perhaps more
 3-30

importantly, for what activity of the body does a musical instrument

function prosthetically?

To answer the first question, one might suggest that instruments are not
substitutive, in that they do not at first glance obviously make up for
something lost or missing, and, as tempting as it may be to construe
musical instruments and their attendant technologies as magnifying
(adolescent dreams of rock stardom and the high volume levels of most
rock concerts notwithstanding), they are perhaps best seen (as DeNora's
concept of music itself suggests) as extensive. In such a case, the
instruments musicians use to create music are more than mere "tools of
the trade," as the music they create implies (for DeNora) the positive
quality of enhancing everyday life.

As for the second question, the most immediately obvious answer seems
to be that instruments act as extensions of the activity of singing. If one
were to think of an alternative history of musicking in which the technology
for inventing musical instruments was missing, the only means available
for creating music might then be the human voice.

3.4.1 The instrument as extension of the performer

The vibraphone invites overplaying almost by its very nature. The

trumpet, by comparison, is at the opposite extreme: The visceral
feeling of producing the tone is part and parcel of playing it. Each
110
note counts. Moreover, horn playing inculcates a natural instinct for
restrained phrasing, if only because of the player's need to catch a
breath of air.

As Gioia (1998:103) suggests above, the expressive qualities of musical

instruments are connected to their physical construction. In discussing the
vibraphonist Cal Tjader's uncharacteristically horn-like phrasing and

110
In jazz, the term "horn" refers to blown instruments (trumpets, trombones, and
saxophones) as opposed to its WEAM usage as a shorthand for the French horn.
 3-31

introspective playing style, Gioia makes in the author's opinion a false

move of hasty over-generalization. Unfortunately, for every exemplar of
restraint (he makes reference to the trumpet styles of Miles Davis and Bix
Beiderbecke), there are the counter-examples of such emblems of
machismo bravura as Dizzy Gillespie, Maynard Ferguson, and Arturo
Sandoval, and many others, whose technical ability sometimes comes to
the fore to the detriment of purely melodic concerns.

The mythology (or urban legend) in some jazz circles around Miles's
embracing of the cool aesthetic because "he didn't have the chops111 to
play bebop" is belied by his fluent bop-inflected solo on the 1953 recording
of the pianist Bud Powell's composition Tempus Fugit. The piece is played
around m.m. = 290 (hence the pun implicit in the title), and Miles
negotiates the tempo without apparently raising a sweat or sounding
rushed. Gioia continues (1998:103):

Little wonder that some of jazz's most concise melodists, from Bix to
Miles, have been trumpeters. The trumpet has an almost built-in
barrier to merely facile playing; instead it, more than the percussion or
even string instruments, invites a centered Zen-like concentration on
the melody line.

Gioia's suggestion, that the instruments he mentions have characteristic

properties affecting how they are played, falls into a formalist trap of
ascribing inherent qualities to inanimate objects. After all, it is only once
the performer breathes life into an instrument that it produces sound in the
first place. There is nothing in the attributes of the vibraphone or the
trumpet itself that allows for this generalization, and Gioia appears to be
confusing the canon of accepted styles with the innate qualities of the
instruments themselves.

Naomi Cumming, whose early demise should be considered as a major

loss to the field of musicology, wrote The Sonic Self first and foremost

111
Jazz slang for technical facility and strength.
 3-32

from a performer's viewpoint. In this masterpiece, she systematically

applies Peirce's theory of the sign to her experience as a classical violinist
while emphasizing the pragmatic nature of his philosophy (2000:29):

In Peirce's terms, the material qualities of a sound are the sign

vehicle, by which it comes to represent (to be a 'representamen,' or
'sign.') The vocal grain it achieves is its 'object,' what it stands for. A
third element is, however, required to account for this counter-factual
relationship. Without interpretation, no material sound produced by a
non-human instrument can be heard as a voice. In the third logical
position there is, then, an 'interpretant.' It acknowledges two things:
the conventions that allow a violin's sound to be heard as vocal in
some contexts, and the act of recognition in a particular moment of
listening.

Cumming is here theorizing the operation of a metaphorical strategy,

which allows humans to speak of the "voice" of a performer, who is in fact
not singing. Although one might take exception to her theorizing of non-
vocal instruments as non-human, this distinction exposes the metaphorical
operations that allow for the transposition of vocal qualities to instruments
that do not possess them, and how this metaphorisation is fuelled in
general by convention. Although Cumming's discussion mostly revolves
around the field of WEAM and the classical violin, it does not seem
unreasonable to suggest that such metaphorical constructions abound in
other types of musical activities. The operation of such metaphors makes it
possible, for instance, for Ake (2002:71) to describe the playing of Ornette
Coleman as "speechlike":

The horn players' inclination to "scoop" or bend notes, sharpen or

flatten pitches, serves to accentuate the rhetorical quality of their
phrasing. Indeed, Coleman and Cherry enact a remarkably
speechlike instrumental style, comparable in this respect only to such
great pre-bop players as Johnny Dunn, Sidney Bechet, and the great
Ellington "growlers," Bubber Miley, Joe Nanton, and Cootie Williams.

Ake's connection between intonation and rhetoric is a vital one. Whether it

is justifiable is obviously open to debate, a debate which hinges on the
extent to which a purely musical concept like intonation (how in tune or not
a note may be) can be used to describe a different type of performance,
that is to say, rhetoric, which is a type of linguistic procedure whose
 3-33

primary purpose is to persuade. Such a strategy, the author suggests, is

possible because in this instance Coleman and Cherry's "playing" with the
concept of pitch as a stable entity is as much performance as is the
improvised speech of an impassioned philosopher in ancient Greek times.
They are making a statement about who they are; they are, in Monson's
terms, "saying something."

By making a metaphorical link between rhetoric and Coleman's sound,

Ake is exposing another quiet protest, a questioning of the hegemony of
equal temperament, which says things have to be so. The exaggerated
violence of the reactions both for and against Coleman's music is an ironic
tribute to, and acknowledgement of, his willingness to examine the roots of
his own music.

A consequence of the discursive implications of the poststructuralist

project is to realize that Coleman's detractors ("He's out of tune", "He
doesn't know alto saxophone is a transposing instrument", and so on) are
as much bound up in the unexamined ideology of their position112 as are
his supporters. The naysayers subscribe to the notion of the permanence
of a hidden and historically contingent phase of music called tonality (for
McClary, both underpinning and underpinned by the values of the
Enlightenment). These values have been demonstrated by the history of
the twentieth century to lead to the perfection and refinement of a
staggering range of bestial practices that have seriously called into
question these "pure" moral standards.113

Why this is important is because the tonal phase in music, aided and

112
This is where McClary's hegemony of tonality operates in jazz. Conservatories
train jazz musicians to play in tune and to have disdain for those who don't. In
Indian music, which has a vastly superior concept of intonation and its expressive
capabilities, an explicit connection is made between intonation and affect, which
Westerners mostly seem incapable of perceiving.
113
Science, rationalism, and Fordism are a lethal combination, to which the
victims of ethnic cleansing and collateral damage (and other such twentieth
century euphemisms) bear mute witness.
 3-34

abetted by the ideological operations of the work-concept, has become

normative for other cultures and periods. Merely subscribing to a
technocratic view of Coleman's music as "out of tune" robs it of its most
vital component, its quality of human embodiment (and perhaps fallibility)
and what it means to say in raising the question: "What if things were
otherwise?" This debate may be fated to arrive at one of Lyotard's
implacable differends, wherein the terms of engagement are so removed
from one another that negotiation is literally "out of the question," and
declaring a truce in the ideological war on language is "ruled out."114 As an
African American musician growing up in a racially divided country,
Coleman as a signify(er), a human sign,115 may be understood as "playing
with" intonation to bear witness to his understanding of the contradictions
of such a position.

3.4.2 The erasure of the body

Korsyn's deconstructive strategy reveals one of the paradoxical aspects of

humankind's recently acquired ability to record and store information, that
in so doing it has the potential to erase the body. As he claims (2003:70):

The relatively recent phenomenon of recorded music, which by now is

the normative listening experience for most people, offers not only the
possibility of idealizing music by denying its corporeal origins but also
the opposite possibility of recognizing the physical and material
aspects of music through this very absence.

114
It stands to reason that controlling (patrolling) of language is a very basic and
persuasive exercise of power. 1984's propagandized world is censored by Big
Brother via radio and television, a world in which Orwell's State-sanctioned
newspeak (doubleplusungood, thoughtcrime, and so on) strip language of any
communicative value.
115
"There is no element whatever of man's consciousness which has not
something corresponding to it in the word; and the reason is obvious. It is that the
word or sign which man uses is the man himself. For, as the fact that every
thought is a sign, taken in conjunction with the fact that life is a train of thought,
proves that man is a sign: so, that every thought is an external sign, proves that
man is an external sign. Thus my language is the sum total of myself: for the man
is the thought" (Peirce 1955:249).
 3-35

As much as the nature of the technology (whether analogue or digital)

used to produce LP records and CDs allows for this convenience, at the
same time it is inevitable that this privilege of being able to revisit a
musical event at will has a price. The price is that recording information at
the same time transforms it, according to the properties of the materials
used to store the information. The consequence of the physical limitations
of the hardware used inevitably will result in a qualitative difference
between the sound of a live concert and a CD recording of the same
event.

This is the most basic level on which embodiment is compressed, on the

level of physical sound itself. The experience of being captivated (or
captive) at an impossibly loud concert is substantially otherwise from being
able to control the volume of the same recording played back on one's hi-fi
system at home. A further level on which embodiment is suppressed by
recordings is an apparently very obvious (and therefore trivial) one. Audio
recordings alone contain no visual clues as to how the performance looks.
Why this is significant is because this suppresses the entire paralinguistic
network of gesture, movement, and facial expressions, in short, the sign
language of performance.

Listening for the first time to a CD of Keith Jarrett playing jazz, for
instance, one is immediately aware of his tendency to break into a
strangulated hoarse singing at moments of great emotional intensity in the
music. To put it mildly, it is at times rather intrusive at first listening, rather
like eavesdropping on someone's transports of jouissance. This Barthean
term for the pleasure of the text carries within it a strong erotic implication:
what the author suggests here is that this disembodiment idea of Korsyn's
bears with it as well the possibility of disengendering the music at the
same time.

Watching a DVD of the same performance, one understands, in the

restoration of visual cues, more of the meaning of the performance than an
audio recording can be expected to supply. The interactive nature of this
 3-36

format allows for random access (just like the CD does) but other
possibilities become available, such as being able to slow the film down,
play it faster, and so on. In the case of a Jarrett performance, the DVD
restores the ecstatic elements to the context; Jarrett dances, plays the
piano from angles (with his entire body thrust virtually under the keyboard
at times) that would horrify the most liberal-minded of classical piano
teachers, and uses that oddly distorted voice to breathe life and shape into
the phrases he is executing, as if, instead of playing the piano, he is
playing a strange piano/voice hybrid. In so doing, Jarrett here makes
explicit the thought pattern that suggests that the concept of phrasing on
any instrument is a matter of managing breath.

Obviously this is a requirement for singers and instrumentalists who use

their breath directly to create and manage sound. When the instrument is
not made to speak by breath directly, as in percussion instruments and
strings, the performer has to create the space through imaginary breath.
Simply put, a singer singing a continuous note will sooner or later run out
of breath, whereas someone bowing a violin to produce a similar sustained
tone is not subject to the same physical limit, and could in theory sustain
the note for a comparably much long period of time.

What is missing from the DVD (although on the informational level a

qualitatively richer experience for the consumer) is what Reason has
theorized (section 3.4) as the prevalent "vibe" of a live performance, the
different experience of being there and being part of the temporary
community around the event.

3.4.3 Musicking, physicality, and the mind-body problem

The author has suggested that musicking may be seen as a form of

engagement with a voice or an instrument, an engagement that takes
place initially on the physical level. However, this is not a simple matter of
common sense observation of what takes place during performance, but
 3-37

as Geertz has argued (section 3.3), a matter of interpretation. The

fundamental problem with the idea of musical works is the accompanying
tendency to privilege the object of contemplation over the subject(s) that
create such music, be they composers or performers.

Bowman, in discussing Merleau-Ponty's philosophy of perception,

suggests that this may offer an alternative to the perennial mind-body
problem of Western philosophy as follows (1998:260):

Like empiricism, rationalism assumes the existence of a world

objectively there, behind the screen of appearances it is reason's job
to transcend. So both rationalism and empiricism assume the
existence of a gap in need of bridging, a sharp division between
consciousness and what it is conscious 'of.' But for Merleau-Ponty,
there is no troublesome divide between apparent and real, between
the phenomenon and the 'thing-in-itself,' between the perceived and
the known. For Merleau-Ponty, things are as they appear.

As Merleau-Ponty states in his essay Eye and Mind:116

Visible and mobile my body is a thing among things; it is caught in the

fabric of the world and its cohesion is that of a thing. But because it
moves itself and sees, it holds things in a circle around itself. Things
are an annex or prolongation of itself; they are incrusted onto its flesh,
they are part of its full definition. The world is made of the same stuff
as the body.

What Merleau-Ponty is claiming is a fundamental antidote to the reifying

tendencies of some orthodox musicology, which, in combination with the
structuralist focus on pseudo-science, aims to erase the notion of
subjectivity from the record-books of historical interpretation. Performers
live in a real world in which they interact (and solve problems) on the most
basic physical level, a level that a philosophical approach like structuralism
tries very hard to suppress and marginalize. Merleau-Ponty's idea of the
body-subject117 is crucial to an inductive understanding of the performer's

116
Cited in Crowther (1993:4).
117
As Bernasconi states (2005), for Merleau-Ponty: "The body is neither subject,
nor object, but an ambiguous mode of existence that infects all knowledge."
 3-38

world, in that it proceeds from the body outward into the world at large,
rather than imposing philosophical (and often totalizing and essentializing)
approaches from the outside inwards. As Bernasconi suggests (2005):

Merleau-Ponty's constant target was the subject-object dualism of

Cartesianism, which arguably still continued to dominate Sartre's
existentialism. Drawing on Husserl's notion of a pre-predicative
intentionality and on Heidegger's exposition of human existence as
being-in-the-world, Merleau-Ponty developed a description of the
world as the field of experience in which I find myself.

The Australian flute player Jim Denley (in Bailey 1992:108) proposes an
explicit link between improvisation and physicality in stating:

For the improvisor the physicality of producing sound (the hardware)

is not a separate activity to the thoughts and ideas in music
(software). In the act of creation there is a constant loop between the
hierarchy of factors involved in the process. My lungs, lips, fingers,
voice box and their working together with the potentials of sound are
dialoguing with other levels which I might call mind and perception.
The thoughts and decisions are sustained and modified by my
physical potentials and vice versa but as soon as I try and define
these separately I run into problems. It is a meaningless enterprise for
it is the very entanglement of levels of perception, awareness and
physicality that makes improvisation.

In much the same way as Sundin's comments on aesthetics suggest a

relationship between subject and subject (section 3.3), Crowther (1993)
bases much of his aesthetic theory on the notion of the intersubjective
relationship between the work of art and its perceiver. In so doing,
Crowther explicitly acknowledges his indebtedness to Merleau-Ponty's
ideas.

Considering Merleau-Pontys relevance to Soundpainting, the notion of a

research methodology that aims to deal with the problem of embodiment
has to consider the advantages as well as the problems (philosophical and
musical) of situating music in the performers bodies. An approach that
encompasses the notion of embodiment is not self-evident or tautological;
it represents a shift away from text-based musicology and its hegemony
over some current issues in the field. To attempt to incorporate (no pun
 3-39

intended) such concepts as:

Musicians touch instruments

Read a score (or not)
Watch a conductor
Hear (and listen to) each other
Work in a given genre, environment (social factors).

into this dissertation seems fairly relevant. The activity of musicking tends,
in this view, to encapsulate notions of embodiment, paralanguage,
kinesics, and proxemics as pragmatic consequences of viewing musicking
as process rather than product. These ideas may be seen as starting
points for an analysis of improvised musicking, in which the work-concept
is (for the most part) redundant, and which (because it is improvisational in
character) may encompass a wide range of language-games in its
negotiation of contingency and shared meaning.
Chapter 4 : Towards a language-based model
for improvised music

4.1 Introduction: Music and/as language

Marc Duby (MD): What you said was: 'An open language is dynamic.'
Pauline Oliveros (PO): Yes, it's dynamic, and it changes, and it's
inclusive of the vernacular, and of invention of new ways of saying
things.
MD: How do you see that applying to music?
PO: Well, I mean we have codified systems, for example, like
traditional jazz, with chords and bass line, and the language has a
certain kind of rhythm, and if you're not doing that, you're not doing
traditional jazz. It's a closed form. I mean, jazz has continued to
evolve and change, but there are these traditionalists who have
closed it off. I mean there are communities that treasure and value
that particular expression of musical language, and so anything that
comes in to change it, well, it's rejected. And that's a closed system.

(Author's interview, Johannesburg, September 2005)

The purpose of this chapter is to examine the various ways in which jazz
improvisation is metaphorically linked to spoken language, with a view to
examining some of the conventions that underpin this practice. The author
will also examine questions relating to the nature of improvisation in this
field with regard to tensions arising between the individual jazz musician
and the norms of other musicians with whom he or she is interacting, as
well as the nature of this interaction in relation to the audience's reception
of such musicking. Such issues throw into relief the nature of the
Soundpainting event as a case of nearly free improvisation, and help to
situate Soundpainting at a point on a continuum between organization and
total freedom, one of the tenets of the 1960s free jazz movement.

Pauline Oliveros's view of "traditional" jazz, for example, makes explicit a

comparison between this form of musicking and language on the basis of
its rhythmic characteristics, thereby categorizing this type of music as a
"closed system." Oliveros, contrasting this with open languages, which are
 4-2

characterized by their dynamic nature and their incorporation of vernacular

elements, suggests that such languages are vehicles for "new ways of
saying things." Both Monson (1996) and Sawyer (2003) find this analogy
at work in the comments of jazz musicians regarding successful
interactions in the moment, and the metaphor of jazz improvisation as a
form of conversation is a pervasive one in interviews conducted by these
and other authors.

In similar fashion the American free jazz pianist Cecil Taylor states
(Funkhouser 1995): "What I am doing is creating a language. A different
American language." Taylor's view of language contains within it positive
implications of ownership and responsibility, but also the suggestion that
his creation of this new language is somehow different from the American
languages that have come before. For Jost (1994:68), Cecil Taylor was to
see little financial reward for this controversial position: "Musical
maturation, the acquisition of a personal language, was marked by an utter
lack of financial success. Most of the groups Taylor formed in the Fifties
broke up without ever having had one engagement worth mentioning." In
case there should be any doubt as to the courage of Taylor's convictions,
Jost (ibid.) goes on to mention that: "Between jobs, Taylor had to take on
all kinds of makeshift work as a cook, record salesman, dishwasher, and
so on."

Van Heerden, on the other hand, views (from a somewhat postmodern

point of view) the situation of jazz in society as irretrievably
decontextualised, deriving its function more or less willy-nilly from its
social context (1996:14): "Jazz, like every other cultural artefact, like every
other language, has been cast adrift in a sea of decontextualisation,
irrevocably removed from its source, functioning as background music one
moment, propaganda in the next." Indeed, in todays information-
saturated era, the term Jazz lends its aura of exotic allure to such
 4-3

diverse products as French mens colognes and Japanese motor cars.118

Nonetheless, despite his rather pessimistic outlook on contemporary
culture, Van Heerden still regards jazz itself as a language.

The Chicago bandleader Sun Ra, in a 1970 interview with Tam Fiofori,
describes music as follows:

Music is a universal language. The intergalactic music in its present

phase of presentation will be correlative to the key synopsis of the
past and to the uncharted multi-potential planes outside the bounds of
the limited earth-eternity future. The intergalactic music is in
hieroglyphic sound: an abstract analysis and synthesis of man's
relationship to the universe, visible and invisible first man and second
man.

(Jost 1994:181)

This statement of Ra's is a case of taking the analogy between music and
language too far and is not in keeping with the diversity of worldwide
musical practices. It is all too easy to demolish Ra's argument simply on
the grounds of the sheer variety of these musical styles and the cultural
practices in which they are embedded. Rather than positing music as a
universal language, one has to consider the less palatable prospect that
there is a plethora of musical styles (and associated value-systems)
competing for the attention of the consumer, which line of argument
suggests a fragmentation of musical practice, and therefore a multiplicity
of language-games in operation, not only within jazz, but in most genres of
music. Ake (2002:7) confirms this sense of fragmentation in stating:

Contemporary players, listeners, criticseven record companies and

radio stationsoften seem uneasy about the immense profusion and
diffusion of jazz styles, attitudes, performance venues, and
119
institutions. But what I hope to demonstrate is that the questions
now confronting today's various jazz communities echo many of the

118
As in Yves Saint Laurent and Honda, for example.
119
Defining jazz styles in general, and specific jazz performances in particular, as
instances of language-games seems a useful tactic in resolving this problem of
"profusion and diffusion," as Ake elegantly puts it.
 4-4

same conflicts and tensions experienced throughout the music's

history.

Two points arising from Ake's statement have bearing: firstly, he is talking
about jazz styles specifically, not music in general, and secondly, he
suggests that these conflicts and tensions are not necessarily symptomatic
of the present day. He is arguing that these conflicts and tensions are part
of the history of jazz itself, and, in a profound sense, have always been
there.

One of the most useful features of the analogy between jazz and
language, perhaps, is the notion that language is a powerful means of
negotiating, and indeed affirming, identity. Jazz improvisation is viewed, in
the context of this thesis, as a vehicle for the negotiation of identity in
terms of the kind of musical and timbral play that is characteristic of the
jazz idiom. Ake (2002:3) defines "identity" as referring "to the ways in
which jazz musicians and audiences experience and understand
themselves, their music, their communities, and the world at large," and it
is in this sense that the various language-games within the jazz idiom are
understood and defined, as vehicles for the negotiation of identity and
agency, circumscribed by various canons, sets of rules, and implicit and
explicit inter- and intra-musical relationships, in which the audience is
allowed to indicate its approval or otherwise of such negotiations.

One of the key features of jazz is, of course, its emphasis on improvisation
as a means of expression. This entails the acquisition of a highly
specialized set of skills that have little to do with the popular conception
that improvisation is a form of "spontaneous composition," that one
"makes it up as one goes along," and so forth. The author suggests that,
on the contrary, much jazz improvisation is the very opposite of
"spontaneous," and that the acquisition and development of such skills is a
lifelong process of hard work and intense preparation. Spontaneous
musicking should be seen in this light as depending on a vast amount of
"embedded" knowledge and skills, individually acquired and collectively
 4-5

articulated in the context of the jazz combo performance.

For Wishart, language can be defined in terms of utterance (1996:240):

In most normal cases, however, where human beings are heard to

produce sounds, then we will tend to impute intention to the sonic
event. We will hear it at some level as an utterance. In particular,
whenever the human voice is used as a source of sound in whatever
context, the concept of utterance will enter at some level into our
apprehension of the event.

With regard to Wishart's statement, utterance may be seen as language in

action in context, indicating a degree of similarity with the Wittgensteinian
notion of the language-game. Wishart continues by further defining
utterance in the following terms (ibid.):

In general, sounds produced by individual creatures may be taken to

indicate or express something about internal state, reactions to
environmental events, responses to utterances by other creatures
and so on, becoming more involved, convoluted and to some extent
detached as we move up the cerebral hierarchy, finally reaching the
etiolated heights of artistic manifestation. At whatever level, the sense
of utterance, whether as indicator, signal, symbol, sign or semantic or
semantic-syntactic stream, enters into our perception of the events.

What Wishart implies is that, as communication through utterance takes

place at various levels throughout "the cerebral hierarchy," a language
(such as birdsong, for instance) does not have to contain human-specific
semantic content in order to communicate something.120 To the author,
Wishart's line of thinking has a further important implication: humankind
has a bias towards meaning that tends to privilege verbal or written
systems as possessing more authority than their "subsidiaries," as in
kinesics and paralanguage.

As Bateson states (2000:418):

120
It seems reasonable to conclude that Wishart's notion of utterance might also
include music, as he defines this idea in fairly wide terms.
 4-6

Both kinesics and paralanguage have been elaborated into complex

forms of art, music, ballet, poetry and the like, and, even in everyday
life, the intricacies of human kinesic communication, facial
expression, vocal intonation far exceed anything that any other
animal is known to produce. The logician's dream that man should
communicate only by unambiguous digital signals has not come true
and is not likely to.

The failure of the logician's dream of unambiguous communication

indicates the possibility of manipulating information so as to mislead
others. It is not accidental that information obtained from a polygraph121 is
not admissible as legal evidence in court, for it is possible for a highly
duplicitous person to disguise their bodily reactions to the questioner so as
to manipulate the truth-content of their verbal responses: in short, to get
away with lying.

As Wittgenstein rather tersely puts it (PI 249):

Are we perhaps over-hasty in our assumption that the smile of an

unweaned infant is not a pretence?And on what experience is our
assumption based? (Lying is a language-game that needs to be
learned like any other one.)

Defining lying as a language-game avoids the moral issue of the

"inauthentic" behaviour of the liar, in which, according to the social context,
he or she deceives through dissembling, which in a sense is a particularly
negative way of considering the profession of acting, which likewise
depends on the adoption of a stage persona, according to the
requirements of the script. The notion of characterization is essential to the
pursuit of acting, and is described by Pierce in a musical context as follows
(1995:285):

The term characterization is familiar in theater as an actors detailed

development and delineation of a role. Applied to music, it indicates
the performers discovery, full sensing, and then delivery in sound of
the essence of a musical moment, as if it were a character in the

121
The polygraph (or "lie-detector") measures the increased bodily stress levels
when someone who is under interrogation tells a lie, or makes a false statement.
 4-7

midst of a plays action. The physical, affective, and attitudinal bearing

of that musical moment, when thus realized, is freed to act and to
ramify. It then breathes life and color into tones and gives aptness to
pacing. The music sounds spoken, the declamation vivid. It rings true.

Pierce's definition of characterization implies the difference between the

onstage and offstage performer, in the sense that the onstage performer
adopts the persona of a musician, a role that may or may not be
"mediatized," depending on the proxemics of the given scenario.
Improvising musicians may find themselves performing in any number of
musical or social spaces, whether the jazz club, concert hall or stadium,
and their utterances may be addressed to a group of sixty, six hundred or
sixty thousand people at a time.

4.1.1 Defining improvisation

The focus of this section is firstly to define the term "improvisation" and to
consider the kind of skills required to become a competent improviser. On
the way, a model of the jazz language is suggested, with a view to
examining the limits and possibilities of the analogy between jazz and
language. As defined by Steve Lacy (1994:72):

Improvisation (play) is an invented (found) made-up, discourse.

A story, a picture, a dance, an action, a poem, a scene, a game, a
structure, a set of gestures, an opinion, an oath, a prayer, an apology,
a discovery.

The Encarta World English Dictionary contains the following two-part

definition of the term improvisation:

1. something performed or done without any preparation or set text to

follow
2. the skill or creative process of creating and performing something
without any preparation or set text to follow.

In fairness to the compilers of the dictionary, they are not attempting to

describe improvisation in anything but the broadest terms. Nevertheless,
improvisers in music might take exception to this insufficiently technical
 4-8

definition of their art. The problematic phrase in both definitions is without

any preparation, by which the compilers perhaps hope to convey
something of the spontaneous character of improvisation. The author
suggests that preparation for most musicians takes place away from the
performance arena in solitary practising, precisely to develop the skill or
creative process which despite its ostensibly spontaneous appearance
has actually taken a great deal of preparation.122

In this sense (that is, of a loose use of the term preparation) this initial
definition fails in all but the most general terms adequately to describe
what takes place during the improvisation process. The art of
improvisation demands for practising musicians a great deal of time and
energy spent listening to music, practising so as to master the
idiosyncrasies of their chosen instrument, understanding and absorbing
the stylistic and historical characteristics of their musical genre of choice,
and, in short, preparing themselves for their careers as musicians. While
the necessity of preparation obviously holds true for all kinds of music, the
author suggests that what is fundamentally different for many musicians
working in the field of improvised music is the emphasis on individual
creativity, and, thereby, on individuality itself.123

Van Heerden (1996:14) puts this elegantly in stating: "By virtue of the
emphasis placed on improvisation, jazz admits of individual contribution
and self-expression that is sometimes at odds with the necessarily
conservative norms of the community, including the community of
musicians." So saying, he highlights a key tension in jazz as well as
society, that between the individuals need for self-expression and the
demands of the community from which the individual originates.

122
It is assumed here that the compiler of this dictionary definition has in mind for
the term preparation the more commonly used term rehearsal.
123
As Hall states (1992:233): "Unlike the dictionary definitions of the term, I hold
that improvising is the domain of the expert, rooted as it is in knowledge and
experience. It is far removed from the 'spur-of-the-moment' implications
associated with the word."
 4-9

Given jazz musicians privileging of the voice of the subject, it might be

instructive to consider the "sound" of Miles Davis as compared to that of
Louis Armstrong (or Keith Jarrett to Bill Evans) as surface structures,
which, despite poststructuralisms emphasis on intertextuality and the
consequent swirling nature of the textual event, are to some extent
defaced by the undoubted presence of the individual. Within this type of
musical space, the speaking subject returns, if only as one voice among
the many who lay claim to this contested territory.

The Encarta World English Dictionary defines improvise as follows:

1. to act or compose something, especially a sketch, play, song, or

piece of music, without any preparation or set text to follow
2. to make a substitute for something out of the materials that happen
to be available at the time.

The second part of this definition highlights a less typical usage of the
term, akin to Lvi-Strauss's metaphor of bricolage. Nachmanovitchs
account (1990:89) of bricolage in his experience as a performer amplifies
this second sense of the term improvise in this hypothetical state of
affairs:

Equipment breaks down, it is Sunday night, the stores are all closed,
and the audience is arriving in an hour. You are forced to do a little
bricolage, improvising some new and crazy contraption. Then you
attain some of your best moments. Ordinary objects or trash suddenly
become valuable working materials, and your perceptions of what you
need and what you dont need radically shift.

The Oxford American Dictionary also includes this dual sense of

spontaneity and bricolage in defining the term improvise:

1. create and perform (music, drama, or verse) spontaneously or

without preparation.
2. produce or make (something) from whatever is available.

The author returns to the concept of the set text, in arguing that this set
text for improvisers (playing standards, for example, as opposed to
 4-10

improvising freely) may be type of a mental map of the territory, rather

than a physical piece of manuscript paper (section 4.2.1.2). It will be
argued that improvisers use this map as a navigational tool literally to
know where they are relative to the contours of the harmonic progression,
as played in the head of the piece in question. The author proposed this
contour-based concept for improvisation in 1987, with special reference to
the music of Thelonious Monk.

Coker (cited in Ostransky 1977:48) mentions five main factors that

influence a jazz improvisation:

Five factors are chiefly responsible for the outcome of the jazz
players improvisation: intuition, intellect, emotion, sense of pitch, and
habit. His intuition is responsible for the bulk of his originality; his
emotion determines the mood; his intellect helps him to plan the
technical problems and, with intuition, to develop the melodic form;
his sense of pitch transforms heard or imagined pitches into letter
names or fingerings; his playing habits enable his fingers to quickly
find certain established pitch patterns.

Discounting the gender bias evident in Cokers discussion of these factors,

this is quite obviously written as a description of a jazz soloist, and a
virtuoso at that. His list of requirements portrays an individualistic, crypto-
romantic jazz virtuoso as somehow divorced from the musical
conversations going on around him or her.124 By separating the performer
from the communal discursive framework in which live jazz operates (that
of other musicians, rhythm section (Monson), the discourse of place
(Ramanna), the audience (Davidson), Coker arrives at a portrait of the
"ideal" jazz musician.125

124
In so individuating the musician, Coker suggests the monastic space of the
practice room, rather than the communal ambience of the club or concert-hall.
125
With regard to Coker's notion of "playing habits," the author recalls an
experience from his stint with Bruce Cassidy's free improvisation group, The
Body Electric. In the author's work with this group, he ceased playing bass at one
point (to thwart patterns arising purely from muscle memory) and moved to
keyboards, in an attempt to frustrate and hopefully overcome the ingrained and
persistent habit of "thinking like" and "sounding like" a bassist. Dependency on
"habits" can tend to be a two-edged sword when they become clichs, in this
 4-11

The central dynamic at play in the contested space of musical

performance may be seen as a dialectical continuum of relationships
between the performer, his or her colleagues, the audience, and the
"tradition," in which the performer's individuality is mediated with or without
the sanction of the community. This continuum also encompasses (at any
given moment in the course of performance) an underlying tension
between competition and collaboration, by no means limited to the field of
jazz improvisation.126

4.1.2 "Playing by ear"

The author has suggested (in chapter 2) that semiotic approaches to the
analysis of music tend to operate more successfully in the realm of notated
music, where the operations of the symbolic language are easily
accessible through the text itself. This semiotic strategy, however,
mediated as it is through the score, forms a less effective approach to the
analysis of improvised music, whose instantaneous nature does not
readily lend itself to symbolic analysis.127

The practice of acquiring musical skills by ear by means of personal

contact, records, and radio, as an informal vehicle for learning128 is
highlighted by Oakley in his discussion of the Delta blues singer, Robert
Johnson, as follows (1976:219, emphasis added):

case.
126
The WEAM concerto generally is modelled on this dialectic between individual
soloist and orchestral group, as are the call and response patterns prevalent in
many types of musicking (preacher to congregation, and so on).
127
Despite the obvious value of transcription as a learning tool for improvisers,
musicians outside the Western art music tradition tend to acquire their musical
skills firstly by ear, and then later in the process develop the skills of musical
literacy, as in reading and writing music as a means of negotiating the symbolic
language of notation.
128
This method is obviously a different type of learning from the student's
engagement with written music as a means of language acquisition.
 4-12

129
Robert Johnson stands at the crossroads of several musical
traditions. Having learnt much of his music directly from Son House
and Willie Brownwho were anxious for him with avuncular concern
he inherited strong elements of the Delta blues tradition. But at the
same time, whether through personal contact or through records, he
also shows traces of other musical influences as diverse as Leroy
Carr and Scrapper Blackwell, Hambone Willie Newborn, Skip James,
Kokomo Arnold, and his own great hero Lonnie Johnson. Having
assimilated what he wantedand he would also pick up any hillbilly
tune, popular song, ballad, 'sweet music' from the radiohe
transmuted it into his own personal expression.

Oakley stresses the value of personal contact in Johnson's formative years

as well as the influence of records and radio in his quest to forge a
personal sound. The prevalence of this informal method of learning music
is borne out by Lucy Green, whose book How Popular Musicians Learn
argues the existence of a wide gulf between aurally-based skills
acquisition in the early stages of the development of such musicians and
their later engagement (or not) with music's more "academic" elements
(2001:60, emphases in original):

Children not only copy the behaviour of adults and other children, but
they also make copies of objects which they find in the environment.
Here, the object in question is music, and its main form of existence
for most people most of the time is in recordings and broadcasts in
the home, school, college, at work, at social gatherings and in other
public places such as shops. Live music is encountered much less.
By far the overriding practice for the beginner popular musician, as is
already well known, is to copy records by ear.

It seems reasonable to argue that one of the most distinctive elements of

musicianship that the listener acquires in this way is the relatively direct
nature of the individual's "sound," which is conveyed not only through their
phrasing, note-choices, and so on, but crucially through a timbral
fingerprint, on a level that conventional musical notation cannot translate.

129
The crossroads is a powerful symbol in Johnson-mythology, as in the place
where he sold his soul to the devil to acquire his musical abilities. McClary (2000)
relates this symbol to a perceived sense of anxiety in Johnson's work, in the
sense that his vocal timbre represents the hidden fear of the crossroads, and its
dangerous implications for a Negro caught there after the curfew.
 4-13

Green emphasizes the individual and solitary character of this method of

language acquisition in observing (2001:60-1):

It seems an extraordinary fact that many thousands of young

musicians across the world have adopted this approach to learning
over a relatively short space of timecovering a maximum of eighty
years since sound recording and reproduction technology began to
be widespreadoutside of any formal networks, usually at early
stages of learning, in isolation from each other, without adult
guidance and with very little explicit recognition of the ubiquity of the
practice across the world. All this, despite the fact that it is a
historically unique way of learning music, unknown to humankind prior
to the invention of sound recording and reproduction technology.

Dunbar-Hall's review of Green's book summarizes the divide between

popular and academic musical practice as follows (2004:1):

To date, much theorizing about music education has been derived

from Western canonic ideals, and these canonic ideals have been
applied to all musics. In this way certain methods of teaching music in
schools have become accepted as standard and acceptable; often
these bear little relationship to how music is learnt, or played, in the
world of day-to-day music activity.

He goes on to summarize the problematic place of notation for the popular

musician in stating (ibid.):

Notation is an ambiguous component of popular music practice: some

use it, some do not, some want to understand it, some already do. To
think in these terms (clearly derived from popular music practice) is to
question an almost universal precept of music education systems,
that students need to learn to read and write in music notation.

With these central notions in mind, namely, that there is a divide between
the process of skills acquisition for popular musicians that academia is
doing little to address, and, further, that academic institutions accept
almost universally the necessity of music literacy as a teaching strategy for
the training of musicians, it seems clear that imitation is a vital stage of the
process in the day-to-day world of popular music-making. Clark Terry (in
Steinel 1995:9) describes this process in the jazz field as: "Imitation,
assimilation, and then innovation."
 4-14

In jazz improvisation theory, the concept of the chord scale defines a set of
relationships between vertical (harmonic) structures and horizontal
(melodic) ones.130 This concept allows the improviser the choice of playing
inside the changes, where the available notes are made up of chord tones,
using harmonic tensions (which may or may not be resolved), or playing
outside (where the improviser makes use of chromatic approach notes
which are neither chord tones nor harmonic tensions). These note choices
range by definition from wholly consonant (inside) to mildly dissonant
(harmonic tensions) to highly dissonant, in the case of chromatic approach
notes. A central element in the language of conventional (tonal) jazz, the
chord scale method provides a way for jazz musicians to make sense131
as improvisers by making the stylistically appropriate grammatical move in
Wittgensteins terms.

Jazz harmony (within the Tin Pan Alley, standards framework) is based on
the classic hegemony of the dominant-tonic relationship. This implies that
more traditionally oriented jazz musicians regard this framework as a
"given" or axiomatic system, outside of which nothing makes sense. Tonal
jazz, like WEAM, then uses the notion of the key-centre as its organizing
principle, and likewise depends on an underlying metaphor of tension and
resolution.132 In this way, speakers within these systems of musical
organization may each be said to make utterances according to the rules
of an over-arching language-game, that of tonality itself.

