University Physics Volume 2-LR 20161006
University Physics Volume 2-LR 20161006
University Physics Volume 2-LR 20161006
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PREFACE
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About University Physics
University Physics is designed for the two- or three-semester calculus-based physics course. The text has been developed
to meet the scope and sequence of most university physics courses and provides a foundation for a career in mathematics,
science, or engineering. The book provides an important opportunity for students to learn the core concepts of physics and
understand how those concepts apply to their lives and to the world around them.
Due to the comprehensive nature of the material, we are offering the book in three volumes for flexibility and efficiency.
Coverage and Scope
Our University Physics textbook adheres to the scope and sequence of most two- and three-semester physics courses
nationwide. We have worked to make physics interesting and accessible to students while maintaining the mathematical
rigor inherent in the subject. With this objective in mind, the content of this textbook has been developed and arranged
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future careers. The organization and pedagogical features were developed and vetted with feedback from science educators
dedicated to the project.
VOLUME I
2 Preface
Unit 1: Mechanics
Chapter 1: Units and Measurement
Chapter 2: Vectors
Chapter 3: Motion Along a Straight Line
Chapter 4: Motion in Two and Three Dimensions
Chapter 5: Newtons Laws of Motion
Chapter 6: Applications of Newtons Laws
Chapter 7: Work and Kinetic Energy
Chapter 8: Potential Energy and Conservation of Energy
Chapter 9: Linear Momentum and Collisions
Chapter 10: Fixed-Axis Rotation
Chapter 11: Angular Momentum
Chapter 12: Static Equilibrium and Elasticity
Chapter 13: Gravitation
Chapter 14: Fluid Mechanics
Unit 2: Waves and Acoustics
Chapter 15: Oscillations
Chapter 16: Waves
Chapter 17: Sound
VOLUME II
Unit 1: Thermodynamics
Chapter 1: Temperature and Heat
Chapter 2: The Kinetic Theory of Gases
Chapter 3: The First Law of Thermodynamics
Chapter 4: The Second Law of Thermodynamics
Unit 2: Electricity and Magnetism
Chapter 5: Electric Charges and Fields
Chapter 6: Gausss Law
Chapter 7: Electric Potential
Chapter 8: Capacitance
Chapter 9: Current and Resistance
Chapter 10: Direct-Current Circuits
Chapter 11: Magnetic Forces and Fields
Chapter 12: Sources of Magnetic Fields
Chapter 13: Electromagnetic Induction
Chapter 14: Inductance
Chapter 15: Alternating-Current Circuits
Chapter 16: Electromagnetic Waves
VOLUME III
Unit 1: Optics
Chapter 1: The Nature of Light
Chapter 2: Geometric Optics and Image Formation
Chapter 3: Interference
Chapter 4: Diffraction
Unit 2: Modern Physics
Chapter 5: Relativity
Chapter 6: Photons and Matter Waves
Chapter 7: Quantum Mechanics
Chapter 8: Atomic Structure
Chapter 9: Condensed Matter Physics
Chapter 10: Nuclear Physics
Chapter 11: Particle Physics and Cosmology
Pedagogical Foundation
Throughout University Physics you will find derivations of concepts that present classical ideas and techniques, as well
as modern applications and methods. Most chapters start with observations or experiments that place the material in a
context of physical experience. Presentations and explanations rely on years of classroom experience on the part of long-
time physics professors, striving for a balance of clarity and rigor that has proven successful with their students. Throughout
the text, links enable students to review earlier material and then return to the present discussion, reinforcing connections
between topics. Key historical figures and experiments are discussed in the main text (rather than in boxes or sidebars),
maintaining a focus on the development of physical intuition. Key ideas, definitions, and equations are highlighted in
the text and listed in summary form at the end of each chapter. Examples and chapter-opening images often include
contemporary applications from daily life or modern science and engineering that students can relate to, from smart phones
to the internet to GPS devices.
Assessments That Reinforce Key Concepts
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approach a problem, how to work with the equations, and how to check and generalize the result. Examples are often
followed by Check Your Understanding questions and answers to help reinforce for students the important ideas of the
examples. Problem-Solving Strategies in each chapter break down methods of approaching various types of problems into
steps students can follow for guidance. The book also includes exercises at the end of each chapter so students can practice
what theyve learned.
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situations.
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are appropriate for solving given problems. Randomly located throughout the problems are Unreasonable Results
exercises that ask students to evaluate the answer to a problem and explain why it is not reasonable and what
assumptions made might not be correct.
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About the Authors
Senior Contributing Authors
4 Preface
1 | TEMPERATURE AND
HEAT
Figure 1.1 These snowshoers on Mount Hood in Oregon are enjoying the heat flow and light caused by high temperature. All
three mechanisms of heat transfer are relevant to this picture. The heat flowing out of the fire also turns the solid snow to liquid
water and vapor. (credit: Mt. Hood Territory/Flickr)
Chapter Outline
1.1 Temperature and Thermal Equilibrium
1.2 Thermometers and Temperature Scales
1.3 Thermal Expansion
1.4 Heat Transfer, Specific Heat, and Calorimetry
1.5 Phase Changes
1.6 Mechanisms of Heat Transfer
Introduction
Heat and temperature are important concepts for each of us, every day. How we dress in the morning depends on whether
the day is hot or cold, and most of what we do requires energy that ultimately comes from the Sun. The study of heat
and temperature is part of an area of physics known as thermodynamics. The laws of thermodynamics govern the flow
of energy throughout the universe. They are studied in all areas of science and engineering, from chemistry to biology to
environmental science.
In this chapter, we explore heat and temperature. It is not always easy to distinguish these terms. Heat is the flow of energy
from one object to another. This flow of energy is caused by a difference in temperature. The transfer of heat can change
temperature, as can work, another kind of energy transfer that is central to thermodynamics. We return to these basic ideas
several times throughout the next four chapters, and you will see that they affect everything from the behavior of atoms and
molecules to cooking to our weather on Earth to the life cycles of stars.
8 Chapter 1 | Temperature and Heat
Heat is familiar to all of us. We can feel heat entering our bodies from the summer Sun or from hot coffee or tea after
a winter stroll. We can also feel heat leaving our bodies as we feel the chill of night or the cooling effect of sweat after
exercise.
What is heat? How do we define it and how is it related to temperature? What are the effects of heat and how does it
flow from place to place? We will find that, in spite of the richness of the phenomena, a small set of underlying physical
principles unites these subjects and ties them to other fields. We start by examining temperature and how to define and
measure it.
Temperature
The concept of temperature has evolved from the common concepts of hot and cold. The scientific definition of temperature
explains more than our senses of hot and cold. As you may have already learned, many physical quantities are defined
solely in terms of how they are observed or measured, that is, they are defined operationally. Temperature is operationally
defined as the quantity of what we measure with a thermometer. As we will see in detail in a later chapter on the kinetic
theory of gases, temperature is proportional to the average kinetic energy of translation, a fact that provides a more physical
definition. Differences in temperature maintain the transfer of heat, or heat transfer, throughout the universe. Heat transfer
is the movement of energy from one place or material to another as a result of a difference in temperature. (You will learn
more about heat transfer later in this chapter.)
Thermal Equilibrium
An important concept related to temperature is thermal equilibrium. Two objects are in thermal equilibrium if they are in
close contact that allows either to gain energy from the other, but nevertheless, no net energy is transferred between them.
Even when not in contact, they are in thermal equilibrium if, when they are placed in contact, no net energy is transferred
between them. If two objects remain in contact for a long time, they typically come to equilibrium. In other words, two
objects in thermal equilibrium do not exchange energy.
Experimentally, if object A is in equilibrium with object B, and object B is in equilibrium with object C, then (as you may
have already guessed) object A is in equilibrium with object C. That statement of transitivity is called the zeroth law of
thermodynamics. (The number zeroth was suggested by British physicist Ralph Fowler in the 1930s. The first, second,
and third laws of thermodynamics were already named and numbered then. The zeroth law had seldom been stated, but it
needs to be discussed before the others, so Fowler gave it a smaller number.) Consider the case where A is a thermometer.
The zeroth law tells us that if A reads a certain temperature when in equilibrium with B, and it is then placed in contact with
C, it will not exchange energy with C; therefore, its temperature reading will remain the same (Figure 1.2). In other words,
if two objects are in thermal equilibrium, they have the same temperature.
A thermometer measures its own temperature. It is through the concepts of thermal equilibrium and the zeroth law of
thermodynamics that we can say that a thermometer measures the temperature of something else, and to make sense of the
statement that two objects are at the same temperature.
In the rest of this chapter, we will often refer to systems instead of objects. As in the chapter on linear momentum and
collisions, a system consists of one or more objectsbut in thermodynamics, we require a system to be macroscopic, that
is, to consist of a huge number (such as 10 23 ) of molecules. Then we can say that a system is in thermal equilibrium with
itself if all parts of it are at the same temperature. (We will return to the definition of a thermodynamic system in the chapter
on the first law of thermodynamics.)
Any physical property that depends consistently and reproducibly on temperature can be used as the basis of a thermometer.
For example, volume increases with temperature for most substances. This property is the basis for the common alcohol
thermometer and the original mercury thermometers. Other properties used to measure temperature include electrical
resistance, color, and the emission of infrared radiation (Figure 1.3).
10 Chapter 1 | Temperature and Heat
Figure 1.3 Because many physical properties depend on temperature, the variety of thermometers is remarkable. (a) In this
common type of thermometer, the alcohol, containing a red dye, expands more rapidly than the glass encasing it. When the
thermometers temperature increases, the liquid from the bulb is forced into the narrow tube, producing a large change in the
length of the column for a small change in temperature. (b) Each of the six squares on this plastic (liquid crystal) thermometer
contains a film of a different heat-sensitive liquid crystal material. Below 95 F , all six squares are black. When the plastic
thermometer is exposed to a temperature of 95 F , the first liquid crystal square changes color. When the temperature reaches
above 96.8 F , the second liquid crystal square also changes color, and so forth. (c) A firefighter uses a pyrometer to check the
temperature of an aircraft carriers ventilation system. The pyrometer measures infrared radiation (whose emission varies with
temperature) from the vent and quickly produces a temperature readout. Infrared thermometers are also frequently used to
measure body temperature by gently placing them in the ear canal. Such thermometers are more accurate than the alcohol
thermometers placed under the tongue or in the armpit. (credit b: modification of work by Tess Watson; credit c: modification of
work by Lamel J. Hinton)
Thermometers measure temperature according to well-defined scales of measurement. The three most common temperature
scales are Fahrenheit, Celsius, and Kelvin. Temperature scales are created by identifying two reproducible temperatures.
The freezing and boiling temperatures of water at standard atmospheric pressure are commonly used.
On the Celsius scale, the freezing point of water is 0 C and the boiling point is 100 C. The unit of temperature on this
scale is the degree Celsius (C) . The Fahrenheit scale (still the most frequently used for common purposes in the United
States) has the freezing point of water at 32 F and the boiling point at 212 F. Its unit is the degree Fahrenheit ( F ).
You can see that 100 Celsius degrees span the same range as 180 Fahrenheit degrees. Thus, a temperature difference of one
degree on the Celsius scale is 1.8 times as large as a difference of one degree on the Fahrenheit scale, or T F = 9 T C.
5
The definition of temperature in terms of molecular motion suggests that there should be a lowest possible temperature,
where the average kinetic energy of molecules is zero (or the minimum allowed by quantum mechanics). Experiments
confirm the existence of such a temperature, called absolute zero. An absolute temperature scale is one whose zero point
is absolute zero. Such scales are convenient in science because several physical quantities, such as the volume of an ideal
gas, are directly related to absolute temperature.
The Kelvin scale is the absolute temperature scale that is commonly used in science. The SI temperature unit is the kelvin,
which is abbreviated K (not accompanied by a degree sign). Thus 0 K is absolute zero. The freezing and boiling points
of water are 273.15 K and 373.15 K, respectively. Therefore, temperature differences are the same in units of kelvins and
degrees Celsius, or T C = T K .
The relationships between the three common temperature scales are shown in Figure 1.4. Temperatures on these scales
can be converted using the equations in Table 1.1.
Figure 1.4 Relationships between the Fahrenheit, Celsius, and Kelvin temperature scales are shown. The relative sizes
of the scales are also shown.
Example 1.1
T F = 9 T C + 32.
5
Substitute the known value into the equation and solve:
T F = 9 (25 C) + 32 = 77 F.
5
Similarly, we find that T K = T C + 273.15 = 298 K .
The Kelvin scale is part of the SI system of units, so its actual definition is more complicated than the one given above.
First, it is not defined in terms of the freezing and boiling points of water, but in terms of the triple point. The triple point
is the unique combination of temperature and pressure at which ice, liquid water, and water vapor can coexist stably. As
will be discussed in the section on phase changes, the coexistence is achieved by lowering the pressure and consequently
the boiling point to reach the freezing point. The triple-point temperature is defined as 273.16 K. This definition has the
advantage that although the freezing temperature and boiling temperature of water depend on pressure, there is only one
triple-point temperature.
Second, even with two points on the scale defined, different thermometers give somewhat different results for other
temperatures. Therefore, a standard thermometer is required. Metrologists (experts in the science of measurement) have
chosen the constant-volume gas thermometer for this purpose. A vessel of constant volume filled with gas is subjected to
temperature changes, and the measured temperature is proportional to the change in pressure. Using TP to represent the
triple point,
p
T = p T TP.
TP
The results depend somewhat on the choice of gas, but the less dense the gas in the bulb, the better the results for different
gases agree. If the results are extrapolated to zero density, the results agree quite well, with zero pressure corresponding to
a temperature of absolute zero.
Constant-volume gas thermometers are big and come to equilibrium slowly, so they are used mostly as standards to calibrate
other thermometers.
Visit this site (https://openstaxcollege.org/l/21consvolgasth) to learn more about the constant-volume gas
thermometer.
The expansion of alcohol in a thermometer is one of many commonly encountered examples of thermal expansion, which
is the change in size or volume of a given system as its temperature changes. The most visible example is the expansion of
hot air. When air is heated, it expands and becomes less dense than the surrounding air, which then exerts an (upward) force
on the hot air and makes steam and smoke rise, hot air balloons float, and so forth. The same behavior happens in all liquids
and gases, driving natural heat transfer upward in homes, oceans, and weather systems, as we will discuss in an upcoming
section. Solids also undergo thermal expansion. Railroad tracks and bridges, for example, have expansion joints to allow
them to freely expand and contract with temperature changes, as shown in Figure 1.5.
Figure 1.5 (a) Thermal expansion joints like these in the (b) Auckland Harbour Bridge in New Zealand allow bridges to
change length without buckling. (credit: J/Wikimedia Commons)
What is the underlying cause of thermal expansion? As previously mentioned, an increase in temperature means an
increase in the kinetic energy of individual atoms. In a solid, unlike in a gas, the molecules are held in place by forces
from neighboring molecules; as we saw in Oscillations (http://cnx.org/content/m58360/latest/) , the forces can
be modeled as in harmonic springs described by the Lennard-Jones potential. Energy in Simple Harmonic Motion
(http://cnx.org/content/m58362/latest/#CNX_UPhysics_15_02_LennaJones) shows that such potentials are
asymmetrical in that the potential energy increases more steeply when the molecules get closer to each other than when they
get farther away. Thus, at a given kinetic energy, the distance moved is greater when neighbors move away from each other
than when they move toward each other. The result is that increased kinetic energy (increased temperature) increases the
average distance between moleculesthe substance expands.
For most substances under ordinary conditions, it is an excellent approximation that there is no preferred direction (that is,
the solid is isotropic), and an increase in temperature increases the solids size by a certain fraction in each dimension.
Therefore, if the solid is free to expand or contract, its proportions stay the same; only its overall size changes.
where L is the original length, dL is the change in length with respect to temperature, and is the coefficient of
dT
linear expansion, a material property that varies slightly with temperature. As is nearly constant and also very
small, for practical purposes, we use the linear approximation:
L = LT. (1.2)
Table 1.2 lists representative values of the coefficient of linear expansion. As noted earlier, T is the same whether it
is expressed in units of degrees Celsius or kelvins; thus, may have units of 1/C or 1/K with the same value in either
case. Approximating as a constant is quite accurate for small changes in temperature and sufficient for most practical
purposes, even for large changes in temperature. We examine this approximation more closely in the next example.
14 Chapter 1 | Temperature and Heat
Solids
Aluminum 25 10 6 75 10 6
Brass 19 10 6 56 10 6
Copper 17 10 6 51 10 6
Gold 14 10 6 42 10 6
Iron or steel 12 10 6 35 10 6
Invar (nickel-iron alloy) 0.9 10 6 2.7 10 6
Lead 29 10 6 87 10 6
Silver 18 10 6 54 10 6
Glass (ordinary) 9 10 6 27 10 6
Glass (Pyrex) 3 10 6 9 10 6
Quartz 0.4 10 6 1 10 6
Concrete, brick ~ 12 10 6 ~ 36 10 6
Marble (average) 2.5 10 6 7.5 10 6
Liquids
Ether 1650 10 6
Ethyl alcohol 1100 10 6
Gasoline 950 10 6
Glycerin 500 10 6
Mercury 180 10 6
Water 210 10 6
Gases
Air and most other gases at 3400 10 6
atmospheric pressure
Thermal expansion is exploited in the bimetallic strip (Figure 1.6). This device can be used as a thermometer if the curving
strip is attached to a pointer on a scale. It can also be used to automatically close or open a switch at a certain temperature,
as in older or analog thermostats.
Example 1.2
where A is the change in area A, T is the change in temperature, and is the coefficient of linear expansion,
which varies slightly with temperature.
Figure 1.7 In general, objects expand in all directions as temperature increases. In these drawings, the original
boundaries of the objects are shown with solid lines, and the expanded boundaries with dashed lines. (a) Area increases
because both length and width increase. The area of a circular plug also increases. (b) If the plug is removed, the hole it
leaves becomes larger with increasing temperature, just as if the expanding plug were still in place. (c) Volume also
increases, because all three dimensions increase.
The relationship between volume and temperature dV is given by dV = VT , where is the coefficient of
dT dT
volume expansion. As you can show in Exercise 1.60, = 3 . This equation is usually written as
V = VT. (1.4)
Note that the values of in Table 1.2 are equal to 3 except for rounding.
Volume expansion is defined for liquids, but linear and area expansion are not, as a liquids changes in linear dimensions
and area depend on the shape of its container. Thus, Table 1.2 shows liquids values of but not .
In general, objects expand with increasing temperature. Water is the most important exception to this rule. Water does
expand with increasing temperature (its density decreases) at temperatures greater than 4 C (40 F) . However, it is densest
at +4 C and expands with decreasing temperature between +4 C and 0 C ( 40 F to 32 F ), as shown in Figure 1.8.
A striking effect of this phenomenon is the freezing of water in a pond. When water near the surface cools down to 4 C,
it is denser than the remaining water and thus sinks to the bottom. This turnover leaves a layer of warmer water near the
surface, which is then cooled. However, if the temperature in the surface layer drops below 4 C , that water is less dense
than the water below, and thus stays near the top. As a result, the pond surface can freeze over. The layer of ice insulates the
liquid water below it from low air temperatures. Fish and other aquatic life can survive in 4 C water beneath ice, due to
this unusual characteristic of water.
Figure 1.8 This curve shows the density of water as a function of temperature. Note that the
thermal expansion at low temperatures is very small. The maximum density at 4 C is only
0.0075% greater than the density at 2 C , and 0.012% greater than that at 0 C . The
decrease of density below 4 C occurs because the liquid water approachs the solid crystal
form of ice, which contains more empty space than the liquid.
Example 1.3
Alternatively, we can combine these three equations into a single equation. (Note that the original volumes are
equal.)
V spill = ga s sVT
= (950 35) 10 6 /C(60.0 L)(20.0 C)
= 1.10 L.
18 Chapter 1 | Temperature and Heat
Significance
This amount is significant, particularly for a 60.0-L tank. The effect is so striking because the gasoline and steel
expand quickly. The rate of change in thermal properties is discussed later in this chapter.
If you try to cap the tank tightly to prevent overflow, you will find that it leaks anyway, either around the cap or
by bursting the tank. Tightly constricting the expanding gas is equivalent to compressing it, and both liquids and
solids resist compression with extremely large forces. To avoid rupturing rigid containers, these containers have
air gaps, which allow them to expand and contract without stressing them.
1.1 Check Your Understanding Does a given reading on a gasoline gauge indicate more gasoline in cold
weather or in hot weather, or does the temperature not matter?
Thermal Stress
If you change the temperature of an object while preventing it from expanding or contracting, the object is subjected to
stress that is compressive if the object would expand in the absence of constraint and tensile if it would contract. This stress
resulting from temperature changes is known as thermal stress. It can be quite large and can cause damage.
To avoid this stress, engineers may design components so they can expand and contract freely. For instance, in highways,
gaps are deliberately left between blocks to prevent thermal stress from developing. When no gaps can be left, engineers
must consider thermal stress in their designs. Thus, the reinforcing rods in concrete are made of steel because steels
coefficient of linear expansion is nearly equal to that of concrete.
To calculate the thermal stress in a rod whose ends are both fixed rigidly, we can think of the stress as developing in two
steps. First, let the ends be free to expand (or contract) and find the expansion (or contraction). Second, find the stress
necessary to compress (or extend) the rod to its original length by the methods you studied in Static Equilibrium and
Elasticity (http://cnx.org/content/m58339/latest/) on static equilibrium and elasticity. In other words, the L of the
thermal expansion equals the L of the elastic distortion (except that the signs are opposite).
Example 1.4
where Y is the Youngs modulus of the materialconcrete, in this case. In thermal expansion, L = L 0 T.
We combine these two equations by noting that the two Ls are equal, as stated above. Because we are not
given L 0 or A, we can obtain a numerical answer only if they both cancel out.
Solution
We substitute the thermal-expansion equation into the elasticity equation to get
F = Y L 0 T = YT,
A L0
and as we hoped, L 0 has canceled and A appears only in F/A, the notation for the quantity we are calculating.
Significance
The ultimate compressive strength of concrete is 20 10 6 N/m 2, so the blocks are unlikely to break. However,
the ultimate shear strength of concrete is only 2 10 6 N/m 2, so some might chip off.
1.2 Check Your Understanding Two objects A and B have the same dimensions and are constrained
identically. A is made of a material with a higher thermal expansion coefficient than B. If the objects are heated
identically, will A feel a greater stress than B?
We have seen in previous chapters that energy is one of the fundamental concepts of physics. Heat is a type of energy
transfer that is caused by a temperature difference, and it can change the temperature of an object. As we learned earlier
in this chapter, heat transfer is the movement of energy from one place or material to another as a result of a difference
in temperature. Heat transfer is fundamental to such everyday activities as home heating and cooking, as well as many
industrial processes. It also forms a basis for the topics in the remainder of this chapter.
We also introduce the concept of internal energy, which can be increased or decreased by heat transfer. We discuss
another way to change the internal energy of a system, namely doing work on it. Thus, we are beginning the study of the
relationship of heat and work, which is the basis of engines and refrigerators and the central topic (and origin of the name)
of thermodynamics.
Figure 1.9 (a) Here, the soft drink has a higher temperature than the ice, so they are not in thermal equilibrium. (b) When the
soft drink and ice are allowed to interact, heat is transferred from the drink to the ice due to the difference in temperatures until
they reach the same temperature, T , achieving equilibrium. In fact, since the soft drink and ice are both in contact with the
surrounding air and the bench, the ultimate equilibrium temperature will be the same as that of the surroundings.
The meaning of heat in physics is different from its ordinary meaning. For example, in conversation, we may say the
heat was unbearable, but in physics, we would say that the temperature was high. Heat is a form of energy flow, whereas
temperature is not. Incidentally, humans are sensitive to heat flow rather than to temperature.
Since heat is a form of energy, its SI unit is the joule (J). Another common unit of energy often used for heat is the calorie
(cal), defined as the energy needed to change the temperature of 1.00 g of water by 1.00 C specifically, between
14.5 C and 15.5 C , since there is a slight temperature dependence. Also commonly used is the kilocalorie (kcal), which
is the energy needed to change the temperature of 1.00 kg of water by 1.00 C . Since mass is most often specified in
kilograms, the kilocalorie is convenient. Confusingly, food calories (sometimes called big calories, abbreviated Cal) are
actually kilocalories, a fact not easily determined from package labeling.
Increasing internal energy by heat transfer gives the same result as increasing it by doing work. Therefore, although a
system has a well-defined internal energy, we cannot say that it has a certain heat content or work content. A well-
defined quantity that depends only on the current state of the system, rather than on the history of that system, is known as
a state variable. Temperature and internal energy are state variables. To sum up this paragraph, heat and work are not state
variables.
Incidentally, increasing the internal energy of a system does not necessarily increase its temperature. As well see in the next
section, the temperature does not change when a substance changes from one phase to another. An example is the melting
of ice, which can be accomplished by adding heat or by doing frictional work, as when an ice cube is rubbed against a rough
surface.
where Q is the symbol for heat transfer (quantity of heat), m is the mass of the substance, and T is the change
in temperature. The symbol c stands for the specific heat (also called specific heat capacity) and depends on the
material and phase. The specific heat is numerically equal to the amount of heat necessary to change the temperature of
1.00 kg of mass by 1.00 C . The SI unit for specific heat is J/(kg K) or J/(kg C) . (Recall that the temperature
change T is the same in units of kelvin and degrees Celsius.)
Values of specific heat must generally be measured, because there is no simple way to calculate them precisely. Table 1.3
lists representative values of specific heat for various substances. We see from this table that the specific heat of water is
five times that of glass and 10 times that of iron, which means that it takes five times as much heat to raise the temperature
of water a given amount as for glass, and 10 times as much as for iron. In fact, water has one of the largest specific heats of
any material, which is important for sustaining life on Earth.
The specific heats of gases depend on what is maintained constant during the heatingtypically either the volume or
the pressure. In the table, the first specific heat value for each gas is measured at constant volume, and the second (in
parentheses) is measured at constant pressure. We will return to this topic in the chapter on the kinetic theory of gases.
Gases[3]
Air (dry) 721 (1015) 0.172 (0.242)
Ammonia 1670 (2190) 0.399 (0.523)
Carbon dioxide 638 (833) 0.152 (0.199)
Nitrogen 739 (1040) 0.177 (0.248)
Oxygen 651 (913) 0.156 (0.218)
Steam (100 C) 1520 (2020) 0.363 (0.482)
In general, specific heat also depends on temperature. Thus, a precise definition of c for a substance must be given in terms
1 Q and replace with d:
of an infinitesimal change in temperature. To do this, we note that c = m
T
1 dQ .
c=m
dT
Except for gases, the temperature and volume dependence of the specific heat of most substances is weak at normal
temperatures. Therefore, we will generally take specific heats to be constant at the values given in the table.
Example 1.5
3. Calculate the heat transferred to the water. Use the specific heat of water in Table 1.3:
Q w = m w c w T = 0.250 kg4186 J/kg C(60.0 C) = 62.8 kJ.
4. Calculate the heat transferred to the aluminum. Use the specific heat for aluminum in Table 1.3:
24 Chapter 1 | Temperature and Heat
Significance
In this example, the heat transferred to the container is a significant fraction of the total transferred heat. Although
the mass of the pan is twice that of the water, the specific heat of water is over four times that of aluminum.
Therefore, it takes a bit more than twice as much heat to achieve the given temperature change for the water as
for the aluminum pan.
Example 1.6 illustrates a temperature rise caused by doing work. (The result is the same as if the same amount of energy
had been added with a blowtorch instead of mechanically.)
Example 1.6
Figure 1.11 The smoking brakes on a braking truck are visible evidence of the mechanical equivalent of heat.
Calculate the temperature increase of 10 kg of brake material with an average specific heat of 800 J/kg C if
the material retains 10% of the energy from a 10,000-kg truck descending 75.0 m (in vertical displacement) at a
constant speed.
Strategy
We calculate the gravitational potential energy (Mgh) that the entire truck loses in its descent, equate it to the
increase in the brakes internal energy, and then find the temperature increase produced in the brake material
alone.
Solution
First we calculate the change in gravitational potential energy as the truck goes downhill:
Mgh = 10,000 kg9.80 m/s 2(75.0 m) = 7.35 10 6 J.
Because the kinetic energy of the truck does not change, conservation of energy tells us the lost potential energy
is dissipated, and we assume that 10% of it is transferred to internal energy of the brakes, so take Q = Mgh/10 .
Then we calculate the temperature change from the heat transferred, using
Q
T = mc ,
where m is the mass of the brake material. Insert the given values to find
T = 7.35 10 5 J = 92 C.
(10 kg)(800 J/kg C)
Significance
If the truck had been traveling for some time, then just before the descent, the brake temperature would
probably be higher than the ambient temperature. The temperature increase in the descent would likely raise the
temperature of the brake material very high, so this technique is not practical. Instead, the truck would use the
technique of engine braking. A different idea underlies the recent technology of hybrid and electric cars, where
mechanical energy (kinetic and gravitational potential energy) is converted by the brakes into electrical energy in
the battery, a process called regenerative braking.
In a common kind of problem, objects at different temperatures are placed in contact with each other but isolated from
everything else, and they are allowed to come into equilibrium. A container that prevents heat transfer in or out is called
a calorimeter, and the use of a calorimeter to make measurements (typically of heat or specific heat capacity) is called
calorimetry.
We will use the term calorimetry problem to refer to any problem in which the objects concerned are thermally isolated
from their surroundings. An important idea in solving calorimetry problems is that during a heat transfer between objects
isolated from their surroundings, the heat gained by the colder object must equal the heat lost by the hotter object, due to
conservation of energy:
We express this idea by writing that the sum of the heats equals zero because the heat gained is usually considered positive;
the heat lost, negative.
Example 1.7
Q hot = m A1 c A1 T f 150 C.
2. Express the heat gained by the water in terms of the mass of the water, the specific heat of water, the
initial temperature of the water, and the final temperature:
Q cold = m w c w T f 20.0 C.
3. Note that Q hot < 0 and Q cold > 0 and that as stated above, they must sum to zero:
Q cold + Q hot = 0
Q cold = Q hot
m w c w T f 20.0 C = m A1 c A1 T f 150 C.
4. This a linear equation for the unknown final temperature, T f . Solving for T f ,
m A1 c A1 (150 C) + m w c w (20.0 C)
Tf = m A1 c A1 + m w c w ,
Significance
Why is the final temperature so much closer to 20.0 C than to 150 C ? The reason is that water has a greater
specific heat than most common substances and thus undergoes a smaller temperature change for a given heat
transfer. A large body of water, such as a lake, requires a large amount of heat to increase its temperature
appreciably. This explains why the temperature of a lake stays relatively constant during the day even when
the temperature change of the air is large. However, the water temperature does change over longer times (e.g.,
summer to winter).
1.3 Check Your Understanding If 25 kJ is necessary to raise the temperature of a rock from
25 C to 30 C, how much heat is necessary to heat the rock from 45 C to 50 C ?
Example 1.8
J T dT = 6.04 10 4 J T 4
|
T2 3 15 K
Q = (0.024 kg)
T1
333 10 4
kg K 321 K K4
5 K = 30.2 J.
Significance
If we had used the equation Q = mcT and the room-temperature specific heat of salt, 880 J/kg K, we would
have gotten a very different value.
Phase transitions play an important theoretical and practical role in the study of heat flow. In melting (or fusion), a
solid turns into a liquid; the opposite process is freezing. In evaporation, a liquid turns into a gas; the opposite process is
condensation.
A substance melts or freezes at a temperature called its melting point, and boils (evaporates rapidly) or condenses at its
boiling point. These temperatures depend on pressure. High pressure favors the denser form, so typically, high pressure
raises the melting point and boiling point, and low pressure lowers them. For example, the boiling point of water is 100 C
at 1.00 atm. At higher pressure, the boiling point is higher, and at lower pressure, it is lower. The main exception is the
melting and freezing of water, discussed in the next section.
Phase Diagrams
The phase of a given substance depends on the pressure and temperature. Thus, plots of pressure versus temperature
showing the phase in each region provide considerable insight into thermal properties of substances. Such a pT graph is
called a phase diagram.
Figure 1.12 shows the phase diagram for water. Using the graph, if you know the pressure and temperature, you
can determine the phase of water. The solid curvesboundaries between phasesindicate phase transitions, that is,
temperatures and pressures at which the phases coexist. For example, the boiling point of water is 100 C at 1.00 atm.
As the pressure increases, the boiling temperature rises gradually to 374 C at a pressure of 218 atm. A pressure cooker
(or even a covered pot) cooks food faster than an open pot, because the water can exist as a liquid at temperatures greater
than 100 C without all boiling away. (As well see in the next section, liquid water conducts heat better than steam or
hot air.) The boiling point curve ends at a certain point called the critical pointthat is, a critical temperature, above
which the liquid and gas phases cannot be distinguished; the substance is called a supercritical fluid. At sufficiently high
pressure above the critical point, the gas has the density of a liquid but does not condense. Carbon dioxide, for example, is
supercritical at all temperatures above 31.0 C . Critical pressure is the pressure of the critical point.
28 Chapter 1 | Temperature and Heat
Figure 1.12 The phase diagram (pT graph) for water shows
solid (s), liquid (l), and vapor (v) phases. At temperatures and
pressure above those of the critical point, there is no distinction
between liquid and vapor. Note that the axes are nonlinear and
the graph is not to scale. This graph is simplifiedit omits
several exotic phases of ice at higher pressures. The phase
diagram of water is unusual because the melting-point curve has
a negative slope, showing that you can melt ice by increasing
the pressure.
Similarly, the curve between the solid and liquid regions in Figure 1.12 gives the melting temperature at various pressures.
For example, the melting point is 0 C at 1.00 atm, as expected. Water has the unusual property that ice is less dense than
liquid water at the melting point, so at a fixed temperature, you can change the phase from solid (ice) to liquid (water) by
increasing the pressure. That is, the melting temperature of ice falls with increased pressure, as the phase diagram shows.
