Matthew Chrulew, Dinesh Wadiwel Eds. Foucault and Animals
Matthew Chrulew, Dinesh Wadiwel Eds. Foucault and Animals
Matthew Chrulew, Dinesh Wadiwel Eds. Foucault and Animals
MONOGRAPH SERIES
NUMBER 34
FROM REPUBLIC TO PRINCIPATE:
AN HISTORICAL COMMENTARY ON
CASSIUS Bl&S ROMAN HISTORY
BOOKS 49-52 (36-29 B.C.)
By Meyer Reinhold
FROM REPUBLIC TO E M i C i P ^
AN fflSTORICAL COMMENTARY
ON
CASSIUS DIO'S ROMAN HISTORY
BOOKS 49-52 (36-29 B.C.)
By Meyer Reinhold
Scholars Press,
Atlanta, Georgia
AN HIS im
CASSIUS QI045
V^LUJIE 6
BOOKS 49-52
(36-29 B.C.)
By Meyer Reinhold
Trstt:
FROM REPUBLIC TO FRTNCTPATE:
AN HISTORICAL COMMENTARY ON
CASSIUS DIO'S ROMAN HISTORY
BOOKS 49-52 (36-29 B.C.)
By Meyer Reinhold
1988
American Philological Association
1988
American Philological Association
Commentary
Book 49 ...............: 17
Book 50 ... ......83
Book 51 J"..: ; U... ... v . ..117
Book 52 i . . . H. 165
Appendixes 215
1. "Human Nature" in Dio ., 215
2. Duration of the Operations Against Sextus
Pompey in 36 B.C. ..............217
3. The Date in 37 B.C. of the Capture of Jerusalem .. 218
4. Ventidius' Command in the East (49.19.1-22.1) ...219
5. Ventidius' Triumphal Oration ....r.rt22ft
6. On the Marriage of Antony and Cleopatra 22
7. The Propaganda War of 32-31 B.C ...222
VI H CONTENTS
Indexes... 247
1. Disputed Readings 247
2. Discussions of Selected Passages From Other Sources 247
3. Greek Words^.. 248
4. Persons, Placesfcand Institutions 248
SERIES PREFACE
It was in the nature of the cosmopolitan age of the Severan emperors that
Cassius Dio Cocceianus, a Greek from Nicaea in Bithynia, should twice be
consul in Rome; equally so that he should write, in Atticizing Greek yet in the
form of Roman annals and from the perspective of a Roman senator, a history of
Rome from its mythical beginnings down to A.Q. 229, the year of his
retirement. The eighty-Book Roman History, though sadly reduced in the wreck
of ancient literature, casts a vivid light on Dio's own 4ge "of jrust and iron,"
which ushered in a century of momentous change in the ancient world and the
history of mankind. It is also an indispensable source of dur knowledge of
preceding periods of Roman history and a major document of iGraeco-Roman
historiography.
Although selected books of Dio have found commentators in this century,1
for a commentary addressing the whole History one must resort to the admirable
edition of Hermann Samuel Reimar (1694-1768), published 1750-1752 in
Hamburg.2 (The^commentary ore Dio to which F. W. Sturz devoted Volumes 5-
6 of his edition [Leipzig, 1824-1825] is essentially a reprint of Reimar,
supplemented by Sturz with his own and other scholars' notes.3) Even in
Reimar's commentary a good deal is by the hands of predecessors. He took over
notes of Fulvio Orsini (Ursinus) (1582), Joannes Leunclavius (1592), and Henri
de Valois (Valesius) (1634) on the fragments of Books 1-35,4 Most of the notes
i ! i - .
1
E.g., H.T.F. Duckworth on Book 53 (Toronto, 191J6), J.Wi Humphrey on Book
59 (Diss. British Columbia, 1976).
2
Casii Dionis Cocceiani Historiae Romanae Quae \upersunt (2 vols., splendidly
printeaK^Jt is not as an editor of Dio, however, that Reimar is best known today,
but as a rationalistic critic of the scriptures. On Reimar and the theological storm
provoked by his Apologie oder Schutzschrift fr die vernnftigen Verehrer Gottes,
withheld during his lifetime but published in excerpt after His death by Lessing,
see CH. Talbert, ed., Reimarus: Fragments (Philadelphia, 1970), 1-27.
3
On Sturz see Allgemeine Deutsche Biographie 37.56-59. The edition of Dip by
E. Gros and V. Boisse with French translation (Paris, .1840-1875) is liberally
annotated as far as Book 42, sparsely thereafter. - -^~
4
Reimar did not interleave the different gets of fragments so as to reproduce the
original order of Dio's account in Books 1-35. The first to do so was Gros
(above, n3). This shortcoming of Reimar's edition is related to his" scepticism,
X SERIES PREFACE
on Books 36-60, the best preserved part of the History, treating 69 B.C. to A.D.
46, are by his father-in-law, Johann Albrecht Fabricius (1688-1736), author of
the monumental Bibliotheca Graeca, and were completed by 1726.5 For Books
61-80 we have Reimar himself as chief guide.
Two and a half centuries after Reimar's edition, the Roman History stands
conspicuously in need of a fresh commentary. It is the plan of a team of
scholars, organized under the title of th Dio Project, to renew Reimar's work by
preparing a commentary on the entire Dio, including, where the original fails,
the Byzantine excerpts and epitomes. It would be better, clearly, if a single
commentator could be commissioned to do the whole. But such a desideratum ft
not likely to be realized, given the size and complexity of the corpus and the
scope of Dio's theme: a millennium of the history of Rome and a territory that
on the modern map bears the colours of three dozen states.
The new commentary, which is addressed to sfudents of history\jnd
historiography, is undertaken in the belief that systematic study of Dio's usage
and reliability as an historian can reveal something that enquiries into isolated
passages or books cannot, and can also contribute to the elaboration of critical
approaches to the History sensitive to the various sources, methods, and rules of
evidence employed by Dio from segment to segment and period to period in his
work. The historians, Dio's largest audience, still lacking the sharper critical
tools now available to students of Polybius, Livy, and Tacitus, are prone to take
refuge in an undifferentiated scepticism towards his testimony. The commentary
can also perform the helpful service of collating scholarly discussions of the
thousands of testimonia with which Dio's History provides us, sometimes
uniquelydiscussions often published under titles that bear no reference to Dio.
In pursuit of these aims we have excellent models: Gomme/Andrewes and Dover
on Thucydides and Walbank on Polybius, to give the briefest of lists. How far
short we are likely to fall of such a standard, we are painfully aware.
We have not been tempted to prepare a new text. Like Polybius, Dio came
to the West cruelly dismembered, only Books 36 to 54 surviving intact (or
virtually so). But he has been well served by his patron goddess Tyche (cf.
72.23.4) in the sortition of modern editors, from the King's PrintewRobertus
Stephanus (Estienne) (1503-1559), author of the 'editio princeps (Paris, 1548),
P.M. Swan
J.W. Humphrey
6
The edition was complemented by an Index Historicus (vol. 4, by H. Smilda,
19ife) and an Index Graecitatis (vol. 5, by W. Nawijn, 1931). The large and
complex task of constituting the modern text out of disiecta membra of the
original is a signal achievement of four centuries of scholarship, thanks to which -.
it is now possible to study the Roman History as an entity. For a full account of
this achievement, see Boissevain's edition;, for a briefer treatment see th Loeb
Dio, vol. l.xvii-xxiv: cf. F. Millar, A Study of Cassius Dio (Oxford, 1-964), 1-4.
FREFAC^TO VOLUME 6
2. WORKS OF REFERENCE
This list is limited to the works of reference and the collections of documents
used most frequently in this volume, and to certain other works cited,so often as
to warrant a compendious abbreviation. Standard works of reference not listed
here are abbreviated as in The Oxford Classical Dictionary, 2nd ed. (Oxford,
1970) [= OCD ], periodicals as in L'anne philologique. For abbreviations of
works of scholarship on Dio and mis period of Roman history, see ate Select
Bibliography that follows this section.
3. SELECT BIBLIOGRAPHY
Andersen Dio = H.A. Andersen. Cassius Dio und die Begrndung des
Principates. Berlin, 1938.
Asdourian Beziehungen = P. Asdourian. Die politischen Beziehungen zwischen
Armenien und Rom von 190 v. Chr. bis 428 n. Chr. Diss. Freiburg,
1911.
Baisdon Romans = J.P.V.D. Baisdon. Romans and Aliens. London, 1979.
Barbieri Albo = G. Barbieri. L'Albo senatorio da Settimio Severo a Carino..
Roma, 1952.
Bauman RhM 124 (1981) = R.A. Bauman. "Tribunician Sacrosanctity in 44,
36, and 35 B42." RhM 124 (1981), 166-183.
Becher Kleopatra = I. Becher. Das Bild der Kleopatra in der griechischen und
lateinischen Literatur. Berlin, 1966.
Bengtson Antonius = H. Bengtson. Marcus Antonius, Triumvir und Herrscher
des Orients. Mnchen, 1977.
BIBLIOGRAPHY xvu
Beiigtson Partheffeldzug = H. Bengtson. Zum Partherfeldzug des Antonius.
SBAWI. Mnchen, 1974.
Beranger Recherches = J. Beranger. Recherches sur l'aspect idologique du
principat. Basel, 1953.
Bering-Staschewski Zeitgeschichte = R. Bering-Staschewski, Rmische
Zeitgeschichte bei Cassius Dio. Bochum, 1981 .
. - t
221?-223? in Bithynia
1
His praetorship has, until recently, been dated to 194, the year following
his designation to the magistracy by Pertinax (see, e.g., Millar Study 16). But
T.D. Barnes (Phoenix 30 [1984], 242) has argued for 195 on the basis of a
passage (74.4.4-5.4) in which Dio refers to the magistrates of 193 and the
designates for 194 in the third person, while reserving the first person plural for
senators in general. This date, then, would make 165 the more likely year of his
birth (but by no means the certain year, given Dio's imprecision in the use of
nue).
DIO'S LIFE AND CAREER 3
69.1.3; IGRR 3.654) including Cilicia, whither Dio accompanied him as comes
in 181 or 182, after his sojourn in Rome (72.7.2). 2 Thus Dio was the product
of two nations and two cultures, and he considered both Asia Minor and Italy as
his homelands (frg. 1.3; 80.5.2). And it seems only reasonable to infer that he
was as fluent in Latin as he was in his native Greek.
Once he had won membership in the Senate through his quaestorship, Dio
joined in that body's universal hatred of Commodus (cf. 72.15.1), but survived
the tyrant to be designated praetor for 194 or 195 by Pertinax (73.12.2). Within
three months, Dio's hopes for stable and sensible rule gave way to personal
anxiety on the usurpation of Didius Julianus, whom our historian had earlier
prosecuted successfully in court (73.12.2). Yet the new Emperor proved
surprisingly lenient in the short time before he was condemned and Septimius
Severus was elevated to the imperial purple, all at a meeting af the Senate at
which Dio was present (73.17.4).
It was presumably as much through initial admiration as with any intent to
ingratiate himself with the new Emperor that Dio dedicated to Severus his first
book, a short account of the dreams and signs that had appeared to the general in
anticipation of his rise to imperial power (72.23.1). This little pamphlet,
probably written after 196 (cf. 75.4.2) and parts of which were later included in
the Roman History (cf. 74.3), is significant in its revelation of Dio's close
relationship with the Emperor, from whom personally he must have heard the
details; and incidentally it indicates that interest in the supernatural that was to
appear frequently in much of Dio's later work.-' A second book, describing
events from the death of Commodus, he wrote after being advised in a dream to
devote his efforts to the recording of history (72.23.1-2). When this work, too,
received high praise, especially from the Emperor himself, Dio was inspired to
compose a complete history of Rome (72.23.3).
So~the Roman History was conceived. Dio apparently did much of his
research and writing while resident at Capua \ti Italy j(76.2.1), but his
responsibilities as a senator and his proximity to the capital allowed him to be a
witness-pf-events. during the reigns of Severus and Caracalla, though there is
gap of almost a decade (up to 214) in our knowledge of his activities. With a
candor unusual among ancient historians, Dio tells us that he spent ten years
collecting his material from all available sourcesa practice that surely
compelled him to take extensive notesand another twelve years reshaping this
material into an annalistic history of the Roman people from the arrival of
2
For the problematic date of Dio's visit to Cilicia, see F. Grosso, La. lotto
politico al tempo di Commodo (Turin, 1964), 158-159.
3
But note Dio's rational comments about the significance of the
supernatural in frg. 57.22.
4 DIO'S LIFE AND CAREER
Aeneas in Italy to the death of Septimius Severus and, later, beyond (72.23.5).
His purpose, as he explained it, was "to record everything memorable that was
done by the Romans, in times of peace as well as in war, so that no Roman or
anyone else should ever regret die loss of necessary information" (frg. 1.1).
Although a regular participant in imperial government, Dio consciously
avoided the more awkward political affairs of his day: his two earlier pamphlets
had doubtless secured his favour with Severus. Sometime after his praetorship
in 194 or 195 he had probably been sent abroad as propraetorian governor of a
minor province (note the rescript of Severus to a Dio in Dig. 50.12.7); and he
was appointed suffet consul, probably in 205 or 206, at least certainly during
the reign of Severus (76.16.4)/* About'this time, too, he was a member of the
Emperor's consilium (75.16.2-4; cf. 76.17.2). And despite his hatred of
Caracallawhich he obviously could not have revealed until after that man's
deathhe was still regarded highly enough to be asked to accompany the
Emperor on a tour of the East in 214-215 (77.16.7-18.4).
Dio was back in Rome by 217, when word was brought of the accession of
Macrinus (78.37.5; cf. 78.16.2-4), and probably remained there for most of the
next year (78.38.2). Appointed curator of Pergamum and Smyrna by Macrinus
(79.7.4), he seems to have remained at that post from 218 until 221. After the
accession of Severus Alexander in 222, and following a visit to his native
Bithynia, where he fell ill, Dio went to Africa as its proconsular governor
(80.1.2). On his return thence to Italy, he was sent as an imperial legatus first
to Dalmatia and then to Upper Pannonia (49.36.4; 80.1.3), perhaps from 224 to
228. While governor of this last province he gained a reputation for strict
disciplining of his troops, a reputation that earned him the displeasure of the
Praetorian Guard (80.4.2), Still, Severus Alexander continued to honour Dio by
appointing him his colleague as consul for 229 (80.5.1). Because Dio was not a
wealthy man (cf. 73.3.4), the Emperor relieved him of all the expenses of his
magistracy; and because of the murderous antagonism of the Praetorians, he was
allowed by Severus to spend his term of office outside Rome (80.5.1). Soon
afterwards he retired to Bithynia because of a medical problem with his feet
(80.5.2). His narrative ends at this point, when Dio was about 65: his
resignation from historical study followed his resignation from public life
(80.5.3).
For the date of his first consulship, see the convincing arguments of
Millar in Study 204-207, now almost universally accepted.
INTRODUCTION TO BOOKS 49-52
1
Letters on the Prevalence of Christianity Before its Civil Establishment
(London, 1788), 33-34. ,
2
Beranger Recherches 97.
6 INTRODUCTION
experience and stature in Roman administration, he could even suffer from lapses
of knowledge of law.3
The modern historian of Rome, dependent as he often is on Dio, must
constantly be wary of his selection of data, his ordering of them, and his
judgements on them. These patterns were, in varying degree, the outcome of his
historiographical methods and literary style, the techniques and conceptions of
the Graeco-Roman historiographie tradition that he inherited, and his relationship
to the sources he drew upon and compressed.4 If one must always tread warily
in utilizing the ancient historians, this is surely true of Dio's work. For strewn
throughout the vast fields of useful information there are many traps for the
incautious.
But Dio was not, it needs to be emphasized, a mere excerptor, epitomator,
scissors-and-paste historian: he imposed upon the Roman past his own
ideological perspectives. It is indeed indispensable to understand both his
ideological commitments and his utilitarian purposes. As Gabba has cautioned,
while Dio's "work is fundamental to an understanding of the Augustan
Principate," for Dio "the past is important insofar as it survives in the present,"
for its enrichment of the understanding of his own times.5
In order to discern the extent to which Dio was a creative thinker and writer,
we must first scrutinize the sources he depended upon and the manner in which
he utilized them for his own purposes in the History.
Millar had little confidence that it would be possible to. discover the range
and pattern of Dio's pool of sources, and his selection, use, and manipulation of
them for the enlightenment of his own times.6 His sources, as Millar says,
were surely *ery varied, and there can be little doubt that the purposes, partisan
positions, tone, and style of his sources for Books 49-52 filtered through to his
own history. Unfortunately, however, Dio has left us largely in the dark
regarding the precise sources he used. Only once in this section does he cite a
source by name: < uv aio 'OKTCWUIO 7pd<pei.7 In the absence of the
Cf. R.S. Rogers, "Ignorance of the Law in Tacitus and Dio: Two Instances
from the History of Tiberius," TAPhA 64 (1933), 18-27.
On Dio's methods of compression see M.J. Moscovich, "Historical
Compression in Cassius Dio's Account of the Second Century B.C.," AncW 8
(1983), 137-143.
E.. Gabba, "The Historians and Augustus," in Millar & Segal Augustus 70-71;
Wirft Dio 11.
6
Study vii, 28, 34-38, 84-8-5, 91; cf. Wirth Dio 39-43.
44.35.3, citing Augustus' autobiography.
INTRODUCTION 7
leading contemporary historical writers for the period from 36 to the end of 29
B.C.for example, the autobiographies of Augustus and Agrippa (and perhaps
Maecenas), the history of Aufidius Bassus (though we cannot be certain that he
reached back to the early years of Augustus' reign), and Livy's Books 129-133
(the text of which in the Periochae is exiguous)we are reduced to tenuous
conjectures that do not convince. Moreover, Dio did not leave us a theoretical
statement of principles to guide us to his preferences among specific
authorities. 8 Nevertheless, Dio tells us (frg. 1.2) that, while he read almost
everything written about his subject, he has set down in his History only
selected matters: ('Avyvcv uv> Jtvxa r evjrev t a jrepi air&v TIOI
Yeypauuva, a w y p a y a 8 o Jtvta AX' aa ^icpivoc.
While he was writing for Greek readers in the East, in Dio's History Roman
sources appear to predominate. This caused Dio problems in terminology,
dating, and communication of Roman value patterns. All these factors in
transmission from his sources constantly demand from the reader caution in the
use of his History. 9
While it is generally recognized that it is fruitless to determine the source or
sources Dio used for Books 49-50 (see Introduction to Book 49), the communis
opinio is that for Books 51-52 Dio relied principally on Livy. 10 Implicit in
this view that Livy was Dio's principal source for the early Principate is the
corollary that Livy was a pro-Augustan writer. Such a conception of Livy,
however, is overstated and requires considerable qualification.11 More important
' here, the view that Dio followed Livy has also tended to be overstated (especially
by Levi), and is indeed vulnerable for lack of conclusive probative support.12 In
fact, it is Manuwald's definitive conclusion, based on his superbly detailed
comparative analysis of Livy's Periochae and Dio for Books 45-56, that Livy
was not one of Dio's sources at all. 13 Moreover, Manuwald makes a sfrong
case for his conviction that, while Livy, Florus, Eutropius.iand Orosius put
Octavian in the right in his struggles with his fellow triumvirs, Dio does not
8
Millar Study 35.
9
See G.T. Griffith, in Fifty Years (and Twelve) of Classical Scholarship
(Oxford, 1968), 208.
10
Schwartz RE 3.1697-1705 (= Geschichtschreiber 415-426); Levi Athenaeum
.15 (1937), 3-11 (= Tempo 414-423 [Appendix 6: "Dione Cassio, fonte per l'et
" augustea"]); R. Syme, "Livy and Augustus," HSCPh 64 (1959), 73-74, 86 n293
(Syme believes that, beginning with 29 B.C., Livy was deserted by Dio); Fadinger
Begrndung 29, 131-133; H.J. Mette, "Livius und Augustus," Gymnasium 68
(1961), 281-284; Harrington Dio 35-44.
11
See, e.g., H. Petersen, "Livy and Augustus," TAPhA 92 (1961), 440-452.
12
Trnkle WS^S2 (1969), 126 n29.
13
Manuwald Dio 168-254 (especially 223-239), 281.
8 INTRODUCTION
14
RE 3.4697-1705 (= Geschichtschreiber 414-426).
15
See, e.g., M.P. Charlesworth, CAH 10.875-876; Trnkle WS 82 (1969),
114-115, 126, 128; Flach A&A 18 (1973), 138-139; Manuwald Dio 168-254,
275-277; Levi Athenaeum 15 (1937), 14-17 (= Tempo 424-427), who would put
the shift in source at Dio's 53.17-19, where Levi detects a suture.
16
R. Syme, Tacitus (Oxford, 1958), 1.273; 2.691.
17
Study 85-91.
18
F. Wilmans, De Dionis Cassii fontibus et auctoritate (Berlin, 1836); G.
Vrind, "De Cassii Dionis historiis," Mn 54 (1926), 321-347.
19
Cf. Harrington Dio 45-47.
20
See, e.g., Schwartz RE 3.1705, 1714-1715 (= Geschichtschreiber 426, 438-
439); Miliar Study 85-87; Harrington Dio 40-43, 47-54 (who argues that Dio used
Suetonius directly beginning with Book 52); R. Syme, Tacitus (Oxford, 1958),
2.690; Manuwald Dio 258-268.
21
Manuwald Dio 254-258; Wirth Dio 39-43.
22
Dio 9-48, followed by Millar Study 90.
INTRODUCTION 9
Gestae, for he is, in some details, patently at variance with the testimony in "the
queen of Latin inscriptions."23
23
See D.R. Stuart, "The Attitude of Cassius Dio Toward Epigraphic Sources,"
Roman Historical Sources and Institutions, University of Michigan Studies,
Humanistic Series 1 (New York, 1904), 102-112. On Dio's sources in general, see
Schwartz RE 3.1692-1716 (= Geschichtschreiber 406-441); Millar Study 32-38;
Harrington Dio passim; Manuwald Dio passim; Wirth Dio 39-43.
24
Cf. Millar Study 83, 92.
25
G. Zecchini (Cassio Dione e la guerra gallica di Cesare [Milano, 1978],
especially 106-108, 150) treats again the much-litigated problem of the
relationship of Dio's account of the Gallic War and Caesar's Commentaries, and
concludes that Dio was completely independent of Caesar and the Livian vulgate,
and used, rather, an anti-Caesarian source (perhaps Q. Aelius Tubero). His
conclusions, however, are highly questionable.
26
Zecchini, op. cit. 14, 199; cf. M. Grasshof, De Fontibus et Auctoritate
Dionis Cassii Cocceiani (Diss. Bonn, 1867), 38-43. '. '.
10 INTRODUCTION
27
53.19.4, 6; cf. Flach A&A 18 (1973), 138-139.
28
Wirth Dio 19-20; Z. Rubin, Civil-War Propaganda and Historiography,
Collection Latomus, vol. 173 (Bruxelles, 1980), 9.
29
See, e.g., Millar Study 90; Fadingr Begrndung 334; Bleicken Hermes 90
(1962), 445-446; Flach A&A 18 (1973), 134-135. On the similar literary
methods of Plutarch in the use of sourcesconflation of related matters,
compression, telescoping of events, transfer of details from one person to
another, even fabricationssee C.B.R. Pelling, "Plutarch's Adaptation of his
Source-Material," JHS 100 (1980) 127-140.
Cf. C Questa, "Tecnica biografica e tecnica annalistica nei H. LIII-LXIII di
Cassio Dione," StudUrb 31 (1957), 37-53.
INTRODUCTION 11
sometimes elevates to undue prominence insignificant events of the Augustan
Age, or wrenches them from their proper chronological order.
In Cassius Dio we find the victory of the Thucydidean-Polybian model
advocated by Lucian in "How to Write History," as reaction to the Herodotean
model followed by the historiographers of the second century (e.g., Appian and
Arrian). 31 Dio's well-known predilection for Thucydides as a model goes far
beyond the archaizing tendencies of his own times. As an- imitator of
Thucydides, he not only frequently extracts Thucydidean language, but at times
stylizes events on Thucydidean models. More important, Dio's own conception
of human naturethat self-interest and pragmatic purposes, not altruism and
idealism, prevailis -similar to that of Thucydides. Dio seeks to imitate
Thucydidean realism in dealing with events and personalities, and, Hke his great
predecessor, emphasizes the contrast between appearance and reality.-^
Though a bicultural native of Bithynia, Dio was, as Gibbon noted, not a
Greek but a Roman. But he was the product of the Second Sophistic as it
flourished in his native land, and his history, in the dominant language of the
eastern provinces of the empire, was directed to the educated elfte there. 33 ^
Efforts to date the composition of Dio's History from internal evidence have
yielded a variety of views. T.D. Barnes has conveniently recorded the
documentation for the major scholarly theories to date. 3 4 Gabba and Millar
argued for an early date of composition, before Severus Alexander, with the work
completed no later than 218 or 219; Vrind for a period not before 201-223, with
the final form at the beginning of the reign of Severus Alexander. Later dates,
212-234, have recently been proposed by Letta, with Books 38-55 composed in
229-230. Barnes' reassessment of the evidence has yielded a ateidate also. His
3
' G. Zecchini, "Modelli e problemi teorici dlia storiogrfia nell'et degli
Antonini," Critica Storica 20 (1983), 29-31. -
3
^ See especially E. Litsch, De Cassio Dione imitatore Thucydidis (Diss.
Freiburg, 1893), passim; Kyhnitzsch De Contionibus passim; Harrington Dio 57-
60; Flach A&A 18 (1973), 130-131; Manuwald Dio 75, 283-284. Seejilso
Appendix 1, "'Human Nature' in Dio." '"'
^ 3 W. Ameling, "Cassius Dio und Bithynien," EA 4 (1984), 126-128; Gabba
in Millar and Segal Augustus 64-65; L. Zgusta, "Die Rolle des Griechischen im
rmischen Kaiserreich," in Die Sprachen im rmischen Reich der Kaiserzeit,
Beihefte der Bonner Jahrbcher 40 (Kln, 1980), 121-145 (including "Der Einfluss
des-Lateinischen," 131-135). -
34
"The Composition of Cassius Di's Roman History," Phoenix 38 (1984),
240-255.