Since the chord scale method operates in terms of the relationship

between melodic and harmonic elements, it seems evident that once the

130
In Saussure's terms this can be defined as a synchronic and diachronic
relationship, or as that between paradigms and syntagms. See also Jaffe (1996),
Pease and Pullig (2001), and Sawyer (2003).
131
The author uses this term in both senses of finding meaning and making
some sort of logical meaning.
132
The ability to manipulate this network of rules with skill and fluency is very
demanding on the musician's concentration and linguistic ability, and such skill is
greatly admired by jazz musicians.
 4-15

harmonic structure becomes indeterminate (through spontaneous

manipulation or transformation), the usefulness of this method becomes
open to question. Once the apparently "axiomatic" connection between the
horizontal and vertical relationship of melody and harmony falls away, and
with these the central pillar of tonality, a new communal and collective
grammar may need to be negotiated and invented in the moment.

Nowhere in Coker's definition (section 4.1.1) does he allude to the

necessity for communication or collaboration; his ideal jazz musician takes
up a somewhat solitary position, detribalized by his own virtuosity perhaps.
Incidentally, this kind of picture of the jazz soloist as a Romantic genius is
bolstered by much of the record-cover iconography of the time, as in
portraits of the heroic Coltrane, the brooding Miles, the eccentric Monk, the
intellectual Paul Desmond, and so on.133

4.1.3 The social semiotics of improvisation

Reason, in describing the location of meaning in the context of improvised

music, considers the moment of performance from a socioculturally sited
vantage point when she states (2004:73):

Unlike musics invested in providing the listener with a completed

version of a musical score or text in performance, improvisation
provides an opportunity to engage with an expansive musical
environment during the performance, wherein the nature of the text is
open and subject to the energy or vibe of the audience. In many
cases, this vibe is powerful enough to affect and direct many of the
parameters of an improvisation, such as how long to play a particular
phrase or motif and whether to play loud or soft, fast or slow.

Herewith Reason introduces some important variables into the definition.

133
Such iconography also forms part of jazz's canon-formation, in which is
emphasized the individual's contribution to the canon. Such imagery disregards
the communal nature of jazz recording and performance, in which such
individuals are supported in the realization of their musical vision by
accompanists, known as "sidemen" in jazz parlance.
 4-16

By contextualizing the performance space in which improvising takes

place, her theorizing allows for synergy between performers and audience.
By suggesting that the text in such performances is open, she further
asserts that meaning is not only communicated in purely musical terms,
but also by means of a set of paralinguistic clues through which such
meaning is generated (ibid.):

In such an environment, sources of meaning cannot be limited

exclusively to sonic morphologies such as the order of notes,
orchestration, timbre, and the like; meaning is also located in the
ways in which improvisers situate their bodies, change their facial
expressions, and use their voices to accompany notes, gestures,
silences, or phrases.

Reason brings on board the vital embodied performance elements missing

from audio recordings: postures, bodily attitudes, and facial expressions, in
short, the embodied elements of the performance. The return of these
elements to the discussion suggest that, despite the poststructuralists'
questioning of the very notion of subjectivity, the circumstances of the
performance and its context point to this fact, simply stated: musicking is
above all an act situated in the body in the moment of performance,
whether requiring the presence of an audience for its completion or not.134

In worst-case scenarios, inattentive or hostile audiences can also

negatively affect any performance, a not uncommon occurrence in
WEAM's chequered history.135 The bitter in-fighting over the new artistic
offerings of modernism suggests, in fact, the idea of the accepted
language being forced to its limits, towards the aporia that Barthes and

134
Reason's thinking on this topic is echoed by Nicholas Cook's idea of
performance as suggesting, in the same manner as prayer, the ritualistic
presence of an imaginary audience for its fulfilment.
135
The author has in mind the polarized audience reactions to the music of
Debussy, Stravinsky and others, especially the Futurists, which ended in riots.
and suggests that these composers were stretching the hitherto accepted
boundaries of the language-game of the time.
 4-17

Derrida speak of.136

After patronage and support from the establishment fell away as a support
system for creative endeavour, the artist was free (in theory) to express
musical ideas without overt submission to a centralized political or
religious authority. The author is suggesting that, as occasioned by
historical events like the Reformation and the French Revolution, the
economic and moral power implicit in the droit de Seigneur gradually
moved its locus from the monarchy and church to the state and eventually
to the "temporary community" of the ordinary concertgoer.

Composers were now free to express their innermost feelings without the
necessity for approval from the traditional wielders of power. The next
step, that of questioning the very foundations of language (whether
everyday speech or artistic expression), was a logical one, and, for critics
such as Jameson and Lyotard, represents a central concern within the
modernist project. The ideology of the old order itself was under siege, not
only on the literary front, but also in film (Dali's Le chien Andalou), painting
(where Braque and Picasso's works critically reframed the foundations of
Renaissance perspective), ballet (Diaghilev's staging of Le Sacre du
Printemps), poetry (Appolinaire and e.e. cummings) and music itself,
where the Second Vienna School of Schoenberg and his pupils Berg and
Webern called for a re-structuring of the hitherto axiomatic assumptions of
tonality as a system of organisation.

4.1.4 Jazz and signification

Singer's 1997 essay Velocity of Celebration: Jazz and Semiotics examines

jazz performance from a semiotic perspective, as his following three points

136
Derrida's aporetic points of arrival often seem to occur at the limits of
language where these boundaries are finally revealed to as like illusory mirages
to thirsty travellers, disappearing as they approach them.
 4-18

regarding the connections between signification and jazz confirm:

1) There is a system of unstated, predetermined rules a jazz musician

must comprehend and utilize to be a successful improviser, this
system of use or competence is parallel to the system of internal
coherence in speaking, 2) jazz performance involves an intimate
relationship between artist and audience. Like speaking, there are
verbal and visual clues the soloist gives the other musicians and
which all the musicians give the listener, and 3) in jazz, the musician
and the listener interpret their feelings from the music. These feelings
are created as ad-hoc responses to an environment of jazz.

Singer's first point, regarding the connection between jazz and semiotics,
emphasizes the system of rules which govern such performances,
suggesting thereby affinities with Wittenstein's notion of language-games
(section 2.1.6.2). As Hacker (2005b) claims, for Wittgenstein: "Language
use is a form of human rule governed activity, integrated into human
transactions and social behaviour, context-dependent and purpose
relative. Analogies between games and language, playing games and
speaking, justify it."

With respect to Singer's second point concerning the relationship between

the performer(s) and the audience,137 his "verbal and visual clues" may be
construed as operating on the level of Batesonian paralanguage and
kinesics. Between musicians in performance, as the author suggests,
these clues may suggest turn-taking for soloists, changes in dynamics,
opportunities for call and response (trading "fours" between the ensemble
and the drummer), map (or "geography") indicators such as "head in" or
"out"), sign, coda, and so on. Musicians in such performances, as these
ideas indicate, respond to such signifiers in ways not fundamentally
different from those of musicians in a string quartet or symphony
orchestra.

Singer's idealized description of the relationship between artist(s) and

137
Reason elsewhere theorizes this interaction as the "vibe" (section 3.4).
 4-19

audience fails to take into account what Hall has theorized as proxemic
categories of distance, which complicate such relationships with regard to
displays of power and authority. For Hall, there are four main indices of
such displays based on their degree of relative distance, which are
categorized as intimate, personal, social, and public. In keeping with the
image of the all-powerful orchestra director, the conductor's role is
classified as public, in which the degree of physical distance and
separation from the orchestra tends to reinforce his position of authority.

Chris Smith suggests a quite different possibility with respect to Miles

Davis's direction of his group during live performance. In this case the
signs are left open to interpretation through being deliberately ambiguous
(1998:262):

Miles wanted a quality of attentive musical flexibility that would lift his
players to the level of co-composing interpreters; that would
encourage them to respond to the improvisational moment with his
own alert flexibility. Communicating in an intentionally ambiguous and
non-verbal fashion meant that Miles's players were forced to engage
with him by interpreting what they thought such communication
demanded.

Soundpainting, although it likewise operates in a relatively non-hierarchical

fashion, does not allow for the "intentionally ambiguous." Thompson,
unlike Miles Davis, insists on precision of gesture, and provision is made
within the language for feedback from the ensemble in cases where the
signs are ambiguous or nonsensical.138 The semantic content of
Thompson's signals is intended to be unambiguous as signifiers, although
the results of the interpretation by the performers may be construed as
appropriate (or "legal") within a fairly wide or narrow range of hermeneutic
options, depending on the parameters of the signal that the Soundpainter
is initiating.

138
The <performer doesn't understand> and <performer can't do this> gestures
(Thompson 2006:45-46) provide opportunities for feedback from performer to
Soundpainter.
 4-20

These comments confirm, once more, in the light of Thompson's

conception of Soundpainting as a language, its affinity with the rules of
orthodox conducting, although conductors tend to have greater leeway in
their paralinguistic style. A certain amount of ambiguity is allowed for in
orthodox conducting as a component of the conductor's personal
expression. The simple fact is that some conductors indicate the beat quite
clearly, and others less so, and this becomes a situation for orchestral
musicians to interpret as best they can.

Returning finally to Singer's argument, the author is compelled to question

his use of the term "feeling." This is a somewhat problematic term in the
context of an academic article, and Singer fails to define exactly how such
emotions are conveyed. Is this act of interpretation the same for players
and audience in some final or compelling way? His discussion begs the
crucial question of how such feelings come to be construed as universal
and how it can be determined whether they are the same for the musicians
and the audience, or for individuals in either group.139

4.1.4.1 Signifyin(g) and rhetoric in improvised music

Lewis considers the tactic of signifyin(g) within the bebop era as firstly
manifested in the beboppers playing with the repertoire as follows
(1996:94):

Often this material was appropriated from the popular show tunes of
the day, linking this material with earlier jazz styles. The musicians
often 'signified on' the tunes, replacing the melodic line with another,
140
then naming the new piece in an ironic signifying riff on Tin Pan
Alley as well as upon the dominant culture that produced it.

139
Although emotion seems undoubtedly to be a component of music which has
some relevance to the listener, current theoretical debates around this issue
seem to grapple with the problems of defining and measuring the emotional
content of a given piece of music.
140
David Baker uses the term "contrafact" to refer to such compositions.
 4-21

The concept of signifyin(g) originates with a literary study by H. L. Gates

called The Signifyin(g) Monkey (1989), in which he argues the case for
an interpretive strategy based on African folklore. Gates includes elements
of mythology, discourse, and the notion of troping as a theory of reading
that has obvious bearing on musical practices that originate from this
tradition (1989:903):

My theory of interpretation, arrived at from within the black cultural

matrix, is a theory of formal revisionism, it is tropological, it is often
characterized by pastiche, and, most crucially, it turns on repetition of
formal structures and their differences. Signification is a theory of
reading that arises from Afro-American culture; learning how to signify
is often part of our adolescent education. That it has not been drawn
upon before as a theory of criticism attests to its sheer familiarity in
the idiom. I had to step outside my culture, to defamiliarize the
concept by translating it into a new mode of discourse, before I could
see its potential in critical theory.

For the bebop musicians, challenging this role of musician as entertainer

meant, ultimately, developing strategies to challenge the stereotyping of
black musicians as happy-go-lucky clowns. As DeVeaux states (1997:62):

As black musicians traded on their musical culture for personal gain in

the marketplace, they inevitably found themselves boxed in and
belittled by pervasive racial stereotypes. The Sambo image was
immune to direct assault, for to renounce the stereotype was to risk
renouncing the black cultural identity it mocked. Besides, it was useful
as a form of protection, a mask that could be worn to deflect white
hostility.

Here DeVeaux highlights the protective camouflage of the Sambo image

and its mask-like aspect. In American society at the time, to be black
meant automatically to be part and parcel of a dispossessed underclass
whose strivings for self-betterment ultimately were sanctioned and
controlled by those in power. This in turn necessitated the adoption of
signifyin(g) strategies, which played into the hands of the dominant
ideology, while at the same time asserting blackness and individuality
within the culture of the underclass itself.
 4-22

4.1.4.2 Music as communal activity

In contrast to solo performance, which is relatively rare in improvised

music, Soundpainting usually involves a group of indeterminate size,
ranging from small to large, and incorporating performers from other
disciplines as well. This suggests that there is a communal element
operating in terms of musician-to-musician interaction, in addition to the
relationship between the musicians and the audience. In different genres
of music, this relationship is formalized to a greater or lesser degree,
according to the rituals of the context. The author returns to these
communal elements in chapter 5, and next considers some ways in which
the relationship between the individual and the community is demonstrated
in various styles of music.

4.1.4.3 Call and response

The reciprocal relationship between individual and group may take the
form of musical utterances, which manifest themselves in the widespread
practice of call and response, metaphorical dialogues between individual
and community.141 As McClary argues, the place of music in African-based
societies differs from the Western tradition in being primarily defined as an
activity, and, secondly, music is an expression of the entire community
(2000:22-23):

Music holds a place of privilege in most African and African-based

cultures, and it differs in many crucial respects from the European
tradition. First, music is defined as an activitysomething that exists
only in as much as the community is involved in making it happen. It
is far more oriented toward performance than producing objects, and
performances are understood as the means whereby the community
enacts consolidation. Second, while some individuals specialize in
virtuosic performance, all members of the society participate in the

141
A fairly typical example is the classic jazz standard Basin St. Blues.
 4-23

142
making of music: it is a communal expressionas the hymn says,
free to all, a healing stream. Accordingly, many African and African
American genres are characterized by the convention of call and
response, in which soloists are legitimated by the sonic embrace of
the group.

McClary's analysis emphasizes music's nature outside "the European

tradition" as an activity, perceptively situating the practice of call and
response within the community. According to the rules of the given
language-game, the individual leads the ensemble by (as it were) opening
the meeting to which the ensemble, or congregation, responds. This move
is by no means unique to the jazz game, and forms a central strategy in
African music, wherein the history of the tribe is often expressed through
music. Murray, while noting the conventional element in such practices,
compares their musical manifestations with the ritual of the church service
in stating (1979:98):

Nothing is likely to seem more spontaneous than call-and-response

passages, especially in live performances, where they almost always
seem to grow directly out of the excitement of the moment, as if the
musicians were possessed by some secular equivalent of the Holy
Ghost. But as is no less the practice in the Sunday Morning Service,
the responses are not only stylized (and stylized in terms of a specific
idiom, to boot), but are almost always led by those who have a
special competence in such devices. After all, no matter how deeply
moved a musician may be, whether by personal, social, or even
aesthetic circumstances, he must always play notes that fulfil the
requirements of the context, a feat which presupposes far more skill
and taste than raw emotion.

The practice of call and response is a central dynamic in jazz and other
types of improvised musicking, especially the blues, both of which genres
having clear connections to what Lewis (2004b) has termed the Afrological
perspective. In addition to this practice (which both dramatizes and
ritualizes the relationship between individual and group), the employment
of alternative methods of sound production (as in the use of a wide range
of variations of intonation and timbre for expressive purposes and the very

142
McClary is discussing a 1959 recording of the hymn Jesus, Keep Me Near the
Cross by the Swan Silvertones.
 4-24

choice of instruments themselves) forms a crucial step in the direction of

forging a musical identity. Some of these tactics are discussed in the
following sections.

4.1.4.4 Intonation as an affective device

With reference to Ornette Coleman's composition Lonely Woman, Ake

describes Coleman's "playing" with intonation in the following terms
(2002:70-71):

'Perfect intonation,' in the sense of agreeing upon and maintaining a

consistent location of a pitch centera source of pride for
'professional' musiciansis not the goal here. Martin Williams
(1993:240) described it this way: 'Intonation is a matter of context and
expression to Coleman. 'You can play sharp in tune and you can play
flat in tune,' he has said, 'and a D in a context representing sadness
should not sound like a D in a passage of joy.'

Coleman's contextualized notion of intonation (that is, where it is used for

affective purposes) can easily be misconstrued as simply out of tune, and
lays him open to the kind of criticism as typified by James Lincoln Collier
when he states (1981:462-463, emphases added):

Any jazz musician can play out of tune at times, especially if he has
been drinking heavily, and he may occasionally miss a chord change
or fumble his way through a tune with which he is not familiar. But it is
rare for a jazz musician of much experience to fail to hear that he is
playing incorrect changes. The simple truth is that most professional
jazz players can correctly identify the chord changes of a tune on first
hearing, provided they are not too unusual, and improvise a suitable
solo to them. The fact that Coleman could not understand what he
was doing wrong tells us something about him.

In point of fact this passage tells us more about Collier's ideology of "right"
and "wrong" than it does about Coleman's playing. From whose point of
view, it has to be asked, is Coleman actually "playing incorrect changes,"
and what exactly are Collier's criteria for establishing this moral
imperative? Collier's argument depends on the conventional underpinnings
of tonal jazz, with its ideology of tension and resolution, consonance and
dissonance, ultimately an ideology of right and wrong with respect to
 4-25

"suitable" note choices. It is above all things a hegemony of the mistake,

through which Collier aims a blow at Coleman's credibility as a
musician.143

Collier goes on to suggest, all the while protesting that he is not using the
term in a deprecating way, that Ornette Coleman "must be seen as a
primitive artist." Comparing Coleman to the painter Le Douanier
Rousseau, Collier defines this type of artist as follows (1981:463): "A
primitive artist is one not trained in the standard tradition, who develops his
method and manner independent of the main line," and concludes (ibid.,
emphasis added):

There seems, thus, to be an element of chance, or randomness in

Coleman's improvising, and at a time when classical composers are
deliberately introducing chance elements into their work, we can
hardly fault Coleman for this practice, even when it is not always
intentional.

Despite Collier's criticisms, which clearly emanate from a rigid

interpretation of the jazz language-game, one might consider the
possibility that Coleman is "playing" with intonation in Barthes's sense of
exploring the polysemic potential of sound, a tactic not lost on composers
of experimental music. In similar fashion, both free jazz and Soundpainting
allow for free play with the ideologically sanctioned hegemonies of equal
temperament and the Klangideal so as to open the way for individual and
collective expression.

143
As Werner states with regard to "wrong" notes (1996:126-127): "There are
not, and never have been, any wrong notes. If you live near the ocean, you may
hear a seagull squawking in one key, a dog barking in another key, the roar of the
ocean out of tune with the other two sounds, and birds singing in clashing
rhythms with all of these, and you'll say, 'Beautiful!' But if human beings pick up
instruments and do the same thing, the average listener won't be able to stand it!
Why? Because his mind says, 'This is supposed to be music.' The very concept
of music is superimposed by humans. Beneath this concept lies the greater
reality of sound, and beneath that, the fabric of the entire universe, vibration."
 4-26

4.1.4.5 Toy (and little) instruments

In retrospect, the violence144 of the reactions against Coleman's early style

might seem excessive, but the vehemence of this reaction once again
highlights the conflict between the norms of the more conservative
upholders of the jazz tradition and a given individual's right to self-
expression. Collier (1981:465) goes on describe the well-documented
controversy around Coleman's appearance at the Five Spot:

The Five Spot gig threw the jazz world into turmoil. At first few
musicians liked the music, or even pretended to understand it, and
some were outspoken in their contempt for it. It did not help that
Coleman was playing a plastic alto, and that Cherry was using a
pocket trumpet, a half-sized instrument that plays normally. It looked
as if they were playing on toys.

Sheer perversity aside, Coleman and Cherry's embracing of "toy"

instruments is significant for Ake (2002:71) in so far as it suggests a
conscious questioning on these musicians' part of what he has theorized
as the "distinctly competition-based jazz aesthetic" of the time (2002:66):

The unusual instruments that these musicians selected also bear

consideration. Coleman relied on a white plastic alto saxophone,
while Cherry chose to play a pocket trumpet, an instrument that looks,
and often sounds, like a mutilated version of "the real thing." That
145
neither player used the typically sought-after expensive "axes" in
their performances affected not only the sounds they produced but
undoubtedly the reception of those sounds as well.

Ake goes on to suggest that the bebop era had fostered a particular
construction of masculinity, as typified by its focus on virtuosity as an end
in itself, its fast tempi, and the increasing complexity of its harmonic
structures. The attitude of Coleman and Cherry towards the community, as

144
As Anderson asserts (2002:138-139): "While Coleman broke atttendance
records at Manhattan nightclubs, disgusted black patrons in Chicago abandoned
drinks at the bar in their haste to leave. Some even aimed imaginary rifles at
Coleman in mock execution as they exited past the stage."
145
Jazz slang for instruments.
 4-27

read through the ironic self-deprecation of choosing such instruments,

must be seen as ambiguous, proclaiming a stance of "difference" in an
obvious and visual way. Heble finds similar evidence in the case of the Art
Ensemble of Chicago, who call into question the ideology of genre-
boundaries by playing a wide range of unorthodox instruments in a quite
"self-conscious fashion" (2000:73):

Familiar historical genres in musicballads, marches, blues and

gospel numbers, even rock, ska, and funkare, throughout the
ensemble's repertoire, reencoded, parodied, undermined by painfully
long silences, and often disrupted by a self-consciousness that takes
the form of sounds and noises from any of a number of 'little
instruments' which have become the trademark of the new Chicago
school: car horns, conch shells, whistles, sirens, street-corner
noisemakers.

In conclusion, these tactics of choosing "inappropriate" instruments and

the AEC's employment of "little instruments"146 are ironic methods of
interrogating all manner of ideologically grounded assumptions about
musical practice, as well as establishing identity in a mildly subversive
way. Apart from the element of bricolage that this type of ironic "play"
suggests, Certeau characterizes such tactics147 (within the context of the
subversive practices of everyday life) as exhibiting an interrogation of
power relations (1988:38):

Lacking its own place, lacking a view of the whole, limited by the
blindness (which may lead to perspicacity) resulting from combat at
close quarters, limited by the possibilities of the moment, a tactic is
determined by the absence of power just as a strategy is organized
by the postulation of power.

146
As Ake claims (2000:73): "By subsuming familiar, historically laden sound
sources within the context of a newly articulated musical idiom, the ensemble
unsettles any assumptions we might have about ready access to the past."
147
Certeau contracts the resistant element of the tactic with the hegemonic one
of the strategy as follows: (1988:35-36, emphases in original): "I call a strategy
the calculation (or manipulation) of power relationships that becomes possible as
soon as a subject with will and power (a business, an army, a city, a scientific
institution) can be isolated. It postulates a place that can be delimited as its own
and serve as the base from which relationships with an exteriority composed of
targets or threats (customers or competitors, enemies, the country surrounding
the city, objectives and objects of research, etc.) can be managed."
 4-28

When Thompson makes room for another Soundpainter and there are two
of them directing two groups within the ensemble simultaneously, as
occurred during the performances in Paris, an ironic commentary (or sub-
text) on the conductor as wielder of power is being enacted. This is
another case of a tactic, as described by Certeau, one in which the
Soundpainter ironically acknowledges the ambiguous attractions of power
and control.148

4.1.4.6 Timbral play and agency

In discussing Attali's view of musical production as a political force,

Leyshon et al. suggest (1998:2):

Music for Attali is a source of identification, a shared symbol of

collectivity, and a means of generating and enforcing social
conformity. The dynamics of musical production are inherently social
and political, coercive and collaborative, concerned both with identity
formation and the establishment and maintenance of social
groupings.

With a view to answering Attali's question of how the dynamics of musical

production are linked to identity formation, the author invokes the notion of
"timbral iconicity," as theorized by Naomi Cumming. She defines this term
as follows (2000:124):

Timbral iconicity is so basic as to be scarcely avoidable. When

listening to a performer, you do not hear his or her sounds as
disembodied, but as humanly produced (with or without electronic
149
modification), and as carrying a load of onset noise and shaping
which gives them their 'active' characteristics. Taking it for granted

148
Cross, discussing Xenakis's compositional methods, has noted how
(2003:146): "Duel and Stratgie used game theoryeach work employed two
conductors who 'compete' with one another." Thompson (section 6.1.1)
acknowledges Xenakis as an influence on the development of Soundpainting.
149
Cumming (2000:119) defines "onset noise" as the impure frequencies
occuring at onset and in the continuing surface friction during the production of a
sound.
 4-29

that the instrument has a limited range of potential sounds, it is in the

particular performer's choices within that range that interpretive
interest may be found.

Cumming's definition includes the notions of embodiment and individuality,

as revealed in the act of concentrated listening. Similarly, in the jazz and
popular music context, listening reveals identity, negotiated through a
complex set of timbral characteristics through which the given musician
makes himself or herself known, which form that musicians aural
"fingerprint or "signature." The range of timbral possibilities that are
construed as acceptable is to some extent dependent on the grammar of
the musical style in question.150 As Wishart notes (1996:258):

The use of the voice in modern Western popular music presents an

interesting case. Whereas in the classical tradition the singer strives
towards the perfection of a particular kind of voice which is a social
convention and is felt to be transferable from one work or one
expressive context to another (liturgical, concert, etc.), popular music
151
projects the idiosyncratic features of the individual singers voice.
The audience is assumed to be more interested in music as a
personal utterance rather than as a socially conventionalized
utterance.

Wishart continues by defining such personal utterances in the context of

what he refers to as "totemic song-structures," as follows (1996:259):

Often such personalised utterances will be expressed through widely-

152
known popular and often totemic song-structures. This is taken to
an extreme in the case of blues, where an almost claustrophobically
rigid structure of music and text is used as a vehicle for sophisticated
gestural expression. This is akin to the highly articulate gestural
articulation of stock phrases in vernacular speech where the
linguistic content can be the least significant communicative element.

150
For instance, WEAM's notion of the Klangideal (section 1.5.4) allows for a
more limited range of options as to what is aesthetically acceptable than popular
music and jazz.
151
Simon Emmerson (the editor of Wishart's book) considers this idiosyncrasy,
and the Barthean idea of the "grain of the voice," as closely related.
152
Such totemic song-structures form a central component of the jazz
vocabulary, where performers are expected to know standard forms (blues, 32-
bar song form, and so on) by heart. The author further examines this vocabulary
in section 4.1.2.
 4-30

Although instrumental music in jazz by definition excludes the voice,

Wishart's key ideas of idiosyncrasy and sophisticated gestural expression
are negotiated in this style of music, the author suggests, in a wide range
of tactics of timbral play, which serve to make one instrumentalist
distinguishable from another. In an "iconic" sense, as reinforced by the
visual iconography of jazz (section 4.1.2), such aural signatures are
especially significant for canon-formation in jazz.

By manipulating sound itself as a means of self-expression, Miles Davis,

for example, distinguishes himself from any of a number of comparable
masters of the trumpet, and thereby stakes his claim to individuality. Such
timbral play (and the related notion of the aural signature) forms a marker
borne out informally by such conventions as the musical Blindfold Test.

The jazz magazine Down Beat ran for many years a series of Blindfold
Tests, in which musicians were asked firstly to identify, and then to
criticize, a given number of recordings by various artists. Radano
(1993:149) sets the scene as follows:

Down Beat's reporting from the period suggests a general concern

if not a preoccupationwith the heightened erosion of mainstream
common practice and the insistent survival of free jazz. Elder
musicians such as Albert Nicholas, Lenny Tristano, Teddy Wilson,
Zoot Sims, and Tommy Vig, were, for example, predictably
unimpressed with free playing, voicing, in frequently nostalgic
recollections, a preference for the music of the past. Still, their
comments were encouraged and faithfully reported in 'The Blindfold
Test' and elsewhere, as much, one suspects, to bolster magazine
sales as to perpetuate a conservatively framed vision of the jazz
tradition.

"To perpetuate a conservatively framed vision of the jazz tradition," in

Radano's terms, is to subscribe to DownBeat's editorial ideology of the
time, which sets these participants' sense of nostalgia for the past in stark
opposition to the forward-looking and exploratory character of the free jazz
musicians. This media-generated antagonism is perpetuated to this day in
the conflict between so-called progressive jazz musicians and one of the
 4-31

self-appointed guardians of the tradition, in the figure of Wynton Marsalis

(Nisenson 2000). Notwithstanding the ideological complexity of such
issues, in the Blindfold Tests themselves, it remained possible for the
interviewee in many cases correctly to identify individual musicians on the
basis of their sound alone.

It is notable that the element of timbre within the dynamics of musical

production can be rendered in graphic form as bands of frequencies by
means of computer software.153 A key problem for improvisation research
is that spontaneously created music operates without reference to the
conventional symbols of notation, in precisely the area where orthodox
notation is at its least rigorous: with regard to the nuances of individual
timbre.154 What the student improviser focuses on in transcribing a jazz
solo, for instance, tends to be the idiosyncratic note-choices of the
musician in question, rather than the timbral "play" with which the musician
is engaged. In this regard, McClary situates this playing with sound in the
context of the African-American tactic of "signifyin(g)" (2000:24-25,
emphasis added):

155
Henry Louis Gates Jr. has theorized this practice as signifyin(g),
whereby the creative artist exhibits prowess and imagination and yet
simultaneously reinscribes the cultural habits and structures that
preserve both community and communication. Signifyin(g) takes on
many shapes, from the troping of familiar songs or stories to the use
of a wide range of funky or masked sounds that incorporate
elements of noise (deliberately exploiting complex vocal sounds,
playing guitar with a bottleneck, and so on).

153
Using similar techniques, forensic criminalists make use of voice-print analysis
to identify the timbral characteristics of a particular speaker.
154
This is not to suggest that nineteenth-century composers did not have a very
profound understanding of orchestration or blend, but this is concerned with the
combination of different timbres than the application of notation to individual
ones. A precise symbolic language for capturing the more radical possibilities of
tone colour did not appear on the scene until the twentieth century, and these
notational devices are most suited for esoteric and specialist "extended
techniques." See, for example, Coan's invention of specialized notational
symbols in his 1995 transcriptions of Michael Brecker's saxophone solos.
155
That is, the practice of allowing for individual improvisation against the
background of cherished, historically sanctioned grammars.
 4-32

McClary goes on to link this practice, in her discussion of the musical

practices of the Swan Silvertones vocal group, with the lead singers
employment of falsetto as an affective device (section 4.1.4.2): He sings
not just for himself but for his listeners, who perceive him as one who
testifies for all. This process of synecdoche (in which one stands for all) is
guaranteed in two ways: the singer's signifyin(g) is accompanied by the
velvety, well-rehearsed voices of the backup singers (the individuals
expression thereby supported by the community) and the recording
technology of the time, which allowed him and the backup singers to
deliver the hymn at a fairly soft (intimate) dynamic level. Their ability so to
deliver, for McClary, could not occur without the mediation of miking156
technologies.157

Walser draws a distinction between two conceptions of meaning

embedded in the terms "signification" and "signifyin(g)" (or, as he puts it,
signifyin') when he writes (1995:168):

Signification is logical, rational, limited; from this perspective,

meanings are denotative, fixed, exact, and exclusive. Signifyin',
conversely, works through reference, gesture, and dialogue to
suggest multiple meanings through association. If signification
assumes that meanings can be absolute, permanent, and objectively
specified, signifyin' respects contingency, improvisation, relativity
158
the social production and negotiation of meanings.

In relation to Soundpainting, McClary's discussion of the Swan Silvertones

dramatizes firstly the relation between individual and community, a central
problematic in jazz studies. Similarly, in Thompson's language, the signals

156
As in placing microphones to achieve a desired sonority, or timbre.
157
This is another case of the influence of technology in creating a particular
sonic space.
158
Walser concludes by saying (ibid.): "We might compare the way a dictionary
prescribes meanings with the ways in which words constantly change meaning in
actual usage by communities of language users. The difference is like that
between semantics and rhetoric: signification assumes that meaning can be
communicated abstractly and individually, apart from the circumstances of
exchange; signifyin' celebrates performance and dialogic engagement."
 4-33

allow for dialogue and interplay between the individual improviser and pre-
arranged but fluid <groups>,159 as the Soundpainting event unfolds. With
respect to McClary's second point regarding the manipulation of timbre,
Soundpainting signals such as <extended techniques> explicitly call for
the deployment of a wide range of unorthodox timbral practices, which do
not in themselves necessarily relate to her more politicized view of timbral
play as a case of African-American "signifyin(g)" tactics.160 Soundpainting,
in terms of Walser's notions of relative fixity of meaning as exemplified in
the difference between orthodox signification and subversive signifyin', can
be seen as foregrounding signifyin' as an activity that, as Walser notes,
"celebrates performance and dialogic engagement" (1995:168):

In fact, the concept could be compared to literary critic Mikhail

Bakhtin's ideas about dialogue in the novel, or to a variety of other
twentieth-century philosophical interrogations of the nature of
language and meaning, from Wittgenstein to the American
pragmatists to the French poststructuralists.

4.1.4.7 The fourth wall

Ramanna's notion of "discourse of place" (1998, 2005) considers the

important variable of the geographical situation of a performance as a
potential influence on the musical results of the event. Further, his study
closely examines the relationship of performers to audience as a variable
in the success or failure of the musical event under discussion. In theatre,
the fourth wall is construed as an imaginary line or barrier between the
performers and the audience, enforcing thereby a fixed distance

159
The various <group> signals in Soundpainting (Thompson 2006:16-19) allows
for the establishment of temporary sections within the ensemble. While in
Soundpainting these signals may cater for the establishment of temporary
sections, these differ (in their degree of "contingency") from sections within an
orchestra, in which similar families of instruments are placed in close proximity,
such as strings, woodwinds, and so on.
160
In this regard Walser notes (ibid.): "As Gates himself insists, signifyin' is not
exclusive to African American culture, though it is in that culture that signifyin' has
been most fully articulated theoretically, not only by scholars but also in folklore
and song lyrics."
 4-34

contributing to the ritualistic element in such performances. In the concert-

hall, this combination of ritual and proxemics plays a central role in the
creation of a temporary community, whose manner of responding to the
music are governed by the social conventions of the genre.161

In the context of music composition, Williams (2001:38) mentions Pauline

Oliveros as a case of a post-Cage experimental music composer who
attempts to break down the distinction between audience and performers
and encourages participants to construct events from their own
experiences. In an interview with the author (Johannesburg 4 September
2005), Oliveros concurred with Williams's view, and mentioned examples
of her compositions that interrogated not only the traditional relationship
between performers and audience, but also the "appropriate" sites for
such performances. In her view, the idea of the concert-hall as a neutral
space for performance was somewhat nave, as it overlooked the idea that
such spaces contain within them a spatial enactment of power relations.

In the context of free improvisation, Prvost considers the audience as a

variable in the equation as follows (1995:27):

The effect of an audience's presence upon AMMmusic gives this

situation a sharp focus. The musicians are aware of a further
refinement in their perception of the materials and situation in which
they must work. It feels a bit like a player playing with someone
looking over his shoulder and enquiring of his every move. Yet
ultimately he knows that he must get beyond this very personal
response if he is to do justice to the work in hand.

As Sherwood notes in regard to Soundpainting (1999):

Thompson's goals make him very much at home with today's new
media blendsfrom visual installation and performance art to
classical music's migration into jazz-like improvisations. He says his
orchestra's rehearsals and performances are "in the moment,"
changing according to the dynamics of the audience and players.

161
See Davidson (1997) and Small (1998) for discussions of this topic.
 4-35

Thompson's acknowledgement of the audience's potential to influence the

direction of a Soundpainting event is borne out by his inclusion of a
number of signs that allow for the performers to interact with the audience.
A good example is the <heckle> signal, wherein the performers reverse
the traditional roles of audience and performers by indicating disapproval
of the audience's performance, rather than the other way round. In
addition, as part of the ensemble's performance in Paris, Thompson
interacted with the audience by turning towards them and signing some
rudimentary gestures for them to interpret. These examples suggest a
humorous inversion of the audience's traditional role as more or less
passive consumers of the performance, and ironically interrogate some of
the politics of concert-hall etiquette. These examples serve to indicate
Thompson's agreement with the view that performance is a collective and
collaborative effort, presupposing to some extent an understanding of the
relationship between performers and audience as dynamic and contingent.

4.1.4.8 Improvisation and freedom

Improvisers within the jazz and free jazz fields are often seen as
concerned with the somewhat problematic notions of freedom and self-
expression. The author has suggested (earlier within this chapter) that
such tactics as the particular instruments chosen by musicians (Ornette
Coleman and Don Cherry), their attitude to the repertoire and its implicit
role in canon-formation in jazz (Art Ensemble of Chicago), and the place of
timbral play in identity politics, dramatize these issues.

As Monson suggests, the metaphor of improvisation as freedom was to

find a particular resonance with musicians and the wider community in the
context of the civil rights struggle of the 1960s (1998:149):

Improvisation has often taken been as a metaphor for freedom both

musical and social, especially in jazz. The image of improvisation as
freedom became especially pronounced in the jazz world of the early
1960s when the free jazz of Ornette Coleman, Cecil Taylor, Albert
Ayler, and others catalyzed aesthetic and political debates within the
jazz community and music industry.
 4-36

While the aims of free jazz in this period are inseparable from the social
context from which the music emerged (and are therefore irretrievably
politicized), a rather different situation emerges with regard to the place of
improvisation in the context of experimental music. In general, within such
music there appears to be a distrust of notions of freedom, and composers
are concerned with the elimination of "the speaking subject" on ideological
grounds that are in contrast to the aims of self-expression so much an
integral part of the jazz aesthetic.162

Stockhausen, for example, has shown a high degree of antipathy towards

any music with a regular pulse (a characteristic of most traditional jazz and
popular music), while Pierre Boulez (section 2.1.3.3) has exhibited the not
altogether successful desire to purge random elements from his music.
Jazz, and especially free jazz, tends to privilege the "random" as part of an
aesthetic in which the notion of the individual (and individual utterances)
plays a central role. In this regard, a key difference between such
practices is the place accorded to composition within them. A commonly
held view of composition is that the composer practices his or her craft in
isolation to create works, which are characterized by their susceptibility to
revision before they reach the outside world as finished products. This
approach is different from that of improvisation in general, and free
improvisation in particular, which by definition cannot be revised because it
is spontaneously created, and as such exists only in the moment of
performance.

On the basis of this distinction, Thompson's characterization of

Soundpainting as live composition raises problems for those who
subscribe to a more orthodox conception of composition. Thompson
characterized the salient problems around these issues of definition in

162
For contributions to this debate, see Anderson (2002), Borgo (2002), and
Monson (1996, 1998).
 4-37

correspondence with the author as follows (3 April 2006):

Alsoon another note, and quite interesting to me, many composers

have made a point of letting me know they don't think of
Soundpainting as composingbecause it can't be repeated, edited
(the next day) and other ridiculous notions of what makes a
composition. I have discussed and argued Soundpainting is live
compositiona composing medium differing from what we think of as
traditional composition. This has been an ongoing discussion with
professors of composition whose conservatoires I have visited. These
same composers argue improvisation is not compositionalso
something I strongly disagree with.

