Ahri Standard 340-360 2015 PDF

AHRI Standard 340/360 (I-P)-2015
2015 Standard for

Performance Rating
of Commercial and Industrial
Unitary Air-conditioning and
Heat Pump Equipment
Price $10.00 (M) $20.00 (NM) Copyright 2015, by Air-Conditioning, Heating, and Refrigeration Institute
Printed in U.S.A. Registered United States Patent and Trademark Office
IMPORTANT
SAFETY DISCLAIMER
AHRI does not set safety standards and does not certify or guarantee the safety of any products, components or
systems designed, tested, rated, installed or operated in accordance with this standard/guideline. It is strongly
recommended that products be designed, constructed, assembled, installed and operated in accordance with
nationally recognized safety standards and code requirements appropriate for products covered by this
standard/guideline.
AHRI uses its best efforts to develop standards/guidelines employing state-of-the-art and accepted industry
practices. AHRI does not certify or guarantee that any test conducted under its standards/guidelines will be non-
hazardous or free from risk.
Note:
This 2015 standard supersedes AHRI Standard 340/360-2007 with Addendum 1 and 2 and shall be effective January
1, 2017.
AHRI CERTIFICATION PROGRAM PROVISIONS
Scope of the Certification Program
The Certification Program applies to 50 Hz and 60 Hz equipment including:
Unitary Air-conditioners and Heat Pumps from 65,000 Btu/h to less than 250,000 Btu/h;
o Single Packaged and Split Systems
o Air-cooled and water-cooled
Air-cooled Air-conditioning Condensing Units from 135,000 Btu/h to less than 250,000 Btu/h
(covered by AHRI Standard 365);
Air-cooled Single Packaged Unitary Air-conditioners from 250,000 Btu/h to less than 760,000 Btu/h.
Products sold in the intended market of the US and Canada must comply with the certify all requirements. For 60
Hz and 50 Hz products sold outside the intended market of the US and Canada, certification is optional. If the
participant does not wish to carry certification of a model sold for use outside the intended market, this product shall
carry a separate and unique model number from an existing AHRI certified model number to avoid market confusion.
Certified Ratings
The following certified ratings are verified by test:
Unitary Air-conditioners
Air-cooled, water-cooled and evaporatively-cooled from 65,000 Btu/h to below 250,000 Btu/h.
1. Cooling Capacity, Btu/h at Standard Rating Conditions

2. Energy Efficiency Ratio, EER, Btu/Wh at Standard Rating Conditions
3. Integrated Energy Efficiency Ratio, (IEER), Btu/Wh at Standard Rating Conditions
Unitary Air-Cooled Packaged Air-Conditioners from 250,000 Btu/h to less than 760,000 Btu/h.

3. Integrated Energy Efficiency Ratio, (IEER), Btu/Wh at Standard Rating Conditions
Air-source Unitary Heat Pump Equipment
Air-cooled from 65,000 Btu/h to below 250,000 Btu/h.

3. Integrated Energy Efficiency Ratio, IEER, Btu/Wh at Standard Rating Conditions
4. High Temperature Heating Standard Rating Capacity, Btu/h at 47F
5. High Temperature Coefficient of Performance, COPH, W/W, at 47F
6. Low Temperature Heating Standard Rating Capacity, Btu/h, at 17F
7. Low Temperature Coefficient of Performance, COPH, W/W, at 17F
Conformance to the requirements of the maximum operating condition test, cooling low temperature operation test,
insulation efficiency test (cooling), and condensate disposal test (cooling) are also verified initially by test for
manufacturers applying into the AHRI ULE Certification Program.
Foreword:
AHRI Standard 340/360 2015 contains many significant revisions to the 2007 standard.
1. The revised standard includes definition and test requirements for Double-duct commercial unitary
equipment.
2. Definitions have been expanded and clarified including an updated definition for IEER.
3. Table 1, Classification of Commercial and Industrial Unitary Air-Conditioner Equipment has been rewritten
for clarity.
4. Table 2, Classification of Commercial and Industrial Unitary Heat Pump Equipment has been rewritten for
clarity.
5. The part load efficiency, IEER, test method is simplified by eliminating the iterative OD test conditions
needed to achieve a desired load point. The new method requires an additional test point at known conditions
to be run in order to interpolate to the desired load point. This simplifies the test procedure (Table 6). This
method also reduces the uncertainty with the addition of a 3% tolerance for part load percent.
6. Section 5, Test Requirements, has been expanded to cover items not documented in ASHRAE Standard 37.
7. The standard adds a tolerance of 3% on required part load Percent Load point where interpolation and
degradation is not required (Table 7).
8. The revised standard includes optional International Rating Conditions (Section 6.3) relevant to international
requirements that may be used optionally. The Rating Conditions are intended to align with ISO 5151, 13253
and 15042 conditions.
9. The standard includes a step by step procedure to generate IEER ratings based on either test method or
computer simulation. This also includes clarification on procedures for fixed, capacity, staged capacity and
variable capacity units (Section 6.4).
10. Verification test uncertainty allowances have been explained and clarified for the performance metrics in the
standard. (Section 6.5 & Section 6.6).
11. Documentation of the confidence level has been added at 90% for EER, IEER and COP.
12. Tolerances have been added for airflow at 3%.
13. Appendix D, Atmospheric Pressure Correction, has been added to the standard, which prescribes a
computational method to correct measured product performance for air density variations resulting from
atmospheric pressure changes due to weather conditions and altitude. Revisions were made throughout the
standard to reflect the atmospheric pressure corrections.
14. Appendix E. Unit Configuration for Standard Efficiency Determination, has also been added to the standard,
which prescribes the requirements for the configuration of a unit that is used for determining the Standard
Rating Cooling and Heating Capacity and efficiency metrics. Appendix E documents DOE certification
requirements agreed to with the development of the AEDM procedure.
15. The revised standard tightens the tolerances on external static pressure and airflow. (Appendix F, Section F4
& F5).
16. Appendix G, Examples of IEER Calculations, provides a comprehensive set of IEER calculation examples
covering many potential product configurations.
17. References have been updated to reflect the latest available standards.
18. Appendix F, Method of Testing Unitary Air Conditioning Products, has been updated to reflect test
procedures not defined by ASHRAE 37-2009.
TABLE OF CONTENTS
SECTION Page
Section 1. Purpose ....................................................................................................................................... 1
Section 2. Scope .......................................................................................................................................... 1
Section 3. Definitions.................................................................................................................................. 2
Section 4. Classifications ............................................................................................................................ 4
Section 5. Test Requirements...................................................................................................................... 6
Section 6. Rating Requirements .................................................................................................................. 7
Section 7. Minimum Data Requirements for Published Ratings ................................................................20
Section 8. Operating Requirements........................................................................................................... 21
Section 9. Marking and Nameplate Data .................................................................................................. 23
Section 10. Conformance Conditions ......................................................................................................... 23
TABLES
Table 1. Classification of Commercial and Industrial Unitary Air-conditioning

Equipment .................................................................................................................................. 5
Table 2. Classification of Commercial and Industrial Unitary Heat Pump Equipment............................ 6
Table 3. Conditions for Standard Rating and Operating Tests ................................................................. 9
Table 4. External Static Pressure.............................................................................................................11
Table 5. Section References for Different Product Classifications .........................................................13
Table 6. IEER Part Load Rating Conditions ...........................................................................................13
Table 7. Tolerance on Part Load Percent Load .......................................................................................16
Table 8. International Standard Rating Conditions .................................................................................19
Table 9. Uncertainty Allowances ............................................................................................................20
FIGURES
Figure 1. Example Revised Part Load Ambient Conditions for Interpolation ..........................................14
TABLE OF CONTENTS (continued)
APPENDICES
Appendix A. References - Normative.............................................................................................................24
Appendix B. References - Informative ...........................................................................................................25
Appendix C. Condenser Entering Air Temperature Measurement Normative ............................................26
Appendix D. Atmospheric Pressure Correction Normative .........................................................................32
Appendix E. Unit Configuration for Standard Efficiency Determination Informative ...............................35
Appendix F. Method of Testing Unitary Air Conditioning Products Normative ........................................38
Appendix G. Examples of IEER Calculations - Informative ..........................................................................40
TABLES FOR APPENDICES
Table C1. Temperature Measurement Requirements.................................................................................26
Table C2. Criteria for Air Distribution and Control of Air Temperature...................................................27
Table G1. Table of Contents of Examples .................................................................................................40
Table G2A. Example 1 Test Results with Adjustment for Atmospheric Pressure ........................................41
Table G2B. Example 1 IEER Rating Points and Degradation Calculations .................................................42
Table G3B. Example 2 IEER Degradation Calculations ..............................................................................44
Table G4B. Example 3 Degradation Calculations ........................................................................................46
TABLE OF CONTENTS (continued)
Table G11A. Example 10 Test Results with Adjustment for Atmospheric Pressure ......................................61
Table G11B. Example 10 IEER Rating Points and Degradation Calculations ...............................................62
FIGURES FOR APPENDICES
Figure C1. Typical Air Sampling Tree .......................................................................................................28
Figure C2. Aspirating Psychrometer ...........................................................................................................29
Figure C3. Determination of Measurement Rectangles and Required Number of Air Sampler Trees .......30
Figure C4. Typical Test Setup Configurations ............................................................................................31
Figure G1. Example 4 Test Points Used for EER Rating Points .................................................................48
________________________________________________________________AHRI STANDARD 340/360-2015
PERFORMANCE RATING OF COMMERCIAL AND

INDUSTRIAL UNITARY AIR-CONDITIONING AND HEAT
PUMP EQUIPMENT
Section 1. Purpose
1.1 Purpose. The purpose of this standard is to establish for Commercial and Industrial Unitary Air-conditioning and
Heat Pump Equipment: definitions; classifications; test requirements; rating requirements; minimum data requirements for
Published Ratings; operating requirements; marking and nameplate data; and conformance conditions.
1.1.1 Intent. This standard is intended for the guidance of the industry, including manufacturers, engineers,
installers, contractors, federal and state regulations, and efficiency standards developed by American Society of
Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE), International Energy Conservation Code
(IECC), Canadian Standards Association (CSA), Department of Energy (DOE), and users.
1.1.2 Review and Amendment. This standard is subject to review and amendment as technology advances.
Section 2. Scope
2.1 Scope. This standard applies to factory-made Commercial and Industrial Unitary Air-conditioning and Heat Pump
Equipment as defined in Section 3.
2.1.1 Energy Source. This standard applies only to electrically operated, vapor compression refrigeration systems.
2.2 Exclusions. This standard does not apply to the following:
2.2.1 Rating and testing of individual assemblies, such as condensing units or coils, for separate use.
2.2.2 Unitary Air-conditioners and Unitary Heat Pumps as defined in ANSI/AHRI Standard 210/240, with
capacities less than 65,000 Btu/h.
2.2.3 Water-Source Heat Pumps as defined in ISO/ANSI/AHRI/ASHRAE 13256-1.
2.2.4 Variable Refrigerant Flow Air Conditioners and Heat Pumps as defined in ANSI/AHRI Standard 1230.
2.2.5 Rating of units equipped with desuperheater/water heating devices (as defined in ANSI/AHRI Standard 470)
in operation.
2.2.6 Commercial and Industrial Condensing Units with a capacity greater than 135,000 Btu/h as defined in
ANSI/AHRI Standard 365 (I-P), Performance Rating of Commercial and Industrial Unitary Air-conditioning
Condensing Units.
2.3 Other Applicable Standards. Commercial and Industrial Unitary Air-conditioning and Heat Pump Equipment may
also be rated using the following standards:
2.3.1 Single vertical packaged air conditioners rated using ANSI/AHRI Standard 390.
2.3.2 Dedicated outdoor air systems rated using ANSI/AHRI Standard 920 (I-P).
2.3.3 Air conditioners and condensing units serving computer rooms rated using ANSI/AHRI Standard 1360.
2.3.4 Commercial and industrial unitary air-conditioning condensing units rated using ANSI/AHRI Standard 365
(I-P).
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AHRI STANDARD 340/360-2015
Section 3. Definitions
All terms in this document shall follow the standard industry definitions in the ASHRAE Terminology website
(https://www.ashrae.org/resources--publications/free-resources/ashrae-terminology), unless otherwise defined in this section.
3.1 Basic Model. All systems within a single equipment class and which have the same or comparably performing
compressor(s), condensing coil(s), evaporator coil(s), and air moving system(s) that have a common nominal Cooling
Capacity.
Note: See 10 CFR 429 for DOE definition.
3.2 Commercial and Industrial Unitary Air-conditioner. One or more factory-made assemblies, which normally include
a cooling coil, an air moving device, a compressor(s) and condenser combination, and may include a heating function as well.
Where such equipment is provided in more than one assembly, the separate assemblies shall be designed to be used together,
and the requirements of rating outlined in this standard shall be based upon the use of matched assemblies. The functions of
Commercial and Industrial Unitary Air-conditioners, either alone or in combination with a heating plant, are to provide air-
circulation, cooling, dehumidification, and may include the Functions of heating, humidifying, outdoor air ventilation, and air
cleaning.
3.3 Commercial and Industrial Unitary Heat Pump. One or more factory-made assemblies, which normally include an
indoor conditioning coil, an air moving device, compressor(s), and an outdoor coil(s), including means to provide a heating
function and may or may not include a cooling function. When such equipment is provided in more than one assembly, the
separate assemblies shall be designed to be used together, and the requirements of rating outlined in the standard shall be
based upon the use of matched assemblies. Commercial and Industrial Unitary Heat Pumps shall provide the function of
heating and may include the function of air circulation, air cooling, dehumidifying or humidifying, outdoor air ventilation,
and air cleaning.
3.4 Cooling Capacity. The net capacity associated with the change in air enthalpy between the air entering the unit and
the air leaving the unit, which includes both the Latent and Sensible Capacities expressed in Btu/h and includes the heat of
circulation fan(s) and motor(s).
3.4.1 Standard Cooling Capacity. Full load Cooling Capacity at Standard Rating Conditions for a unit configured
in accordance with Appendix E, and when tested in accordance with the requirements of Appendix F.
3.4.2 Latent Capacity. Capacity associated with a change in humidity ratio, expressed in Btu/h.
3.4.3 Sensible Capacity. Capacity associated with a change in dry-bulb temperature, expressed in Btu/h.
3.5 Double-duct System. Double-duct air conditioner or heat pump means air-cooled commercial package air
conditioning and heating equipment that is either a horizontal single package or split-system unit; or a vertical unit that consists
of two components that may be shipped or installed either connected or split; is intended for indoor installation with ducting
of outdoor air from the building exterior to and from the unit, where the unit and/or all of its components are non-weatherized
and are not marked (or listed) as being in compliance with UL 1995/CSA C22.2 No.236 or equivalent requirements for outdoor
use. If it is a horizontal unit, the complete unit shall have a maximum height of 35 inches or the unit shall have components
that do not exceed a maximum height of 35 inches. If it is a vertical unit, the complete (split, connected, or assembled) unit
shall have components that do not exceed maximum depth of 35 inches; and, a rated Cooling Capacity greater than and equal
to 65,000 Btu/h and less than or equal to 300,000 Btu/h.
3.6 Energy Efficiency Ratio (EER). A ratio of the Cooling Capacity in Btu/h to the power input values in watts at any
given set of Rating Conditions expressed in Btu/Wh.
3.6.1 Standard Energy Efficiency Ratio (EER). A ratio of the Cooling Capacity in Btu/h to the total operating power
input in watts at Standard Rating Conditions expressed in Btu/Wh for a unit configured in accordance with
Appendix E, and when tested in accordance with the requirements of Appendix F.
3.7 Fixed Capacity Controlled Units. Products limited by the controls to a single stage of refrigeration capacity.
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________________________________________________________________AHRI STANDARD 340/360-2015
3.8 Full Load Rated Indoor Airflow. The Standard Airflow rate at 100% capacity as defined by the manufacturer and at
the external static pressure as listed in Table 5. The airflow shall be expressed as Standard Air with a density of 0.075 lb/ft3.
3.9 Heating Capacity. The capacity associated with the change in dry-bulb temperature expressed in Btu/h.
3.10 Heating Coefficient of Performance (COPH). A ratio of the Heating Capacity in watts to the power input values in
watts at any given set of Rating Conditions expressed in W/W. For heating COP, supplementary resistance heat shall be
excluded.
3.11 Integrated Energy Efficiency Ratio (IEER). A weighted calculation of mechanical cooling efficiencies at full load
and part load Standard Rating Conditions, defined in Section 6.2, expressed in Btu/Wh.
3.12 Indoor Package Air-conditioners. Units with factory-made assemblies of one or more evaporator fans, evaporator
coils, and condensing units having means for air cooling, cleaning, dehumidification, heating with factory or field installed
electric strip heaters and forced air circulation through a duct system and which may also have means for humidifying and
control of temperature. These units do not have gas heat and are not heat pumps. Included are only those units that are
assembled or designed to be assembled in a single unit (within a single factory made enclosure).
3.13 Multi Zone Variable Air Volume (MZVAV). Units with control systems designed to vary the indoor air volume and
refrigeration capacity/staging at a controlled discharge air temperature and static pressure as a means of providing space
temperature control to independent multiple spaces with independent thermostats.
3.14 Package Air-conditioners. Units with factory-made assemblies of one or more evaporator fans, evaporator coils, and
condensing units having means for air cooling, cleaning, dehumidification, heating with factory or field installed electric strip
heaters and forced air circulation through a duct system and which may also have means for humidifying and control of
temperature. These units do not have gas heat and are not heat pumps. Included are only those units that are assembled or
designed to be assembled in a single unit (within a single factory made enclosure). Single package (cooling only) roof top
units are included in this category.
3.15 Package Heat Pumps. Units that can both cool and heat with the refrigeration system which may have provision for
electric, hot water, steam or gas heat (dual fuel) that are factory-made assemblies of one or more evaporator fans, evaporator
coils, and condensing units having means for air cooling, heating, cleaning, dehumidification, and forced air circulation
through a duct system and which may also have means for humidifying and control of temperature, with provision for
modifying the performance so that either heating or cooling and dehumidification may be produced. Included are only those
units that are assembled or designed to be assembled in a single unit (within a single factory made enclosure).
3.16 Package Year Round Air-conditioners. Gas and oil Package Air-Conditioners which are factory-made assemblies of
one or more evaporator fans, evaporator coils, and condensing units and equipped with gas or oil fired heating sections and
means for air cooling, cleaning, dehumidification, heating and forced air circulation through a duct system and which may
also have means for humidifying and control of temperature. Included are only those units that are assembled or designed to
be assembled in a single unit (within a single factory made enclosure).
3.17 Part Load Rated Indoor Airflow. The Standard Airflow at the part load ratings conditions as defined by the
manufacturer and at the external static pressure as listed in Table 5 with modifications shown in Table 6. This may be different
for each part load rating point. The airflow is expressed as Standard Air, expressed in units of ft3/min.
3.18 Percent Load. The ratio of the part load Cooling Capacity over the measured full load Cooling Capacity at Standard
Rating Conditions, expressed as a decimal.
3.19 Proportionally Controlled Units. Units incorporating one or more variable capacity compressors in which the
compressor capacity can be modulated continuously or in steps not more than 5% of the AHRI Standard 540, Table 2, rating
test point A capacity (45/130/20/15). The modulating compressor or compressors shall be capable of modulating the unit
capacity over a range of at least 50% to 100%. The unit may also include combination of fixed capacity and variable capacity
compressors.
3.20 Published Rating. A statement of the assigned values of those performance characteristics, under stated Rating
Conditions, by which a unit may be chosen to fit its application. These values apply to all units of like nominal size and type
(identification) produced by the same manufacturer. As used herein, the term Published Rating includes the rating of all
3
performance characteristics shown on the unit or published in specifications, advertising or other literature controlled by the
manufacturer, at stated Rating Conditions.
3.20.1 Application Rating. A rating based on tests performed at Application Rating Conditions (other than Standard
Rating Conditions).
3.20.2 Standard Rating. A rating based on tests performed at Standard Rating Conditions as listed in Table 3.
3.21 Rating Conditions. Any set of operating conditions under which a single level of performance results and which
causes only that level of performance to occur.
3.21.1 Standard Rating Conditions. Rating Conditions used as the basis of comparison for performance
characteristics.
3.22 "Shall" or "Should". "Shall" or "should" shall be interpreted as follows:
3.22.1 Shall. Where "shall" or "shall not" is used for a provision specified, that provision is mandatory if compliance
with the standard is claimed.
3.22.2 Should. Should is used to indicate provisions which are not mandatory but which are desirable as good
practice.
3.23 Single Zone Variable Air Volume (SZVAV). Units with a control system designed to vary the indoor air volume and
refrigeration capacity/staging as a means to provide zone control to a single or common zones, controlled by a single space
thermostat input. The capacity, as well as the Supply Air shall be controlled either through modulation, discrete steps or
combinations of modulation and step control based on the defined control logic.
Note: The supply air temperature can be one method used for the control logic.
3.24 Split System Air-conditioners. Units which are intended for air conditioning purposes with an air conditioning
condensing unit that is installed remotely from the evaporator and requiring field connection by refrigerant lines.
3.25 Split System Heat Pump. Unit which is intended for heat pump purposes with an outdoor unit that is installed
remotely from the indoor coil, air handler, or fan coil and requiring field connection by refrigerant lines.
3.26 Staged Capacity Controlled Units. Units incorporating only fixed capacity or discrete steps of compression and
limited by the controls to multiple stages of refrigeration capacity.
3.27 Standard Air. Air weighing 0.075 lb/ft3 which approximates dry air at 70.0F and at a barometric pressure of 29.92
in Hg or an atmospheric pressure of 14.696 psia.
3.28 Standard Airflow. The volumetric flowrate of air corrected to standard air conditions expressed in scfm. When
correcting measured airflow to standard air, the correction should be based on the air density at the airflow test measurement
station.
3.29 Stepped Fan Control. Units with control systems designed to use multiple stages of indoor fans in discrete steps
based on the stages of capacity and/or defined control logic.
3.30 Supply Air. Air delivered by a unit to the conditioned space expressed as Standard Air.
Section 4. Classifications
4.1 Commercial and Industrial Unitary Air-conditioning and Heat Pump Equipment within the scope of this standard
shall be classified as shown in Tables 1 and 2.
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________________________________________________________________AHRI STANDARD 340/360-2015
Table 1. Classification of Commercial and Industrial Unitary Air-Conditioning Equipment