12 INTOODUCTION
conclusion is that the composition took definite shape in the reign of Severus
Alexander, with dates (at the earliest) of 211-220 for die ten years of collecting
materials, and 220-231 for the twelve years of composition. Barnes holds that
the early books of Dio were written not before 220, Book 49 in its final form no
earlier than ea 225, and Book 52 after 222/223.35
This commentator doubts that it is possible to determine the dates of
composition. From Dio's statement that he devoted ten years to collecting the
material and twelve years to composition, we cannot proceed with the
understanding that he meant twenty-two consecutive years. Eisman's proposal
that Dio's History was published posthumously has merit. 36 It may not have
seen the light of day until after the death of Severus Alexander.
With Book 51 Dio enters an epoch of Roman history that he treats with
increased scale. Books 49-50 cover a bit over five years, Books 51 -52 about two
year- (from the Battle of Actium to the autumn of 29), while the four books
devoted to the rest of the reign of Augustus (Books 53-56) span over forty years.
Beginning wiw Jook_5J_he proceeds with heightened certainty and sympathy,
for Dio is a "loyaler Anhnger der Monarchie."37 He is, indeed, most in tune
with monarchy, which was in his view an historical necessity for the
administration of the Roman empire. The Augustan system represented for Dio
the model of Roman monarchy, in the person of Augustus as princeps and in die
constitutional and social modalities created by Augustus as the normative form.
In his eyes the Principate attained more or less completed form under the first
princeps. 38 Deeply troubled about his own times, Dio feared that the very
existence of the constitutionally legitimized^ monarchy was threatened.
Moreover, he studied the newly founded monarchy from the viewpoint of a
defender of the imperial aristocracy of the third century, which was apprehensive
about its status and feared displacement from below. 39 Dio thus strives to
mould his account of the Principate of Augustus so as to emphasize its
continuity into his own times. 40 Assessing the Severan monarchy and
contemporary issues by die yardsticks of the "bask" Augustan monarchy and the
Principate of Marcus Aurelius as a sort of "golden-age" acme, and viewing mem
from his own partisan position, he imports anachronisms into the early
Principate, and at the same time understates the historical evolutionary character
of both the Augustan system and later imperial developments. Thus unhistorical
data, ambiguities, and contradictions, which do not have their origins in the
varying views of his sources, appear time and time again in Books 51-52. 41
Accordingly, in the absence of works that, by revealing how contemporaries
viewed the early Principate, would have served as a corrective, we must
constantly read Dio with one eye on the third century.
Equally significant, Dio's treatment of Octavian himself in Books 51-52,
though favourable, does not conform to an official version of the new regime
vigorously publicized in Augustus' time. In previous books (see Introduction to
Book 50) Dio had depicted the rising heir of Julius Caesar as ambitious, driven
by power, never faltering in his aspirations for monarchy, unscrupulous and
cruel in his march to sole power. But with the turning point of the Battle of
Actium Dio's image of Octavian takes on a new solemn and princely form.
True, he does not entirely suppress unfavourable aspects of Octavian's actions,
which he found in his sources (some of which were antagonistic towards
Octavian, some indeed intensely hostile>. But adverse statements and innuendoes
are now sharply reduced in Dio's account. We find an ambivalent acceptance of
Octavian, criticism together with acknowledgement of his constitutionalism,
moderation, superb management, and great achievements.42
This double-edged treatment of the first princeps43 has been masterfully
elucidated by Manuwald's acute analysis of Dio's conception of Augustus. Dio -
presents Augustus in general in a favourable light, as imperial role-model. Yet
he does not, either in his selection of sources or in his presentation, adhere to an
"official" version of events, but rather at times follows some pro-republican
tradition critical of Octavian. Dio does not exculpate Octavian for his
revolutionary ruthlessness. This negative view of Octavian in his march to
power stems from Dio's understanding of Realpolitik in high human affairs.
40
Cf. Hammond TAPhA 63 (1932), 88-102; M.F.A. Brok, review of Millar
Study, in Mn 20 (1967), 194-195.
41
Cf. Manuwald Dio 6-7, 25-26, 275.
42
See Fadinger Begrndung 333-336; N.A. Maschkin, Zwischen Republik und
Kaiserreich (Leipzig,-1954), 328-330; van Stekelenburg Redevoeringek 121-134;
Trnkte WS 82 (1969), 128; cf. Millar Study 83-102,
43
M.A. Giua, "Augusto nel libro 56 della Storia roroana di Cassio Dione,"
Athenaem 61 (1983), 441-450, 455-456.
14 BTOtODUCTiON
His model in this regard wasThucydides, and he found the Thucydidean view of
human nature and political behaviour confirmed by observation of events and
historical figures in his own time. Dio distrusts official propaganda (more
rampant under the Principate, as he notes at 53.19.3), and he seeks through his
History to unmask the mighty, as a lesson for his own times and the future.44
The shift to a favourable evaluation of Octavian has been variously placed:
at the beginning of Book 51' (after the victory at Actium), at the beginning of
Book 53 (the abolition of the residues of the triumvirate), and at 53.17-19 (the
settlement of 27). Some surmise that Dio v en turned to a new, pro-Augustan
source. There is greater merit in the view that the shift in toneresultedfrom his
own ferventreactionto the inception of the monarchy, a system to which he was
ideologically committed but which he saw was in process of substantive
transformation in the third century. ^
Dio brought to his task as historian the education and experience of a well-
informed, sophisticated senator with a long career in diversified posts in the
imperial administration. He moved in die highest circles of Roman government
and society under seven emperors, from Commodus to Severus Alexander. In
his History he assumed, as it were, the role of self-appointed spokesman of the
senatorial order of the third century, a time when, he lamented, the Principate had
taken an ominous turn "from a monarchy of gold to one of iron and rust"
(71.36.4). While Livy looked back nostalgically to the earlier glories of the
Roman Republic, Dio's feet were solidly planted in his own times, and his mind
was saturated with the political and intellectual dilemmas of the third century. In
the forefront were his concerns not only for the empire, but also for the
senatorial order.
Dio was-motivated by an intense awareness of die great crisis of the Roman
Empire, and of a general transformation in process. To Dio history was a usable
past that offered guidance to an understanding of the present.45 And he strove to
set forth his own predilections^ in both explicit and implicit form, formulated
with a strong ideological base.46 An analysis of Dio's portrayal of the events of
his own time shows that the major concerns in his thinking were the following:
44
Manuwald Dio 12-21, 273-284.
45
G. AlfSldy, "The Crisis of the Third Century as Seen by Contemporaries,"
GRBS 15 (1974), 92-93, 102; Gabba, in Millar & Segal Augustus 70-71; cf. M.
St
4fi ' ed"' Greek and La,in Autfiors on Jews and Judaism 2 (Jerusalem, 1980), 347.
46
See, e^., Fadinger Begrndung 27-28; Miliar Study 83-118; Manuwald Dio
279-282.
INTRODUCTION 15
self-serving emperors contrasted with the ideal princeps in the shape of Marcus
Aurelius; the corruption of the armies with money, and the indispensability of
discipline in the army and loyalty to princeps and state; an aggressive foreign
policy, military adventurism, and new annexations; the search for military glory
and self-aggrandizement by the emperors (particularly by Septimius Severus),
who cast in the dark the superior accomplishments of subordinates in the
imperial service; fiscal irresponsibility; threats to the preeminence of the ruling
class in the social and economic life "of the state, and to the institutions that
provided for their participation in the governance of the empire. 47
In the parallels from the past that he both discerned and contrived, Dio
doubtless had in mind well-known contemporaries, though it is difficult for us
now to venture to identify the figures. 48 It is fair to say that Dio's History was
a sort of histoire clef. ;
47
The third-century concerns of Dip have been admirably isolated by Berihg-
Staschewski Zeitgeschichte. See also Millar Study 119-173 ("The History of His
Own Time"). . . ! . /
48
Bering-Stasphewski has identified several contemporary figures implicit in
Dio's parallels.
BOOK 49
INTRODUCTION
Four campaign years are covered by Dio in this book; from the
spring/summer of 36 to the autumn of 33. Out of chronological ordpr is 49.19-
23, where he backtracks to 38 for events in the eastern campaigns, especially
against die Parthians. While Book 49 serves as a prelude to the outbreak of civil
war between the forces of Octavian and Antony, Dio is here jittle concerned with
the political manoeuvring of the principals and the shifting allegiances of their
partisans. He devotes his attention ramer to military operations.
The outlines of the design of a conceptual framework based on sharp
. contrasts can be discerned in this book, in Dio's selection, emphases, and
structuring of events: Octavian's victory over Sextus Pompey in the West
- (49.1.1-11.1) offset by the ignominious defeat of Antony in the East by the
Parthians (49.24-31); the brilliant successes of subordinate marshals
overshadowing the ineffectual leadership of the triumvirs Octavian and Antony:
the generalship of Marcus Agrippa (49.6-10), Octavian's foremost strategist, and
of P. Ventidius (49.19-21), Antony's legatus who won a spectacular victory oyer
the Parthians; die arduously won subjugation of the IUyrian tribes by Octavian
(49.34-38) contrasting with the devious and facile annexation of Armenia by
Antony (49.39.1-40.3); the oriental pomp and dynastic plains, of Antony in
Alexandria in 34-33 (49.40.3-41.3) with its antithesis in me massive programme
of urban upgrading and of expenditures by Agrippa and Octavian for the
convenience and entertainment of the people of the city of Rome (49.42-43).
For Dio's account from the final campaigns with and removal of Sextus
Pompey to die Battle of Actium (1 July 36 to 2 September 31), fi would/be ;
fruitless to hope to determine wim confidence the source or sources upon which
he relied. Eduard Schwartz proposed that Dio had access to Augustus'
18 COMMENTARY ON BOOK 49 t
1
Schwartz RE 3.1705, 1711, 1714-1715 = Geschichtschreiber 425-426, 434,
438-439.
' See Introduction to Book 50, below; M.A. Giua, "Augusto nel libro 56 della
Storia romaria di Cassio Dione," Athenaeum 61 (1983), 441-450, 455-456.-
E. Hannak, Appianus und seine Quellen (Vienna, 1869), 29; Scardigli
Rmerbiographien 150; E. Gabba, "The Historians and Augustus," in Millar &
Segal Augustus 70.
4
Manuwald Dio 223-225.
IMRODUCTIN 19
simplified; its tone may well derive, in part, from Augustus' autobiography (see
below, on 49.19.1-22.1, and 49.23-33nn). On the other hand, Plutarch's
account (Ant. 37-51 ) is more extended, more detailed, and more credible, even if
friendly to Antony. An ultimate source for both was the history of the Parthian
campaign written by Q. Dellius, friend and aide to Antony, who participated in
the expedition.5
For Octavian's Illyrian campaign (see below, on 49.34.2-38.4),.the
principal source for both Dio and Appian (lllyr. 14-28) was Augustus' auto-
biography, but here again they differ in details, Appian being more favourable to
Octavian than Dio, and less compressed.6 On Antony's deterioration as the
result of his infatuation with Cleopatra, Appian (BC 5.9 [36]), Plutarch (An/.
25.1), and Dio (51.15.2-4) are all in agreement, though Plutarch emphasizes his
moral failure, Dio his political eclipse (see Introduction to Book 50). 7 Both
Plutarch (Ant. 54.3-5) and Dio (49.41.1-4) give hostile reports on the
"Donations of Alexandria;" the source may be Livy, Augustus' autobiography,
or some intermediate source.8 Further, Dio's account of Antony's war
preparations before Actium (50.6.5-7.3) is similar to Plutarch's (Ant. 56, 61)
but considerably briefer.9 We have argued below (on 50.1J4.3-15.4) that Dio's
account of Antony's strategy at Actium (not based on an official version) is the
soundest interpretation. Finally, the narrative of the Battle of Actium in Dio
(50.31-35) differs in many details from Plutarch's (Ant. 64-66). 10
3
H. Ritter, Die Quellen Plutarchs in den Biographien der Rmer (Halle, 1865),
142-146; Scardigli Rmerbiographien 147-148. It is., not likely that Dio and
Plutarch used Dellius' monograph on the Parthian War directly (Jacoby FGrH
2B .623-624, 197).
6
A. Mighali, "Le memorie di Auguste in Appiano Illyr34-2&,"\AF LC 21 (1953),
197-217; Manuwald Dio 228-231. \\_
7
Scardigli Rmerbiographien 146. This view of Antofty may have been derived
from Asinius P'ollio's history of the civil wars.
8
Scardigli Rmerbiographien 147-148.
" Scardigli Rmerbiographien 148.
^ The account of Actium may derive from Octavian's autobiography, through
Livy or some intermediate source (Scardigli Rmerbiographien 149). For other
treatments of the sources for this period and the Battle of Actium, see CAH
10.870-876; G. Delvaux, Les sources de Plutarque dans les vies parallles des
Romains (Bruxelles, 1948) [non vidi]; D. Harrington, "The Battle of Actium: A
Study in Historiography," AncW 9 (1984), 59-64, who argues for the credibility
of Dio's and Plutarch's narratives on the Battle of Actium, and mat they agree on
essentials even though they used different sources and wrote with different
perspectives, emphases, and purposes.
20 COMMENTARY ON BOOK 49
In his account of this year Dio, as in many other books, tries to harmonize with
the annalistic tradition of Roman historiography his own penchant for narrative
history and for selected emphases and paradigmatic structuring of events. With
regard to the balance between res internae and res externae, characteristic of
Roman annales, Dio devoted the year 36 largely to narratives of external affairs,
the campaigns against and the flight and death of Sextus Pompey (1.1-14.6 and
17.1-18.5), with brief attention to internal affairs sandwiched between (15.1-
16.2). The phrase "in the same year" at 16.2, characteristic of "end chapters" in
annales (as, for example, in Livy and Tacitus), may betray an annalistic source
used here by Dio.
V
1.6 ... Amopav f\X8e: "he went to Lipara." Sextus Pempey had
fortified Lipara, one of the five Aeolian Islands (App. BC 5.97 [405]). Dio
implies that somehow Agrippa succeeded in occupying it at this time. Appian
24 COMMENTARY ON BOOK 49
(BC 5.105 [433-435]) is more specific: he states that Octavian crossed with his
entire fleet (an overstatement) from Vibo to Strongyle (modem Stromboli), the
northernmost island of the group, and left Agrippa in command; and that
Agrippa (presumably having occupied Lipara) took Hiera (modern Volcano), the
southernmost of the Aeolian Islands, which he made his base of operations.
5.1 KCUVOV TOS aoAiuou: "military opportunity." For the phrase in this
sense, cf. Dio 41:44.2 and Thuc. 3.30.4 (but here H.S. Jones inthe OCT reads
TO Kevov).
Tv 'AvTameicov vemv: On Antony's ships see above 49.1.1;
48.54.2.
Taupouviov: Tauromenium was about 50 km south of Messana, on
the road to Catana. Octavian crossed from Leucopetra (Capo dell' Armi) on the
Calabrian shore (App. AC 5.109 [451]). With Agrippa's effort to create a
beachhead at Tyndaris on the north shore, about 75 km by sea from Messana, it
was planned to cut off Messana in a pincers tactic. The manoeuvre failed
because Agrippa's landing at Tyndaris was aborted. Agrippa had sent news of
the engagement at Mylae to Octavian, who crossed over at dawn the next day and
disembarked his forces. But the sudden arrival of Pompey <VeIl. Pat. 2.79.4:
1.1-11:1: VICTORY OVER SEXTOS POMPEY (36 B.C.) 27
inopinato Pompeianae classis adventu; App. BC 5.110 [456]: Gaua SoKntov)
in the waters of Tauromenium that very day led to the defeat of Octavian, his
abandonment of his men in Sicily, and his narrow escape to nie mainland. See
Gabba's excellent analysis in Appian 185-192, on BC 5.109-112 [454-470]).
5.4 T\v ifreipov: Appian specifies the harbour Abala, on the Italian
coast north of Leucopetra, where Messalla was stationed. But ASbala cannot be
identified with certainty. See Gabba Appian 190, on BC 5.112 [466]. Appian
states that he escaped "with one soldier," Suetonius (Aug. 16.3) with one ship.
5.5 ix'v xiva: For the fish omen here as foretelling victory at sea, cf.
Pliny HN 9.55; Suet. Aug. 96.2: pridie quam Siciliensem pugnam classe
committeret (clearly before the Battle of Naulochus).
7.5 v t<p epuuxm: i.e., "marching camp." Cary's translation, "in his
camp," is not accurate.
8.1 'Apteuioiov: Artemisium (cf. App. BC 5.116 [484]) was a small town
near Mylae, on the Phacelinus River, on the northern coast. By this time
Agrippa had taken Tyndaris, and Octavian had transported his infantry and cavalry
from the mainland to Mylae and Artemisium.
Tioifjvoc: Tisienus Gallus (RE 6A.1480 = Tisienus [Mnzer]) had been
a legatus of L. Antonius in the Perusine War (48.13.2). Dio here backtracks,
out of chronological order, for a brief account of the indecisive confrontation of
Lepidus and Tisienus Gallus in the western part of Sicily, at Lilybaeum. Dio's
account of Lepidus' attack on Lilybaeum is too compressed to provide a credible
1.1-11.1: VICTORY OVER SEXTUS POMPEY (36 B.C.) 29
treatment; Appian's (BC 5.97-98 [403-408], 104-105 [430-434]) is here superior
to Dio's (Gabba Appian 166).
15.2 Kdtoxo: Dio's story of the "seized" soldier has the tone of a
rhetorical topos with folktale characteristics, symbolizing the yearning for peace.
Did Dio find the event in the official list of prodigies? On Dio's belief in
prodigies, see Millar Study 77.
15.5 oiic{av...ic tow THiooiov: For the decree of the Senate on behalf
of Julius Caesar, enabling him to live in a domus publica (i.e., state property),
see Dio 43.44.6. For the dedication of the Temple of Apollo on the Palatine by
Octavian in 28, see 53.1.3n. The house of Augustus on the Palatine, built later
next to the Temple of Apollo, was not a domus publica (cf. Vell. Pat. 2.81.3,
and Woodman Velleius 208). However, in the year A.D. 3, when this house
was destroyed by fire, it was rebuilt with public and private funds and then was
made public property, to which was attached the name Palatium (Dio 53.16.5n;
55.12.4-5n; Suet. Aug. 57.2). For Augustus' house, see G. Carettnj, Das
Haus des Augustus auf dem Palatin (Mainz, 1983).
K e p a u v : Cf. Suet. Aug. 29.3: Templum Apollinis in ea parte
Palatinae domus excitavit, quam fulmine ictam desiderari a deo haruspices pro-
nuntiarant.
i \fyiz p?<p u^xe X7<p TA opieaSav. The unprecedented
privileges granted to Julius Caesarsacrosanctitas for life by decree of the
Senate and the right to sit with tribunes on their subselliawere given to
Octavian also at this time. Bauman (RhM 124 [1981], 167-168) approves the
accuracy of Dio's statement on the grant of sacrosanctity to Octavian; it was
bestowed by a legal formula expressed by analogy to the power of the tribunes,
not as a specific separate authorization parallel to their power. For the grant of
sacrosanctitas to Octavian, see the discussion on tribunicia potestas in Appendix
13, "The Tribunician Power of Octavian/Augustus (51.19.6-7);" Weinstock
Julius 220-221; Holmes Architect 221-223 ("When Was the Tribunician Power
First Conferred Upon Octavian?"); P.L. Strack, "Zur tribunicia potestas des
Augustus," Klio 32 (1939), 358-381; Gabba Appian 220-222 (on BC 5.132
[548], with full bibliography); Grant Imperium 449-450.
16.2 K<kv tip avxcp totip exet: "and in this same year." For this
phrase in a traditional annalistic "end chapter," see on "The Year 36 B.C.,"
above.
YOpav6|io: On the scarcity of aediles and on aediles serving\inviti
("unwillingly") during the last decades of the Republic and under Augustus, see
48.53.4; 53.2.2; 54.11.1; 55.24.9. Hence the uniqueness of Agrippa's
undertaking the aedileship in 33 KOV ("willingly," 49.43.In). Dio may have
emphasized the absence of aediles as precedent for developments under the
Antonine monarchy. While there were still aediles in the third century, their
importance was considerably diminished since their major functions had been
taken over by the praefectus urbi, praefectus vigilum, and praefectus annonae, all
imperial appointees. Moreover, under Severus Alexander the aedileship came to
a virtual end when senators were instructed to proceed directly from quaestorship
to praetorship. See Hammond Monarchy 295, 312 nn44-45.
icoA.iap%o,: Normally a praefectus urbi was designated for the time of
the Feriae Latinae, when all magistrates were absent from Rome at Mons
Albanus (for one day, usually in April). This extraordinary official had
imperium domi as surrogate for the consuls, upon whose return to Rome his
power lapsed. The omission of such an appointment was highly irregular (cf.
41.14.4; Weinstock Julius 320-325). At this time, the maintenance of order in
the city was delegated to some of the praetors, who stayed behind, and to
Maecenas.
tic Maurfjva: Dio's introduction of Maecenas here for the first time
in his History, though he had already emerged on uie scene of history earlier (in
42 B.C. at Philippi) and had had an important role as representative and
counsellor of Octavian (espciafly for the Treaty of Brundisium), was induced by
the mention of praefectus urbi. The appointment of Maecenas, an equestrian (in
Dio's time there was a sharp upswing' in the importance of the quits in both
administrative and military spheres), t a new and unprecedented post as
surrogate for the triumvir Octavian appeared to Dio as a sort of precedent for the
15.1-16.2: OCTAVIAN IN ROME (36 B.C.) 41
imperial praefectus urbi, who was a senior senator and had extensive jurisdiction. '
Maecenas was sentjo Rome from the Sicilian theatre of operations to maintain
order (undoubtedly with military forces at his command). The situation in Rome
and Italy was indeed perilous: the memory of Pompey the Great still had potency
among the Roman plebs, and Sextus Pompey profited by this; there were armed
bands of the proscribed and of victims of the land confiscations throughout Italy;
insurrection threatened in Etruria (49.15.1); the war taxes were high and
unpopular; and the disruption of commerce jeopardized the food supply of the
city. See Gabba Appian 170 (on BC 5.99 [414]). Though Maecenas had wide-
ranging authority, with police power, in Rome and therestof Italy, he did not of
course have the tide praefectus urbi; his role was, in fact, closer to that of the
later praefectus praetorio. Cf. Tac. Ann. 6.11.2: Augustus bellis civilibus
Cilnium Maecenatem equestris ordinis cunctis apud Romam atque ltaliam
praeposuit; Vell. Pat. 2.88.2: Tunc urbis custodiis praepositus C. Maecenas,
equestri sed splendido genere natus; App. BC 5.99 [414], 112 [470]; Anon. Eleg.
in Maecen. 1.14 (vigil urbis), 1.27 (urbis custos), 1.41-42 (with Octavian in the
campaign against Sextus Pompey). See PIR^ M 37; RE 14.212 = Maecenas 6
(Stein and Kappelmacher); J.-M. Andr, Mcne, Annales Litt. Univ. Besanon
86 (Paris, 1967), 27, 34, 37, 50-51, 64-65; M.W. Thompson, "The Date of
Horace's First Epode," CQ 20 (1970), 328-334; Woodman Velleius 238-239 (on
2.82.2). Maecenas was a highly influential member of the municipal nobiles of
Etruria, many of whom supported Octavian and rose to high rank and position
under his patronage. See J.F. Hall, The Municipal Aristocracy of Etruria and
Their Participation in Politics at Rome, B.C. 91-A.D. 14 (Diss. Pennsylvania,
1984).
Maecenas' surrogate imperium domi lapsed on the return of Octavian
shortly before 13 November, the day of his Ovatio. How long did Maecenas
have this role? He was at Octavian's side in the war against Sextus Pompey.
Appian (BC 5.99 [414]) says that, after the beginning of the operations and the
disastrous storm on 3 July (cf. 49.1.3n), Octavian seht Maecenas to Rome to
quell disorders. But at BC 5.112 [470] we learn that when, after the Battle of
Mylae (i.e., at the end of July or in the first half of August), Octavian's ships
off the east coast of Sicily were overwhelmed by Sextus and Octavian escaped to
the mainland, he sent Maecenas a second time to Rome because of unrest in the
capital. Thus Maecenas was Octavian'srepresentativein Rome and Italy either
continuously for about four months, or for two separate periods, about one
month beginning early July, and then from about the middle of August to early
November.
42 boMMENTARYONBOOK49
Maecenas' later appointment to the same competence, Dio states here,
extended ac! itoXv, "for a long time." The duration of that term was for about
two years, from spring or fall of 31 to late summer of 29. See 51.3.5n; 55.7.1.
Dio treats Sextus Pompey's flight to the East, his activities there, and his
ignominious death quite summarily; Appian expands considerably (C 5.133-
144 [550-600]; cf. 5.122 [504-505]). See RE 21.2241-2245 = Pompeius 33
(Miltner); Hadas Sextfis 148-160; Buchheim Orientpolitik 88-90. Sextus' aims
and strategy in the East were multiple and pragmatically extemporized: for
survival he exploited Pompey the Great's name and ties of patronage in the East,
solicited support from his followers in Sicily and from those disaffected from
both triumvirs, threw himself on the mercy of Antony (but did not^jo to
Alexandria), and finally even aspired to succeed to Antony's power in the East; at
the same time he kept open options for flight to and support from the Parthians.
See App. BC 5.133 [550-554]; Vell. Pat. 2.79.5: inter ducem et supplicem
tumultuatur et nunc dignitatem retinet, nunc vitam precatur ("He was at cross
purposes between leader and suppliant, and now preserved his status, now begged
for his life").
17.4 yvd&unv: On Pompey's purported plan to join forces with Antony, cf.
App. BC 5.133 [550-551]. But he did not journey to Alexandria, where his
father had been assassinated.
v Aeoqi: Pompey's station in Lesbos was at Mytilene (App. BC
5.133 [550]), where he had stayed as a boy with his mother Cornelia during the
civil war with Caesar, from early 48 B.C. to August/September of that year.
