PT VALORI ESS6 Data Protocol E01 4
PT VALORI ESS6 Data Protocol E01 4
PT VALORI ESS6 Data Protocol E01 4
In general, the Data Protocol gives specifications for the coding of data, the production and
delivery of data files and other electronic deliverables. Some of the specifications, for example
coding standards, are found elsewhere on the ESS Intranet, https://essdata.nsd.uib.no/.
The Data Protocol defines what the National Teams are required to deposit to the ESS Archive. If
the content and quality of the electronic deliverables do not adhere to the specifications in the Data
Protocol and the ESS Intranet, the archive reserves the right to ask for new deliverables.
Please read all sections of this Data Protocol. The first section A describes how the communication
between the archive and the data providers is organised.
Section B, Electronic deliverables, gives an overview of the files and documents the National Co-
ordinators are asked to deliver to the archive. Section B does also describe the more practical
issues concerning data delivery, such as common identifiers in the files. Please pay special
attention to section B7 Anonymised data.
Section C of the Data Protocol deals with principles of variable definitions. This section gives
detailed information on the usage of missing values, how multiple responses are dealt with, as well
as the rationale behind variable names, labels and categories. Please pay special attention to the
coding of Refusals in section C1.
The use of international standards is described in section D. To avoid the use of different versions
of the same international standards across countries, the National Teams are required to use the
standards made available from the ESS Intranet.
Special variable topics like country-specific variables and administrative variables (including
Contact form data) are listed, explained and specified in section E, whereas section F contains
tables of variable names and definitions for all data files. Section F5 contains a flowchart
documenting the routings in the ESS Core part of the questionnaire, and section F6 contains a
flowchart documenting the routings in the Contact Form data.
Section G refers to programmes for applying labels, categories, and formats in SPSS and SAS. The
programmes will be made available from the ESS Intranet.
Information about National Technical Summaries (NTS) is found in section H of the Data Protocol.
The National Teams will be informed by e-mail when the Data Protocol and the ESS Intranet are
updated.
Table F4, page 83: Variables IDEXTRA, FRAME1 and FRAME2 have been omitted from the
specifications to the Sample design data file; these variables are no longer part of the
specifications.
The description of variables has been amended (pages 84-86) and optional micro auxiliary
variables have been added.
The answer scales for TESTE34 (question I34), TESTE35 (question I35) and TESTE36 (question
I36) have been corrected to 00-05 in accordance with the source supplementary questionnaire.
Partnership status
A short paragraph on the partnership status consultation process (relationship status and legal
marital status) and country specific variables has been added to section E. Please see section E1.6.
Consultation process
Prior to the fieldwork period consultation processes will be initiated on the measures of partnership
status (relationship status and legal marital status), education and religion. The National Teams will
be asked to answer specific queries regarding coding templates well in advance of the start of the
fieldwork. New countries and countries that did not participate in ESS5 will also be approached and
asked to answer some questions regarding the use of benchmark data in relation to the Income
variable. The purpose of the consultation process is to improve data quality, as well as ease the
data processing burden post-fieldwork.
Data deposit
When electronic deliverables (see section B) are ready for delivery to the archive, the National
Teams are kindly asked to use the Deposit data option on the ESS Intranet. When the transfer is
successfully completed, the NSD team will automatically be notified by the system. NSD will shortly
after get in touch with the National Teams confirming the delivery.
Data processing
The View archive processing option on the ESS Intranet gives the National Teams access to the
data processing catalogue of their country. All programmes, data files and output used in the
processing will be available for download, making the archives work as transparent as possible.
The production and cleaning of data will be based on a dialogue between NSD and the National
Teams. Whenever the processing involves decisions not specified in the standard procedures, the
National Team will be notified and asked for advice. Processing will be done in two main steps,
each followed by a report documenting the results.
Please be aware that if (parts of) the data files or documentation deviate too much from the
specifications in the Data Protocol, the National Team might be asked to make a new delivery
containing corrected data and/or documentation.
Data validation
When the processing of data is completed, the National Team will be notified and asked to go
through NSDs data processing report and drafts of the countrys data files for validation. Only
Please be aware that the draft file from NSD will be a trial dataset made available in confidence for
the National Co-ordinator, so that preliminary analyses may be undertaken as a means of testing
the data in advance of their widespread distribution. The file should be available only to persons
who have been registered by the CST as members of the National Co-ordinators team.
The National Teams are kindly asked to use the ESS Intranet to deposit their files. All national data
files that arrive fully documented and in adherence with the specifications of the Data Protocol,
within the deadline, will be included in the first release of the integrated data file in October 2013.
The processing of various country data arriving after the deadline will be executed on a first come
first served basis.
Data files
1. Main and Supplementary questionnaire, with SPSS system file See sections F1 - F3 and G in
additional ESS variables. SPSS portable file Data Protocol, and Data
2. Interviewer questionnaire SPSS set up, reading Protocol and variable
3. Contact form data file definitions under Prepare
SAS system file, data on the ESS Intranet for
Windows specifications of files
SAS portable file
SAS set up, reading
data file
Documents
The file can have different formats, preferably SPSS or SAS, but delimited text files or
spreadsheets can also be used. However, please make sure that the files can be transferred to a
SPSS.por file. The files must contain, in addition to the two verbatim variables, the variables IDNO
RESPONDENTS IDENTIFICATION NUMBER and CNTRY COUNTRY.
The National Teams are asked to supply information about the coding and cleaning procedures in
the national Technical Summaries (see section H).
The checking of anonymity has to be done under the premise that all four data files will be merged.
Some standard precautions should be made to ensure that the ESS data files embody as much
information as possible and still comply with the demands of confidentiality:
Basic precautions
File 1. Data from Main questionnaire and Supplementary questionnaire, with additional variables.
a. IDNO - Respondent identification number: if the number makes it possible to identify the
respondent, or a geographical area with a small population, encrypt the number before
deposit
b. REGIONxx - Region (country-specific variable): the categories of the variable should cover
areas of large populations, and be in accordance with the requirements specified in section
E1.4.
Further precautions
Even if all individual and geographical identifiers are encrypted, the dataset contains a lot of factual
information about the respondent. Combining information about gender, age, household, region of
residence, citizenship, country of origin, parents geographical origin, language, four-digit
If anonymisation beyond the basic precautions (a-d) is necessary, it is recommended to use the
following procedures in the following order:
e. Rounding
f. Substitution
g. Cell suppression
All EU and EEA countries are covered by this licence. If you are in doubt how this affects the
deposit of your countrys sample design data file and/or raw data, please contact NSD.
The missing values in the data files are defined in the following way:
Not applicable: 6, 66, 666 etc., where the respondent has been routed away from the question.
This missing value might be coded in the national data files before deposit, but the coding will be
overwritten by standardised procedures at NSD.
Refusals: 7, 77, 777 etc., where the respondent has explicitly refused. This should be coded by
the interviewers whether they use CAPI or PAPI.
Important notice:
In some questions an explicit refusal code is available. Otherwise, Refusal shall not be included in
the scale or the list of answer categories presented to the interviewer in the questionnaire:
1. Those using CAPI: Place Refusal as an option for the interviewer, for example on the top
menu of the screen where Dont know is usually placed.
2. Those using PAPI and manual registration of the questionnaires: Instruct the interviewers
to write (an abbreviation of) Refusal at the item. Instruct the registration operators to
write in the same number of 7s as there are 8s in Dont know.
3. Those using PAPI and optical scanning of the questionnaires: The questionnaire should
have an administrative column with a refusal box identifiable for the scanning
programme.
Don't know: 8, 88, 888 etc. These codes are almost always available. They can be included in
the list of answering options presented to the interviewers, or placed in administrative columns,
menus etc., depending on the routines of the survey organisation.
No answer: 9, 99, 999 etc. are codes for missing data not elsewhere explained, for example
respondent/interviewer errors and production/system errors. This missing value might be coded in
the national data files before deposit, but the coding will be overwritten by standardised procedures
at NSD. In administrative variables and interviewer codes, 9, 99, 999 etc. are labelled Not
available.
In the ESS 2012 data files, multiple response variables will have the values 0 Not marked and 1
Marked. Each group of multiple response variables will have one or more additional dichotomous
variables for missing values.
If the respondent does not have a partner, all variables will be assigned the value 0, except
DNGNAPP (DOING LAST 7 DAYS, PARTNER: NOT APPLICABLE), which will be assigned the value 1.
Correspondingly, if the respondent refuses to answer the question, DNGREFP should be coded as 1,
the rest 0.