Designation AHRI Type1,2 Arrangement - ID Arrangement OD
Package and Indoor SP-A5, 6 ELEC HEAT3 OD FAN or PUMP

Package Air- SP-E6
conditioners SP-W6, 7 ID FAN COMP
EVAP COND
Package Year Round SPY-A5, 6 GAS HEAT4 OD FAN or PUMP

Air -conditioners SPY-E6
SPY-W6, 7 ID FAN COMP
EVAP COND
Air-conditioner with RC-A ID FAN OD FAN or PUMP

Remote Condenser RC-E
EVAP COMP
RC-W7
COND
Split System Air- RCU-A-C EVAP OD FAN or PUMP

conditioners:
Condensing Unit, COMP
RCU-E-C
Coil Alone COND
RCU-W-C7
Split System Air- RCU-A-CB5 ID FAN OD FAN or PUMP

conditioners:
Condensing Unit, RCU-E-CB EVAP COMP
Coil and Fan RCU-W-CB7 ELEC HEAT 3
COND
Split System: Year RCUY-A-CB5 GAS HEAT4 OD FAN or PUMP

Round Condensing RCUY-E-CB
Unit, Coil and Fan RCUY-W-CB7 ID FAN COMP
EVAP COND
Notes:
1. A suffix of "-O" following any of the above classifications indicates equipment not intended for use with field-installed duct
systems.
2. A suffix of "-A" indicates air-cooled condenser, "-E" indicates evaporatively-cooled condenser and "-W" indicates water-
cooled condenser.
3. Optional component.
4. May also be other heat source except for electric strip heat.
5. For Double-duct, append -DD and outdoor arrangement moves from outdoor side to indoor side.
6. Components could be installed indoors as well in accordance with manufacturers installation instructions.
7. For water-cooled products, outdoor arrangement can move from outdoor side to indoor side.
5
Table 2. Classification of Commercial and Industrial Unitary Heat Pump Equipment

Designation AHRI Type1,2 Arrangement - ID Arrangement OD
Package Heat Pumps HSP-A4 ELEC HEAT3, 5 OD FAN or PUMP

ID FAN COMP
EVAP COND
Year Round Package HSPY-A GAS HEAT OD FAN or PUMP

ID FAN COMP
EVAP COND
Heat Pump with HRC-A-CB4 ID FAN OD FAN or PUMP

Remote Outdoor
Coil EVAP COND
COMP
Heat Pump with HRC-A-C4 EVAP OD FAN or PUMP

Remote Outdoor
Coil with no COMP COND
Indoor Fan
Split System Heat HRCU-A-CB4 ELEC HEAT3 OD FAN or PUMP

Pump
ID FAN COMP
EVAP COND
Notes:
1. A suffix of "-O" following any of the above classifications indicates equipment not intended for use with field-installed duct
systems.
2. For heating only, change the initial H to HO.
3. Optional component.
4. For Double-duct, append -DD and outdoor arrangement moves from outdoor side to indoor side.
5. May also be other heat sources.
Section 5. Test Requirements
5.1 All Standard Ratings shall be based on tests conducted in accordance with the test methods and procedures as
described in this standard and its appendices.
5.1.1 Units shall be tested in accordance with ANSI/ASHRAE Standard 37 as amended by this section and
Appendix F.
5.1.1.1 Units shall be installed per manufacturers installation instructions. For products covered under
ULE certification program, additional information shall be submitted through the certification process.
5.1.2 It is permissible for equipment for test to have manufacturer authorized personnel with knowledge of the
control software present upon initial set-up during laboratory testing.
5.1.2.1 If equipment cannot be maintained at steady state conditions by its normal controls, then the
manufacturer shall provide a method to modify or over-ride such controls so that steady state conditions are
achieved, but the modifications shall represent the actual performance that would occur in normal operation.
5.1.2.2 Power used for any override controls that would not normally be installed in the field shall not be
included in total power.
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________________________________________________________________AHRI STANDARD 340/360-2015
5.1.3 Break-in. If an initial break-in period is required to achieve performance, the break-in conditions and
duration shall be specified by the manufacturer, but shall not exceed 75 hours at room ambient conditions (60F),
or 20 hours inside the test chamber at test conditions specified by the manufacturers. No testing shall commence until
the specified break-in period is completed.
5.1.4 Test Unit Installation Requirements. For units that have horizontal and down flow configurations, due
considerations shall be given to ASHRAE Standard 37 duct requirements.
5.1.5 Defrost Controls. Defrost controls shall be left at manufacturers factory settings if the published installation
instructions provided with the equipment do not specify otherwise. To facilitate testing of any unit, the manufacturer
shall provide information and any necessary hardware to manually initiate a defrost cycle.
5.1.6 Head Pressure Control. Head pressure controls shall be left at manufacturers settings and operated in
automatic mode. If this results in unstable operation and the requirements of ASHRAE Standard 37 cannot be met
then the procedures in Appendix F Section F7 for a time averaged head pressure control test shall be used.
5.1.7 Line Length for Split Systems. All Standard Ratings for equipment in which the outdoor section is separated
from the indoor section, shall be determined with at least 25 ft of interconnection tubing on each line of the size
recommended by the manufacturer. Such equipment in which the interconnection tubing is furnished as an integral
part of the machine not recommended for cutting to length shall be tested with the complete length of tubing
furnished, or with 25 ft of tubing, whichever is greater. At least 5 ft of the interconnection tubing shall be exposed to
the outside conditions. The line sizes, insulation, and details of installation shall be in accordance with the
manufacturers published recommendation.
5.1.8 Refrigerant Charging. All test samples shall be charged at Standard Rating Conditions (or conditions
specified by the manufacturer in the installation instructions) in accordance with the manufacturers installation
instructions or labels applied to the unit. If the manufacturers installation instructions give a specified range for
superheat, sub-cooling, or refrigerant pressure, the average of the range shall be used to determine the refrigerant
charge.
Note: After completion of all required tests, it is good laboratory practice to achieve cooling full load test
conditions for 30 continuous minutes and compare results to the previous set of full load tests after running part load
cooling tests and/or heating tests. When comparing results, measured pressures and temperatures of refrigerant state
points should be evaluated for any change since the initial full load test.
5.1.9 Pressure Gauge. When specified by the manufacturer, pressure gauges shall be installed during the setup
and refrigerant charge verified based on manufacturers installation instructions.
If refrigerant charging instructions are not available or the manufacturer does not specify to install the pressure
gauges, then testing shall be performed at factory refrigerant charge without adjustment.
Section 6. Rating Requirements
6.1 Standard Ratings. Standard Ratings shall be established at the Standard Rating Conditions specified in Tables 3, 4,
and 6. Standard Ratings related to Cooling or Heating Capacities shall be net values, including the effects of circulating fan
heat, but not including supplementary heat. Standard Ratings shall be stated as total Cooling Capacity and total Heating
Capacity.
Standard Ratings shall be based on the total power input to the compressor(s) and fan(s), plus controls and other items required
as part of the system for operation at Standard Rating Conditions.
Standard Ratings of units which do not have indoor air-circulating fans furnished as part of the model, i.e., split systems with
indoor coil alone, shall be established by subtracting 1,250 Btu/h per 1,000 cfm from the total Cooling Capacity, and by adding
the same amount to the Heating Capacity. Total power input for both heating and cooling shall be increased by 365 W per
1,000 cfm of indoor air circulated.
7
Standard Ratings of water-cooled units from 65,000 to below 135,000 Btu/h shall include a total allowance for cooling tower
fan motor and circulating water pump motor power inputs to be added in the amount of 10.0 W per 1,000 Btu/h Cooling
Capacity.
Standard ratings for water cooled equipment shall be based on a fouling factor of 0.0000 hrft2F/Btu.
6.1.1 Values of Standard Capacity Ratings. These ratings shall be expressed in terms of Btu/h in multiples of 1,000.
6.1.2 Values of Energy Efficiency Ratios and Coefficients of Performance. Energy Efficiency Ratio (EER) and
Integrated Energy Efficiency Ratio (IEER) for cooling, whenever published, shall be expressed in multiples of the
nearest 0.1. Coefficients of Performance (COP H) for heating, whenever published, shall be expressed in multiples
of the nearest 0.01.
8
________________________________________________________________AHRI STANDARD 340/360-2015
Table 3. Conditions for Standard Rating and Operating Tests

Indoor Section5 Outdoor Section7
Air Entering Air Entering Water
Test Air Cooled Evaporative
Dry- Wet-
Dry- Wet- Dry- Wet- In, Out,
bulb, bulb,
bulb, bulb, bulb, bulb, F F
F F
F F F F
Standard Rating Conditions 80.0 67.0 95.0 75.01 95.0 75.0 85.0 95.0
Cooling3, 6
Low Temperature Operating 67.0 57.0 67.0 57.0 67.0 57.0 70.02
--
Cooling3, 6
Maximum Operating Conditions3, 6 80.0 67.0 115 75.0 100 80.04 90.02 --
Cooling
Varies Varies Varies Varies Varies Varies

80.0 67.0 with with with with with with
Part-Load Conditions (IEER)3, 6 load load load load load load
per per per per per per
Table 6 Table Table 6 Table 6 Table Table 6
61 62
Insulation Efficiency3, 6 80.0 75.0 80.0 75.0 80.0 75.0 -- 80.0
Condensate Disposal3, 6 80.0 75.0 80.0 75.0 80.0 75.0 -- 80.0
Standard Rating Conditions

(High Temperature Steady State 70.0 60.0 47.0 43.0 -- -- -- --
Heating)6
Standard Rating Conditions
Heating
(Low Temperature Steady State 70.0 60.0 17.0 15.0 -- -- -- --

Heating)6
Maximum Operating Conditions6 80.0 75.0 65.0 -- -- -- --

--
Footnotes:
1. The wet-bulb temperature condition is not required when testing air cooled condensers which do not evaporate
condensate.
2. Water flow rate as determined from Standard Rating Conditions Test.
3. Cooling rating and operating tests are not required for heating only heat pumps.
4. Make-up water temperature shall be 90F.
5. Indoor fan system external static pressure shall be set per Table 4.
6. All ratings are at standard atmospheric pressure. Measured data shall be corrected to an atmospheric pressure of
14.696 psia in accordance with Appendix D.
7. For some product classifications, the outdoor section may be located indoors.
6.1.3 Standard Rating Tests. Table 3 indicates the tests and test conditions which are required to determine values
of standard full load capacity ratings and values of energy efficiency. Standard cooling ratings are not applicable for
heating-only heat pumps.
6.1.3.1 Voltage and Frequency. Standard Rating tests shall be performed at the nameplate rated voltage(s)
and frequency.
For air-conditioners and heat pumps with dual nameplate voltage ratings, Standard Rating tests shall be
performed at both voltages, or at the lower of the two voltages, if only a single Standard Rating is to be
9
published.
6.1.3.2 Atmospheric Pressure Corrections. Standard Ratings for all products covered by this standard
shall be based on a standard air atmospheric pressure of 14.696 psi. Cooling and Heating Capacity, EER,
IEER and COP measurements obtained during test shall be corrected to Standard Air using the procedure
in Appendix D. The test shall not be conducted if the atmospheric pressure is below 13.7 psia.
6.1.3.3 Indoor Airflow Rate.
6.1.3.3.1 All full load Standard Ratings shall be determined at the Full Load Rated Indoor Airflow.
All airflow rates shall be expressed in terms of Standard Air, which has a density of 0.075 lb/ft3.
Recirculated air at 100% shall be used. A tolerance of 3% is allowed for tested values relative
to the rated airflow.
6.1.3.3.2 All Part Load tests as required for the determination of IEER, other than MZVAV rated
units shall be conducted at the Part Load Rated Indoor Airflow as specified by the manufacturer.
Recirculated air at 100% shall be used. A tolerance of 3% is allowed for tested values relative to
the rated airflow.
6.1.3.3.3 For MZVAV units, the airflow rate at part load shall be adjusted to maintain the supply
air dry-bulb temperature measured at full load. Recirculated air at 100% shall be used.
6.1.3.3.4 Equipment which does not incorporate an indoor fan, but is rated in combination with a
device employing a fan shall be rated as described under Section 6.1. For equipment of this class
which is rated for general use to be applied to a variety of heating units, the indoor airflow rate
shall be the lesser of:
6.1.3.3.4.1 The manufacturer specified Standard Ratings, not to exceed 37.5 scfm/1000
Btu/h of rated capacity; or
6.1.3.3.4.2 The airflow rate obtained through the indoor coil assembly when the pressure
drop across the indoor coil assembly and the recommended enclosures and attachment
means is not greater than 0.30 in H2O.
6.1.3.3.5 For combined heating and cooling units the heating airflow and static shall be based on
one of the following procedures
6.1.3.3.5.1 Common Cooling and Heating Full Load Airflow. For units that only have one
rated airflow for cooling then when in heating operation the heating standard airflow
(scfm) shall be the same as the cooling airflow 3% without regard to the resulting
external static. The fan speed should first be set in the cooling mode and then when in
heating no adjustments shall be made to the unit and only the code tester adjusted to obtain
the rating airflow.
6.1.3.3.5.2 Different Cooling and Heating Full Load Airflow. If the unit is equipped with
automatic controls that adjust the fan speed in heating, the airflow shall be at the Standard
Air, scfm, specified by the manufacturer and using the static per Equation 1.
2
= ( ) 1

Where:
ESPCFL= External static pressure at full load cooling rated, in H2O

ESPHFL= External static pressure at full load heating rated airflow, in H2O
scfmCFL = Standard Supply Airflow at cooling full load rated conditions, scfm
scfmHFL = Standard Supply Airflow at heating full load rated conditions, scfm
10
________________________________________________________________AHRI STANDARD 340/360-2015
Table 4. External Static Pressure
External
Rated Cooling Capacity, Btu/h10001 Static Pressure, in H2O2, 3
65 70 0.20
71 105 0.25
106 134 0.30
135 210 0.35
211 280 0.40
281 350 0.45
351 400 0.55
401 500 0.65
501 0.75
Footnotes:
1. Rated full load Cooling Capacity for units with cooling function; high
temperature Heating Capacity for heating-only units.
2. The tolerance for external static pressure shall be determined using Section F4,
Appendix F.
3. Standard ratings shall be determined and tested with manufacturer standard,
lowest level of air filtration. For units with no filters or optional filters, refer to
Section E3.2.1.
6.1.3.4 Outdoor Airflow Rate. All Standard Ratings shall be determined at the outdoor airflow rate at zero
external static pressure. Where the fan drive is non-adjustable, the Standard Ratings shall be determined at
the outdoor airflow rate inherent in the equipment. For adjustable speed fans, the outdoor fan speed shall be
set as specified by the manufacturer or as determined by automatic controls. Once established, no changes
affecting outdoor airflow shall be made unless automatically adjusted by unit controls.
6.1.3.4.1 Double-ducted. For product intended to be installed with the outdoor airflow ducted, the
unit shall be installed with outdoor coil ductwork installed per manufacturer installation
instructions and shall operate at 0.0 in H2O external static pressure. External static pressure
measurements shall be made in accordance with Section 6.4 and Section 6.5 of ASHRAE Standard
37.
6.1.3.5 Requirements for Separate Assemblies. All Standard Ratings for split systems shall be determined
with 25 ft of interconnecting tubing on each line, with a maximum vertical separation of 10 ft. When
interconnecting tubing is furnished as an integral part of the equipment and is not recommended for cutting
to length, the equipment shall be tested with the complete length of tubing furnished, or with 25 ft of tubing,
whichever is greater. At least 5.0 ft of the interconnecting tubing shall be exposed to the outside conditions.
The line sizes, insulation and details of installation shall be in accordance with the manufacturer's published
recommendation.
6.1.3.6 Full Load Indoor Fan External Static Pressures. Commercial and Industrial Unitary Air-
Conditioning and Heat Pump Equipment shall be rated at the external static pressures in Table 4 at the Full
Load Rated Indoor Airflow and capacity specified in Section 6.1.3.3. The tolerance for external static
pressure shall be determined using Section F4, Appendix F.
Indoor air-moving equipment not intended for use with field installed duct systems (free discharge) shall be
rated at 0.0 in H2O external pressure.
6.1.3.7 Part Load External Static and Airflow. For part load testing the following procedures shall be used
for indoor airflow and static.
6.1.3.7.1 Fixed Speed Indoor Fan Control - For fixed speed indoor fans the airflow rate shall be
11
held constant at the Full Load Rated Indoor Airflow 3%.
6.1.3.7.2 Discrete Step Indoor Fan Control - For units using discrete step fan speed control, the
fan speed shall be adjusted as specified by the controls and the external static shall be reduced per
Equation 2 below based on Part Load Rated Indoor Airflow and shall be maintained at the value -
0.00 /+0.05 in H2O.
2
= ( ) 2

Where:
ESPFL= External static pressure at full load airflow, in H2O

ESPPL= External static pressure at part load airflow, in H2O
scfmFL = Standard Supply Airflow at full load rated conditions, scfm
scfmPL = Standard Supply Airflow at part load rated conditions, scfm
6.1.3.7.3 Variable Speed SZVAV Fan Control - For SZVAV units, the fan speed shall be adjusted
as specified by the controls and the minimum external static shall be reduced per Equation 2 based
on Part Load Rated Indoor Airflow.
6.1.3.7.4 Variable Speed MZVAV Fan Control - For MZVAV units, the Part Load Rated Indoor
Airflow shall be adjusted to maintain the supply air dry-bulb temperature measured at full load
within a tolerance of 0.5F and the minimum external static shall be reduced per Equation 2 based
on the resulting part load airflow.
If the full load measured leaving air dry-bulb temperature cannot be met at part load Rating
Conditions due to controls limitations of the unit capacity and airflow modulation, then the part
load rating point shall be run at the minimum step of unloading and minimum fan speed allowed
by the controls, and the external static per Equation 2.
6.2 Part Load Rating. All equipment rated in accordance with this standard shall include an Integrated Energy Efficiency
Ratio (IEER), even if they only have one stage of Cooling Capacity control.
6.2.1 IEER Background. The IEER has been developed to represent a single metric for the annualized performance
of the mechanical cooling system. It is based on a volume weighted average of 3 building types and 17 climate zones
and includes 4 rating points at 100%, 75%, 50% and 25% load at condenser conditions seen during these load points.
It includes all mechanical cooling energy, fan energy and other energy required to deliver the mechanical cooling,
but excludes operating hours seen for just ventilation, economizer operation and does not include system options like
demand ventilation, Supply Air reset, energy recovery and other system options that might be applied on a job. The
purpose of the metric is to allow for comparison of mechanical cooling systems at a common industry metric set of
conditions. It is not intended to be a metric for prediction of building energy use for the HVAC systems.
Building energy consumption varies significantly based on many factors including, but not limited to, local
occupancy schedules, ambient conditions, building construction, building location, ventilation requirements and
added features like economizers, energy recovery, evaporative cooling, etc. IEER is comparative metric representing
the integrated full load and part load annualized performance of the mechanical cooling of the air- conditioning unit
over a range of operating conditions. It does not include performance of hybrid system features like economizers,
energy recovery and heat reclaim. IEER is not intended to be a predictor of the annual energy consumption of a
specific building in a given climate zone. To more accurately estimate energy consumption of a specific building an
energy analysis using an hour-by-hour analysis program should be performed for the intended building using the
local weather data.
6.2.1.1 IEER Requirements. The general equations used for calculation of the IEER are defined in Section
6.2.2.
To help in the application of the general equations specific step by step procedures have been included in
12
________________________________________________________________AHRI STANDARD 340/360-2015
the following sections for various product classifications in Table 5.
Table 5. Section References for Different Product Classifications