See Hadas Sextus 22-35. Sextus lived here now as a private citizen, exploiting
Pompey's name and relying on the ties of patronage of Pompey in the East
(Hadas Sextus 150-154).
xl MTI8OU: See 49.23-33.
17.5 Qopvio: On Gaius Furnius, see PIR2 F 590; MRR 2.402, 408. He
had been a friend of Pompey the Great and of Cicero. At this time he was a
partisan of Antony and governor of the province of Asia. His forces were
supplemented by those of Cn. Domitius Ahenobarbus, another lieutenant of
Antony who was governor of Bithynia (from 40 to 34: MRR 2.382, 397, 401-
402, 407, 412; CAH 10.43), and by those of King Amyntas. He is the Furnius
who was unable to hold his office,! though consul designate, because of the
instability of the times, and was by way of compensation later adlected by
Octavian in 29 inter Consulares (52.42.4n).
18.4-6 yp\i\iaxa: Dio and Appian (BC 5.144 [598-600]) give two
different versions concerning the death warrant of Sextos Pompey. Dio's story
of the two letters from Antony with opposite instructions appears fanciful, and
has the earmarks of a folktale or rhetorical topos: Appian says nothing of two
different letters. Compare the case of P. Petronius reported by Josephus in BJ
2.203: When governor of Syria in A.D. 40/41 he was threatened with death by
Gaius Caligula for reluctance to introduce a statue of the emperor into the
Temple of Yahweh in Jerusalem. The threat came in a letter which, because of
winter, was delayed three months in the delivery. A second letter, with the news
17.1-18.7: SEXTUS POMPEY'S END (36 B.C.) 45
of Gaius' death, reached him twenty-seven days before"ttfi emperor's letter.
There were, as well, historical precedents surely known to Dio. The prototypical
exemplum for Dio may have been the two successive decrees of the Athenian
assembly in 427 B.C., the first ordering the execution of Mytilenaeans of
military age and the enslavement of women and children, the second, the very
next day, rescinding the order (Thuc. 3.49).
The problem of who ordered Pompey's deathremainsunresolved: Titius on
his own or at Antony's explicit orders; or by order of Plancus, whether on his
own authority or with Antony's knowledge (App. BC 5.144 [599-600]). In any
case, Titius attended to the execution.
18.6 ZTOU tivo no|iicitiou: Dio specifies the date of the death of
Sextus Pompey in 35 because of the irony that one of the consuls of the year
was a certain Sextus Pompey (cf. 49.33.In). Dio does not mention the place of
execution: Miletus (App. BC 5.144 [598]; Str. 3.141). Appian (BC 5.139
[579]) tells us that with Pompey at the end were Cassius of Parma (cf. 51.2.4-
6n), Q. Nasidius (cf. 50.13.5), Sentius Saturninus, Q. Minucius Thermus, C.
Antistius Reginus, C. Fannius, and L. Scribonius Libo (Sextus' father-in-law:
cf. 48.16.3). All went over to Antony in time to save their lives.
x<p 'AvxoDvup: On honours to Antony for the elimination of Sextus
Pompey, coinciding with similar honours to Octavian, see 49.15.1-2n,
particularly Antony's privilege of banqueting with his wife and children in the
Temple of Concord.
Dio's narrative of the remainder of Book 49 was motivated and moulded by two
major themes: the successes of subordinate commanders that overshadowed those
of the imperatores themselves (see above, Introduction to Book 49); and
Antony's personal failures in the East and his increasing betrayal of Romanitas,
as contrasted with Octavian's successes in Sicily and the Balkans, as well as his
solicitude for Rome and Italy. To dramatize these antithesesas well as to
indulge his penchant for vivid narrativeDio reached back to 38 B.C. to contrast
46 COMMENTARY ON BOOK 49
the brilliant successes of Ventidius over the Parthians with Antony's Parthian
dbcle.
Antony's eastern policy was a patchwork of pragmatic arrangements that
conformed to four imperatives: his commitment to a campaign of revenge, as
well as to overawe and weaken Parthian power; his search for glory and hope of
booty; the abiding conflict with Octavian and his partisans in Italy; and his
absorbing attraction to Cleopatra and Egypt. It is evident that Antony did not
put into place an efficient system of reliable client rulers until 37-36 (see
49.32.3n). He inherited Caesar's master plan for the Parthian campaign: Caesar
had planned to depart from Rome on this grand Alexander-like exploit on 18
March 44, and to spend three years on eastern campaigns, directed principally
against the Parthians. See Bengtson Partherfeldzug 4-9; Syme Revolution 259-
275; A. Zwaenepoel, "La politique orientale d'Antoine," LEC 18 (1950), 3-15.
But Antony did not personally take supreme command against Parthia until the
spring of 36, eight months after the Treaty of Tarentum; and he appears to have V
scaled down Caesar's grandiose ambitions of conquest, contenting himself with a
show of Roman might sufficient to instal a new Parthian dynasty subservient to
Rome and to encircle Parthia with client states and rulers loyal to himself. Cf.
A S . Schieber, "Antony and Parthia," RSA 9 (1979), 108-113, supporting the
analysis of L. Craven, Antony's Oriental Policy Until the Defeat of the Parthian
Expedition, University Of Missouri Studies, Social Science Series 3.2
(Columbia, Missouri, 1920) (non vidi ).
Our sources for Antony's Parthian campaign are mostly unfriendly to him:
Livy.fer. 130; Florus; Eutropius; Rufus Festus; Orosius; Velleius; Frontinus
(the Stratagemata); and Dio 49.19-31. (Brcklein [Quellen 25-33] proposed that
the original hostile source was Livy.) The sources friendly to Antony are
Plutarch (Ant. 37-51) and Strabo. The latter apparently derived his material from
the account of the Parthian campaign by Antony's friend and adjutor Q. Dellius,
who participated in the campaign and, in the years immediately following, wrote
an historical work on the events, at the latest in 32 B.C. On the sources in
general, see Bengtson Partherfeldzug 9-13; Brcklein Quellen 6-46 ("Die
Quelle"). On Dellius, see Glauning Anhngerschaft 29-30; MRR 2.409, 413,
423; RE 4.2447 = Q. Dellius (Wissowa); Manuwald Dio 227 n376; and Dio
49.39.2-3; 50.13.8, 23.1-3.
21.1 %r\$ pzfi afav Excrooe: The arrival of Antony about July of 38
at Samosata (Dio calls it "sudden") would naturally result in his assuming"
supreme command, preliminary to the implementation of his plan for an
50 COMMENTARY ON BOOK 49
invasion of Parthia. It is not unlikely that Ventidius remained with Antony
until the capitulation of Samosata (cf. 49.22. l-2n), and that he accompanied him
back to Athens. We do not know why Antony made no further use of Ventidius
(age? illness?). Dio's explanationthat Antony relieved Ventidius of his
command out of jealousy (cf. Plut. Ant. 34.4)is in line with Dio's conception
of the relationship between those in power and their subordinates (see 49.4.1-
4n), and would appear to stem from an anti-Antonian source. Tarn's view (CA//
10.49-50, 53), that Ventidius was cashiered because of his acceptance of bribes
from Antigonus of Judaea and Antiochus, is as implausible as Dio's
explanation, which some claim is derived from a panegyric for Ventidius on his
triumph, written by Sallust (49.21.3n; cf. Appendix 5, "Ventidius' Triumphal
Oration"). It was Ventidius' achievement to have stabilized the East (cf.
Bengtson Partherfeldzug 17), and Antony celebrated this accomplishment (as
well as the victory of Asinius Pollio against the Illyrians) in Athens, and was
saluted Imperator II and III. See BMCRep. 2.505-506. Plutarch (Ant. 34.4)
reports that Antony returned to Athens, where he spent the winter with Octavia,
and that he "bestowed suitable honours on Ventidius and sent him back to his
triumph."
21.2-3 v xf| utfi T)upa: Gindaros took place sometime in June 38.
The tradition that the victory over Pacorus occurred on the very day of the
fifteenth anniversary of the Battle of CarrhaeJune 9is. "probably an
invention" (Tarn, CAH 10.51). For the date of 9 June for Carrhae, see Ovid
Fasti 6.465-466; CAH 9.610-612; K. Regling, "Crassus' Partherkrieg," Klio 7
(1907), 388-389. The tradition that Gindaros occurred on the anniversary of that
day (Eutr. 7.5; Festus 18.2) may derive from a Livian conception stressing the
"revenge" motif (cf. 49.21.2; so Regling, op. cit. 389 ni). Cf. Eutr. 7.5: P.
Ventidius Bassus.. .Pacorum, regis Orodis filium, interfecit eo ipso die quo olim
Orodes Persarum rex per ducem Surenam Crassum occiderat ("P. Ventidius
Bassus...killed Pacorus, son of King Orodes, on the very same day on which
previously Orodes, king of the Persians, through his general Surena had killed
Crassus").
19.1-22.3: VENTIDIUS'VICTORIES (38 B.C.) 51
21J t a viKTjTT|pio: Ventidius celebrated his triumph on 27 November
38. The sources emphasize that he was the first to triumph over the Parthians;
yet he did not set foot on Parthian soil. On his triumph, see Pliny HN 7.135;
Vell. Pat. 2.65.3; Val. Max. 6.9.9;'Plut. Antritt; Pronto Vei. 2.1.7; Gell.
15.4.4 (primum omnium de Partais triumphass); Eutr. 7.5; cf. RE 8A.813-814
= Ventidius 5 (Gundel). Jacoby (FGrH 2B.622, 196) conjectures that Julius
Polyaenus of Sardis, a freedman of Julius Caesar, composed something to
commemorate the triumph of Ventidius Bassus.
For the official documentation: Fasti Triumphales Capitolini (CIL l 2
pp54, 76, 180; ///. 13.1.86-87, 569): P. Ventidius P. f. pro co(n)s(ule) ex Tauro
monte et Partheis V k. Decern, an. DCCX\ V] (because of the-lacuna, Tam
[CAH 10.53] insists on a date of either 38 or 37); Fasti Triumphales Barberini-
ani (CIL l 2 p77; lit. 13.1.342-343). The title "proconsul" in the Fasti is
nettlesome: traditionally, only commanders conducting wars suis auspiciis and
suo imperio were eligible for triumphs. But under Julius Caesar (after 45) and
during the Second Triumvirate triumphs were allowed, irregularly, to. such
secondary commanders. See Cagnat in DS 5.488-491; Mommsen StR 1.126-
136; RE 7A.498 = Triumphus (Ehlers); Schleussner Legaten 171J
Mommsen (StR 1.130 n5) suggests that for the day of the triumph such
legati were accorded a fictive, independent proconsular imperium. Contra, RE
9.1144 = Imperator (Rosenberg); R. Combes, Imperator (Paris, 1966), 85-86,
161, 459. Yet we find the title "proconsul" in the Fasti Triumphales for all
legati who celebrated triumphs at the end of the Republic (e.g., C. Sosius,
Asinius Pollio, T. Statilius Taurus).
Was Ventidius acclaimed imperator! The evidence is murky. Dio
specifically states (48.41.5) that Ventidius received no reward in 39, but that
Antony received eulogies and a thanksgiving for his legatus' victory over
Labienus and the Parthians (cf. Tarn in CAH 10.50; 53. for Antony's second
and third acclamations as imperator in 39/38, wljich apear to have been
occasioned by Ventidius' victories). But a scarce aiid rnuc|-disputed denarius
struck by Ventidius shows on the obverse a portrait of Antony, and on the
reverse P. Ventidi Pont. Imp. T.V. Buttrey, "The Denarius of P. Ventidius,"
ANSMusN 9 (1960), 95-108, argues that the-coin was struck in 39. Gndel
(RE 8A.809-810 = Ventidius 5) argues that Dio's statement in 48.41.5 fits the
events of 38 better. On the question of whether a legatus could be hailed
imperator, it is noteworthy that the coins of another legatus of Antony, C.
Sosius, also designate him as imperator (BMCRep. 2.508 146). L.
Schumacher, "Die imperatorischen Akklamationen und die auspicia des
Augustus," Historia 34 (1985), 194-196, faults Dio for ruling out such
52 COMMENTARY ON BOOK 49
imperatorial acclamations with anachronism, and for retrojecting imperial
practices to the triumviral period.
21.3 86av: Ventidius was long remembered as a rhetorical topos not only
because he was a military hero but because of the reversal of fortune from
captive to triumphator (cf. Dio 49.19.In; Gell. 15.4.|). See Appendix 5,
"Ventidius' Triumphal Oration."
After his triumph Ventidius' name disappears from history, except that he
was accorded a state funeral (Gell. 15.4.4). He died apparently before 32 B.C.
Gardthausen (Augustus 1.233) infers from Juvenal 11.22-23 (in Ventidio
laudabile nomen I sumit et a censufamam trahit) that Ventidius retired Lucul-
lus-fashion on princely riches brought from the East. But Juvenal may be
referring to a later unknown Ventidius (cf. PIR^ V 249).
The sculptured fragments of a funerary monument from an exclusive burial
area on the Via Appia, now in the Braccio Nuovo of the Conservatori Palace,
have been attributed to the tomb of P. Ventidius by von Sydow, who dates the
fragments on stylistic grounds to the time of the Second Triumvirate, ea 35 B.C.
(W. von Sydow, "Die Grabexedra eines rmischen Feldherrn," JDAI89 [1974],
187-216).
22.6 'Hpr&n. Tivi: Herod was ceremonially invested in Rome with royal
power over Judaea as Roman client king in the fall of 40 (cf. Jos. AJ 14.384-
389; Str. 16.765; App. BC 5.75 [319]; Tac. Hist. 5.9.2), by the Senate and with
the approval of Antony and Octavian. But he did not assume his rule until he
22.3-6: THE CAPTURE OF JERUSALEM (37 B.C.) 55
details. Plutarch's extended account (Ant. 37.3-50.4) is more reliable and more
friendly to Antony; Dio's is one-sided, hostile to Antony, and oversimplified.
Biircklein opts for Livy (based on Dellius) as Dio's source, as does Manuwald in
part (Dio 226-227). For the sources in general, see Biircklein QuelleTTZttT,
65-69; Gardthausen Augustus 1.290-305; 2.149-157; Bengtson Partherfeldzug 9-
13; Tarn, CAH 10.71-75; Bengtson Antonius 184-205; Scardigh Rmer-
biographien 147. On Antony and the Parthians in general, see Sherwin-White
Foreign Policy 307-321 ; Scuderi Commente 79-80.
ANTONY'S ROUTE
Antony's first objective was the Median capital Phraaspa. The route he took
there was first worked out reliably by Kromayer, and this is now, with slight
modifications, the generally accepted one. Antony marched along the west bank
of the Euphrates from Zeugma (guarded by Parthians) north to Samosata, thence
to Melitene, then east across Armenia to Garana (modern Erzerum) or to
Artaxata, where he was joined by Canidius Crassus and his farces, thence'to the
Araxes River (on the border between Armenia and Media), which he crossed at
Djulfa (in the middle Araxes), thence south along the eastern side of Lake Urmia
to Phraaspa. The distance covered between Zeugma and Phraaspa was 8000
stades (Plut. Ant. 38.1; Str. 11.524), or about 1500 km. The siege of Phraaspa
began about three and a half months later, in mid-August. See J. Kromayer,
"Kleine Forschungen zur Geschichte des II. Triumvirates," Hermes 31 (1896),
70-104; Holmes Architect 223-225 ("The Route Which Antony Followed in His
Parthian Campaign"), with extensive bibliography; Gnther Beitrge 50-72;
Tarn, CAH 10.73-74; Debevoise Parthia 124; Bengtson Partherfeldzug 23-24;
Bengtson Antonius 184-205.
ANTONY'S FORCES
Antony reviewed his troops in Armenia, a total of ea 100,000 men: the largest
Roman army ever mobilized against Parthia (Plut. fat. 37.3). These included
60,000 legionaries in sixteen legions (including Canidius'), 10,000 Spanish and
Gallic cavalry, and 30,000 allied troops. On the number of legions, see Vell.
Pat. 2.82.1 (thirteen); Livy Per. 130 (eighteen); Anon. Vir. III. 85.4 (fifteen);
Floras 2.20.10 and Justin 42.5 (sixteen, the number most likely). The host was
supported by a huge baggage train (Plut. Ant. 38.2) with supplies and siege
engines (300 wagons for these alone), including a huge battering ram. For a
while Antony had the support of sizable contingents of infantry and of both
ordinary and mail-ciad cavalry under the command of King Artavasdes of
Armenia, who found it politic at the moment to offer Antony a base, passage,
supplies, and military aid, though his basic policy was pragmatic neutrality in
58 COMMENTARY ON BOOK 49
the face of Rome, Media, and Parthia. See Tarn CQ 26 (1932), 75-81; Holmes
Architect 125 n5; Debevoise Parthia 124-125; Bengtson Partherfeldzug 18;
Sherwin-White Foreign Policy 311 n37.
Western Marches." This Parthian nobleman of high rank had fled across the
Euphrates to escape the bloodbath of Phraates. To Antony mis seemed a golden
opportunity to put on the Parthian throne a dependent client king, but his trust
in Monaeses reveals his misjudgement not only of the Parthian ethos but of the
fluidity of the internal struggle between nobles and common people, the rapid
shifting of allegiances, and the pragmatic compromises of King Phraates.
It is difficult here (chapter 24.2-5) to sort out the actual motives and
manoeuvres of the principalsAntony, Monaeses, Phraatesfrom Dio's own
speculations. Antony was apparently temporizing to gain time for military
preparations by using Monaeses and at the same time sending envoys to Phraates
to negotiate peace and the return of the military standards and Roman prisoners
taken when Crassus was defeated (see 40.20.4-25.4). Antony's mistake in his
dealings with Monaeses was not to have learned from the experiences of Crassus
in 53 and of Caecilius Bassus in 44/43 with the duplicitous behaviour of such
Near Eastern dynasts as Alchaudonius (or Alchaedamnius), an Arab sheikh (CAH
9.604), and Abgarus of Osrone. Dio says of Alchaudonius that he "always
attached himself to the stronger party" and offered his assistance to the highest
bidder, and of Abgarus that he pretended to favour Crassus but, having learned
Crassus' plans, reported them to the Parthians (see Dio 36.2.5; 40.20.1-2;
47.27.3-4). As for Monaeses, after learning Antony's plans he returned to
Parthia and assumed command of the Parthian forces against Antony (CAH
10.71-72).
24.1 KavtSio: For Publius Canidius Crassus, one of Antony's most loyal
partisans, see MRR 2.378-379, 397, 401; RE 3.1475-1476 = Canidius 2
(Mnzer). He was consul suffectus in 40, commanded troops for Antony at
Actium, and was later executed by Octavian. The aim of Canidius' campaign
against the people of the Caucasus was either "an operation of prestige*'
(Sherwin-White Foreign Policy 308) or to provide an alternate route for Antony
north of Armenia. His successes over the Ibres and Albanoj effectively isolated
King Artavasdes of Armenia, except on his southern flank bordering Parthia.
King Pharnabazus of the Ibres and King Zober of the Albanoi, mentioned here
by Dio, are otherwise unknown. On Canidius' campaign, see Asdourian
Beziehungen 58; Tarn, CAH 10.72; Gnther Beitrge 51 ni; Holmes Architect
122-125.
Cyrrhestike (Membidj). See Plut. Ant. 37; Debevoise Parthia 123. This
principality had been the realm of Alchaudonius.
Florus 2.20.6; Fron. Str. 2.3.15. Dio's extended, yet elementary treatment is
characteristic: his military knowledge was not professional, but rather bookish
and prone to stereotypical battles and sieges. Similarly, his comments on the
strategy and tactics of historical figures are designed to make him appear a
"military expert." Cf. Harrington Dio 126-130; M.M. Eisman, "Dio and
Josephus: Parallel Analyses," Latomus 36 (1977), 664. On the testudo tactic,
see RE 5A.1062 = Testudo 1 (Lammert); Bengtson Partherfeldzug 37-38.
31.1-2 Antony's Losses. The disaster for Roman military prestige was
greater than that of Crassus at Carrhae: it constituted a turning point in world
history, ending with finality Roman dreams of imitating Alexander's conquests
in the East. Tarn (CAH 10.73; CQ 26 [1932], 79) calculates that Antony lost
37% of his forces; Huzar (Antony 180) says 32,000 men, following Plut. Ant.
50.1 and 51.1 (20,000 infantry, 4000 cavalry in Media, and 8000 on the retreat ^
through Armenia); Velleius (2.82.3) puts the losses at one-quarter of Antony's
effectives; Livy (Per. 130) at two legions plus 8000; Florus (2.20.10) states that
hardly one-third of Antony's sixteen legions survived. Cf. Bengtson
Partherfeldzug 47; Colledge Parthians 38-39,43,45 (35,000 killed). Despite the
losses, Antony still controlled thirty legions.
Dio does not offer specific analysis of the failure of Antony's Parthian
campaign, as does Plutarch (Ant. 37 .4; 38; cf. Bengtson Partherfeldzug 40: "his
plan was built on sand"). Aside from poor timing, inadequate knowledge of the
topography and weather, and little understanding of the Armenian and Parthian
mentality, he put excessive pressure on his legionaries (cf. the long march of
8000 stades), and he made the faulty decision to separate himself from his
baggage train. See Bengtson Partherfeldzug 32,40; Tarn, CAH 10.72.
3L3 xei|utaai: Dio states erroneously that the army wintered in Armenia,
when in fact they proceeded directly to Syria (Brcklein Quellen 60).
31.4 KXeoxaxpac: Dio does not provide the information that Antony sent
instructions for Cleopatra to meet him at Leuke Kome (Plut. Ant. 51.1), on the
coast between Berytus and Sidon.
32.1-2 crjun: On the propaganda barrage on both sides at this time, see
Scott MAAR 11 (1933), 36. Dio's emphases here are pointed: after his failure
Antony went to Egypt; Octavian, after his successes in Illyria, returned to Rome
(49.38. In).
23.1 -33.4: ANTONY'S PARTHIAN CAMPAIGN (36 B.C.) 63
do not, in fact, know precisely when this land was given to Cleopatra: Dobia&
[op. cit.] assigns this to the spring of 34.) This territory may have been a
stretch of the coast of the Red Sea (see 51.7.1M). Josephus (A/ 15.79, 92; BJ
1.362) places the grant of part of Judaea in early 34 (Buchheim [Orientpolitik
72] states that parts of Judaea and Nabataea were ceded before the beginning of
the Armenian expedition of 34). The enmity between Cleopatra and Herod may
have been a motive, but there were surely practical reasons also that involved
Antony's military needs. Other lands mentioned in this connectionPhoenicia,
Cilicia, Coele Syria, Cypruswere also important for ship-building (cf. Str.
14.684): they were given to Cleopatra in 37/36 (Buchheim Ortentpolitik 73-74;
Instinsky, op. cit. 978-979) or in the spring of 34 (DobiaS, op. cit. 313-314).
DobiaS posits a third grant, after Antony's return from Armenia. Dio is the only
source that mentions Cyrene and parts of Crete. Dio, incidentally, refers to
Cyprus twice (also at 49.41.1-3n): Cleopatra obtained th island in 44; Antony
removed it from her in 41; and between 37 and 34 she regained it (BickneU, op.
cit. 325, 342, places this grant early in 35, at Leuke Kome: see 49.3 1.4M).
In sum, Antony's grants were motivated fundamentally by his military
needs; very little Roman provincial territory was involved; and Antony had
plenary authority to readjust territory of client states. Octavian had the same
authority in the West, but between 43 and 34 he made no such adjustments,
except to convert Mauretania into a province after the death of King Bocchus
(49.43.7n).
This year's account is devoted almost entirely to res externae, mostly Octavian's
campaigns in the North, with a very brief look at res internae at the end
(49.38.1-2).
33.1 b x e x e u o a v : This Sextus Pompey was (he eldest son of the like-
named philosopher Sextus Pompey; see RE 21.206P = Pompeius 19 (Miltner).
On L. Cornificius, see 49.6-7, 43.8n.
Apart from the specifics of the military operations involving the conquest
of Dalmatia, two matters of importance need to be treated here: Octavian's
motives for this war, so soon after the exhausting Sicilian War; and the scope
and achievements of these campaigns.
It is dubious (pace Syme, "Augustus and the South Slav Lands" [see
below], 17) that Octavian's purpose was to protect his flank in the northeast in
the event of war with Antony (cf. Wilkes Dalmatia 49 nl). Basically, Octavian
kept to the forefront the need to win the favour of Italy. Although the tribes in
the unpacified northeast and along the Illyrian/Dalmatian coast were guilty of
non-payment of tribute, more serious was the problem of the security of Italy,
especially in that sectorthe easiest for invaders to enter. For tribal groups
there had unleashed terror by ravaging Roman cities on the coast (especially
Aquileia and Tergeste) and Roman colonies in Dalmatia, particularly after the
withdrawal of Roman garrisons for the campaigns at Philippi and the Sicilian
War. Important factors were also Octavian's need to acquire military glory
(especially if this could be won at the expense of external foes rather than a civic
enemy) and to aggrandize his image as field commander, as well as the
expectation of booty that was held out to the troops. There were massive
numbers of troops in the legions, whose discipline, training, and battle-
worthiness were at stake. The campaign may also have been undertaken as an
inheritance from Julius Caesar, who had planned operations in this region
(Wilkes Dalmatia 48), just as Antony was the heir of Caesar's planned campaign
against Parthia.
34.1-38.4: OCTAVIAN'S ILLYRIAN CAMPAIGNS ( 3 V ^ . C . ) 67
Octavian, in short, had no master plan in this region, and he did not enter
upon a major campaign of conquest. See Vell. Pat. 2.78.2: Caesar per haec
tempora, ne res disciplinae inimicissima, otium, corrumperet militent, crebris in
Illyrico Delmatiaque expeditionibus patientia periculorum bellique experientia
durabat exercitum ("Octavian at this time, in order to prevent idlenessa factor
very detrimental to disciplinefrom corrupting the troops, was keeping the
soldiery tough by frequent expeditions in Illyricum and Dalmatia, exposing the
army to undergoing dangers and the experience of campaign conditions in actual
war"). With Velleius' durabat exercitum, cf. Dio 49.36.1: va...oxpoTieta
aoiqi. Woodman (Velleius 192-196) analyzes the relation between the passage
of Velleius and Dio 49.36.Iff, but interprets the former as referring mostly to
the activities of Octavian and Asinius Pollio in the region from 39 to 38.