The following questions and variables are defined as multiple responses in the ESS 2012
questionnaires. Please ensure that the PROBE/PROMPT/Code all that apply instructions to the
interviewers are included in the questionnaire.
C17:
DSCRRCE - DSCRNA
F17a:
PDWRK - DNGNA
F45a:
PDWRKP DNGNAP
J6:
PREWHP PRENA
If not applicable, F17a: CMSRV DOING LAST 7 DAYS: COMMUNITY OR MILITARY SERVICE and
F45a: CMSRVP PARTNER DOING LAST 7 DAYS: COMMUNITY OR MILITARY SERVICE should be
assigned the value 0 (zero) or system missing.
C3. Formats
The formats of variables are defined in the tables in section F. All numeric variables in the ESS
2012 data files have the formats Fn.0, i.e. they are of width n and with no decimals. String
variables have the formats An, with n assigning the number of characters.
The missing values often decide the format. If a routed variable have a scale from 1 to 5, there is
room for Not applicable in value 6, and the variable will have the format F1.0. If the scale goes
up to 6, the missing values have to begin at 66, and the format changes to F2.0.
The CST has decided to use mnemonic variable names in the data files. The argument is that about
half of the questionnaire (the Core) is replicated in all rounds of the ESS, and that several rotating
To ensure consistency in variable names, NSD has set up an internal guideline for abbreviations of
frequently used concepts and words in questionnaires. The table below gives one example:
Concept Abbreviation
Police PLC
: :
Trust TRST/TST
In many statistical packages, the upper limit of variable names is eight characters. In order to
allow for versions of a variable, the limit in ESS is seven characters, leaving space for documenting
new versions of the variable with characters (A, B, C, etc.) as suffix. For example, between ESS
round 1 and 2 the variable WRKCTR "Employment contract unlimited or limited duration" was
changed to WRKCTRA, due to a new category that was added.
For the same reasons, categories (value labels) are limited to approximately 40 characters.
The coding frames available on the ESS Intranet are compiled for use by the ESS 2012. They will
remain fixed for the 2012 survey, and they are to be considered as the only valid standards to be
used.
Quote Part 1 section 3 "Major changes between ISCO-88 and ISCO-08" pg.21.
"The overall system of major groups, sub-major groups, minor groups and unit groups
used in ISCO-88 has been retained in ISCO-08. The ten major groups at the top level
of the ISCO-88 structure can still be found in ISCO-08. The names of some of the
major groups have been changed slightly so as to more clearly indicate their content,
and some occupational groups have been moved from one major group to another. As
a result, conversion of data directly from ISCO-88 major groups to ISCO-08 major
groups is not possible.
A number of completely new sub-major groups, minor groups and unit groups have
been introduced to ISCO-08, and several ISCO-88 groups at these levels have been
merged with other groups or split into several groups.
These changes imply a break in series between statistics based on ISCO-88 and ISCO-
08 at all levels in the classification hierarchy, although there is a one-to one
correspondence between some specific groups below the major group level.
Every country must ensure that any use of a national coding frame and transition
table comply with the ISCO-08 as it is provided on the ESS Intranet. The value
labels/formats files described in section G can be used to check for compliance with
the standard.
The ISCO standard includes codes on 1, 2, 3 and 4 digit levels, while the variables in
the data file should have categories on four-digit level only (except Armed forces).
Where no distinction is made below the level of major, sub-major or minor group, a
corresponding four-digit category should be achieved by the addition of trailing zeros.
The exception is Armed forces (Major group 0), where maximum number of digits is
three as the first digit in a numerical variable cannot be zero.
For example if occupation is registered as 11 "Chief Executives, Senior Officials and
Legislators" the value in the data file should be 1100. However if occupation is
registered as 011 Commissioned Armed Forces Officers", the value in the data file
should be 110.
For new and returning countries that did not take part in ESS5, NSD and the ESS
team at City University, London will arrange a consultation process to help the
National Teams in the category set-up and bridging of the new measures. Silke
Schneider, GESIS Mannheim, will act as an external expert to ensure a correct
mapping from national variables into the new measures.
For an overview of the educational measures in Round 6, please see section E1.3. For
further information on the consultation process for new and returning countries,
please see the Educational measures in Round 6_new countries document at the
ESS Intranet (https://essdata.nsd.uib.no).
Table E1. Country codes for countries in ESS 2012 (including possible participants):
Austria AT Latvia LV
Belgium BE Lithuania LT
Bulgaria BG Netherlands NL
Croatia HR Norway NO
Cyprus CY Poland PL
Czech Republic CZ Portugal PT
Denmark DK Romania RO
Estonia EE Russia RU
Finland FI Slovakia SK
France FR Slovenia SI
Germany DE Spain ES
Greece GR Sweden SE
Hungary HU Switzerland CH
Ireland IE Turkey TR
Israel IL Ukraine UA
Italy IT United Kingdom GB
Kosovo XK
Example: In section F of the Data Protocol and in the SPSS and SAS programmes available at the
ESS Intranet, the variable name of country-specific highest level of education (question F15) is
EDLVDxx. The country-specific variables on respondents highest level of education in Slovakia and
Portugal should be renamed EDLVDSK and EDLVDPT, respectively.
Any change in country-specific variables from ESS round 5, extra categories etc., should be
documented in the National Technical Summary.
These items need to be country-specific due to differences in electoral and party systems between
countries. There will be two main groups of countries using different principles of organising the
data:
Ranking of votes/preference
E1.3 Education
F15: EDLVDxx HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F44: EDLVPDxx PARTNERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F52: EDLVFDxx FATHERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]
F56: EDLVMDxx MOTHERS HIGHEST LEVEL OF EDUCATION, [COUNTRY]
Please provide the country-specific variables on respondents highest level of education, as well as
for partner, father and mother. All variables that have been used in the measurement of highest
level of education must be deposited to the archive.
Please use the Latin alphabet with additional symbols as needed in the different languages in
[COUNTRY] for the country-specific categories.
E1.4 Region
REGIONxx REGION
This variable is not derived from the questionnaire but should be included in File 1 (see section F1).
All countries included in the Nomenclature of Territorial Units for Statistics (NUTS) established by
Eurostat, are asked to provide regional variables according to the NUTS level classification.
Furthermore, the applied NUTS level for the regional variables should ideally correspond to an
administrative level within each country. Which NUTS level that corresponds to an administrative
level will vary from country to country. Please see table E.2 for a list of recommended NUTS levels
to be used. For any queries regarding the national coding of the REGIONxx variable, please contact
the ESS Data Archive ([email protected]).
For countries not included in the NUTS nomenclature (currently Israel, Kosovo, Russia and
Ukraine), please use regional categories that are administrative units and where it is possible to
attach contextual data from national records/registers.
All in all, the units in REGIONxx should meet the following demands:
E1.5 Income
F41: HINCTNTA HOUSEHOLDS TOTAL NET INCOME, ALL SOURCES
The categories are to be based on deciles of the actual household income range in the given
country. The deciles should be derived from the best available source for the country and match
the requirement of the question. Possible sources for the calculation of deciles can be national
1
Data could be deposited on lower levels. If for example NUTS level 2 is recommended, it is possible to use
level 3 in the data file sent to the Archive.
Using the median income as the reference point, 10 deciles should be calculated with the median
itself at the top of the fifth decile (category F). The figures should not appear to be too exact. Minor
rounding can be applied to achieve this if necessary. The deciles should be reported in national
currency and the conversion rate to euros should be documented in the National Technical
Summary, by the formula
CARD 55
YOUR HOUSEHOLD INCOME
A show card must always be used at this question. The ten rows on the show card should display
the income ranges selected and be presented by the ten letters above (or their equivalent when
other alphabets are used) which helps to ensure respondent confidentiality. Each country can
choose whether to include weekly, monthly, or annual amounts on the showcard or whether they
want to include more than one of these as appropriate. The text in the last sentence of the
question should be rephrased to match the solution selected. If you have any questions or queries
regarding this, please direct them to [email protected]
IDNO and CNTRY together uniquely identify the respondent in the integrated data files. By sorting
integrated data files by CNTRY IDNO (in that order) and thereafter using CNTRY IDNO (in that
order) as key or by variables in match/merge statements, the match/merge will be correct.
Please note that merely re-approaching the target person after an initial refusal, without
introducing any substantial refusal conversion measures (as laid down in for example the refusal
conversion strategies of the fieldwork organisation), should not be considered as sufficient to
justify a substantial code on RECONVA for this particular contact attempt. Refusal conversion
activities include for example: Use of new incentives; use of new interviewer; selection of initial
refusers based on assessment of future cooperation rate (ie. hard versus soft refusals); timing;
etc."
