Ipshita Sengupta

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Nurturing Caring Lawyers:

Rethinking Professional Ethics


and Responsibility in India
Ipshita Sengupta*

In light of the declining standards and public trust and confidence


in the legal profession, there is a need to emphasise a deeper under-
standing of professional ethics among lawyers and perhaps articulate a
different notion of professional responsibility that extends beyond the
standards of professional conduct and etiquette for lawyers devised by
the Bar Council of India and the limited practical learning imparted
in law schools through legal clinics. The exaggerated focus on rules,
and legalistic thinking and analysis has distanced lawyers from their
ethical sensibilities and goals of truth and justice. In order to reconnect
lawyers to the moral dimensions of their profession, it is critical to root
their professional relationships and practices in social context and not
isolate their private morality as distinct from their profession, rather
integrate their individual emotions, feelings and instincts into profes-
sional decision-making. In this regard, Carol Gilligans ethic of care
may help lawyers to reimagine and reconstruct the legal profession in
India in ethical and responsible ways.

I. I ntroduction

India has the second largest legal profession in the world with approx-
imately one million lawyers1 with more than 80,000 lawyers graduating
each year from around 900 government and private law schools.2 Despite an
increasing demand for admission into law schools, the legal profession contin-
ues to be the subject of public misunderstanding and mistrust.

*
B.A. LL.B. (Hons.), The WB National University of Juridical Sciences, LL.M., International
Development Law and Human Rights, Warwick University. The author works on legal and
policy issues at the United Nations High Commissioner for Refugees (UNHCR). The author
would like to thank the anonymous editors and peer reviewers for their comments on the
paper.
1
The Indian Legal Profession, Harvard Program on the Legal Profession (2011), available
at http://www.law.harvard.edu/programs/plp/pdf/Indian_Legal_Profession.pdf.
2
Id.
14 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

As concerns about the falling ethical standards of the legal profession are
growing, both the Bar and the legal academy have undermined the importance
of instilling normative values in lawyers. The exaggerated importance placed
on rules, claims and defences and analytical reasoning in traditional legal
education has insulated students from learning about the relevance of social
context and processes, moral reasoning, and care and connection between law-
yers and clients.3 The preoccupation with legal procedure in teaching and legal
practice has lost sight of the fact that procedural guarantees are a means to the
end of truth of justice and not an end in itself.4

The dominant understanding of legal ethics is constructed in terms of


rights where lawyers act by prioritising their individual freedom and autonomy
and undermining the ideals of care and community.5 This essay explores the
possibility of rethinking lawyers ethics in terms of an ethic of care.

II. Taking P rofessional Ethics Seriously

The negative public perception of legal practitioners is reflected in the


image of the lawyer in popular consciousness as selfish fortune-seekers rather
than those seeking to serve.6 Values like money, power and the uncompromis-
ing drive to win are fast replacing values like integrity, decency and mutual-
ity in the legal profession.7 Susan Daicoff has identified a tripartite crisis in
the modern legal profession- decline of professionalism, negative public opinion
of lawyers and the legal profession, and increase in lawyer dissatisfaction and
dysfunction.8

Such erosion of values begins much before a lawyer enters profes-


sional practice; from the very first year at the law school, continues and
deepens during the law school years and manifests itself during legal prac-
tice. While clients are often alienated by their relationship with their lawyer,

3
Barbara Bezdek, Reconstructing a Pedagogy of Responsibility, 43 Hastings L.J. 1159,
1160 (1991-92), available at http://digitalcommons.law.umaryland.edu/cgi/viewcontent.
cgi?article=1651&context=fac_pubs.
4
Dallin H. Oaks, Ethics, Morality and Professional Responsibility, 3 BYU L. Rev.
591, 596 (1975), available at http://digitalcommons.law.byu.edu/cgi/viewcontent.
cgi?article=1039&context=lawreview.
5
Stephen Ellman, The Ethic of Care as an Ethic for Lawyers, 81 The Geo. L.J. 2665, 2667
(1992-1993).
6
Chandra Krishnamurthy, Legal Education and Legal Profession in India, 36(2) Intl. J.
Legal Info. 245, 260 (2008), available at http://scholarship.law.cornell.edu/cgi/viewcontent.
cgi?article=1136&context=ijli.
7
Ann Juergens, Practicing what we Teach: The Importance of Emotion and Community
Connection in Law Work and Law Teaching, 11 Clinical L. Rev. 901 (2005), available at
http://open.wmitchell.edu/cgi/viewcontent.cgi?article=1191&context=facsch.
8
Susan Daicoff, Lawyer Know Thyself: A Review of Empirical Research on Attorney Attributes
Bearing on Professionalism, 46 The Amer. U. L. Rev. 1337, 1338 (1997), available at http://digi-
talcommons.wcl.american.edu/cgi/viewcontent.cgi?article=1406&context=aulr.
NURTURING CARING LAWYERS 15

lawyers themselves complain about their disillusionment and cynicism with the
profession.

If indeed, law is a noble profession, meant to help and heal, then why is
it that the legal system is becoming increasingly inaccessible to the poor and
more and more lawyers are turning away from ideals of justice and public ser-
vice, choosing financial gain over professional ethics and obligations?9

The moral neutrality of the legal profession in the face of commerciali-


sation, specialisation and bureaucratisation of legal practice,10 and a technical
legal education has systematically undermined ethical considerations, leaving
lawyers with inferior judgment capacities, a narrower range of moral sensibil-
ities and a reduced personal commitment to moral behaviour.11 Despite pub-
lic scepticism about the legal profession, there has been limited critical enquiry
about the ethical dilemmas raised by legal practice. The what12 and how13 of
lawyers ethics have remained largely unaddressed.

It has been observed that lawyers moral reasoning and decision-making


process is more homogenous as compared to the general public.14 Typically,
lawyers embody traditionally acknowledged masculine values of rational-
ity, neutrality and impartiality in a fair and predictable legal system while
the public also values feminine ideals of care and compassion.15 This gap in
understanding between lawyers and the public has led to an erosion of public
confidence in the legal profession and cause lawyers to be perceived as cold,
uncaring, aggressive, competitive and overly rule-oriented.16

It is no surprise, therefore, that more than 90 per cent of Supreme


Court lawyers appearing for the Advocates on Record (AOR) examination in
2013, failed the paper on professional ethics and advocacy which asks critical
9
Chandra Krishnamurthy, supra note 6.
10
Donald Nicolson, Making Lawyers moral? Ethical codes and moral character, 25(4)
Legal Stud. 601, 625 (2005), available at https://pure.strath.ac.uk/portal/files/2175052/
LS_2025_4_20Nicolson_1_.pdf.
11
Id, at 626.
12
This refers to the content of lawyers ethics- how do lawyers resolve or how they ought to
resolve ethical issues in legal practice. Donald Nicolson, Making Lawyers moral? Ethical codes
and moral character, 25(4) Legal Stud. 601, 603 (2005), available at https://pure.strath.ac.uk/
portal/files/2175052/LS_2025_4_20Nicolson_1_.pdf.
13
This refers to the content of lawyers ethics-how do lawyers resolve or how they ought to
resolve ethical issues in legal practice. supra note 10, at 603.
14
Susan Daicoff, supra note 8, at 1409.
15
Susan Daicoff, supra note 8, at 1411.
16
Id. (Research shows that law schools value attributes such as logic, thinking, rationality, jus-
tice, fairness, rights and rules which are considered as traditionally masculine traits. Feminine
traits such as interpersonal connections, emotional response, altruism, sociability etc are
undermined. The popular imagery of a good, effective lawyer is that of an aggressive, compet-
itive, dominant person who is not necessarily guided by ideals of care, compassion, warmth
and deference).
16 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

questions such as harmonisation of duties as a lawyer and officer of the court;


whether or not to take up cases inconsistent with ones personal value system;
the way lawyers should conduct themselves etc.17 A practicing advocate who
failed the paper challenged the results on the grounds that the examination
questions were related to the daily functioning of the Supreme Court and gen-
eral ethics of advocacy18 as if such knowledge and understanding is immaterial
to legal practice.