Product Classifications Section Reference
IEER for Fixed Capacity Controlled Units 6.2.4
IEER for Staged Capacity Controlled Units 6.2.5
IEER for Proportionally Controlled Units 6.2.6
For calculation examples showing the procedures for calculating the IEER see Appendix G.
6.2.2 General IEER Equations. For units covered by this standard, the IEER shall be calculated using test derived
data and the Equation 3.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 ) 3
Where:
A = EER at 100% Capacity at AHRI Standard Rating Conditions (see Table 3)

B = EER at 75% Capacity and reduced condenser temperature (see Table 6)
C = EER at 50% Capacity and reduced condenser temperature (see Table 6)
D = EER at 25% Capacity and reduced condenser temperature (see Table 6)
The IEER rating requires that the unit efficiency be determined at 100%, 75%, 50%, and 25% Percent Load
at the conditions specified in Table 6 and at the part load rated airflow, if different than the full load rated
airflow.
The EER at 100% Capacity is the Standard Energy Efficiency Ratio. No additional test at 100% Cooling
Capacity is required.
Table 6. IEER Part-Load Rating Conditions1, 2, 3
Conditions Condition
Indoor Air
Return Air Dry-bulb Temperature 80.0F
Return Air Wet-bulb Temperature 67.0F
Part Load Rated Indoor Airflow Note 1
Condenser (Air Cooled) 100% Load = 95F
Entering Dry-bulb Temperature (OAT) 75% Load = 81.5F
50% Load = 68.0F
25% Load = 65.0F
Condenser Airflow Rate, cfm Note 2
Condenser (Water Cooled) 100% Load = 85F
Entering Condenser Water Temperature 75% Load = 73.5F
(EWT) 50% Load = 62.0F
25% load = 55.0F
Condenser Water Flow Rate, gpm full load flow
Condenser (Evaporatively Cooled) 100% Load = 74.5F
Entering Wet-Bulb Temperature (EWB) 75% load = 66.2F
50% Load = 57.5F
25% Load = 52.8F
Notes:
1. Refer to Section 6.1.3.7 for indoor airflow and static

2. Condenser airflow shall be adjusted, if required per Section 5.1.6.
3. The atmospheric pressure is standard atmospheric pressure, 14.696 psia (See Appendix D for test correction
procedure and limitations).
13
6.2.3 Rating Adjustments. The IEER shall be determined at the 4 ratings loads and condenser conditions as defined
in Table 6. If the unit is not capable of running at the 75%, 50% or 25% load then Section 6.2.3.1 or Section 6.2.3.2
shall be followed to determine the rating at the required load.
6.2.3.1 Interpolation. If the units cannot run at the 75%, 50% or 25% points within a tolerance of 3% but
is capable of running at load above and below the rating load of 75%, 50% or 25% interpolation of the test
points shall be used to determine the EER rating at the 75%, 50% or 25% loads.
Note: In this edition of the AHRI Standard 340/360, the part load rating condenser temperatures have been
fixed at the 100%, 75%, 50% and 25% values shown in Table 6. In the 2007 standard these were a function
of the actual load. This change does not impact the units that can run at the 75%, 50%, and 25% load
conditions; however, for interpolating ratings the condenser temperature is now fixed at the 75%, 50% and
25% rating points. As a result, two tests at different loads above and below the rating point shall be used for
interpolating ratings. For example, if the unit is an air cooled unit and the rating at a 75% load is being
determined, but the unit can only run at 80% load and 60% load, then the unit can be run at those percent
part loads at the same outdoor air temperature and the 75% rating can interpolated (see Figure 1). Figure 1
also shows the difference between the AHRI Standard 340/360 2007 and 2015 editions.
Figure 1. Example Revised Part Load Ambient Conditions for Interpolation
6.2.3.2 Degradation. If the unit cannot be unloaded to the 75%, 50%, or 25% load then the unit shall be run
at the minimum step of unloading and minimum rated indoor airflow at the condenser conditions defined
for each of the rating Percent Load IEER points listed in Table 6 and then the part load EER shall be adjusted
for cyclic performance using Equation 4. All rating test data shall be adjusted to standard atmospheric
pressure per Appendix E.

= [ 4
( + )]+ +
Where:
CD = The degradation coefficient to account for cycling of the compressor for capacity less
than the minimum step of capacity. CD shall be determined using Equation 5.
PC = Compressor power at the lowest machine unloading point operating at the desired
part load rating condition, watts
14
________________________________________________________________AHRI STANDARD 340/360-2015
PCD = Condenser Section power, if applicable at the desired part load rating condition,
watts. For air cooled and evaporatively cooled units this power is the power of the
fans and pumps. For water cooled units with a capacity of 65,000 Btu/h to less than
135,000 Btu/h it shall be the cooling tower power allowance per Section 6.1. Above
135,000 Btu/h, it shall be 0.
PCT = Control circuit power and any auxiliary loads, watts
PIF corr = Atmospheric pressure corrected indoor fan motor power as per Appendix D at the fan
speed for the minimum step of capacity, watts
Q corr = Atmospheric pressure corrected Cooling Capacity as per Appendix D at the lowest
machine unloading point operating at the desired part load rating condition, Btu/h
= (0.13 ) + 1.13 5
Where:
LF = Fractional on time for last stage at the desired load point, Noted in Equation 6.
( 100)
= 6

Note: For test verified ratings the Load Factor shall be based on test data corrected to standard
atmospheric pressure.
6.2.4 Procedure for IEER Calculations for Fixed Capacity Control Units. For fixed capacity control units (single
stage), the IEER shall be calculated using data and the Equation 4 and the following procedures.
The following sequential steps shall be followed:
6.2.4.1 Step 1. Each of the three part load rating points for 75%, 50% and 25% load shall be determined
at the part load rating condenser entering temperature defined in Table 6 within tolerances defined in
ASHRAE Standard 37 Table 2b.
Note: Because the unit only has a single stage of capacity, the actual Percent Load will be greater than the
required rating Percent Load and the cyclic performance will be adjusted using the degradation calculations
as per step 3. Part-load rated airflow, if different than full load airflow, shall be used as defined by the
manufacturer, and with an external static as specified in the Section 6.1.3.7.
6.2.4.2 Step 2. All test data shall then be corrected for atmospheric pressure, as defined in Appendix D.
6.2.4.3 Step 3. The atmospheric pressure corrected rating shall be adjusted for cyclic degradation using the
procedures in Section 6.2.3.
6.2.4.4 Step 4. The atmospheric corrected test results including adjustments for cyclic degradation from step
3 shall then be used to calculate the IEER using the procedures defined in Section 6.2.2. For example
calculations, see Appendix G.
6.2.5 IEER for Staged Capacity Controlled Units. For Staged Capacity Controlled Units covered by this standard,
the IEER shall be calculated using Equation 3 and the following procedures.
Staged Capacity Controlled units, for test purposes, shall be provided with the manual means to adjust the stages of
refrigeration capacity and the indoor fan speed to obtain the rated airflow with the tolerance defined in Section
6.1.3.7.
The following sequential steps shall be followed.
6.2.5.1 Step 1. For part load rating points, the unit shall be configured per the manufacturers instructions,
including setting of stages of refrigeration for each part load rating point. The stages of refrigeration that
15
result in capacity closest to the desired IEER part load rating EER point shall be used.
The condenser entering temperature shall be adjusted per the requirements of Table 6 within the tolerances
defined in ASHRAE Standard 37 Table 2b.
The indoor standard air airflow rate and static shall be adjusted per the requirements of Section 6.1.3.7.
If the measured part load rating capacity ratio is within three percentage points, based on the full load
measured test Cooling Capacity, above or below the part load rated capacity point, the EER at each load
point shall be used to determine IEER without any interpolation. See Table 7.
Table 7. Tolerance on Part Load Percent Load

Minimum
Required Percent Allowable Maximum Allowable
Load Point Measured Percent Measured Percent Load
Load
75% 72% 78%
50% 47% 53%
25% 22% 28%
If the unit, due to its capacity control logic cannot be operated at the 75%, 50%, or 25% Percent Load within
3% tolerance, then an additional rating point is required and the 75%, 50%, or 25% EER is determined by
using linear interpolation. Data shall not be extrapolated to determine EER.
The additional test point(s) for interpolations shall be run as follows:
6.2.5.1.1 The ambient test conditions shall be within tolerances defined in ASHRAE Standard 37
Table 2b for the specified ambient in Table 6 for the required IEER part load rating of 75%, 50%
or 25%. Two tests points are required at the fixed temperature for the desired IEER part load point;
one test point at a capacity stage above required load point and a second test point at a capacity
stage below required load point. The data from the two test points shall then be used to interpolate
the rating for the required load rating point. For example, for an air cooled unit that is being run to
determine the EER rating at 50% load that has a capacity stage at 60% and 30% displacement then
it shall require one test at 60% displacement at a 68F ambient and another test at 30% displacement
at a 68F ambient. The test results are then interpolated to determine the 50% load rating point.
The indoor Standard Airflow rate and static shall be adjusted per the requirements of Section
6.1.3.7.
6.2.5.1.2 The stages of refrigeration capacity shall be increased or decreased within the limit of the
controls and until the measured part load is closest to the IEER percent part load rating point is
obtained.
Note: For example, to obtain a 50% rating point for a unit having test points at both 60% and 70%,
the 60% test point shall be used.
6.2.5.1.3 The measured part load capacity of the second test point shall be less than the part load
rating capacity point if the measured capacity of the first test is greater than the part load rated
capacity point.
6.2.5.1.4 The measured part load capacity of the second test point shall be more than the part load
rating capacity point if the measured capacity of the first is less than the part load rated capacity
point.
If the unit cannot be unloaded to the 75, 50, or 25 Percent Load points at the minimum stage of
unloading then the rating shall be determined at the minimum stage of unloading and part load
16
________________________________________________________________AHRI STANDARD 340/360-2015
rating condenser entering temperature defined in Table 6 with a tolerance of 0.5F.
Note: The actual Percent Load will be greater than the required Percent Load and should be
adjusted for cyclic performance using the degradation calculations as per step 3. Part Load Rated
Indoor Airflow, if different than full load airflow, shall be used as defined by the manufacturer,
and with an external static as specified in Section 6.1.3.7.
6.2.5.2 Step 2. The test data shall then be corrected for atmospheric pressure as defined by Appendix D.
6.2.5.3 Step 3. If the corrected rating points are within 3% of the desired IEER rating point of 75%, 50%
and 25%, they shall be used directly. If there are corrected ratings points above and below the desired IEER
rating of 75%, 50%, and 25% then the rating data the IEER rating point shall be determined using linear
interpolation. If the corrected rated Percent Load is greater than the pPercent Load for 75%, 50% or 25%
by more than 3% then the ratings data at the condenser temperature required for the rating point shall be
used along with the degradation procedure defined in Section 6.2.
6.2.5.4 Step 4. The corrected rating point data from step 3 shall then be used to calculate the IEER using
the procedures defined in Section 6.2.3.
6.2.6 IEER for Proportionally Controlled Units. For Proportionally Controlled Units covered by this standard, the
IEER shall be calculated using data, Equation 3, and the following procedures.
Proportionally Controlled Units, for test purposes, shall be provided with manual means to adjust the unit
refrigeration capacity in steps no greater than 5% of the full load rated capacity by adjusting variable capacity
compressor(s) capacity and or the stages of refrigeration capacity.
The following sequential steps shall be followed.
6.2.6.1 Step 1. For part load rating tests, the unit shall be configured per the manufacturers instructions,
including setting of stages of refrigeration and variable capacity compressor loading percent for each of the
part load rating points. The stages of refrigeration and variable capacity compressor loading percent that
result in capacity closest to the desired part load rating point of 75%, 50%, or 25%.
The condenser entering temperature shall be adjusted per the requirements of Table 6 and be within
tolerance as defined in ASHRAE Standard 37 Table 2b.
The indoor airflow and static shall be adjusted per Section 6.1.3.7.
If the measured part load rating capacity ratio is within 3%, based on the full load measured test Cooling
Capacity, above or below the part load rated capacity point, the EER at each load point shall be used to
determine IEER without any interpolation.
If the unit, due to its capacity control logic cannot be operated at the 75%, 50%, or 25% Percent Load within
3%, then an additional rating point(s) is required and the 75%, 50%, or 25% EER is determined by using
linear interpolation. Extrapolation of the data is not allowed.
The additional test point(s) for interpolations shall be run as follows:
6.2.6.1.1 The ambient test conditions shall be within tolerances defined in ASHRAE Standard 37
of the specified ambient in Table 6 based on the IEER rating point of 75%, 50% or 25%.
Note: The condenser temperature shall be fixed for the two interpolation rating points at the values
listed in Table 6.
6.2.6.1.2 The indoor airflow shall be set as specified by the manufacturer and as required by Section
6.1.3.7.
6.2.6.1.3 The stages of refrigeration capacity shall be increased or decreased within the limit of the
17
controls and until the measured part load is closest to the IEER percent part load rating point is
obtained.
Note: For example, to obtain a 50% rating point for a unit having test points at both 60% and 70%,
the 60% test point shall be used.
6.2.6.1.4 The measured part load capacity of the second test point shall be less than the part load
rating capacity point if the measured capacity of the first test is greater than the part load rated
capacity point.
6.2.6.1.5 The measured part load capacity of the second test point shall be more than the part load
rating capacity point if the measured capacity of the first test is less than the part load rated capacity
point.
If the unit cannot be unloaded to the 75%, 50%, or 25% Percent Load points at the minimum stage of
unloading then the rating shall be determined at the minimum stage of unloading and part load rating
condenser entering temperature defined in Table 6 within tolerances defined in ASHRAE Standard 37.
Note: The actual Percent Load will be greater than the required Percent Load and will be adjusted for cyclic
performance using the degradation calculations as per step 3. Part Load Rated Indoor Airflow and static, if
different than full load airflow, shall be used as defined by the manufacturer and as required by Section
6.1.3.7.
6.2.6.2 Step 2. The test data shall then be corrected for atmospheric pressure as defined by Appendix D.
6.2.6.3 Step 3. If any of the corrected rating points are within 3% of the desired IEER rating point of 75%,
50% and 25%, they shall be used directly. If there are corrected ratings points above and below the desired
IEER rating of 75%, 50%, and 25%, then the rating data the IEER rating point shall be determined using
linear interpolation. If the corrected rated Percent Load is greater than the Percent Load for 75%, 50% or
25% by more than 3%, then the ratings data at the condenser temperature required for the rating point shall
be used along with the degradation procedure defined in Section 6.2.3.2.
6.2.6.4 Step 4. The rating point data from step 3 shall then be used to calculate the IEER using the
procedures defined in Section 6.2.3.
6.2.7 Example calculations. Appendix G contains several examples that explain the correction for atmospheric
pressure, calculation of IEER and calculation of tolerances. The examples are grouped by the three rating categories
defined in Section 6.2.
6.3 International Rating Conditions. These are optional full load Rating Conditions relevant to international
requirements.
6.3.1 Cooling Temperature Conditions.
6.3.1.1 The international T1, T2, and T3 temperature conditions specified in Table 8 shall be considered
Standard Rating Conditions for the determination of Cooling Capacity and energy efficiency. For
equipment intended for space cooling, testing shall be conducted at one or more of the Standard Rating
Conditions specified in Table 8.
6.3.1.2 Equipment manufactured for use only in a moderate climate similar to that specified in Column T1
of Table 8 shall have ratings determined by tests conducted at T1 conditions and shall be designated type
T1 equipment.
6.3.1.3 Equipment manufactured for use only in a cool climate similar to that specified in Column T2 of
Table 8 shall have ratings determined by tests conducted at T2 conditions and shall be designated type T2
equipment.
6.3.1.4 Equipment manufactured for use only in a hot climate similar to that specified in Column T3 of
18
________________________________________________________________AHRI STANDARD 340/360-2015
Table 8 shall have ratings determined by tests conducted at T3 conditions and shall be designated type T3
equipment.
6.3.1.5 Equipment manufactured for use in more than one of the climates defined in Table 8 shall have
marked on the nameplate the designated type (T1, T2, and/or T3). The corresponding ratings shall be
determined by the Standard Rating Conditions specified in Table 8.
6.3.2 Heating Temperature Conditions.
6.3.2.1 The H1, H2, and H3 temperature conditions specified in Table 8 shall be considered Standard
Rating Conditions for the determination of Heating Capacity and energy efficiency.
6.3.2.2 All heat pumps shall be rated based on testing at the H1 temperature conditions. Heating Capacity
and energy efficiency tests shall also be conducted at the H2 and/or H3 temperature conditions if the
manufacturer rates the equipment for operation at one or both of these temperature conditions.
Table 8. International Standard Rating Conditions
Cooling Temperature T1 T2 T3
Conditions (Moderate Climates) (Cool Climates) (Hot Climates)
Indoor 80.6F DB & 66.2F WB 69.8F DB & 59.0F WB 84.2F DB & 66.2F WB
Outdoor 95.0F DB & 75.2F WB 80.6F DB & 66.2F WB 114.8F DB & 75.2F WB
Heating Temperature
Conditions H1 (Warm Climates) H2 (Moderate Climates) H3 - (Cold Climates)
Indoor 68.0F DB and 59.0F WB 68.0F DB & 59.0F WB max. 68.0F DB and 59.0F WB
max. max.
Outdoor 44.6F DB and 42.8F WB 35.6F DB & 33.8F WB 19.4F DB & 17.6F WB
Note: DB = dry-bulb and WB = wet-bulb.
6.4 Ratings. Ratings for capacity, EER, IEER, and COP H shall be based either on test data or computer simulation.
6.4.1 Ratings Generated by Test Data. Any capacity, EER, IEER, or COPH rating of a Basic Model with a Cooling
Capacity 760,000 Btu/h generated by test data shall be based on the results of at least two individual test samples
tested in accordance with all applicable portions of this standard. The capacity, EER, IEER, or COP H ratings shall
be lower than or equal to the lower of a) the test sample mean ( ), or b) the lower 90% confidence limit (LCL)
divided by 0.95 (as defined by the formulas below), rounded per Sections 6.1.1 and 6.1.2.