For example, when a car is driven over snow, the increased pressure from the tires melts the snowflakes; afterwards, the
water refreezes and forms an ice layer.
As you learned in the earlier section on thermometers and temperature scales, the triple point is the combination of
temperature and pressure at which ice, liquid water, and water vapor can coexist stablythat is, all three phases exist in
equilibrium. For water, the triple point occurs at 273.16 K (0.01 C) and 611.2 Pa; that is a more accurate calibration
temperature than the melting point of water at 1.00 atm, or 273.15 K (0.0 C) .
At pressures below that of the triple point, there is no liquid phase; the substance can exist as either gas or solid. For water,
there is no liquid phase at pressures below 0.00600 atm. The phase change from solid to gas is called sublimation. You may
have noticed that snow can disappear into thin air without a trace of liquid water, or that ice cubes can disappear in a freezer.
Both are examples of sublimation. The reverse also happens: Frost can form on very cold windows without going through
the liquid stage. Figure 1.13 shows the result, as well as showing a familiar example of sublimation. Carbon dioxide
has no liquid phase at atmospheric pressure. Solid CO 2 is known as dry ice because instead of melting, it sublimes. Its
sublimation temperature at atmospheric pressure is 78 C . Certain air fresheners use the sublimation of a solid to spread
a perfume around a room. Some solids, such as osmium tetroxide, are so toxic that they must be kept in sealed containers to
prevent human exposure to their sublimation-produced vapors.
Figure 1.13 Direct transitions between solid and vapor are common, sometimes useful, and even beautiful. (a) Dry ice
sublimes directly to carbon dioxide gas. The visible smoke consists of water droplets that condensed in the air cooled by the
dry ice. (b) Frost forms patterns on a very cold window, an example of a solid formed directly from a vapor. (credit a:
modification of work by Windell Oskay; credit b: modification of work by Liz West)
Equilibrium
At the melting temperature, the solid and liquid phases are in equilibrium. If heat is added, some of the solid will melt,
and if heat is removed, some of the liquid will freeze. The situation is somewhat more complex for liquid-gas equilibrium.
Generally, liquid and gas are in equilibrium at any temperature. We call the gas phase a vapor when it exists at a temperature
below the boiling temperature, as it does for water at 20.0 C . Liquid in a closed container at a fixed temperature
evaporates until the pressure of the gas reaches a certain value, called the vapor pressure, which depends on the gas and
the temperature. At this equilibrium, if heat is added, some of the liquid will evaporate, and if heat is removed, some of the
gas will condense; molecules either join the liquid or form suspended droplets. If there is not enough liquid for the gas to
reach the vapor pressure in the container, all the liquid eventually evaporates.
If the vapor pressure of the liquid is greater than the total ambient pressure, including that of any air (or other gas), the liquid
evaporates rapidly; in other words, it boils. Thus, the boiling point of a liquid at a given pressure is the temperature at which
its vapor pressure equals the ambient pressure. Liquid and gas phases are in equilibrium at the boiling temperature (Figure
1.14). If a substance is in a closed container at the boiling point, then the liquid is boiling and the gas is condensing at the
same rate without net change in their amounts.
30 Chapter 1 | Temperature and Heat
Figure 1.14 Equilibrium between liquid and gas at two different boiling points inside a
closed container. (a) The rates of boiling and condensation are equal at this combination of
temperature and pressure, so the liquid and gas phases are in equilibrium. (b) At a higher
temperature, the boiling rate is faster, that is, the rate at which molecules leave the liquid and
enter the gas is faster. This increases the number of molecules in the gas, which increases the
gas pressure, which in turn increases the rate at which gas molecules condense and enter the
liquid. The pressure stops increasing when it reaches the point where the boiling rate and the
condensation rate are equal. The gas and liquid are in equilibrium again at this higher
temperature and pressure.
For water, 100 C is the boiling point at 1.00 atm, so water and steam should exist in equilibrium under these conditions.
Why does an open pot of water at 100 C boil completely away? The gas surrounding an open pot is not pure water: it is
mixed with air. If pure water and steam are in a closed container at 100 C and 1.00 atm, they will coexistbut with air
over the pot, there are fewer water molecules to condense, and water boils away. Another way to see this is that at the boiling
point, the vapor pressure equals the ambient pressure. However, part of the ambient pressure is due to air, so the pressure of
the steam is less than the vapor pressure at that temperature, and evaporation continues. Incidentally, the equilibrium vapor
pressure of solids is not zero, a fact that accounts for sublimation.
1.4 Check Your Understanding Explain why a cup of water (or soda) with ice cubes stays at 0 C, even on
a hot summer day.
Figure 1.15 Temperature versus heat. The system is constructed so that no vapor evaporates while ice
warms to become liquid water, and so that, when vaporization occurs, the vapor remains in the system. The
long stretches of constant temperatures at 0 C and 100 C reflect the large amounts of heat needed to
cause melting and vaporization, respectively.
Where does the heat added during melting or boiling go, considering that the temperature does not change until the transition
is complete? Energy is required to melt a solid, because the attractive forces between the molecules in the solid must be
broken apart, so that in the liquid, the molecules can move around at comparable kinetic energies; thus, there is no rise in
temperature. Energy is needed to vaporize a liquid for similar reasons. Conversely, work is done by attractive forces when
molecules are brought together during freezing and condensation. That energy must be transferred out of the system, usually
in the form of heat, to allow the molecules to stay together (Figure 1.18). Thus, condensation occurs in association with
cold objectsthe glass in Figure 1.16, for example.
The energy released when a liquid freezes is used by orange growers when the temperature approaches 0 C . Growers
spray water on the trees so that the water freezes and heat is released to the growing oranges. This prevents the temperature
inside the orange from dropping below freezing, which would damage the fruit (Figure 1.17).
The energy involved in a phase change depends on the number of bonds or force pairs and their strength. The number of
bonds is proportional to the number of molecules and thus to the mass of the sample. The energy per unit mass required to
change a substance from the solid phase to the liquid phase, or released when the substance changes from liquid to solid, is
known as the heat of fusion. The energy per unit mass required to change a substance from the liquid phase to the vapor
phase is known as the heat of vaporization. The strength of the forces depends on the type of molecules. The heat Q
absorbed or released in a phase change in a sample of mass m is given by
Q = mL f melting/freezing (1.7)
Q = mL vvaporization/condensation (1.8)
where the latent heat of fusion L f and latent heat of vaporization L v are material constants that are determined
experimentally. (Latent heats are also called latent heat coefficients and heats of transformation.) These constants are
latent, or hidden, because in phase changes, energy enters or leaves a system without causing a temperature change in the
system, so in effect, the energy is hidden.
Figure 1.18 (a) Energy is required to partially overcome the attractive forces (modeled as springs) between molecules in a
solid to form a liquid. That same energy must be removed from the liquid for freezing to take place. (b) Molecules become
separated by large distances when going from liquid to vapor, requiring significant energy to completely overcome molecular
attraction. The same energy must be removed from the vapor for condensation to take place.
Table 1.4 lists representative values of L f and L v in kJ/kg, together with melting and boiling points. Note that in general,
L v > L f . The table shows that the amounts of energy involved in phase changes can easily be comparable to or greater
than those involved in temperature changes, as Figure 1.15 and the accompanying discussion also showed.
Lf Lv
Table 1.4 Heats of Fusion and Vaporization[1] [1]Values quoted at the normal melting and boiling
temperatures at standard atmospheric pressure ( 1 atm ). [2]Helium has no solid phase at atmospheric pressure.
The melting point given is at a pressure of 2.5 MPa. [3]At 37.0 C (body temperature), the heat of vaporization
L v for water is 2430 kJ/kg or 580 kcal/kg. [4]At 37.0 C (body temperature), the heat of vaporization, L v for
water is 2430 kJ/kg or 580 kcal/kg.
34 Chapter 1 | Temperature and Heat
Lf Lv
Table 1.4 Heats of Fusion and Vaporization[1] [1]Values quoted at the normal melting and boiling
temperatures at standard atmospheric pressure ( 1 atm ). [2]Helium has no solid phase at atmospheric pressure.
The melting point given is at a pressure of 2.5 MPa. [3]At 37.0 C (body temperature), the heat of vaporization
L v for water is 2430 kJ/kg or 580 kcal/kg. [4]At 37.0 C (body temperature), the heat of vaporization, L v for
water is 2430 kJ/kg or 580 kcal/kg.
Phase changes can have a strong stabilizing effect on temperatures that are not near the melting and boiling points, since
evaporation and condensation occur even at temperatures below the boiling point. For example, air temperatures in humid
climates rarely go above approximately 38.0 C because most heat transfer goes into evaporating water into the air.
Similarly, temperatures in humid weather rarely fall below the dew pointthe temperature where condensation occurs
given the concentration of water vapor in the airbecause so much heat is released when water vapor condenses.
More energy is required to evaporate water below the boiling point than at the boiling point, because the kinetic energy of
water molecules at temperatures below 100 C is less than that at 100 C , so less energy is available from random thermal
motions. For example, at body temperature, evaporation of sweat from the skin requires a heat input of 2428 kJ/kg, which
is about 10% higher than the latent heat of vaporization at 100 C . This heat comes from the skin, and this evaporative
cooling effect of sweating helps reduce the body temperature in hot weather. However, high humidity inhibits evaporation,
so that body temperature might rise, while unevaporated sweat might be left on your brow.
Example 1.9
Solution
First we identify the known quantities. The mass of ice is m ice = 3 6.0 g = 0.018 kg and the mass of soda is
m soda = 0.25 kg. Then we calculate the final temperature:
T f = 20,930 J 6012 J = 13 C.
1122 J/C
Significance
This example illustrates the large energies involved during a phase change. The mass of ice is about 7% of the
mass of the soda but leads to a noticeable change in the temperature of the soda. Although we assumed that the
ice was at the freezing temperature, this is unrealistic for ice straight out of a freezer: The typical temperature is
6 C . However, this correction makes no significant change from the result we found. Can you explain why?
Like solid-liquid and and liquid-vapor transitions, direct solid-vapor transitions or sublimations involve heat. The energy
transferred is given by the equation Q = mL s , where L s is the heat of sublimation, analogous to L f and L v . The heat
of sublimation at a given temperature is equal to the heat of fusion plus the heat of vaporization at that temperature.
We can now calculate any number of effects related to temperature and phase change. In each case, it is necessary to identify
which temperature and phase changes are taking place. Keep in mind that heat transfer and work can cause both temperature
and phase changes.
7. Check the answer to see if it is reasonable. Does it make sense? As an example, be certain that any temperature
change does not also cause a phase change that you have not taken into account.
1.5 Check Your Understanding Why does snow often remain even when daytime temperatures are higher
than the freezing temperature?
36 Chapter 1 | Temperature and Heat
Just as interesting as the effects of heat transfer on a system are the methods by which it occurs. Whenever there is a
temperature difference, heat transfer occurs. It may occur rapidly, as through a cooking pan, or slowly, as through the walls
of a picnic ice chest. So many processes involve heat transfer that it is hard to imagine a situation where no heat transfer
occurs. Yet every heat transfer takes place by only three methods:
1. Conduction is heat transfer through stationary matter by physical contact. (The matter is stationary on a
macroscopic scalewe know that thermal motion of the atoms and molecules occurs at any temperature above
absolute zero.) Heat transferred from the burner of a stove through the bottom of a pan to food in the pan is
transferred by conduction.
2. Convection is the heat transfer by the macroscopic movement of a fluid. This type of transfer takes place in a
forced-air furnace and in weather systems, for example.
3. Heat transfer by radiation occurs when microwaves, infrared radiation, visible light, or another form of
electromagnetic radiation is emitted or absorbed. An obvious example is the warming of Earth by the Sun. A less
obvious example is thermal radiation from the human body.
In the illustration at the beginning of this chapter, the fire warms the snowshoers faces largely by radiation. Convection
carries some heat to them, but most of the air flow from the fire is upward (creating the familiar shape of flames), carrying
heat to the food being cooked and into the sky. The snowshoers wear clothes designed with low conductivity to prevent heat
flow out of their bodies.
In this section, we examine these methods in some detail. Each method has unique and interesting characteristics, but
all three have two things in common: They transfer heat solely because of a temperature difference, and the greater the
temperature difference, the faster the heat transfer (Figure 1.19).
1.6 Check Your Understanding Name an example from daily life (different from the text) for each
mechanism of heat transfer.
Conduction
As you walk barefoot across the living room carpet in a cold house and then step onto the kitchen tile floor, your feet feel
colder on the tile. This result is intriguing, since the carpet and tile floor are both at the same temperature. The different
sensation is explained by the different rates of heat transfer: The heat loss is faster for skin in contact with the tiles than with
the carpet, so the sensation of cold is more intense.
Some materials conduct thermal energy faster than others. Figure 1.20 shows a material that conducts heat slowlyit is a
good thermal insulator, or poor heat conductorused to reduce heat flow into and out of a house.
38 Chapter 1 | Temperature and Heat
A molecular picture of heat conduction will help justify the equation that describes it. Figure 1.21 shows molecules in
two bodies at different temperatures, T h and T c, for hot and cold. The average kinetic energy of a molecule in
the hot body is higher than in the colder body. If two molecules collide, energy transfers from the high-energy to the
low-energy molecule. In a metal, the picture would also include free valence electrons colliding with each other and with
atoms, likewise transferring energy. The cumulative effect of all collisions is a net flux of heat from the hotter body to
the colder body. Thus, the rate of heat transfer increases with increasing temperature difference T = T h T c. If the
temperatures are the same, the net heat transfer rate is zero. Because the number of collisions increases with increasing area,
heat conduction is proportional to the cross-sectional areaa second factor in the equation.
A third quantity that affects the conduction rate is the thickness of the material through which heat transfers. Figure 1.22
shows a slab of material with a higher temperature on the left than on the right. Heat transfers from the left to the right by
a series of molecular collisions. The greater the distance between hot and cold, the more time the material takes to transfer
the same amount of heat.
Figure 1.22 Heat conduction occurs through any material, represented here by a
rectangular bar, whether window glass or walrus blubber.
All four of these quantities appear in a simple equation deduced from and confirmed by experiments. The rate of
conductive heat transfer through a slab of material, such as the one in Figure 1.22, is given by
dQ kAT h T c (1.9)
P= =
dT d
40 Chapter 1 | Temperature and Heat
where P is the power or rate of heat transfer in watts or in kilocalories per second, A and d are its surface area and thickness,
as shown in Figure 1.22, T h T c is the temperature difference across the slab, and k is the thermal conductivity of the
material. Table 1.5 gives representative values of thermal conductivity.
More generally, we can write
P = kA dT ,
dx
where x is the coordinate in the direction of heat flow. Since in Figure 1.22, the power and area are constant, dT/dx is
constant, and the temperature decreases linearly from T h to T c.
Diamond 2000
Silver 420
Copper 390
Gold 318
Aluminum 220
Steel iron 80
Steel (stainless) 14
Ice 2.2
Glass (average) 0.84
Concrete brick 0.84
Water 0.6
Fatty tissue (without blood) 0.2
Asbestos 0.16
Plasterboard 0.16
Wood 0.080.16
Snow (dry) 0.10
Cork 0.042
Glass wool 0.042
Wool 0.04
Down feathers 0.025
Air 0.023
Polystyrene foam 0.010
Example 1.10
Strategy
This question involves both heat for a phase change (melting of ice) and the transfer of heat by conduction. To
find the amount of ice melted, we must find the net heat transferred. This value can be obtained by calculating the
rate of heat transfer by conduction and multiplying by time.
Solution
First we identify the knowns.
k = 0.010 W/m C for polystyrene foam; A = 0.950 m 2; d = 2.50 cm = 0.0250 m; ; T c = 0 C;
T h = 35.0 C ; t = 1 day = 24 hours - 84,400 s.
Then we identify the unknowns. We need to solve for the mass of the ice, m. We also need to solve for the net
heat transferred to melt the ice, Q. The rate of heat transfer by conduction is given by
dQ kAT h T c
P= = .
dT d
The heat used to melt the ice is Q = mL f .We insert the known values:
Q 6
m= = 1.15 10 J = 3.44 kg.
L f 334 10 3 J/kg
Significance
The result of 3.44 kg, or about 7.6 lb, seems about right, based on experience. You might expect to use about a 4
kg (710 lb) bag of ice per day. A little extra ice is required if you add any warm food or beverages.
Table 1.5 shows that polystyrene foam is a very poor conductor and thus a good insulator. Other good insulators
include fiberglass, wool, and goosedown feathers. Like polystyrene foam, these all contain many small pockets
of air, taking advantage of airs poor thermal conductivity.
In developing insulation, the smaller the conductivity k and the larger the thickness d, the better. Thus, the ratio d/k, called
the R factor, is large for a good insulator. The rate of conductive heat transfer is inversely proportional to R. R factors are
most commonly quoted for household insulation, refrigerators, and the like. Unfortunately, in the United States, R is still
in non-metric units of ft 2 F h/Btu , although the unit usually goes unstated [1 British thermal unit (Btu) is the amount
of energy needed to change the temperature of 1.0 lb of water by 1.0 F , which is 1055.1 J]. A couple of representative
values are an R factor of 11 for 3.5-inch-thick fiberglass batts (pieces) of insulation and an R factor of 19 for 6.5-inch-
thick fiberglass batts (Figure 1.23). In the US, walls are usually insulated with 3.5-inch batts, whereas ceilings are usually
insulated with 6.5-inch batts. In cold climates, thicker batts may be used.
42 Chapter 1 | Temperature and Heat
Note that in Table 1.5, most of the best thermal conductorssilver, copper, gold, and aluminumare also the best
electrical conductors, because they contain many free electrons that can transport thermal energy. (Diamond, an electrical
insulator, conducts heat by atomic vibrations.) Cooking utensils are typically made from good conductors, but the handles
of those used on the stove are made from good insulators (bad conductors).
Example 1.11
2. Calculate the heat-conduction rate through the steel rod and the heat-conduction rate through the
aluminum rod in terms of the unknown temperature T at the joint:
k steel A steel T steel
P steel =
L steel
(80 W/m C)7.85 10 5 m 2(100 C T)
=
0.25 m
= (0.0251 W/C)(100 C T);
k Al A A1 T Al
P A1 =
L A1
(220 W/m C)7.85 10 5 m 2(T 20 C)
=
0.25 m
= (0.0691 W/C)(T 20 C).
3. Set the two rates equal and solve for the unknown temperature:
(0.0691 W/C)(T 20 C) = (0.0251 W/C)(100 C T)
T = 41.3 C.
4. Calculate either rate:
P steel = (0.0251 W/C)(100 C 41.3 C) = 1.47 W.
5. If desired, check your answer by calculating the other rate.
Solution
1. Recall that R = L/k . Now P = AT/R, or T = PR/A.
2. We know that T steel + T Al = 100 C 20 C = 80 C . We also know that P steel = P Al, and we
denote that rate of heat flow by P. Combine the equations:
PR steel PR Al
+ = 80 C.
A A
and
R Al = 1.14 10 3 m 2 C/W.
4. Substitute these values in to find P = 1.47 W as before.
5. Determine T for the aluminum rod (or for the steel rod) and use it to find T at the joint.
3 2
PR Al (1.47 W)1.14 10 m C/W
T Al = = = 21.3 C,
A 7.85 10 5 m 2
unequal, as is common in electronics. Our equation for heat conduction can be used only when the areas are equal;
otherwise, we would have a problem in three-dimensional heat flow, which is beyond our scope.
1.7 Check Your Understanding How does the rate of heat transfer by conduction change when all spatial
dimensions are doubled?
Conduction is caused by the random motion of atoms and molecules. As such, it is an ineffective mechanism for heat
transport over macroscopic distances and short times. For example, the temperature on Earth would be unbearably cold
during the night and extremely hot during the day if heat transport in the atmosphere were only through conduction. Also,
car engines would overheat unless there was a more efficient way to remove excess heat from the pistons. The next module
discusses the important heat-transfer mechanism in such situations.
Convection
In convection, thermal energy is carried by the large-scale flow of matter. It can be divided into two types. In forced
convection, the flow is driven by fans, pumps, and the like. A simple example is a fan that blows air past you in hot
surroundings and cools you by replacing the air heated by your body with cooler air. A more complicated example is the
cooling system of a typical car, in which a pump moves coolant through the radiator and engine to cool the engine and a fan
blows air to cool the radiator.
In free or natural convection, the flow is driven by buoyant forces: hot fluid rises and cold fluid sinks because density
decreases as temperature increases. The house in Figure 1.24 is kept warm by natural convection, as is the pot of water
on the stove in Figure 1.25. Ocean currents and large-scale atmospheric circulation, which result from the buoyancy of
warm air and water, transfer hot air from the tropics toward the poles and cold air from the poles toward the tropics. (Earths
rotation interacts with those flows, causing the observed eastward flow of air in the temperate zones.)
Natural convection like that of Figure 1.24 and Figure 1.25, but acting on rock in Earths mantle, drives plate
tectonics (https://openstaxcollege.org/l/21platetecton) that are the motions that have shaped Earths
surface.
Convection is usually more complicated than conduction. Beyond noting that the convection rate is often approximately
proportional to the temperature difference, we will not do any quantitative work comparable to the formula for conduction.
However, we can describe convection qualitatively and relate convection rates to heat and time. However, air is a poor
conductor. Therefore, convection dominates heat transfer by air, and the amount of available space for airflow determines
whether air transfers heat rapidly or slowly. There is little heat transfer in a space filled with air with a small amount of other
material that prevents flow. The space between the inside and outside walls of a typical American house, for example, is
about 9 cm (3.5 in.)large enough for convection to work effectively. The addition of wall insulation prevents airflow, so
heat loss (or gain) is decreased. On the other hand, the gap between the two panes of a double-paned window is about 1 cm,
which largely prevents convection and takes advantage of airs low conductivity reduce heat loss. Fur, cloth, and fiberglass
also take advantage of the low conductivity of air by trapping it in spaces too small to support convection (Figure 1.26).
Some interesting phenomena happen when convection is accompanied by a phase change. The combination allows us to
cool off by sweating even if the temperature of the surrounding air exceeds body temperature. Heat from the skin is required
for sweat to evaporate from the skin, but without air flow, the air becomes saturated and evaporation stops. Air flow caused
by convection replaces the saturated air by dry air and evaporation continues.
Example 1.12
Q mL V
t = t = 120 W = 120 J/s.
We divide both sides of the equation by L v to find that the mass evaporated per unit time is
m = 120 J/s .
t Lv
Solution
Insert the value of the latent heat from Table 1.4, L v = 2430 kJ/kg = 2430 J/g . This yields
Significance
Evaporating about 3 g/min seems reasonable. This would be about 180 g (about 7 oz.) per hour. If the air is very
dry, the sweat may evaporate without even being noticed. A significant amount of evaporation also takes place in
the lungs and breathing passages.
Another important example of the combination of phase change and convection occurs when water evaporates from the
oceans. Heat is removed from the ocean when water evaporates. If the water vapor condenses in liquid droplets as clouds
form, possibly far from the ocean, heat is released in the atmosphere. Thus, there is an overall transfer of heat from the ocean
to the atmosphere. This process is the driving power behind thunderheads, those great cumulus clouds that rise as much
as 20.0 km into the stratosphere (Figure 1.27). Water vapor carried in by convection condenses, releasing tremendous
amounts of energy. This energy causes the air to expand and rise to colder altitudes. More condensation occurs in these
regions, which in turn drives the cloud even higher. This mechanism is an example of positive feedback, since the process
reinforces and accelerates itself. It sometimes produces violent storms, with lightning and hail. The same mechanism drives
hurricanes.
This time-lapse video (https://openstaxcollege.org/l/21convthuncurr) shows convection currents in a
thunderstorm, including rolling motion similar to that of boiling water.
1.8 Check Your Understanding Explain why using a fan in the summer feels refreshing.
Radiation
You can feel the heat transfer from the Sun. The space between Earth and the Sun is largely empty, so the Sun warms
us without any possibility of heat transfer by convection or conduction. Similarly, you can sometimes tell that the oven
is hot without touching its door or looking insideit may just warm you as you walk by. In these examples, heat is
transferred by radiation (Figure 1.28). That is, the hot body emits electromagnetic waves that are absorbed by the skin.
No medium is required for electromagnetic waves to propagate. Different names are used for electromagnetic waves of
different wavelengths: radio waves, microwaves, infrared radiation, visible light, ultraviolet radiation, X-rays, and gamma
rays.
Figure 1.28 Most of the heat transfer from this fire to the
observers occurs through infrared radiation. The visible light,
although dramatic, transfers relatively little thermal energy.
Convection transfers energy away from the observers as hot air
rises, while conduction is negligibly slow here. Skin is very
sensitive to infrared radiation, so you can sense the presence of a
fire without looking at it directly. (credit: Daniel ONeil)
The energy of electromagnetic radiation varies over a wide range, depending on the wavelength: A shorter wavelength (or
higher frequency) corresponds to a higher energy. Because more heat is radiated at higher temperatures, higher temperatures
produce more intensity at every wavelength but especially at shorter wavelengths. In visible light, wavelength determines
colorred has the longest wavelength and violet the shortestso a temperature change is accompanied by a color change.
For example, an electric heating element on a stove glows from red to orange, while the higher-temperature steel in a
48 Chapter 1 | Temperature and Heat
blast furnace glows from yellow to white. Infrared radiation is the predominant form radiated by objects cooler than the
electric element and the steel. The radiated energy as a function of wavelength depends on its intensity, which is represented
in Figure 1.29 by the height of the distribution. (Electromagnetic Waves explains more about the electromagnetic
spectrum, and Photons and Matter Waves (http://cnx.org/content/m58757/latest/) discusses why the decrease in
wavelength corresponds to an increase in energy.)
Figure 1.29 (a) A graph of the spectrum of electromagnetic waves emitted from an ideal
radiator at three different temperatures. The intensity or rate of radiation emission increases
dramatically with temperature, and the spectrum shifts down in wavelength toward the visible
and ultraviolet parts of the spectrum. The shaded portion denotes the visible part of the spectrum.
It is apparent that the shift toward the ultraviolet with temperature makes the visible appearance
shift from red to white to blue as temperature increases. (b) Note the variations in color
corresponding to variations in flame temperature.
The rate of heat transfer by radiation also depends on the objects color. Black is the most effective, and white is the least
effective. On a clear summer day, black asphalt in a parking lot is hotter than adjacent gray sidewalk, because black absorbs
better than gray (Figure 1.30). The reverse is also trueblack radiates better than gray. Thus, on a clear summer night,
the asphalt is colder than the gray sidewalk, because black radiates the energy more rapidly than gray. A perfectly black
object would be an ideal radiator and an ideal absorber, as it would capture all the radiation that falls on it. In contrast,
a perfectly white object or a perfect mirror would reflect all radiation, and a perfectly transparent object would transmit it
all (Figure 1.31). Such objects would not emit any radiation. Mathematically, the color is represented by the emissivity
e. A blackbody radiator would have an e = 1 , whereas a perfect reflector or transmitter would have e = 0 . For real
examples, tungsten light bulb filaments have an e of about 0.5, and carbon black (a material used in printer toner) has an
emissivity of about 0.95.
Figure 1.30 The darker pavement is hotter than the lighter pavement (much more of the ice on the right has
melted), although both have been in the sunlight for the same time. The thermal conductivities of the pavements are
the same.
Figure 1.31 A black object is a good absorber and a good radiator, whereas a white, clear, or silver object is a
poor absorber and a poor radiator.
To see that, consider a silver object and a black object that can exchange heat by radiation and are in thermal equilibrium.
We know from experience that they will stay in equilibrium (the result of a principle that will be discussed at length in
Second Law of Thermodynamics). For the black objects temperature to stay constant, it must emit as much radiation
as it absorbs, so it must be as good at radiating as absorbing. Similar considerations show that the silver object must radiate
as little as it absorbs. Thus, one property, emissivity, controls both radiation and absorption.
Finally, the radiated heat is proportional to the objects surface area, since every part of the surface radiates. If you knock
apart the coals of a fire, the radiation increases noticeably due to an increase in radiating surface area.
The rate of heat transfer by emitted radiation is described by the Stefan-Boltzmann law of radiation:
P = AeT 4,
where = 5.67 10 8 J/s m 2 K 4 is the Stefan-Boltzmann constant, a combination of fundamental constants of nature;
A is the surface area of the object; and T is its temperature in kelvins.
The proportionality to the fourth power of the absolute temperature is a remarkably strong temperature dependence. It
allows the detection of even small temperature variations. Images called thermographs can be used medically to detect
regions of abnormally high temperature in the body, perhaps indicative of disease. Similar techniques can be used to detect
heat leaks in homes (Figure 1.32), optimize performance of blast furnaces, improve comfort levels in work environments,
and even remotely map Earths temperature profile.
50 Chapter 1 | Temperature and Heat
The Stefan-Boltzmann equation needs only slight refinement to deal with a simple case of an objects absorption of radiation
from its surroundings. Assuming that an object with a temperature T 1 is surrounded by an environment with uniform
temperature T 2 , the net rate of heat transfer by radiation is
where e is the emissivity of the object alone. In other words, it does not matter whether the surroundings are white, gray,
or black: The balance of radiation into and out of the object depends on how well it emits and absorbs radiation. When
T 2 > T 1, the quantity P net is positive, that is, the net heat transfer is from hot to cold.
Before doing an example, we have a complication to discuss: different emissivities at different wavelengths. If the fraction
of incident radiation an object reflects is the same at all visible wavelengths, the object is gray; if the fraction depends on
the wavelength, the object has some other color. For instance, a red or reddish object reflects red light more strongly than
other visible wavelengths. Because it absorbs less red, it radiates less red when hot. Differential reflection and absorption of
wavelengths outside the visible range have no effect on what we see, but they may have physically important effects. Skin is
a very good absorber and emitter of infrared radiation, having an emissivity of 0.97 in the infrared spectrum. Thus, in spite
of the obvious variations in skin color, we are all nearly black in the infrared. This high infrared emissivity is why we can
so easily feel radiation on our skin. It is also the basis for the effectiveness of night-vision scopes used by law enforcement
and the military to detect human beings.
Example 1.13
Solution
Insert the temperature values T 2 = 295 K and T 1 = 306 K , so that
Q 4 4
t = eAT 2 T 1
= 5.67 10 8 J/s m 2 K 4(0.97)1.50 m 2(295 K) 4 (306 K) 4
= 99 J/s = 99 W.
Significance
This value is a significant rate of heat transfer to the environment (note the minus sign), considering that a person
at rest may produce energy at the rate of 125 W and that conduction and convection are also transferring energy to
the environment. Indeed, we would probably expect this person to feel cold. Clothing significantly reduces heat
transfer to the environment by all mechanisms, because clothing slows down both conduction and convection,
and has a lower emissivity (especially if it is light-colored) than skin.
The average temperature of Earth is the subject of much current discussion. Earth is in radiative contact with both the Sun
and dark space, so we cannot use the equation for an environment at a uniform temperature. Earth receives almost all its
energy from radiation of the Sun and reflects some of it back into outer space. Conversely, dark space is very cold, about 3
K, so that Earth radiates energy into the dark sky. The rate of heat transfer from soil and grasses can be so rapid that frost
may occur on clear summer evenings, even in warm latitudes.
The average temperature of Earth is determined by its energy balance. To a first approximation, it is the temperature at
which Earth radiates heat to space as fast as it receives energy from the Sun.
An important parameter in calculating the temperature of Earth is its emissivity (e). On average, it is about 0.65, but
calculation of this value is complicated by the great day-to-day variation in the highly reflective cloud coverage. Because
clouds have lower emissivity than either oceans or land masses, they reflect some of the radiation back to the surface, greatly
reducing heat transfer into dark space, just as they greatly reduce heat transfer into the atmosphere during the day. There
is negative feedback (in which a change produces an effect that opposes that change) between clouds and heat transfer;
higher temperatures evaporate more water to form more clouds, which reflect more radiation back into space, reducing the
temperature.
The often-mentioned greenhouse effect is directly related to the variation of Earths emissivity with wavelength (Figure
1.33). The greenhouse effect is a natural phenomenon responsible for providing temperatures suitable for life on Earth and
for making Venus unsuitable for human life. Most of the infrared radiation emitted from Earth is absorbed by carbon dioxide
( CO 2 ) and water ( H 2 O ) in the atmosphere and then re-radiated into outer space or back to Earth. Re-radiation back to
Earth maintains its surface temperature about 40 C higher than it would be if there were no atmosphere. (The glass walls
and roof of a greenhouse increase the temperature inside by blocking convective heat losses, not radiative losses.)
52 Chapter 1 | Temperature and Heat
Figure 1.33 The greenhouse effect is the name given to the increase of Earths
temperature due to absorption of radiation in the atmosphere. The atmosphere is
transparent to incoming visible radiation and most of the Suns infrared. The Earth
absorbs that energy and re-emits it. Since Earths temperature is much lower than the
Suns, it re-emits the energy at much longer wavelengths, in the infrared. The
atmosphere absorbs much of that infrared radiation and radiates about half of the
energy back down, keeping Earth warmer than it would otherwise be. The amount of
trapping depends on concentrations of trace gases such as carbon dioxide, and an
increase in the concentration of these gases increases Earths surface temperature.
The greenhouse effect is central to the discussion of global warming due to emission of carbon dioxide and methane (and
other greenhouse gases) into Earths atmosphere from industry, transportation, and farming. Changes in global climate could
lead to more intense storms, precipitation changes (affecting agriculture), reduction in rain forest biodiversity, and rising sea
levels.
You can explore a simulation of the greenhouse effect (https://openstaxcollege.org/l/21simgreeneff)
that takes the point of view that the atmosphere scatters (redirects) infrared radiation rather than absorbing it and
reradiating it. You may want to run the simulation first with no greenhouse gases in the atmosphere and then look
at how adding greenhouse gases affects the infrared radiation from the Earth and the Earths temperature.
6. For conduction, use the equation P = kAT . Table 1.5 lists thermal conductivities. For convection,
d
determine the amount of matter moved and the equation Q = mcT , along with Q = mL f or Q = mL V if a
substance changes phase. For radiation, the equation P net = eAT 2 4 T 1 4 gives the net heat transfer rate.