Increasingly, we find that law students graduating from the elite law
schools in India are attracted to careers that disconnect them from their
intrinsic values and motivations like integrity, care, help etc. and they drift
towards extrinsic orientations like winning, high salaries, social status etc. As
a result, they begin to understand and practice professionalism as separate
from job/personal satisfaction when, in reality; they are inseparable as ones
quality of life and professional reputation manifest from ones choice of opti-
mal goals, values and motives.19

Intense competition among lawyers in a tight market for legal services


has encouraged aggressive, hostile and dishonest professional behaviour. Too
many law students graduate from law school with uncertain professional goals,
values and standards, which make them susceptible to adopt hostile and over-
reaching behaviour to achieve professional prestige and material success.20 The
rapid commercialisation of legal practice is gradually de-professionalising law
and turning it into a business, causing an ethical deficit among lawyers.21 The
competitive and adversarial environment in law schools pushes young aspir-
ing lawyers to transform themselves and their value systems to fit the lawyer
norm.22

A recent empirical evaluation of civil litigation in India by Eisenberg,


Kalantry and Robinson23 has shown that although improved economic and
non-economic24 well-being usually increases reliance on formal institutions
such as courts leading to higher litigation rates, the civil filings have reduced

17
Utkarsh Anand, 93% Lawyers fail paper on Ethics, Advocacy, Indian Express (April 10, 2013),
http://www.indianexpress.com/news/93lawyers-fail-paper-on-ethics-advocacy/1099986/.
18
Id.
19
See Lawrence S. Krieger, The Inseparability of Professionalism and Personal Satisfaction:
Perspectives on Values, Integrity and Happiness, 11 Clinical L. Rev. 425 (2005), available at
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=549361.
20
Susan Daicoff, supra note 8, at 1422.
21
Susan Daicoff, supra note 8, at 1424.
22
Susan Daicoff, supra note 8, at 1423.
23
Theodore Eisenberg, Sital Kalantry & Nick Robinson, Litigation as a Measure of Well-being,
Cornell Law Faculty Working Papers, Paper 99 (2012), available at http://scholarship.law.
cornell.edu/cgi/viewcontent.cgi?article=1102&context=clsops_papers.
24
Id, at 34. (The study recorded higher litigation rates in those Indian states with higher human
development indices (HDI) which suggest that people are more likely to use the courts when
they are economically, socially and physically better off. The HDI has both an economic
NURTURING CARING LAWYERS 17

in recent years despite an overall improvement of human well-being in India.


This may be attributable to judicial delays due to increasing court backlogs. As
of 2008, Indias lower court backlog was more than 26 million cases25 which
may be attributed to poor court infrastructure, overburdened court dockets,
high rate of adjournments, insufficient number of judges and poor legal train-
ing.26 An analysis of civil filings across all Indian states between 2005-2010
shows that on average, it takes more than four years to clear court backlogs.27

Robinsons analysis has also shown that it takes the Supreme Court of
India, four years, on average, to decide a matter28 and everyone cannot access
it equally as most of the admitted appeals are company, tax, service and land
acquisition matters from Delhi and other wealthy states.29 Contrary to pop-
ular belief, only two per cent of the Supreme Courts cases are writ petitions
and social action litigation (SAL) comprises only one per cent.30 A 2009
World Bank analysis of Supreme Court data showed that on average, 260 out
of 60,000 cases per year are SALs (0.4 per cent), a large majority of which
are brought through formal channels and not through letters and handwritten
petitions received from ordinary, public spirited citizens.31

On average, it takes more than ten years for a litigant to get a final ver-
dict on their case.32 The Indian litigation experience demonstrates that too
many cases are filed but too few are timely adjudicated33 and potential litigants
are slowly turning away from courts.34

component, reflected in higher income per capita and a non-economic component, such as
health, education, etc.).
25
See Vivek Kanwar et al., Justice without Delay: Recommendations for Legal and Institutional
Reforms in the Indian Courts, 2(1) Jindal Global L. Rev. 9 (2010), available at http://papers.
ssrn.com/sol3/papers.cfm?abstract_id=1679350; see also Kannan Kasturi, Civil Litigation? No,
Thanks, India Together (July 12, 2009), available at http://www.indiatogether.org/2009/jul/
gov-civil.htm.
26
For details, see Jayanth K. Krishnan et al, Grappling at the Grassroots: Access to Justice in
Indias Lower Tier, 27 Harv. Hum. Rts. J. (2014), available at http://papers.ssrn.com/sol3/
papers.cfm?abstract_id=2297152.
27
Theodore Eisenberg, supra note 23, at 15. (Table 2. India States Civil Filings & GDP, 2005-
2010, HDI, Literacy, Population Density, Backlog).
28
Nick Robinson, A Court Adrift, Frontline (3-5-2013), available at http://www.frontline.in/
cover-story/a-court-adrift/article4613892.ece.
29
Robinsons study shows that in the last five years, the Supreme Court has adjudicated mainly
criminal matters (21%), service matters concerning government employees (16%), direct and
indirect tax matters (13%) and land acquisition matters (9%).
30
Id.
31
Varun Gauri, Public Interest Litigation in India: Overreaching or Underachieving?, World
Bank, Policy Research Working Paper 5109, 10 (2009), http://elibrary.worldbank.org/doi/
pdf/10.1596/1813-9450-5109.
32
Nick Robinson, supra note 28.
33
Theodore Eisenberg, supra note 23.
34
Theodore Eisenberg, supra note 23.
18 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

In one of the early treatises on the modern Indian legal profession, Marc
Galanter asked whether Indian lawyers can adapt outside the adversarial set-
ting of courtrooms to collaborate with others to find solutions for substantive
problems of their clients, and whether they can think beyond their rule-mind-
edness to develop creative and practical problem-solving approaches.35 He sug-
gested that legal education should develop the capacity to impart these new
skills and attitudes.

The increasing court backlogs and judicial delays are giving rise to alter-
native forms of dispute resolution such as mediation, which demands creative
and collaborative approaches to lawyering. Yet, law schools continue to teach
students to think like lawyers practicing in an adversarial setting and stress
on doctrinal learning methods focusing on legal analysis of legislation and case
law.

III. Bridging the G ap between L egal Ethics and the


L egal P rofession: What C an L aw Schools Do?

Traditional legal education approaches the subject of law within the


imagined paradigm of a perfect world where law equals justice and all that
lawyers need to do is apply legal rules in each case.36 However, in the real
world, legal services are not always available or affordable, legal aid is limited,
states do not comply with their legal obligations, laws are not comprehensive
and clear, judges do not reason consistently, police and courts are not efficient
and lawyers are not ethical.37 As a result, lawyers are deprived of any training
on how to respond to the uncontrollable variables that often challenge the pre-
dictability of legal outcomes.38

Marc Galanter identified the malaise of Indian legal education as


follows39

The emphasis on litigation and the barristers role reinforces lawyers


rule-mindedness. Where the lawyers task is to win disconnected bat-
tles, rather than to pattern relationships, there is little to induce the
practicing lawyer to go beyond the kind of conceptualism that is char-
acteristic of much of Indian legal scholarship and that pervades legal

35
Marc Galanter, Introduction: The Study of the Indian Legal Profession, 3 L. & Soc. Rev. 201,
217 (1969), http://marcgalanter.net/Documents/papers/scannedpdf/studyoftheindianlegalprof.
pdf.
36
Colin G. James, Lawyers Wellbeing and Professional Legal Education, 42(1) The Law Teacher:
The Intl. J. Legal Edu. 85, 92 (2008), available at http://papers.ssrn.com/sol3/papers.
cfm?abstract_id=2322339.
37
Id, at 93.
38
Id.
39
Marc Galanter, supra note 35, at 208.
NURTURING CARING LAWYERS 19

education. Writing and teaching are, with significant exceptions, con-


fined to close textual analysis on a verbal level with little consideration
either of underlying policy on the one hand or problems of implemen-
tation on the other.