=1
= 7

= .90 ( ) 8

Where:
LCL = Lower 90% confidence limit

n = Number of test samples
s = Standard deviation
.90 = t statistic for a 90% one-tailed confidence interval with n-1 degrees of freedom (see
Appendix A of 10 CFR 429)
19
xi = Test result value for test sample i

= Test sample mean
6.4.2 Ratings Generated by Computer Simulation. Any capacity, EER, IEER, or COP H rating of a Basic Model
generated by the results of an alternative efficiency determination method (AEDM) shall be no higher than the result
of the AEDM output (rounded per Sections 6.1.1 and 6.1.2). Any AEDM used shall be created in compliance with
the regulations specified in 10 CFR 429.70.
6.4.3 Documentation. As required by Federal Law (10 CFR 429.71), supporting documentation of all Published
Ratings for products with a Cooling Capacity 760,000 Btu/h and subject to federal control shall be appropriately
maintained.
6.5 Verification Testing Uncertainty. When verifying the ratings by testing a sample unit, there are uncertainties that
must be considered. Verification tests, including tests conducted under the AHRI certification program shall be conducted in
a laboratory that meets the requirements referenced in this standard and ASHRAE Standard 37 and must demonstrate
performance with an allowance for uncertainty. The following make up the uncertainty for products covered by this standard.
6.5.1 Uncertainty of Measurement. When testing a unit, there are variations that result from instrumentation as well
as measurements of temperatures, pressure, and flow rates.
6.5.2 Uncertainty of Test Rooms. The same unit tested in multiple rooms and due to setup variations is not expected
to yield the same performance.
6.5.3 Uncertainty due to Manufacturing. During the manufacturing of units, there are variations due to
manufacturing production tolerances that impact the performance of the unit.
6.5.4 Uncertainty of Performance Simulation Tools. Due to the large complexity of options, manufacturers shall
use performance prediction tools like an alternative efficiency determination method (AEDM).
6.6 Uncertainty Allowances. To comply with this standard, verification tests shall meet the Published Ratings with an
uncertainty allowance not greater than the following:
Table 9. Uncertainty Allowances

Uncertainty Acceptance
Performance Metric
Allowance Criteria
Cooling Metrics
Full Load Cooling
5% 95%
Capacity
Full Load EER 5% 95%
IEER 10% 90%
Heating Metrics
Heating Capacity at 47F 5% 95%
COPH at 47F 5% 95%
Heating Capacity at 17F 5% 95%
COPH at 17F 5% 95%
Section 7. Minimum Data Requirements for Published Ratings
7.1 Minimum Data Requirements for Published Ratings. As a minimum, Published Ratings shall consist of the following
information:
7.1.1 For Commercial and Industrial Unitary Air-conditioning Equipment at Standard Rating Conditions:
7.1.1.1 Cooling Capacity, Btu/h

20
________________________________________________________________AHRI STANDARD 340/360-2015
7.1.1.2 Energy Efficiency Ratio, EER, Btu/Wh
7.1.1.3 Integrated Energy Efficiency Ratio, IEER, Btu/Wh
7.1.2 For Commercial and Industrial Unitary Heat Pump Equipment at Standard Rating Conditions:
7.1.2.1 Cooling Capacity, Btu/h

7.1.2.2 Energy Efficiency Ratio, EER, Btu/Wh
7.1.2.3 Integrated Energy Efficiency Ratio, IEER, Btu/Wh
7.1.2.4 High temperature heating capacity, Btu/h
7.1.2.5 High temperature coefficient of performance
7.1.2.6 Low temperature heating capacity, Btu/h
7.1.2.7 Low temperature coefficient of performance
All claims to ratings within the scope of this standard shall include the statement Rated in accordance with AHRI Standard
340/360 (I-P). All claims to ratings outside the scope of this standard shall include the statement Outside the scope of AHRI
Standard 340/360 (I-P). Wherever Application Ratings are published or printed, they shall include a statement of the
conditions at which the ratings apply.
7.2 Latent Capacity Designation. The moisture removal capacity at Standard Rating Conditions listed in Table 3 shall
be published in the manufacturer's specifications and literature. The value shall be expressed consistently in either gross
capacity or net capacity in one or more of the following forms:
7.2.1 Sensible Capacity/capacity ratio and capacity, Btu/h

7.2.2 Latent Capacity and capacity, Btu/h
7.2.3 Sensible Capacity and capacity, Btu/h
Note: Capacity is Cooling Capacity as defined in Section 3.4 and includes both latent and net sensible.
Section 8. Operating Requirements
8.1 Operating Requirements. Commercial and Industrial Unitary Air-Conditioning and Heat Pump Equipment shall
comply with the provisions of this section such that any production unit shall meet the requirements detailed herein.
8.2 Maximum Operating Conditions Test (Cooling and Heating). Commercial and Industrial Unitary Air-Conditioners
and Heat Pump Equipment shall pass the following maximum cooling and heating operating conditions test with an indoor
coil airflow rate as determined under Section 6.1.3.3 (refer to test for equipment with optional air cooling coils in Section
6.1.3.6).
8.2.1 Temperature Conditions. Temperature conditions shall be maintained as shown in Table 3.
8.2.2 Voltages. Tests shall be run at both the minimum and maximum utilization voltages of Voltage Range B as
shown in Table 1 of ANSI/AHRI Standard 110, at the unit's service connection and at rated frequency.
8.2.3 Procedure.
8.2.3.1 Commercial and Industrial Unitary Air-Conditioners and Heat Pump Equipment shall be operated
continuously for one hour at the temperature conditions and voltage(s) specified.
8.2.3.2 All power to the equipment shall be interrupted for a period sufficient to cause the compressor to
stop (not to exceed five seconds) and then be restored.
8.2.4 Requirements.
8.2.4.1 During both tests, the equipment shall operate without failure of any of its parts.
21
8.2.4.2 The unit shall resume continuous operation within one hour of restoration of power and shall then
operate continuously for one hour. Operation and resetting of safety devices prior to establishment of
continuous operation is permitted.
8.2.4.3 Units with water-cooled condensers shall be capable of operation under these maximum conditions
at a water-pressure drop not to exceed 15 psi measured across the unit.
8.2.5 Maximum Operating Conditions Test for Equipment with Optional Outdoor Cooling Coil. Commercial and
Industrial Unitary Air Conditioning and Heat Pump Equipment which incorporates an outdoor air cooling coil shall
use the conditions, voltages, and procedure (Sections 8.2 thru 8.2.3) and meet the requirements of Section 8.2.4
except for the following changes:
8.2.5.1 Outdoor air set as in Section 6.1.3.4

8.2.5.2 Return air temperature conditions shall be 80.0F dry-bulb, 67.0F wet-bulb
8.2.5.3 Outdoor air entering outdoor air cooling coil shall be 115F dry-bulb and 75.0F wet-bulb
8.3 Cooling Low Temperature Operation Test. Commercial and Industrial Unitary Air-Conditioning and Heat Pump
Equipment shall pass the following low-temperature operation test when operating with initial airflow rates as determined in
Sections 6.1.3.2, 6.1.3.3, and with controls and dampers set to produce the maximum tendency to frost or ice the indoor coil,
provided such settings are not contrary to the manufacturer's instructions to the user.
8.3.2 Voltage and Frequency. The test shall be performed at nameplate rated voltage and frequency.
For air-conditioners and heat pumps with dual nameplate voltage ratings, tests shall be performed at the lower of the
two voltages.
8.3.3 Procedure. The test shall be continuous with the unit in the cooling cycle for not less than four hours after
establishment of the specified temperature conditions. The unit shall be permitted to start and stop under control of
an automatic limit device, if provided.
8.3.4 Requirements.
8.3.4.1 During the entire test, the equipment shall operate without damage to the equipment.
8.3.4.2 During the entire test, the indoor airflow rate shall not drop more than 25% from that specified for
the Standard Rating test.
8.3.4.3 During all phases of the test and during the defrosting period after the completion of the test, all
ice or meltage must be caught and removed by the drain provisions.
8.4 Insulation Efficiency Test (Cooling) (Not Required for Heating-Only Units). Commercial and Industrial Unitary Air-
Conditioning and Heat Pump Equipment shall pass the following insulation efficiency test when operating with airflow rates
as determined in Sections 6.1.3.3, 6.1.3.4, and with controls, fans, dampers, and grilles set to produce the maximum tendency
to sweat, provided such settings are not contrary to the manufacturer's instructions to the user.
8.4.2 Procedure. After establishment of the specified temperature conditions, the unit shall be operated
continuously for a period of four hours.
8.4.3 Requirements. During the test, no condensed water shall drop, run, or blow off from the unit casing.
8.5 Condensate Disposal Test (Cooling) (Not Required for Heating-only Units). Commercial and Industrial Unitary Air-
Conditioning and Heat Pump Equipment which rejects condensate to the condenser air shall pass the following condensate
disposal test when operating with airflow rates as determined in Sections 6.1.3.3, 6.1.3.4, and with controls and dampers set
22
________________________________________________________________AHRI STANDARD 340/360-2015
to produce condensate at the maximum rate, provided such settings are not contrary to the manufacturer's instructions to the
user.
Note: This test may be run concurrently with the insulation efficiency test in Section 8.4.
8.5.2 Procedure. After establishment of the specified temperature conditions, the equipment shall be started with
its condensate collection pan filled to the overflowing point and shall be operated continuously for four hours after
the condensate level has reached equilibrium.
8.5.3 Requirements. During the test, there shall be no dripping, running-off, or blowing-off of moisture from the
unit casing.
8.6 Tolerances. The conditions for the tests outlined in Section 8 are average values subject to tolerances of 1.0F for
air wet-bulb and dry-bulb temperatures, 0.5F for water temperatures, and 1.0% of the readings for specified voltage.
Section 9. Marking and Nameplate Data
9.1 Marking and Nameplate Data. At a minimum, the nameplate shall display the manufacturers name, model
designation, refrigerant designation per ASHRAE Standard 34, and electrical characteristics.
Nameplate voltages for 60 Hertz systems shall include one or more of the equipment nameplate voltage ratings shown in Table
1 of ANSI/AHRI Standard 110. Nameplate voltages for 50 Hertz systems shall include one or more of the utilization voltages
shown in Table 2 of ANSI/AHRI Standard 110.
Section 10. Conformance Conditions
10.1 Conformance. While conformance with this standard is voluntary, conformance shall not be claimed or implied for
products or equipment within the standards Purpose (Section 1) and Scope (Section 2) unless such product claims meet all
of the requirements of the standard and all of the testing and rating requirements are measured and reported in complete
compliance with the standard. Any product that has not met all the requirements of the standard shall not reference, state, or
acknowledge the standard in any written, oral, or electronic communication.
23
APPENDIX A. REFERENCES NORMATIVE

A1 Listed here are all standards, handbooks and other publications essential to the formation and implementation of the
standard. All references in this appendix are considered as part of the standard.
A1.1 ANSI/AHRI Standard 920 (I-P)-2015, Performance Rating of DX-Dedicated Outdoor Air System Units. Air-
Conditioning, Heating and Refrigeration Institute, 2111 Wilson Boulevard, Suite 500, Arlington, VA 22201, U.S.A.
A1.2 ANSI/AHRI Standard 110-2012 , Air-Conditioning and Refrigerating Equipment Nameplate Voltages, 2012,
Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson Boulevard, Suite 500, Arlington, VA 22201,
U.S.A.
A1.3 ANSI/AHRI Standard 210/240-2008, Unitary Air-Conditioning and Air-Source Heat Pump Equipment,
2008, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson Boulevard, Suite 500, Arlington, VA 22201,
U.S.A.
A1.4 ANSI/AHRI Standard 365 (I-P)-2009, Commercial and Industrial Unitary Air-Conditioning Condensing
Units, 2009, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson Boulevard, Suite 500, Arlington, VA
22201, U.S.A.
A1.5 ANSI/AHRI Standard 390 (I-P)-2003, Performance Rating of Single Package Vertical Air-Conditioners and
Heat Pumps, 2003, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson Boulevard, Suite 500,
Arlington, VA 22201, U.S.A.
A1.6 ANSI/AHRI Standard 470-2006, Performance Rating of Desuperheater/Water Heaters, 2006, Air-
A1.7 ANSI/AHRI Standard 1360 (I-P)-2013 with Addendum 1, Performance Rating of Computer and Data
Processing Room Air Conditioners, 2013, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson
Boulevard, Suite 500, Arlington, VA 22201, U.S.A.
A1.8 ASHRAE Standard 34-2013, Designation and Safety Classification of Refrigerant, 2013, American Society
of Heating, Refrigerating, and Air-Conditioning Engineers, Inc., 1791 Tullie Circle N.E., Atlanta, GA 30329, U.S.A.
A1.9 ASHRAE Standard 37-2009 Methods of Testing for Rating Unitary Air-Conditioning and Heat Pump
Equipment, 2009, American Society of Heating, Refrigerating, and Air-Conditioning Engineers, Inc., 1791 Tullie
Circle N.E., Atlanta, GA 30329, U.S.A.
A1.10 ASHRAE Standard 41.1-2013, Standard Method for Temperature Measurement, 2013, American Society of
Heating, Refrigerating, and Air-Conditioning Engineers, Inc., 1791 Tullie Circle N.E., Atlanta, GA 30329, U.S.A.
A1.11 ASHRAE Terminology, https://www.ashrae.org/resources--publications/free-resources/ashraeterminology,

2015, American Society of Heating, Refrigerating and Air-Conditioning Engineers, Inc., 1791 Tullie Circle, N.E.,
Atlanta, GA 30329, U.S.A.
A1.12 ASHRAE/ANSI/AHRI/ISO13256-12012 Water-source heat pumps Testing and rating for performance
Part 1: Water-to-air and Brine-to-air heat pumps, 2012, International Organization for Standardization, Case Postale
56, CH-1211, Geneva 21 Switzerland.
A1.13 ANSI/AHRI Standard 540-2004, Standard For Performance Rating Of Positive Displacement Refrigerant
Compressors And Compressor Units, 2004, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson
A1.14 Title 10, Code of Federal Regulations (CFR), Part 429, Subparts 429.70 and 429.71 (c), U.S. National
Archives and Records Administration, 8601 Adelphi Road, College Park, MD 20740-6001 or www.ecfr.gov.
24
AHRI STANDARD 340/360 (I-P)-2015
APPENDIX B. REFERENCES INFORMATIVE

B1 Listed here are standards, handbooks and other publications which may provide useful information and background
but are not considered essential. References in this appendix are not considered part of the standard.
B1.1 AHRI Guideline V (I-P)-2011, Calculating the Efficiency of Energy Recovery Ventilation and its Effect on
Efficiency and Sizing of Building HVAC Systems, Air-Conditioning, Heating and Refrigeration Institute, 2111 Wilson
B1.2 AHRI Standard 520-2004, Performance Rating for Positive Displacement Condensing Units, 2004, Air-
B1.2 ANSI/ASHRAE/IES Standard 90.1-2013, Energy Standard for Buildings Except Low-Rise Residential
Buildings, 2013, American Society of Heating, Refrigerating, and Air-Conditioning Engineers, Inc., 1791 Tullie Circle
N.E., Atlanta, GA 30329, U.S.A.
B1.3 ANSI/ASTM B117-2011, Standard Practice for Operating Salt Spray (Fog) Apparatus, 2011, ASTM
International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, U.S.A.
B1.4 ANSI/ASTM G85-2011, Standard Practice for Modified Salt Spray (Fog) Testing, 2011, ASTM
International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, U.S.A.
B1.3 ASHRAE 62.1, Ventilation for Acceptable Indoor Air Quality, American Society of Heating, Refrigerating,
and Air-Conditioning Engineers, Inc., 1791 Tullie Circle N.E., Atlanta, GA 30329, U.S.A.
B1.5 ISO 5151-2010, Non-ducted air-conditioners and heat pumps Testing and rating for performance, 2010,
International Organization for Standardization, Case Postale 56, CH-1211, Geneva 21 Switzerland.
B1.6 ISO 13253-2011, Ducted air-conditioners and air-to-air heat pumps Testing and rating for performance,
2011, International Organization for Standardization, Case Postale 56, CH-1211, Geneva 21 Switzerland.
B1.7 ISO 15042-2010, Multiple split-system air-conditioners and air-to-air heat pumps Testing and rating for
performance, 2010, International Organization for Standardization, Case Postale 56, CH-1211, Geneva 21
Switzerland.
B1.8 UL Standard 1995/CSA Standard 22.2 No. 236, 5th edition, 31 July 2015, Heating and Cooling Equipment,
2015, Underwriters Laboratories, Inc., 333 Pfingsten Road, Northbrook, IL, U.S.A./Canadian Standards Association,
178 Rexdale Boulevard, Etobicoke, Ontario, M9W 1R3, Canada.
25
APPENDIX C. CONDENSER ENTERING AIR

TEMPERATURE MEASUREMENT - NORMATIVE
Note: This appendix includes modifications to the test stand setup and instrumentation as defined in ASHRAE Standard 37
and shall be used to be compliant with this standard.
C1 Purpose. The purpose of this appendix is to prescribe a method for measurement of the air temperature entering the
air-cooled or evaporatively-cooled condenser section. The appendix also defines the requirements for controlling the air
stratification and what is considered acceptable for a test. Measurement of the air temperatures are needed to establish that the
conditions are within the allowable tolerances of this Standard. For air-cooled unitary products operating in cooling mode, only
the dry-bulb temperature is required. For evaporatively-cooled and heat pump unitary products operating in heating mode, both
the dry-bulb and wet-bulb temperatures are required for the test.
C2 Definitions.
C2.1 Air Sampling Tree. The air sampling tree is an air sampling tube assembly that draws air through sampling
tubes in a manner to provide a uniform sampling of air entering the condenser coil. See Section C4 for design details.
C2.2 Aspirating Psychrometer. A piece of equipment with a monitored airflow section that draws a uniform
airflow velocity through the measurement section and has probes for measurement of air temperature and humidity.
See Section C5 for design details.
C3 General Requirements. Temperature measurements shall be made in accordance with ANSI/ASHRAE Standard 41.1.
Where there are differences between this document and ANSI/ASHRAE Standard 41.1, this document shall prevail.
Temperature measurements shall be made with an instrument or instrument system, including read-out devices, meeting or
exceeding the following accuracy and precision requirements detailed in Table C1.
Table C1. Temperature Measurement Requirements
Measurement Accuracy, F Display Resolution, F
Dry-bulb and Wet-bulb Temperatures2 0.2 0.1
Thermopile Temperature1 1.0 0.1
Notes:
1. To meet this requirement, thermocouple wire must have special limits of
error and all thermocouple junctions in a thermopile must be made from the
same spool of wire; thermopile junctions are wired in parallel.
2. The accuracy specified is for the temperature indicating device and does
not reflect the operation of the aspirating psychrometer.
To ensure adequate air distribution, thorough mixing, and uniform air temperature, it is important that the room and test setup
is properly designed and operated. The room conditioning equipment airflow shall be set such that recirculation of condenser
discharged air is avoided except as may naturally occur from the equipment. To check for the recirculation of condenser
discharged air back into the condenser coil(s) the following method shall be used: Multiple individual reading thermocouples
(at least one per sampling tree location) shall be installed around the unit air discharge perimeter so that they are below the
plane of condenser fan exhaust and just above the top of the condenser coil(s). These thermocouples shall not indicate a
temperature difference greater than 5.0F from the average inlet air. Air distribution at the test facility, at the point of supply
to the unit, shall be reviewed to determine if it requires remediation prior to beginning testing.
Note: Mixing fans can be used to ensure adequate air distribution in the test room. If used, mixing fans must be oriented
such that they are pointed away from the air intake so that the mixing fan exhaust direction is at an angle of 90-270 to the air
entrance to the condenser air inlet. Pay particular attention to prevent recirculation of condenser fan exhaust air back through
the unit.
26
A valid test shall meet the criteria for adequate air distribution and control of air temperature as shown in Table C2.
Table C2. Criteria for Air Distribution and Control of Air Temperature
Dry-bulb Temperature Purpose Maximum Variation, F
Deviation from the mean air dry-bulb

temperature to the air dry-bulb temperature uniform temperature distribution 2.00
at any individual temperature measurement
station1
Difference between dry-bulb temperature

measured with air sampler tree thermopile uniform temperature distribution 1.50
and with aspirating psychrometer
Difference between mean dry-bulb air

test condition tolerance, for control
temperature and the specified target test 0.50
of air temperature
value2
Mean dry-bulb air temperature variation test operating tolerance, total

over time (from the first to the last of the observed range of variation over 1.50
data sets) data collection time
Wet-bulb Temperature3
Deviation from the mean wet-bulb
temperature and the individual temperature uniform humidity distribution 1.00
measurement stations
Difference between mean wet-bulb air wet-

test condition tolerance, for control
bulb temperature and the specified target 1.00
of air temperature
test value2
test operating tolerance, total

Mean wet-bulb air temperature variation observed range of variation over
1.00
over time data collection time (from the first
to the last of the data sets)
Notes:
1. Each measurement station represents an average value as measured by a single Aspirating
Psychrometer.
2. The mean dry-bulb temperature is the mean of all measurement stations.
3. The wet-bulb temperature measurement is only required for evaporatively-cooled units and
heat pump unitary products operating in the heating mode.
27
C4 Air Sampling Tree Requirements. The air sampling tree is intended to draw a uniform sample of the airflow entering
the air-cooled condenser section. A typical configuration for the sampling tree is shown in Figure C1 for a tree with overall
dimensions of 4 feet by 4 feet sample.
Note: Other sizes and rectangular shapes can be used, and should be scaled accordingly as long as the aspect ratio (width to
height) of no greater than 2 to 1 is maintained.
It shall be constructed of stainless steel, plastic or other suitable, durable materials. It shall have a main flow trunk tube with a
series of branch tubes connected to the trunk tube. It shall have from 10 to 20 branch tubes. The branch tubes shall have
appropriately spaced holes, sized to provide equal airflow through all the holes by increasing the hole size as you move further
from the trunk tube to account for the static pressure regain effect in the branch and trunk tubes. The number of sampling holes
shall be greater than 50. The minimum average velocity through the sampling tree holes shall be 2.5 ft/sec as determined by
evaluating the sum of the open area of the holes as compared to the flow area in the aspirating psychrometer. The assembly
shall have a tubular connection to allow a flexible tube to be connected to the sampling tree and to the aspirating psychrometer.
The sampling tree shall also be equipped with a thermocouple thermopile grid or with individual thermocouples to measure the
average temperature of the airflow over the sampling tree. The thermocouple arrangement shall have at least 16 measuring
points per sampling tree, evenly spaced across the sampling tree. The air sampling trees shall be placed within 6-12 inches of
the unit to minimize the risk of damage to the unit while ensuring that the air sampling tubes are measuring the air going into
the unit rather than the room air around the unit.
Figure C1. Typical Air Sampling Tree
Note: The .75in X .50in slots referenced in Figure C1 are cut into the branches of the sampling tree and are located inside of
28
the trunk of the sampling tree. They are placed to allow air to be pulled into the main trunk from each of the branches.
C5 Aspirating Psychrometer. The aspirating psychrometer consists of a flow section and a fan to draw air through the
flow section and measures an average value of the sampled air stream. The flow section shall be equipped with two dry-bulb
temperature probe connections, one of which shall be used for the facility temperature measurement and one of which shall be
available to confirm this measurement using an additional or a third-partys temperature sensor probe. For applications where
the humidity is also required, for testing of evaporatively cooled units or heat pump Unitary products in heating mode, the flow
section shall be equipped with two wet-bulb temperature probe connection zones of which one shall be used for the facility
wet-bulb measurement and one of which shall be available to confirm the wet-bulb measurement using an additional or a third-
partys wet-bulb sensor probe. The psychrometer shall include a fan that can either be adjusted manually or automatically to
maintain average velocity across the sensors. A typical configuration for the aspirating psychrometer is shown in Figure C2.
Figure C2. Aspirating Psychrometer
C6 Test Setup Description. Air wet-bulb and/or dry-bulb temperature shall be measured at multiple locations entering
the condenser, based on the airflow nominal face area at the point of measurement. Multiple temperature measurements shall
be used to determine acceptable air distribution and the mean air temperature.
The use of air sampling trees as a measuring station reduces the time required to setup a test and allows an additional or third
party sensor(s) for redundant dry-bulb and wet-bulb temperatures. Only the dry-bulb sensors need to be used for air-cooled
condensers, but wet-bulb temperature shall be used with evaporatively cooled and heat pump unitary products running in the
heating mode.
The nominal face area of the airflow shall be divided into a number of equal area sampling rectangles with aspect ratios no
greater than 2 to 1. Each rectangular area shall have one air sampler tree.
Note: The nominal face area may extend beyond the condenser coil depending on coil configuration and orientation, and must
include all regions through which air enters the unit.
29
L L L
2L
2L
3L
3L
W Legend
L
0.8L W L
Condenser Air Inlet