7. Substitute the knowns along with their units into the appropriate equation and obtain numerical solutions
complete with units.
8. Check the answer to see if it is reasonable. Does it make sense?
1.9 Check Your Understanding How much greater is the rate of heat radiation when a body is at the
temperature 40 C than when it is at the temperature 20 C ?
54 Chapter 1 | Temperature and Heat
CHAPTER 1 REVIEW
KEY TERMS
absolute temperature scale scale, such as Kelvin, with a zero point that is absolute zero
absolute zero temperature at which the average kinetic energy of molecules is zero
calorie (cal) energy needed to change the temperature of 1.00 g of water by 1.00 C
coefficient of linear expansion ( ) material property that gives the change in length, per unit length, per 1-C
change in temperature; a constant used in the calculation of linear expansion; the coefficient of linear expansion
depends to some degree on the temperature of the material
coefficient of volume expansion ( ) similar to but gives the change in volume, per unit volume, per 1-C change
in temperature
conduction heat transfer through stationary matter by physical contact
convection heat transfer by the macroscopic movement of fluid
critical point for a given substance, the combination of temperature and pressure above which the liquid and gas phases
are indistinguishable
critical pressure pressure at the critical point
critical temperature temperature at the critical point
degree Celsius ( C ) unit on the Celsius temperature scale
latent heat coefficient general term for the heats of fusion, vaporization, and sublimation
mechanical equivalent of heat work needed to produce the same effects as heat transfer
net rate of heat transfer by radiation P = eAT 4 T 4
net 2 1
phase diagram graph of pressure vs. temperature of a particular substance, showing at which pressures and temperatures
the phases of the substance occur
rate of conductive heat transfer rate of heat transfer from one material to another
specific heat amount of heat necessary to change the temperature of 1.00 kg of a substance by 1.00 C ; also called
specific heat capacity
Stefan-Boltzmann law of radiation P = AeT 4, where = 5.67 10 8 J/s m 2 K 4 is the Stefan-Boltzmann
constant, A is the surface area of the object, T is the absolute temperature, and e is the emissivity
sublimation phase change from solid to gas
temperature quantity measured by a thermometer, which reflects the mechanical energy of molecules in a system
thermal conductivity property of a material describing its ability to conduct heat
thermal equilibrium condition in which heat no longer flows between two objects that are in contact; the two objects
have the same temperature
thermal expansion change in size or volume of an object with change in temperature
thermal stress stress caused by thermal expansion or contraction
triple point pressure and temperature at which a substance exists in equilibrium as a solid, liquid, and gas
vapor gas at a temperature below the boiling temperature
vapor pressure pressure at which a gas coexists with its solid or liquid phase
zeroth law of thermodynamics law that states that if two objects are in thermal equilibrium, and a third object is in
thermal equilibrium with one of those objects, it is also in thermal equilibrium with the other object
KEY EQUATIONS
Linear thermal expansion L = LT
kAT h T c
Rate of conductive heat transfer P=
d
SUMMARY
1.1 Temperature and Thermal Equilibrium
Temperature is operationally defined as the quantity measured by a thermometer. It is proportional to the average
kinetic energy of atoms and molecules in a system.
Thermal equilibrium occurs when two bodies are in contact with each other and can freely exchange energy.
Systems are in thermal equilibrium when they have the same temperature.
The zeroth law of thermodynamics states that when two systems, A and B, are in thermal equilibrium with each
other, and B is in thermal equilibrium with a third system C, then A is also in thermal equilibrium with C.
56 Chapter 1 | Temperature and Heat
where = 5.67 10 8 J/s m 2 K 4 is the Stefan-Boltzmann constant and e is the emissivity of the body. The net
rate of heat transfer from an object by radiation is
Q net 4 4
t = eAT 2 T 1 ,
where T 1 is the temperature of the object surrounded by an environment with uniform temperature T 2 and e is the
emissivity of the object.
CONCEPTUAL QUESTIONS
10. Noting the large stresses that can be caused by thermal
1.1 Temperature and Thermal Equilibrium expansion, an amateur weapon inventor decides to use it to
1. What does it mean to say that two systems are in make a new kind of gun. He plans to jam a bullet against
thermal equilibrium? an aluminum rod inside a closed invar tube. When he heats
the tube, the rod will expand more than the tube and a very
strong force will build up. Then, by a method yet to be
2. Give an example in which A has some kind of non-
determined, he will open the tube in a split second and let
thermal equilibrium relationship with B, and B has the same
the force of the rod launch the bullet at very high speed.
relationship with C, but A does not have that relationship
What is he overlooking?
with C.
4. Give an example of a physical property that varies 13. When heat transfers into a system, is the energy stored
with temperature and describe how it is used to measure as heat? Explain briefly.
temperature.
14. The brakes in a car increase in temperature by T
when bringing the car to rest from a speed v. How much
1.3 Thermal Expansion greater would T be if the car initially had twice the
5. Pouring cold water into hot glass or ceramic cookware speed? You may assume the car stops fast enough that no
can easily break it. What causes the breaking? Explain heat transfers out of the brakes.
why Pyrex, a glass with a small coefficient of linear
expansion, is less susceptible.
1.5 Phase Changes
6. One method of getting a tight fit, say of a metal peg in
15. A pressure cooker contains water and steam in
a hole in a metal block, is to manufacture the peg slightly
equilibrium at a pressure greater than atmospheric pressure.
larger than the hole. The peg is then inserted when at a
How does this greater pressure increase cooking speed?
different temperature than the block. Should the block be
hotter or colder than the peg during insertion? Explain your
answer.
7. Does it really help to run hot water over a tight metal lid
on a glass jar before trying to open it? Explain your answer.
16. As shown below, which is the phase diagram for 24. In Miami, Florida, which has a very humid climate
carbon dioxide, what is the vapor pressure of solid carbon and numerous bodies of water nearby, it is unusual for
dioxide (dry ice) at 78.5 C ? (Note that the axes in the temperatures to rise above about 38 C ( 100 F ). In the
figure are nonlinear and the graph is not to scale.) desert climate of Phoenix, Arizona, however, temperatures
rise above that almost every day in July and August.
Explain how the evaporation of water helps limit high
temperatures in humid climates.
30. Shown below is a cut-away drawing of a thermos 32. Loose-fitting white clothing covering most of the
bottle (also known as a Dewar flask), which is a device body, shown below, is ideal for desert dwellers, both in
designed specifically to slow down all forms of heat the hot Sun and during cold evenings. Explain how such
transfer. Explain the functions of the various parts, such as clothing is advantageous during both day and night.
the vacuum, the silvering of the walls, the thin-walled long
glass neck, the rubber support, the air layer, and the stopper.
39. Your house will be empty for a while in cold weather, 41. Broiling is a method of cooking by radiation, which
and you want to save energy and money. Should you turn produces somewhat different results from cooking by
the thermostat down to the lowest level that will protect the conduction or convection. A gas flame or electric heating
house from damage such as freezing pipes, or leave it at element produces a very high temperature close to the food
the normal temperature? (If you dont like coming back to a and above it. Why is radiation the dominant heat-transfer
cold house, imagine that a timer controls the heating system method in this situation?
so the house will be warm when you get back.) Explain
your answer. 42. On a cold winter morning, why does the metal of a
bike feel colder than the wood of a porch?
40. You pour coffee into an unlidded cup, intending to
drink it 5 minutes later. You can add cream when you pour
the cup or right before you drink it. (The cream is at the
same temperature either way. Assume that the cream and
coffee come into thermal equilibrium with each other very
quickly.) Which way will give you hotter coffee? What
feature of this question is different from the previous one?
PROBLEMS
48. A person taking a reading of the temperature in a
1.2 Thermometers and Temperature Scales freezer in Celsius makes two mistakes: first omitting the
43. While traveling outside the United States, you feel negative sign and then thinking the temperature is
sick. A companion gets you a thermometer, which says Fahrenheit. That is, the person reads x C as x F .
your temperature is 39. What scale is that on? What is your Oddly enough, the result is the correct Fahrenheit
Fahrenheit temperature? Should you seek medical help? temperature. What is the original Celsius reading? Round
your answer to three significant figures.
44. What are the following temperatures on the Kelvin
scale?
1.3 Thermal Expansion
(a) 68.0 F, an indoor temperature sometimes
49. The height of the Washington Monument is measured
recommended for energy conservation in winter
to be 170.00 m on a day when the temperature is 35.0 C.
(b) 134 F, one of the highest atmospheric temperatures What will its height be on a day when the temperature
ever recorded on Earth (Death Valley, California, 1913) falls to 10.0 C ? Although the monument is made of
(c) 9890 F, the temperature of the surface of the Sun limestone, assume that its coefficient of thermal expansion
is the same as that of marble. Give your answer to five
significant figures.
45. (a) Suppose a cold front blows into your locale and
drops the temperature by 40.0 Fahrenheit degrees. How 50. How much taller does the Eiffel Tower become at
many degrees Celsius does the temperature decrease when the end of a day when the temperature has increased by
it decreases by 40.0 F ? (b) Show that any change in 15 C? Its original height is 321 m and you can assume it
temperature in Fahrenheit degrees is nine-fifths the change is made of steel.
in Celsius degrees
51. What is the change in length of a 3.00-cm-long
46. An Associated Press article on climate change said, column of mercury if its temperature changes from
Some of the ice shelfs disappearance was probably during 37.0 C to 40.0 C , assuming the mercury is constrained
times when the planet was 36 degrees Fahrenheit (2 degrees
Celsius) to 37 degrees Fahrenheit (3 degrees Celsius) to a cylinder but unconstrained in length? Your answer
warmer than it is today. What mistake did the reporter will show why thermometers contain bulbs at the bottom
make? instead of simple columns of liquid.
47. (a) At what temperature do the Fahrenheit and Celsius 52. How large an expansion gap should be left between
scales have the same numerical value? (b) At what steel railroad rails if they may reach a maximum
temperature do the Fahrenheit and Kelvin scales have the temperature 35.0 C greater than when they were laid?
same numerical value? Their original length is 10.0 m.
53. You are looking to buy a small piece of land in Hong 59. The density of water at 0 C is very nearly
Kong. The price is only $60,000 per square meter. The
1000 kg/m 3 (it is actually 999.84 kg/m 3 ), whereas the
land title says the dimensions are 20 m 30 m . By how
much would the total price change if you measured the density of ice at 0 C is 917 kg/m 3. Calculate the
parcel with a steel tape measure on a day when the pressure necessary to keep ice from expanding when it
temperature was 20 C above the temperature that the tape freezes, neglecting the effect such a large pressure would
measure was designed for? The dimensions of the land do have on the freezing temperature. (This problem gives you
not change. only an indication of how large the forces associated with
freezing water might be.)
54. Global warming will produce rising sea levels partly
due to melting ice caps and partly due to the expansion of 60. Show that = 3, by calculating the infinitesimal
water as average ocean temperatures rise. To get some idea change in volume dV of a cube with sides of length L when
of the size of this effect, calculate the change in length of the temperature changes by dT.
a column of water 1.00 km high for a temperature increase
of 1.00 C . Assume the column is not free to expand
sideways. As a model of the ocean, that is a reasonable 1.4 Heat Transfer, Specific Heat, and
approximation, as only parts of the ocean very close to
the surface can expand sideways onto land, and only to a Calorimetry
limited degree. As another approximation, neglect the fact 61. On a hot day, the temperature of an 80,000-L
that ocean warming is not uniform with depth. swimming pool increases by 1.50 C . What is the net
heat transfer during this heating? Ignore any complications,
55. (a) Suppose a meter stick made of steel and one made such as loss of water by evaporation.
of aluminum are the same length at 0 C . What is their
difference in length at 22.0 C ? (b) Repeat the calculation 62. To sterilize a 50.0-g glass baby bottle, we must raise
for two 30.0-m-long surveyors tapes. its temperature from 22.0 C to 95.0 C . How much heat
transfer is required?
56. (a) If a 500-mL glass beaker is filled to the brim with
ethyl alcohol at a temperature of 5.00 C , how much will 63. The same heat transfer into identical masses of
overflow when the alcohols temperature reaches the room different substances produces different temperature
temperature of 22.0 C ? (b) How much less water would changes. Calculate the final temperature when 1.00 kcal
overflow under the same conditions? of heat transfers into 1.00 kg of the following, originally
at 20.0 C : (a) water; (b) concrete; (c) steel; and (d)
57. Most cars have a coolant reservoir to catch radiator mercury.
fluid that may overflow when the engine is hot. A radiator
is made of copper and is filled to its 16.0-L capacity when 64. Rubbing your hands together warms them by
at 10.0 C . What volume of radiator fluid will overflow converting work into thermal energy. If a woman rubs her
when the radiator and fluid reach a temperature of hands back and forth for a total of 20 rubs, at a distance
95.0 C, given that the fluids volume coefficient of of 7.50 cm per rub, and with an average frictional force
of 40.0 N, what is the temperature increase? The mass of
expansion is = 400 10 6 /C ? (Your answer will be a tissues warmed is only 0.100 kg, mostly in the palms and
conservative estimate, as most car radiators have operating fingers.
temperatures greater than 95.0 C ).
65. A 0.250-kg block of a pure material is heated from
58. A physicist makes a cup of instant coffee and notices 20.0 C to 65.0 C by the addition of 4.35 kJ of energy.
that, as the coffee cools, its level drops 3.00 mm in the Calculate its specific heat and identify the substance of
glass cup. Show that this decrease cannot be due to thermal which it is most likely composed.
contraction by calculating the decrease in level if the
350 cm 3 of coffee is in a 7.00-cm-diameter cup and 66. Suppose identical amounts of heat transfer into
decreases in temperature from 95.0 C to 45.0 C . (Most different masses of copper and water, causing identical
of the drop in level is actually due to escaping bubbles of changes in temperature. What is the ratio of the mass of
air.) copper to water?
62 Chapter 1 | Temperature and Heat
67. (a) The number of kilocalories in food is determined 73. A bag containing 0 C ice is much more effective in
by calorimetry techniques in which the food is burned and absorbing energy than one containing the same amount of
the amount of heat transfer is measured. How many 0 C water. (a) How much heat transfer is necessary to
kilocalories per gram are there in a 5.00-g peanut if the raise the temperature of 0.800 kg of water from 0 C to
energy from burning it is transferred to 0.500 kg of water
held in a 0.100-kg aluminum cup, causing a 54.9-C
30.0 C ? (b) How much heat transfer is required to first
melt 0.800 kg of 0 C ice and then raise its temperature?
temperature increase? Assume the process takes place in
an ideal calorimeter, in other words a perfectly insulated (c) Explain how your answer supports the contention that
container. (b) Compare your answer to the following the ice is more effective.
labeling information found on a package of dry roasted
peanuts: a serving of 33 g contains 200 calories. Comment 74. (a) How much heat transfer is required to raise the
on whether the values are consistent. temperature of a 0.750-kg aluminum pot containing 2.50 kg
of water from 30.0 C to the boiling point and then boil
68. Following vigorous exercise, the body temperature away 0.750 kg of water? (b) How long does this take if the
of an 80.0 kg person is 40.0 C . At what rate in watts rate of heat transfer is 500 W?
must the person transfer thermal energy to reduce the body
temperature to 37.0 C in 30.0 min, assuming the body 75. Condensation on a glass of ice water causes the ice
continues to produce energy at the rate of 150 W? to melt faster than it would otherwise. If 8.00 g of vapor
1 watt = 1 joule/second or 1 W = 1 J/s condense on a glass containing both water and 200 g of ice,
how many grams of the ice will melt as a result? Assume
no other heat transfer occurs. Use L v for water at 37 C
69. In a study of healthy young men[1], doing 20 push-
as a better approximation than L v for water at 100 C .)
ups in 1 minute burned an amount of energy per kg that
for a 70.0-kg man corresponds to 8.06 calories (kcal). How
much would a 70.0-kg mans temperature rise if he did not 76. On a trip, you notice that a 3.50-kg bag of ice lasts
lose any heat during that time? an average of one day in your cooler. What is the average
power in watts entering the ice if it starts at 0 C and
70. A 1.28-kg sample of water at 10.0 C is in a completely melts to 0 C water in exactly one day?
calorimeter. You drop a piece of steel with a mass of 0.385
kg at 215 C into it. After the sizzling subsides, what is 77. On a certain dry sunny day, a swimming pools
the final equilibrium temperature? (Make the reasonable temperature would rise by 1.50 C if not for evaporation.
assumptions that any steam produced condenses into liquid What fraction of the water must evaporate to carry away
water during the process of equilibration and that the precisely enough energy to keep the temperature constant?
evaporation and condensation dont affect the outcome, as
well see in the next section.)
78. (a) How much heat transfer is necessary to raise the
temperature of a 0.200-kg piece of ice from 20.0 C to
71. Repeat the preceding problem, assuming the water
130.0 C , including the energy needed for phase changes?
is in a glass beaker with a mass of 0.200 kg, which in
turn is in a calorimeter. The beaker is initially at the same (b) How much time is required for each stage, assuming a
temperature as the water. Before doing the problem, should constant 20.0 kJ/s rate of heat transfer? (c) Make a graph of
the answer be higher or lower than the preceding answer? temperature versus time for this process.
Comparing the mass and specific heat of the beaker to
those of the water, do you think the beaker will make much 79. In 1986, an enormous iceberg broke away from the
difference? Ross Ice Shelf in Antarctica. It was an approximately
rectangular prism 160 km long, 40.0 km wide, and 250 m
thick. (a) What is the mass of this iceberg, given that the
1.5 Phase Changes density of ice is 917 kg/m 3 ? (b) How much heat transfer
72. How much heat transfer (in kilocalories) is required to (in joules) is needed to melt it? (c) How many years would
thaw a 0.450-kg package of frozen vegetables originally at it take sunlight alone to melt ice this thick, if the ice absorbs
0 C if their heat of fusion is the same as that of water? an average of 100 W/m 2 , 12.00 h per day?
1. JW Vezina, An examination of the differences between two methods of estimating energy expenditure in resistance
training activities, Journal of Strength and Conditioning Research, April 28, 2014, http://www.ncbi.nlm.nih.gov/pubmed/
24402448
80. How many grams of coffee must evaporate from 350 87. Indigenous people sometimes cook in watertight
g of coffee in a 100-g glass cup to cool the coffee and the baskets by placing hot rocks into water to bring it to a boil.
cup from 95.0 C to 45.0 C ? Assume the coffee has the What mass of 500-C granite must be placed in 4.00 kg
same thermal properties as water and that the average heat of 15.0-C water to bring its temperature to 100 C , if
of vaporization is 2340 kJ/kg (560 kcal/g). Neglect heat 0.0250 kg of water escapes as vapor from the initial sizzle?
losses through processes other than evaporation, as well as You may neglect the effects of the surroundings.
the change in mass of the coffee as it cools. Do the latter
two assumptions cause your answer to be higher or lower
88. What would the final temperature of the pan and water
than the true answer?
be in Example 1.7 if 0.260 kg of water were placed in
the pan and 0.0100 kg of the water evaporated immediately,
81. (a) It is difficult to extinguish a fire on a crude oil leaving the remainder to come to a common temperature
tanker, because each liter of crude oil releases with the pan?
2.80 10 7 J of energy when burned. To illustrate this
difficulty, calculate the number of liters of water that must
be expended to absorb the energy released by burning 1.00 1.6 Mechanisms of Heat Transfer
L of crude oil, if the waters temperature rises from 89. (a) Calculate the rate of heat conduction through house
20.0 C to 100 C , it boils, and the resulting steams walls that are 13.0 cm thick and have an average thermal
temperature rises to 300 C at constant pressure. (b) conductivity twice that of glass wool. Assume there are
Discuss additional complications caused by the fact that no windows or doors. The walls surface area is 120 m 2
crude oil is less dense than water. and their inside surface is at 18.0 C , while their outside
surface is at 5.00 C . (b) How many 1-kW room heaters
82. The energy released from condensation in
would be needed to balance the heat transfer due to
thunderstorms can be very large. Calculate the energy
conduction?
released into the atmosphere for a small storm of radius 1
km, assuming that 1.0 cm of rain is precipitated uniformly
over this area. 90. The rate of heat conduction out of a window on a
winter day is rapid enough to chill the air next to it. To see
just how rapidly the windows transfer heat by conduction,
83. To help prevent frost damage, 4.00 kg of water at
calculate the rate of conduction in watts through a
0 C is sprayed onto a fruit tree. (a) How much heat
3.00-m 2 window that is 0.634 cm thick (1/4 in.) if the
transfer occurs as the water freezes? (b) How much would
the temperature of the 200-kg tree decrease if this amount temperatures of the inner and outer surfaces are 5.00 C
of heat transferred from the tree? Take the specific heat and 10.0 C , respectively. (This rapid rate will not be
to be 3.35 kJ/kg C , and assume that no phase change maintainedthe inner surface will cool, even to the point
occurs in the tree. of frost formation.)
84. A 0.250-kg aluminum bowl holding 0.800 kg of soup 91. Calculate the rate of heat conduction out of the human
body, assuming that the core internal temperature is
at 25.0 C is placed in a freezer. What is the final 37.0 C , the skin temperature is 34.0 C , the thickness of
temperature if 388 kJ of energy is transferred from the bowl the fatty tissues between the core and the skin averages 1.00
and soup, assuming the soups thermal properties are the
same as that of water? cm, and the surface area is 1.40 m 2 .
85. A 0.0500-kg ice cube at 30.0 C is placed in 0.400 92. Suppose you stand with one foot on ceramic flooring
kg of 35.0-C water in a very well-insulated container. and one foot on a wool carpet, making contact over an
What is the final temperature? area of 80.0 cm 2 with each foot. Both the ceramic and the
carpet are 2.00 cm thick and are 10.0 C on their bottom
86. If you pour 0.0100 kg of 20.0 C water onto a sides. At what rate must heat transfer occur from each foot
1.20-kg block of ice (which is initially at 15.0 C ), what to keep the top of the ceramic and carpet at 33.0 C ?
is the final temperature? You may assume that the water
cools so rapidly that effects of the surroundings are 93. A man consumes 3000 kcal of food in one day,
negligible. converting most of it to thermal energy to maintain body
temperature. If he loses half this energy by evaporating
water (through breathing and sweating), how many
kilograms of water evaporate?
64 Chapter 1 | Temperature and Heat
94. A firewalker runs across a bed of hot coals without 98. Suppose a person is covered head to foot by wool
sustaining burns. Calculate the heat transferred by clothing with average thickness of 2.00 cm and is
conduction into the sole of one foot of a firewalker given transferring energy by conduction through the clothing at
that the bottom of the foot is a 3.00-mm-thick callus with the rate of 50.0 W. What is the temperature difference
a conductivity at the low end of the range for wood and its across the clothing, given the surface area is 1.40 m 2 ?
density is 300 kg/m 3 . The area of contact is 25.0 cm 2,
the temperature of the coals is 700 C , and the time in 99. Some stove tops are smooth ceramic for easy cleaning.
contact is 1.00 s. Ignore the evaporative cooling of sweat. If the ceramic is 0.600 cm thick and heat conduction occurs
through the same area and at the same rate as computed in
95. (a) What is the rate of heat conduction through the Example 1.11, what is the temperature difference across
it? Ceramic has the same thermal conductivity as glass and
3.00-cm-thick fur of a large animal having a 1.40-m 2 brick.
surface area? Assume that the animals skin temperature is
32.0 C , that the air temperature is 5.00 C , and that
100. One easy way to reduce heating (and cooling) costs
fur has the same thermal conductivity as air. (b) What food is to add extra insulation in the attic of a house. Suppose a
intake will the animal need in one day to replace this heat single-story cubical house already had 15 cm of fiberglass
transfer? insulation in the attic and in all the exterior surfaces. If
you added an extra 8.0 cm of fiberglass to the attic, by
96. A walrus transfers energy by conduction through its what percentage would the heating cost of the house drop?
blubber at the rate of 150 W when immersed in 1.00 C Take the house to have dimensions 10 m by 15 m by 3.0
water. The walruss internal core temperature is 37.0 C , m. Ignore air infiltration and heat loss through windows
and doors, and assume that the interior is uniformly at one
and it has a surface area of 2.00 m 2 . What is the average
temperature and the exterior is uniformly at another.
thickness of its blubber, which has the conductivity of fatty
tissues without blood?
101. Many decisions are made on the basis of the payback
period: the time it will take through savings to equal the
97. Compare the rate of heat conduction through a capital cost of an investment. Acceptable payback times
13.0-cm-thick wall that has an area of 10.0 m 2 and a depend upon the business or philosophy one has. (For some
thermal conductivity twice that of glass wool with the rate industries, a payback period is as small as 2 years.) Suppose
of heat conduction through a 0.750-cm-thick window that you wish to install the extra insulation in the preceding
has an area of 2.00 m 2 , assuming the same temperature problem. If energy cost $1.00 per million joules and the
difference across each. insulation was $4.00 per square meter, then calculate the
simple payback time. Take the average T for the 120-day
heating season to be 15.0 C.
ADDITIONAL PROBLEMS
102. In 1701, the Danish astronomer Ole Rmer proposed 105. How much stress is created in a steel beam if its
a temperature scale with two fixed points, freezing water at temperature changes from 15 C to 40 C but it cannot
7.5 degrees, and boiling water at 60.0 degrees. What is the expand? For steel, the Youngs modulus
boiling point of oxygen, 90.2 K, on the Rmer scale? 9 2
Y = 210 10 N/m from m58342 (http://cnx.org/
content/m58342/latest/#fs-id1163713086230) .
103. What is the percent error of thinking the melting (Ignore the change in area resulting from the expansion.)
point of tungsten is 3695 C instead of the correct value of
3695 K?
106. A brass rod Y = 90 10 9 N/m 2, with a diameter
104. An engineer wants to design a structure in which the of 0.800 cm and a length of 1.20 m when the temperature
difference in length between a steel beam and an aluminum is 25 C , is fixed at both ends. At what temperature is the
beam remains at 0.500 m regardless of temperature, for force in it at 36,000 N?
ordinary temperatures. What must the lengths of the beams
be?
107. A mercury thermometer still in use for meteorology 111. In some countries, liquid nitrogen is used on dairy
has a bulb with a volume of 0.780 cm 3 and a tube for the trucks instead of mechanical refrigerators. A 3.00-hour
delivery trip requires 200 L of liquid nitrogen, which has
mercury to expand into of inside diameter 0.130 mm. (a)
Neglecting the thermal expansion of the glass, what is the a density of 808 kg/m 3. (a) Calculate the heat transfer
spacing between marks 1 C apart? (b) If the thermometer necessary to evaporate this amount of liquid nitrogen and
is made of ordinary glass (not a good idea), what is the raise its temperature to 3.00 C . (Use c P and assume it
spacing? is constant over the temperature range.) This value is the
amount of cooling the liquid nitrogen supplies. (b) What is
108. Even when shut down after a period of normal use, this heat transfer rate in kilowatt-hours? (c) Compare the
a large commercial nuclear reactor transfers thermal energy amount of cooling obtained from melting an identical mass
at the rate of 150 MW by the radioactive decay of fission of 0-C ice with that from evaporating the liquid nitrogen.
products. This heat transfer causes a rapid increase in
temperature if the cooling system fails
112. Some gun fanciers make their own bullets, which
1 watt = 1 joule/second or 1 W = 1 J/s and
involves melting lead and casting it into lead slugs. How
1 MW = 1 megawatt . (a) Calculate the rate of much heat transfer is needed to raise the temperature and
temperature increase in degrees Celsius per second (C/s) melt 0.500 kg of lead, starting from 25.0 C ?
118. (a) An exterior wall of a house is 3 m tall and 10 120. You have a Dewar flask (a laboratory vacuum flask)
m wide. It consists of a layer of drywall with an R factor that has an open top and straight sides, as shown below. You
of 0.56, a layer 3.5 inches thick filled with fiberglass batts, fill it with water and put it into the freezer. It is effectively
and a layer of insulated siding with an R factor of 2.6. The a perfect insulator, blocking all heat transfer, except on the
wall is built so well that there are no leaks of air through it. top. After a time, ice forms on the surface of the water. The
When the inside of the wall is at 22 C and the outside is at liquid water and the bottom surface of the ice, in contact
2 C , what is the rate of heat flow through the wall? (b) with the liquid water, are at 0 C . The top surface of the ice
More realistically, the 3.5-inch space also contains 2-by-4 is at the same temperature as the air in the freezer, 18 C.
studswooden boards 1.5 inches by 3.5 inches oriented Set the rate of heat flow through the ice equal to the rate
so that 3.5-inch dimension extends from the drywall to the of loss of heat of fusion as the water freezes. When the ice
siding. They are on 16-inch centers, that is, the centers of layer is 0.700 cm thick, find the rate in m/s at which the ice
the studs are 16 inches apart. What is the heat current in this is thickening.
situation? Dont worry about one stud more or less.
119. For the human body, what is the rate of heat transfer
by conduction through the bodys tissue with the following
conditions: the tissue thickness is 3.00 cm, the difference
in temperature is 2.00 C , and the skin area is 1.50 m 2 .
How does this compare with the average heat transfer rate
to the body resulting from an energy intake of about 2400
kcal per day? (No exercise is included.)
CHALLENGE PROBLEMS
123. A pendulum is made of a rod of length L and 124. At temperatures of a few hundred kelvins the specific
negligible mass, but capable of thermal expansion, and heat capacity of copper approximately follows the
a weight of negligible size. (a) Show that when the empirical formula c = + T + T 2, where
temperature increases by dT, the period of the pendulum
increases by a fraction LdT/2 . (b) A clock controlled = 349 J/kg K, = 0.107 J/kg K 2, and
by a brass pendulum keeps time correctly at 10 C . If the 5
= 4.58 10 J kg K. How much heat is needed to
room temperature is 30 C , does the clock run faster or raise the temperature of a 2.00-kg piece of copper from
slower? What is its error in seconds per day? 20 C to 250 C ?
125. In a calorimeter of negligible heat capacity, 200 g of 129. Lets stop ignoring the greenhouse effect and
steam at 150 C and 100 g of ice at 40 C are mixed. incorporate it into the previous problem in a very rough
The pressure is maintained at 1 atm. What is the final way. Assume the atmosphere is a single layer, a spherical
temperature, and how much steam, ice, and water are shell around Earth, with an emissivity e = 0.77 (chosen
present? simply to give the right answer) at infrared wavelengths
emitted by Earth and by the atmosphere. However, the
126. An astronaut performing an extra-vehicular activity atmosphere is transparent to the Suns radiation (that is,
(space walk) shaded from the Sun is wearing a spacesuit assume the radiation is at visible wavelengths with no
that can be approximated as perfectly white (e = 0) except infrared), so the Suns radiation reaches the surface. The
greenhouse effect comes from the difference between the
for a 5 cm 8 cm patch in the form of the astronauts
atmospheres transmission of visible light and its rather
national flag. The patch has emissivity 0.300. The spacesuit strong absorption of infrared. Note that the atmospheres
under the patch is 0.500 cm thick, with a thermal radius is not significantly different from Earths, but since
conductivity k = 0.0600 W/m C , and its inner surface is the atmosphere is a layer above Earth, it emits radiation
at a temperature of 20.0 C . What is the temperature of the both upward and downward, so it has twice Earths area.
patch, and what is the rate of heat loss through it? Assume There are three radiative energy transfers in this problem:
the patch is so thin that its outer surface is at the same solar radiation absorbed by Earths surface; infrared
temperature as the outer surface of the spacesuit under it. radiation from the surface, which is absorbed by the
Also assume the temperature of outer space is 0 K. You will atmosphere according to its emissivity; and infrared
get an equation that is very hard to solve in closed form, radiation from the atmosphere, half of which is absorbed
so you can solve it numerically with a graphing calculator, by Earth and half of which goes out into space. Apply
with software, or even by trial and error with a calculator. the method of the previous problem to get an equation for
Earths surface and one for the atmosphere, and solve them
127. The goal in this problem is to find the growth of for the two unknown temperatures, surface and atmosphere.
an ice layer as a function of time. Call the thickness of
the ice layer L. (a) Derive an equation for dL/dt in terms a. In terms of Earths radius, the constant , and
of L , the temperature T above the ice, and the properties the unknown temperature T s of the surface, what
of ice (which you can leave in symbolic form instead of is the power of the infrared radiation from the
substituting the numbers). (b) Solve this differential surface?
equation assuming that at t = 0 , you have L = 0. If you b. What is the power of Earths radiation absorbed
have studied differential equations, you will know a by the atmosphere?
technique for solving equations of this type: manipulate the c. In terms of the unknown temperature T e of the
equation to get dL/dt multiplied by a (very simple) function atmosphere, what is the power radiated from the
of L on one side, and integrate both sides with respect to atmosphere?
time. Alternatively, you may be able to use your knowledge d. Write an equation that says the power of the
of the derivatives of various functions to guess the solution, radiation the atmosphere absorbs from Earth equals
which has a simple dependence on t. (c) Will the water the power of the radiation it emits.
eventually freeze to the bottom of the flask? e. Half of the power radiated by the atmosphere
hits Earth. Write an equation that says that the
128. As the very first rudiment of climatology, estimate power Earth absorbs from the atmosphere and the
the temperature of Earth. Assume it is a perfect sphere and Sun equals the power that it emits.
its temperature is uniform. Ignore the greenhouse effect. f. Solve your two equations for the unknown
Thermal radiation from the Sun has an intensity (the solar temperature of Earth.
constant S) of about 1370 W/m 2 at the radius of Earths For steps that make this model less crude, see for
orbit. (a) Assuming the Suns rays are parallel, what area example the lectures
must S be multiplied by to get the total radiation intercepted (https://openstaxcollege.org/l/
by Earth? It will be easiest to answer in terms of Earths 21paulgormlec) by Paul OGorman.
radius, R. (b) Assume that Earth reflects about 30% of
the solar energy it intercepts. In other words, Earth has
an albedo with a value of A = 0.3 . In terms of S, A,
and R, what is the rate at which Earth absorbs energy
from the Sun? (c) Find the temperature at which Earth
radiates energy at the same rate. Assume that at the infrared
wavelengths where it radiates, the emissivity e is 1. Does
your result show that the greenhouse effect is important?