Upendra Baxi has long recognised the need for a socially relevant legal
education which requires legal pedagogy to move beyond the lecture method
of instruction and be embedded in the socio-legal context and legal curriculum
to acknowledge and address the contemporary problems of society and the cor-
responding tasks before law and lawyers.40

What has also been ignored by the legal profession is the subject of
obligations. Law schools and legal professionals have emerged as gladiators,
guarantors and enforcers in relation to rights41 but have remained uncharacter-
istically silent on the subject of responsibilities.

It has been argued by some legal educators that law students cannot be
taught ethics and morality in law school because these notions are developed
before they enrol42 and the blame is often shifted to the Bar which is accused
of lowering standards of professional discipline and failing to provide the kind
of moral and legal leadership expected from officers of the court.43 It is com-
monly believed that lawyers will learn to grapple with complex intellectual and
emotional issues with their experience of practice.44

The dominant legal pedagogy offers lawyers an excused status, i.e. law-
yers are seen as merely facilitating transactions, solving problems and working
within the legal system.45 Lawyers are generally absolved as long as they use
clean means, no matter what the end pursued by their clients.46 Flynn argues
that greater harm is caused when lawyers engage in amoral conduct and have
no standard of right and wrong by which to judge their conduct.47

Studies in American law schools have found that law schools de-empha-
sise the role of human relationships and connections in lawyering by teaching
40
Upendra Baxi, Notes Towards a Socially Relevant Legal Education: A Working Paper for the
UGC Regional Workshops in Law 43 (1975-77), http://www.ugc.ac.in/oldpdf/pub/report/1.pdf.
41
Dallin H. Oaks, supra note 4, at 597 See also Elliot Richardson, On Behalf of Obligations, 8
Lincoln L. Rev. 109 (1973).
42
Id, at 593 See also Murray L. Schwartz, Legal ethics v. Common Notions of Morality, Learning
& the Law 40, 47-48 (Spring 1975).
43
Id. at 594 See also Bayless Manning, If Lawyers were Angels: A Sermon in One Cannon, 60(7)
Amer. Bar Asso. J. 821 (1975).
44
Andrew S. Watson, Lawyers and Professionalism: A Further Psychiatric Perspective on Legal
Education, 8 Mich. J. Legal Ref. 248, 252 (1974-1975).
45
Barbara Bezdek, supra note 3, at 1162.
46
Barbara Bezdek, supra note 3, at 1162.
47
See John J. Flynn, Professional Ethics and the Lawyers Duty to Self, 1976(3) Wash. U. L. Q.
429 (1976), http://digitalcommons.law.wustl.edu/lawreview/vol1976/iss3/3.
20 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

law students to think like a lawyer and remain emotionally neutral which
may cause psychological discomfort among those students who are forced to
deny their care orientation in favour of an analytical, rule-based, rights orienta-
tion.48 When law schools refrain from identifying and clarifying ethical issues
associated with legal practice, they fail in their duty to train future legal prac-
titioners to understand that value judgments are a significant part of his/her
function as a lawyer.49

The present legal curriculum does not engage in such critical conver-
sations as lawyers are socialised as pragmatic problem solvers who get things
done, not poets who wallow in angst or therapists whose expertise is empa-
thy.50 Law schools must realise that such conversations are not merely ques-
tions of private morality but constitute an important part of a lawyers
professional training.

Traditionally, the teaching of professional ethics and responsibility in


Indian law schools has struggled to establish intellectual legitimacy, and the
curriculum has remained limited to instruction about a code of conduct for
legal practitioners- essentially, a list of dos and donts! Professional ethics
courses offered in Indian law schools adopt a legalistic approach focused on
enforceable laws and rules rather than addressing issues concerning a lawyers
moral conduct and inquiring their role in perpetuating injustices.51

While it is important to learn the Code of Ethics, an understanding of


professional responsibility is incomplete unless legal education reinforces cer-
tain positive behaviours which are critical to effective and ethical practice of
law.52 As it stands today, courses on professional ethics are not taken seriously
by the faculty or the students in law schools.

However, there are a few positive examples, developed by some pro-


gressive law teachers that have recognised the need for law students to gain
a deeper understanding of ethical issues by experiencing the legal system at a
social and personal level, and connecting to their professional role at an emo-
tional level.53

48
Sandra Janoff, The Influence of Legal Education on Moral Reasoning, 76 Minn. L. Rev. 193, 234
(1991).
49
Murray L. Schwartz, Legal ethics v. Common Notions of Morality, Learning & the Law 40,
47-48, 50 (Spring 1975).
50
Barbara Bezdek, Reconstructing a Pedagogy of Responsibility, 43 Hastings L.J. 1159, 1172
(1991-92).
51
Theresa Glennon, Lawyers and Caring: Building an Ethic of Care into Professional
Responsibility, 43 Hastings L. J. 1176 (1992).
52
Andrew S. Watson, supra note 44, at 250.
53
Colin G. James, supra note 36, at 95.
NURTURING CARING LAWYERS 21

The Legal Theory and Practice (LTP) course in the University of


Maryland School of Law in the United States, attempted to rethink the dis-
course on professional responsibility in terms of an ethic of care.54 The course
focused on two key ideas- that the work of lawyers is deeply connected to
those disadvantaged by the legal system and that legal practice can be based
on care and connection.55 For law students struggling with negative feelings
about themselves and law school, the LTP course encouraged them to feel part
of a care network and combine intellectual and emotional aspects of lawyer-
ing.56 Classes on lawyering skills, interviewing and fact-finding emphasised on
responding to the clients goals and understanding their perspectives.57 A part
of the course focused on individual client representation and legal work which
encouraged law students to support each other and share their findings58 in
order to develop caring and cooperative approaches to legal practice.59

In a similar vein, the humanising legal education movement that


emerged in the United States some years ago, made a sincere plea to law
schools to value the emotional experience of lawyering and put an emphasis
on human nature as the guiding force in legal education. Such reorientation
will lead law schools to reconsider their adversarial approaches to teaching law
and grading students, and adopt a more holistic and humanising outlook to
teaching and studying law.60 To reach a comprehensive resolution to any legal
problem, it is important for lawyers to take into account the emotional dimen-
sions of the problem by empowering and actively involving parties in problem
solving, thus promoting an emotionally intelligent justice.61

More than two decades ago, law professors, David Wexler and Bruce
Winick studied the therapeutic or anti-therapeutic impact of mental health law
on patients, their families and other relevant stakeholders. Subsequently, they
developed the idea of therapeutic jurisprudence as a perspective that focuses
on the impact of the law on emotional life and psychological well-being.62 It
examines how the law, which consists of legal rules, legal procedures, and the
behaviour and roles of legal actors, often produces therapeutic or anti-thera-
peutic outcomes.