Appian {III. 16) records Octavian's summary to the Senate of his campaigns in
Illyricum and Dalmatia: "Hereportedto the Senate that, while Antony had no
success, he had freed Italy from savage tribes that had repeatedly harassed it"
G.O. Hutchinson, "Notes on the New Gallus," ZPE 41 (1981), 38-41, argues
that Gallus' reference in the Qasr Ibrm papyrus to a victory isi to Octavian's
Illyrian campaign.
The scope of the campaign was relatively limited in area andrestrictedin
intensity (see map in Holmes Architect, facing pl31). Dio is misleading in his
account because he has in mind the provinces of Pannonia and Dalmatia in his
own time, their character and geographical extent. Though Dio states otherwise
(50.24.3-4n, in the contrived speech he puts into Octavian's mouth before the
Battle of Actium), the Romans did not reach the Danube line at this time. Dio
had a special interest in the history of this region, because he had been governor
of Dalmatia and Pannonia Superior. Thus he exaggerated the campaign of
Octavian in 35, implying that the foundations of the province of Pannonia
Superior were laid at this time (cf. Schmitthenner Historia 7 [1958], 230). On
Dio's knowledge of the region of Pannonia Superior, cf. 49J.36.4: pyco uaOv
ooxe Kal ap^a OTV o5a-...o8ev atcpicoc nvxa x rat' avro
eiSca ypdqxo ("having practical understanding because I governed them, ...as a
result of which I write with accurate knowledge of all matters concerning
them").
On the date when this section as a whole was incorporated in Dio's work,
see Millar (Study 209), who believes that it was inserted after "the completion of
the whole work," and that this "is the only example of a whole passage inserted
a good number of years after the original composition of the work;" cf. Letta
Ricerche (1979) 130-131, 166-167. T.D. Barnes ("The Composition of Cassius..
Dio's Roman History" Phoenix 38 [1984], 248) argues that Book 49 in its final
68 COMMENTARY ON BOOK 49
form, with the above personal comments, was written not before ea 225, and
after Dio had left Pannonia Superior.
In 35-33 B.C. the furthest penetration was Siscia on the Save River; in 34-
33 Octavian did not go much beyond the coast in the south (he did not, for
example, cross the Dinaric Alps). In fact, as compared with Antony's march of
about 1500 km through Armenia and Media in 36, Octavian in 35 covered only
about 200 km (from Senia, oyer the Camian Alps, to Siscia), and in 34 about
60-70 km (from Burnum to Setovia: cf. Veith Feldzge 109).
The source for the narrative of the Illyrian campaign was in the last
instance, whether directly or mediated, Augustus' autobiography, both in Dio
and in Appian ///. 14-28. In both treatments, events are viewed with Octavian
ever at the centre. This focus prevails even though there had previously been
some activity by others in the northern and southern sectors: "Augustus did not
recount others' actions but his own" (App. ///. 15). It is noteworthy thatV
Augustus in his autobiography dealt only with the campaigns conducted against
the tribes which "caused him the most difficulty" (App. ///. 16-17; Wilkes
Dalmatia 49-50).
On the Illyrian campaigns and the sources, in general see: J. Kromayer,
"Kleine Forschungen zur Geschichte des zweiten Triumvirats, V: Die illyrischen
Feldzge Octavians," Hermes 33 (1898), 1-13; Veith Feldzge; G. Zippel, Die
rmische Herrschaft in lllyrien bis auf Augustus (Leipzig, 1877; rpt. Aalen,
1974), 225-235; M.P. Charlesworth in CAH 10.83-88 (with map 6, facing
p83), 938-939 (bibliography); Holmes Architect 130-135 (with excellent map
facing pl31); Schmitthenner Historia 7 (1958), 189-236 (with bibliography);
J.J. Wilkes, "The Military Achievement of Augustus in Europe with Special
Reference to Illyricum," University of Birmingham Historical Journal 10 (1965),
1-8; Wilkes Dalmatia 46-58 (map on pl8); R. Syme, "Augustus and tfie South
Slav Lands," Danubian Papers (Bucharest, 1971), 13-25; A.M. Malevanij, "The
Illyrian Campaign of Octavian (35-33 B.C.)," VDI 140 (1977), 129-141 (with
summary in English).
Arguments for a master campaign of extended scope will be found in E.
Swoboda, Octavian und Illyricum (Vienna, 1932), counter to which see the
review of R. Syme, JRS 23 (1933), 66-71 (= Danubian Papers 135-144); S.
Josifovi, "Der illyrische Feldzug Octavians," ZAnt 6 (1956), 138-165
(summary in German); N. VuliC, "Contributi alla storia della guerra di Ottaviano
in Illiria nel 35-33 e della campagna di Tiberio nel 15 a.C," RSA 7 (1903),
487-500; Idem, "The Illyrian War of Octavian," JRS 24 (1934), 163-167.
For the sources: Blumenthal WS 35 (1913), 116; A. Mighali, "Le
memorie di Augusto in Appiani Illyr. 14-28," AFLC 21 (1953), 197-217.
34.1-38.4: OCTAVIANS ILLYRIAN CAMPAIGNS (35-33 B.C.) 69
/
34.1-38.4: OCTAVIAN'S ILLYRIAN CAMPAIGNS (35-33 B.C.) 73
This rather briefly treated year deals mostly with res externae, especially
Antony's activities in the East. There is a brief end-chapter on res internae.
hands of Roman client kings, thus making him overlord of all client rulers and
dynasts west of die Euphrates.
It is obvious that Antony was here pursuing both Hellenistic religious
practices and royal dynastic policies. But the contradictions in his behaviour
were glaring, for he was acting with the plenary power {imperium) of a Roman
magistrate (triumvir). See Rossi Antonio 115-123. Coins of Antony and
Cleopatra at this time feature, on the obverse, Antony's bust with the legend
Armenia devicta, and, on thereverse,Cleopatra's head with "Queen of Kings and
Her Sons Who Are Kings:" see BMCRep. 2.525; Crawford Coinage 1.539
543; cf. E.W. Gray, "The Crisis in Rome at the Beginning of 32 B.C.," PACA
13 (1975), 16-17.
In one of the shortest year-accounts of the History, Dio devotes more attention
to res internae, especially Agrippa's famous aedileship, than to Antony's
activities in the East.
43.1 yopavno: On the last famous aedileship of the Rpublic, indeed
the most famous in Roman history, see Reinhold Agrippa 47-52; Roddaz
Agrippa 145-157. In its concern for the beauty, conveniences, and entertainment
of the capital, it was, in effect, the announcement of the coming of the new
regime. The importance Octavian attached to his curatorship of Rome is
indicated by the fact that Agrippa became (curule) aedile after his first consulship
(Pliny HN 36.104) and was detached from the campaign in Illyria for mis
purpose. On the aedileship of Agrippa, see F. Heiligenstaedt, Fasti aedilicii inde
a Caesaris nece usque ad imperium Alexandri Severi (Halle, 1910), 36-37.
wv: Agrippa's willingness to undertake the aedileship is contrasted
with the frequent lapse in this office because of the expense it involved. See
49.16.2n on the enormous burdens on the aediles (cf. Cic. De Leg. 3.7: aediles
curatores urbis, annonae, ludorumque sollemnium, "aediles: caretakers of the
city, grain supply, and customary games").
HT|Sv x too Snuooioi): "taking nothing from: th treasury." But the
financing for these princely expenditures would -have c0me not only from
manubiae but also in part from the state treasury and in part from Octavian's
resources. Agrippa himself was very wealthy, and his wife was the daughter of
the Roman magnate Atticus.
xc te VKOVIIOV: I.e., the Cloaca Maxima (cf. Pliny HN 36.104;
Str. 5.235).
INTRODUCTION
For the dramatic and decisive events of Book 50spanning the twenty months
from the beginning of 32 (when the Triumvirate was officially at an end) to the
climactic Battle of Actium on 2 September 31we cannot identify with
confidence the sources that Dio used. Plutarch's treatment (Ant. 54-68) differs
substantially, because he sought to highlight the moral failure jrf Antony as a
negative exemplum, while Dio treats the struggle between thej two powerful
dynasts from Thucydidean perspectives, isolating details and structuring events in
accordance with his own conception of human nature andfhis proper function qua
historian, not biographer. j
In Dio's thinking the victory of Octavian (and with it the transition from
republic to monarchy) was brought about not by superior political
manoeuvering, nor the virtues and vices of the principals, nor foreign problems,
nor internal social and economic dislocations, nor the effects of Antony's
behaviour in the East that alienated diecisive sectors of the population of Rome
and the West (cf. Scardigli Rmerbiogtaphien 148-150; Rossi Antonio 155-
163). The basic determinant was the power struggle between the triumvirs
themselves. For men, Dio judges, are basically selfish and desire to dominate,
resorting to the use of force for self-aggrandizement, $nd ambition for sole power
is characteristic of human nature (see Appendix 1, ^'Human Nature' in Dio").
Thus the ensuing new era of "rule by one" was ushered ih as the result of an
inevitable contest for sole power. Dip viewed th| equalf sharing of supreme
power from the very beginning of the Triumvirate a^ catastrophic for the Roman
people and destructive of their libertas (see Manuwald Dio 65-76, on Books 45-
51), the "freedom" (i.e., protection of life and property) that they were to regain
under the monarchy. While he assigned to Cassius and Brutus high ideals, he
portrays the triumvirs Antony, Lepidus, and Octavian as equally!ambitious
ruthless, and unscrupulous, each seeking to out-manoeuvre and deceive the others
(cf. 47.1.1). "For three men or even two of equal rank who have gamed control
of such great power as theresultof war," he wrote (48.1.2), "tafind, harmony is_
difficult."
84 COMMENTARY ON BOOK 50
The sharing of equal power between Antony and Octavian gave free rein to
elemental forces of "human nature," unchaining in both of them cupido
dominandi, drive for sole power. Dio is thus even-handed in depicting the
extravagant ambitions and manoeuvres of Antony and also the ruthless conduct
of Octavian in his march to complete power. Accordingly, though Dio regarded
monarchy as an historical necessity and the Augustan Principate as the model
constitution, he did not cover up the unscrupulous acts and machinations of
Octavian.
In particular, Octavian is portrayed by Dio as aiming deliberately at sole
power from the very beginning of his career, scheming to eliminate his rivals
(45.3-4; 46.52.2; cf. Manwald Dio 67-76,273). After the deposing of Lepidus,
the ensuing division of equal power by Antony and Octavian led ineluctably to a
claim for sole power (50.1.1): both aspired to personal domination (ISIODUEVOI),
and in every possible way strove to gain any advantage (itXeoveKTriaai TIJS
Thus, as a general principle, shared power constituted for Dio a flawed
arrangement. (Was he thinking also of such situations in his lifetime as the
joint rule of Caracalla and Geta, when breaches in the traditional hierarchical
principle and shared power in the principate led to destructive contests for sole
power?)
Accordingly, in Book 50 Dio does not dwell on the question of war guilt,
or treat the confrontation between the triumvirs as a legal and constitutional
issue, but rather singles out the quest for power as the overriding force. This
may explain, for instance, his scant interest in the exact date of the termination
of the Triumvirate (cf. Fadinger Begrndung 148, 205). It is true that
contemporaries may have viewed the struggle differently, as the clash of two
opposing ideologiesAntony's pursuit of oriental-Hellenistic monarchical
patterns, and Octavian's upholding of Roman traditions and constitutional forms.
Equipped with Thucydidean conceptions of historical explanation, Dio treats the
rivais' claims to patriotic motives and dedication to reorganization of the state as
but pretexts disguising their true motives: lust for power (cf. Fadinger
Begrndung 172-176).
Consistent with this analysis is the tenor and content of the matching
speeches (occupying almost half of the Book, chapters 16-30) put into the
mouths of Antony and Octavian before the Battle of Actium. Dio was, of
course, following the tradition in historical narration of preceding accounts of
battles with the exhortationes of the opposing generals (van Stekelenburg
Redevoeringen 104, 158), but he drew the contents of these two speeches
skillfully (whether directly or indirectly) from the polemical literature of the 40s
and 30s (cf. van Stekelenburg 99-104).
INTRODUCTION 85
No other extant source for these events treats the motives and acts of the
combatants so realistically. Dio would appear in Book SO to have selected and
organized his materials to construct his own "realpolitical" interpretation.
Beginning in 32 B.C., he states (50.2.2): oSv et' iteKpyav-to, Xk' v-
tucpi) iroteudnaav, "they no longer concealed anything, but openly went to
war."
Dio's evaluation of the struggle between Antony and Octavian was coloured by
his dedicated adherence to monarchy, and by his conviction that the sharing of
power by the two dynasts on an equal basis (SO. 1.1 crou) was in practice an
unacceptable form of government for the empire. Thus the contest between the
triumvirsa paradigm of inevitable struggle for supremacy by one leaderwas
but a prelude to "true monarchy" (uovocpxiav aicpirV), and the Roman state
remained in limbo, as it were, between the. paralyzed Republic
(TT\...SruiOKpar{a) and the fatally flawed dyarchy. ;
An acceptable chronology of the year 32 would be s follows:
1 February: meeting of the Senate at which one of the consuls, C. Sosius,
attacks Octavian in absentia (cf. 50.2.3n).
February/March: meeting of the Senate at which Octavian defends himself
and attacks Sosius and Antony; depaiture from the city of the consuls Sosius and
Domitius Ahenobarbus together with; numerous senators.
Late March/earlv April: arrival of the consuls and senators at Ephesus,
headquarters of Antony and Cleopatra.
April: Antony moves his headquarters to Samos.
April/Mav: Antony's deployment of his troops- and ships to southern
Greece. ; !
May: Antony and Cleopatra move their headquarters t Athens.
May/June: divorce of Octavia; defection of M. Titius, Munatius Plancus,
and others to Octavian; disclosure of the contents of Antony's will.
Summer: Antony stripped of the consulship for 31 and of his remaining
powers; oath to Octavian by Italy and the western provinces; mobilization.
October, declaration of war against Cleopatra.
Autumn: Antony and Cleopatra move their headquarters to Patrae.
See J. Kromayer, "Kleine Forschungen zur Geschichte des zweiten Triumvirats,
6: Die Vorgeschichte des Krieges von Actium," Hermes 33 (1898), 42-46; CAH
10.94-99.
86 COMMENTARY ON BOOK 50
1.1 8 St\|io...TTi...8'n(ioKpoT{o q>f|pn.xo: "the people had been ,
robbed of their republic." Dio treats the Triumvirate as transitional between
republic and monarchy. For his use of the word demokratia, see 52.1.In;
Espinosa Ruiz Debate 79-S4.
u,ovapxiav aicpifj: "monarchy properly speaking." For this
expression (or similar ones) as used by Dio, see 51.1.1-2n; 52.1.In; 53.17.1.
{j oot) III x xp6.y\iaxa elxov: "they still held power on an
equal basis." Though Dio appears here to be giving aretrospectivesummary of
the major military problems faced by the two dynasts since the elimination of
Lepidus (nex...xoxo), he is also taking a realistic view of the political
situation in the years from 36 to 31. Antony and Octavian "balanced" each
other, they were objectively "on an equal footing." Antony effectively controlled
the East, Octavian the West; their acta were honoured, and the auctoritas of each
was preeminent. V
1.4 Kaactp : If Octavian actually made the accusation that Antony was
holding Egypt illegally, it was an improper charge, for Egypt as a client state in
the East was properly subject to Antony's imperium. Sextus' successful flight
from Sicily (49.11.In) is here put forth as an act of clemency on Octavian's
part. On Antony's deception of Artavasdes of Armenia, see 49.39.4-6.
advantage to Antony to have two of his close adherents as consuls at this crucial
juncture.
arguments for 1 February are two: if Sosius' vigorous attack on Octavian had
occurred on 1 January, the negotiations for a compromise with the two consuls
by Octavian (cf. 49.41.4-5n) would not have taken place that month; and
Ahenobarbus was consul prior in January, after which Sosius rotated to the
prime position on 1 February (see on 50.1.1-9.6 above).
For the tribune (M.?) Nonius Balbus, see MRR 2.418. Dio is our only
source for his veto.
4.3 TTJv Te vxaTeiav: Antony and Octavian had been designated consuls
for 31 B.C. years before, in 39 (48.35.1; cf. 50.10.1).
tiv &XXT)V oooiav xoav ^eiXovio: "They deprived him of
all other power." The question of the precise meaning of ouoia here has
relevance to the issue of the legal termination of the Triumvirate. In Dio's
usage Jjo'uaia never means "magistracy," but imperium or potestas (e.g.,
censorial or consular [54.10.5], proconsular [41.34.2; 54.33.5; 58.7.4], and
tribunician [53.32.6]; see Magie De Vocabulis 76,78;,Mason Greek Terms 132-
1.1-9.6: THE YEAR OF DECISION, 32 B.C. 93
134). In Augustan usage it translates (consular) imperium (RG 8.3, 4);
(tribunician) potestas (five times in the Cyrene Edicts of Augustus = Ej2 311);
or (tribunician) potestas and (proconsular) imperium (P.Colon. 4701.1, 10).
Cf. M.W. Haslam, "Augustus' Funeral Oration for Agrippa," CJ 75 (1979-
1980), 193-199.
Dio here can be referring only to such triumviral powers as Antony
effectively still used in 32. While a definitive solution of the problem of the
date of the legal end of the Triumvirate is not possible in the present state of the
evidence, since the necessary documents are not extant (cf. Tarn, CAW 10.59 nl;
Holmes Architect 245), still the weight of the evidence favours 31 December 33.
Nevertheless, Antony, like Octavian, continued to exercise the power of triumvir
in 32 (BMCRep. 2.526-531). Note especially a coin type (p531) with the
following legend: M. Antonius Aug(ur) Imp(erator) IUI Cos. Ten. Mvir R.P.C.
Antony had inscribed Cos. Ill even though his appointment for 31 was
abrogated, apparently after the divorce of Octavia in May or June.
See Appendix 8 for a discussion of "The Official Termination of the
Triumvirate." j
xoA.uiov...oK xnvav: "they did not declare him an enemy."
Cf. 50.6.1, 26.3-4. Though Antony was not formally declared a hostis by the
Senate, a vote on such a motion was actually taken. Appian (BC 4.45) reports
that a certain Sergius, who had been proscribed in 43 but was spared through
Antony's intercession, alone expressed a negative opinion openly as the motion
failed. Suetonius (Aug. 17.2 [cf. Oros. 6.18,3]) is careless in referring to
Antony as hosti iudicato; Augustus is realistic (RG 24) with his reference to
Antony as is cum quo bellum gesseram. Cf. Fadinger Begrndung 245-264;
Becher Kleopatra 31 and n 1.
4.5 TO 'Evttetov: I.e., the Temple of Bellona, before which the fetial spear
rite was performed. For a iustum piumque bellum to be waged, demand for
restitution was first necessary (res repetuntur. cf. Livy 1.32.5-14). Cleopatra
might have been summoned to Rome, in accordance with her obligation to heed
the evocatio of an Imperator ; but, of course, this was not done. Octavian
revived for the occasion the ancient fetial rite in order to dramatize the legitimacy
of a declaration of war against Cleopatra in the national interest. Octavian was
himself head {pater patratus) of the College of Fetials. On the fetial ritual, cf.
Livy 1.32.5-14; Cic. Rep. 3.23.35; R.M. Ogilvie, A Commentary on Livy,
Books 1-5 (Oxford, 1965), 127-129.
X7<p uv...IpYp Se: It is clear that Dio discounted the importance
of the official declaration of war against Cleopatra, for he proceeds to analyze the
acts and the weaknesses of Antony. JFor the massive propaganda campaign
unleashed by Octavian in a sort of prelude to a "holy war" against the East in
defence of Romanitas, see Appendix 7, "The Propaganda War of 32-31 B.C."
The flood of extravagant indictments and recriminations against Cleopatra
produced an image of her that has echoed through the pages of history and
literature ever since. These included lust, whoring, blatant luxury, drunkenness,
use of magic, witchery, and drugs, animal worship, and incest. See Hor. Epod.
9; Carm. 1.37; Verg. Aen. 8.696-700; Eleg. in Maecen. 1.53-54; Prop. 3.11.29-
58; Ovid Met. 15.826-828; Floras 2.21.2; Eutr. 7.7.1; Dio 51.15.4; Becher
Kleopatra 23-58.
5.2 aoiXeiov: It is likely, however, that Antony lived in the royal palace
and had his headquarters (praetorium) there. The interchange in terminology of
basileion and praetorium, whether by Antony himself or by others in Alexandria,
does not warrant a conclusion that Antony in this respect professed royal status.
Octavian's propagandists made the most of the ambiguity.
5.4 T^jv T8 e&xriv: On Cleopatra's habit of saying "as surely as one day I
shall dispense justice on the Capitoline," see also Prop. 3.11.45-46; Anth. Lat.
1.462.3; Ovid Met. 15.826-828; Eleg. in Maecen. 1.53-54; Floras 2.21.2; Eutr.
7.7.1.
6.4 Aivec: I.e., the two Africas and Mauretania. For pcoucrtovxe Cary
(Loeb) wrongly translates "who...had adopted the Latin tongue." Dio intends
"who were subject to Roman rule." On pwua'eiv, cf. 51.1.5n.
TO 'IXXupiKv: Augustus did not include Illyria as one of the regions
that swore allegiance to him in 32 (RG 25.2: iuraverunt in eadem verba
provinciae Galliae, Hispaniae, Africa, Sicilia, Sardinia)., Illyria was a separate
provincia under Julius Caesar (cf. Dio 38.8.5). Dio! mentions Illyria here
because he had a personal interest in the area, having been governor of the later
imperial provinces of Dalmatia and Pannonia Superior. Holmes (Architect~2tf-
248 n5) suggests that Augustus left out Illyria because he "Bid not think it
prudent to ask for any pledge of support from the half-barbarous natives of a
country in which he had recently waged a war of conquest" (cf. 49.34.2-38.4).
But there may very well have been Illyrian auxiliary contingents among
Octavian's troops at Actium, as well as detachments from the Roman armies
that had campaigned in Illyria from 35 to 33.
BOYOVOV: On Bogud, former king of Mauretania, whose brother Bocchus
(died ea 33) had been a client king under Octavian, see 41.42.7; 43.36.1, 38.2;
48.45.1-3; 50.11.3n; RE 3.608-609 = Bugudes (Klebs).
7.1-2 TTJv &pxrrv.i.&c^0eiv: Arche and archein are the terms Dio
uses for the office of the triumvirs (47.1.1; 48.22.2; 49.41.6; 50.1.3; see Vrind
De Vocabulis 53-54). On Antony's offer to restore the Republic, cf. 49.41.6n;
Augustus made the same offer in January 27 B.C. (53.2.7n). This was still a
political catchword in A.D. 42 when Furius Camijlus Scribonianus, governor of
1.1-9.6: THE YEAR OF DECISION, 32 B.C. 99
Dalmatia, rebelled and proposed restoration of the Republic, TT)V a p g a i a v
tauGepiav jcooeiv {miaxvouuvo'o, "promising to restore the ancient
liberty" (60.15.3).
7.3 xpvoiov: On the expenditures before the battle by Octavian and Antony,
there is here a trace of Dio's predilection for antitheses: Octavian gave donatives
to soldiers (XPTJUCCTO: to otpaTWxai), Antony bribes of gold, especially in
Italy and Rome.
8.1-6 xap TV 9ev: The portents reported by Dio and Plutarch (Ant.
60.2-3) are all different from each other, with the exception of one (regarding a
statue of Antony, but even in this instance Plutarch states that sweat ran down
it, while Dio reports blood). Plutarch records mostly portents that presaged an
unfavourable outcome for Antony, and mostly those from abroadPatraV
Athens, Cleopatra's flagship; Dio, on his part, records portents from Rome,
Italy, and Sicily. For Dio's other lists of prodigies, see Smilda's Index
Historicus (Boissevain, vol. 4), 532-542 (= Prodigia); Millar Study 77, 179. On
Dio's guarded attitude toward portents, see especially frg. 57.22.
9.2 v -rfl 'IxaXict xov x6Xep.ov: Of the extant sources, only Dio states
that there was discussion in Antony's camp on a strategy of invading Italy, and
the reasons for abandoning the scheme. The matter is suspicious. It is not
likely that Antony's plan was to attack Italy: there was the risk of a national
reaction against him as a foreign invader accompanied by Cleopatra, and
Cleopatra would be threatened in her influence over Antony if he invaded Italy.
For Antony it was more politic to stand at the edge of his realm, the Adriatic,
and allow Octavian to initiate action. Equally important, Antony was
constrained to keep viable his supply lines to his bases in Egypt and Asia
Minor. It was surely an aspect of Octavian's policy to keep warfare out of Italy
itself (cf. M. Volponi, Lo sfondo italico della lotta triumvirale [Genova, 1975],
154).
KpKvpav: On Corcyra, see 49.17.2n. The time was late autumn of 32
(50.9.3: K uetoicdbpov).
Kepavvia 8pT|: On the location of the Ceraunian mountains, see
41.44.3.
1.1-9.6: THE YEAR OF DECISION, 32 B.C. r- 101
10.1 tixotxoi: On the consuls designated as early as 39, see Dio 48.35.1.
On the abrogation of Antony's consulship for 31, see 50.4.3n (yet Antony's
coins minted at Patrae mention his consulship for that year: BMCRep. 2.531).
For Valerius Messalla Corvinus, see 49.16.In; 51.7.7n; on his escape from
proscription, 47.11.4.
12.7 to 8' "AKXIOV: For the site of Actium, see Kleine Pauly 1.1529-
1530 = Actium (Kirsten).
15.2 TO Beertpov: Dio doubtless means the Theatre of Dionysus at the foot
of the Acropolis.