Nominal Face Area
4L
Equal Area Rectangles
L
Air Sampler Tree
5L
L H 0.8L H L
6L
7L = Loverall
A B C D
0.6 Loverall (A+B+C+D+...) Loverall
Figure C3. Determination of Measurement Rectangles

and Required Number of Air Sampler Trees
30
Aspirating sampling tree shall be spaced 6 to 12

inches from inlet to the unit
Figure C4. Typical Test Setup Configurations
A minimum of one aspirating psychrometer per side of a unitary product shall be used. For units with three (3) sides, two (2)
sampling aspirating psychrometers can be used but shall require a separate air sampler tree for the third side. For units that have
air entering the sides and the bottom of the unit, additional air sampling trees shall be used.
A minimum total of two (2) air sampler trees shall be used in any case, in order to assess air temperature uniformity.
The air sampler trees shall be located at the geometric center of each rectangle; either horizontal or vertical orientation of the
branches is acceptable. The sampling trees shall cover at least 80% of the height and 60% of the width of the air entrance to the
unit (for long horizontal coils), or shall cover at least 80% of the width and 60% of the height of the air entrance (for tall vertical
coils). The sampling trees shall not extend beyond the face of the air entrance area. The sample trees shall be located 6 to 12
inches from the enter face of the unit. It is acceptable to block all branch inlet holes that extend beyond the face of the unit.
Refer to Figure C3 for examples of how an increasing number of air sampler trees are required for longer condenser coils.
A maximum of four (4) sampling trees shall be connected to each aspirating psychrometer. The sampling trees shall be connected
to the aspirating psychrometer using flexible tubing that is insulated and routed to prevent heat transfer to the air stream. In order
to proportionately divide the flow stream for multiple sampling trees for a given aspirating psychrometer, the flexible tubing
shall be of equal lengths for each sampling tree. Refer to Figure C4 for some typical examples of air sampler tree and aspirating
psychrometer setups.
31
APPENDIX D. ATMOSPHERIC PRESSURE CORRECTION

NORMATIVE
D1 Purpose. The purpose of this appendix is to prescribe a method for adjusting measured test data and resulting capacity
and efficiency to the standard air atmospheric pressure of 14.696 psia (29.92 in Hg). All test data shall be corrected using this
procedure to account for the corrected local atmospheric pressure to the standard air atmospheric pressure.
D2 Atmospheric Pressure Correction Background. The following provides informative background for the impact and
correction for changes in atmospheric pressure.
In order to ensure that performance can be uniformly compared from one unit to another and from one manufacturer to another,
performance testing for products shall be corrected for air density variations resulting from atmospheric pressure changes which
result from weather conditions and altitude.
For capacity measurements the test procedures defined in ASHRAE Standard 37 require the measured indoor airflow to be
corrected to standard air density of 0.075 lb/ft3, which approximates dry air at 70F and an atmospheric pressure of 14.696 psia
(29.92 in Hg). This is done so that standard air psychometric properties can be used to calculate capacity and be equivalent to
the capacity that would be determined if non-standard air properties and measured airflow were used such that no correction
needs to be made to the measured capacity. The correction is done by using the air temperature dry-bulb and wet-bulb
temperature obtained at the location of air flow measurement along with the actual atmospheric pressure to determine the actual
air density at test conditions which is then used to correct the measure airflow to standard airflow. Typically the flow is measured
on the leaving airside of the equipment using a code tester as required by ASHRAE 37. Therefore the temperatures leaving the
unit are used.
The ASHRAE Standard 37 airflow correction does not factor in the impact on the indoor fan power which will also change as
the fan is run faster for lower atmospheric pressure and air density and slower for higher atmospheric pressures and air density.
It also does not take into account the impact on air cooled condenser airflow and the impact on condenser performance which
then impacts the condenser fan power and compressor power due to decreases or increases in condenser heat transfer
performance. Therefore additional corrections need to be made for the indoor fan power on all unit tests and for the compressor
and condenser fan power and unit capacity for air cooled and evaporatively cooled units.
Correction for the indoor fan power can be calculated using standard fan laws which can be used to adjust the indoor fan power
as a function of the ratio of the measured air density to the standard air density raised to the second power as shown in Equation
D1. The fan laws would indicate that it should be varied to the cube of the density, but because the correction for airflow is also
being made the correction is modified to be a function of the square of the density.
2
= ( ) D1

Where;
P IF corrt = Indoor fan motor power corrected to a standard pressure of 14.696 psia3 in watts
P IF test = Indoor fan motor power measured during the test at test air density in watts
test = Test air density at the air measurement station, dry bulb and wet bulb temperature at atmospheric
pressure (lb/ft3)
std = The density of air at the air measurement station, dry bulb and wet bulb temperature at a standard
barometric pressure, 14.696 psia (lb/ft3)
Correcting for the outdoor coil fan impact due to atmospheric pressure is complicated. As the atmospheric pressure changes so
does the density of the air. The change in density will impact the airflow and the power of the outdoor coil fans in a direct
relationship to the density change. This can be calculated using the fan laws, but as the airflow changes, the performance of the
condenser in cooling and the outdoor coil in heat pumps will change. This will impact the capacity and power of the refrigeration
system. The outdoor coil performance depends on the amount of coil surface and face velocity as well as the coil design
attributes. Units can have face velocities that range from 150 fpm to 600 fpm and this will result in larger and smaller coil face
areas, number of rows, and fin densities for the same performance.
32
The impact of atmospheric pressure and air density will have different effects depending on the combination of face velocity
and coil design. Therefore, a direct correction methodology cannot be easily derived using a physics based fundamental modeling
approach. The only option currently being used is an empirical correlation based on measured test results and applying a
correction factor. Some standards have developed empirical correlations to approximate a correction for their products but for
this standard the approach chosen has been to not use an empirical correlation and instead limit the atmospheric pressure to
greater than 13.7 psia which will limit the error in measurement relative to sea level to less than 1% assuming that the indoor
fan power correction is applied. This should not be a problem with the current laboratories being used by manufacturers and the
verification labs as they are all below 1,200 ft altitude and the limit of 13.7 psia should not be an issue unless there was a very
low pressure atmospheric condition.
D3 Correction Procedure. To correction for atmospheric pressure and the resulting change in air Equation D2 shall be
used to determine the corrected fan power.
2
= ( ) D2

Where:
PIF corr = Indoor fan motor power corrected to standard pressure, of 14.696 psi in watts
PIF test = Indoor fan motor power measured during the test at test air density in watts
test = Test air density at the air measurement station, dry bulb and wet bulb temperature at atmospheric pressure in
lb/ft3
std = The density of air at the air measurement station, dry bulb and wet bulb temperature at a standard barometric
pressure, 14.696 psia (lb/ft3)
Once the fan power is corrected it shall then be used to determine the impact on capacity and efficiency.
As defined in the definitions capacity is actually the Cooling Capacity of the unit and includes the impact of the fan
power on the Cooling Capacity.
For a Cooling Capacity test the tested capacity (net capacity) shall be corrected using the Equation D3.
= + ( ) 3.412 D3
For a heating test the tested capacity (net capacity) shall be corrected using Equation D4.
= + ( ) 3.412 D4
Where:
Qcorr = Atmospheric corrected capacity

QTest = Test capacity at the tested atmospheric pressure. Note pressure must be greater than 13.7 psia
Once the indoor fan power and the capacity are corrected Equation 4 shall then be used to calculate the EER for a
cooling test.

=
[ ( + )] + +
D4. Example Cooling Test Full Load EER Calculation.
Indoor Measured CFM = 3,354 scfm

Indoor Fan Power =1,055 watt
Compressor Power = 10,230 watts
Outdoor Fan Power = 678 watts
Control Power = 100 watts
33
Indoor Leaving air dry-bulb temperature = 55.00F

Indoor Leaving air wet-bulb temperature = 54.00F
Measured Atmospheric Pressure = 13.999 psia
Tested air density = 0.0730 lb/ft3 (at 55.00F DB, 54.00F WB and 13.999 psia pressure)
Air Density at Standard Pressure = 0.0767 lb/ft3 (at 55.00F DB, 54.00F WB and 14.696 psia pressure)
Measured Capacity (net) = 134,367 Btu/h
Measured EER = 11.14 Btu/h w
2 0.0730 2
= ( ) = 1055 ( ) = 955.67
0.0767
Corrected Fan Power = 955.67 W
= 134,367 + (1,055 955.67) 3.412 = 134,706 /

=
[ ( + )] + +
1.0134,706
= = 11.26 Btu/Wh
1.0[1.0(10,230+678)]+955.67+100
Similar to cooling, once the capacity and indoor fan power are calculated the heating COP H shall be calculated
D5. Example Heating Test at Full Load.
Indoor Measured scfm = 3,254 scfm(Standard Air)

Indoor Fan Power = 1,033 W
Compressor Power = 10,550 W
Outdoor Fan Power = 680 W
Control Power = 100 W
Indoor Leaving air dry-bulb temperature = 118.00F
Indoor Leaving air wet-bulb temperature = 77.69F
Measured Atmospheric Pressure = 13.999 psia
Tested air density = 0.0650 lb/ft3 (at 118.00F DB, 77.69F WB and 13.999 psia pressure)
Air Density at Standard Pressure = 0.0682 lb/ft3 (at 118.00F DB, 77.69F WB and 14.696 psia pressure)
Measured Capacity (net) = 140,506 Btu/h
COPH Test =3.33 W/W
2 0.0650 2
= ( ) = 1,033 ( ) = 938.33
0.0682
Corrected Fan Power = 938.33 W
= 140,506 + (938.33 1,033) 3.412 = 140,183 /

=
( + + + ) 3.412
140,182
= (10,550+680+938.33+100)3.412
= 3.35 W/W
34
APPENDIX E. UNIT CONFIGURATION FOR STANDARD

EFFICIENCY DETERMINATION - INFORMATIVE
E1 Purpose. The purpose of this appendix is to prescribe the requirements for the configuration of a unit that is used for
determining the Cooling and Heating Capacity at Standard Rating Conditions and efficiency metrics at Standard Rating
Conditions. This will allow for a uniform approach to determine minimum and other Standard Rating metrics. This appendix is
provided for the convenience of users. For official requirements, refer to CFR 431.
E2 Background. The Standard Ratings are intended to be ratings that define the performance of a Basic Model at a defined
set of Rating Conditions. The ratings include the following at Standard Rating Conditions:
E2.1 Standard cooling capacity

E2.2 Standard EER
E2.3 IEER
E2.4 High temperature heating capacity
E2.5 High temperature COPH
E2.6 Low temperature heating capacity
E2.7 Low temperature COPH
Commercial Unitary products can be complex pieces of equipment that are adapted to operate in a building HVAC system and
often for non-standard Rating Conditions and applications. This can include capabilities for higher external statics due to the
ductwork design in the building, enhanced dehumidification capabilities due to local weather conditions and other system related
features. They can also include system features for overall annual efficiency improvement like economizers, energy recovery,
evaporative cooling, ventilation air requirements, and enhanced IAQ features and filtration.
Many of these features are addressed in building efficiency standards where they compensate for features such as economizers,
energy recovery, fan power, and indoor air quality (IAQ) features.
E3 Configuration Requirements.
E3.1 Indoor Airside Motor and Drive Configuration. Units may have fans and drives that can be configured for non-
Standard Rating airflows and non-Standard Rating static pressures. Standard Ratings shall be determined and tested
with the standard indoor fan assembly, for the rating cfm and static as defined in Table 4 if the following is true.
i. The standard indoor fan assembly is distributed for commerce, and
ii. The non-standard motors have the same relative efficiency as the standard motor.
For example, if the above motor selected for Table 4 conditions is 2% more efficient than the appropriate NEMA
minimum efficiency, and all optional motors are at least 2% more efficient than their appropriate NEMA minimum
efficiency, then the Standard Ratings shall be determined and tested with the Table 4 condition motor. Sheave
adjustment or other speed adjustment shall be made to obtain the required static pressure at the rated full load Airflow
with the tolerances as defined in Table 4. For Standard Ratings the unit shall be configured with the lowest NEMA
efficiency class being offered for that model or model group.
E3.2 IAQ Features and Filtration.
E3.2.1 Standard Ratings shall be determined and tested with manufacturer standard, lowest level of air
filtration. For units with no filters, static pressure allowance of 0.08 in H2O shall be added to the minimum
static pressure shown in Table 5. If higher filtration is offered then the unit shall be tested without filters, at
an additional 0.08 in H2O external static pressure.
E3.2.2 UV Lights. A lighting fixture and lamp mounted so that it shines light on the indoor coil, that emits
ultraviolet light to inhibit growth of organisms on the indoor coil surfaces, the condensate drip pan, and/other
locations within the equipment. Standard Ratings shall be determined and tested with UV Lights turned off
unless the UV Lights are standard for a model and the model is not offered without UV Lights.
E3.3 System Features Excluded from Testing. Commercial equipment can have many features that enhance the
operation of the unit on an annualized basis. Standards like ASHRAE Standard 90.1 include performance allowances
and prescriptive requirements for many of these features. Standard Ratings shall be determined and tested without the
35
following features if the manufacturer distributes in commerce an otherwise identical unit that does not have that
feature.
E3.3.1 Economizers. An automatic system that enables a cooling system to supply and use outdoor air to
reduce or eliminate the need for mechanical cooling during mild or cold weather. They provide significant
energy efficiency improvements on an annualized basis, but are also a function of regional ambient conditions
and are not considered in the EER or IEER metric.
E3.3.2 Ventilation Energy Recovery. An assembly that pre-conditions outdoor air entering equipment through
direct or indirect thermal and/or moisture exchange with the units exhaust air and provides significant
annualized energy efficiency improvements depending on the regional ambient and building operating load
conditions. They are not considered in the EER and IEER metric and energy recovery is addressed separately
by the AHRI Guideline V (I-P).
E3.3.2.1 Process Heat recovery / Reclaim Coils / Thermal Storage. A heat exchanger located inside
the unit that conditions the equipments supply air using energy transferred from an external source
using a vapor, gas, or liquid and provide significant annualized energy efficiency improvements
depending on the regional ambient and building operating load conditions. They are not considered
in the EER and IEER metric.
E3.3.3 Indirect/Direct Evaporative Cooling of Ventilation Air. Water is used indirectly or directly to cool
ventilation air. In dry climates, the water is evaporated to pre-cool the ventilation air. In a direct system the
water is introduced directly into the ventilation air and in an indirect system the water is evaporated in
secondary air stream and the heat is removed through a heat exchanger. This feature has limited applicability
at the Standard Rating Conditions and is intended for dry climates where significant performance
improvements are obtained
E3.3.4 Evaporative Pre-cooling of Condenser Intake Air. Water is evaporated into the air entering the air
cooled condenser to lower the dry-bulb temperature and thereby increase efficiency of the refrigeration cycle.
This feature has limited applicability at the Standard Rating Conditions and is intended for dry climates.
E3.3.5 Desiccant Dehumidification Components. An assembly that reduces the moisture content of the Supply
Air through moisture transfer with solid or liquid desiccants.
E3.3.6 Steam/Hydronic Heat Coils. Coils used instead of electric coils to provide primary or supplemental
heating.
E3.3.7 Hot Gas Reheat Coils. A heat exchanger located downstream of the indoor coil that heats the Supply
Air during cooling operation using high pressure refrigerant in order to increase the ratio of moisture removal
to Cooling Capacity provided by the equipment.
E3.3.8 Powered Exhaust/Powered Return Air Fans. A Powered Exhaust Fan is a fan that transfers directly to
the outside a portion of the building air that is returning to the unit, rather than allowing it to recirculate to the
indoor coil and back to the building. A Powered Return Fan is a fan that draws building air into the equipment.
E3.3.9 Customer System Features.
E3.3.9.1 Coated Coils. An indoor coil or outdoor coil whose entire surface, including the entire
surface of both fins and tubes, is covered with a thin continuous non-porous coating to reduce
corrosion. Corrosion durability of these coil coatings shall be confirmed through testing per
ANSI/ASTM B117 or the ANSI/ASTM G85 salt spray test to a minimum of 500 hours or more.
E3.3.9.2 Power Correction Capacitors. A capacitor that increases the power factor measured at the
line connection to the equipment. These devices are a requirement of the power distribution system
supplying the unit.
E3.3.9.3 Hail Guards. A grille or similar structure mounted to the outside of the unit covering the
outdoor coil to protect the coil from hail, flying debris and damage from large objects.
36
E3.3.9.4 Indoor Fan VFD (Constant Volume Units). A device connected electrically between the
equipments power supply connection and the indoor fan motor that can vary the frequency of power
supplied to the motor in order to allow variation of the motors rotational speed for convenience of
quickly setting up the constant air flow
E3.3.9.5 Compressor VFD. A device connected electrically between the equipments power supply
connection and the compressor that can vary the frequency of power supplied to the compressor in
order to allow variation of the compressors rotational speed for capacity control.
E3.3.9.6 Ducted Condenser Fans. A condenser fan/motor assembly designed for optional external
ducting of condenser air that provides greater pressure rise and has a higher rated motor horsepower
than the condenser fan provided as a standard component with the equipment.
E3.3.9.7 Sound Traps/Sound Attenuators. An assembly of structures through which the Supply Air
passes before leaving the equipment or through which the return air from the building passes
immediately after entering the equipment for which the sound insertion loss is at least 6 dB for the
125 Hz octave band frequency range.
E3.3.9.8 Fire/Smoke/Isolation Dampers. A damper assembly including means to open and close the
damper mounted at the supply or return duct opening of the equipment. Such a damper may be rated
by an appropriate test laboratory according to the appropriate safety standard, such as UL 555 or
UL555S.
E3.3.9.9 Hot Gas Bypass. A method for adjusting Cooling Capacity that diverts a portion of the high
pressure, hot gas refrigerant from the outdoor coil and delivers it to the low pressure portion of the
refrigerant system.
E3.4 Dampers. Standard Ratings shall be determined and tested without dampers. If the sample has outdoor air or
exhaust air dampers while testing, they shall be fully sealed to prevent operation.
E3.4.1 Barometric Relief Dampers. An assembly with dampers and means to automatically set the damper
position in a closed position and one or more open positions to allow venting directly to the outside a portion
of the building air that is returning to the unit, rather than allowing it to recirculate to the indoor coil and back
to the building. For the Standard Ratings, Barometric Relief Dampers shall be fully sealed.
E3.4.2 Fresh Air Dampers. An assembly with dampers and means to set the damper position in a closed and
one open position to allow air to be drawn into the equipment when the indoor fan is operating. For the
Standard Ratings, fresh air dampers shall be fully sealed.
E3.5 Engineered To Order Options. Manufacturers may sell options not listed in their catalogs, selection software
or other marketing literature and these options may impact the performance ratings listed in E2. If an engineered-to-
order option is only sold once in a 2 year period on a given Basic Model then it remains an engineered-to-order option
for that Basic Model. Standard Ratings are determined and tested without engineered to order options.
On the other hand, if this engineered to order option is sold more than once in 2 year period on a given Basic Model,
then it no longer qualifies as an engineered-to-order option for that Basic Model, and the option must be considered
when rating or testing the model unless it is excluded in Sections E3.3, E3.4 or E3.5.
37
APPENDIX F. METHOD OF TESTING UNITARY AIR

CONDITIONING PRODUCTS - NORMATIVE
F1 Purpose. The purpose of this appendix is to prescribe the test procedures used for testing Commercial and Industrial
Unitary Air Conditioning Products. In general, the testing of AHRI Standard 340/360 products shall comply with ASHRAE
Standard 37 with the following additional requirements.
F2 Atmospheric Pressure Corrections. The test derived capacity and efficiency shall be corrected to a standard atmospheric
pressure of 14.696 psia (29.92 in Hg) using the procedure defined in Appendix D.
F3 Condenser Air Temperature Measurement. The condenser air temperature for air cooled products and evaporatively
cooled products shall be measured using the procedures defined in Appendix C.
F4 Tolerance on External Static Pressure. For Full Load Cooling Capacity and EER, testing shall be conducted at the
rated indoor airflow and the required external static pressure per Table 4 with a static pressure tolerance of -0.0 in H2O to +0.05
in H2O.
F5 Tolerance on Airflow. The tolerance on airflow shall be 3% of the rated airflow. The speed of the fan motor shall be
adjusted or alternate drives shall be supplied in order to bring the airflow and static within tolerance of the rated airflow.
Note. See Section 6.1.3.7 for part load airflow requirements and section 6.1.3.3.5 for combined cooling and heating units.
F6 Water Cooled Product Heat Balance. For water cooled products a heat balance (HB) shall be calculated using the
following procedures. The maximum acceptable HB is 4%.
F6.1 Calculation of Heat Balance additional test Measurements. For units with a water cooled condenser additional
measurements shall be taken to measure the condenser flow and entering and leaving water temperatures.
The net heating rejection of the condenser shall be calculated using the Equation F1;

