Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 1 of 15

IN THE UNITED STATES BANKRUPTCY COURT

FOR THE DISTRICT OF DELAWARE

------------------------------------------------------------X
In re: : Chapter 11
:
DNIB UNWIND, INC. (f/k/a BIND : Case No. 16-11084 (BLS)
Therapeutics, Inc.), et al., 1 :
: (Jointly Administered)
Post-Effective Date Debtors. :
------------------------------------------------------------X
AFFIDAVIT OF SERVICE

I, Keri-Ann Cuadros, depose and say that I am employed by Prime Clerk LLC (Prime
Clerk), the claims and noticing agent for the Post-Effective Date Debtors in the above-
captioned chapter 11 cases.

On February 6, 2017, at my direction and under my supervision, employees of Prime

Clerk caused the following material to be served via email on the party identified on the service
list attached hereto as Exhibit A. The Depository Trust Company (DTCC) was also provided
with instructions of the below document to publicize to the beneficial owners of the Post-
Effective Date Debtors public securities:

DNIB Unwind, Inc. (f/k/a BIND Therapeutics, Inc.) and the DNIB Liquidation Trust
Equity Distribution Form, a copy of which is attached hereto as Exhibit B (the
Equity Distribution Form);

On February 7, 2017, at my direction and under my supervision, employees of Prime

Clerk caused the Equity Distribution Form to be served via overnight mail on the banks, brokers,
dealer agents, nominees or their agents (collectively, the Nominees) identified on the service
lists attached hereto as Exhibit C. The Nominees were provided with instructions and sufficient
quantities of the aforementioned document to distribute to the beneficial owners of the Post-
Effective Date Debtors public securities.

In addition to the hard copy service detailed above, on February 7, 2017, at my direction
and under my supervision, employees of Prime Clerk caused the Equity Distribution Form to be
served via email on the parties identified on the service list attached hereto as Exhibit D.

1
The Post-Effective Date Debtors, together with the last four digits of each Post-Effective Date Debtors
U.S. federal tax identification number, are: DNIB Unwind, Inc. (f/k/a BIND Therapeutics, Inc.) (6148) and
DNIB Subsidiary Corporation (f/k/a BIND Biosciences Security Corporation) (3208). The address for the
Post-Effective Date Debtors is c/o Development Specialists, Inc., 333 South Grand Avenue, Suite 4070,
Los Angeles, CA 90071.
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 2 of 15

Dated: February 10, 2017 vef\i -kn C1){ldhol;

Keri-Ann Cuadros
State of New York
County of New York

Subscribed and sworn to (or affirmed) before me on February 10, 2017, by Keri-Ann Cuadros,
proved sis of satisfactory evidence to be the person who appeared before me.

Signature: , z
MARK M BROWN
NOTARY PUBLIC-STATE OF NEW YORK
No. 02BR6305738
Quallfled In New York County
My Commission Expires June 09, 2018

SRF 13875
Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 3 of 15

Exhibit A
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 4 of 15
ExhibitA
DepositoryServicelIst
ServedviaEmail
Names Emails
[email protected];
[email protected];
[email protected];
DTCC [email protected]

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
CaseNo.1611084(BLS) Page1of1
Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 5 of 15

Exhibit B
SRF 13875 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 6 of 15

DNIB Unwind, Inc. (f/k/a BIND Therapeutics, Inc.) and the DNIB Liquidation Trust

VERY IMPORTANT

In order to receive any additional distributions pursuant to the Plan (as defined herein)
with respect to your beneficial interest in the DNIB Liquidation Trust (the Trust) on
account of your prior ownership of shares of stock of BIND Therapeutics, Inc., you must
complete and return the enclosed W-9 form or W-8 form, as applicable.

You should read this letter, the Liquidation Trust Agreement (as defined below) and the
Plan carefully and discuss them with your advisors.

Ladies and Gentlemen:

You are receiving this letter because you held one or more shares of BIND Equity
Interests (as defined in the Plan) on August 30, 2016 (the Distribution Record Date).

On May 1, 2016, DNIB Unwind, Inc. (f/k/a BIND Therapeutics, Inc.) and DNIB
Subsidiary Corporation (f/k/a BIND Biosciences Security Corporation) (collectively, the
Debtors) filed voluntary petitions for relief under chapter 11 of title 11 of the United States
Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy
Court).

On September 26, 2016, the Bankruptcy Court entered an order [Docket No. 457] (the
Confirmation Order) confirming the Debtors Amended Combined Disclosure Statement and
Chapter 11 Plan of Liquidation, dated September 14, 2016 [Docket No. 415] (as modified and
approved by the Confirmation Order, the Plan) and the Plan became effective on October 11,
2016 (the Effective Date) [Docket No. 474].1

Pursuant to the Plan and the Confirmation Order, on the Effective Date, all assets of the
Debtors were transferred to the Trust and the Liquidating Trustee was appointed to serve in
accordance with the Liquidation Trust Agreement (the Liquidation Trust Agreement), dated
October 11, 2016, by and among DNIB Unwind, Inc., DNIB Subsidiary Corporation and
Geoffrey L. Berman, solely in his capacity as trustee of the DNIB Liquidation Trust (the
Liquidating Trustee).