As Thompson himself comments, "If you know the system [of signals] well,
you can respond immediately to something [that the performers improvise
on stage]. And the performers know how I compose. So they might have
a sense of the signal before it comes."163 Through Soundpaintings
gestures is enacted a more elastic conception of composition as based in
the moment, in which individual utterances are shaped by the
Soundpainters responses to the free expression and interchange of
musical ideas.

Monson (1998:149) also poses a number of challenges facing the

development of what she terms "an ethnomusicology of improvisation."
These include what she describes (ibid.) as "interlocking contexts that
include aesthetic modernism, spiritual transcendence, transnationalism,
the civil rights movement, and African independence." Key and Rothe
relate this problem to the historical developments that led to the
emergence of the United States as a nation, and further note the
complicating influence of the mass media (the Debordian spectacle) in this
situation (2001:38):

As a relative newcomer to nationhood, and as a nation based more

on abstract principles than historical associations or ethnicity, the
United States offers no ready marker of national identity. As a result,
Americans from the earliest days of the republic have tried to define

163
Thompson interview with Topper Sherwood (1999).
 4-38

the American identityand American artists' have been some of the

most compelling in this dialogue. Yet the same factors that have
made American musical culture the most vibrant in the world have
placed its musicians in a double bind. The sounds that have come to
be identified as 'American' have come from class and ethnic sources
outside the mainstream of 'high culture.' Thus popular musicians
struggle to be taken seriously, and serious composers struggle to
reconcile the genres, techniques, and resources of a European-
developed art with their native popular music. Since the beginning of
the 20th century, urbanization and the mass media have both
confused and enriched the issue.

4.2 Language acquisition in improvised music

Pauline Oliveros (2004:50) defines the act of improvisation as follows:

In music, theater, dance, and the visual arts, improvisation includes

acting from inner intelligence and/or impulse without premeditation
from the whole field of available possibilities, as well as acting with
vocabulary within more prescribed forms.

Oliveros here distinguishes between two kinds of improvising activity, one

based on unscripted "inner intelligence and/or impulse," with the second
kind situated in the more prescribed (or scripted) realm, incorporating the
notions of vocabulary and prescription. This concept of vocabulary as an
essential element of improvisation, for Oliveros, is related to the rules of
the game under consideration, implying the not unsynonymous terms
control and structure.

Some totemic structures within the tonal jazz language, such as the blues,
"rhythm changes," and 32-bar song form, provide evidence of the
existence of axiomatic systems or Wittgensteinian grammars, which
determine the rules of that particular language system. According to
Wittgenstein's concept, a grammar is normative, in so far as it lays out the
conditions for a given language-game to be regarded as meaningful. In
musicking, McClary's "temporary community" provides the conditions that
support as well as sanction individualized utterances.

Starting from Oliveros's concept of prescribed forms suggests a degree of

 4-39

negotiation of space within power relations at work in even the most

apparently democratic and collaborative climate. These issues are
explored in detail in Heffley (2005), with regard to democratic ideals and
their influence on the development of free jazz in Europe.

Baileys comments on vocabulary in musical practice are relevant to this

discussion since they highlight the manner in which this vocabulary
develops, over time and with the gradual formation of a sense of familiarity
with a common stock of material (1992:106):

The analogy with language, often used by improvising musicians in

discussing their work, has a certain usefulness in illustrating the
development of a common stock of materiala vocabularywhich
takes place when a group of musicians improvise together regularly.
With a successful improvising group the bulk of their material will be
initially provided by the styles, techniques and habits of the musicians
involved. This vocabulary will then be developed by the musicians
individually, in work and research away from the group, and
collectively, in performance.

Sloboda (1985), cited in Philpott (2001:32-46), identifies nine basic

similarities between music and language as follows:

1. Both are particular to humans

2. Both contain the potential for infinite combinations of possibilities
3. Both can be learned by listening to models
4. Both use vocal and auditory sound processes as their natural medium
5. Both involve the use of notational systems
6. Both require necessary skills to be received and absorbed before they
can be used
7. Both share some universality of form across cultures
8. Both can be examined in terms of phonetic, syntactic and semantic
structures
9. Both contain an underlying structure over which various transformations
can take place.164

Slobodas comparison between music and language is also relevant to

improvised musicking, in which the place of notation is to some extent
contested, as the authors discussion of the informal methods of language

164
Philpott here compares the work of Chomsky with that of Heinrich Schenker.
 4-40

employed by popular musicians has shown (section 4.1.2). The focus of

this section is primarily on Slobodas sixth point, concerning the reception
and integration of the requisite skills for music and speech. The authors
aim here is to consider the methods used to acquire improvisational facility
and later to suggest that there may be parallel processes at work in the
acquisition of music and language skills. It is suggested, therefore, that
improvisers are not born, but made, in the sense that improvising
demands the kind of thoroughgoing preparation that paradoxically allows it
to appear spontaneous.

As Eric Clarke (1988:1) has stated: Playing music is an activity that is

comparable in cognitive complexity to speaking a language, and
comparable in its demands on motor control to playing a sport like tennis.
While not explicitly linking music to language on a semantic level at least,
Clarke is suggesting here that musical activity requires a two-fold
development on the performers part, demanding both cognitive and motor
skills for the performance to take place.

Clarke goes on to say (1988:1-2):

Continuous reference to a large body of musical knowledge is

required in music performance if the result is to be fluent and
intelligent, making it difficult to maintain a definite distinction between
the cognitive structures of abstract musical understanding and those
embodied in a motor programme for musical performance.

What he is alluding to initially is the repertoire that musicians tap intothe

store of shared linguistic elements encompassing such notions as genre,
stylistic vocabulary, appropriate phrasing, and so on, which will obviously
in turn depend on the tradition from which the music springs. This tradition
in jazz (as suggested earlier by van Heerden) is inherently conservative
because it is based in the value-system of the community, thereby creating
the tension between the improvisers need for self-expression and the
norms and values of the community.

Looking at these criteria, one wonders if Clarkes distinction between

 4-41

cognitive and motor skills is not a somewhat artificial one (as he himself
admits), in the sense that musicians acquire and develop these skills more
or less in tandem, by which is meant that there is a symbiotic process
taking place here. In practice it seems unlikely that a beginner musician
will separate out these skills in a self-reflexive way by saying to
themselves: All right, enough practising my instrument for today. Now Im
going to focus on transcribing a solo.

Although the act of transcription may take place away from the chosen
instrument, it seems plausible that the musician will at least check the
accuracy of the completed version on some instrument or other, thereby
confirming the initial cognitive act in the realm of the kinesic as muscle
memory. Moreover, many of the skills that the fledgling improviser works
on develop both cognitive and motor skills (such as practising on their
instrument of choice, memorization, and imagination).

Mark Gridley (1997:19-20) lists a set of skills necessary for jazz

improvisation as follows:

Near-effortless command of an instrument

A good acquaintanceship with harmony
A quick and keen ear for pitch and rhythm
A good memory for sounds
A repertoire of hundreds of tunes and chord progressions
The ability to recognize chord progressions quickly.

Gridley continues by listing four skills to do with what is often termed

musical literacy, namely:

The ability to read music

The ability to sight-read music
The ability to make up an original tune and correctly notate it
The ability to listen to someone elses music and then correctly notate it.

Following the work of Berliner and Monson, the discussion is focused

mainly on the acquisition of musical skills within the jazz idiom, some of
which is instinctive (aurally-based) as in playing along with recordings or
acquiring real-time knowledge on the bandstand in the course of
 4-42

performance, while a large proportion of which (following the acceptance

of improvisation studies into academe) is based on textual study (methods
for studying improvisation).

The authors aim here is to highlight the instantaneous, heuristic, trial and
error basis of the first approach, while emphasizing the more
contemplative or reflective nature of the second: on the one hand, the art,
and on the other, the science, of improvisation. It should also be stressed
that these processes are not mutually exclusive but feed and reinforce
each other on a continuous basis as improvisers develop their skills over
time.

The parallels between the acquisition of language skills in everyday life

and a similar process in music are neither tenuous nor accidental, and are
borne out by the way in which some jazz musicians explicitly link musical
practice with communication, and especially the metaphor of story-telling,
pointing thus to the connection between a great improviser and the
custodian of the history of the tribe. For instance, Danny Barker (in
Shapiro and Hentoff 1966:243) explicitly links a performance by Bessie
Smith to the evangelical tradition of the American South when he states:

When you went to see Bessie and she came out, that was it. If you
had any church background, like people who came from the South as
I did, you would recognize a similarity between what she was doing
and what those preachers and evangelists from there did, and how
they moved people. The South had fabulous preachers and
evangelists. Some would stand on corners and move the crowds from
there. Bessie did the same thing on stage.

Oakley highlights an ambiguity in this image of the blues singer as

preacher when he states (1976:50):

Many black people would have been, and still would be, offended by
the idea that the blues singer 'spoke' for them, in much the same way
that others would reject the spokesmanship of the preacher.
Nevertheless, there did exist what almost amounted to a blues
community. Its significance was in the processes of communal
creation and participation in a shared culture, and within that world
most singers regarded themselves as entertainers. But the idea that
 4-43

blues were the expression of deeply felt emotions made the music
more than simply entertainment.

McClarys discussion of Bessie Smiths performance of Thinking Blues

highlights the importance of the process whereby the community and the
performer make use of mutually intelligible codes in stating (2000:47):
She invokes and brings into being a temporary community that bears
witness to and empathizes with her subjective expression, made
intersubjective by her use of shared codes. Elsewhere, but also in the
context of the blues, Oakley highlights the ambiguous nature of this
community (1976:216-7):

For large portions of the community the blues was still the devil's
music, the music of immorality, licentiousness, eroticism, whisky-
drinking, juke joints, low life, violence, a source of corruption and the
harbinger of social corruption. And to many blacks salvation was to be
found in ridding from the Race its stereotyped image of irresponsibility
and unreliability.

Cook views the process of signification in ethnomusicology as a series of

negotiations between performers and the audience in stating (2001:13):

The contemporary performance studies paradigm that has developed

primarily in the context of theater studies and ethnomusicology
stresses the extent to which signification is constructed through the
very act of performance, and generally through acts of negotiation
between performers, or between them and the audience.

Cook's emphasis on the "negotiability" of signification is in line with

Reason's concept of the degree of interaction between the performers and
the audience as a variable in the success of the performance. In other
words, a performance of live improvisation differs, by virtue of its spatio-
temporal context, from a similar performance in a recording studio, where
the technology allows for editing (replacing "mistakes," changing the sonic
balance, and overdubbing extra parts) after the fact. In this situation, there
is no live audience present to create a "vibe" of approval or otherwise, and
the negotiation of signification is mediated through the technology of
computer-based digital audio software.
 4-44

In the different contexts of live performance and the recording studio, then,
it is apparent that different performance territories or spaces provide
different responses from the musicians: in the live situation, music is being
performed (created) spontaneously without the possibility of review, while
the space of the recording studio allows for editing after the fact with the
aim of documenting a near-perfect performance.

4.2.1 The repertoire

Jazz is the only music in which the same note can be played night after
night but differently each time.

Ornette Coleman (1964/2002)

As a working definition of the repertoire, one might suggest that this takes
the form of the canonic history of significant musicians, as well as the body
of work, the improviser engages with in the course of his or her
development. In jazz, this is subject to some extent to the vicissitudes of
fashion, as a result of which musicians fall in or out of favour, sometimes
to be re-evaluated or re-discovered with the benefit of hindsight. This
notion of the repertoire is closely connected to Oliveross idea (section 4.2)
of a prescribed vocabulary (in jazz, for example, standards and the
blues), which form the core of the language.

The author here examines some elements of the jazz repertoire that call to
mind Sloboda's earlier point (9) (section 4.2) regarding the underlying
structures of music. The need to examine how form is constructed and
negotiated in jazz's tonal realm becomes apparent in the light of the
increasing "assaults on its foundations" mounted by the free and post-free
players following the 1960s.

4.2.1.1 The blues

McClary, while acknowledging the difficulty of locating a main stream

 4-45

within twentieth-century musical practice, sees the blues as the bedrock

on which is built many widely different styles of music. She cites such
musicians as Blind Willie Johnson, Ma Rainey, James P. Johnson, Duke
Ellington, Hank Williams, Little Richard, Queen Ida, and Thelonious Monk,
as well as such later disciples of the blues as Led Zeppelin, Janis Joplin,
the Beach Boys, James Brown, and John Zorn. This partial list of artists
encompasses a stylistic gamut from country music to soul, Zydeco to free
jazz, rock n roll to gospel, stride piano to heavy metal. For McClary
(2000:33): As much as these musics may differ from each other, they
unite in engaging with the conventions of the blues.

As McClary further states, the blues is less an expression of feeling than

an engagement with a set of conventions:

Contrary to a popular belief that regards blues as some kind of

unmediated expression of woe, the conventions underlying the blues
secure it firmly within the realm of culture; a musician must have
internalized its procedures in order to participate creatively within its
165
ongoing conversation.

Two primary conventions underlying the blues are its harmonic/metric

structure and the opportunity for musicians to engage with it on a level of
idiosyncratic timbre. The blues framework has crystallized over time into a
twelve-bar format with a more or less fixed harmonic progression as
underpinning. This takes the form of a three-line structure, each phrase
consisting of four bars, starting on the tonic for the first phrase, moving to
the subdominant area (generally followed by the tonic) in the second
phrase, and moving to the dominant in the last phrase. McClary takes the
example of St Louis Blues (composed by W. C. Handy and performed by
Bessie Smith and Louis Armstrong) as a schematic model for the blues
procedure (2000:39):

165
McClarys view of the blues as ongoing conversation confirms once again
the possibility of interpreting music on a sociolinguistic basis.
 4-46

Line 1: I hate to see the evning sun go down,

(Bars 1-4) I IV I7
(V7/IV)

Line 2: I hate to see the evning sun go down,

(Bars 5-8) IV IV I

Line 3: It makes me think Im on my last go round.

(Bars 9-12) V IV (or V) I (V7)

Figure 4.2.1.1: McClarys analysis of St Louis Blues.

Albert Murray explicitly links the polysemic nature of blues playing to

theatricality and ritual in the following description (1978:87):

Blues musicians play music not only in the theatrical sense that actors
play or stage a performance, but also in the general sense of playing
for recreation, as when participating in games of skill. They also play
in the sense of gamboling, in the sense that is to say, of fooling
around or kidding around with, toying with, or otherwise having fun
with. Sometimes they also improvise and in the process they
elaborate, extend, and refine. But what they do in all instances
involves the technical skill, imagination, talent, and eventually the
taste that adds up to artifice. And of course such is the overall nature
of play, which is so often a form of reenactment to begin with, that
sometimes it also amounts to ritual.

Jost's analysis of Ornette Coleman's blues composition Tears Inside (from

the 1959 recording Tomorrow is the Question!) includes a transcription of
three of Coleman's improvised choruses in conventional notation. Jost
notes a number of significant points about the piece and Coleman's
approach to the blues as follows:

The harmonic development is reduced to the most rudimentary

changes, and in this respect the piece is more like early forms of folk
166
blues than bebop blues, with their many substitute chords.

166
The difference for the two categories of blues rests in the greater harmonic
complexity in bebop's re-inscription of the blues. The regular practice of harmonic
 4-47

Jost finds evidence not only of an underlying thematicism in Colemans

improvisation on this piece, as well as an attempt to return to the simplified
chordal structure of earlier formats of the blues. Coleman engages with a
far more rigid version of the blues, which recalls Wisharts comments
(section 4.1.4.5) with regard to the place of utterance within what he
characterizes as totemic song-structures.

4.2.1.2 Standards: the language of the tribe

In discussing the making of the first Standards album with Gary Peacock
and Jack deJohnette, Keith Jarrett (in Lange 1984:63) recalls: Standards
was, believe it or not, the opening to the classical thing, like a stop-off in
American Songwriterville, trying to pay back some of my debt to the kind of
music I felt Gary and Jack and I had as a kind of tribal language that we all
grew up with.

Jarrett here pays homage to the standard, what van Heerden (1996:28)
has defined as: a commonly-used vehicle for improvisation, as opposed
to an entirely original piece. Many such standards have their point of
origin in Tin Pan Alley, the songwriting quarter of New York City, and first
see the light of day as popular tunes or quite commonly as show tunes
emanating from Broadway. It is also possible for original tunes (such as
Take Five) to acquire the status of standards, often by virtue of becoming
jazz hits, or for jazz musicians to annex popular hits and thereby accord
to them the legitimation of this status.167

In a typical post-1940s jazz performance, the initial statement of the

substitution in bebop led to a far more complex set of chord changes than was
practised by practitioners of the folk blues, which tended to stay more closely with
the original harmonic schema, as per McClary's model.
167
See for instance Miles Davis treatment of Human Nature by Michael Jackson
as well as Cyndi Laupers Time after time on the recording Live Around the
World.
 4-48

melodic theme of a standard jazz tune168 is usually followed by a series of

improvised choruses, in which each soloist is given the opportunity in
turn to construct a musical statement based on the ground of the changes
(the chord progression) of the piece in question. In the jazz vernacular, this
is usually referred to as "running the changes." The solos are then
rounded off by a final re-statement of the head. The piece may or may not
conclude with a coda section in the form of a last time ending or a repeat
and fade section.

This conventional performance method, present mainly in traditional (or

"mainstream") jazz, bebop, and much jazz since the 1950s, is in contrast
to the earlier procedure in some New Orleans jazz (or dixie) where the
soloist tends to re-state an embellished version of the theme as a solo
while accompanied by the other front-line instruments in a type of freely
embellished counterpoint to the melody.

The emphasis in much bebop and post-bop music is thus on the harmonic
structure as the focus of improvisational activity, and not on the creation of
an elaborated version of the melody. This focus on the harmonic
implications of a jazz piece suggests that closure is "weaker" than in the
case of WEAM, where the dynamic structure of exposition, development,
and recapitulation is maintained by moving away from the tonic key as laid
out in the exposition, journeying further away in the development, and
returning to the original key in the recapitulation section. This telic
approach (Heble 2000, McClary 2000) is one of the animating principles in
sonata form, in which transformations are carried out in accordance with
the presentation of a melodically identifiable subject (more generally, first
and second subjects).

Jazz usually tends to exhibit a much simpler harmonic structure, which for
the most part remains constant, and the focus here is on the way in which

168
Known among jazz musicians as the head.
 4-49

the soloist engineers melodic transformations against a more or less

stable chordal background. In the case of a jazz group who perform
standards as a way of earning a living, the author suggests here that
while the music may not be in evidence on the bandstand, they are
working within the parameters of a mutually agreed-upon blueprint of how
to get from point A to point B. This blueprint may take the form of a
strategy of interpretation arrived at through intensive rehearsal and
discussion of the music in question or the shared understanding (through
aural familiarity with the piece they are playing) of the shape and flow of
the music.

It is claimed (Ephland 1996:18) that the trio led by the American jazz
pianist Keith Jarrett never rehearse and never discuss a programme (or
set list in jazz parlance) in advance before they perform, and that
Jarretts piano introductions often are the only clue to the accompanists
(usually Gary Peacock, double bass and Jack deJohnette, drums) as to
which piece they are about to play.

JE: But, when the three of you play a concert, dont you at least
huddle just before you go out to agree on the first number?
KJ: We actually dont even do that.
JE: What about sign language on stage?
GP: Not really. Keith will begin to play something, and you just keep
listening and listening.

It is perhaps paradoxical that some improvised music derives its apparent

quality of spontaneity from intense rehearsal. The double bassist Chuck
Israels (in Berliner 1994:289) has this to say about working with Bill Evans:
People never understood how arranged Bill Evanss music really was.
Sure, it was free and improvised. But the reason we could be so free is
that we already knew the beginning, the middle, and the ending.

Standards are the bread and butter of the improvising jazz musician and
form a transnational and translinguistic common repertoire enabling
musicians literally to meet on the bandstand, with their instrumental or
story-telling ability the means of communication. They form a ground
 4-50

through which musicians who speak different languages in everyday life

can communicate in a musical (non-verbal) fashion.

This ground of communication is formed not only by the melodies and

chord progressions of the piece in question but the conventional structural
and tactical manoeuvres tacitly agreed upon during the course of its
performance. In some instances procedures are based on etiquette and
the sense of allowing someone to finish saying their say. For example, a
common decision point here is when soloists are not indicating clearly
(through the paralinguistic clues of eye contact or body language) whether
they intend to continue on soloing into the next cycle of the harmonic
changes. The next soloist has to interpret the signs of the end of the first
section of the solo by ear in this case, as in whether the phrase in question
sounds to their ear resolved or unresolved.

The direction and shape of the phrase, its dynamic intensity, and degree of
rhythmic complexity often will give clues as to this decision, as well as if
the note ends on a chord tone or a melodic tension.)169 A downward
direction in the melodic shape combined with a decrease in either dynamic
and/or rhythmic activity will suggest that the soloist intends concluding the
solo. Experienced musicians will know when the soloist is about to finish
and will also know where they themselves are in the changes so as to
allow for the possibility of the soloists overlapping into the beginning of the
next section and then taking over at the correct harmonic if not formal
point.

4.2.1.3 Rhythm changes" and the contrafact

Lewis describes the characteristic transformational tactics of bebop

169
Landing on a chord tone, the author suggests, may indicate the achievement
of relatively greater tonal stability suggesting thereby that the soloist is "winding
down," whereas the use of a melodic tension as a point of arrival is more
ambiguous.
 4-51

musicians as follows (1996:94):

Bop improvisers, like earlier generations of jazz improvisers, used

'heads,' or precomposed melodic material, as starting points for a
piece. Bop heads, however, as Gridley (1994:165) points out,
'resembled little or nothing that the listener had heard before.' In a
further abstraction, bebop improvisers felt no obligation to use the
melodic material of the 'head' as material for improvisational
transformation. Instead, the underlying harmonic sequence, usually
subjected to extensive re-working by the improvisers, became the
basis for improvisation.

One of the favourite vehicles for this kind of improvisatory practice was the
Gershwin composition "I Got Rhythm," whose origin and popularity as a
Broadway show tune, and its compliance with the 32-bar AABA song form
style, defined it clearly as a product of dominant culture. In addition, the B-
section of the tune uses the kind of harmonic formula with its extended
chain of II-V's, which provided the bebop musicians with ample scope for
demonstrations of chromatic finesse. By altering the plain secondary
dominants in the bridge to allow for a more chromatic approach, the bebop
musicians subtly (and sometimes not so subtly) re-inscribed a commentary
on the melodic blandness and harmonic simplicity of the original piece. In
fact this composition has survived in its purely harmonic form as what
have come to be called "Rhythm changes."

The bebop musicians of the 1940s created a new musical language by

privileging harmonic over melodic structures. For Tirro (1993), this
approach is typified in Coleman Hawkins's recording of Body and Soul.
Their new music demanded attention for its artistic value, rather than as
entertainment, and they adopted various strategies to realise this goal.

Firstly, their emphasis on the diminished fifth interval, which divides the
octave into two equal halves, can be seen as a move away from harmony
based on thirds. As Heble claims (2000:37):

If Bird was, at the time of his playing, seen as an anomaly, it was

precisely because he played notes in his improvisations which
nobody had dared to acknowledge expect perhaps as passing
 4-52

harmonies. The flattened fifth, for instance, the devil itself in music,
became a stylistic device that characterized much of what Parker,
Dizzy Gillespie, and other boppers were doing.

Secondly, their adoption of tempos outside what was commonly accepted

as "danceable" highlighted their intention of creating music for listening
rather than partying. In the third place, the bebop musicians deliberately
avoided familiar melodies, in favour of a much more angular approach to
note choices. Where familiar melodies were used, they were often
removed from their original context and deployed as ironic or tongue-in-
cheek quotations.170

The fourth area of emphasis lies in a new conception of rhythm, wherein

drummers moved the statement of the pulse from the bass drum to the hi-
hat and ride cymbals. In this context, the bass drum was now used for
accenting ("dropping bombs") rather than stating the time explicitly. This
move allowed for far more subtle nuances in the interpretation of time,
which in turn allowed the soloist a greater flexibility. In the fifth place, the
beboppers' adoption of such highly stylized elements as dress code171 and
language suggested the formation of a social group designed to prevent
the appropriation of their music by commercial (read white172 ) interest
groups.

Pop songs and the blues have served as launching pads for jazz
improvisers almost from the beginning, but Parker and his
confederates radicalized the procedure by disguising the material
they appropriated almost beyond recognition, in an abstract of sleek
harmonic lines and daredevil rhythms that gave the impression of
blinding speed even at moderate tempos.

(Davis, in Woideck 1998:176-7)

170
The author has in mind Charlie Parker's inclusion of melodic fragments from
Bizet's Carmen during his performance at Massey Hall, Toronto.
171
Thelonious Monk's bamboo-framed dark glasses and the uniform of the "zoot
suit" come to mind here.
172
Parker's mentorship of the young Red Rodney, a white trumpeter, proves the
exception rather than the rule.
 4-53

Baker defines the contrafact as (1987c:1) "a tune which is based on an

extant set of chord changes" and goes on to outline its usefulness as
follows:

The contrafact was valuable for a wide variety of reasons. During the
bebop era the working performer was expected to function without
music much of the time and to be familiar with a common body of
tunes and changes which were virtually public domain. Many of the
tunes which served as bases were tunes which were a part of the
basic repertoire of the bands in which the beboppers served their
respective apprenticeships and were consequently very familiar to
173
them.

A contemporary example of this practice is found in Steve Swallow's 1997

CD Deconstructed, on which the track Lost in Boston is a melodic trope
on the changes of the standard It's wonderful, and Deconstructed (the title
track) is in turn superimposed on the harmonic framework of Undecided.
Swallow's tactic in this instance reveals an ironic awareness of
postmodernist techniques of pastiche and irony, as in the tongue-in-cheek
titling of Name that tune.

4.2.1.4 Pedagogical methods for improvisation

Steve Lacy, the American soprano saxophonist who spent much of his life
resident as an expatriate in France, has this to say regarding the
importance of focusing one's attention on the materials of musical study: in
other words, on what to play (1994:14, emphasis in original):

I remain a convinced 'materialist': working intensively on a given

material is perhaps the best way to progress and eventually to find
your own style, by getting to the bottom of someone else's style. Of
course Monk's music is so interesting that I never got tired of working
on it and digging into it. Evidently appetite plays a large role in this
story. You must find something difficult and stimulating to work on,
and stay on it long enough to reap the benefits. It can be the music of
Bach, Beethoven, Webern, Ellington, Parker, Tatum, Monk, many

173
As a matter of interest, Baker (1987c:1-2) cites no less than 48 contrafacts
based on "I got rhythm."
 4-54

other masters; it depends on your interests and needs.

Lacy's Findings, apart from being a very complete (as well as practical174 )
treatise on improvisation specifically for the soprano saxophone, is
somewhat exceptional, in that its primary focus is on developing a general
technical vocabulary for the instrument and less on the rule-following
element of what is appropriate for a given style. Similarly, Marilyn Crispell's
2002 instructional DVD, A pianist's guide to free improvisation: Keys to
unlocking your creativity, is less concerned with the rules of a particular
jazz language-game than with the necessity for communication in the
practice of free improvisation. As she states, with respect to "the art of
playing with another person" (2002: chapter 22 ff.):

Now this is a whole different ball game from playing on your own, as
you can imagine, and it involves a different kind of listening. Here
we're not just in conversation with ourselves, we're in a conversation
with another person, and we don't really know exactly what they're
gonna doso it's like jumping on a trampoline (or something) without
a safety net, or walking on a tightrope without a safety net; you could
really fall on your face, but that's what makes it really interesting and
wonderful.

Crispell, whose pedigree as a player includes extended periods as pianist

with Anthony Braxton, mentions five tactics to safeguard against the risks
of proceeding without a safety net as follows:

1. soloing and accompanying, in which one instrument becomes the

dominant voice
2. the practice-room concept, where there is no necessary musical
connection established
3. call and response, in which the players respond to a given musical
statement by employing this approach
4. disruption, in which the musicians try to disrupt and erase a given musical
statement
5. using a narrative beginning and ending technique over a fixed harmonic
background, or pattern.

174
Lacy provides technical information relating to the instrument itself like
fingering diagrams for obtaining high harmonics, as well as concert and
transposed scores of original compositions.
 4-55

Crispell's interest in free improvisation is exceptional for subverting the

telic impetus of much tonal jazz, and, while space does not permit an
exhaustive survey of improvisation methods (as in texts for learning to
improvise), the author wishes to highlight the manner in which many of
these texts generally presuppose the student's aim to be the mastery of
the materials of tonal jazz. It has been suggested in this regard (section
4.1.2) that the concept of the chord scale applies largely to the dominant
ideology of tonal jazz. Most's Metamorphosis: Transformation of the jazz
solo (1980), in which various melodic exercises are superimposed on to
existing harmonic structures, works in a fashion which reinforces Baker's
idea of the contrafact. A section of Most's treatise is based on the
progression of Charlie Parker's Blues for Alice, in which the exercises
progress from very simple melodic shapes to more elaborate and oblique
chromatic shapes by using specific categories of note choices based on
underlying harmonic schemes.

4.2.1.5 Third Stream

Third Stream music is defined as that which attempts to fuse the rigour of
Western concert music with the improvisational quality of jazz. Given the
rules of the game of both fields, this is at best an uneasy fusion. Whereas
classical music sets timbral purity as its sine qua non, this immediately
creates an aesthetic conflict with the jazz musician's insistence on
individuality and freedom. Classical musicians are trained to follow very
closely the nuances of the symbolic language, and, for the most part, the
improvisative impulse is frowned upon. For jazz musicians, the emphasis
is placed on the ability to create music extempore, and this is mainly what
other jazz musicians tend to admire when they enthuse about a given
musician's skill. There are musicians who have the ability to transcend
these differences, but they tend to be exceptionally flexible in terms of their
approach to both fields.

In an interview with Anil Prasad (2002), Eberhard Weber had this to say
regarding his 2001 recording Endless Days:
 4-56

AP: You told the musicians on the new record 'You can play
everything as long as it doesnt sound like jazz' to encourage a sense
of freedom and openness.

EW: [laughs] I love these provocative phrases. When I told the

musicians these phrases they laughed, knowing very well what I
meant. 'Don't you worry, it won't be jazz' they said. They know that
improvisation is also jazz, because improvisation, harmonically,
doesn't exist in classical music. So, in the end it was jazz. But I
wanted to avoid the typical noodly and doodly jazzy stuff. They
immediately understood.

The American Paul McCandless, the fourth member of Weber's quartet, is

a multi-instrumentalist (bass clarinet, oboe, and soprano saxophone), a
classically trained musician whose approach to phrasing and sound, in this
instance, exemplifies an erasure of both swing and individuality.
McCandless's "straight" aesthetic operates in the dual areas of rhythmic
feel ("time") and timbral iconicity (intonation and tone colour); eighth-notes
are played "as written," notes are executed directly "on pitch," and
McCandless's "sound" is befitting of the general chamber music
atmosphere of the recording.175

Weber's deliberate avoidance of the more overt stylistic elements of the

American jazz language can be seen as metonymic of the problematized
discourse of jazz in Europe, by which the author means not a simple "us
and them" mentality, but rather in the sense of a text being both a rewriting
and a revision of every other text. This discourse is not hostile, at least in
the obvious sense that Europe has opened its doors to many American
expatriate musicians (Sidney Bechet, Duke Ellington, Dexter Gordon,
Steve Lacy come to mind), but there is sometimes a slightly strident
element in some writers' view (Gridley et al.) that "If it doesn't swing, it isn't
jazz".

175
As these hallmarks of avoiding a jazz-like idiom are in keeping with Weber's
desired aesthetic ideals for this recording, these remarks should not be construed
as criticisms of McCandless's "lack of swing" or other ostensibly "anti-jazz"
elements in his playing.
 4-57

In the United States itself, the Third Stream is exemplified by such

recordings as Gil EvansBirth of the Cool and Sketches of Spain, Claus
OgermanCityscape, Michael Brecker QuindectetWide angles, and
especially the work of the Modern Jazz Quartet. The cool element of this
music is also typified by the West Coast jazz of such musicians as Gerry
Mulligan, Paul Desmond, and, to a lesser extent, Dave Brubeck. Gioia
(1998) argues that the "cool" school originates with session musicians in
Hollywood film orchestras playing jazz in their free time.

4.3 Towards a model for improvised music

Wittgensteins theories of language have bearing on the authors

discussion of Soundpainting, in so far as they emphasize the rule-following
procedures of language, as well as its contingent and contextualized
nature. The author has argued that these theories are applicable to
musicking in general, and are well suited to the analysis of improvised
music, no less subject to rules (in the case of traditional jazz) than WEAM.
From these rules emanate a system of right and wrong note-choices
and a theoretical foundation of rules of tension and resolution, which
(within the framework of the tonal jazz language-game) recapitulate this
central metaphor of WEAM.

The interactions between musicians and their audiences expose both the
ritualistic character of such practices and their obedience (or otherwise) to
the rules of various language-games (whether those of WEAM in general,
or the various dialects within the over-arching jazz language-game itself).
 4-58

Within the jazz realm, the central dynamic of the individual in relation to
the community is interrogated and negotiated by means of what Gates has
theorized as tropological practices, in which the individuals choice of
instrument, attitude to the canon, and using timbre as a means of
expressing individuality, all form a category of tactical manoeuvres serving
as metaphorical ways of negotiating these issues, with or without the
approval of the temporary communities created in the course of
performance.

4.3.1 Language-games in improvised music

It seems evident that musical activity can be seen as a form of discourse.

Whether this musical discourse operates in any way similarly to language
(that is, baldly put, if music means anything), while a fascinating question,
is not likely to find its resolution within these pages. One is wary (despite
whatever advances may have occurred in neurochemistry in the twenty-
first century) of such eighteenth-century concepts as Affektenlehre, which
laid claim to a necessary connection between musical content and its
emotional effect on the listener.

What the author suggests rather is the potential of analysing music as a

metalinguistic phenomenon or a metalanguage-game, borrowing from
Wittgenstein. This idea of metalinguistics has clear parallels with Prvost's
concept (1995:36) of meta-music, which he defines as "music as praxis."
Corbett theorizes the paradoxical operations of another kind of
"metalanguage" within orthodox musicology, wherein theoretical terms of
WEAM like "harmony," "tension," and "resolution" are legitimated as part of
a system of codes (1995:218):

Musicology serves as the best example of a determinant musical

metalanguage. In Western classical music a chord change is
analyzed as having meaning in relation not only to other music that
surrounds it, but to a body of knowledge outside sound, even outside
written musicthat is, previous analyses. The transparency of terms
such as tension, resolution, harmony, and cacophony is in part a
result of their origin as words; that is, they are theoretical terms to
 4-59

begin withdeveloped in relation to the abstract concept of functional

harmonythat are subsequently given legitimacy in their enunciation
as music, a process that then erases the writing through which it was
177
produced.

Lucy Green sees the term "ideology" as more or less supplanted in recent
times by the term "discourse," and goes on to define ideology as having
three main consequences for musicological (and other) scholarship.
Although she seems to be at pains to avoid an overtly Marxist
interpretation of the term, she views ideology's over-arching tendencies as
towards reification, legitimation, and the perpetuation of social processes,
through the operations of the reifying and legitimating processes she
mentions (2003:4):

In short, rather than a crude concept of ideology as a set of imposed

falsehoods inducing a straightforwardly 'false' consciousness, it is
more helpful to understand ideology as a set of common-sense
assumptions which contribute towards making our social relations
seem natural and justifiable: ideology helps to explain our world to us,
it grows out of human experience and is shared, in various ways and
with various consequences, by large numbers of people from different
social groups making up a society. But at the same time, through the
processes of reification and legitimation, ideology helps to perpetuate
social relations 'as they already are.' Therefore, ideology usually
operates to the advantage of the most powerful and better-off groups
within the society.

This notion of ideology seems to be the animating rationale behind the

kind of Blindfold Test as described by Radano, in which those more or less
conservative members of the jazz community are asked to assess the
work of such people for whose music they might reasonably be expected
to feel a natural antipathy (precisely because of their media-created
mantle as guardians of the tradition). On the other hand, much of the free

177
Corbetts conclusion demonstrates how the ideological concepts of WEAM
are equally applicable to the legitimating practices of tonal jazz (ibid.): Thus, we
have a coded system that is given a semantic level through a complex system of
denial. Meaning is metalinguistically pasted on; music theory fills the position of
semantic referent in the musical language; the words of theory speak through the
music they seem to animate.
 4-60

music as played by such musicians as Cecil Taylor, Ornette Coleman,

John Coltrane, Albert Ayler and others, emerged during the social ferment
of the 1960s and was sometimes explicitly linked with political agendas
such as civil rights, the problem of identity within White-dominated society
for many African-American artists and musicians, and the notion of
liberation.

Radano describes the gradual acceptance of free jazz by the

establishment in the following terms (1993:149):

Many critics, on the other hand, had come to terms with free jazz by
the late 1960s, and spoke favorably of performances that advanced
Coltrane's stylistic innovations and Coleman's reinterpretation of the
organically evolving, interactive nature of ensemble playing.

4.4 Towards an ethnomusicology of improvisation

As a provisional agenda towards this task, the author attempts now to

summarize the salient points of the above discussion. The first difficulty is
to define the terms "jazz", "free jazz", and "improvisation" satisfactorily. In
considering the types (or genera) of music which allow for improvisation as
a central organizing principle, it should be borne in mind that the exclusion
of this practice from WEAM is a relatively recent and short-lived
phenomenon, arising from the elevation of the score to the status of
autonomous object, which concept in turn allowed for a range of critical
approaches like Schenkerian analysis and so on. For Attali, this elevation
is bound up in his examination of the political economy of music.178

Secondly, the problem has to do with the nature of these genera

themselves, and, crucially, with the circumstances in which these musics
are performed, propagated, and consumed. Steps towards a universal
theory of improvisation are dogged by the realisation that each genus

178
The author discusses Attali's concept of noise in section 5.3.3.
 4-61

contains within in it its own set of procedures that, in turn, sanction or

condemn the artistic products as evidenced by a particular historical
period. Wittgenstein's idiosyncratic use of the term "grammar" is an
especially useful analytical idea as it suggests a close relationship
between language and its associated rules for making sense. This leads to
the conclusion that tonal jazz improvisation as a musical activity is
concerned with axiomatic systems of tonal organisation leading to the
chord scale method as a way of producing "the right noises." So, for each
genus of improvised music, it seems logical enough to state that there
obtains a set of rules, limits, boundaries, or "grammars" for making
"sense". McGowan (2002) considers these grammars as "dialects,"
thereby reinforcing the metaphorical links between music and language
that seem to pervade musicological discourse.