54
Theresa Glennon, supra note 51, at 1179.
55
Id.
56
Theresa Glennon, supra note 51, at 1180.
57
Theresa Glennon, supra note 51, at 1181.
58
Theresa Glennon, supra note 51, at 1184.
59
Theresa Glennon, supra note 51, at 1186.
60
Michael Hunter Schwartz, Humanising Legal Education: An Introduction to a Symposium whose
time came, 47 Washburn L.J. 235, 241 (2007-2008).
61
See Michael S. King, Restorative Justice, Therapeutic Jurisprudence and the Rise of Emotionally
Intelligent Justice, 34 Melb. U. L. Rev., (2008) http://www.austlii.edu.au/au/journals/
MULR/2008/34.html.
62
David B. Wexler., Therapeutic Jurisprudence: Issues, Analysis and Applications, 27 Seattle U.
L. Rev. 217, 217-222 (2000-01).
22 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

A convergence of these vectors, comprising of a number of new disci-


plines, such as collaborative law, preventive law, creative problem solving, holis-
tic justice, therapeutic jurisprudence, ethic of care, restorative justice etc., has
created a comprehensive law movement that explicitly recognises laws poten-
tial as an agent of positive and interpersonal individual change and integrates
extra-legal concerns like morals, values, beliefs, personal, psychological and
community well-being etc. into legal practice.63

These innovative pedagogical models provide a basis for law schools in


India to reorient their legal curriculum to link ethical legal practice to psycho-
logical well-being and professional fulfilment. An integration of personal and
professional values, and an assimilation of analytical thinking and emotional
intelligence will allow lawyers to practice law with integrity, compassion, dili-
gence and enjoyment.64

IV. The Ethic of C are as a P rofessional


Model for L aw yers

The present structure of legal education divorces the intellectual side of a


student from his/her emotional side. The strong emphasis on analytical think-
ing in law schools deeply undermines the need for instilling a sense of ethical
responsibility in the students.

The adversarial legal system teaches law students from the very first year
of law school to argue against someone for the purpose of establishing that
they are right and others are wrong, thus, dangerously emphasising binary
thinking.65 Traditional legal education justifies a variety of practices focused on
the self and to the detriment of others.66

As John J. Flynn observes,67

Law schools may actually be creating amoral lawyers, whose skills of


rationalization, attempted division of intellectual and emotional sides
of their personalities, and insensitivity to ethical issues will become
increasingly dangerous in the highly complex, specialized, and competi-
tive world of law practice.

63
Susan Daicoff, Law as a Healing Profession: The Comprehensive Law Movement, Bepress
Legal Series, Paper 1331 (2005), available at http://law.cwru.edu/lectures/files/2008-
2009/20090410_Daicoff_excerpt.pdf.
64
Colin G. James, supra note 36, at 96.
65
Carrie Menkel-Meadow, Is Altruism Possible in Lawyering?, 8(2) Geor. State U. L. Rev. 385,
387 (1991), http://scholarworks.gsu.edu/cgi/viewcontent.cgi?article=1363&context=gsulr.
66
Id, at 386.
67
See John J. Flynn, Supra note 47, at 441.
NURTURING CARING LAWYERS 23

Rand and Dana Jacks research has shown three common responses to
the conflict faced by caring lawyers-denial of their care orientation and rejec-
tion of their emotional side; using ones emotional side in ones personal and
family life and ones logical, analytical side at work; attempting to incorporate
a care orientation into lawyering.68 Although a focus on care orientation is a
potentially good response to this conflict, it is rarely invoked by lawyers.

In 1982, Carol Gilligan proposed the feminist ethic of care as a norma-


tive moral theory to establish the centrality of care in both the private and
public sphere. She advocates for the extension of care ethics to communities,
institutions and states to foster a holistic approach to moral or legal ques-
tions. In her thesis, Gilligan analysed the moral decision making processes
of girls and young women confronted with hypothetical and real dilemmas.
She questioned the six stage moral development theory proposed by Lawrence
Kohlberg69 on the ground that his theory ignores the different voice of
women and girls.

Kohlberg reached his conclusions using male subjects as he observed that


women lack moral agency and are generally at an inferior stage of moral devel-
opment.70 In response, Gilligan prioritised the different voices of women and
concluded that men and women exercise different kinds of moral reasoning-
while men try to determine what is right or unjust, women focus on how to
respond.71 In other words, men represent the ethic of rights or justice based
on a set of legalistic rules applied to a set of facts while women represent the
ethic of care or responsibility who contextualise issues through relationships
and individual values.72 The ideal would be to hear or consider all voices, par-
ticularly marginalised and silenced voices.73

Gilligan beautifully explains the interdependence of justice and care as


follows74-

68
See Rand Jack & Dana Crowley Jack, Moral Visions and Professional Decisions: The
Changing Values Of Women And Men Lawyers 130-155 (1988).
69
See, Lawrence Kohlberg, The Philosophy Of Moral Development: Moral Stages
And The Idea Of Justice, Essays On Moral Development I (1981) (Kohlbergs six stage
theory has three levels- The pre-conventional in which behaviour is based on obedience and
punishment, the conventional in which maintenance of good relations is paramount and the
post-conventional in which individual conscience is paramount).
70
Id.
71
Carol Gilligan, In A Different Voice 35 (1982).
72
Narnia Bohler-Muller, Developing a new jurisprudence of gender equality in South Africa,
Doctoral Thesis, Faculty of Law, University of Pretoria, South Africa 47 (Nov.
2005), available at http://upetd.up.ac.za/thesis/available/etd-06152006-123856/unrestrict-
ed/01thesis.pdf.
73
Id, at 90.
74
Carol Gilligan, Moral orientation and moral development; in Women And Moral Theory 10
(Eva Fedder Kittay & Diana T. Meyers eds., 1987).
24 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

Theoretically, the distinction between justice and care cuts across the
familiar divisions between thinking and feeling, egoism and altruism,
theoretical and practical reasoning. It calls attention to the fact that
all human relationships, both public and private, can be characterised
both in terms of attachment, and that both inequality and detachment
constitute grounds for moral concern. Since everyone is vulnerable both
to oppression and to abandonment, two moral visions- one of justice,
and one of care- recur in human experience. The moral injunctions,
not to act unfairly toward others, and not to turn away from someone
in need, capture these different concerns.

In Gilligans view, care is not just an emotional response but a coher-


ent moral perspective that values human relationships and mutual connections
over individual autonomy75 and takes into account both thinking and feeling.76
The ethic of care regards detachment as a moral problem.77 Yet, this is the
key challenge in our existing legal structures and institutions which promotes
detachment with the client, opposing parties/counsel as an important aspect of
lawyering. Lawyers are trained to ignore their personal feelings about their cli-
ents and their causes and devote their attention towards achieving success for
the client irrespective of how their clients rights might affect others.78

Is it possible for legal actors (lawyers, judges, clients, law students, law
professors) to acknowledge the centrality of care and if yes, how and with what
consequences will they employ it?79 Gilligans contribution is of significant
value in the field of legal and moral theory as she has attempted to deconstruct
the modern legal subject- rational, abstract, autonomous Man80 by articulating
a plural, non-hierarchical and relational subject.81

Care cannot be legislated and must emerge from voluntary, internal


sources.82 However, what can and should be confronted and changed is a legal
culture that fosters selfish, profit maximising behaviour that minimises sensi-
tivity towards others83, and a legal system that allows legal actors to wage war
and act in ways, which although ordinarily reprehensible, have become morally
defensible in legal practice.84 Examining the institution of legal representation