15.4 Kaxexpiioav: On die burning of some of the ships before the Battle
of Actium, as reported by Dio and Plutarch, Tam (JRS 21 [1931], 178-179)
condemns as "childish" the notion that Antonyjvould have burned "a large part
of his fleet" before the battle simply because he lacked the manpower to provide
sufficient rowers. But Dio does not say he bumed \ large part," but only "the
rest" after selecting the best ships for his plan. ^
18.4 KOTO TTJV iftv: Actually not true. Antony's forte was land warfare,
while Octavian 's fleet had gained much experience and many victoriesin Sicily
and along the Illyrian coast from 36 to 33.
18.6 Jtpyoov: Both Antony's and Octavian's vessels were equipped with
towers (as, for example, at Mylae and Naulochus in Sicily: cf. 49.1.2n).
19.2 TT|V |TTOv: On the military setbacks of Octavian in the Sicilian War,
see 49.5.1-5; cf. Suet. Aug. 70.2.
19.5 Xiu$: Actually it was Antony's forces that were experiencing food
shortages (50.14.4).
108 COMMENTARY ON BOOK 50
20.2 Tofc jiex too tov: This is, of course, hyperbole (cf. App. EC
5.127 [527]), though not inconsistent with what Dio himself says at 49.12.4n.
xv \itxh TOV Aextou: There is no evidence that Lepidus'
followers were, in fact, so treated.
20.3 AmSov: On the deposing of Lepidus from the Triumvirate and his
house arrest (at Circeii), see 49.11.2-12.4nn.; cf. Plut. Ant. 55.1. On the
financial levies in Italy, see 50.10.4-5.
20.6 ov% fcx to ST|UOW otS' bxb xr\ ouXijc: There must, of
course, have been a decree of the Senate in Rome. On the flight of the consuls
Sosius and Domitius, see 50.2.6.
22.4 SpKOi: This appears to refer to an actual oath that Antony would lay
down his powers six months after victory. Cf. 49.41.6n; 50.7.1-2n.
In Octavian's exhortatio Dio provides him with emphases on his just and
patriotic cause: Rome's superiority documented in its history of imperial
successes, and in its reverence toward the gods. The war is against an Egyptian
woman and the detestable Alexandrians and Egyptians: Roman possessions have
been alienated; Romans have been degraded by CleopatraRoman soldiers in her
bodyguard, senators and quits fawning over her; Antony has been enslaved and
bewitched by her. Antony's character has deteriorated: Octavia has been insulted
by him; he is not a great general; etc. In general, see Scott MAAR 11 (1933),
44-45; van Stekelenburg Redevoeringen 99-106.
the Roman conquests extended to the Danube River (the ancient Ister) before 31
B.C. is not true, though during the Illyrian-Dalmatian campaigns of 35-33
Octavian used the Danube for the transport of ships (49.37.5).
24.7 yovauci vt* vSpo: "a woman in place of a man." On Dio's (or
his sources') attitude toward women, cf. 50.27.4, 6; 50.28.3 ("no woman to
make herself equal to a man"), 33.2 (Cleopatra's fears as typical of a woman and
an Egyptian). Did the women of the Severan dynasty stir such prejudices in
Dio?
f|uetpv yaQ&v: On the grants of Roman territory to Cleopatra
and her children,'see 49.32.4-5n, 41.1-3n.
25.4 Wjoou Xac Kal tfiv fjxeipav xiva: I.e., Cyprus, Crete, and
territory in Asia and North Africa (Cyrene). See 49.41.l-3n.
At Brundisium three legions that had just arrived from Macedonia to join him
became disaffected and rebellious. Two of them, the Martian and the Fourth,
shortly deserted to Octavian (Dio 45.12.1-2, 13.1-4). Cf. Holmes Architect 28-
33, 201-202.
28.4 TcropioKOti... : For the recent victories of Octavian and his marshal^
over the Taurisci, Iapodes, Dalmatians, and Pannonians, see 49.34.2-38.4.
Dio's omission here of the Salassi mentioned in 49.34.2 shows that those
Salassi were Alpine tribes above Aosta.
All the sources we have about the Battle of Actium are tendentious. Wim regard
to the number of ships committed to the battle, we have the contradictory
statements of Floras (2.21.5), Plutarch (Ant. 61.1-2; 68.1), and Orosius
(6.19.9). Dio gives no specific figures, but suggests that Antony's fleet was
"superior." Did he mean that Antony's ships were superior in the numbers of
men aboard each ship; or that his ships were larger, and that Octavian had more
ships that were, however, smaller in size (cf. 50.7.2n, 19.4)? Estimates are as
follows: J. Kromayer says that Antony himself had only 170 ships at Actium
("Die Entwicklung der rmischen Flotte vom Seeruberkriege des Pompeius bis
zur Schlacht von Actium," Philologus 56 [1897], 458-466; also Schlachtfelder
4.662-671); Tarn gives a total of 400 ships, including sUty of Cleopatra's, with
a total of 35,000-40,000 legionaries on board, of which! 170 ships (and 20,000
men) were under Antony's direct command on therightwing (CAW 10.103-104;
also JRS 21 [1931], 191); Holmes suggests that Antony had 230 vessels170
plus Cleopatra's sixtywith 20,000 legionaries and 2,0u0 archers and stingers,
while Octavian had more than 400 ships (Architect 152-153); Leroux gives
Antony 230 ships, fewer than Octavian (RecPL 2 [1968], 31-37); Carter
suggests 230 vessels for Antony, over 400 for Octavian (Actium 215); and
Johnson, that Octavian commanded more ships at Actium than Antony
(Propaganda 31-36,39).
Dio's narrative of the battle, the longest we have, is the most rhetorical: it
is rather vague and ill-informed, revealing little consideration of distances and of
the importance of prevailing winds, and showing a lack of expertise in naval
warfare. Dio presents a conventional sea-battle, as he did for Mylae and
Naulochus (cf. 49.2.1-4.1, 8.5-10.4).
For the tactics of the battle, see the plan ofi Holmes (Architect, facing
p!47). Antony occupied the right wing with li. Gfcllijus Poplicola, facing
Agrippa; M. Octavius with M. Insteius in die ceitre faded L. Arruntius; and
Sosius, on the left wing, faced Octavian and M. Lurias. In the centre rear of
Antony's naval force was Cleopatra's squadron of sixty ships. For Poplicola,
see 49.1.In; for M. Octavius (cf. Plut. Ant. 65.1), MRR 2.421-422; M.
Insteius (Plut. Ant. 65.1), PIR2 I 28; for L. Arruntius (cf. Vell. Pat. 2.85.2),
who was consul in 22 (54.1.1) and XVvir sacris faciundis in the Secular Games
of 17, see PIR2 A 1129; for M. Lurius (cf. Vell. Pat. 2.85.2), see 48.30.7 and
PIR2 L 425.
31.1-2 iottoi: The presence of sails aboard Antony's ships may be taken
as "evidence" consistent with the theory of prearranged intent to break out of the
114 COMMENTARY ON BOOK 50
blockade, though all warships carried at least one sail into battle. Dio is wrong
here in suggesting that Antony's entire fleet was disordered by a gale on the day
of the battle. For the technical objections to his testimonyhe seems to have
confounded the wind pattern on the day of the battle with the four days' gale
preceding itcf. Holmes Architect 258-259.
32.6 So...n rai xpe- Plutarch (Ant. 66.2) says three or four.
33.1-2 The Flight of Cleopatra. Dio here seems to contradict his earlier
statement that the prearranged plan was to break through and flee to Egypt: here,
he has Cleopatra make ^panicky dash for safety, out of weakness and fear. This
formulation smacks of Octavian 's propaganda. Since Plutarch's narrative is
more reliable than Dio's on tactical matters at the Battle of Actium, a sound
reconstruction would be as follows: Cleopatra's squadron contained merchant
ships as well as the war chest; she broke through a hole during the afternoon;
and when the left wing under Sosius began to crumble and surrender, Antony
dashed to safety. For an excellent treatment of the tactics of the battle, see
Carter Actium 215-227; also Kromayer Schlachtfelder 4.662-671; Tarn JRS 21
(1931), 187-196; RE Supp. 5.897-898 = Seekrieg, Rmer (Miltner).
ANTONY'S LOSSES
The fleet was not destroyed, but surrendered. Though Antony's losses are not
mentioned by Dio, Plutarch (Ant. 68.1) has preserved an "official" statement
from Augustus' autobiography (<b CCTO vypaye Kaoap) that there were
under 5000 dead and that 300 ships were captured (Orosius exaggerates: 12,000
killed, 6000 wounded [6.19.2]). Johnson (Propaganda 28-29, cf. 4043) argues
that Augustus included in the figure of 300 not only the warships captured at the
battle itself, but all vessels taken in the entire campaign against Antony and
Cleopatra, including warships, transports, and merchantmen. The ships captured
by Octavian at Actium are included in his summary in RG 3.3: naves cepi
sescen[tas praeter] eas, si quae minore[s quam trir]emes fuerunt. Kromeyer
set the statistics at 5000 men killed and 40-50 ships taken. Antony himself
extricated forty ships of the line, and Cleopatra escaed with her sixty. See Tarn
in CAH 10.105; Kromayer Philologus 56 (1897), 465; Leroux RecPL 2 (1968),
53-54; Tarn JRS 21 (1931), 193.
INTRODUCTION
The Importance of Books 51-52
Directly after his account of the Battle of Actium, Dio begins his treatment of a
momentous turning point in Roman history: the restoration of the monarchy,
some 725 years after the traditional beginning of the original kingship. While
Appian {Praef. 6) distinguishes a cyclical rhythm in {Roman1 historyfrom
monarchy to aristocracy to monarchyDio, in the extarjt books and fragments,
does not comment on a possible partem ofrecurrencein (constitutional forms, in
line with the conventional cyclical pattern of monarchyiarisiocfacy-democracy-
monarchy, with the Augustan Principate as a return to the first stage of the
cycle. If one may elevate it to a theoretical conception, he seems rather to view
the Principate at times as a sort of mixed'constitution (56.43.4: TT|V uovapxiav
xfi SrnxoKpario: uia), though such a theory was not so much official doctrine
of the Principate as it was rhetorical topos, similar to the image of the Empire
as "perfect democracy" (cf. 52.l4.l-15.in). In any case, Dio views Octavian's
sole rule from 31 B.C. on (won by ruthless struggle with Lepidus and Antony)
as the normative form of the ideal monarchy, the Principate, with the "good
king" at the summit of a pyramid of shared power and responsibilities in a
hierarchical system that assigned to a committed se*atorialforder a prime role in
the management of the empire. ! j
For the eventful transition from Republic to frincippte, Dio's account in
Books 51 -52for the years 31 -29 B.C.remains our principal source.
jeopardized the traditional economic structure of the empire and the status and
power of his own social class.
1.2 vccv jieitD 4o56|inoev: Cf. 50.12.8n; Suet. Aug. 18.2 (ampliato
vetere Apollinis templo); Verg. Aen. 8.704; Str. 7.325; Gardthausen Augustus
2.202-203 n2. The Acarnanian League's centuries-old shrine of Actian Apollo
(cf. Thuc. 1.29.3) was on the southern arm of the Ambracian Gulf, where
Antony's camp had been. On Octavian's new Temple of Apollo on the Palatine
in Rome, dedicated at mis time (28 B.C.), see 53.1.3n. On Octavian's devotion
to Apollo and the relationship between Apollo Aerius and Apollo Palatinus, s
H. Jucker, "Apollo Palatinus und Apollo Aerius auf augusteischen Mnzen,"
MH 39 (1982), 82-100. For other memorials of the Battle of Actium, see T.
120 COMMENTARY ON BOOK 51
Hlscher, "Denkmler der Schlacht von Actium: Propaganda und Resonanz,"
Klio 67 (1985), 81-102 (illustrated).
y&v xi t w o : Like the temple, the Actian Games were not a new
festival but a rededication of the old Acamanian festival to Actian Apollo, of
"sacred" type, held here every two years. Octavian did not designate it as hieran
(cf. Sturz ad loc.), but rather elevated it to a four-year event with Olympic status,
and it remained one of the greatest and most prestigious games for centuries to
come.
The date of the Actian Games, left unclear by Dio, is disputed: the
traditionally given date, 28 B.C., was contested by Tidman and Moretti, who
argued persuasively for 27, exactly four years after the Battle of Actium. See RE
1.1213-1214 = Aktia (Reisch); J. Gag, "Actiaca," MEFR 53 (1936), 92-97;
B.M. Tidman, "On the Foundation of the Actian Games," CQ 4A (1950), 123V
125; L. Moretti, Iscrizioni agonistiche greche, Istituto Italiano per la Storia
Antica 12 (Roma, 1953), 205-206; RE Suppl. 10.2 = Actionicae (Bonaria); R.
Rieks, "Sebasta und Aktia," Hermes 98 (1970), 96-116.
For the empire-wide Actian Games and on "sacred games" encouraged by
Augustus, see Appendix 10, "The Actian Games."
Sitsis (Latin obsonium) was the technical term for "pension" (Cary's
translation here"a 'sacred' festival, as they call those in connexion with which
there is a distribution of food"is faulty). The parenthetical sentenceotto
yp TOW [ywva] TTJV airriotv EXOVTOC voudoDm, "That is how they call
those [festivals] providing a pension"I consider to be not by Dio, but rather a
gloss. The character of "sacred games" and the accompanying rewards for
athletes were so well known to Dio's readers as to make such a definition
supererogatory.
1.4 Sicotv: But at 50.33.5 Dio states mat Octavian's ships were unable
to pursue Antony and Cleopatra because they were stripped for battle and had no
sails. There is, in fact, no contradiction, for there Dio had in mind combat ships
of the line. Plutarch (Ant. 67.1-3) records that Octavian sent a few swift
Libumian vessels in pursuit; they captured two of Antony's ships but abandoned
further chase.
Xoixv otpoTv: Plutarch (Ant. 68.2*3) records that "the rest of the
army" is said to have consisted of nineteen legions and 12,000 cavalry. "He
further supplies the information that it was Antony who ordered me retreat of tiie
122 COMMENTARY ON BOOK 51
infantry into Macedonia, under Canidius (67.5), and that the legions remained
intact for seven days (68.3). Dio says merely uex Tocrax.
2.3 XevSpov aciJKev: Why Dio singled out; only two cities, Cydonia
(modern Canea) and Lampe (or Lappa) in Crete, as meriting Octavian's grant of
the status of civitas libera is puzzling. On the liberatio coinage of Cydonia, see
Grant Imperium 343; and on Augustus' policy regarding cities in the East, see
above, 51.2.In.
Like many others of Octavian's arrangements, this was patently pragmatic
and selective. In the archive of inscriptions from Aphrodisias-Plarasa there is a
letter of Octavian to Samos (see J. Reynolds, Aphrodisias and Rome [London,
1982], 104 13), which E. Badian ("Notes on Some Documents From
Aphrodisias Concerning Octavian," GRBS 25 [1984], 165-170) would date in 31
B.C., after Actium. In the letter Octavian denies Samos' request for the status of
a "free city." "It is not right," he wrote the Samians, "to grant the greatest
124 COMMENTARY ON BOOK 51
privilege of all at random and without cause." However, in 20/19 B.C. he
restored free status to Samos (see 54.9.7n). W. Orth ("Der Triumvir Octavian:
Bemerkungen zu Inschriften aus Aphrodisias," EA 3 [1984], 61-82) concludes
that the Principate is prefigured in the inscriptions from Aphrodisias.
The last pocket of resistance to Octavian was in Egypt. Dio now turns his
attention away from Rome and Italy to narrate the final chapter of the struggle
against Antony and Cleopatra. The events relating to the Egyptian campaign
cover a span of about five months, from the end of February or early March,
when Octavian sailed from Brundisium, to the death of Antony on 1 August.
Dio is less interested in die military manoeuvres and confrontations man in the
moral decay of Antony and the treachery on Cleopatra's part
On the question of Dio's dependence on Livy for this account of the war in
Egypt, scholars differ sharply: see Introduction, "Dio's Sources for Books 49-
52." For a detailed analysis of the relationship between Livy Per. 133 and Dio's
account of the events of 30, see Manuwald Dio 231-239, who rejects a Livian
source.
5.2 5i& TO io6|io: I.e., the portage (diolkos) of the Isthmus of Corinth.
See J.G. O'Neill, Ancient Corinth, Johns Hopkins University Studies in
Archeology 8 (Baltimore, 1930), 10-13; H.N. Fowler and R. Stilwell, Corinth.
Results of the Excavations of the American School of Classical Studies at
Athens 1 (Cambridge, Mass., 1932), 49-52.
TT|V 'Aoiav: Dio is imprecise. Octavian's headquarters were at
Samos (Suet. Aug. 17.3).
5.3 Tfj neXoKOvWjoov: Plutarch (Ant. 67A) specifies that they stopped
at Taenarum.
5.6 tt|V Ai6i)v: I.e., Cyrene. Lucius Pinarius Scarpus, nephew and
one of the heirs of Julius Caesar (he was the son of his elder sister Julia), and
Antony's legatus at Philippi, had been posted by Antony in Cyrene as
commander of four legions. He refused at this time to deliver the legions to
Antony; later he turned them over to Cornelius Gallus (see 51.9.In; Plut. Ant.
69.2). He was confirmed by Octavian as governor of Cyrene, a post he retained
apparently until after 27. See MRR 2.422; filR1 P 311; RE 20.1404-1406 =
Pinarius 24 (Mnzer); BMCEmp. 1.111.
Dio highlights the drama of the negotiations with Cleopatra in the week to ten
days before her death (cf. 51.14.3-5n), emphasizing her cunning and control of
her own destiny.
11.1 TV xprjuoYtcw'- Cleopatra's final playing card was her control of the
vast treasure stored in the mausoleum, which she threatened to destroy by fire.
vice (cf. Florus 2.21.9: pulchritude infra pudicitiam principis fuir, "beauty was
second to the continence of the princeps"). Now that Octavian had her wealth,
his strategy changed to keeping her alive for his triumph.
Sections 12.1-5 are filled with rare diction: twelve words rarely used by
Dio, five of them only in this passage. Is this a purple passage of his own
composition, or did he find the colour in one of his sources?
14.3-5 *P6XXou: Dio's statement that Octavian summoned Psylli (cf. Suet.
Aug. 17.4) has been doubted (cf. Tarn, CAH 10.110). This is not mentioned by
Plutarch, and Dio's digression on the Psylli is sensationalized and manifestly
incredible. A Libyan people of the fringe of the Cyrenaica, they were said to be
immune to venom and were famous for their cures, especially of snake bites:
their methods were respected by doctors, even if the Psylli also used magic
spells. Sec RE 23.1464-1476 = Psylloi (Treidler); Manuwald Dio 261. On
Suetonius as a possible source for this passage of Dio, cf. Millar Study 86.
Antony had died on the day of the capture of Alexandria, 1 August,
Cleopatra perhaps on 10 August. See T.C. Skeat, "The Last Days of Cleopatra.
A Chronological Problem," JRS 43 (1953), 98-100.
15.1 ifj afrtfj fpcn: On the embalment and entombment of Antony and
Cleopatra, cf. 51.11.5, 12.7; Plut. Ant. 86.4; Suet. Aug. 17.4; Floras 2.21.11.
Their joint mausoleum stood among about a dozen royal tombs in the necropolis
of the Ptolemies in Alexandria's centre. A consequence of Octavian's
impression of their magnificent mausoleum was his decision to build his own
tomb in the Campus Martius in Rome (see esp. 53.30.5), in 28 B.C. shortly
11.1-15.7: CLEOPATRA AND OCTAVIAN (30 B.C.) 137
after his return, when he was only 35 years old: it was originally conceived not
as a dynastic monument but as a counter-image to Antony's tomb in the
necropolis of the Ptolemaic kings. See H. Thiersch, "Die alexandrinische
Knigsnekropole," JDAI25 (1910), 55-97; K. Kraft, "Der Sinn des Mausoleums
des Augustus," Historia 16 (1967), 189-206 (reprinted in H. Castritius and D.
Kienast, eds., Gesammelte Aufstze zur antiken Geschichte und
Militrgeschichte [Darmstadt, 1973], 29-46).
From the fall of Alexandria in August of 30 until his triumphal entry into Rome
in August of 29, Octavian's energies were given over to stabilizing the East and
setting down the main lines of the administrative and taxation systems of the
new province of Egypt.
16.2 u,et& -riiv IJTTav: See 49.44.4, for the defeat of Artavasdes "the
Mede" by Artaxes.
nullum civitatis, nee senatum nee plebis concilium, nee magistratus esse: sine
consilio publico, sine imperio, multitudinem nullius rei inter se sociam, ad
consensum inhabilem fore ("The city was to have no political organization,
neither a senate, nor an assembly of the people, nor magistrates. Without public
deliberations, without political power, the common people would be completely
disunited and so unable to make common decisions"). Capua in fact remained
without municipal government until after 90 B.C.
See Appendix 12 on the problem of the Alexandrian boule.
1936), 184-186 and 192; PIR21 142; G. Alfldy, Konsulat und Senatorenstand
unter den Antoninen (Bonn, 1977), 81 n34. Dio also does not show interest in
the rising number of Graeco-Egyptians in high imperial posts and of equestrian
status, known to us from inscriptions and papyri, including an ab epistulis
Graecis and praefectus vigilum Valerius Titanianus, whose career ranges from the
reign of Septimius Severus to Severus Alexander and beyond. See J.F. Gilliam,
"An ab epistulis Graecis and praefectus vigilum from Egypt," Mlanges
d'histoire ancienne offerts William Seston (Paris, 1974), 217-225.
17.6-8 v T $ aoiAiK$: "in the royal treasury" (not, as in Loeb, "in the
royal palace"). For T aatA.iKOv (= Latin fiscus; cf. 78.13.3) under the
Ptolemies, see F. Preisigke, Wrterbuch der griechischen Papyrusurkunden 1
(Berlin, 1925), col. 258. On Cleopatra's plundering of Egyptian temples, see
above, 51.5.4-5n. With Octavian's capital levy of 66.67%, presumably on
wealthy Alexandrians, compare the triumvirs' capital levy of the same percentage
16.1-18.3: OCTAVIAN'S EASTERN SETTLEMENT (30-29 B.C.) 145
on property during the proscriptions of 42 (47.17.1-2), and the 12.5% levy on
the property of freedmen in 32 (51.3.3n). Dio's statement on the priority given
to moneys due the soldiers, and a donative of 1000 sesterces to each soldier in
lieu of the opportunity to plunder Alexandria, may mirror conditions and specific
incidents of the third century. For instance, to spare Antioch from being
plundered in A.D. 218, Elagabalus gave 2000 sesterces to each soldier and
exacted a capital levy from the city (79.1.1); cf. Rostovtzeff SEHRE 719 n37.
On the effects of the release of vast sums of money in Italy from Cleopatra's
wealth, see below, 51.21.5n. There is a measure of antithetical rhetoric in Dio's
concluding statement (17.8) about the adornment of Roman temples from
Cleopatra's riches, since he has reported (51.5.4-5, 17.6) that she looted
Egyptian temples.
In the two years from the victory of Actium on 2 September 31 until his return
to Rome in triumph in August of 29, numerous honours and powers were
showered on Octavian by the Senate and the comitia. After his return, there x ^
a new outpouring of distinctions. There are two major difficulties in evaluating
the accuracy of these reports by Dio: he groups many of them together for
convenience in this section of Book 51 (cf. 51.19.1: v toimp Kal rei
jtptepov); and he does not specify which of them Octavian actually declined (cf.
51.20.4: JCA,T|V pa^etov, "except for a few"). Dio refers here to the fact that,
out of the profusion of honours enacted for Roman dynasts at the end of the
Republic and for emperors, they chose to accept some and declined others. See
49.15.3n.
19.2 iept)x5a: "the podium" of the Temple of Julius Caesar, which was
dedicated 18 August 29 B.C. Cf. Fron. Aq. 129.1; Dio 51.22.2-3n.
KavTJYT)piv...jievTeTT|p{5a: This quadrennial festival was first
celebrated in 28 (53.1.4-5; cf. RG 9.1).
iepojirivlov: I.e., supplicatio (Magie De Vocabulis 153).
coins, confiscation of property, and rescissio actorum. The last of these was the
principal aim of Octavian. Against Cleopatra, of course, no such decree was
issued (cf. Plut. Ant. 86.5), since she had no status in Roman law. Dio dates
the decree in 30; Plutarch (Cic. 49.4; cf. Ant. 86.5) specifies the consulship of
Cicero's son, 13 September to 31 October of 30. In this matter Dio, who places
the damnatio memoriae decree against Antony before his death, is more credible
than Plutarch, who dates it after Antony's death for dramatic effect, to highlight
ironic justice for Cicero's great enemy (see Andersen Dio 35-36; Fadinger
Begrndung TAI n2). Dio says (51.19.4) mat the arrival of news of Antony's
death in the consulship of Cicero's son was OK 8ee{. Cf. Plut. Cic. 49.2,
where TO Saaviov is associated with the same circumstance. Did both use the
same source?
Erasure of Antony's name and removal of his statues were not rigorously
observed in the age of Augustus. In the Fasti there is inconsistency: in some
cases his name was not excised at all, in others it was subsequently restored by
Augustus (//f.13.1.19, 56-57, 87; CIL l 2 pp28, 50, 64; cf. Tac. Ann. 3.18.1).
There exists the possibility that the erasure of Antony's name ftom the Fasti
Capitolini took place in September/October 30, in Octavian's absence, and that,
in view of the close relationship of his house with Antony's, Octavian restored
the name in 29. See Johnson Propaganda 131-161. The Fasti Triumphales
Capitolini under 40 B.C. read, without any erasure: M. Antonius M. f. M. n.
Illvir r(ei) p(ublicae) c(onstituendae) ovans quodpacem cum Imp. Caesare fecit.
See also the survival of Antony's name in other inscriptions: CIL 6.1364 (= ILS
943, Rome), 10.3781 (Capua), 4.60 ( = ILS 6375, Pompeii); 1GRR 1.1054 (=
SEG 18.641, Alexandria), 4.1375 (Nisyra in Asia); cf. JRS 47 (1957), 71-73.