A4 PPLFAIR MOST PEOPLE TRY TO TAKE F2.0 00 Most people try to take
ADVANTAGE OF YOU, OR TRY TO BE advantage of me
FAIR 01
02
03
04
05
06
07
08
09
10 Most people try to be fair
77 Refusal
88 Don't know
99 No answer
Ask B18b if
B18a=1
B18b: Country-
specific question,
see section E.1.1
B18b PRTCLxx WHICH PARTY FEEL CLOSER TO, F2.0 66 Not applicable If party given at
[COUNTRY] B18b then ask
77 Refusal
B18c
88 Don't know
99 No answer
06
07
08
09
10 Completely democratic
77 Refusal
88 Don't know
99 No answer
B19: Ask all
B19 LRSCALE PLACEMENT ON LEFT RIGHT SCALE F2.0 00 Left
01
02
03
04
05
06
07
08
09
10 Right
77 Refusal
88 Don't know
99 No answer
88 Don't know
99 No answer
1
Reinstated core question (item number B34 in ESS4)
77 Refusal
88 Don't know
99 No answer
8 Don't know
9 No answer
RLGDNxx:
Country-specific
RLGDNxx RELIGION OR DENOMINATION F4.0 6666 Not applicable
BELONGING TO AT PRESENT,
[COUNTRY]
7777 Refusal
9999 No answer
Ask C11 if
C9=2,7,8
C11 RLGBLGE EVER BELONGING TO PARTICULAR F1.0 1 Yes Ask C12
RELIGION OR DENOMINATION
2 No Go to C13
6 Not applicable
7 Refusal Go to C13
8 Don't know
9 No answer
RLGDExx:
Country-specific
RLGDExx RELIGION OR DENOMINATION F4.0 6666 Not applicable
BELONGING TO IN THE PAST,
7777 Refusal
[COUNTRY]
9999 No answer
Ask C19 if
C18=2,8
C19 CTZSHIPC CITIZENSHIP A2 66 Not applicable ISO 3166-1 See
section D.1
77 Refusal
88 Don't know
99 No answer
LNGHOM2 LANGUAGE MOST OFTEN SPOKEN AT A3 000 No second language ISO 639-2 See
HOME: SECOND MENTIONED mentioned section D.1
777 Refusal
888 Don't know
999 No answer
5
6 A great deal
7 Refusal
8 Don't know
9 No answer
7 Refusal
8 Don't know
9 No answer
88 Don't know
99 No answer
05
06
07
08
09
10 Extremely important for
democracy in general
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask E38 if
E36=1,5,7 or 8
E38 CHPLDMC IN COUNTRY GOVERNMENT CHANGES F2.0 00 Never
POLICIES IN RESPONSE TO WHAT
01
MOST PEOPLE THINK
02
03
04
05
06
07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer
07
08
09
10 Always
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask all
E41 GVSPCDM BEST FOR DEMOCRACY: GOVERNMENT F1.0 1 Single party forms the Ask E42
FORMED BY SINGLE PARTY OR government
COALITION 2 Two or more parties form the Go to E44
government
5 It depends on the
circumstances
7 Refusal Go to E45
8 Don't know
9 No answer
Calendar year
F3 YRBRN YEAR OF BIRTH F4.0 7777 Refusal
8888 Don't know
9999 No answer
Calendar year
YRBRN2 YEAR OF BIRTH OF SECOND PERSON F4.0 6666 Not applicable F3: YRBRN2-
IN HOUSEHOLD YRBRNN: Same
YRBRN3 YEAR OF BIRTH OF THIRD PERSON IN 7777 Refusal format, values and
HOUSEHOLD categories
YRBRNN YEAR OF BIRTH OF N-TH PERSON IN 8888 Don't know
HOUSEHOLD Descending age
9999 No answer order (oldest first)
Ask F6 if F5=1
F6 RSHPSTS RELATIONSHIP WITH F2.0 01 Legally married Ask F7
HUSBAND/WIFE/PARTNER CURRENTLY
02 In a legally registered civil Ask F7
LIVING WITH
union
03 Living with my partner not
legally recognised Go to F8
04 Living with my partner
legally recognised
05 Legally separated Ask F7
06 Legally divorced/civil union Ask F7
dissolved
66 Not applicable
77 Refusal
Ask F7 if
F6=01,02,05,06,
77,88 or F5=2
F7 LVGPTNEA EVER LIVED WITH A PARTNER, F1.0 1 Yes
WITHOUT BEING MARRIED
2 No
6 Not applicable
7 Refusal
8 Don't know
9 No answer
7 Refusal
8 Don't know
9 No answer
5555 Other
7777 Refusal
8888 Don't know
9999 No answer
Ask F17c if
F17b=1
F17c MAINACT MAIN ACTIVITY LAST 7 DAYS F2.0 01 Paid work
02 Education
03 Unemployed, looking for job
04 Unemployed, not looking for
job
05 Permanently sick or disabled
06 Retired
07 Community or military service
08 Housework, looking after
children, others
09 Other
66 Not applicable
77 Refusal
88 Don't know
99 No answer
F17d: If code 01
at F17a then
F17d=1. If not
coded 01 at F17a
then F17d=2
F17d ICPDWRK INTERVIEWER CODE, RESPONDENT IN F1.0 1 In paid work Go to F21
PAID WORK
2 Not in paid work Ask F18
9 Not available
Ask F19 if
F18=2,7,8
F19 PDJOBEV EVER HAD A PAID JOB F1.0 1 Yes Ask F20
2 No Go to F36
6 Not applicable
7 Refusal
Go to F36
8 Don't know
9 No answer
Ask F23 if
F21=1,3,7,8
F23 WRKCTRA EMPLOYMENT CONTRACT UNLIMITED F1.0 1 Unlimited
OR LIMITED DURATION
2 Limited
3 No contract
6 Not applicable
7 Refusal
8 Don't know
9 No answer
Ask F27-F28 if
F17a PDWRK=1 or
F18=1 or F19=1
F27 WKDCORGA ALLOWED TO DECIDE HOW DAILY F2.0 00 I have/had no influence F27-F28: Same
WORK IS ORGANISED format, values and
01
categories
F28 IORGACT ALLOWED TO INFLUENCE POLICY 02
DECISIONS ABOUT ACTIVITIES OF
03
ORGANISATION
04
05
06
07
08
09
10 I have/had complete control
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask F29-F30 if
F17a PDWRK=1 or
F18=1 or F19=1
F29 WKHCT TOTAL CONTRACTED HOURS PER WEEK F3.0 666 Not applicable F29-F30: Same
IN MAIN JOB OVERTIME EXCLUDED format, values and
F30 WKHTOT TOTAL HOURS NORMALLY WORKED 777 Refusal categories
Ask F31 if
F17a PDWRK=1 or
F18=1 or F19=1
F31 NACER2 INDUSTRY, NACE REV.2 F3.0 666 Not applicable NACE Rev.2. See
section D.1
777 Refusal
888 Don't know
999 No answer
Ask F33-F34a if
F17a PDWRK=1 or
F18=1 or F19=1
F33-34a ISCO08 OCCUPATION, ISCO08 F5.0 66666 Not applicable ISCO08.
See section D.1
77777 Refusal
88888 Don't know
99999 No answer
Ask F35b if
F35a=1
**F35b STFJB HOW SATISFIED WITH JOB F2.0 00 Extremely dissatisfied
01
02
03
04
05
06
07
08
09
10 Extremely satisfied
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask F35c if
F35a=1
**F35c STFJBOT SATISFIED WITH BALANCE BETWEEN F2.0 00 Extremely dissatisfied
TIME ON JOB AND TIME ON OTHER
01
ASPECTS
02
03
04
05
06
07
08
09
10 Extremely satisfied
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask F37-F38 if
F36=1
F37 UEMP12M ANY PERIOD OF UNEMPLOYMENT AND F1.0 1 Yes F37-F38: Same
WORK SEEKING LASTED 12 MONTHS format, values and
2 No
OR MORE categories
F38 UEMP5YR ANY PERIOD OF UNEMPLOYMENT AND 6 Not applicable
WORK SEEKING WITHIN LAST 5 YEARS
7 Refusal
8 Don't know
9 No answer
Code F45b if
F43=1.
If more than one
coded at F45a 01-
09 then F45b=1.
