PT VALORI ESS6 Data Protocol E01 4

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ESS 2012 Data Protocol

Edition 1.4 October 2013

NORWEGIAN SOCIAL SCIENCE DATA SERVICES


Introduction
The object of the ESS 2012 Data Protocol is to offer a comprehensive document with specifications
and procedures to be used in the production of national ESS data files. The underlying principle is
that resources put into the planning phase of an international survey result in national data of
higher quality and standardisation, which in turn will advance the release of the integrated (official
ESS 2012) data files from the ESS Data web site, http://ess.nsd.uib.no.

In general, the Data Protocol gives specifications for the coding of data, the production and
delivery of data files and other electronic deliverables. Some of the specifications, for example
coding standards, are found elsewhere on the ESS Intranet, https://essdata.nsd.uib.no/.

The Data Protocol defines what the National Teams are required to deposit to the ESS Archive. If
the content and quality of the electronic deliverables do not adhere to the specifications in the Data
Protocol and the ESS Intranet, the archive reserves the right to ask for new deliverables.

Please read all sections of this Data Protocol. The first section A describes how the communication
between the archive and the data providers is organised.

Section B, Electronic deliverables, gives an overview of the files and documents the National Co-
ordinators are asked to deliver to the archive. Section B does also describe the more practical
issues concerning data delivery, such as common identifiers in the files. Please pay special
attention to section B7 Anonymised data.

Section C of the Data Protocol deals with principles of variable definitions. This section gives
detailed information on the usage of missing values, how multiple responses are dealt with, as well
as the rationale behind variable names, labels and categories. Please pay special attention to the
coding of Refusals in section C1.

The use of international standards is described in section D. To avoid the use of different versions
of the same international standards across countries, the National Teams are required to use the
standards made available from the ESS Intranet.

Special variable topics like country-specific variables and administrative variables (including
Contact form data) are listed, explained and specified in section E, whereas section F contains
tables of variable names and definitions for all data files. Section F5 contains a flowchart
documenting the routings in the ESS Core part of the questionnaire, and section F6 contains a
flowchart documenting the routings in the Contact Form data.

Section G refers to programmes for applying labels, categories, and formats in SPSS and SAS. The
programmes will be made available from the ESS Intranet.

Information about National Technical Summaries (NTS) is found in section H of the Data Protocol.

The National Teams will be informed by e-mail when the Data Protocol and the ESS Intranet are
updated.

ESS Data Team at NSD


[email protected]

ESS 2012 Data Protocol Edition 1.4 October 2013 2


Content
Changes from previous editions ........................................................................................... 5
Main changes from the ESS round 5 Data Protocol ................................................................. 6
A. Procedures for the collaboration between the National Teams and NSD .................................. 7
B. Electronic deliverables .................................................................................................... 9
B1. Deliverables to NSD................................................................................................. 9
B2. Parents occupation .............................................................................................. 10
B3. Raw data ............................................................................................................. 10
B4. Specifications and deposit of Sample design data files (SDDF) ..................................... 10
B5. Common identifiers in data files .............................................................................. 10
B6. Checking data....................................................................................................... 10
B7. Anonymised data, files 1-4 ..................................................................................... 11
B8. Deposit of indirectly identifiable data, files 5 and 6..................................................... 12
C. Principles of variable definitions ..................................................................................... 13
C1. Missing values ...................................................................................................... 13
C2. Multiple responses and missing values ..................................................................... 13
C3. Formats............................................................................................................... 14
C4. Variable names ..................................................................................................... 14
C5. Variable labels and categories ................................................................................. 15
D. Standards and classifications ......................................................................................... 16
D1. International standards.......................................................................................... 16
D1.1 ISO 3166-1, Country........................................................................................ 16
D1.2 ISO 639-2, Language ....................................................................................... 16
D1.3 ISCO-08, Occupation........................................................................................ 16
D1.4 NACE Rev.2, Industry....................................................................................... 17
D2. ESS Coding frames................................................................................................ 18
D2.1 Religion.......................................................................................................... 18
D2.2 Education ....................................................................................................... 18
E. Special variable topics .................................................................................................. 19
E1. Country-specific variables and measures .................................................................. 19
E1.1 Naming and use of suffix................................................................................... 19
E1.2 Political party .................................................................................................. 19
E1.3 Education........................................................................................................ 20
E1.4 Region............................................................................................................ 21
E1.5 Income........................................................................................................... 22
E1.6 Partnership status ............................................................................................ 23
E1.7 Parents occupation .......................................................................................... 24
E2. Respondent identification number and country........................................................... 24
E3. Administrative variables ......................................................................................... 24
E3.1 Interviewer number, interviewer age and gender .................................................. 24
E3.2 Timing variables: Start end of interview, module timing ...................................... 24
E3.3 Administration of Supplementary questionnaire .................................................... 25
E4. Contact form variables ........................................................................................... 26
F. Variable definitions and flowcharts .................................................................................. 29
F1. Variable definitions in file 1, Main and supplementary questionnaires ............................ 30
Table F.1a. Data file 1: Main questionnaire, section A. Idno and Cntry. ........................... 30
Table F.1b. Data file 1: Main questionnaire, section B ................................................... 32
Table F.1c. Data file 1: Main questionnaire, section C ................................................... 37
Table F.1d. Data file 1: Main questionnaire, section D................................................... 42

ESS 2012 Data Protocol Edition 1.4 October 2013 3


Table F.1e. Data file 1: Main questionnaire, section E ................................................... 46
Table F.1f. Data file 1: Main questionnaire, section F .................................................... 52
Table F.1h. Data file 1: Supplementary questionnaire, section H .................................... 67
Table F.1i. Data file 1: Supplementary questionnaire, section I ...................................... 68
Table F.1j Data file 1: Other variables ........................................................................ 73
F2. Variable definitions in data file 2, Interviewers questionnaire....................................... 75
Table F.2. Data file 2: Interviewers questionnaire, Idno and Cntry ................................. 75
F3. Variable definitions in data file 3, Contact forms ......................................................... 77
Table F.3. Data file 3: Contact forms. Idno and Cntry ................................................... 77
F4. Variable definitions in data file 4, Sample design data ................................................. 83
Table F.4. Data file 4: Sample design data. Idno and Cntry ........................................... 83
F4.1 Sample design data file description ..................................................................... 84
F5. Flowchart of the routings in the ESS core questionnaire .............................................. 87
F6. Flowchart of the routings in the ESS Contact forms ...................................................101
F7. Variable list, files 1 - 4 ..........................................................................................105
File 1: Main and supplementary questionnaire ............................................................105
File 2: Interviewers questionnaire ...........................................................................111
File 3: Contact forms ..............................................................................................112
File 4: Sample design data file .................................................................................114
G. Programmes for applying Data Protocol variable names, labels and categories .....................116
H. National technical summary .........................................................................................118

ESS 2012 Data Protocol Edition 1.4 October 2013 4


Changes from edition 1.3

Change in variable category (table F1.c pages 38-39):


The category value of no answer in variables RLGDNXX and RLGDEXX is corrected to 9999 No
answer.

Addition to variable categories (table F1.f page 53):


The category not applicable (value 6) has been added to variable ICCHOBT.

Changes from edition 1.2

Change in variable definitions of Sample design data:

Table F4, page 83: Variables IDEXTRA, FRAME1 and FRAME2 have been omitted from the
specifications to the Sample design data file; these variables are no longer part of the
specifications.

The description of variables has been amended (pages 84-86) and optional micro auxiliary
variables have been added.

Changes from edition 1.1

Change of format (table F.1d pages 44-45):


The format of variables REHLPPL (question D36) and PRHLPPL (question D37) have been corrected
to F1.0.

Amendments in filter annotations (table F.1e pages 47, 49 and 51):


The filter annotations for variables FPLVDMC (question E33), CHPLDMC (question E38) and
GVCODMC (question E45) have been amended. Category 7 has now been added to these
annotations.

Changes from edition 1.0

Change of answer scales:


The answer scales for TESTE25 (question I25), TESTE26 (question I26) and TESTE27 (question
I27) have been corrected to 00-09 in accordance with the source supplementary questionnaire.

The answer scales for TESTE34 (question I34), TESTE35 (question I35) and TESTE36 (question
I36) have been corrected to 00-05 in accordance with the source supplementary questionnaire.

ESS 2012 Data Protocol Edition 1.4 October 2013 5


Main changes from the ESS round 5 Data Protocol

Occupation, new standard


As of ESS round 6 the 4-digit ISCO-08 is the ESS occupation standard. ISCO-08 replaces the
formerly used ISCO-88 (com). There is no simple one to one mapping between the two standards.
Please see section D 1.3 and the ESS Intranet https://essdata.nsd.uib.no/ (Prepare data, Post
coding standards) for further details.

Country, amended standard


In ESS round 6 an amended version of the standard for coding of the country variable, ISO 3166-
1, is to be applied. More information on ISO 3166-1 can be found in section D1.1.

Partnership status
A short paragraph on the partnership status consultation process (relationship status and legal
marital status) and country specific variables has been added to section E. Please see section E1.6.

Contact form data


The Contact form data file specifications in section F, Table F.3 has been upgraded with further
details now including routing information. The Contact forms are now also presented as flow charts
in section F.6. In addition a new section E.4 has been added to highlight some specific Contact
form variable issues.

Sample data file specifications


The Sample design data file description previously distributed from the ESS sample team are now
included in the ESS 2012 Data Protocol for round 6. A variable definition table F.4 has also been set
up. Please see section F.4.

Agreement on indirectly identifiable data


A short paragraph on the Data agreement for indirectly identifiable data has been included in the
section B8 Deposit of indirectly identifiable data.

ESS 2012 Data Protocol Edition 1.4 October 2013 6


A. Procedures for the collaboration between the National Teams and NSD
The ESS Intranet
The ESS Intranet at https://essdata.nsd.uib.no/ will be the central meeting place between NSD and
the National Teams during the data delivery and data processing phases of the project. One
purpose of the ESS Intranet is to give all parties in the project easy access to the common set of
tools and utilities that are used in the planning and production of the data files. Another purpose is
to make the data processing at NSD as transparent as possible. By using the ESS Intranet, the
National Teams can control their data delivery, and audit NSDs data processing.

The NSD team and primary contact persons


The responsibility for the ESS 2012 data at NSD is shared by a team of persons who are trained in
the processing of comparative survey data. Each ESS country will be assigned a primary contact
person. This person will have the main responsibility for the production of the countrys data files.
The NSD team has a project email address, [email protected]. When you send emails to your
contact person, please address them to the project email address. This will ensure that your emails
are read even if your contact person is out of office.

Consultation process
Prior to the fieldwork period consultation processes will be initiated on the measures of partnership
status (relationship status and legal marital status), education and religion. The National Teams will
be asked to answer specific queries regarding coding templates well in advance of the start of the
fieldwork. New countries and countries that did not participate in ESS5 will also be approached and
asked to answer some questions regarding the use of benchmark data in relation to the Income
variable. The purpose of the consultation process is to improve data quality, as well as ease the
data processing burden post-fieldwork.

Data deposit
When electronic deliverables (see section B) are ready for delivery to the archive, the National
Teams are kindly asked to use the Deposit data option on the ESS Intranet. When the transfer is
successfully completed, the NSD team will automatically be notified by the system. NSD will shortly
after get in touch with the National Teams confirming the delivery.

Data processing
The View archive processing option on the ESS Intranet gives the National Teams access to the
data processing catalogue of their country. All programmes, data files and output used in the
processing will be available for download, making the archives work as transparent as possible.
The production and cleaning of data will be based on a dialogue between NSD and the National
Teams. Whenever the processing involves decisions not specified in the standard procedures, the
National Team will be notified and asked for advice. Processing will be done in two main steps,
each followed by a report documenting the results.

Please be aware that if (parts of) the data files or documentation deviate too much from the
specifications in the Data Protocol, the National Team might be asked to make a new delivery
containing corrected data and/or documentation.

Data validation
When the processing of data is completed, the National Team will be notified and asked to go
through NSDs data processing report and drafts of the countrys data files for validation. Only

ESS 2012 Data Protocol Edition 1.4 October 2013 7


when the processing has been approved by the National Team can the files be finalised and
included in the integrated files.

Please be aware that the draft file from NSD will be a trial dataset made available in confidence for
the National Co-ordinator, so that preliminary analyses may be undertaken as a means of testing
the data in advance of their widespread distribution. The file should be available only to persons
who have been registered by the CST as members of the National Co-ordinators team.

ESS 2012 Data Protocol Edition 1.4 October 2013 8


B. Electronic deliverables
The deadline for submitting all data and documentation files to the archive is FEBRUARY 28th
2013.

The National Teams are kindly asked to use the ESS Intranet to deposit their files. All national data
files that arrive fully documented and in adherence with the specifications of the Data Protocol,
within the deadline, will be included in the first release of the integrated data file in October 2013.
The processing of various country data arriving after the deadline will be executed on a first come
first served basis.

B1. Deliverables to NSD


The electronic deliverables to NSD include data files as well as text files documenting the national
survey. When several files are submitted at the same time, please zip them into one file before
uploading them to the ESS Archive. The data files should be delivered with variable names, labels
and categories as specified in the Data Protocol (see section F and G).

Deliverables Possible file Comment


formats

Data files

1. Main and Supplementary questionnaire, with SPSS system file See sections F1 - F3 and G in
additional ESS variables. SPSS portable file Data Protocol, and Data
2. Interviewer questionnaire SPSS set up, reading Protocol and variable
3. Contact form data file definitions under Prepare
SAS system file, data on the ESS Intranet for
Windows specifications of files
SAS portable file
SAS set up, reading
data file

4. Parents occupation Same as 1-3, See section B2 for


Delimited text specification of file
format possible for
5. Raw data verbatim recorded See section B3 for
answers specification of file

6. Sample design data file (SDDF) See section B4 for


specification of file

Documents

5. National Technical Summary PDF form See section H in Data


(recommended) Protocol and Survey
Word Processing documentation on the ESS
Format Intranet

6. Population statistics Word Processing


7. Main questionnaire Format
8. Supplementary questionnaire ASCII text if txt is the
9. Interviewer questionnaire only possible output
10. Contact form from the CAPI In all languages fielded in
11. Show cards system the country

Please compile the show


12. Interviewer and fieldwork instructions Word Processing cards in one file (one file for
13. Advance letters, brochures and other written Format each language fielded in the
information to the respondents PDF country)

14. If CAPI: CAPI programmes ASCII text

ESS 2012 Data Protocol Edition 1.4 October 2013 9


B2. File 4: Parents occupation
The main questionnaire includes questions about fathers and mothers occupation when the
respondent was 14 years old (F54 and F58). These verbatim recorded answers are not required to
be post-coded, but can also be registered as string variables (in original language), and should be
deposited in a separate file to be archived at NSD.

The file can have different formats, preferably SPSS or SAS, but delimited text files or
spreadsheets can also be used. However, please make sure that the files can be transferred to a
SPSS.por file. The files must contain, in addition to the two verbatim variables, the variables IDNO
RESPONDENTS IDENTIFICATION NUMBER and CNTRY COUNTRY.

B3. Raw data


In addition to the anonymised and processed data files, the raw data are to be uploaded to the ESS
Intranet. By raw data we mean data as they were keyed, either in your CAPI system or from the
questionnaires. If the verbatim recorded answers in F31, F33, F34, and F34a are available in
electronic format, please include them in your deposit. This is also requested for any other
verbatim recorded answers, such as any Other, write in options. The preferred file formats for
keyed raw data will be the same as for files 1 to 4, verbatim recorded answers can be delivered
either in SPSS or SAS, or in delimited text format. The NSD treats raw data as non-anonymous,
please see B8 for more information.

B4. Specifications and deposit of Sample design data files (SDDF)


The ESS Sampling team is responsible for the specifications and processing of the Sample design
data files, and the co-operation will be organised directly between the National Team and their
contact person in the Sampling team. New in ESS round 6 is that the specifications of the Sample
design data files are included in the ESS 6 Data Protocol. Please see section F.4. The Sample
design data files are to be uploaded to the ESS Intranet like all other electronic deliverables, and
the deposit of these data is mandatory. The ESS round 6 data deposit will not be regarded as
complete without this file. The Sample design data might be indirectly identifiable and thus non-
anonymous. Please see B8 for more information.

B5. Common identifiers in data files


The files deposited to NSD should be prepared for merging, therefore all files must have common
identifiers, i.e. respondents identification number and country code (see section E2). The National
Teams may deliver their data as separate files, or as one merged file, depending on what is most
convenient in each country. Please make sure that the identification numbers are consistent across
all data files.

B6. Checking data


The National Teams are asked to check and edit the data with respect to uniqueness and
consistency of identification number(s), wild codes and data consistency. The final wild code
checking should be done after the Data Protocol variable names, labels and categories have been
applied to the national data files (see section G).

ESS 2012 Data Protocol Edition 1.4 October 2013 10


The minimum requirement is that all data verification and editing depending on access to
questionnaires or CAPI files must be done prior to delivering the data to the ESS Archive.

The National Teams are asked to supply information about the coding and cleaning procedures in
the national Technical Summaries (see section H).

B7. Anonymised data, files 1-4


In accordance with data protection regulations in participating countries, only anonymised data will
be made freely available to users. Before depositing data to NSD, each National Team is
responsible for checking their data with confidentiality in mind. The National Teams will be asked to
confirm in their National Technical Summary that the data have been anonymised in accordance
with national or EU regulations on protection of individuals with regard to the processing of
personal data (see http://ec.europa.eu/justice_home/fsj/privacy/).

The checking of anonymity has to be done under the premise that all four data files will be merged.
Some standard precautions should be made to ensure that the ESS data files embody as much
information as possible and still comply with the demands of confidentiality:

Basic precautions
File 1. Data from Main questionnaire and Supplementary questionnaire, with additional variables.
a. IDNO - Respondent identification number: if the number makes it possible to identify the
respondent, or a geographical area with a small population, encrypt the number before
deposit
b. REGIONxx - Region (country-specific variable): the categories of the variable should cover
areas of large populations, and be in accordance with the requirements specified in section
E1.4.

File 2. Interviewers questionnaire


a. IDNO - See above
c. INTNUM - Interviewer identification number: if the number makes it possible to identify
the interviewers or a geographical area with a small population, encrypt the number
before deposit.

File 3. Contact forms


a. IDNO - See above
c. INTNUM - See above

File 4. Parents occupation


a. IDNO - See above
d. Please remember that the files will be merged and that anonymity must be ensured
also when the file is linked to other variables. The removal of county, city, or company
names are an important factor in the anonymisation of these data.

Further precautions
Even if all individual and geographical identifiers are encrypted, the dataset contains a lot of factual
information about the respondent. Combining information about gender, age, household, region of
residence, citizenship, country of origin, parents geographical origin, language, four-digit

ESS 2012 Data Protocol Edition 1.4 October 2013 11


occupation code, spouses four-digit occupation code and textual information about Intranet might
in some cases violate confidentiality. This depends on the population characteristics of the country
and its regions, and anonymity must therefore be assessed at country level by each National
Teams.

If anonymisation beyond the basic precautions (a-d) is necessary, it is recommended to use the
following procedures in the following order:

e. Rounding
f. Substitution
g. Cell suppression

Please contact NSD in case precautions e, f, or g is necessary.

B8. Deposit of indirectly identifiable data, files 5 and 6.

Sample design data files (SDDF) and Raw Data


NSD are aware that not all SDDF data and raw data can be completely anonymised. NSD has
obtained a license for handling these data from the Norwegian Data Inspectorate.

All EU and EEA countries are covered by this licence. If you are in doubt how this affects the
deposit of your countrys sample design data file and/or raw data, please contact NSD.

Agreement on indirectly identifiable data


As a result of the license between NSD and the Norwegian Data Inspectorate NSD is obliged to
make a bilateral agreement with the institution actually carrying out the survey (i.e. the survey
organisation) in each country. The agreement with appropriate attachments and introduction will
be conveyed to the national teams prior to data deposit.

Storage and dissemination


The indirectly identifiable data will be stored in a safe environment not connected to any internal or
external networks. Researchers can apply for temporary access to the data for research purposes.
Access will only be given under strict confidentiality regulations, following the EU data directives.

ESS 2012 Data Protocol Edition 1.4 October 2013 12


C. Principles of variable definitions

C1. Missing values


Analysis of item non-response is an important part of quality control of survey items, and
consistent use of missing values in the questionnaire and other documentation ensures uniform
coding of skips in the interview. The aim is that the ESS data files will contain detailed information
on item non-response.

The missing values in the data files are defined in the following way:

Not applicable: 6, 66, 666 etc., where the respondent has been routed away from the question.
This missing value might be coded in the national data files before deposit, but the coding will be
overwritten by standardised procedures at NSD.

Refusals: 7, 77, 777 etc., where the respondent has explicitly refused. This should be coded by
the interviewers whether they use CAPI or PAPI.
Important notice:
In some questions an explicit refusal code is available. Otherwise, Refusal shall not be included in
the scale or the list of answer categories presented to the interviewer in the questionnaire:
1. Those using CAPI: Place Refusal as an option for the interviewer, for example on the top
menu of the screen where Dont know is usually placed.
2. Those using PAPI and manual registration of the questionnaires: Instruct the interviewers
to write (an abbreviation of) Refusal at the item. Instruct the registration operators to
write in the same number of 7s as there are 8s in Dont know.
3. Those using PAPI and optical scanning of the questionnaires: The questionnaire should
have an administrative column with a refusal box identifiable for the scanning
programme.

Don't know: 8, 88, 888 etc. These codes are almost always available. They can be included in
the list of answering options presented to the interviewers, or placed in administrative columns,
menus etc., depending on the routines of the survey organisation.

No answer: 9, 99, 999 etc. are codes for missing data not elsewhere explained, for example
respondent/interviewer errors and production/system errors. This missing value might be coded in
the national data files before deposit, but the coding will be overwritten by standardised procedures
at NSD. In administrative variables and interviewer codes, 9, 99, 999 etc. are labelled Not
available.

C2. Multiple responses and missing values


In general, we think of multiple response as the result of a mark all that apply question, or
mention all that you think of in open-ended questions. Examples of multiple response questions
are In which countries have you been on holiday during the last five years? (open) and Here is a
list of voluntary organisations. Please tell me which of these organisations you are a member of
(closed).

In the ESS 2012 data files, multiple response variables will have the values 0 Not marked and 1
Marked. Each group of multiple response variables will have one or more additional dichotomous
variables for missing values.

ESS 2012 Data Protocol Edition 1.4 October 2013 13


One example is question F45a about what partner has been doing last 7 days, which results in the
variables DWRKP, EDCTNP, UEMPLAP, UEMPLIP, DSBLDP, RTRDP, CMSRVP, HSWRKP, DNGOTHP,
DNGDKP (Dont know) AND DNGREFP (Refusal). In addition, DNGNAPP (Not applicable) and
DNGNAP (No answer) will be included in the data file. DNGNAPP and DNGNAP will be overwritten
by standardised procedures at NSD, but can either be coded, or assigned the value 0 (zero) or
system missing in the national data files. In countries where CMSRVP is not applicable, the variable
should be assigned the value 0 (zero) or system missing.

If the respondent does not have a partner, all variables will be assigned the value 0, except
DNGNAPP (DOING LAST 7 DAYS, PARTNER: NOT APPLICABLE), which will be assigned the value 1.
Correspondingly, if the respondent refuses to answer the question, DNGREFP should be coded as 1,
the rest 0.

The following questions and variables are defined as multiple responses in the ESS 2012
questionnaires. Please ensure that the PROBE/PROMPT/Code all that apply instructions to the
interviewers are included in the questionnaire.

C17:
DSCRRCE - DSCRNA
F17a:
PDWRK - DNGNA
F45a:
PDWRKP DNGNAP
J6:
PREWHP PRENA

If not applicable, F17a: CMSRV DOING LAST 7 DAYS: COMMUNITY OR MILITARY SERVICE and
F45a: CMSRVP PARTNER DOING LAST 7 DAYS: COMMUNITY OR MILITARY SERVICE should be
assigned the value 0 (zero) or system missing.

C3. Formats
The formats of variables are defined in the tables in section F. All numeric variables in the ESS
2012 data files have the formats Fn.0, i.e. they are of width n and with no decimals. String
variables have the formats An, with n assigning the number of characters.

The missing values often decide the format. If a routed variable have a scale from 1 to 5, there is
room for Not applicable in value 6, and the variable will have the format F1.0. If the scale goes
up to 6, the missing values have to begin at 66, and the format changes to F2.0.

C4. Variable names


The principles of variable definitions are bound by two factors: the limitations in statistical
packages and the concern for user-friendly metadata. These factors limit the length of variable
documentation included in the data files.

The CST has decided to use mnemonic variable names in the data files. The argument is that about
half of the questionnaire (the Core) is replicated in all rounds of the ESS, and that several rotating

ESS 2012 Data Protocol Edition 1.4 October 2013 14


modules are replicated. By using mnemonic variable names, different data files contain the same
variable names for identical questions, making it easier for the users as well as the producers of
cumulative files for several ESS rounds.

To ensure consistency in variable names, NSD has set up an internal guideline for abbreviations of
frequently used concepts and words in questionnaires. The table below gives one example:

Concept Abbreviation
Police PLC
: :
Trust TRST/TST

Thus, question B4, Trust in the police becomes TRSTPLC.

In many statistical packages, the upper limit of variable names is eight characters. In order to
allow for versions of a variable, the limit in ESS is seven characters, leaving space for documenting
new versions of the variable with characters (A, B, C, etc.) as suffix. For example, between ESS
round 1 and 2 the variable WRKCTR "Employment contract unlimited or limited duration" was
changed to WRKCTRA, due to a new category that was added.

C5. Variable labels and categories


The most commonly used statistical packages allow for up to 255 characters in variable labels, but
in the ESS data files variable labels will be limited to approximately 70 characters. One reason is
that the user should be able to grasp the content in one glance; another reason is the formatting
of outputs from the statistical packages.

For the same reasons, categories (value labels) are limited to approximately 40 characters.

ESS 2012 Data Protocol Edition 1.4 October 2013 15


D. Standards and classifications
The ESS Intranet at https://essdata.nsd.uib.no/ contains all coding standards and coding frames
not documented in the source questionnaire or in the Data Protocol. All verbatim recorded answers
except F54 and F58 (see section E1.7) have to be post-coded according to international standards
found on the ESS Intranet. In addition, some questions with country-specific design and categories
have to be recoded into a common ESS coding frame.

The coding frames available on the ESS Intranet are compiled for use by the ESS 2012. They will
remain fixed for the 2012 survey, and they are to be considered as the only valid standards to be
used.

D1. International standards


International standards have to be used in the post-coding of certain questions:

D1.1 ISO 3166-1, Country


C19: CTZSHIPC CITIZENSHIP
C21: CNTBRTHC COUNTRY OF BIRTH
C26: FBRNCNTB COUNTRY OF BIRTH, FATHER
C28: MBRNCNTB COUNTRY OF BIRTH, MOTHER
Format: A2
Comment: Revised standard for ESS6: ISO3166-1 as of February 2012. The changes to the
standard are listed in the documents for download from the ESS Intranet. These
documents also includes six transitional code elements added by NSD: 01 for DDR,
02 for USSR, 03 for Czechoslovakia, 04 for Yugoslavia, 05 for East Timor and
06 for Serbia and Montenegro.

D1.2 ISO 639-2, Language


C23: LNGHOM1 LANGUAGE MOST OFTEN SPOKEN AT HOME: FIRST MENTIONED
LNGHOM2 LANGUAGE MOST OFTEN SPOKEN AT HOME: SECOND MENTIONED
J7: INTLNGA INTERVIEW QUESTIONNAIRE LANGUAGE
Format: A3
Comment: Standard also used in ESS5. To simplify the coding of question C31, the most
common language(s) in a country can be listed for each of the two items, and if
necessary be recoded into the three-character ISO 639-2.
Example: In Slovenia, the answer Slovenian can be marked by a tick in the
questionnaire, and then registered as slv or 1 (1 later to be recoded to slv
before deposit).

D1.3 ISCO08, Occupation


F33F34a: ISCO08 OCCUPATION, ISCO08
F47-F49: ISCO08P OCCUPATION PARTNER, ISCO08
Format: F5.0 (4-digit coding of occupations, missing values having the format F5.0)
Comment: New standard for ESS6. The ESS 2012 questionnaire includes three questions to be
used in the post-coding of occupation: title, description of work and qualifications
needed (F33-F34a resulting in ISCO08 for respondent, F47-F49 resulting in ISCO08P
for partner). In addition, it may be helpful to use F31 in the post-coding of
respondents occupation, especially in major groups 2, 7 and 8, where information
about industry assists in specifying the fourth ISCO digit.