On the damnatio memoriae of Antony, see RE 4^2059-2062 = Damnatio
Memoriae (Brassloff); P. Vittinghoff, Der Staatsfeind iri^der rmischen Kaiserzeit
(Berlin, 1936), 21-22; C.L. Babcock, "Dio and Plutaich onjthe Damnatio of
Antony," CPh 57 (1962), 30-32; Huzar Antony 228.1
Dio's notice that Antony's birthday, 14 January, was declared a baneful day
(19.3: f|upav...uaap<xv) is corroborated by die Fasti Verulani (///. 13.2.159,
362, 397): [V]itiosus ex (senatus) c(onsulto). Ant(oni) natal(is).
There are numerous portraits of Cleopatra, but as for Antony, while his
image appears on many coins, surviving portrait busts are relatively few,
perhaps six in all (as well as two or three gems). See M. Borda, "Antonio (M.
Antonius)," in Enciclopedia dell'arte antica 1 (1958), 445-446; OJ. Brendel,
"The Iconography of Marc Antony," in Hommages Albert Grenier 1
(Bruxelles, 1962), 359-367; J.M.C. Toynbee, Roman Historical Portraits
(Ithaca, 1978), 41-46, 86-88; H. Kyrieleis, "Ein Bildnis des Marcus Antonius,"
AA (1976), 85-90; S. Walker and A. Burnett, "A Head of Mark Antony?," in
148 COMMENTARY ON BOOK 51
also the similar oath to the triumvirs in 42 (Dio 47.18.3). Under the Principate
the oath was taken annually on 1 January to uphold the acts of the princeps
(53.28.1; 57.8.4-8). In Dio's time (cf. 47.18.3), the oath was taken by
magistrates and senators to uphold the acts of all previous emperors (except
those disgraced) and the acts past and future of the reigning princeps. Cf.
Mommsen StR 1.621-622; RE 10.1257 = Iusiurandum (Steinwenter).
Ta xepl tnv ndpoov yp]L\una: Dio's curtailed notice here is
apparently a reference to a communication by Octavian to the Senate announcing
some diplomatic successes with King Phraates of Parthia. Cf. 51.18.2-3n.
tot) tt|AV0U: Dio is vague here. Cf. RG 10.1: nomen meum senatus
consulto inclusum est in saliare carmen [the Greek reads iSuvou], "My name
was, by decree of the Senate, included in the Salian hymn."
X
20.2 puX,T|v 'IovXiav: Octavian did not accept the honour of having one
of the thirty-five tribes renamed tribus Iulia. A similar honour had been voted
for Julius Caesar (44.5.2), but apparently was never implemented. Cf.
Weinstock Julius 158-162. The naming of tribes after rulers was an Athenian
practice in the Hellenistic period: see M. Hammond, "Hellenistic Influences on
the Structure of the Augustan Principate," MAAR 17 (1940), 6.
itepixopqrpoi iuaxioi: I.e., the purple-bordered toga praetexta .
20.4 t a jiv Xka xW)v paxecov: The honour of being met by the
entire populace of Rome was mentioned also previously, at 51.19.2. Thus
Octavian accepted (Dio says) most of the honours and powers bestowed upon
him that were mentioned in sections 19.1-20.4.
xftXet x too 'Iavr: On the closing of the double-doored arched
gates of Janus Geminus on the north side of the Forum, cf. RG 13.1: lanum
19.1-23.1: THE TRIUMPH OF OCTAVIAN (30-29 B.C.) 153
Quirinum, quern clausuni esse maiores nostri voluerunt cum per totum
imperium populi Romani terra marique esset parla victoriis pax, cum priusquam
nascerer a condita urbe bis omnino clausum fuisse prodatur memoriae, ter me
principe senatus claudendum esse censuit, "Our ancestors desired Janus Quirinus
to be closed when peace was secured by victories throughout die entire empire of
die Roman people on bom land and sea; though before I was bom it was recorded
that, from the time of the founding of the city, the shrine was closed altogether
twice, with me as princeps the Senate decreed three times that it be closed." The
first of the three closings under Augustus took place on 11 January 29 (Ej2
p4S), during Octavian's absence in the East. This ritual was a revival of an
ancient ceremony, long in disuse. Janus was not worshipped in human form;
the statue of "Janus pater" said by Pliny (HN 36.28) to have been brought from
Egypt by Augustus and dedicated in Janus' shrine was probably a figure of
Hermes. On the closing of the gates of Janus at this time, see e.g. Verg. Aen.
1.293-296; 7.607-615; Hor. Sat. 1.4.60-61; Livy 1.19.2-3;! Suet. Aug. 22. On
the Arch of Janus and the rite, see B.R. Burchett, Janus in Roman \Life and Cult
(Menasha, 1918), 27, 37-39; L.A. Holland, Janus and the Bridge, Papers and
Monographs of the American Academy in Rome 21 (Rome, 1961), 64-66, 132;
Nash Dictionary 1.502-503; R. Syme, "Problems about Janus," AJPh 100
(1979), 188-212.
t oicbviouct t o Ttjc 'Yfieia: The augurium salutis populi,
another ancient rite, about which little is known, was revived by Octavian in 29
(Suet. Aug. 31.4; CIL 6.36841 = ILS 9337). It was an augural rite connected
with complete cessation of war among the Romans. Last performed in 63 after a
long interval (37.24.1-3), this rite was observed in theory every year when mere
existed no war or military preparations among the Romans. In the rite it was
inquired of the gods whether it was fas to ask them for; prosperity for the Roman
people. See K. Latte, Rmische Religionsgeshichte], Handbuch der
Altertumswissenschaft 5.4 (Mnchen, I960), 140,298;.
20.5 v BxXoi &u: Dio suggests that the closing of Janus Quirinus in
January of 29 was only symbolical, for later that year there occurred the military
operations of Statilius Taurus and Nonius Gallus, as well as those of C.
Carrinas (see below, 51.21.6n) and of M. Crassus (see on 51.23.2-27.3). T.
Statilius Taurus, a novus homo and, like Agrippa, one of the leading .marshals
of Octavian (cf. Vell. Pat. 2.127.1: magnis adiutoribus ad gubernandam
fortunam suam), was hailed Imperator III for his victories in northern Spain (cf.
CIL 2.3556 = ILS 893). This was apparently his last military campaign; later
these very regions required the active intervention of Augustus and Agrippa from
26 to 19. See RE 3A.2199-2203 = Statilius 34 (Nagl). M. Nonius Gallus (RE
154 COMMENTARY ON BOOK 51
17.878-879 = Nonius 33 [Groag]) was hailed Imperator (CIL 9.2642 = ILS 895)
though he was the legatus of C. Carrinas, proconsul of Gallia Comata (PIR 2 C
447), for his operations against the revolt of the Celtic-German Treveri in the
Moselle Valley. These were aided by Germans from the right bank of the Rhine
(Dio idiosyncratically calls them. Celts, as regularly: cf., e.g., 38.40.7; 39.49.1-
2). See A. Schulten, Los Cntabros y Astures y su guerra con Roma (Madrid,
1943), 133; F. Wattenberg, La region vaccea>B^bliotheca praehistorica Hispana
2 (Madrid, 1959), 43-45.
20.6-8 teuxvn.: Worship of the joint cult of the goddess Roma and Caesar
as Divus Julius, whom Dio here calls heros, was authorized by Octavian at
Ephesus and Nicaea for Roman citizens resident in the East. But the cult of Dea
Roma and Augustus also spread rapidly in the East, especially among Hellene^
Ephesus was made cult centre because it was the residence of the proconsul of
the province of Asia, and Dio singles out Nicaea in Bithynia because it was his
birthplace; both cities had large concentrations of Romans. The cult of
Augustus in Egypt began in 30, when he effectively succeeded to the rule of the
Ptolemies as pharaoh (see, e.g., Taylor Divinity 142-145). Moreover, he
renounced Antony's religious ideas, converting the Temple of Antony built by
Cleopatra in Alexandria into a shrine of himself (with Roma?). Elsewhere in the
East, official permission was granted Greeks and other provincials to set up
temples jointly to Dea Roma and Augustus (e.g., Suet. Aug. 52; Tac. Ann.
4.37.3; cf. Dio 59.28.1 ): for example, at Pergamum, the seat of the League of
Greek cities of Asia, and at Nicomedia, of the League of Bithynia. Dio
mentions only Augustus in this cult, not Roma, though both temples were
dedicated to Roma and Augustus; this reflects the conception in the East that
Augustus was the principal figure in the cult. For evidence of the numerous
Temples of Dea Roma and Augustus, see Taylor Divinity 270-277; for Herod's
Temples of Roma and Augustus in Judaea, in the Greek cities of Sebaste and
Caesarea, see Smallwood Jews 77-79; and on the Romaia Sebasta Games at
Pergamum, C. Fayer, // culto della Dea Roma (Pescara, 1976), 113-127. Dio
deals here only with the officially authorized cult centres of Augustus. There
was, indeed, no bar anywhere to private worship of him as god or hero, even
publicly by cities and peoples of the empire. See Taylor Divinity 234-238; C.
Habicht, "Die augusteische Zeit und das erste Jahrhundert nach Christi Geburt,"
in Le culte des souverains dans l'empire romain, Entretiens sur l'antiquit
classique 19 (Vandoeuvres-Genve, 1972), 76-85; M.P. Charlesworth, "The
Refusal of Divine Honours, An Augustan Formula," PBSR 15 (1939), 1-10;
Cerfaux & Tondriau Culte 316-329; U. Knoche, "Die augusteische Ausprgung
der Dea Roma/' Gymnasium 59 (1952), 324-329; R. Melior, 0EA PQMH.
19.1-23.1: THE TRIUMPH OF OCTAVIAN (30-29 B.C.) 155
The Worship of the Goddess Roma in the Greek World (Gttingen, 1975), 79-
80; D. Fishyick, "Augustus deus and deus Augustus," in Hommages M. J.
Vermaseren (Leiden, 1978), 375-380; Fayer, op. cit. 15-18, 107-108; S.R.F.
Price, Rituals and Power: The Roman Imperial Cult in Asia Minor (Cambridge,
1984), 53-57.
20.8 v...T<p &oxet: On the official cult of the emperor in Rome, Italy,
and the West, where it was restricted to the worship of his genius, see Taylor
Divinity 181-204. On me deification of Augustus in 14 and on shrines of Divus
Augustus, see 56.46.1-4; Taylor Divinity 224-238.
22.2-3 T<p xov 'IovXiov f|p$q>: The Temple of Divus Julius, built by
Octavian, was dedicated on 18 August 29 (see lit. 13.2.497 = EJ2 p50; Nash
Dictionary 1.512-514). In front of the temple was an altar on the spot where
Caesar's body had been cremated, and the Rostra Julia, a new speakers' platform
decorated with beaks of ships taken at Actium. Cf. RG 21.2: Dona ex manibiis
in Capitolio et in aede divi Iuli...consacravi. The golden statue of Cleopatra
mentioned here had been placed in the Temple of Venus Genetrix by Julius
Caesar (App. BC 2.102), and Dio relishes the irony. With pcVtm Dio seems to
reveal personal knowledge of the statue, which was still visible in the temple in
Appian's day.
22.4 Tpoiov [&Y<DVCC]: On the equestrian sport called Troiae lusus, see,
e.g., Verg. Aen. 5.553-603 (at the funeral games of Anchises); Dio 43.23.6 (at
the triumph of Caesar in 46); Suet. Aug. 43.2; cf. RE 13.2059-2067 = Lusus
Troiae (Schneider). In view of the familial connection of the Julians with the
legend of the Trojan hero Aeneas, the event had propaganda value for Octavian in
Rome at this time.
KiitvTo...CKiTXXio ouXevtqc: Since 38, senators had been
forbidden by enactment to fight as gladiators (48.43.3), and one may doubt that
Octavian permitted a senator to fight in the arena (cf. Suet. Aug. 43.3). For
19.1-23.1: THE TRIUMPH OF OCTAVIAN (30-29 B.C.) 159
restrictions on public performances by members of die senatorial order, in both
theatrical events and gladiatorial combats, as being contra dignitatem ordinis and
as diminishing the maiestatem senatus, see B. Levick, "The Senatus Consultum
from Larinum," JRS 73 (1983), 97-115 (a decree of A.D. 19). This Q. Vitellius
was probably a brother of P. Vitellius, the procurator of Augustus, father of four
senators, and grandfather of the future emperor Vitellius (so Hanslik in RE
Supp. 9.1741 = Vitellius 7f), rather than the Q. Vitellius who was the son of
the procurator and was quaestor of Augustus (RE loc. cit, Vitellius 7g). Dio
may be recording characteristic backstairs gossip about imperial figures and their
ancestors. He elsewhere reports, as an aberration, that under Nero very famous
persons fought as gladiators (61.17.3-5).
! I
22.5 pivKepm KJCO t e xotduio: Dio errs here in stating that the
rhinoceros and hippopotamus were seen for the first time; in Rome in 29. M.
Aemilius Scaurus had been the first to exhibit a hippopotamus, in his
spectacular aedileship of 58 (Pliny HN 8.%; Amm. 22.15.24); and Pompey was
the first to exhibit a rhinoceros (Pliny HN 8.71). For a rhinoceros exhibited in
the Saepta by Augustus, cf. Suet. Aug. 43.4. Though the one-horned rhinoceros
was an Indian species, these two exotic animals mentioned here by Dio may
have come from the royal zoo of the Ptolemies in Alexandria. See G. Jennison,
Animals for Show and Pleasure in. Ancient Rome (Manchester, 1937), 30, 34-
35,41, 50, 66; Friedlnder Sittengeschichte 4.271.
speaks of the defeat of the Dacian King Cotiso. Cf. Livy Per. 134: Bellum
adversus Basternas et Moesos et alias gentes a M. Crasso [gestumj ...; and RG
31.2: Nostram amicitiam appetiverunt per legatos Bastarnae. The Fasti
Triumphales record Crassus' victory over "Thrace and Getae" (see below,
51.25.2n), but not over Bastarnians and Moesians. Apparently the Getae
included the Moesians at this time; Dio employs "Dacians" and "Getae"
interchangeably (Papazoglu Tribes 417,425). For the downplaying of Crassus'
Dacian operations by Octavian, see A. Mocsy, "Der vertuschte Dakerkrieg des
M. Licinius Crassus," Historia 15 (1966), 511-514.
24.6-7 'PebXov: Roman client kings in mis area, besides King Sitas of the
Dentheletae, were the Getic King Roles and also the prince of the Odrysae.
Roles received me title amicus et socius populi Romani (B. Gerov, Beitrge zur
Geschichte der rmischen Provinzen Moesien und Thrakien [Amsterdam, 1980],
327 n33).
25.2 otTOKpiopo avoua: "He did not, however, receive the title of
Imperator, as some say." Dio errs: Crassus was, indeed, hailed Imperator. E.
Badian ('"Crisis Theories' and me Beginning of me Principale," in Romanitas-
Christianitas, Festschrift Straub [Berlin, 1982], 38-41) is surely correct in
concluding that "Dio's story...that M. Crassus did not adopt the title of
23.2-27.3: CRASSUS' CAMPAIGNS IN THE BALKANS 163
imperator...must be abandoned." For the evidence, see ILS 8810 (Athens), and
AnnEpigr 1928.44 (Thespiae, Greece), in which he is called autokrator. It is
true that Octavian himself took the appellation Imperator VII at this time. See
CIL 6.873 = ILS 81 (Rome); BMCEmp. 1.105 647-649; T.D. Barnes, "The
Victories of Augustus," JRS 64 (1974), 21-26 (Barnes treats saluutions of
Augustus as Imperator from 25 B.C. on); L. Schumacher, "Die imperatorischen
Akklamationen der Triumvirn und die auspicia des Augustus," Historia 34
(1985), 209-211 (arguing that Imperator VII belongs to the capture of Alexandria
in 30). There was another victory in 29, that of Cornelius Gallus in Egypt (see
51.17.4n), which might have led to the assumption of Imp.' VII by Octavian.
Crassus celebrated his triumph (vncntfipia) on 4 July 27, after which his
name disappears from history. See Fasti Triumphales Capitolini (lit. 13.1.87):
M. Licinius M. f. M. n. Crassus pro. a. DCCXXVI eos. ex Thraeeia et Geteis
IV Non. Iul.
2SA-S TOV 9p$Ka: This Thracian region, with various tribes such as
the Maedi, Serdi, Odrysae, and Bessi, exhibited varieties of Dionysic allegiances
and competition. Crassus' efforts to take advantage of this by transferring, as
punishment, the tribal shrines of the warlike Bessi in the Haemus Range to the
peaceful Odrysae were not a lasting solution. See 54.3.2n on the war of M.
Primus against the Odrysae; 54.34.5-7 on the revolt of the Bessi in 11 B.C.
under their priest Vologaesus. Cf. S.L. Dyson, "Native Revolt Patterns in the
Roman Empire," ANRW 2.3.169-170; CM. Danov, "Die Thraker auf dem
Ostbalkan," ANRW 2.7.1.123-126.
26.1-4 Axxtyv. The Getic king Dapyx is known only from this text. See
Papazoglu Tribes 419,422, 427. For Roles, see above, 51.24.6-7n.
!
26.3 Ketpiv: On this historic cave, see RE 13.279-280 = Licinius 58
(Groag); Papazoglu Tribes 427.
26.5 rvottKLo: Genucla was the stronghold of the Getic King Zyraxes,
who is otherwise unknown.
If Crassus recovered from Genucla the standards lost to the Bastamae by C.
Antonius Hibrida when he was proconsul of Macedonia in 62-60 B.C. (cf.
38.10.3; MRR 2.175-176, 180), this achievement is ignored by Augustus in
RG 29 (cf. Mommsen ad loa).
27.1 'ApTCdriou: The Artacii were a Moesian tribe on the upper course of
the Tundza River (Papazoglu Tribes 423).
164 COMMENTARY ON BOOK 51
INTRODUCTION
The Exceptional Nature of Book 52: The Agrippa-Maecenas Debate
!
This book is devoted to the last third of 29 B.C., after the celebration of
the triple triumph in the middle of August up to the end of Octavian's fifth
consulship. In a major deviation from traditional annalistjc .patterns, Dio has
here spread over virtually all of Book 52 the famous debate etweerj Agrippa and
Maecenas before Octavian, on "Whither Rome?" While they are not paragons of
oratory, these celebrated paired speeches of Octavian's most trusted advisors of
the early Principate, contrived though they are, remain invaluable for the light
they cast not only on the beginning of the Principate but especially on Dio's
own political, economic, and social thought, his contemporary concerns and
alarms, as well as his historiographical methods. Though we may not go so far
as to affirm mat the "speeches of Agrippa and Maecenas.. .shed more light on the
nature of the Empire than any other single source,"1 {he interchange is the only
theoretical analysis of Roman government and society from the third century,
and affords as well valuable insights into the mind of a/distinguished senator of
the time of the Severi.2 It is worth emphasizing that ("Dio's political
philosophy was based on class interests and personal eiperienie, not Platonic or
Stoic ideals. He was above all a practical man of the world."3 ,
It was an inspiration on Dio's part to position the speeches where he did.
For, while the debate reflects the political crisis of the Severan Age and the
problems of governance and society faced by the highest level of the Roman
hierarchy in Dio's generation, by his insertion of the debate at the momentous
transition from Republic to Principate Dio was signalling a parallel to the great
1
CG. Starr, "The Perfect Democracy of the Roman Empire," AHR 58 (1952),
12.
2
Millar Study 83.
3
B. Forte, Rome and the Romans as the Greeks Saw Them, Papers and
Monographs of the American Academy in Rome 24 (Rome, 1972), 350.
166 COMMENTARY ON BOOK 52
transformation taking place in his own time, from his idealized Antonine
monarchy to the Severan Age.4
Structurally, there is no doubt that the position of the Agrippa-Maecenas
debate betrays it as an excursus prepared originally as an independent
composition. There is, moreover, a marked break at 18.6-7, where Maecenas
apologizes for digressing from the subject in hand (i.e., praise of monarchy as an
institution), with an assertion that what followsdetailed advice on how to rule
as monarchis not to be taken as mere idle chatter. It is thus conceivable that
Dio had previously composed a rhetorical speech full of commonplaces about the
good ruler (comparable to Agrippa's on republicanism versus tyranny), and later
replaced it with the extensive, specific recommendations that follow in the
present speech.
The genre of the debate is that of parallel suasoriae as practised in Roman
schools.5 The theme of the debate itself, however, was a perennial one in works
of ancient history: the insertion of such debates at critical changes in regime was
standard practice (cf. Dio frg. 12 on the expulsion of the kings; 43.15.2-18.5;
44.2.1-4; Dion. Hal. 4.72-75). As to the historicity of a full-scale discussion of
the future of Roman government in 29 B.C., there is every reason to think that
this took place, and that Agrippa and Maecenas participated. Millar suggests
that Dio developed his treatment out of a brief reference in Suetonius (Aug.
28.1): de reddendo re p(ublica) bis cogitavit, primum post oppressum statim
Antonium, "Two times he thought of restoring the Republic, the first time
immediately after the defeat of Antony."6 Manuwald, however, considers the
connection untenable on the grounds that Dio did not use Suetonius as a
source.7 But Dio and Suetonius may have drawn from a common source; and a
possible source on the merits of a republic versus a monarchy was the work of
Asinius Pollio.8 Dio, moreover, introduced speeches in his History when it was
likely that speeches were made, or when sharply contrasting viewpoints existed
Espinosa Ruiz Debate, esp. 470-490; J.-M. Roddaz, "De Csar Auguste:
L'image de la monarchie chez un historien du sicle des Svres," REA 85 (1983),
75-77.
On the suasoria, a speech of advice, in Roman rhetorical schools, see G.
Kennedy, The Art of Rhetoric in the Roman World 300 B.C.-A.D. 300 (Princeton,
1972), 316-317, 510-511; M. Winterbottom, The Elder Seneca (Loeb) l.viii, xx-
xxi.
6
Study 105.
7
Dio 85 n48.
8
See, e.g., RE 2.1594-1597 = Asinius 25 (Groebe); E.D. Pierce [Biegen], A
Roman Man of Letters, Gaius Asinius Pollio (Diss. Columbia, 1922), 49-67;. A.B.
Bosworth, "Asinius Pollio and Augustus," Historia 21 (1972), 441-473 (Poliio as
desultor civilium bellorum ).
INTRODUCTION 167
9
Cf. Dio Chrys. 3.45-49; Plut. Mor. 826e-f; Ps.-Sal. Ep. ad Caes, senem; E.
Barker, ed.. From Alexander to Constantine (Oxford, 1956), 99-100, for papyrus
fragment of the first century A.D. (Berliner Klassikertexte 7.16-18) in which
monarchy, democracy, and possibly also oligarchy are discussed.
10
Cf. Gabba RSI 67 (1955), 316.
168 COMMENTARY ON BOOK 52
benefactor of the people, "as if he were very much a supporter of the people
[oriuoTiKTa-to]").1 *
On the other hand, Maecenas is pictured by Dio here as the spiritual father
of the Principate and a political activist, though one would expect him, as an
avowed Epicurean, to prefer political quietism. Still, Roman imperial society
could contain Epicureans active in the senatorial order,12 even if the followers of
this philosophy preferred otium in private life under a benevolent monarch.
Finally, though a member of the equestrian order, Maecenas here vigorously
espouses the priority of the senators over the quits in the Roman social and
political hierarchy.
A one-folio lacuna in the manuscript curtails the end of Agrippa's speech
(2-13) and the start of Maecenas' (14-40). It is possible that frg. 110.2 (=
Boissevain 1.358; Cary 2.502-505), characterizing monarchy as the source of
blessings to the subjects, may come from the beginning of Maecenas' speech.13
It is also noteworthy that Dio did not include a conventional speech on the
merits of oligarchy or aristocracy, as superfluous: his views accorded with the
ideology of his class, that an educated, rich, committed elite of aristoi thrives
best under the leadership of a benevolent monarch.14
the beginning of the Principate, since in his own time the day of acclamation as
Imperator was the start of the regnal year of the emperor (Gabba RSI 67 [1955],
313). See Appendix 15, "The Beginning of Augustus' Rule."
To Dio monorchia is synonymous with principatus, i.e., constitutional
rule of one, jointly with the senatorial class as aristoi, a rule that unites
eleutheria with monorchia (in Tacitus' terminology, libertas ac principatus). In
Dio's conception the cycle is from dynasteiai to monorchia (so here; cf. Hdn.
1.1.4; in Livia's fictive speech at 55.21.4 [A.D. 4], the transition is given as
from demokratia to monorchia ). See Espinosa Ruiz Debate 69-75.
T $ TE ytpovaUf, Kal t<p Sr|u,<p xiTpyai: "to turn over affairs
to the Senate and the People." This is written by Dio with foreknowledge of the
offer by Octavian in January of 27 (specious, in Dio's view) to give up his
emergency powers and restore the Republic (53.3-11). y^
4.3-5 Dio here presents the principle of shared power, ~a "partnership" of his
own class in the governance and rewards of the empire, without tyranny and
coercion, and based on the willing acceptance by the monarch of a dedicated elite
(cf. Espinosa Ruiz Debate 285-286). On the conventional concept of shared
power and rotation in office among the aristoi (apxeiv...apxeo6cu), cf. Pl. Prt.
326d; Arist. Pol. 7.1332b, 1333a; Diog. Laert. 160.
5.3-4 Dio's comments on the Roman aversion to "monarchy" are abstract and
unhistorical. The view that it would be difficult to establish a monarchy at
Rome because of the tradition of "freedom" is a venerable clich, pure rhetoric.
Of course the word rex was repugnant to Romans, but at the end of the Repub-
lic, while the members of the senatorial order defended their libertas, narrowly
conceived as freedom to compete for power and wealth, most Roman citizens
yearned for the traditional Roman civic libertas that guaranteed individual
freedom in the form of security of person and property.