Now the question emerges: given the new types of technology available in
this brave new postmodern world, are the style-boundaries between these
new and readily available musical and artistic styles still safe and
impermeable? Or are the classifications of musical productions currently
even more problematized by postmodernism's agenda of breaking down
the boundaries themselves? Multi-disciplinarity more than ever seems now
the order of the day, and one might suggest here that this has
necessitated a fundamental re-evaluation of the very idea of discipline as
being hermetically sealed off from the demands of others, like some
esoteric Medieval guild-system.

What emerges from the above discussion is the impossibility of finding any
universal model for analyzing improvised music. Given the wide variety of
musicking practices available today, the interdisciplinary character of much
contemporary performance, and the advent of highly sophisticated
technologies for manipulating music itself, the author suggests that
playing with the hallowed forms of music is a part of postmodernisms
response to the formerly rigid style-boundaries that had existed in the past.
Each language-game within musicking, in the authors view, has to be
considered on its own merits, according to its own rules, and therefore
 4-62

Wittgensteins notions point to contingency, rather than a full and final

settlement of what constitutes the nature of musical meaning.
Chapter 5 : Creativity, collaboration, and
communication in improvised music

5.1 Five characteristics of group improvisation

R. Keith Sawyer, a leading scholar in the field of creativity research,

defines five characteristics of group improvisation as follows (2003:102-
114):

An emphasis on creative process rather than creative product

An emphasis on creative processes that are problem-finding rather
than problem-solving
The comparison of art to everyday language use
The importance of collaboration, with fellow artists and with the
audience
The role of the ready-made, or clich, in art.

In chapter 2, the author's aim was to draw dividing lines between

viewpoints that emphasize process over product. To support this
argument, the author drew distinctions between the improvised,
contingent, and momentary elements of musicking as process, as
opposed to the emphasis being placed on the notion of the musical work
as to some extent existing outside time. This is not to suggest that a work,
as fixed through musical notation, somehow exhibits less creativity than its
improvised counterpart, but that the work and event distinction is a useful
and necessary one in the understanding of the particular problems raised
by improvised music in general, and Thompson's Soundpainting in
particular.

The author has suggested that this conception raises certain issues with
regard to defining the difference between composition and improvisation.
When Thompson defines Soundpainting as "live composition," for
instance, professors of composition insist that this definition is a
contradiction in terms (section 4.1.4.2). In their view, according to
 5-2

Thompson, composition has to be repeatable, editable, and in other ways

subject to revision after the fact, characteristics that are absent from
spontaneously created music by definition.179 Such criticisms, in the
author's view, clearly depend on the distinction between music as work
and music as event. One might also consider this distinction as one
between written language and speech, in which composition is analogous
to writing, and improvisation to conversation.

Sawyer's emphasis on the problem-finding element within improvisation

(as opposed to problem-solving) rests on a conception of unscripted
improvisation that brings to the fore its collaborative and emergent
qualities (2003:105):

An improvisational performance is also, of necessity, a problem-

finding processalbeit a collective one. For comparison, consider a
traditional theater performance, perhaps a play by Shakespeare,
where the actors start with a script, with memories of past
performances by other companiesthe long tradition of
Shakespearean theater. This type of performance is at the problem-
solving end of the spectrum, because the 'problem' is well-specified:
to create a successful performance of the script. In contrast, in
improvisation the actors have to create everything: the dramatic
elements emerge from the dialogue, in a problem-finding process that
is collaborative and emergent.

Although Sawyer in this case is referring to scripted and unscripted

performances in the theatrical context, this distinction has similar
resonance with such performances in music. A typical instance of a
scripted musical performance is a symphony concert (in which the musical
score stands for the script), while the free jazz of the 1960s lies at the
other end of the spectrum, in which the performance is, to all intents and
purposes, unscripted.

Emergence is an important concept for Sawyers theory of improvisation.

As defined by Hopper in the context of the linguistic sign, an emergent

179
The author returns to this definition of Soundpainting as "live composition" in
section 6.2.2.
 5-3

grammar has the following characteristics (1998:157, emphasis in

original):

Signs whose form and meaning are subject to communicative acts

are held to have a structure described as emergent. This means that
a sign's form (that is, both its external aspect and the use to which it
is put) is provisional, and is dependent, not on an essential inner core
of constant meaning, but on previous uses and contexts in which the
current speaker has used or heard it. Grammar has the same
provisional and context-dependent property as the sign. An approach
to grammar that adopts this postulate is referred to as Emergent
Grammar.

Hoppers thinking on emergence has clear implications for improvised

music in general, and Soundpainting in particular. These are brought to
the fore when he examines the relationship between emergence and
structure, in which he characterizes structure as fluid and open (ibid.):

The notion of emergence is a pregnant one. It is not intended to be a

standard sense of origins or genealogy, not an historical question of
how the grammar came to be the way it is, but instead, it takes the
adjective emergent seriously as a continual movement toward
structure, a postponement or deferral of structure, a view of structure
as always provisional, always negotiable, and in fact, as
epiphenomenal, that is, as an effect rather than a cause.

In this sense, the jazz musicians development of a vocabulary of

individual utterances in the context of a repertoire (standards or the blues,
for example) tends to predispose him or her toward a view of these
elements of the repertoire as fixed and eternal, rather like the work-
concept in WEAM. In fact, much of the manner in which musicians like
Thompson and the Art Ensemble of Chicago are playing (in the Barthean
sense) with historical forms is deliberately ironic, thereby interrogating
precisely the fixed nature of these forms. Furthermore, the ludic element of
such encounters with the repertoire highlights a dialectical play between
rhetoric and structure, as expressed by Clifton (1983:211):

This dialectic between rhetoric and structure, freedom and control,

outside and inside, can be further explored by considering the way in
which the members of this dialectic play with each other. This has
already been suggested to some extent with the realization that
 5-4

rhetoric can frequently have pretensions about being structural. The

rhetorical gesture wears a mask, so to speak, and momentarily
assumes the role of structure. Structure, meanwhile, allows this to
happen.

Although Clifton is describing this dialectic with reference to sonata form in

WEAM, there seem to be convincing parallels between the nature of this
game and the jazz language-game. In neither case is structure as fixed
and immobile as one might assume at first listening, and there is a degree
of room for the negotiation of individual subjectivity, whether literally or
figuratively. 180 The author has suggested that the tactics of signifyin(g)
and timbral play in turn point to a dialectic between the individual musician
and the group, and it seems clear that these have a rhetorical function.181

Sawyer's third defining characteristic of improvisation, regarding the

comparison between art and everyday language use, is based on his
observations regarding improvising actors and jazz musicians, in which
both sets of participants (2003:107) "compare their ensemble interaction to
conversation." Drawing on the theories of Dewey and Collingwood
regarding the connections between art and language, Sawyer qualifies this
comparison by suggesting (ibid.): "But for both Dewey and Collingwood,
art is like language only in a certain sense; it is like language as used in
everyday social settingsthe pragmatics, rather than the syntax of
language."

In similar fashion, the author has argued (2.1.6.2) that certain types of
improvised music exhibit similarities with Wittgenstein's pragmatic notion

180
It is noteworthy that analysis refers to musical themes in sonata form as first
subject, second subject, and so on. Mithen highlights this anthropomorphism
by suggesting: (2006:275): Even when listening to music made by instruments
rather than the human voice, we treat music as a virtual person and attribute to it
an emotional state and sometimes a personality and intention. It is also now clear
why so much of music is structured as if a conversation is taking place within the
music itself, and why we often intuitively feel that a piece of music should have a
meaning attached to it, even if we cannot grasp what that might be.
181
Gary Burton (Mattingly, 1991) explicitly links his game plan for improvisation
with conversation.
 5-5

of the language-game, as manifested in his closely related idea of

language as use.182 For Silverstein (in his introduction to Sawyers study of
the creative and emergent properties of conversation) Sawyers strategy is
to extend the concept of pragmatics into the metapragmatic realm, in
which signs as mediators for interaction play a central role (2003b:ix):

Among humans, of course, bodies do more than move through

spacetime in the cause-and-effect, or mechanically pragmatic world
of physical and biological reality. Human bodies create signsfor
example, speech phonations that constitute utterances with well-
formed grammatical properties; movements of bodily extremities
traced in space that constitute gestures; and conventional inscriptions
of these that then circulate as interpersonal communicational artifacts
in sound, sight, and touch. It is in this realm of signs that problems of
emergence and creativity arise, for our actions are not merely
mechanically pragmatic, but, as it turns out, metapragmatic as well.

By interpreting the sign as a product of human activity, Silverstein

suggests that Sawyer elevates sign-creation to the realm of
metapragmatics by situating such activity in the world of social events
(ibid.):

Through our dynamic and ongoing use of signs in interaction, we

signal to each other not only the pragmatic. We signal to each other
what kind of social event we (frequently unconsciously) presume has
been going on and will have been going onnote the complex
anticipatory retrospection!between or among us in an interval-
moment, such that our pragmatic signswere the presumption
intersubjectively in forcemight unproblematically be effective among
us in moving such an event along.

Everyday conversation, for Sawyer, contains greater and lesser degrees of

improvisation, the extent to which improvisation is permitted being both
context-dependent (the place and social space in which the conversation

182
According to this interpretation, one might speak for instance of a style of
music like "Dixieland" as being a general case of a language-game, a particular
performer's style as being a rather more specific case thereof, and eventually
describe a given performance as being a quite specific example of this idea.
Some postmodern music juxtaposes elements from different styles in ironic
attempts to cross the apparent boundaries between styles, hereby interrogating
the role of the canon and the community in limiting the artist's freedom of
movement between such boundaries.
 5-6

takes place) and a function of the perceived social relationship between

the participants (as exhibited in the degree of formality or familiarity in the
language usage). Conversation, whether relatively formulaic or free,
contains the added implication of interaction between participants to
manage the direction of the conversation. It might be argued that jazz
musicians, who sometimes begin their solos by imitating a musical phrase
that the preceding soloist has concluded with, also use this element of
turn-taking. In addition to providing continuity from soloist to soloist, this
practice suggests a collaborative and conversational emphasis. As Sawyer
claims (1999:192): "Everyday conversation is also collaborative, because
no single person controls or directs a conversation; instead, the direction
of its flow is collectively determined, by all of the participants
contributions."

In his discussion of primate communication, Mithen highlights the

musicality of this process by foregrounding the rhythmic and melodic
qualities, as well as its dependence on synchronous and turn-taking
procedures (2006:120-121):

Finally, a key feature of the gelada and gibbon communication

systems is that they are musical in nature, in the sense that they
make substantial use of rhythm and melody, and involve
synchronization and turn-taking. Again, depending upon how one
would wish to define 'musical,' this term could be applied to non-
human primate communication systems as a whole.

It is noteworthy that in the field of conversation analysis, as Wennerstrom

claims, timing is everything, and this leads to a situation in which the
pauses in conversation (the silences) assume an importance equal to the
direction and flow of the conversation itself (2001:167):

In particular, conversation analysts have always paid close attention

to the timing of talk. One of the most important observations offered in
the CA tradition is that there is relatively little silence in conversation.
Although it may vary somewhat from culture to culture, even a
second's silence may begin to sound like an awkward pause in the
context of a lively conversation. Participants are skilled at
synchronizing their turns so that, for the most part, one speaker has
the floor at a time, with one turn latching on to the next or overlapping
 5-7

only slightly. Thus, with a strong research focus on the junctures

between turns of talk, pause length has always had a high priority as
an object of study in this tradition of analysis.

The importance of synchronization and turn-taking for the purpose of

communication, as reflected for example in the conversational micro-
interactions between two close friends, is writ large in the context of
relations between participants in process-related artistic fields like jazz
improvisation and improvised theatre. Part of the joy and exhilaration of
such improvised performances lies (paradoxically perhaps) in the
acknowledgement of the possibility of failure, as Crispell (section 4.2.1.4)
has noted in this regard. To safeguard against such failures (such as when
an actor "dries"), jazz musicians tend to develop a vocabulary of stock
phrases, the kind of phrases that Baker (1987a:43-47) categorizes as
public domain whole-tone and diminished patterns respectively. As
Sawyer (2003:112) claims:

Ready-mades are even more important in jazz improvisation. Some of

the most famous jazz improvisers relied on a large repertoire of stock
phrases; one of the most creative improvisers of all time, Charlie
Parker, drew on a personal repertoire of 100 motifs, each of them
between 4 and 10 notes in length.

Steinel (1995) describes such motifs as "cells," usually four-note groups,

which are susceptible to manipulation by means of operations like
Retrograde, Inversion, and Retrograde Inversion. Coincidentally perhaps,
these are the same procedures used within orthodox serialism, such as
that of the Second Vienna School of Schoenberg, Berg, and Webern.
Sawyer (2001) highlights a potential tension between the acquisition of a
personal vocabulary of musical patterns and the need for innovation as
follows:

Jazz musicians frequently discuss an internal tension between their

own personally developed patternscalled licksand the need to
continually innovate at a personal level. Musicians practise and
perform the same songs repeatedly, and can often express
themselves more effectively when they have a predetermined set of
musical ideas available. However, if this process is carried too far, the
improvisational nature of the performance is compromised. Jazz
 5-8

musicians are aware of the tension between the need to develop

ideas in advance and the potential for a gradual evolution to
patterned rigidity.

For Kenny and Gellrich (2002:118), in speaking of the "spontaneous

rhetoric" of improvisation, this storehouse of material is internally
constrained with reference to a knowledge base, defined as "the
internalization of source materials that are idiomatic to individual
improvising cultures."

5.1.1 Creativity myths

Sawyer (2006b:18-27) examines no less than nine commonly held and

persistent myths, which seem to contribute to the mystification of the
creative process. Terming these creativity myths, Sawyer traces their
historical origins and suggests, ultimately, that these myths unnecessarily
complicate what is for him a fairly straightforward and consequently
unmysterious process. This conceptualization of the mythic element of
creativity is pertinent to the author's discussion of Soundpainting, because
it is all too easy to assume that the creative process is ineffable, and
therefore resistant to analysis. For Sawyer (2006b:19): "Creativity can be
explained without invoking an unconscious muse. Rather than a
mysterious unconscious force, the explanation of creativity lies in hard
work and everyday mental processes." The author examines four of these
myths, which are germane to the examination of Soundpainting as a
collaborative exercise in spontaneous musicking.

5.1.1.1 Creativity as a product of the unconscious

As Sawyer claims (2006b:18):

The psychoanalytic conception of creativity has many similarities with

the ancient belief in divine madness, because they both emphasized
the passive role of the creator's mind. Rather than life breathed from
God, the creative inspiration arrives from the unconscious.
 5-9

Sawyer ascribes the origins of this particular myth to the Romantic era and
links it additionally to psychoanalysis. The exploration of the unconscious
was one of the key agendas of Surrealism, which sought, through the
method of automatism, to bring the hidden operations of dreams and the
unconscious into the open. Andr Breton defined surrealism as follows (in
Nadeau 1968:89):

Pure psychic automatism, by which an attempt is made to express,

either verbally, in writing or in any other manner, the true functioning
of thought. The dictation of thought, in the absence of all control by
the reason, excluding any aesthetic or moral preoccupation.

LeBaron (2002) discusses the relationship between Surrealism and

improvised music with reference to the postmodern project, and, in
emphasizing the fixity of the genre-boundaries within jazz, draws a
somewhat scathing response from Lewis (2004a:21):

LeBarons account, however spurious in its attempted revisionism,

draws (perhaps unwittingly) upon a particularly complex stereotype of
African-American music-making that treats 'jazz' not as a fluid,
contested, dynamic genre with porous borders, but as a body of
received, unchanging methods, with hermetically sealed histories,
and most crucially, an always-already supply of blacks who,
regardless of background, interests or affinities, are genetically bound
to the embodiment of the stereotype.

The problem for Lewis appears to be with LeBaron's unproblematically

historicized view of jazz. It might be also be argued that the emphasis on
creativity as dependent on the operations of the unconscious mind unduly
privileges the psychoanalytic element in the creative process. Moreover, in
so doing, this myth places creativity beyond the individuals control, turning
him or her into a passive receiver of divine or unconscious inspiration, and
thereby erases any notion of agency mediated through the creative
process. It is plainly not the case that Thompsons engagement with
Soundpainting (whether considered as a language or a system) is
somehow accidental; on the contrary, he has spent a great deal of
conscious effort in designing, and communicating his musical ideas by
means of clear and unambiguous signals, which are the very antithesis of
 5-10

the stereotypical understanding of improvised music as spontaneous and

created in the heat of the moment.

5.1.1.2 Creativity as representing the inner spirit of the individual

This particular creativity myth has deep-seated ramifications for

entrenching the uniqueness and individuality of the composer, and
reinforces Attali's pessimistic portrayal of the increasing specialization of
the roles of composer and performer (section 5.5.3.2). As Sawyer asserts
(2006b:19-20): "In the Renaissance, some scholars began to argue that
creative art represented the inner spirit of the individual, and today, most
Americans tend to think that creativity is the unique expression of some
inner force of the individual."

It might be argued that this emphasis on the individuality of the composer's

work reaches its high-water mark in the modernist period, in which the
performers are instructed merely to function as passive interpreters of the
composer's intentions. This tendency is also bolstered by the cult of the
conductor as star, and the need for the assertion of the individual rights of
the composer as the sole author of the work, the basis of modern
copyright law.

5.1.1.3 Creativity as spontaneity

The author has questioned the commonly held definition of improvisation

as spontaneous (section 4.1.1). Elliott likewise interrogates the concept
of spontaneity in his discussion of Coltrane's landmark 1959 recording of
his composition Giant Steps. Elliott, while characterizing Coltrane's solo as
"one of the most revered improvisations in the history of jazz," foregrounds
the extent to which this apparently spontaneous piece is exactly the
opposite (1995:169):

The originality, complexity, and speed of Coltrane's music making is

astonishing. It is important to realize, however, that this is not
 5-11

spontaneous music making in the sense of thoughtless,

unpremeditated, unstudied or unconscious activity. It is the opposite.
Coltrane's solo is thoughtful, premeditated, studied, and conscious.
What Coltrane achieves in Giant Steps is firmly rooted in Western
tonal music and the bebop jazz tradition specifically. Moreover, to
musically think-in-action at such a rapid tempo, Coltrane had to
develop an extraordinarily high level of musicianship. Indeed, as part
of his musical preparation, Coltrane reproduced and studied the
improvisations of his predecessors in great detail.

Giant Steps avoids traditional functional harmony by dividing the harmonic

structure into three distinct key areas (B major, G major, and Eb major
respectively), which are then subjected to the conventional melodic tactics
of statement, variation, and repetition. Tirro analyzes the complex
structure of Giant Steps in some detail while noting its significance to jazz
history as follows (1993:47):

No saxophonist after Charlie Parker has been more admired or

imitated than John Coltrane, and no Coltrane composition has had a
more lasting effect than Giant Steps. At a time in the history of jazz
when harmonic rhythm was slowing down under increasing pressure
from the developments in modal theory and practice, Coltrane
recorded his Giant Steps, in which the chords fly by relentlessly.
Performed at a blistering tempo, the sixteen-measure structure is
filled with twenty-six chords, almost two per measure. Further, the
chords do not progress in the most familiar patterns (the circle of
fifths, I-IV-V-I, I-VI-II-V-I, etc.), and they require harmonic
improvisation on nine of the twelve possible root positionsB, C#, D,
Eb, F, F# G, A, Bb (all the notes of the twelve-tone scale except the
augmented triad C-E-G#).

The premeditated element in Coltranes solo is the systematic application

of permutations of pentatonic fragments (mostly based on the 1 2 3 5
scalar pattern), as well as occasional linear material, which enable him
convincingly to negotiate the deceptive resolutions that characterize this
composition. What is evident from Elliotts discussion is that Coltrane not
only developed a systematic approach to improvising in this instance, but
also engaged with the implications of the canon of Western tonal music in
general, and the bebop language in particular. It seems beyond doubt that
this was an altogether conscious engagement with the complex melodic
and harmonic problems of the piece.
 5-12

5.1.1.4 Creativity as originality

Sawyers discussion of the originality myth, which presupposes that art

must exhibit originality to be classed as truly creative, hinges on the
linguistic shift in meaning of the term original. As he claims (2006b:24):

The idea that art should be original and should break with
conventions is less than 200 years old. In the Renaissance, art was
considered to be one of two kinds of imitation. The imitation of nature
was original imitation; the imitation of other works of art was ordinary
imitation. When the term originality was first coined, it meant newness
and truth of observationnot the sense of a radical break with
convention as we mean today. The most original artists were those
who best imitated nature.

Sawyer examines the notorious case of Duchamp's exhibition of a urinal

as artwork to illustrate how this tactic problematized the prevailing
conception of what could be safely categorized as art, and concludes that
creativity may be defined as the search for balance between "imitation and
innovation," while foregrounding the role of the conventional and traditional
in the creative process (2006b:24-25):

The sociocultural approach shows that all creativity includes elements

of innovation and tradition. There is no such thing as a completely
novel work. To explain creativity, we have to examine the balance of
imitation and innovation, and the key role played by convention and
tradition.

Taken together, Sawyer's examination of these common creativity myths

exposes a number of underlying assumptions that have conspired to make
the process apparently beyond the reach of the average person.
According to these myths, artists are unique and special individuals who
may or may not be divinely inspired madmen (or women), who
spontaneously produce works for the consumption of an ignorant but
adoring public. These mythologies share something with Adorno's view of
jazz and popular music as "opiates of the masses," to which the only
antidote was modernist music. However, the privileging of the individual
creator as a result of these mythic constructions tends to overlook the
 5-13

community's contribution to the realization of what Sawyer characterizes

as "group flow."

5.1.2 Individual and group flow

Berliners monumental Thinking in Jazz: The Infinite Art of Improvisation is

a landmark study concerned with the means by which jazz improvisers
acquire and develop their musical vocabularies. His description of the
experience of improvisation describes a context in which communication
takes place at a very high level (1994:394):

Journeying together through the medium of performance, musicians

assist one another in entering an incomparably intense realm of
human experience where thrive diverse overlapping domains of
sensitivity and knowledge: intellectual and 'intuitive': aesthetic and
emotional: physical, sensual, and spiritual: private and communal.
Once touched by such experiences, improvisers retain them united as
their principal goal, the standard for all performances.

Highlighting the communal nature of the jazz experience, Berliner captures

the essence of the group dynamic in the context of improvised jazz.
Brilliant as this description may be, it describes jazz improvisation of the
highest order, where any deficiencies in technique and vocabulary
evaporate in the moment of creation. It seems to the author that what
Berliner is describing is the same as what Csikszentmihalyi has theorized
as the state of flow, or optimal experience. He defines this concept as
follows (1990:71):

We have seen how people describe the common characteristics of

optimal experience: a sense that one's skills are adequate to cope
with the challenges at hand, in a goal-directed, rule-bound action
183
system that provides clear clues as to how one is performing.
Concentration is so intense that there is no attention left over to think
about anything irrelevant, or to worry about problems. Self-
consciousness disappears, and the sense of time becomes distorted.

183
To what extent it is possible to categorize Soundpainting as a system in
accordance with this conception of "a goal-directed, rule-bound action system"
forms a central thread of the following chapter.
 5-14

An activity that produces such experiences is so gratifying that people

are willing to do it for its own sake, with little concern for what they will
184
get out of it, even when it is difficult, or dangerous.

In engaging with any form of musicking, there is certainly an element of

risk-taking, requiring the courage of one's convictions as an individual to
place oneself in the public arena. The consequences of failure in these
circumstances range from embarrassment to termination of employment,
and musicians develop tactics for managing risk, as Crispell has remarked
(section 4.2.1.4). Once the difficulties have been overcome and the
newcomer gains experience (and acceptance by his or her peers), the way
is open for ecstatic musical experiences such as Csikszentmihalyi
describes.

While not disavowing this depiction of optimal experience, Sawyer

highlights a key difference between his thinking and Csikszentmihalyi's
concept by suggesting that it describes flow mostly with reference to the
individual's experience. Sawyer extends this concept to include the notion
of communal optimal experience, which he terms group flow (2003:43,
emphasis in original):

When a group is performing at its peak, I refer to the group as being

in group flow, in the same way that an individual performing at his or
her peak often experiences a subjective feeling of flow. The concept
of group flow is related to Csikszentmihalyi's flow, but with a critical
difference. Csikszentmihalyi intended flow to represent a state of
consciousness within the individual performer, whereas group flow is
185
a property of the entire group as a collective unit.

184
This point perhaps accounts for why musicians will endure the sometimes
trying day-to-day circumstances of orchestral life because of the emotional
reward of playing music together under flow circumstances.
185
This notion seems to be an animating principle in many types of
improvisational activity, as Sawyers work in diverse areas of this activity
indicates.
 5-15

5.2 Collaboration and competition in improvised

music

Bloms systematic survey of collaboration (2004) describes the different

ways and contexts in which the sharing of musical ideas may take place:

Within a definition of collaboration as cooperation, there are many

different, often opposing ways in which a collaborative outcome can
be reached. Some collaborations are for the short term and occur
between people, often virtual strangers, who come together for a
relatively brief duration while many collaborations are 'highly intimate
interactions spanning months or years so that personal traits and
temperaments take on major importance.'

A collaboration can be fixed (e.g. a company putting on a play), or

open-ended (chamber music or jazz groups). Collaborator
interactions may be intimate or remote, ranging from constant face-to-
face communication, to people who have never met (Gilbert and
Sullivan, for example, who rarely met, preferring to conduct their
186
collaboration 'at arms length via intermediaries.'

Proceeding from this viewpoint, then, one must classify Soundpainting as

somewhat less open-ended than a typical chamber music or jazz group.
There seem to be three key differences between a typical Soundpainting
event and that of a chamber or jazz group:

Soundpainting requires the performers to acquire an understanding of the

gestures in advance (typically, through a workshop led by an expert)
Soundpainting in most cases does not require the existence of a score or
textual map as a mnemonic device
Soundpainting is not limited to collaborations between musicians. This is
what Thompson means by "universal," not the contingently produced
music, but the applicability of the signals to performers from different
187
disciplines.

Some amplification of these points may be useful at this stage, as follows:

186
Bloms enclosed quotations originate from Abra and Abra (1999).
187
The Soundpainting environment is not limited to musicians, but includes the
work of other artists such as actors, dancers and mimes, for instance, and
therefore the gestures are of necessity multi-disciplinary or rather trans-
disciplinary.
 5-16

Instance one, in which the signals are acquired in the context of a

workshop, suggests the need for a certain amount of verbal explanation on
the Soundpainters part. Although the signals are for the most part intuitive
and transparent in performance, a degree of familiarity with their meaning
ensures consistent responses from one performance to the next, results
that are to some extent independent of the musical competence of the
ensemble. This is quite different from free jazz, where the aim and object
is to create something altogether new in the moment without recourse to a
formalized system of signals.

This instance suggests the operation of a kind of a musical social contract,

somewhat different from (but no less binding than) the kind of contract
undertaken by musicians in a symphony orchestra vis--vis their
acceptance of the conductors authority as the final arbiter of the
interpretation of a work.188 In the case of orchestral musicians, this
acceptance of the rules of the game is directly connected to their
employment prospects, and moreover, they have been subject to a very
elaborate and rigorously controlled rite of passage (by audition) to gain
employment in the orchestra in the first place.

Instance two (the absence of a score as mnemonic device) marks the

parting of the ways between participants in many Soundpainting events
and Bloms classes of open-ended collaboration (as in practitioners of
chamber music and jazz respectively). It seems reasonably obvious that
the majority of chamber groups, whose intention or raison dtre is the
interpretation of works from a given historical period, will refer to the score
of a given work during rehearsal as a set of instructions for the realization
of a performance. Their adherence to the score (or a particular edition
thereof) is both a fact of life for them as well as a measure of the
authenticity (or otherwise) of the performance. Additionally, however, in

188
The author is indebted to Richard Vella for this observation.
 5-17

the case of a performance by a string quartet, for arguments sake, there

will be a set of agreed-upon cues initiated by the leader that will serve to
indicate changes of tempo, dynamics, entry points, and so on.

As such, then, the signals within Soundpainting are both inter-disciplinary

(in that they function within the boundaries of the discipline in question and
therefore the <long tone> gesture to a musician means something different
to a dancer or an actor) and transdisciplinary (in that through this process
of interpretation they are applicable within different artistic disciplines).
Thompson has stated his affinity for the Broadway musical as a genre
incorporating divergent activities (i.e. those of conductor, musician, actor,
dancer, lighting engineer, and so on) and it is perhaps originating from this
complex production style that some of the transdisciplinary concerns of
Soundpainting emanate. The direct influence of musical theatre as a
discipline is evident in, for example, Thompsons PEXO Symphony.

Collaborations may be very hierarchical, or be horizontal and more

democratic. When a collaboration is homogeneous, each participant
performs roughly the same service. Leonard Bernstein made the
observation that collaboration can get to the point where you are not
189
sure who wrote what. However, a collaboration of many can often
be viewed from the outside, as having been created by one person,
and Richard Rodgers notes that many have this perception of the
landmark musical Oklahoma!

In Oklahoma!'s case, as Blom notes, despite the democratic nature of its

creation, someone had to take the ultimate responsibility for the finished
product. In the realm of the Broadway musical, the staging is an intricate
and complex operation, which demands clearly demarcated roles for each
participant. Sometimes collaboration allows for a more fluid approach, as
Blom indicates with respect to the composer Meredith Monk (enclosed
material in Duckworth 1995:367):

Meredith Monk says that the way she and the members of the

189
Bloms enclosures originate from Abra and Abra (1999).
 5-18

ensemble work has a real give-and-take kind of quality to it. She

likens her vocal collaborative process with ensemble members, to the
way a choreographer works with bodies and danceI can have
people try something and I can hear it. Then I can revise it, hear it,
and then revise it again.

In the bebop period, the competitive element reached its peak in the
machismo atmosphere of the onstage cutting contest, in which musicians
strove to demonstrate technical superiority over their peers. The tension
between this individualistic element and the fact that these performances
took place in the context of a group (quartet, quintet, and so on) is to some
extent defused in the free jazz era, in which the emphasis deliberately
returned to collective collaboration. The author suggested (section
4.1.4.4), following Ake, that this sentiment may have been the animating
factor behind Coleman and Cherrys deliberate choice of instruments that
deflated the machismo image of the jazz musician as virtuoso technician.

Prvost highlights another problem for collaboration across boundaries as

follows (1995:34): "Lending music to another form of expression, e.g. film
or dance, may lead to a dilution, a deflection or even a deformation of the
musician's ideas. This dilemma is at the heart of all creative collaboration."
What he is suggesting is that collaboration contains within itself a degree
of compromise, which some musicians are willing to engage with for the
purposes of the collaborative process, and others not.

5.3 Communication in improvised music

Davidson (1997:209ff), in her discussion of the sociocultural elements of a

given performance, brings to her argument the notion of the existence of
underlying sociocultural rules which dictate and give value to the
composition and its performance. She mentions such variables as the use
of particular scale systems, a model aesthetic, the size of the ensemble,
and the specifically defined inter-performer, inter-audience, and
performer-audience behaviours which she goes on to define as a set of
overriding sociocultural factors which shape the processes and
 5-19

behaviours brought to the performance context.

Taken together with Iyer's definition of communication "as process"

(section 3.1), that is, "as a collective activity that harmonizes individuals
rather than a telegraphic model of communication as mere transmission of
literal, verbal meanings," Davidson's "overriding sociocultural factors" may
be seen as ritualized according to the performance conventions of the
musicking in question, and dependent upon the discourse of non-verbal
communication. For Davidson and Correia (2002:243):

The nature of the social mediation that goes on among performer,

coperformer, and audience in the construction of the performance
and the critical role of the body in shaping this have received very
little attention in the psychology research literature. One relevant
study is on the singer Annie Lennox. Analysis showed that in addition
to the specific movements related directly to the communication of the
songsuch as coordination signals and expressive gestures about
the narrative content of the songssome other types of movements
were used purely for audience display or showing-off purposes.
These involved a deliberate attempt to involve audience participation
and had nothing to do with the song's narrative.

For Bateson, non-verbal communication is about establishing relationships

(2000:418-419):

It seems that the discourse of nonverbal communication is precisely

concerned with matters of relationshiplove, hate, respect, fear,
dependency, etc.between self and vis--vis or between self and
environment and that the nature of human society is such that
falsification of this discourse rapidly becomes pathogenic.

Hodge and Kress (1988:1), emphasize the necessity of situating semiotics

as a discipline within the field of the social:

In its (semiotic) terms, everything in a culture can be seen as a form

of communication, organized in ways akin to verbal language, to be
understood in a terms of a common set of fundamental rules or
principles.

For these authors, the idea of a semiotics divorced from the contingencies
of human existence and the practice of everyday communication is flawed.
 5-20

As they suggest (1998:4):

Each producer of a message relies on its recipients for it to function

as intended. This requires recipients to have knowledge of a set of
messages on another level, messages that provide specific
information about how to read the message.

Bateson, in discussing the schizophrenic patient, examines the

conventional diagnosis of "ego weakness" and defines it as a fundamental
inability on the patient's part to read signals. He states (2000:194):

I now define ego weakness as trouble in identifying and interpreting

those signals which should tell the individual what sort of message a
message is, i. e., trouble with the signals of the same logical type as
'This is play.'

Bateson continues his remarks on the schizophrenic as follows (2000:194-

195):

He is unable to pick up the more abstract labels which we are most of

us able to use conventionally but are most of us unable to identify in
the sense that we don't know what told us what sort of message it
was. It is as if we somehow made a correct guess. We are actually
quite unconscious of receiving these messages which tell us what
sort of message we receive.

It is evident that many language-games depend for their success on the

correct reading of such meta-messages.190 For Hodge and Kress, such
language-games as joking or the employment of ironic language depend
on such "messages about messages" (1988:4):

A simple example is a 'joke,' a statement which might by itself prove

offensive to the recipient. The message-maker however relies on the
fact that the reader knows that such a statement, perhaps with other
signals of 'joke' attached, is 'not to be taken seriously.' The operation
of irony is another well-understood case of a second-level message

190
As Small claims (1998:58): "Bateson calls these messages about messages
metamessages, and they are important in the understanding of activities such as
art and games, which seem on the one hand to be lacking in survival values yet
are practised with the utmost seriousness by all members of the human race."
 5-21

regulating the function of a message.

It is possible that such language-games may indeed be misinterpreted,

and as they state (ibid.):

The recipient of course may not have knowledge of that level of

messagea situation common in cross-cultural interactionas when
a member of an ethnic or racial minority chooses not to treat an
offensive statement as 'a joke.'

Small, in an interlude from Musicking called "The Language of Gesture,"

describes the operations of biological communication as follows (1998:57):

Bodily posture and movement, facial expression, and vocal intonation

provide in the more complex animals a wide repertory of gestures and
responses by means of which information about relationships is given
and received. In complex and contradictory creatures like human
beings these gestures can deal with a number of complex and
contradictory relationships all at once. Gestures from me may indicate
to you at one and the same time that I love, and hate, and fear, and
am dominated by you, that I should like to strike you but intend to
nurture you. 191

Small (1998:56) regards these gestures as means of enhancing

information that is fundamentally concerned with relationships between
creatures (human or otherwise). These relationships are to do with basic
issues regarding survival and the kind of information being conveyed:

Bateson's answer is that although the means of communication are

extremely varied, what is necessary for an organism to know always
concerns a relationship: how the perceiving creature relates to the
outside entity that is being perceived, and vice versa. Is it predator,
for example, is it prey, is it offspring or a potential mate? And thus
should I flee it, or attack it, or nurture it, or mate with it? It is clearly of
vital importance for the creature to have the right answers to these
questions.

Similarly, Wittgenstein insists (PI 539) that, until the context of a

particular picture is established, its meaning is open to various

191
Small (ibid.) concludes by saying: "Such complexities of relationship are not
unknown in human life, as any watcher of soap opera will testify."
 5-22

interpretations:

I see a picture which represents a smiling face. What do I do if I take

the smile now as a kind one, now as malicious? Don't I often imagine
it with a spatial or temporal context which is one either of kindness or
malice? Thus I might supply the picture with the fancy that the smiler
was smiling down on a child at play, or again on the suffering of an
enemy.

The picture of the smiling face in this case is rendered meaningful not only
by the spatio-temporal circumstances but also by what is going on beyond
the picture-frame, and what kind of relationship is thereby brought into
focus. This has a clear bearing on musical performance contexts, in which,
as Davidson (1997) and Reason (2004) have argued, there are a complex
set of non-verbal signals that serve to contextualize the individuals status
within the continuum of individual-group relations, and to add meaning and
value to that which he or she is saying. Beyond the musical picture-frame
of improvised music, so to speak, bodily signals and gestures may be
seen as conveying as much information as is contained in the music itself.

5.3.1 Shannon's theory of communication

Claude Shannon, considered as one of the pioneers of communication

theory, laid the groundwork for a so-called mathematical model of
communication in a 1948 technical paper. Shannon's main concern, in the
infancy of digital technology, was to design a relatively error-free system
for long-range telecommunications. In this regard, Shannon was not
particularly interested in the human, or linguistic, element, and based his
work on signal theory within digital electronics. The significant points about
Shannon's theoretical model, for the purposes of this study, are that his
objective was to eliminate as far as possible noise from the system, and
that, because he was concerned solely with uninterpreted data (pure
information), it is a depiction of a uni-directional system, in which no room
is considered for feedback.

Feedback is defined by the father of cybernetics, Norbert Wiener, as

 5-23

follows (1966:55): "In its simplest form the feedback principle means that a
behaviour is tested with reference to its result and success or failure of this
result influences the future behaviour." Wiener's definition of this principle
lends itself well to a model of Soundpainting as a communication system
in which the responses of the participants have an effect on the
Soundpainter's actions. The definition of cybernetics as a study of
regulating mechanisms within biology and engineering can likewise
plausibly be mapped onto orthodox conducting as regards the conductor's
primary functions: regulating the musical flow of the performance and
acting as the interpreter of the composer's intentions. It is noteworthy to
consider that Thompson himself prefers to conceive of Soundpainting as a
language rather than a system; the author discusses some implications of
this conception in chapter 6.

5.3.2 Cybernetics and the virtual orchestra

During the course of the twentieth century, Norbert Wiener, Gregory

Bateson and others (such as Ashby and Vygotsky) developed a body of
work in the area of systems theory, known as cybernetics. In cybernetics,
the area of inquiry is with the mechanisms of regulation in all manner of
self-organizing systems via such notions as feedback and the role of the
"steersman," from which term is derived the name of this field of study. It
seems plausible to suggest that cybernetics provides a systems model for
musical organizations, from the symphony orchestra to the improvising
ensemble (whether free or organized, like Soundpainting). Under the aegis
of systems theory fall such musical experiments as Nancarrow's
compositions for player pianos, Antheil's Ballet Mcanique (1927), and
McLurkin (2002) and Miranda's work (2003) with robotic orchestras, as
documented in Sawyer (2006b:102-104).