75
Stephen Ellman, supra note 5, at 2668.
76
See Carol Gilligan, Reply by Carol Gilligan, 11 Signs 326 (1984).
77
Carol Gilligan, supra note 74.
78
Sandra Janoff, supra note 48, at 228-29.
79
Carrie Menkel-Meadow, supra note 65.
80
Susan Hekman, Moral Voices, Moral Selves: Carol Gilligan And Feminist Moral
Theory 2 (1995). See generally Grace Clement, Care, Autonomy And Justice: Feminism
And The Ethic Of Care (1993).
81
Narnia Bohler-Muller, supra note 72, at 50.
82
Carrie Menkel-Meadow, supra note 65, at 401.
83
Id.
84
Carrie Menkel-Meadow, supra note 65, at 407.
NURTURING CARING LAWYERS 25

in care terms will show that lawyers who believe in the centrality of care in
defining their professional responsibility will care for all parties involved in a
legal situation.85 In Gilligans words, an ethic of care rests on the premise of
non-violence- that no one should be hurt.86

Care in lawyering allows legal actors to make ethical choices based on


macro considerations such as what cases to take on or which clients to rep-
resent rather than on micro considerations such as what to do in a particular
case.87 Care thinking reconstructs the lawyer-client relationship as horizontal
rather than vertical wherein the lawyer makes an independent and objective
assessment of his clients problem to counsel him. If a lawyers individual val-
ues and ethical judgment conflict with a clients interests, he should be able to
advise the client to find other representation.88

This also means that the lawyer-client relationship is based on empa-


thetic considerations placing greater emphasis on the clients needs.89 Care for
the other will encourage lawyers to rethink some of the harmful, adversar-
ial techniques used in litigation and/or strive to find the best solution for all
involved parties.90

Menkel-Meadow has proposed ways in which the ethic of care could


inform legal procedures and institutions by focusing on solutions that respond
to the needs of all parties involved and cause the least harm.91 Ellman has
observed that the ethic of care does not necessarily imply that a caring law-
yer-client relationship is always equal, as typically, the client receives more
care and attention from the lawyer than the lawyer from the client and such
inequality should be acknowledged while rejecting an inflexible, hierarchical
lawyer-client relationship that currently exists.92 Neither is such a caring rela-
tionship free of paternalism in certain circumstances given the lawyers depth
of knowledge of the client and his/her attachment/connection to the clients
needs.93

85
Stephen Ellman, supra note 5, at 2679.
86
Carol Gilligan, supra note 71, at 174.
87
Carrie Menkel-Meadow, supra note 65.
88
For a more detailed discussion on this, see E. Wayne Thode, The Ethical Standard For the
Advocate, 39 Texas L. Rev. 575 (1961).
89
Carrie Menkel-Meadow, supra note 65, at.
90
Carrie Menkel-Meadow, supra note 65, at 411-12.
91
See Carrie Menkel-Meadow, Portia in a different voice: Speculations on womens lawyering pro-
cess, 1 Berkly. Womens L.J. 39 (1985), available at http://scholarship.law.berkeley.edu/cgi/
viewcontent.cgi?article=1001&context=bglj.
92
Stephen Ellman, supra note 5, at 2675.
93
Stephen Ellman, supra note 5, at 2704 (Ellman argues that caring lawyers may make paternal-
istic interventions if there is a demonstrated need for action based on his/her deep knowledge
of the clients situation, such as in the case of a victim of domestic violence who is unable
to take action against her partner/spouse and allows him/her to move back into the family
home. If a caring lawyer is convinced that his/her client will face harm as a result of her
26 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

The ethic of care encourages lawyers to establish a personal relationship


and/or emotional connection with his/her client to understand the clients
perspective and represent the client as a person and not a cause94 in order to
provide better services to the client and care better.95At the same time, even
while developing a meaningful connection with clients, a caring lawyer should
maintain professional distance from them. It is a delicate balance between a
level of self-disclosure that will assist the clients rather than flood them with
self-revelation.96 As OLeary describes, sharing personal experiences can lead
to dependence that could be dangerous. The lawyer might be so eager to share
her own experiences that she imposes on the client.97

With regard to legal representation and choice of clients, the universalist


idea that a lawyer must represent any person who approaches him/her is deeply
problematic in care terms.98 In other words, while the ethic of care extends
care to everyone, it is implausible to render equal care for all.99 Our personal
beliefs and values guide many of our professional decisions in our lives, yet,
oddly, the ethics of lawyers is defined and understood as incompatible with
personal morality.

Ellman illustrates this aspect as follows-100

As an empirical matter, there simply is room- people in professional


contexts do respond to the calls of affection, loyalty, and sympathy. As
a normative matter, moreover, there should be room- at least as long
as we believe that justice should be tempered with mercy, and the rig-
ors of the law eased with equity.

Many might question the notion that lawyers should have such freedom
of choice of clients as this will allow lawyers to reject cases by always prior-
itising their own interests over others. Charles Fried advocates that a lawyers
personal autonomy justifies his/her selection of any client that he/she wishes
for any reason, as long as he/she can faithfully represent the client within the

choices if he does not intervene, he would rather make a paternalistic intervention rather than
remain silent and be indifferent).
94
Stephen Ellman, supra note 5, at 2674.
95
Stephen Ellman, supra note 5, at 2699.
96
Kimberley E. OLeary, Creating Partnerships: Using Feminist Techniques to Enhance the
Attorney-Client Relationships, 16 Legal Study F. 217, 217 (1992).
97
Kimberley E. OLeary, Creating Partnerships: Using Feminist Techniques to Enhance the
Attorney-Client Relationships, 16 Legal Study F. 217, 217 (1992).
98
Nel Noddings, Caring: A Feminine Approach To Ethics And Moral Education 47,
86, 112 (1982) (Unlike Gilligan, Noddings rejects the possibility of caring for everyone and
argues that the caring person will dread the arrival of the stranger needing her care, because
true care is very demanding for the person caring and the notion of equal care for all is
implausible).
99
Stephen Ellman, supra note 5, at 2681.
100
Stephen Ellman, supra note 5, at 2674.
NURTURING CARING LAWYERS 27

limits of the law.101 William Simon, on the other hand, asks lawyers to exercise
their ethical discretion by taking up those cases that seem most likely to pro-
mote justice.102

In contrast, the ethic of care emphasises that a lawyer should balance


his/her own interests, needs and responsibilities with that of others to decide
whether to represent a client or not. Multiple factors guide a caring lawyers
decision with regard to legal representation, such as clients needs, lawyers own
feelings, and the caring and uncaring nature of the client and his cause. In
fact, in care terms, a lawyer is likely to harm the clients if he/she does not care
for the client and still chooses to represent them when they may have benefited
from effective alternative counsel.

V. How C aring is the L egal P rofession in I ndia ?

The legal profession, as a learned profession, is distinguished from occu-


pations or businesses, through its orientation towards the pursuit of social
goals such as creation and sustenance of conditions of justice.103 No formal
controls were imposed on legal professionals as it was commonly believed
that lawyers, being gentlemen and men of honour, instinctively knew how to
behave.104 It is assumed that as learned professionals, lawyers are in a position
to articulate a self-regulatory code of ethics and enforce integrity and discipline
into the Indian legal profession.105

The legal profession in India is regulated by the Bar Council of India


(BCI) which performs oversight functions and lays down standards of profes-
sional conduct. Each state has its own Bar Council which regulates admission
and removal of advocates from its rolls. The members of the legal profession in
India are bound by the Code of Professional Ethics in Part VI, Chapter II of
the BCI Rules under Section 49 of the Advocates Act 1961. The powers of dis-
ciplinary action are vested in the state Bar Councils through a system of peer
group adjudication.106

While some critics argue that such a self-regulatory code of ethics


attempt to portray lawyers as honourable and ethical who are somehow worthy
of an exalted professional status and rich financial rewards and also as a way
to minimise state scrutiny and public hostility, others view the code as a social

101
See, Charles Fried, The Lawyer as Friend: The Moral Foundations of the Lawyer-Client
Relations, 85 Yale L.J. 1060 (1976).
102
See, William H. Simon, Ethical Discretion in Lawyering, 101(6) Harv. L. Rev. 1083 (1988).
103
Upendra Baxi, The Pathology of the Indian Legal Professions, 13(3, 4) Ind. Bar Rev. 455 (1986).
104
Donald Nicolson, supra note 10, at 604.
105
Upendra Baxi, supra note 103, at 480.
106
Id.
28 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

contract wherein lawyers agree to uphold certain ethical standards in return


for their high social and professional standing.107

The BCI Rules framed under the Advocates Act 1961 prohibits advocates
from refusing client representation108 and encourages them to represent their
clients irrespective of moral considerations. Yet, in practice, we find that advo-
cates exercise absolute discretion in refusing clients as the existing code does
not provide any guidance on how to exercise this discretion.