ESS 2012 Data Protocol Edition 1.4 October 2013 16


Notes: Please use the ISCO-08 manual, ISCO-08 Volume I book ("International Standard
Classification of Occupations Structure, group definitions and correspondence tables")
available from the ESS Intranet web site https://essdata.nsd.uib.no (Prepare data >
Coding standards > Occupation).

It is particularly important to pay special attention to Part I section 2 "Conceptual


framework, design, structure and content of ISCO-08" as well as Part 1 section 3
"Major changes between ISCO-88 and ISCO-08".

Quote Part 1 section 3 "Major changes between ISCO-88 and ISCO-08" pg.21.
"The overall system of major groups, sub-major groups, minor groups and unit groups
used in ISCO-88 has been retained in ISCO-08. The ten major groups at the top level
of the ISCO-88 structure can still be found in ISCO-08. The names of some of the
major groups have been changed slightly so as to more clearly indicate their content,
and some occupational groups have been moved from one major group to another. As
a result, conversion of data directly from ISCO-88 major groups to ISCO-08 major
groups is not possible.
A number of completely new sub-major groups, minor groups and unit groups have
been introduced to ISCO-08, and several ISCO-88 groups at these levels have been
merged with other groups or split into several groups.
These changes imply a break in series between statistics based on ISCO-88 and ISCO-
08 at all levels in the classification hierarchy, although there is a one-to one
correspondence between some specific groups below the major group level.

Every country must ensure that any use of a national coding frame and transition
table comply with the ISCO-08 as it is provided on the ESS Intranet. The value
labels/formats files described in section G can be used to check for compliance with
the standard.

The ISCO standard includes codes on 1, 2, 3 and 4 digit levels, while the variables in
the data file should have categories on four-digit level only (except Armed forces).
Where no distinction is made below the level of major, sub-major or minor group, a
corresponding four-digit category should be achieved by the addition of trailing zeros.
The exception is Armed forces (Major group 0), where maximum number of digits is
three as the first digit in a numerical variable cannot be zero.
For example if occupation is registered as 11 "Chief Executives, Senior Officials and
Legislators" the value in the data file should be 1100. However if occupation is
registered as 011 Commissioned Armed Forces Officers", the value in the data file
should be 110.

D1.4 NACE Rev.2 (2-digit version), Industry


F31: NACER2 INDUSTRY, NACE REV.2
Format: F3.0 (2-digit coding of industry, missing values having the format F3.0)
Comment: Standard also used in ESS5.
Notes: For a detailed description of NACE Rev.2, please see NACE Rev.2 Statistical
Classification of Economic Activity, available at the ESS Intranet through Standards
for post coded variables.

ESS 2012 Data Protocol Edition 1.4 October 2013 17


D2. ESS Coding frames
Common ESS coding frames apply to the following questions:

D2.1 Coding frame - Religion


C10: RLGDNM RELIGION OR DENOMINATION BELONGING TO AT PRESENT
C12: RLGDNME RELIGION OR DENOMINATION BELONGING TO IN THE PAST
Comment: Coding frame also used in ESS5. See ESS Intranet. There will be a consultation
process on the religion measure in Round 6 well in advance of the fieldwork period,
where the National Teams are asked to revise the religion measure used in ESS5.
Please use the coding and bridging agreed upon with the archive in the consultation
process. If a country-specific instrument is used, the country-specific variables should
be deposited.

D2.2 ESS Coding frame Education


F15: EDULVLB HIGHEST LEVEL OF EDUCATION
[EISCED HIGHEST LEVEL OF EDUCATION, ES - ISCED]
Comment: Coding frame also used in ESS5. In ESS5 the coding frame for educational attainment
was changed to a more detailed ISCED based coding frame, and all participating
countries were involved in a consultation process where new measures were
developed. A short consultation process will also be held in round 6. For most
countries that took part in ESS5 the coding and bridging which was agreed upon then
should also be used in round 6. For some countries minor amendments might be
needed.

For new and returning countries that did not take part in ESS5, NSD and the ESS
team at City University, London will arrange a consultation process to help the
National Teams in the category set-up and bridging of the new measures. Silke
Schneider, GESIS Mannheim, will act as an external expert to ensure a correct
mapping from national variables into the new measures.

For an overview of the educational measures in Round 6, please see section E1.3. For
further information on the consultation process for new and returning countries,
please see the Educational measures in Round 6_new countries document at the
ESS Intranet (https://essdata.nsd.uib.no).

Notes: Additional information about the educational measures in Round 6 is available at


section A, E1.3 and F1.f in the Data Protocol, as well as in the Educational measures
in Round 6_new countries document at the ESS Intranet.

F44: EDULVLPB PARTNERS HIGHEST LEVEL OF EDUCATION


[EISCEDP PARTNERS HIGHEST LEVEL OF EDUCATION, ES - ISCED]
F52: EDULVLFB FATHERS HIGHEST LEVEL OF EDUCATION
[EISCEDF FATHERS HIGHEST LEVEL OF EDUCATION, ES - ISCED]
F56: EDULVLMB MOTHERS HIGHEST LEVEL OF EDUCATION
[EISCEDM MOTHERS HIGHEST LEVEL OF EDUCATION, ES - ISCED]
Comment: Unless otherwise is agreed, the same instruments, bridging and variables as for the
respondent should be produced for partner, father and mother.

ESS 2012 Data Protocol Edition 1.4 October 2013 18


E. Special variable topics

E1. Country-specific variables and measures


E1.1 Naming and use of suffix
Country-specific variables are marked with the suffix xx in the variable name. Whenever a country-
specific variable is included in a national data file, the xx suffix in the variable name should be
substituted by the two-character country code of ISO 3166-1. Country-specific variables in ESS6
are: PRTVTxx (B10 ), (PRTVxx1- PRTVxxN if more than one national election)
PRTCLxx (B18b)
RLGDNxx (C10), RLGDEXX (C12)
EDLVDxx (F15), EDLVPDXX (F44), EDLVFDXX (F52), EDLVMDXX (F56)
REGIONxx

Table E1. Country codes for countries in ESS 2012 (including possible participants):
Austria AT Latvia LV
Belgium BE Lithuania LT
Bulgaria BG Netherlands NL
Croatia HR Norway NO
Cyprus CY Poland PL
Czech Republic CZ Portugal PT
Denmark DK Romania RO
Estonia EE Russia RU
Finland FI Slovakia SK
France FR Slovenia SI
Germany DE Spain ES
Greece GR Sweden SE
Hungary HU Switzerland CH
Ireland IE Turkey TR
Israel IL Ukraine UA
Italy IT United Kingdom GB
Kosovo XK

Example: In section F of the Data Protocol and in the SPSS and SAS programmes available at the
ESS Intranet, the variable name of country-specific highest level of education (question F15) is
EDLVDxx. The country-specific variables on respondents highest level of education in Slovakia and
Portugal should be renamed EDLVDSK and EDLVDPT, respectively.

Any change in country-specific variables from ESS round 5, extra categories etc., should be
documented in the National Technical Summary.

E1.2 Political party


B10: PRTVTxx PARTY VOTED FOR IN LAST NATIONAL ELECTION
PRTVxx1 PARTY VOTED FOR IN LAST NATIONAL ELECTION 1
PRTVxxN PARTY VOTED FOR IN LAST NATIONAL ELECTION N

These items need to be country-specific due to differences in electoral and party systems between
countries. There will be two main groups of countries using different principles of organising the
data:

ESS 2012 Data Protocol Edition 1.4 October 2013 19


i. Only one single vote registered.
ia. Countries where only one national-level election takes places.
Comment: None
ib. Countries where multiple national-level elections take place.
Comment: Please ask about the last election for the primary legislative assembly.
Principle 1. Countries belonging to group i. rename PRTVTxx, and use their national list of
parties as categories. PRTVxx1 PRTVxxN are not included in these data files.

ii. Two or more votes registered.


iia. Countries where voters have more than one vote for the same assembly (e.g. parallel and
mixed member proportional systems; double ballot systems)
Comment: Please ensure that both/all votes are supplied.
iib. Countries using preferential systems (e.g. Single Transferable Vote or Alternative Vote).
Comment: Please provide first and second preference vote.
Principle 2. Ranking of votes possible: These countries use the variables PRTVxx1 PRTVxxN
to register the N votes. PRTVTxx is derived from PRTVTxx1 PRTVxxN, and provided with a
label documenting that the variable is derived from these variables. The national lists of parties
are used as categories.
Principle 3. Ranking of votes not possible: Please use the variables PRTVxx1 PRTVxxN to
register the N votes and add their national list of parties as categories. The variable PRTVTxx is
not included in these data files.

The overview below sums up the principles:

Ranking of votes/preference

Number of votes registered Possible Not possible


Only one Principle 1. Only PRTVTxx
included
Two or more Principle 2. PRTVTxx (derived) and Principle 3. Only PRTVxx1
PRTVxx1 PRTVxxN included PRTVxxN included

B18b: PRTCLxx WHICH PARTY FEEL CLOSER TO


Unless there have been any changes to the political parties, please use the country-specific
categories that were used in ESS 2010.

E1.3 Education
F15: EDLVDxx HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F44: EDLVPDxx PARTNERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F52: EDLVFDxx FATHERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F56: EDLVMDxx MOTHERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]

Please provide the country-specific variables on respondents highest level of education, as well as
for partner, father and mother. All variables that have been used in the measurement of highest
level of education must be deposited to the archive.

ESS 2012 Data Protocol Edition 1.4 October 2013 20


New countries and returning countries that did not participate in ESS round 5 will need to change
their country specific instruments measuring highest level of education due to the requirement of
the coding frame introduced in round 5. For further information please see section D2.2 and the
Educational measures in Round 6_new countries document available from the ESS Intranet
(https://essdata.nsd.uib.no)

Please use the Latin alphabet with additional symbols as needed in the different languages in
[COUNTRY] for the country-specific categories.

E1.4 Region
REGIONxx REGION
This variable is not derived from the questionnaire but should be included in File 1 (see section F1).

All countries included in the Nomenclature of Territorial Units for Statistics (NUTS) established by
Eurostat, are asked to provide regional variables according to the NUTS level classification.
Furthermore, the applied NUTS level for the regional variables should ideally correspond to an
administrative level within each country. Which NUTS level that corresponds to an administrative
level will vary from country to country. Please see table E.2 for a list of recommended NUTS levels
to be used. For any queries regarding the national coding of the REGIONxx variable, please contact
the ESS Data Archive ([email protected]).

For countries not included in the NUTS nomenclature (currently Israel, Kosovo, Russia and
Ukraine), please use regional categories that are administrative units and where it is possible to
attach contextual data from national records/registers.

All in all, the units in REGIONxx should meet the following demands:

A) For countries in the NUTS nomenclature:


1. Please use the recommended NUTS levels as presented in table E.2
2. Please ensure that the population of each unit will be large enough to ensure anonymity of the
respondents.
3. Please use the official NUTS codes and labels from the NUTS Nomenclature as values and
categories for the country-specific variables (alphanumeric).
Examples:
Value: HR011 Category: Grad Zagreb
Value: DK04 Category: Midtjylland
Value: DEA Category: Nordrhein-Westfalen

B) For countries not included in the NUTS nomenclature:


1. Please use regional categories that are administrative units and where it is possible to attach
contextual data from national records/registers.
2. Please ensure that the population of each unit will be large enough to ensure anonymity of the
respondents.

ESS 2012 Data Protocol Edition 1.4 October 2013 21


Table E.2. Recommended1 NUTS level for REGIONxx variable

Country Country Suggested NUTS Number of


code level regions
Austria AT 2 9
Belgium BE 2 11
Bulgaria BG 3 28
Croatia HR 3 21
Cyprus CY 1 1
Czech Republic CZ 3 14
Denmark DK 2 5
Estonia EE 3 5
Finland FI 3 20
France FR 2 26
Germany DE 1 16
Greece GR 2 13
Hungary HU 3 20
Ireland IE 3 8
Israel IL No NUTS coding.
Italy IT 2 21
Kosovo XK No NUTS coding.
Latvia LV 3 6
Lithuania LT 3 10
Netherlands NL 2 12
Norway NO 3 19
Poland PL 2 16
Portugal PT 2 7
Romania RO 2 8
Russian Federation RU No NUTS coding.
Slovakia SK 3 8
Slovenia SI 3 12
Spain ES 2 19
Sweden SE 3 21
Switzerland CH 3 26
Turkey TR 1 12
Ukraine UA No NUTS coding
United Kingdom GB 1 12

For more information on the NUTS structure, please see:


http://epp.eurostat.ec.europa.eu/cache/ITY_OFFPUB/KS-RA-07-020/EN/KS-RA-07-020-EN.PDF for
the current NUTS nomenclature and http://epp.eurostat.ec.europa.eu/cache/ITY_OFFPUB/KS-RA-
07-023/EN/KS-RA-07-023-EN.PDF for statistical regions for the EFTA countries and the Candidate
countries (2008).

E1.5 Income
F41: HINCTNTA HOUSEHOLDS TOTAL NET INCOME, ALL SOURCES
The categories are to be based on deciles of the actual household income range in the given
country. The deciles should be derived from the best available source for the country and match
the requirement of the question. Possible sources for the calculation of deciles can be national

1
Data could be deposited on lower levels. If for example NUTS level 2 is recommended, it is possible to use
level 3 in the data file sent to the Archive.

ESS 2012 Data Protocol Edition 1.4 October 2013 22


register data, or representative country wide surveys (for example the EUSILC). Regarding the
benchmark data source, please place particular emphasis on the following aspects:
Deciles should refer to household income for all households, unadjusted for size or
type;
Deciles should refer to households total income, after tax and compulsory deductions,
from all sources;
Deciles should reflect household income at the time of fieldwork, and thus be adjusted
to 2012 level if necessary.

Using the median income as the reference point, 10 deciles should be calculated with the median
itself at the top of the fifth decile (category F). The figures should not appear to be too exact. Minor
rounding can be applied to achieve this if necessary. The deciles should be reported in national
currency and the conversion rate to euros should be documented in the National Technical
Summary, by the formula

1 [national currency] = x.xx .

The intervals of the categories in CARD 55 are:

CARD 55
YOUR HOUSEHOLD INCOME

Approximate Approximate Approximate


WEEKLY MONTHLY ANNUAL
Show Data file
card code code
J Less than xx Less than xxx Less than xxx 01
R xx to under xx xxx to under xxx xxx to under xxx 02
C xx to under xx xxx to under xxx xxx to under xxx 03
M xx to under xx xxx to under xxx xxx to under xxx 04
F xx to under xx xxx to under xxx xxx to under xxx 05
S xx to under xx xxx to under xxx xxx to under xxx 06
K xx to under xx xxx to under xxx xxxto under xxx 07
P xx to under xx xxx to under xxx xxx to under xxx 08
D xx to under xx xxx to under xxx xxxto under xxx 09
H More than xx More than xxx More than xxx 10

A show card must always be used at this question. The ten rows on the show card should display
the income ranges selected and be presented by the ten letters above (or their equivalent when
other alphabets are used) which helps to ensure respondent confidentiality. Each country can
choose whether to include weekly, monthly, or annual amounts on the showcard or whether they
want to include more than one of these as appropriate. The text in the last sentence of the
question should be rephrased to match the solution selected. If you have any questions or queries
regarding this, please direct them to [email protected]

E1.6 Partnership status


The partnership status consultation process on relationship status (F6 RSHPSTS) and legal marital
status (F11 MARSTS) will for a very small number of countries lead to the inclusion of country
specific variables. This applies only to countries where this has been agreed as part of the
consultation process and the following additional variables must be included in the main and
supplementary data file deposited to NSD.

ESS 2012 Data Protocol Edition 1.4 October 2013 23


F6: RSHPSTxx RELATIONSHIP WITH HUSBAND/WIFE/PARTNER CURRENTLY
LIVING WITH, [COUNTRY]
F11: MARSTxx LEGAL MARITAL STATUS, [COUNTRY]

E1.7 Parents occupation


F54 and F58: PARENTS OCCUPATION.
The main questionnaire includes questions about fathers and mothers occupation when
respondent was 14 years old (F54 and F58). These verbatim recorded answers are not required to
be post-coded, but can be registered as string variables (in original language), and be deposited in
a separate file to be archived at NSD.

E2. Respondent identification number and country

IDNO RESPONDENTS IDENTIFICATION NUMBER


Identifies the respondent uniquely in the national data files.
CNTRY COUNTRY
The categories of the variable are the two-character country codes in ISO 3166-1. In the Polish
data file, for example, the variable will have the value PL for all respondents. Please see table E1
for the codes of countries (possibly) participating in ESS 2012.
To be included in all data files (see section F).

IDNO and CNTRY together uniquely identify the respondent in the integrated data files. By sorting
integrated data files by CNTRY IDNO (in that order) and thereafter using CNTRY IDNO (in that
order) as key or by variables in match/merge statements, the match/merge will be correct.

E3. Administrative variables

E3.1 Interviewer number, interviewer age and gender


Interviewer data file variables
To be included in File 2 (see table F.2)

J8 INTNUM INTERVIEWERS IDENTIFICATION NUMBER


Identifies each interviewer uniquely in the Interviewer data file.

INTAGEA AGE OF INTERVIEWER


Identifies the age of each interviewer.
There is no item in the interviewer questionnaire for this. Please record the age of each interviewer
and prepare the variable after the fieldwork has been completed.

INTGNDR GENDER OF INTERVIEWER


Identifies the gender of each interviewer.
There is no item in the interviewer questionnaire for this. Please record the age of each interviewer
and prepare the variable after the fieldwork has been completed.

E3.2 Timing variables: Start end of interview, module timing


To be included in File 1 (see table F.1i)

ESS 2012 Data Protocol Edition 1.4 October 2013 24


Start of interview, main questionnaire (sections A-F):
INWDDS START OF INTERVIEW, DAY OF MONTH
INWMMS START OF INTERVIEW, MONTH
INWYYS START OF INTERVIEW, YEAR
INWSHH START OF INTERVIEW, HOUR
INWSMM START OF INTERVIEW, MINUTE

End of interview, main questionnaire (sections A-F):


INWDDE END OF INTERVIEW, DAY OF MONTH
INWMME END OF INTERVIEW, MONTH
INWYYE END OF INTERVIEW, YEAR
INWEHH END OF INTERVIEW, HOUR
INWEMM END OF INTERVIEW, MINUTE

For CAPI countries:


In ESS 2012 CAPI countries are also asked to provide timings for each module within the
questionnaire. These countries are therefore also asked to deliver the following administrative
variables:
AINWEHH END OF MODULE A, HOUR
AINWEMM END OF MODULE A, MINUTE
BINWEHH END OF MODULE B, HOUR
BINWEMM END OF MODULE B, MINUTE
CINWEHH END OF MODULE C, HOUR
CINWEMM END OF MODULE C, MINUTE
DINWEHH END OF MODULE D, HOUR
DINWEMM END OF MODULE D, MINUTE
EINWEHH END OF MODULE E, HOUR
EINWEMM END OF MODULE E, MINUTE
FINWEHH END OF MODULE F, HOUR
FINWEMM END OF MODULE F, MINUTE

E3.3 Administration of Supplementary questionnaire:

To be included in File 1 (see table F.1i)


SPLTADME ADMINISTRATION OF SPLIT BALLOT AND MTMM
This variable has a dual aim:
1. To identify the mode of administration of the supplementary questionnaire in your
country, which is either face to face interview or self completion. Note that
SPLTADME is measuring the intended mode of administration at the design stage, not
the one that was actually used.
2. To identify which question block in the MTMM section of the supplementary
questionnaire that the respondent is asked.

Date of completion of Supplementary questionnaire (sections H and I):


SUPQDD DAY OF MONTH, SUPPLEMENTARY QUESTIONNAIRE
SUPQMM MONTH, SUPPLEMENTARY QUESTIONNAIRE
SUPQYR Year, SUPPLEMENTARY QUESTIONNAIRE

ESS 2012 Data Protocol Edition 1.4 October 2013 25


Variables from the Interviewers questionnaire
To be included in File 2 (see table F.2)
J10 SUPQAD1 ADMINISTRATION OF SUPPLEMENTARY QUESTIONNAIRE 1
This variable should only be included if the mode of administration of the supplementary
questionnaire in your country is self-completion. This variable identifies if the supplementary
questionnaire was implemented as self completion (as planned) or, was actually carried out as a
face-to face interview.

J13 SUPQAD2 ADMINISTRATION OF SUPPLEMENTARY QUESTIONNAIRE 2


This variable should only be included if the mode of administration of the supplementary
questionnaire in your country is face-to-face interview. This variable identifies if the supplementary
questionnaire was implemented as a face-to face interview (as planned) or, actually used self-
completion methods.

E4. Contact Form variables


Experiences from previous rounds show that special attention to a selection of Contact form
variables is needed. For more information on all variables in the Contact Form file, see sections F3
(variable definitions) and F6 (variable flowchart).

TYPESAMP TYPE OF THE SAMPLE


The type of sample used within each country needs to be recorded. The same code should be
applied for every sample unit within each country. Note that TYPESAMP is a filter variable,
generating a number of subsequent variables (for a complete list see contact form flow chart) for
countries with household or address sample. Note that of these variables, only NUMHH (A1),
HHSELECT (A2), MULTHNUM and NHHMEM (B2) are to be included in the contact form data to
be deposited to the Archive.

INTERVA INTERVIEW INFORMATION FOR THE SAMPLE UNIT


Category 4 (No interview because of opt out list) should be reserved for sample units, which have
officially opted out of participating in surveys, and are therefore part of an opt-out list (individual
named sample only). This category should not be used to code respondents who are opting out of
the survey by means of conventional refusal to participate. The latter should be coded 5 (No
interview for other reason).

NUMTEL NUMBER OF AUTOMATIC CALLS BEFORE FIRST FACE-TO-FACE CONTACT OR CONTACT


ATTEMPTS
In some countries telephone can be used as the first method of contact. For those countries where
automatic telephone calls are deployed in the attempts to reach the respondent, the total number
of automated calls before any first face-to-face contact or contact attempt should be recorded.
Once first contact is made, the contact form should be completely filled in for this contact and
subsequent contact attempts (calls) unless they fall into the NUMTELA (see below) category.

NUMTELA NUMBER OF AUTOMATIC CALLS AFTER FIRST FACE-TO-FACE CONTACT OR CONTACT


ATTEMPTS
This variable should record automatic telephone calls occurring after achieving first face-to-face
contact.

ESS 2012 Data Protocol Edition 1.4 October 2013 26


AGE_SU EXACT AGE OF THE SAMPLE UNIT (INDIVIDUAL SAMPLE FRAME)
GNDR_SU GENDER OF THE SAMPLE UNIT (INDIVIDUAL SAMPLE FRAME)
New variables in ESS6. Eligible only for countries using individual sampling frame.

6 OUTNICn OUTCOME WHEN THERE WAS NO INTERVIEW (VISIT n)


Note that former category 6 Respondent mentally/physically not able in ESS6 has been split in
two categories, short-term (category 6) and long-term (category 7) respectively. Only respondents
in category 6 should be subject to re-visits. Respondents mentally/physically not able, ill/sick
(long-term) should be routed to N1-N5 before contact process is ended.

REFVIS1 NUMBER OF VISIT AT WHICH A REFUSAL OCCURRED (1)


REFVIS2 NUMBER OF VISIT AT WHICH A REFUSAL OCCURRED (2)
REFVIS3 NUMBER OF VISIT AT WHICH A REFUSAL OCCURRED (3)
Countries are asked to ensure full information for refusals up until the third refusal. Note that
REFVIS1-REFVIS3 must be chronologically consistent and match the sequence as recorded at
OUTNIC1-OUTNIC10. For example, if the first refusal took place at the 3rd visit (ie. code 02,03 or
04 at OUTNIC3), REFVIS1 should be coded 03. If three refusals are recorded for a sample unit,
REFVIS3 (code range 03-10) should always be larger than REFVIS2 (code range 02-10) which in
turn should always be larger than REFVIS1 (code range 01-10). REFVIS1, REFVIS2 and REFVIS3
are filter variables. If sample unit is assigned a substantial code at REFVIS1, subsequent variables
RERSB1_1-RERSB1_5, COOP1. AGEA_1 and GENDERA1 should also be filled in. Correspondingly,
REFVIS2 is a filter variable for subsequent variables RERSB2_1-RERSB2_5, COOP2. AGEA_2 and
GENDERA2, etc.

RERSB1_1-RERSB1_5 REASON FOR REFUSAL (1_1) REASON FOR REFUSAL (1_5)


RERSB2_1-RERSB2_5 REASON FOR REFUSAL (2_1) REASON FOR REFUSAL (2_5)
RERSB3_1-RERSB3_5 REASON FOR REFUSAL (3_1) REASON FOR REFUSAL (3_5)
Note the One-to-Many relationship between REFVISn and RERSBn_n. Reason for refusal, if
applicable, can be recorded for up to three refusals, and for each refusal up to five reasons can be
coded. Hence combined, a sample unit with three refusals (substantial codes on REFVIS1,
RERFVIS2, REFVIS3), could generate a maximum of 15 reasons for refusal.

RECONVA NUMBER OF VISIT WHEN REFUSAL CONVERSION TOOK PLACE


Where applicable, the number of the visit that corresponds to the start of refusal conversion
attempts should be noted. In previous rounds, refusal conversion activities have taken place in
some countries, but the number of visits was not recorded. Code 666 (Not applicable) should be
used for sample units where no refusals were registered at OUTNICn, whereas code 0 should be
used for sample units where refusals occurred (code 02, 03 or 04 at OUTNICn) but where no
refusal conversion took place.

Please note that merely re-approaching the target person after an initial refusal, without
introducing any substantial refusal conversion measures (as laid down in for example the refusal
conversion strategies of the fieldwork organisation), should not be considered as sufficient to
justify a substantial code on RECONVA for this particular contact attempt. Refusal conversion
activities include for example: Use of new incentives; use of new interviewer; selection of initial
refusers based on assessment of future cooperation rate (ie. hard versus soft refusals); timing;
etc."

ESS 2012 Data Protocol Edition 1.4 October 2013 27


OUTINVAL OUTCOME ADDRESS INVALID
Provides information on the outcome of invalid address units. Note that all sample units coded 07
at RESULBn should be routed to OUTINVAL before contact procedure is ended.

N1 TYPE TYPE OF HOUSE RESPONDENT LIVES IN


N2 ACCESS ENTRY PHONE OR LOCKED GATE/DOOR BEFORE REACHING RESPONDENT'S
INDIVIDUAL DOOR
N3 PHYSA ASSESSMENT OVERALL PHYSICAL CONDITION BUILDING/HOUSE
N4 LITTERA AMOUNT OF LITTER AND RUBBISH IN THE IMMEDIATE VICINITY
N5 VANDAA AMOUNT OF VANDALISM AND GRAFFITI IN THE IMMEDIATE VICINITY
N1-N5 records information on neighbourhood characteristics. Should be filled out for all cases
(response and non-response units) unless the address itself is invalid or national legal restrictions
prevent these data from being collected. Data should be collected and coded by the interviewer at
the first face-to-face visit.
For further information on the recording of variables N1 to N5 please see the ESS R6 Contact
Form Instructions document available from the ESS Intranet (https://essdata.nsd.uib.no)

ESS 2012 Data Protocol Edition 1.4 October 2013 28


F. Variable definitions and flowchart
Tables F.1a-j, F.2, F.3 and F.4 document the official formats and contents of the variables
in the ESS 2012 data files. The tables document the question number, the variable label,
format and categories of each variable. The last column has information about skips,
coding standards etc. Please use the tables, the flowcharts in section F.5 and F.6 and the
source questionnaires simultaneously when setting up national questionnaires and data
programmes.

ESS 2012 Data Protocol Edition 1.4 October 2013 29


Table F.1a. Data file 1: Main questionnaire, section A. Idno and Cntry.