(d) How does your answer depend on the the area of Earth?
68 Chapter 1 | Temperature and Heat
Figure 2.1 A volcanic eruption releases tons of gas and dust into the atmosphere. Most of the gas is water vapor, but several
other gases are common, including greenhouse gases such as carbon dioxide and acidic pollutants such as sulfur dioxide.
However, the emission of volcanic gas is not all bad: Many geologists believe that in the earliest stages of Earths formation,
volcanic emissions formed the early atmosphere. (credit: modification of work by Boaworm/Wikimedia Commons)
Chapter Outline
2.1 Molecular Model of an Ideal Gas
2.2 Pressure, Temperature, and RMS Speed
2.3 Heat Capacity and Equipartition of Energy
2.4 Distribution of Molecular Speeds
Introduction
Gases are literally all around usthe air that we breathe is a mixture of gases. Other gases include those that make breads
and cakes soft, those that make drinks fizzy, and those that burn to heat many homes. Engines and refrigerators depend on
the behaviors of gases, as we will see in later chapters.
As we discussed in the preceding chapter, the study of heat and temperature is part of an area of physics known as
thermodynamics, in which we require a system to be macroscopic, that is, to consist of a huge number (such as 10 23 ) of
molecules. We begin by considering some macroscopic properties of gases: volume, pressure, and temperature. The simple
model of a hypothetical ideal gas describes these properties of a gas very accurately under many conditions. We move
from the ideal gas model to a more widely applicable approximation, called the Van der Waals model.
To understand gases even better, we must also look at them on the microscopic scale of molecules. In gases, the molecules
interact weakly, so the microscopic behavior of gases is relatively simple, and they serve as a good introduction to systems
of many molecules. The molecular model of gases is called the kinetic theory of gases and is one of the classic examples of
a molecular model that explains everyday behavior.
70 Chapter 2 | The Kinetic Theory of Gases
In this section, we explore the thermal behavior of gases. Our word gas comes from the Flemish word meaning chaos,
first used for vapors by the seventeenth-century chemist J. B. van Helmont. The term was more appropriate than he knew,
because gases consist of molecules moving and colliding with each other at random. This randomness makes the connection
between the microscopic and macroscopic domains simpler for gases than for liquids or solids.
How do gases differ from solids and liquids? Under ordinary conditions, such as those of the air around us, the difference
is that the molecules of gases are much farther apart than those of solids and liquids. Because the typical distances between
molecules are large compared to the size of a molecule, as illustrated in Figure 2.2, the forces between them are considered
negligible, except when they come into contact with each other during collisions. Also, at temperatures well above the
boiling temperature, the motion of molecules is fast, and the gases expand rapidly to occupy all of the accessible volume.
In contrast, in liquids and solids, molecules are closer together, and the behavior of molecules in liquids and solids is highly
constrained by the molecules interactions with one another. The macroscopic properties of such substances depend strongly
on the forces between the molecules, and since many molecules are interacting, the resulting many-body problems can be
extremely complicated (see Condensed Matter Physics (http://cnx.org/content/m58591/latest/) ).
Figure 2.3 (a) When air is pumped into a deflated tire, its volume first increases without much increase in pressure. (b) When
the tire is filled to a certain point, the tire walls resist further expansion, and the pressure increases with more air. (c) Once the
tire is inflated, its pressure increases with temperature.
Figure 2.4 shows data from the experiments of Robert Boyle (16271691), illustrating what is now called Boyles law:
At constant temperature and number of molecules, the absolute pressure of a gas and its volume are inversely proportional.
(Recall from Fluid Mechanics (http://cnx.org/content/m58624/latest/) that the absolute pressure is the true pressure
and the gauge pressure is the absolute pressure minus the ambient pressure, typically atmospheric pressure.) The graph in
Figure 2.4 displays this relationship as an inverse proportionality of volume to pressure.
Figure 2.4 Robert Boyle and his assistant found that volume and pressure are
inversely proportional. Here their data are plotted as V versus 1/p; the linearity of the
graph shows the inverse proportionality. The number shown as the volume is actually
the height in inches of air in a cylindrical glass tube. The actual volume was that
height multiplied by the cross-sectional area of the tube, which Boyle did not publish.
The data are from Boyles book A Defence of the Doctrine Touching the Spring and
Weight of the Air, p. 60.[1]
Figure 2.5 shows experimental data illustrating what is called Charless law, after Jacques Charles (17461823). Charless
law states that at constant pressure and number of molecules, the volume of a gas is proportional to its absolute temperature.
1. http://bvpb.mcu.es/en/consulta/registro.cmd?id=406806
72 Chapter 2 | The Kinetic Theory of Gases
Similar is Amontons or Gay-Lussacs law, which states that at constant volume and number of molecules, the pressure is
proportional to the temperature. That law is the basis of the constant-volume gas thermometer, discussed in the previous
chapter. (The histories of these laws and the appropriate credit for them are more complicated than can be discussed here.)
It is known experimentally that for gases at low density (such that their molecules occupy a negligible fraction of the
total volume) and at temperatures well above the boiling point, these proportionalities hold to a good approximation. Not
surprisingly, with the other quantities held constant, either pressure or volume is proportional to the number of molecules.
More surprisingly, when the proportionalities are combined into a single equation, the constant of proportionality is
independent of the composition of the gas. The resulting equation for all gases applies in the limit of low density and high
temperature; its the same for oxygen as for helium or uranium hexafluoride. A gas at that limit is called an ideal gas; it
obeys the ideal gas law, which is also called the equation of state of an ideal gas.
where p is the absolute pressure of a gas, V is the volume it occupies, N is the number of molecules in the gas, and T is
its absolute temperature.
The constant k B is called the Boltzmann constant in honor of the Austrian physicist Ludwig Boltzmann (18441906) and
has the value
k B = 1.38 10 23 J/K.
The ideal gas law describes the behavior of any real gas when its density is low enough or its temperature high enough that
it is far from liquefaction. This encompasses many practical situations. In the next section, well see why its independent
of the type of gas.
In many situations, the ideal gas law is applied to a sample of gas with a constant number of molecules; for instance, the
gas may be in a sealed container. If N is constant, then solving for N shows that pV /T is constant. We can write that fact in
a convenient form:
2. http://chemed.chem.purdue.edu/genchem/history/charles.html
p1 V1 p2 V2 (2.2)
= ,
T1 T2
where the subscripts 1 and 2 refer to any two states of the gas at different times. Again, the temperature must be expressed
in kelvin and the pressure must be absolute pressure, which is the sum of gauge pressure and atmospheric pressure.
Example 2.1
pf Vf p0 V0
= .
Tf T0
Since the volume is constant, V f and V 0 are the same and they divide out. Therefore,
pf p0
= .
Tf T0
Tf
pf = p0 ,
T0
Significance
The final temperature is about 6% greater than the original temperature, so the final pressure is about 6% greater
as well. Note that absolute pressure (see Fluid Mechanics (http://cnx.org/content/m58624/latest/) ) and
absolute temperature (see Temperature and Heat) must be used in the ideal gas law.
74 Chapter 2 | The Kinetic Theory of Gases
Example 2.2
Avogadros number relates the mass of an amount of substance in grams to the number of protons and neutrons in an atom
or molecule (12 for a carbon-12 atom), which roughly determine its mass. Its natural to define a unit of mass such that the
mass of an atom is approximately equal to its number of neutrons and protons. The unit of that kind accepted for use with
the SI is the unified atomic mass unit (u), also called the dalton. Specifically, a carbon-12 atom has a mass of exactly 12
u, so that its molar mass M in grams per mole is numerically equal to the mass of one carbon-12 atom in u. That equality
holds for any substance. In other words, N A is not only the conversion from numbers of molecules to moles, but it is also
the conversion from u to grams: 6.02 10 23 u = 1 g. See Figure 2.6.
Figure 2.6 How big is a mole? On a macroscopic level, Avogadros number of table tennis balls
would cover Earth to a depth of about 40 km.
Now letting m s stand for the mass of a sample of a substance, we have m s = nM. Letting m stand for the mass of a
molecule, we have M = N A m.
2.1 Check Your Understanding The recommended daily amount of vitamin B 3 or niacin, C 6 NH 5 O 2,
for women who are not pregnant or nursing, is 14 mg. Find the number of molecules of niacin in that amount.
2.2 Check Your Understanding The density of air in a classroom (p = 1.00 atm and T = 20 C) is
1.28 kg/m 3 . At what pressure is the density 0.600 kg/m 3 if the temperature is kept constant?
and multiply and divide the right-hand side of the equation by Avogadros number N A. This gives us
pV = N N A k B T.
NA
Note that n = N/N A is the number of moles. We define the universal gas constant as R = N A k B, and obtain the ideal
gas law in terms of moles.
In SI units,
R = N A k B = 6.02 10 23 mol 11.38 10 23 J = 8.31 J .
K mol K
In other units,
Example 2.3
Now we can find the number of moles per cubic meter. We use the ideal gas law in terms of moles,
pV = nRT, with p = 1.00 atm , T = 273 K , V = 1 m 3 , and R = 8.31 J/mol K . The most
convenient choice for R in this case is R = 8.31 J/mol K because the known quantities are in SI units:
pV (1.01 10 5 Pa) (1 m 3)
n= = = 44.5 mol.
RT (8.31 J/mol K) (273 K)
b. The air pressure inside the balloon is still 1 atm because the bottom of the balloon is open to the
atmosphere. The calculation is the same except that we use a temperature of 120 C , which is 393 K.
We can repeat the calculation in (a), or simply observe that the density is proportional to the number of
moles, which is inversely proportional to the temperature. Then using the subscripts 1 for air at STP and
2 for the hot air, we have
T1
2 = = 273 K (1.29 kg/m 3) = 0.896 kg/m 3.
T 2 1 393 K
Significance
Using the methods of Archimedes Principle and Buoyancy (http://cnx.org/content/m58356/latest/)
, we can find that the net force on 2200 m 3 of air at 120 C is
F b F g = atmosphere Vg hot air Vg = 8.49 10 3 N, or enough to lift about 867 kg. The mass density and
molar density of air at STP, found above, are often useful numbers. From the molar density, we can easily
determine another useful number, the volume of a mole of any ideal gas at STP, which is 22.4 L.
2.3 Check Your Understanding Liquids and solids have densities on the order of 1000 times greater than
gases. Explain how this implies that the distances between molecules in gases are on the order of 10 times
greater than the size of their molecules.
The ideal gas law is closely related to energy: The units on both sides of the equation are joules. The right-hand side of
the ideal gas law equation is Nk B T. This term is roughly the total translational kinetic energy (which, when discussing
gases, refers to the energy of translation of a molecule, not that of vibration of its atoms or rotation) of N molecules at
an absolute temperature T, as we will see formally in the next section. The left-hand side of the ideal gas law equation is
pV. As mentioned in the example on the number of molecules in an ideal gas, pressure multiplied by volume has units of
energy. The energy of a gas can be changed when the gas does work as it increases in volume, something we explored in
the preceding chapter, and the amount of work is related to the pressure. This is the process that occurs in gasoline or steam
engines and turbines, as well see in the next chapter.
2
p + a n (V nb) = nRT.
(2.4)
V
In the limit of low density (small n), the a and b terms are negligible, and we have the ideal gas law, as we should for low
density. On the other hand, if V nb is small, meaning that the molecules are very close together, the pressure must be
higher to give the same nRT, as we would expect in the situation of a highly compressed gas. However, the increase in
pressure is less than that argument would suggest, because at high density the (n/V) 2 term is significant. Since its positive,
it causes a lower pressure to give the same nRT.
The van der Waals equation of state works well for most gases under a wide variety of conditions. As well see in the next
module, it even predicts the gas-liquid transition.
78 Chapter 2 | The Kinetic Theory of Gases
pV Diagrams
We can examine aspects of the behavior of a substance by plotting a pV diagram, which is a graph of pressure versus
volume. When the substance behaves like an ideal gas, the ideal gas law pV = nRT describes the relationship between its
pressure and volume. On a pV diagram, its common to plot an isotherm, which is a curve showing p as a function of V with
the number of molecules and the temperature fixed. Then, for an ideal gas, pV = constant. For example, the volume of
the gas decreases as the pressure increases. The resulting graph is a hyperbola.
However, if we assume the van der Waals equation of state, the isotherms become more interesting, as shown in Figure 2.7.
At high temperatures, the curves are approximately hyperbolas, representing approximately ideal behavior at various fixed
temperatures. At lower temperatures, the curves look less and less like hyperbolasthat is, the gas is not behaving ideally.
There is a critical temperature T c at which the curve has a point with zero slope. Below that temperature, the curves do
not decrease monotonically; instead, they each have a hump, meaning that for a certain range of volume, increasing the
volume increases the pressure.
Figure 2.7 pV diagram for a Van der Waals gas at various temperatures. The red curves
are calculated at temperatures above the critical temperature and the blue curves at
temperatures below it. The blue curves have an oscillation in which volume (V) increases
with increasing temperature (T), an impossible situation, so they must be corrected as in
Figure 2.8. (credit: Eman/Wikimedia Commons)
Such behavior would be completely unphysical. Instead, the curves are understood as describing a liquid-gas phase
transition. The oscillating part of the curve is replaced by a horizontal line, showing that as the volume increases at constant
temperature, the pressure stays constant. That behavior corresponds to boiling and condensation; when a substance is at its
boiling temperature for a particular pressure, it can increase in volume as some of the liquid turns to gas, or decrease as
some of the gas turns to liquid, without any change in temperature or pressure.
Figure 2.8 shows similar isotherms that are more realistic than those based on the van der Waals equation. The steep parts
of the curves to the left of the transition region show the liquid phase, which is almost incompressiblea slight decrease in
volume requires a large increase in pressure. The flat parts show the liquid-gas transition; the blue regions that they define
represent combinations of pressure and volume where liquid and gas can coexist.
Figure 2.8 pV diagrams. (a) Each curve (isotherm) represents the relationship between p and V at a fixed temperature; the
upper curves are at higher temperatures. The lower curves are not hyperbolas because the gas is no longer an ideal gas. (b) An
expanded portion of the pV diagram for low temperatures, where the phase can change from a gas to a liquid. The term vapor
refers to the gas phase when it exists at a temperature below the boiling temperature.
The isotherms above T c do not go through the liquid-gas transition. Therefore, liquid cannot exist above that temperature,
which is the critical temperature (described in the chapter on temperature and heat). At sufficiently low pressure above that
temperature, the gas has the density of a liquid but will not condense; the gas is said to be supercritical. At higher pressure,
it is solid. Carbon dioxide, for example, has no liquid phase at a temperature above 31.0 C . The critical pressure is the
maximum pressure at which the liquid can exist. The point on the pV diagram at the critical pressure and temperature is
the critical point (which you learned about in the chapter on temperature and heat). Table 2.1 lists representative critical
temperatures and pressures.
We have examined pressure and temperature based on their macroscopic definitions. Pressure is the force divided by the
area on which the force is exerted, and temperature is measured with a thermometer. We can gain a better understanding of
pressure and temperature from the kinetic theory of gases, the theory that relates the macroscopic properties of gases to the
motion of the molecules they consist of. First, we make two assumptions about molecules in an ideal gas.
1. There is a very large number N of molecules, all identical and each having mass m.
2. The molecules obey Newtons laws and are in continuous motion, which is random and isotropic, that is, the same
in all directions.
To derive the ideal gas law and the connection between microscopic quantities such as the energy of a typical molecule and
macroscopic quantities such as temperature, we analyze a sample of an ideal gas in a rigid container, about which we make
two further assumptions:
3. The molecules are much smaller than the average distance between them, so their total volume is much less than
that of their container (which has volume V). In other words, we take the Van der Waals constant b, the volume of a
mole of gas molecules, to be negligible compared to the volume of a mole of gas in the container.
4. The molecules make perfectly elastic collisions with the walls of the container and with each other. Other forces
on them, including gravity and the attractions represented by the Van der Waals constant a, are negligible (as is
necessary for the assumption of isotropy).
The collisions between molecules do not appear in the derivation of the ideal gas law. They do not disturb the derivation
either, since collisions between molecules moving with random velocities give new random velocities. Furthermore, if the
velocities of gas molecules in a container are initially not random and isotropic, molecular collisions are what make them
random and isotropic.
We make still further assumptions that simplify the calculations but do not affect the result. First, we let the container be a
rectangular box. Second, we begin by considering monatomic gases, those whose molecules consist of single atoms, such
as helium. Then, we can assume that the atoms have no energy except their translational kinetic energy; for instance, they
have neither rotational nor vibrational energy. (Later, we discuss the validity of this assumption for real monatomic gases
and dispense with it to consider diatomic and polyatomic gases.)
Figure 2.9 shows a collision of a gas molecule with the wall of a container, so that it exerts a force on the wall (by
Newtons third law). These collisions are the source of pressure in a gas. As the number of molecules increases, the number
of collisions, and thus the pressure, increases. Similarly, if the average velocity of the molecules is higher, the gas pressure
is higher.
In a sample of gas in a container, the randomness of the molecular motion causes the number of collisions of molecules
with any part of the wall in a given time to fluctuate. However, because a huge number of molecules collide with the wall
in a short time, the number of collisions on the scales of time and space we measure fluctuates by only a tiny, usually
unobservable fraction from the average. We can compare this situation to that of a casino, where the outcomes of the bets
are random and the casinos takings fluctuate by the minute and the hour. However, over long times such as a year, the
casinos takings are very close to the averages expected from the odds. A tank of gas has enormously more molecules than
a casino has bettors in a year, and the molecules make enormously more collisions in a second than a casino has bets.
A calculation of the average force exerted by molecules on the walls of the box leads us to the ideal gas law and to the
connection between temperature and molecular kinetic energy. (In fact, we will take two averages: one over time to get
the average force exerted by one molecule with a given velocity, and then another average over molecules with different
velocities.) This approach was developed by Daniel Bernoulli (17001782), who is best known in physics for his work on
fluid flow (hydrodynamics). Remarkably, Bernoulli did this work before Dalton established the view of matter as consisting
of atoms.
Figure 2.10 shows a container full of gas and an expanded view of an elastic collision of a gas molecule with a wall of
the container, broken down into components. We have assumed that a molecule is small compared with the separation of
molecules in the gas, and that its interaction with other molecules can be ignored. Under these conditions, the ideal gas law
is experimentally valid. Because we have also assumed the wall is rigid and the particles are points, the collision is elastic
(by conservation of energytheres nowhere for a particles kinetic energy to go). Therefore, the molecules kinetic energy
remains constant, and hence, its speed and the magnitude of its momentum remain constant as well. This assumption is not
always valid, but the results in the rest of this module are also obtained in models that let the molecules exchange energy
and momentum with the wall.
82 Chapter 2 | The Kinetic Theory of Gases
If the molecules velocity changes in the x-direction, its momentum changes from mv x to +mv x. Thus, its change in
momentum is mv = + mv x (mv x) = 2mv x. According to the impulse-momentum theorem given in the chapter on
linear momentum and collisions, the force exerted on the ith molecule, where i labels the molecules from 1 to N, is given by
p i 2mv ix
Fi = = .
t t
(In this equation alone, p represents momentum, not pressure.) There is no force between the wall and the molecule except
while the molecule is touching the wall. During the short time of the collision, the force between the molecule and wall
is relatively large, but that is not the force we are looking for. We are looking for the average force, so we take t to be
the average time between collisions of the given molecule with this wall, which is the time in which we expect to find one
collision. Let l represent the length of the box in the x-direction. Then t is the time the molecule would take to go across
the box and back, a distance 2l, at a speed of v x. Thus t = 2l/v x, and the expression for the force becomes
2mv ix mv 2ix
Fi = = .
2l/v ix l
This force is due to one molecule. To find the total force on the wall, F, we need to add the contributions of all N molecules:
N N N
mv 2ix m
F= Fi = l
= v 2ix.
l i=1
i=1 i=1
We now use the definition of the average, which we denote with a bar, to find the force:
N
mv 2x
F = N v ix = N
m 1 2
.
l N i = 1 l
We want the force in terms of the speed v, rather than the x-component of the velocity. Note that the total velocity squared
is the sum of the squares of its components, so that
v 2 = v 2x + v 2y + v 2z .
With the assumption of isotropy, the three averages on the right side are equal, so
v 2 = 3v 2ix.
pV = 1 Nmv 2.
(2.5)
3
We can get the average kinetic energy of a molecule, 1 mv 2 , from the left-hand side of the equation by dividing out N and
2
multiplying by 3/2.
The equation K = 3 k B T is the average kinetic energy per molecule. Note in particular that nothing in this equation
2
depends on the molecular mass (or any other property) of the gas, the pressure, or anything but the temperature. If samples
of helium and xenon gas, with very different molecular masses, are at the same temperature, the molecules have the same
average kinetic energy.
The internal energy of a thermodynamic system is the sum of the mechanical energies of all of the molecules in it. We can
now give an equation for the internal energy of a monatomic ideal gas. In such a gas, the molecules only energy is their
translational kinetic energy. Therefore, denoting the internal energy by E int, we simply have E int = NK , or
E int = 3 Nk B T. (2.7)
2
E int = 3 nRT.
2
84 Chapter 2 | The Kinetic Theory of Gases
We can solve K = 1 mv 2 = 3 k B T for a typical speed of a molecule in an ideal gas in terms of temperature to determine
2 2
what is known as the root-mean-square (rms) speed of a molecule.
The rms speed is not the average or the most likely speed of molecules, as we will see in Distribution of Molecular
Speeds, but it provides an easily calculated estimate of the molecules speed that is related to their kinetic energy. Again
we can write this equation in terms of the gas constant R and the molar mass M in kg/mol:
v rms = 3 RT .
(2.9)
M
We digress for a moment to answer a question that may have occurred to you: When we apply the model to atoms instead of
theoretical point particles, does rotational kinetic energy change our results? To answer this question, we have to appeal to
quantum mechanics. In quantum mechanics, rotational kinetic energy cannot take on just any value; its limited to a discrete
set of values, and the smallest value is inversely proportional to the rotational inertia. The rotational inertia of an atom is
tiny because almost all of its mass is in the nucleus, which typically has a radius less than 10 14 m . Thus the minimum
rotational energy of an atom is much more than 1 k B T for any attainable temperature, and the energy available is not
2
enough to make an atom rotate. We will return to this point when discussing diatomic and polyatomic gases in the next
section.
Example 2.4
Strategy
(a) The known in the equation for the average kinetic energy is the temperature:
K = 1 mv 2 = 3 k B T.
2 2
Before substituting values into this equation, we must convert the given temperature into kelvin:
T = (20.0 + 273) K = 293 K. We can find the rms speed of a nitrogen molecule by using the equation
3k B T
v rms = v 2 = m ,
but we must first find the mass of a nitrogen molecule. Obtaining the molar mass of nitrogen N 2 from the
periodic table, we find
2 (14.0067) 10 3 kg/mol)
m= M = = 4.65 10 26 kg.
NA 6.02 10 23 mol -1
Solution
a. The temperature alone is sufficient for us to find the average translational kinetic energy. Substituting the
temperature into the translational kinetic energy equation gives
K = 3 k B T = 3 (1.38 10 23 J/K)(293 K) = 6.07 10 21 J.
2 2
b. Substituting this mass and the value for k B into the equation for v rms yields
3k B T 3(1.38 10 23 J/K)(293 K)
v rms = m = = 511 m/s.
4.65 10 26 kg
Significance
Note that the average kinetic energy of the molecule is independent of the type of molecule. The average
translational kinetic energy depends only on absolute temperature. The kinetic energy is very small compared to
macroscopic energies, so that we do not feel when an air molecule is hitting our skin. On the other hand, it is
much greater than the typical difference in gravitational potential energy when a molecule moves from, say, the
top to the bottom of a room, so our neglect of gravitation is justified in typical real-world situations. The rms
speed of the nitrogen molecule is surprisingly large. These large molecular velocities do not yield macroscopic
movement of air, since the molecules move in all directions with equal likelihood. The mean free path (the
distance a molecule moves on average between collisions, discussed a bit later in this section) of molecules in air
is very small, so the molecules move rapidly but do not get very far in a second. The high value for rms speed
is reflected in the speed of sound, which is about 340 m/s at room temperature. The higher the rms speed of
air molecules, the faster sound vibrations can be transferred through the air. The speed of sound increases with
temperature and is greater in gases with small molecular masses, such as helium (see Figure 2.11).
Figure 2.11 (a) In an ordinary gas, so many molecules move so fast that they collide
billions of times every second. (b) Individual molecules do not move very far in a
small amount of time, but disturbances like sound waves are transmitted at speeds
related to the molecular speeds.
Example 2.5
2. Identify the unknowns: We need to solve for temperature, T. We also need to solve for the mass m of the
helium atom.
3. Determine which equations are needed.
To get the mass m of the helium atom, we can use information from the periodic table:
m= M.
NA
To solve for temperature T, we can rearrange
1 mv 2 = 3 k T
2 2 B
to yield
2
T = mv .
3k B
4. Substitute the known values into the equations and solve for the unknowns,
4.0026 10 3 kg/mol
m= M = = 6.65 10 27 kg
NA 23
6.02 10 mol
and
2
(6.65 10 27 kg 11.1 10 3 m/s
T= = 1.98 10 4 K.
3 (1.38 10 23 J/K)
Significance
This temperature is much higher than atmospheric temperature, which is approximately 250 K
(25 C or 10 F at high elevation. Very few helium atoms are left in the atmosphere, but many were present
when the atmosphere was formed, and more are always being created by radioactive decay (see the chapter on
nuclear physics). The reason for the loss of helium atoms is that a small number of helium atoms have speeds
higher than Earths escape velocity even at normal temperatures. The speed of a helium atom changes from one
collision to the next, so that at any instant, there is a small but nonzero chance that the atoms speed is greater than
the escape velocity. The chance is high enough that over the lifetime of Earth, almost all the helium atoms that
have been in the atmosphere have reached escape velocity at high altitudes and escaped from Earths gravitational
pull. Heavier molecules, such as oxygen, nitrogen, and water, have smaller rms speeds, and so it is much less
likely that any of them will have speeds greater than the escape velocity. In fact, the likelihood is so small that
billions of years are required to lose significant amounts of heavier molecules from the atmosphere. Figure 2.12
shows the effect of a lack of an atmosphere on the Moon. Because the gravitational pull of the Moon is much
weaker, it has lost almost its entire atmosphere. The atmospheres of Earth and other bodies are compared in this
chapters exercises.
2.4 Check Your Understanding If you consider a very small object, such as a grain of pollen, in a gas, then
the number of molecules striking its surface would also be relatively small. Would you expect the grain of
pollen to experience any fluctuations in pressure due to statistical fluctuations in the number of gas molecules
striking it in a given amount of time?
An important application of partial pressure is that, in chemistry, it functions as the concentration of a gas in determining the
rate of a reaction. Here, we mention only that the partial pressure of oxygen in a persons lungs is crucial to life and health.
Breathing air that has a partial pressure of oxygen below 0.16 atm can impair coordination and judgment, particularly in
people not acclimated to a high elevation. Lower partial pressures of O 2 have more serious effects; partial pressures below
0.06 atm can be quickly fatal, and permanent damage is likely even if the person is rescued. However, the sensation of
needing to breathe, as when holding ones breath, is caused much more by high concentrations of carbon dioxide in the
blood than by low concentrations of oxygen. Thus, if a small room or closet is filled with air having a low concentration of
oxygen, perhaps because a leaking cylinder of some compressed gas is stored there, a person will not feel any choking
sensation and may go into convulsions or lose consciousness without noticing anything wrong. Safety engineers give
considerable attention to this danger.
Another important application of partial pressure is vapor pressure, which is the partial pressure of a vapor at which it is
in equilibrium with the liquid (or solid, in the case of sublimation) phase of the same substance. At any temperature, the
partial pressure of the water in the air cannot exceed the vapor pressure of the water at that temperature, because whenever
the partial pressure reaches the vapor pressure, water condenses out of the air. Dew is an example of this condensation. The
temperature at which condensation occurs for a sample of air is called the dew point. It is easily measured by slowly cooling
a metal ball; the dew point is the temperature at which condensation first appears on the ball.
The vapor pressures of water at some temperatures of interest for meteorology are given in Table 2.2.
0 610.5
3 757.9
5 872.3
8 1073
10 1228
13 1497
15 1705
18 2063
20 2338
23 2809
25 3167
30 4243
35 5623
40 7376
A relative humidity of 100% means that the partial pressure of water is equal to the vapor pressure; in other words, the air
is saturated with water.
Example 2.6
Strategy
We simply look up the vapor pressure at the given temperature and that at the dew point and find the ratio.
Solution
Partial pressure of water vapor at 15 C
R.H. = 100% = 1705 Pa 100% = 53.8%.
Partial pressure of water vapor at 25 C 3167 Pa
Significance
R.H. is important to our comfort. The value of 53.8% is within the range of 40% to 60% recommended for
comfort indoors.
As noted in the chapter on temperature and heat, the temperature seldom falls below the dew point, because when
it reaches the dew point or frost point, water condenses and releases a relatively large amount of latent heat of
vaporization.
= V .
4r 2 N
Taking the motion of all the molecules into account makes the calculation much harder, but the only change is a factor of
2. The result is
= V . (2.10)
4 2r 2 N
kB T (2.11)
= .
4 2r 2 p
The mean free time is simply the mean free path divided by a typical speed, and the usual choice is the rms speed. Then
kB T (2.12)
= .
4 2r 2 pv rms
90 Chapter 2 | The Kinetic Theory of Gases
Example 2.7
Significance
We can hardly compare this result with our intuition about gas molecules, but it gives us a picture of molecules
colliding with extremely high frequency.
2.5 Check Your Understanding Which has a longer mean free path, liquid water or water vapor in the air?
In the chapter on temperature and heat, we defined the specific heat capacity with the equation Q = mcT, or
c = (1/m)Q/T . However, the properties of an ideal gas depend directly on the number of moles in a sample, so here we
define specific heat capacity in terms of the number of moles, not the mass. Furthermore, when talking about solids and
liquids, we ignored any changes in volume and pressure with changes in temperaturea good approximation for solids and
liquids, but for gases, we have to make some condition on volume or pressure changes. Here, we focus on the heat capacity
with the volume held constant. We can calculate it for an ideal gas.
Q
C V = 1n , with V held constant.
T
This is often expressed in the form
Q = nC V T. (2.13)
If the volume does not change, there is no overall displacement, so no work is done, and the only change in internal
energy is due to the heat flow E int = Q. (This statement is discussed further in the next chapter.) We use the equation
E int = 3nRT/2 to write E int = 3nRT/2 and substitute E for Q to find Q = 3nRT/2 , which gives the following
simple result for an ideal monatomic gas:
C V = 3 R.
2
It is independent of temperature, which justifies our use of finite differences instead of a derivative. This formula agrees
well with experimental results.
In the next chapter we discuss the molar specific heat at constant pressure C p, which is always greater than C V .
Example 2.8
Calculating Temperature
A sample of 0.125 kg of xenon is contained in a rigid metal cylinder, big enough that the xenon can be modeled
as an ideal gas, at a temperature of 20.0 C . The cylinder is moved outside on a hot summer day. As the xenon
comes into equilibrium by reaching the temperature of its surroundings, 180 J of heat are conducted to it through
the cylinder walls. What is the equilibrium temperature? Ignore the expansion of the metal cylinder.
Solution
1. Identify the knowns: We know the initial temperature T 1 is 20.0 C , the heat Q is 180 J, and the mass
m of the xenon is 0.125 kg.
2. Identify the unknown. We need the final temperature, so well need T .
3. Determine which equations are needed. Because xenon gas is monatomic, we can use Q = 3nRT/2.
Then we need the number of moles, n = m/M.
4. Substitute the known values into the equations and solve for the unknowns.
The molar mass of xenon is 131.3 g, so we obtain
125 g
n= = 0.952 mol,
131.3 g/mol
2Q 2(180 J)
T = = = 15.2 C.
3nR 3(0.952 mol)(8.31 J/mol C)
Therefore, the final temperature is 35.2 C . The problem could equally well be solved in kelvin; as a
kelvin is the same size as a degree Celsius of temperature change, you would get T = 15.2 K.
Significance
The heating of an ideal or almost ideal gas at constant volume is important in car engines and many other practical
systems.
2.6 Check Your Understanding Suppose 2 moles of helium gas at 200 K are mixed with 2 moles of krypton
gas at 400 K in a calorimeter. What is the final temperature?
We would like to generalize our results to ideal gases with more than one atom per molecule. In such systems, the molecules
can have other forms of energy beside translational kinetic energy, such as rotational kinetic energy and vibrational kinetic
92 Chapter 2 | The Kinetic Theory of Gases
and potential energies. We will see that a simple rule lets us determine the average energies present in these forms and solve
problems in much the same way as we have for monatomic gases.
Degrees of Freedom
In the previous section, we found that 1 mv 2 = 3 k B T and v 2 = 3v 2x , from which it follows that 1 mv 2x = 1 k B T . The
2 2 2 2
same equation holds for v 2y and for v 2z . Thus, we can look at our energy of 3 k B T as the sum of contributions of 1 k B T
2 2
from each of the three dimensions of translational motion. Shifting to the gas as a whole, we see that the 3 in the formula
C V = 3 R also reflects those three dimensions. We define a degree of freedom as an independent possible motion of a
2
molecule, such as each of the three dimensions of translation. Then, letting d represent the number of degrees of freedom,
the molar heat capacity at constant volume of a monatomic ideal gas is C V = d R, where d = 3 .
2
The branch of physics called statistical mechanics tells us, and experiment confirms, that C V of any ideal gas is given
by this equation, regardless of the number of degrees of freedom. This fact follows from a more general result, the
equipartition theorem, which holds in classical (non-quantum) thermodynamics for systems in thermal equilibrium under
technical conditions that are beyond our scope. Here, we mention only that in a system, the energy is shared among the
degrees of freedom by collisions.
