DNV Rp-E101 - 2012-01
DNV Rp-E101 - 2012-01
DNV Rp-E101 - 2012-01
DNV-RP-E101
Recertification of Well
Control Equipment for the
Norwegian Continental Shelf
JANUARY 2012
The electronic pdf version of this document found through http://www.dnv.com is the officially binding version
This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of this document, and is believed to reflect the best of
contemporary technology. The use of this document by others than DNV is at the user's sole risk. DNV does not accept any liability or responsibility for loss or damages resulting from
any use of this document.
Recommended Practice DNV-RP-E101, January 2012
Changes Page 3
CHANGES
General
This document supersedes DNV-RP-E101, October 2008.
It has undergone a process to improve and clarify aspects related to a recertification.
Reference Standards have been implemented as a separate section 2, and are divided into normative and
informative standards.
CONTENTS
1. Introduction............................................................................................................................................ 5
2. Normative and Informative References .............................................................................................. 5
2.1 Normative references ................................................................................................................................5
2.2 Informative references ..............................................................................................................................5
3. Definitions and Abbreviations .............................................................................................................. 7
3.1 Verbal forms .............................................................................................................................................7
3.2 List of abbreviations .................................................................................................................................7
3.3 Definitions.................................................................................................................................................7
4. Recertification Process .......................................................................................................................... 8
4.1 General description ...................................................................................................................................8
4.2 Acceptance criteria for assemblies and components ................................................................................8
4.3 Recertification process used equipment.................................................................................................9
4.4 Recertification process unused equipment.............................................................................................9
5. Equipment Subject to Recertification.................................................................................................. 9
5.1 Equipment description .............................................................................................................................9
6. Qualification Requirements ................................................................................................................ 10
6.1 Qualification of alternative contractor/subcontractor ............................................................................10
6.2 Qualification of Third Party ...................................................................................................................10
7. Recertification Activities ..................................................................................................................... 10
7.1 Kick off meeting .....................................................................................................................................10
7.2 Quality Plan (QP) and Inspection and Test Plan (ITP) for the recertification process...........................10
7.3 Documentation review and evaluation of history ...................................................................................11
7.4 Personnel.................................................................................................................................................11
7.5 Dismantling and cleaning of equipment .................................................................................................12
7.6 Identification of components ..................................................................................................................12
7.7 Inspection and NDT requirements ..........................................................................................................12
7.8 Repair of components .............................................................................................................................12
7.9 Replacement of components ...................................................................................................................13
7.10 Reassembly .............................................................................................................................................13
7.11 Test requirements....................................................................................................................................13
7.12 Coating....................................................................................................................................................13
7.13 Preservation.............................................................................................................................................13
7.14 Final documentation................................................................................................................................13
7.15 Issuance of Third Party recertification compliance certificate ...............................................................14
8. Insufficient Equipment Documentation............................................................................................. 14
8.1 Establishing acceptable documentation ..................................................................................................14
8.2 Material testing laboratory......................................................................................................................15
8.3 Remarking...............................................................................................................................................15
Appendix A.Equipment Description ............................................................................................................ 16
Appendix B.Flow Chart for the Recertification Process ............................................................................ 17
Appendix C.Recertification Compliance Certificate (Example)................................................................ 19
1. Introduction
The purpose of this document is to describe DNVs recommendations for a recertification process of well
control equipment for the Norwegian Continental Shelf. This recertification process can be applied also for
other Shelf states.
It is DNVs recommendation that recertification of Blow Out Preventers and other well pressure control
equipment used for drilling, completion, workover and well intervention operations, should be performed at
least every five years.
The purpose of a recertification process is to verify and document that the equipment condition and properties
are within the specified acceptance criteria as well as the specified recognized codes and standards. The
recertification shall ensure that documentation of the condition of the equipment is available.
If repair/modification is performed during a recertification interval, the methodology described in this
recommended practice may be used to prepare for a future recertification process. Alternatively, a complete
recertification process may be appropriate and included in addition to the repair/modification scope to
reschedule the future recertification intervals.
For design and fabrication of new equipment, the methodology and requirements described in this
recommended practice may be used to determine guidelines and recommendations regarding documentation
and traceability requirements for later recertification processes.
4. Recertification Process
4.1 General description
It is DNVs recommendation that recertification of Blow Out Preventers and other well pressure control
equipment used for drilling, completion, workover and well intervention operations, should be performed at
least every five years.