On and after the Effective Date, the Liquidating Trustee has the responsibility to make
distributions under the Plan. Section 5.1 of the Liquidation Trust Agreement provides that all
funds remaining in the Trust after the payment of costs and expenses are to be paid to the
Liquidation Trust Beneficiaries (which include all holders of Allowed General Unsecured
Claims and all Allowed Equity Interests under the Plan) according to the terms of the Plan and
the Liquidation Trust Agreement.

1
Copies of the Plan, the Liquidation Trust Agreement and all other filings in the Debtors bankruptcy cases
can be obtained and viewed free of charge at the following web address: http://cases.primeclerk.com/BIND.

US-DOCS\79799106.3
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 7 of 15

Pursuant to the Plan:

On the Effective Date, all BIND Equity Interests shall be cancelled. Allowed
Equity Interest Holders shall receive an Initial Equity Distribution on the Initial
Equity Distribution Date in accordance with the terms of [the Plan]. . . . For the
avoidance of doubt, no further Distributions on account of Allowed Equity
Interests shall be made unless and until all Claims of a higher priority under the
Bankruptcy Code, including, but not limited to, Allowed Claims, are satisfied in
full and all objections with respect thereto have been resolved and any Claims that
are or become Allowed Claims are satisfied in full with interest and there are no
unresolved Claims of any Creditors.

The Liquidation Trust Agreement provides that each Liquidation Trust Beneficiary is
entitled to receive information from the Liquidating Trustee necessary for each Liquidation Trust
Beneficiary to determine its share of items of income, gain, loss, deduction or credit for United
States federal income tax purposes.

In order to receive any further distribution(s) under the Plan and your annual Form K-1,
you must:

(1) coordinate completion of the enclosed Nominee Certification with your

Nominee;

(2) complete the enclosed W-9 form or W-8 form, as applicable; and

(3) send the (a) completed W-9 form or W-8 form and (b) the completed
Nominee Certification to:

Prime Clerk LLC

Attn: BIND Distribution Form Processing
830 3rd Avenue, 3rd Floor
New York, NY 10022

IMPORTANT NOTE: If you do not return the completed W-9 form or W-8 form,
as applicable, to the above address within 180 days, you will not receive any further
distributions from the Trust, regardless of whether you received any prior
distributions under the Plan.

If you have questions regarding this letter, please contact:

Prime Clerk LLC

Attn: BIND Distribution Form Processing
830 3rd Avenue, 3rd Floor
New York, NY 10022
T: (855) 388-4576

US-DOCS\79799106.3
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 8 of 15
2

Please coordinate completion of the below by your nominee if you hold the shares through a
nominee.
Nominee Certification. In order to receive further distribution(s) under the Plan and your annual
Form K-1, your ownership of the shares (CUSIP 05548N 107) must be confirmed by your
nominee, which nominee must complete the below on your behalf.

To be completed by Nominee only

DTC Participant Name: Number of Shares of CUSIP 05548N 107

that was held by Nominee for account
___________________________________ indicated below as of August 30, 2016:

DTC Participant Number: __________________________________

___________________________________

DTC Participant Contact Name: Nominees Medallion Guarantee

(or attach authorized signatory list
___________________________________ hereto):

DTC Participant Authorized Signature:

___________________________________

DTC Participant Contact Number:

___________________________________

DTC Participant Email Address:

__________________________________

Beneficial Holder Name:

___________________________________

Beneficial Holder Account Number:

___________________________________
Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 9 of 15

Exhibit C
 Case 16-11084-BLS Doc 590 Filed 02/13/17
EXHIBITC Page 10 of 15
NomineesServiceList
ServedviaOvernightMail