In discussing the latter two experiments, Sawyer refers to the theory of

group intelligence known as distributed cognition, in which musical
decisions are negotiated collectively using artificial intelligence models.
 5-24

Describing McLurkin's experiment at MIT's Artificial Intelligence Lab,

Sawyer defines this as a case of distributed cognition, as follows
(2006b:103):

The robots worked together to make collective decisions about how to

split a song into parts, so that each robot would know which part to
play on its sound chip. This simulated orchestra didn't need a
conductor or an arranger to play together; that would have been
centralized cognition, and McLurkin's orchestra was a classic
example of distributed cognition.

In cybernetic terms, this is likewise a case of a self-regulating system, with

the control element distributed among the participants, rather than
centralized in the figure of the conductor, as in the orthodox symphony
orchestra. In describing Miranda's 2003 experiment at Sony's Computer
Lab in Paris, Sawyer notes how, in this case, the virtual orchestra
(consisting of ten "performers") was programmed to listen and respond to
the melodic sequences created without a score to follow (2006b:103-104):

But rather than perform an existing score, Miranda used the theories
of distributed cognition to have them collectively create their own
original score. Each player was programmed to be able to generate a
simple sequence of musical notes. But more important, each player
was programmed to listen to the other players, to evaluate their novel
sequences, and to imitate some of them with variations. Miranda then
left his virtual orchestra to 'rehearse' for a few days; when he came
back, the orchestra had produced haunting melodic streams. This
was collaborative, distributed creativity; the melodies were created by
a group of 10 virtual players, independent agents that worked
together to create.

The element of responsiveness that Miranda's orchestra is programmed to

achieve is fairly routine in the context of improvised performance, in which
human performers have a greater freedom of choice of responses, which
are construed as grammatically appropriate according to the stylistic
constraints of the performance genre. As Kenny and Gellrich note
(2002:118):

Referents, however, are associated with or specific to a particular

performance: the external, culturally supplied forms that assist with
the transmission of improvised ideas. These points of departure
 5-25

include a range of musical and nonmusical (i.e., graphics) stimuli that,

whether sounded or not, ultimately become deeply embedded in a
musician's internalized creative resources. The musical referents of
jazz, for example, are its cyclical, often 32-bar song structures, its
chords (and rules that govern treatment of their extensions), and its
characteristic rhythmic patterns. Two of the referent's most important
functions are its ability to limit improvisational choices according to
appropriate guidelines and its role in building perceptual paradigms
for listener appreciation.

As these authors further assert (ibid.):

In contrast to knowledge bases, which performers are not typically

aware of during performance (because they are internalized and
automated), referents influence improvisers more directly, providing
the formal and musical material unique to each improvisation.
However individual one artist's interpretation of the jazz standard
Body and Soul may be, for example, it is still likely to share many
similarities with another artist's version, thereby providing a
perceptual degree of similarity for listeners. The same cannot be said
for each artist's knowledge base, which may be as unique as each
musician's experiences and personalities.

The distinction that these authors are proposing, that is to say, between
the musician's individual knowledge base and the more socioculturally
conditioned set of referents, is a useful one for Soundpainting, as it
maintains a division between the psychological acquisition of idiosyncratic
language and the social context through which such individual utterances
are mediated: in short, between the speaking subject and the communal
sociolinguistic space in which the subject may be said to speak.
Considering the ubiquity of music in contemporary culture, DeNora's
definition of what she terms "musically configured space" (2003:119)
reveals the element of control implicit in such musical activity:

Musicits production and its receptionis inevitably located

somewhere. That 'somewhere'musically configured spaceis
where we can begin to situate music as a technology of 'control.'

This 'somewhere' may exist in reality, as in a live performance, or in a

relatively more mediatized context, such as the recording studio, radio, the
Internet, or television. As a consequence of this mediatization, it might be
necessary likewise to theorize the possibility of a 'virtual control,' one in
 5-26

which the setting of boundaries takes place in an invisibly policed space.

The question now arises: in the case of live performance, who is "in
charge" of this musically configured space? In other words, how is music
negotiated within this 'somewhere' to which DeNora is referring? To what
extent are the operations of autocracy and democracy apparent, and how
are such issues resolved?

To some extent such questions are resolved with reference to Bourdieu's

notion of the social space, in which operate the hidden mechanisms of
control and distancing (1991:235):

The categories of perception of the social world are essentially the

product of the incorporation of the objective structures of the social
space. Consequently, they incline agents to accept the social world
as it is, to take it for granted, rather than to rebel against it, to put
forward opposed and even antagonistic tendencies. The sense of
one's place, as the sense of what one can or cannot 'allow oneself,'
implies a tacit acceptance of one's position, a sense of limits ('that's
not meant for us') orwhat amounts to the same thinga sense of
distances, to be marked and maintained, respected, and expected of
others.

If it is the case, as argued by both Small (1998) and Ramanna (1998,

2005), that musicking takes place similarly within a defined and
circumscribed social space, then within the context of the symphony
orchestra, the conductor is the obvious authority figure, who maintains
order and respect within the orchestral hierarchy. It is his or her
responsibility not only to manage the musical results obtained in the
performance, but also to maintain the implicit markers of rank and
responsibility within the social organization of the orchestra itself.192 The
conductor's physical separation from the orchestral players (a function of
proxemics within the social space of the concert hall) further reinforces his
or her position of authority.

192
This responsibility is often in fact assigned to the orchestra manager, who is in
charge of disciplinary matters within the orchestral hierarchy.
 5-27

To realize a performance within the WEAM tradition, a rigid hierarchical

organizational structure is necessary for the symphony orchestra to
function properly. In this case, whatever the implications may be for the
personal happiness of the participants, "everyone knows their place,"193
and, despite the opportunities for unfairness and abuse that this scenario
makes possible, it is difficult somehow to imagine things being otherwise.
Whatever successful experiments have been carried out with
conductorless orchestras, these are very much the exception rather than
the rule.194

5.4 Musically configured space: power and

hierarchy

Marc Duby: How do you see the future? Do you see it positively? Do
you have any feelings that it could go wrong? Or that things can go
wrong, go backwards?

Pauline Oliveros: Well, I think I'm most concerned how things are
wrong right now, in this moment. I mean you have, as far as I'm
concerned, a division: and on the one side you have those people
who are committed to money and power, and on the other side is
people who are committed to harmony and balance and the love of
humanity. And, you know, what do you choose? Do you choose
money and power and a straight line to death and destruction, or do
you choose (laughs) humanity, or harmonious relationships, which
are not based on money or power, but on love, and love of life?

In any case, the future can go either way.

193
With regard to job satisfaction, Seifter (2001) describes the consequences of
this state of affairs: "Paul Judy reports that when Harvard Business School
professor J. Richard Hackman studied job attitudes among people working in 13
different job groups, he discovered that symphony orchestra musicians ranked
below prison guards in job satisfaction. Further, when asked about their
satisfaction with opportunities for career growth, symphony orchestra musicians
fared even worse, ranking 9th out of the 13 surveyed job categories. Clearly,
although the results of an orchestral performance can be exceptionally uplifting,
the means of attaining the results are often anything but uplifting to those whose
job it is to achieve them."
194
Small (1998:85) cites the example of the Persimfans Orchestra in 1920s
Soviet Russia as a democratically managed orchestra, which functioned without
a conductor. The present-day Orpheus Chamber Orchestra is similarly managed
(Seifter 2001).
 5-28

(Author's interview, Johannesburg, September 2005)

For Blom, hierarchical collaborations contain implicit power relations (Abra

and Abra 1999:285-286):

When a collaboration is heterogeneous, some opinions have priority

over others with extreme instances becoming virtual tyrannies.
These hierarchical relationships are concerned with power and
dominance. When devising the musical West Side Story, for
example, despite the collaboration of such names as Bernstein,
Sondheim and Laurents, director/choreographer Jerome Robbins
had the final say.

DeNora's view of musically configured space as reflecting the operations

of a technology of control (section 5.3.2) can be theorized in conjunction
with Bourdieu's notion of the social space. A relatively prosaic
interpretation of these ideas of space is to consider the actual performance
spaces in which various musical genres take place. In Musicking, for
example, Small's thick description of a symphony concert locates the
composer, musicians and audience in a Geertzian web of networked
relationships.

For Small, "the song remains the same," whatever style of music is under
review: following Bateson, Small conceives of musical events as "about"
relationships between human beings who proclaim their identity through
the temporary community of the group. This proclamation holds, the author
suggests, as much for the performers and conductor (as in the WEAM field
or the bandleader or Soundpainter, as the case may be), as for the
members of the audience. Under such circumstances, issues of
leadership, collaboration, and organizational structure come under the
spotlight, so to speak.

Kenny and Gellrich, in comparing children's play with the improvised

 5-29

performance of Miles Davis, as discussed in Smith (1998), find parallels in

the relative absence of overt control in each case (2002:128):

A similar relaxation of authoritarian control in improvisation is

discussed by Smith (1998), who investigated Miles Davis's creation of
a ritualized performance space. Davis's success as a mentor and
bandleader was based on similar principles to those exhibited by the
children, especially his ability to exploit the semistructured
possibilities of group creativity. Just as a lack of predictable control
provided a point of focus for the children making up Snow White,
musicians in Davis's groups were impelled, through Davis's refusal to
provide certainty, to engage in a heightened form of group cohesion
195
and creativity.

Musicking may take place in a real acoustic space or may be modified

post facto by means of contemporary recording technologies. It was
suggested at the height of Weather Report's powers that the band were
using the studio as an additional musician, so important was the
deployment of such technologies in the forging of the band's sound. The
unique bell-like clusters on Josef Zawinul's Milky Way, the opening track of
their eponymous debut album, were produced by electronically altering the
volume envelope of a grand piano on which Zawinul played widely spaced
chords with the sustain pedal held down. Obviously such a piece could not
be performed live, and as such represents a product that could only be
realized in the recording studio.

This electronic transformation of the timbral characteristics of an acoustic

instrument was foreshadowed by composers within the field of musique
concrte such as Pierre Schaeffer and Pierre Henry196 as well as Cage

195
These authors conclusions with respect to Davis's procedure exhibit a
fascinating paradox (ibid.): "In the absence of traditional hierarchical (top-down)
leadership structures, on the one hand these musicians were freer to actively
participate in creative contributions, while on the other they needed to listen and
defer to one another's projections more closely than before. Not surprisingly,
these interchanges gave rise to a subtle and efficient form of communication that
paradoxically focused even greater attention on Davis himself than before,
cementing his pivotal role as group mentor and instigator of new ideas."
196
Henry's re-discovery by contemporary electronic musicians in the trance
genre is documented in Taylor (2001:69-71).
 5-30

and Stockhausen. The tedious and unwieldy procedures in realizing such

electronic compositions involved a disproportionately large amount of time
spent physically editing magnetic tape.197

Digital technology, which basically operates on numerical representations

of "digitized" sound, drastically reduces such editing time, thereby raising a
new and different set of technological problems for the composer in this
field. These advances in the transformational ease and power of
computers for such manipulations also have served to open up the field of
music creation and production to anyone who can afford the asking price
of a reasonably powerful computer and its attendant software. This state of
affairs (despite its sometimes negative repercussions for live performers)
can be seen as a healthy scenario, as it suggests a move in the direction
of a democratization of musickinga move not without its price, as Lucy
Green (2001:3) notes:

The relative paucity of music-makers by contrast with the plenitude of

music-listeners today is not the result of pure chance. Sound
recording and reproduction technology, the expansion of the music
industry and mass media into major international concerns, and the
Internet have made music ever more accessible, widespread and
even unavoidable for the listener. But whilst the music industry and
the media have increased musics availability, they have
simultaneously dictated norms of performance and composition that
result from such high levels of capital investment as to be virtually
impossible for amateur musicians to attain.

Green's point regarding the normative role of the music industry and the
media is a vital one, but this applies mostly to record companies run under

197
For example, to lower the pitch of a given sound by an octave the tape is
played back at half its original speed, analogously with the laws of physics.
Reversing a sound requires playing the tape backwards. Given that some
compositions of this period sometimes comprised thousands of such manipulated
sounds, it is not surprising that digital technology, which operates on binary data
"representing" the sound within a computer and is consequently virtually
instantaneous in these operations, has been so quickly and whole-heartedly
accepted by the electronic music community. There is debate about the "warmth"
(or lack thereof) of digital, especially among fans of analogue recording, valve
amplifiers, and vintage synthesizersin short, "old-fashioned" technology.
 5-31

the aegis of big business. The democratization of the tools of the recording
trade as spearheaded by the rise in availability of such tools as "virtual"
instruments on various computer platforms has led to a revolution in the
sheer number of recordings by tiny198 independent companies which do
not need a huge budget to market a product designed to be sold at local
level, small-scale gigs or made available via the Internet.

Within the field of improvised music performance, the hierarchical

structures are somewhat less rigid as compared with those of the
orchestra. The nearest equivalent to the symphony orchestra in the jazz
genre is the big band, which, in its heyday of the 1930s, generally
functioned without a separate conductor. In the big band format, the
musicians are also placed in sections, according to their function, as in
rhythm section, saxophone section, trumpet section, and so on, but,
mostly for economic and logistical reasons, a separate conductor was
seldom seen to be necessary. Duke Ellington, for example, would lead his
band from the piano and seldom moved from this position.

In Ellington's case, the sheer longevity of his band (and the early pressure
on him to acquire arranging skills quickly, on the job) enabled him to write
completely idiosyncratically for the individuals within the band. Although
Ellington was clearly the bandleader, his ongoing collaboration with Billy
Strayhorn sometimes made it difficult for the public to distinguish exactly
whose arrangement they were listening to, so thoroughly had their
individual styles merged. Duke recognized that the famous "Ellington
effect" was a product of the collective skills of the musicians involved in the
realization of his goals, and, significantly perhaps, was one of the few
bandleaders able to sustain his orchestra in the lean years immediately
following World War II.

198
Many of these are one-man operations, their products produced in home
studios on low budgets.
 5-32

If Duke Ellington may be said to represent one of the most distinctive

voices in innovative, mainstream jazz arranging, from which the relatively
free (at times chaotic-sounding) work of Sun Ra is very far removed, they
nonetheless share an abiding interest in (and chose to formulate their
musical ideas through) the big band format. For Ra, this format was
society itself writ small (Szwed, cited in Heble 2000:139, n6):

From the music he had experienced, big bands were living

microcosms of government; the big bands best represented society,
and harmonious relationships between people. The bands' history
showed what could be done. But bands also showed what could go
wrong. When soloists were lured away from bands by promoters and
turned into 'stars' of small combos it promoted self-sufficiency and
destroyed initiative, creating chaos in black communities.

Clearly Ra's wariness at such scurrilous promoters' tactics stems from a

belief that the interests of the group are of higher moral import than the
needs of the individuals concerned. Both Ellington and Sun also believed
in the spiritual power of music: for Ellington, a deeply religious man, his
later composing becomes more and more explicitly linked to his Christian
faith,199 whereas, for Sun Ra and his Intergalactic Research Arkestra, in
service to his Astro-black mythology, music forms the indispensable
accompaniment to his slogan: "Space is the place!"

The fluid organizational structure of a Soundpainting event, while locating

the authority for the proceedings in the person of the Soundpainter, both
draws from and ironically comments on the taken-for-granted divisions of
labour within the more rigid conventions of the orchestra and the big band.
Space in this case is an index not only of sheer proximity, but a metaphor
for the power relations that vest authority in the conductor or bandleader.

199
As Graham Lock (1999:3) states: "If Ellington, unlike Ra and Braxton, has not
been deemed mad, it is probably because his utopianism has largely been
channeled through conventional religious forms, most extensively in the three
Sacred Concerts of his later years, examples of an African American tradition of
affirmative music that can be traced back to the slaves' spirituals."
 5-33

5.4.1 Social topology and organizational structure

According to Bourdieu (1991:229-230):

To begin with, sociology presents itself as a social topology.

Accordingly, the social world can be represented in the form of a
(multi-dimensional) space constructed on the basis of principles of
differentiation or distribution constituted by the set of properties active
in the social universe under consideration, that is, able to confer force
or power on their possessor in that universe. Agents and groups of
agents are thus defined by their relative positions in this space.

It seems feasible to conceive of musicking as taking place within an

instance of Bourdieu's multi-dimensional space. In improvised music, in
which identities are open to negotiation within a proxemic and musical
space, an important part of the formation of Bourdieu's "social universe" is
conveyed through the organizational structure of the group itself. Collier
(section 1.5.3) has explicitly linked the organization of the symphony
orchestra with that of a government-approved model of the ideal society, in
which everyone is "in step" with the orders emanating from above. For
Hodge and Kress, this state of affairs is maintained through the operations
of what they define as a logonomic system (1988:4):

A logonomic system is a set of rules prescribing the conditions for

production and reception of meanings; which specify who can claim to
initiate (produce, communicate) or know (receive, understand)
meanings about what topics under what circumstances and with what
modalities (how, when, why).

In the context of the turbulent 1960s, jazz, and especially free jazz,
subjected such logonomic systems to close scrutiny, and musicking was
viewed in some cases as the site of struggle for the right to speak, and
thereby to gain control of the signifier. The control of the logonomic system
of the symphony orchestra is vested in the conductor, as Collier notes, and
this has clear implications for Thompson's method, which, in many ways,
playfully interrogates the social and musical dynamics of the concert hall.
As Sherwood (1999) suggests, even Thompson's use of the term
"orchestra" has subversive implications:
 5-34

Even his definition of 'orchestra' pushes the limit. The Walter

Thompson Orchestra seems to have developed from a jazz/big band
group into an extended family of singers, actors, dancers, even
painters, who sometimes share the stage with his core of about
twenty musicians.

One of the hallmarks of Soundpainting is its flexibility with regard to the

size and instrumental combinations of the ensemble. Thompson himself
notes (1996:9):

One of the wonderful aspects of Soundpainting is that an ensemble

may comprise any number of musicians performing on any
combination of instruments. It can be used with more traditional
combinations such as SATB choruses, jazz big bands, string quartets,
symphony and chamber orchestras, or with an ensemble of 20
guitarists, an ensemble made up of 5 drummers; or an ensemble of 1
guitar, 4 trombones, 1 vocalist, 3 accordions, 1 laptop player, and 6
flutes.

Within the more traditional framework of the jazz language-game, the most
obvious organizational structure is that of the big band, which, as noted in
the previous section, shares some similarities with that of the orchestra.
Bolstered by arranging methods that cater for such combinations of
instruments (Pease and Pullig 2001), this "classic" combination tends to
be part of the canon-formation of jazz historiography, especially when
based on an unproblematically conceived chronological history of
performers and their groups. In principle, an improvising ensemble may
consist of any number of instruments, combined in any number of ways,
as Thompson's remarks about potential Soundpainting combinations
illustrate (1996:9).

In mainstream arranging practice, however, as the group increases in size

and potential complexity of timbral possibilities, the arranger's skills
become increasingly focused on managing the acoustic and timbral space
allocated to each instrument so as to allow for the right balance for the
instrumental combination at hand. This is musically configured space at its
most "scientific," in the sense that following the procedures as outlined will
always yield a result in accordance with the physical laws of the harmonic
 5-35

series, on which in turn is based the system of tonality that is prevalent in

mainstream arranging for big band of the common practice period.

Heble (2000) has extensively theorized a concept of dissonance as a trope

for the expression of identity in the music of Duke Ellington, wherein
Ellington's deployment of this device acts as a form of signifyin(g) against
the harmonic blandness of Tin Pan Alley and, by extension, its hijacking of
African American music. For Ellington, this quiet but firm protest is
couched purely in musical terms; in the later ferment of civil rights in 1960s
America, the protest is much rougher-edged and overtly political.

5.4.2 Improvising big bands

The quintessential organizational structure for mainstream jazz large

ensembles is the big band format, and, while a comprehensive survey of
its complex history is beyond the scope of this discussion, a few salient
points regarding this format are deemed of significance. As already noted
(section 5.4), the big band is organized into sections (like the orchestra),
which principle allows arrangers in the jazz idiom to make use of sectional
writing, in which call and response patterns between sections are a typical
procedure. Given its size, the big band is an uneconomic proposition at the
best of times, although in its heyday (in the swing era of the 1930s) this
format represented all that was innovative and was seen as emblematic of
American jazz.

The principles of arranging that apply to the big band format have been
codified into procedures for managing the wide range of timbral and
dynamic possibilities available in this genre, and there is a correspondingly
wide range of idiosyncratic contributions from arrangers who are willing to
take on the challenge of writing in an idiomatically correct, yet innovative,
manner for this format. Once again, a balance needs to be maintained
between the arranger's individual style and the accepted conventions of
the genre. Such problems have been solved by exemplars of the style like
 5-36

Duke Ellington, Count Basie, and others in the classic period, while more
contemporary stylists like Dave Holland and Maria Schneider have
extended the harmonic sophistication and timbral possibilities of this
format to reflect a more modern sound.

The possibilities for improvisers in this format are typically fairly limited, at
least in its mainstream version, in the sense that it is not designed as a
vehicle for extended soloing. A typical mainstream big band arrangement
tends to incorporate scope for a few choruses of solo improvisation,
because the central focus in this style is generally the interaction between
sections, whether antiphonally (call and response) or in the form of the
classic "shout" chorus, in which a unison or harmonized phrase is stated
by the trumpet, saxophone, and trombone sections together, usually
immediately following the last solo.

Although there are many examples of innovative writing for big band
emanating from the United States, which may fairly claim to be the
originator of this format, it is in Europe that a different big band tradition
has developed, in the work of such composers and arrangers as
Alexander von Schlippenbach (Globe Unity and the Berlin Contemporary
Jazz Orchestra) in Germany, the bassist Barry Guy200 in Britain, and the
expatriate American Steve Lacy in France, to name a few.201 Although it is
impossible to generalize about such a group of artists, they may be said to
share an easier willingness to integrate the compositional procedures of
the avant-garde into the traditional framework of the big band, which in
turn suggests that the genre-boundaries (or linguistic borders) between
experimental music and jazz were less clearly defined in Europe than in

200
In England, the bassist/composer Barry Guy founded the London Jazz
Composers' Orchestra in the early 1970s "partly as a UK response to the
possibilities set in train by Carla Bley and Michael Mantler with the Jazz
Composers' Orchestra Association."
(Source: http://www.shef.ac.uk/misc/rec/ps/efi/mljco.html).
201
The list is of necessity highly selective, but one should also mention Graham
Collier, Mike Westbrook (UK), and Chris McGregor (SA).
 5-37

the United States. In any case, the danger of falling into such essentialist
generalizations is to some extent avoided through the simple fact that
many of these bands by the 1980s or so had become truly international,
with members of many nationalities taking part.202

The organizational problems of managing the tension between free

improvisation and the historical constraints (and political implications) of
the big band style are complex, to say the least.203 Van Heerden is alert to
the hegemonic implications of this problematic history in examining the
links between sport and jazz (1996):

The big band resembles a sports team, having to work as a 'team'

along with star players (soloists), and having to compete with other
bands. Sport in turn encapsulates the corporate ethos of capitalism. It
has been suggested that the rise of jazz superstars goes hand-in-
hand with the growing absorption of black Americans into American
mainstream capitalist society.

Lewis suggests, in defining improvised music as "a social location

inhabited by a considerable number of present-day musicians, coming
from diverse cultural backgrounds and musical practices, who have
chosen to make improvisation a central part of their musical discourse"
(2004b:110):

Working as an improviser in the field of improvised music emphasizes

not only form and technique but individual life choices as well as
cultural, ethnic, and personal location. In performances of improvised
music, the possibility of internalizing other value systems is implicit
from the start. The focus of musical discourse suddenly shifts from
the individual, autonomous creator to the collectivethe individual as
part of global humanity.

202
For example, the personnel on the eponymous Berlin Contemporary Jazz
Orchestra recording includes players from Japan, the United States, and Canada,
as well as a nucleus of regulars from both the former German Democratic and
Federal Republics. Thompson himself divides his time between the United States
and Sweden.
203
Carla Bley's sprawling chronotransduction Escalator over the Hill (1971) is a
remarkable early instance of potential solutions of this problem.
 5-38

5.5 Deconstructing noise and silence

"Without music, the prehistoric past is just too quiet to be believed."

(Mithen 2006:4)

The author considers the relationship between sound and silence as a

central metaphor in musicking. In this context it may be said that
musicians articulate utterances against the background of a musically
configured space, in which is enacted and dramatized a continuum of
musical and social relationships, between musicians and collaborators in
the moment, between musicians and the audience, and finally between
musicians and the canon of their respective language-game.

Todd Jenkins, in introducing the first volume of his monumental Free Jazz
and Free Improvisation: An Encyclopaedia, discusses Thelonious Monk's
idiosyncratic contribution to jazz improvisation in terms of Monk's
"dramatic" use of silence as follows (2004a:xxxvi):

204
He made especially good use of silence as a dramatic device. His
compositions often sounded as if Jackson Pollock had flung black
spots of ink onto a blank manuscript page. The stilted, uncomfortably
edgy Evidence is a prime example; unfamiliar listeners almost need to
follow along with the sheet music in order to pinpoint the 'one.'

Jenkins suggests further that Monk's approach to composition, while not

cast in an ostensibly "free" mould, presages, in some important respects,
the concerns of free improvisation. For Jenkins (2004a:xxxv):

Monk's experience could serve as a virtual blueprint for the patterns

that developed in the free community. He had his own personal sense
of rhythm, chordal logic, and melodic structure, which not only made
him an instantly recognizable player but reduced the number of

204
Heble (section 4.1.4.4) has noted a similar process at work in the music of the
Art Ensemble of Chicago, in which the expectations of the audience are
frustrated by painfully long silences.
 5-39

compatible sidemen to the barest handful.

It is important to note how Jenkins emphasizes the "personal" elements of

Monk's highly individual style with respect to rhythm, harmony, and note
choices. These idiosyncrasies, for Jenkins, contribute toward making
Monk's sound "instantly recognizable," a point that, once again, highlights
the complex and not unproblematic representation of the individual within
the jazz world.

5.5.1 Sound and silence as aesthetic oppositions

There exist many clichs in the recording industry to market a particular

style of music, and, for a time, the German-based recording company
ECM205 used the slogan: "The most beautiful sound next to silence" as
their motto or trademark. This slogan is in keeping with the generally
contemplative, low-key nature, which identifies much of their catalogue,
and sets up an imaginary tension between "beautiful sound" and "silence"
as its modus operandi.

The first problem is to identify exactly what is meant by "beautiful" sound,

as this clearly invites the listener (or consumer) to partake of a set of
aesthetic assumptions on the nature of beauty as provided by the record
company. It is worth noting that the ECM catalogue allows for a range of
"product"206 from the Art Ensemble of Chicago and Circle (examples of
atonality and free jazz) to the generally much "safer" recordings of such
artists as Keith Jarrett and Pat Metheny, whose compositions tend to be
situated in a relatively tonal environment and exhibit a much more
traditional approach to their formal structuring.

205
ECM stands for Editions of Contemporary Music and is the brainchild of
Manfred Eicher, formerly a bass-player.
206
Used in the ungrammatical sense of the recording industry's main raison
d'tre, the selling of musical commodities, termed generically "product" and not
"products."
 5-40

Secondly, the opposition of sound to silence does not account for the
problem of defining what sound is, and to what extent the organising
imperatives and proclivities of composers come into play. Is all the music
in the ECM catalogue in this view defined as "beautiful sound"? This
argues homogeneity of intent on ECM's part that is belied, as stated
earlier, by the range of musics that co-exist (uneasily, one might suspect)
within their catalogue. What exactly is meant by "beauty," a term not
without its ambiguities,207 and as Umberto Eco argues persuasively in a
different context (2004), for many, based on a tradition of Western
scholarship and philosophical discussions bound up in a somewhat
partisan framework?

John Cage's notorious silent piece of the 1950s, 4' 33'', for better or worse,
is one of WEAM's great conundrums. To compose a piece for piano (or
other instruments) in which no actual music is performed is surely
evidence of "The Emperor's New Clothes" syndrome, and evidence (to
some) of Cage's palpable lunacy. Cage himself discusses an imaginary
staging of the piece in a somewhat facetious manner (1966:276):

I have spent many pleasant hours in the woods conducting

performances of my silent piece, transcriptions, that is, for an
audience of myself, since they were much longer than the popular
length which I have had published. At one performance, I passed the
first movement by attempting to identify a mushroom which remained
successfully unidentified. The second movement was extremely
dramatic, beginning with the sounds of a buck and a doe leaping up
to within ten feet of my rocky podium. The expressivity of this
movement was not only dramatic but unusually sad from my point of
view, for the animals were frightened simply because I was a human
being. However, they left hesitatingly and fittingly within the structure
of the work. The third movement was a return to the theme of the first,
but with all those profound, so-well-known alterations of world feeling
associated by German tradition with the A-B-A.

Nicholas Cook (1992:11ff.) discusses this anecdote in some detail,

pointing out its somewhat tongue-in-cheek tone and its allusion to

207
Witness the inherent contradiction in the title of one of Monk's compositions:
Ugly Beauty.
 5-41

Nathaniel Hawthorne's experience at Sleepy Hollow. Cook realizes the

serious intent behind the apparent quackery in saying: "Yet the point he is
making is a serious one: anything can be heard as music, Cage is saying,
if the listener chooses to hear it that way."

5.5.2 Noise, signifyin(g), quotation, and the postmodern

McClary has described (section 4.1.4.4), with regard to the notion of

signifyin(g), the manner in which this practice is mediated through the
performers' choice of funky and masked sounds. The difference between
acquiring what might be termed basic musical skills through imitation
(section 4.1.2) and commenting self-reflexively, or ironically, on one's
situation within the social order (and thereby, enacting agency) is
described by Samuel A. Floyd, Jr., with reference to "the relationship
between signifying and quotation," as cited in Metzer (2003:50, n11):

Musical Signifyin(g) is not the same, simply, as the borrowing and

restating of pre-existent material, or the performing of variations on
208
pre-existent material, or even the simple re-working of pre-existent
material. While it is all of these, what makes it different from simple
borrowing, varying, or reworking is its transformation of such material
by using it rhetorically or figurativelythrough troping, in other
209
wordsby trifling with, teasing, or censuring it in some way.

Jenkins views Monk's transformation of standards and their accompanying

harmonic structures as a means of recasting them "in his own image,"
clearly pointing toward the potential establishment of musical identity
through such procedures in the process (2004a:xxxv-xxxvi):

Monk would habitually cluster notes together in hurried wads of

208
The persistence of the standard in jazz is a clear instance of Floyd's idea of
"variations on pre-existing material," while the contrafact (in which the original
melody is transformed beyond recognition while maintaining the formal and
harmonic structure) may be seen as a subversive political tactic.
209
Floyds remarks on troping may be seen as elements of a complex musical
language-game. Similarly, Soundpainting may avail itself of any or all of these
tactics in the course of performance.
 5-42

conflicting tones, take long pauses before the next fusillade, or jump
up on a whim for one of his peculiar shuffling dances. He was a
pioneer in bypassing traditional chord structures, as his recastings of
standards like Just You, Just Me or Memories of You reveal. Monk
reshaped musical traditions fearlessly in his own image, using
portions of them as scant starting points for wherever his heart and
hands led him.

A hallmark of Monk's playing is his use of highly dissonant clusters, which

add a noise element to his harmonic approach. In highlighting the
problems inherent in mapping such clusters from piano to guitar, Gary
Wittner210 highlights some of the unique and characteristic elements of
Monk's playing style (such as the use of chords that include seconds). It is
worth noting that Heble (2000) considers the musical dissonances in the
work of composers like Duke Ellington and Sun Ra as metaphorical
tropes, which serve to dramatize the tension between private and public
selves in a revealing way. This tension is played out, in turn, against the
background of the search for an original voice (Heble 2000:92-3):

Interestingly, many theorists of improvisation are explicit in seeing a

connection between improvisation and identity, between artistic
processes and agency in self-representation. Improvising
percussionist Eddie Prvost, for one, states flatly that 'improvised
music is a music of self-determination' (quoted in Smith and Dean,
63). Tom Nunn, in his recent book Wisdom of the Impulse, similarly
suggests that the practice of free improvisation often has as its
impetus 'a search for one's own "original voice" where specific
restrictions of form, style and technique can be dropped, leaving
space for the deeper, more intuitive personality to express itself.'

Ironically, the search for this original voice may involve recourse to
quotation of "other" material, which is assimilated into the distinctive
personal language of the improviser. The topic of quotation in musicking,
and its varied range of tactical purposes, is a vast one, and well beyond

210
As Wittner notes in this regard (1999:6): "It should be mentioned here that the
guitar, though capable of many possibilities, was at an inherent disadvantage in
this project. Monk had a maximum of ten fingers available (not to mention the
occasional elbow), while the guitar is limited to six strings. In addition, the use of
chords with seconds is a large part of Monk's harmonic vocabulary, and these are
not nearly as playable on the guitar. I did, however, include as many of these
types of voicings as was practical."
 5-43

the scope of this current work. However, as it is a key feature of

improvised jazz and Soundpainting, the author wishes to highlight a few
features of its deployment. As Floyd has suggested, the transformation of
existing material in the course of improvisation may have a rhetorical or
figurative purpose, in which the improviser "comments" on a salient
musical element, or its associations with another genre, often in an ironic
or humorous fashion.

For Monson, such rhetorical tactics are evidence of what she terms
"intermusicality." This term has obvious links with the poststructuralist
notion of intertextuality (section 3.1.2), but for Monson (1996:97), the
musical quotation "embodies the conflict between tradition and innovation
in jazz performance as well as the larger question of how instrumental
music conveys cultural meaning." Drawing from Bakhtin's work in
language, Monson defines both centripetal and centrifugal tendencies in
intermusical practice as follows (1996:99):

On the centripetal side are forces of centralization, unification,

authoritativeness (hegemony), and standardization; on the centrifugal
are those of decentralization, disunity, and competition among
multiple social voices. Bakhtin sees these forces intersecting in any
particular speech utterance, which has aspects that affirm the general
category and those that are highly particular to the moment.

In the words of Bakhtin himself (1981:272):

Every utterance participates in the 'unitary language' (in its centripetal

forces and tendencies) and at the same time partakes of social and
historical heteroglossia (the centrifugal, stratifying forces). Such is the
fleeting language of a day, of an epoch, a social group, a genre, a
school and so forth. It is possible to give a concrete and detailed
account of any utterance, once having exposed it as a contradiction-
ridden, tension-filled unity of two embattled tendencies in the life of
language.

Bakhtin's view, while sharing something of the Saussurean notions of

langue and parole, goes further in exposing the tensions and
contradictions within such a "fleeting language," and Monson astutely
applies Bakhtin's dialogism to the problem of boundaries within music. As
 5-44

she suggests (1996:99): "The idea that the centripetal and centrifugal are
dependent on each other for their mutual definition in ways that vary over
time is an important part of the story."

For Bakhtin (1981:293-294):

Language, for the universal consciousness, lies on the borderline

between oneself and the other. The word in language is half someone
else's. It becomes 'one's own' only when the speaker populates it with
his own intention, his own accent, when he appropriates the word,
adapting it to his own semantic and expressive intention. Prior to this
moment of appropriation, the word does not exist in a neutral or
impersonal language (it is not, after all, out of a dictionary that the
speaker gets his words!), but rather it exists in other people's mouths,
in other people's contexts, serving other people's intentions: it is from
here that one must take the word, and make it one's own.

Jenkins's remarks about Monk (2004a:xxxv-xxxvi) can be seen as

appropriate in Bakhtin's sense of "taking the word and making it one's
own," if one merely substitutes musical notes for words in the above
quotation. Notes and words are different phenomena, admittedly, but
Jenkins and Monson are talking about the metaphorical, and not the literal,
manifestations of language. Monson defines intermusicality with reference
to examples of musical irony or parody from jazz practice, beginning by
comparing John Coltrane's version of the show tune My Favorite Things
with what Gates categorizes as its "vapid original." Gates characterizes
Coltrane's version as an instance of formal parody in claiming (1998:909):

Another example of formal parody is to suggest a given structure

precisely by failing to coincide with itthat is, to suggest it by
dissemblance. Repetition of a form and then inversion of the same
through a process of variation is central to jazz. A stellar example is
John Coltrane's rendition of "My Favorite Things" compared to Julie
Andrews's vapid original.

In considering the various types of transformation ("of form, harmony, and

groove") that Coltrane applies to the piece, Monson notes how (1996:107):
"In time, Coltrane's versions of the tune became the symbol of an
increasingly open direction in improvisational aesthetics and an example
frequently cited by musicians and audience members who wished to
 5-45

emphasize the way in which jazz versions of standards frequently surpass

the originals in musical power." Comparisons are odious, as the clich
goes, but it seems slightly unfair to valorize the jazz version by bracketing
the purpose and context of its original Broadway counterpart. Monson is
alert to this conflict of interests, and states (1996:105): "I wish to
emphasize my awareness that the African American versions are not
inherently 'better' but relative to a particular aesthetic, which many non-
African Americans share as well."211

Monson perceptively suggests the possibility of Coltrane's interpreting the

original in an ironic light in noting (1996:117):

Since the lyrics would have been on the song sheet music the song
plugger brought to the quartet, Coltrane would have been well aware
of the emphasis on white things in the lyricgirls in white dresses,
snowflakes on eyelashes, silver white winters, cream-colored ponies.
In 1960a year of tremendous escalation in the Civil Rights
movement and a time of growing politicization of the jazz
communitythere was certainly the possibility that Coltrane looked
212
upon the lyrics with an ironic eye.