= ( ) ( ) F1

Where:
cp = Specific heat of water, Btu/lb

mw = Condenser water massflow rate, lb/hr
qcd = Condenser net heat rejection in Btu/h
te = Condenser entering water temperature, F
tl = Condenser leaving water temperature, F
The gross heat rejection of the condenser shall be calculated using Equation F2;
3
= ( ) F2

Where:
K3 = 0.18505 = 144 in2 / ft2Btu / 778.17, ftlbf

= Water density determined at the average of the entering and leaving water temperatures, lbm/ft
p = Water-side pressure drop for the heat exchanger, psid

= Condenser gross heat rejection, Btu/h
For these calculations the following correlations shall be used for the water properties.
Water Density:

= (7.4704 1010 4 ) + (5.2643 107 3 ) (1.8846 104 ) + 62.227 ( 3 ) F3

38
Water Specific Heat:
= (4.0739 1013 5 ) + (3.1031 1010 4 ) (9.2501 108 3 ) + (1.4071 105 2 )

(1.0677 103 ) + 1.0295 ( ) F4

Where:
t = Average water temperature, F, (tl+te)/2
The HB shall then be calculated using Equation F5. The HB shall be within 4%.
+
( 3,412.14)
= + 100% F5
( 3,412.14)
Where:
HB = Heat balance
= Condenser heat rejection, Btu/h
ev = Cooling Gross Capacity (Capacity(Net) -PIF 3,412.14), Btu/hr
Winput =Compressor power input, W
F7 Head Pressure Control. For units that have head pressure control to insure proper flow of refrigerant through the
expansion valve during low condenser temperature conditions, the head pressure controls shall be enabled and operate in
automatic control mode. The setting should be set at the factory settings or as defined in the installation instruction.
If during part load testing for IEER if the head pressure control is engaged by the control logic then it shall be allowed to control
the operation of the unit. If the unit can be run and stable conditions are obtained as required by ASHRAE Standard 37 test
procedures then a standard test as defined by ASHRAE Standard 37 shall be run. If the head pressure control results in cycling
of the condenser fans and unstable conditions, as defined by ASHRAE Standard 37, then the following modified test procedure
defined in F7.1 shall be used.
F7.1 Head Pressure Control Time Average Test Procedure. A series of two 1 hour tests shall be run. Prior to the first
hour test the condenser operating condition as defined by Table 6 shall be approached from at least a 10F higher
temperature until the temperature is within tolerances as defined by ASHRAE Standard 37, Table 2b. When on
conditions, the first one hour test shall be started and a test shall be recorded every 5 minutes for 1 hour resulting in 12
test measurements of the unit capacity and efficiency. During the 1 hour time average, test the requirements of ASHRAE
Standard 37, Table 2b for heat with defrost as defined for the heat portion.
Following the first 1 hour test completion, the condenser condition shall be reduced at least 5F below the desired
temperature. It shall then be gradually increased until the temperature is within tolerance as defined by ASHRAE
Standard 37, Table 2b. When on conditions, the first one hour test shall be started and a test shall be recorded every 5
minutes for 1 hour resulting in 12 test measurements of the unit capacity and efficiency. During the 1 hour time average
test the requirements of ASHRAE Standard 37, Table 2b for heat with defrost as defined for the heat portion.
The tests results for both 1 hour test series shall then be averaged to determine the rated performance for the rating point
capacity and efficiency that is then used for the IEER calculation.
39
APPENDIX G. EXAMPLES OF IEER CALCULATIONS -

INFORMATIVE
G1 Example Calculations. This appendix contains informative examples that help explain the procedures for calculating
the IEER as defined in Section 6.2. It is not intended to replace the prescriptive requirements in Section 6.2 and is intended to
help in the application of the IEER to various products covered by this standard. The examples are grouped by the capacity
control methods as defined in Sections 6.2.4, 6.2.5, and 6.2.6.
Table G1. Table of Contents of Examples

Section Description Example No. Page No.
G2 Fixed Capacity Control Examples. 42
Example 1. Fixed Capacity Control Air-cooled Unit with Fixed
G2.1 1 42
Speed Indoor Fan IEER Example Calculations.
Example 2. Fixed Capacity Control Water Cooled Unit with Fixed
G2.2 2 44
Speed Indoor Fan IEER Example Calculations.
Example 3. Fixed Capacity Control Evaporatively Cooled Unit with
G2.3 3 46
Fixed Speed Indoor Fan IEER Example Calculations.
G3 Staged Capacity Controlled Unit Example Calculations. 48
Example 4. 4 Stage Air Cooled Multizone VAV Unit with a Variable
G3.1 4 48
Speed Indoor Fan IEER Example Calculation.
Example 5. 2 Stage Air Cooled Unit with a Fixed Speed Indoor Fan
G3.2 5 51
Example Calculations IEER Example Calculation.
Example 6. 2 Stage Air Cooled Packaged Unit with a 2 Speed
G3.3 Indoor Fan Controlled by the Thermostat IEER Example 6 53
Calculation.
Example 7. 3 Stage Water Cooled Unit with a 2 Speed Indoor Fan
G3.4 7 55
Controlled by the Thermostat IEER Example Calculation.
G4 Proportional Capacity Control Unit Example Calculations. 57
Example 8. Air Cooled Unit with a Single Variable Speed
G4.1 Compressor and a Fixed Speed Indoor Fan IEER Example 8 54
Calculations.
Example 9. Air Cooled Unit with a Single Variable Speed
G4.2 9 59
Compressor and a Variable Speed Fan IEER Example Calculations.
Example 10. Air Cooled Unit with Two Compressor with One Being
G4.3 Fixed Speed and the Other Being Variable Speed Compressor and a 10 61
Variable Speed Indoor Fan IEER Example Calculations.
G2 Fixed Capacity Control Examples. In this section you will find example IEER calculations for fixed capacity control
units (single stage) as defined in Section 6.2.4.
Note that per Section 3.8 a Fixed Capacity Controlled Unit is defined as a Product limited by the controls to a single stage of
refrigeration capacity.
G2.1 Example 1. Fixed Capacity Control Air-cooled Unit with Fixed Speed Indoor Fan IEER Example Calculations.
The unit is an air cooled Packaged Air Conditioners with a single compressor without any capacity control and with a
fixed speed indoor fan. The capacity is controlled by a single stage room thermostat. The unit has the following rated
performance metrics.
Rated Capacity = 91,000 Btu/h

Rated Standard Airflow = 2,600 scfm
Rated EER = 11.2 Btu/W h
Rated IEER = 11.0 Btu/W h
Shown below are the test data and the corrections for atmospheric pressure as defined in the procedures in Section 6.2.4
40
step 1 and 2. During the tests the atmospheric pressure was measured at 14.50 psia and was constant for all tests. Note
the pressure could vary between tests and it should be measured for each test.
Table G2A Example 1. Test Resuts with Adjustment for Atmospheric Pressure
14.696
Test Test Test
Actual Test Test psia Cmpr Cond Indoor Control Indoor Net
Test Req Leaving Leaving Leaving EER EER
Test Stage % Net CFM Leaving (PC) (PCD ) (PIF) (PCT) (PIF) Cap
OAT OAT Air Air Air (Test) (Corr)
Load Cap (Std Air) Air (Test) (Test) (Test) (Test) (Corr) (Corr)
DB WB Density
Density
Btu/h Btu/h
F F % Btu/h CFM F F lbm/ft 3 lbm/ft 3 W W W W
W
W Btu/h
W
1 1 95.1 95.0 100.0 92,293 2,610 56.50 55.82 0.0754 0.0764 6,723 518 831 50 11.36 809 92,369 11.40
2 1 81.7 81.5 103.5 95,523 2,610 56.20 55.52 0.0755 0.0765 6,309 518 831 50 12.39 810 95,595 12.44
3 1 67.6 68.0 103.9 95,943 2,610 56.00 55.32 0.0756 0.0765 5,874 518 831 50 13.19 811 96,011 13.24
4 1 65.3 65.0 107.2 98,927 2,610 55.60 54.93 0.0756 0.0766 5,803 518 831 50 13.74 810 99,000 13.79
Because the unit only has a single stage of capacity control, the rating EER values for this 75%, 50%, and 25% rating
points require only 3 tests to be run at the rated ambient temperatures of 81.5F (75% load), 68.0F (50% load), and
65F (25% load) as defined in Table 6 which must then be corrected for atmospheric pressure using the degradation
calculations as defined in Section 6.2. Note that for this example all tests are acceptable as the test outdoor air
temperatures are within 0.5F of the required condenser entering air temperature as defined in ASHRAE Standard 37
Test Tolerance table 2b for an air cooled unit. If the temperature variation is greater than the allowable tolerance then
the test must be repeated.
Step 2 of the procedure requires the test data for the indoor fan power and capacity be adjusted for atmospheric pressure
as defined in Appendix D. For example, looking at test 1, the following are the details of the calculations for
atmospheric pressure correction. The density of the unit leaving air temperature is 0.754 lb m/ft3 based on the air
temperature conditions entering the indoor fan of 56.50F dry-bulb, 55.82F wet-bulb and 14.50 psia atmospheric
pressure.
First the corrected indoor fan power is calculated using Equation D1.
2 0.0754 2
= ( ) = 831 ( ) = 809
0.0764
Then the corrected net Cooling Capacity (Qcorr) is determined using Equation D2
= + ( ) 3.412 = 92,293 + (831 809) 3.412 = 92,369 /
Once the corrected fan power and corrected net capacity are determined a corrected EER can be calculated using
Equation 4 as shown below.
92,369
= = = 11.40 Btu/W h
+ + + 6,723 + 518 + 809 + 50
Similar calculations are also required for the test point 2, 3, and 4 to develop the atmospheric pressure corrected rating
data.
Once the test points have been corrected for atmospheric pressure then the calculations as outlined in step 3 of the
Section 6.2.4.3 procedure can be performed using the atmospheric pressure corrected test results. Shown in table G2B
are the calculations for the 4 EER rating points used to calculate the IEER.
41
Table G2B Example 1. IEER Rating Points and Degradation Calculations

Actual Net Cmpr Cond Indoor Control
Rating Test Req EER Rating
% Cap (PC) (PCD ) (PIF) (PCT) LF CD
Point OAT OAT (Corr) EER
Load (Corr) (Test) (Test) (Corr) (Test)
F F % Btu/h W W W W Btu/W
A 95.1 95.0 100.0 92,369 6,723 518 809 50 11.40
100.0 no degradation required 1.000 1.000 11.40
B 81.7 81.5 103.5 95,595 6,309 518 810 50 12.44
Required Load 75.0 degradation required 0.725 1.036 11.58
C 67.6 68.0 103.9 96,011 5,874 518 811 50 13.24
D 65.3 65.0 107.2 99,000 5,803 518 810 50 13.79
For rating point A which is the 100% rating point the test 1 can be used directly. Because this unit only has a single
stage of capacity all the B, C, and D rating point data require the use of degradation. Looking at corrected rating point
B which is based on test 2, you can see that the unit was supposed to be run at the 81.5F ambient condition as required
by table 5 for a 75% B rating point. The actual measured ambient temperature was 81.7F and is within the required
tolerance of 0.5F as defined ASHRAE Standard 37 Table 2b. The actual corrected capacity Percent Load is 103.5%
so a degradation calculation must be performed to determine the EER rating for the 75% load point because the capacity
is greater than the 3% tolerance required by Section 6.2.
The degradation factor calculations are performed using the requirements of Section 6.2.3.
First the load factor (LF) is calculated using Equation 6.
( 100) (75100) 92,369

= = = 0.725
95,595
What this means is that at a 75% load, the compressor will be on for 72.5% of the time and off for 27.5% of the time.
The degradation coefficient is then calculated using Equation 5.
= (0.13 ) + 1.13 = (0.13 0.725) + 1.13 = 1.036
What this means is the EER will degrade 3.6% due to the cycling of the compressor over a steady state on all the time
performance.
Once the degradation factor is calculated the rating point EER is calculated using Equation 4 for the rating point B.
0.725 95,595
= = = 11.39 Btu/W h
[ ( )]
+ + + 0.725 [1.036 (6,309 + 518)] + 810 + 50
Similar degradation corrections are also made for the 50% and 25% load points.
The last procedural step 4 is to calculate the IEER using Equation 3.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.40) + (0.617 11.58) + (0.238 11.15) + (0.125 9.31) = 11.02 Btu/W h
G2.2 Example 2. Fixed Capacity Control Water Cooled Unit with Fixed Speed Indoor Fan IEER Example Calculations.
That the unit is a water cooled Packaged Air Conditioners with a single compressor with no capacity control, and with
a fixed speed indoor fan with the following metrics.

Rated EER = 12.1 Btu/Wh
42
Rated IEER = 11.2 Btu/Wh
Shown below are the test data and the corrections for atmospheric pressure. During all the tests the atmospheric pressure
was measured at 15.200 psia and was constant.
Figure G3A Example 2. Test Resuts with Adjustment for Atmospheric Pressure
14.696
Test Test Test
Actual Test Test psia Cmpr Tower Indoor Control Indoor Net
EWT EWT Air Air Air (Test) (Corr)
Load Cap (Std Air) Air (Test) (Allow) (Test) (Test) (Corr) (Corr)
DB WB Density
Density
F F % Btu/h CFM F F lbm/ft 3 lbm/ft 3 W W W W Btu/h W W Btu/hr Btu/W

4 1 85.1 85.0 100.0 74,770 2,150 56.30 55.62 0.0791 0.07648 4,700 746 694 50 12.08 742 74,605 11.96
3 1 73.3 73.5 103.5 77,387 2,150 56.00 55.34 0.0792 0.076528 4,433 746 694 50 13.07 743 77,219 12.93
2 1 62.4 62.0 103.6 77,472 2,150 55.82 55.14 0.0792 0.076558 4,186 746 694 50 13.65 743 77,306 13.50
1 1 54.7 55.0 105.3 78,738 2,150 55.60 54.94 0.0792 0.076594 4,012 746 694 50 14.31 742 78,574 14.16
Because the unit only has a single stage of capacity the rating EER values for 75%, 50%, and 25% will require 3 tests
to be run at the rating condenser entering water temperature 73.5F (75% load), 62.0 F (50% load), and 55.0F (25%
load) as defined in Table 6 and then must be corrected using the degradation calculations as defined in Section 6.2.
Because this is a water cooled unit and the corrected capacity is 74,605 Btu/h, and as required by Section 6.1, if the
capacity is greater than or equal to 65,000, but below 135,000 Btu/h then the rating must include an allowance for
cooling tower fan motor and circulating water pump motor power inputs allowance of 10.0 W per 1000 Btu/h Cooling
Capacity.
74,605
= 10.0 = 10.0 = 746
1000 1000
The second step in the 6.2.4 is to adjust the indoor fan power and capacity for atmospheric pressure as defined in
Appendix D. For example, looking at test 1, the following are the details for the calculations for atmospheric pressure
correction. The density of the leaving air temperature is 0.791 lb m/ft3 based on the air temperature conditions entering
the indoor fan of 56.30F dry-bulb, 55.62F wet-bulb and 15.20 psia atmospheric pressure.
2 0.0791 2
= ( ) = 694 ( ) = 742
0.0765
Then the corrected net Cooling Capacity is determined using Equation D2.
= 74,770 + (694 742) 3.412 = 74,605 /
Once the corrected fan power and corrected Cooling Capacity are determined a corrected EER can be calculated using
74,605
= = = 11.96 Btu/W h
+ + + 4,700 + 746 + 742 + 50
Similar atmospheric calculations are also required for the test point 2, 3, and 4
Once the test points have been corrected for atmospheric pressure the EER rating points can be used for calculation of
the IEER as required by step 4 of the 6.2.4 procedure. The calculations are summarized in the follow table.
43
Figure G3B Example 2. Degradation Calculations

Actual Net Cmpr Tower Indoor Control
Test Req EER Rating
Test % Cap (PC) (PCD ) (PIF) (PCT) LF CD
EWT EWT (Corr) EER
Load (Corr) (Test) (Allow) (Corr) (Test)
Btu/h
F F % Btu/h W W W W Btu/h W
W
A 85.1 85.0 100.0 74,605 4,700 746 742 50 11.96
Required Load 100.0 no degradation required 1.0000 1.000 11.96
B 73.3 73.5 103.5 77,219 4,433 746 743 50 12.93
C 62.4 62.0 103.6 77,306 4,186 746 743 50 13.50
D 54.7 55.0 105.3 78,574 4012 746 742 50 14.16
B which is based on test 2, you can see that the unit was targeted to be run at the 73.5F condenser entering water
required by Table 6 for a 75% rating point. The actual measure condenser entering water temperature was 73.3F and
is within the allowable tolerance of 0.2F as defined in ASHRAE Standard 37 Table 2b. The actual capacity Percent
Load is 103.5% which is greater than the required 75% load even with the allowable 3% tolerance so a degradation
calculation must be performed to determine the EER rating for the 75% load point.
The degradation factor calculations then performed using Section 6.2.3.
The degradation factor calculations for point B are shown below.
( 100) (75100) 74,605

= = = 0.7246
77,2219
What this means is that at a 75% loading the compressor will be on 72.46% of the time and of 27.54% of the time.
The degradation coefficient is calculated using Equation 5.
= (0.13 ) + 1.13 = (0.13 0.7246) + 1.13 = 1.036
Once the degradation factor is calculated the rating point EER can be calculated.

=
[ ( + )] + +
0.7246 77,219
= = 11.95 Btu/W h
0.7246 [1.036 (4,433 + 744)] + 743 + 50
The last step 4 is to calculate the IEER using Equation 3.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.96) + (0.617 11.95) + (0.238 11.19) + (0.125 9.17) = 11.43 Btu/W h
G2.3 Example 3. Fixed Capacity Control Evaporatively Cooled Unit with Fixed Speed Indoor Fan IEER Example
Calculations.
The unit is an evaporatively cooled Package Air-Conditioners with a single compressor with no capacity control, and
with a fixed speed indoor fan with the following metrics.

44

Rated EER = 12.1 Btu/h W
Shown below are the test data and the corrections for atmospheric pressure as required by step 2 of the Section 6.2.4
procedure. During all the tests the atmospheric pressure was measure at 13.900 psia and was constant.
Figure G4A Example 3. Test Resuts with Adjustment for Atmospheric Pressure
14.696
Test Test Test
Test Req Actual Test Test psia Cmpr Cond Indoor Control Indoor Net
Leaving Leaving Leaving EER EER
Test Stage Enter Enter % Net CFM Leaving (PC) (PCD ) (PIF) (PCT) (PIF) Cap
Air Air Air (Test) (Corr)
WB WB Load Cap (Std Air) Air (Test) (Allow) (Test) (Test) (Corr) (Corr)
DB WB Density
Density
F F % Btu/h CFM F F lbm/ft 3 lbm/ft 3 W W W W Btu/h W W Btu/hr Btu/W
4 1 74.3 74.5 100.0 85,617 2,110 55.05 54.37 0.0725 0.0767 5,283 925 789 50 12.15 705 85,903 12.34
3 1 66.6 66.2 101.2 86,676 2,110 54.87 54.20 0.0725 0.0767 5,076 925 789 50 12.67 705 86,964 12.87
2 1 57.7 57.5 102.6 87,878 2,110 54.66 53.99 0.0726 0.0768 4,838 925 789 50 13.31 704 88,167 13.53
1 1 52.5 52.8 103.7 88,783 2,110 54.51 53.84 0.0726 0.0768 4,698 925 789 50 13.74 706 89,068 13.96
Because the unit only has a single stage of capacity the rating EER values for 75%, 50%, and 25% will require 3 tests
to be run at the rating ambient wet-bulb temperature of 66.2F (75% load), 57.5 F (50% load), and 52.8F (25% load)
as defined in Table 6 and then must be corrected using the degradation calculations as defined in Section 6.2.
Per the Section 6.2.4 procedure the second step is to adjust the indoor fan power and capacity for atmospheric pressure
atmospheric pressure correction. The density of the leaving air temperature is 0.0725 lbm/ft3 based on the air temperature
conditions entering the indoor fan of 55.05F dry-bulb, 54.37F wet-bulb and 13.9 psia atmospheric pressure.
2 0.0725 2
= ( ) = 789 ( ) = 705
0.0767
Then the corrected net Cooling Capacity is determined using Equation D2
= 85,617 + (789 705) 3.412 = 85,903 /
85,903
= = = 12.87 Btu/W h
+ + + 5,283 + 925 + 705 + 50
Similar calculations are also required for the test point 2, 3, and 4
Once the test points have been corrected for atmospheric pressure then the ERR rating points for the IEER calculation
can be completed as outlined in Section 6.2.4, step 3. Shown below are the results of the calculations.
45
Figure G4B Example 3. Degradation Calculations

Test Req Actual Net Cmpr Tower Indoor Control
EER Rating
Test Enter Enter % Cap (PC) (PCD ) (PIF) (PCT) LF CD
(Corr) EER
WB WB Load (Corr) (Test) (Allow) (Corr) (Test)
Btu/h
F F % Btu/h W W W W Btu/h W
W
A 74.3 74.5 100.0 85,903 5,283 925 705 50 12.34
Required Load 100.0 No degradation required 1.0000 1.000 12.34
B 66.6 66.2 101.2 86,964 5,076 925 705 50 12.87
C 57.7 57.5 102.6 88,167 4,838 925 704 50 13.53
D 52.5 52.8 103.7 89,068 4698 925 706 50 13.96
B which is based on test 2, you can see that the unit was targeted to be run at the 66.2F wet-bulb temperature required
by Table 6 for a 75% rating point. The actual measure wet-bulb 66.6F and is within the allowable tolerance of 0.3F
as defined in ASHRAE Standard 37 Table 2b. The actual capacity Percent Load is 101.2% so a degradation calculation
must be performed to determine the EER rating for the 75% load point because the capacity is greater than the 3%
tolerance.