Name Address1 Address2 Address3 City State PostalCode Country

BAIRD&CO.INCORPORATED(0547) ATTN:JANEERBEORREORGMGR 777E.WISCONSINAVENUE MILWAUKEE WI 53202

AMERICANENTERPRISE(0216/0756/2146) ATTN:REORGMGR 2178AMERIPRISEFINANCIALCENTER ROUTING:S6/2178 MINNEAPOLIS MN 55474

BANKOFAMERICA/GWIM(0955) ATTN:STEFANIEPALADINOORREORGMGR 1201MAIN DALLAS TX 75202
BARCLAYSCAPITALINC.(0229/5101) ATTN:CORPORATEACTIONS 400JEFFERSONPARK4THFLOOR WHIPPANY NJ 7981
BB&TSECURITIES(0702) ATTN:JESSEWSPROUSEORREORGDEPT. 8006DISCOVERYDRIVE SUITE200 RICHMOND VA 23229
BB&TSECURITIES(0702) ATTN:RICKYJACKSONORREORGDEPT. CORPORATEACTIONS 8006DISCOVERYDRIVE RICHMOND VA 23229
BBS/CDS**(5085) ATTN:DEBORAHCARLYLEORREORGMGR 4100YONGESTREET SUITE504A TORONTO ON M2P2G2 CANADA
BMONESBITTBURNSINC./CDS(5043) ATTN:REORGMGR B1LEVEL1STCANADIANPL. 100KINGST.W. TORONTO ON M5X1H3 CANADA
BNPPARIBASNYBRANCH(1569/2787) ATTN:DEANGALLIORREORGDEPT 525WASHINGTONBLVD. 9THFLOOR JERSEYCITY NJ 07310
BNPPARIBASPRIMEBROKERAGE,INC.(2154/2147) ATTN:GENEBANFIORREORGMGR 525WASHINGTONBLVD9THFLOOR JERSEYCITY NJ 7310
BNYMELLON/NETRUST(0954) ATTN:BETHSTIFFLERORREORGMGR 525WILLIAMPENNPLACE SUITE300 PITTSBURGH PA 15259
BNY/CHARLESSCHWAB(2336) ATTN:MICHAELKANIAORREORGMGR 525WILLIAMPENNPLACE PITTSBURGH PA 15259
BONY/SPDR(2209) ATTN:JENNIFERMAYORREORGMGR 525WILLIAMPENNPLACE PITTSBURGH PA 15259
BROWNBROTHERSHARRIMAN&CO.(0010) ATTN:PAULNONNONORREORGMGR. 525WASHINGTONBLVD. NEWPORTTOWERS JERSEYCITY NJ 073101607
BROWNBROTHERSHARRIMAN&CO./ETF(0109) ATTN:SHELDONBROUTMANORREORGMGR 140BROADWAY NEWYORK NY 10005
CHARLESSCHWAB&CO.,INC.(0164) ATTN:EVAFLORESORREORG.DEPT. 211MAINSTREET SANFRANCISCO CA 94105
CHARLESSCHWAB&CO.,INC.(0164) ATTN:DEBORAHJUNGORREORGMGR. 2423EASTLINCOLNDRIVE 1STFLOOR PHOENIX AZ 850161215
CHARLESSCHWAB&CO.,INC.(0164) ATTN:NANCYBRIMORREORGMGR. 2423EASTLINCOLNDRIVE PHXPEAK02K130 PHOENIX AZ 850161215
CHARLESSCHWAB&CO.,INC.(0164) ATTN:CHRISTINAYOUNGORREORGMGR. 2423EASTLINCOLNDRIVE PHOENIX AZ 850161215
CIBCWORLDMARKETSINC./CDS(5030) ATTN:JERRYNICASTROORREORGMGR 161BAYSTREET 10THFLOOR TORONTO ON M5J2S8 CANADA
CITSECLLC(8430) ATTN:KEVINNEWSTEADORREORGMGR 131SOUTHDEARBORNSTREET 35THFLOOR CHICAGO IL 60603
CITIBANK,N.A.(0908) ATTN:CAROLYNTREBUSORREORGMGR 3800CITIBANKCENTERB312 TAMPA FL 33610
CITIBANK,N.A.(0908) ATTN:EVENTSCREATIONORREORGMGR 3800CITIBANKCENTERB312 TAMPA FL 33610
CITIBANK,N.A.(0908) ATTN:SANDRAHERNANDEZORREORGMGR 3800CITIBANKCENTERB312 TAMPA FL 33610
CITIBANK,N.A.(0908) ATTN:SHERIDASINANANORREORGMGR 3800CITIBANKCENTER B/3RDFLOOR/ZONE12 TAMPA FL 33610