Furthermore, the rules de-emphasise care thinking as follows109

It shall be the duty of an advocate fearlessly to uphold the interests


of his client by all fair and honourable means without regard to any
unpleasant consequences to himself or any other. He shall defend a
person accused of a crime regardless of his personal opinion as to the
guilt of the accused, bearing in mind that his loyalty is to the law
which requires that no man should be convicted without adequate
evidence.

The rules also allow lawyers to maintain a close nexus with the econ-
omy. Although they cannot engage in business, the rules permit them to serve
as sleeping partners, directors of companies, inheritors of family businesses,
investors and lobbyists110 to supplement their earnings. In addition, there is no
regulation of legal fees charged by lawyers.

As Upendra Baxi describes,111

In simple words, adequate care has been taken by the Code to


authorise the recovery of fees, however negotiated, either from the
expense account or from the judgment award....Although the tariff for
legal fees is set by the rules of the Court, the Code nowhere places an
obligation on lawyers not to charge higher fees.

The practice of engaging lawyers on a retainer by large companies


is as much for their legal services as it is for preventing their availability to
the opposite parties.112 Specialised legal skills are frozen through an artificial

107
Donald Nicolson, supra note 10, at 604.
108
Part VI, Chapter II, Standards of Professional Conduct and Etiquette, Bar Council of
India Rules (under The Advocates Act 1961), http://www.barcouncilofindia.org/wp-content/
uploads/2010/05/BCIRulesPartVonwards.pdf.
109
Part VI, Chapter II, Standards of Professional Conduct and Etiquette, Bar Council of
India Rules (under The Advocates Act 1961), http://www.barcouncilofindia.org/wp-content/
uploads/2010/05/BCIRulesPartVonwards.pdf. (S. II, Duty to the Client).
110
Upendra Baxi, supra note 103, at 458.
111
Upendra Baxi, supra note 103, at 459.
112
Upendra Baxi, supra note 103.
NURTURING CARING LAWYERS 29

restriction on the market for legal services. The existing dichotomy between
prohibition of solicitation or advertising by lawyers, on one hand and the
wholesale buying of legal services, at unregulated legal fees113 on the other,
invariably benefits the prominent lawyers and the resourceful clients,114 thus,
promoting unfair competition and creating an unequal Bar.

Yet, to a limited extent, the current rules that regulate the legal profes-
sion in India seem to be informed by care considerations. The conflict of inter-
est rules prevents a lawyer from appearing in a case in which he is a witness
and obligates a lawyer to fully disclose to his client, at the time of engagement,
all information relating to his connection with the parties and/or any interests
which is likely to affect the clients decision in engaging him.115

Care thinking is reflected more clearly in the principle -116

An advocate appearing for the prosecution of a criminal trial shall so


conduct the prosecution that it does not lead to conviction of the inno-
cent. The suppression of material capable of establishment the inno-
cence of the accused shall be scrupulously avoided.

However, the rules do not recognise the heterogeneity of the legal pro-
fession. For example, a lawyer owes a duty to the court to restrain himself
and his client from engaging in unfair practices, including use of inappro-
priate language and aggressive tactics and arguments, in relation to the court
and opposing parties and counsels and should refuse to represent a client who
engages in such improper conduct.117 The rules also stipulate that a lawyer
should not be a mere mouthpiece for the client. However, in reality, some law-
yers, particularly law officers in government service, are rarely in a position to
question the means adopted by their client-the government, and in fact, have
to justify the actions of the government, no matter how unfair,118 in court
and in public.

The cornerstone of a good justice system is the right of all persons, irre-
spective or their socio-economic status to full and effective legal representation.
Yet, two standards of justice for the haves and the have-nots, continues and
those most in need of legal assistance must overcome great barriers to obtain
it. Quality legal representation is an expensive commodity in the legal market
and the poor are not able to choose the lawyer, nor the lawyer to choose the
113
Upendra Baxi, supra note 103.
114
Upendra Baxi, supra note 103 (The Code does not differentiate between different types of cli-
ents. The capacity and resources available to government, corporations, banks, financial insti-
tutions, registered societies, etc. vary greatly from that of an individual client).
115
Supra note 108. (S. II, Duty to the client, BCI Rules).
116
Supra note 108.
117
Supra note 108.
118
Upendra Baxi, supra note 103, at 461.
30 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

poor.119 The quality of legal representation available for the poor reflects their
value within our legal system and whether they are seen as worthy of receiving
the same quality of legal counsel as the wealthy.120

The 42nd Constitutional Amendment in India added Article 39-A which


obligates the State to provide free legal aid, by suitable legislation or schemes
or in any other way, to ensure that opportunities for securing justice are not
denied to any citizen by reason of economic or other disability. In 1987, the
Legal Services Authorities Act was enacted which led to the establishment of
national, state and district level Legal Services Authorities along with Legal
Services Committees at the Supreme Court, High Court and Talukas. Since
then, legal aid schemes have been rolled out through Lok Adalats, paralegal
volunteers, legal aid clinics etc.

The development of social action litigation (SAL) during the 1980s


which used judicial power to protect marginalised and powerless individuals
and groups was yet another step towards securing access to justice for the poor.
Galanter and Krishnan have argued that while SAL was successful in rais-
ing awareness, strengthening citizen action, improving government account-
ability and enhancing the legitimacy of the judiciary, it has failed to ensure
the systematic implementation of human rights norms that it has so proudly
upheld.121

A World Bank study has also shown that SAL has not benefited the poor
and other marginalised individuals and groups. The failure of SAL to realise
its original objectives has manifested itself in two ways- beneficiary inequality,
i.e. the middle class with greater organisational and financial resources than
the poor have gained better access to the courts and reaped benefits of SAL
and policy area inequality, i.e., the judiciary comprising of judges representing a
certain social class and ideological disposition, have been more sympathetic to
the cause of the middle class and the wealthy, as witnessed in rulings involv-
ing WTO accession, Union Carbides liability in the Bhopal gas leak case and
the construction of the Narmada Dam.122 The analysis of SALs in this study
brings forth real concerns about equality of access to justice.