Guidance note:
The start date for the five year interval is the date of the Certificate of Conformance (COC) for new produced
equipment or the date of Recertification Compliance Certificate (RCC) for used and recertified equipment.
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The purpose of a recertification process is to verify and document that the equipment condition and properties
are within the specified acceptance criteria as well as specified and recognized codes and standards. The basis
for the acceptance criteria and governing codes and standards shall be agreed upon in a project kick off meeting.
The extent of inspection/repair shall be based by the following parameters:
Original documentation, including latest revision/version of original design specification.
repair history
maintenance history
operational history
original procedures
Owners procedures
standards and codes
changes in the Norwegian petroleum safety authorities regulations or Owners governing documents.
This document describes the role of a Third Party with the responsibility to carry out independent verification.
If equipment has been recertified according to this RP and the independent verification has documented
compliance with the defined acceptance criteria, a Third Party recertification compliance certificate (RCC) can
be issued.
If a equipment is built according to standards and codes which are not longer valid, the gap between
regulations, standards and codes used originally and current regulations standards and codes shall be identified.
The risk of the identified gap shall be analysed. The result from the risk analysis shall be discussed between
the contact parties and further the necessary actions needed to reduce critical risks for the equipment to be
recertified shall be agreed upon.
For all equipment an NDT plan with acceptance criteria shall be prepared to cover both fabrication and
operational related type of defects (e.g. corrosion/erosion/fatigue).
The NDT-plan shall clearly identify critical areas to be inspected and the type of failures inspected for.
Guidance note:
The NDT plan shall cover all highly stressed areas. The locations and number of the critical areas may differ from the
original fabrication inspection plan. It shall be noted that fatigue type of defects may be very critical as the equipment
is aging.
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The set of acceptance criteria, for each recertification, shall be defined between Owner, Contractor, and Third
Party.
4.3 Recertification process used equipment
For equipment that have been used in operation a recertification process shall include, but is not limited to, the
following steps:
kick off meeting
prepare a Quality Plan (QP) with Inspection and Test Plan (ITP) which describes the scope of work of the
recertification process
review of latest revision/version of original documentation with special focus on traceability
review of latest revision/version of original design specification
carry out gap analysis, or provide results from gap analysis
review of maintenance history/records, to verify the amount of operational history and extent of
maintenance
review of registered non-conformances (if any)
design responsible and qualified EN 473 level 3, or ISO 9712, NDT inspector, to evaluate the extent and
methods of NDT required
stripping/dismantling of equipment
visual inspection
dimensional inspection
NDT
evaluation of inspection reports
repair (if any findings above)
reassembly
load/pressure testing and functional testing
recoating and preservation
finalize and organize the recertification documentation
Contractor is to issue a recertification CoC
Owner and Third Party to review the recertification documentation
if a Third Party has verified a successful completed recertification the Third Party is to issue a RCC.
4.4 Recertification process unused equipment
For equipment that have been properly preserved and stored since fabrication or the last recertification, a
limited recertification scope may be possible. It shall be agreed upon, in each case, between Owner, and Third
Party the extent of the recertification scheme to be followed.
6. Qualification Requirements
6.1 Qualification of alternative contractor/subcontractor
If a contractor other than the design responsible is to be used for the recertification scheme, then following
evaluations shall be made by the owner/design responsible and verified by a third party:
experience and competence
the quality system (QA/QC)
the workshop and facilities
acceptance criteria basis (ref. section. 4.2)
procedures needed for repair (welding, NDT, coating etc.)
subcontractors (if any).
If the above evaluation is found acceptable by the owner and third party, the use of a contractor or a
subcontractor other than the design responsible shall be decided and approved by the owner.
6.2 Qualification of Third Party
If a Third Party is to verify compliance to this RP the organization shall as minimum comply with the
following:
Determine the necessary competence for personnel performing work affecting quality.
Provide training or take other actions to satisfy these needs.
Evaluate the effectiveness of the action taken.
Ensure that its personnel are aware of the relevance and importance of their activities and how they
contribute to the achievement of the quality objectives, and maintain appropriate records of education,
training, skills and experience.
The use of Third Party shall be approved by Owner, and Third Party is also normally contracted by Owner.
7. Recertification Activities
The following recertification activities are intended to be a step by step procedure for running a recertification
process.