CITIGROUPGLOBALMARKETSINC.(0418/0505) ATTN:ROSEMARIEYODICEORREORGMGR 388GREENWHICHSTREET11THFLOOR NEWYORK NY 10013

CLEARVIEWCORRESPONDENTSERVICES,LLC702 ATTN:GLORIALIOORREORG.DEPT. 30HUDSONSTREET 16THFLOOR JERSEYCITY NJ 7302
CORLLC(0052) ATTN:AMBRASTRAIGHTORREORGMGR 9300UNDERWOODAVENUE SUITE400 OMAHA NE 68114
CORLLC(0052) ATTN:LUKEHOLLANDORREORGMGR 1200LANDMARKCENTER SUITE800 OMAHA NE 68102
CREDITSUISSESECURITIES(0355) ATTN:ASHWINEESAWHORREORGMGR 11MADISONAVENUE 23RDFLOOR NEWYORK NY 10010
RESEARCH
CREDITSUISSESECURITIESUSALLC(0355) ATTN:TIMJOHNSONORREORGMGR. 7033LOUISSTEPHENSDRIVE TRIANGLEPARK NC 27709
RESEARCH
CREDITSUISSESECURITIESUSALLC(0355) ATTN:ANTHONYMILOORREORGMGR. 7033LOUISSTEPHENSDRIVE GLOBALPROXYSERVICES TRIANGLEPARK NC 27709
CREDITSUISSESECURITIESUSALLC(0355) ATTN:SARAHCHANDRIKAORREORGMGR. ONEMADISONAVE NEWYOK NY 10010
CRESTINTLNOMINEESLIMITED(2012) ATTN:JASONMURKINORREORGMGR 33CANNONST. LONDON UK EC4M5SB UNITEDKINGDOM
CRESTINTLNOMINEESLIMITED(2012) ATTN:NATHANASHWORTHORREORGMGR 33CANNONST. LONDON UK UKEC4M5SB UNITEDKINGDOM
DEPOSITORYTRUSTCO. ATTN:EDHAIDUK 55WATERSTREET 25THFLOOR NEWYORK NY 10041
DEPOSITORYTRUSTCO. ATTN:HORACEDALEY 55WATERSTREET 25THFLOOR NEWYORK NY 10041
1060ROBERTBOURASSABLVD,SUITE
DESJARDINSSECURITIESINC.**(5028) ATTN:REORGDEPTMTL10601ERE 101 MONTREAL QC H3B5L7 CANADA
DEUTSCHEBANKSECURITIES(0573) ATTN:JOEVARGAORREORGMGR. 5022GATEPARKWAY SUITE100 JACKSONVILLE FL 32256

E*TRADE/RIDGECLEARING(0158) ATTN:BRIANDARBYORREORGMGR ONEDALLASCENTER 350M.ST.PAULSUITE1300 DALLAS TX 75201

E*TRADE/RIDGECLEARING(0158) ATTN:BILIANASTOIMENOVAORREORGMGR 1700PACIFICAVENUE,SUITE1400 DALLAS TX 75201
E*TRADECLEARINGLLC(0385) ATTN:VICTORLAUORPROXYMGR 34EXCHANGEPLACE PLAZAII JERSEYCITY NJ 07311

EDWARDJONES(0057) ATTN:GERRIKAEMPFEORREORGMGR CORPORATEACTIONS&DISTRIBUTION 12555MANCHESTERROAD ST.LOUIS MO 63131

EDWARDJONES(0057) ATTN:DEREKADAMSORREORGMGR CORPORATEACTIONS&DISTRIBUTION 12555MANCHESTERROAD ST.LOUIS MO 63131

EDWARDJONES/CDS**(5012) ATTN:KENNIQUEMEALS CORPACTIONANDDISTRIBUTION 12555MANCHESTERROAD ST.LOUIS MO 63131

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
CaseNo.1611084(BLS) Page1of3
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EXHIBITC Page 11 of 15
NomineesServiceList
ServedviaOvernightMail