Qno Name Label Format Values Categories Comment

IDNO RESPONDENT'S IDENTIFICATION F9.0 See section E.2


NUMBER

CNTRY COUNTRY A2 See sections E1.1


and E.2

A1: Ask All


A1 TVTOT TV WATCHING, TOTAL TIME ON F2.0 00 No time at all Go to A3
AVERAGE WEEKDAY
01 Less than 0,5 hour
02 0,5 hour to 1 hour
03 More than 1 hour, up to 1,5
hours
04 More than 1,5 hours, up to 2
hours
05 More than 2 hours, up to 2,5 Ask A2
hours
06 More than 2,5 hours, up to 3
hours
07 More than 3 hours
77 Refusal
88 Don't know
99 No answer
Ask A2 if
A1=01-07,77,88
A2 TVPOL TV WATCHING, NEWS/ F2.0 00 No time at all
POLITICS/CURRENT AFFAIRS ON
01 Less than 0,5 hour
AVERAGE WEEKDAY
02 0,5 hour to 1 hour
03 More than 1 hour, up to 1,5
hours
04 More than 1,5 hours, up to 2
hours
05 More than 2 hours, up to 2,5
hours
06 More than 2,5 hours, up to 3
hours
07 More than 3 hours
66 Not applicable
77 Refusal
88 Don't know
99 No answer

A3: Ask All


A3 PPLTRST MOST PEOPLE CAN BE TRUSTED OR F2.0 00 You can't be too careful
YOU CAN'T BE TOO CAREFUL
01
02
03
04
05
06
07
08
09
10 Most people can be trusted
77 Refusal
88 Don't know
99 No answer

A4: Ask all

ESS 2012 Data Protocol Edition 1.4 October 2013 30


Table F.1a. Data file 1: Main questionnaire, section A. Idno and Cntry.

Qno Name Label Format Values Categories Comment

A4 PPLFAIR MOST PEOPLE TRY TO TAKE F2.0 00 Most people try to take
ADVANTAGE OF YOU, OR TRY TO BE advantage of me
FAIR 01
02
03
04
05
06
07
08
09
10 Most people try to be fair
77 Refusal
88 Don't know
99 No answer

A5: Ask all


A5 PPLHLP MOST OF THE TIME PEOPLE HELPFUL F2.0 00 People mostly look out for
OR MOSTLY LOOKING OUT FOR themselves
THEMSELVES 01
02
03
04
05
06
07
08
09
10 People mostly try to be helpful
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 31


Table F.1b. Data file 1: Main questionnaire, section B.
*: Part of Democracy module
Qno Name Label Format Values Categories Comment

B1: Ask all


B1 POLINTR HOW INTERESTED IN POLITICS F1.0 1 Very interested
2 Quite interested
3 Hardly interested
4 Not at all interested
7 Refusal
8 Don't know
9 No answer

B2-B8: Ask all


B2 TRSTPRL TRUST IN COUNTRY'S PARLIAMENT F2.0 00 No trust at all B2-B8:
Same format,
B3 TRSTLGL TRUST IN THE LEGAL SYSTEM 01
values and
B4 TRSTPLC TRUST IN THE POLICE 02 categories
B5 TRSTPLT TRUST IN POLITICIANS 03
B6 TRSTPRT TRUST IN POLITICAL PARTIES 04
B7 TRSTEP TRUST IN THE EUROPEAN PARLIAMENT 05
B8 TRSTUN TRUST IN THE UNITED NATIONS 06
07
08
09
10 Complete trust
77 Refusal
88 Don't know
99 No answer

B9: Ask all


B9 VOTE VOTED LAST NATIONAL ELECTION F1.0 1 Yes Ask B10
2 No
3 Not eligible to vote Go to B11
7 Refusal
8 Don't know
9 No answer

Ask B10 if B9=1


B10 PRTVTxx PARTY VOTED FOR IN LAST NATIONAL F2.0 66 Not applicable B10: Country-
ELECTION, [COUNTRY] specific question,
77 Refusal
see section E.1.1
88 Don't know
99 No answer

PRTVxx1 PARTY VOTED FOR IN LAST NATIONAL F2.0 66 Not applicable


ELECTION 1, [COUNTRY]
77 Refusal
PRTVxx2 PARTY VOTED FOR IN LAST NATIONAL 88 Don't know
ELECTION 2, [COUNTRY]
99 No answer

B11-B17: Ask all


B11 CONTPLT CONTACTED POLITICIAN OR F1.0 1 Yes B11-B17:
GOVERNMENT OFFICIAL LAST 12 Same format
2 No
MONTHS values and
B12 WRKPRTY WORKED IN POLITICAL PARTY OR 7 Refusal categories
ACTION GROUP LAST 12 MONTHS
8 Don't know
B13 WRKORG WORKED IN ANOTHER ORGANISATION 9 No answer
OR ASSOCIATION LAST 12 MONTHS
B14 BADGE WORN OR DISPLAYED CAMPAIGN
BADGE/STICKER LAST 12 MONTHS

ESS 2012 Data Protocol Edition 1.4 October 2013 32


Table F.1b. Data file 1: Main questionnaire, section B.
*: Part of Democracy module
Qno Name Label Format Values Categories Comment

B15 SGNPTIT SIGNED PETITION LAST 12 MONTHS


B16 PBLDMN TAKEN PART IN LAWFUL PUBLIC
DEMONSTRATION LAST 12 MONTHS
B17 BCTPRD BOYCOTTED CERTAIN PRODUCTS LAST
12 MONTHS

B18a: Ask all


B18a CLSPRTY FEEL CLOSER TO A PARTICULAR PARTY F1.0 1 Yes Ask 18b
THAN ALL OTHER PARTIES
2 No
7 Refusal Go to B18d
8 Don't know
9 No answer

Ask B18b if
B18a=1
B18b: Country-
specific question,
see section E.1.1
B18b PRTCLxx WHICH PARTY FEEL CLOSER TO, F2.0 66 Not applicable If party given at
[COUNTRY] B18b then ask
77 Refusal
B18c
88 Don't know
99 No answer

Ask B18c if party


given at B18b
B18c PRTDGCL HOW CLOSE TO PARTY F1.0 1 Very close
2 Quite close
3 Not close
4 Not at all close
6 Not applicable
7 Refusal
8 Don't know
9 No answer
B18d: Ask all
*B18d IMPLVDM HOW IMPORTANT FOR YOU TO LIVE IN F2.0 00 Not at all important
DEMOCRATICALLY GOVERNED
01
COUNTRY
02
03
04
05
06
07
08
09
10 Extremely important
77 Refusal
88 Don't know
99 No answer

B18e: Ask all


*B18e DMCNTOV HOW DEMOCRATIC [COUNTRY] IS F2.0 00 Not at all democratic
OVERALL
01
02
03
04
05

ESS 2012 Data Protocol Edition 1.4 October 2013 33


Table F.1b. Data file 1: Main questionnaire, section B.
*: Part of Democracy module
Qno Name Label Format Values Categories Comment

06
07
08
09
10 Completely democratic
77 Refusal
88 Don't know
99 No answer
B19: Ask all
B19 LRSCALE PLACEMENT ON LEFT RIGHT SCALE F2.0 00 Left
01
02
03
04
05
06
07
08
09
10 Right
77 Refusal
88 Don't know
99 No answer

B20-B23: Ask all


B20 STFLIFE HOW SATISFIED WITH LIFE AS A F2.0 00 Extremely dissatisfied B20-B23: Same
WHOLE format, values and
01
categories
B21 STFECO HOW SATISFIED WITH PRESENT STATE 02
OF ECONOMY IN COUNTRY
03
B22 STFGOV HOW SATISFIED WITH THE NATIONAL 04
GOVERNMENT
05
B23 STFDEM HOW SATISFIED WITH THE WAY 06
DEMOCRACY WORKS IN COUNTRY
00
08
09
10 Extremely satisfied
77 Refusal
88 Don't know
99 No answer

B24-B25: Ask all


B24 STFEDU STATE OF EDUCATION IN COUNTRY F2.0 00 Extremely bad B24-B25: Same
NOWADAYS format, values and
01
categories
B25 STFHLTH STATE OF HEALTH SERVICES IN 02
COUNTRY NOWADAYS
03
04
05
06
07
08
09
10 Extremely good
77 Refusal

ESS 2012 Data Protocol Edition 1.4 October 2013 34


Table F.1b. Data file 1: Main questionnaire, section B.
*: Part of Democracy module
Qno Name Label Format Values Categories Comment

88 Don't know
99 No answer

B26-B27: Ask all


B26 GINCDIF GOVERNMENT SHOULD REDUCE F1.0 1 Agree strongly B26-B27: Same
DIFFERENCES IN INCOME LEVELS format, values and
2 Agree
categories
B27 FREEHMS GAYS AND LESBIANS FREE TO LIVE 3 Neither agree nor disagree
LIFE AS THEY WISH
4 Disagree
5 Disagree strongly
7 Refusal
8 Don't know
9 No answer

B28: Ask all


B281 EUFTF EUROPEAN UNION: EUROPEAN F2.0 00 Unification already gone too
UNIFICATION GO FURTHER OR GONE far
TOO FAR 01
02
03
04
05
06
07
08
09
10 Unification go further
77 Refusal
88 Don't know
99 No answer

B29-B31: Ask all


B29 IMSMETN ALLOW MANY/FEW IMMIGRANTS OF F1.0 1 Allow many to come and live B29-B31: Same
SAME RACE/ETHNIC GROUP AS here format, values and
MAJORITY 2 Allow some categories
B30 IMDFETN ALLOW MANY/FEW IMMIGRANTS OF 3 Allow a few
DIFFERENT RACE/ETHNIC GROUP FROM
4 Allow none
MAJORITY
B31 IMPCNTR ALLOW MANY/FEW IMMIGRANTS FROM 7 Refusal
POORER COUNTRIES OUTSIDE EUROPE
8 Don't know
9 No answer

B32: Ask all


B32 IMBGECO IMMIGRATION BAD OR GOOD FOR F2.0 00 Bad for the economy
COUNTRY'S ECONOMY
01
02
03
04
05
06
07
08
09
10 Good for the economy

1
Reinstated core question (item number B34 in ESS4)

ESS 2012 Data Protocol Edition 1.4 October 2013 35


Table F.1b. Data file 1: Main questionnaire, section B.
*: Part of Democracy module
Qno Name Label Format Values Categories Comment

77 Refusal
88 Don't know
99 No answer

B33: Ask all


B33 IMUECLT COUNTRY'S CULTURAL LIFE F2.0 00 Cultural life undermined
UNDERMINED OR ENRICHED BY
01
IMMIGRANTS
02
03
04
05
06
07
08
09
10 Cultural life enriched
77 Refusal
88 Don't know
99 No answer

B34: Ask all


B34 IMWBCNT IMMIGRANTS MAKE COUNTRY WORSE F2.0 00 Worse place to live
OR BETTER PLACE TO LIVE
01
02
03
04
05
06
07
08
09
10 Better place to live
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 36


Table F.1c. Data file 1: Main questionnaire, section C.
^: Changed question since ESS5.
Qno Name Label Format Values Categories Comment

C1: Ask all


C1 HAPPY HOW HAPPY ARE YOU F2.0 00 Extremely unhappy
01
02
03
04
05
06
07
08
09
10 Extremely happy
77 Refusal
88 Don't know
99 No answer

C2: Ask all


C2 SCLMEET HOW OFTEN SOCIALLY MEET WITH F2.0 01 Never
FRIENDS, RELATIVES OR COLLEAGUES
02 Less than once a month
03 Once a month
04 Several times a month
05 Once a week
06 Several times a week
07 Every day
77 Refusal
88 Don't know
99 No answer

C3: Ask all


^C3 INPRDSC HOW MANY PEOPLE WITH WHOM YOU F2.0 00 None
CAN DISCUSS INTIMATE AND
01 1
PERSONAL MATTERS
02 2
03 3
04 4-6
05 7-9
06 10 or more
77 Refusal
88 Don't know
99 No answer

C4: Ask all


C4 SCLACT TAKE PART IN SOCIAL ACTIVITIES F1.0 1 Much less than most
COMPARED TO OTHERS OF SAME AGE
2 Less than most
3 About the same
4 More than most
5 Much more than most
7 Refusal
8 Don't know
9 No answer

C5: Ask all


C5 CRMVCT RESPONDENT OR HOUSEHOLD MEMBER F1.0 1 Yes
VICTIM OF BURGLARY/ASSAULT LAST 5
2 No
YEARS
7 Refusal

ESS 2012 Data Protocol Edition 1.4 October 2013 37


Table F.1c. Data file 1: Main questionnaire, section C.
^: Changed question since ESS5.
Qno Name Label Format Values Categories Comment

8 Don't know
9 No answer

C6: Ask all


C6 AESFDRK FEELING OF SAFETY OF WALKING F1.0 1 Very safe
ALONE IN LOCAL AREA AFTER DARK
2 Safe
3 Unsafe
4 Very unsafe
7 Refusal
8 Don't know
9 No answer

C7: Ask all


C7 HEALTH SUBJECTIVE GENERAL HEALTH F1.0 1 Very good
2 Good
3 Fair
4 Bad
5 Very bad
7 Refusal
8 Don't know
9 No answer

C8: Ask all


C8 HLTHHMP HAMPERED IN DAILY ACTIVITIES BY F1.0 1 Yes a lot
ILLNESS/DISABILITY/INFIRMARY/MENT
2 Yes to some extent
AL PROBLEM
3 No
7 Refusal
8 Don't know
9 No answer

C9: Ask all


C9 RLGBLG BELONGING TO PARTICULAR RELIGION F1.0 1 Yes Ask C10
OR DENOMINATION
2 No
7 Refusal Go to C11
8 Don't know
9 No answer

Ask C10 if C9=1


C10: ESS coding
frame, see section
D.2
C10 RLGDNM RELIGION OR DENOMINATION F2.0 1 Roman Catholic
BELONGING TO AT PRESENT
2 Protestant
3 Eastern Orthodox
4 Other Christian denomination Go to C13
5 Jewish
6 Islamic
7 Eastern religions
8 Other non-Christian religions
66 Not applicable
77 Refusal Go to C13
99 No answer

RLGDNxx:
Country-specific
RLGDNxx RELIGION OR DENOMINATION F4.0 6666 Not applicable

ESS 2012 Data Protocol Edition 1.4 October 2013 38


Table F.1c. Data file 1: Main questionnaire, section C.
^: Changed question since ESS5.
Qno Name Label Format Values Categories Comment

BELONGING TO AT PRESENT,
[COUNTRY]
7777 Refusal
9999 No answer

Ask C11 if
C9=2,7,8
C11 RLGBLGE EVER BELONGING TO PARTICULAR F1.0 1 Yes Ask C12
RELIGION OR DENOMINATION
2 No Go to C13
6 Not applicable
7 Refusal Go to C13
8 Don't know
9 No answer

Ask C12 if C11=1


C12: ESS coding
frame, se section
D.2
C12 RLGDNME RELIGION OR DENOMINATION F2.0 01 Roman Catholic
BELONGING TO IN THE PAST
02 Protestant
03 Eastern Orthodox
04 Other Christian denomination
05 Jewish
06 Islamic
07 Eastern religions
08 Other non-Christian religions
66 Not applicable
77 Refusal
99 No answer

RLGDExx:
Country-specific
RLGDExx RELIGION OR DENOMINATION F4.0 6666 Not applicable
BELONGING TO IN THE PAST,
7777 Refusal
[COUNTRY]
9999 No answer

C13: Ask all


C13 RLGDGR HOW RELIGIOUS ARE YOU F2.0 00 Not at all religious
01
02
03
04
05
06
07
08
09
10 Very religious
77 Refusal
88 Don't know
99 No answer

C14-C15: Ask all


C14 RLGATND HOW OFTEN ATTEND RELIGIOUS F2.0 01 Every day C14-C15: Same
SERVICES APART FROM SPECIAL format, values and
02 More than once a week
OCCASIONS categories
C15 PRAY HOW OFTEN PRAY APART FROM AT 03 Once a week
RELIGIOUS SERVICES
04 At least once a month

ESS 2012 Data Protocol Edition 1.4 October 2013 39


Table F.1c. Data file 1: Main questionnaire, section C.
^: Changed question since ESS5.
Qno Name Label Format Values Categories Comment

05 Only on special holy days


06 Less often
07 Never
77 Refusal
88 Don't know
99 No answer

C16: Ask all


C16 DSCRGRP MEMBER OF A GROUP DISCRIMINATED F1.0 1 Yes Ask C17
AGAINST IN THIS COUNTRY
2 No
7 Refusal Go to C18
8 Don't know
9 No answer

Ask C17 if C16=1


C17 DSCRRCE DISCRIMINATION OF RESPONDENT'S F1.0 0 Not marked C17 DSCRRCE-
GROUP: COLOUR OR RACE DSCRNA: Same
DSCRNTN DISCRIMINATION OF RESPONDENT'S 1 Marked format, values and
GROUP: NATIONALITY categories
DSCRRLG DISCRIMINATION OF RESPONDENT'S
GROUP: RELIGION
DSCRLNG DISCRIMINATION OF RESPONDENT'S
GROUP: LANGUAGE
DSCRETN DISCRIMINATION OF RESPONDENT'S
GROUP: ETHNIC GROUP
DSCRAGE DISCRIMINATION OF RESPONDENT'S
GROUP: AGE
DSCRGND DISCRIMINATION OF RESPONDENT'S
GROUP: GENDER
DSCRSEX DISCRIMINATION OF RESPONDENT'S
GROUP: SEXUALITY
DSCRDSB DISCRIMINATION OF RESPONDENT'S
GROUP: DISABILITY
DSCROTH DISCRIMINATION OF RESPONDENT'S
GROUP: OTHER GROUNDS
DSCRDK DISCRIMINATION OF RESPONDENT'S
GROUP: DON'T KNOW
DSCRREF DISCRIMINATION OF RESPONDENT'S
GROUP: REFUSAL
DSCRNAP DISCRIMINATION OF RESPONDENT'S
GROUP: NOT APPLICABLE
DSCRNA DISCRIMINATION OF RESPONDENT'S
GROUP: NO ANSWER

C18: Ask all


C18 CTZCNTR CITIZEN OF COUNTRY F1.0 1 Yes Go to C20
2 No Ask C19
7 Refusal Go to C20
8 Don't know Ask C19
9 No answer

Ask C19 if
C18=2,8
C19 CTZSHIPC CITIZENSHIP A2 66 Not applicable ISO 3166-1 See
section D.1
77 Refusal
88 Don't know
99 No answer

C20: Ask all


C20 BRNCNTR BORN IN COUNTRY F1.0 1 Yes Go to C23
2 No Ask C21
7 Refusal Go to C23
8 Don't know
9 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 40


Table F.1c. Data file 1: Main questionnaire, section C.
^: Changed question since ESS5.
Qno Name Label Format Values Categories Comment

Ask C21 if C20=2


C21 CNTBRTHC COUNTRY OF BIRTH A2 66 Not applicable ISO 3166-1 See
section D.1
77 Refusal
88 Don't know
99 No answer

Ask C22 if C20=2


C22 LIVECNTA WHAT YEAR YOU FIRST CAME TO LIVE F4.0 6666 Not applicable
IN COUNTRY
7777 Refusal
8888 Don't know
9999 No answer

C23: Ask all


C23 LNGHOM1 LANGUAGE MOST OFTEN SPOKEN AT A3 777 Refusal ISO 639-2 See
HOME: FIRST MENTIONED section D.1
888 Don't know
999 No answer

LNGHOM2 LANGUAGE MOST OFTEN SPOKEN AT A3 000 No second language ISO 639-2 See
HOME: SECOND MENTIONED mentioned section D.1
777 Refusal
888 Don't know
999 No answer

C24: Ask all


C24 BLGETMG BELONG TO MINORITY ETHNIC GROUP F1.0 1 Yes
IN COUNTRY
2 No
7 Refusal
8 Don't know
9 No answer

C25: Ask all


C25 FACNTR FATHER BORN IN COUNTRY F1.0 1 Yes Go to C27
2 No Ask C26
7 Refusal Go to C27
8 Don't know
9 No answer

Ask C26 if C25=2


C26 FBRNCNTB COUNTRY OF BIRTH, FATHER A2 66 Not applicable
77 Refusal
88 Don't know
99 No answer

C27: Ask all


C27 MOCNTR MOTHER BORN IN COUNTRY F1.0 1 Yes Go to D1
2 No Ask C28
7 Refusal Go to D1
8 Don't know
9 No answer
Ask C28 if C27=2
C28 MBRNCNTB COUNTRY OF BIRTH, MOTHER A2 66 Not applicable
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 41


Table F.1d. Data file 1: Main questionnaire, section D.

Qno Name Label Format Values Categories Comment

D1: Ask all


D1 WKVLORG INVOLVED IN WORK FOR VOLUNTARY F1.0 1 At least once a week
OR CHARITABLE ORGANISATIONS,
2 At least once a month
HOW OFTEN PAST 12 MONTHS
3 At least once every three
months
4 At least once every six months
5 Less often
6 Never
7 Refusal
8 Don't know
9 No answer

D2-D4: Ask all


D2 OPTFTR ALWAYS OPTIMISTIC ABOUT MY F1.0 1 Agree strongly D2-D4: Same
FUTURE format, values and
2 Agree
categories
D3 PSTVMS IN GENERAL FEEL VERY POSITIVE 3 Neither agree nor disagree
ABOUT MYSELF
4 Disagree
D4 FLRMS AT TIMES FEEL AS IF I AM A FAILURE 5 Disagree strongly
7 Refusal
8 Don't know
9 No answer

D5-D15: Ask all


D5 FLTDPR FELT DEPRESSED, HOW OFTEN PAST F1.0 1 None or almost none of the D5-D15: Same
WEEK time format, values and
D6 FLTEEFF FELT EVERYTHING DID AS EFFORT, 2 Some of the time categories
HOW OFTEN PAST WEEK
D7 SLPRL SLEEP WAS RESTLESS, HOW OFTEN 3 Most of the time
PAST WEEK
D8 WRHPP WERE HAPPY, HOW OFTEN PAST WEEK 4 All or almost all of the time
D9 FLTLNL FELT LONELY, HOW OFTEN PAST WEEK 7 Refusal
D10 ENJLF ENJOYED LIFE, HOW OFTEN PAST WEEK 8 Don't know
D11 FLTSD FELT SAD, HOW OFTEN PAST WEEK 9 No answer
D12 CLDGNG COULD NOT GET GOING, HOW OFTEN
PAST WEEK
D13 ENRGLOT HAD LOT OF ENERGY, HOW OFTEN
PAST WEEK
D14 FLTANX FELT ANXIOUS, HOW OFTEN PAST
WEEK
D15 FLTPCFL FELT CALM AND PEACEFUL, HOW OFTEN
PAST WEEK

D16-D19: Ask all


D16 DCLVLF FREE TO DECIDE HOW TO LIVE MY LIFE F1.0 1 Agree strongly D16-D19: Same
format, values and
D17 LCHSHCP LITTLE CHANCE TO SHOW HOW 2 Agree
categories
CAPABLE I AM
3 Neither agree nor disagree
D18 ACCDNG FEEL ACCOMPLISHMENT FROM WHAT I 4 Disagree
DO
5 Disagree strongly
D19 WRBKNRM WHEN THINGS GO WRONG IN MY LIFE 7 Refusal
IT TAKES A LONG TIME TO GET BACK
8 Don't know
TO NORMAL
9 No answer

D20-D22: Ask all


D20 LRNNTLF LEARN NEW THINGS IN LIFE F1.0 0 Not at all D20-D22: Same
format, values and
D21 PPLAHLP FEEL PEOPLE IN LOCAL AREA HELP ONE 1
categories
ANOTHER
2
D22 TRTRSP FEEL PEOPLE TREAT YOU WITH 3
RESPECT
4

ESS 2012 Data Protocol Edition 1.4 October 2013 42


Table F.1d. Data file 1: Main questionnaire, section D.

Qno Name Label Format Values Categories Comment

5
6 A great deal
7 Refusal
8 Don't know
9 No answer

D23-D27: Ask all


D23 DNGVAL FEEL WHAT I DO IN LIFE IS VALUEABLE F1.0 1 Agree strongly D23-D27: Same
AND WORTHWHILE format, values and
D24 NHPFTR HARD TO BE HOPEFUL ABOUT THE 2 Agree categories
FUTURE OF THE WORLD
D25 LOTSGOT THERE ARE LOTS OF THINGS I AM 3 Neither agree nor disagree
GOOD AT
D26 LFWRS FOR MOST PEOPLE IN COUNTRY LIFE IS 4 Disagree
GETTING WORSE
D27 FLCLPLA FEEL CLOSE TO THE PEOPLE IN LOCAL 5 Disagree strongly
AREA
7 Refusal
8 Don't know
9 No answer

D28-D29: Ask all


D28 TMDOTWA MAKE TIME TO DO THINGS YOU REALLY F2.0 00 Not at all D28-D29: Same
WANT TO DO format, values and
01
categories
D29 FLAPPPL FEEL APPRECIATED BY PEOPLE YOU ARE 02
CLOSE TO
03
04
05
06
07
08
09
10 Completely
77 Refusal
88 Don't know
99 No answer

D30: Ask all


D30 DEAIMPP DEAL WITH IMPORTANT PROBLEMS IN F2.0 00 Extremely difficult
LIFE
01 1
02 2
03 3
04 4
05 5
06 6
07 7
08 8
09 9
10 Extremely easy
77 Refusal
88 Don't know
99 No answer

D31-33: Ask all


D31 TMIMDNG INTERESTED IN WHAT YOU ARE DOING, F2.0 00 None of the time D31-33: Same
HOW MUCH OF THE TIME format, values and
01
categories

ESS 2012 Data Protocol Edition 1.4 October 2013 43


Table F.1d. Data file 1: Main questionnaire, section D.

Qno Name Label Format Values Categories Comment

D32 TMABDNG ABSORBED IN WHAT YOU ARE DOING, 02


HOW MUCH OF THE TIME
03
D33 TMENDNG ENTHUSIASTIC ABOUT WHAT YOU ARE 04
DOING, HOW MUCH OF THE TIME
05
06
07
08
09
10 All of the time
77 Refusal
88 Don't know
99 No answer

D34: Ask all


D34 TNAPSUR TAKE NOTICE OF AND APPRECIATE F2.0 00 Never
YOUR SURROUNDINGS
01
02
03
04
05
06
07
08
09
10 Always
77 Refusal
88 Don't know
99 No answer

D35: Ask all


D35 SEDIRLF HAVE A SENSE OF DIRECTION IN YOUR F2.0 00 Not at all
LIFE
01
02
03
04
05
06
07
08
09
10 Completely
77 Refusal
88 Don't know
99 No answer

D36-D37: Ask all


D36 REHLPPL RECEIVE HELP AND SUPPORT FROM F1.0 0 Not at all D36-D37: Same
PEOPLE YOU ARE CLOSE TO format, values and
1
categories
D37 PRHLPPL PROVIDE HELP AND SUPPORT TO 2
PEOPLE YOU ARE CLOSE TO
3
4
5
6 Completely

ESS 2012 Data Protocol Edition 1.4 October 2013 44


Table F.1d. Data file 1: Main questionnaire, section D.