Equipartition Theorem
The energy of a thermodynamic system in equilibrium is partitioned equally among its degrees of freedom.
Accordingly, the molar heat capacity of an ideal gas is proportional to its number of degrees of freedom, d:
C V = d R. (2.14)
2
This result is due to the Scottish physicist James Clerk Maxwell (18311871), whose name will appear several more times
in this book.
For example, consider a diatomic ideal gas (a good model for nitrogen, N 2, and oxygen, O 2). Such a gas has more
degrees of freedom than a monatomic gas. In addition to the three degrees of freedom for translation, it has two degrees
of freedom for rotation perpendicular to its axis. Furthermore, the molecule can vibrate along its axis. This motion is often
modeled by imagining a spring connecting the two atoms, and we know from simple harmonic motion that such motion has
both kinetic and potential energy. Each of these forms of energy corresponds to a degree of freedom, giving two more.
We might expect that for a diatomic gas, we should use 7 as the number of degrees of freedom; classically, if the molecules
of a gas had only translational kinetic energy, collisions between molecules would soon make them rotate and vibrate.
However, as explained in the previous module, quantum mechanics controls which degrees of freedom are active. The
result is shown in Figure 2.13. Both rotational and vibrational energies are limited to discrete values. For temperatures
below about 60 K, the energies of hydrogen molecules are too low for a collision to bring the rotational state or vibrational
state of a molecule from the lowest energy to the second lowest, so the only form of energy is translational kinetic energy,
and d = 3 or C V = 3R/2 as in a monatomic gas. Above that temperature, the two rotational degrees of freedom begin
to contribute, that is, some molecules are excited to the rotational state with the second-lowest energy. (This temperature
is much lower than that where rotations of monatomic gases contribute, because diatomic molecules have much higher
rotational inertias and hence much lower rotational energies.) From about room temperature (a bit less than 300 K) to about
600 K, the rotational degrees of freedom are fully active, but the vibrational ones are not, and d = 5 . Then, finally, above
about 3000 K, the vibrational degrees of freedom are fully active, and d = 7 as the classical theory predicted.
Figure 2.13 The molar heat capacity of hydrogen as a function of temperature (on a logarithmic
scale). The three steps or plateaus show different numbers of degrees of freedom that the
typical energies of molecules must achieve to activate. Translational kinetic energy corresponds to
three degrees of freedom, rotational to another two, and vibrational to yet another two.
Polyatomic molecules typically have one additional rotational degree of freedom at room temperature, since they have
comparable moments of inertia around any axis. Thus, at room temperature, they have d = 6, and at high temperature,
d = 8. We usually assume that gases have the theoretical room-temperature values of d.
As shown in Table 2.3, the results agree well with experiments for many monatomic and diatomic gases, but the agreement
for triatomic gases is only fair. The differences arise from interactions that we have ignored between and within molecules.
Ar 1.50
He 1.50
Ne 1.50
CO 2.50
H2 2.47
N2 2.50
O2 2.53
F2 2.8
CO 2 3.48
H2 S 3.13
N2 O 3.66
What about internal energy for diatomic and polyatomic gases? For such gases, C V is a function of temperature (Figure
2.13), so we do not have the kind of simple result we have for monatomic ideal gases.
94 Chapter 2 | The Kinetic Theory of Gases
Analogously to the discussion of vibration in the previous module, each atom has six degrees of freedom: one kinetic and
one potential for each of the x-, y-, and z-directions. Accordingly, the molar specific heat of a metal should be 3R. This
result, known as the Law of Dulong and Petit, works fairly well experimentally at room temperature. (For every element,
it fails at low temperatures for quantum-mechanical reasons. Since quantum effects are particularly important for low-mass
particles, the Law of Dulong and Petit already fails at room temperature for some light elements, such as beryllium and
carbon. It also fails for some heavier elements for various reasons beyond what we can cover.)
Example 2.9
Strategy
Well use the equation Q hot + Q cold = 0. As some of the gallium doesnt melt, we know the final temperature
is still the melting point. Then the only Q hot is the heat lost as the air cools, Q hot = n air C V T, where
C V = 5R/2. The only Q cold is the latent heat of fusion of the gallium, Q cold = m Ga L f . It is positive because
heat flows into the gallium.
Solution
1. Set up the equation:
n air C V T + m Ga L f = 0.
2. Substitute the known values and solve:
(12.0 mol)5 8.31 J (30.0 C 95.0 C) + (0.202 kg)L f = 0.
2 mol C
Particles in an ideal gas all travel at relatively high speeds, but they do not travel at the same speed. The rms speed is
one kind of average, but many particles move faster and many move slower. The actual distribution of speeds has several
interesting implications for other areas of physics, as we will see in later chapters.
We define the distribution function f (v) by saying that the expected number N(v 1, v 2) of particles with speeds between
v 1 and v 2 is given by
v2
N(v 1, v 2) = N f (v)dv.
v1
[Since N is dimensionless, the unit of f(v) is seconds per meter.] We can write this equation conveniently in differential
form:
dN = N f (v)dv.
In this form, we can understand the equation as saying that the number of molecules with speeds between v and v + dv is
the total number of molecules in the sample times f(v) times dv. That is, the probability that a molecules speed is between
v and v + dv is f(v)dv.
We can now quote Maxwells result, although the proof is beyond our scope.
m
3/2 (2.15)
mv 2 /2k B T
f (v) = 4
2k B T
v2 e .
The factors before the v 2 are a normalization constant; they make sure that N(0, ) = N by making sure that
f (v)dv = 1. Lets focus on the dependence on v. The factor of v 2 means that f (0) = 0 and for small v, the curve
0
m 0 v 2 /2k B T
looks like a parabola. The factor of e means that v lim
f (v) = 0 and the graph has an exponential tail, which
indicates that a few molecules may move at several times the rms speed. The interaction of these factors gives the function
the single-peaked shape shown in the figure.
Example 2.10
4 m (300 m/s) 2
3/2
2k B T
exp[m(300 m/s) 2 /2k B T]
f (300 m/s)
=
4 m
f (100 m/s) 3/2
2k B T
(100 m/s) 2 exp[m(100 m/s) 2 /2k B T]
Figure 2.16 shows that the curve is shifted to higher speeds at higher temperatures, with a broader range of speeds.
With only a relatively small number of molecules, the distribution of speeds fluctuates around the Maxwell-
Boltzmann distribution. However, you can view this simulation (https://openstaxcollege.org/l/
21maxboltzdisim) to see the essential features that more massive molecules move slower and have a narrower
distribution. Use the set-up 2 Gases, Random Speeds. Note the display at the bottom comparing histograms of
the speed distributions with the theoretical curves.
We can use a probability distribution to calculate average values by multiplying the distribution function by the quantity
to be averaged and integrating the product over all possible speeds. (This is analogous to calculating averages of discrete
distributions, where you multiply each value by the number of times it occurs, add the results, and divide by the number
of values. The integral is analogous to the first two steps, and the normalization is analogous to dividing by the number of
values.) Thus the average velocity is
v = v f (v)dv = 8 Bm = 8 RT .
k T (2.16)
0
M
Similarly,
3k B T
v rms = v 2 = v 2 f (v)dv = 3RT
m = M
0
as in Pressure, Temperature, and RMS Speed. The most probable speed, also called the peak speed v p, is the
speed at the peak of the velocity distribution. (In statistics it would be called the mode.) It is less than the rms speed v rms.
The most probable speed can be calculated by the more familiar method of setting the derivative of the distribution function,
with respect to v, equal to 0. The result is
2k B T 2RT (2.17)
vp = m = M ,
which is less than v rms. In fact, the rms speed is greater than both the most probable speed and the average speed.
The peak speed provides a sometimes more convenient way to write the Maxwell-Boltzmann distribution function:
2 v 2 /v 2 (2.18)
f (v) = 4v 3 e
p
v p
mv 2 /2k B T
In the factor e , it is easy to recognize the translational kinetic energy. Thus, that expression is equal to
K/k B T
e . The distribution f(v) can be transformed into a kinetic energy distribution by requiring that f (K)dK = f (v)dv.
Boltzmann showed that the resulting formula is much more generally applicable if we replace the kinetic energy of
translation with the total mechanical energy E. Boltzmanns result is
E/k B T
f (E) = 2 (k B T) 3/2 Ee = 2 E .
(k B T) 3/2 e E/k B T
The first part of this equation, with the negative exponential, is the usual way to write it. We give the second part only to
E/k B T
remark that e in the denominator is ubiquitous in quantum as well as classical statistical mechanics.
Step 2. Make a list of what quantities are given or can be inferred from the problem as stated (identify the known
quantities).
Step 3. Identify exactly what needs to be determined in the problem (identify the unknown quantities). A written list
is useful.
Step 4. Convert known values into proper SI units (K for temperature, Pa for pressure, m 3 for volume, molecules for
N, and moles for n). In many cases, though, using R and the molar mass will be more convenient than using k B and
the molecular mass.
Step 5. Determine whether you need the distribution function for velocity or the one for energy, and whether you are
using a formula for one of the characteristic speeds (average, most probably, or rms), finding a ratio of values of the
distribution function, or approximating an integral.
Step 6. Solve the appropriate equation for the ideal gas law for the quantity to be determined (the unknown quantity).
Note that if you are taking a ratio of values of the distribution function, the normalization factors divide out. Or if
approximating an integral, use the method asked for in the problem.
Step 7. Substitute the known quantities, along with their units, into the appropriate equation and obtain numerical
solutions complete with units.
We can now gain a qualitative understanding of a puzzle about the composition of Earths atmosphere. Hydrogen is by far
the most common element in the universe, and helium is by far the second-most common. Moreover, helium is constantly
produced on Earth by radioactive decay. Why are those elements so rare in our atmosphere? The answer is that gas
molecules that reach speeds above Earths escape velocity, about 11 km/s, can escape from the atmosphere into space.
Because of the lower mass of hydrogen and helium molecules, they move at higher speeds than other gas molecules, such as
nitrogen and oxygen. Only a few exceed escape velocity, but far fewer heavier molecules do. Thus, over the billions of years
that Earth has existed, far more hydrogen and helium molecules have escaped from the atmosphere than other molecules,
and hardly any of either is now present.
We can also now take another look at evaporative cooling, which we discussed in the chapter on temperature and heat.
Liquids, like gases, have a distribution of molecular energies. The highest-energy molecules are those that can escape from
the intermolecular attractions of the liquid. Thus, when some liquid evaporates, the molecules left behind have a lower
average energy, and the liquid has a lower temperature.
100 Chapter 2 | The Kinetic Theory of Gases
CHAPTER 2 REVIEW
KEY TERMS
Avogadros number N , the number of molecules in one mole of a substance; N = 6.02 10 23 particles/mole
A A
Boltzmann constant k B, a physical constant that relates energy to temperature and appears in the ideal gas law;
k B = 1.38 10 23 J/K
critical temperature T c at which the isotherm has a point with zero slope
Daltons law of partial pressures physical law that states that the total pressure of a gas is the sum of partial pressures
of the component gases
degree of freedom independent kind of motion possessing energy, such as the kinetic energy of motion in one of the
three orthogonal spatial directions
equipartition theorem theorem that the energy of a classical thermodynamic system is shared equally among its degrees
of freedom
ideal gas gas at the limit of low density and high temperature
ideal gas law physical law that relates the pressure and volume of a gas, far from liquefaction, to the number of gas
molecules or number of moles of gas and the temperature of the gas
internal energy sum of the mechanical energies of all of the molecules in it
kinetic theory of gases theory that derives the macroscopic properties of gases from the motion of the molecules they
consist of
Maxwell-Boltzmann distribution function that can be integrated to give the probability of finding ideal gas molecules
with speeds in the range between the limits of integration
mean free path average distance between collisions of a particle
mean free time average time between collisions of a particle
mole quantity of a substance whose mass (in grams) is equal to its molecular mass
most probable speed speed near which the speeds of most molecules are found, the peak of the speed distribution
function
partial pressure pressure a gas would create if it occupied the total volume of space available
peak speed same as most probable speed
pV diagram graph of pressure vs. volume
root-mean-square (rms) speed square root of the average of the square (of a quantity)
supercritical condition of a fluid being at such a high temperature and pressure that the liquid phase cannot exist
universal gas constant R, the constant that appears in the ideal gas law expressed in terms of moles, given by
R = N A kB
van der Waals equation of state equation, typically approximate, which relates the pressure and volume of a gas to
the number of gas molecules or number of moles of gas and the temperature of the gas
vapor pressure partial pressure of a vapor at which it is in equilibrium with the liquid (or solid, in the case of
sublimation) phase of the same substance
KEY EQUATIONS
Ideal gas law in terms of molecules pV = Nk B T
2
p + a n (Vnb) = nRT
Van der Waals equation
V
pV = 1 Nmv 2
Pressure, volume, and molecular speed
3
Root-mean-square speed 3k B T
v rms = 3RT = m
M
Mean free path V kB T
= =
4 2r 2 N 4 2r 2 p
m
MaxwellBoltzmann speed distribution 3/2
mv 2 /2k B T
f (v) = 4
2k B T
v2 e
SUMMARY
2.1 Molecular Model of an Ideal Gas
The ideal gas law relates the pressure and volume of a gas to the number of gas molecules and the temperature of
the gas.
A mole of any substance has a number of molecules equal to the number of atoms in a 12-g sample of carbon-12.
The number of molecules in a mole is called Avogadros number N A,
N A = 6.02 10 23 mol 1.
A mole of any substance has a mass in grams numerically equal to its molecular mass in unified mass units, which
can be determined from the periodic table of elements. The ideal gas law can also be written and solved in terms of
the number of moles of gas:
pV = nRT,
102 Chapter 2 | The Kinetic Theory of Gases
Every degree of freedom contributes 1 R to its molar heat capacity at constant volume C V .
2
Degrees of freedom do not contribute if the temperature is too low to excite the minimum energy of the degree of
freedom as given by quantum mechanics. Therefore, at ordinary temperatures, d = 3 for monatomic gases, d = 5
for diatomic gases, and d 6 for polyatomic gases.
CONCEPTUAL QUESTIONS
3. A constant-volume gas thermometer contains a fixed
2.1 Molecular Model of an Ideal Gas amount of gas. What property of the gas is measured to
1. Two H 2 molecules can react with one O 2 molecule indicate its temperature?
2. Under what circumstances would you expect a gas to 5. In the last chapter, free convection was explained as the
behave significantly differently than predicted by the ideal result of buoyant forces on hot fluids. Explain the upward
gas law? motion of air in flames based on the ideal gas law.
2.2 Pressure, Temperature, and RMS Speed 2.3 Heat Capacity and Equipartition of Energy
6. How is momentum related to the pressure exerted by 12. Experimentally it appears that many polyatomic
a gas? Explain on the molecular level, considering the molecules vibrational degrees of freedom can contribute
behavior of molecules. to some extent to their energy at room temperature. Would
you expect that fact to increase or decrease their heat
7. If one kind of molecule has double the radius of another capacity from the value R? Explain.
and eight times the mass, how do their mean free paths
under the same conditions compare? How do their mean 13. One might think that the internal energy of diatomic
free times compare? gases is given by E int = 5RT/2. Do diatomic gases near
room temperature have more or less internal energy than
8. What is the average velocity of the air molecules in the that? Hint: Their internal energy includes the total energy
room where you are right now? added in raising the temperature from the boiling point
(very low) to room temperature.
9. Why do the atmospheres of Jupiter, Saturn, Uranus, and
Neptune, which are much more massive and farther from 14. You mix 5 moles of H 2 at 300 K with 5 moles of
the Sun than Earth is, contain large amounts of hydrogen
and helium? He at 360 K in a perfectly insulated calorimeter. Is the final
temperature higher or lower than 330 K?
10. Statistical mechanics says that in a gas maintained at a
constant temperature through thermal contact with a bigger
2.4 Distribution of Molecular Speeds
system (a reservoir) at that temperature, the fluctuations
in internal energy are typically a fraction 1/ N of the 15. One cylinder contains helium gas and another contains
internal energy. As a fraction of the total internal energy of krypton gas at the same temperature. Mark each of these
a mole of gas, how big are the fluctuations in the internal statements true, false, or impossible to determine from the
energy? Are we justified in ignoring them? given information. (a) The rms speeds of atoms in the
two gases are the same. (b) The average kinetic energies
of atoms in the two gases are the same. (c) The internal
11. Which is more dangerous, a closet where tanks of energies of 1 mole of gas in each cylinder are the same. (d)
nitrogen are stored, or one where tanks of carbon dioxide The pressures in the two cylinders are the same.
are stored?
16. Repeat the previous question if one gas is still helium
but the other is changed to fluorine, F 2 .
PROBLEMS
19. Suppose a gas-filled incandescent light bulb is
2.1 Molecular Model of an Ideal Gas manufactured so that the gas inside the bulb is at
18. The gauge pressure in your car tires is atmospheric pressure when the bulb has a temperature of
5 2 20.0 C . (a) Find the gauge pressure inside such a bulb
2.50 10 N/m at a temperature of 35.0 C when you
when it is hot, assuming its average temperature is 60.0 C
drive it onto a ship in Los Angeles to be sent to Alaska.
What is their gauge pressure on a night in Alaska when (an approximation) and neglecting any change in volume
their temperature has dropped to 40.0 C ? Assume the due to thermal expansion or gas leaks. (b) The actual final
pressure for the light bulb will be less than calculated in
tires have not gained or lost any air.
part (a) because the glass bulb will expand. Is this effect
significant?
104 Chapter 2 | The Kinetic Theory of Gases
20. People buying food in sealed bags at high elevations 28. The number density N/V of gas molecules at a certain
often notice that the bags are puffed up because the air location in the space above our planet is about
inside has expanded. A bag of pretzels was packed at a 1.00 10 11 m 3, and the pressure is
pressure of 1.00 atm and a temperature of 22.0 C. When
opened at a summer picnic in Santa Fe, New Mexico, at a 2.75 10 10 N/m 2 in this space. What is the temperature
temperature of 32.0 C, the volume of the air in the bag is there?
1.38 times its original volume. What is the pressure of the
air? 29. A bicycle tire contains 2.00 L of gas at an absolute
pressure of 7.00 10 5 N/m 2 and a temperature of
21. How many moles are there in (a) 0.0500 g of N 2 18.0 C . What will its pressure be if you let out an amount
gas (M = 28.0 g/mol? (b) 10.0 g of CO 2 gas of air that has a volume of 100 cm 3 at atmospheric
(M = 44.0 g/mol)? (c) How many molecules are present pressure? Assume tire temperature and volume remain
constant.
in each case?
30. In a common demonstration, a bottle is heated and
22. A cubic container of volume 2.00 L holds 0.500 mol stoppered with a hard-boiled egg thats a little bigger than
of nitrogen gas at a temperature of 25.0 C. What is the the bottles neck. When the bottle is cooled, the pressure
net force due to the nitrogen on one wall of the container? difference between inside and outside forces the egg into
Compare that force to the samples weight. the bottle. Suppose the bottle has a volume of 0.500 L and
the temperature inside it is raised to 80.0 C while the
23. Calculate the number of moles in the 2.00-L volume pressure remains constant at 1.00 atm because the bottle
of air in the lungs of the average person. Note that the air is open. (a) How many moles of air are inside? (b) Now
is at 37.0 C (body temperature) and that the total volume the egg is put in place, sealing the bottle. What is the
in the lungs is several times the amount inhaled in a typical gauge pressure inside after the air cools back to the ambient
breath as given in Example 2.2. temperature of 25 C but before the egg is forced into the
bottle?
24. An airplane passenger has 100 cm 3 of air in his
stomach just before the plane takes off from a sea-level 31. A high-pressure gas cylinder contains 50.0 L of toxic
airport. What volume will the air have at cruising altitude if gas at a pressure of 1.40 10 7 N/m 2 and a temperature
cabin pressure drops to 7.50 10 4 N/m 2 ? of 25.0 C . The cylinder is cooled to dry ice temperature
(78.5 C) to reduce the leak rate and pressure so that
25. A company advertises that it delivers helium at a it can be safely repaired. (a) What is the final pressure in
gauge pressure of 1.72 10 7 Pa in a cylinder of volume the tank, assuming a negligible amount of gas leaks while
being cooled and that there is no phase change? (b) What
43.8 L. How many balloons can be inflated to a volume of
is the final pressure if one-tenth of the gas escapes? (c) To
4.00 L with that amount of helium? Assume the pressure
what temperature must the tank be cooled to reduce the
inside the balloons is 1.01 10 5 Pa and the temperature pressure to 1.00 atm (assuming the gas does not change
in the cylinder and the balloons is 25.0 C . phase and that there is no leakage during cooling)? (d)
Does cooling the tank as in part (c) appear to be a practical
26. According to http://hyperphysics.phy-astr.gsu.edu/ solution?
hbase/solar/venusenv.html, the atmosphere of Venus is
approximately 96.5% CO 2 and 3.5% N 2 by volume. On 32. Find the number of moles in 2.00 L of gas at 35.0 C
the surface, where the temperature is about 750 K and and under 7.41 10 7 N/m 2 of pressure.
the pressure is about 90 atm, what is the density of the
atmosphere? 33. Calculate the depth to which Avogadros number of
table tennis balls would cover Earth. Each ball has a
27. An expensive vacuum system can achieve a pressure diameter of 3.75 cm. Assume the space between balls adds
as low as 1.00 10 7 N/m 2 at 20.0 C. How many an extra 25.0% to their volume and assume they are not
molecules are there in a cubic centimeter at this pressure crushed by their own weight.
and temperature?
34. (a) What is the gauge pressure in a 25.0 C car tire 41. What is the ratio of the average translational kinetic
containing 3.60 mol of gas in a 30.0-L volume? (b) What energy of a nitrogen molecule at a temperature of 300
will its gauge pressure be if you add 1.00 L of gas originally K to the gravitational potential energy of a nitrogen-
at atmospheric pressure and 25.0 C ? Assume the moleculeEarth system at the ceiling of a 3-m-tall room
temperature remains at 25.0 C and the volume remains with respect to the same system with the molecule at the
floor?
constant.
50. (a) Hydrogen molecules (molar mass is equal to 2.016 55. (a) Given that air is 21% oxygen, find the minimum
g/mol) have v rms equal to 193 m/s. What is the atmospheric pressure that gives a relatively safe partial
temperature? (b) Much of the gas near the Sun is atomic pressure of oxygen of 0.16 atm. (b) What is the minimum
hydrogen (H rather than H 2). Its temperature would have pressure that gives a partial pressure of oxygen above the
quickly fatal level of 0.06 atm? (c) The air pressure at the
to be 1.5 10 7 K for the rms speed v rms to equal the summit of Mount Everest (8848 m) is 0.334 atm. Why have
escape velocity from the Sun. What is that velocity? a few people climbed it without oxygen, while some who
have tried, even though they had trained at high elevation,
had to turn back?
51. There are two important isotopes of uranium, 235 U
and 238 U ; these isotopes are nearly identical chemically 56. (a) If the partial pressure of water vapor is 8.05 torr,
235 what is the dew point? (760 torr = 1 atm = 101, 325 Pa
but have different atomic masses. Only U is very
(b) On a warm day when the air temperature is 35 C and
useful in nuclear reactors. Separating the isotopes is called
uranium enrichment (and is often in the news as of this the dew point is 25 C , what are the partial pressure of the
writing, because of concerns that some countries are water in the air and the relative humidity?
enriching uranium with the goal of making nuclear
weapons.) One of the techniques for enrichment, gas
diffusion, is based on the different molecular speeds of 2.3 Heat Capacity and Equipartition of Energy
uranium hexafluoride gas, UF 6 . (a) The molar masses of 57. To give a helium atom nonzero angular momentum
235 238 requires about 21.2 eV of energy (that is, 21.2 eV is the
U and UF 6 are 349.0 g/mol and 352.0 g/mol,
difference between the energies of the lowest-energy or
respectively. What is the ratio of their typical speeds v rms ? ground state and the lowest-energy state with angular
(b) At what temperature would their typical speeds differ by momentum). The electron-volt or eV is defined as
1.00 m/s? (c) Do your answers in this problem imply that 1.60 10 19 J. Find the temperature T where this
this technique may be difficult? amount of energy equals k B T/2. Does this explain why
we can ignore the rotational energy of helium for most
52. The partial pressure of carbon dioxide in the lungs is
purposes? (The results for other monatomic gases, and for
about 470 Pa when the total pressure in the lungs is 1.0 atm.
diatomic gases rotating around the axis connecting the two
What percentage of the air molecules in the lungs is carbon
atoms, have comparable orders of magnitude.)
dioxide? Compare your result to the percentage of carbon
dioxide in the atmosphere, about 0.033%.
58. (a) How much heat must be added to raise the
temperature of 1.5 mol of air from 25.0 C to 33.0 C at
53. Dry air consists of approximately
78% nitrogen, 21% oxygen, and 1% argon by mole, with constant volume? Assume air is completely diatomic. (b)
Repeat the problem for the same number of moles of xenon,
trace amounts of other gases. A tank of compressed dry air Xe.
has a volume of 1.76 cubic feet at a gauge pressure of 2200
pounds per square inch and a temperature of 293 K. How
much oxygen does it contain in moles? 59. A sealed, rigid container of 0.560 mol of an unknown
ideal gas at a temperature of 30.0 C is cooled to
40.0 C . In the process, 980 J of heat are removed from
54. (a) Using data from the previous problem, find the
mass of nitrogen, oxygen, and argon in 1 mol of dry air. The the gas. Is the gas monatomic, diatomic, or polyatomic?
molar mass of N 2 is 28.0 g/mol, that of O 2 is 32.0 g/mol,
60. A sample of neon gas (Ne, molar mass
and that of argon is 39.9 g/mol. (b) Dry air is mixed with
pentane (C 5 H 12, molar mass 72.2 g/mol), an important
M = 20.2 g/mol) at a temperature of 13.0 C is put into
a steel container of mass 47.2 g thats at a temperature of
constituent of gasoline, in an air-fuel ratio of 15:1 by mass
40.0 C . The final temperature is 28.0 C . (No heat is
(roughly typical for car engines). Find the partial pressure
of pentane in this mixture at an overall pressure of 1.00 exchanged with the surroundings, and you can neglect any
atm. change in the volume of the container.) What is the mass of
the sample of neon?
73. At what temperature is the average speed of carbon 75. a) At what temperature do oxygen molecules have the
dioxide molecules (M = 44.0 g/mol) 510 m/s? same average speed as helium atoms (M = 4.00 g/mol)
have at 300 K? b) What is the answer to the same question
74. The most probable speed for molecules of a gas at 296 about most probable speeds? c) What is the answer to the
K is 263 m/s. What is the molar mass of the gas? (You same question about rms speeds?
might like to figure out what the gas is likely to be.)
ADDITIONAL PROBLEMS
76. In the deep space between galaxies, the density of 81. One process for decaffeinating coffee uses carbon
molecules (which are mostly single atoms) can be as low dioxide (M = 44.0 g/mol) at a molar density of about
as 10 6 atoms/m 3, and the temperature is a frigid 2.7 14,600 mol/m 3 and a temperature of about 60 C . (a) Is
K. What is the pressure? (b) What volume (in m 3 ) is CO2 a solid, liquid, gas, or supercritical fluid under those
occupied by 1 mol of gas? (c) If this volume is a cube, what conditions? (b) The van der Waals constants for carbon
is the length of its sides in kilometers? dioxide are a = 0.3658 Pa m 6 /mol 2 and
b = 4.286 10 5 m 3 /mol. Using the van der Waals
77. (a) Find the density in SI units of air at a pressure
equation, estimate the pressure of CO 2 at that temperature
of 1.00 atm and a temperature of 20 C , assuming that
air is 78% N 2, 21% O 2, and 1% Ar , (b) Find the density and density.
of the atmosphere on Venus, assuming that its
96% CO 2 and 4% N 2 , with a temperature of 737 K and a 82. On a winter day when the air temperature is 0 C,
the relative humidity is 50% . Outside air comes inside
pressure of 92.0 atm.
and is heated to a room temperature of 20 C . What is
78. The air inside a hot-air balloon has a temperature the relative humidity of the air inside the room. (Does this
of 370 K and a pressure of 101.3 kPa, the same as that problem show why inside air is so dry in winter?)
of the air outside. Using the composition of air as
78% N 2, 21%O 2, and 1% Ar , find the density of the air 83. On a warm day when the air temperature is 30 C , a
inside the balloon. metal can is slowly cooled by adding bits of ice to liquid
water in it. Condensation first appears when the can reaches
15 C . What is the relative humidity of the air?
79. When an air bubble rises from the bottom to the top
of a freshwater lake, its volume increases by 80% . If the
temperatures at the bottom and the top of the lake are 4.0 84. (a) People often think of humid air as heavy.
and 10 C , respectively, how deep is the lake? Compare the densities of air with 0% relative humidity
and 100% relative humidity when both are at 1 atm and
80. (a) Use the ideal gas equation to estimate the 30 C . Assume that the dry air is an ideal gas composed
temperature at which 1.00 kg of steam (molar mass of molecules with a molar mass of 29.0 g/mol and the
moist air is the same gas mixed with water vapor. (b) As
M = 18.0 g/mol ) at a pressure of 1.50 10 6 Pa
discussed in the chapter on the applications of Newtons
occupies a volume of 0.220 m 3 . (b) The van der Waals laws, the air resistance felt by projectiles such as baseballs
constants for water are a = 0.5537 Pa m 6 /mol 2 and and golf balls is approximately F D = CAv 2 /2 , where
b = 3.049 10 5 m 3 /mol . Use the Van der Waals is the mass density of the air, A is the cross-sectional area of
the projectile, and C is the projectiles drag coefficient. For
equation of state to estimate the temperature under the same
a fixed air pressure, describe qualitatively how the range of
conditions. (c) The actual temperature is 779 K. Which
a projectile changes with the relative humidity. (c) When
estimate is better?
a thunderstorm is coming, usually the humidity is high
and the air pressure is low. Do those conditions give an
advantage or disadvantage to home-run hitters?
86. The mean free path for methane at a temperature 89. (a) Estimate the specific heat capacity of sodium from
of 269 K and a pressure of 1.11 10 5 Pa is the Law of Dulong and Petit. The molar mass of sodium is
23.0 g/mol. (b) What is the percent error of your estimate
4.81 10 8 m. Find the effective radius r of the methane from the known value, 1230 J/kg C ?
molecule.
CHALLENGE PROBLEMS
94. An airtight dispenser for drinking water is
25 cm 10 cm in horizontal dimensions and 20 cm tall.
97. Verify the normalization equation f (v)dv = 1.
0
It has a tap of negligible volume that opens at the level of In doing the integral, first make the substitution
the bottom of the dispenser. Initially, it contains water to a m v = v . This scaling transformation gives
u= v
level 3.0 cm from the top and air at the ambient pressure, 2k B T p
1.00 atm, from there to the top. When the tap is opened,
you all features of the answer except for the integral, which
water will flow out until the gauge pressure at the bottom
is a dimensionless numerical factor. Youll need the
of the dispenser, and thus at the opening of the tap, is 0.
formula
What volume of water flows out? Assume the temperature
2
is constant, the dispenser is perfectly rigid, and the water
x 2 e x dx =
has a constant density of 1000 kg/m 3 . 0 4
2k B T
96. Verify that v p = m .
110 Chapter 2 | The Kinetic Theory of Gases
Figure 3.1 A weak cold front of air pushes all the smog in northeastern China into a giant smog blanket over the Yellow Sea,
as captured by NASAs Terra satellite in 2012. To understand changes in weather and climate, such as the event shown here, you
need a thorough knowledge of thermodynamics. (credit: modification of work by NASA)
Chapter Outline
3.1 Thermodynamic Systems
3.2 Work, Heat, and Internal Energy
3.3 First Law of Thermodynamics
3.4 Thermodynamic Processes
3.5 Heat Capacities of an Ideal Gas
3.6 Adiabatic Processes for an Ideal Gas
Introduction
Heat is energy in transit, and it can be used to do work. It can also be converted into any other form of energy. A car
engine, for example, burns gasoline. Heat is produced when the burned fuel is chemically transformed into mostly CO 2
and H 2 O, which are gases at the combustion temperature. These gases exert a force on a piston through a displacement,
doing work and converting the pistons kinetic energy into a variety of other formsinto the cars kinetic energy; into
electrical energy to run the spark plugs, radio, and lights; and back into stored energy in the cars battery.
Energy is conserved in all processes, including those associated with thermodynamic systems. The roles of heat transfer and
internal energy change vary from process to process and affect how work is done by the system in that process. We will see
that the first law of thermodynamics puts a limit on the amount of work that can be delivered by the system when the amount
of internal energy change or heat transfer is constrained. Understanding the laws that govern thermodynamic processes and
the relationship between the system and its surroundings is therefore paramount in gaining scientific knowledge of energy
and energy consumption.
112 Chapter 3 | The First Law of Thermodynamics
A thermodynamic system includes anything whose thermodynamic properties are of interest. It is embedded in its
surroundings or environment; it can exchange heat with, and do work on, its environment through a boundary, which
is the imagined wall that separates the system and the environment (Figure 3.2). In reality, the immediate surroundings
of the system are interacting with it directly and therefore have a much stronger influence on its behavior and properties.
For example, if we are studying a car engine, the burning gasoline inside the cylinder of the engine is the thermodynamic
system; the piston, exhaust system, radiator, and air outside form the surroundings of the system. The boundary then consists
of the inner surfaces of the cylinder and piston.
Figure 3.2 (a) A system, which can include any relevant process or value, is self-contained in an area.
The surroundings may also have relevant information; however, the surroundings are important to study
only if the situation is an open system. (b) The burning gasoline in the cylinder of a car engine is an
example of a thermodynamic system.