Name Address1 Address2 Address3 City State PostalCode Country

5001KINGSLEYDRIVEMAILDROP
FIFTHTHIRDBANK,THE(2116) ATTN:CARRIEPOTTERORREORGMGR 1M0B2D CINCINNATI OH 45227
FIFTHTHIRDBANK,THE(2116) ATTN:LANCEWELLSORREORGMGR 5001KINGSLEYDRIVE MAILDROP1M0B2D CINCINNATI OH 45227
FIRSTCLEARING(0141) ATTN:FINESSAROSSONORREORGDEPT. 1NORTHJEFFERSON9F ST.LOUIS MO 63103
FIRSTCLEARING,LLC(0141) ATTN:MATTBUETTNERORREORGDEPT. 2801MARKETSTREET H000609B ST.LOUIS MO 63103
FORTISCLEARINGAMERICASLLC(0695/0396) ATTN:SUENOWLICKIORREORGMGR 175W.JACKSONBLVDSUITE400 CHICAGO IL 60605
GOLDMAN,SACHS&CO.(0005) ATTN:ALEXMUCHNIKORREORGMGR 30HUDSONST. PROXYDEPARTMENT JERSEYCITY NJ 073020000
HSBC/CLEAR(8396) ATTN:HOWARDDASHORREORGMGR 4525THAVENUE NEWYORK NY 10018
INTERACTIVEBROKERS(0017/0534) ATTN:CARLAGOOLEYORREORGMGR 1PICKWICKPLAZA GREENWICH CT 6830
J.P.MORGANCLEARINGCORP.(0352) ATTN:REORGMGR 14201NORTHDALLASPARKWAY 12THFLOOR DALLAS TX 75254
J.P.MORGANCLEARINGCORP.(0352) ATTN:ERICOSZUSTOQICZORREORGMGR 3CHASEMETROTECHCENTER PROXYDEPT./NY1H034 BROOKLYN NY 112450001
DEPT.C,CASHIERSDEPARTMENTONE CENTERNORTHREORG
J.P.MORGANCLEARINGCORP.(0352) ATTN:BRODERICKWALKERORREORGMGR METROTECH DEPT4THFLOOR BROOKLYN NY 112013862
JANNEYMONTGOMERYSCOTTINC.(0374) ATTN:REGINALUTZORREORGMGR 1801MARKETSTREET 9THFLOOR PHILADELPHIA PA 191031675
JANNEYMONTGOMERYSCOTTINC.(0374) ATTN:BOBMARTINORREORGMGR 1801MARKETSTREET 9THFLOOR PHILADELPHIA PA 191031675
HARBORSIDEFINANCIALCENTER705
JEFFERIES&COMPANY,INC.(0019) ATTN:RAYDESOUZAORREORGMGR PLAZA3 JERSEYCITY NJ 7311
JPMCH/CTC(2424) ATTN:DARRINNELSONORREORGMGR 14201DALLASPARKWAY 13THFLOOR DALLAS TX 75254
JPMORGANCHASEBANK,NA(0902) ATTN:JACOBBACKORREORGMGR 14201DALLASPARKWAY 12THFLOOR DALLAS TX 75254
JPMORGANCHASEBANK,NA(0902/(2424) ATTN:PHILIPROYORREORGMGR 14201DALLASPARKWAY 12THFLOOR DALLAS TX 75254
JPMORGANCHASEBANK/IA(2357) ATTN:SUSHILPATELORREORGMGR 14201DALLASPARKWAYSUITE121 DALLAS TX 75254
KNIGHTCLEARINGSERVICESLLC(0295) ATTN:JANICABRINKORREORGMGR 545WASHINGTONBLVD. JERSEYCITY NJ 7310
LEKSECURITIESCORPORATION(0512) ATTN:DANIELHANUKAORREORGMGR 1LIBERTYPLAZA52NDFLOOR NEWYORK NY 10006
LPLFINANCIALCORPORATION(0075) ATTN:MARTHALANG 4828PARKWAYPLAZABLVD CHARLOTTE NC 28217
LPLFINANCIALCORPORATION(0075) ATTN:CORPORATEACTIONS 4707EXECUTIVEDRIVE SANDIEGO CA 92121
M&IMARSHALL&ILSLEYBANK(0992) ATTN:CYNTHIAHAMMERELLORREORGMGR 1000N.WATERSTREETTR14 MILWAUKEE WI 53202
MANULIFESECURITIESINC/CDS(5047) ATTN:JOSEPHCHAUORREORGMGR 85RICHMONDSTREET WESTTORONTO ON M5H2C9 CANADA
MARSCOINVESTMENTCORPORATION(0287) ATTN:KARENJACOBSENORREORGMGR 101EISENHOWERPARKWAY ROSELAND NJ 070680000
MERRILLLYNCH,PIERCE,FENNER(0161/5198) ATTN:EARLWEEKSORREORGMGR 4804DEERLAKEDRE JACKSONVILLE FL 32246
MORGANSTANLEY&CO.(0050) ATTN:IRVINGCORUJOORREORGMGR ONENEWYORKPLAZA 7THFLOOR NEWYORK NY 10004
MORGANSTANLEY&CO.INCORPORATED50 ATTN:RAQUELDELMONTEORREORG ONENEWYORKPLAZA7THFLOOR NEWYORK NY 10004
MORGANSTANLEY&CO./INTLPLC(0050) ATTN:MICHELEFORDORREORGMGR 901SOUTHBONDST6THFL BALTIMORE MD 21231
MORGANSTANLEYSMITHBARNEYLLC(0015) ATTN:JOHNBARRYORREORGMGR 1300THAMESSTREETWHARF BALTIMORE MD 21231
NATIONALFINANCIALSERVICESLLC(0226) ATTN:SEANCOLEORREORGMGR 499WASHINGTONBLVD 5THFLOOR JERSEYCITY NJ 07310
NATIONALFINANCIALSERVICESLLC(0226) ATTN:KARLBAKERORREORGMGR 499WASHINGTONBLVD 5THFLOOR JERSEYCITY NJ 07310