If only one coded
at F45a 01-09
then F45b=2
F45b ICOMDNP INTERVIEWER CODE, ONE/ MORE THAN F1.0 1 More than one coded Ask F45c
ONE DOING PARTNER LAST 7 DAYS
2 Only one coded Go to F45d
6 Not applicable
9 No answer
Ask F45c if
F45b=1
F45c MNACTP PARTNER'S MAIN ACTIVITY LAST 7 F2.0 01 Paid work
DAYS
02 Education
03 Unemployed, looking for job
04 Unemployed, not looking for
job
05 Permanently sick or disabled
06 Retired
07 Community or military service
08 Housework, looking after
children, others
09 Other
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Code F45d if
F43=1
If code 01 at F45a
then F45d=1. If
not coded 01 at
F45a then F45d=2
~F45d ICPPDWK INTERVIEWER CODE, RESPONDENTS F1.0 1 Partner in paid work at F45a Go to F47
PARTNER IN PAID WORK
2 Partner not in paid work at Ask F46
F45a
6 Not applicable
9 No answer
Ask F47-F49 if
F45d=1 or F46=1
F47-49 ISCO08P OCCUPATION PARTNER, ISCO08 F5.0 66666 Not applicable ISCO08, see
section D.1
77777 Refusal
88888 Don't know
99999 No answer
Ask F50 if
F45d=1 or F46=1
F50 EMPRELP PARTNER'S EMPLOYMENT RELATION F1.0 1 Employee
2 Self-employed
3 Working for own family
business
6 Not applicable
7 Refusal
8 Don't know
9 No answer
Ask F51 if
F45d=1 or F46=1
F51 WKHTOTP HOURS NORMALLY WORKED A WEEK F3.0 666 Not applicable
IN MAIN JOB OVERTIME INCLUDED,
777 Refusal
PARTNER
888 Don't know
999 No answer
Ask F55 if
F53=1,2,8
F55 OCCF14B FATHER'S OCCUPATION WHEN F2.0 01 Professional and technical
RESPONDENT 14 occupations
02 Higher administrator
occupations
03 Clerical occupations
04 Sales occupations
05 Service occupations
06 Skilled worker
07 Semi-skilled worker
08 Unskilled worker
09 Farm worker
66 Not applicable
77 Refusal
88 Don't know
99 No answer
Ask F59 if
F57=1,2,8
F59 OCCM14B MOTHER'S OCCUPATION WHEN F2.0 01 Professional and technical
RESPONDENT 14 occupations
02 Higher administrator
occupations
03 Clerical occupations
04 Sales occupations
05 Service occupations
06 Skilled worker
07 Semi-skilled worker
08 Unskilled worker
09 Farm worker
66 Not applicable
77 Refusal
88 Don't know
99 No answer
I2 TESTE2 ABSORBED IN WHAT YOU ARE DOING, F2.0 00 Not at all absorbed
IN GENERAL 01
02
03
04
05
06
07
08
09
10 Fully absorbed
77 Refusal
88 Dont know
99 No answer
I4 TESTE4 FELT DEPRESSED, HOW OFTEN PAST F1.0 0 None or almost none I4-I6: Same format,
WEEK of the time values and
I5 TESTE5 SLEEP WAS RESTLESS, HOW OFTEN 1 categories
PAST WEEK 2
I6 TESTE6 FELT LONELY, HOW OFTEN PAST WEEK 3 All or almost all of
the time
7 Refusal
8 Dont know
9 No answer
I7 TESTE7 OPPOSITION PARTIES ARE FREE TO F2.0 00 Never I7-I9: Same format,
CRITICISE THE GOVERNMENT 01 values and
[COUNTRY] 02 categories
I8 TESTE8 THE MEDIA ARE FREE TO CRITICISE 03
THE GOVERNMENT [COUNTRY] 04
I9 TESTE9 THE MEDIA PROVIDE CITIZENS WITH 05
INFORMATION TO JUDGE THE 06
GOVERNMENT [COUNTRY] 07
08
09
10 Always
77 Refusal
88 Dont know
99 No answer
I10-I18: Ask
random subgroup B
I10 TESTE10 INTERESTED IN WHAT YOU ARE F2.0 00 Not at all interested
DOING, IN GENERAL 01
02
03
04
05
06 Fully interested
77 Refusal
88 Dont know
99 No answer
I11 TESTE11 ABSORBED ABOUT WHAT YOU ARE F2.0 00 Not at all absorbed
DOING, IN GENERAL 01
02
03
04
05
06 Fully absorbed
77 Refusal
88 Dont know
99 No answer
I13 TESTE13 FELT DEPRESSED, TO WHAT EXTENT F1.0 0 Not at all depressed
PAST WEEK 1
2
3 Extremely depressed
7 Refusal
8 Dont know
9 No answer
I14 TESTE14 SLEEP WAS RESTLESS, TO WHAT F1.0 0 Not at all restless
EXTENT PAST WEEK 1
2
3 Extremely restless
7 Refusal
8 Dont know
9 No answer
I15 TESTE15 FELT LONELY, TO WHAT EXTENT PAST F1.0 0 Not at all lonely
WEEK 1
2
3 Extremely lonely
7 Refusal
8 Dont know
9 No answer
I16 TESTE16 OPPOSITION PARTIES ARE FREE TO F2.0 00 Not at all I16-I18: Same
CRITICISE THE GOVERNMENT 01 format, values and
[COUNTRY] 02 categories
I17 TESTE17 THE MEDIA ARE FREE TO CRITICISE 03
THE GOVERNMENT [COUNTRY] 04
I18 TESTE18 THE MEDIA PROVIDE CITIZENS WITH 05
INFORMATION TO JUDGE THE 06
GOVERNMENT [COUNTRY] 07
08
09
10 Completely
77 Refusal
88 Dont know
99 No answer
I19-I27: Ask
random subgroup C
I19 TESTE19 IMMIGRATION BAD OR GOOD FOR F2.0 00 Bad for the economy
COUNTRY'S ECONOMY 01
02
03
04
05
06 Good for the
economy
77 Refusal
88 Dont know
99 No answer
I21 TESTE21 IMMIGRANTS MAKE COUNTRY WORSE F2.0 00 Worse place to live
OR BETTER PLACE TO LIVE 01
02
03
04
05
06 Better place to live
77 Refusal
88 Dont know
99 No answer
I22 TESTE22 INTERESTED IN WHAT YOU ARE F1.0 0 Not at all interested
DOING, IN GENERAL 1
2
3
4 Fully interested
7 Refusal
8 Dont know
9 No answer
I23 TESTE23 ABSORBED IN WHAT YOU ARE DOING, F1.0 0 Not at all absorbed
IN GENERAL 1
2
3
4 Fully absorbed
7 Refusal
8 Dont know
9 No answer
I24 TESTE24 ENTHUSIASTIC ABOUT WHAT YOU ARE F1.0 0 Not at all
DOING, IN GENERAL enthusiastic
1
2
3
4 Fully enthusiastic
7 Refusal
8 Dont know
9 No answer
I25 TESTE25 FELT DEPRESSED, TO WHAT EXTENT F2.0 00 Not at all depressed
PAST WEEK 01
02
03
04
05
06
07
08
09 Extremely depressed
77 Refusal
88 Dont know
99 No answer
I26 TESTE26 SLEEP WAS RESTLESS, TO WHAT F2.0 00 Not at all restless
EXTENT PAST WEEK 01
02
03
04
05
06
07
08
09 Extremely restless
77 Refusal
88 Dont know
99 No answer
I27 TESTE27 FELT LONELY, TO WHAT EXTENT PAST F2.0 00 Not at all lonely
WEEK 01
02
03
04
05
06
07
08
09 Extremely lonely
77 Refusal
88 Dont know
99 No answer
I28-I36: Ask
random subgroup D
I28 TESTE28 IMMIGRATION BAD OR GOOD FOR F1.0 0 Bad for the economy
COUNTRY'S ECONOMY 1
2
3
4 Good for the
economy
7 Refusal
8 Dont know
9 No answer
I30 TESTE30 IMMIGRANTS MAKE COUNTRY WORSE F1.0 0 Worse place to live
OR BETTER PLACE TO LIVE 1
2
3
4 Better place to live
7 Refusal
8 Dont know
9 No answer
I31 TESTE31 INTERESTED IN WHAT YOU ARE F1.0 0 Not at all interested
DOING, IN GENERAL 1
2 Fully interested
7 Refusal
8 Dont know
9 No answer
I32 TESTE32 ABSORBED IN WHAT YOU ARE DOING, F1.0 0 Not at all absorbed
IN GENERAL 1
2 Fully absorbed
7 Refusal