Normally, a system must have some interactions with its surroundings. A system is called an isolated or closed system if it
is completely separated from its environmentfor example, a gas that is surrounded by immovable and thermally insulating
walls. In reality, a closed system does not exist unless the entire universe is treated as the system, or it is used as a model
for an actual system that has minimal interactions with its environment. Most systems are known as an open system, which
can exchange energy and/or matter with its surroundings (Figure 3.3).
Figure 3.3 (a) This boiling tea kettle is an open thermodynamic system. It transfers
heat and matter (steam) to its surroundings. (b) A pressure cooker is a good
approximation to a closed system. A little steam escapes through the top valve to prevent
explosion. (credit a: modification of work by Gina Hamilton)
When we examine a thermodynamic system, we ignore the difference in behavior from place to place inside the system for
a given moment. In other words, we concentrate on the macroscopic properties of the system, which are the averages of
the microscopic properties of all the molecules or entities in the system. Any thermodynamic system is therefore treated as
a continuum that has the same behavior everywhere inside. We assume the system is in equilibrium. You could have, for
example, a temperature gradient across the system. However, when we discuss a thermodynamic system in this chapter, we
study those that have uniform properties throughout the system.
Before we can carry out any study on a thermodynamic system, we need a fundamental characterization of the system.
When we studied a mechanical system, we focused on the forces and torques on the system, and their balances dictated
the mechanical equilibrium of the system. In a similar way, we should examine the heat transfer between a thermodynamic
system and its environment or between the different parts of the system, and its balance should dictate the thermal
equilibrium of the system. Intuitively, such a balance is reached if the temperature becomes the same for different objects
or parts of the system in thermal contact, and the net heat transfer over time becomes zero.
Thus, when we say two objects (a thermodynamic system and its environment, for example) are in thermal equilibrium, we
mean that they are at the same temperature, as we discussed in Temperature and Heat. Let us consider three objects at
temperatures T 1, T 2, and T 3, respectively. How do we know whether they are in thermal equilibrium? The governing
principle here is the zeroth law of thermodynamics, as described in Temperature and Heat on temperature and heat:
If object 1 is in thermal equilibrium with objects 2 and 3, respectively, then objects 2 and 3 must also be in thermal
equilibrium.
Mathematically, we can simply write the zeroth law of thermodynamics as
If T 1 = T 2 and T 1 = T 3, then T 2 = T 3. (3.1)
This is the most fundamental way of defining temperature: Two objects must be at the same temperature thermodynamically
if the net heat transfer between them is zero when they are put in thermal contact and have reached a thermal equilibrium.
The zeroth law of thermodynamics is equally applicable to the different parts of a closed system and requires that the
temperature everywhere inside the system be the same if the system has reached a thermal equilibrium. To simplify our
discussion, we assume the system is uniform with only one type of materialfor example, water in a tank. The measurable
properties of the system at least include its volume, pressure, and temperature. The range of specific relevant variables
depends upon the system. For example, for a stretched rubber band, the relevant variables would be length, tension, and
temperature. The relationship between these three basic properties of the system is called the equation of state of the system
and is written symbolically for a closed system as
114 Chapter 3 | The First Law of Thermodynamics
f (p, V, T) = 0, (3.2)
where V, p, and T are the volume, pressure, and temperature of the system at a given condition.
In principle, this equation of state exists for any thermodynamic system but is not always readily available. The forms of
f (p, V, T) = 0 for many materials have been determined either experimentally or theoretically. In the preceding chapter,
we saw an example of an equation of state for an ideal gas, f (p, V, T) = pV nRT = 0.
We have so far introduced several physical properties that are relevant to the thermodynamics of a thermodynamic system,
such as its volume, pressure, and temperature. We can separate these quantities into two generic categories. The quantity
associated with an amount of matter is an extensive variable, such as the volume and the number of moles. The other
properties of a system are intensive variables, such as the pressure and temperature. An extensive variable doubles its value
if the amount of matter in the system doubles, provided all the intensive variables remain the same. For example, the volume
or total energy of the system doubles if we double the amount of matter in the system while holding the temperature and
pressure of the system unchanged.
We discussed the concepts of work and energy earlier in mechanics. Examples and related issues of heat transfer between
different objects have also been discussed in the preceding chapters. Here, we want to expand these concepts to a
thermodynamic system and its environment. Specifically, we elaborated on the concepts of heat and heat transfer in the
previous two chapters. Here, we want to understand how work is done by or to a thermodynamic system; how heat is
transferred between a system and its environment; and how the total energy of the system changes under the influence of
the work done and heat transfer.
dW = pdV. (3.3)
For a finite change in volume from V 1 to V 2, we can integrate this equation from V 1 to V 2 to find the net work:
V2 (3.4)
W= pdV.
V1
This integral is only meaningful for a quasi-static process, which means a process that takes place in infinitesimally small
steps, keeping the system at thermal equilibrium. (We examine this idea in more detail later in this chapter.) Only then does
a well-defined mathematical relationship (the equation of state) exist between the pressure and volume. This relationship
can be plotted on a pV diagram of pressure versus volume, where the curve is the change of state. We can approximate
such a process as one that occurs slowly, through a series of equilibrium states. The integral is interpreted graphically as the
area under the pV curve (the shaded area of Figure 3.5). Work done by the gas is positive for expansion and negative for
compression.
Consider the two processes involving an ideal gas that are represented by paths AC and ABC in Figure 3.6. The first
process is an isothermal expansion, with the volume of the gas changing its volume from V 1 to V 2 . This isothermal process
is represented by the curve between points A and C. The gas is kept at a constant temperature T by keeping it in thermal
equilibrium with a heat reservoir at that temperature. From Equation 3.4 and the ideal gas law,
V2 V2
W= pdV = nRT dV.
V1 V1 V
116 Chapter 3 | The First Law of Thermodynamics
Figure 3.6 The paths ABC, AC, and ADC represent three
different quasi-static transitions between the equilibrium states A
and C.
The expansion is isothermal, so T remains constant over the entire process. Since n and R are also constant, the only variable
in the integrand is V, so the work done by an ideal gas in an isothermal process is
2 V
V
W = nRT dV = nRTln 2 .
V V V1
1
The straight lines from A to B and then from B to C represent a different process. Here, a gas at a pressure p 1 first expands
isobarically (constant pressure) and quasi-statically from V 1 to V 2 , after which it cools quasi-statically at the constant
volume V 2 until its pressure drops to p 2 . From A to B, the pressure is constant at p, so the work over this part of the path
is
V2 V2
W= pdV = p 1 dV = p 1(V 2 V 1).
V1 V1
From B to C, there is no change in volume and therefore no work is done. The net work over the path ABC is then
W = p 1(V 2 V 1) + 0 = p 1(V 2 V 1).
A comparison of the expressions for the work done by the gas in the two processes of Figure 3.6 shows that they are quite
different. This illustrates a very important property of thermodynamic work: It is path dependent. We cannot determine the
work done by a system as it goes from one equilibrium state to another unless we know its thermodynamic path. Different
values of the work are associated with different paths.
Example 3.1
Strategy
Because the equation of state is given, we can use Equation 3.4 to express the pressure in terms of V and T.
Furthermore, temperature T is a constant under the isothermal condition, so V becomes the only changing variable
under the integral.
Solution
To evaluate this integral, we must express p as a function of V. From the given equation of state, the gas pressure
is
p = RT a2 .
V b V
Because T is constant under the isothermal condition, the work done by 1 mol of a van der Waals gas in expanding
from a volume V 1 to a volume V 2 is thus
V2
V2
V1
V b V |
W = RT a2 = RTln(V b) + a
V | V1
V 2 b 1 1
= RTln
V 1 b + aV 2 V 1 .
Significance
By taking into account the volume of molecules, the expression for work is much more complex. If, however,
we set a = 0 and b = 0, we see that the expression for work matches exactly the work done by an isothermal
process for one mole of an ideal gas.
3.1 Check Your Understanding How much work is done by the gas, as given in Figure 3.6, when it
expands quasi-statically along the path ADC?
Internal Energy
The internal energy E int of a thermodynamic system is, by definition, the sum of the mechanical energies of all the
molecules or entities in the system. If the kinetic and potential energies of molecule i are K i and U i, respectively, then
the internal energy of the system is the average of the total mechanical energy of all the entities:
E int = (K i + U i), (3.5)
i
where the summation is over all the molecules of the system, and the bars over K and U indicate average values. The kinetic
energy K i of an individual molecule includes contributions due to its rotation and vibration, as well as its translational
energy m i v 2i /2, where v i is the molecules speed measured relative to the center of mass of the system. The potential
energy U i is associated only with the interactions between molecule i and the other molecules of the system. In fact, neither
the systems location nor its motion is of any consequence as far as the internal energy is concerned. The internal energy of
the system is not affected by moving it from the basement to the roof of a 100-story building or by placing it on a moving
train.
In an ideal monatomic gas, each molecule is a single atom. Consequently, there is no rotational or vibrational kinetic energy
and K i = m i v 2i /2 . Furthermore, there are no interatomic interactions (collisions notwithstanding), so U i = constant ,
which we set to zero. The internal energy is therefore due to translational kinetic energy only and
118 Chapter 3 | The First Law of Thermodynamics
E int = K i = 1 m i v 2i .
i i
2
From the discussion in the preceding chapter, we know that the average kinetic energy of a molecule in an ideal monatomic
gas is
1 m v 2 = 3 k T,
2 i i 2 B
where T is the Kelvin temperature of the gas. Consequently, the average mechanical energy per molecule of an ideal
monatomic gas is also 3k B T/2, that is,
K i + U i = K i = 3 k B T.
2
The internal energy is just the number of molecules multiplied by the average mechanical energy per molecule. Thus for n
moles of an ideal monatomic gas,
E int = nN A 3 k B T = 3 nRT. (3.6)
2 2
Notice that the internal energy of a given quantity of an ideal monatomic gas depends on just the temperature and is
completely independent of the pressure and volume of the gas. For other systems, the internal energy cannot be expressed
so simply. However, an increase in internal energy can often be associated with an increase in temperature.
We know from the zeroth law of thermodynamics that when two systems are placed in thermal contact, they eventually
reach thermal equilibrium, at which point they are at the same temperature. As an example, suppose we mix two monatomic
ideal gases. Now, the energy per molecule of an ideal monatomic gas is proportional to its temperature. Thus, when the two
gases are mixed, the molecules of the hotter gas must lose energy and the molecules of the colder gas must gain energy.
This continues until thermal equilibrium is reached, at which point, the temperature, and therefore the average translational
kinetic energy per molecule, is the same for both gases. The approach to equilibrium for real systems is somewhat more
complicated than for an ideal monatomic gas. Nevertheless, we can still say that energy is exchanged between the systems
until their temperatures are the same.
Now that we have seen how to calculate internal energy, heat, and work done for a thermodynamic system undergoing
change during some process, we can see how these quantities interact to affect the amount of change that can occur. This
interaction is given by the first law of thermodynamics. British scientist and novelist C. P. Snow (19051980) is credited
with a joke about the four laws of thermodynamics. His humorous statement of the first law of thermodynamics is stated
you cant win, or in other words, you cannot get more energy out of a system than you put into it. We will see in this
chapter how internal energy, heat, and work all play a role in the first law of thermodynamics.
Suppose Q represents the heat exchanged between a system and the environment, and W is the work done by or on the
system. The first law states that the change in internal energy of that system is given by Q W . Since added heat increases
the internal energy of a system, Q is positive when it is added to the system and negative when it is removed from the
system.
When a gas expands, it does work and its internal energy decreases. Thus, W is positive when work is done by the system
and negative when work is done on the system. This sign convention is summarized in Table 3.1. The first law of
thermodynamics is stated as follows:
where Q and W represent, respectively, the heat exchanged by the system and the work done by or on the system.
Table 3.1
The first law is a statement of energy conservation. It tells us that a system can exchange energy with its surroundings
by the transmission of heat and by the performance of work. The net energy exchanged is then equal to the change in the
total mechanical energy of the molecules of the system (i.e., the systems internal energy). Thus, if a system is isolated, its
internal energy must remain constant.
Although Q and W both depend on the thermodynamic path taken between two equilibrium states, their difference Q W
does not. Figure 3.7 shows the pV diagram of a system that is making the transition from A to B repeatedly along different
thermodynamic paths. Along path 1, the system absorbs heat Q 1 and does work W 1; along path 2, it absorbs heat Q 2
and does work W 2, and so on. The values of Q i and W i may vary from path to path, but we have
Q 1 W 1 = Q 2 W 2 = = Q i W i = ,
or
E int1 = E int2 = = E inti = .
That is, the change in the internal energy of the system between A and B is path independent. In the chapter on potential
energy and the conservation of energy, we encountered another path-independent quantity: the change in potential energy
between two arbitrary points in space. This change represents the negative of the work done by a conservative force
between the two points. The potential energy is a function of spatial coordinates, whereas the internal energy is a function
of thermodynamic variables. For example, we might write E int(T, p) for the internal energy. Functions such as internal
energy and potential energy are known as state functions because their values depend solely on the state of the system.
120 Chapter 3 | The First Law of Thermodynamics
Here dE int is an infinitesimal change in internal energy when an infinitesimal amount of heat dQ is exchanged with the
system and an infinitesimal amount of work dW is done by (positive in sign) or on (negative in sign) the system.
Example 3.2
Strategy
The first law of thermodynamics relates the internal energy change, work done by the system, and the heat
transferred to the system in a simple equation. The internal energy is a function of state and is therefore fixed at
any given point regardless of how the system reaches the state.
Solution
a. From the first law, the change in the systems internal energy is
E intAB = Q AB W AB = 400 J 100 J = 300 J.
b. Consider a closed path that passes through the states A and B. Internal energy is a state function, so E int
is zero for a closed path. Thus
E int = E intAB + E intBA = 0,
and
E intAB = E intBA.
This yields
E intBA = 300 J.
The negative sign indicates that the system loses heat in this transition.
Significance
When a closed cycle is considered for the first law of thermodynamics, the change in internal energy around the
whole path is equal to zero. If friction were to play a role in this example, less work would result from this heat
added. Example 3.3 takes into consideration what happens if friction plays a role.
Notice that in Example 3.2, we did not assume that the transitions were quasi-static. This is because the first law is not
subject to such a restriction. It describes transitions between equilibrium states but is not concerned with the intermediate
states. The system does not have to pass through only equilibrium states. For example, if a gas in a steel container at a
well-defined temperature and pressure is made to explode by means of a spark, some of the gas may condense, different gas
molecules may combine to form new compounds, and there may be all sorts of turbulence in the containerbut eventually,
the system will settle down to a new equilibrium state. This system is clearly not in equilibrium during its transition;
however, its behavior is still governed by the first law because the process starts and ends with the system in equilibrium
states.
Example 3.3
Polishing a Fitting
A machinist polishes a 0.50-kg copper fitting with a piece of emery cloth for 2.0 min. He moves the cloth across
the fitting at a constant speed of 1.0 m/s by applying a force of 20 N, tangent to the surface of the fitting. (a) What
is the total work done on the fitting by the machinist? (b) What is the increase in the internal energy of the fitting?
Assume that the change in the internal energy of the cloth is negligible and that no heat is exchanged between the
fitting and its environment. (c) What is the increase in the temperature of the fitting?
Strategy
The machinists force over a distance that can be calculated from the speed and time given is the work done on
the system. The work, in turn, increases the internal energy of the system. This energy can be interpreted as the
heat that raises the temperature of the system via its heat capacity. Be careful with the sign of each quantity.
Solution
a. The power created by a force on an object or the rate at which the machinist does frictional work on the
fitting is F
v = Fv . Thus, in an elapsed time t (2.0 min), the work done on the fitting is
c. Since E int is path independent, the effect of the 2.4 10 3 J of work is the same as if it were supplied
at atmospheric pressure by a transfer of heat. Thus,
2.4 10 3 J = mcT = (0.50 kg)(3.9 10 2 J/kg C)T,
T = 12 C,
where we have used the value for the specific heat of copper, c = 3.9 10 2 J/kg C .
Significance
If heat were released, the change in internal energy would be less and cause less of a temperature change than
what was calculated in the problem.
3.2 Check Your Understanding The quantities below represent four different transitions between the same
initial and final state. Fill in the blanks.
80 120
90
40
40
Table 3.2
Example 3.4
Strategy
The difference in work done between process ABC and process ADC is the area enclosed by ABCD. Because the
change of the internal energy (a function of state) is the same for both processes, the difference in work is thus
the same as the difference in heat transferred to the system.
Solution
For path ABC, the heat added is Q ABC = 515 J and the work done by the gas is the area under the path on the
pV diagram, which is
W ABC = p 1(V 2 V 1) = 473 J.
Along ADC, the work done by the gas is again the area under the path:
W ADC = p 2(V 2 V 1) = 236 J.
which leads to
Q ADC = Q ABC + W ADC W ABC = (515 + 236 473) J = 278 J.
Significance
The work calculations in this problem are made simple since no work is done along AD and BC and along AB and
DC; the pressure is constant over the volume change, so the work done is simply pV . An isothermal line could
V
also have been used, as we have derived the work for an isothermal process as W = nRTln 2 .
V1
Example 3.5
b. The quasi-static isothermal expansion of an ideal gas was considered in the preceding section and was
found to be
V2
W = nRTln = nRTln 3V
V1 V
= (1.00 mol)(8.314 J/K mol)(300 K)(ln3) = 2.74 10 3 J.
c. With the results of parts (a) and (b), we can use the first law to determine the heat added:
E int = Q W = 0,
which leads to
Q = W = 2.74 10 3 J.
Significance
An isothermal process has no change in the internal energy. Based on that, the first law of thermodynamics
reduces to Q = W .
3.3 Check Your Understanding Why was it necessary to state that the process of Example 3.5 is quasi-
static?
Example 3.6
Vaporizing Water
When 1.00 g of water at 100 C changes from the liquid to the gas phase at atmospheric pressure, its change in
volume is 1.67 10 3 m 3 . (a) How much heat must be added to vaporize the water? (b) How much work is
124 Chapter 3 | The First Law of Thermodynamics
done by the water against the atmosphere in its expansion? (c) What is the change in the internal energy of the
water?
Strategy
We can first figure out how much heat is needed from the latent heat of vaporization of the water. From the
volume change, we can calculate the work done from W = pV because the pressure is constant. Then, the first
law of thermodynamics provides us with the change in the internal energy.
Solution
a. With L v representing the latent heat of vaporization, the heat required to vaporize the water is
b. Since the pressure on the system is constant at 1.00 atm = 1.01 10 5 N/m 2 , the work done by the
water as it is vaporized is
W = pV = (1.01 10 5 N/m 2)(1.67 10 3 m 3) = 169 J.
c. From the first law, the thermal energy of the water during its vaporization changes by
E int = Q W = 2.26 10 3 J 169 J = 2.09 10 3 J.
Significance
We note that in part (c), we see a change in internal energy, yet there is no change in temperature. Ideal gases that
are not undergoing phase changes have the internal energy proportional to temperature. Internal energy in general
is the sum of all energy in the system.
3.4 Check Your Understanding When 1.00 g of ammonia boils at atmospheric pressure and 33.0 C, its
volume changes from 1.47 to 1130 cm 3 . Its heat of vaporization at this pressure is 1.37 10 6 J/kg. What is
the change in the internal energy of the ammonia when it vaporizes?
View this site (https://openstaxcollege.org/l/211stlawthermo) to learn about how the first law of
thermodynamics. First, pump some heavy species molecules into the chamber. Then, play around by doing work
(pushing the wall to the right where the person is located) to see how the internal energy changes (as seen by
temperature). Then, look at how heat added changes the internal energy. Finally, you can set a parameter constant
such as temperature and see what happens when you do work to keep the temperature constant (Note: You might
see a change in these variables initially if you are moving around quickly in the simulation, but ultimately, this
value will return to its equilibrium value).
In solving mechanics problems, we isolate the body under consideration, analyze the external forces acting on it, and then
use Newtons laws to predict its behavior. In thermodynamics, we take a similar approach. We start by identifying the part
of the universe we wish to study; it is also known as our system. (We defined a system at the beginning of this chapter as
anything whose properties are of interest to us; it can be a single atom or the entire Earth.) Once our system is selected,
we determine how the environment, or surroundings, interact with the system. Finally, with the interaction understood, we
study the thermal behavior of the system with the help of the laws of thermodynamics.
The thermal behavior of a system is described in terms of thermodynamic variables. For an ideal gas, these variables are
pressure, volume, temperature, and the number of molecules or moles of the gas. Different types of systems are generally
characterized by different sets of variables. For example, the thermodynamic variables for a stretched rubber band are
tension, length, temperature, and mass.
The state of a system can change as a result of its interaction with the environment. The change in a system can be fast or
slow and large or small. The manner in which a state of a system can change from an initial state to a final state is called
a thermodynamic process. For analytical purposes in thermodynamics, it is helpful to divide up processes as either quasi-
static or non-quasi-static, as we now explain.
Isothermal Processes
An isothermal process is a change in the state of the system at a constant temperature. This process is accomplished by
keeping the system in thermal equilibrium with a large heat bath during the process. Recall that a heat bath is an idealized
126 Chapter 3 | The First Law of Thermodynamics
infinitely large system whose temperature does not change. In practice, the temperature of a finite bath is controlled by
either adding or removing a finite amount of energy as the case may be.
As an illustration of an isothermal process, consider a cylinder of gas with a movable piston immersed in a large water tank
whose temperature is maintained constant. Since the piston is freely movable, the pressure inside P in is balanced by the
pressure outside P out by some weights on the piston, as in Figure 3.9.
As weights on the piston are removed, an imbalance of forces on the piston develops. The net nonzero force on the piston
would cause the piston to accelerate, resulting in an increase in volume. The expansion of the gas cools the gas to a lower
temperature, which makes it possible for the heat to enter from the heat bath into the system until the temperature of the
gas is reset to the temperature of the heat bath. If weights are removed in infinitesimal steps, the pressure in the system
decreases infinitesimally slowly. This way, an isothermal process can be conducted quasi-statically. An isothermal line on
a (p, V) diagram is represented by a curved line from starting point A to finishing point B, as seen in Figure 3.10. For an
ideal gas, an isothermal process is hyperbolic, since for an ideal gas at constant temperature, p 1 .
V
An isothermal process studied in this chapter is quasi-statically performed, since to be isothermal throughout the change
of volume, you must be able to state the temperature of the system at each step, which is possible only if the system is
in thermal equilibrium continuously. The system must go out of equilibrium for the state to change, but for quasi-static
processes, we imagine that the process is conducted in infinitesimal steps such that these departures from equilibrium can
be made as brief and as small as we like.
Other quasi-static processes of interest for gases are isobaric and isochoric processes. An isobaric process is a process
where the pressure of the system does not change, whereas an isochoric process is a process where the volume of the
system does not change.
Adiabatic Processes
In an adiabatic process, the system is insulated from its environment so that although the state of the system changes,
no heat is allowed to enter or leave the system, as seen in Figure 3.11. An adiabatic process can be conducted either
quasi-statically or non-quasi-statically. When a system expands adiabatically, it must do work against the outside world, and
therefore its energy goes down, which is reflected in the lowering of the temperature of the system. An adiabatic expansion
leads to a lowering of temperature, and an adiabatic compression leads to an increase of temperature. We discuss adiabatic
expansion again in Adiabatic Processes for an ideal Gas.
Cyclic Processes
We say that a system goes through a cyclic process if the state of the system at the end is same as the state at the beginning.
Therefore, state properties such as temperature, pressure, volume, and internal energy of the system do not change over a
complete cycle:
E int = 0.
When the first law of thermodynamics is applied to a cyclic process, we obtain a simple relation between heat into the
system and the work done by the system over the cycle:
Q = W cyclic process.
Thermodynamic processes are also distinguished by whether or not they are reversible. A reversible process is one that can
be made to retrace its path by differential changes in the environment. Such a process must therefore also be quasi-static.
Note, however, that a quasi-static process is not necessarily reversible, since there may be dissipative forces involved. For
example, if friction occurred between the piston and the walls of the cylinder containing the gas, the energy lost to friction
would prevent us from reproducing the original states of the system.
We considered several thermodynamic processes:
1. An isothermal process, during which the systems temperature remains constant
2. An adiabatic process, during which no heat is transferred to or from the system
3. An isobaric process, during which the systems pressure does not change
4. An isochoric process, during which the systems volume does not change
Many other processes also occur that do not fit into any of these four categories.
View this site (https://openstaxcollege.org/l/21idegaspvdiag) to set up your own process in a pV diagram.
See if you can calculate the values predicted by the simulation for heat, work, and change in internal energy.
128 Chapter 3 | The First Law of Thermodynamics
We learned about specific heat and molar heat capacity in Temperature and Heat; however, we have not considered a
process in which heat is added. We do that in this section. First, we examine a process where the system has a constant
volume, then contrast it with a system at constant pressure and show how their specific heats are related.
Lets start with looking at Figure 3.12, which shows two vessels A and B, each containing 1 mol of the same type of ideal
gas at a temperature T and a volume V. The only difference between the two vessels is that the piston at the top of A is fixed,
whereas the one at the top of B is free to move against a constant external pressure p. We now consider what happens when
the temperature of the gas in each vessel is slowly increased to T + dT with the addition of heat.
Figure 3.12 Two vessels are identical except that the piston at
the top of A is fixed, whereas that atop B is free to move against
a constant external pressure p.
Since the piston of vessel A is fixed, the volume of the enclosed gas does not change. Consequently, the gas does no work,
and we have from the first law
dE int = dQ dW = dQ.
We represent the fact that the heat is exchanged at constant volume by writing
dQ = C V dT,
where C V is the molar heat capacity at constant volume of the gas. In addition, since dE int = dQ for this particular
process,
dE int = C V dT. (3.9)
We obtained this equation assuming the volume of the gas was fixed. However, internal energy is a state function that
depends on only the temperature of an ideal gas. Therefore, dE int = C V dT gives the change in internal energy of an ideal
gas for any process involving a temperature change dT.
When the gas in vessel B is heated, it expands against the movable piston and does work dW = pdV. In this case, the heat
is added at constant pressure, and we write
dQ = C p dT,
where C p is the molar heat capacity at constant pressure of the gas. Furthermore, since the ideal gas expands against a
constant pressure,
d(pV) = d(RT)
becomes
pdV = RdT.
Finally, inserting the expressions for dQ and pdV into the first law, we obtain
dE int = dQ pdV = (C p R)dT.
We have found dE int for both an isochoric and an isobaric process. Because the internal energy of an ideal gas depends
only on the temperature, dE int must be the same for both processes. Thus,
C V dT = (C p R)dT,
and
C p = C V + R. (3.10)
The derivation of Equation 3.10 was based only on the ideal gas law. Consequently, this relationship is approximately
valid for all dilute gases, whether monatomic like He, diatomic like O 2, or polyatomic like CO 2 or NH 3 .
In the preceding chapter, we found the molar heat capacity of an ideal gas under constant volume to be
C V = d R,
2
where d is the number of degrees of freedom of a molecule in the system. Table 3.3 shows the molar heat capacities of
some dilute ideal gases at room temperature. The heat capacities of real gases are somewhat higher than those predicted by
the expressions of C V and C p given in Equation 3.10. This indicates that vibrational motion in polyatomic molecules
is significant, even at room temperature. Nevertheless, the difference in the molar heat capacities, C p C V , is very close
to R, even for the polyatomic gases.
Table 3.3
130 Chapter 3 | The First Law of Thermodynamics
When an ideal gas is compressed adiabatically (Q = 0), work is done on it and its temperature increases; in an adiabatic
expansion, the gas does work and its temperature drops. Adiabatic compressions actually occur in the cylinders of a car,
where the compressions of the gas-air mixture take place so quickly that there is no time for the mixture to exchange heat
with its environment. Nevertheless, because work is done on the mixture during the compression, its temperature does rise
significantly. In fact, the temperature increases can be so large that the mixture can explode without the addition of a spark.
Such explosions, since they are not timed, make a car run poorlyit usually knocks. Because ignition temperature rises
with the octane of gasoline, one way to overcome this problem is to use a higher-octane gasoline.
Another interesting adiabatic process is the free expansion of a gas. Figure 3.13 shows a gas confined by a membrane to
one side of a two-compartment, thermally insulated container. When the membrane is punctured, gas rushes into the empty
side of the container, thereby expanding freely. Because the gas expands against a vacuum (p = 0) , it does no work, and
because the vessel is thermally insulated, the expansion is adiabatic. With Q = 0 and W = 0 in the first law, E int = 0,
so E int i = E int f for the free expansion.
Figure 3.13 The gas in the left chamber expands freely into the right chamber when the membrane is punctured.
If the gas is ideal, the internal energy depends only on the temperature. Therefore, when an ideal gas expands freely, its
temperature does not change.
A quasi-static, adiabatic expansion of an ideal gas is represented in Figure 3.14, which shows an insulated cylinder that
contains 1 mol of an ideal gas. The gas is made to expand quasi-statically by removing one grain of sand at a time from
the top of the piston. When the gas expands by dV, the change in its temperature is dT. The work done by the gas in the
expansion is dW = pdV; dQ = 0 because the cylinder is insulated; and the change in the internal energy of the gas is,
from Equation 3.9, dE int = C V dT. Therefore, from the first law,
C V dT = 0 pdV = pdV,
so
pdV
dT = .
CV
Figure 3.14 When sand is removed from the piston one grain
at a time, the gas expands adiabatically and quasi-statically in
the insulated vessel.
so
pdV + Vd p = RdT
and
pdV + Vd p
dT = .
R
We now have two equations for dT. Upon equating them, we find that
C V Vd p + (C V + R)pdV = 0.
Now, we divide this equation by pV and use C p = C V + R . We are then left with
dp
C V p + C p dV = 0,
V
which becomes
dp dV
p + V = 0,
Cp (3.11)
= .
CV
132 Chapter 3 | The First Law of Thermodynamics
Thus,
d p + dV = 0
p V
and
ln p + ln V = constant.
Finally, using ln(A x) = xlnA and ln AB = ln A + ln B , we can write this in the form
pV = constant. (3.12)
This equation is the condition that must be obeyed by an ideal gas in a quasi-static adiabatic process. For example, if an
ideal gas makes a quasi-static adiabatic transition from a state with pressure and volume p 1 and V 1 to a state with p 2
and V 2, then it must be true that p 1 V 1 = p 2 V 2.
The adiabatic condition of Equation 3.12 can be written in terms of other pairs of thermodynamic variables by combining
it with the ideal gas law. In doing this, we find that
1 (3.13)
p T = constant
and
1 (3.14)
TV = constant.
A reversible adiabatic expansion of an ideal gas is represented on the pV diagram of Figure 3.15. The slope of the curve
at any point is
dp p
= d constant = .
dV dV V V
The dashed curve shown on this pV diagram represents an isothermal expansion where T (and therefore pV) is constant. The
slope of this curve is useful when we consider the second law of thermodynamics in the next chapter. This slope is
dp p
= d nRT = .
dV dV V V
Because > 1, the isothermal curve is not as steep as that for the adiabatic expansion.
Example 3.7
Solution
a. For an adiabatic compression we have
V
p2 = p1 1 ,
V2
6 3
1.40
p 2 = (1.00 10 5 N/m 2) 240 106 m3
40 10 m = 1.23 10 6 N/m 2 .
From the ideal gas law, the temperature of the mixture after the compression is
p V
T 2 = 2 2 T 1
p1 V1
(1.23 10 6 N/m 2)(40 10 6 m 3)
= 293 K
(1.00 10 5 N/m 2)(240 10 6 m 3)
= 600 K = 328 C.
b. The work done by the mixture during the compression is
V2
W= pdV.
V1
With the adiabatic condition of Equation 3.12, we may write p as K/V , where K = p 1 V 1 = p 2 V 2.
The work is therefore
134 Chapter 3 | The First Law of Thermodynamics
V2
W = K dV
V V
1
= K 1 1
1 V 1
V
1
2 1
p V p V
= 1 2 21 1 11
1 V V1
2
= 1 (p 2 V 2 p 1 V 1)
1
= 1 [(1.23 10 6 N/m 2)(40 10 6 m 3)
1 1.40
(1.00 10 5 N/m 2)(240 10 6 m 3)]
= 63 J.
Significance
The negative sign on the work done indicates that the piston does work on the gas-air mixture. The engine would
not work if the gas-air mixture did work on the piston.
CHAPTER 3 REVIEW
KEY TERMS
adiabatic process process during which no heat is transferred to or from the system
boundary imagined walls that separate the system and its surroundings
closed system system that is mechanically and thermally isolated from its environment
cyclic process process in which the state of the system at the end is same as the state at the beginning
environment outside of the system being studied
equation of state describes properties of matter under given physical conditions
equilibrium thermal balance established between two objects or parts within a system
extensive variable variable that is proportional to the amount of matter in the system
first law of thermodynamics the change in internal energy for any transition between two equilibrium states is
E int = Q W
intensive variable variable that is independent of the amount of matter in the system
internal energy average of the total mechanical energy of all the molecules or entities in the system
isobaric process process during which the systems pressure does not change
isochoric process process during which the systems volume does not change
isothermal process process during which the systems temperature remains constant
molar heat capacity at constant pressure quantifies the ratio of the amount of heat added removed to the
temperature while measuring at constant pressure
molar heat capacity at constant volume quantifies the ratio of the amount of heat added removed to the temperature
while measuring at constant volume
open system system that can exchange energy and/or matter with its surroundings
quasi-static process evolution of a system that goes so slowly that the system involved is always in thermodynamic
equilibrium
reversible process process that can be reverted to restore both the system and its environment back to their original
states together
surroundings environment that interacts with an open system
thermodynamic process manner in which a state of a system can change from initial state to final state
thermodynamic system object and focus of thermodynamic study
KEY EQUATIONS
Equation of state for a closed system f (p, V, T) = 0
E int = (K i + U i),
Internal energy of a system (average total energy)
i
Internal energy of a monatomic ideal gas E int = nN A 3 k B T = 3 nRT
2 2
First law of thermodynamics E int = Q W
136 Chapter 3 | The First Law of Thermodynamics
SUMMARY
3.1 Thermodynamic Systems
A thermodynamic system, its boundary, and its surroundings must be defined with all the roles of the components
fully explained before we can analyze a situation.