It is important to note, in this regard, that Korsyn (2003) regards irony as

the governing trope of what Attali describes as "composition." The author
discusses salient elements of Attali's political economy of music in the
following section, while suggesting at this point that Gates's ideas of irony
and parody have something in common with Hutcheon's ideas on
postmodern architecture, when she claims (1989:12):

211
Suggesting that Coltrane's version "means" more than the original has the
potential, in the author's view, of leading to a problem as expressed by Roger
Scruton, who criticizes deconstruction's extreme scepticism with regard to the
"meaning" of a text (2005: 40):
'Deconstruction' tells us that there is no such thing as objective meaning, since
meaning is the product of interpretation, and interpretation is always
misinterpretation. Many critics seize on this global scepticism about meaning as a
basis for denying that one work of literature can be more meaningful than
another. There is no special reason to teach Shakespeare rather than Donald
Duck or Barbara Cartland, when objective meaning attaches to none of them.
212
Monson concludes by suggesting (1996:117-118): "Even if he didn't, however,
the potential for an ironic interpretation on the part of his listeners and fellow
musicians is clearly present."
 5-46

Postmodernism has called into question the messianic faith of

modernism, the faith that technical innovation and purity of form can
assure social order, even if that faith disregards the social and
aesthetic values of those who must inhabit those modernist buildings.
Postmodern architecture is plural and historical, not pluralist and
historicist; it neither ignores nor condemns the long heritage of its built
cultureincluding the modern. It uses the reappropriated forms of the
past to speak to a society from within the values and history of that
society, while still questioning it. It is in this way that its historical
representations, however parodic, get politicized.

Hutcheon's view of postmodern architecture (with respect to "the

reappropriated forms of the past") has clear bearing on how the individual
jazz musician deals with the negotiation of identity in relation both to
history and the community. It is clear that Monson sees Coltrane's My
Favorite Things as speaking to "a society from within the values and
history of that society, while still questioning it," in Hutcheon's terms, and,
further, whether intentional or not, it is likewise clear that Coltrane's ironic
view of the piece has the effect of politicizing it as an outcome of his
particular quest for self-expression.

Although the subject matter of Clifton's Music as Heard is mostly

concerned with the compositional practices of WEAM, his view of the
composer as ironist is relevant to the present discussion (1983:269):

By using music to present a flawed and absurd world and the

artificiality of standards of conduct, the composer as ironist affirms a
belief not only in such a world, but in something higher and less open
to ridicule. Irony is possible because the latter belief grounds the
former, and the ironical statement emerges in a situation whose form
and meaning are opposed.

In the case of Coltrane's "playing with" My Favorite Things, the ironic

element in his transformation of this piece can be seen as an example of
composition, in Attali's sense of the term (see following section). Although
the piece is still recognizable, the extent (and radicalism) of Coltrane's
transformations suggests the possibility of regarding it as an altogether
new composition, to the degree that Coltrane and the quartet as a
collective have appropriated it through the tactic of signifyin(g).
 5-47

With respect to Attali's concept of noise, the author suggests (after

Cumming's notion of timbral iconicity) that noise in this instance is made
manifest in the quartet version through Coltrane's choice of the soprano
saxophone as the incarnation of his personal voice. This is additional to
the elements of rhythm, harmony, and form that Monson identifies, and is
a crucial element in defining the hallmark sound of the performance.
Considering the short space of time separating this 1960 recording from
Coltrane's later, completely free and ecstatic recordings, such as
Ascension (1965), this need for self-expression may be seen as the
animating force, and is definitely utopian in Clifton's sense of a belief
(1983:269) in "something higher and less open to ridicule."

5.5.3 Noise in the political economy of music

For Attali (2003:138):

Free jazz was the first attempt to express in economic terms the
refusal of the cultural alienation inherent in repetition, to use music to
build a new culture. What institutional politics, trapped within
representation, could not do, what violence, crushed by
counterviolence, could not achieve, free jazz tried to bring about
through the production of a new music outside of the industry.

The twentieth century (sometimes known as the Age of Information) was

to see many great changes in all kinds of communication technology, and,
in the field of music, developments and improvements in recording
technology led to an ever-increasing availability of new possibilities for
composing, manipulating, archiving, and distributing music. The advent of
digital technology, whose power and ease of use is unrivalled as
compared with the previous analogue-based tape technologies, had the
effect of making very sophisticated equipment and procedures available to
the general public at comparatively low cost. These and similar
developments had a profound and lasting effect on music's place in
society. By way of an example, the practice of digital sampling forced a
review of existing copyright law, and, in turn, suggested a re-evaluation of
 5-48

the composer's place in society.

Korsyns case study (2003:125-130) of Attalis Noise: The Political

Economy of Music, identifies four governing tropes as underpinning
rhetorical devices in Attalis account of the corresponding stages in the
political economy of music. These are:

Sacrifice (metaphor)
Representation (metonymy)
Repetition (synecdoche)
Composition (irony).

In the context of improvised jazz and Soundpainting, which clearly draw on

music from the African American tradition, Gates asserts the ascendancy
of the signifyin(g) trope as a means of highlighting notions of agency and
individuality. Korsyns study identifies further tropes with regard to Attalis
concept of musicking as a metaphor for the social.

5.5.3.1 Sacrifice (metaphor)

In Korsyns view, the primary function of music at this stage of Attalis

schema is to disguise, or at least suppress, the violent origins of society.
Musics state of innocence is reflected in two defining characteristics of
this stage of evolution: firstly, that music is not separated from the body,
and secondly, that music does not have exchange-value, and therefore
cannot be bought or sold.

5.5.3.2 Representation (metonymy)

Korsyn interprets Attalis second stage according to the metonymic trope,

in which music acquires exchange-value through a fall into
commodification (2003:127):

In contrast to the metaphoric fusion of ritual, the governing trope in

this new stage is metonymy, the trope of differentiation and reductive
partpart relations. The fall into commodification introduced a
 5-49

division of labor not found previously: the roles of composer and

performer were increasingly differentiated; the audience and
musicians were separated, not only through the introduction of distinct
performance spaces but also through the star system; the body was
exiled from music, since acrobatics was confined to the circus' (Attali
2003:72).

The consequences of this stage in the evolution of music are devastating,

in that the body is banished from the musicking process, making way for
an increasing specialization and differentiation of the roles of composer
and performer. The star system (combined with the establishment of
systems of copyright and ownership) privileges the individual over the
collective, and, as Korsyn concludes (ibid.): In this reduction of music to
money, the whole is reduced to a part that is related by contiguity, not by
metaphoric resemblance.

5.5.3.3 Repetition (synecdoche)

Attali describes the role of music in the network of repetition213 as follows

(2003:5):

Fetishized as a commodity, music is illustrative of our entire society:

derivatize a social form, repress an activity of the body, specialize its
practice, sell it as a spectacle, generalize its consumption, then see to
it that it is stockpiled until it loses its meaning.

Attali describes commodity fetishism in terms which resonate with

Debord's idea of the society of the spectacle, although Debord is even
more scathing about the role of "stardom" in this process (2006:61):

213
As Corbett observes, with respect to Attali's term "repetition" (1995:220):
Jacques Attali leaves his use of the word 'repetition' ambivalent; it could mean
either intertextual repetition (chorus structures, refrains, regular meter) or
repetitions of the entire text (regular airplay on the radio or use of the repeat
button on CD machines). We should also leave the meaning of repetition unfixed,
since the above modes of meaning making do not constitute a system per se.
They do not have formal characteristics. They are illusive, polymorphous. The
creation of meaning cuts across textual instances (songs, phrases, genres,
styles, modes, formats) and masks itself by forming audible regularities.
 5-50

The individual who in service to the spectacle is placed in stardom's

spotlight is in fact the opposite of an individual, and as clearly the
enemy of the individual in himself as of the individual in others. In
entering the spectacle as a model to be identified with, he renounces
all autonomy in order himself to identify with the general law of
obedience to the course of things.

In Debord's words are heard the death knell of the notion of the individual
as a possibility. The individual participant becomes either the indentured
servant of the spectacular order, or is reduced to the role of passive
consumer of music as soap opera, an infinitely substitutable and
interchangeable vacuum from which no sound escapes. The connections
with postmodernism seem obvious, especially in the light of Hutcheons
idea of postmodernism's "conflictual response to literary modernism,"
defined in these terms (1989:15):

On the one hand, the postmodern obviously was made possible by

the self-referentiality, irony, ambiguity, and parody that characterize
much of the art of modernism, as well as by its explorations of
language and its challenges to the classic realist system of
representation; on the other hand, postmodern fiction has come to
contest the modernist ideology of artistic autonomy, individual
214
expression, and the deliberate separation of art from mass culture
and everyday life.

Similarly, Radano defines Anthony Braxton's relationship to modernism as

emblematic of Gates's "signifying trope," as follows (1993:26):

For Braxton, modernism has had a liberating effect, serving as a

means of expressing ideas and impulses central to the African-
American tradition. He has affirmed what Henry Louis Gates, Jr., has
called the 'signifying trope' of African-American creative expression,
moving in multiple dualities that subvert notions of closure, binariness,
and determinacy as he creates a multiply referring, contradictory
whole.

Throughout his discussion, Korsyn notes Attalis pessimism with regard to

the steady decline of musics value in society, from which position it is only
redeemed in the final stage of composition.

214
There seems an evident resonance with Sawyers creativity myths as
discussed in section 5.1.1.2.
 5-51

5.5.3.4 Composition (irony)

In its final stage (or network) as composition, music emerges as a form of

utopia. This is an ironic narrative network in the sense that music liberates
itself not as a return to its origins but exists now on a higher level. Attalis
four stages of music as narrative therefore preclude the possibility of a
return to the original state of Grace, in which music was uncontaminated
by commodification. The ironic or compositional level, into which music is
now emerging, puts music at the forefront of human activity as a predictive
tool. As Korsyn notes (2003:125-6): Attali believes not only that music and
society are interimplicated but that music can be prophetic, heralding
developments that a social formation may later experience.

Despite the books ambitious scope in strategies and its (sometimes

disputed) influence on American musicology, Korsyn is quick to remark
that Attalis optimism regarding technologys potential as a helpmeet for
human liberation is evidence of a romantic or utopian strain (2003:130):
Attali seems to share McLuhans faith that electronic media will produce a
retribalization: in contrast to the primacy of the visual in print culture,
electronic media will recapture the primacy of aurality, producing a global
village. What Korsyn's case study exposes is a conceptual framework
underlying Attalis view of music as mythic narrative, a framework which in
turn accounts for his optimistic view of music as existing without exchange
value and functioning as a tool for predicting the future.

Deutscher is more sceptical about technology's role in general in this

future retribalization, maintaining that Attali's imaginary primeval
community never existed in the first place (2005:63):

The paradox of contemporary times is our belief that technology can

restore for us lost immediacy: lost because we live in a complex and
separated community. It seems to us that modern technologyair
travel, the phone, the electronic chatroomis able to bring us back
together. But we never had the full community some like to think we
lost. We were always at a kind of distance (geographical, emotional,
 5-52

political, generational, cognitive) from each other. And we never

accomplish the instantaneity we think is promised by new
technologies.

For Leyshon et al., Attali exposes the connection between music and
binary oppositions (1998:2-3):

By adopting the term 'noise' as the central problematic for his study,
Attali immediately recognizes the social role of music in the
establishment and maintenance of binary opposites recognized as
fundamental to the social construction of modern consciousness:
order and chaos, human and non-human, civilization and barbarism,
culture and nature. In the cultural politics of sound, deployment of the
term 'noise' to distinguish between music and nonmusic acts as a
very powerful ideological signifier. For a sound to be classified as
'noise' places it outside understanding and beyond culture in the
realm of pure materiality, a world of sound waves and audio
frequencies, pitch, and timbre.

This reading of Attali brings to the forefront music's complicity with the
hegemonic tendencies of the social order. In this conspiracy, classifying
something as noise is not simply removing an irritant that obscures clear
communication, but also serves as a means of marginalizing whatever the
dominant ideology regards as a threat to the established order. The
distinction between music and non-music functions hegemonically, in the
sense that capitalist interests, like recording companies, have the power to
dictate what is marketed and what is not. In terms of this distinction, one
might say that these companies literally have the power to silence the
opposition. It is not accidental, therefore, that "progressive" artists tried to
create alternative modes of production, taking upon themselves the tasks
of recording, packaging, marketing, and distributing their music.

Musicians like Charles Mingus, Sun Ra, and many others formed
independent companies, tactically operating outside the rules of the
marketplace in a doomed attempt to wrest control from the majors. By
organizing themselves into collectives, many such musicians attempted to
work against the competitive and individualistic strain within jazz. For
Attali, this battle was fought purely in economic terms (2003:138):
 5-53

Free jazz, which broke completely with the cautious version of jazz
that had gained acceptance, ran into implacable monetary
censorship. Certain record companies in the United State (sic) went
so far as to adopt the policy of no longer recording black musicians,
only whites who played like blacks. Thus free jazz very quickly
became a reflection of and a forum for the political struggle of blacks
in reaction to their insertion into repetition. Attempts were made,
rallying all of the colonized forms of music in opposition to the
censorship of the official industry, to establish a parallel industry to
produce and promote new music.

This parallel industry, which grew to fruition in the 1960s, harnessed the
utopian ideals of community and benevolent anarchism with the noble
intention of finding a voice for those who could not, for various reasons,
obtain recording contracts with "legitimate" companies. Often these ideals
were linked to educational initiatives, especially in the decaying inner cities
of America, in which spaces musicians sought to win back their right to
self-expression at home, in the communities from which they sprang.

Attali's analysis, in retrospect, over-simplifies the issue somewhat by

ignoring the fact that while the free movement was mainly allied to black
rights, there were also white collectivists who championed the cause of
universal liberation. Thus musicians like Charlie Haden (Liberation Music
Orchestra) and Carla Bley (Jazz Composers' Orchestra Association) also
formed (and continue to run) orchestras and collectives with strongly
politicized overtones, whose music draws on a variety of sources, such as
Kurt Weill and the music of the Spanish Civil War.

In conclusion, for Corbett (1995:220):

The infra-semantic level of music is the unnamed basis of Attali's

analysis. It is music's political-economic situation in culture. I hesitate
to call it a 'function' of music, since it not only indicates music's
activity within cultureits effectsbut it also suggests the way music
is produced, the way that it constitutes its subjects, the way that
music can be known about, the manner in which power manifests
itself in relation to musicthat is, how power is invested in music and
how power is wielded on music.
 5-54

5.5.4 Cage, noise, and the aleatoric

For Clifton (1983:205):

The idea of play as constitutive of reality, or (and this amounts to the

same thing) of reality as something which is played, forms the
ontological core from which the specific play forms of music may be
considered. The general heading of ludic embraces all forms of
controlled play, including, of course, all situations where the control is
disguised.

Cage himself was fascinated by the musical potential of noise, as this

1937 statement indicates (1995:3):

Wherever we are, what we hear is mostly noise. When we ignore it, it

disturbs us. When we listen to it, we find it fascinating. The sound of a
truck at 50 m.p.h. Static between the stations. Rain. We want to
capture and control these sounds, to use them, not as sound effects,
but as musical instruments.

Cage's manifesto regards all sound (including noise and, obviously,

silence) as part of a continuum of available possibilities for composers.
The futurist credo of Luigi Russolo celebrated noise for its own sake, and
he designed a series of noise machines (such as the infamous
intonorumori)215 to celebrate a misplaced faith in modernism. Nowadays,
ensembles like Einstrzende Neubauten make use of electric drills, anvils,
and other industrial machinery as integral parts of their musical
soundscape, and it may be said that any lines of distinction between what
is classified as music and non-music have been irretrievably
problematized, if not erased altogether.

Cook confirms this viewpoint when he states (1992:11):

From this point of view, composing music becomes not so much a

matter of designing musically interesting sounds as such, as of

215
Osborn discusses these futurist tactics and inventions in some detail. (Source:
http://www.futurism.org.uk/music.htm).
 5-55

creating contexts in which sounds will be heard as musically

interesting. This idea is reflected not just in avant-garde art music, but
also in the broad and inclusive range of sounds that is to be heard in
contemporary pop music; listeners, it seems, will tacitly accept
virtually any sound as being potentially musical, provided that it
appears in an appropriate context.

Appropriately contextualized sound is the key point, and the author is

reminded of Van Heerden's observation (section 4.1) regarding the
decontextualization of jazz, wherein he views it as both background music
and propaganda. Clearly, there is a vast array of "things" that may be
construed as noise factors, and the elimination of the electronic
interference of noise was one of the chief objectives in Shannon's theory
of communication.

5.5.5 Soundpainting, noise, and the avant-garde

For Robin Kelley (1999):

The term avant-garde obscures as much as it reveals. There have

been many self-proclaimed avant-garde movements in music and in
the arts more generally, and depending on how one defines avant-
garde or the specific historical context in which these movements
emerged, one might argue that jazz's unique position as neither "folk"
culture nor a product of mainstream Western arts institutions,
combined with its ever-changing improvisational character, renders
the entire genre avant-garde. Or one could point to the apparent,
although largely unacknowledged, role that black improvisational
music has had on American and European avant-garde composers
216
such as John Cage (Lewis 1996). If we simply limited our scope to
avant-garde developments in jazz itself, one could easily include the
work of Duke Ellington, Charlie Parker, or Thelonious Monk at
particular historical junctures.

By noting the element of cross-pollination in jazz wherein black

improvisational music has been seen to influence avant-garde composers
like Cage, Lewis (2004b) ascribes this to the existence of what he terms
Afrological and Eurological perspectives. In speaking of these interactions,

216
A revised version of this article is published as Lewis (2004b).
 5-56

Kelley (1999) suggest that these form a crucial element in the forging of an
avant-garde community of practice, which Torff (2006:169, emphases in
original) describes as follows:

Sociocultural theory pays particular attention to one form of cultural

mediationthe efforts made and encouragement given by other
people. The growing interest in socially shared cognition refers to the
study of how people come to engage in shared belief. Apart from
knowledge people hold through direct observation, all knowledge is
the result of entering into a shared belief with a group of like-minded
others called a community of practice.

Torff's notion of the community of practice is relevant to both the WEAM

and jazz contexts, in which practitioners tend to specialize in the fluent
manipulation of elements of their respective language-games (with or
without recourse to notation). A side effect of this specialized process of
language acquisition, the author suggests, is that it is fairly unusual to find
performers who possess equal facility in the vocabulary of these different
genres. Orchestral musicians who improvise convincingly in the jazz
realm, and, conversely, jazz musicians who can play the WEAM repertoire
comfortably in an orchestra, are comparatively rare.217

Such musicians manage to combine a high degree of cognitive and

"linguistic" skills with a correspondingly high level of technical facility,
whether singers or instrumentalists. With regard to Lewis's notion of
Afrological and Eurological perspectives, such musicians show evidence
of familiarity with both traditions as well as knowledge of the musical and
philosophical debates and issues (in Bourdieu's terms, the struggle for
cultural capital) played out in these fields. Soundpainting no less
demonstrates how a community of practice is formed within a subset of
improvising practitioners who share familiarity with at least the language-
games of jazz and WEAM. Selinger describes such practitioners in the
following terms (Deconstructing Haydn, CD notes):

217
Keith Jarrett and Wynton Marsalis provide stellar (and immediate) exceptions
to this generalization.
 5-57

For me, the pre-planning mostly involved choosing the right musicians
to make up the group. Ideally it seemed to me that there should be a
good balance between 'classical' players and experienced
improvisers. Of course, the best would have been to have excellent
players who are well versed in both settings, but this was not
practical, so I tried to make sure that every section had at least one
experienced improviser. That I did accomplish this is a testament to
the changes in the thinking of musicians today, and the willingness of
good musicians to try something new.

As Vella points out, this willingness to take part in an experiment and to

take the time to learn the Soundpainting gestures, implies no less of a
social contract than that entered into by orchestral musicians. In this
contract is implicitly acknowledged a faithfulness to Thompsons vision of a
new method for spontaneous musicking, in which the content of individual
utterance is determined by the Soundpainting gestures themselves, and in
which the relationship of the individual performer to the group is conceived
of in the context of the various traditions from which such statements
emerge.
Chapter 6 : Soundpaintinghistory, process,
and system

In the following chapter, the author discusses the origins of Soundpainting

in the context of the canons of improvised and experimental musicking.
Drawing on the author's interview with Thompson (Paris, March 2003), a
central thread of the discussion is the history of Soundpainting and its
relationship to "the tradition." In addition, the author considers the
influence of Anthony Braxton on Thompson's work.

The <palette> gesture in Soundpainting is examined as a means by which

the Soundpainter is able to make use of musical quotation and recursion.
As a compositional device whereby the Soundpainter may "quote" from
material that has been rehearsed in advance of the event, the deployment
of <palettes> forms an organizational procedure in Gil Selinger's
Deconstructing Haydn, for example.

6.1 Soundpainting: a brief history

Walter Thompson (2006:12) describes the circumstances in which the

Soundpainting language originated as follows:

Thompson moved to New York City on 1980 and formed the Walter
Thompson Big Band (now the Walter Thompson Orchestra) in 1984.
During the first year with his orchestra, while conducting a
performance in Brooklyn, New York, Thompson needed to
communicate with the orchestra in the middle of one of his
compositions. They were performing a section of improvisation where
Trumpet 2 was soloing. During the solo, Thompson wanted to have
one of the other trumpet players create a background. Not wanting to
emulate bandleaders who yell or speak out loud to their orchestra,
Thompson decided to use some of the signs he had experimented
with in his Woodstock days.

During an earlier sojourn at the Creative Music School in Woodstock in the

1970s, in fact, Thompson had already begun to experiment with gestures
 6-2

during that school's summer recess, in which period he organized jam

sessions with the students who remained there (ibid.):

Out of these sessions Thompson formed his first orchestra and

produced a series of concerts at the Woodstock Kleinert Gallery. The
focus of the orchestra was on large-group jazz-based improvisation. It
was during these early days that Thompson began experimenting
with signing improvisation. He created very basic gestures, asking for
a long tone or improvisation in a pointillist style, for example.

The Creative Music School (CMS) and Thompson's years of study with
Anthony Braxton are clearly formative influences on his musical
development. The CMS was founded by Karl Berger, Don Cherry, and
Ornette Coleman, and the curriculum included workshops for the students
by visiting lecturers, many of whom were luminaries of free jazz as well as
experimental music (ibid.): "Great composers and performers such as
John Cage, Ed Blackwell, Carlos Santana, Don Cherry, Anthony Braxton,
and Carla Bley gave 2-week workshop/performances with the students."

6.1.1. "A very elaborate series of chord changes"

The following extract originates from the author's interview with Walter
Thompson (Paris, March 2003):

Thompson: I really think that Soundpainting is a direct lineage of jazz,

in that, when Charlie Parker came along, and, for all the reasons, he,
you know, went in another direction with the music, because he really
just busted his ass, and he learned all this different keys and he tried
all these different things, kind of like he (inaudible) came from the
facility of the clarinet. You know, he played faster syncopation
became a different thingand then from Charlie Parker came the
movement with Miles Davis and then the West Coast school, the Chet
Bakers, and, you know, more of a Cool thing, and while that was
going on, even Miles was leaning towards working with less harmonic
structures like the constant changing Tin Pan Alley type changes.

And then along comes, you know, Ornette Coleman, Coltrane, and
now all of a sudden its the structures, the harmonic structures are
removed in a different way the whole centre, as Ornette says,
 6-3

'harmolodics,' that melody and harmony, I mean, that the melody is

implied in the harmony and how you structure that, and free jazz and
then the AACM and Anthony Braxton and Roscoe Mitchell, Oliver
Lake and all the wonderful things that have been going on, and
Mischa Mengelberg and all that people have done in Europe and
other parts of the world where theyre influenced by jazz and have
their own thing come out of it, and then (pause) in straight lineage
from that is Soundpainting (laughter), cause were sitting here
speaking about my frustrations with the free jazz thing and thats my
own thing coming out of that, its out of free jazz.

It is noteworthy that while expressing a sense of frustration with the

limitations of free jazz, Thompson nonetheless sees this system, for
reasons to be elucidated below, as part of the "direct lineage" of this type
of improvisation.

Thompson: So improvisation has gone from Charlie Parker opening

up to this other thing, Miles opening up this other thing, Ornette
opening up this other thing, and Anthony Braxton who was my
teacher, and then it opened up with other people in all kinds of ways,
people, you know, taking in Xenakis, taking in Stockhausen, the
AACM219 took in all of that, and those people were my influences,
along with Charles Ives (pause) and so I see what I do as a very
elaborate series (laughter) of chord changes

Duby: Yes. Yes. Could be that

Thompson: Conceptually, you knowI kind of see this as a direct

lineage from jazz, not what Wynton Marsalis is doing as a direct
lineage, not at all, but this, this, I see myself as directly coming from
Charlie Parker. But I think I can truthfully say, honestly say, that it
comes out of, you know, my work initially, from my parents, my
exposure to Charles Ivess music, my exposure to people like
Anthony Braxton, and that, I think, is the foundation of it.

In this section from the author's interview (Paris 2003), it is evident that
Thompson is fully conversant with the histories of both jazz and so-called
experimental music, both in America and Europe. His list of formative
influences on his own musicking, and also in respect of Soundpainting,
testifies to a high degree of eclecticism, taking in figures both from the jazz
canon, as well as some of the "founding fathers" (Stockhausen, Xenakis,

219
Association for Advancement of Creative Musicians.
 6-4

and Ives220 ) of experimental music. What Thompson is presenting in this

section of the interview is a personal history of jazz improvisation from a
21st century viewpoint. Such a history acknowledges the influence of the
great icons of jazz history (Miles Davis, Charlie Parker, Ornette Coleman,
John Coltrane) as well as revealing the importance of such figures as
Anthony Braxton who are far harder unequivocally to classify as "jazz"
musicians, in the orthodox sense of the term.

Isolating some key points from what Thompson is saying above, it should
be evident that the nature of Soundpainting is to interrogate some of the
assumptions and genre-boundaries221 of jazz as well as experimental
music. Thompson's work in the field of improvised music shares areas of
interest with such groups as the Chicago-based AACM and the Art
Ensemble of Chicago, both of which organizations exhibit a complex
attitude to commonly held definitions of what jazz is about.

Heble (2000:74), discussing the kind of jazz emanating from such groups
as the AACM and the Art Ensemble of Chicago, typifies a certain
ambiguity on their part toward the tradition as follows:

The new Chicago jazz, despite its indebtedness to and involvement

with black tradition, then, refuses simply to posit history as a kind of
autonomous and recuperable narrative. By problematizing and
parodying past texts and genres in the history of jazz, members of the
AACM urge us to examine the ways in which we make meaning in
culture.222

So saying, Heble highlights one of the key difficulties raised by a

220
Quotation with respect to Ives's music is further discussed in section 6.1.3.
221
The notion of genre-boundaries suggests Wittgenstein's idiosyncratic use of
the term "grammar," through which concept linguistic moves are construed as
"making sense" or not.
222
Heble concludes his remarks by suggesting that the debate hinges on
contemporary ambivalence toward representation: "Or, in Hutcheon's (1995:34)
words, representation 'now self-consciously acknowledges its existence as
representationthat is, as interpreting (indeed as creating) its referent, not as
offering direct and immediate access to it.'
 6-5

postmodern conception of history and culture. Postmodernism interrogates

the grand narratives of the continuity of history by repeatedly posing the
question: "Whose history is under discussion?" This ambivalence toward
history is likewise evident in the work of the Art Ensemble of Chicago. For
Heble (2000:72-3), their work is proof of "the extent to which history, for
the Art Ensemble, is not simply a realm of recoverable facts":

The title of the piece, Old Time Southside Street Dance, invokes
history; it generates expectations of musical referentiality. But the
piece itself does little to fulfil these expectations. The improvisational
and experimental stretches seem new (rather than old), and the very
thought of someone even attempting to dance to this music seems
far-fetched. The ironic gap between what the title of the piece leads
us to expect and what the piece itself delivers is evidence of the
band's awareness that any representation of the past, any evocation
of 'old times,' is inevitably a reconstruction informed by the present.

As Mandel states, the AEC's eclecticism has something to do with their

refusal to acknowledge the accepted definitions of jazz as a descriptive
term for their music (1999:37):

The Art Ensemble's slogan 'Great Black MusicAncient to the

Future' is a working strategy, by which the musicians stake claim to
all the world's rhythms and any or every compositional technique as
well as the Afro-American tradition of collective improvisation. Always
self-aware, often ironic, and sometimes downright sarcastic, the Art
Ensemble of Chicago draws on tics and tropes of bebop, doo-wop,
swing, soul, reggae, South African song, minimalism, Dixieland,
sound concrete and theatrical performance art, and anything else its
members come upon to redefine 'jazz'a term they deem
inadequate.

In this regard, Boulez's remarks on the pursuit of authenticity are likewise

relevant (2003:47):

Today, great store is set by authenticity, by recreating the exact

conditions of a particular era; to a certain extent, that can be a good
thing, because in that way the score is protected from outrageous
distortions. But such a pursuit of authenticity can also be rather
pointless; it is wishful thinking to recreate the past exactly.

For Monson, this problem of authenticity is compounded by a linear

conception of jazz history as found in some "standard historical accounts"
 6-6

of its development (1998:149):

The political contexts of the civil rights movement in the U.S. and the
independence movements on the African continent surely informed
the accelerated conflation of musical and political freedom, but
standard historical accounts of jazz in the decade prior to the
emergence of free jazz tend to emphasize a linear succession of
musical styles that move from cool jazz to hard bop on an inevitable
trajectory toward the modernism and musical avant-gardism of the
sixties.

Thompson's familiarity with the work of both the AACM and AEC indicates
a similar awareness of such an "ironic gap" in his own work. In this light his
tongue-in-cheek reference to Soundpainting as "an elaborate series of
chord changes" reflects ironically on the ostensibly modernist complexity
and difficulty of bebop, of whom the leading exemplar was Charlie Parker.
Thompson's acknowledgement of the mentorship and influence of Anthony
Braxton, with whom he studied composition and saxophone for six years,
similarly points to a figure whose struggles with the confines of modernity
have been extensively documented (Heffley 1996; Lock 1988, 1999;
Radano 1993).

6.1.2 "Free to be not free"

Steve Lacy (1994:75), in his contextualization of the free music of the

1960s, suggests its kinship with other creative practices of the time as
follows: "Back in the 60s, we played completely (we thought) free: no
melody, harmony, rhythm, or structurejust controlled chaos, automatic
writing, action painting."

Lacy's point highlights the music's links to some of the artistic ferments
and new tactics within twentieth-century creative endeavour. In reverse
order, action painting harks back to Jackson Pollock, whose controversial
approach to painting was to lay the canvas on the ground, horizontally,
and to create artworks that depended on improvisation on the painter's
part. Interestingly, in conversation with the author, the Austrian guitarist
 6-7

Burkhard Stangl has suggested that the table guitar223 concept, as utilised
for example by Keith Rowe in performances by the British improvising
group AMM, has its origins in Pollock's revolutionary procedure.

Historically, as Lacy states, absolute freedom of expression (as in the

early 1960s) soon led to a situation wherein the music became stale, and,
to solve this problem, it was necessary to introduce a set of limits or
controls on what was allowable, precisely as a means to rejuvenate the
somewhat static results of this conception of improvisation.

The idea of controlled chaos indicates one of the central paradoxes in

improvisation as a tactical response to the dynamic tension between self-
expression and the expectations of the community: a problem solved for
the author in the high flowering of WEAM through the agency and
mediation of the conductor. The romantic picture of the composer as the
figure in whom is vouchsafed the sometimes contradictory position of
guardian and extender of the boundaries of the tradition, and the
conductor as intermediary through gesture, depends for its completion on
the sometimes anonymous figures of the orchestral players themselves,
shadowy figures in service of the orchestral Klangideal. Obviously, in this
instance, the boundaries of chaos are patrolled by the provision of the
notational strategy as symbolic language-game, and entry to the orchestra
depends on the acquisition and perfection of musico-literary skills.

In free improvisation, the central problem is precisely how the

composer/conductor of the sound-event controls these boundaries. In the
context of Wittgenstein's notion of grammar as rules for making sense, it is
all too easy (especially for those brought up on a diet of tonal music) to
say that free music does not on the face of it "make sense" at all. When

223
In this approach, the guitar is laid flat on a horizontal surface, and the player
may make use of unconventional playing techniques. For Stangl, this had quite
clear connections to Pollock's laying canvases on the ground, as opposed to the
conventional easel.
 6-8

form and procedure are products of the negotiated micro-interactions

between improvisers, as in the case of Soundpainting, and when a wide
range of forms and procedures are available, one might suggest rather
that the decisions are created in the moment, and the key tactic for the
Soundpainter is to limit possibilities through the parameters of the gestures
themselves. Grecki makes a strikingly similar point about composition in
saying, as cited by Harley and Trochimczyk (1999-2001): "Composing is a
terribly personal matter: the overcoming of difficulties, gaining knowledge,
deciding upon a certain order, a certain method of constructing a new
piece. This is important. You have to choose your way, you have to pick a
proper path from an infinite number of possibilities.

Lacy's comments on the historical developments within free music are

pertinent to this discussion in that he summarizes the key problem of limits
and control (1994:75):

It was very exciting, revolutionary music: but after one year, the music
started to sound the same, every night. It was no longer free. Then
came the post-free, where we started to limit and control, and exploit
the kind of playing we had discovered.

After some years of this, the discarded elements (melody, harmony,

rhythm, structure, form) returned to the music: renovated, refreshed,
wide open with possibilities. We called this poly-free, because the
freedom might be anywhere, in a given piece. Also one became free
to be not free, if one chose.

What Lacy suggests is the element of paradox, wherein ostensibly free

music could be constrained with reference to locating freedom in what
must be seen as an ironic response to the domination of the major-minor
system. By placing tonality in a new frame, the freedom "to be not free"
was the logical conclusion of a revolutionary process in which two
apparently contradictory systems (of atonality and tonality) could be
ironically juxtaposed.

6.1.3 Soundpainting and Abstract Expressionism

 6-9

While acknowledging the difficulties of categorizing the range of musics as

produced by artists variously labelled as either "free jazz" or "avant-garde,"
Kelley notes nonetheless how there are some identifiably common
features within these diverse musical practices. For Kelley (1999):

Nevertheless, most of these artists not only identified themselves as

part of a new movement, but their work taken collectively reveals
some common elements. By moving away from traditional sixteen-
and thirty-two-bar song structures, standard chord progressions, and
the general rules of tonal harmonic practice, they opened up new
possibilities for improvisation by drawing on non-Western music;
experimenting with tonality, flexible parameters, and variable rhythms;
and developing forms of collective improvisation based on linear
rather than harmonic qualities.

As Kelley suggests, the range of possibilities available to the musicians of

the free jazz period might or might not incorporate elements of what is now
referred to as "world music," atonality, irregular rhythms, and an emphasis
on the instantaneous and collective in keeping with some of the political
aims of "the new thing." Kelley continues by highlighting the misconception
that all free music was chaotic and anarchic in its results, and concludes
by suggesting a degree of commonality between free jazz and abstract
expressionism on the basis of their common tendency towards abstraction
(ibid.):

The music may or may not have a tonal center; it may have a fixed
pulse or some recurring rhythmic pattern, or the music may be
suspended 'out of time'; and there may be composed themes or
prearranged rules for improvisation. In other words, free jazz is hardly
chaos, and it certainly is not uniform. By some accounts, free jazz
was to music what abstract expressionism was to painting, because it
embraced the abstract features of postwar modernism.

In alluding to the dramatic possibilities of silence in Monk's music, Jenkins

similarly (2004a:xxxvi) links Monk's compositional style with the abstract
expressionist art of Jackson Pollock. Ornette Coleman was to compare
himself with Pollock in a 1981 interview, as Mona Hadler has suggested
(1995b:248):

The most apparent connection between jazz musicians and the artists
 6-10

of the Abstract Expressionist generation is their shared commitment

to an improvisational process. There was in fact a reciprocity between
artists and musicians in this regard. Ornette Coleman, an originator of
free-form jazz or free improvisation, has compared himself to Pollock,
stating that Pollock was 'in the same state I was in and doing what I
224
was doing.'

Sawyer argues that Jackson Pollock practised and refined his

revolutionary painting techniques in a self-reflexive and quite deliberate
fashion. Despite the apparent spontaneity in Pollocks art, his approach
was a studied one, in which the refinement of technique was accompanied
by solid practising (2006b:17): "Pollock worked hard to master different
techniques for dripping paint, experimenting with the results, and he
composed his works in advance so that they would give the appearance of
maximum spontaneity."

In an interview with Topper Sherwood, Thompson points to the connection

between the visual object and its musical or choreographic equivalent by
claiming (1999):

Once of Cajun country and now a longtime East Coast musician and
educator, Mr. Thompson says he is eager to 'break down the walls'
between disciplines. 'For me, there are no lines there,' the conductor
explains. 'All art is related. We can look at a painting and imagine it
musically or choreographically or imagine it in terms of motion.'

The ability of seeing the potential for dynamism in an ostensibly static work
of visual art, as described by Thompson, points to the rationale behind the
name Soundpainting itself. Thompson's transdisciplinary impulse, the
author suggests, is embodied in the paradoxical name he chose for his
approach to improvisation, a name that unites both the visual and aural
elements of the Soundpainting language.

224
The enclosed quotation (1981:140) is from Chad Mandeles's article "Jackson
Pollock and Jazz: Structural Parallels," in Arts Magazine Oct. 1981:139-41. As
Hadler concludes (ibid.), "When Coleman's Atlantic LP Free Jazz was released in
1961, it bore a reproduction of a Pollockby then famousinside its gatefold
cover."
 6-11

6.1.4 Soundpainting and quotation

Metzer (2003:23) has this to say with regard to Charles Ives's use of
quotation:

Quoted melodies invite a similar effort, as the listener links them with
the past from which they come. Ever the nostalgic, Ives was not
content with that simple affair. He did not merely borrow past tunes
but distorted them. Such treatment heightens nostalgia by doubling
the distance between a melody and its origins, since to the
chronological gap between a quotation and its period of currency
there is added a musical one between the transformed and original
versions.

Discussing the work of the composers Berio, Stockhausen, and Rochberg

with regarding to the problem of "controlling the limitless sonic terrain" their
new approaches to serialism had made possible, Metzer suggests
(2003:111):

One connection which captivated these composers was that between

past and present. In its post-war apogee, serialism, along with other
avant-garde styles, had stanched the past, attempting to create music
that could exist without the blood of tradition. Quotation allowed
composers to remove these obstructions and to have the past
circulate in the present. Not only could the past flow in the present but
the present could also flow into the past.

Rochberg's comments in respect of the necessity of renewal share similar

ground with Lacy's earlier remarks (section 6.1.1.1) regarding free jazz in
the 1960s (Metzer 2003:111):

As Rochberg repeatedly asserted in his essays on renewal, new

styles, including serialism, had atrophied, becoming lifeless to
listeners. In attacking these styles, he focused on the act of listening,
an act ignored by most serial composers writing on music. From the
position of the listener, the shortcomings of this music were all too
clear. It had no expressive range, what little it could express being
limited to 'overintense' extremes.