Qno Name Label Format Values Categories Comment

7 Refusal
8 Don't know
9 No answer

D38: Ask all


D38 PLINSOC YOUR PLACE IN SOCIETY F2.0 00 Bottom of our society
01
02
03
04
05
06
07
08
09
10 Top of our society
77 Refusal
88 Don't know
99 No answer

D39: Ask all


D39 PHYSACT PHYSICALLY ACTIVE FOR 20 MINUTES F2.0 00 No days
OR LONGER LAST 7 DAYS
01 One day
02 Two days
03 Three days
04 Four days
05 Five days
06 Six days
07 Seven days
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 45


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

E1-E16: Ask all


E1 FAIRELC NATIONAL ELECTIONS ARE FREE AND F2.0 00 Not at all important for E1-E16: Same
FAIR democracy in general format, values and
E2 DSPPLVT VOTERS DISCUSS POLITICS WITH 01 categories
PEOPLE THEY KNOW BEFORE DECIDING
02
HOW TO VOTE
E3 DFPRTAL DIFFERENT POLITICAL PARTIES OFFER 03
CLEAR ALTERNATIVES TO ONE
04
ANOTHER
E4 OPPCRGV OPPOSITION PARTIES ARE FREE TO 05
CRITICISE THE GOVERNMENT
06
E5 MEDCRGV THE MEDIA ARE FREE TO CRITICISE 07
THE GOVERNMENT
08
E6 MEPRINF THE MEDIA PROVIDE CITIZENS WITH 09
RELIABLE INFORMATION TO JUDGE THE
10 Extremely important for
GOVERNMENT
democracy in general
E7 RGHMGPR THE RIGHTS OF MINORITY GROUPS ARE 77 Refusal
PROTECTED
88 Don't know
E8 VOTEDIR CITIZENS HAVE THE FINAL SAY ON 99 No answer
POLITICAL ISSUES BY VOTING
DIRECTLY IN REFERENDUMS
E9 IMVTCTZ IMMIGRANTS ONLY GET THE RIGHT TO
VOTE IN NATIONAL ELECTIONS ONCE
THEY BECOME CITIZENS
E10 CTTRESA THE COURTS TREAT EVERYONE THE
SAME

E11 CTSTOGV THE COURTS ABLE TO STOP THE


GOVERNMENT ACTING BEYOND ITS
AUTHORITY
E12 GPTPELC GOVERNING PARTIES ARE PUNISHED IN
ELECTIONS WHEN THEY HAVE DONE A
BAD JOB
E13 GVCTZPV THE GOVERNMENT PROTECTS ALL
CITIZENS AGAINST POVERTY

E14 GVEXPDC THE GOVERNMENT EXPLAINS ITS


DECISIONS TO VOTERS

E15 GRDFINC THE GOVERNMENT TAKES MEASURES


TO REDUCE DIFFERENCES IN INCOME
LEVELS
E16 PLTAVIE POLITICIANS TAKE INTO ACCOUNT THE
VIEWS OF OTHER EUROPEAN
GOVERNMENTS

E17-E30: Ask all


E17 FAIRELCC IN COUNTRY NATIONAL ELECTIONS ARE F2.0 00 Does not apply at all E17-E30: Same
FREE AND FAIR format, values and
01
categories
E18 DSPPLVTC IN COUNTRY VOTERS DISCUSS 02
POLITICS WITH PEOPLE THEY KNOW
03
BEFORE DECIDING HOW TO VOTE
E19 DFPRTALC IN COUNTRY DIFFERENT POLITICAL 04
PARTIES OFFER CLEAR ALTERNATIVES
05
TO ONE ANOTHER
E20 OPPCRGVC IN COUNTRY OPPOSITION PARTIES ARE 06
FREE TO CRITICISE THE GOVERNMENT
07
E21 MEDCRGVC IN COUNTRY THE MEDIA ARE FREE TO 08
CRITICISE THE GOVERNMENT
09
E22 MEPRINFC IN COUNTRY THE MEDIA PROVIDE 10 Applies completely
CITIZENS WITH RELIABLE
77 Refusal
INFORMATION TO JUDGE THE
GOVERNMENT 88 Don't know
E23 RGHMGPRC IN COUNTRY THE RIGHTS OF MINORITY 99 No answer
GROUPS ARE PROTECTED

E24 VOTEDIRC IN COUNTRY CITIZENS HAVE THE FINAL


SAY ON POLITICAL ISSUES BY VOTING
DIRECTLY IN REFERENDUMS
E25 CTTRESAC IN COUNTRY THE COURTS TREAT

ESS 2012 Data Protocol Edition 1.4 October 2013 46


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

EVERYONE THE SAME


E26 GPTPELCC IN COUNTRY GOVERNING PARTIES ARE
PUNISHED IN ELECTIONS WHEN THEY
HAVE DONE A BAD JOB
E27 GVCTZPVC IN COUNTRY THE GOVERNMENT
PROTECTS ALL CITIZENS AGAINST
POVERTY
E28 GVEXPDCC IN COUNTRY THE GOVERNMENT
EXPLAINS ITS DECISIONS TO VOTERS

E29 GRDFINCC IN COUNTRY THE GOVERNMENT TAKES


MEASURES TO REDUCE DIFFERENCES
IN INCOME LEVELS
E30 PLTAVIEC IN COUNTRY POLITICIANS TAKE INTO
ACCOUNT THE VIEWS OF OTHER
EUROPEAN GOVERNMENTS

E31: Ask all


E31 FPLVDM BEST FOR DEMOCRACY: EVERYONE F1.0 1 Free to express political Ask E32
FREE TO EXPRESS POLITICAL VIEWS, views, even extreme
EVEN EXTREME 2 Prevented from expressing Go to E34
extreme political views
5 It depends on the
circumstances
7 Refusal Go to E33
8 Don't know
9 No answer

Ask E32 if E31=1


E32 FPLVDMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
EVERYONE FREE TO EXPRESS democracy in general
POLITICAL VIEWS, EVEN EXTREME 01
02
03
04
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E33 if E31=1,


5,7 or 8
E33 FPLVDMC IN COUNTRY EVERYONE IS FREE TO F2.0 00 Not at all
EXPRESS POLITICAL VIEWS, EVEN
01
EXTREME
02
03
04
05
06
07
08
09
10 Completely
66 Not applicable
77 Refusal

ESS 2012 Data Protocol Edition 1.4 October 2013 47


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

88 Don't know
99 No answer

Ask E34 if E31=2


E34 PPLVDMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
PREVENT PEOPLE FROM EXPRESSING democracy in general
EXTREME POLITICAL VIEWS 01
02
03
04
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E35 if E31=2


E35 PPLVDMC IN COUNTRY PEOPLE WITH EXTREME F2.0 00 Not at all
POLITICAL VIEWS ARE PREVENTED
01
FROM EXPRESSING THEM
02
03
04
05
06
07
08
09
10 Completely
66 Not applicable
77 Refusal
88 Don't know
99 No answer

E36: Ask all


E36 CHPLDM BEST FOR DEMOCRACY: GOVERNMENT F1.0 1 Government should change its Ask E37
CHANGES POLICIES IN RESPONSE TO policies
WHAT MOST PEOPLE THINK 2 Government should stick to its Go to E39
policies
5 It depends on the
circumstances
7 Refusal Go to E38
8 Don't know
9 No answer

Ask E37 if E36=1


E37 CHPLDMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
GOVERNMENT CHANGES POLICIES IN democracy in general
RESPONSE TO WHAT MOST PEOPLE 01
THINK
02
03
04

ESS 2012 Data Protocol Edition 1.4 October 2013 48


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask E38 if
E36=1,5,7 or 8
E38 CHPLDMC IN COUNTRY GOVERNMENT CHANGES F2.0 00 Never
POLICIES IN RESPONSE TO WHAT
01
MOST PEOPLE THINK
02
03
04
05
06
07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E39 if E36=2


E39 STPLDMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
GOVERNMENT STICKS TO POLICIES democracy in general
REGARDLESS OF MOST PEOPLE THINK 01
02
03
04
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E40 if E36=2


E40 STPLDMC IN COUNTRY GOVERNMENT STICKS TO F2.0 00 Never
POLICIES REGARDLESS OF MOST
01
PEOPLE THINK
02
03
04
05
06

ESS 2012 Data Protocol Edition 1.4 October 2013 49


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask all
E41 GVSPCDM BEST FOR DEMOCRACY: GOVERNMENT F1.0 1 Single party forms the Ask E42
FORMED BY SINGLE PARTY OR government
COALITION 2 Two or more parties form the Go to E44
government
5 It depends on the
circumstances
7 Refusal Go to E45
8 Don't know
9 No answer

Ask E42 if E41=1


E42 GVSPDMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
GOVERNMENT FORMED BY SINGLE democracy in general
PARTY 01
02
03
04
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E43 if E41=1


E43 GVSPDMC IN COUNTRY GOVERNMENT FORMED BY F2.0 00 Never
SINGLE PARTY
01
02
03
04
05
06
07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 50


Table F.1e. Data file 1: Main questionnaire, section E.

Qno Name Label Format Values Categories Comment

Ask E44 if E41=2


E44 GVCODMI IMPORTANT FOR DEMOCRACY: F2.0 00 Not at all important for
GOVERNMENT FORMED BY COALITION democracy in general
01
02
03
04
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask E45 if E41=


2,5,7 or 8
E45 GVCODMC IN COUNTRY GOVERNMENT FORMED BY F2.0 00 Never
COALITION
01
02
03
04
05
06
07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 51


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

F1 HHMMB NUMBER OF PEOPLE LIVING F2.0 77 Refusal


REGULARLY AS MEMBER OF
88 Don't know
HOUSEHOLD
99 No answer

F2 GNDR GENDER F1.0 1 Male


2 Female
9 No answer

GNDR2 GENDER OF SECOND PERSON IN F1.0 1 Male F2: GNDR2-


HOUSEHOLD GNDRN: Same
GNDR3 GENDER OF THIRD PERSON IN 2 Female format, values and
HOUSEHOLD categories
GNDRN GENDER OF N-TH PERSON IN 6 Not applicable
HOUSEHOLD Descending age
7 Refusal order (oldest first)
9 No answer

Calendar year
F3 YRBRN YEAR OF BIRTH F4.0 7777 Refusal
8888 Don't know
9999 No answer

Calendar year
YRBRN2 YEAR OF BIRTH OF SECOND PERSON F4.0 6666 Not applicable F3: YRBRN2-
IN HOUSEHOLD YRBRNN: Same
YRBRN3 YEAR OF BIRTH OF THIRD PERSON IN 7777 Refusal format, values and
HOUSEHOLD categories
YRBRNN YEAR OF BIRTH OF N-TH PERSON IN 8888 Don't know
HOUSEHOLD Descending age
9999 No answer order (oldest first)

F4 RSHIPA2 SECOND PERSON IN HOUSEHOLD: F2.0 01 Husband/wife/partner F4: RSHPA2-


RELATIONSHIP TO RESPONDENT RSHPAN: Same
02 Son/daughter/step/
format, values and
adopted/foster
categories
RSHIPA3 THIRD PERSON IN HOUSEHOLD: 03 Parent/parent-in-law
RELATIONSHIP TO RESPONDENT
04 Brother/sister/step/ Descending age
adopted/foster order (oldest first)
RSHIPAN N-TH PERSON IN HOUSEHOLD: 05 Other relative
RELATIONSHIP TO RESPONDENT
06 Other non-relative
66 Not applicable
77 Refusal
88 Don't know
99 No answer

F5: Code all. If


F4=01 then F5=1
F5 ICPART1 INTERVIEWER CODE, LIVES WITH F1.0 1 Respondent lives with Ask F6
HUSBAND/WIFE/PARTNER husband/wife/partner
2 All others Go to F7
9 Not available

Ask F6 if F5=1
F6 RSHPSTS RELATIONSHIP WITH F2.0 01 Legally married Ask F7
HUSBAND/WIFE/PARTNER CURRENTLY
02 In a legally registered civil Ask F7
LIVING WITH
union
03 Living with my partner not
legally recognised Go to F8
04 Living with my partner
legally recognised
05 Legally separated Ask F7
06 Legally divorced/civil union Ask F7
dissolved
66 Not applicable
77 Refusal

ESS 2012 Data Protocol Edition 1.4 October 2013 52


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

88 Don't know Ask F7


99 No answer

Ask F7 if
F6=01,02,05,06,
77,88 or F5=2
F7 LVGPTNEA EVER LIVED WITH A PARTNER, F1.0 1 Yes
WITHOUT BEING MARRIED
2 No
6 Not applicable
7 Refusal
8 Don't know
9 No answer

F8: Ask all


F8 DVRCDEVA EVER BEEN DIVORCED/HAD CIVIL F1.0 1 Yes
UNION DISSOLVED
2 No
7 Refusal
8 Don't know
9 No answer

F9: Code all. If


F5=1 then F9=1
If F5=2 then F9=2
F9 ICPART2 INTERVIEWER CODE, LIVES WITH F1.0 1 Respondent lives with Code F10
HUSBAND/WIFE/PARTNER husband/wife/partner
2 All others Go to F11
9 Not available

Code F10 if F9=1


F10 ICCOHBT INTERVIEWER CODE, RESPONDENT F1.0 1 Respondent cohabiting Ask F11
COHABITING
2 All others Go to F12
6 Not applicable
9 Not available

Ask F11 if F9=2 or


F10=1
F11 MARSTS LEGAL MARITAL STATUS F2.0 01 Legally married
02 In a legally registered civil
union
03 Legally separated
04 Legally divorced/civil union
dissolved
05 Widowed/civil partner died
06 None of these (NEVER married
or in legally registered civil
union)
66 Not applicable
77 Refusal
88 Don't know
99 No answer

F12: Code all. If


code 02 at F4 then
F12=1
F12 CHLDHM CHILDREN LIVING AT HOME OR NOT F1.0 1 Respondent lives with children Go to F14
AT F4 at F4
2 Does not Ask F13
9 Not available

Ask F13 if F12=2


F13 CHLDHHE EVER HAD CHILDREN LIVING IN F1.0 1 Yes
HOUSEHOLD
2 No
6 Not applicable

ESS 2012 Data Protocol Edition 1.4 October 2013 53


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

7 Refusal
8 Don't know
9 No answer

F14: Ask all


F14 DOMICIL DOMICILE, RESPONDENT'S F1.0 1 A big city
DESCRIPTION
2 Suburbs or outskirts of big city
3 Town or small city
4 Country village
5 Farm or home in countryside
7 Refusal
8 Don't know
9 No answer

F15: Ask all


^F15 EDULVLB HIGHEST LEVEL OF EDUCATION F4.0 000 Not completed ISCED level 1 ESS Education
coding frame, see
113 ISCED 1, completed primary
section D.2
education
129 Vocational ISCED 2C < 2
years, no access ISCED 3
212 General/pre-vocational ISCED
2A/2B, access ISCED 3
vocational
213 General ISCED 2A, access
ISCED 3A general/all 3
221 Vocational ISCED 2C >= 2
years, no access ISCED 3
222 Vocational ISCED 2A/2B,
access ISCED 3 vocational
223 Vocational ISCED 2, access
ISCED3 general/all
229 Vocational ISCED 3C < 2
years, no access ISCED 5
311 General ISCED 3 >=2 years,
no access ISCED 5
312 General ISCED 3A/3B, access
ISCED 5B/lower tier 5A
313 General ISCED 3A, access
upper tier ISCED 5A/all 5
321 Vocational ISCED 3C >= 2
years, no access ISCED 5
322 Vocational ISCED 3A, access
ISCED 5B/ lower tier 5A
323 Vocational ISCED 3A, access
upper tier ISCED 5A/all 5
412 General ISCED 4A/4B, access
ISCED 5B/lower tier 5A
413 General ISCED 4A, access
upper tier ISCED 5A/all 5
421 ISCED 4 programmes without
access ISCED 5
422 Vocational ISCED 4A/4B,
access ISCED 5B/lower tier 5A
423 Vocational ISCED 4A, access
upper tier ISCED 5A/all 5
510 ISCED 5A short,
intermediate/academic/general
tertiary below bachelor
520 ISCED 5B short, advanced
vocational qualifications
610 ISCED 5A medium,
bachelor/equivalent from lower
tier tertiary
620 ISCED 5A medium,
bachelor/equivalent from
upper/single tier tertiary
710 ISCED 5A long,
master/equivalent from lower
tier tertiary
720 ISCED 5A long,
master/equivalent from
upper/single tier tertiary
800 ISCED 6 doctoral degree

ESS 2012 Data Protocol Edition 1.4 October 2013 54


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

5555 Other
7777 Refusal
8888 Don't know
9999 No answer

^EDLVDxx HIGHEST LEVEL OF EDUCATION, F4.0 5555 Other


[COUNTRY]
7777 Refusal
8888 Don't know
9999 No answer

F16: Ask all


Number of years
F16 EDUYRS YEARS OF FULL-TIME EDUCATION 2.0 77 Refusal
COMPLETED
88 Don't know
99 No answer

F17a: Ask all


F17a PDWRK DOING LAST 7 DAYS: PAID WORK F1.0 0 Not marked F17a: PDWRK-
DNGNA: Same
EDCTN DOING LAST 7 DAYS: EDUCATION 1 Marked
format, values and
UEMPLA DOING LAST 7 DAYS: UNEMPLOYED, categories
ACTIVELY LOOKING FOR JOB
UEMPLI DOING LAST 7 DAYS: UNEMPLOYED,
NOT ACTIVELY LOOKING FOR JOB
DSBLD DOING LAST 7 DAYS: PERMANENTLY
SICK OR DISABLED
RTRD DOING LAST 7 DAYS: RETIRED
CMSRV DOING LAST 7 DAYS: COMMUNITY
OR MILITARY SERVICE
HSWRK DOING LAST 7 DAYS: HOUSEWORK,
LOOKING AFTER CHILDREN, OTHERS
DNGOTH DOING LAST 7 DAYS: OTHER
DNGDK DOING LAST 7 DAYS: DONT KNOW
DNGREF DOING LAST 7 DAYS: REFUSAL
DNGNA DOING LAST 7 DAYS: NO ANSWER

F17b: Code all. If


more than one
coded at F17a 01-
09 then F17b=1.
If only one coded
at F17a 01-09
then F17b=2
F17b ICOMDNG INTERVIEWER CODE, ONE/ MORE THAN F1.0 1 More than one coded Ask F17c
ONE DOING LAST 7 DAYS
2 Only one coded Go to F17d
9 Not available

Ask F17c if
F17b=1
F17c MAINACT MAIN ACTIVITY LAST 7 DAYS F2.0 01 Paid work
02 Education
03 Unemployed, looking for job
04 Unemployed, not looking for
job
05 Permanently sick or disabled
06 Retired
07 Community or military service
08 Housework, looking after
children, others
09 Other
66 Not applicable
77 Refusal
88 Don't know

ESS 2012 Data Protocol Edition 1.4 October 2013 55


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

99 No answer

F17d: If code 01
at F17a then
F17d=1. If not
coded 01 at F17a
then F17d=2
F17d ICPDWRK INTERVIEWER CODE, RESPONDENT IN F1.0 1 In paid work Go to F21
PAID WORK
2 Not in paid work Ask F18
9 Not available

Ask F18 if F17d=2


F18 CRPDWK CONTROL PAID WORK LAST 7 DAYS F1.0 1 Yes Go to F21
2 No Ask F19
6 Not applicable
7 Refusal
Ask F19
8 Don't know
9 No answer

Ask F19 if
F18=2,7,8
F19 PDJOBEV EVER HAD A PAID JOB F1.0 1 Yes Ask F20
2 No Go to F36
6 Not applicable
7 Refusal
Go to F36
8 Don't know
9 No answer

Ask F20 if F19=1


Calender year
F20 PDJOBYR YEAR LAST IN PAID JOB F4.0 6666 Not applicable
7777 Refusal
8888 Don't know
9999 No answer

Ask F21 if F17a


PDWRK=1 or
F18=1 or F19=1
F21 EMPLREL EMPLOYMENT RELATION F1.0 1 Employee Go to F23
2 Self-employed Ask F22
3 Working for own family Go to F23
business
6 Not applicable
7 Refusal
Go to F23
8 Don't know
9 No answer

Ask F22 if F21=2


Go to F24 if
number of
employees given
at F22
F22 EMPLNO NUMBER OF EMPLOYEES RESPONDENT F5.0 66666 Not applicable
HAS/HAD
77777 Refusal
Go to F24
88888 Don't know
99999 No answer

Ask F23 if
F21=1,3,7,8
F23 WRKCTRA EMPLOYMENT CONTRACT UNLIMITED F1.0 1 Unlimited
OR LIMITED DURATION
2 Limited
3 No contract
6 Not applicable

ESS 2012 Data Protocol Edition 1.4 October 2013 56


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

7 Refusal
8 Don't know
9 No answer

Ask F24 if F17a


PDWRK=1 or
F18=1 or F19=1
F24 ESTSZ ESTABLISHMENT SIZE F1.0 1 Under 10
2 10 to 24
3 25 to 99
4 100 to 499
5 500 or more
6 Not applicable
7 Refusal
8 Don't know
9 No answer

Ask F25 if F17a


PDWRK=1 or
F18=1 or F19=1
F25 JBSPV RESPONSIBLE FOR SUPERVISING F1.0 1 Yes Ask F26
OTHER EMPLOYEES
2 No Go to F27
6 Not applicable
7 Refusal
Go to F27
8 Don't know
9 No answer

Ask F26 if F25=1


Go to F27 if
number of people
given at F26
F26 NJBSPV NUMBER OF PEOPLE RESPONSIBLE FOR F5.0 66666 Not applicable
IN JOB
77777 Refusal
Go to F27
88888 Don't know
99999 No answer

Ask F27-F28 if
F17a PDWRK=1 or
F18=1 or F19=1
F27 WKDCORGA ALLOWED TO DECIDE HOW DAILY F2.0 00 I have/had no influence F27-F28: Same
WORK IS ORGANISED format, values and
01
categories
F28 IORGACT ALLOWED TO INFLUENCE POLICY 02
DECISIONS ABOUT ACTIVITIES OF
03
ORGANISATION
04
05
06
07
08
09
10 I have/had complete control
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask F29-F30 if
F17a PDWRK=1 or
F18=1 or F19=1
F29 WKHCT TOTAL CONTRACTED HOURS PER WEEK F3.0 666 Not applicable F29-F30: Same
IN MAIN JOB OVERTIME EXCLUDED format, values and
F30 WKHTOT TOTAL HOURS NORMALLY WORKED 777 Refusal categories

ESS 2012 Data Protocol Edition 1.4 October 2013 57


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

PER WEEK IN MAIN JOB OVERTIME 888 Don't know


INCLUDED
999 No answer

Ask F31 if
F17a PDWRK=1 or
F18=1 or F19=1
F31 NACER2 INDUSTRY, NACE REV.2 F3.0 666 Not applicable NACE Rev.2. See
section D.1
777 Refusal
888 Don't know
999 No answer

Ask F32 if F17a


PDWRK=1 or
F18=1 or F19=1
F32 TPORGWK WHAT TYPE OF ORGANISATION F2.0 01 Central or local government
WORK/WORKED FOR
02 Other public sector (such as
education and health)
03 A state owned enterprise
04 A private firm
05 Self employed
06 Other
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask F33-F34a if
F17a PDWRK=1 or
F18=1 or F19=1
F33-34a ISCO08 OCCUPATION, ISCO08 F5.0 66666 Not applicable ISCO08.
See section D.1
77777 Refusal
88888 Don't know
99999 No answer

Ask F35 if F17a


PDWRK=1 or
F18=1 or F19=1
F35 WRKAC6M PAID WORK IN ANOTHER COUNTRY, F1.0 1 Yes
PERIOD MORE THAN 6 MONTHS LAST
2 No
10 YEARS
6 Not applicable
7 Refusal
8 Don't know
9 No answer

F35a: Code all. If


code 01 at F17d
then F35a=1.
If code 02 at F17d
then F35a=2
**F35a ICPDWK2 INTERVIEWER CODE, IN PAID WORK F1.0 1 Respondent in paid work at Ask F35b
F17d
2 Respondent not in paid work at Go to F36
F17d

Ask F35b if
F35a=1
**F35b STFJB HOW SATISFIED WITH JOB F2.0 00 Extremely dissatisfied
01
02
03
04
05
06

ESS 2012 Data Protocol Edition 1.4 October 2013 58


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

07
08
09
10 Extremely satisfied
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Ask F35c if
F35a=1
**F35c STFJBOT SATISFIED WITH BALANCE BETWEEN F2.0 00 Extremely dissatisfied
TIME ON JOB AND TIME ON OTHER
01
ASPECTS
02
03
04
05
06
07
08
09
10 Extremely satisfied
66 Not applicable
77 Refusal
88 Don't know
99 No answer

F36: Ask all


F36 UEMP3M EVER UNEMPLOYED AND SEEKING F1.0 1 Yes Ask F37
WORK FOR A PERIOD MORE THAN
2 No
THREE MONTHS
7 Refusal
Go to F39
8 Don't know
9 No answer

Ask F37-F38 if
F36=1
F37 UEMP12M ANY PERIOD OF UNEMPLOYMENT AND F1.0 1 Yes F37-F38: Same
WORK SEEKING LASTED 12 MONTHS format, values and
2 No
OR MORE categories
F38 UEMP5YR ANY PERIOD OF UNEMPLOYMENT AND 6 Not applicable
WORK SEEKING WITHIN LAST 5 YEARS
7 Refusal
8 Don't know
9 No answer

F39: Ask all


F39 MBTRU MEMBER OF TRADE UNION OR SIMILAR F1.0 1 Yes, currently
ORGANISATION
2 Yes, previously
3 No
7 Refusal
8 Don't know
9 No answer

F40: Ask all


F40 HINCSRCA MAIN SOURCE OF HOUSEHOLD F2.0 01 Wages or salaries
INCOME
02 Income from self-employment
(excluding farming)
03 Income from farming
04 Pensions
05 Unemployment/redundancy
benefit

ESS 2012 Data Protocol Edition 1.4 October 2013 59


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

06 Any other social benefits or


grants
07 Income from investments,
savings etc.
08 Income from other sources
77 Refusal
88 Don't know
99 No answer

F41: Ask all


F41 HINCTNTA HOUSEHOLD'S TOTAL NET INCOME, F2.0 01 J - 1st decile F41: Coding
ALL SOURCES instructions, see
02 R - 2nd decile
section E1.5
03 C - 3rd decile
04 M - 4th decile
05 F - 5th decile
06 S - 6th decile
07 K - 7th decile
08 P - 8th decile
09 D - 9th decile
10 H - 10th decile
77 Refusal
88 Don't know
99 No answer

F42: Ask all


F42 HINCFEL FEELING ABOUT HOUSEHOLD'S F1.0 1 Living comfortably on present
INCOME NOWADAYS income
2 Coping on present income
3 Difficult on present income
4 Very difficult on present
income
7 Refusal
8 Don't know
9 No answer

F43: Code all. If


code 01 at F5 then
F43=1. If code 02
at F5 then F43=2
F43 ICPART3 INTERVIEWER CODE, LIVES WITH F1.0 1 Respondent lives with Ask F44
HUSBAND/WIFE/PARTNER husband/wife/partner
2 Does not Go to F52
9 Not available

Ask F44 if F43=1


^F44 EDULVLPB HIGHEST LEVEL OF EDUCATION, F4.0 000 Not completed ISCED level 1 ESS Education
PARTNER coding frame, see
113 ISCED 1, completed primary
section D.2
education
129 Vocational ISCED 2C < 2
years, no access ISCED 3
212 General/pre-vocational ISCED
2A/2B, access ISCED 3
vocational
213 General ISCED 2A, access
ISCED 3A general/all 3
221 Vocational ISCED 2C >= 2
years, no access ISCED 3
222 Vocational ISCED 2A/2B,
access ISCED 3 vocational
223 Vocational ISCED 2, access
ISCED3 general/all
229 Vocational ISCED 3C < 2
years, no access ISCED 5
311 General ISCED 3 years, no
access ISCED 5
312 General ISCED 3A/3B, access
ISCED 5B/lower tier 5A

ESS 2012 Data Protocol Edition 1.4 October 2013 60


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

313 General ISCED 3A, access


upper tier ISCED 5A/all 5
321 Vocational ISCED 3C >= 2
years, no access ISCED 5
322 Vocational ISCED 3A, access
ISCED 5B/ lower tier 5A
323 Vocational ISCED 3A, access
upper tier ISCED 5A/all 5
412 General ISCED 4A/4B, access
ISCED 5B/lower tier 5A
413 General ISCED 4A, access
upper tier ISCED 5A/all 5
421 ISCED 4 programmes without
access ISCED 5
422 Vocational ISCED 4A/4B,
access ISCED 5B/lower tier 5A
423 Vocational ISCED 4A, access
upper tier ISCED 5A/all 5
510 ISCED 5A short,
intermediate/academic/general
tertiary below bachelor
520 ISCED 5B short, advanced
vocational qualifications
610 ISCED 5A medium,
bachelor/equivalent from lower
tier tertiary
620 ISCED 5A medium,
bachelor/equivalent from
upper/single tier tertiary
710 ISCED 5A long,
master/equivalent from lower
tier tertiary
720 ISCED 5A long,
master/equivalent from
upper/single tier tertiary
800 ISCED 6 doctoral degree
5555 Other
6666 Not applicable
7777 Refusal
8888 Don't know
9999 No answer

^EDLVPDxx PARTNERS HIGHEST LEVEL OF F4.0 5555 Other


EDUCATION, [COUNTRY]
6666 Not applicable
7777 Refusal
8888 Don't know
9999 No answer

Ask F45a if F43=1


F45a PDWRKP PARTNER DOING LAST 7 DAYS: PAID F1.0 0 Not marked F45a: PDWRKP-
WORK DNGNAP: Same
EDCTNP PARTNER DOING LAST 7 DAYS: 1 Marked format, values and
EDUCATION categories
UEMPLAP PARTNER DOING LAST 7 DAYS:
UNEMPLOYED, ACTIVELY LOOKING
FOR JOB
UEMPLIP PARTNER DOING LAST 7 DAYS:
UNEMPLOYED, NOT ACTIVELY
LOOKING FOR JOB
DSBLDP PARTNER DOING LAST 7 DAYS:
PERMANENTLY SICK OR DISABLED
RTRDP PARTNER DOING LAST 7 DAYS:
RETIRED
CMSRVP PARTNER DOING LAST 7 DAYS:
COMMUNITY OR MILITARY SERVICE
HSWRKP PARTNER DOING LAST 7 DAYS:
HOUSEWORK, LOOKING AFTER
CHILDREN, OTHERS
DNGOTHP PARTNER DOING LAST 7 DAYS:
OTHER
DNGDKP PARTNER DOING LAST 7 DAYS:
DONT KNOW