7.1 Kick off meeting
All recertification jobs shall start with a kickoff meeting, where all relevant parties attend, and the scope of
work is agreed upon. The Contractor shall present a preliminary Quality Plan (QP) and Inspection and Test Plan
(ITP) for the recertification process. The following topics shall be discussed:
type of equipment and area of application
define equipment to be included in the well barrier envelope and recertification scope
equipment history
current Norwegian regulations regarding well control equipment
Guidance note:
The original design specification shall describe the design lifetime.
Design lifetime should take into account defined design loads and relevant degradation mechanisms.
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7.4 Personnel
Personnel performing dismantling, repair, reassembly and testing shall be qualified in accordance with written
requirements of the Contractor, which include specified minimum training and qualification requirements.
Personnel performing visual quality control shall be at least qualified in accordance with EN 473 level 2 Visual
Inspector or NS 477.
Personnel performing welding shall be certified according to ISO 9606 and/or NSEN 287, or equivalent.
Personnel performing visual inspection, for all welding activities shall be certified according to NS 477, and/
or IWI-S rules for approval of international welding inspector.
Personnel performing NDT inspections shall be qualified to minimum ISO 9712 level 2/EN 473 level 2, or
equivalent.
Personnel, who are responsible to evaluate the NDT methods regarding fatigue/corrosion/erosion, shall be
qualified to ISO 9712 level 3 and/or EN 473 level 3, or equivalent.
Coating inspectors shall be qualified to minimum NS 476 level 2, or equivalent.
All welders/inspectors shall have valid certificates, in accordance with codes and standards specified for the
recertification process.
Personnel performing heat treatment shall be qualified to follow Contractors procedures for heat treatment.
7.5 Dismantling and cleaning of equipment
The equipment shall be dismantled and cleaned in accordance to the original maintenance procedure or
Owners procedures. Necessary control measures shall be included to avoid mixing/mismatching of parts. The
extent of dismantling shall be defined in the ITP.
7.6 Identification of components
All critical components shall be traceable to material certificates, with reference to specific heat number or heat
treat lot. Traceability shall be documented. Lack of traceability for critical components will require
replacement if other means to prove fitness for purpose fails (ref. Section 8).
Material properties for critical components shall be verified, either by reviewing traceable certificates or
compensating measures as described in Section 8.
7.7 Inspection and NDT requirements
Visual inspection shall be carried out on all components for examination of visible defects in material and
workmanship. Visual inspection shall be documented, with reference to latest revision/version of original
design specification and the latest revision of selected and recognized codes and standards.
Critical dimensions shall be defined, confirmed, and documented. The acceptance criteria shall be within latest
revision/version of original drawings/machining tolerances or allowed wear limits.
Hardness testing, for critical components, shall be performed and the values shall meet the latest revision/
version of original design specification and or specified project requirements.
Moulded sealing assembly that are intended to be reused shall be inspected to be in accordance with the latest
revision/version of original maintenance procedure.
NDT shall be performed in accordance with the requirements specified in the latest revision/version of original
design specification and the agreed NDT plan, as well as codes and standards specified for the inspection. A
NDT report shall be traceable to the component and clearly refer to the actual location and position on the
component.
Guidance note:
NDT methods includes visual inspection, PT, ET, MT, RT, UT, and other relevant techniques.
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Equipment for positive material identification (e.g. spectrograph) and hardness testers etc, shall be calibrated.
7.8 Repair of components
Repair of components shall follow latest revision/version of original design specification and material
specification, latest revision/version of original drawings and specified recognized standards or codes.
Before welding, an approved WPQR/WPS shall be presented by Contractor and the WPQR/WPS shall be in
accordance with the specified standards or codes and approved by Owner and Third Party. Material certificates
shall be available for review.
Guidance note:
Lack of traceability will require steps described in Section 8.
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Repair welding of Corrosion Resistant Alloy (CRA; e.g. Inconel): PMI or chemical analysis shall be carried
out on surfaces welded with CRA after machining but prior to rewelding. The iron level shall be verified
against the project requirements. Thickness measurement of the CRA layer shall be carried out, after machining
but prior to rewelding. Remaining CRA thickness shall be equal to, or above the minimum qualified thickness
described in the WPQR/WPS. Dissolved weight percent of iron in the CRA layer higher than the project
specification, will possibly require a complete removal of the CRA layer and then re-welding. Re-welding will
require a WPQR/WPS that cover CRA welding on the base material with subsequent PWHT. Prior to starting
welding, the specified PWHT shall be verified and evaluated against the tempering temperature described in
the original material certificate, and earlier used PWHT(s) (if any).