119
Kaleeswaram Raj, Fair Advocacy as a Right, The Hindu, (March 27, 2014), http://www.the-
hindu.com/opinion/lead/fair-advocacy-as-a-right/article5836221.ece.
120
Michelle S. Jacobs, Full Legal Representation for the Poor: The Clash Between Lawyer Values
and Client Worthiness, 44 Howard L.J. 257, 258 (2001), available at http://scholarship.law.ufl.
edu/cgi/viewcontent.cgi?article=1147&context=facultypub.
121
Marc Galanter & Jayanth K. Krishnan, Bread for the Poor: Access to Justice and Rights of the
Needy in India, 55 Hastings L.J. 789, 796-97 (2003-2004).
122
Varun Gauri, Public Interest Litigation in India: Overreaching or Underachieving?, World
Bank, Policy Research Working Paper 5109, 8 (Nov. 2009), available at http://elibrary.
worldbank.org/doi/pdf/10.1596/1813-9450-5109.
NURTURING CARING LAWYERS 31

If indeed lawyers have a duty to render legal aid, then why do the most
successful and affluent lawyers routinely refuse to take up cases of poor per-
sons in need of legal assistance?123 Senior advocates routinely charge exorbitant
fees under different heads like retainer fee, settlement of brief charges, con-
ference charges, appearance charges, reading fees, opinion/consultation fees
etc.124 Galanter and Robinson, in a recent study, observed that elite litigators
or Grand Advocates of India charged 500,000-600,000 INR per appearance
($10,000-12,000) at the Supreme Court.125

These advocates take up public interest or pro bono cases sometimes to


elevate their public profile before the bar and the bench. The pro bono work
can assist in enhancing their reputation and visibility as lawyers who support
causes they care about. However, lawyers may be overlooked for the designa-
tion of senior advocate by the Supreme Court or High Court or if they are
perceived as being too far outside the mainstream by frequent engagement
with pro bono work.126 Interestingly, the Advocates Act does not prescribe ay
ethical parameters for designation as senior advocate.127 In fact, in some States,
the income tax details of lawyers are requested which is based on the mis-
placed notion that a lawyers ability is somehow linked to his/her income.128
To uphold the best interest of the litigants and ensure uniformity of the Bar,
restrictions should be imposed on levying of such high and unfair fees by
advocates.

A needs assessment study conducted of legal services authorities in seven


Indian states by MARG,129 a leading legal empowerment NGO found that
all states have a panel of legal aid lawyers who are selected on the basis of
their experience. However, they do not receive regular and adequate training.
The cases are left entirely to the empanelled lawyers and there is no system
to monitor case progress. There is no performance appraisal of the lawyer and
no institutional follow up with the client. Lawyers are underpaid and receive
a fee as low as Rs 500 per case. Similar patterns were noted with paralegals
who receive little or no training, do not have a clear understanding about their

123
Upendra Baxi, supra note 103, at 457.
124
Kaleeswaram Raj, supra note 119.
125
Marc Galanter & Nick Robinson, Indias Grand Advocates: A Legal Elite Flourishing in the Era
of Globalisation, 5 Harvard Law School Program on the Legal Profession Research
Paper Series 2013 11, available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2348699.
126
Id.
127
S. 16(1) of the Advocates Act. (It provides, An advocate may, with his consent, be designated
as senior advocate if the Supreme Court or a High Court is of opinion that by virtue of his
ability [standing at the Bar or special knowledge or experience in law] he is deserving of such
distinction.).
128
Kaleeswaram Raj, supra note 119.
129
For details, See, Marg, Needs Assessment Study of the Legal Services Authorities in the States
of Madhya Pradesh, Jharkhand, Bihar, Uttar Pradesh, Odisha, Rajasthan and Chhatisgarh,
Department of Justice. Government of India and UNDP (2012), http://www.in.undp.org/con-
tent/dam/india/docs/DG/needs-assessment-study-of-selected-legal-services-authorities.pdf.
32 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

roles and do not receive adequate remuneration. The National Legal Services
Authority (Free and Competent Legal Services) Regulations 2010 which lays
out the procedures and criteria for selection of panel lawyers, establishment of
monitoring committees are not yet fully functional in the assessed states.130
This shows that the poor are not entitled to either zealous131 or adequate132 legal
representation.133 The MARG study made certain recommendations to address
the gaps in the existing legal aid system such as development of a transparent
and systematic empanelment process for lawyers, monitoring and evaluation
through case tracking and client feedback, training of empanelled lawyers and
regular payment of lawyers fees.134

In another recent study of access to justice in the lower judiciary in


India, it was observed that lower-tier judges should be empowered to play a
much wider role than simply delivering judicial opinions based on narrow, for-
mal procedural rules as they are trained to do.135 For example, a lower court
judge released a rape accused on bail on the ground that he shall marry the
girl. In this case, the judge missed a real opportunity to protect the girls
rights by not arresting the accused and not conducting a fair trial. Instead, he
endorsed a marital union between a rape accused and his victim and perpetu-
ated a culture of discrimination and sexual abuse.136 With more judicial train-
ing and sensitisation and increase in judges salaries, more talented, motivated
and sensitive people from the bar could be attracted to join the judiciary.137

This apathy towards the poor seeking justice is closely linked to the kind
of training that is imparted in law schools. Most students do not learn how
to appreciate or value their clients during their legal training.138 At the same
time, lawyers who represent the poor are not always respected by the bar and

130
Id., at 125
131
Lawyers have a strict ethical responsibility to advocate zealously on behalf of their client.
Zealous representation does not mean a lawyer should strive to win a case at all costs,
if that means harming third parties and adversaries unnecessarily in the process. It means
doing everything reasonable to help a client achieve the goals set forth at the outset of the
representation.
132
Indigent defendants who are represented by appointed lawyers are entitled to adequate rep-
resentation. But adequate representation does not mean perfect representation. Adequate
representation not only covers the right to have a lawyer present at a trial in a court of law
but also that the lawyer is competent in arguing cases in a court of law.
133
Stephen B. Bright, Legal Representation for the Poor: Can Society Afford This
Much Injustice, 75 Miss. L. Rev. 710 (2010), available at http://scholarship.law.
m i s s ou r i.e du /c g i /v ie wc ontent .c g i?a r t ic le =3883& c onte x t=m l r& s ei-re d i r=1& re f er-
er=http%3 A%2F%2Fscholar.google.co.in%2Fscholar%3Fhl%3Den%26q%3Dright%2B -
poor%2Blegal%2Brepresentation%26btnG%3D#search=%22right%20poor%20legal%20
representation%22.
134
See supra note 129, at 137-140.
135
Jayanth K. Krishnan supra note 26, at 534.
136
Jayanth K. Krishnan supra note 26.
137
Jayanth K. Krishnan supra note 26.
138
Michelle S. Jacobs, supra note 120, at 274.
NURTURING CARING LAWYERS 33

the bench and are made to feel less professional. They may be perceived as
low-status or incompetent lawyers who cannot get better jobs.139 High case-
loads and poor salaries further alienate lawyers representing the poor which
adversely impacts the quality of legal representation. In addition, courts are
often seen as prioritising procedural and administrative concerns over deliver-
ing justice. Moving dockets trump competent legal representation in many cas-
es.140 Given this reality, it is reassuring to learn that the National Law School
of India University (NLSIU) is submitting a draft policy to the BCI and the
Law Ministry that makes it mandatory for all law schools to establish free
legal aid clinics to be run by law students.141

Many notorious practices of the Bar are overlooked by the rules, such
as bench-fixing,142 suppression of unfavourable legal precedent, asking for
repeated adjournments, charging disproportionately high fees without any
regard for the capacity of the client to pay and the nature of the case, encour-
agement of administrative corruption among court staff.143

The Code is couched in mandatory terms although it does not seem to


create any binding obligations and is meant to serve as a general guide for
legal practitioners.144 Despite the notional accommodation of care thinking in
the existing rules and standards of professional conduct of lawyers in India,
we witness blatant disregard for the rules by legal practitioners, mainly due to
the lack of a strong accountability framework to initiate disciplinary action in
cases of professional misconduct.