Thermal equilibrium is reached with two objects if a third object is in thermal equilibrium with the other two
separately.
A general equation of state for a closed system has the form f (p, V, T) = 0, with an ideal gas as an illustrative
example.
A real gas has a specific heat close to but a little bit higher than that of the corresponding ideal gas with
C p C V + R.
CONCEPTUAL QUESTIONS
3.1 Thermodynamic Systems 3.4 Thermodynamic Processes
1. Consider these scenarios and state whether work is 9. When a gas expands isothermally, it does work. What is
done by the system on the environment (SE) or by the the source of energy needed to do this work?
environment on the system (ES): (a) opening a carbonated
beverage; (b) filling a flat tire; (c) a sealed empty gas can 10. If the pressure and volume of a system are given, is the
expands on a hot day, bowing out the walls. temperature always uniquely determined?
4. Why does a bicycle pump feel warm as you inflate your 13. Most materials expand when heated. One notable
tire? exception is water between 0 C and 4 C, which actually
decreases in volume with the increase in temperature.
5. Is it possible for the temperature of a system to remain Which is greater for water in this temperature region, C p
constant when heat flows into or out of it? If so, give
examples. or C V ?
14. Why are there two specific heats for gases C p and
3.3 First Law of Thermodynamics
C V , yet only one given for solid?
6. What does the first law of thermodynamics tell us about
the energy of the universe?
7. Does adding heat to a system always increase its 3.6 Adiabatic Processes for an Ideal Gas
internal energy? 15. Is it possible for to be smaller than unity?
PROBLEMS
28. As shown below, calculate the work done by the gas in
3.1 Thermodynamic Systems the quasi-static processes represented by the paths (a) AB;
19. A gas follows pV = bp + c T on an isothermal curve, (b) ADB; (c) ACB; and (d) ADCB.
35. Two monatomic ideal gases A and B are at the same 39. In a quasi-static isobaric expansion, 500 J of work
temperature. If 1.0 g of gas A has the same internal energy are done by the gas. The gas pressure is 0.80 atm and it
as 0.10 g of gas B, what are (a) the ratio of the number of was originally at 20.0 L. If the internal energy of the gas
moles of each gas and (b) the ration of the atomic masses increased by 80 J in the expansion, how much heat does the
of the two gases? gas absorb?
36. The van der Waals coefficients for oxygen are 40. An ideal gas expands quasi-statically and isothermally
a = 0.138 J m 3 /mol 2 and b = 3.18 10 5 m 3 /mol . from a state with pressure p and volume V to a state with
volume 4V. How much heat is added to the expanding gas?
Use these values to draw a van der Waals isotherm of
oxygen at 100 K. On the same graph, draw isotherms of one
mole of an ideal gas. 41. As shown below, if the heat absorbed by the gas along
AB is 400 J, determine the quantities of heat absorbed
along (a) ADB; (b) ACB; and (c) ADCB.
37. Find the work done in the quasi-static processes shown
below. The states are given as (p, V) values for the points
in the pV plane: 1 (3 atm, 4 L), 2 (3 atm, 6 L), 3 (5 atm, 4
L), 4 (2 atm, 6 L), 5 (4 atm, 2 L), 6 (5 atm, 5 L), and 7 (2
atm, 5 L).
44. When a gas expands along path AC shown below, 47. Ideal gases A and B are stored in the left and right
it does 400 J of work and absorbs either 200 or 400 J of chambers of an insulated container, as shown below. The
heat. (a) Suppose you are told that along path ABC, the gas partition is removed and the gases mix. Is any work done
absorbs either 200 or 400 J of heat. Which of these values in this process? If the temperatures of A and B are initially
is correct? (b) Give the correct answer from part (a), how equal, what happens to their common temperature after
much work is done by the gas along ABC? (c) Along CD, they are mixed?
the internal energy of the gas decreases by 50 J. How much
heat is exchanged by the gas along this path?
51. A monatomic ideal gas undergoes a quasi-static 55. Consider a transformation from point A to B in a two-
process that is described by the function step process. First, the pressure is lowered from 3 MPa at
p(V) = p 1 + 3(V V 1) , where the starting state is point A to a pressure of 1 MPa, while keeping the volume
at 2 L by cooling the system. The state reached is labeled
p 1, V 1 and the final state p 2, V 2 . Assume the system
C. Then the system is heated at a constant pressure to
consists of n moles of the gas in a container that can reach a volume of 6 L in the state B. (a) Find the amount
exchange heat with the environment and whose volume can of work done on the ACB path. (b) Find the amount of
change freely. (a) Evaluate the work done by the gas during heat exchanged by the system when it goes from A to B
the change in the state. (b) Find the change in internal on the ACB path. (c) Compare the change in the internal
energy of the gas. (c) Find the heat input to the gas during energy when the AB process occurs adiabatically with the
the change. (d) What are initial and final temperatures? AB change through the two-step process on the ACB path.
52. A metallic container of fixed volume of 56. Consider a cylinder with a movable piston containing
2.5 10 3 m 3 immersed in a large tank of temperature n moles of an ideal gas. The entire apparatus is immersed
27 C contains two compartments separated by a freely in a constant temperature bath of temperature T kelvin. The
piston is then pushed slowly so that the pressure of the
movable wall. Initially, the wall is kept in place by a stopper
gas changes quasi-statically from p 1 to p 2 at constant
so that there are 0.02 mol of the nitrogen gas on one side
and 0.03 mol of the oxygen gas on the other side, each temperature T. Find the work done by the gas in terms of n,
occupying half the volume. When the stopper is removed, R, T, p 1, and p 2.
the wall moves and comes to a final position. The
movement of the wall is controlled so that the wall moves
57. An ideal gas expands isothermally along AB and does
in infinitesimal quasi-static steps. (a) Find the final
700 J of work (see below). (a) How much heat does the gas
volumes of the two sides assuming the ideal gas behavior
exchange along AB? (b) The gas then expands adiabatically
for the two gases. (b) How much work does each gas do on
along BC and does 400 J of work. When the gas returns to
the other? (c) What is the change in the internal energy of
A along CA, it exhausts 100 J of heat to its surroundings.
each gas? (d) Find the amount of heat that enters or leaves
How much work is done on the gas along this path?
each gas.
58. Consider the processes shown below. In the processes 63. If the gases of the preceding problem are initially at
AB and BC, 3600 J and 2400 J of heat are added to the 300 K, what are their internal energies after they absorb the
system, respectively. (a) Find the work done in each of heat?
the processes AB, BC, AD, and DC. (b) Find the internal
energy change in processes AB and BC. (c) Find the 64. Consider 0.40 mol of dilute carbon dioxide at a
internal energy difference between states C and A. (d) Find pressure of 0.50 atm and a volume of 50 L. What is the
the total heat added in the ADC process. (e) From the internal energy of the gas?
information give, can you find the heat added in process
AD? Why or why not?
65. When 400 J of heat are slowly added to 10 mol of an
ideal monatomic gas, its temperature rises by 10 C . What
is the work done on the gas?
72. An ideal diatomic gas at 80 K is slowly compressed 76. (a) An ideal gas expands adiabatically from a volume
adiabatically to one-third its original volume. What is its of 2.0 10 3 m 3 to 2.5 10 3 m 3 . If the initial
final temperature?
pressure and temperature were 5.0 10 5 Pa and 300 K,
73. Compare the charge in internal energy of an ideal respectively, what are the final pressure and temperature
gas for a quasi-static adiabatic expansion with that for a of the gas? Use = 5/3 for the gas. (b) In an isothermal
quasi-static isothermal expansion. What happens to the process, an ideal gas expands from a volume of
temperature of an ideal gas in an adiabatic expansion? 2.0 10 3 m 3 to 2.5 10 3 m 3 . If the initial pressure
and temperature were 5.0 10 5 Pa and 300 K,
74. The temperature of n moles of an ideal gas changes
from T 1 to T 2 in a quasi-static adiabatic transition. Show respectively, what are the final pressure and temperature of
the gas?
that the work done by the gas is given by
ADDITIONAL PROBLEMS
79. Consider the process shown below. During steps AB 80. A car tire contains 0.0380 m 3 of air at a pressure of
and BC, 3600 J and 2400 J of heat, respectively, are added
to the system. (a) Find the work done in each of the 2.20 10 5 Pa (about 32 psi). How much more internal
processes AB, BC, AD, and DC. (b) Find the internal energy energy does this gas have than the same volume has at zero
change in processes AB and BC. (c) Find the internal energy gauge pressure (which is equivalent to normal atmospheric
difference between states C and A. (d) Find the total heat pressure)?
added in the ADC process. (e) From the information given,
can you find the heat added in process AD? Why or why 81. A helium-filled toy balloon has a gauge pressure of
not? 0.200 atm and a volume of 10.0 L. How much greater is the
internal energy of the helium in the balloon than it would
be at zero gauge pressure?
83. A hand-driven tire pump has a piston with a 2.50-cm 88. Helium gas is cooled from 20 C to 10 C by
diameter and a maximum stroke of 30.0 cm. (a) How much expanding from 40 atm to 1 atm. If there is 1.4 mol of
work do you do in one stroke if the average gauge pressure helium, (a) What is the final volume of helium? (b) What is
is 2.4 10 5 N/m 2 (about 35 psi)? (b) What average force the change in internal energy?
do you exert on the piston, neglecting friction and
gravitational force? 89. In an adiabatic process, oxygen gas in a container
is compressed along a path that can be described by the
84. Calculate the net work output of a heat engine following pressure in atm as a function of volume V, with
following path ABCDA as shown below. V 0 = 1L : p = (3.0 atm)(V/V 0 ) 1.2 . The initial and final
volumes during the process were 2 L and 1.5 L,
respectively. Find the amount of work done on the gas.
CHALLENGE PROBLEMS
94. One mole of an ideal monatomic gas occupies a 95. One mole of an ideal gas is initially in a chamber of
volume of 1.0 10 2 m 3 at a pressure of volume 1.0 10 2 m 3 and at a temperature of 27 C .
2.0 10 5 N/m 2. (a) What is the temperature of the gas? (a) How much heat is absorbed by the gas when it slowly
expands isothermally to twice its initial volume? (b)
(b) The gas undergoes a quasi-static adiabatic compression
Suppose the gas is slowly transformed to the same final
until its volume is decreased to 5.0 10 3 m 3. What is state by first decreasing the pressure at constant volume and
the new gas temperature? (c) How much work is done on then expanding it isobarically. What is the heat transferred
the gas during the compression? (d) What is the change in for this case? (c) Calculate the heat transferred when the
the internal energy of the gas? gas is transformed quasi-statically to the same final state
by expanding it isobarically, then decreasing its pressure at
constant volume.
96. A bullet of mass 10 g is traveling horizontally at 200 98. In a diesel engine, the fuel is ignited without a spark
m/s when it strikes and embeds in a pendulum bob of mass plug. Instead, air in a cylinder is compressed adiabatically
2.0 kg. (a) How much mechanical energy is dissipated in to a temperature above the ignition temperature of the fuel;
the collision? (b) Assuming that C v for the bob plus bullet at the point of maximum compression, the fuel is injected
is 3R, calculate the temperature increase of the system due into the cylinder. Suppose that air at 20 C is taken into the
to the collision. Take the molecular mass of the system to cylinder at a volume V 1 and then compressed adiabatically
be 200 g/mol. and quasi-statically to a temperature of 600 C and a
volume V 2. If = 1.4, what is the ratio V 1/V 2 ? (Note:
97. The insulated cylinder shown below is closed at both
ends and contains an insulating piston that is free to move In an operating diesel engine, the compression is not quasi-
on frictionless bearings. The piston divides the chamber static.)
into two compartments containing gases A and B.
Originally, each compartment has a volume of
5.0 10 2 m 3 and contains a monatomic ideal gas at a
temperature of 0 C and a pressure of 1.0 atm. (a) How
many moles of gas are in each compartment? (b) Heat Q is
slowly added to A so that it expands and B is compressed
until the pressure of both gases is 3.0 atm. Use the fact
that the compression of B is adiabatic to determine the final
volume of both gases. (c) What are their final temperatures?
(d) What is the value of Q?
146 Chapter 3 | The First Law of Thermodynamics
Figure 4.1 A xenon ion engine from the Jet Propulsion Laboratory shows the faint blue glow of charged atoms emitted from
the engine. The ion propulsion engine is the first nonchemical propulsion to be used as the primary means of propelling a
spacecraft.
Chapter Outline
4.1 Reversible and Irreversible Processes
4.2 Heat Engines
4.3 Refrigerators and Heat Pumps
4.4 Statements of the Second Law of Thermodynamics
4.5 The Carnot Cycle
4.6 Entropy
4.7 Entropy on a Microscopic Scale
Introduction
According to the first law of thermodynamics, the only processes that can occur are those that conserve energy. But this
cannot be the only restriction imposed by nature, because many seemingly possible thermodynamic processes that would
conserve energy do not occur. For example, when two bodies are in thermal contact, heat never flows from the colder body
to the warmer one, even though this is not forbidden by the first law. So some other thermodynamic principles must be
controlling the behavior of physical systems.
One such principle is the second law of thermodynamics, which limits the use of energy within a source. Energy cannot
arbitrarily pass from one object to another, just as we cannot transfer heat from a cold object to a hot one without doing
any work. We cannot unmix cream from coffee without a chemical process that changes the physical characteristics of the
system or its environment. We cannot use internal energy stored in the air to propel a car, or use the energy of the ocean to
run a ship, without disturbing something around that object.
148 Chapter 4 | The Second Law of Thermodynamics
In the chapter covering the first law of thermodynamics, we started our discussion with a joke by C. P. Snow stating that
the first law means you cant win. He paraphrased the second law as you cant break even, except on a very cold day.
Unless you are at zero kelvin, you cannot convert 100% of thermal energy into work. We start by discussing spontaneous
processes and explain why some processes require work to occur even if energy would have been conserved.
Consider an ideal gas that is held in half of a thermally insulated container by a wall in the middle of the container. The
other half of the container is under vacuum with no molecules inside. Now, if we remove the wall in the middle quickly, the
gas expands and fills up the entire container immediately, as shown in Figure 4.2.
Figure 4.2 A gas expanding from half of a container to the entire container (a) before and (b) after the wall in the middle is
removed.
Because half of the container is under vacuum before the gas expands there, we do not expect any work to be done by the
systemthat is, W = 0 because no force from the vacuum is exerted on the gas during the expansion. If the container
is thermally insulated from the rest of the environment, we do not expect any heat transfer to the system either, so Q = 0 .
Then the first law of thermodynamics leads to the change of the internal energy of the system,
E int = Q W = 0.
For an ideal gas, if the internal energy doesnt change, then the temperature stays the same. Thus, the equation of state of
the ideal gas gives us the final pressure of the gas, p = nRT/V = p 0 /2, where p 0 is the pressure of the gas before the
expansion. The volume is doubled and the pressure is halved, but nothing else seems to have changed during the expansion.
All of this discussion is based on what we have learned so far and makes sense. Here is what puzzles us: Can all the
molecules go backward to the original half of the container in some future time? Our intuition tells us that this is going to be
very unlikely, even though nothing we have learned so far prevents such an event from happening, regardless of how small
the probability is. What we are really asking is whether the expansion into the vacuum half of the container is reversible.
A reversible process is a process in which the system and environment can be restored to exactly the same initial states that
they were in before the process occurred, if we go backward along the path of the process. The necessary condition for a
reversible process is therefore the quasi-static requirement. Note that it is quite easy to restore a system to its original state;
the hard part is to have its environment restored to its original state at the same time. For example, in the example of an ideal
gas expanding into vacuum to twice its original volume, we can easily push it back with a piston and restore its temperature
and pressure by removing some heat from the gas. The problem is that we cannot do it without changing something in its
surroundings, such as dumping some heat there.
A reversible process is truly an ideal process that rarely happens. We can make certain processes close to reversible and
therefore use the consequences of the corresponding reversible processes as a starting point or reference. In reality, almost
all processes are irreversible, and some properties of the environment are altered when the properties of the system are
restored. The expansion of an ideal gas, as we have just outlined, is irreversible because the process is not even quasi-static,
that is, not in an equilibrium state at any moment of the expansion.
From the microscopic point of view, a particle described by Newtons second law can go backward if we flip the direction
of time. But this is not the case, in practical terms, in a macroscopic system with more than 10 23 particles or molecules,
where numerous collisions between these molecules tend to erase any trace of memory of the initial trajectory of each of
the particles. For example, we can actually estimate the chance for all the particles in the expanded gas to go back to the
original half of the container, but the current age of the universe is still not long enough for it to happen even once.
An irreversible process is what we encounter in reality almost all the time. The system and its environment cannot be
restored to their original states at the same time. Because this is what happens in nature, it is also called a natural process.
The sign of an irreversible process comes from the finite gradient between the states occurring in the actual process. For
example, when heat flows from one object to another, there is a finite temperature difference (gradient) between the two
objects. More importantly, at any given moment of the process, the system most likely is not at equilibrium or in a well-
defined state. This phenomenon is called irreversibility.
Let us see another example of irreversibility in thermal processes. Consider two objects in thermal contact: one at
temperature T 1 and the other at temperature T 2 > T 1 , as shown in Figure 4.3.
We know from common personal experience that heat flows from a hotter object to a colder one. For example, when we
hold a few pieces of ice in our hands, we feel cold because heat has left our hands into the ice. The opposite is true when
we hold one end of a metal rod while keeping the other end over a fire. Based on all of the experiments that have been done
on spontaneous heat transfer, the following statement summarizes the governing principle:
This statement turns out to be one of several different ways of stating the second law of thermodynamics. The form of this
statement is credited to German physicist Rudolf Clausius (18221888) and is referred to as the Clausius statement of the
second law of thermodynamics. The word spontaneously here means no other effort has been made by a third party, or
one that is neither the hotter nor colder object. We will introduce some other major statements of the second law and show
that they imply each other. In fact, all the different statements of the second law of thermodynamics can be shown to be
equivalent, and all lead to the irreversibility of spontaneous heat flow between macroscopic objects of a very large number
of molecules or particles.
Both isothermal and adiabatic processes sketched on a pV graph (discussed in The First Law of Thermodynamics) are
reversible in principle because the system is always at an equilibrium state at any point of the processes and can go forward
or backward along the given curves. Other idealized processes can be represented by pV curves; Table 4.1 summarizes the
most common reversible processes.
150 Chapter 4 | The Second Law of Thermodynamics
A heat engine is a device used to extract heat from a source and then convert it into mechanical work that is used for
all sorts of applications. For example, a steam engine on an old-style train can produce the work needed for driving the
train. Several questions emerge from the construction and application of heat engines. For example, what is the maximum
percentage of the heat extracted that can be used to do work? This turns out to be a question that can only be answered
through the second law of thermodynamics.
The second law of thermodynamics can be formally stated in several ways. One statement presented so far is about the
direction of spontaneous heat flow, known as the Clausius statement. A couple of other statements are based on heat engines.
Whenever we consider heat engines and associated devices such as refrigerators and heat pumps, we do not use the normal
sign convention for heat and work. For convenience, we assume that the symbols Q h, Q c, and W represent only the
amounts of heat transferred and work delivered, regardless what the givers or receivers are. Whether heat is entering or
leaving a system and work is done to or by a system are indicated by proper signs in front of the symbols and by the
directions of arrows in diagrams.
It turns out that we need more than one heat source/sink to construct a heat engine. We will come back to this point later
in the chapter, when we compare different statements of the second law of thermodynamics. For the moment, we assume
that a heat engine is constructed between a heat source (high-temperature reservoir or hot reservoir) and a heat sink (low-
temperature reservoir or cold reservoir), represented schematically in Figure 4.4. The engine absorbs heat Q h from a heat
source ( hot reservoir) of Kelvin temperature T h, uses some of that energy to produce useful work W, and then discards
the remaining energy as heat Q c into a heat sink ( cold reservoir) of Kelvin temperature T c. Power plants and internal
combustion engines are examples of heat engines. Power plants use steam produced at high temperature to drive electric
generators, while exhausting heat to the atmosphere or a nearby body of water in the role of the heat sink. In an internal
combustion engine, a hot gas-air mixture is used to push a piston, and heat is exhausted to the nearby atmosphere in a similar
manner.
Actual heat engines have many different designs. Examples include internal combustion engines, such as those used in most
cars today, and external combustion engines, such as the steam engines used in old steam-engine trains. Figure 4.5 shows
a photo of a nuclear power plant in operation. The atmosphere around the reactors acts as the cold reservoir, and the heat
generated from the nuclear reaction provides the heat from the hot reservoir.
Heat engines operate by carrying a working substance through a cycle. In a steam power plant, the working substance is
water, which starts as a liquid, becomes vaporized, is then used to drive a turbine, and is finally condensed back into the
liquid state. As is the case for all working substances in cyclic processes, once the water returns to its initial state, it repeats
the same sequence.
For now, we assume that the cycles of heat engines are reversible, so there is no energy loss to friction or other irreversible
effects. Suppose that the engine of Figure 4.4 goes through one complete cycle and that Q h, Q c, and W represent the
heats exchanged and the work done for that cycle. Since the initial and final states of the system are the same, E int = 0
for the cycle. We therefore have from the first law of thermodynamics,
W = Q E int = (Q h Q c) 0,
so that
W = Q h Q c. (4.1)
The most important measure of a heat engine is its efficiency (e), which is simply what we get out divided by what we
put in during each cycle, as defined by e = W out /Q in.
152 Chapter 4 | The Second Law of Thermodynamics
With a heat engine working between two heat reservoirs, we get out W and put in Q h, so the efficiency of the engine is
Q
e = W = 1 c.
(4.2)
Qh Qh
Here, we used Equation 4.1, W = Q h Q c, in the final step of this expression for the efficiency.
Example 4.1
A Lawn Mower
A lawn mower is rated to have an efficiency of 25.0% and an average power of 3.00 kW. What are (a) the
average work and (b) the minimum heat discharge into the air by the lawn mower in one minute of use?
Strategy
From the average powerthat is, the rate of work productionwe can figure out the work done in the given
elapsed time. Then, from the efficiency given, we can figure out the minimum heat discharge Q c = Q h(1 e)
with Q h = Q c + W.
Solution
a. The average work delivered by the lawn mower is
W = Pt = 3.00 10 3 60 1.00 J = 180 kJ.
b. The minimum heat discharged into the air is given by
Q c = Q h(1 e) = (Q c + W)(1 e),
which leads to
Q c = W(1/e 1) = 180 (1/0.25 1) kJ = 540 kJ.
Significance
As the efficiency rises, the minimum heat discharged falls. This helps our environment and atmosphere by not
having as much waste heat expelled.
The cycles we used to describe the engine in the preceding section are all reversible, so each sequence of steps can just as
easily be performed in the opposite direction. In this case, the engine is known as a refrigerator or a heat pump, depending
on what is the focus: the heat removed from the cold reservoir or the heat dumped to the hot reservoir. Either a refrigerator
or a heat pump is an engine running in reverse. For a refrigerator, the focus is on removing heat from a specific area. For
a heat pump, the focus is on dumping heat to a specific area.
We first consider a refrigerator (Figure 4.6). The purpose of this engine is to remove heat from the cold reservoir, which
is the space inside the refrigerator for an actual household refrigerator or the space inside a building for an air-conditioning
unit.
A refrigerator (or heat pump) absorbs heat Q c from the cold reservoir at Kelvin temperature T c and discards heat Q h
to the hot reservoir at Kelvin temperature T h, while work W is done on the engines working substance, as shown by
the arrow pointing toward the system in the figure. A household refrigerator removes heat from the food within it while
exhausting heat to the surrounding air. The required work, for which we pay in our electricity bill, is performed by the motor
that moves a coolant through the coils. A schematic sketch of a household refrigerator is given in Figure 4.7.
154 Chapter 4 | The Second Law of Thermodynamics
The effectiveness or coefficient of performance K R of a refrigerator is measured by the heat removed from the cold
reservoir divided by the work done by the working substance cycle by cycle:
Qc Qc (4.3)
KR = = .
W Qh Qc
Note that we have used the condition of energy conservation, W = Q h Q c, in the final step of this expression.
The effectiveness or coefficient of performance K P of a heat pump is measured by the heat dumped to the hot reservoir
divided by the work done to the engine on the working substance cycle by cycle:
Qh Qh (4.4)
KP = = .
W Qh Qc
Once again, we use the energy conservation condition W = Q h Q c to obtain the final step of this expression.
Earlier in this chapter, we introduced the Clausius statement of the second law of thermodynamics, which is based on
the irreversibility of spontaneous heat flow. As we remarked then, the second law of thermodynamics can be stated in
several different ways, and all of them can be shown to imply the others. In terms of heat engines, the second law of
thermodynamics may be stated as follows:
This is known as the Kelvin statement of the second law of thermodynamics. This statement describes an unattainable
perfect engine, as represented schematically in Figure 4.8(a). Note that without any other effect is a very strong
restriction. For example, an engine can absorb heat and turn it all into work, but not if it completes a cycle. Without
completing a cycle, the substance in the engine is not in its original state and therefore an other effect has occurred.
Another example is a chamber of gas that can absorb heat from a heat reservoir and do work isothermally against a piston
as it expands. However, if the gas were returned to its initial state (that is, made to complete a cycle), it would have to be
compressed and heat would have to be extracted from it.
The Kelvin statement is a manifestation of a well-known engineering problem. Despite advancing technology, we are not
able to build a heat engine that is 100% efficient. The first law does not exclude the possibility of constructing a perfect
engine, but the second law forbids it.
Figure 4.8 (a) A perfect heat engine converts all input heat into work. (b) A perfect
refrigerator transports heat from a cold reservoir to a hot reservoir without work input. Neither
of these devices is achievable in reality.
We can show that the Kelvin statement is equivalent to the Clausius statement if we view the two objects in the Clausius
statement as a cold reservoir and a hot reservoir. Thus, the Clausius statement becomes: It is impossible to construct a
refrigerator that transfers heat from a cold reservoir to a hot reservoir without aid from an external source. The Clausius
statement is related to the everyday observation that heat never flows spontaneously from a cold object to a hot object. Heat
transfer in the direction of increasing temperature always requires some energy input. A perfect refrigerator, shown in
Figure 4.8(b), which works without such external aid, is impossible to construct.
156 Chapter 4 | The Second Law of Thermodynamics
To prove the equivalence of the Kelvin and Clausius statements, we show that if one statement is false, it necessarily follows
that the other statement is also false. Let us first assume that the Clausius statement is false, so that the perfect refrigerator
of Figure 4.8(b) does exist. The refrigerator removes heat Q from a cold reservoir at a temperature T c and transfers all
of it to a hot reservoir at a temperature T h. Now consider a real heat engine working in the same temperature range. It
extracts heat Q + Q from the hot reservoir, does work W, and discards heat Q to the cold reservoir. From the first law,
these quantities are related by W = (Q + Q) Q = Q .
Suppose these two devices are combined as shown in Figure 4.9. The net heat removed from the hot reservoir is Q ,
no net heat transfer occurs to or from the cold reservoir, and work W is done on some external body. Since W = Q , the
combination of a perfect refrigerator and a real heat engine is itself a perfect heat engine, thereby contradicting the Kelvin
statement. Thus, if the Clausius statement is false, the Kelvin statement must also be false.
Using the second law of thermodynamics, we now prove two important properties of heat engines operating between two
heat reservoirs. The first property is that any reversible engine operating between two reservoirs has a greater efficiency
than any irreversible engine operating between the same two reservoirs.
The second property to be demonstrated is that all reversible engines operating between the same two reservoirs have the
same efficiency. To show this, we start with the two engines D and E of Figure 4.10(a), which are operating between
two common heat reservoirs at temperatures T h and T c. First, we assume that D is a reversible engine and that E is a
hypothetical irreversible engine that has a higher efficiency than D. If both engines perform the same amount of work W
per cycle, it follows from Equation 4.2 that Q h > Qh . It then follows from the first law that Q c > Qc.
Figure 4.10 (a) Two uncoupled engines D and E working between the same reservoirs. (b) The coupled engines, with D
working in reverse.
Suppose the cycle of D is reversed so that it operates as a refrigerator, and the two engines are coupled such that the work
output of E is used to drive D, as shown in Figure 4.10(b). Since Q h > Qh and Q c > Qc, the net result of each cycle is
equivalent to a spontaneous transfer of heat from the cold reservoir to the hot reservoir, a process the second law does not
allow. The original assumption must therefore be wrong, and it is impossible to construct an irreversible engine such that E
is more efficient than the reversible engine D.
Now it is quite easy to demonstrate that the efficiencies of all reversible engines operating between the same reservoirs are
equal. Suppose that D and E are both reversible engines. If they are coupled as shown in Figure 4.10(b), the efficiency
of E cannot be greater than the efficiency of D, or the second law would be violated. If both engines are then reversed, the
same reasoning implies that the efficiency of D cannot be greater than the efficiency of E. Combining these results leads to
the conclusion that all reversible engines working between the same two reservoirs have the same efficiency.
4.1 Check Your Understanding What is the efficiency of a perfect heat engine? What is the coefficient of
performance of a perfect refrigerator?
4.2 Check Your Understanding Show that Q h Qh = Q c Qc for the hypothetical engine of Figure
4.10(b).
In the early 1820s, Sadi Carnot (17861832), a French engineer, became interested in improving the efficiencies of practical
heat engines. In 1824, his studies led him to propose a hypothetical working cycle with the highest possible efficiency
between the same two reservoirs, known now as the Carnot cycle. An engine operating in this cycle is called a Carnot
engine. The Carnot cycle is of special importance for a variety of reasons. At a practical level, this cycle represents a
reversible model for the steam power plant and the refrigerator or heat pump. Yet, it is also very important theoretically,
for it plays a major role in the development of another important statement of the second law of thermodynamics. Finally,
because only two reservoirs are involved in its operation, it can be used along with the second law of thermodynamics to
define an absolute temperature scale that is truly independent of any substance used for temperature measurement.
With an ideal gas as the working substance, the steps of the Carnot cycle, as represented by Figure 4.11, are as follows.
1. Isothermal expansion. The gas is placed in thermal contact with a heat reservoir at a temperature T h. The gas
absorbs heat Q h from the heat reservoir and is allowed to expand isothermally, doing work W 1. Because the
internal energy E int of an ideal gas is a function of the temperature only, the change of the internal energy is zero,
that is, E int = 0 during this isothermal expansion. With the first law of thermodynamics, E int = Q W, we
find that the heat absorbed by the gas is
VN
Q h = W 1 = nRT h ln .
VM
158 Chapter 4 | The Second Law of Thermodynamics
Figure 4.11 The four processes of the Carnot cycle. The working substance is assumed to be an
ideal gas whose thermodynamic path MNOP is represented in Figure 4.12.
Figure 4.12 The total work done by the gas in the Carnot cycle
is shown and given by the area enclosed by the loop MNOPM.
2. Adiabatic expansion. The gas is thermally isolated and allowed to expand further, doing work W 2. Because this
expansion is adiabatic, the temperature of the gas fallsin this case, from T h to T c. From pV = constant and
the equation of state for an ideal gas, pV = nRT , we have
1
TV = constant,
so that
1 1
Th VN = Tc VO .
3. Isothermal compression. The gas is placed in thermal contact with a cold reservoir at temperature T c and
compressed isothermally. During this process, work W 3 is done on the gas and it gives up heat Q c to the cold
reservoir. The reasoning used in step 1 now yields
VO
Q c = nRT c ln ,
VP
4. Adiabatic compression. The gas is thermally isolated and returned to its initial state by compression. In this process,
work W 4 is done on the gas. Because the compression is adiabatic, the temperature of the gas risesfrom
T c to T h in this particular case. The reasoning of step 2 now gives
1 1
Tc VP = Th VM .
The total work done by the gas in the Carnot cycle is given by
W = W 1 + W 2 W 3 W 4.
This work is equal to the area enclosed by the loop shown in the pV diagram of Figure 4.12. Because the initial and final
states of the system are the same, the change of the internal energy of the gas in the cycle must be zero, that is, E int = 0 .
The first law of thermodynamics then gives
W = Q E int = (Q h Q c) 0,
and
W = Q h Q c.
Q c T c lnV O/V P
= .
Q h T h lnV N /V M
When the adiabatic constant from step 2 is divided by that of step 4, we find
VO VN
= .
VP VM
Qc Tc
= .
Qh Th
Finally, with Equation 4.2, we find that the efficiency of this ideal gas Carnot engine is given by
Tc (4.5)
e=1 .
Th
An engine does not necessarily have to follow a Carnot engine cycle. All engines, however, have the same net effect,
namely the absorption of heat from a hot reservoir, the production of work, and the discarding of heat to a cold reservoir.
This leads us to ask: Do all reversible cycles operating between the same two reservoirs have the same efficiency? The
answer to this question comes from the second law of thermodynamics discussed earlier: All reversible engine cycles
produce exactly the same efficiency. Also, as you might expect, all real engines operating between two reservoirs are less
efficient than reversible engines operating between the same two reservoirs. This too is a consequence of the second law of
thermodynamics shown earlier.
The cycle of an ideal gas Carnot refrigerator is represented by the pV diagram of Figure 4.13. It is a Carnot engine
operating in reverse. The refrigerator extracts heat Q c from a cold-temperature reservoir at T c when the ideal gas
expands isothermally. The gas is then compressed adiabatically until its temperature reaches T h, after which an isothermal
compression of the gas results in heat Q h being discarded to a high-temperature reservoir at T h. Finally, the cycle is
completed by an adiabatic expansion of the gas, causing its temperature to drop to T c.
160 Chapter 4 | The Second Law of Thermodynamics
Figure 4.13 The work done on the gas in one cycle of the
Carnot refrigerator is shown and given by the area enclosed by
the loop MPONM.
The work done on the ideal gas is equal to the area enclosed by the path of the pV diagram. From the first law, this work is
given by
W = Q h Q c.
An analysis just like the analysis done for the Carnot engine gives
Qc Qh
= .