Discussing Rochberg's Music for the Magic Theater (1965), Metzer finds
evidence of extensive fragmentation in the sense that the composer's
borrowings (from the tonal language of the past) point to absences and
 6-12

ruptures rather than innocently nostalgic recapitulations (2003:121):

On these torn pages of the past is written the tension between

renewal and nostalgia that runs throughout the work. Possessing the
treasured means of resolution, the quotations point to renewal. That
means, however, is never gained, as the borrowings are abruptly
shorn before reaching a close. As incomplete sheets of the past, the
quotations no longer point to renewal, but to things lost. Strewn
throughout the composition, the tattered tonal borrowings as a group
arouse a feeling of nostalgia. They reinforce the perception that the
past is fragmentary and cannot fully live in the present.

Heble has argued in similar vein with respect to the Art Ensemble of
Chicago and their performance of Old Time Southside Street Dance
(section 6.1.1.1), in which the contrast between the title of the piece and its
very different musical content ironically evokes a type of "down-home"
nostalgia, doomed never to be fulfilled.

6.1.5 Soundpainting gestures as iconic signs

The practical information on Soundpainting is contained in Thompson's

workbook, which is a detailed instruction manual on the first-order level,
that is, of the gestures themselves. This research does not aim therefore
at an exhaustive taxonomy of the gestures as signs in themselves, but
rather on what might be termed the higher-order elaborations of sets of
relationships, and relationships of relationships, as elaborated in Small's
reading of Bateson in this regard. At the base of this argument is found the
insistence on musicking as to some extent gaining its meaning from the
relationships set in motion by the contextualized confirmation, or
disconfirmation, of listeners' expectations. As Attali has stated (2003:5):

Today, music heraldsregardless of what the property mode of

capital will bethe establishment of a society of repetition in which
nothing will happen anymore. But at the same time, it heralds the
emergence of a formidable subversion, one leading to a radically new
organization never yet theorized, of which self-management is but a
distant echo.

For Attali, the prophetic element in musicking is its subversive component,

 6-13

which interrogates the hegemony of the "society of repetition," in which

mass production plays the central role. Music both acknowledges and
subverts repetition, in Attali's view, and in this regard the modernist avant-
garde of experimental music, free jazz, and Soundpainting share this
tactical approach, a deep questioning of the taken-for-granted
assumptions of music marketed as products of the "spectacle" (in
Debord's terms).

The iconic element of the gestures of Soundpainting is often conveyed in a

humorous manner. For example, the <rock> gesture, in which the
Soundpainter clenches the fist (to mimic throwing a rock), can be
interpreted quite literally "to mean what it says," but at the same time the
punning visual element in this gesture lends it an ironic, tongue-in-cheek
quality. In this sense, many of the gestures have a double meaning,
functioning both as icons and as ironic reflections of an unproblematic
iconicity.

In this fashion, that is to say, in the use of an agreed-upon system of iconic

signs, Soundpainting solves the problem of the unrepeatable character of
much free improvisation, which perhaps accounts for Thompsons
motivation for developing Soundpainting. Mithen (2006:119), in discussing
the types of gestures used by great apes for the purpose of
communicating, defines these as iconic in the sense that:

The path of the gesture matches the desired path of body movement.
This contrasts with the symbolic gestures used by human sign
language, where there is an arbitrary relationship between the shape
or movement of the gesture and its meaningalthough it should be
noted that the majority of human gestures, and many of those in sign
language, also have an iconic element.
 6-14

6.1.6 Recursion in an improvisation by Charlie Parker

Figure 6.1.6: Charlie ParkerCool Blues nested within Yardbird Suite

Bars 34-36 of the above musical example illustrate a simple case of

recursion, which Hofstadter (1999:127) characterizes as follows: "(Stories
inside stories, movies inside movies, paintings inside paintings, Russian
dolls inside Russian dolls (even parenthetical comments inside
 6-15

parenthetical comments)these are just a few of the charms of

recursion.)"225 As Mithen defines the term (2006:256-257):

Recursion is the manner in which a linguistic phrase can be

embedded within itself, as in the case of a clause within a clause. It
plays a key role in enabling the generation of an infinite range of
expressions from a finite suite of elements.

In the case of the above-transcribed solo, Parker nests a fragment from

his own composition Cool Blues within his improvisation on Yardbird Suite.
By referring to his own body of work, Parker may be seen as affirming a
form of what Sawyer defines as the ready-made element in improvisation
(section 5.1). It is possible to construe Parker's quotation from an extant
piece as "filler" material, because it is never used again in the solo, and
also appears after a full bar's rest, in which Parker briefly pauses. It is also
possible to construe Parker's nesting tactic as tongue-in-cheek, especially
in view of the deliberately studied and laconic style of its delivery as
utterance. Perhaps the most telling point about this phrase is that it is
incomplete with regard to the original composition, in which it appears as
follows:

With regard to Cool Blues, the author has suggested (1987:40-46) that this
piece contains thematic links between the materials that Parker transforms
in the course of his improvisation. In other contexts, the quotation may
allude to signifyin(g), as in the Massey Hall concert, in which Parker
"learnedly" (or parodically) cites passages from Bizet's Carmen.

6.1.7 A note on palettes

A central implication of recursion, as Mithen has indicated (2006:256-257),

is that it allows for "the generation of an infinite range of expressions from

225
Although this quotation appears unnecessarily complicated at first glance,
closer inspection reveals that the removal of the outermost brackets for cosmetic
purposes then makes the phrase within the innermost brackets nonsensical.
 6-16

a finite suite of elements." In Soundpainting, the principle of recursion is

illustrated in numerous ways, some illustrations including for purposes of
this argument, (in Mithen's sense of providing an infinite range of
combinatorial possibilities) <stab freeze>,226 and rather less obviously, the
<palette> signal. With reference to his own Deconstructing Haydn
recording, the improvising cellist Gil Selinger defines the Soundpainting
<palette> signal in the following terms (2001:1):

In preparing and presenting this deconstruction of Haydn's Cello

Concerto in C major, we created 'palettes' which are nothing more
than brief musical quotations from the original work. Presented in their
pure form, they sound identical to what Haydn wrote himself with a
few slight alterations. As they appear in the piece, they are small
extractions of melody, harmony or even gesture. You may hear a
rhythmic idea, small melody fragment or any other extracted musical
concept presented and reworked through improvisation.

The significance of the <palette> signal is chiefly that it allows the

Soundpainter to initiate pre-rehearsed material into the Soundpainting
event proper. For example, in Paris, the ensemble with which the author
performed workshopped a palette incorporating elements of the James
Bond theme and topical dialogue around an imaginary confrontation
between George Bush and Jacques Chirac, in which naturally Chirac
emerged the victor. In performances in Pretoria directed by Franois
Jeanneau and in Bloemfontein by the author, both ensembles used
Abdullah Ibrahim's composition Mannenberg as the basis of another
palette.

In Soundpainting, <palettes> provide a way for the composer/conductor to

employ recursive tactics to return to pre-rehearsed original material, and
this gesture is used extensively in the Soundpainting rendition of the
Haydn Cello Concerto in C major, which forms the second part of
Selinger's Deconstructing Haydn.

226
In this gesture, the performers are required to repeat whatever fragment they
have just played.
 6-17

6.1.8 Anthony Braxton and Walter Thompson

Derek Bailey describes the somewhat controversial figure of Anthony

Braxton as follows (1992:57):

Anthony Braxton, who works, as did many of his great predecessors,

to extend his tradition and not merely to celebrate it, has been at
various times a favourite target of the propagandists, attacking him
for: betraying his race (as was Louis Armstrong); being an intellectual
(as was Charlie Parker); and diluting the musical purity of his tradition
(as was John Coltrane). In short, he stands accused of just about all
those things which have previously served to enrich and strengthen
jazz. Braxton, recognized by the musicians who work with him as an
outstanding musical figure, is unlikely to be deflected by this sort of
stuff but if jazz no longer values the sort of qualities he represents
then it has a pretty arid future.

One of the first problems for jazz critics has been Braxton's refusal to stay
within the genre-boundaries of the field. Braxton's resistance to being
pigeonholed in a particular style is demonstrated by his extensive output
including recordings in many genres, from opera to jazz and twentieth
century art music, as well as a body of theoretical writings (The Tri-Axium
Writings) on music and philosophy. Wynton Marsalis, the self-appointed
custodian of the jazz tradition, has refused to see Braxton as a jazz
musician at all, an opinion that gives away more about Marsalis's neo-
classicist (read conservative) stance than it does about Braxton's status as
a pioneer and iconoclast.

Braxton's For Alto (1971), a two-record set of compositions for

unaccompanied alto saxophone, was widely hailed as a harbinger of "the
shape of things to come," and heralded a new trend in which
instrumentalists (typically of the single-note persuasion) followed suit by
issuing sets of such recordings during the 1970s and later. Typically these
single-line instruments did not provide any harmonic framework or
possibility for self-accompaniment (as in the case of music for solo piano
or guitar). "Recorded in 1969, this historic album was the first lengthy
document of solo saxophone improvisation" (For Alto CD notes). Heffley
 6-18

defines the relationship between music and language in Braxton's

terminology in this fashion (1996:228):

Braxton calls his solo alto music 'language music.' The way he uses
the word 'language' is as people do when they say 'the language of
the blues,' or 'the language of love': the particular voice with which
particular sound events speak. The more general usage of the word
would present trills, for example, as a part of the language which is
music; Braxton calls them a 'language type' in their own right, a field
within which (compositional and improvisational) statements can be
made. 'My saxophone music,' he told Townley, 'is nothing more than
language systems...which allow me to enter new areas.'

For Corbett, there are three key relationships at play in musicking, all of
which are relevant to this recording of Braxton (1995:226): "There are
three bodies: the body of the performer, the body of the instrument, the
body of knowledge." What Corbett is suggesting is at the heart of the jazz
musician's need to acknowledge the tradition while at the same time
making a personal and innovative statement so as to establish himself or
herself as a "speaking subject." This double bind (the tension between the
individual and the tradition) is resolved in Monk's solo piano recording Solo
Monk, in which the pianist pays homage to earlier piano stylists like James
P. Johnson and the ragtime period in general in a tribute that is more ironic
than purely nostalgic.227

Heffley (1996:228-9) sees Braxton's unaccompanied casting of For Alto as

"a bold move," especially since the source material consists of Braxton's
original compositions and assumes no familiarity with a shared body of
tradition, as in the case of jazz standards.

If he had recorded solo a full set of standards or song-form-based

jazz heads, the solo situation in itself would have been a bold move,

227
The nostalgic element is expressed in Monk's choice of repertoire,
presumably from material that he was familiar with in his youth, such as Dinah
and other fairly 'corny' Tin Pan Alley standards, while the ironic component is
demonstrated by his uncanny fracturing of the rhythmic structure of such pieces,
which are punctuated by long silences and re-castings of the harmonic
framework in new and sometimes shocking dissonances.
 6-19

but not without some promptings from both Western and African
American traditions. Seen through the latter, it is a move resonant
with the ancient and still current pattern of a collective voice splitting
itself into an individual expression winging on the wind of the
supportive background of the collective, then reuniting to do the same
through another individual voice.

Heffley views For Alto as incorporating elements from the Western art
"composer" tradition as well as significant traces of "Africanization" in its
use of such quasi-vocal timbral manipulations, such as growls, smears,
notes of indeterminate pitch, and so on, and explicitly links this timbral
manipulation to ritual practices and the testifying tradition within religious
ceremony.

One sees this pattern in nonhuman primate behavior, in countless

tribal rituals around the world, in the call-and-response and testifying
dynamics of churches (dynamics mirroring the Hebrew psalmist and
congregation, or the Greek protagonist and chorus), and in the cycle
of ensemble and solo statements in the many musical traditions.

Braxton's interaction with the collective should be seen in the light of

Corbett's comments regarding the body of knowledge (1995:226), in the
sense that the ensemble is imaginary, and Braxton's utterances take place
in the musical space of the recording studio. The author has in mind
Jenkins's assessment of Steve Lacy's solo work, in which the acoustic
environment is an important variable and undoubtedly has an influence on
the particular sound-world that Lacy calls into being (2004b: 206):

Lacy's solo efforts tend to be of a piece, each showing his pinpoint

precision of intonation and delivery no matter what the underlying
motif. One of the best to grace the market recently is Hooky (2000,
Emanem), recorded in Montral in March 1976. The acoustics of St.-
Jean l'vangliste Church enabled Lacy to essentially duet with
himself, in the manner of Europeans like Evan Parker.

Both recordings raise a problem with regard to a definition of musical

space. Clifton's phenomenological account of music, while drawing from
the WEAM tradition, sheds light on this concept by defining existence itself
as a function of spatial location (1983:137-138):
 6-20

Thus, 'to be' means to be located: to be here or there, near or far,

present or absent, under or above, high or low. Space is presupposed
in every perceptual act, since space is part of what defines the
relation between perceiving subject and perceived object. Space is
implicit even in the sentence 'I experience that piece as being atonal.'
In spatial terms, it can be interpreted thus: 'I (the center, here)
experience (activity occurring in a specific place) that (there,
periphery) as being atonal (the spaces characteristic of atonal
music).' But this is a reflective statement, a result of stepping out of
the indwelling act, and as such it seems to imply a distinction between
'I' and 'that piece.' In the moment of lived experience, however, this
distinction disappears, such that the spaces formed by music are
actually inhabited by my being there, in the space-time world of that
piece.

In speaking of a "musical space," one is suggesting affinities with

Ramanna's notion of "discourse of place" as well as Bourdieu's idea of
habitus, in which protagonists are constantly engaged in the game of
negotiation of identity. As Bourdieu states (1990:63, emphasis in original):

The habitus, as society written into the body, into the biological
individual, enables the infinite number of acts of the gamewritten
into the game as possibilities and objective demandsto be
produced; the constraints and demands of the game, although they
are not restricted to a code of rules, impose themselves on those
peopleand those people alonewho, because they have a feel for
the game, a feel, that is, for the immanent necessity of the game, are
prepared to perceive them and carry them out.

Braxton's For Alto interacts with the past in drawing from such traditional
jazz elements as the blues and the lyricism of ballad playing, and in this
sense pays homage to what Bourdieu terms "the constraints and demands
of the game." At the same time, however, Braxton acknowledges the
influence of WEAM's avant-garde, by dedicating one of the most radical
pieces on the recording to John Cage. This piece (To Composer John
Cage) employs extended techniques such as honks as well as
"multiphonics, pointillistic intervals, and scalar lyricism" in a way that is
nothing short of revolutionary. In so doing, Braxton indicates a familiarity
with other games (notably the modernist avant-garde one) and
demonstrates an eclecticism that transcends the boundaries of the
"traditional jazz" language-game.
 6-21

Braxton's approach to standards is characterized by a steadfast refusal to

abide by the accepted rules of this game. His tenor saxophone solo on
There is no greater love (Circle, Paris Concert), for instance, displays a
studied avoidance of "acceptable" note-choices, and sounds even more
atonal and modernistic in the context of the fairly straight-ahead harmonic
progression of the piece. Circle's interpretation of this standard, in
adopting the traditional game plan of head and solos, and even the
hallowed format of four bar call and response exchanges between the trio
and the drummer Barry Altschul, is the most conservative of all the pieces
on the album, but Braxton balks at modifying his language to
accommodate this.

Braxton's piano playing on Live at the Knitting Factory is mostly couched in

an atonal language at odds with the repertoire of standards chosen for the
performance. Such staples as Kenny Dorham's Blue Bossa, which has a
permanent place in the set list of corporate functions and wedding gigs,
are subjected to a somewhat antagonistic juxtaposition of the language-
games of jazz and experimental music in the context of Braxton's highly
technical pianism.228 Additionally, Braxton for the most part seldom allows
the band to re-state the heads in traditional jazz fashion, thereby
subverting yet another formal closure characteristic of the standards
language-game. Braxton's tactic may be seen in this context as an
avoidance of this traditional and somewhat telic notion of closure within the
standard jazz idiom.

Similarly, Thompson (section 6.2.1) acknowledges a debt to two potentially

antagonistic traditions: that of jazz, of which Soundpainting to his mind is
part of "a direct lineage," as well as the avant-garde, as typified by such
figures as Ives, Xenakis, and Stockhausen. It has already been noted that
Thompson studied both saxophone and composition with Braxton, and a

228
While acknowledging Braxton's right to express himself as he sees fit, this
antagonism sometimes seems downright perverse in its deliberate "wrongness."
 6-22

not dissimilar eclecticism of approach is undoubtedly evident in

Soundpainting, which combines this open-endedness with a reluctance to
be boxed-in by stylistic parameters, and in so doing, acknowledges a
contemporary attitude towards the fluidity of genre definitions. In the
adoption of this tactic Thompson displays with Braxton an ironic ambiguity
toward the rules of the game.

In Braxton's case, this is a not uncontroversial move, as it dramatizes this

personal conflict in terms of the idiosyncratic musical space created by
such tactics. As the Wikipedia entry on Anthony Braxton states:

Even at the peak of his renown in the mid- to late '70s, Braxton was a
controversial figure amongst musicians and critics. His self-invented
(yet heavily theoretical) approach to playing and composing jazz
seemed to have as much in common with late 20th century classical
music as it did jazz, and therefore alienated those who considered
jazz at a full remove from European idioms.

For Lyotard, the site of this controversy is patrolled and circumscribed by

linguistic rules, which proliferate throughout contemporary discourse
(1984:40-41):

New languages are added to the old ones, forming suburbs of the old
town: 'the symbolism of chemistry and the notation of the infinitesimal
calculus.'229 Thirty-five years later we can add to the list: machine
languages, the matrices of game theory, new systems of musical
notation, systems of notation for nondenotative forms of logic
(temporal logics, deontic logics, modal logics), the language of the
genetic code, graphs of phonological codes, and so on.

Although Lyotard in this case is describing written languages, it is precisely

in this sense of openness to the language-games of both jazz and
experimental music that Braxton is at his most controversial. These
language-games may be expressed either in written form or purely through
what Joseph Roach has described as 'orature.' Following the work of
Ngugi waThiongo, Roach has defined orature as (1995:45): The range of

229
Lyotard is referring to Wittgenstein PI 18.
 6-23

cultural forms invested in speech, gesture, song, dance, storytelling,

proverbs, customs, rites, and rituals.

Roach's central theme may be defined as the interdependence of

performance and collective memory, wherein literature and orature are
construed not as an opposition of schematized categories, but as two
modes of language that have influenced one another interactively over
time. For Certeau, orality is defined as that which must be differentiated
from the scriptural (1988:134):

In very diverse ways, orality is defined by (or as) that from which a
'legitimate' practicewhether in science, politics, or the classroom
must differentiate itself. The 'oral' is that which does not contribute to
progress; reciprocally, the 'scriptural' is that which separates itself
from the magical world of voices and tradition. A frontier (and a front)
of Western culture is established by that separation.

This frontier defines and circumscribes what is legitimate within the cultural
field of Western civilization, and may be seen as a hegemonic strategy for
determining what contributes to progress, and what does not. In this light,
written language authorizes itself by creating this division, and negating
what Certeau describes as "the magical world of voices and tradition." One
should not lose sight of the possibility (or necessity, perhaps) of construing
this magical world as suffused with sound, filled to overflowing with noise,
in Attali's sense of the term. Soundpainting in many ways acknowledges
the existence of this world, not least of all in its joyously contradictory
employment of elements drawn from the language-games of the
participants collective histories.

The range and variety of extended techniques employed by Braxton in For

Alto attest to this possibility, in that the most immediately "controversial"
element in his playing is not his adoption of the linguistic elements of
experimental music notation per se, but his thoroughly revolutionary
exploration of their sonic possibilities as sounds in and for themselves. For
Radano, the apparently controversial elements in Braxton's music were
employed as grist to the mill of the record industry's marketing strategy
 6-24

(1995a:190):

To enhance the image of stylistic coherence, moreover, publicists

attenuated the radicalism of Braxton's art by shifting attention to more
superficial matters. Centralizing the most diverting characteristics of
Braxton's personality and creativity, they would shape a public image
that on the surface celebrated pluralistic excess while maintaining the
conventions of tradition. The idiosyncrasies of the caricature would, in
turn, help to sell a hyperbolic story of 'controversy' that supported
promotional goals while matching claims of his larger-than-life
importance.

One might say that a similar process (in which the focus is on the right to
curatorship of the jazz canon) animates Wynton Marsalis's elevation to the
status of keeper of the jazz flame (Nisenson 2000). While many jazz
musicians are antipathetic to Marsalis's status in jazz, it should be noted
that he is one of the most publicly successful of those musicians who have
managed to maintain a balance between classical phrasing and jazz and
is rated both as an interpreter of the WEAM repertoire and a jazz
improviser.

Giddins, when choosing Braxton's Piece Three from Creative Music

Orchestra as most representative of its year of recording (1976), in a
section called Postwar Jazz: An Arbitrary Roadmap, describes the
composition as follows (2004:478-479):

Not exactly typical Braxton, but then what is? And who else would
have tried something as ironic and unexpected as this brazen sendup
of a marcha piece, incidentally, that actually had everyone taking a
position. The jubilant theme, which owes as much to the beer garden
as the military needs, modulates to a repeated oompah figure, as
though stuck in a rut.

The Soundpainting language can be shown to employ two elements in

common with this piece of Braxton's as follows: i) in a generalized sense
that any of these tactics are available in all contemporary forms of
musicking, Thompson's language may employ satirical, parodic or ludic
elements at any given moment, and ii) more specifically, Thompson's use
of the <stab freeze> gesture (2006:30), described as "a CD-like skip with
 6-25

the material," while producing irregularly repeated bursts of speech or

music, displays a similar line of thought to Braxton's compositional
approaches in his 1976 piece.

6.2 Soundpainting as collaborative process

The author examines the element of collaboration in Soundpainting with

respect to the ideas of peer learning, live composition, indeterminacy, and
extended techniques.

6.2.1 Peer learning

The author attended a week of workshops in Soundpainting in Paris during

2003, in which Thompson explained the basis and content of a selection of
the gestures to be used in the subsequent live performances. During these
workshops, a more or less constant nucleus of actors, musicians, and a
dancer were initiated into the details of the Soundpainting system, and a
set of approximately 80 gestures was explored in some detail.

In comparison with the workshops which Franois Jeanneau had directed

in Pretoria three months prior to this, the ensemble contained musicians of
a generally higher calibre, who were more familiar with the demands of
such avant-garde concepts as <extended techniques>, in addition to the
variable of actors and dancers. Thompson began by explaining the basic
terminology of the gestures as deployed in a Soundpainting event: long
tones, volume, and indications with respect to tempo and dynamic shapes.

The significant point is that the acquisition of these gestures in both

instances took place in a group context, as opposed to the individual's
more traditional development of musical skills through practising his or her
instrument in isolation. In this regard, Sawyer's remarks regarding peer
collaboration and learning seem particularly relevant. Drawing a contrast
between this methodology and what he refers to as transmission and
 6-26

acquisition-based learning, Sawyer states (2006:187):

In contrast, learning sciences research emphasizes a new style

of learningone in which the teacher works with students in a
community of learners, providing appropriate knowledge to
student project groups as they build knowledge together. The
teacher is always present but is not dominating the discussion;
the teacher often facilitates or channels the discussion, but if
students are working together effectively an experienced
teacher may realize that the best thing to do is to remain silent.

In the case of both workshops, Thompson and Jeanneau acted more or

less as facilitators, allowing the events to emerge from the ensemble's
understanding of the gestures, rather than prescribing the content of the
music. This allowed for rapid development in the degree of complexity of
the proceedings, as both workshop leaders soon began to combine the
signs into syntactical strings, somewhat akin to the way in which children
combine simple words into sentences in their process of acquiring
familiarity with ordinary language. Drawing on twenty years of research
into collaborative learning methods, Sawyer suggests (ibid.):

Peer teaching has been shown to provide enhanced learning to both

the peer teacher and the student, and cooperative classroom groups
result in greater learning than competitive or individualistically
structured learning environments. Collaboration in structured, in-class
formats has been shown to increase students' knowledge in a wide
range of subjects, including biology, mathematics, composing
narratives, and computer programming.

The implications of Sawyer's point for music education are very significant,
and the author will return to these in the final chapter of this work, but let it
be noted in the meantime that the traditional methods of one-on-one
instrumental instruction may well tend to foster competitiveness and
individualism to the detriment of understanding the different demands of
collaboration within an ensemble context. The aspirant musician should be
encouraged to develop an individual voice, while nonetheless
acknowledging his or her place within the ensemble at any given moment,
and modifying their contribution in accordance with the flow of the
proceedings.
 6-27

6.2.2 Soundpainting as live composition

"For me, improvisation and composition are almost the same thing; I don't
see them being separate. I don't know where my improvisation starts and
my composition beginsthey're one and the same." (Butch Morris, cited in
Mandel 1999:63).

According to the romantic ideal of the composer as in touch with

mysterious and ineffable creative processes, who pursues the muse in
splendid isolation from the demands of day-to-day living, Thompson's
definition of Soundpainting as "live composition" may seem something of a
contradiction in terms. Attali challenges this traditional (and somewhat
Proustian) view of the composer in stating (2003:143):

Composition does not prohibit communication. It changes the rules. It

makes it a collective creation, rather than an exchange of coded
messages. To express oneself is to create a code, or to plug into a
code in the process of being elaborated by the other.

Compositiona labor on sounds, without a grammar, without a

directing thought, a pretext for festivalis no longer a central
network, an unavoidable monologue, becoming instead a real
potential for relationships.

It must be admitted that Attali's view of composition is somewhat

unorthodox, for it is a far cry from the powerful mythology of the composer
as genius, the sole agent of creativity (section 5.1). Cook describes the
underpinnings of this mythology (2001:14):

To understand music as performance means to see it as an

irreducibly social phenomenon, even when only a single individual is
involved. This observation derives its force from the extent to which
the manifestly social practice of music has been conceptualized in
terms of a direct and private communication from composer to
listener.

Cook problematizes the "direct and private" nature of this communication

as working against the "manifestly social" nature of musicking as
 6-28

performance. For McClary in her Afterword to Noise, Attali's optimism

about the future of musicking is demonstrated by his choice of terminology
as follows (2003:156):

Attali's term for the hope of the future, Composition, seems strange at
first glance, for this is the word used in Western culture for centuries
to designate the creation of music in general. But the word has been
mystified since the nineteenth century, such that it summons up the
figure of a semidivine being, struck by holy inspiration, and delivering
forth ineffable delphic utterances. Attali's usage returns us to the
literal components of the word, which quite simply means 'to put
together.'

The availability of music composition software, such as Apple's

GarageBand, which requires no prior training to produce musical results,230
bears out Attali's optimistic claims. What he is suggesting is that access to
this mysterious process called composition is no longer the exclusive
province of the trained composer. Defining composition in its simplest
terms as "a labor on sounds" points to a democratization of music as
signifier, at the same time making few aesthetic judgements about the
value of such activity.

Thompson similarly has little to say about the relative aesthetic value of his
Soundpainting compositions. What interests him seems rather to be the
success of the musicking as process, not making judgements about its
artistic quality as product.

The Soundpainter, as composer/conductor subsumes at the same

moment in one and the same physical body the traditionally entrenched
separation of the roles of composer and performer. This division of labour
may well be termed "traditional," but is a relatively recent phenomenon. As
Small points out, this role division was not always the case, as, in the
Baroque period, for example, the task of conducting was often assigned to

230
Garageband includes a set of pre-recorded loops which may be assembled
into a final composition with relative ease and speed compared to the 'pencil and
paper' method of the past.
 6-29

one of the musicians in the orchestra, usually the continuo player, whose
part often consisted of a set of fairly skeletal instructions (figured bass),
not unlike a lead sheet as found in jazz fake books.231

Both these types of notational approaches allow for a certain degree of

latitude in interpretation; for the Baroque player, he was supplied only with
the bass-line and the chord figurations. The decision as to how to voice
the chords was left literally in his hands. For this reason, he could have an
arm free at a critical moment so as to indicate a cue to the other
musicians. This state of affairs could only be maintained as long as the
size of the orchestra permitted, and the advent of the romantic and
modern period orchestras saw a phasing out of this performer/conductor
by creating a new role for a human being who basically did not play a
musical instrument, but only conducted. With the increase in numbers of
musicians within the symphony orchestra, one theorizes that the job of
conductor may have initially been designed merely as a way to solve the
practical problem of sight lines. The musician/conductor was inside the
orchestra, the conductor outside, in the dual senses of physical space and
role division.

In the case of the jazz musician, when reading from a "fake book," which
consists of melody and chord symbols,232 he or she supplies improvised
material on an interpretive level. In addition, in this genre the notated
melody is also open to a degree of rhythmic flexibility through techniques
such as anticipation and delay. These techniques, in combination with the
chord-scale system, are prevalent in the teaching of improvisation at
beginner to intermediate level, and allow for a degree of creativity from the
outset in the improviser's engagement with the material to hand.

231
In both cases, the performers are allowed a degree of latitude in 'fleshing out
the skeleton' by contributing material of their own.
232
This data may be supplemented with additional material (usually transcribed
from the original recording) that is deemed necessary for 'authentic' performance,
as in specifically notated bass-lines or rhythmic figures/grooves.
 6-30

In the case of big band charts where no improvising experience can be

assumed by the arranger, it is sometimes the practice to write out an
optional solo to cater for such possibilities. As these charts increase in
standard of difficulty, the soloist will be provided with chord symbols, and
will be expected to create a solo whether by ear or through a theoretical
parsing of the progression so as to work out the correct scales through a
process of deduction. Parsing in this instance will involve making explicit
the relationship between the function and quality of the chords relative to
the key signature by making the appropriate melodic note choices within
the logical dictates of the changes.

While Soundpainting may or may not draw on the languages of tonality

and musical notation to achieve its aims, it is clear that a degree of
familiarity with these languages may assist an improviser in interacting
with the traditions of jazz and experimental music from which
Soundpainting has developed.

6.2.2.1 Soundpainting and indeterminacy

Thompson, in conversation with the author in Paris 2003, also

acknowledged the importance of the work of the composer Earle Brown,
who was influenced in the 1940s by the work in the visual arts of Calder,
Pollock, and Robert Rauschenberg. For Nyman (1999:56), "Brown's
interest in the work of Calder and Pollock, which he first saw in 1948 or 9,
accounts for the two important elements of his own work: spontaneity and
open-form mobility." Brown's approach to indeterminacy was through the
use of new notational methods, as Nyman describes (1999:56-57):

The 1952-3 works, assembled under the overall title Folio, are of
greater significance233 since they move directly into performance

233
Nyman is referring in this context to Brown's more determinate fully-notated
pieces of the early 1950s.
 6-31

indeterminacy by introducing 'invented notations of a highly

ambiguous graphic nature' which provide for a permanent mobility
from one performance to another, designed specifically 'to encourage
conceptual "mobility" in the performers' approach to the score.'

By leaving room for latitude in interpretation through graphic

indeterminacy, Brown placed an emphasis on collaboration and the
contribution of the individual performer(s) to the musical process,
acknowledging the element of playfulness in this approach. Clifton
similarly isolates this ludic element in both aleatoric and indeterminate
musicking, and it is this factor that allows him to subsume both these
activities under the same heading (1983:236):

Still, I choose to gather both indeterminate music and aleatoric music

under a single heading, since both involve the playful manipulation of
possibilities. Composer and performer indulge in a kind of game
whose result becomes identifiable with its process, since no one wins
or loses.

The tactic of incorporating indeterminate elements as part of the

compositional design of a piece interrogates the more orthodox conception
of the performer as subservient to the composer's will, and, in so doing,
makes room for a collaborative element to enter into an intersubjective
musical space, and has much in common with Thompson's aesthetic
ideals in respect to Soundpainting. As Nyman suggests, with reference to
Brown's compositional approach, indeterminacy lets in the human element
and places the emphasis on the creative process (1999:57):

If one describes an indeterminate piece as one in which the performer

has an active hand in giving the music form, then Brown's are
indeterminate in the literal sense. Both Brown and Cage dramatize
the structural aspect of process, as Feldman has noted, but whereas
Cage fixes the structure temporally, and either suggests the material
or (in his earlier pieces) used the I Ching to let the content decide
itself, Brown composes the content and allows, as he says, the
'human element to operate by opening up the form.' Brown has more
recently written that he sees 'form as a function of people acting in
response to a described environmentit seems reasonable to
consider the potential of the human mind as a collaborative creative
parameter.'

Seeing Brown's statement regarding form in the light of Bourdieu's habitus,

 6-32

further parallels with Soundpainting begin to emerge. In this context, the

Soundpainting signals are the "described environment" to which Brown
refers, and the degree of indeterminacy is determined by the specificity (or
otherwise) of a given signal. In the case of the <long tone> signal, for
example, Thompson's language allows for a wide range of interpretation,
from completely indeterminate to somewhat determinate to completely
specific with respect to pitch, for example, depending on the degree of
fixity of the syntax of the signal. Soundpainting, unlike the case of Brown's
composition Folio, does not depend on notational ambiguity to achieve its
goals of indeterminacy, but rather makes use of the degree of latitude built
into the signals themselves.

In Europe, the compositional activities of the German free pianist,

composer, and bandleader, Alexander von Schlippenbach, have been
documented in a series recorded by two main groups under his leadership,
Globe Unity Orchestra, and the Berlin Contemporary Jazz Orchestra,
formed in 1988. In this regard, his comments on conducting are pertinent
to this discussion (http://www.shef.ac.uk/misc/rec/ps/efi/mschlipp.html):

Many of our pieces need a lot of conducting, and it's a considerable

challenge for me. I like to do it and am still discovering the subject
and its implications on composition, especially for pieces with
improvisation as an essential part. For example, we have a purely
'structural' piece of mine in the repertoire, which is basically about
conducting. There's no conventional notation, just abstract semantic
information for the players to interpret and react upon. But it's the
conductor who gives the performance a formal structure, which can
be different with every performance.

In Soundpainting, the "abstract semantic information" to which von

Schlippenbach alludes is contained in its signals, and the realization of the
piece, as in its "formal structure," is similarly under the direction of the
Soundpainter. To the extent that von Schlippenbach's piece is "about"
conducting, it may be said that Soundpainting is "about" musicking as
process, and in this it certainly shares affinities with Brown's work of 1952-
53. Nyman (1999:56) notes Brown's sympathy with abstract
expressionism, as evidenced in the "spontaneous" aims of his
 6-33

indeterminate compositions, and this genre of art also was an obvious

influence on Thompson's development of the Soundpainting language.

Ron Thompson (Walter Thompson's father) was an abstract expressionist

painter, and a cross-pollination of ideas from musicking and the visual arts
is perhaps suggested by the very term Soundpainting itself, an apparent
contradiction in terms in that it encompasses both aural and visual
elements (section 6.1.2). It should be borne in mind that this is far from an
antagonistic opposition, as a similar cross-pollination forms the root of
many collaborative endeavours in the twentieth century. One of the
earliest examples of multimedia collaboration is the 1917 staging of the
ballet Parade, which harnessed the talents of many of the leading lights of
the avant-garde of early modernism. This early instance of artistic
collaboration, while not without its problems,234 may be seen to have
interrogated the pervasive idea of individual creativity and ownership, in
turn a product of the mythology of the romantic era.

There are many instances of such collaborations during the twentieth

century, perhaps one of the most notable of which being Cage's work with
the choreographer Merce Cunningham, as well as the numerous examples
of performance art from the 1960s onward, in which these the hitherto
impermeable domains of the separate art-forms became to be seen as
artificial boundaries to the creative impulse. It might be argued that the
main characteristics of Soundpainting are Thompsons emphasis on the
collaborative process and his reluctance to accept the creativity myth that
assigns to the composer the sole responsibility for creation.

6.2.2.2 Soundpainting and extended techniques

In accordance with Lewis's discussion of the element of cross-pollination

234
As Rodrigues and Garratt note (2005:53), "Parade involvedwith a great deal
of intrigue and back-bitingthe combined and starry talents of Jean Cocteau,
Pablo Picasso, Erik Satie, Lonide Massine, and Serge Diaghilev."
 6-34

taking place between jazz and various kinds of experimental music

procedures (2004b), Soundpainting also draws on the commonalities
between these types of musicking. In this regard, the <extended
techniques> gesture (Thompson 2006:31) calls for the performer(s) to
employ radical transformations to the "traditional" sound of their respective
instruments. These may include the kinds of distortions of technique as
described by Corbett with regard to the classical guitar (1995a:227):

In classical guitar training, for example, sounds that are otherwise

obtainablethrough a variety of 'extended techniques'are
proscribed by a set of hand positions that cultivate correct and well-
disciplined musicianship. These hand positions are painful and by no
means 'natural,' butlike penmanshipthey require the development
of certain muscles and the contortion of the hand into an optimal
playing position to execute the score. Connected to this are correct
postures, foot and arm positions.

Corbett's point seems to be that training in "correct and well-disciplined

musicianship" tends by definition to exclude such tactics as extended
techniques, which, as he concludes (ibid.), have the effect of rebelling
against the emphasis on the physicality of sound as produced by the
performer(s)' body:

The training of the hands, their adjustment and alignment to meet the
requirements of correct technique, and thus the development of
musculature incapable of producing 'bad' technique, all ensure the
reproduction of music outside, off the surface of, away from the
performer. Standard technical facility is therefore a strategy by which
the instrument and performer are both denied a certain kind of
presence in the performance, a strategy by which they are disavowed
as the writing of culture and thus a strategy that protects written
(preinscribed) music and the discipline of the body against exposure
and detection.

In the avant-garde in general, and Soundpainting in particular, these

tactics of timbral "play" point to an engagement by the performers with the
embodied and physical nature of sound itself, as well as an engagement
with the porous boundaries between these types of musicking. Corbett's
list of some of these techniques may be useful in amplifying these points,
as follows (1995a:231):
 6-35

LaDonna Smith rubs a moistened finger on the body of her violin,

producing squeaks and sputters.

John Zorn plays his clarinets and game calls into a bowl of water,
producing distorted, gurgling sounds.

Butch Morris might choose to turn his cornet around and press his lips
to the bell of the horn, producing wet sounds that betray the presence
of both surfaces (lip/metal).

By announcing the presence of the performer as embodied producer of

sound, the radicalism of extended techniques is in deconstructing the
whole tradition of the Klangideal, in which the body of the performer is
controlled and suppressed in service to the demands of performance
without intrusion into the traditional WEAM space of the concert hall.

6.3 Soundpainting: language or system?

As the primary source of information for the first series of Soundpainting

gestures is contained in Thompson 2006, the author will not consider the
signs as first-order information, but rather examine whether Soundpainting
is best defined as a language or as a system. As defined on Thompson's
Soundpainting website:

Soundpainting is the composing/conducting language developed by

Walter Thompson for musicians, dancers, poets, actors, and visual
artists working in the medium of structured improvisation. At present
this language includes more than 750 gestures made by the
composer/conductor indicating the type of improvisation that is
desired of the performers.