Welding that will include PWHT should have a WPQR/production test which can document the base material
properties after welding.
Guidance note:
E.g. if a base material has undergone two earlier PWHT, then the WPQR intended to be used should be tested and
qualified and/or a production test program should be performed to cover three PWHT.
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Heat treatment shall follow an approved WPS, and specified standard or code. Temperature recording
instrument shall be used during the heat treatment process. Temperature and other recording instruments shall
be calibrated at least every year.
Hardness testing, after heat treatment, shall be carried out and verified to be in accordance with the latest
revision/version of original design and material specification and specified recognized standards or codes.
Machining (if applicable) shall be in accordance with latest revision/version of original drawing tolerances or
specified standards.
NDT shall be performed in accordance with the requirements specified in the latest revision/version of original
design specification, as well as codes and standards specified for the inspection.
All components that do not meet the specified acceptance criteria shall be subjected to a new repair scope or
be replaced.
7.9 Replacement of components
Replacement components shall be in accordance to the latest revision/version of original design and material
specification and specified standards and codes.
Replacement of a component made by other manufacturer than the design responsible shall be agreed upon
between the contract parties (e.g. Owner, and Third Party) in each case. The replacement component shall be
designed and produced according to the latest revision/version of original design and material specification.
The component shall be fully documented (e.g. manufacturers certificate of conformance, material certificate,
test reports etc.).
7.10 Reassembly
Latest revision/version of original design specification/procedure for reassembly shall be followed.
7.11 Test requirements
Unless the equipment has been subjected to repair e.g. welding and/or machining of pressure exposed
components, the pressure/load test shall be limited to Maximum Working Pressure (MWP)/load, including low
pressure seal test.
The equipment shall be function tested in accordance with an approved procedure and to the specified
recognized standards or codes.
Welding with or without heat treatment, or machining, of pressure/load exposed components will require a
body pressure test according to the design. The test pressure should normally be 1.5 times the maximum
working pressure (MWP).
Guidance note:
Other test pressure might be agreed for welding without heat treatment dependent of the extent of the repair.
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Pressure recording instruments shall be used during testing. Recording instruments shall be calibrated at least
once every year.
All test procedures shall be referenced in the Quality Plan (QP)/Inspection and Test Plan (ITP). Test reports
and printouts shall be signed, time stamped and filed together with the final recertification documentation.
7.12 Coating
Latest revision/version of original design specification and/or the specified standards or codes for coating shall
be followed.
7.13 Preservation
An approved preservation/maintenance procedure shall be followed if the equipment is placed onshore
awaiting offshore shipment, or temporarily stored.
7.14 Final documentation
Repair documentation shall be traceable, and shall be included in the final recertification documentation. The
final documentation should be organized in an agreed format. Recommended index:
1) Contractors Certificate of Conformance for the recertification (COC)
2) Third Party Recertification Compliance Certificate (RCC)
3) as built drawings
4) part number list
5) earlier issued COCs regarding recertification or overhaul/inspection
6) earlier issued RCCs
7) OEMs COC (when new fabricated)
8) design specification
9) Third Party documentation (e.g. design verification report, type approval etc.)
10) equipment history log (operational use)
11) modification documentation
12) Quality Plan (QP)
13) Inspection and Test Plan (ITP)
14) inspection reports
15) NDT reports
16) repair documentation (including the applicable WPS etc.)
17) traceable material certificates for pressure exposed and load bearing components, as a minimum
18) non-conformances and compensating measures
19) test reports/ print outs
20) calibration certificates (e.g. pressure test equipment etc.)
21) welders certificates, NDT inspectors certificates, coating inspectors certificates etc.
If the material certificate is missing then mechanical testing should be performed, in addition to the steps
described above.
Guidance note:
Where components are exactly of the same design and origin, random selection of items for destructive testing would
be sufficient to satisfy collective confidence levels for materials. In each case, the extent of the random selection shall
be agreed upon, between contract parties. The minimum design temperature for the equipment shall be equal to or
higher than the specified mechanical testing temperature.
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APPENDIX A
EQUIPMENT DESCRIPTION
APPENDIX B
FLOW CHART FOR THE RECERTIFICATION PROCESS
APPENDIX C
RECERTIFICATION COMPLIANCE CERTIFICATE (EXAMPLE)