ESS 2012 Data Protocol Edition 1.4 October 2013 61


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

DNGNAPP PARTNER DOING LAST 7 DAYS: NOT


APPLICABLE
DNGREFP PARTNER DOING LAST 7 DAYS:
REFUSAL
DNGNAP PARTNER DOING LAST 7 DAYS:
NO ANSWER

Code F45b if
F43=1.
If more than one
coded at F45a 01-
09 then F45b=1.
If only one coded
at F45a 01-09
then F45b=2
F45b ICOMDNP INTERVIEWER CODE, ONE/ MORE THAN F1.0 1 More than one coded Ask F45c
ONE DOING PARTNER LAST 7 DAYS
2 Only one coded Go to F45d
6 Not applicable
9 No answer

Ask F45c if
F45b=1
F45c MNACTP PARTNER'S MAIN ACTIVITY LAST 7 F2.0 01 Paid work
DAYS
02 Education
03 Unemployed, looking for job
04 Unemployed, not looking for
job
05 Permanently sick or disabled
06 Retired
07 Community or military service
08 Housework, looking after
children, others
09 Other
66 Not applicable
77 Refusal
88 Don't know
99 No answer

Code F45d if
F43=1
If code 01 at F45a
then F45d=1. If
not coded 01 at
F45a then F45d=2
~F45d ICPPDWK INTERVIEWER CODE, RESPONDENTS F1.0 1 Partner in paid work at F45a Go to F47
PARTNER IN PAID WORK
2 Partner not in paid work at Ask F46
F45a
6 Not applicable
9 No answer

Ask F46 if F45d=2


F46 CRPDWKP PARTNER, CONTROL PAID WORK LAST 1 Yes Ask F47
7 DAYS
2 No Go to F52
6 Not applicable
7 Refusal
Go to F52
8 Don't know
9 No answer

Ask F47-F49 if
F45d=1 or F46=1
F47-49 ISCO08P OCCUPATION PARTNER, ISCO08 F5.0 66666 Not applicable ISCO08, see
section D.1
77777 Refusal
88888 Don't know
99999 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 62


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

Ask F50 if
F45d=1 or F46=1
F50 EMPRELP PARTNER'S EMPLOYMENT RELATION F1.0 1 Employee
2 Self-employed
3 Working for own family
business
6 Not applicable
7 Refusal
8 Don't know
9 No answer

Ask F51 if
F45d=1 or F46=1
F51 WKHTOTP HOURS NORMALLY WORKED A WEEK F3.0 666 Not applicable
IN MAIN JOB OVERTIME INCLUDED,
777 Refusal
PARTNER
888 Don't know
999 No answer

F52: Ask all


^F52 EDULVLFB FATHER'S HIGHEST LEVEL OF F4.0 000 Not completed ISCED level 1 ESS Education
EDUCATION coding frame, see
113 ISCED 1, completed primary
section D.2
education
129 Vocational ISCED 2C < 2
years, no access ISCED 3
212 General/pre-vocational ISCED
2A/2B, access ISCED 3
vocational
213 General ISCED 2A, access
ISCED 3A general/all 3
221 Vocational ISCED 2C >= 2
years, no access ISCED 3
222 Vocational ISCED 2A/2B,
access ISCED 3 vocational
223 Vocational ISCED 2, access
ISCED3 general/all
229 Vocational ISCED 3C < 2
years, no access ISCED 5
311 General ISCED 3 years, no
access ISCED 5
312 General ISCED 3A/3B, access
ISCED 5B/lower tier 5A
313 General ISCED 3A, access
upper tier ISCED 5A/all 5
321 Vocational ISCED 3C >= 2
years, no access ISCED 5
322 Vocational ISCED 3A, access
ISCED 5B/ lower tier 5A
323 Vocational ISCED 3A, access
upper tier ISCED 5A/all 5
412 General ISCED 4A/4B, access
ISCED 5B/lower tier 5A
413 General ISCED 4A, access
upper tier ISCED 5A/all 5
421 ISCED 4 programmes without
access ISCED 5
422 Vocational ISCED 4A/4B,
access ISCED 5B/lower tier 5A
423 Vocational ISCED 4A, access
upper tier ISCED 5A/all 5
510 ISCED 5A short,
intermediate/academic/general
tertiary below bachelor
520 ISCED 5B short, advanced
vocational qualifications
610 ISCED 5A medium,
bachelor/equivalent from lower
tier tertiary
620 ISCED 5A medium,
bachelor/equivalent from
upper/single tier tertiary
710 ISCED 5A long,
master/equivalent from lower
tier tertiary

ESS 2012 Data Protocol Edition 1.4 October 2013 63


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

720 ISCED 5A long,


master/equivalent from
upper/single tier tertiary
800 ISCED 6 doctoral degree
5555 Other
7777 Refusal
8888 Don't know
9999 No answer

^EDLVFDxx FATHERS HIGHEST LEVEL OF F4.0 5555 Other


EDUCATION, [COUNTRY]
7777 Refusal
8888 Don't know
9999 No answer

F53: Ask all


F53 EMPRF14 FATHER'S EMPLOYMENT STATUS WHEN F1.0 1 Employee Ask F54
RESPONDENT 14
2 Self-employed Ask F54
3 Not working
4 Father dead/absent
Go to F56
7 Refusal
8 Don't know Ask F54
9 No answer

F54 Ask F54 if F53=1,


2,8. Not to be
included in file1.
See section B.2
and E.1.6

Ask F55 if
F53=1,2,8
F55 OCCF14B FATHER'S OCCUPATION WHEN F2.0 01 Professional and technical
RESPONDENT 14 occupations
02 Higher administrator
occupations
03 Clerical occupations
04 Sales occupations
05 Service occupations
06 Skilled worker
07 Semi-skilled worker
08 Unskilled worker
09 Farm worker
66 Not applicable
77 Refusal
88 Don't know
99 No answer

F56: Ask all


^F56 EDULVLMB MOTHER'S HIGHEST LEVEL OF F4.0 0 Not completed ISCED level 1 ESS Education
EDUCATION coding frame, see
113 ISCED 1, completed primary
section D.2
education
129 Vocational ISCED 2C < 2
years, no access ISCED 3
212 General/pre-vocational ISCED
2A/2B, access ISCED 3
vocational
213 General ISCED 2A, access
ISCED 3A general/all 3
221 Vocational ISCED 2C Z= 2
years, no access ISCED 3
222 Vocational ISCED 2A/2B,
access ISCED 3 vocational
223 Vocational ISCED 2, access
ISCED3 general/all
229 Vocational ISCED 3C < 2

ESS 2012 Data Protocol Edition 1.4 October 2013 64


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

years, no access ISCED 5


311 General ISCED 3 years, no
access ISCED 5
312 General ISCED 3A/3B, access
ISCED 5B/lower tier 5A
313 General ISCED 3A, access
upper tier ISCED 5A/all 5
321 Vocational ISCED 3C >= 2
years, no access ISCED 5
322 Vocational ISCED 3A, access
ISCED 5B/ lower tier 5A
323 Vocational ISCED 3A, access
upper tier ISCED 5A/all 5
412 General ISCED 4A/4B, access
ISCED 5B/lower tier 5A
413 General ISCED 4A, access
upper tier ISCED 5A/all 5
421 ISCED 4 programmes without
access ISCED 5
422 Vocational ISCED 4A/4B,
access ISCED 5B/lower tier 5A
423 Vocational ISCED 4A, access
upper tier ISCED 5A/all 5
510 ISCED 5A short,
intermediate/academic/general
tertiary below bachelor
520 ISCED 5B short, advanced
vocational qualifications
610 ISCED 5A medium,
bachelor/equivalent from lower
tier tertiary
620 ISCED 5A medium,
bachelor/equivalent from
upper/single tier tertiary
710 ISCED 5A long,
master/equivalent from lower
tier tertiary
720 ISCED 5A long,
master/equivalent from
upper/single tier tertiary
800 ISCED 6 doctoral degree
5555 Other
7777 Refusal
8888 Don't know
9999 No answer

^EDLVMDxx MOTHERS HIGHEST LEVEL OF F4.0 5555 Other


EDUCATION, [COUNTRY]
7777 Refusal
8888 Don't know
9999 No answer

F57: Ask all


F57 EMPRM14 MOTHER'S EMPLOYMENT STATUS F1.0 1 Employee Ask F58
WHEN RESPONDENT 14
2 Self-employed Ask F58
3 Not working
4 Mother dead/absent
Go to F60
7 Refusal
8 Don't know Ask F58
9 No answer

F58 Ask F58 if


F57=1,2,8.
Not to be included
in file1.
See section B.2
and E.1.7

ESS 2012 Data Protocol Edition 1.4 October 2013 65


Table F.1f. Data file 1: Main questionnaire, section F.
~: New question since ESS5. ^: Question changed since ESS5. **: Part of Personal and Social Wellbeing module
Qno Name Label Format Values Categories Comment

Ask F59 if
F57=1,2,8
F59 OCCM14B MOTHER'S OCCUPATION WHEN F2.0 01 Professional and technical
RESPONDENT 14 occupations
02 Higher administrator
occupations
03 Clerical occupations
04 Sales occupations
05 Service occupations
06 Skilled worker
07 Semi-skilled worker
08 Unskilled worker
09 Farm worker
66 Not applicable
77 Refusal
88 Don't know
99 No answer

F60: Ask all


F60 ATNCRSE IMPROVE KNOWLEDGE/SKILLS: F1.0 1 Yes
COURSE/LECTURE/CONFERENCE, LAST
2 No
12 MONTHS
7 Refusal
8 Don't know
9 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 66


Table F.1h. Data file 1: Supplementary questionnaire, section H

Qno Name Label Format Values Categories Comment

Ha-Hu: Ask all


Ha IPCRTIV IMPORTANT TO THINK NEW IDEAS F1.0 1 Very much like me Ha-Hu: Same
AND BEING CREATIVE 2 Like me format, values and
Hb IMPRICH IMPORTANT TO BE RICH, HAVE MONEY 3 Somewhat like me categories
AND EXPENSIVE THINGS 4 A little like me
Hc IPEQOPT IMPORTANT THAT PEOPLE ARE 5 Not like me
TREATED EQUALLY AND HAVE EQUAL 6 Not like me at all
OPPORTUNITIES 7 Refusal
Hd IPSHABT IMPORTANT TO SHOW ABILITIES AND 8 Dont know
BE ADMIRED 9 No answer
He IMPSAFE IMPORTANT TO LIVE IN SECURE AND
SAFE SURROUNDINGS
Hf IMPDIFF IMPORTANT TO TRY NEW AND
DIFFERENT THINGS IN LIFE
Hg IPFRULE IMPORTANT TO DO WHAT IS TOLD
AND FOLLOW RULES
Hh IPUDRST IMPORTANT TO UNDERSTAND
DIFFERENT PEOPLE
Hi IPMODST IMPORTANT TO BE HUMBLE AND
MODEST, NOT DRAW ATTENTION
Hj IPGDTIM IMPORTANT TO HAVE A GOOD TIME
Hk IMPFREE IMPORTANT TO MAKE OWN
DECISIONS AND BE FREE
Hl IPHLPPL IMPORTANT TO HELP PEOPLE AND
CARE FOR OTHERS WELL-BEING
Hm IPSUCES IMPORTANT TO BE SUCCESSFUL AND
THAT PEOPLE RECOGNISE
ACHIEVEMENTS
Hn IPSTRGV IMPORTANT THAT GOVERNMENT IS
STRONG AND ENSURES SAFETY
Ho IPADVNT IMPORTANT TO SEEK ADVENTURES
AND HAVE AN EXITING LIFE
Hp IPBHPRP IMPORTANT TO BEHAVE PROPERLY
Hq IPRSPOT IMPORTANT TO GET RESPECT FROM
OTHERS
Hr IPLYLFR IMPORTANT TO BE LOYAL TO FRIENDS
AND DEVOTE TO PEOPLE CLOSE
Hs IMPENV IMPORTANT TO CARE FOR NATURE
AND ENVIRONMENT
Ht IMPTRAD IMPORTANT TO FOLLOW TRADITIONS
AND CUSTOMS
Hu IMPFUN IMPORTANT TO SEEK FUN AND
THINGS THAT GIVE PLEASURE

ESS 2012 Data Protocol Edition 1.4 October 2013 67


Table F.1h. Data file 1: Supplementary questionnaire, section I

Qno Name Label Format Values Categories Comment

I1-I9: Ask random


subgroup A
I1 TESTE1 INTERESTED IN WHAT YOU ARE F2.0 00 Not at all interested
DOING, IN GENERAL 01
02
03
04
05
06
07
08
09
10 Fully interested
77 Refusal
88 Dont know
99 No answer

I2 TESTE2 ABSORBED IN WHAT YOU ARE DOING, F2.0 00 Not at all absorbed
IN GENERAL 01
02
03
04
05
06
07
08
09
10 Fully absorbed
77 Refusal
88 Dont know
99 No answer

I3 TESTE3 ENTHUSIASTIC ABOUT WHAT YOU ARE F2.0 00 Not at all


DOING, IN GENERAL enthusiastic
01
02
03
04
05
06
07
08
09
10 Fully enthusiastic
77 Refusal
88 Dont know
99 No answer

I4 TESTE4 FELT DEPRESSED, HOW OFTEN PAST F1.0 0 None or almost none I4-I6: Same format,
WEEK of the time values and
I5 TESTE5 SLEEP WAS RESTLESS, HOW OFTEN 1 categories
PAST WEEK 2
I6 TESTE6 FELT LONELY, HOW OFTEN PAST WEEK 3 All or almost all of
the time
7 Refusal
8 Dont know
9 No answer

I7 TESTE7 OPPOSITION PARTIES ARE FREE TO F2.0 00 Never I7-I9: Same format,
CRITICISE THE GOVERNMENT 01 values and
[COUNTRY] 02 categories
I8 TESTE8 THE MEDIA ARE FREE TO CRITICISE 03
THE GOVERNMENT [COUNTRY] 04
I9 TESTE9 THE MEDIA PROVIDE CITIZENS WITH 05
INFORMATION TO JUDGE THE 06
GOVERNMENT [COUNTRY] 07
08
09
10 Always
77 Refusal
88 Dont know
99 No answer

I10-I18: Ask
random subgroup B
I10 TESTE10 INTERESTED IN WHAT YOU ARE F2.0 00 Not at all interested

ESS 2012 Data Protocol Edition 1.4 October 2013 68


Table F.1h. Data file 1: Supplementary questionnaire, section I

Qno Name Label Format Values Categories Comment

DOING, IN GENERAL 01
02
03
04
05
06 Fully interested
77 Refusal
88 Dont know
99 No answer

I11 TESTE11 ABSORBED ABOUT WHAT YOU ARE F2.0 00 Not at all absorbed
DOING, IN GENERAL 01
02
03
04
05
06 Fully absorbed
77 Refusal
88 Dont know
99 No answer

I12 TESTE12 ENTHUSIASTIC IN WHAT YOU ARE F2.0 00 Not at all


DOING, IN GENERAL enthusiastic
01
02
03
04
05
06 Fully enthusiastic
77 Refusal
88 Dont know
99 No answer

I13 TESTE13 FELT DEPRESSED, TO WHAT EXTENT F1.0 0 Not at all depressed
PAST WEEK 1
2
3 Extremely depressed
7 Refusal
8 Dont know
9 No answer

I14 TESTE14 SLEEP WAS RESTLESS, TO WHAT F1.0 0 Not at all restless
EXTENT PAST WEEK 1
2
3 Extremely restless
7 Refusal
8 Dont know
9 No answer

I15 TESTE15 FELT LONELY, TO WHAT EXTENT PAST F1.0 0 Not at all lonely
WEEK 1
2
3 Extremely lonely
7 Refusal
8 Dont know
9 No answer

I16 TESTE16 OPPOSITION PARTIES ARE FREE TO F2.0 00 Not at all I16-I18: Same
CRITICISE THE GOVERNMENT 01 format, values and
[COUNTRY] 02 categories
I17 TESTE17 THE MEDIA ARE FREE TO CRITICISE 03
THE GOVERNMENT [COUNTRY] 04
I18 TESTE18 THE MEDIA PROVIDE CITIZENS WITH 05
INFORMATION TO JUDGE THE 06
GOVERNMENT [COUNTRY] 07
08
09
10 Completely
77 Refusal
88 Dont know
99 No answer

I19-I27: Ask
random subgroup C
I19 TESTE19 IMMIGRATION BAD OR GOOD FOR F2.0 00 Bad for the economy
COUNTRY'S ECONOMY 01
02
03

ESS 2012 Data Protocol Edition 1.4 October 2013 69


Table F.1h. Data file 1: Supplementary questionnaire, section I

Qno Name Label Format Values Categories Comment

04
05
06 Good for the
economy
77 Refusal
88 Dont know
99 No answer

I20 TESTE20 COUNTRY'S CULTURAL LIFE F2.0 00 Cultural life


UNDERMINED OR ENRICHED BY undermined
IMMIGRANTS 01
02
03
04
05
06 Cultural life enriched
77 Refusal
88 Dont know
99 No answer

I21 TESTE21 IMMIGRANTS MAKE COUNTRY WORSE F2.0 00 Worse place to live
OR BETTER PLACE TO LIVE 01
02
03
04
05
06 Better place to live
77 Refusal
88 Dont know
99 No answer

I22 TESTE22 INTERESTED IN WHAT YOU ARE F1.0 0 Not at all interested
DOING, IN GENERAL 1
2
3
4 Fully interested
7 Refusal
8 Dont know
9 No answer

I23 TESTE23 ABSORBED IN WHAT YOU ARE DOING, F1.0 0 Not at all absorbed
IN GENERAL 1
2
3
4 Fully absorbed
7 Refusal
8 Dont know
9 No answer

I24 TESTE24 ENTHUSIASTIC ABOUT WHAT YOU ARE F1.0 0 Not at all
DOING, IN GENERAL enthusiastic
1
2
3
4 Fully enthusiastic
7 Refusal
8 Dont know
9 No answer

I25 TESTE25 FELT DEPRESSED, TO WHAT EXTENT F2.0 00 Not at all depressed
PAST WEEK 01
02
03
04
05
06
07
08
09 Extremely depressed
77 Refusal
88 Dont know
99 No answer

I26 TESTE26 SLEEP WAS RESTLESS, TO WHAT F2.0 00 Not at all restless
EXTENT PAST WEEK 01
02
03
04

ESS 2012 Data Protocol Edition 1.4 October 2013 70


Table F.1h. Data file 1: Supplementary questionnaire, section I

Qno Name Label Format Values Categories Comment

05
06
07
08
09 Extremely restless
77 Refusal
88 Dont know
99 No answer

I27 TESTE27 FELT LONELY, TO WHAT EXTENT PAST F2.0 00 Not at all lonely
WEEK 01
02
03
04
05
06
07
08
09 Extremely lonely
77 Refusal
88 Dont know
99 No answer

I28-I36: Ask
random subgroup D
I28 TESTE28 IMMIGRATION BAD OR GOOD FOR F1.0 0 Bad for the economy
COUNTRY'S ECONOMY 1
2
3
4 Good for the
economy
7 Refusal
8 Dont know
9 No answer

I29 TESTE29 COUNTRY'S CULTURAL LIFE F1.0 0 Cultural life


UNDERMINED OR ENRICHED BY undermined
IMMIGRANTS 1
2
3
4 Cultural life enriched
7 Refusal
8 Dont know
9 No answer

I30 TESTE30 IMMIGRANTS MAKE COUNTRY WORSE F1.0 0 Worse place to live
OR BETTER PLACE TO LIVE 1
2
3
4 Better place to live
7 Refusal
8 Dont know
9 No answer

I31 TESTE31 INTERESTED IN WHAT YOU ARE F1.0 0 Not at all interested
DOING, IN GENERAL 1
2 Fully interested
7 Refusal
8 Dont know
9 No answer

I32 TESTE32 ABSORBED IN WHAT YOU ARE DOING, F1.0 0 Not at all absorbed
IN GENERAL 1
2 Fully absorbed
7 Refusal
8 Dont know
9 No answer

I33 TESTE33 ENTHUSIASTIC ABOUT WHAT YOU ARE F1.0 0 Not at all
DOING, IN GENERAL enthusiastic
1
2 Fully enthusiastic
7 Refusal
8 Dont know
9 No answer

I34 TESTE34 FELT DEPRESSED, TO WHAT EXTENT F2.0 00 Not at all depressed
PAST WEEK 01

ESS 2012 Data Protocol Edition 1.4 October 2013 71


Table F.1h. Data file 1: Supplementary questionnaire, section I

Qno Name Label Format Values Categories Comment

02
03
04
05 Extremely depressed
77 Refusal
88 Dont know
99 No answer

I35 TESTE35 SLEEP WAS RESTLESS, TO WHAT F2.0 00 Not at all restless
EXTENT PAST WEEK 01
02
03
04
05 Extremely restless
77 Refusal
88 Dont know
99 No answer

I36 TESTE36 FELT LONELY, TO WHAT EXTENT PAST F2.0 00 Not at all lonely
WEEK 01
02
03
04
05 Extremely lonely
77 Refusal
88 Dont know
99 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 72


Table F.1j. Data file 1: Other variables
~: New variable ^: Variable changed since ESS5
Qno Name Label Format Values Categories Comment

REGIONxx REGION, [COUNTRY] A5 99999 Not available See section E.1.4

INTAGEA AGE OF INTERVIEWER F3.0 999 Not available See section E.3.1

INTGNDR GENDER OF INTERVIEWER F1.0 1 Male


2 Female
9 Not available

INWDDS START OF INTERVIEW, DAY OF MONTH F2.0 99 Not available

INWMMS START OF INTERVIEW, MONTH F2.0 99 Not available

INWYYS START OF INTERVIEW, YEAR F4.0 9999 Not available

INWSHH START OF INTERVIEW, HOUR F2.0 99 Not available

INWSMM START OF INTERVIEW, MINUTE F2.0 99 Not available

INWDDE END OF INTERVIEW, DAY OF MONTH F2.0 99 Not available

INWMME END OF INTERVIEW, MONTH F2.0 99 Not available

INWYYE END OF INTERVIEW, YEAR F4.0 9999 Not available

INWEHH END OF INTERVIEW, HOUR F2.0 99 Not available

INWEMM END OF INTERVIEW, MINUTE F2.0 99 Not available

AINWEHH END OF MODULE A, HOUR F2.0 99 Not available CAPI ONLY


See section E.3.2

AINWEMM END OF MODULE A, MINUTE F2.0 99 Not available

BINWEHH END OF MODULE B, HOUR F2.0 99 Not available

BINWEMM END OF MODULE B, MINUTE F2.0 99 Not available

CINWEHH END OF MODULE C, HOUR F2.0 99 Not available

CINWEMM END OF MODULE C, MINUTE F2.0 99 Not available

DINWEHH END OF MODULE D, HOUR F2.0 99 Not available

DINWEMM END OF MODULE D, MINUTE F2.0 99 Not available

~EINWEHH END OF MODULE E, HOUR F2.0 99 Not available

~EINWEMM END OF MODULE E, MINUTE F2.0 99 Not available

FINWEHH END OF MODULE F, HOUR F2.0 99 Not available

FINWEMM END OF MODULE F, MINUTE F2.0 99 Not available

^SPLTADME ADMINISTRATION OF SPLIT BALLOT F1.0 1 FF A TESTE1-


AND MTMM TESTE9
2 FF B TESTE10-
TESTE18
3 FF C TESTE19-
TESTE27
4 FF D TESTE28-
TESTE36
5 SC A TESTE1-
TESTE9

ESS 2012 Data Protocol Edition 1.4 October 2013 73


Table F.1j. Data file 1: Other variables
~: New variable ^: Variable changed since ESS5
Qno Name Label Format Values Categories Comment

6 SC B TESTE10-
TESTE18
7 SC C TESTE19-
TESTE27
8 SC D TESTE28-
TESTE36
9 Not available

SUPQDD DAY OF MONTH, SUPPLEMENTARY F2.0 99 Not available


QUESTIONNAIRE

SUPQMM MONTH, SUPPLEMENTARY F2.0 99 Not available


QUESTIONNAIRE

SUPQYR YEAR, SUPPLEMENTARY F4.0 9999 Not available


QUESTIONNAIRE

ESS 2012 Data Protocol Edition 1.4 October 2013 74


Table F.2 Data file 2: Interviewers questionnaire, Idno and Cntry.
~: New variable ^: Question changed since ESS5
Qno Name Label Format Values Categories Comment

IDNO RESPONDENTS IDENTIFICATION F9.0 See section E.2


NUMBER

CNTRY COUNTRY A2 See sections E.1.1,


E.2

J1-J4: All
J1 RESCLQ CLARIFICATION OF QUESTIONS F1.0 1 Never J1-J4: Same format,
J2 RESRELQ RESPONDENT RELUCTANT TO ANSWER 2 Almost never values and
J3 RESBAB RESPONDENT TRIED TO ANSWER 3 Now and then categories
QUESTIONS TO THE BEST OF ABILITY 4 Often
J4 RESUNDQ RESPONDENT UNDERSTOOD THE 5 Very often
QUESTIONS 8 Dont know
~J4b RESDIST RESPONDENT HAD DIFFICULTY 9 No answer
DISTINGUISH BETWEEN DEMOCRACY
IN GENERAL AND DEMOCRACY IN
COUNTRY

J5: All
J5 PREINTF ANYONE PRESENT WHO INTERFERED F1.0 1 Yes Answer J6
WITH THE INTERVIEW 2 No Go to J7
9 No answer

J6 if I5=1
J6 PREWHP HUSBAND/WIFE/PARTNER F1.0 0 Not marked J6 PREWHP- PRENA:
INTERFERED WITH INTERVIEW 1 Marked Same format, values
PRESD SON/DAUGHTER (INC. and categories
STEP/ADOPTED) INTERFERED WITH
INTERVIEW
PREPPIL PARENT/PARENT IN LAW INTERFERED
WITH INTERVIEW
PREOREL OTHER RELATIVE INTERFERED WITH
INTERVIEW
PRENREL OTHER NON-RELATIVE INTERFERED
WITH INTERVIEW
PREDK DONT KNOW WHO INTERFERED WITH
INTERVIEW
PRENAP WHO INTERFERED WITH INTERVIEW
NOT APPLICABLE
PRENA WHO INTERFERED WITH INTERVIEW
NO ANSWER

J7: All
J7 INTLNGA INTERVIEW QUESTIONNAIRE A3 999 No answer ISO693-2
LANGUAGE See section D.1

J8: All
J8 INTNUM INTERVIEWERS IDENTIFICATION F4.0 See Table F3.
NUMBER INTNUM= INTNUM1
or INTNUM2 or
INTNUM3

J9: All
J9 ACOMINT ADDITIONAL COMMENTS ON THE A50 In language of
INTERVIEW, INTERVIEWER interview

J10 if
Supplementary
Questionnaire
administered as self
completion
J10 SUPQAD1 ADMINISTRATION OF F1.0 1 Completed by Go to J12
SUPPLEMENTARY QUESTIONNAIRE 1 respondent, no help
from you
2 Completed by
respondent, some
help from you Answer J11
3 Face to face
interview
6 Not applicable
9 No answer

ESS 2012 Data Protocol Edition 1.4 October 2013 75


Table F.2 Data file 2: Interviewers questionnaire, Idno and Cntry.
~: New variable ^: Question changed since ESS5
Qno Name Label Format Values Categories Comment

Answer J11 if
J10=2,3
J11 SQNOTR REASON WHY SUPPLEMENTARY A50 Write in, in language
QUESTIONNAIRE NOT SELF of interview
COMPLETION

J12 if
Supplementary
Questionnaire
administered as self
completion
J12 SUPQRTN SUPPLEMENTARY QUESTIONNAIRE F1.0 1 Completed you
COMPLETED YOU PRESENT/RETURNED present
LATER
2 Collected by you
later
3 To be returned by
post
6 Not applicable
9 No answer

J13 if
Supplementary
Questionnaire
administered face to
face
J13 SUPQAD2 ADMINISTRATION OF F1.0 1 Face to face Go to end
SUPPLEMENTARY QUESTIONNAIRE 2 interview
2 Completed by
respondent, some
help from you Answer J14
3 Completed by
respondent, no help
from you
6 Not applicable
9 No answer

Answer J14 if J13


=2,3
J14 FTFNOTR REASON WHY SUPPLEMENTARY A50 Write in, in language
QUESTIONNAIRE NOT FACE TO FACE of interview