NBCNINC./CDS(5008) ATTN:BENOITHENAULTORREORGMGR 1010RUEDELAGAUCHETIEREST.WEST SUITE1925 MONTREAL QC H3B5J2 CANADA

WORLDWIDEPLAZA10TH
NOMURASECURITIES(0180/7507/7584) ATTN:HERNANSANCHEZORREORGMGR 309WEST49THSTREET FLOOR NEWYORK NY 10019
NORTHERNTRUSTCO(2669) ATTN:ROBERTVALENTINORREORGMGR 801SCANALSTREET FLOORC1N CHICAGO IL 60607
NORTHERNTRUSTCO(2669) ATTN:ANDREWLUSSENORREORGMGR 801SCANALSTREET FLOORC1N CHICAGO IL 60607
OPPENHEIMER&CO.INC.(0571/0303) ATTN:OSCARNAZARIOORREORGMGR 85BROADSTREET,4THFL NEWYORK NY 10004
OPTIONSXPRESS,INC(0338) ATTN:SCOTTJOHNSONORREORGMGR 311W.MONROESTREET CHICAGO IL 60606
PEOPLESECURITIES(0220) ATTN:PATRICIACHONKOORREORGMGR 850MAINSTREET BRIDGEPORT CT 6604
1PERSHINGPLAZA7TH
PERSHINGLLC(0443) ATTN:EDDIEORLANDOORREORGMGR SECURITIESCORPORATION FLOORREORG. JERSEYCITY NJ 7399

SECURITIESCORPORATION1PERSHING
PERSHINGLLC(0443) ATTN:ALHERNANDEZORREORGMGR PLAZA7THFLOORREORG. JERSEYCITY NJ 7399
PERSHINGLLC(0443) ATTN:JOSEPHLAVARAORREORGMGR 1PERSHINGPLAZA JERSEYCITY NJ 7399
PNCBANK,N.A.(2616) ATTN:JANETCLEARYORREORGMGR 8800TINICUMBLVD MSF6F266022 PHILADELPHIA PA 19153
PRIMEVESTFINANCIALSERVICES(0701) ATTN:MARKSCHOUVILLERORREORGMGR 4001STSTREETSOUTH ST.CLOUD MN 56301
505BURRARDST.,SUITE
QTRADESECURITIESINC./CDS**(5009) ATTN:JOSEPHCHAUORREORGMGR ONEBENTALLCENTRE 1920 VANCOUVER BC V7X1M6 CANADA

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
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NomineesServiceList
ServedviaOvernightMail

Name Address1 Address2 Address3 City State PostalCode Country

880CARILIONPARKWAYTOWER2,4TH
RAYMONDJAMES&ASSOCIATES,INC.(0725) ATTN:ROBERTAGREENORREORGMGR FLOOR ST.PETERSBURG FL 33716
RBCCAPITALMARKETS(0235) ATTN:STEVESCHAFERORREORGMGR 60SOUTH6THSTREET MINNEAPOLIS MN 55402
ROYALBANKPLAZANORTH
RBCDOMINION/CDS(5002) ATTN:KARENOLIVERESORREORGMGR 200BAYSTREET,6THFLOOR TOWER TORONTO ON M5J2W7 CANADA
ROBERTW.BAIRD&CO.(0547) ATTN:JANSUDFELDORREORGMGR 777E.WISCONSINAVENUE 19THFLOOR MILWAUKEE WI 53202
ROBERTW.BAIRD&CO.(0547) ATTN:TRACYTRENSCHORREORGMGR 777E.WISCONSINAVENUE MILWAUKEE WI 53202
SCOTIACAPITALINC.(0096) ATTN:JOELAPORTAORREORGMGR 250ZESEYSTREET NEWYORK NY 10281
SCOTIACAPITALINC./CDS(5011) ATTN:NORMITARAMIREZCORPACTIONSDEPT 40KINGSTREETWEST TORONTO ON M5H1H1 CANADA
SCOTTRADE,INC.(0705) ATTN:REORGANIZATIONDEPARTMENT 500MARYVILLEUNIVERSITYDR. ST.LOUIS MO 63141
SEIPRIVATETRUSTCOMPANY(2039/2663) ATTN:MELVINALLISONORREORGMGR ONEFREEDOMVALLEYDRIVE OAKS PA 19456
SGAMERICASSECURITIES,LLC(0286) ATTN:CHARLESHUGHESORREORGMGR 245PARKAVE NEWYORK NY 10167
SOUTHWESTSECURITIES,INC.(0279) ATTN:DORISKRAJCORREORGMGR 1201ELMSTREET SUITE3700 DALLAS TX 75270
SOUTHWESTSECURITIES,INC.(0279) ATTN:CHRISTINAFINZENORRORGMGR 1201ELMSTREET SUITE3700 DALLAS TX 75270
SOUTHWESTSECURITIES,INC.(0279) ATTN:RHONDAJACKSONORREORGMGR 1201ELMSTREET SUITE3500 DALLAS TX 75270
SSBBLACKROCKTRUST(2767) ATTN:TRINAESTREMERAORREORGMGR 1776HERITAGEDRIVENORTH QUINCY MA 2171
SSBIBT/BGI(2767) ATTN:TOMBRODERICKORREORGMGR 1776HERITAGEDRIVENORTH QUINCY MA 2171
SSB&TCO/CLIENTCUSTODYSERVICES(2678) ATTN:MYRIAMPIERVILORREORGMGR 1776HERITAGEDRIVENORTH QUINCY MA 2171
SSB/FRANK(2399) ATTN:DUSTINTOPJIANORREORGMGR. CORPORATEACTIONS 1776HERITAGEDRIVE NORTHQUINCY MA 2171
STATESTREET(0997) ATTN:MIKEFEELEY/ROBRAYORREORGMGR CORPACTIONSJAB5E 1776HERITAGEDRIVE NORTHQUINCY MA 2171
STATESTREETBANKANDTRUST(0997/2319) ATTN:CHRISTINESULLIVANORREORGMGR CORPACTIONSJAB5E 1776HERITAGEDRIVE NORTHQUINCY MA 2171