The literature on libertas under the Roman Republic and; in the Empire is
now very large. See, e.g., G. Wirszubski, Libertas as a Political Idea at Rome
during the Late Republic and Early Principale (Cambridge, 1950), with a review
of this book by A. Momigliano, JRS 41 (1951), 146-53; M. Hammond, "Res
Olim Dissociabiles: Principatus ac Libertas. Liberty under the Early Roman
Empire," HSCPh 67 (1963), 93-113; R. Klein; ed., Prinzipat und Freiheit,
Wege der Forschung 135 (Darmstadt, 1969); J.R. Fears, Roman Liberty: An
Essay in Protean Political Metaphor (Bloomington, 1980).
Similarly, Dio's reference to Roman allies and subjects as accustomed to
self-government (SriuoicpaTOUuevouc) or granted freedom by the Rofrians
(f|Xeu6epci>uivot))that is, granted the status of civitas libera under Roman
suzerainty and subject to the governors of the provincesis superficial,
historically simplistic and misleading, and too compressed. Is Dio here putting
174 COMMENTARY ON BOOK 52
into Agrippa's speech arguments so far from the mark that they can easily be
refuted by Maecenas? The contrast between eleutheria ("freedom") and douleia
("slavery") is frequent in Dio: e.g., 41.59.4; 45.35.1; 52.14.5; 62.4.3.
8.1-8 Dio expatiates here on the grim social dilemmas encountered by the
monarch in seeking suitable helpers. For he runs risks to his safety, no matter
whom he selects from the various sectors of the population: aristocrats, the rich,
the brave (dvpetou), the wise (ppovvuov), and the common man (<paAm).
For such a vast world empire, Dio urges the need for "brave" and "wise"
collaborators. His caution here about elevating the "common man" to positions
of authority and administrative posts, though framed so as to emphasize the risks
to the emperor himself, was prompted principally by fear of assaults against die
wealth, status, and the very existence of the traditional upper-class families of
the empire. The description of such upstarts as ignoble and lacking in education
(8.8: apaideusia)for examples in Dio, see Espinosa Ruiz Debate 293-295is
a harbinger of the defences vigorously mounted in the fourth century on behalf of
traditional culture by the peace-loving "mandarin" intellectuals threatened with
regression and decay in the face of growing barbarization. See C.G. Starr,
"Aurelius Victor, Historian of Empire," AHR 61 (1955-1956), 574-586; cf.
Bleicken Hermes 90 (1962), 459.
10.4 5opi>90pcov: On the Greek terminology for the Praetorian Guard (also
aouiaxo^vhxKt, as at 9.3 above), cf. Magie De Vocabulis 137.
11-12 yaB 6pv: The great power wielded by the Roman emperor to
grant titles, offices, and money (Dio advises) needs to be exercised judiciously.
For one of the disadvantages of being a monarch is that inevitably there are
many more disgruntled persons who feel they deserved the favours of the emperor
than those whom he can benefit. It is therefore imperative that the emperor
maintain high standards of merit and not bestow benefactions capriciously.
Otherwise, he warns, morale will be destroyed on all sides: among the deserving
who are not benefited, and the undeserving who are {favoured. On Dio's
pessimistic view of human nature, see Appendix 1, "'Human Nature' in Dio."
12.4 In this section Dio was influenced by Thuc. 1.70.7 in some of his diction
and thought.
13.5 Ta... xXeim KOI fieia> Stauvet: "most of them, and the most
important, survive." This is historically incorrect, a rhetorical exaggeration
inserted as a foil for Maecenas' statement at 52.17.4. Many of Sulla's
arrangements were abolished, not during his lifetime as Dio states (ibid.), but in
the consulship of Pompey and Crassus in 70 (cf. Gabba RSI 67 [1955], 317 n2).
On Sulla's flicitas and the continuance of some of his constitutional reforms,
especially in criminal law (e.g., the iudicio publica and the crimen maiestatis),
see R.V. Desrosiers, The Reputation and Political Influence of Lucius Cornelius
Sulla in the Roman Republic (Diss. North Carolina, 1969),r 194-212; J.P.V.D.
Balsdon, "Sulla Felix," JRS 41 (1951), 1-10; CAH 9.296-298, 304-308; E.
Badian, Lucius Sulla, The Deadly Reformer (Sydney, 1970).
Lacuna. One folio totalling 62 MS lines has been lost here. Zonaras'
epitome (10.32.9-14 Dindorf) gives some clue to the missing text: "Octavian
found Agrippa's view dissuading him from monarchy. But Maecenas advised the
complete opposite, stating that Octavian had already for a long time administered
a monarchy, and that one of two courses was now indicatedeither to remain in
the same monarchic position or, by abandoning the previous course, to die."
j j
This oration, the longest and most significant and memorable in Dio's History,
is the authentic voice of Dio: it contains the essence of his pragmatic thinking
about the Empire, the monarchy to which he was unreservedly committed, and
the interests and role of his social class in the imperial governance. We are
thereby brought in touch with the contemporary views of an important member
of the highest elite of the Empire, the expertise of a Roman senator of long
experience in politics and administration, andno less importantWs troubled
concerns for both the future of the Empire and his class in the face of the
upheavals of his times and the radical changes taking place under the Severans.
180 COMMENTARY ON BOOK 52
It is the only comprehensive political programme of the third century known to
us, written from the perspective of the senatorial nobility. As noted above, in
the Introduction to Book 52, Dio may originally have composed for this part of
the History two conventional declamations on the advantages of a republic and of
an absolute but enlightened monarchy, then later substituted at chapter 18.6 the
present "propaganda pamphlet" in place of the earlier conventional discourse.
Two contextual themes are mingled in this speech, at times as counterpoint
to Agrippa's arguments, at times in a random fashion: leading aspects of the
Principate of the first two centuries (as it evolved from the regime of Augustus
to the Seven), and also new proposals responding to the needs of the Empire in
his own turbulent and changing times. The impulse to Dio's reformative zeal
was an historical awareness of the growing crisis of the Roman Empire, and the
general transformation that was in process (see G. Alfldy, "The Crisis of the
Third Century as Seen by Contemporaries," GRBS 15 [1974], 92-93, 103L Dio
views this crisis from an essentially conservative perspective (as Gabba and
Millar have emphasized).
For the speech of Maecenas in general, see P. Meyer, De Maecenatis
oratione a Dioneficta (Diss. Berlin, 1891); M. Hammond, "The Significance of
the Speech of Maecenas in Dio Cassius, Book 52," TAPhA 63 (1932), 88-102;
A. Jard, tudes critiques sur la vie et le rgne de Svre Alexandre (Paris, 1925),
esp. 26-33; Vrind De Vocabulis 168; J. Crook, Consilium Principes (Cam-
bridge, 1955), 126-128; Bleicken Hermes 90 (1962), 444-453; van Stekelenburg
Redevoeringen 107-120; Gabba Studi (1962) 39-68; Millar Study 102-118; G.
Alfldy, Rmische Sozialgeschichte, 3rd ed. (Wiesbaden, 1984), 153. For a
thematic analysis of the speech of Maecenas, see A.H.M. Jones, ed., A History
of Rome Through the Fifth Century, 2: The Empire (New York, 1970), 49-51.
DATE OF COMPOSITION
To appreciate Dio's purpose in composing this impressive speech of Maecenas,
we must first seek to determine, if possible, the specific time when he wrote it.
That it was a sort of "political pamphlet" to help shape, or to criticize, the
policies of a contemporary emperor is beyond dispute. Which emperor? The
dominant scholarly view, since the publication of Paul Meyer's dissertation De
Maecenatis oratione in 1891, has been that Maecenas' speech was composed in
the reign of Severus Alexander to counter the "pro-senatorial policy" of that
emperor, and that the speech was subsequently inserted in its present position, at
the beginning of the "monarchy" of Augustus, to lend force to Dio's messages
to his contemporaries. Meyer's theory of date and purpose of composition was
supported, for example, by Schwartz (RE 3.1687, 1720 [= Griechische
14.1-40.2: MAECENAS' SPEECH 181
Geschichtschreiber 398,447]) and by Bleicken (Hermes 90 [1962], 446), but for
different reasons.
Vrind (De Vocabulis 168) rejected Meyer's view that Maecenas' speech was
directed to Severus Alexander. C. Barbagallo (Storia universale, 2nd ed. [Torino,
1974], 2.2.1430-1434) proposed that the speech represented an early attitude of
Dio toward Septimius Severus as a new monarchical hope, though later Dio was
driven to a hostile stance against him. Gabba (RSI 67 [1955], 314-324; and
Studi [1962], 61) held that Maecenas* speech was written during the last years
of the reign of Septimius Severus or during the reign of Caracalla. Millar
(Study 102-105) assigned its composition to the middle of Caracalla's reign, ea
A.D. 214, and argued that it was intended for its present position in the History,
and was written to influence Caracalla as well as to present veiled criticism of
the social and political tendencies and restructuring in the reigns of Septimius
Severus and Caracalla. While this conception was supported by van
Stekelenburg (Redevoeringen 111-116), Millar's date has met with a mixed
reception. It was supported by G.B. Townend, JRS 55 (1965), 306-307; G.W.
Bowersock, "Greek Intellectuals on the Imperial Cult in the Second Century
A.D.," in W. den Boer, ed., Le culte des souverains dans l'empire romain,
Entretiens sur l'antiquit classique 19 (Vandoeuvres-Genve, 1973), 202-203; W.
Schmitthenner, Gymnasium 73 (1966), 307-308; R. Syme, Emperors and
Biography: Studies in the Historia Augusta (Oxford, 1971), 155. Contra: H.W.
Pleket (TG 79 [1966], 452) had doubts; A. Deman (Latomus 25 [1966], 965)
rejected Millar's arguments as feeble, and proposed a date in the reign of Severus
Alexander, or perhaps of Macrinus, an equestrian whose anti-senatorial policies
threatened Dio's class interests (cf. also H. Mattingly, History 50 [1965], 207);
Lena (Ricerche [1979], 167-170, 185) argued that the speech was written not in
'214 but rather after 222, probably in 229/230; with renewed analysis of the
internal evidence as a whole, Espinosa Ruiz (Debate 487-489) supports 222 as
terminus ante quern for composition, and proposes a date either at the beginning
of the reign of Septimius Severus (193-197) or betlveen the death of Caracalla
and the accession of Severus Alexander (217-222); in, another reassessment of the
internal evidence, T.D. Barnes ("The Composition of Cassius Dio's Roman
History" Phoenix 38 [1984], 240-255) proposes that the period of composition
(after a decade devoted to research) was about 220-231 (or even slightly later), and
that in its present form the speech of Maecenas was written after 223, in the
reign of Severus Alexander.
While it is rash to attempt to pinpoint the exact time when Dio composed
the speech of Maecenas, specific details therein suggest that he was reacting to
events in the reigns of Caracalla, Macrinus, and Elagabalus: that is, in the period
from 211 to 222 (see the commentary below, at 19.1-2, 24.5, 30.1, 30.3-9,
182 COMMENTARY ON BOOK 52
31.1-32.3). This commentator regards it as judicious to optwith Meyer,
Letta, and Barnesfor a later date.
At the same time, Meyer's long-prevailing view that the speech was
written after 229 as a polemic in defence of a strong monarchy and against a pro-
senatorial policy of Severus Alexander, as tending to weaken the monarchy, has
been discredited, particularly through me work of Jard (op. cit. 26-33, 53-62),
who criticized Meyer's reliance on the Scriptores Historiae Augustae. Indeed,
Jard did not go far enough in discounting the factual content of the Vita
Alexandri, as showiTby-TTBr-Bames {The Sources of the Historia Augusta,
Collection Latomus 155 [Bruxelles, 1978], 28, 57-59), who estimates the
reliable portion of the Vita Alexandri to total two percent of the entire life.
14.2 Dio's warning against excess freedom and egalitarianism (jcaiSl Sf| tivi
Kal uaivouvcp i<poc pyei, "hands a sword to a child, and a mad one at that")
was a proverbial statement. Cf. Clem. AI. Strom. 1.14.3 (contemporary with
Dio).
15.5-6 Dio's plea here for universalism and greater uniformity and
centralization of administration (as counterpoint to Agrippa's view at 52.4.1-2)
is documented by his emphasis on the large population of the empire and its
pluralistic character. Cf. 44.2.4; 47.39.4-5, on the necessity of monarchy
because of the great size of the empire.
16.3-17.2 Dio here falls back on the Platonic image of the Ship of State
{Rep. 6.488) floundering without an absolute monarch as pilot and arbiter. It is
obvious that Dio in this image is striving to compose a purple passage, for his
language becomes recherch. On the clich of the Ship of State in antiquity, see
the commentary on Hor. Carm. 1.14 in R.G.M. Nisbet and M. Hubbard, A
Commentary on Horace: Odes Book I (Oxford, 1970), 178-188. Although the
Ship of State image was a trite one, its use by both Dio and Horace for the same
14.1-40.2: MAECENAS" SPEECH 187
perilous moment in Roman history (about 29 B.C.) may be more than
coincidence. Nisbet and Hubbard suggest that Horace wrote 1.14 when the
rumour spread that Octavian might relinquish his hold on power.
For Dio's x...vepuaTioTo, (16.3: "cargo ship without ballast"), cf.
Pl. Tht. 144a, tt vEpu-TioTct TtXoa. Dio's image comes ultimately from
Alcaeus (148 Page). With Dio's Jtepl epua Jtepippayfjvai (16.4), cf. Thuc.
7.25.7, Epi pua JtepiaA-.
17.4 xv 2/XXav: Dio's statement that "some say" thai Sulla committed
suicide is not confirmed by any other source. On the fate of Sulla's legislation,
see 52.13.Sn. It is noteworthy, for an understanding of Dio's methods, that he
uses conventional exempla (Lepidus [eos. 78], Sertorius, Brutus, Cassius) when
he might have cited the name of an actual conspirator against Octavian: M.
Aemilius Lepidus, son of the triumvir, in 30 B.C. (see Syme Revolution 298;
Dio 54.15.4).
chapters 19-40. See above, Introduction to Book 52, and on 52.14.1-41.2 (under
Date of Composition).
19.4-5 i%\ Tv Ixitoov: Dio's advice about the role of the equestrian
order (now almost all landed proprietors) is a reaction to the growing importance
of the quits in the imperial service from the end of the second century. He is,
however, not so much exercised at this "sharing of power? (here Cary [Loeb]
mistranslates rh.v Tweuoviav as "chief magistracy") in the imperial
administration through the elevation of qualified provincials to the elite of
second rank, as he is repulsed by the quality of quits and soldiers elevated by
the Severi into important imperial posts. Cf. Bleicken Hetmes 90; (1962), 458-
460, 465; A. Stein, Der rmische Ritterstand (Munich, 1927), 166-167, 170-
171; P.A. Brunt, "Princeps and Equits," JRS 73 (1983), 65.
Dio had in mind, for example, such men as M. Oclatinius Adventus
(78.14), Aelius (Decius) Triccianus (78.13.3), and P. Valerius Comazon (79.4.1-
2, 21.2), who rose from the lowest ranks, without education, to the highest
imperial posts under Macrinus and Elagabalus.
19.5 Toi> pxouivou: I.e., all free persons below the rank of Dio's
aristocratic elites, the senators and quits (TIUV, rjuv).
20.1 tfi f|X,iK: Dio's minimum age for enrolment into the Senate
twenty-five yearswas the one established by Augustus and still in effect in
Dio's time. Dio gives the minimum age of eighteen for admission into the
equestrian order (not, like the senatorial order, hereditary), for which the
qualifications were birth, property, and merit. Dio's concern here is, in part, due
to the fact that through favouritism boys were advanced prematurely to offices
and distinctions, especially members of the imperial family. Note, for example^
his disapproving account of the precocious advancement of Gaius and Lucius
Caesar, spoiled grandsons of Augustus (55.9.1-3; cf. RG 14). Compare Marcus
Aurelius, given the equus publicus at six (SHA Marc. 4.1); Commodus, called
Caesar at five (cf. SHA Comm. 1.10)ASee A. Stein, Der rmische Ritterstand
(Mnchen, 1927), 73, 76; D. McAlindon, "Entry to the Senate in the Early
Empire," JRS 47 (1957), 191-195; F.F. Abbott, A History and Description of
Roman Political Institutions, 3rd ed. (New York, 1911; rpt. 1963), 275-276,
374-375.
20.2-5 x px<x: The cursus honorum given here by Dio had been the
regular, traditional ladder of the magistracies in Rome since Augustus' time.
These magistracies were not, in the third century, filled by election in the Senate
but by appointment by the emperor (cf. Ulp. Dig. 42.1.57; Modest. Dig.
48.14.1; Millar Emperor 300-309). Dio acknowledges that the magistracies held
by members of the senatorial order existed largely proforma: they maintain the
tradition, do not afford much power, but mark status in the senatorial hierarchy.
Their principal functions, in the higher ranks (consuls, praetors), were to be to
conduct festivals and to act as judges with appellate jurisdiction from standing
courts (quaestiones perpetuae), whose jurisdiction since the time of Marcus
Aurelius was limited to non-capital cases (cf. Bleicken Hermes 90 [1962], 448-
449 n4). The jurisdiction of the magisterial court over non-capital cases, with
capital offenses assigned to the praefectus urbi, reflects the legal practice of Dio's
own time (cf. RE 24.779 = Quaestio 1 [Kunkel]). See Hammond Monarchy
292-294.
Dio's statement here (20.5) about the obligation of magistrates to conduct
the festivals belonging to their office is vague. Augustus in 22 (54.2.3-4) had
transferred the obligation to provide the traditional games (ludi Megalenses,
Ceriales, Florales, Apollinares, Romani, and Plebeii) from the aediles to the
14.1-40.2: MAECENAS" SPEECH 191
college of praetors, an arrangement that continued in effect to the mird century
(and later). Consuls continued to have significant obligations in this area. See
Mommsen StR 2.136-138, 236-238; RE Suppl. 5.614, 617-630 = Ludi Publici
(Habel); Hammond Monarchy 292-293; Talbert Senate 59-60.
21.3-7 JtOTiUTiffi: Dio proposes here that a new high senatorial official
(appointed for life) be established to take off the hands of the emperor (while -
being directly responsible to him) most of his censorial responsibilities.
Among other things, this new post would remove such authority from the
imperial bureau a censibus, an equestrian position. Exclusions of quits from
192 COMMENTARY ON BOOK 52
the proposed office, Dio hoped, would check the elevation of lower-class men
into the Senate. To emphasize the point, Dio puts into the mouth of
Maecenasan equesthe recommendation that the office of hypotimetes not be
given to one of the quits.
Dio's proposal for the new office in the imperial administration and his
suggestion for a titlevice-censorwere never implemented. The suggested
title may derive both from the existence of wtooTpTrryoi of the emperor in the
provinces (i.e., legati Augusti legionis [Vrind De Vocabulis 82-83]), and from
the post of vice praefectus praetorio (wcapxo): see below, 52.24.3n.
The last non-imperia holders of the office'of censor were Paullus Aemilius
Lepidus and L. Munatius Plancus, in 22 B.C. under Augustus (cf. 54.2.2).
When Aulus Vitellius was censor in A.D. 47, it was with the Emperor Claudius
as his colleague. After Domitian the title vanished from the imperial titulatureV
See, on this proposal of Dio, Mommsen StR 3.489-491; Espinosa Ruiz Debate
311-312; on imperial censorships, see Hammond Monarchy 85-87.
21.5 i iov, v yz |i^: "for life, except when...." For removal from
office for cause (obrogatio), see Mommsen StR 1.628-630.
Such a definitive reorganization did not come into existence until Diocletian's
reforms.
The proposed uniform provincial system of Dio, which would in one fell
swoop wipe away differences in the administration of imperial and senatorial
provinces (cf. Jard tudes 31 ni), would require three administrators for each of
the districts: a consular senator with imperium and wide appellate jurisdiction,
and two aides (legati) of praetorian rank. Quite novel is the proposed separation
of military and civil administration: the public affairs of all substantial cities
( t a Koiv T(ov icXecav) would be under one of the aides, who would also
command the troops stationed in the district (in Dio's time all provinces had
armed forces in garrisons); the other legatus would have jurisdiction over civil
matters (iSiomtc npyuaTa) and be in charge pf the quartermaster
department. On the strength of Dio's proposal, Bleicken (Hertnes 90 [1962],
452) concludes that separation of military and civil affairs was first officially
considered not later than the reign of Severus Alexander. :
G.L. Cheesman, The Auxilia of the Roman Imperial Army (Oxford, 1914), 17,
21, 25, 105, 111-112; OCD s.v. "Auxilia;" G. Webster, The Roman Imperial
Army, 3rded. (London, 1985), 141-156,213-230.
22.6 Kal TTjv 'IxaXiav: For Dio the Italy of the third century was,
administratively speaking, virtually a province. The preliminary steps in this
evolution had been taken by Hadrian, who divided Italy into four judicial
districts, each governed by a iuridicus with administrative and judicial duties.
See' de Martino Storia 4.2.696-700; R. Thomsen, The Italic Regions from
Augustus to the Lombard Invasion (Copenhagen, IS47), 153-176; W. Eck7 Die
staatliche Organisation Italiens in der hohen Kaiserzeit (Mnchen, 1979), 247-
271; W. Simshuser, "Untersuchungen zur Entstehung der Provinzialverfassung
Italiens," ANRW 2.13.432-433.
23.2-3 With Dio's outline of the tours of duty of provincial governors, cf.
CAH 10.213: "The system of appointment which prevailed throughout the
Principate is to a large extent the creation of Augustus." Proconsuls served for
one year (53.13.2); imperial legati had no fixed term, though their tours of duty
14.1-40.2: MAECENAS' SPEECH 195
were in Dio's time on the average about two years, and very rarely above three.
See Barbieri Albo 554-561; de Martino Storia 4.2.805-808, 811-815. Dio here
recommends regularization and lengthening of all terms of provincial governors
to three to five years. See Millar Study 114.
24.3 The third century also marked the apogee of the military power of the
praefecti praetorio. In the Severan period their military authority in Italy was,
in Dio's experience, extensive, but not as comprehensive as he states. They
commanded, besides the cohortes praetorianae, the quits singulares, the castra
peregrinorum, and the classes praetoriae, but not the imperial fleets at Misenum
and Ravenna, nor the vigiles, nor Legio II Parthioa at: Ajbanum. See RE
22.2409-2411 = Praefectus Praetorio (Ensslin); cf. Mommseh StR 2.1119; S.J.
de Laet, "Les pouvoirs militaires des prfets du prtoire et leur dveloppement
progressif," RBPh 25 (1946-1947), 509-554; Campbell Emperor 115.
Dio here acknowledges (24.4) that the expanding duties of the praetorian
prefects required assistants, called by him wtapxoi, i.e., vice-prefects (in Latin,
vie agentes praefectorum praetorii), a post that already existed under Caracalla.
See A. Stein, "Stellvertreter der Praefecti Praetorio," Hermes 60 (1925), 94-103;
cf. Vrind De Vocabulis 9, 92-96, esp. n216, where he follows Mommsen's
suggestion that chapter 24.4 refers to praefecti classium; Mason Greek Terms
94-95.
196 COMMENTARY ON BOOK 52
25.6-7 Dio approves of the social mobility of quits into the senatorial order;
which was indeed a characteristic tendency. He accepts as worthy of elevation
into the order centurions of equestrian origin who were directly commissioned as
centurions; his animus is rather directed against the uneducated, lower-class
198 COMMENTARY ON BOOK 52
centurions promoted from the rank and file (v tq> TetaYHevq) = in ordinem)
who had carried their own baggage, and whom he here sneeringly calls "porters"
and "carriers of charcoal baskets." See B. Dobson, "The Centurionate and Social
Mobility during the Principate," in C. Nicolet and C. Leroy, eds., Recherches
sur les structures sociales dans l'antiquit classique (Paris, 1970), 99-116;
Campbell Emperor 103-104, cf. 340-341. CT. Dio 52.8, 19.4-5n.
26.1-2 S i 8 a o K X o u . . . 8 T | n o o i e w o v T a uu,{o8ou e x o v t e :
"Youths should turn their attention to horsemanship and military training, and
have publicly salaried teachers of each of these." Dio's concern for the education
of the youth of the two upper classes of the empire is a reaction against the
greater egalitarian and levelling tendencies of the Severan dynasty (cf.
Rostovtzeff SEHRE 415, 418-420, 534) and against the'elevation of some
unlettered soldiers to high posts and to membership in the Senate. As V
elsewhere, Dio seeks here to legitimize with Augustan "precedents" his
proposals, in this case for military schools for the elite.
He alludes here, all too sketchily, to Augustus* efforts to give a military
aspect to Roman education by reviving traditional physical and military exercises
for the youth of the senatorial and equestrian orders in advance of their military
service, at the age of seventeen (by meirakion Dio refers to the years from the
assumption of the toga virilis at age 14/15 until age 17 [cf. 51.6.2; 56.36.1]).
Physical exercises and horsemanship in the Campus Martius were emphasized,
and the elite youth paraded at festivals, while younger boys performed the
complex riding display known as lusus Troiae. Cf. Hor. Carm. 1.8; 3.2.1-6,
7.25-28, 24.51-56; Verg. Aen. 7.162-165; 9.603-608; J.-P. Neraudau, La
jeunesse dans la littrature et les institutions de la Rome rpublicaine (Paris,
1979), 368-371; Z. Yavetz, in Millar & Segal Augustus 14-20.
Dio's proposal for state-salaried teachers of horsemanship and military
training for the youth was not implemented. He is not here suggesting the
establishment of a ministry of education: schools for training imperial officials
and civil service officers did not exist in the Roman Empire, though the Flavians
provided subventions to professors of rhetoric (such as Quintilian). Dio here
may also be criticizing the traditional liberal education (of which he himself was
a product), which offered the study of literature and rhetoric to future officials of
the empire. Cf. T.B. Jones, The Silver-Plated Age (Sandoval, 1962), 37-124;
Lewis & Reinhold 2.287, 294-297.
For Dio's proposal, see C. Barbagallo, Lo stato e Vistruzione pubblica
nell'impero romano (Catania, 1911), 12, 22-33, 181-182; H.I. Marrou, A
History of Education in Antiquity (New York, 1956), 400-411; S.L. Mohler,
'The Iuvenes and Roman Education," TAPhA 68 (1937), 442-444; OCD s.v.