8 Dont know
9 No answer
I33 TESTE33 ENTHUSIASTIC ABOUT WHAT YOU ARE F1.0 0 Not at all
DOING, IN GENERAL enthusiastic
1
2 Fully enthusiastic
7 Refusal
8 Dont know
9 No answer
I34 TESTE34 FELT DEPRESSED, TO WHAT EXTENT F2.0 00 Not at all depressed
PAST WEEK 01
02
03
04
05 Extremely depressed
77 Refusal
88 Dont know
99 No answer
I35 TESTE35 SLEEP WAS RESTLESS, TO WHAT F2.0 00 Not at all restless
EXTENT PAST WEEK 01
02
03
04
05 Extremely restless
77 Refusal
88 Dont know
99 No answer
I36 TESTE36 FELT LONELY, TO WHAT EXTENT PAST F2.0 00 Not at all lonely
WEEK 01
02
03
04
05 Extremely lonely
77 Refusal
88 Dont know
99 No answer
INTAGEA AGE OF INTERVIEWER F3.0 999 Not available See section E.3.1
6 SC B TESTE10-
TESTE18
7 SC C TESTE19-
TESTE27
8 SC D TESTE28-
TESTE36
9 Not available
J1-J4: All
J1 RESCLQ CLARIFICATION OF QUESTIONS F1.0 1 Never J1-J4: Same format,
J2 RESRELQ RESPONDENT RELUCTANT TO ANSWER 2 Almost never values and
J3 RESBAB RESPONDENT TRIED TO ANSWER 3 Now and then categories
QUESTIONS TO THE BEST OF ABILITY 4 Often
J4 RESUNDQ RESPONDENT UNDERSTOOD THE 5 Very often
QUESTIONS 8 Dont know
~J4b RESDIST RESPONDENT HAD DIFFICULTY 9 No answer
DISTINGUISH BETWEEN DEMOCRACY
IN GENERAL AND DEMOCRACY IN
COUNTRY
J5: All
J5 PREINTF ANYONE PRESENT WHO INTERFERED F1.0 1 Yes Answer J6
WITH THE INTERVIEW 2 No Go to J7
9 No answer
J6 if I5=1
J6 PREWHP HUSBAND/WIFE/PARTNER F1.0 0 Not marked J6 PREWHP- PRENA:
INTERFERED WITH INTERVIEW 1 Marked Same format, values
PRESD SON/DAUGHTER (INC. and categories
STEP/ADOPTED) INTERFERED WITH
INTERVIEW
PREPPIL PARENT/PARENT IN LAW INTERFERED
WITH INTERVIEW
PREOREL OTHER RELATIVE INTERFERED WITH
INTERVIEW
PRENREL OTHER NON-RELATIVE INTERFERED
WITH INTERVIEW
PREDK DONT KNOW WHO INTERFERED WITH
INTERVIEW
PRENAP WHO INTERFERED WITH INTERVIEW
NOT APPLICABLE
PRENA WHO INTERFERED WITH INTERVIEW
NO ANSWER
J7: All
J7 INTLNGA INTERVIEW QUESTIONNAIRE A3 999 No answer ISO693-2
LANGUAGE See section D.1
J8: All
J8 INTNUM INTERVIEWERS IDENTIFICATION F4.0 See Table F3.
NUMBER INTNUM= INTNUM1
or INTNUM2 or
INTNUM3
J9: All
J9 ACOMINT ADDITIONAL COMMENTS ON THE A50 In language of
INTERVIEW, INTERVIEWER interview
J10 if
Supplementary
Questionnaire
administered as self
completion
J10 SUPQAD1 ADMINISTRATION OF F1.0 1 Completed by Go to J12
SUPPLEMENTARY QUESTIONNAIRE 1 respondent, no help
from you
2 Completed by
respondent, some
help from you Answer J11
3 Face to face
interview
6 Not applicable
9 No answer
Answer J11 if
J10=2,3
J11 SQNOTR REASON WHY SUPPLEMENTARY A50 Write in, in language
QUESTIONNAIRE NOT SELF of interview
COMPLETION
J12 if
Supplementary
Questionnaire
administered as self
completion
J12 SUPQRTN SUPPLEMENTARY QUESTIONNAIRE F1.0 1 Completed you
COMPLETED YOU PRESENT/RETURNED present
LATER
2 Collected by you
later
3 To be returned by
post
6 Not applicable
9 No answer
J13 if
Supplementary
Questionnaire
administered face to
face
J13 SUPQAD2 ADMINISTRATION OF F1.0 1 Face to face Go to end
SUPPLEMENTARY QUESTIONNAIRE 2 interview
2 Completed by
respondent, some
help from you Answer J14
3 Completed by
respondent, no help
from you
6 Not applicable
9 No answer
A1 NUMHH NUMBER OF HOUSEHOLDS AT THE Fn.0 (n+1)6 Not applicable NUMHH: Fill in if
ADDRESS (n+1)9 Not available TYPESAMP=3
A2 HHSELECT NUMBER OF HOUSEHOLDS SELECTED Fn.0 (n+1)6 Not applicable HHSELECT: Fill in if
AT THE ADDRESS (n+1)9 Not available TYPESAMP=3 and
1 < NUMHH < 13
~ AGE_SU EXACT AGE OF THE SAMPLE UNIT F3.0 666 Not applicable AGE_SU: Fill in if
(INDIVIDUAL SAMPLE FRAME) 999 Not available TYPESAMP=1
DEFECTCF CONTACT FORM INFORMATION FOR F1.0 1 Contact form filled in DEFECTCF: Fill in for all
THE SAMPLE UNIT by interviewer
2 Contact form
missing
INTERVA INTERVIEW INFORMATION FOR THE F1.0 1 Complete and valid INTERVA: Fill in for all
SAMPLE UNIT interview related to
CF
2 Interview
incomplete
3 Interview invalid
4 No interview
because of opt out
list
5 No interview for
other reason
9 Not available
INTNUM1 INTERVIEWER-NUMBER OF THE F6.0 999999 Not available INTNUM1: Fill in for all
INTERVIEWER WHO STARTED THE
VISITS
TOTCINT1 NUMBER OF VISITS THE ORIGINAL F3.0 999 Not available TOTCINT1: Fill in for all
INTERVIEWER (INTNUM1) DID
INTNUM2 INTERVIEWER-NUMBER OF THE F6.0 666666 Not applicable INTNUM2: Fill in if more
INTERVIEWER WHO STARTED THE RE- 999999 Not available than one interviewer
deployed for sample
ISSUE
unit
TOTCINT2 NUMBER OF VISITS THE SECOND F3.0 666 Not applicable TOTCINT2: Fill in if
INTERVIEWER (INTNUM2) DID 999 Not available more than one
interviewer deployed for
sample unit
INTNUM3 INTERVIEWER-NUMBER OF THE THIRD F6.0 666666 Not applicable INTNUM3: Fill in if more
INTERVIEWER 999999 Not available than two interviewers
deployed for sample
unit
TOTCINT3 NUMBER OF VISITS THE THIRD F3.0 666 Not applicable TOTCINT3: Fill in if
INTERVIEWER (INTNUM3) DID 999 Not available more than two
interviewers deployed
for sample unit
1 DATEV1 DATE OF THE FIRST VISIT F2.0 99 Not available DATEV1: Fill in for all.
Calendar number of
day.
DATE2 DATE OF THE SECOND VISIT F2.0 66 Not applicable DATE2-DATEV10: Fill in
DATE3 DATE OF THE THIRD VISIT 99 Not available according to total
number of contact
DATE4 DATE OF THE FOURTH VISIT
attempts for sample
DATE5 DATE OF THE FIFTH VISIT unit.
DATE6 DATE OF THE SIXTH VISIT
DATE7 DATE OF THE SEVENTH VISIT Calendar number of
DATE8 DATE OF THE EIGHTH VISIT day.
DATE9 DATE OF THE NINTH VISIT
DATE10 DATE OF THE TENTH VISIT
1 MONV1 MONTH OF THE FIRST VISIT F2.0 99 Not available MONV1: Fill in for all.
Calendar number of
month.
MONV2 MONTH OF THE SECOND VISIT F2.0 66 Not applicable MONV2-MONV10: Fill in
MONV3 MONTH OF THE THIRD VISIT 99 Not available according to total
number of contact
MONV4 MONTH OF THE FOURTH VISIT
attempts for sample
MONV5 MONTH OF THE FIFTH VISIT unit.
MONV6 MONTH OF THE SIXTH VISIT
MONV7 MONTH OF THE SEVENTH VISIT Calendar number of
MONV8 MONTH OF THE EIGHTH VISIT month.