STERNE,AGEE&LEACH,INC.(0750) ATTN:KENSIMPSONORPROXYMGR 2PERIMETERPARKSOUTH,STE100W BIRMINGHAM AL 35243

STERNE,AGEE&LEACH,INC.(0750) ATTN:WENDYFLETCHERORREORGMGR 813SHADESCREEKPARKWAY SUITE100B BIRMINGHAM AL 35242
7THFLOORSTOCKRECORD
STIFEL,NICOLAUS&CO(0793) ATTN:CHRISWIEGANDORREORGMGR 501N.BROADWAY DEPT ST.LOUIS MO 63102
STIFEL,NICOLAUS&CO(0793) ATTN:CRAIGMCINTOSHORREORGMGR 501N.BROADWAY REORGDEPT ST.LOUIS MO 63102
STOCKCROSSFINANCIAL(0445) ATTN:ELEANORPIMENTELORREORGMGR 77SUMMERSTREET2NDFLOOR BOSTON MA 2210
TDAMERITRADECLEARING,INC.(0188) ATTN:MANDIFOSTERORREORGMGR 1005NORTHAMERITRADEPLACE BELLEVUE NE 68005
TDAMERITRADECLEARING,INC.(0188) ATTN:GARYSWAINORREORGMGR 1005NORTHAMERITRADEPLACE BELLEVUE NE 68005
TDWATERHOUSE/CDS(5036) ATTN:ROHITSANDHUORREORGMGR 60NORTHWINDPLACE SCARBOROUGH ON M1S5L4 CANADA
THEBANKOFNEWYORKMELLON(0901) ATTN:JENNIFERMAYORREORGMGR 525WILLIAMPENNPLACE SUITE1530400 PITTSBURGH PA 15259
THEBANKOFNEWYORKMELLON(0901) ATTN:BRIANMARNELLORREORGMGR 525WILLIAMPENNPLACE ROOM0300 PITTSBURGH PA 15259
8050SW10THSTSUITE
TRADESTATION(0271) ATTN:RICKGORDONORREORGMGR CORPORATEACTIONSDEPARTMENT 2000 PLANTATION FL 33324
UBSFINANCIALSERVICESLLC(0221) ATTN:NEHASOODORREORGMGR 315DEADERICKSTREET 5THFLOOR NASHVILLE TN 37238
UBSSECURITIESLLC(0642) ATTN:JOSEPHPOZOLANTEORREORGMGR 315DEADERICKSTREET NASHVILLE TN 37238
UBSSECURITIESLLC(0642) ATTN:GREGORYCONTALDIORREORGMGR 1000HARBORBLVD5THFLOOR WEENHAWKEN NJ 7086
USBANCORPINVESTMENTS,INC.(0280) ATTN:KEVINBROWNORREORGMGR 60LIVINGSTONAVENUE ST.PAUL MN 55107
VANGUARD(0062) ATTN:CORPORATEACTION 100VANGUARDBLVD MALVERN PA 19355
VANGUARD(0062) ATTN:CORPORATEACTION 14321N.NORTHSIGHTBLVD SCOTTSDALE AZ 85260
VANGUARD(0062) ATTN:PAULNONNONORREORGDEPT. 525WASHINGTONBLVD. NEWPORTTOWERS JERSEYCITY NJ 073101607
VISIONFINANCIALMARKETSLLC(0595) ATTN:HOWARDBRUNNORREORGMGR 4HIGHRIDGEPARKSUITE100 STAMFORD CT 6905
WEDBUSHMORGANSECURITIES(0103/8199) ATTN:ALANP.FERREIRAORREORGMGR 1000WILSHIREBLVD LOSANGELES CA 90017
CORPACTIONSMACD1090101525
WELLSFARGOSECURITIES,LLC(0250) ATTN:SCOTTNELLISORREORGMGR WESTW.T.HARRRISBLVD,1B1 CHARLOTTE NC 28262
CORPACTIONSNC06751525WEST
WELLSFARGOSECURITIES,LLC(0250) ATTN:STEVETURNERORREORGMGR W.T.HARRISBLVD,1B1 CHARLOTTE NC 28262
CORPACTIONSNC06751525WEST
WELLSFARGOSECURITIES,LLC(0250) ATTN:ROBERTMATERAORREORGMGR W.T.HARRISBLVD,1B1 CHARLOTTE NC 28262
WILSONDAVIS&CO.,INC.(0283) ATTN:BILLWALKERORREORGMGR 236S.MAINST. SALTLAKECITY UT 84101
WILSONDAVIS&CO.,INC.(0283) ATTN:JANETTAYLORORREORGMGR 236S.MAINST. SALTLAKECITY UT 84101