ESS 2012 Data Protocol Edition 1.4 October 2013 76


Table F.3. Data file 3: Contact forms. Idno and Cntry.
~: New question since ESS5. ^: Question changed since ESS5

Qno Name Label Format Values Categories Comment

IDNO RESPONDENTS IDENTIFICATION F9.0 See section E.2


NUMBER

CNTRY COUNTRY A2 See sections E.1.1


and E2

TYPESAMP TYPE OF THE SAMPLE F1.0 1 Individual person


2 Household
3 Address

A1 NUMHH NUMBER OF HOUSEHOLDS AT THE Fn.0 (n+1)6 Not applicable NUMHH: Fill in if
ADDRESS (n+1)9 Not available TYPESAMP=3

A2 HHSELECT NUMBER OF HOUSEHOLDS SELECTED Fn.0 (n+1)6 Not applicable HHSELECT: Fill in if
AT THE ADDRESS (n+1)9 Not available TYPESAMP=3 and
1 < NUMHH < 13

MULTHNUM IDENTIFICATION NUMBER OF Fn.0 (n+1)6 Not applicable MULTHNUM: Fill in if


HOUSEHOLD ON ADDRESS (n+1)9 Not available TYPESAMP=3 and
HHSELECT > 1

B2 NHHMEM NUMBER OF MEMBERS 15 YEARS OR F2.0 66 Not applicable NHHMEM: Fill in if


MORE IN HOUSEHOLD 99 Not available TYPESAMP=2,3

~ AGE_SU EXACT AGE OF THE SAMPLE UNIT F3.0 666 Not applicable AGE_SU: Fill in if
(INDIVIDUAL SAMPLE FRAME) 999 Not available TYPESAMP=1

~ GNDR_SU GENDER OF THE SAMPLE UNIT F1.0 1 Male GNDR_SU: Fill in if


(INDIVIDUAL SAMPLE FRAME) 2 Female TYPESAMP=1
6 Not applicable
9 Not available

DEFECTCF CONTACT FORM INFORMATION FOR F1.0 1 Contact form filled in DEFECTCF: Fill in for all
THE SAMPLE UNIT by interviewer
2 Contact form
missing

INTERVA INTERVIEW INFORMATION FOR THE F1.0 1 Complete and valid INTERVA: Fill in for all
SAMPLE UNIT interview related to
CF
2 Interview
incomplete
3 Interview invalid
4 No interview
because of opt out
list
5 No interview for
other reason
9 Not available

TELNUM TELEPHONE NUMBER F1.0 1 Present TELNUM: Fill in for all


2 No phone
3 Refused
9 Not available

INTNUM1 INTERVIEWER-NUMBER OF THE F6.0 999999 Not available INTNUM1: Fill in for all
INTERVIEWER WHO STARTED THE
VISITS

TOTCINT1 NUMBER OF VISITS THE ORIGINAL F3.0 999 Not available TOTCINT1: Fill in for all
INTERVIEWER (INTNUM1) DID

INTNUM2 INTERVIEWER-NUMBER OF THE F6.0 666666 Not applicable INTNUM2: Fill in if more
INTERVIEWER WHO STARTED THE RE- 999999 Not available than one interviewer
deployed for sample
ISSUE
unit

ESS 2012 Data Protocol Edition 1.4 October 2013 77


Table F.3. Data file 3: Contact forms. Idno and Cntry.
~: New question since ESS5. ^: Question changed since ESS5

Qno Name Label Format Values Categories Comment

TOTCINT2 NUMBER OF VISITS THE SECOND F3.0 666 Not applicable TOTCINT2: Fill in if
INTERVIEWER (INTNUM2) DID 999 Not available more than one
interviewer deployed for
sample unit

INTNUM3 INTERVIEWER-NUMBER OF THE THIRD F6.0 666666 Not applicable INTNUM3: Fill in if more
INTERVIEWER 999999 Not available than two interviewers
deployed for sample
unit

TOTCINT3 NUMBER OF VISITS THE THIRD F3.0 666 Not applicable TOTCINT3: Fill in if
INTERVIEWER (INTNUM3) DID 999 Not available more than two
interviewers deployed
for sample unit

1 DATEV1 DATE OF THE FIRST VISIT F2.0 99 Not available DATEV1: Fill in for all.
Calendar number of
day.

DATE2 DATE OF THE SECOND VISIT F2.0 66 Not applicable DATE2-DATEV10: Fill in
DATE3 DATE OF THE THIRD VISIT 99 Not available according to total
number of contact
DATE4 DATE OF THE FOURTH VISIT
attempts for sample
DATE5 DATE OF THE FIFTH VISIT unit.
DATE6 DATE OF THE SIXTH VISIT
DATE7 DATE OF THE SEVENTH VISIT Calendar number of
DATE8 DATE OF THE EIGHTH VISIT day.
DATE9 DATE OF THE NINTH VISIT
DATE10 DATE OF THE TENTH VISIT

1 MONV1 MONTH OF THE FIRST VISIT F2.0 99 Not available MONV1: Fill in for all.
Calendar number of
month.

MONV2 MONTH OF THE SECOND VISIT F2.0 66 Not applicable MONV2-MONV10: Fill in
MONV3 MONTH OF THE THIRD VISIT 99 Not available according to total
number of contact
MONV4 MONTH OF THE FOURTH VISIT
attempts for sample
MONV5 MONTH OF THE FIFTH VISIT unit.
MONV6 MONTH OF THE SIXTH VISIT
MONV7 MONTH OF THE SEVENTH VISIT Calendar number of
MONV8 MONTH OF THE EIGHTH VISIT month.
MONV9 MONTH OF THE NINTH VISIT
MONV10 MONTH OF THE TENTH VISIT

2 DAYV1 WEEKDAY OF THE FIRST VISIT F2.0 01 Monday DAYV1: Fill in for all
02 Tuesday
03 Wednesday
04 Thursday
05 Friday
06 Saturday
07 Sunday
99 Not available

DAYV2 WEEKDAY OF THE SECOND VISIT F2.0 01 Monday DAYV2-DAYV10: Fill in


DAYV3 WEEKDAY OF THE THIRD VISIT 02 Tuesday according to total
number of contact
DAYV4 WEEKDAY OF THE FOURTH VISIT 03 Wednesday
attempts for sample
DAYV5 WEEKDAY OF THE FIFTH VISIT 04 Thursday unit
DAYV6 WEEKDAY OF THE SIXTH VISIT 05 Friday
DAYV7 WEEKDAY OF THE SEVENTH VISIT 06 Saturday
DAYV8 WEEKDAY OF THE EIGHTH VISIT 07 Sunday
DAYV9 WEEKDAY OF THE NINTH VISIT 66 Not applicable
DAYV10 WEEKDAY OF THE TENTH VISIT 99 Not applicable

3 HOURV1 HOUR OF THE FIRST VISIT F2.0 99 Not available HOURV1: Fill in for all
Range 0-23

HOURV2 HOUR OF THE SECOND VISIT F2.0 66 Not applicable HOURV2-HOURV10: Fill
HOURV3 HOUR OF THE THIRD VISIT 99 Not available in according to total

ESS 2012 Data Protocol Edition 1.4 October 2013 78


Table F.3. Data file 3: Contact forms. Idno and Cntry.
~: New question. ^: Question changed since ESS5

Qno Name Label Format Values Categories Comment

HOURV4 HOUR OF THE FOURTH VISIT number of contact


HOURV5 HOUR OF THE FIFTH VISIT attempts for sample
unit
HOURV6 HOUR OF THE SIXTH VISIT
HOURV7 HOUR OF THE SEVENTH VISIT Range 0-23
HOURV8 HOUR OF THE EIGHTH VISIT
HOURV9 HOUR OF THE NINTH VISIT
HOURV10 HOUR OF THE TENTH VISIT

3 MINV1 MINUTE OF THE FIRST VISIT F2.0 99 Not available MINV1: Fill in for all
Range 0-59

MINV2 MINUTE OF THE SECOND VISIT F2.0 66 Not applicable MINV2-MINV10: Fill in
MINV3 MINUTE OF THE THIRD VISIT 99 Not available according to total
number of contact
MINV4 MINUTE OF THE FOURTH VISIT
attempts for sample
MINV5 MINUTE OF THE FIFTH VISIT unit
MINV6 MINUTE OF THE SIXTH VISIT
MINV7 MINUTE OF THE SEVENTH VISIT Range 0-59
MINV8 MINUTE OF THE EIGHTH VISIT
MINV9 MINUTE OF THE NINTH VISIT
MINV10 MINUTE OF THE TENTH VISIT

4 MODEVB1 MODE OF FIRST VISIT F1.0 1 Personal face-to- MODEVB1: Fill in for all
face
2 Telephone
3 Personal but only by
intercom
4 Information through
survey organisation
5 Other
9 Not available

MODEVB2 MODE OF THE SECOND VISIT F1.0 1 Personal face-to- MODEVB2-MODEVB10:


MODEVB3 MODE OF THE THIRD VISIT face Fill in according to total
number of contact
MODEVB4 MODE OF THE FOURTH VISIT 2 Telephone
attempts for sample
MODEVB5 MODE OF THE FIFTH VISIT 3 Personal but only by unit
MODEVB6 MODE OF THE SIXTH VISIT intercom
MODEVB7 MODE OF THE SEVENTH VISIT 4 Information through
MODEVB8 MODE OF THE EIGHTH VISIT survey organisation
MODEVB9 MODE OF THE NINTH VISIT 5 Other
MODEVB10 MODE OF THE TENTH VISIT 6 Not applicable
9 Not available

NUMTEL NUMBER OF AUTOMATIC CALLS F3.0 666 Not applicable


BEFORE FIRST FACE-TO-FACE 999 Not available
CONTACT OR CONTACT ATTEMPTS

~ NUMTELA NUMBER OF AUTOMATIC CALLS AFTER F3.0 666 Not applicable


FIRST FACE-TO-FACE CONTACT OR 999 Not available
CONTACT ATTEMPTS

RESULB1: Fill in for all


5 RESULB1 RESULT OF FIRST VISIT F2.0 01 Completed interview
Go to N1
02 Partial interview
03 Contact with
someone, don't
know if respondent
04 Contact with
respondent but no Fill in OUTNIC1
interview
05 Contact with
someone other than
respondent
06 No contact at all Go to N1
07 Address not valid, Go to OUTINVAL
unoccupied/demolis
hed/institution
08 Other information Fill in OUTNIC1
about sample unit
99 Not available

ESS 2012 Data Protocol Edition 1.4 October 2013 79


Table F.3. Data file 3: Contact forms. Idno and Cntry.
Qno Name Label Format Values Categories Comment

RESULB2-RESULB10:
Fill in according to total
number of contact
attempts for sample
unit
RESULB2 RESULT OF SECOND VISIT F2.0 01 Completed interview
Go to N1
RESULB3 RESULT OF THIRD VISIT 02 Partial interview
RESULB4 RESULT OF FOURTH VISIT 03 Contact with
RESULB5 RESULT OF FIFTH VISIT someone, don't
RESULB6 RESULT OF SIXTH VISIT know if respondent
RESULB7 RESULT OF SEVENTH VISIT 04 Contact with
RESULB8 RESULT OF EIGHTH VISIT respondent but no Fill in OUTNICn
RESULB9 RESULT OF NINTH VISIT interview
RESULB10 RESULT OF TENTH VISIT 05 Contact with
someone other than
respondent
06 No contact at all Go to N1
07 Address not valid, Go to OUTINVAL
unoccupied/demolis
hed/institution
08 Other information Fill in OUTNICn
about sample unit
66 Not applicable
99 Not available

OUTNICn: Fill in if
RESULBn=3,4,5,8

^6 OUTNIC1 OUTCOME WHEN THERE WAS NO F2.0 01 Appointment Go to N1


INTERVIEW (VISIT 1)
02 Refusal of
OUTNIC2 OUTCOME WHEN THERE WAS NO respondent Fill in REFVIS1 (if 1st
INTERVIEW (VISIT 2) refusal), REFVIS2 (if
03 Refusal by proxy 2nd refusal) or REFVIS3
OUTNIC3 OUTCOME WHEN THERE WAS NO 04 Household refusal, (if 3rd refusal)
INTERVIEW (VISIT 3) before selection
OUTNIC4 OUTCOME WHEN THERE WAS NO 05 Respondent not
INTERVIEW (VISIT 4) available/away
OUTNIC5 OUTCOME WHEN THERE WAS NO 06 Respondent
INTERVIEW (VISIT 5) mentally/physically
not able, ill/sick
Go to N1
(short term)
OUTNIC6 OUTCOME WHEN THERE WAS NO 07 Respondent
INTERVIEW (VISIT 6) mentally/physically
not able, ill/sick
(long term)
08 Respondent
OUTNIC7 OUTCOME WHEN THERE WAS NO deceased
INTERVIEW (VISIT 7) 09 Respondent moved
OUTNIC8 OUTCOME WHEN THERE WAS NO out of country End contact procedure
INTERVIEW (VISIT 8) 10 Respondent moved
OUTNIC9 OUTCOME WHEN THERE WAS NO to unknown
INTERVIEW (VISIT 9) destination
OUTNIC10 OUTCOME WHEN THERE WAS NO 11 Respondent moved, Go to 13 (New
INTERVIEW (VISIT 10) still in country address)1
12 Language barrier Go to 6b (Language)2
13 Other Go to N1
66 Not applicable
99 Not available

7 REFVIS1 NUMBER OF VISIT AT WHICH A F3.0 666 Not applicable REFVIS1: Fill in if
REFUSAL OCCURRED (1) 999 Not available OUTNICn=2,3,4, and 1st
refusal
REFVIS2 NUMBER OF VISIT AT WHICH A
REFVIS2: Fill in if
REFUSAL OCCURRED (2) OUTNICn=2,3,4, and
REFVIS3 NUMBER OF VISIT AT WHICH A 2nd refusal
REFUSAL OCCURRED (3) REFVIS3: Fill in if
OUTNICn=2,3,4, and
3rd refusal

8 RERSB1_1 REASON FOR REFUSAL (1_1) F2.0 01 Bad timing, RERSB1_1-1_5: Fill in if
RERSB1_2 REASON FOR REFUSAL (1_2) otherwise engaged 1st refusal
RERSB2_1-2_5: Fill in if
RERSB1_3 REASON FOR REFUSAL (1_3) 02 Not interested
2nd refusal
RERSB1_4 REASON FOR REFUSAL (1_4) 03 Dont know subject, RERSB3_1-3_5: Fill in if
RERSB1_5 REASON FOR REFUSAL (1_5) too difficult for me 3rd refusal
RERSB2_1 REASON FOR REFUSAL (2_1) 04 Waste of time

1
Variable 13 (New address) not to be included in CF file deposit to ESS Data Archive (cf. flow chart)
2
Variable 6b (Language) not to be included in CF file deposit to ESS Data Archive (cf. flow chart)

ESS 2012 Data Protocol Edition 1.4 October 2013 80


Table F.3. Data file 3: Contact forms. Idno and Cntry.
~: New question. ^: Question changed since ESS5

Qno Name Label Format Values Categories Comment

RERSB2_2 REASON FOR REFUSAL (2_2) 05 Waste of money Maximum five reasons
RERSB2_3 REASON FOR REFUSAL (2_3) 06 Interferes with my for each of the three
refusals.
RERSB2_4 REASON FOR REFUSAL (2_4) privacy
RERSB2_5 REASON FOR REFUSAL (2_5) 07 Never do surveys
RERSB3_1 REASON FOR REFUSAL (3_1) 08 Co-operated too
RERSB3_2 REASON FOR REFUSAL (3_2) often
RERSB3_3 REASON FOR REFUSAL (3_3) 09 Do not trust surveys
RERSB3_4 REASON FOR REFUSAL (3_4) 10 Previous bad
RERSB3_5 REASON FOR REFUSAL (3_5) experience
11 Dont like subject
12 Refuses because no
approval to
cooperate
13 Do not admit
strangers to my
house/afraid
14 Other
66 Not applicable
99 Not available

9 COOP1 ESTIMATION OF THE COOPERATION F2.0 1 Will definitely not COOP1: Fill in if 1st
RATE AT REFVIS1 co-operate in future refusal
COOP2: Fill in if 2nd
COOP2 ESTIMATION OF THE COOPERATION 2 Will probably not
refusal
RATE AT REFVIS2 cooperate in future COOP3: Fill in if 3rd
COOP3 ESTIMATION OF THE COOPERATION 3 May perhaps co- refusal
RATE AT REFVIS3 operate in future
4 Will cooperate in Assessed future
future cooperation rate at first,
8 Dont know, never second and third refusal
saw R, no selected R
66 Not applicable
99 Not available

10 AGEA_1 ESTIMATION OF AGE OF RESPONDENT F2.0 1 Under 20 AGEA_1: Fill in if 1st


AGEA_2 OR HOUSEHOLD MEMBER WHO 2 20 to 39 refusal
AGEA_2: Fill in if 2nd
AGEA_3 REFUSES, BY INTERVIEWER 3 40 to 59
refusal
4 60 or over AGEA_3: Fill in if 3rd
8 Dont know, never refusal
saw R, no selected R
66 Not applicable
99 Not available

11 GENDERA1 GENDER OF RESPONDENT OR F2.0 1 Male GENDERA1: Fill in if 1st


GENDERA2 HOUSEHOLD MEMBER WHO REFUSES, 2 Female refusal
GENDERA2: Fill in if 2nd
GENDERA3 RECORDED BY INTERVIEWER 8 Dont know, never
refusal
saw R, no selected R GENDERA3: Fill in if 3rd
66 Not applicable refusal
99 Not available

OUTINVAL: Fill in if
RESULBn=7
12 OUTINVAL OUTCOME ADDRESS INVALID F2.0 01 Derelict or
demolished
house/address
02 Not yet built/not yet
ready for occupation
03 Address is not
occupied
04 Address not
residential: business End contact procedure
purpose
05 Address not
residential:
institution
06 Address not
traceable, address
was not sufficient
07 Other
66 Not applicable
99 Not available

N1 TYPE TYPE OF HOUSE RESPONDENT LIVES F2.0 01 Farm TYPE: Fill in if


IN 02 Single unit: RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
Detached house

ESS 2012 Data Protocol Edition 1.4 October 2013 81


Table F.3. Data file 3: Contact forms. Idno and Cntry.
~: New question. ^: Question changed since ESS5

Qno Name Label Format Values Categories Comment

03 Single unit: Semi- ,12,13 and


detached house neighbourhood
characteristics not
04 Single unit:
already registered for
Terraced house sample unit in previous
05 Only housing unit in contact attempt.
building with other
purpose
06 Multi-unit house, flat
07 Multi-unit: Student
apartments, rooms
08 Multi-unit: Sheltered
/retirement housing
09 House-trailer or boat
10 Other
88 Dont know
99 Not available

N2 ACCESS ENTRY PHONE OR LOCKED F1.0 1 Yes, entry phone ACCESS: Fill in if
GATE/DOOR BEFORE REACHING RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
RESPONDENT'S INDIVIDUAL DOOR
,12,13 and
2 Yes, locked neighbourhood
gate/door characteristics not
3 Yes, entry phone already registered for
and locked sample unit in previous
gate/door contact attempt.
4 No, neither of these
9 Not available

N3 PHYSA ASSESSMENT OVERALL PHYSICAL F1.0 1 Very good PHYSA: Fill in if


CONDITION BUILDING/HOUSE 2 Good RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
3 Satisfactory
,12,13 and
4 Bad neighbourhood
5 Very bad characteristics not
9 Not available already registered for
sample unit in previous
contact attempt.

N4 LITTERA AMOUNT OF LITTER AND RUBBISH IN F1.0 1 Very large amount LITTERA-VANDAA: Fill
THE IMMEDIATE VICINITY 2 Large amount in if RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
N5 VANDAA AMOUNT OF VANDALISM AND 3 Small amount
,12,13 and
GRAFFITI IN THE IMMEDIATE 4 None or almost none neighbourhood
VICINITY 9 Not available characteristics not
already registered for
sample unit in previous
contact attempt.

RECONVA NUMBER OF VISIT WHEN REFUSAL F3.0 00 No refusal RECONVA: Fill in if


CONVERSION ACTIVITIES STARTED conversion took OUTNICn=2,3,4
place
666 Not applicable
999 Not available

ESS 2012 Data Protocol Edition 1.4 October 2013 82


Table F.4. Data file 4: Sample design data. Idno and Cntry

Qno Name Label Format Values Categories Comment

IDNO RESPONDENTS IDENTIFICATION F9.0 See section E2


NUMBER

CNTRY COUNTRY A2 See sections E1.1


and E2

For variable
descriptions, see
section F4.1

PROB1 SELECTION PROBABILITY FIRST F14.12 . Not applicable


SAMPLING STAGE
PROB2 SELECTION PROBABILITY SECOND
SAMPLING STAGE
PROB3 SELECTION PROBABILITY THIRD
SAMPLING STAGE
PROB4 SELECTION PROBABILITY FOURTH
SAMPLING STAGE

PSU PSU IDENTIFICATION Fn.0 . Not applicable

SAMPPOIN SAMPLINGPOINT IDENTIFICATION

SSU SSU IDENTIFICATION

STRATEX1 EXPLICIT STRATUM IDENTIFICATION

STRATIM1 IMPLICIT STRATUM IDENTIFICATION 1

STRATIM2 IMPLICIT STRATUM IDENTIFICATION 2

STRTVAL1 VALUE ON FIRST STRATIFICATION


VARIABLE
STRTVAL2 VALUE ON SECOND STRATIFICATION
VARIABLE
STRTVAL3 VALUE ON THIRD STRATIFICATION
VARIABLE

OUTCOME FIELD OUTCOME F1.0

RESSAM RESERVE SAMPLE IDENTIFICATION Fn.0 . Not applicable

FIELDINI FIELDWORK INSTITUTE WORKING ON Fn.0 1 Name of fieldwork


THE SAMPLE ELEMENT institute
2 Name of second
fieldwork institute
3 Name of third
fieldwork institute
N Name of N-fieldwork
institute

ESS 2012 Data Protocol Edition 1.4 October 2013 83


European Social Survey Round
6
SAMPLE DESIGN DATA
FILE

This is the description of the data file needed regarding the sample design.

The file should contain one record f or each selected address, in the case of address-based
samples, or for each selected individual, in the case of individual-based (population register)
samples i.e. the com plete gross s ample. (In the rare e vent of a des ign in which it is pos sible to
select m ore than one person at an addr ess, extra records will be needed f or any extra per sons
thus selected.) Please m ake sure t hat y ou include all i neligible and non-responding uni ts as well
as responding ones.

The t able below l ists t he v ariables that should be included on the fi le. Please us e t he v ariable
names exactly as t hey appear here. Please include all variables, even though several of them are
likely to be blank (missing) for all units.

The annex contains ex amples o f how the v ariables should be interpreted f or dif ferent types of
sample design. It is suggested that you look closely at these examples. National coordinators may
seek advice from their nominated member of the sampling expert panel if necessary.

Note on missing values: All variables up to and including outcome should be present on the data
file. Those v ariables that are not relevant to t he sam ple design ( e.g. 3 rd-stage probabilities, in the
case of a 2-stage design) should be l eft blank. For missing values on variables that do apply, use
code 9 for items that are missing through interviewer or other error. This should apply only to certain
items in the case of address-based sampling.

We assume that SPSS, STATA or SAS system files will be delivered.

NAME of MEANING OF VARIABLE (label) and codes


variable
IDNO Mandatory.
Element number (same as in main data file). This uniquely identifies the selected
element (address or person). It will be the key for matching this file to the
respondent data file. Numeric.
PROB1 Mandatory.
Selection or inclusion probability at first stage. Numeric, positive, non-zero, 12
decimal places (or as many as necessary to provide at least 4 significant figures for
all cases). For multi-stage samples, all records with the same value of PSU should
have the same value of PROB1.
PROB2 Applies if there are at least 2 stages of selection.
Selection or inclusion probability at second stage (conditional upon first stage).
Numeric, positive, non-zero, 12 decimal places (or as many as necessary to provide
at least 4 significant figures for all cases). All records with the same combination of
PSU/SSU should have the same value of PROB2.
PROB3 Applies if there are at least 3 stages of selection.
Selection probability at third stage (conditional upon first two stages). Numeric,
positive, non-zero, 12 decimal places (or as many as necessary to provide at least
4 significant figures for all cases). For some designs, either PROB3 or PROB4 will
correspond to the reciprocal of the number of persons aged 15 or ov er at the
address. In this case the value should be blank for ineligibles (OUTCOME=3) and
should be 9 for non-responding units (OUTCOME=2) where the number of persons
aged 15+ was not established.
PROB4 Applies if there are 4 stages of selection.
Selection probability at fourth stage (conditional upon first 3 stages). Numeric,
positive, non-zero, 12 decimal places (or as many as necessary to provide at least
4 significant figures for all cases).
ESS 2012 Data Protocol Edition 1.4 October 2013 84
PSU Mandatory. For 1-stage designs, PSU = IDNO.
First stage unit (primary sampling unit) to which the sample element belongs.
Integer. Value labels are not needed: PSUs can be anonymous.
SAMPPOIN Applies only to multi-stage designs where PSUs and sample points are not co-
terminous.
Sampling point to which the sample element belongs. Integer. Value labels are not
needed: sampling points can be anonymous.
SSU Applies if there are 3 or more stages and more than one 3rd-stage unit is selected
within each 2nd-stage unit.
Second stage unit (secondary sampling unit) to which the sample element
belongs. Integer. Need only be unique within PSU.
STRATEX1 Applies if explicit stratification was used at 1st stage (independent selections from
each stratum).
Stage 1 explicit stratum to which the sample element belongs. All records with
the same value of PSU should have the same value of STRATEX1. If more than
one variable was used for stratification, STRATEX1 stores the unique cross-
combinations, i.e. the stratum cell identifiers.
STRATIM1 Applies if implicit stratification was used at 1st stage (systematic selections -
possibly PPS - from an ordered list).
Order on list of PSU (order of selection). If PSUs are numbered in the order
of selection then STRATIM1 = PSU.
nd
STRATIM2 Applies if there are 2 or more stages and if implicit stratification was used at 2
stage (systematic selections from an ordered list).
Order on list of SSU/element within the PSU (order of selection). All records
with the same combination of PSU/SSU (if any) should have the same value of
STRATIM2.
STRTVAL1 Applies if implicit stratification was used at 1st stage.
First implicit stratification variable. Numeric value.
STRTVAL2 Applies if implicit stratification was used at 1st stage, based upon a combination of
2 or more variables.
Second implicit stratification variable. Numeric value.
STRTVAL3 Applies if implicit stratification was used at 1st stage, based upon a combination of
3 or more variables.
Third implicit stratification variable. Numeric value.
OUTCOME Mandatory
Summary field outcome. Value = 1 for respondent (data in questionnaire data file),
2 for eligible non-respondent (refusal, non- contact, unable to be interviewed due to
language, health, etc), 3 for ineligible (outside of survey population: died, moved
abroad, vacant address, etc)
RESSAM Applies if reserve sample(s) used.
In the exceptional case where reserve samples are used, this variable indicates to
which part of the sample an element belongs (1=main sample, 2=first res. sample,
3=second res. sample, etc.)
FIELDINI Applies only if more than one institute conducts the fieldwork.
Variable indicating the fieldwork institute working on the sample element (i.e. contact
and/or interview)

ESS 2012 Data Protocol Edition 1.4 October 2013 85


Micro Auxiliary Optional, but strongly encouraged
Variables Relevant micro-level auxiliary variables that could be used in non-response
analysis and non-response adjustment. For example, gender, age, education
level, type of living area, household size, mother tongue, citizenship and other
information from registers and administrative sources. Please provide informative
variable labels and value labels.

Macro Auxiliary Optional, but strongly encouraged.


Variables Relevant macro-level auxiliary variables that could be used for calibration or other
benchmarking the sample information to population level. For example, 15+
population by STRATEX1 if explicit stratification is used or other calibration margins
by gender or age group. Please provide informative variable labels and value
labels.

Annex: Examples

Example 1: Single-stage un- clustered s ample of persons selected f rom populat ion r egister, str atified
by region and proportional allocation of the gross sample size (n) to strata.

PROB1 = n/N for all records (n is num ber of persons selected i nto the gro ss sample i n each
stratum STRATEX1, i ncluding any who turn out to be ineligible f or the survey, N is total
number on the register, excluding any who were given a zero probability of selection);
STRATEX1 = region indicator;
PROB2, PROB3, PROB4, PSU, SAMPPOINT, SSU, STRATIM1, STRATIM2, STRTVAL1,
STRTVAL2, STRTVAL3 blank for all records.

