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Pharmaceutical and Food Safety Bureau, Translated by Office of Safety ,
Ministry of Health, Labour and Welfare Pharmaceuticals and Medical Devices Agency
This English version is intended to be a reference material to provide convenience for users. In the event
of inconsistency between the Japanese original and this English translation, the former shall prevail.
PFSB/ELD Notification No. 0304-1

PFSB/SD Notification No. 0304-1
March 4, 2013
To: Directors of Prefectural Health Departments (Bureaus)
From: Director of Evaluation and Licensing Division,

Pharmaceutical and Food Safety Bureau,
Ministry of Health, Labour and Welfare
Director of Safety Division,

Pharmaceutical and Food Safety Bureau,
Ministry of Health, Labour and Welfare
Publication of Risk Management Plan
The Ministry of Health, Labour and Welfare (MHLW) previously issued notifications
entitled Risk Management Plan Guidance PFSB/SD Notification No. 0411-1 and
PFSB/ELD Notification No. 0411-2 dated April 11, 2012 issued jointly by the Director of
Evaluation and Licensing Division and the Director of Safety Division, Pharmaceutical
and Food Safety Bureau, Ministry of Health, Labour and Welfare, and Risk
Management Plan templates and instructions to authors PFSB/ELD Notification No.
0426-2 and PFSB/SD Notification No. 0426-1 dated April 26, 2012 issued jointly by the
Director of Evaluation and Licensing Division and the Director of Safety Division,
Pharmaceutical and Food Safety Bureau, Ministry of Health, Labour and Welfare
(herein after referred to as the Risk Management Plan templates and instructions to
authors) and described handling of guidance, form and submission for development of a
Risk Management Plan.
Because of the importance of publication of Risk Management Plans to ensure smooth
implementation of post-marketing surveys and studies as well as promoting proper use
of drugs with gaining the greater understanding of healthcare professionals about drug
safety measures, the MHLW determined to make the Risk Management Plans public as
described below. Please inform Marketing Authorization Holders (MAHs) under your
jurisdiction of this notification.
1. Scope
a) Risk Management Plans of new drugs and biosimilars/follow-on biologics for
which approval applications are submitted on or after April 1, 2013, submitted
to the Pharmaceuticals and Medical Devices Agency (PMDA) based on the
section 3-(1) -(i) and -(ii) of the Risk Management Plan templates and
instructions to authors.
b) Risk Management Plans submitted to PMDA by a Marketing Authorization
Holder (MAH) because new safety concerns have been identified since April 1,
2013.
c) Risk Management Plans submitted to the PMDA by the MAH due to above a) or
b) with changing the plans.
2. The scope of Risk Management Plan that will be published

Of a Risk Management Plan submitted to the PMDA, the part of the plan that will
be published is from the section 1 Outline of Risk Management Plan to the section
5.3 The list of Risk minimization Plan with a cover including a summary of an
item and a history of change (with the exception of seal impression by submitter, a
name and contact information of person in charge).
3. Preparation for Risk Management Plan that will be published

a) The MAHs and applicants for marketing authorization should create a
document with a title Risk Management Plan for brand name and put
the cover on the published document clearly stating that the submitter shall be
held any responsible for the content and the right of any information described
in the document. In the case of more than one brand name , the document
should be identified each brand name such as that the title on the cover should
be Risk Management Plan for brand name / brand name.
b) If a Risk Management Plan is submitted to the PMDA by joint names of the
relevant parties for their products, the document should be made in joint
names as well.
c) The document should be submitted as a pdf file with no copy protection. And
the pdf file should be put a file name in accordance with the Annex of this
notification.
4. Submission of Risk Management Plan that will be published

a) After a Risk Management Plan is submitted based on the section 3 of the Risk
Management Plan templates and instructions to authors, the PMDA notifies
the submitter to file the document electronically for publication. After the
notification from the PMDA, the submitter should file the document created for
publication to the International Safety Information Section, Office of Safety ,
PMDA under the following b) within 5 business days.
b) The submitter should file the document through:
e-mail by attaching it.
Note:
File size should not be larger than 3MB. If the file size is larger
than 3MB, the submitter should file the document through
electronic media and not send the document as a separate
attachment.
The submitter should put the name of submitter, the
non-proprietary name/brand name of the drug, and the date of
market authorization in the body of e-mail.
The submitter should file to Risk Management Plan publication
coordinator, Office of Safety , PMDA ([email protected] ).
electronic media
Note:
The submitter should use CD-R or DVD-R and put the word of
RMP, the name of submitter, the non-proprietary name/brand
name of the drug, and the date of market authorization on the
electronic media.
The submitter should file to Risk Management Plan publication
coordinator, Office of Safety , PMDA that the MAHs and
applicants for marketing authorization are submitting it to.
c) The filed document will be promptly posted on the Medical Product
Information Web Page in PMDAs website.
5A part of the appended form in the Management Plan templates and instructions to
authors is revised as stated below.
a) The following statement is added to the section 8 Organizational structure for

Risk Management Plan in the page of the Guide for developing Risk
Management Plan of the Risk Management Plan templates and instructions
to authors.
The section 6.2 Organizational structure for Safety management
activities should be clearly expressed the name of preparer.
b) In the section 9 Reference materials in the page of the Guide for developing
Risk Management Plan of the Risk Management Plan templates and
instructions to authors, the description of Report on the Review Results is
revised to Report on the Deliberation Results

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Pharmaceutical and Food Safety Bureau, Translated by Office of Safety ,

PFSB/ELD Notification No. 0304-1

To: Directors of Prefectural Health Departments (Bureaus)

From: Director of Evaluation and Licensing Division,

Director of Safety Division,

Publication of Risk Management Plan

2. The scope of Risk Management Plan that will be published

3. Preparation for Risk Management Plan that will be published

4. Submission of Risk Management Plan that will be published

a) The following statement is added to the section 8 Organizational structure for

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