Upendra Baxi identified four kinds of professional deviance by lawyers-


client-centred deviance, which is the most common, abuse of judicial process,
disrespect to the court and/or other judicial authorities, and conviction for
criminal offences.145 He examined some disciplinary rulings of the BCI com-
mittee between 1972 and 1978 and offered some interesting observations that,
in his opinion, constitute the pathology of the legal profession.

He found that very few of these were suo motu proceedings by the
BCI.146 The BCI sparingly uses its powers under Section 35(3) of the Advocates
Act 1961 to reprimand, suspend or remove an advocate from its rolls as

139
Michelle S. Jacobs, supra note 120, at 274.
140
Stephen B. Bright, supra note 133, at 709.
141
Venkata Sushmita Biswas, When your lawyer is a collegian, The Hindu, September 17, 2013,
http://www.thehindu.com/todays-paper/tp-national/tp-karnataka/when-your-lawyer-is-a-colle-
gian/article5136405.ece.
142
Some lawyers may use unfair means to ensure that particular judges sit in particular trials to
influence the ruling in their favour.
143
Upendra Baxi, supra note 103, at 461-62.
144
Upendra Baxi, supra note 103, at 457.
145
Upendra Baxi, supra note 103, at 478.
146
Suo motu proceedings by State Bar Councils are discretionary. (S. 35 of the Advocates Act)
34 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

punishment for professional misconduct. The BCI disciplinary committees


were found to protect deviant advocates from adverse publicity147 and strong
sanction by reducing punishment in almost all cases, upon appeal. The study
also observed that the disciplinary proceedings of the BCI did not follow a tra-
dition of continuity and operated without any normative standards or a body
of precedents and there was no urgency in deciding on disciplinary proceed-
ings and on average, the committees took between two to three years to decide
a case.148

While the lawyer is able to afford legal representation in such proceed-


ings, the complainant remains unrepresented in a majority of cases.149 In terms
of sanctions, Section 42(5) of the Advocates Act allows the Chairperson or
Vice-Chairperson of the State Bar Council to decide a matter when the dis-
ciplinary committee fails to reach a clear majority opinion thus promot-
ing majoritarianism and interventions by non-members of the disciplinary
committee.150

Those few State lawyers who are dismissed or removed from office on
charges of moral turpitude are allowed to be re-admitted into the Bar after
the expiry of two years since such dismissal or removal.151 Despite the Law
Commission of Indias recommendation that this legal proviso be removed so
that such lawyers remain disqualified for life and that such disqualification
be extended to private legal practitioners, this provision continues to be in
effect.152

The existing code of ethics regulating the legal profession in India are,
on one hand, aspirational in the sense that they set high standards which are
often not reinforced through appropriate disciplinary sanctions153 and discipli-
nary, on the other, as they also attempt to lay down a set of categorical, all-or-
nothing rules, often without reference to context or consequences.154 Whether
aspirational or disciplinary or both, the important question is whether the code
has deterred unethical and unprofessional behaviour and encouraged behav-
iour that is ethical.155 Unfortunately, the BCI, as the sole custodian of the legal

147
The disciplinary proceedings of the Bar Councils are in camera.
148
Upendra Baxi, supra note 103, at 478-79.
149
Although there is a provision for amicus curiae lawyers for unrepresented complainants in dis-
ciplinary proceedings of Bar Councils, Baxis study found that this provision was rarely used.
150
See, Upendra Baxi, supra note 103, at 480-82.
151
S. 24-A(1) of the Advocates Act 1961, http://www.barcouncilofindia.org/wp-content/
uploads/2010/05/Advocates-Act1961.pdf (last visited on October 10, 2013).
152
Law Commission of India, The Legal Education & Professional Training and Proposals for
Amendments to the Advocates Act, 1961 and the University Grants Commission Act, 1956, 184th
Report, (Dec. 2002) 122-24, http://lawcommissionofindia.nic.in/reports/184threport-PartI.pdf.
153
Donald Nicolson, supra note 10, at 606.
154
Donald Nicolson, supra note 10.
155
Donald Nicolson, supra note 10, at 605.
NURTURING CARING LAWYERS 35

profession in India, has proved incapable of enforcing ethical standards in a


proactive manner.156

Efforts to enforce the standards of professional conduct by the proposed


establishment of the Legal Services Board through the enactment of the Legal
Practitioners (Regulations and Maintenance of Standards in Profession, Protecting
the Interest of Clients and Promoting the Rule of Law) Bill 2010, are pending.157
The proposed law aims to create a Legal Services Board to regulate the legal
profession; establish an ombudsman to deal with complaints against legal
practitioners and enact the duty to provide pro bono legal services. The Bill is
being opposed by large sections of the legal fraternity as they argue that such a
super-regulator would undermine the authority of the Bar Councils and inter-
fere with the independence of the Bar. Instead, they have proposed that Bar
Councils be strengthened and made more accountable.

VI. C onclusion

The structure and practice milieu of legal practice in India has been rad-
ically altered in the last decade or so. In this context, the legal academy and
the Bar must attempt to develop new approaches to teaching, learning and
practicing professional responsibility which will require a counter-socialisation of
sorts that prioritises social context, moral reasoning, care and connection, intu-
ition and motivation.158

The system of peer group adjudication by the BCI has proved to be


ineffective and has failed to enforce the standards of professional conduct for
lawyers. Over the years, the BCI has served to protect the interests of advo-
cates and has not upheld the integrity of the legal profession, as was originally
intended.

The adherence of existing codes of professional ethics to a set of neutral


rules may lead to indifference towards ethical considerations and reduce eth-
ics to risk analysis and management instead of development of moral charac-
ter and ethical behaviour.159 Instead, a caring, contextual code will address the
ethical issues involved in client selection and provide guidance on how these
issues will play out in that particular situation.160 It will expose law students

156
Upendra Baxi, supra note 103, at 480.
157
Text of the Bill, available at lawmin.nic.in/la/NALSA.doc.
158
Barbara Bezdek, Reconstructing a Pedagogy of Responsibility, 43 Hastings L.J. 1159, 1160
(1991-92).
159
Donald Nicolson, Making Lawyers Moral? Ethical Codes and Moral Character, 25(4) Legal
Stud. 601, 619 (2005).
160
See generally Donald Nicolson & Julian Webb, Professional Legal Ethics: Critical
Interrogations Chapters 6-8 (1999).
36 JOURNAL OF INDIAN LAW AND SOCIETY [Vol. 5 : Winter]

to the ethical dilemmas and constraints that arise in various practice areas and
help them in making ethically informed career choices.161

In the changing world of legal practice, care thinking may positively


impact the nature of legal representation and significantly reform the law-
yer-client relationship.162 The ethic of care offers interesting alternatives to cur-
rent lawyering models by seeking to temper the lawyers zeal while preserving
the core ideal of a lawyers role as his/her clients advocate163 but care thinking
risks devaluation if it does not run as a thread within the law school curricu-
lum and remains limited to a few isolated courses.164

However, we must remain mindful about placing the burden of care dis-
proportionately on certain groups of lawyers, for example, women, or blurring
the thin line between care and charity165 when paternalism trumps empathy.
Concerns about legal relativism in the existing legal arena of stable, universal
and predictable rules must also be addressed. Despite this, care and relational
theories hold the power to transform legal discipline and institutions and mer-
its serious consideration from the legal profession in India.

161
Donald Nicolson, Making Lawyers Moral? Ethical Codes and Moral Character, 25(4) Legal
Stud. 601, 623-24 (2005).
162
Stephen Ellman, supra note 5, at 2726.
163
Stephen Ellman, supra note 5, at 2726.
164
Theresa Glennon, supra note 51, at 1186.
165
Theresa Glennon, supra note 51, at 414-15.

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