The degradation factor calculations for point 2 are shown below.
( 100) (75100) 86,964

= = = 0.7592
85,903
What this means is that at a 75% load the compressor will be on 75.92% of the time and of 24.08% of the time.
= (0.13 ) + 1.13 = (0.13 0.7409) + 1.13 = 1.034
Once the degradation factor is calculated the rating point EER can be calculated.

=
[ ( + )] + +
0.7409 86,936
= = 12.04 Btu/W h
0.7409 [1.034 (5,076 + 925)] + 705 + 50
The last 6.2.4 procedural step 4 is to calculate the IEER using Equation 3
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 12.34) + (0.617 12.04) + (0.238 11.46) + (0.125 9.57) = 11.60 Btu/W h
G3 Staged Capacity Controlled Unit Example Calculations. In the following section you will find example calculations
for IEER calculations for staged capacity control units. As defined in 3.3 a Staged Capacity Controlled Unit is a unit
incorporating only fixed capacity or discrete steps of compression and limited by the controls to multiple stages of refrigeration
capacity. The procedures for these unit is defined in Section 6.2.5
G3.1 Example 4. 4 Stage Air Cooled Multizone VAV Unit with a Variable Speed Indoor Fan IEER Example Calculation.
46
The unit is an air cooled Mutizone VAV Packaged Air Conditioner with 2 refrigeration circuits with 2 manifolded
compressors in each circuit for a total of 4 compressors that are all equal size. This allows for 4 stages of mechanical
cooling. The indoor fan is a variable speed fan and is controlled by duct pressure. Capacity is controlled to provide a
constant leaving air temperature. There are two condenser fans that are controlled by each refrigerant circuit. The unit
has the following rated performance metrics.

Rated Full Load Standard Airflow = 10,000 cfm
Fan Speed = Variable Speed
Shown below are the test data and corrections for atmospheric pressure as defined in Section 6.2.4 step 1 and 2. A total
of 6 tests were run to generate the EER values for the IEER calculation. During the tests the atmospheric pressure was
14.3 psia and was constant for all tests. The pressure could vary between tests and it should be measured for each test.
14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
W
W Btu/h
W
1 4 95.1 95.0 100.0 367,047 10,100 56.28 55.60 0.0744 0.0765 30,100 2,300 3,650 150 10.14 3,454 367,716 10.21
2 3 81.3 81.5 79.0 289,976 8,350 56.85 56.16 0.0743 0.0764 21,144 2,300 2,102 200 11.26 1,989 290,363 11.33
3 2 81.7 81.5 53.2 195,344 5,460 56.48 55.80 0.0744 0.0765 14,124 2,300 613 250 11.30 581 195,455 11.33
4 2 67.6 68.0 54.6 200,710 5,610 56.48 55.80 0.0744 0.0765 13,149 2,300 663 250 12.27 628 200,830 12.30
5 1 67.6 68.0 28.3 103,881 2,955 56.70 56.01 0.0743 0.0764 6,574 1,150 103 300 12.78 98 103,900 12.79
6 1 65.3 65.0 28.4 104,408 2,970 56.70 56.01 0.0743 0.0764 6,495 1,150 105 300 12.97 99 104,428 12.98
Test 1 is a full load test and can be used directly for the A rating point.
Because this is a VAV unit the part load tests for the B, C, and D EER values were run with variable indoor cfm with
the value determined to provide the same leaving air temperature as the full load with a tolerance of 0.5F as defined
in 6.1.3.3.3
As you can see tests 2 and 3 were run at the 75% ambient temperature of 81.5F. Test 2 was run with stage 3 which
turns off 1 compressor and results in a measured capacity of 79% which is 4% greater than the required 75% and
exceeds the 3% allowable tolerance. Test 3 was run with stage 2 which turns off 2 of the compressors and results in a
53.2% load which then can be used for interpolation.
For the 50% rating point C tests 4 and 5 were run. These were run at the C rating point target ambient of 68F and
resulted test 4 having a load of 54.6% and test 5 having a load of 28.3%. Note that test 3 cannot be used for the
interpolation of rating point C as it was run at the 75% rating point B ambient of 81.5F. What this is showing is that
in most cases 2 test points will be required when interpolation is going to be used to determine the rating point
efficiency.
For the 25% rating point you can see that test 6 was run at the required ambient of 65F, but because the measured load
is 28.4% it cannot be used directly for the D EER determination. Because it is the last stage of capacity interpolation
cannot be used and a degradation calculation will be required.
The second step in the procedures defined in 6.2.5 is to adjust the tested indoor fan power and capacity for atmospheric
pressure as defined in Appendix D. For example, looking at test 1, the following are the details of the calculations for
pressure.
47
2 0.0744 2
= ( ) = 3,650 ( ) = 3,454
0.0765
= + ( ) 3.412 = 367,047 + (3,650 3,454) 3.412 = 367,716 /
367,716
= = = 10.21 Btu/W h
+ + + 30,100 + 2,300 + 3,454 + 150
Similar calculations are also required for the test points 2, 3, 4, 5 and 6 to develop the rating data for the A, B, C and D
IEER points.
Once the test points have been corrected for atmospheric pressure then Section 6.2.5, step 3 procedures can be used to
calculate the EER A, B, C, and D rating points using the step 2 atmospheric pressure corrected test results. Shown
below are the results the step 3 calculations for the A, B, C and D rating points. To help understand how all the test
points are used to calculate the IEER figure G1 shows graphically how the tests points are used direct, used for
interpolation and for degradation calculations.

1 95.1 95.0 100.0 367,716 30,100 2,300 3,454 150 10.21
A
required load 100.0 use test 1 point directly - - 10.21
2 81.3 81.5 79.0 290,363 21,144 2,300 1,989 200 11.33 - -
B 3 81.7 81.5 53.2 195,455 14,124 2,300 581 250 11.33 - -
required load 75.0 interpolate between test 2 and 3 11.33
4 67.6 68.0 54.6 200,830 13,149 2,300 628 250 12.30 - -
C 5 67.6 68.0 28.3 103,900 6,574 1,150 98 300 12.79 - -
6 65.3 65.0 28.4 104,428 6,495 1,150 99 300 12.98
D
Required Load 25.0 degradation of test 5 required 0.880 1.016 12.71
13.50
C - 50% Rating
65 F ambient (interpoplation of Test 4, 5)
13.00 Test 6
12.50 Test 5
Test 4
68 F ambient
Efficiency (EER)
D-25% Rating
12.00 (degraded test 6) B - 75% Rating
(interpolation of test 2,3)
11.50 81.5F ambient

Test 3 Test 2
11.00 A-100% Rating

(test 1)
10.50
95F ambient Test 1
10.00
0.0 20.0 40.0 60.0 80.0 100.0 120.0
Oudoor Ambient Dry Bulb (F)
Corrected Test IEER Rating Points
Figure G1. Example 4 Test Points Used for EER Rating Points
For the A rating point test 1 can be used directly.
48
For the B rating point at 75% load interpolation must be used. As you can see for this point we had to run test 2 and 3.
Test 2 was run at stage 3 at the 75% rating point 81.5F ambient as require by table 6. Test 2 was also run at the 81.5F
ambient but with stage 2 active. Note that because this is a MZVAV unit the cfm changed to maintain the full load Dry-
bulb Supply Air temperature. From these tests you can see that a load of 79.0% and 53.2% was obtained so to get to
75% load we interpolate between test 2 and 3 as shown below.
11.33 11.33
= (( ) (75 53.2)) + 11.33 = 11.33 Btu/W h
79.0 53.2
For the C rating point which is required to be run at 68F ambient as defined in table 6 we can see that test 4 and 5 were
run at the 68F ambient with test 4 operating with stage 2 and test 5 operating with stage 1 resulting in a 54.6% load
and 28.3% load. Again interpolation is applied similar to the rating point B.
For the D rating point test 6 was run at the D rating point ambient of 65F, but the measured load is 28.4%. This slightly
exceeds the tolerance limit of 28% (25+3%) so a degradation calculation is performed as per Section 6.2.3 as shown
below.
( 100) (25.0100) 367,716

= = = 0.8803
104,428
This implies that at the 25% load the compressor will be on for 88.03% of the time and off for 11.97% of the time.
= (0.13 ) + 1.13 = (0.13 0.880) + 1.13 = 1.016
performance.
Once the degradation factor is calculated the rating point EER can be calculated using Equation 4 for the rating point
B.
0.880 104,428
= =
[ ( + )] + + 0.880 [1.016 (6,495 + 1,150)] + 99 + 300
= 12.71 Btu/W h
The last step 4 is then to calculate the IEER using Equation 3.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 10.21) + (0.617 11.33) + (0.238 12.39) + (0.125 12.71) = 11.73 Btu/W h
G3.2 Example 5. 2 Stage Air Cooled Unit with a Fixed Speed Indoor Fan Example Calculations IEER Example
Calculation.
The unit is an air cooled Package Air-conditioner with 2 refrigeration circuits with 1 compressor in each circuit and 2
stages of capacity control based on a room thermostat. The indoor fan is a fixed speed fan. There are two condenser
fans that are controlled by each refrigerant circuit. The unit has the following rated performance metrics.

Shown below are the test data and corrections for atmospheric pressure as defined in Section 6.2.4 step 1 and 2. During
49
the tests the atmospheric pressure was 13.900 psia and was constant for all tests. The pressure could vary between tests
and it should be measured for each test.
14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
F F % Btu/h CFM F F lbm/ft 3 lbm/ft 3 W W W W W Btu/h
W W
1 2 95.1 95.0 100.0 115,493 3,354 57.20 56.50 0.0722 0.0763 8,615 650 1,050 100 11.09 939 115,870 11.24
2 2 81.3 81.5 106.7 123,267 3,354 56.40 55.71 0.0722 0.0765 8,073 650 1,050 100 12.49 936 123,655 12.67
3 1 81.7 81.5 52.6 60,510 3,354 62.50 61.74 0.0713 0.0755 3,855 325 1,050 150 11.25 937 60,895 11.56
4 1 67.6 68.0 53.4 61,536 3,354 62.40 61.54 0.0713 0.0755 3,588 325 1,050 150 12.04 937 61,922 12.39
5 1 65.3 65.0 53.6 61,716 3,354 62.39 61.63 0.0714 0.0755 3,545 325 1,050 150 12.17 939 62,093 12.52
Overall 5 tests were required to be run to determine the IEER. Note that for test 3, 4, and 5 the control power increased
based on the use of a crankcase heater in the inactive compressor. Test 1 is a full load test and can be used directly for
the A rating point. Because the unit has two stages of capacity control and can unload to 50% displacement, for the B
rating point of 75% load interpolation using test 2 and 3 is required. Test 2 has a load of 106.7% and test 3 has a load
of 52.6% when run at the B rating point ambient of 81.5F. Note that the procedure requires both tests to be run at the
rating point ambient and this is different than the procedures in the AHRI 340/360-2007 standard. For the C rating point
with an rating ambient of 68F the load is 53.4% which exceeds the 3% tolerance limit and because the unit is operating
at the lowest stage of capacity a degradation will have to be applied for the C rating point EER determination. Because
the unit can only unload to 53.6% when run at the D rating point ambient of 65F, degradation will also have to be
applied to test 5.
The second step in the procedures defined in Section 6.2.5 is to adjust the indoor fan power and capacity for atmospheric
pressure as defined in Appendix D. For example, looking at test 1, the following are the details of the calculations for
pressure.
2 0.0722 2
= ( ) = 1050 ( ) = 939
0.076
= + ( ) 3.412 = 115,493 + (1050 939) 3.412 = 115,870 /
115,870
= = = 11.24 Btu/W h
+ + + 8,615 + 650 + 939 + 50
Similar calculations are also required for the test point 2, 3, 4, and 5 to develop the rating data for the B, C and D IEER
points.
Once the test points have been corrected for atmospheric pressure then 6.2.5 step 3 procedures to calculate the EER A,
B, C, and D rating points using the step 2 atmospheric pressure corrected test results. Shown below are the results the
step 3 calculations for the A, B, C and D rating points.
50

1 95.1 95.0 100.0 115,870 8,615 650 939 100 11.24
A
2 81.3 81.5 106.7 123,655 8,073 650 936 100 12.67 - -
B 3 81.7 81.5 52.6 60,895 3,855 325 937 150 11.56 - -
4 67.6 68.0 53.4 61,922 3,588 325 937 150 12.39
C
5 65.3 65.0 53.6 62,093 3,545 325 939 150 12.52
D
Test 2 was run at full load but at the 75% rating point 81.5F ambient as require by Table 6. Test 3 was also run at the
81.5F ambient but with only stage 1 operating. From these tests you can see that a load of 106.7% and 52.7% was
obtained so to get to 75% load we interpolate between test 2 and 3 as shown below.
12.67 11.56
= (( ) (75 52.6)) + 11.56 = 12.02 Btu/W h
106.7 52.6
For the C rating point which is required to be run at test run at 68F ambient as defined in Table 6 we can see from test
4 that the corrected Percent Load is 53.4%. This exceeds allowable 3% tolerance so test 4 cannot be used directly to
calculate the C EER rating point. In addition because the unit is operating at the lowest stage of capacity interpolation
cannot be used because a capacity point above and below the 50% rating load would be required. Therefore a
degradation factor has to be applied to test 4 to get the C rating point EER. The calculation of the degradation factor is
shown below.
( 100) (50100) 115,870

= = = 0.936
61,922
What this means is that at a 50% load the compressor will be on for 93.6% of the time and off for 6.4% of the time.
= (0.13 ) + 1.13 = (0.13 0.936) + 1.13 = 1.008
performance.
C.
0.936 61,922
= = = 12.12 Btu/W h
[ ( + )] + + 0.936 [1.009 (3,588 + 325)] + 937 + 150
Similar degradation corrections are also made for the 25% load points.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )

51
= (0.02 11.24) + (0.617 12.02) + (0.238 12.12) + (0.125 9.59) = 11.73 Btu/W h
G3.3 Example 6. 2 Stage Air Cooled Packaged Unit with a 2 Speed Indoor Fan Controlled by the Thermostat IEER
Example Calculation.
The unit is an air cooled Package Air-conditioner with 2 refrigeration circuits with 1 compressor in each circuit and 2
stages of capacity control based on a room thermostat. The indoor fan is a 2 speed fan controlled by the thermostat and
runs at full speed on stage 2 and low speed on stage 1. There are two condenser fans that are controlled by each
refrigerant circuit. The unit has the following rated performance metrics.

Rated Full Load Standard Airflow = 3,300 scfm
Rated Part Load Standard Airflow = 1980 scfm
14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
W W
1 2 95.1 95.0 100.0 115,493 3,354 57.20 56.50 0.0722 0.0763 8,615 650 1,050 100 11.09 939 115,870 11.24
2 2 81.3 81.5 106.7 123,267 3,354 56.40 55.71 0.0722 0.0765 8,073 650 1,050 100 12.49 936 123,655 12.67
3 1 81.7 81.5 52.6 60,888 2,020 58.93 58.21 0.0719 0.0761 3,915 325 262 150 13.09 235 60,983 13.19
4 1 67.6 68.0 53.8 62,270 2,020 58.71 57.99 0.0719 0.0761 3,645 325 262 150 14.21 234 62,366 14.32
5 1 65.3 65.0 54.3 62,772 2,020 58.63 57.91 0.0720 0.0761 3,601 325 262 150 14.47 235 62,866 14.58
Overall 5 tests were required to be run to determine the IEER. Test 1 is a full load test and can be used directly for the
A rating point. Because the unit has two stages of capacity control and can unload to 50% displacement, for the B rating
point of 75% load interpolation Test 2 and 3 were run to be used for interpolation. As required both tests were run at
an ambient temperature of 81.5F and were within the allowable tolerance of 0.5F as defined by ASHRAE Standard
37 Table 2b. Test 2 has a load of 106.7% and test 3 has a load of 52.6%. Also note that Test 2 was run with full
mechanical Cooling Capacity and with the full load cfm, but Test 3 was run with the part load cfm because the fan
speed is controlled by the thermostat. For the C rating point with an rating ambient of 68F the load is 53.8% which
exceeds the 3% tolerance limit and because the unit is operating at the lowest stage of capacity a degradation will have
to be applied for the C rating point EER determination. Because the unit can only unload to 54.3% when run at the D
rating point ambient of 65F, degradation will also have to be applied to Test 5
The second step in the procedures defined in Section 6.2.5 is to adjust the tested indoor fan power and capacity for
atmospheric pressure as defined in Appendix D. For example, looking at test 1, the following are the details of the
calculations for atmospheric pressure correction. The density of the unit leaving air temperature is 0.722 lb m/ft3 based
on the air temperature conditions entering the indoor fan of 57.2F dry-bulb, 56.50F wet-bulb and 13.90 psia
2 0.0722 2
= ( ) = 1050 ( ) = 939
0.0765
= + ( ) 3.412 = 115,493 + (1050 939) 3.412 = 115,870 /
52
115,870
= = = 11.24 Btu/W h
+ + + 8,615 + 650 + 939 + 100
Similar calculations are also required for the test points 2, 3, 4, and 5 to develop the rating date for the A, B, C and D
IEER points.
Once the test points have been corrected for atmospheric pressure then Section 6.2.5 step 3 procedures to calculate the
EER A, B, C, and D rating points using the step 2 atmospheric pressure corrected test results are done. Shown below
are the results the step 3 calculations for the A, B, C and D rating points.

1 95.1 95.0 100.0 115,870 8,615 650 939 100 11.24
A
2 81.3 81.5 106.7 123,655 8,073 650 936 100 12.67 - -
B 3 81.7 81.5 52.6 60,983 3,915 325 235 150 13.19 - -
4 67.6 68.0 53.8 62,366 3,645 325 234 150 14.32
C
5 65.3 65.0 54.3 62,866 3,601 325 235 150 14.58
D
Test 2 was run at full load but at the 75% rating point 81.5F ambient as require by Table 6. Test 3 was also run at the
81.5F ambient but with only stage 1 operating. From these tests you can see that a load of 106.7% and 52.6% was
obtained so to get to 75% load we interpolate between test 2 and 3 as shown below.
12.67 13.19
= (( ) (75 52.6)) + 13.19 = 12.97 Btu/W h
106.7 52.6
For the C rating point which is required to be run at 68F ambient as defined in Table 6 we can see from test 4 that the
corrected Percent Load is 53.8%. This exceeds allowable 3% tolerance so test 4 cannot be used directly to calculate
the C EER rating point. In addition because the unit is operating at the lowest stage of capacity interpolation cannot be
used because a capacity point above and below the 50% rating load would be required. Therefore a degradation factor
has to be applied to test 4 to get the C rating point EER. The calculation of the degradation factor is shown below.
( 100) (50100) 115,870

= = = 0.929
62,366
What this means is that at a 50% load the compressor will be on for 92.9% of the time and off for 7.1% of the time.
= (0.13 ) + 1.13 = (0.13 0.929) + 1.13 = 1.009
performance.
53
B.
0.929 62,366
= = = 14.11 Btu/W h
[ ( )]
+ + + 0.929 [1.009 (3,645 + 325)] + 234 + 150
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.24) + (0.617 12.97) + (0.238 14.11) + (0.125 12.48) = 13.15 Btu/W h
G3.4 Example 7. 3 Stage Water Cooled Unit with a 2 Speed Indoor Fan Controlled by the Thermostat IEER Example
Calculation.
The unit is a water cooled Package Air-Conditioner with 3 equal size compressors in a common refrigerant circuit
which results in 3 stages of mechanical capacity control. The unit also has a 2 speed indoor fan that is controlled by the
thermostat and is at high speed on stage 3 and low speed on stage 2 and 1. There are two condenser fans that are
controlled by the thermostat and 1 runs on stage 1 and 2 and 2 run on stage 3. The unit has the following rated
performance metrics.