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
CaseNo.1611084(BLS) Page3of3
Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 13 of 15

Exhibit D
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 14 of 15
ExhibitD
NomineesandDepositoryServicelIst
ServedviaEmail
Names Emails
AmeripriseFinancial(0756/7260) 2EmailsRedacted
BANKOFNEWYORKMELLON(0901/2510) 14EmailsRedacted
BARCLAYSCAPITAL/BARCLAYSBANK(0229/7254/5101) 4EmailsRedacted
BB&TSECURITIES(0702) 1EmailRedacted
BNPPARIBAS(2787/1569/2154) 4EmailsRedacted
BNYMELLON/NETRUST(0954/2485) 12EmailsRedacted
BROWNBROTHERSHARRIMAN&CO.(0010) 8EmailsRedacted
CANTORFITZGERALD(7311) 2EmailsRedacted
CHARLESSCHWAB&CO.,INC.(0164) 2EmailsRedacted
CITIBANK,N.A.(0908/0418/0505/0274) 10EmailsRedacted
[email protected];[email protected];
[email protected];[email protected];
[email protected];Clearstream
CLEARSTREAM [email protected]
CREDITSUISSESECURITIESUSALLC(0355) 12EmailsRedacted
DAVENPORT&COMPANYLLC(0715) 1EmailRedacted
DESERETTRUSTCOMPANYI(2497) 4EmailsRedacted
DEUTSCHEBANKSECURITIES(0573) 5EmailsRedacted
E*TRADE/RIDGECLEARING(0158/0358) 2EmailsRedacted
EDWARDJONES(0057) 2EmailsRedacted
EUROCLEAR [email protected]
FIRSTCLEARING,LLC(0141) 1EmailRedacted
FIRSTSOUTHWESTCOMPANY(0309) 1EmailRedacted
GOLDMANSACHS(0005/5208/2941) 6EmailsRedacted
INGALLS&SNYDER,L.L.C.(0124) 1EmailRedacted
J.P.MORGANCLEARINGCORP.(0352/2035/0902) 16EmailsRedacted
JANNEYMONTGOMERYSCOTTINC.(0374) 2EmailsRedacted
LPLFINANCIALCORPORATION(0075) 1EmailRedacted
MERRILLLYNCH(0161/5198/0773) 3EmailsRedacted
MORGANSTANLEYSMITHBARNEYLLC(0015) 10EmailsRedacted
NATIONALFINANCIALSERVICESLLC(0226) 5EmailsRedacted
NOMURASECURITIES/FIXEDINCOME(5222) 3EmailsRedacted

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
CaseNo.1611084(BLS) Page1of2
 Case 16-11084-BLS Doc 590 Filed 02/13/17 Page 15 of 15
ExhibitD
NomineesandDepositoryServicelIst
ServedviaEmail
Names Emails
NORTHERNTRUSTCO(2669) 1EmailRedacted
OPPENHEIMER&CO.INC.(0571) 5EmailsRedacted
PERSHINGLLC(0443) 2EmailsRedacted
RAYMONDJAMES&ASSOCIATES,INC.(0725) 2EmailsRedacted
RBCCAPITALMARKETS(0235) 6EmailsRedacted
ROBERTW.BAIRD&CO.(0547) 1EmailRedacted
SCOTIACAPITALINC./CDS(5011) 4EmailsRedacted
SEIPRIVATE(2039) 1EmailRedacted
SISCLEAR [email protected]
SOUTHWESTSECURITIES,INC.(0279) 3EmailsRedacted
STATESTREETBANKANDTRUST(0997/2319) 14EmailsRedacted
STERNE,AGEE&LEACH,INC.(0750) 1EmailRedacted
STIFEL,NICOLAUS&CO(0793) 1EmailRedacted
TDAMERITRADECLEARING,INC.(0188) 2EmailsRedacted
UBSFINANCIALSERVICESLLC(0221) 14EmailsRedacted
VANGUARD(0062) 1EmailRedacted
WEDBUSHMORGANSECURITIES(0103) 1EmailRedacted
WELLSFARGO(0250/2027) 6EmailsRedacted

InreDNIBUNWIND,INC.(f/k/aBINDTherapeutics,Inc.),etal.
CaseNo.1611084(BLS) Page2of2