14.1-40.2: MAECENAS' SPEECH 199
"Iuvenes" (Balsdon); M. Rostowzew, Rmische Bleitesserae, Klio Beiheft 3
(Leipzig, 1905), 61-68; Neraudau, op. cit 369-370.
30.2 TOV xap' f||v 8r)u,ov: "our populace in Rome."1 Dio extends his
injunction that assemblies (demoi) everywhere hjs denied any governing
competence, so as to exclude also the populace of Rome foomjall participation in
elective, judicial, and administrative matters. In this Dio appears to be beating a
dead horse (but cf. 52.15.2-4n), though the comitia did meet, even if proforma,
in his time (58.20.4).
31.3-4 The referral to the Senate of serious charges against senators and their
families, without prior decision by the emperor or his appointees (like the
praefectus praetorio), especially where the death penalty was involved,
represented the position of senatorial moderates in Dio's day. The practice of
senatorial trial of criminal cases in such instances, with the princeps standing
aloof, followed the precedent of the emperors of the second century (Garnsey
Status 43-49). Thus Dio, who here sets forth the hierarchical principle of voting
order in the Senate, insists that persons of senatorial rank be tried not by the
emperor, nor by jurors of lower rank in the public glare of the jury courts, nor in
the senatorial court by fellow members of lower rank (cf. 52.32.2-3). Cf. W.
Kunkel, An Introduction to Roman Legal and Constitutional History (=
Rmische Rechtsgeschichte, 6th ed., trans. J.M. Kelly), 2nd ed. (Oxford, 1973),
71.
14.1-40.2: MAECENAS' SPEECH 205
31.8 oexT = oeotOToc (augustus). Cf. 53.16.8. Did Dio use oent
here because Octavian had not yet assumed the title Augustus, bestowed in 27
B.C.?
function and was put into the hands of equestrian secretaries a libellis. See T.
Honor, Emperors and Lawyers (London, 1981), 2-5,23, 54-103.
33.7-9 Here Dio reveals himself the Roman bureaucrat, experienced in dealing
with superiors and inferiors, though he justifies such management as serving the
common good.
37.7-11 On the emperor as moderator and protector of the masses, and on the
"true democracy" of the Roman Empire, see on 52.14.1-15.1.
37.9 On the expeditious settlement of cases before the emperor and the
praefectus urbi, cf. 52.21.l-2n. On the restraints to be put by the central
administration upon cities of the empire, see above, 52.30.3-lOri.
37.10 On the mutual rivalries of cities, see typical instances in Lewis &
Reinhold 2.365-366. On the assumption by cities of honorary titles without
authorization in Dio's time, see 54.23.8.
40.1 Kcttoapo.: For "Caesar" as part of the imperial titulature, cf. Magie
De Vocabulis 63-64; Hammond Monarchy 58-60.
210 COMMENTARY ON BOOK 52
About Gaius Furnius, however (PIR2 F 590), we are better informed (cf.
49.17.5, 18.4; 51.2.4-6n): he was a friend of Pompey the Great and of Cicero,
and a partisan of Antony, but he had previously won clemency from Octavian.
For other senators designated in advance as consul but displaced because of the
instability of the times, see P.M. Swan, "The Consular Fasti of 23 B.C. and the
Conspiracy of Varro Murena," HSCPh 71 (1966), 244 n8.
For other lectiones senatus conducted by Augustus, see 54.13-14, 26.3-9,
35.1; 55.13.3.
43.2 TT|V Kaxpiav: Cf. Suet. Aug. 92. The island of Aenaria, exchanged
by Octavian for Capreae, is modern Ischia. Dio's geographic identification of
214 COMMENTARY ON BOOK 52
the island suggests areadershipGreeksand others in the Eastthat did not
know Italy well. He himself knew the region intimately because of residence
mere.
APPENDIXES*
36, at the time when he acknowledged and legitimized his three children by her
(Plut. Ant. 36.3; Dio 49.32.4n), and bestowed on her extensive territories in
Asia Minor (as a "wedding gift"?).31 Seneca (Suas. 1.6) and Plutarch (Comp.
Demetr. & Ant. 4.1) bom state that Antony had two wives at the same time; and
Plutarch reminds his readers that neither bigamy nor marriage with aperegrina
(foreign woman) was valid under Roman law. 32 Antony, however, had cast his
fortune with Cleopatra and eastern ways. The prerogative of polygamy was
accorded to the Ptolemies and to Macedonian kings and nobles, in accordance
with Ptolemaic law and royal law in the Hellenistic East. In this style,
Cleopatra would be regarded in the East as Antony's legitimate wife. 33 In the
absence of specific evidence for a formal marriage, recourse is sometimes had to
the theory of a "sacred marriage" between Antony as Neos Dionysos and
Cleopatra as Nea Aphrodite, or as Osiris and Isis in Egypt. 34 Iii any case
Antony, in his infatuation with Cleopatra and seduced by Near Eastern practices,
would not have let Roman law stand in his way, nor hesitate "chastis'd with the
sober eye / Of dull Octavia" (Shakespeare Antony and Cleopatra V.2.54-55).
We have the advantage of numismatic evidence in our search for a clue to
the date of the marriage. Antony's marriage with Octavia is impressed on
numerous coins, issued by eastern mints, bearing portraits of the couple as late
as the years 36/33. These include an as with conjoined heads of Antony and
Octavia. Such jugate portrait busts were a standard emblem in the Seleucid
Empire for the ruling king and his queen. 35 But most of the coins with
portraits of Antony and Cleopatra are not jugate, but represent him as overlord of
the East with Roman imperium, and her as queen of Egypt and of the lands of
the Ptolemaic empire. One might well-nigh conclude from these types that, in
the royal practice of the eastern kingdoms, he was being portrayed as a sort of
prince-consort of Cleopatra.3^ Lederer, commenting on some undated coins
from Coele Syria with portraits of Antony on the obverse and Cleopatra on the
reverse, concluded that they are evidence of a marriage and arbitrarily dated them
to the year 36. 37 Svoronos, on the other hand, in his treatment of Cleopatra's
Coele-Syrian coinage, found no evidence for a marriage then.3* Buttrey,
discussing an issue of tetradrachms (possibly from Antioch) with portraits of
Antony and Cleopatraagain not in jugate styledated mem to 34, after the
Donations of Alexandria, concluding, however, that they were issued in
commemoration of the open liaison of Antony and Cleopatra, but not to
announce their marriage.3^ But we now have substantial evidence from a rare
coin, minted in Coele Syria/Phoenicia, that has jugate portraits of Antony and
Cleopatra and for the first time a date> Cleopatra's 19thregnalyear as queen of
Egypt The date is, accordingly, 34/33 B.C. 40 Baldus considers it plausible
that this was the date of the marriage of Antony and Cleopatra, formalized in
222 APPENDIXES
connection widi the "triumph" in Alexandria and the Donations of Alexandria in
34.41
Cleopatra was the first monarch of Seleucid lands since the death of
Antiochus XHI in 64; as a result, many of her coins from Syria are double-dated
and record a new era, the beginning of her rule over Coele Syria, established with
the territorial grants of Antony in 37/36, Year 1 of the new era coinciding with
Year 16 of her reign in Egypt It has been demonstrated mat this new regnal era
should not be taken as beginning with the date of their marriage. Indeed,
Antony's portrait on such coins is not conjoined with Cleopatra's, and he is set
forth as Roman overlord of the East.42
Support for 34 as the date of the marriage is to be found in Livy:
[Cleopatram] quam uxoris loco iam pridem captus amore eius habere coeperat
[Antonius], "Antony had begun to treat as his wife Cleopatra, with whom he had
long been in love." This detail appears at the end of the summary for the years
covered by Per. 131: i.e., 36-34 B.C. Moreover, in Antony's letter to Octavian
from the spring or summer of 33 (Suet. Aug. 69.2), he expressly says of
Cleopatra uxor mea est, about a year before he divorced Octavia.43 Holmes
concluded that the date of the marriage should be placed a short time before the
divorce.44
The weight of the evidence draws one to the conclusion that the year of the
marriage was 34. 45
Like most Roman senators and equestrians of the highest rank (quits illustres),
Dio never visited Egypt The relative isolation of Egypt, beginning with the
principate of Augustus, contributed to the formulation and handing down of a
pattern of stereotyped judgements about its people. 61 This second-hand
knowledge is the source of Dio's consistently unfavourable attitude toward both
Egyptians and Alexandrians.
The well-nigh unrelieved contempt felt by most Romans toward
inhabitants of Egypt ranged from casual, stereotyped comments to the
unrestrained loathing of a Juvenal.62 They were instinctively repelled by the
fossilized religion of the Egyptians, with their worship of animal gods, their
fanaticism andreligiousstrife. On the one hand the Egyptian masses, who were
denied the assimilative bonds of Hellenization and Romanization, were scorned
because of their subservience, but feared because of their alien ways and devious
practices.63 On the other hand, the denial of civic institutions (council, elected
magistrates) to Alexandria, the second city of the empire, brought out the worst
in its inhabitants: they were prone to sedition, riots, violence, litigiousness,
arrogance, and mockery of and overt offensiveness to Roman officials.64
Evidence of Graeco-Roman disdain for Egyptians and Alexandrians ranges
from Polybius to the late Greek and Roman authors. Among typical
judgements: Strabo, who lived in Egypt for many years, transmits Polybius'
view of Egyptians as volatile and not suitable for civic life (though he adds that
Roman administration has brought improvement) (17.797-798); the author of
the Bellum Alexandrinwn dismisses them as treacherous and irresponsible (7.2).
Philo's experience with them in his native Egypt was direct:'he vents his spleen
on Egyptians as fanatical, stupid, and seditious; and on Alexandrians as arrogant
and deceitful (Leg. 162-163, 166). 65 Cicero (Rab. Post. 34-35) warns against
Alexandrians for their brazenness and deceitfulness. Dio Chrysostom (Or. 32,
Ad Alexandrinos) does not spare the Alexandrians for their frivolous, volatile,
brazen, paradoxical character; and Floras (2.13.60) accuses them of being unfit
for military service, cowardly, and treacherous. Whether or not Juvenal lived as
an exile in Egypt, in Satire 15 he is merciless in his condemnation of Egyp-
tians, whom he regards as an inhuman people given to religious fanaticism,
cannibalism, and bestiality.66 From the Roman administrative viewpoint, the
social and legal disabilities imposed on Egyptians added income to the "Special
Account," in which were collected (among numerous revenues other than from
- - > taxation) fines for a great variety of infractions, and which was administered by a
228 APPENDIXES
special official known as the idiologusP1 The so-called "Acts of the Pagan
Martyrs"revealthe brashness, seditiousness, and offensiveness of Alexandrians
in their relationship to the Roman government.68
Dio runs the whole gamut of valuations of Egyptians and Alexandrians: see
especially 51.17.1-2n. He may have been strongly influenced in his prejudices
and hostility by reports of incidents in Egypt in his own time: for instance,
when Caracalla ordered the expulsion of Egyptians from Alexandria in 215
(P.Giess. 40, col. 2, lines 16-29), he called them useless and uncivilized
peasants. And a Greek writing in the third century, perhaps from Alexandria
(P.Oxy. 1681), casually uses the phrase dpctpov xiva T\ Aiyrmov v-
v6pco7tov, "some barbarian or inhuman Egyptian."69
The modern literature on the tribunician power of Augustus is extensive, and the
evolution of his acquisition of this cardinal basis of the Principate has been
satisfactorily clarified. Augustus himself (RG 10.1) records summarily two
stages in the evolution of his tribunicia potestas:\Tvcst, sacrosanctitas (cf.
49.15.5-6n; 53.32.5n), 73 then full tribunicia potestas: sacrosanctus in per-
petuum ut essem et, quoad viverem, tribunicia potestas mihi esset, per legem
sanctum est. Orosius (6.18.34, cf. 20.7) and Appian (C 5.132 [548-549])
erroneously state that he received tribunicia potestas for life in 36 B.C., and Dio
that this occurred in 30. (It is possible that Dio found in his. source a proposal
to Octavian to relinquish his residual triumviral powers and receive full
tribunician power, an offer mat he rejected.)
A three-step increment in Octavian/Augustus' tribunician power is the
most defensible view, and this is the communis opinio of scholars. In this
staged evolution Octavian was imitatmgjthe acquisition of tribunician power by
Caesar (cf. 42.20.3; 44.5.3)j,rln 36, besides sacrosanctitas, he receivedAe ius -
subselli (right of a seat on the tribunes' bench in the Senktehouse); then in 30
230 APPENDIXES
limited tribunicia potestas, embracing ius auxilii; and in 23 he was voted full
tribunicia potestas.
In Dio's time, "Imperator" (atoKpcVrcop) was the first title in the imperial
nomenclature: the statement "imperator appellatus" signified the beginning of
the reign of a new princeps (cf. SHA Comm. 2). This title, as formal
praenomen, is distinct from the salutation "Imperator" with a numeral indicating
the number of times an emperor had been hailed for military victories. Dio's
view is that Julius Caesar was the first of the imperatores {qua ruler as distinct
from victor), and Suetonius concurs. This is, of course, an anachronism: Caesar
did not use "Imperator" as & praenomen, though Dio states that he received it as a
title in 45 (43.44.2: coenrep n cptov, "as a proper name;" cfi Suet. Caes. 76.1:
[recepit] insuper praenomen imperatoris). It is, moreover, highly doubtful that it
was awarded to Caesar as an hereditary title.
The praenomen imperatoris first appears with Octavian's name on coins
struck by Agrippa in 38 (BMCRep. 2.411-412; Crawford Coinage 1.535 [534];
cf. 2.744)IMP. CAESAR DIVI IULI Fand this has now been confirmed
indirectly by an inscription from Aphrodisias-Plarasa.80 From that time on,
Octavian did not use the praenomen Gaius any longer.
Octavian 's praenomen "Imperator" was not a constitutionally based title,
but rather a flamboyant, honorific one^ perhaps invented by Agrippa to signify
that Octavian as heir of Caesar's military authority was the Roman "commander"
or "general" par excellence, this a counter-thrust to the propaganda of Antony and
232 APPENDIXES
Lepidus as great military leaders. It was one of the many revolutionary
innovations in that time of unstable legal and constitutional forms, but Octavian
retained it in his nomenclature, and also added the number of times he was hailed
"Imperator" for military victories. Traditionally, triumphatores who were hailed
"Imperator" retained that title during me triumphal celebration, even within the
Pomerium, but tradition also required that the title should lapse at the end of the
triumph. Octavian, however,retainedit in this new form for the rest of his life,
but not in the sense of "Emperor" as Dio understands the title from his third-
century perspective. In the Res Gestae Augustus does not refer to this usage,
and there was no Caesarian precedent for the praenomen imperatoris. (On
imperator as a term of address to Augustus, cf. Vitr. 3 praef. 4.) Augustus did
not bequeath it to his successors: Tiberius, Gaius, and Claudius did not use it
Since Dio did not know of the first usage of the praenomen for Octavian in
38 (or, if he did, he preferred to remain silent about it), he assigned its
assumption by Octavian to 29 and made this moment the beginning of the
monarchy. Hence he associated mis usage with the similar grant to Caesar, and
added a statement about the hereditary nature of the praenomen to emphasize die
continuity of the dynasty through grants to both Caesar and Augustus.81
Octavian's use of the praenomen from 38 was calculated to make all
Romans associate him with a military title. Since he continued to use it in his
nomenclature, in the form "Imperator Caesar Divi filius," there is implied also
the merging of the civil and military realms, and continuity with Caesar. After
27 this became "Imperator Caesar Divi filius Augustus." For the Augustan
usage, see as examples ILS 85 (Nemausus, 25 B.C.): imp. Caesari divi f.
Augusto eos. nonum, designate decimum, imp. octavom; and ILS 91 (= EJ^
14; Rome, 10/9 B.C.): imp. Caesar divif. Augustus pontifex maximus, imp.
XII, eos. XI, trib. pot. XIV, Aegupto in potestatem populi Romani redacta Soli
donum dedit. In the East, the Greek translation aaxoicpcVtcop had the
implication of aoiXeuc ("king"), a tide tfiat also always appeared first in the
Hellenistic royal titulature.
On Dio's use of imperator in connection with Augustus, see also 52.40.2;
53.17.4-5. "Imperator" as praenomen did not definitively become an imperial
title until Vespasian's reign, nearly a hundred years after Dio's attribution to
Augustus of "Imperator" as an imperial title.82
17. THE ECONOMIC BURDEN OF ATHLETES" PENSIONS 233
17. THE ECONOMIC BURDEN OF ATHLETES' PENSIONS (52.30.4-6)
Evidence abounds in the second and third centuries for the drain on finances of
cities of the empire for sacred games, through athletes' pensions and numerous
other privileges. See, for example, PIxmd. 3.1164 (A.D. 212), a record of the
sale for 1000 drachmas, by a victorious boxer, of his pension rights to the sons
of a member of the boule of Antinopolis, Egypt; and CP Herrn. 52-56, col. iv
(= Select Papyri [Loeb] 306; cf. Lewis & Reinhold 2.236) (A.D. 267), in
which the victor in "sacred games" claims from the boule of Hermopolis two
talents, 3090 silver drachmas as back pension, at the rate of 180 drachmas a
month for each of two pensions.83
The enormous proliferation of "sacred games" (or "iselastic games"see
51.1.2n), and the encouragement by the Roman imperial government of Greek
competitive games, reflected interprovincial and unifying policies, but the costs
of these games and the resultant pensions to athletes were shifted to cities of th
empire.84 As George Mautis characterized this professionalization of athletics:
"L'athltisme qui avait t au V e sicle av. J.-C. une source de forc et de beaut
pour les Grecs tait devenu, l'poque impriale, une vritable calamit
nationale."85
NOTES TO THE APPENDIXES
1 In addition to the passages cited in this Appendix, see also frgs. 5.12; 7.3;
17.14; 20.4.
2 Study 76. Valuable in general for understanding Dio is the Excursus, "The
Roman View of Historical Explanation," in G. Williams, Tradition and Originality
in Roman Poetry (Oxford, 1968), 619-633.
3 Note the relation of this passage to Thuc. 3.84.2, an acute gloss on
Thucydides' thinking that is usually bracketed (cf. A.W. Gomme, A Historical
Commentary on Thucydides [Oxford, 1956], ad loc.), in which man's
ungovernable physis is depicted as based on self-interest and aggression, and as
placing revenge and thirst for power-before religion, law, and justice. Gomme,
who regards this chapter of Thucydides as not genuine, states that the similarity of
Dio's comments does not prove imitation. To Gomme they seemed to be
"commonplaces that Dio could have got from any one of a dozen writers or have
thought of for himself, and to have nothing to do with this chapter."
4 Cf. Thuc. 3.82.2.
5 H. v. Domaszewski ("Untersuchungen zur roemischen Kaisergeschichte, IV:
Die Piraterie im Mittelmeere unter Severus Alexander," RhM 5 [1903], 382-390)
documents the incidence of piracy at the time by inscriptional evidence.
6 On the relationship of Dio's and Thucydides' uses of "human nature" in their
histories, see M. Reinhold, "Human Nature as Cause in Ancient Historiography,"
in J.W. Eadie and J. Ober, eds., The Craft of the Ancient Historian: Essays in
Honor of Chester G. Starr (Lanham, Md., 1985), 21-40.
7 Holmes Architect 113 n5.
8 RE 10.313-314 = Julius (Augustus) 132.
9 See esp. M. Stern, Greek and Latin Authors on Jews and Judaism 1
(Jerusalem, 1974), 276-285 (104^108); 319-320 (26); 510-511 (229); 2
(Jerusalem, 1980), 349-353 (406); M. Reinhold, Diaspora: The Jews among the
Greeks and Romans (Toronto, 1983), 86, 122.
10 K. Albert, Strabo als Quelle des Flavius Josephus (Diss. Wrzburg, 1902),
22-23; L.H. Feldman, Josephus and Modern Scholarship (1937-1980) (Berlin &
New York, 1980), 406-407. (Josephus [AJ 12.4] states that Ptolemy Soter at the
end of the fourth century B.C. took Jerusalem on the Sabbath.)
11 RE Suppl. 2.31-34 = Herodes 14 (Otto). This proposal is rejected as
"unconvincing" by Safrai & Stern Jewish People 1.65 n5.
12 On the date of the fall of Jerusalem in general, see J. Kromayer, "Kleine
Forschungen zur Geschichte des zweiten Triumvirats, II: Die Eroberung Jerusalems
durch Herodes," Hermes 29 (1894), 563-571; Otto in RE, loc. cit.; Brcklein
Quellen 61-65; R. Marcus, Josephus (Loeb) 7.480-481 n c , 700-701 n d ; Safrai &
Stem Jewish People 1.64-68; Smallwood Jews 58-59 and 565-567 (Appendix D:
"The Precise Dates of theFall of Jerusalem in 63 and 37 B.C."); Schalit Herodes
93-97, 764-768.
NOTES TO THE APPENDIXES 235
13 CAH 10.50.
14 J.E. Seaver, "Publius VentidiusNeglected Roman Military Hero," CJ 47
(1951-1952), 278.
15 Ganttr Provinzialverwaltung 41.
16 Augustus 1.230; 2.112 n23.
17 Quellen 49-54, 60.
18 Architect 121-122.
19 Parthia 114.
20 RE 8A.807 = Ventidius 5.
21 MRR 2.383.
22 T.V. Buttrey Jr, "The Denarius of P. Ventidius," ANSMusN 9 (1960), 104.
23 Mommsen StR 1.125 n2; Gundel RE 8A.807; Seaver, op. cit. 277-278; B.
Schleussner, Die Legaten der rmischen Republik (Mnchen, 1978), 171.
24 Ganter Provinzialverwaltung 41; RE 4A. 1628 = Syria 3N (Honigmann)
(where Ventidius is called proconsul of Syria for 39/38); MRR 2.383, 393; Kleine
Pauly 5.1170-1172 (V. had proconsular imperium for 39/38); Buttrey, op. cit.
107; T.P. Wiseman, New Men in the Roman Senate, 139 B.C. ta AJ). 14 (Oxford,
1971), 271-272 (474) (V. was proconsul of Asia and Syria, 40-38).
25 Cf. Brcklein Quellen 55-56.
26 E.g., Haines Pronto (Loeb) ad loa, and Index Nominum, p344.
27 R. Syme, Sallust (Berkeley, 1964), 223.
28 "SallustGeschichtsdenker oder Parteipublizist?," SO 47 (1972), 70-78.
Contra, supporting the view that Sallust wrote Ventidius' speech, A, La Penna,
"Ancora su Sallustio e Ventidio Basso," Maia 24 (1972), 349-352.
29 E.g., V. Gardthausen, "Die Scheidung der Octavia und die Hochzeit der
Kleopatra," Neue Jahrbcher fr das klassische Altertum 39 (1917), 161-164; K.
Kraft, "Zu Sueton, Divus Augustus 69.2: M. Anton und Kleopatra," Hermes 95
(1967), 496-499; Scardigli Rmerbiographien 148; E.G. Huzar, "Mark Antony:
Marriages vs. Careers," CJ 81 (1986), 107 n36.
30 H. Bengtson, Herrschergestalten des Hellenismus (Mnchen, 1975), 300-
301. '_. -
31 J. Kromayer, "Kleine Forschungen zur Geschichte des zweiten Triumvirats,"
Hermes 29 (1894), 582-584; Tarn, CAH 10.55, 66; Taylor Divinity 125;
Bengtson, op. cit. 300-301; Idem Antonius 194, cf. 20; Scuderi Commento 69,
79; Huzar, loc. cit.; Idem, Antony 168.
32 Cf. Tarn, CAH 10.66.
33 Tarn, loc. cit.; H. Volkmann, Cleopatra: A Study in Politics and Propa
ganda (New York, 1958), 121-122; Bengtson Antonius 193-194; M. Grant,
Cleopatra (London, 1972), 186.
34 Grant, op. cit. 117; cf. Sen. Suas. 1.6.
35 BMCRep. 2.510-513, 515-519; cf. U. Kahrstedt, "Frauen auf antiken
Mnzen," Klio 10 (1910), 291-293.
36 BMCRep. 2.525; Taylor Divinity 128-129; Kahrstedt, op. cit. 292-293;
O.J. Brendel, "The Iconography of Marc Antony," in M. Renard, ed., Hommages
Albert Grenier, Collection Latomus 58 (Bruxelles, 1962), 367; Grant, op. cit.
135-136. -
37 P. Lederer, "Two Unpublished Greek Coins," NC 18 (1938), 65-75.
Lederer's date is rejected by Grant (Imperium 368-369).
236 NOTES TO THE APPENDIXES
83 See also P.Lond. 3.1178 (A.D. 194); IGRR 4.1519; C. Wessely, Corpus
Papyrorum Hermopolitanorum 1 (Leipzig, 1905; rpt. Amsterdam, 1965), S70, 72,
73, 76-78.
84 T. Mommsen (The Provinces of the Roman Empire from Caesar to
Diocletian, trans. W.P. Dickson, 1 [London, 1909], 289) was wrong in stating
that the imperial treasury took over the payment of pensions to victorious
.athletes.
85 G. Mautis, Une mtropole gyptienne sous l'empire romain, Hermoupolis-
la-Grande (Lausanne, 1918), 152. On the "sacred games" of the Roman empire,
and on athletes' pensions and the economic drain connected with them, see E.N.
Gardiner, Athletics of the Ancient World (Oxford, 1930), 106, 111-113; U.
Wilcken, Grundzge und Chrestomathie der Papyruskunde 2 (Leipzig, 1912),
.156-157; Mautis,- op. cit. 152-155, 199-203; L. Moretti, Iscrizioni
agonistiche greche (Roma, 1953), passim; Lewis & Reinhold 2.232-237.
INDEXES
- The numbers refer to pages
1. Disputed Readings
Im
in!scnpi
2
EJ 14 =ILS 91 RG 1.1 171
= CIL 6.702 140, 232 2 187
17 = ILS 81 121 3.1 124
ILS 85 232 4.1 35-36
8995 = CIL 4.3 157
3.14147.5 143 7.1 224
248 INDEXES
3. Greek Words