Rated Full Load Standard Airflow = 7,000 scfm
Rated Part Load Standard Airflow = 4300 scfm
14.696
Test Test Test
EWT EWT Air Air Air (Test) (Corr)
DB WB Density
Density
Btu/h Btu/h
W W
1 3 85.1 85.0 100.0 242,129 7,100 57.13 56.44 0.0738 0.0763 17,150 0 2,350 125 12.34 2,196 242,654 12.46
2 3 73.3 73.5 102.4 247,832 7,100 56.85 56.16 0.0738 0.0764 16,176 0 2,350 125 13.29 2,193 248,366 13.43
3 2 73.5 73.5 66.8 161,859 4,331 55.98 55.30 0.0739 0.0765 9,193 0 560 150 16.34 523 161,988 16.42
4 2 62.1 62.0 67.9 164,530 4,331 55.76 55.08 0.0740 0.0766 8,637 0 560 150 17.60 523 164,656 17.68
5 1 61.9 62.0 38.0 92,021 4,331 61.40 60.66 0.0731 0.0756 4,107 0 560 200 18.91 523 92,148 19.08
6 1 55.0 55.0 38.5 93,384 4,331 61.30 60.56 0.0731 0.0757 3,941 0 560 200 19.86 523 93,511 20.05
Overall 6 tests were required to be run to determine the IEER. Test 1 is a full load test and can be used directly for the
A rating point. For the 75% rating point you can see that two tests were run because the capacity control would not
allow capacity to be adjusted to 75% 3% to allow for interpolation. Both tests were required to be run at the 75%
rating point condenser entering water temperature of 73.5F as defined in Table 6. Test 2 was run with the full load
stage 3 at the 73.5F which delivered 102.4% capacity and test 3 was run with stage 2 which delivered 66.8% capacity.
Note that the fan speed for test 2 was at full speed and test 3 was run with the fan at reduced speed. This allows for
interpolation to get to the 75% point. For the rating point C two tests were also run to allow for interpolation at the 50%
rating point consider entering water temperature of 62F. Test 6 was run at 55F to allow for the determination of the
D rating efficiency but as you can see the measured load was at 38.5% which is above the 25% rating so it will require
the use of a degradation calculation and interpolation cannot be used.
The second step in the procedures defined in Section 6.2.5 is to adjust the tested indoor fan power and capacity for
atmospheric pressure as defined in Appendix D. For example, looking at test 1, the following are the details of the
calculations for atmospheric pressure correction. The density of the unit leaving air temperature is 0.738 lbm/ft3 based
on the air temperature conditions entering the indoor fan of 57.13F dry-bulb, 56.44F wet-bulb and 14.20 psia
54
2 0.0738 2
= ( ) = 2,350 ( ) = 2,196
0.0763
= + ( ) 3.412 = 242,129 + (2,350 2,196) 3.412 = 242,654 /
242,654
= = = 12.46 Btu/W h
+ + + 15,150 + 0 + 2,196 + 125
Similar calculations are also required for the test point 2, 3, 4, 5, and 6 to develop the rating date for the A, B, C and D
IEER points.
Once the test points have been corrected for atmospheric pressure then use Section 6.2.5 step 3 procedures to calculate
the EER A, B, C, and D rating points using the step 2 atmospheric pressure corrected test results are done. Shown
below are the results the step 3 calculations for the A, B, C and D rating points.

1 95.1 95.0 100.0 242,654 17,150 0 2,196 125 12.46
A
2 73.3 73.5 102.4 248,366 7,100 0 2,350 125 13.43 - -
B 3 73.5 73.5 66.8 161,988 4,331 0 560 150 16.42 - -
4 62.1 62.0 67.9 164,656 4,331 0 560 150 17.68 - -
C 5 61.9 62.0 38.0 92,148 4,331 0 560 200 19.08 - -
6 55 55.0 38.5 93,511 3,941 0 523 200 20.05
D
For the A rating point test 1 is used directly.
Test 2 was run at full load but at the 75% rating point 73.5F condenser entering water as require by Table 6. Test 3
was also run at the 73.5F condenser entering temperature ambient but with stage 2 active. From these tests you can
see that a load of 102.4% and 66.8% was obtained so to get to 75% load we interpolate between test 2 and 3 as shown
below.
13.43 16.42
= (( ) (75 66.8)) + 16.42 = 15.73 Btu/W h
102.4 66.8
For the C rating point which is required to be run at 62F condenser entering water as defined in table 6 we can see
from test 4 that the corrected Percent Load is 67.9%. This exceeds allowable 3% tolerance so test 4 cannot be used
directly to calculate the C EER rating point so test 5 was run with stage 1 at the 62F ambient and a load of 38% was
measured which can then be used for interpolation. For the D rating point test 6 was run at 55F and the Percent Load
was measured as 38.5%. This is above the 25% rating load requirement by more than 3% and because this is the lowest
capacity control point a degradation calculation will have to be performed. The calculation of the degradation factor
for the rating point D is shown below.
55
( 100) (25100) 242,654

= = = 0.649
93,511
What this means is that at a 25% load the last stage compressor will be on for 64.9% of the time and off for 35.1% of
the time.
= (0.13 ) + 1.13 = (0.13 0.649) + 1.13 = 1.046
performance.
B.
0.649 93511
= = = 17.86 Btu/W h
[ ( + )] + + 0.648 [1.046 (3,941 + 0)] + 523 + 200
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 12.46) + (0.617 15.73) + (0.238 18.52) + (0.125 17.86) = 16.59 Btu/W h
G4 Proportional Capacity Control Unit Example Calculations. In the following section you will find example calculations for
IEER calculations for Proportionally Controlled Units. As defined in Section 6.2.6 a Proportional Capacity Control Unit is a
unit incorporating one or more variable capacity compressors in which the compressor capacity can modulated continuously.
G4.1 Example 8. Air Cooled Unit with a Single Variable Speed Compressor and a Fixed Speed Indoor Fan IEER
Example Calculations.
The unit is an air cooled unit with a single variable speed compressor and a fixed speed indoor. The unit has the
following rated performance metrics.

steps 1 and 2. During the tests the atmospheric pressure was measured at 14.70 psia and was constant for all tests. Note
that the pressure could vary between tests and it should be measured for each test.
56
14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
W W
1 100% 95.1 95.0 100.0 117,450 3,354 56.50 55.88 0.0765 0.0764 8,450 650 1,150 125 11.32 1,151 117,448 11.32
2 75% 81.3 81.5 75.5 88,621 3,354 59.50 58.79 0.0760 0.0760 5,393 650 1,150 125 12.11 1,151 88,619 12.11
3 50% 68.0 68.0 54.7 64,214 3,354 61.90 61.16 0.0756 0.0756 3,631 650 1,150 125 11.56 1,151 64,212 11.56
4 50% 68.0 68.0 43.0 50,463 3,354 62.30 61.39 0.0755 0.0755 2,772 650 1,150 125 10.74 1,151 50,461 10.74
5 25% 65.3 65.0 30.0 35,216 3,354 64.60 63.83 0.0751 0.0751 1,717 325 1,150 125 10.62 1,151 35,214 10.62
A total of 5 tests were run to use in the calculation of the EER rating points A, B, C, and D and the calculation of the
IEER. Test 1 is the full load rating point. Test 2 was targeted to run at the 75% rating point and as you can see the
measured corrected load is 75.5% so it is with the 3% tolerances and no additional testing is required. For the C rating
point test 3 was run to get the 50% rating but the resulting testing had a measured load of 54.7% so it was greater than
the 3% tolerance. The test could have been repeated but the unit had control limits that would not allow 50% 3% to
be obtained so a second test 4 was run at a lower load of 43.0% and will be used for interpolation. Test 5 was run at the
65F ambient for the rating point D, but the unit could only unload to 30.0% so this test will require a degradation
calculation to be performed.
pressure.
2 0.0765 2
= ( ) = 1,150 ( ) = 1,151
0,0765
Then the corrected net Cooling Capacity (Qcorr) is determined using Equation D2.
= + ( ) 3.412 = 117,450 + (1,150 1,151) 3.412 = 117,448 /
117,448
= = = 11.32 Btu/W h
+ + + 8450 + 650 + 1,151 + 125
Similar calculations are also required for the test point 2, 3, 4, and 5 to develop the atmospheric pressure corrected
rating data.
procedure outlined in Section 6.2.6 can be performed using the atmospheric pressure corrected test results. Shown in
the following table are the calculations for the 4 EER rating points used to calculate the IEER.
57

1 95.1 95.0 100.0 117,448 8,450 650 1,151 125 11.32
A
2 81.3 81.5 75.5 88,619 5,393 650 1,151 125 12.11
B
required load 75% use test 2 point directly - - 12.11
3 68.0 68.0 54.7 64,212 3,631 650 1,151 125 11.56 - -
C 4 68.0 68.0 43.0 50,461 2,772 650 1,151 125 10.74 - -
5 65.3 65.0 30.0 35,214 1,717 325 1,151 125 10.62
D
For rating point A which is the 100% rating point the test 1 can be used directly. For the 75% rating point B the corrected
load is 75.5% so it is with the 3% tolerance so the test point can be used directly for the rating point B and no
interpolation or degradation is required. For the 50% rating point C, test 3 was run to get the 50% rating but the resulting
testing had a measured load of 54.7% and is greater than the 3% tolerance. The test could have been repeated but the
unit had control limits that would not allow 50% 3% to be obtained so a second test 4 was run at a lower load of 43%
and will be used for interpolation. The interpolation calculations are shown below.
11.56 10.74
= (( ) (50 43.0)) + 10.74 = 11.59 Btu/W h
54.7 43.0
For the rating point D test 5 was run but due to control limits the unit would only unload to 30% which is greater than
the 25% target with a 3% tolerance (25%+3%=28%). There for degradation calculation is required as shown below.
( 100) (25100) 117,448

= = = 0.834
35,214
= (0.13 ) + 1.13 = (0.13 0.834) + 1.13 = 1.022
performance.
Once the degradation factor is calculated the rating point EER is calculated using Equation 1 for the rating point D.
0.834 35,214
= =
[ ( + )] + + 0.834 [1.022 (1,717 + 325)] + 1,151 + 125
= 9.74
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.32) + (0.617 12.11) + (0.238 11.59) + (0.125 9.74) = 11.67 Btu/W h
58
G4.2 Example 9 - Air Cooled Unit with a Single Variable Speed Compressor and a Variable Speed Fan IEER Example
Calculations.
The unit is an air cooled unit with a single variable speed compressor and a variable speed fan that is configured as a
single zone VAV unit where the thermostat controls the airflow and the capacity is controlled to a leaving air
temperature. The unit has the following rated performance metrics.

14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
W W
1 100% 95.1 95.0 100.0 117,455 3,354 56.50 55.88 0.0765 0.0764 8,450 650 1,150 125 11.32 1,152 117,449 11.32
2 75% 81.3 81.5 75.4 88,599 2,550 56.60 55.92 0.0765 0.0764 5,408 650 519 125 13.22 520 88,596 13.22
3 50% 68.0 68.0 50.9 59,765 1,720 56.30 55.63 0.0765 0.0765 3,725 650 166 125 12.81 166 59,765 12.81
4 25% 65.3 65.0 29.7 34,863 990 56.30 55.63 0.0765 0.0765 1,727 325 33 125 15.77 33 34,863 15.77
measured corrected load is 75.4% so it is with the 3% tolerances and no additional testing is required. For the 50% test
3 was run to get the 50% rating and the corrected measured load is 50.9% and is also with the allowable tolerance of
3%. Test 4 was run at the 65F ambient for the rating point D, but the unit could only unload to 29.7% so this test will
require a degradation calculation to be performed. Note that because this is a VAV unit the cfm was adjusted to maintain
the leaving air temperature at the full load test dry-bulb temperature 0.5F.
pressure.
2 0.0765 2
= ( ) = 1,150 ( ) = 1,152
0.0765
= + ( ) 3.412 = 117,455 + (1,150 1,152) 3.412 = 117,449 /
117,749
= = = 11.32 Btu/W h
+ + + 8450 + 650 + 1,152 + 125
data.
59
Section 6.2.6 procedure can be performed using the atmospheric pressure corrected test results. Shown in the following
table are the calculations for the 4 EER rating points used to calculate the IEER.

1 95.1 95.0 100.0 117,449 8,450 650 1,152 125 11.32
A
2 81.3 81.5 75.4 88,596 5,408 650 520 125 13.22
B
3 68.0 68.0 50.9 59,765 3,725 650 166 125 12.81 - -
C
required load 50.0 use test 3 point directly 12.81
4 65.3 65.0 29.7 34,863 1,727 325 33 125 15.77
D
For rating point A which is the 100% rating point the test 1 can be used directly. For the 75% rating point B the corrected
load is 75.4% so it is with the 3% tolerance so the test point can be used directly for the rating point B no interpolation
or degradation is required. For the 50% rating point C test 3 was run to get the 50% rating and the corrected load is
50.9% so again it is within the 3% tolerance so it can be used directly for the point C EER determination. For the rating
point D test 4 was run but due to control limits the unit would only unload to 29.7% which is greater than the 25%
target with a 3% tolerance (25%+3%=28%). Therefore for degradation calculation is required as shown below.
( 100) (25100) 117,449

= = = 0.842
34,863
= (0.13 ) + 1.13 = (0.13 0.842) + 1.13 = 1.021
performance.
Once the degradation factor is calculated the rating point EER is calculated using Equation 1 for the rating point B.
0.842 34,863
= = = 15.25 Btu/W h
[ ( + )] + + 0.842 [1.021 (1,727 + 325)] + 33 + 125
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.32) + (0.617 13.22) + (0.238 12.81) + (0.125 15.25) = 13.34 Btu/W h
G4.3 Example 10. Air Cooled Unit with Two Compressor with One Being Fixed Speed and the Other Being Variable
Speed Compressor and a Variable Speed Indoor Fan IEER Example Calculations.
The unit is an air cooled unit with 2 compressors in the same refrigeration circuit with 1 being variable speed and the
other being a fixed capacity compressor. The indoor fan is a variable speed fan and is controlled to be a single zone
VAV unit with a single variable speed compressor and a variable speed fan that is configured as a single zone VAV
unit where the thermostat controls the airflow and the capacity is controlled to a leaving air temperature. The unit has
the following rated performance metrics.
60

14.696
Test Test Test
DB WB Density
Density
Btu/h Btu/h
W
W Btu/h
W
1 @ 100%
1 2 @100% 95.1 95.0 100.0 119,500 3,300 56.50 55.88 0.0765 0.0764 8,725 650 1,100 125 11.27 1,102 119,495 11.27
1 @ 48%,
2 2 @100% 81.3 81.5 75.1 89,788 2,550 56.60 55.92 0.0765 0.0764 5,584 650 521 125 13.05 522 89,785 13.05
1 @ 98%,
3 2 @ off 68.0 68.0 50.7 60,563 1,720 56.60 55.92 0.0765 0.0764 3,846 650 166 150 12.59 167 60,562 12.58
1 @ 46%,
4 2 @ off 65.3 65.0 24.4 29,197 990 56.40 55.72 0.0765 0.0765 1,427 325 33 150 15.09 34 29,196 15.09
measured corrected load is 75.1% so it is with the 3% tolerances and no additional testing is required. Note that for this
test 1 compressor was at full capacity and the variable speed compressor was at 48% capacity. For the 50% rating point
test 3 was run to get the 50% rating and the corrected measured load is 50.7% and is also with the allowable tolerance
of 3%. Note that for this test 1 compressor was turned off and the variable speed compressor was run at 98% capacity.
Test 4 was run at the 65F ambient for the rating point D and the measured load was 24.4% so it also can be used
directly for the EER determination. Because all the tests were be run at the required load no additional interpolation or
degradation is required.
atmospheric pressure correction. The density of the unit leaving air temperature is 0.765 lbm/ft3 based on the air
pressure.
2 0.0765 2
= ( ) = 1,110 ( ) = 1,102
0.0764
= + ( ) 3.412 = 119,500 + (1,100 1,102) 3.412 = 119,495 /
119,495
= = = 11.27Btu/W h
+ + + 8725 + 650 + 1,102 + 125
data.
Section 6.2.6 procedure can be performed using the atmospheric pressure corrected test results. Shown in the following
table are the calculations for the 4 EER rating points used to calculate the IEER.
61
1 95.1 95.0 100.0 119,495 8,725 650 1,102 125 11.27
A
2 81.3 81.5 75.1 89,785 5,584 650 522 125 13.05
B
3 68.0 68.0 50.7 60,562 3,846 650 167 150 12.58
C
4 65.3 65.0 24.4 29,196 1,427 325 34 150 15.09
D
Required Load 25.0 use test 4 point directly - - 15.09
Because all 4 tests could be run at the required load within the tolerance no additional calculations are required and the
corrected EER can be used directly for the IEER calculations.
= (0.020 ) + (0.617 ) + (0.238 ) + (0.125 )
= (0.02 11.27) + (0.617 13.05) + (0.238 12.58) + (0.125 15.09) = 13.16 Btu/W h
62

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AHRI Standard 340/360 (I-P)-2015

2015 Standard for

AHRI CERTIFICATION PROGRAM PROVISIONS

Scope of the Certification Program

The Certification Program applies to 50 Hz and 60 Hz equipment including:

The following certified ratings are verified by test:

1. Cooling Capacity, Btu/h at Standard Rating Conditions

1. Cooling Capacity, Btu/h at Standard Rating Conditions

Air-cooled from 65,000 Btu/h to below 250,000 Btu/h.

Section 1. Purpose ....................................................................................................................................... 1

Section 2. Scope .......................................................................................................................................... 1

Section 4. Classifications ............................................................................................................................ 4

Section 5. Test Requirements...................................................................................................................... 6

Section 6. Rating Requirements .................................................................................................................. 7

Section 7. Minimum Data Requirements for Published Ratings ................................................................20

Section 8. Operating Requirements........................................................................................................... 21

Section 9. Marking and Nameplate Data .................................................................................................. 23

Section 10. Conformance Conditions ......................................................................................................... 23

Table 1. Classification of Commercial and Industrial Unitary Air-conditioning

Table 2. Classification of Commercial and Industrial Unitary Heat Pump Equipment............................ 6

Table 3. Conditions for Standard Rating and Operating Tests ................................................................. 9

Table 4. External Static Pressure.............................................................................................................11

Table 5. Section References for Different Product Classifications .........................................................13

Table 6. IEER Part Load Rating Conditions ...........................................................................................13

Table 7. Tolerance on Part Load Percent Load .......................................................................................16

Table 8. International Standard Rating Conditions .................................................................................19

Table 9. Uncertainty Allowances ............................................................................................................20

Appendix A. References - Normative.............................................................................................................24

Appendix B. References - Informative ...........................................................................................................25

Appendix C. Condenser Entering Air Temperature Measurement Normative ............................................26

Appendix D. Atmospheric Pressure Correction Normative .........................................................................32

Appendix E. Unit Configuration for Standard Efficiency Determination Informative ...............................35

Appendix F. Method of Testing Unitary Air Conditioning Products Normative ........................................38

Appendix G. Examples of IEER Calculations - Informative ..........................................................................40

TABLES FOR APPENDICES

Table C1. Temperature Measurement Requirements.................................................................................26

Table G1. Table of Contents of Examples .................................................................................................40

Table G3B. Example 2 IEER Degradation Calculations ..............................................................................44

Table G4B. Example 3 Degradation Calculations ........................................................................................46

FIGURES FOR APPENDICES

Figure C1. Typical Air Sampling Tree .......................................................................................................28

Figure C2. Aspirating Psychrometer ...........................................................................................................29

Figure C4. Typical Test Setup Configurations ............................................................................................31

PERFORMANCE RATING OF COMMERCIAL AND

2.2 Exclusions. This standard does not apply to the following:

2.2.3 Water-Source Heat Pumps as defined in ISO/ANSI/AHRI/ASHRAE 13256-1.

Note: See 10 CFR 429 for DOE definition.

3.22 "Shall" or "Should". "Shall" or "should" shall be interpreted as follows:

Table 1. Classification of Commercial and Industrial Unitary Air-Conditioning Equipment

Package and Indoor SP-A5, 6 ELEC HEAT3 OD FAN or PUMP

Package Year Round SPY-A5, 6 GAS HEAT4 OD FAN or PUMP

Air-conditioner with RC-A ID FAN OD FAN or PUMP

Split System Air- RCU-A-C EVAP OD FAN or PUMP

Split System Air- RCU-A-CB5 ID FAN OD FAN or PUMP

Split System: Year RCUY-A-CB5 GAS HEAT4 OD FAN or PUMP

Table 2. Classification of Commercial and Industrial Unitary Heat Pump Equipment

Package Heat Pumps HSP-A4 ELEC HEAT3, 5 OD FAN or PUMP

Year Round Package HSPY-A GAS HEAT OD FAN or PUMP

Heat Pump with HRC-A-CB4 ID FAN OD FAN or PUMP