Example 2: Clustered sample of addresses w ithin PSUs, with field selec tion of one person per
address. PSUs selected systematically PPS from an ordered list (order of population size w ithin
regions). Equal number of addresses selected from each PSU, systematically from a
geographically-ordered list.

Notation: m PSUs selected out of M in population;


M
N i addresses in ith PSU, N i = N;
i =1
total of n addresses selected, i.e. n/m in each of m PSUs;
th
total number of eligible persons at k address is k .

m Ni
PROB1 =
N
n
PROB2 =
m Ni
1
PROB3 =
k
It may be problematic to obtain PROB3 for all non-respondents if not contacted or if any other data source is
not available.
PSU = 1, 2, 3, .. m;
STRATIM1 = 1, 2, 3, .. m in order PSUs were selected;
STRATIM2 = 1, 2, 3, .. n/m in order addresses were selected within PSU;
STRTVAL1 = region indicator;
STRTVAL2 = population size of the PSU;
PROB4, SAMPPOINT, SSU, STRATEX1, STRATEX2, STRTVAL3 blank for all records.

ESS 2012 Data Protocol Edition 1.4 October 2013 86


F5. Flowchart of the routings in the ESS core questionnaire

A1 TVTOT 00 01 02 03 04 05 06 07 88
ASK A1: ASK ALL
GO TO A2: If code 01 to 07, (77) or 88 at A1
A1
GO TO A3: If code 00 at A1

00 01 02 03 04 05 06 07 88
A2 TVPOL
ASK A2: If code 01 to 07, (77) or 88 at A1
GO TO A3: ALL A2

A3 to B8 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 87


B9 VOTE
ASK B9: ASK ALL 1 2 3 8 B9
GO TO B10: If code 1 at B9
GO TO B11: If code 2,3,(7) or 8 at B9

B10 PRTVTxx PRTVxx1 PRTVxxN


COUNTRY SPECIFIC QUESTION AND CODES 01 xx 77 88
ASK B10: If code 1 at B9
B10
GO TO B11: ALL

B11 to B17 ASK ALL

B18a CLSPRTY
ASK B18a: ASK ALL
GO TO B18b: If code 1 at B18a 1 2 8 B18a
GO TO B18d:
If code 2,(7) or 8 at B18a

B18b PRTCLxx
COUNTRY SPECIFIC QUESTION AND CODES
B18b
ASK B18b: If code 1 at B18a
01 xx 77 88
GO TO B18c: If party coded (code 01 to xx) at B18b
GO TO B18d: If code 77 or 88 at B18b

B18c PRTDGCL
ASK B18c: If party coded (code 01 to xx) at B18b
GO TO B18d: ALL B18c
1 2 3 4 8

B18d to C9 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 88


C9 RLGBLG
ASK C9: ASK ALL
GO TO C10: If code 1 at C9 1 2 8 C9
GO TO C11: If code 2,(7) or 8 at C9

C10 RLGDNM
COUNTRY SPECIFIC CODES
FOR RECODING INTO 01 xx C10
ESS STANDARD CODING FRAME
ASK C10: If code 1 at C9
GO TO C13: ALL

C11 RLGBLGE
ASK C11: If code 2,(7) or 8 at C9 C11
GO TO C12: If code 1 at C11 1 2 8
GO TO C13: If code 2,(7) or 8 at C11

C12 RLGDNME
ASK C20: If code 1 at C11
GO TO C13: ALL 01 xx
C12

C13 to C15 ASK ALL

C16 DSCRGRP
ASK C16: ASK ALL
GO TO C17: If code 1 at C16 1 2 8 C16
GO TO C18: If code 2,(7) or 8 at C16

C17 DSCRRCE DSCRNTN DSCRRLG


DSCRLNG DSCRETN DSCRAGE
DSCRGND DSCRSEX DSCRDSB 01 02 03 04 05 06 07 08 09 10 88 C17
DSCROTH (DSCRREF) DSCRDK
ASK C17: If code 1 at C16
CODE ALL THAT APPLY
GO TO C18: ALL

C18 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 89


C18 CTZCNTR
ASK C18: ASK ALL 1 2 8
GO TO C19: If code 2 or 8 at C18 C18
GO TO C20: If code 1 or (7) at C18

C19 CTZSHIPC
ISO 3166-1 AA NN 88
ASK C19: If code 2 or 8 at C18 C19
GO TO C20: ALL

C20 BRNCNTR
ASK C20: ASK ALL
GO TO C21: If code 2 at C20
GO TO C23: If code 1,(7) or 8 at C20 1 2 8
C20

C21 CNTBRTHC
ISO 3166-1
ASK C21: If code 2 at C20
GO TO C22: If country coded
AA NN 88 C21
or code (77) or 88 at C22

C22 LIVECNTA
ASK C22: If country coded xxxx 8888 C22
or code (77) or 88 at C21
GO TO C23: ALL

C23 to C24 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 90


C25 FACNTR
ASK C25: ASK ALL
GO TO C26: If code 2 at C25 1 2 8 C25
GO TO C27: If code 1,(7) or 8 at C25

C26 FBRNCNTB
ISO 3166-1
ASK C26: If code 2 at C25 AA NN 88 C26
GO TO C27: ALL

C27 MOCNTR
ASK C27: ASK ALL
1 2 8 C27
GO TO C28: If code 2 at C27
GO TO D1: If code 1,(7) or 8 at C27

C28 MBRNCNTB
ISO 3166-1
ASK C28: If code 2 at C27 AA NN 88 C28
GO TO D1: ALL

D1 ASK ALL

PLEASE NOTE THAT FILTERS IN SECTION D AND E


(ROTATING MODULE) ARE NOT INCLUDED IN THE FLOWCHART

ESS 2012 Data Protocol Edition 1.4 October 2013 91


F5 ICPART1
INTERVIEWER
CODE; CODE ALL
GO TO F6:
If code 1 at F5
(code 01 at F4) 1 2
F5
GO TO F7:
If code 2 at F5
(code 02-06 (77) or 88 at F4)

F6 RSHPSTS F6
01 02 03 04 05 06 88
ASK F6:
If code 1 at F5
GO TO F7:
If code 01 to 02, 05 to 06,
or (77) or 88 at F6
GO TO F8:
If code 03 to 04 at F6

F7 LVGPTNEA
ASK F7:
If code 2 at F5
1 2 7 8 F7
or code 01 to 02, 05 to 06,
(77) or 88 at F6
GO TO F8: ALL

F8 DVRCDEVA
ASK F8: ASK ALL
1 2 7 8 F8
GO TO F9: ALL

F9 ICPART2
INTERVIEWER
CODE; CODE ALL
GO TO F10:
If code 1 at F9
(code 1 at F5) 1 2
GO TO F11: F9
If code 2 at F9
(code 2 at F5)

F10 ICCOHBT F10


1 2
INTERVIEWER
CODE; Code if 1 at F9
GO TO F11:
If code 1 at F10
(code 03 or 04 at F6)
GO TO F12:
If code 2 at F10
(code 01 to 02 or 05 to 06
(77) or 88 at F6)

F11 MARSTS
01 02 03 04 05 06 77 88
ASK F11: F11
If code 2 at F9
(code 2 at F5)
or code 1 at F10
(code 03 or 04 at F6)
GO TO F12: ALL

F12 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 92


F12 CHLDHM 1 2 F12
INTERVIEWER CODE; CODE ALL
GO TO F13: If code 2 at F12
GO TO F14: If code 1 at F12
(code 02 at F4)

F13 CHLDHHE
ASK F13: If code 2 at F12 1 2 8 F13
GO TO F14: ALL

F14 F16 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 93


F17a PDWRK EDCTN UEMPLA
UEMPLI DSBLD RTRD CMSRV 01 02 03 04 05 06 07 08 09 88 F17a
HSWRK DNGOTH (DNGREF) DNGDK
ASK F17a: ASK ALL
CODE ALL THAT APPLY
GO TO F17b: ALL

F17b ICOMDNG
INTERVIEWER CODE; CODE ALL 1 2 F17b
GO TO F17c: If code 1 at F17b
(More than one coded at F17a, 01-09)
GO TO F17d: If code 2 at F17b
(Only one coded at F17a, 01-09)

F17c MAINACT
ASK F17c: If code 1 at F17b
(More than one coded at F17a, 01-09)
01 02 03 04 05 06 07 08 09 88 F17c
GO TO F17d: ALL

F17d ICPDWRK
INTERVIEWER CODE; CODE ALL
GO TO F18: If code 2 at F17d
F17d
(Code 02 to 09, (77) or 88 at F17a) 1 2
GO TO F21: If code 1 at F17d
(code 01 at F17a)

F18 CRPDWK F18


ASK F18: If code 2 at F17d 1 2 8
GO TO F19: If code 2,(7) or 8 at F18
GO TO F21: If code 1 at F18

F19 PDJOBEV F19


ASK F19: If code 2,(7) or 8 at F18 1 2 8
GO TO F20: If code code 1 at F19
GO TO F36: If code 2,(7) or 8 at F19

F20 PDJOBYR
ASK F20: If code 1 at F19 F20
GO TO F21: If year coded or code (7777) xxxx 8888
or 8888 at F20

Ask F21: If code 01 at F17a (F17d=1) Go to F36: If code 2 at F17d and


or code 01 at F18 or code 01 at F19 code 2,(7) or or 8 at F18 and code
2, (7) or 8 at F19

ESS 2012 Data Protocol Edition 1.4 October 2013 94


F21 EMPLREL
ASK F21: If code 01 at F17a or code 1 at
F18 or code 1 at F19 1 2 3 8 F21
GO TO F22: If code 2 at F21
GO TO F23: If code 1, 3,(7) or 8 at F21

F22 EMPLNO
ASK F22: If code 2 at F21
GO TO F24: F22
xxxxx 88888
If number coded or code (77777) or 88888
at F22

F23 WRKCTRA
ASK F23: If code 1, 3,(7) or 8 at F21
1 2 3 8 F23
GO TO F24: If code 1,2,3,(7) or 8 at F23

F24 ESTSZ
ASK F24: If code 01 at F17a or code 1 at
F24
F18 or code 1 at F19 1 2 3 4 5 8
GO TO F25: If code 1 to 5, (7) or 8 at F24

F25 JBSPV
ASK F25: If code 01 at F17a or code 1 at
F25
F18 or code 1 at F19. 1 2 8
GO TO F26: If code 1 at F25
GO TO F27: If code 2, (7) or 8 at F25

F26 NJBSPV
ASK F26: If code 1 at F25
GO TO F27: xxxxx 88888 F26
If number coded or code (77777) or 88888
at F26

ASK F27 to F35:


If code 01 at F17a or code 1
at F18 or code 1 at F19

ESS 2012 Data Protocol Edition 1.4 October 2013 95


F35a ICPDWK2
INTERVIEWER
CODE; CODE ALL F35a
GO TO F35b: 1 2
If code 1 at F35a
(code 01 at F17d)
GO TO F36:
If code 2 at F35a
(code 02 at F17d)

F35b STFJB
ASK F35b: If code 1 at F35a 00 01 02 03 04 05 06 07 08 09 10 88 F35b
GO TO F35c: If code 00 to 10 (77) or 88
at F35b

F35c STFJBOT
ASK F35c: If code 00 to 10 (77) or 88
at F35b 00 01 02 03 04 05 06 07 08 09 10 88 F35c
GO TO F36: ALL

F36 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 96


F36 UEMP3M
ASK F36: ALL 1 2 8 F36
GO TO F37: If code 1 at F36
GO TO F39: If code 2,(7) or 8 at F36

F37 UEMP12M
ASK F37: If code 1 at F36
GO TO F38: If code 1, 2,(7) or 8 at F37 F37
1 2 8

F38 UEMP5YR
ASK F38: If code 1 at F36
GO TO F39: ALL 1 2 8 F38

F39 to F42 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 97


F43 ICPART3
INTERVIEWER
CODE; CODE ALL
GO TO F44: 1 2 F43
If code 1 at F43
(code 01 at F5)
GO TO F52:
If code 2 at F43
(code 02 at F5)

F44 EDULVLPB
ASK F44:
If code 1 at F43 F44
(code 01 at F5) 000 113 129 221 222 223 212 213 229 321 322 323 nnn 800 5555 8888

GO TO F45a:
If code 000 to 800,
5555, (7777)
or 8888 at F44

F45a PDWRKP EDCTNP


UEMPLAP UEMPLIP DSBLDP RTRDP
CMCRVP HSWRKP DNGOTHP F45a
(DNGREFP) DNGDKP
ASK F45a: If code 1 at F43 01 02 03 04 05 06 07 08 09 88
(code 01 at F5)
CODE ALL THAT APPLY
GO TO F45b:
If code 01 to 09, (77) or 88 at F45a

F45b ICOMDNP
INTERVIEWER CODE; F45b
Code if code 1 at F43
GO TO F45c:
If code 1 at F45b 1 2
GO TO F45d:
If code 2 at F45b Only one coded at F45a, 01-09

More than one coded at F45a, 01-09

F45c MNACTP F45c


ASK F45c: If code 1 at F45b
(More than one coded at F45a, 01-09)
GO TO F45d: If code 01 to 09, (77) or 88 01 02 03 04 05 06 07 08 09 88
at F45c

F45d ICPPDWK
INTERVIEWER CODE;
Code if code 1 at F43 F45d
GO TO F46: If code 2 at F45d 1 2
(code 02 to 09 (77) or 88 at F45a)
GO TO F47:
If code 1 at F45d
(code 01 at F45a)

1 2 8 F46
F46 CRPDWKP
ASK F46: If code 2 at F45d
GO TO F47: If code 1 at F46
GO TO F52: If code 2,(7) or 8 at F46

ASK F47 to F52: Go to F52:


If code 1 at F43 (code 01 at F5) If code 2 at F43 or code 2,(7) or 8 at
and [code 01 at F45d or code 1 at F46] F46

ESS 2012 Data Protocol Edition 1.4 October 2013 98


F53 EMPRF14 1 2 3 4 8 F53
ASK F53: ASK ALL
GO TO F54: If code 1,2 or 8 at F53
GO TO F56: If code 3, 4 or (7) at F53

F54
ASK F54: If code 1,2 or 8 at F53 F54
NOT TO BE INCLUDED IN FILE 1.

F55 OCCF14B
ASK F55: If code 1, 2 or 8 at F53 01 02 03 04 05 06 07 08 09 88 F55
GO TO F56: ALL

F56 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 99


F57 EMPRM14 1 2 3 4 8 F57
ASK F57: ASK ALL
GO TO F58: If code 1,2 or 8 at F57
GO TO F60: If code 3, 4 or (7) at F57

F58
ASK F58: If code 1,2 or 8 at F57 F58
NOT TO BE INCLUDED IN FILE 1

F59 OCCM14B
ASK F59: If code 1, 2 or 8 at F57 01 02 03 04 05 06 07 08 09 88 F59
GO TO F60: ALL

F60 ASK ALL

ESS 2012 Data Protocol Edition 1.4 October 2013 100


F6. Flowchart of the routings in the ESS contact forms

TYPESAMP
FILL IN ALL 01 02 03
GO TO NUMHH (A1): If code 03 at TYPESAMP
GO TO B1 (Visit number): If code 02 at TYPESAMP
GO TO AGE_SU: If code 01 at TYPESAMP

NUMHH (A1)
FILL IN NUMHH (A1): If code 03 at TYPESAMP 01 02 12 13 XXX
GO TO A4 (Household details): If code 01 at NUMHH
GO TO HHSELECT (A2): If codes 02-12 at NUMHH
GO TO A3 (Number of selected households):
If code > 12 at NUMHH

HHSELECT (A2) 01 02 XXX


FILL IN HHSELECT (A2): If codes 02-12 at NUMHH
GO TO A4 (Household details): If code 01 at
HHSELECT
GO TO MULTHNUM: If code > 01 at HHSELECT

MULTHNUM 01 XXX
FILL IN MULTHNUM: If code > 01 at HHSELECT
GO TO A4 (Household details): ALL

A3 (Selected HH number)
FILL IN A3 (Selected HH number): If code > 12 01 XXX
at NUMHH
GO TO A4 (Household details): ALL
*variable not to be included in CF file

A4 (HH details)
FILL IN A4 (HH details): If code = 03 at TYPESAMP Write in
GO TO B1 (Visit number): ALL
*variable not to be included in CF file

B1 (Visit number selection)


FILL IN B1 (Visit number selection): If code 02
or 03 at TYPESAMP
GO TO NHHMEM (B2): ALL 01 02 03 04 05 06 07 08 09 10
*variable not to be included in CF file

NHHMEM (B2)
FILL IN NHHMEM: If code 02 or 03 at TYPESAMP
GO TO B3 (Birhday last): If code 02 at
TYPESAMP and code > 01 at NHHMEM and XX
selection method = Birth or code 03 at
TYPESAMP and code > 01 at NHHMEM and
selection method = 5HH or Birth ADD_5HH/ 13
GO TO B3_a (Respondent select A): If code 02 ADD_BIRTH/
or 03 at TYPESAMP and selection method = kish HH_BIRTH ADD_KISH/
and code 02-12 at NHHMEM HH_KISH
GO TO B3_b (Respondent select B): If code 02 12
or 03 at TYPESAMP and selection method = kish
and NHMMEM > 12
GO TO B4 (Record name): If code 02 or 03 at ..
TYPESAMP and code 01 at NHHMEM.

B3 (Birthday last) 02
FILL IN B3 (Birthday last): If code 02 at
TYPESAMP and code > 01 at NHHMEM and
selection method = Birth or code 03 at 01 XX 01
TYPESAMP and code > 01 at NHHMEM and X
selection method = 5HH or Birth
GO TO B4 (Record name): ALL
*variable not to be included in CF file

B3_a (Respondent select A)


FILL IN B3_a (Respondent select A): If code
02 or 03 at TYPESAMP and selection method 01 XX
= kish and code 02-12 at NHHMEM X
GO TO B4 (Record name): ALL
*variable not to be included in CF file

B3_b (Respondent select_B) 01 XX


FILL IN B3_b (Respondent select B): If code X
02 or 03 at TYPESAMP and selection method
= kish and code > 12 at NHHMEM
GO TO B4 (Record name): ALL
*variable not to be included in CF file

ESS 2012 Data Protocol Edition 1.4 October 2013 101


TYPESAMP=01 B3 NHHMEM=01 B3_a B3_b

B4 (Record name) Write in


FILL IN B4 (Record name): If code 02 or
03 at TYPESAMP
GO TO DATEV1/DATEn: ALL
*variable not to be included in CF file

AGE_SU
FILL IN AGE_SU: If code 01 at TYPESAMP 15 XX
GO TO GNDR_SU: ALL X

GNDR_SU
FILL IN GNDR_SU: If code 01 at TYPESAMP 01 02
GO TO DATEV1/DATEn: ALL X

ESS 2012 Data Protocol Edition 1.4 October 2013 102


5 RESULBn
FILL IN RESULBn: If n ^> total 01 02 06 03 04 05 08 07
number of contact attempts for
sample unit
GO TO N1: If code 01,02 or 06 at
RESULBn and neighbourhood
characteristics not already registered
in previous contact attempt
GO TO OUTNICn: If code 03,04,05 or
08 at RESULBn
GO TO OUTINVAL: If code 07 at
RESULBn

6 OUTNICn 02 03 04 08 09 10 01 05 06 07 13 12 11
FILL IN OUTNICn: If code 03,04,05 or
08 at RESULBn
GO TO 6b: If code 12 at OUTNICn
GO TO 13: If code 11 at OUTNICn
GO TO N1: If code 01,05,06,07 or 13
at OUTNICn
GO TO REFVIS1: If code 02,03 or 04
at OUTNICn and first refusal
GO TO REFVIS2: If code 02,03 or 04
at OUTNICn and second refusal
GO TO REFVIS3: If code 02,03 or 04
at OUTNICn and third refusal
END: If code 08,09 or 10 at OUTNICn

language
6b (Language of respondent)
FILL IN 6b: If code 12 at OUTNICn
GO TO N1: If neighbourhood
characteristics not already registered
in previous contact attempt
*variable not to be included in CF file
REFVIS1 REFVIS2 REFVIS3

7 REFVIS1, REFVIS2, REFVIS3


FILL IN REFVIS1: If code 02,03 or 04 at 01 02 03 04 05 06 07 08 09 10
OUTNICn and first refusal
FILL IN REFVIS2 (codes 02-10 only): If
code 02,03 or 04 at OUTNICn and
second refusal
FILL IN REFVIS3 (codes 03-10 only): If
code 02,03 or 04 at OUTNICn and third
refusal
GO TO RERSB1_1-1_5: If first refusal
GO TO RERSB2_1-2_5: If second refusal
GO TO RERSB3_1-3_5: If third refusal

8 RERSB1_1-1_5, RERSB2_1-2_5,
RERSB3_1-3_5 01 02 03 04 05 06 07 08 09 10 11 12 13 14
FILL IN RERSB1_1-RERSB1_5: If first
refusal
FILL IN RERSB2_1-RERSB2_5: If second
refusal
FILL IN RERSB3_1-RERSB3_5: If third
refusal
GO TO COOP1: If first refusal
GO TO COOP2: If second refusal
GO TO COOP3: If third refusal

9 COOP1, COOP2, COOP3


FILL IN COOP1: If first refusal 01 02 03 04 08
FILL IN COOP2: If second refusal
FILL IN COOP3: If third refusal
GO TO AGEA_1: If first refusal
GO TO AGEA_2: If second refusal
GO TO AGEA_3: If third refusal

10 AGEA_1, AGEA_2, AGEA_3


FILL IN AGEA_1: If first refusal 01 02 03 04 08
FILL IN AGEA_2: If second refusal
FILL IN AGEA_3: If third refusal
GO TO GENDERA1: If first refusal
GO TO GENDERA2: If second refusal
GO TO GENDERA3: If third refusal

11 GENDERA1, GENDERA2, GENDERA3


FILL IN GENDERA1: If first refusal 01 02 03 04 08
FILL IN GENDERA2: If second refusal
FILL IN GENDERA3: If third refusal
GO TO N1: If neighbourhood characteristics
not already registered in previous contact
attempt
Edition 1.4 Oc
12 OUTINVAL
FILL IN OUTINVAL: If code 07 at RESULBn 02 03 04 05 06 07
GO TO: End contact procedure
ESS 2012 Data Protocol 103
RESULBn= OUTNICn= OUTNICn= OUTNICn= RESULBn= OUTNICn=11
01,02,06 02,03,04 01,05,06,07, 08,09,10 07 via OUTINVAL
12,13

13 (New address)
FILL IN 13: If code 11 at OUTNICn 01 02
GO TO 14: if code 01 at 13
End contact procedure: If code 02 at
13
*variable not to be included in CF file

14 (New address in interviewer


area?) 01 02
FILL IN 14: If code 01 at 13
GO TO: Start new visit if code 01 at
14 (skip N1-N5)
End contact procedure: If code 02 at
14
*variable not to be included in CF file

END CONTACT PROCEDURE:


If code 07 at RESULBn or code
08,09 or 10 at OUTNICn or
code 02 at 14 (New address in
interviewer area?) or code 07
N1 to N5: If code 01,02,06 at at OUTNICn after completing
RESULBn or code N1-N5
01,02,03,04,05,06,07,12,13 at
Routing if N1 to N5 OUTNICn and neighbourhood
were already coded for sample characteristics not already
unit in a previous contact attempt registered for sample unit in Only if OUTNICn=07
previous contact attempt.

NEW VISIT (DATEn-MODEVBn):


If code 01 at 14 (New address in
interviewer area?) or
code 01,02,06 at RESULBn or code
01,02,03,04,05,06,07,12,13 at
OUTNICn and neighbourhood
characteristics already registered
for sample unit in previous contact
attempt.

ESS 2012 Data Protocol Edition 1.4 October 2013 104


F7. Variable list, files 1 4

File 1: Main and supplementary questionnaires


IDNO Respondent's identification number
CNTRY Country
TVTOT A1|TV watching, total time on average weekday
TVPOL A2|TV watching, news/ politics/current affairs on average weekday
PPLTRST A3|Most people can be trusted or you can't be too careful
PPLFAIR A4|Most people try to take advantage of you, or try to be fair
PPLHLP A5|Most of the time people helpful or mostly looking out for themselves
POLINTR B1|How interested in politics
TRSTPRL B2|Trust in country's parliament
TRSTLGL B3|Trust in the legal system
TRSTPLC B4|Trust in the police
TRSTPLT B5|Trust in politicians
TRSTPRT B6|Trust in political parties
TRSTEP B7|Trust in the european parliament
TRSTUN B8|Trust in the united nations
VOTE B9|Voted last national election
PRTVTxx B10|Party voted for in last national election, [country]
PRTVxx1 B10|Party voted for in last national election 1, [country]
PRTVxx2 B10|Party voted for in last national election 2, [country]
CONTPLT B11|Contacted politician or government official last 12 months
WRKPRTY B12|Worked in political party or action group last 12 months
WRKORG B13|Worked in another organisation or association last 12 months
BADGE B14|Worn or displayed campaign badge/sticker last 12 months
SGNPTIT B15|Signed petition last 12 months
PBLDMN B16|Taken part in lawful public demonstration last 12 months
BCTPRD B17|Boycotted certain products last 12 months
CLSPRTY B18a|Feel closer to a particular party than all other parties
PRTCLxx B18b|Which party feel closer to, [country]
PRTDGCL B18c|How close to party
IMPLVDM B18d|How important for you to live in democratically governed country
DMCNTOV B18e|How democratic [country] is overall
LRSCALE B19|Placement on left right scale
STFLIFE B20|How satisfied with life as a whole
STFECO B21|How satisfied with present state of economy in country
STFGOV B22|How satisfied with the national government
STFDEM B23|How satisfied with the way democracy works in country
STFEDU B24|State of education in country nowadays
STFHLTH B25|State of health services in country nowadays
GINCDIF B26|Government should reduce differences in income levels
FREEHMS B27|Gays and lesbians free to live life as they wish
EUFTF B28|European union: european unification go further or gone too far
IMSMETN B29|Allow many/few immigrants of same race/ethnic group as majority
IMDFETN B30|Allow many/few immigrants of different race/ethnic group from majority
IMPCNTR B31|Allow many/few immigrants from poorer countries outside europe
IMBGECO B32|Immigration bad or good for country's economy
IMUECLT B33|Country's cultural life undermined or enriched by immigrants
IMWBCNT B34|Immigrants make country worse or better place to live
HAPPY C1|How happy are you
SCLMEET C2|How often socially meet with friends, relatives or colleagues
INPRDSC C3|How many people with whom you can discuss intimate and personal matters
SCLACT C4|Take part in social activities compared to others of same age

ESS 2012 Data Protocol Edition 1.4 October 2013 105


CRMVCT C5|Respondent or household member victim of burglary/assault last 5 years
AESFDRK C6|Feeling of safety of walking alone in local area after dark
HEALTH C7|Subjective general health
HLTHHMP C8|Hampered in daily activities by illness/disability/infirmary/mental problem
RLGBLG C9|Belonging to particular religion or denomination
RLGDNM C10|Religion or denomination belonging to at present
RLGDNxx C10|Religion or denomination belonging to at present, [country]
RLGBLGE C11|Ever belonging to particular religion or denomination
RLGDNME C12|Religion or denomination belonging to in the past
RLGDExx C12|Religion or denomination belonging to in the past, [country]
RLGDGR C13|How religious are you
RLGATND C14|How often attend religious services apart from special occasions
PRAY C15|How often pray apart from at religious services
DSCRGRP C16|Member of a group discriminated against in this country
DSCRRCE C17|Discrimination of respondent's group: colour or race
DSCRNTN C17|Discrimination of respondent's group: nationality
DSCRRLG C17|Discrimination of respondent's group: religion
DSCRLNG C17|Discrimination of respondent's group: language
DSCRETN C17|Discrimination of respondent's group: ethnic group
DSCRAGE C17|Discrimination of respondent's group: age
DSCRGND C17|Discrimination of respondent's group: gender
DSCRSEX C17|Discrimination of respondent's group: sexuality
DSCRDSB C17|Discrimination of respondent's group: disability
DSCROTH C17|Discrimination of respondent's group: other grounds
DSCRDK C17|Discrimination of respondent's group: don't know
DSCRREF C17|Discrimination of respondent's group: refusal
DSCRNAP C17|Discrimination of respondent's group: not applicable
DSCRNA C17|Discrimination of respondent's group: no answer
CTZCNTR C18|Citizen of country
CTZSHIPC C19|Citizenship
BRNCNTR C20|Born in country
CNTBRTHC C21|Country of birth
LIVECNTA C22|What year you first came to live in country
LNGHOM1 C23|Language most often spoken at home: first mentioned
LNGHOM2 C23|Language most often spoken at home: second mentioned
BLGETMG C24|Belong to minority ethnic group in country
FACNTR C25|Father born in country
FBRNCNTB C26|Country of birth, father
MOCNTR C27|Mother born in country
MBRNCNTB C28|Country of birth, mother
WKVLORG D1|Involved in work for voluntary or charitable organisations, how often past 12 months
OPTFTR D2|Always optimistic about my future
PSTVMS D3|In general feel very positive about myself
FLRMS D4|At times feel as if i am a failure
FLTDPR D5|Felt depressed, how often past week
FLTEEFF D6|Felt everything did as effort, how often past week
SLPRL D7|Sleep was restless, how often past week
WRHPP D8|Were happy, how often past week
FLTLNL D9|Felt lonely, how often past week
ENJLF D10|Enjoyed life, how often past week
FLTSD D11|Felt sad, how often past week
CLDGNG D12|Could not get going, how often past week
ENRGLOT D13|Had lot of energy, how often past week
FLTANX D14|Felt anxious, how often past week