MONV9 MONTH OF THE NINTH VISIT
MONV10 MONTH OF THE TENTH VISIT
2 DAYV1 WEEKDAY OF THE FIRST VISIT F2.0 01 Monday DAYV1: Fill in for all
02 Tuesday
03 Wednesday
04 Thursday
05 Friday
06 Saturday
07 Sunday
99 Not available
3 HOURV1 HOUR OF THE FIRST VISIT F2.0 99 Not available HOURV1: Fill in for all
Range 0-23
HOURV2 HOUR OF THE SECOND VISIT F2.0 66 Not applicable HOURV2-HOURV10: Fill
HOURV3 HOUR OF THE THIRD VISIT 99 Not available in according to total
3 MINV1 MINUTE OF THE FIRST VISIT F2.0 99 Not available MINV1: Fill in for all
Range 0-59
MINV2 MINUTE OF THE SECOND VISIT F2.0 66 Not applicable MINV2-MINV10: Fill in
MINV3 MINUTE OF THE THIRD VISIT 99 Not available according to total
number of contact
MINV4 MINUTE OF THE FOURTH VISIT
attempts for sample
MINV5 MINUTE OF THE FIFTH VISIT unit
MINV6 MINUTE OF THE SIXTH VISIT
MINV7 MINUTE OF THE SEVENTH VISIT Range 0-59
MINV8 MINUTE OF THE EIGHTH VISIT
MINV9 MINUTE OF THE NINTH VISIT
MINV10 MINUTE OF THE TENTH VISIT
4 MODEVB1 MODE OF FIRST VISIT F1.0 1 Personal face-to- MODEVB1: Fill in for all
face
2 Telephone
3 Personal but only by
intercom
4 Information through
survey organisation
5 Other
9 Not available
RESULB2-RESULB10:
Fill in according to total
number of contact
attempts for sample
unit
RESULB2 RESULT OF SECOND VISIT F2.0 01 Completed interview
Go to N1
RESULB3 RESULT OF THIRD VISIT 02 Partial interview
RESULB4 RESULT OF FOURTH VISIT 03 Contact with
RESULB5 RESULT OF FIFTH VISIT someone, don't
RESULB6 RESULT OF SIXTH VISIT know if respondent
RESULB7 RESULT OF SEVENTH VISIT 04 Contact with
RESULB8 RESULT OF EIGHTH VISIT respondent but no Fill in OUTNICn
RESULB9 RESULT OF NINTH VISIT interview
RESULB10 RESULT OF TENTH VISIT 05 Contact with
someone other than
respondent
06 No contact at all Go to N1
07 Address not valid, Go to OUTINVAL
unoccupied/demolis
hed/institution
08 Other information Fill in OUTNICn
about sample unit
66 Not applicable
99 Not available
OUTNICn: Fill in if
RESULBn=3,4,5,8
7 REFVIS1 NUMBER OF VISIT AT WHICH A F3.0 666 Not applicable REFVIS1: Fill in if
REFUSAL OCCURRED (1) 999 Not available OUTNICn=2,3,4, and 1st
refusal
REFVIS2 NUMBER OF VISIT AT WHICH A
REFVIS2: Fill in if
REFUSAL OCCURRED (2) OUTNICn=2,3,4, and
REFVIS3 NUMBER OF VISIT AT WHICH A 2nd refusal
REFUSAL OCCURRED (3) REFVIS3: Fill in if
OUTNICn=2,3,4, and
3rd refusal
8 RERSB1_1 REASON FOR REFUSAL (1_1) F2.0 01 Bad timing, RERSB1_1-1_5: Fill in if
RERSB1_2 REASON FOR REFUSAL (1_2) otherwise engaged 1st refusal
RERSB2_1-2_5: Fill in if
RERSB1_3 REASON FOR REFUSAL (1_3) 02 Not interested
2nd refusal
RERSB1_4 REASON FOR REFUSAL (1_4) 03 Dont know subject, RERSB3_1-3_5: Fill in if
RERSB1_5 REASON FOR REFUSAL (1_5) too difficult for me 3rd refusal
RERSB2_1 REASON FOR REFUSAL (2_1) 04 Waste of time
1
Variable 13 (New address) not to be included in CF file deposit to ESS Data Archive (cf. flow chart)
2
Variable 6b (Language) not to be included in CF file deposit to ESS Data Archive (cf. flow chart)
RERSB2_2 REASON FOR REFUSAL (2_2) 05 Waste of money Maximum five reasons
RERSB2_3 REASON FOR REFUSAL (2_3) 06 Interferes with my for each of the three
refusals.
RERSB2_4 REASON FOR REFUSAL (2_4) privacy
RERSB2_5 REASON FOR REFUSAL (2_5) 07 Never do surveys
RERSB3_1 REASON FOR REFUSAL (3_1) 08 Co-operated too
RERSB3_2 REASON FOR REFUSAL (3_2) often
RERSB3_3 REASON FOR REFUSAL (3_3) 09 Do not trust surveys
RERSB3_4 REASON FOR REFUSAL (3_4) 10 Previous bad
RERSB3_5 REASON FOR REFUSAL (3_5) experience
11 Dont like subject
12 Refuses because no
approval to
cooperate
13 Do not admit
strangers to my
house/afraid
14 Other
66 Not applicable
99 Not available
9 COOP1 ESTIMATION OF THE COOPERATION F2.0 1 Will definitely not COOP1: Fill in if 1st
RATE AT REFVIS1 co-operate in future refusal
COOP2: Fill in if 2nd
COOP2 ESTIMATION OF THE COOPERATION 2 Will probably not
refusal
RATE AT REFVIS2 cooperate in future COOP3: Fill in if 3rd
COOP3 ESTIMATION OF THE COOPERATION 3 May perhaps co- refusal
RATE AT REFVIS3 operate in future
4 Will cooperate in Assessed future
future cooperation rate at first,
8 Dont know, never second and third refusal
saw R, no selected R
66 Not applicable
99 Not available
OUTINVAL: Fill in if
RESULBn=7
12 OUTINVAL OUTCOME ADDRESS INVALID F2.0 01 Derelict or
demolished
house/address
02 Not yet built/not yet
ready for occupation
03 Address is not
occupied
04 Address not
residential: business End contact procedure
purpose
05 Address not
residential:
institution
06 Address not
traceable, address
was not sufficient
07 Other
66 Not applicable
99 Not available
N2 ACCESS ENTRY PHONE OR LOCKED F1.0 1 Yes, entry phone ACCESS: Fill in if
GATE/DOOR BEFORE REACHING RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
RESPONDENT'S INDIVIDUAL DOOR
,12,13 and
2 Yes, locked neighbourhood
gate/door characteristics not
3 Yes, entry phone already registered for
and locked sample unit in previous
gate/door contact attempt.
4 No, neither of these
9 Not available
N4 LITTERA AMOUNT OF LITTER AND RUBBISH IN F1.0 1 Very large amount LITTERA-VANDAA: Fill
THE IMMEDIATE VICINITY 2 Large amount in if RESULBn=1,2,6 or
OUTNICn=1,2,3,4,5,6,7
N5 VANDAA AMOUNT OF VANDALISM AND 3 Small amount
,12,13 and
GRAFFITI IN THE IMMEDIATE 4 None or almost none neighbourhood
VICINITY 9 Not available characteristics not
already registered for
sample unit in previous
contact attempt.
For variable
descriptions, see
section F4.1
This is the description of the data file needed regarding the sample design.
The file should contain one record f or each selected address, in the case of address-based
samples, or for each selected individual, in the case of individual-based (population register)
samples i.e. the com plete gross s ample. (In the rare e vent of a des ign in which it is pos sible to
select m ore than one person at an addr ess, extra records will be needed f or any extra per sons
thus selected.) Please m ake sure t hat y ou include all i neligible and non-responding uni ts as well
as responding ones.
The t able below l ists t he v ariables that should be included on the fi le. Please us e t he v ariable
names exactly as t hey appear here. Please include all variables, even though several of them are
likely to be blank (missing) for all units.
The annex contains ex amples o f how the v ariables should be interpreted f or dif ferent types of
sample design. It is suggested that you look closely at these examples. National coordinators may
seek advice from their nominated member of the sampling expert panel if necessary.
Note on missing values: All variables up to and including outcome should be present on the data
file. Those v ariables that are not relevant to t he sam ple design ( e.g. 3 rd-stage probabilities, in the
case of a 2-stage design) should be l eft blank. For missing values on variables that do apply, use
code 9 for items that are missing through interviewer or other error. This should apply only to certain
items in the case of address-based sampling.