Source: http://soundpainting.com/

In Thompson's workbook, however, Soundpainting is defined slightly

differently (Thompson 2006:2):

Soundpainting is the universal live composing sign language for the

performing and visual arts. Soundpainting was created by New York
composer Walter Thompson for musicians, dancers, actors, poets,
and visual artists working in the medium of structured improvisation.
Presently, the language comprises more than 750 gestures that are
 6-36

signed by the composer/conductor to indicate the type of

improvisation desired of the performers.

Two salient differences emerge in the slight variations between these

definitions of Soundpainting. The first one, found at Thompson's website,
describes it as a language, as in "the composing/conducting language"),
while the later version (Thompson 2006:2) considers Soundpainting as
"the universal live composing sign language." It is noteworthy that
Thompson makes use of the terms "structured improvisation,"
"composer/conductor," and "gestures" consistently in both definitions. In
the first place, the system of rules is actually "in the hands" of the
Soundpainter, who subsumes in one person the gradual separation
between the roles of composers and conductors, which reached its
apogee in the late romantic period. There are a number of exceptions
(Gustav Mahler and Richard Strauss come to mind most immediately), but
it seems fair to suggest that this division of labour is generally entrenched,
"taken for granted," in the Barthean sense. Thompson's method
interrogates this division by uniting these two roles in one person who
directs the musicking through gestures of the body.235

Considering Thompson's use of the term "universal," this is not to be taken

in Sun Ra's sense of music as a universal language. Rather, the
transdisciplinary character of the gestures means not merely that they are
inherently capable of transcending the creative boundaries of the particular
language-game in operation, but that the various practitioners in the
Soundpainting ensemble understand and apply these gestures in a
manner consistent with their particular discipline. While it is true, as Lewis
has argued (1996, 2004b) that the boundaries between these language-
games are far more "porous" than before, they nonetheless exist, and,

235
This is aptly illustrated by the <shape-line> gesture, wherein the musical
shapes created by the musicians follow the Soundpainter's movements, thereby
fusing (by means of these gestures) the central elements of mime, dance,
movement, and music. In this sense, Soundpainting clearly adheres to its
definition as a sign language, and, as the author has suggested, conveys its
meaning through non-verbal communication.
 6-37

therefore, the author is suggesting that in this regard Soundpainting is an

example of postmodern incredulity towards the musical equivalent of the
composer's Proustian creative retreat from the world to gain inspiration in
order to return with the Promethean fire of the finished product.

Soundpainting is not carried out in isolation, and the Soundpainter is able

to draw inspiration from the musicians, who converse about their individual
histories and personalities in the group flow of the Soundpainting event.
This process is structured through the common acceptance of the
permissible range of interpretations of a given gesture. Through learning
the signs collectively in the context of a Soundpainting workshop,
additionally, a spirit of teamwork is engendered, which fosters
collaboration and creative "profit-sharing" in the compositional process.
The eclecticism of the various Soundpainting productions, in this sense, is
truly a dynamic function of the continuum of relationships between the
creative histories of the individual Soundpainter and the performers.

As an example, during the course of the ensemble's performances in

Paris, Thompson allowed Franois Jeanneau to Soundpaint one half of the
ensemble simultaneously by dividing the ensemble into two groups, each
with its own Soundpainter "in charge." This act of Thompson's in many
ways points to his own interrogation of the autocratic role of the orchestra
conductor in WEAM, and provides an ironic reflection (by democratizing
Soundpainting itself) of the power structures within orchestral musicking.

The central element of feedback between composer/conductor in the

person of the Soundpainter is what enables one to consider Soundpainting
as an example of a cybernetic system. Extending the navigational
metaphor to the understanding of this type of musicking, the Soundpainter
in this light may be regarded as the steersman of the ship for the duration
of a particular performance. His or her governor's role in this case is
mediated by gesture, allowing for results to be achieved (by means of
recursion) that are combinatorially impossible with sheet music, which
reflects the narrative will of the individualized composer and takes place in
 6-38

linear time. It has been argued (Mithen 2006; Hofstadter 1999) that
recursion allows for a potentially infinite range of combinatorial outcomes,
and the boundaries of this range are traditionally set by the composer,
more or less "in stone" through the medium of notation.

Thompson's preference is to view Soundpainting as a language, not a

system. In correspondence with the author (19 April 2006), he highlighted
a very important aspect of his reasoning in so defining it:

There are several gestures in Soundpainting which defy reasoning

irregular verbs so-to-speak. In other words, they break the rules of
Soundpainting. A good example of this is the 'Watch Me' gesture,
which gets used as an 'off' gesture when removing yourself from
'Shapeline' mode. Another example is the 'Synchronize' gesturein
this case, the gesture isn't initiated by a 'Go' gesturethe content is
performed once the 'Synchronization' gesture is signed.

In most spoken languages there are irregular verbsthe reasoning

for their existence is confusing. I can't say how this came about in
other languages, but I would venture to say it's probably for the same
reasonin the Soundpainting language, in each case, I had to break
the rules to achieve my goals.

So saying, Thompson points to the futility of attempting to finalize

Soundpainting as a system with a finite and self-consistent set of rules. In
this sense, he may be said to use language, and especially spoken
language, as a metaphor for music, which procedure is not only indicated
in the ordinary language of improvising musicians (as described by
Monson in Saying Something), but also in the academic discourse of jazz
educators, such as Rossi (2005:11) who speaks of "developing a
contemporary multi-colored language for improvisation," and Campbell
(2006), whose application of the blues scale in various harmonic contexts
is for the purpose of developing the improviser's "vocabulary."

Another important implication of Thompson's view of Soundpainting as a

language is his acknowledgement of paradox, or aporia within its range of
creative possibilities, through his notion of irregular verbs, defying
Soundpainting's rules, which themselves have to be broken to achieve the
Soundpainter's purposes. His position is akin to those of Boulez and
 6-39

Schoenberg (section 2.1.3.2), who similarly admit to the impossibility of

total control over the material. Thompson, however, approaches this
problem of linguistic or systemic self-consistency with sympathy and
regard for the performer's contribution, accepting thereby that (because of
the human element) no system or language can achieve perfection.
Thompson highlights an element of this paradox in suggesting (Sherwood
1999): "You know you're improvising well when you don't know you're
improvising well. It's like driving a car along the highway. You tune out,
and then suddenly you realize that you've been driving for the last ten
miles."

6.3.1 The syntax of Soundpainting

Marc Duby: How do you see syntax operating in terms of music?

Pauline Oliveros: Well, I think that it's related to what I just said
before: I mean that syntax is meaning, and when something new
comes along, at first it may seem very unfamiliar, which you generally
find is something creative, and then in the cycle of recognition of one
or two people, or a small group starting to play with it and so forth,
and then it radiates until it becomes a part of common practice.

(Author's interview, Johannesburg, September 2005)

In keeping with a linguistic interpretation of Soundpainting, Thompson

categorizes the gestures of Soundpainting in terms of a four-part syntax
that enables the Soundpainter to specify the gestures with a high degree
of precision (Thompson, CD notes to Deconstructing Haydn):

The syntax of Soundpainting is broken down in four parts: Who,

What, How, and When. The 'Who' gestures are Function signals.
They indicate which specific performers are being signed. For
example, 'Whole Group' means the entire ensemble, or individual
performers, such as Dancers 1 and 2 or Actor 5 and Woodwind 1,
may be signed. The 'What' gestures, 'Pointillism,' 'Point-to-Point With
Alliteration,' and 'Minimalism in F Major With a 5 Feel,' to name a few,
are 'Sculpting' signals indicating the type of improvisation to be
performed. The 'How' gestures indicate dynamics, duration, and
intent. The 'When' gestures, or 'Go' signals, tell the performers when
and in what manner to enter the composition. For instance, 'Play'
means to come in immediately, hard-edged; 'Enter Slowly' means to
 6-40

wait approximately 5 seconds before entering; and 'Develop

Organically' means to listen or watch and then enter relating to the
directions of the other performer or performers.

The <who> gestures, accordingly, allow the Soundpainter to vary in real-

time the instrumental combinations, from soloist to whole ensemble.236 In
this sense, the relationship between the individual and the group is not
viewed as somehow antagonistic (in Lyotard's sense), but as arranged
along a continuum of possibilities, governed by the number of performers
contributing to the event.

The <what> gestures may be regarded as the smallest elements of the

Soundpainting language, and allow for combinations through the use of
linking signals, which correspond to the simple connectives of ordinary
language, such as the <with> and <this (is)> gestures (Thompson
2006:39). This aspect of the language enables the Soundpainter to
construct very complex musical and spatio-temporal events, by combining
these gestures in any number of ways, such as Thompson's example of
<minimalism in F major with a 5 feel>, which unites the elements of style,
key, and time signature in a fairly straightforward gestural string. These
strings may later be utilized in the event as <memory> gestures, by means
of which the Soundpainter as composer/conductor returns to previously
organized material.237

Thompson considers the <how> gestures as encompassing the elements

of "dynamics, duration, and intent," thereby adding a further range of
compositional and performance options to the Soundpainter's repertoire,
while the gestures available under the heading of <when> indicate how the
performer(s) begin and shape their phrases. All of these syntactic
elements contribute to the wide range of stylistic potentials of the

236
This may also be pre-arranged in advance, through the <palette> gesture, for
example.
237
This instance serves as another example of the recursive possibilities within
the Soundpainting language.
 6-41

Soundpainting language, and in this sense allow the Soundpainter to

imbue the event with a range of "meanings," in Oliveros's sense of syntax
as a linguistic component of musicking.

6.3.2 Soundpainting and other gesture-based music

systems

6.3.2.1 Harmony Signing

In Tenerife 2004, the author attended a workshop in which the music

educator and choral conductor Nicholas Bannan demonstrated his system
of musical signs known as Harmony Signing. Bannan's system has a
narrower range of application than Soundpainting, as it is largely
concerned with the signing of musical responses linked to a tonal system,
in which the gestures are closely linked to the position of notes within such
a system. As such, Harmony Signing is not explicitly concerned with
improvisation like Soundpainting, but shares a similar modus operandi in
the non-verbal communication of musical ideas by means of physical
gestures.

6.3.2.2 John Zorn's game pieces

The work of John Zorn, one of the most prominent and prolific members of
the New York avant-garde, has been extensively documented by many
writers in the field (see especially Mandel 1999). While a detailed
discussion of his work and influence is beyond the scope of this research,
Zorn's influence is widespread in the field of improvised music, and a few
comments regarding his game pieces may be appropriate. His most well
known game piece is known as Cobra, and in this set of musical and other
procedures, Zorn shares similarities with and differences from Thompson
in a number of significant ways.

The key similarity between Zorn's pieces and Soundpainting is that both
 6-42

make use of hand signals to achieve their aims. As Hamilton describes

Zorn's procedures (2002:220):

Zorn's game pieces take their titles from sports and board-games
such as Lacrosse, Archery, Pool, and Cobra. These pieces are
'composed' insofar as they're performed to a score consisting of a
series of hand signals, each corresponding to a type of interaction
from quickly traded bursts of sound to longer free-for-alls. As
'conductor,' Zorn simply relays changes to the rest of the players with
a hand signal.

However, in a significant departure from Thompson's rules of engagement,

Zorn makes room for a variety of "guerrilla tactics," in which, as Hamilton
describes (ibid.), "the players are permitted to wrest control from the
conductor." Although the participants in a Soundpainting event are allowed
to sign a gesture of incomprehension if the Soundpainter makes a
syntactical error, this is not the same as allowing a subversion of the
Soundpainter's role, as Zorn does. In Soundpainting, as evident in the
ensemble's performances in Paris, Thompson's abdication of "power" is
voluntary, and does not involve a struggle of wills between performers and
Soundpainter.

6.3.2.3 Butch Morris and conduction

The New York cornetist, Butch Morris, has also developed a system of
signals for musical purposes. Morris's system, known as conduction, has
been exhaustively documented (notably in Mandel 1999), and depends on
a much smaller number of gestures (around 30) than Thompson's (around
750). In an interview (Mandel 1999:65), Morris describes conduction, not
so much as a language in Thompson's terms, but as a "gestural
vocabulary":

Through my gestural vocabulary the improvisers and audience start to

hear the music happen. You don't just hear the music happen, you
start to hear it happen, and then all of a sudden, it happens.

Morris, in similar fashion to Thompson (section 6.1.1), also acknowledges

 6-43

the influence of the jazz tradition in inspiring to some extent his

development of a non-verbal communication system (ibid.):

'There's a great validity in having things well thought out," Morris

conceded, "but there's an excitement about the other side too. I want
to create something as powerful as my heritage and something very
magical at the same time. If I'm not reaching for something as
powerful as my heritage has been'Butch lists Ellington, Fletcher
Henderson, Count Basie, and Jelly Roll Morton among his
predecessors as improvising, composing, conducting
instrumentalists'then it's not going to be meaningful in the long run.
I want to create something as powerful as my heritage and something
very magical at the same time.'

6.4 Soundpainting, conducting, and improvisation

"Conducting" is where you draw 'designs' in the nowherewith a stick, or

with your handswhich are interpreted as 'instructional messages' by
guys wearing bow ties who wish they were fishing.

(Zappa 1990:176)

In an interview with Prasad (2002), Eberhard Weber has highlighted what

he regards as the "awfulness" of conductors. In general, the
circumstances of the social (and musical) space of the concert hall may be
seen as fostering this awfulness, by concentrating virtually absolute power
in the hands of one authority figure.

Prasad: Elaborate on your philosophy as a bandleader.

Weber: The best answer is that if there was such a thing as a second
lifewhich I don't believe inI believe I would become a conductor.
This explains everything. I like to create the music I hear in my
interior. As a conductor, you have the ability to squeeze the sounds
and interpretation you asked for from 50 to 80 people. On the other
hand, when I give it closer thought, I realize I'm not enough of a
dictator to conduct an orchestra because it requires a pretty awful
person. When you read these biographies of famous conductors, they
are all awful people who fail in their private relationships. Often, it
seems there is a necessity to be like that. I'm afraid my second life
choice wouldn't be the best one, but I long for it. [laughs]
 6-44

To some extent, this concentration of power represents the central

dynamic of this ritualized space, and the dynamics of communication in
conducting an orchestra, or conduction, or Soundpainting, clearly are
dependent on the social space in which these activities occur. As
described by Williams, conductors may be seen as custodians of the great
tradition of European symphonic music (2001:38):

Conductors undoubtedly execute necessary functions in keeping

performances of large nineteenth-century scores afloat, but on a less
practical plane they also invoke, through a series of ritualized
expressions and gestures, the presence of the composerthe person
who channels and controls the signification of the music.

Williams (ibid.) goes on to define the conductors role in Derridean terms

as follows:

The conductor, then, can be understood as a supplement in Derridas

sense: the music is complete without him, but by adding to this
completion he indicates an insufficiency. He is, we are to believe,
someone in contact with lofty musical ideals that are unleashed at the
flick of a stick, yet because they are mediated through him they are
more contingent than they might otherwise seem. His authority
derives from the reception history of a particular canon and from the
nineteenth-century organization of the orchestra as a labour force
under the control of a manager.

At the flick of a stick, in a practical application of Williams view, the

conductor at the height of his powers is given the right to hire and fire
members of an orchestra. With such overarching power in the hands of the
conductor, any member entering the orchestra on probation is actually
under such circumstances on trial. According to Thompson, Toscanini
apparently had a particular gesture, which summarily served two weeks
notice on any instrumentalist who played a wrong note, and, whether
urban legend or not, this seems to demonstrate the disastrous culmination
of too much power.

In the authors view, this process of communication in orchestral

conducting makes the circumstances for the creation of this type of
musicking fraught with tension, and reflects the ultimate manifestation of
 6-45

the nineteenth-century class system insofar as it enacts a masterservant

relationship, in which the conductor literally employs a group of willing
slaves in the service of the composer's wishes. Similarly, it should be
noted the Soundpainter is no less responsible for the outcome of the
Soundpainting event, but that in allowing for a democratizing process with
respect to the musical signifier, Thompson acknowledges that the process
of spontaneous, collective creation is, to a large extent, the responsibility
of everyone involved (including the audience). In Soundpainting, all these
relationships are understood as mutually dependent, and this is explicitly
acknowledged in the Soundpainter's openness to feedback from the
performers, who participate as individuals in a relationship no less perhaps
ritualized than conducting an orchestra in a concert hall, but one in which
the element of control in its traditional sense is radically interrogated.

When the Soundpainters attention is focused on the individual

contributions of the musicians, the possibility for feedback in the creative
process leads to an emphasis on the collective process of engagement, an
aesthetic central to most African American forms of musicking. In this
process, the relationship of composer to performer and listener is
immediate and allows for the possibility that anything can happen. In
Soundpainting, the random element is mediated through the learning
curve of the participants in absorbing the gestures and, to this extent, the
Soundpainter does indeed play the role of conductor, by limiting the
options available within the system. This is a subtractive approach which
circumscribes options in a theoretically infinite range of contexts by
imposing the instantaneous viewpoint of the composer on a set of events
which, in accordance with the principles of recursion inherent in
Thompson's language, may be played back at will.

The Soundpainting website compares a Soundpainting event to a

television set with a theoretically infinite range of available channels. This
analogy captures, to some extent, the fluid nature of such an event (the
possibility that anything can happen), but to the author's mind is not
altogether appropriate, as watching television is by its very nature a
 6-46

passive activity. The "channel hopping" analogy does capture to some

extent the filmic nature of Soundpainting, in which events may be
superimposed on one another, jump cuts may take place, and so on, but it
fails to recognize the importance Thompson himself places on the
collective and collaborative character of this form of musicking, in which
Soundpainter, performer(s), and audience, all have a contribution to make
to this spontaneous endeavour of musicking in the moment.

Through the Soundpainting language, Thompson is able to integrate the

two worlds of jazz and experimental music so as to produce musically
intelligible results. By emphasizing the collaborative and process-based
nature of this musical network, Thompson humorously interrogates the
excesses of orthodox conducting, in which are enacted the sometimes
negative conditions of employment for an orchestral musician in the
concert hall.

Thompson's "democratization of the signifier" allows for a Soundpainting

event to draw from the collective expertise and histories of all the
participants, and thereby to allow for a range of possible interpretations
that throw into relief the individual's moment-to-moment role in the
proceedings. This is achieved by the Soundpainter's ability to constitute
new combinations of players through the <group> signs. Finally, it is the
nature of Soundpainting to lend itself to a new vision of performance art,
one in which the fixed boundaries of collaboration across genre and
discipline become deliberately blurred. This allows for a Soundpainting
event to combine any stylistic elements drawn from contemporary musical
and performance genres in an eclectic fashion in keeping with its
contemporary approach to the fluidity of genre-boundaries.
Chapter 7 : Conclusions and
recommendations

If musicking is indeed an aspect of the language of biological

communication, then it is part of the survival equipment of every
human being. To music is not a mere enhancement of spare-time
enjoyment but is an activity by means of which we learn what are our
ideal social relationships, and that is as important for the growth of an
individual to full social maturity as is talking and understanding
speech.

Small (1998:210)

7.1 Findings

The central concern of this thesis was stated in the following terms:

How does Soundpainting operate as a system for the collaborative

creation of music in performance?

Defining Soundpainting as a form of sign language opened the way to an

examination of various sign-based systems for communication, into which
category both orchestral conducting and Soundpainting fall. After
considering various theories of the sign (as in the work of Saussure and
Peirce), the author evaluated the advantages and disadvantages of a
number of theoretical and philosophical approaches (such as semiotics,
structuralism, poststructuralism, and deconstruction) as analytical
methodologies for Soundpainting. The semio-structuralist approach was
seen as a method largely concerned with the analysis of notated music,
and the author's conclusion was that it exhibited definite limitations in the
area of improvised music.

The author emphasized the general need to regard music as an embodied

 7-2

creative process, rather than as a reified object of contemplation, stressing

at the same time that this way of considering music (as an activity) is
especially appropriate to spontaneously created music, of which
Soundpainting is an example. In this context, the author suggested that a
number of concepts derived from Wittgenstein's philosophy of language
(grammar, language-games, and the notion of language as use) might be
more appropriate as analytical approaches, in that they cater for both
notated and improvised musics, whether subscribing to the rules of tonality
or not. Defining improvisational musical activity with respect to the
language-games of traditional jazz, free jazz, and Soundpainting, the
author suggested that a linear view of developments within this canon is
highly problematic, in that it may tend to assume a historical continuity that
does not exist, given that such language-games tend to take place in a
contested performance space.

A primary research sub-question related to this inquiry was defined as

follows:

What kind of musical skills should performers bring to bear during a

Soundpainting performance? This sub-question is bound up with what
might be termed "the language acquisition problem," as concerned with
Thompson's unique approach to improvisation.

In this instance, the author, following the work of Sawyer et al., argued that
the acquisition of musical skills proceeded (primarily for the improvising
musician) in the solitary development of instrumental (or vocal) technique
pertinent to the language-game in question, and that the competitiveness
that might occur as a by-product of this learning process was to some
extent offset by the collaborative tendencies, so much a part of collective
musicking in the jazz idiom, whatever stylistic language-game is under
consideration. Sawyer's concept of improvisation (2003a, 2006a, 2006b)
as embodying the notions of skills, collaboration, and communication is
relevant to this line of inquiry, as are Hofstadter's remarks regarding the
computer science term "bootstrapping," and its applicability to the child's
acquisition of sufficient fluency to master more complex linguistic
 7-3

combinations (1999:294):

Now as sophistication increased, people realized that a partially

written compiler could be used to compile extensions of itself. In other
words, once a certain minimal core of a compiler had been written,
then that minimal compiler could translate bigger compilers into
machine languagewhich in turn could translate yet bigger
compilers, until the final, full-blown compiler had been compiled. This
process is affectionately known as "bootstrapping"for obvious
reasons (at least if your native language is English it is obvious). It is
not so different from the attainment by a child of a critical level of
fluency in his native language, from which point on his vocabulary
and fluency can grow by leaps and bounds, since he can use
language to acquire new language.

In addition, the author suggested that an awareness of the languages of

both contemporary WEAM and the jazz idiom were an advantage in the
Soundpainting context, as the examination of hitherto hallowed stylistic
boundaries was a central issue in many contemporary artistic practices,
not least of all Soundpainting itself. For example, Soundpainting gestures
like <minimalism> and <pointillism> (and many other stylistic gestures
within Thompson's language)238 call for the performer to understand the
historical origins of these styles emanating from the practices of both
improvised music and WEAM.

An additional research sub-question was defined in the following terms:

As it deliberately aims to include many of the possible genres of

contemporary musical styles as part of its manifesto, under what terms
and conditions is Soundpainting subject to analysis?

Aesthetic and stylistic issues were considered in the light of some of the
artistic problems raised by the debate around definitions of modernism and
postmodernism, in which the place of the artist as sole creator of the work,
as well as the nature of the genre-boundaries of contemporary artistic
practice, are interrogated. Within the social space as defined by Bourdieu,
the nature of the power position in musicking was discussed, drawing in

238
These are explored in detail in Thompson (2006).
 7-4

the role of the composer, the conductor and the player, and the nature of
the power dynamics in the collaborative process.

A sub-area considered in conjunction with the main research question was

described as:

The nature of collaboration in creative activity, so as to describe the

dynamics of the contribution of the participants in the musical process.

Although collective improvisation was a defining characteristic of early

jazz, the increased emphasis on virtuosity that arose in the bebop era (and
the bebop musicians' insistence on being taken seriously as artists) tended
to foster competitive and individualistic tendencies in this style of
musicking. In the free jazz era of the 1960s, a renewed accent was placed
on collaboration, partly as a result of the avowed collectivist political aims
of many of these musicians. Collaboration from a more contemporary
perspective was considered as a defining characteristic of many creative
endeavours, especially in the sense that a Soundpainting event draws on
a range of skills, collaboration, and communication shared between the
Soundpainter, the participants, and even the audience at any given time.
Soundpainting moreover allows for a range of interdisciplinary and trans-
disciplinary approaches, in which the contributions of performers from
various disciplines are seamlessly integrated into the event.

The nature of a further research sub-area was stated as follows:

Contemporary trends in musical theory and analysis, which (in some

quarters) display evidence of a radical interrogation of the assumptions of
traditional musicology.

In the context of Small's definition of musicking as a process-based

activity, the author interrogated some of the philosophical issues in the
field of contemporary musicology, which has been informed in some cases
by debates around language and legitimation from mostly European
thinkers such as Barthes, Bateson, Bourdieu, Derrida, Eco, Lyotard, and
 7-5

Wittgenstein. These philosophical debates were seen as relevant to the

arguments of writers such as Leppert, McClary, and especially Attali,
whose influence in certain areas of contemporary musicology is
widespread. In addition, the author isolated a further research sub-area:

Linguistic theory as a comparable analytical methodology, suggested

primarily by Thompson's description of Soundpainting as a language
about music.

In this context, the author examined some implications of critical theory as

pertinent to musicking, finally to consider whether Soundpainting should
rightly be viewed as a language or as a system. Examining the underlying
metaphorization of music and language in the context of the semiotic
debate, the author considered Soundpainting as a sign-system, both
literally and figuratively, and concluded that Thompson's language
reflected a move towards the democratization of the signifier in
contemporary musicking.

A further research sub-area was identified as follows:

The relationship between music and media as reflecting a triadic modality

of creation, mediation, and reception.

Soundpainting, in the author's opinion, exhibits traces of postmodernism's

ironic interrogation of some of the assumptions that allow the media
(Debord's "spectacle") to operate by means of a star-system, in which
icons are held up for public consumption. The purported individuality of
this "iconic" system is maintained in all fields in which the mass media hold
sway, and belies the fact that many of the products of these individuals are
created through extensive collaboration with other musicians, producers,
recording engineers, marketers, and so on, rather than as an entirely
individualized creation. An example of resistance to the status quo was
demonstrated by the formation of artist-based record companies in the
1960s, in which the attempt was made to subvert the hegemonic control of
the recording industry.
 7-6

The operations of a canon-system in jazz and WEAM were interrogated

under the heading of the following research sub-area:

Historically informed performance, because the jazz idiom (like WEAM)

subscribes to the notion of a canon of works as well as emphasizing the
importance of the creative process.

It may be seen that jazz, like popular music, is not immune from concerns
about originality, authenticity, influence, and a range of what Sawyer has
defined as creativity myths, many of which are pervasive and uncritically
accepted as correct in some quarters. While Thompson explicitly
acknowledged the importance of the canons of jazz and contemporary
WEAM in the development of Soundpainting, these influences were
viewed somewhat ironically, in that Thompson understands the tensions
between the genre-boundaries of these types of musicking, and uses
Soundpainting as a critical tool for exposing the porous nature of such
boundaries.

Finally, the author examined a sub-area connected to performance and

agency within improvised musicking:

Performance and the performative, because notions of agency and

identity are central to certain areas of jazz improvisation.

Considering some of the tactics adopted by musicians in the field of

improvised music (with special reference to the domains of traditional jazz
and free jazz), the author examined some connections between timbre
and the assertion of agency in these genres. Gates's concept of
"signifyin(g)" was seen as an ironic tactic adopted (mostly but not
exclusively) by African American musicians to signal a protest against the
established norms of musicking and the constraints of what Bourdieu has
theorized as the cultural field. Importantly, Bourdieu theorizes the cultural
field as a network of dynamic, rather than static, relationships and further
characterizes the interactions within this hierarchy as based on conflict
 7-7

and struggle (Danaher et al. 2002: 21-22):

A cultural field can be defined as a series of institutions, rules, rituals,

conventions, categories, designations, appointments and titles which
constitute an objective hierarchy, and which produce and authorise
certain discourses and activities. But it is also constituted by, or out
of, the conflict which is involved when groups or individuals attempt to
determine what constitutes capital within that field, and how that
capital is to be distributed.

In the context of jazz history, the ideological issues of the musicians of the
bebop era provide a prime example of the cultural field as a site of
struggle, in which these musicians sought to define themselves not as
mere entertainers, but as artists demanding to be taken seriously. With
reference to Thompson's language for improvising, Soundpainting likewise
places a high degree of importance on respecting the contribution of the
individual performer to the proceedings, and, in this manner, valorizes the
continuum of relationships in place at any time between the individual and
the community, similarly seen as dynamic and in flux. By means of the
<group> signs, Thompson is able to use the resources of various
combinations of performers at any given moment within the Soundpainting
event, and this is a further sense in which Soundpainting highlights this
continuum of potential relationships.

The author's discussion of Soundpainting examined various tactics and

strategies in this type of contemporary musical practice, which, in its
eclecticism and transdisciplinary character, may be seen as sharing
common ground with some of the practices of both modernism and
postmodernism. Regarded as a semiotic system, Soundpainting moreover
reveals an ironic awareness of the power dynamics of orthodox
conducting, in so far as Thompson continually raises questions about the
ideology of orchestral performance. It is in the nature of Soundpainting
events to exhibit what Lyotard has termed "incredulity towards meta-
narratives" (whether of jazz, WEAM, or any other type of musicking) by
ironically placing the individual and group utterances of these language-
games in a context in which their capacity for "making sense," according to
 7-8

established conventions, is often humorously compromised.

At the heart of Thompson's language lies an ambiguous attitude towards

history, in the sense that it allows for a Barthean "playing" with the notions
of style, genre-boundaries, and accepted grammars by drawing on any or
all of these elements at a given time. Understanding and respecting the
canon, for Thompson, does not mean necessarily accepting it without
question; it seems to mean, rather, a playful engagement with rules and
regulations, in which these are freely combined in ways which highlight
their unquestioning acceptance in other quarters. In this sense,
Soundpainting is both profoundly and ironically part of what Kelley (1999)
has defined as the "avant-garde," in which any or all of the elements
constituting a given canon could be employed, often in hitherto
unexpected ways.

7.2 Recommendations for further research

Soundpainting may be viewed as an end in itself, but can also form a

useful adjunct to the traditional pedagogy of jazz improvisation. In this
system, students acquire improvisational vocabulary through studying
written texts (transcription of jazz solos), listening to the canonic
storehouse of jazz styles, engaging with a large body of jazz scholarship,
practising on their chosen instruments, and so onsolitary processes that
tend to emphasize a competitive element in musical skills acquisition.
These activitiestogether with the jazz canon in which individual
musicians are held up as iconswhile essential to the development of the
improvising musician, tend to neglect the vital collaborative element in
improvised musicking, in which the whole is often greater than the sum of
the parts.

In keeping with what the author has described as the metaphorization of

music and language, an individual (in the context of a group performance
within a given musical space) needs to know when to dominate the
 7-9

conversation, when to concur with the current speaker, when to disagree,

when to respond, and when to be silent. Soundpainting tends to
encourage the performer's sensitive participation in a dynamic act of co-
creation, beyond the framework of the rules and regulations of the chord
scale system.

In respect of Soundpainting's contribution to an interrogation of the porous

boundaries of contemporary art, there is scope for further study of its
decided emphasis on the performer(s)' contribution to the event, a
tendency that works against the sometimes tyrannical assumptions of
modernist musicking, in which the performer is eminently disposable in
accordance with the composer's (or conductor's) wishes. In this regard,
Soundpainting's trans-disciplinary character has been emphasized, and its
susceptibility to analysis as a proxemic and kinesic system for other
categories of performer might well yield some worthwhile results.239

In addition, there is scope for considering how other language-games (like

Indian classical music, for example) might be integrated into the
Soundpainting environment, and how the Soundpainter might deal with the
conflict of expectations (between the traditional and the contemporary) that
might arise in such circumstances. In this context, Jeanneau's work with
traditional musicians in Kazakhstan (which incorporated a symphony
orchestra, a children's choir, and Kazakh musicians) provides a point of
departure for examining the range of potential problems (and solutions)
offered by such inter-disciplinary collaborations.

Merely being aware of the potential of one of the most basic gestures of
Soundpainting, that of the <long tone>, elevates the musician's

239
There are, naturally, a very wide range of proxemic contexts within musicking.
From the jazz club to the concert hall to the rock festival, there are vast
differences in the performance context, the sheer scale of the event, the number
of people in the audience, and so on, all of which factors tend to influence the
way in which musical utterances are constituted, mediated, and understood.
 7-10

consciousness to a respect for the nature of the musical space in which he

or she may be said to speak. As Prvost suggests with regard to long
tones, the effect of sustained attention to this process fosters a deeper
understanding of the relationship between sound and the musical space
from which it emerges (1995:35):

Playing a long sound and waiting for it to finish might try our patience,
perhaps enough to stop the sound and turn attention away from it.
But if we play a long sound and listen to it, while we have a
perception of its temporal magnitude, we may never be sure that the
sound has finished.

The fact of the matter is that this relationship of sound to silence (which,
one might suggest, is the central dynamic in all musicking) takes place in
one type of musical space or another, in which a due regard for the right to
speak (and how to say what needs to be said) assumes a high degree of
importance. Sometimes this relationship is constrained according to the
conventions of the genre in question, in which case it is merely a matter of
learning the rules of idiomatically appropriate performance, but often the
removal of such constraints can be a means of allowing for the free
expression and exchange of ideas.

In the author's experience of introducing novice improvisers to a small

number of Soundpainting gestures, the musical results have always been
worth the effort, and the way in which Thompson's language frees such
improvisers from the ideological constraints of making "mistakes" is very
healthy for their development. Simply stated, Soundpainting is fun, and
this ludic element, besides being of vital importance in the development of
musicking at a fairly basic level, fosters respect for the communicative and
collaborative element in improvising.

In philosophical terms, the fluidity and dynamism of a Soundpainting event

provide the context for a potentially infinite continuum of relationships
between the individual performer and the group. In this manner, respect is
fostered for the ultimate enigma of artistic endeavour, in which problems
 7-11

may be found or solved, but the mystery can never be fully explained. In
Rilke's words (as quoted in Clifton 1983:280):

The artist seems to stand above the wise man. Where the latter
endeavours to solve enigmas, the artist has a far greater task, or if
you will, a far greater right. The artist's function isto love the
enigma. All art is this: love, which has been poured out over
enigmasand all works of art are enigmas surrounded, adorned,
enveloped by love.
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Discography

ARFI. 1997. Potemkine. CD. Arfi AM 018.

Art Ensemble of Chicago. Fanfare for the Warriors.
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Art Ensemble of Chicago. 1980. Full Force. CD. ECM 1167.
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001.
Braxton, Anthony. 1969 (2000). For Alto. CD. Delmark DE-420.
Braxton, Anthony. 1985. Quartet (Coventry 1985). CD. Leo Records LR
204/205.
Braxton, Anthony. 1994 (2000). Knitting Factory (Piano/Quartet 1994, Vol.
2). CD. Leo Records LR 297/298.
Circle. 1972. Paris Concert. LP. ECM 1018-9.
Coleman, Ornette. 1959 (1988). Tomorrow is the Question!: The new music
of Ornette Coleman. CD. Contemporary OJCCD-342-2.
Coleman, Ornette. 1959 (1988). Free Jazz. CD.
Coleman, Ornette. 1996. Free. CD. Giants of Jazz CD 53212.
Coltrane, John. 1995. The Heavyweight Champion: The Complete Atlantic
Recordings. CD. Rhino RZ 71984.
Dave Holland Big Band. 2001 (2002). What Goes Around. CD. ECM 1777.
Davis, Miles. 2001. The Essential Miles Davis. CD. Columbia Legacy CDCOL
6295.
Globe Unity. 1979. Compositions. LP. JAPO 60027.
Grecki, Henryk. (1976) 1993. Symphony No. 3 (Symphony of Sorrowful
Songs), Op. 36. Polish National Radio Symphony Orchestra, conducted by
Antoni Wit. Zofia Kilanowicz, soprano. CD. Naxos 8.550822.
Haden, Charlie. 1977. The Golden Number. Duets with Don Cherry, Ornette
Coleman, Hampton Hawes, Archie Shepp. CD. A&M 390 825-2.
Haden, Charlie and the Liberation Music Orchestra. 1990. Dream Keeper.
CD. DIW DIW-844.
Jarrett, Keith. Still Live. 1988. CD. ECM 1360/61.
 xlvi

Jarrett, Keith. 1994. At the Deer Head Inn. CD. ECM 1531.
Jarrett, Keith. 1995. Standards in Norway. CD. ECM 1542.
Lacy, Steve. 1987. The Amiens Concert. CD. Label Bleu LBLC 6512.
Lacy, Steve + 16. (1990) 1991. Itinerary. CD. Hat Art CD 6079.
Metheny, Pat. 1983. Rejoicing. CD. ECM 1271.
Metheny, Pat. 2005. Song X. CD. Twentieth anniversary edition. Nonesuch
6921094.
Mingus, Charles. (1964) 1997. Mingus in Europe. CD. Enja CD 3077.
Rava, Enrico. 2004. Easy Living. CD. ECM 1760.
Selinger, Gil. 2001. Deconstructing Haydn. CD. Novodisk ND1100.
Swallow, S. 1997. Deconstructed. CD. XtraWatt 9.
Thompson, Walter Orchestra. 2001. PEXOA Soundpainting Symphony.
CD. Nine Winds NWCD 0234.
Triosphere. 2002. Triosphere. Jazz 'n' Arts 2304.
Weber, Eberhard. 1974. The Colours of Chlo. CD. ECM 1042.
Weber, Eberhard. 1976. The Following Morning. CD. ECM 1084.
Weber, Eberhard. 1980. Little Movements. CD. ECM 1186.
Weber, Eberhard. 1982. Later that evening. CD. ECM 1231.
Weber, Eberhard. 1984. Chorus. CD. ECM 1288.
Weber, Eberhard. 1988. Orchestra. CD. ECM 1374.
Weber, Eberhard. 1993. Pendulum. CD. ECM 1518.
Weber, Eberhard. 2001. Endless Days. CD. ECM 1748.
Videography

Crispell, Marilyn. 2002. A Pianist's Guide to Free Improvisation: Keys to

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Davis, Miles. 2001. The Miles Davis Story: The definitive look at the man
and his music. DVD. Directed by Mike Dibb. Sony Legacy 201494 9.
Holland, Dave. (1988) 2001. Live 1986. DVD. TDK DV-JDHQ.
Jarrett, Keith. (1988) 2001. Standards. Image 05732ERDVD.
Jarrett, Keith. (1986) 2001. Standards 2. Eagle EREVD278.
Orwell, George. 1984. Nineteen Eighty-Four. DVD. Directed by Michael
Radford. MGM 10001025 MZ1.
Sting. 1985 [2005]. Bring on the night. DVD. Directed by Michael Apted.
A & M UMFSAV 006.
Talking Heads. 2001. Stop Making Sense. DVD. Directed by Jonathan
Demme. Video Film Express 500229.