ESS 2012 Data Protocol Edition 1.4 October 2013 106


FLTPCFL D15|Felt calm and peaceful, how often past week
DCLVLF D16|Free to decide how to live my life
LCHSHCP D17|Little chance to show how capable i am
ACCDNG D18|Feel accomplishment from what i do
WRBKNRM D19|When things go wrong in my life it takes a long time to get back to normal
LRNNTLF D20|Learn new things in life
PPLAHLP D21|Feel people in local area help one another
TRTRSP D22|Feel people treat you with respect
DNGVAL D23|Feel what i do in life is valueable and worthwhile
NHPFTR D24|Hard to be hopeful about the future of the world
LOTSGOT D25|There are lots of things i am good at
LFWRS D26|For most people in country life is getting worse
FLCLPLA D27|Feel close to the people in local area
TMDOTWA D28|Make time to do things you really want to do
FLAPPPL D29|Feel appreciated by people you are close to
DEAIMPP D30|Deal with important problems in life
TMIMDNG D31|Interested in what you are doing, how much of the time
TMABDNG D32|Absorbed in what you are doing, how much of the time
TMENDNG D33|Enthusiastic about what you are doing, how much of the time
TNAPSUR D34|Take notice of and appreciate your surroundings
SEDIRLF D35|Have a sense of direction in your life
REHLPPL D36|Receive help and support from people you are close to
PRHLPPL D37|Provide help and support to people you are close to
PLINSOC D38|Your place in society
PHYSACT D39|Physically active for 20 minutes or longer last 7 days
FAIRELC E1|National elections are free and fair
DSPPLVT E2|Voters discuss politics with people they know before deciding how to vote
DFPRTAL E3|Different political parties offer clear alternatives to one another
OPPCRGV E4|Opposition parties are free to criticise the government
MEDCRGV E5|The media are free to criticise the government
MEPRINF E6|The media provide citizens with reliable information to judge the government
RGHMGPR E7|The rights of minority groups are protected
VOTEDIR E8|Citizens have the final say on political issues by voting directly in referendums
IMVTCTZ E9|Immigrants only get the right to vote in national elections once they become citizens
CTTRESA E10|The courts treat everyone the same
CTSTOGV E11|The courts able to stop the government acting beyond its authority
GPTPELC E12|Governing parties are punished in elections when they have done a bad job
GVCTZPV E13|The government protects all citizens against poverty
GVEXPDC E14|The government explains its decisions to voters
GRDFINC E15|The government takes measures to reduce differences in income levels
PLTAVIE E16|Politicians take into account the views of other european governments
FAIRELCC E17|In country national elections are free and fair
DSPPLVTC E18|In country voters discuss politics with people they know before deciding how to vote
DFPRTALC E19|In country different political parties offer clear alternatives to one another
OPPCRGVC E20|In country opposition parties are free to criticise the government
MEDCRGVC E21|In country the media are free to criticise the government
MEPRINFC E22|In country the media provide citizens with reliable information to judge the government
RGHMGPRC E23|In country the rights of minority groups are protected
VOTEDIRC E24|In country citizens have the final say on political issues by voting directly in referendums
CTTRESAC E25|In country the courts treat everyone the same
GPTPELCC E26|In country governing parties are punished in elections when they have done a bad job
GVCTZPVC E27|In country the government protects all citizens against poverty
GVEXPDCC E28|In country the government explains its decisions to voters
GRDFINCC E29|In country the government takes measures to reduce differences in income levels

ESS 2012 Data Protocol Edition 1.4 October 2013 107


PLTAVIEC E30|In country politicians take into account the views of other european governments
FPLVDM E31|Best for democracy: everyone free to express political views, even extreme
FPLVDMI E32|Important for democracy: everyone free to express political views, even extreme
FPLVDMC E33|In country everyone is free to express political views, even extreme
PPLVDMI E34|Important for democracy: prevent people from expressing extreme political views
PPLVDMC E35|In country people with extreme political views are prevented from expressing them
CHPLDM E36|Best for democracy: government changes policies in response to what most people think
CHPLDMI E37|Important for democracy: government changes policies in response to what most people
think
CHPLDMC E38|In country government changes policies in response to what most people think
STPLDMI E39|Important for democracy: government sticks to policies regardless of most people think
STPLDMC E40|In country government sticks to policies regardless of most people think
GVSPCDM E41|Best for democracy: government formed by single party or coalition
GVSPDMI E42|Important for democracy: government formed by single party
GVSPDMC E43|In country government formed by single party
GVCODMI E44|Important for democracy: government formed by coalition
GVCODMC E45|In country government formed by coalition
HHMMB F1|Number of people living regularly as member of household
GNDR F2|Gender
GNDR2 F2|Gender of second person in household
GNDR3 F2|Gender of third person in household
GNDRN F2|Gender of n-th person in household
YRBRN F3|Year of birth
YRBRN2 F3|Year of birth of second person in household
YRBRN3 F3|Year of birth of third person in household
YRBRNN F3|Year of birth of n-th person in household
RSHIPA2 F4|Second person in household: relationship to respondent
RSHIPA3 F4|Third person in household: relationship to respondent
RSHIPAN F4|N-th person in household: relationship to respondent
ICPART1 F5|Interviewer code, lives with husband/wife/partner
RSHPSTS F6|Relationship with husband/wife/partner currently living with
LVGPTNEA F7|Ever lived with a partner, without being married
DVRCDEVA F8|Ever been divorced/had civil union dissolved
ICPART2 F9|Interviewer code, lives with husband/wife/partner
ICCOHBT F10|Interviewer code, respondent cohabiting
MARSTS F11|Legal marital status
CHLDHM F12|Children living at home or not at f4
CHLDHHE F13|Ever had children living in household
DOMICIL F14|Domicile, respondent's description
EDULVLB F15|Highest level of education
EDLVDxx F15|Highest level of education, [country]
EDUYRS F16|Years of full-time education completed
PDWRK F17a|Doing last 7 days: paid work
EDCTN F17a|Doing last 7 days: education
UEMPLA F17a|Doing last 7 days: unemployed, actively looking for job
UEMPLI F17a|Doing last 7 days: unemployed, not actively looking for job
DSBLD F17a|Doing last 7 days: permanently sick or disabled
RTRD F17a|Doing last 7 days: retired
CMSRV F17a|Doing last 7 days: community or military service
HSWRK F17a|Doing last 7 days: housework, looking after children, others
DNGOTH F17a|Doing last 7 days: other
DNGDK F17a|Doing last 7 days: dont know
DNGREF F17a|Doing last 7 days: refusal
DNGNA F17a|Doing last 7 days: no answer
ICOMDNG F17b|Interviewer code, one/ more than one doing last 7 days

ESS 2012 Data Protocol Edition 1.4 October 2013 108


MAINACT F17c|Main activity last 7 days
ICPDWRK F17d|Interviewer code, respondent in paid work
CRPDWK F18|Control paid work last 7 days
PDJOBEV F19|Ever had a paid job
PDJOBYR F20|Year last in paid job
EMPLREL F21|Employment relation
EMPLNO F22|Number of employees respondent has/had
WRKCTRA F23|Employment contract unlimited or limited duration
ESTSZ F24|Establishment size
JBSPV F25|Responsible for supervising other employees
NJBSPV F26|Number of people responsible for in job
WKDCORGA F27|Allowed to decide how daily work is organised
IORGACT F28|Allowed to influence policy decisions about activities of organisation
WKHCT F29|Total contracted hours per week in main job overtime excluded
WKHTOT F30|Total hours normally worked per week in main job overtime included
NACER2 F31|Industry, nace rev.2
TPORGWK F32|What type of organisation work/worked for
ISCO08 F33-34a|Occupation, ISCO08
WRKAC6M F35|Paid work in another country, period more than 6 months last 10 years
ICPDWK2 F35a|Interviewer code, in paid work
STFJB F35b|How satisfied with job
STFJBOT F35c|Satisfied with balance between time on job and time on other aspects
UEMP3M F36|Ever unemployed and seeking work for a period more than three months
UEMP12M F37|Any period of unemployment and work seeking lasted 12 months or more
UEMP5YR F38|Any period of unemployment and work seeking within last 5 years
MBTRU F39|Member of trade union or similar organisation
HINCSRCA F40|Main source of household income
HINCTNTA F41|Household's total net income, all sources
HINCFEL F42|Feeling about household's income nowadays
ICPART3 F43|Interviewer code, lives with husband/wife/partner
EDULVLPB F44|Highest level of education, partner
EDLVPDXX F44|Partner's highest level of education, [country]
PDWRKP F45a|Partner doing last 7 days: paid work
EDCTNP F45a|Partner doing last 7 days: education
UEMPLAP F45a|Partner doing last 7 days: unemployed, actively looking for job
UEMPLIP F45a|Partner doing last 7 days:unemployed, not actively looking for job
DSBLDP F45a|Partner doing last 7 days: permanently sick or disabled
RTRDP F45a|Partner doing last 7 days: retired
CMSRVP F45a|Partner doing last 7 days: community or military service
HSWRKP F45a|Partner doing last 7 days: housework, looking after children, others
DNGOTHP F45a|Partner doing last 7 days: other
DNGDKP F45a|Partner doing last 7 days: dont know
DNGNAPP F45a|Partner doing last 7 days: not applicable
DNGREFP F45a|Partner doing last 7 days: refusal
DNGNAP F45a|Partner doing last 7 days: no answer
ICOMDNP F45b|Interviewer code, one/ more than one doing partner last 7 days
MNACTP F45c|Partner's main activity last 7 days
ICPPDWK F45d|Interviewer code, respondents partner in paid work
CRPDWKP F46|Partner, control paid work last 7 days
ISCO08P F47-49|Occupation, partner ISCO08
EMPRELP F50|Partner's employment relation
WKHTOTP F51|Hours normally worked a week in main job overtime included, partner
EDULVLFB F52|Father's highest level of education
EDLVFDXX F52|Father's highest level of education, [country]

ESS 2012 Data Protocol Edition 1.4 October 2013 109


EMPRF14 F53|Father's employment status when respondent 14
OCCF14B F55|Father's occupation when respondent 14
EDULVLMB F56|Mother's highest level of education
EDLVMDXX F56|Mother's highest level of education, [country]
EMPRM14 F57|Mother's employment status when respondent 14
OCCM14B F59|Mother's occupation when respondent 14
ATNCRSE F60|Improve knowledge/skills: course/lecture/conference, last 12 months
IPCRTIV Ha|Important to think new ideas and being creative
IMPRICH Hb|Important to be rich, have money and expensive things
IPEQOPT Hc|Important that people are treated equally and have equal opportunities
IPSHABT Hd|Important to show abilities and be admired
IMPSAFE He|Important to live in secure and safe surroundings
IMPDIFF Hf|Important to try new and different things in life
IPFRULE Hg|Important to do what is told and follow rules
IPUDRST Hh|Important to understand different people
IPMODST Hi|Important to be humble and modest, not draw attention
IPGDTIM Hj|Important to have a good time
IMPFREE Hk|Important to make own decisions and be free
IPHLPPL Hl|Important to help people and care for others well-being
IPSUCES Hm|Important to be successful and that people recognise achievements
IPSTRGV Hn|Important that government is strong and ensures safety
IPADVNT Ho|Important to seek adventures and have an exiting life
IPBHPRP Hp|Important to behave properly
IPRSPOT Hq|Important to get respect from others
IPLYLFR Hr|Important to be loyal to friends and devote to people close
IMPENV Hs|Important to care for nature and environment
IMPTRAD Ht|Important to follow traditions and customs
IMPFUN Hu|Important to seek fun and things that give pleasure
TESTE1 I1|Interested in what you are doing, in general
TESTE2 I2|Absorbed in what you are doing, in general
TESTE3 I3|Enthusiastic about what you are doing, in general
TESTE4 I4|Felt depressed, how often past week
TESTE5 I5|Sleep was restless, how often past week
TESTE6 I6|Felt lonely, how often past week
TESTE7 I7|Opposition parties are free to criticise the government [country]
TESTE8 I8|The media are free to criticise the government [country]
TESTE9 I9|The media provide citizens with information to judge the government [country]
TESTE10 I10|Interested in what you are doing, in general
TESTE11 I11|Absorbed about what you are doing, in general
TESTE12 I12|Enthusiastic in what you are doing, in general
TESTE13 I13|Felt depressed, to what extent past week
TESTE14 I14|Sleep was restless, to what extent past week
TESTE15 I15|Felt lonely, to what extent past week
TESTE16 I16|Opposition parties are free to criticise the government [country]
TESTE17 I17|The media are free to criticise the government [country]
TESTE18 I18|The media provide citizens with information to judge the government [country]
TESTE19 I19|Immigration bad or good for country's economy
TESTE20 I20|Country's cultural life undermined or enriched by immigrants
TESTE21 I21|Immigrants make country worse or better place to live
TESTE22 I22|Interested in what you are doing, in general
TESTE23 I23|Absorbed in what you are doing, in general
TESTE24 I24|Enthusiastic about what you are doing, in general
TESTE25 I25|Felt depressed, to what extent past week
TESTE26 I26|Sleep was restless, to what extent past week

ESS 2012 Data Protocol Edition 1.4 October 2013 110


TESTE27 I27|Felt lonely, to what extent past week
TESTE28 I28|Immigration bad or good for country's economy
TESTE29 I29|Country's cultural life undermined or enriched by immigrants
TESTE30 I30|Immigrants make country worse or better place to live
TESTE31 I31|Interested in what you are doing, in general
TESTE32 I32|Absorbed in what you are doing, in general
TESTE33 I33|Enthusiastic about what you are doing, in general
TESTE34 I34|Felt depressed, to what extent past week
TESTE35 I35|Sleep was restless, to what extent past week
TESTE36 I36|Felt lonely, to what extent past week
REGIONxx Region, [country]
INTAGEA Age of interviewer
INTGNDR Gender of interviewer
INWDDS Start of interview, day of month
INWMMS Start of interview, month
INWYYS Start of interview, year
INWSHH Start of interview, hour
INWSMM Start of interview, minute
INWDDE End of interview, day of month
INWMME End of interview, month
INWYYE End of interview, year
INWEHH End of interview, hour
INWEMM End of interview, minute

Capi only. See section E.3


AINWEHH End of module a, hour
AINWEMM End of module a, minute
BINWEHH End of module b, hour
BINWEMM End of module b, minute
CINWEHH End of module c, hour
CINWEMM End of module c, minute
DINWEHH End of module d, hour
DINWEMM End of module d, minute
EINWEHH End of module e, hour
EINWEMM End of module e, minute
FINWEHH End of module f, hour
FINWEMM End of module f, minute

SPLTADME Administration of split ballot and mtmm


SUPQDD Day of month, supplementary questionnaire
SUPQMM Month, supplementary questionnaire
SUPQYR Year, supplementary questionnaire

File 2: Interviewers questionnaire


IDNO Respondent's identification number
CNTRY Country
RESCLQ J1|Clarification of questions
RESRELQ J2|Respondent reluctant to answer
RESBAB J3|Respondent tried to answer questions to the best of ability
RESUNDQ J4|Respondent understood the questions
RESDIST J4b|Respondent had difficulty distinguish between democracy in general and democracy in
country
PREINTF J5|Anyone present who interfered with the interview
PREWHP J6|Husband/wife/partner interfered with interview
PRESD J6|Son/daughter (inc. Step/adopted) interfered with interview

ESS 2012 Data Protocol Edition 1.4 October 2013 111


PREPPIL J6|Parent/parent in law interfered with interview
PREOREL J6|Other relative interfered with interview
PRENREL J6|Other non-relative interfered with interview
PREDK J6|Don't know who interfered with interview
PRENAP J6|Who interfered with interview not applicable
PRENA J6|Who interfered with interview no answer
INTLNGA J7|Interview questionnaire language
INTNUM J8|Interviewer's identification number
ACOMINT J9|Additional comments on the interview, interviewer
SUPQAD1 J10|Administration of supplementary questionnaire 1
SQNOTR J11|Reason why supplementary questionnaire not self completion
SUPQRTN J12|Supplementary questionnaire completed you present/returned later
SUPQAD2 J13|Administration of supplementary questionnaire 2
FTFNOTR J14|Reason why supplementary questionnaire not face to face

File 3: Contact forms


IDNO Respondents identification number
CNTRY Country
TYPESAMP Type of the sample
NUMHH Number of households at the address
HHSELECT Number of households selected at the address
MULTHNUM Identification number of household on address
NHHMEM Number of members 15 years or more in household
AGE_SU Exact age of the sample unit (individual sample frame)
GNDR_SU Gender of the sample unit (individual sample frame)
DEFECTCF Contact form information for the sample unit
INTERVA Interview information for the sample unit
TELNUM Telephone number
INTNUM1 Interviewer-number of the interviewer who started the visits
TOTCINT1 Number of visits the original interviewer (intnum1) did
INTNUM2 Interviewer-number of the interviewer who started the re-issue
TOTCINT2 Number of visits the second interviewer (intnum2) did
INTNUM3 Interviewer-number of the third interviewer
TOTCINT3 Number of visits the third interviewer (intnum3) did
DATEV1 Date of the first visit
DATE2 Date of the second visit
DATE3 Date of the third visit
DATE4 Date of the fourth visit
DATE5 Date of the fifth visit
DATE6 Date of the sixth visit
DATE7 Date of the seventh visit
DATE8 Date of the eighth visit
DATE9 Date of the ninth visit
DATE10 Date of the tenth visit
MONV1 Month of the first visit
MONV2 Month of the second visit
MONV3 Month of the third visit
MONV4 Month of the fourth visit
MONV5 Month of the fifth visit
MONV6 Month of the sixth visit
MONV7 Month of the seventh visit
MONV8 Month of the eighth visit
MONV9 Month of the ninth visit
MONV10 Month of the tenth visit

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DAYV1 Weekday of the first visit
DAYV2 Weekday of the second visit
DAYV3 Weekday of the third visit
DAYV4 Weekday of the fourth visit
DAYV5 Weekday of the fifth visit
DAYV6 Weekday of the sixth visit
DAYV7 Weekday of the seventh visit
DAYV8 Weekday of the eighth visit
DAYV9 Weekday of the ninth visit
DAYV10 Weekday of the tenth visit
HOURV1 Hour of the first visit
HOURV2 Hour of the second visit
HOURV3 Hour of the third visit
HOURV4 Hour of the fourth visit
HOURV5 Hour of the fifth visit
HOURV6 Hour of the sixth visit
HOURV7 Hour of the seventh visit
HOURV8 Hour of the eighth visit
HOURV9 Hour of the ninth visit
HOURV10 Hour of the tenth visit
MINV1 Minute of the first visit
MINV2 Minute of the second visit
MINV3 Minute of the third visit
MINV4 Minute of the fourth visit
MINV5 Minute of the fifth visit
MINV6 Minute of the sixth visit
MINV7 Minute of the seventh visit
MINV8 Minute of the eighth visit
MINV9 Minute of the ninth visit
MINV10 Minute of the tenth visit
MODEVB1 Mode of first visit
MODEVB2 Mode of the second visit
MODEVB3 Mode of the third visit
MODEVB4 Mode of the fourth visit
MODEVB5 Mode of the fifth visit
MODEVB6 Mode of the sixth visit
MODEVB7 Mode of the seventh visit
MODEVB8 Mode of the eighth visit
MODEVB9 Mode of the ninth visit
MODEVB10 Mode of the tenth visit
NUMTEL Number of automatic calls before first face-to-face contact or contact attempts
NUMTELA Number of automatic calls after first face-to-face contact or contact attempts
RESULB1 Result of first visit
RESULB2 Result of second visit
RESULB3 Result of third visit
RESULB4 Result of fourth visit
RESULB5 Result of fifth visit
RESULB6 Result of sixth visit
RESULB7 Result of seventh visit
RESULB8 Result of eighth visit
RESULB9 Result of ninth visit
RESULB10 Result of tenth visit
OUTNIC1 Outcome when there was no interview (visit 1)
OUTNIC2 Outcome when there was no interview (visit 2)

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OUTNIC3 Outcome when there was no interview (visit 3)
OUTNIC4 Outcome when there was no interview (visit 4)
OUTNIC5 Outcome when there was no interview (visit 5)
OUTNIC6 Outcome when there was no interview (visit 6)
OUTNIC7 Outcome when there was no interview (visit 7)
OUTNIC8 Outcome when there was no interview (visit 8)
OUTNIC9 Outcome when there was no interview (visit 9)
OUTNIC10 Outcome when there was no interview (visit 10)
REFVIS1 Number of visit at which a refusal occurred (1)
REFVIS2 Number of visit at which a refusal occurred (2)
REFVIS3 Number of visit at which a refusal occurred (3)
RERSB1_1 Reason for refusal (1_1)
RERSB1_2 Reason for refusal (1_2)
RERSB1_3 Reason for refusal (1_3)
RERSB1_4 Reason for refusal (1_4)
RERSB1_5 Reason for refusal (1_5)
RERSB2_1 Reason for refusal (2_1)
RERSB2_2 Reason for refusal (2_2)
RERSB2_3 Reason for refusal (2_3)
RERSB2_4 Reason for refusal (2_4)
RERSB2_5 Reason for refusal (2_5)
RERSB3_1 Reason for refusal (3_1)
RERSB3_2 Reason for refusal (3_2)
RERSB3_3 Reason for refusal (3_3)
RERSB3_4 Reason for refusal (3_4)
RERSB3_5 Reason for refusal (3_5)
COOP1 Estimation of the cooperation rate at refvis1
COOP2 Estimation of the cooperation rate at refvis2
COOP3 Estimation of the cooperation rate at refvis3
AGEA_1 Estimation of age of respondent or household member who refuses, by interviewer
AGEA_2 Estimation of age of respondent or household member who refuses, by interviewer
AGEA_3 Estimation of age of respondent or household member who refuses, by interviewer
GENDERA1 Gender of respondent or household member who refuses, recorded by interviewer
GENDERA2 Gender of respondent or household member who refuses, recorded by interviewer
GENDERA3 Gender of respondent or household member who refuses, recorded by interviewer
OUTINVAL Outcome address invalid
TYPE Type of house respondent lives in
ACCESS Entry phone or locked gate/door before reaching respondent's individual door
PHYSA Assessment overall physical condition building/house
LITTERA Amount of litter and rubbish in the immediate vicinity
VANDAA Amount of vandalism and graffiti in the immediate vicinity
RECONVA Number of visit when refusal conversion activities started

File 4: Sample design data file


IDNO Respondents identification number
CNTRY Country
PROB1 Selection probability first sampling stage
PROB2 Selection probability second sampling stage
PROB3 Selection probability third sampling stage
PROB4 Selection probability fourth sampling stage
PSU PSU identification
SAMPPOIN Samplingpoint identification
SSU SSU identification

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STRATEX1 Explicit stratum identification
STRATIM1 Implicit stratum identification 1
STRATIM2 Implicit stratum identification 2
STRTVAL1 Value on first stratification variable
STRTVAL2 Value on second stratification variable
STRTVAL3 Value on third stratification variable
OUTCOME Field outcome
RESSAM Reserve sample identification
FIELDINI Fieldwork institute working on the sample element

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G. Programmes for applying Data Protocol variable names, labels and
categories
To assist the data producers, and ensure data to be as consistent and harmonised as possible, NSD
offers SPSS and SAS programmes with the official ESS variable names, labels, categories and
formats. The variable labels in the programmes include the question numbers to facilitate cross-
references between the questionnaires and the variables. The programmes are available for
download from the Data protocol and variable definitions page on the ESS Intranet site at
https://essdata.nsd.uib.no. Please apply the Data Protocol variable names, labels and categories to
the data files before you submit them to the archive. The package of programmes includes the
following syntax/dictionary files:

SPSS
ESS6ms.sps Main and supplementary questionnaires, syntax
ESS6ms.sav Main and supplementary questionnaires, dictionary, SPSS Windows 12-14
ESS6ms.por Main and supplementary questionnaires, dictionary, SPSS portable file
ESS6i.sps Interviewers questionnaire, syntax
ESS6i.sav Interviewers questionnaire, dictionary, SPSS Windows 12-14
ESS6i.por Interviewers questionnaire, dictionary, SPSS portable file
ESS6cf.sps Contact forms, syntax
ESS6cf.sav Contact forms, dictionary, SPSS Windows 12-14
ESS6cf.por Contact forms, dictionary, SPSS portable file
ESS6sddf.sps Sample data file, syntax
ESS6sddf.sav Sample data file, dictionary, SPSS Windows 12-14
ESS6sddf.por Sample data file, dictionary, SPSS portable file
ESS6standards.sps Value labels for international standards in ESS (see section D1).
ESS6RenameQtoM.sps Renaming variables in the Core, rotating modules and Interviewers questionnaire from
question numbers to ESS mnemonic names, syntax.

SAS
ESS6ms.sas Main and supplementary questionnaires, syntax
ESS6ms.sas7bdat Main and supplementary questionnaires, dictionary, SAS Windows 8-9
ESS6ms.exp Main and supplementary questionnaires, dictionary, SAS portable file (proc cport)
ESS6i.sas Interviewers questionnaire, syntax
ESS6i.sas7bdat Interviewers questionnaire, dictionary, SAS Windows 8-9
ESS6i.exp Interviewers questionnaire, dictionary, SAS portable file (proc cport)
ESS6cf.sas Contact forms, syntax
ESS6cf.sas7bdat Contact forms, SAS Windows 8-9
ESS6cf.exp Contact forms, SAS portable file (proc cport)
ESS6sddf.sas Sample data file, syntax
ESS6sddf.sas7bdat Sample data file, SAS Windows 8-9
ESS6sddf.exp Sample data file, SAS portable file (proc cport)
ESS6formats.sas Definition of formats, all data files
ESS6standards.sas Formats for international standards in ESS (see section D1).
ESS6RenameQtoM.sas Renaming variables in the Core, rotating modules and Interviewers questionnaire from
question numbers to ESS mnemonic names, syntax.

Comment to ESS6standards.*: If the survey organisation does not have procedures for automatic
checking of wild codes in the variables
CTZSHIPC CITIZENSHIP
CNTBRTHC COUNTRY OF BIRTH
LNGHOM1 LANGUAGE MOST OFTEN SPOKEN AT HOME: FIRST MENTIONED
LNGHOM2 LANGUAGE MOST OFTEN SPOKEN AT HOME: SECOND MENTIONED

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FBRNCNTB COUNTRY OF BIRTH, FATHER
MBRNCNTB COUNTRY OF BIRTH, MOTHER
ISCO08 OCCUPATION, ISCO08
NACER2 INDUSTRY, NACE REV.2
ISCO08P OCCUPATION PARTNER, ISCO08
the value labels/formats in ESS6standards.* can be added to File 1 to facilitate proof-reading
(spotting empty labels in frequency tables).

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H. National technical summary

The metadata documentation is an important part of the high quality ESS data and represents one
of the major strengths of the European Social Survey. The National Teams have a central role in
the production of such documentation by providing the National Technical Summary (NTS).

For those who have access to the fully licensed Adobe Acrobat program, NSD will make an
electronic National Technical Summary Form in PDF format, for the teams to download, fill in and
deposit to the ESS Archive at NSD along with the other electronic deliverables. The form will be
available for download from the Survey documentation page at the ESS Intranet site
https://essdata.nsd.uib.no/ in October 2012. The National Teams will be notified by e-mail when
the form is available.

NSD encourages the use of the PDF electronic form. For users who do not have access to a fully
licensed Adobe Acrobat, a version will also be available in Word format.

Please save the National Technical Summary file as Ntech2012xx, where xx is the country code as
specified in table E1.

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