Annex: Examples
Example 1: Single-stage un- clustered s ample of persons selected f rom populat ion r egister, str atified
by region and proportional allocation of the gross sample size (n) to strata.
PROB1 = n/N for all records (n is num ber of persons selected i nto the gro ss sample i n each
stratum STRATEX1, i ncluding any who turn out to be ineligible f or the survey, N is total
number on the register, excluding any who were given a zero probability of selection);
STRATEX1 = region indicator;
PROB2, PROB3, PROB4, PSU, SAMPPOINT, SSU, STRATIM1, STRATIM2, STRTVAL1,
STRTVAL2, STRTVAL3 blank for all records.
Example 2: Clustered sample of addresses w ithin PSUs, with field selec tion of one person per
address. PSUs selected systematically PPS from an ordered list (order of population size w ithin
regions). Equal number of addresses selected from each PSU, systematically from a
geographically-ordered list.
m Ni
PROB1 =
N
n
PROB2 =
m Ni
1
PROB3 =
k
It may be problematic to obtain PROB3 for all non-respondents if not contacted or if any other data source is
not available.
PSU = 1, 2, 3, .. m;
STRATIM1 = 1, 2, 3, .. m in order PSUs were selected;
STRATIM2 = 1, 2, 3, .. n/m in order addresses were selected within PSU;
STRTVAL1 = region indicator;
STRTVAL2 = population size of the PSU;
PROB4, SAMPPOINT, SSU, STRATEX1, STRATEX2, STRTVAL3 blank for all records.
A1 TVTOT 00 01 02 03 04 05 06 07 88
ASK A1: ASK ALL
GO TO A2: If code 01 to 07, (77) or 88 at A1
A1
GO TO A3: If code 00 at A1
00 01 02 03 04 05 06 07 88
A2 TVPOL
ASK A2: If code 01 to 07, (77) or 88 at A1
GO TO A3: ALL A2
A3 to B8 ASK ALL
B18a CLSPRTY
ASK B18a: ASK ALL
GO TO B18b: If code 1 at B18a 1 2 8 B18a
GO TO B18d:
If code 2,(7) or 8 at B18a
B18b PRTCLxx
COUNTRY SPECIFIC QUESTION AND CODES
B18b
ASK B18b: If code 1 at B18a
01 xx 77 88
GO TO B18c: If party coded (code 01 to xx) at B18b
GO TO B18d: If code 77 or 88 at B18b
B18c PRTDGCL
ASK B18c: If party coded (code 01 to xx) at B18b
GO TO B18d: ALL B18c
1 2 3 4 8
C10 RLGDNM
COUNTRY SPECIFIC CODES
FOR RECODING INTO 01 xx C10
ESS STANDARD CODING FRAME
ASK C10: If code 1 at C9
GO TO C13: ALL
C11 RLGBLGE
ASK C11: If code 2,(7) or 8 at C9 C11
GO TO C12: If code 1 at C11 1 2 8
GO TO C13: If code 2,(7) or 8 at C11
C12 RLGDNME
ASK C20: If code 1 at C11
GO TO C13: ALL 01 xx
C12
C16 DSCRGRP
ASK C16: ASK ALL
GO TO C17: If code 1 at C16 1 2 8 C16
GO TO C18: If code 2,(7) or 8 at C16
C19 CTZSHIPC
ISO 3166-1 AA NN 88
ASK C19: If code 2 or 8 at C18 C19
GO TO C20: ALL
C20 BRNCNTR
ASK C20: ASK ALL
GO TO C21: If code 2 at C20
GO TO C23: If code 1,(7) or 8 at C20 1 2 8
C20
C21 CNTBRTHC
ISO 3166-1
ASK C21: If code 2 at C20
GO TO C22: If country coded
AA NN 88 C21
or code (77) or 88 at C22
C22 LIVECNTA
ASK C22: If country coded xxxx 8888 C22
or code (77) or 88 at C21
GO TO C23: ALL
C26 FBRNCNTB
ISO 3166-1
ASK C26: If code 2 at C25 AA NN 88 C26
GO TO C27: ALL
C27 MOCNTR
ASK C27: ASK ALL
1 2 8 C27
GO TO C28: If code 2 at C27
GO TO D1: If code 1,(7) or 8 at C27
C28 MBRNCNTB
ISO 3166-1
ASK C28: If code 2 at C27 AA NN 88 C28
GO TO D1: ALL
D1 ASK ALL
F6 RSHPSTS F6
01 02 03 04 05 06 88
ASK F6:
If code 1 at F5
GO TO F7:
If code 01 to 02, 05 to 06,
or (77) or 88 at F6
GO TO F8:
If code 03 to 04 at F6
F7 LVGPTNEA
ASK F7:
If code 2 at F5
1 2 7 8 F7
or code 01 to 02, 05 to 06,
(77) or 88 at F6
GO TO F8: ALL
F8 DVRCDEVA
ASK F8: ASK ALL
1 2 7 8 F8
GO TO F9: ALL
F9 ICPART2
INTERVIEWER
CODE; CODE ALL
GO TO F10:
If code 1 at F9
(code 1 at F5) 1 2
GO TO F11: F9
If code 2 at F9
(code 2 at F5)
F11 MARSTS
01 02 03 04 05 06 77 88
ASK F11: F11
If code 2 at F9
(code 2 at F5)
or code 1 at F10
(code 03 or 04 at F6)
GO TO F12: ALL
F13 CHLDHHE
ASK F13: If code 2 at F12 1 2 8 F13
GO TO F14: ALL
F17b ICOMDNG
INTERVIEWER CODE; CODE ALL 1 2 F17b
GO TO F17c: If code 1 at F17b
(More than one coded at F17a, 01-09)
GO TO F17d: If code 2 at F17b
(Only one coded at F17a, 01-09)
F17c MAINACT
ASK F17c: If code 1 at F17b
(More than one coded at F17a, 01-09)
01 02 03 04 05 06 07 08 09 88 F17c
GO TO F17d: ALL
F17d ICPDWRK
INTERVIEWER CODE; CODE ALL
GO TO F18: If code 2 at F17d
F17d
(Code 02 to 09, (77) or 88 at F17a) 1 2
GO TO F21: If code 1 at F17d
(code 01 at F17a)
F20 PDJOBYR
ASK F20: If code 1 at F19 F20
GO TO F21: If year coded or code (7777) xxxx 8888
or 8888 at F20
F22 EMPLNO
ASK F22: If code 2 at F21
GO TO F24: F22
xxxxx 88888
If number coded or code (77777) or 88888
at F22
F23 WRKCTRA
ASK F23: If code 1, 3,(7) or 8 at F21
1 2 3 8 F23
GO TO F24: If code 1,2,3,(7) or 8 at F23
F24 ESTSZ
ASK F24: If code 01 at F17a or code 1 at
F24
F18 or code 1 at F19 1 2 3 4 5 8
GO TO F25: If code 1 to 5, (7) or 8 at F24
F25 JBSPV
ASK F25: If code 01 at F17a or code 1 at
F25
F18 or code 1 at F19. 1 2 8
GO TO F26: If code 1 at F25
GO TO F27: If code 2, (7) or 8 at F25
F26 NJBSPV
ASK F26: If code 1 at F25
GO TO F27: xxxxx 88888 F26
If number coded or code (77777) or 88888
at F26
F35b STFJB
ASK F35b: If code 1 at F35a 00 01 02 03 04 05 06 07 08 09 10 88 F35b
GO TO F35c: If code 00 to 10 (77) or 88
at F35b
F35c STFJBOT
ASK F35c: If code 00 to 10 (77) or 88
at F35b 00 01 02 03 04 05 06 07 08 09 10 88 F35c
GO TO F36: ALL
F37 UEMP12M
ASK F37: If code 1 at F36
GO TO F38: If code 1, 2,(7) or 8 at F37 F37
1 2 8
F38 UEMP5YR
ASK F38: If code 1 at F36
GO TO F39: ALL 1 2 8 F38
F44 EDULVLPB
ASK F44:
If code 1 at F43 F44
(code 01 at F5) 000 113 129 221 222 223 212 213 229 321 322 323 nnn 800 5555 8888
GO TO F45a:
If code 000 to 800,
5555, (7777)
or 8888 at F44
F45b ICOMDNP
INTERVIEWER CODE; F45b
Code if code 1 at F43
GO TO F45c:
If code 1 at F45b 1 2
GO TO F45d:
If code 2 at F45b Only one coded at F45a, 01-09
F45d ICPPDWK
INTERVIEWER CODE;
Code if code 1 at F43 F45d
GO TO F46: If code 2 at F45d 1 2
(code 02 to 09 (77) or 88 at F45a)
GO TO F47:
If code 1 at F45d
(code 01 at F45a)
1 2 8 F46
F46 CRPDWKP
ASK F46: If code 2 at F45d
GO TO F47: If code 1 at F46
GO TO F52: If code 2,(7) or 8 at F46
F54
ASK F54: If code 1,2 or 8 at F53 F54
NOT TO BE INCLUDED IN FILE 1.
F55 OCCF14B
ASK F55: If code 1, 2 or 8 at F53 01 02 03 04 05 06 07 08 09 88 F55
GO TO F56: ALL
F58
ASK F58: If code 1,2 or 8 at F57 F58
NOT TO BE INCLUDED IN FILE 1
F59 OCCM14B
ASK F59: If code 1, 2 or 8 at F57 01 02 03 04 05 06 07 08 09 88 F59
GO TO F60: ALL
TYPESAMP
FILL IN ALL 01 02 03
GO TO NUMHH (A1): If code 03 at TYPESAMP
GO TO B1 (Visit number): If code 02 at TYPESAMP
GO TO AGE_SU: If code 01 at TYPESAMP
NUMHH (A1)
FILL IN NUMHH (A1): If code 03 at TYPESAMP 01 02 12 13 XXX
GO TO A4 (Household details): If code 01 at NUMHH
GO TO HHSELECT (A2): If codes 02-12 at NUMHH
GO TO A3 (Number of selected households):
If code > 12 at NUMHH
MULTHNUM 01 XXX
FILL IN MULTHNUM: If code > 01 at HHSELECT
GO TO A4 (Household details): ALL
A3 (Selected HH number)
FILL IN A3 (Selected HH number): If code > 12 01 XXX
at NUMHH
GO TO A4 (Household details): ALL
*variable not to be included in CF file
A4 (HH details)
FILL IN A4 (HH details): If code = 03 at TYPESAMP Write in
GO TO B1 (Visit number): ALL
*variable not to be included in CF file
NHHMEM (B2)
FILL IN NHHMEM: If code 02 or 03 at TYPESAMP
GO TO B3 (Birhday last): If code 02 at
TYPESAMP and code > 01 at NHHMEM and XX
selection method = Birth or code 03 at
TYPESAMP and code > 01 at NHHMEM and
selection method = 5HH or Birth ADD_5HH/ 13
GO TO B3_a (Respondent select A): If code 02 ADD_BIRTH/
or 03 at TYPESAMP and selection method = kish HH_BIRTH ADD_KISH/
and code 02-12 at NHHMEM HH_KISH
GO TO B3_b (Respondent select B): If code 02 12
or 03 at TYPESAMP and selection method = kish
and NHMMEM > 12
GO TO B4 (Record name): If code 02 or 03 at ..
TYPESAMP and code 01 at NHHMEM.
B3 (Birthday last) 02
FILL IN B3 (Birthday last): If code 02 at
TYPESAMP and code > 01 at NHHMEM and
selection method = Birth or code 03 at 01 XX 01
TYPESAMP and code > 01 at NHHMEM and X
selection method = 5HH or Birth
GO TO B4 (Record name): ALL
*variable not to be included in CF file
AGE_SU
FILL IN AGE_SU: If code 01 at TYPESAMP 15 XX
GO TO GNDR_SU: ALL X
GNDR_SU
FILL IN GNDR_SU: If code 01 at TYPESAMP 01 02
GO TO DATEV1/DATEn: ALL X
6 OUTNICn 02 03 04 08 09 10 01 05 06 07 13 12 11
FILL IN OUTNICn: If code 03,04,05 or
08 at RESULBn
GO TO 6b: If code 12 at OUTNICn
GO TO 13: If code 11 at OUTNICn
GO TO N1: If code 01,05,06,07 or 13
at OUTNICn
GO TO REFVIS1: If code 02,03 or 04
at OUTNICn and first refusal
GO TO REFVIS2: If code 02,03 or 04
at OUTNICn and second refusal
GO TO REFVIS3: If code 02,03 or 04
at OUTNICn and third refusal
END: If code 08,09 or 10 at OUTNICn
language
6b (Language of respondent)
FILL IN 6b: If code 12 at OUTNICn
GO TO N1: If neighbourhood
characteristics not already registered
in previous contact attempt
*variable not to be included in CF file
REFVIS1 REFVIS2 REFVIS3
8 RERSB1_1-1_5, RERSB2_1-2_5,
RERSB3_1-3_5 01 02 03 04 05 06 07 08 09 10 11 12 13 14
FILL IN RERSB1_1-RERSB1_5: If first
refusal
FILL IN RERSB2_1-RERSB2_5: If second
refusal
FILL IN RERSB3_1-RERSB3_5: If third
refusal
GO TO COOP1: If first refusal
GO TO COOP2: If second refusal
GO TO COOP3: If third refusal
13 (New address)
FILL IN 13: If code 11 at OUTNICn 01 02
GO TO 14: if code 01 at 13
End contact procedure: If code 02 at
13
*variable not to be included in CF file
SPSS
ESS6ms.sps Main and supplementary questionnaires, syntax
ESS6ms.sav Main and supplementary questionnaires, dictionary, SPSS Windows 12-14
ESS6ms.por Main and supplementary questionnaires, dictionary, SPSS portable file
ESS6i.sps Interviewers questionnaire, syntax
ESS6i.sav Interviewers questionnaire, dictionary, SPSS Windows 12-14
ESS6i.por Interviewers questionnaire, dictionary, SPSS portable file
ESS6cf.sps Contact forms, syntax
ESS6cf.sav Contact forms, dictionary, SPSS Windows 12-14
ESS6cf.por Contact forms, dictionary, SPSS portable file
ESS6sddf.sps Sample data file, syntax
ESS6sddf.sav Sample data file, dictionary, SPSS Windows 12-14
ESS6sddf.por Sample data file, dictionary, SPSS portable file
ESS6standards.sps Value labels for international standards in ESS (see section D1).
ESS6RenameQtoM.sps Renaming variables in the Core, rotating modules and Interviewers questionnaire from
question numbers to ESS mnemonic names, syntax.
SAS
ESS6ms.sas Main and supplementary questionnaires, syntax
ESS6ms.sas7bdat Main and supplementary questionnaires, dictionary, SAS Windows 8-9
ESS6ms.exp Main and supplementary questionnaires, dictionary, SAS portable file (proc cport)
ESS6i.sas Interviewers questionnaire, syntax
ESS6i.sas7bdat Interviewers questionnaire, dictionary, SAS Windows 8-9
ESS6i.exp Interviewers questionnaire, dictionary, SAS portable file (proc cport)
ESS6cf.sas Contact forms, syntax
ESS6cf.sas7bdat Contact forms, SAS Windows 8-9
ESS6cf.exp Contact forms, SAS portable file (proc cport)
ESS6sddf.sas Sample data file, syntax
ESS6sddf.sas7bdat Sample data file, SAS Windows 8-9
ESS6sddf.exp Sample data file, SAS portable file (proc cport)
ESS6formats.sas Definition of formats, all data files
ESS6standards.sas Formats for international standards in ESS (see section D1).
ESS6RenameQtoM.sas Renaming variables in the Core, rotating modules and Interviewers questionnaire from
question numbers to ESS mnemonic names, syntax.
Comment to ESS6standards.*: If the survey organisation does not have procedures for automatic
checking of wild codes in the variables
CTZSHIPC CITIZENSHIP
CNTBRTHC COUNTRY OF BIRTH
LNGHOM1 LANGUAGE MOST OFTEN SPOKEN AT HOME: FIRST MENTIONED
LNGHOM2 LANGUAGE MOST OFTEN SPOKEN AT HOME: SECOND MENTIONED
The metadata documentation is an important part of the high quality ESS data and represents one
of the major strengths of the European Social Survey. The National Teams have a central role in
the production of such documentation by providing the National Technical Summary (NTS).
For those who have access to the fully licensed Adobe Acrobat program, NSD will make an
electronic National Technical Summary Form in PDF format, for the teams to download, fill in and
deposit to the ESS Archive at NSD along with the other electronic deliverables. The form will be
available for download from the Survey documentation page at the ESS Intranet site
https://essdata.nsd.uib.no/ in October 2012. The National Teams will be notified by e-mail when
the form is available.
NSD encourages the use of the PDF electronic form. For users who do not have access to a fully
licensed Adobe Acrobat, a version will also be available in Word format.
Please save the National Technical Summary file as Ntech2012xx, where xx is the country code as
specified in table E1.