Tc Th
Tc (4.6)
KR =
Th Tc
for the coefficient of performance of the ideal-gas Carnot refrigerator. Similarly, we can work out the coefficient of
performance for a Carnot heat pump as
Qh Th (4.7)
KP = = .
Qh Qc Th Tc
We have just found equations representing the efficiency of a Carnot engine and the coefficient of performance of a Carnot
refrigerator or a Carnot heat pump, assuming an ideal gas for the working substance in both devices. However, these
equations are more general than their derivations imply. We will soon show that they are both valid no matter what the
working substance is.
Carnot summarized his study of the Carnot engine and Carnot cycle into what is now known as Carnots principle:
Carnots Principle
No engine working between two reservoirs at constant temperatures can have a greater efficiency than a reversible
engine.
This principle can be viewed as another statement of the second law of thermodynamics and can be shown to be equivalent
to the Kelvin statement and the Clausius statement.
Example 4.2
0.60 = 1 300 K ,
Th
T h = 300 K = 750 K.
1 0.60
b. By definition, the efficiency of the engine is e = W/Q , so that the heat removed from the high-
temperature reservoir per cycle is
Qh = W 300 J
e = 0.60 = 500 J.
c. From the first law, the heat exhausted to the low-temperature reservoir per cycle by the engine is
Q c = Q h W = 500 J 300 J = 200 J.
Significance
A Carnot engine has the maximum possible efficiency of converting heat into work between two reservoirs, but
this does not necessarily mean it is 100% efficient. As the difference in temperatures of the hot and cold reservoir
increases, the efficiency of a Carnot engine increases.
Example 4.3
Solution
The work needed is obtained from
W = Q h /K P = Q h(T h T c)/T h = 30 kJ (293 K 273 K)/293 K = 2 kJ.
162 Chapter 4 | The Second Law of Thermodynamics
Significance
We note that this work depends not only on the heat delivered to the house but also on the temperatures
outside and inside. The dependence on the temperature outside makes them impractical to use in areas where the
temperature is much colder outside than room temperature.
In terms of energy costs, the heat pump is a very economical means for heating buildings (Figure 4.14). Contrast this
method with turning electrical energy directly into heat with resistive heating elements. In this case, one unit of electrical
energy furnishes at most only one unit of heat. Unfortunately, heat pumps have problems that do limit their usefulness. They
are quite expensive to purchase compared to resistive heating elements, and, as the performance coefficient for a Carnot
heat pump shows, they become less effective as the outside temperature decreases. In fact, below about 10 C , the heat
they furnish is less than the energy used to operate them.
4.3 Check Your Understanding A Carnot engine operates between reservoirs at 400 C and 30 C . (a)
What is the efficiency of the engine? (b) If the engine does 5.0 J of work per cycle, how much heat per cycle
does it absorb from the high-temperature reservoir? (c) How much heat per cycle does it exhaust to the cold-
temperature reservoir? (d) What temperatures at the cold reservoir would give the minimum and maximum
efficiency?
4.4 Check Your Understanding A Carnot refrigerator operates between two heat reservoirs whose
temperatures are 0 C and 25 C . (a) What is the coefficient of performance of the refrigerator? (b) If 200 J of
work are done on the working substance per cycle, how much heat per cycle is extracted from the cold
reservoir? (c) How much heat per cycle is discarded to the hot reservoir?
4.6 | Entropy
Learning Objectives
By the end of this section you will be able to:
Describe the meaning of entropy
Calculate the change of entropy for some simple processes
The second law of thermodynamics is best expressed in terms of a change in the thermodynamic variable known as entropy,
which is represented by the symbol S. Entropy, like internal energy, is a state function. This means that when a system
makes a transition from one state into another, the change in entropy S is independent of path and depends only on the
thermodynamic variables of the two states.
We first consider S for a system undergoing a reversible process at a constant temperature. In this case, the change in
entropy of the system is given by
Q (4.8)
S = ,
T
where Q is the heat exchanged by the system kept at a temperature T (in kelvin). If the system absorbs heatthat is, with
Q > 0 the entropy of the system increases. As an example, suppose a gas is kept at a constant temperature of 300 K
while it absorbs 10 J of heat in a reversible process. Then from Equation 4.8, the entropy change of the gas is
S = 10 J = 0.033 J/K.
300 K
Similarly, if the gas loses 5.0 J of heat; that is, Q = 5.0 J , at temperature T = 200 K , we have the entropy change of the
system given by
Example 4.4
In this reversible process, the temperature of the ice-water mixture is fixed at 0 C or 273 K. Now from
S = Q/T , the entropy change of the ice is
The change in entropy of a system for an arbitrary, reversible transition for which the temperature is not necessarily constant
is defined by modifying S = Q/T . Imagine a system making a transition from state A to B in small, discrete steps. The
temperatures associated with these states are T A and T B, respectively. During each step of the transition, the system
exchanges heat Q i reversibly at a temperature T i. This can be accomplished experimentally by placing the system in
164 Chapter 4 | The Second Law of Thermodynamics
thermal contact with a large number of heat reservoirs of varying temperatures T i , as illustrated in Figure 4.15. The
change in entropy for each step is S i = Q i /T i. The net change in entropy of the system for the transition is
Q i (4.9)
S = S B S A = S i = .
i i
Ti
We now take the limit as Q i 0 , and the number of steps approaches infinity. Then, replacing the summation by an
integral, we obtain
B (4.10)
S = S B S A =
dQ
,
A T
where the integral is taken between the initial state A and the final state B. This equation is valid only if the transition from
A to B is reversible.
Figure 4.15 The gas expands at constant pressure as its temperature is increased in small steps through the
use of a series of heat reservoirs.
As an example, let us determine the net entropy change of a reversible engine while it undergoes a single Carnot cycle. In the
adiabatic steps 2 and 4 of the cycle shown in Figure 4.11, no heat exchange takes place, so S 2 = S 4 = dQ/T = 0.
In step 1, the engine absorbs heat Q h at a temperature T h, so its entropy change is S 1 = Q h /T h. Similarly, in step 3,
S 3 = Q c /T c. The net entropy change of the engine in one cycle of operation is then
Qh Qc
S E = S 1 + S 2 + S 3 + S 4 = .
Th Tc
so
S E = 0.
There is no net change in the entropy of the Carnot engine over a complete cycle. Although this result was obtained for
a particular case, its validity can be shown to be far more general: There is no net change in the entropy of a system
undergoing any complete reversible cyclic process. Mathematically, we write this statement as
dS = dQ
T
=0
(4.11)
We can use Equation 4.11 to show that the entropy change of a system undergoing a reversible process between two given
states is path independent. An arbitrary, closed path for a reversible cycle that passes through the states A and B is shown
in Figure 4.16. From Equation 4.11, dS = 0 for this closed path. We may split this integral into two segments, one
along I, which leads from A to B, the other along II, which leads from B to A. Then
B A
A dSI + B dS II = 0.
Since the process is reversible,
B B
A dSI = A dSII.
Hence, the entropy change in going from A to B is the same for paths I and II. Since paths I and II are arbitrary, reversible
paths, the entropy change in a transition between two equilibrium states is the same for all the reversible processes joining
these states. Entropy, like internal energy, is therefore a state function.
What happens if the process is irreversible? When the process is irreversible, we expect the entropy of a closed system, or
the system and its environment (the universe), to increase. Therefore we can rewrite this expression as
S 0, (4.12)
where S is the total entropy of the closed system or the entire universe, and the equal sign is for a reversible process. The
fact is the entropy statement of the second law of thermodynamics:
We can show that this statement is consistent with the Kelvin statement, the Clausius statement, and the Carnot principle.
166 Chapter 4 | The Second Law of Thermodynamics
Example 4.5
Strategy
The process is clearly stated as an irreversible process; therefore, we cannot simply calculate the entropy change
from the actual process. However, because entropy of a system is a function of state, we can imagine a reversible
process that starts from the same initial state and ends at the given final state. Then, the entropy change of the
B
system is given by Equation 4.10, S = dQ/T.
A
Solution
To replace this rapid cooling with a process that proceeds reversibly, we imagine that the hot object is put into
thermal contact with successively cooler heat reservoirs whose temperatures range from T h to T c. Throughout
the substitute transition, the object loses infinitesimal amounts of heat dQ, so we have
Tc
S =
dQ
.
T T
h
From the definition of heat capacity, an infinitesimal exchange dQ for the object is related to its temperature
change dT by
dQ = mc dT.
Substituting this dQ into the expression for S , we obtain the entropy change of the object as it is cooled at
constant pressure from T h to T c :
c T
T
S = mc dT = mc ln c .
T T Th
h
Note that S < 0 here because T c < T h. In other words, the object has lost some entropy. But if we count
whatever is used to remove the heat from the object, we would still end up with S universe > 0 because the
process is irreversible.
Significance
If the temperature changes during the heat flow, you must keep it inside the integral to solve for the change in
entropy. If, however, the temperature is constant, you can simply calculate the entropy change as the heat flow
divided by the temperature.
Example 4.6
Stirling Engine
The steps of a reversible Stirling engine are as follows. For this problem, we will use 0.0010 mol of a monatomic
gas that starts at a temperature of 133 C and a volume of 0.10 m 3 , which will be called point A. Then it goes
through the following steps:
1. Step AB: isothermal expansion at 133 C from 0.10 m 3 to 0.20 m 3
2. Step BC: isochoric cooling to 33 C
Step AB
Step BC
Step CD
Step DA
Complete cycle
(c) How does the efficiency of the Stirling engine compare to the Carnot engine working within the same two
heat reservoirs?
Strategy
Using the ideal gas law, calculate the pressure at each point so that they can be labeled on the pV diagram.
V 2
Isothermal work is calculated using W = nRT ln
V 1 , and an isochoric process has no work done. The
heat flow is calculated from the first law of thermodynamics, Q = E int W where E int = 3 nRT for
2
monatomic gasses. Isothermal steps have a change in entropy of Q/T, whereas isochoric steps have
T
S = 3 nR ln 2 . The efficiency of a heat engine is calculated by using e Stir = W/Q h.
2 T1
Solution
a. The graph is shown below.
If this were a Carnot engine operating between the same heat reservoirs, its efficiency would be
T c
e Car = 1
T h = 0.25.
Therefore, the Carnot engine would have a greater efficiency than the Stirling engine.
Significance
In the early days of steam engines, accidents would occur due to the high pressure of the steam in the boiler.
Robert Stirling developed an engine in 1816 that did not use steam and therefore was safer. The Stirling engine
was commonly used in the nineteenth century, but developments in steam and internal combustion engines have
made it difficult to broaden the use of the Stirling engine.
The Stirling engine uses compressed air as the working substance, which passes back and forth between two
chambers with a porous plug, called the regenerator, which is made of material that does not conduct heat as well.
In two of the steps, pistons in the two chambers move in phase.
We have seen how entropy is related to heat exchange at a particular temperature. In this section, we consider entropy from a
statistical viewpoint. Although the details of the argument are beyond the scope of this textbook, it turns out that entropy can
be related to how disordered or randomized a system isthe more it is disordered, the higher is its entropy. For example, a
new deck of cards is very ordered, as the cards are arranged numerically by suit. In shuffling this new deck, we randomize
the arrangement of the cards and therefore increase its entropy (Figure 4.17). Thus, by picking one card off the top of the
deck, there would be no indication of what the next selected card will be.
The second law of thermodynamics requires that the entropy of the universe increase in any irreversible process. Thus, in
terms of order, the second law may be stated as follows:
In any irreversible process, the universe becomes more disordered. For example, the irreversible free expansion of an ideal
gas, shown in Figure 4.2, results in a larger volume for the gas molecules to occupy. A larger volume means more possible
arrangements for the same number of atoms, so disorder is also increased. As a result, the entropy of the gas has gone
up. The gas in this case is a closed system, and the process is irreversible. Changes in phase also illustrate the connection
between entropy and disorder.
Example 4.7
Significance
The entropy of the universe therefore is greater than zero since the ice gains more entropy than the reservoir loses.
If we considered only the phase change of the ice into water and not the temperature increase, the entropy change
of the ice and reservoir would be the same, resulting in the universe gaining no entropy.
This process also results in a more disordered universe. The ice changes from a solid with molecules located at specific sites
to a liquid whose molecules are much freer to move. The molecular arrangement has therefore become more randomized.
Although the change in average kinetic energy of the molecules of the heat reservoir is negligible, there is nevertheless a
significant decrease in the entropy of the reservoir because it has many more molecules than the melted ice cube. However,
the reservoirs decrease in entropy is still not as large as the increase in entropy of the ice. The increased disorder of the ice
more than compensates for the increased order of the reservoir, and the entropy of the universe increases by 4.6 J/K.
You might suspect that the growth of different forms of life might be a net ordering process and therefore a violation of the
second law. After all, a single cell gathers molecules and eventually becomes a highly structured organism, such as a human
being. However, this ordering process is more than compensated for by the disordering of the rest of the universe. The net
result is an increase in entropy and an increase in the disorder of the universe.
4.5 Check Your Understanding In Example 4.7, the spontaneous flow of heat from a hot object to a cold
object results in a net increase in entropy of the universe. Discuss how this result can be related to an increase in
disorder of the system.
The second law of thermodynamics makes clear that the entropy of the universe never decreases during any thermodynamic
process. For any other thermodynamic system, when the process is reversible, the change of the entropy is given by
S = Q/T . But what happens if the temperature goes to zero, T 0 ? It turns out this is not a question that can be
answered by the second law.
A fundamental issue still remains: Is it possible to cool a system all the way down to zero kelvin? We understand that
the system must be at its lowest energy state because lowering temperature reduces the kinetic energy of the constituents
in the system. What happens to the entropy of a system at the absolute zero temperature? It turns out the absolute zero
temperature is not reachableat least, not though a finite number of cooling steps. This is a statement of the third law of
thermodynamics, whose proof requires quantum mechanics that we do not present here. In actual experiments, physicists
have continuously pushed that limit downward, with the lowest temperature achieved at about 1 10 10 K in a low-
temperature lab at the Helsinki University of Technology in 2008.
Like the second law of thermodynamics, the third law of thermodynamics can be stated in different ways. One of the
common statements of the third law of thermodynamics is: The absolute zero temperature cannot be reached through any
finite number of cooling steps.
In other words, the temperature of any given physical system must be finite, that is, T > 0 . This produces a very interesting
question in physics: Do we know how a system would behave if it were at the absolute zero temperature?
The reason a system is unable to reach 0 K is fundamental and requires quantum mechanics to fully understand its origin.
But we can certainly ask what happens to the entropy of a system when we try to cool it down to 0 K. Because the amount
of heat that can be removed from the system becomes vanishingly small, we expect that the change in entropy of the system
along an isotherm approaches zero, that is,
This can be viewed as another statement of the third law, with all the isotherms becoming isentropic, or into a reversible
ideal adiabat. We can put this expression in words: A system becomes perfectly ordered when its temperature approaches
absolute zero and its entropy approaches its absolute minimum.
The third law of thermodynamics puts another limit on what can be done when we look for energy resources. If there could
be a reservoir at the absolute zero temperature, we could have engines with efficiency of 100% , which would, of course,
violate the second law of thermodynamics.
Example 4.8
Figure 4.18 The adiabatic free expansion of an ideal gas from volume V 1 to volume V 2 .
Strategy
The adiabatic free expansion of an ideal gas is an irreversible process. There is no change in the internal energy
(and hence temperature) of the gas in such an expansion because no work or heat transfer has happened. Thus, a
convenient reversible path connecting the same two equilibrium states is a slow, isothermal expansion from V 1
to V 2 . In this process, the gas could be expanding against a piston while in thermal contact with a heat reservoir,
as in step 1 of the Carnot cycle.
Solution
Since the temperature is constant, the entropy change is given by S = Q/T, where
V2
Q=W= pdV
V1
because E int = 0. Now, with the help of the ideal gas law, we have
V2
Q = nRT dV = nRT ln 2 ,
V
V V V1
1
Because V 2 > V 1 , S is positive, and the entropy of the gas has gone up during the free expansion.
Significance
What about the environment? The walls of the container are thermally insulating, so no heat exchange takes place
between the gas and its surroundings. The entropy of the environment is therefore constant during the expansion.
172 Chapter 4 | The Second Law of Thermodynamics
The net entropy change of the universe is then simply the entropy change of the gas. Since this is positive, the
entropy of the universe increases in the free expansion of the gas.
Example 4.9
Solution
Using c = 450 J/kg K , the specific heat of steel, we have for the hotter object
T2
S h = mc dT = mc ln T 2
T T T1
1
= (4.00 kg)(450 J/kg K)ln 350 K = 240 J/K.
400 K
Similarly, the entropy change of the cooler object is
Significance
The objects are thermally isolated from the environment, so its entropy must remain constant. Thus, the entropy
of the universe also increases by 37 J/K.
4.6 Check Your Understanding A quantity of heat Q is absorbed from a reservoir at a temperature T h by a
cooler reservoir at a temperature T c. What is the entropy change of the hot reservoir, the cold reservoir, and the
universe?
4.7 Check Your Understanding A 50-g copper piece at a temperature of 20 C is placed into a large
insulated vat of water at 100 C . (a) What is the entropy change of the copper piece when it reaches thermal
equilibrium with the water? (b) What is the entropy change of the water? (c) What is the entropy change of the
universe?
View this site (https://openstaxcollege.org/l/21reversereact) to learn about entropy and microstates. Start
with a large barrier in the middle and 1000 molecules in only the left chamber. What is the total entropy of the
system? Now remove the barrier and let the molecules travel from the left to the right hand side? What is the total
entropy of the system now? Lastly, add heat and note what happens to the temperature. Did this increase entropy
of the system?
CHAPTER 4 REVIEW
KEY TERMS
Carnot cycle cycle that consists of two isotherms at the temperatures of two reservoirs and two adiabatic processes
connecting the isotherms
Carnot engine Carnot heat engine, refrigerator, or heat pump that operates on a Carnot cycle
Carnot principle principle governing the efficiency or performance of a heat device operating on a Carnot cycle: any
reversible heat device working between two reservoirs must have the same efficiency or performance coefficient,
greater than that of an irreversible heat device operating between the same two reservoirs
Clausius statement of the second law of thermodynamics heat never flows spontaneously from a colder object
to a hotter object
coefficient of performance measure of effectiveness of a refrigerator or heat pump
cold reservoir sink of heat used by a heat engine
disorder measure of order in a system; the greater the disorder is, the higher the entropy
efficiency (e) output work from the engine over the input heat to the engine from the hot reservoir
entropy state function of the system that changes when heat is transferred between the system and the environment
entropy statement of the second law of thermodynamics entropy of a closed system or the entire universe never
decreases
heat engine device that converts heat into work
heat pump device that delivers heat to a hot reservoir
hot reservoir source of heat used by a heat engine
irreversibility phenomenon associated with a natural process
irreversible process process in which neither the system nor its environment can be restored to their original states at
the same time
isentropic reversible adiabatic process where the process is frictionless and no heat is transferred
Kelvin statement of the second law of thermodynamics it is impossible to convert the heat from a single source
into work without any other effect
perfect engine engine that can convert heat into work with 100% efficiency
perfect refrigerator (heat pump) refrigerator (heat pump) that can remove (dump) heat without any input of work
refrigerator device that removes heat from a cold reservoir
reversible process process in which both the system and the external environment theoretically can be returned to their
original states
third law of thermodynamics absolute zero temperature cannot be reached through any finite number of cooling steps
KEY EQUATIONS
Result of energy conservation W = Qh Qc
Q
e= W =1 c
Efficiency of a heat engine
Qh Qh
SUMMARY
4.1 Reversible and Irreversible Processes
A reversible process is one in which both the system and its environment can return to exactly the states they were
in by following the reverse path.
An irreversible process is one in which the system and its environment cannot return together to exactly the states
that they were in.
The irreversibility of any natural process results from the second law of thermodynamics.
The ratio of the work done by the engine and the heat absorbed from the hot reservoir provides the efficiency of the
engine, that is, e = W/Q h = 1 Q c /Q h.
The focus of a heat pump is on dumping heat to the hot reservoir with a coefficient of performance K P.
4.6 Entropy
The change in entropy for a reversible process at constant temperature is equal to the heat divided by the
B
temperature. The entropy change of a system under a reversible process is given by S = dQ/T .
A
A systems change in entropy between two states is independent of the reversible thermodynamic path taken by the
system when it makes a transition between the states.
CONCEPTUAL QUESTIONS
7. Discuss the practical advantages and disadvantages of
4.1 Reversible and Irreversible Processes heat pumps and electric heating.
1. State an example of a process that occurs in nature that
is as close to reversible as it can be. 8. The energy output of a heat pump is greater than the
energy used to operate the pump. Why doesnt this
statement violate the first law of thermodynamics?
4.2 Heat Engines
2. Explain in practical terms why efficiency is defined as 9. Speculate as to why nuclear power plants are less
W/Q h. efficient than fossil-fuel plants based on temperature
arguments.
PROBLEMS
25. It is found that an engine rejects 100.0 J while
4.1 Reversible and Irreversible Processes absorbing 125.0 J each cycle of operation. (a) What is
18. A tank contains 111.0 g chlorine gas (Cl 2), which the efficiency of the engine? (b) How much work does it
perform per cycle?
is at temperature 82.0 C and absolute pressure
5
5.70 10 Pa. The temperature of the air outside the tank 26. The temperature of the cold reservoir of the engine is
is 20.0 C . The molar mass of Cl 2 is 70.9 g/mol. (a) 300 K. It has an efficiency of 0.30 and absorbs 500 J of heat
per cycle. (a) How much work does it perform per cycle?
What is the volume of the tank? (b) What is the internal
(b) How much heat does it reject per cycle?
energy of the gas? (c) What is the work done by the gas
if the temperature and pressure inside the tank drop to
27. The Kelvin temperature of the hot reservoir of an
31.0 C and 3.80 10 5 Pa , respectively, due to a leak?
engine is twice that of the cold reservoir, and work done by
the engine per cycle is 50 J. Calculate (a) the efficiency of
19. A mole of ideal monatomic gas at 0 C and 1.00 atm the engine, (b) the heat absorbed per cycle, and (c) the heat
is warmed up to expand isobarically to triple its volume. rejected per cycle.
How much heat is transferred during the process?
28. A coal power plant consumes 100,000 kg of coal
20. A mole of an ideal gas at pressure 4.00 atm and per hour and produces 500 MW of power. If the heat of
temperature 298 K expands isothermally to double its combustion of coal is 30 MJ/kg, what is the efficiency of
volume. What is the work done by the gas? the power plant?
49. A 5.0-kg piece of lead at a temperature of 600 C is 58. Suppose that the temperature of the water in the
placed in a lake whose temperature is 15 C . Determine previous problem is raised by first bringing it to thermal
the entropy change of (a) the lead piece, (b) the lake, and equilibrium with a reservoir at a temperature of 40 C
(c) the universe. and then with a reservoir at 80 C . Calculate the entropy
changes of (a) each reservoir, (b) of the water, and (c) of the
50. One mole of an ideal gas doubles its volume in a universe.
reversible isothermal expansion. (a) What is the change in
entropy of the gas? (b) If 1500 J of heat are added in this 59. Two hundred grams of water at 0 C is brought into
process, what is the temperature of the gas? contact into thermal equilibrium successively with
reservoirs at 20 C , 40 C , 60 C , and 80 C . (a) What
51. One mole of an ideal monatomic gas is confined to a is the entropy change of the water? (b) Of the reservoir? (c)
rigid container. When heat is added reversibly to the gas, its What is the entropy change of the universe?
temperature changes from T 1 to T 2. (a) How much heat is
added? (b) What is the change in entropy of the gas? 60. (a) Ten grams of H 2 O starts as ice at 0 C . The ice
absorbs heat from the air (just above 0 C ) until all of it
52. (a) A 5.0-kg rock at a temperature of 20 C is melts. Calculate the entropy change of the H 2 O , of the air,
dropped into a shallow lake also at 20 C from a height of
and of the universe. (b) Suppose that the air in part (a) is at
1.0 10 3 m . What is the resulting change in entropy of 20 C rather than 0 C and that the ice absorbs heat until
the universe? (b) If the temperature of the rock is 100 C it becomes water at 20 C . Calculate the entropy change
when it is dropped, what is the change of entropy of the of the H 2 O , of the air, and of the universe. (c) Is either of
universe? Assume that air friction is negligible (not a good
these processes reversible?
assumption) and that c = 860 J/kg K is the specific heat
of the rock. 61. The Carnot cycle is represented by the temperature-
entropy diagram shown below. (a) How much heat is
absorbed per cycle at the high-temperature reservoir? (b)
4.7 Entropy on a Microscopic Scale How much heat is exhausted per cycle at the low-
53. A copper rod of cross-sectional area 5.0 cm 2 and temperature reservoir? (c) How much work is done per
cycle by the engine? (d) What is the efficiency of the
length 5.0 m conducts heat from a heat reservoir at 373 K engine?
to one at 273 K. What is the time rate of change of the
universes entropy for this process?
63. A monoatomic ideal gas (n moles) goes through a 64. A Carnot engine has an efficiency of 0.60. When the
cyclic process shown below. Find the change in entropy of temperature of its cold reservoir changes, the efficiency
the gas in each step and the total entropy change over the drops to 0.55. If initially T c = 27 C , determine (a) the
entire cycle. constant value of T h and (b) the final value of T c .
ADDITIONAL PROBLEMS
67. A 300-W heat pump operates between the ground, 70. A 5.0-kg wood block starts with an initial speed of
whose temperature is 0 C , and the interior of a house at 8.0 m/s and slides across the floor until friction stops it.
22 C . What is the maximum amount of heat per hour that Estimate the resulting change in entropy of the universe.
the heat pump can supply to the house? Assume that everything stays at a room temperature of
20 C .
68. An engineer must design a refrigerator that does 300
J of work per cycle to extract 2100 J of heat per cycle 71. A system consisting of 20.0 mol of a monoatomic
from a freezer whose temperature is 10 C . What is ideal gas is cooled at constant pressure from a volume of
the maximum air temperature for which this condition can 50.0 L to 10.0 L. The initial temperature was 300 K. What
be met? Is this a reasonable condition to impose on the is the change in entropy of the gas?
design?
72. A glass beaker of mass 400 g contains 500 g of water
69. A Carnot engine employs 1.5 mol of nitrogen gas at 27 C . The beaker is heated reversibly so that the
as a working substance, which is considered as an ideal temperature of the beaker and water rise gradually to
diatomic gas with = 7.5 at the working temperatures of 57 C . Find the change in entropy of the beaker and water
the engine. The Carnot cycle goes in the cycle ABCDA together.
with AB being an isothermal expansion. The volume at
points A and C of the cycle are 5.0 10 3 m 3 and 0.15 73. A Carnot engine operates between 550 C and
L, respectively. The engine operates between two thermal 20 C baths and produces 300 kJ of energy in each cycle.
baths of temperature 500 K and 300 K. (a) Find the values Find the change in entropy of the (a) hot bath and (b) cold
of volume at B and D. (b) How much heat is absorbed by bath, in each Carnot cycle?
the gas in the AB isothermal expansion? (c) How much
work is done by the gas in the AB isothermal expansion? (d)
How much heat is given up by the gas in the CD isothermal
expansion? (e) How much work is done by the gas in the
CD isothermal compression? (f) How much work is done
by the gas in the BC adiabatic expansion? (g) How much
work is done by the gas in the DA adiabatic compression?
(h) Find the value of efficiency of the engine based on
the net work and heat input. Compare this value to the
efficiency of a Carnot engine based on the temperatures of
the two baths.
180 Chapter 4 | The Second Law of Thermodynamics
74. An ideal gas at temperature T is stored in the left half 77. A heat engine operates between two temperatures such
of an insulating container of volume V using a partition of that the working substance of the engine absorbs 5000 J
negligible volume (see below). What is the entropy change of heat from the high-temperature bath and rejects 3000
per mole of the gas in each of the following cases? (a) The J to the low-temperature bath. The rest of the energy is
partition is suddenly removed and the gas quickly fills the converted into mechanical energy of the turbine. Find (a)
entire container. (b) A tiny hole is punctured in the partition the amount of work produced by the engine and (b) the
and after a long period, the gas reaches an equilibrium state efficiency of the engine.
such that there is no net flow through the hole. (c) The
partition is moved very slowly and adiabatically all the 78. A thermal engine produces 4 MJ of electrical energy
way to the right wall so that the gas finally fills the entire while operating between two thermal baths of different
container. temperatures. The working substance of the engine rejects
5 MJ of heat to the cold temperature bath. What is the
efficiency of the engine?
CHALLENGE PROBLEMS
83. (a) An infinitesimal amount of heat is added reversibly 86. A cylinder contains 500 g of helium at 120 atm and
to a system. By combining the first and second laws, show 20 C . The valve is leaky, and all the gas slowly escapes
that dU = TdS dW . (b) When heat is added to an ideal isothermally into the atmosphere. Use the results of the
gas, its temperature and volume change from preceding problem to determine the resulting change in
T 1 and V 1 to T 2 and V 2 . Show that the entropy change of entropy of the universe.
n moles of the gas is given by
87. A diatomic ideal gas is brought from an initial
T2 V
S = nC v ln + nR ln 2 . equilibrium state at p 1 = 0.50 atm and T 1 = 300 K to a
T1 V1
final stage with p 2 = 0.20 atm and T 1 = 500 K. Use the
results of the previous problem to determine the entropy
84. Using the result of the preceding problem, show that
1 change per mole of the gas.
for an ideal gas undergoing an adiabatic process, TV
is constant.
88. The gasoline internal combustion engine operates in temperatures so high that it explodes before the finely
a cycle consisting of six parts. Four of these parts involve, timed spark is delivered. This preignition causes engine
among other things, friction, heat exchange through finite knock and loss of power. Show that for r = 6 and = 1.4
temperature differences, and accelerations of the piston; it (the value for air), e = 0.51 , or an efficiency of 51%.
is irreversible. Nevertheless, it is represented by the ideal
Because of the many irreversible processes, an actual
reversible Otto cycle, which is illustrated below. The
internal combustion engine has an efficiency much less
working substance of the cycle is assumed to be air. The six
than this ideal value. A typical efficiency for a tuned engine
steps of the Otto cycle are as follows:
is about 25% to 30% .
i. Isobaric intake stroke (OA). A mixture of
gasoline and air is drawn into the combustion
chamber at atmospheric pressure p 0 as the piston
expands, increasing the volume of the cylinder
from zero to V A .
ii. Adiabatic compression stroke (AB). The
temperature of the mixture rises as the piston
compresses it adiabatically from a volume
V A to V B .
iii. Ignition at constant volume (BC). The mixture
is ignited by a spark. The combustion happens so
fast that there is essentially no motion of the piston.
During this process, the added heat Q 1 causes the
pressure to increase from p B to p C at the constant
volume V B( = V C) .
iv. Adiabatic expansion (CD). The heated mixture
of gasoline and air expands against the piston,
increasing the volume from V C to V D . This is
called the power stroke, as it is the part of the cycle
that delivers most of the power to the crankshaft.
v. Constant-volume exhaust (DA). When the
exhaust valve opens, some of the combustion
products escape. There is almost no movement of
the piston during this part of the cycle, so the
volume remains constant at V A( = V D) . Most of
the available energy is lost here, as represented by
the heat exhaust Q 2 .
vi. Isobaric compression (AO). The exhaust valve
remains open, and the compression from V A to
zero drives out the remaining combustion products.
(a) Using (i) e = W/Q 1 ; (ii) W = Q 1 Q 2 ; and (iii)
Q 1 = nC v(T C T B) , Q 2 = nC v(T D T A) , show that
TD T A
e=1 .
TC TB
(b) Use the fact that steps (ii) and (iv) are adiabatic to show
that
e=1 1 ,
1
r
where r = V A/V B . The quantity r is called the
compression ratio of the engine.
(c) In practice, r is kept less than around 7. For larger
values, the gasoline-air mixture is compressed to
182 Chapter 4 | The Second Law of Thermodynamics
89. An ideal diesel cycle is shown below. This cycle 90. Consider an ideal gas Joule cycle, also called the
consists of five strokes. In this case, only air is drawn into Brayton cycle, shown below. Find the formula for
the chamber during the intake stroke OA. The air is then efficiency of the engine using this cycle in terms of P 1 ,
compressed adiabatically from state A to state B, raising its P 2 , and .
temperature high enough so that when fuel is added during
the power stroke BC, it ignites. After ignition ends at C,
there is a further adiabatic power stroke CD. Finally, there
is an exhaust at constant volume as the pressure drops from
p D to p A , followed by a further exhaust when the piston
compresses the chamber volume to zero.
(a) Use W = Q1 Q2 , Q 1 = nC p(T C T B) , and
Q 2 = nC v(T D T A) to show that
T TA
e= W =1 D .
Q1 (T C T B)
(b) Use the fact that A B and C D are adiabatic to 91. Derive a formula for the coefficient of performance
show that of a refrigerator using an ideal gas as a working substance
operating in the cycle shown below in terms of the
V C V B
properties of the three states labeled 1, 2, and 3.
1 V D V A
e=1 V
C V B
.
V D V A
5 | ELECTRIC CHARGES
AND FIELDS
Figure 5.1 Electric charges exist all around us. They can cause objects to be repelled from each other or to be attracted to each
other. (credit: modification of work by Sean McGrath)
Chapter Outline
5.1 Electric Charge
5.2 Conductors, Insulators, and Charging by Induction
5.3 Coulomb's Law
5.4 Electric Field
5.5 Calculating Electric Fields of Charge Distributions
5.6 Electric Field Lines
5.7 Electric Dipoles
Introduction
Back when we were studying Newtons laws, we identified several physical phenomena as forces. We did so based on the
effect they had on a physical object: Specifically, they caused the object to accelerate. Later, when we studied impulse and
momentum, we expanded this idea to identify a force as any physical phenomenon that changed the momentum of an object.
In either case, the result is the same: We recognize a force by the effect that it has on an object.
In Gravitation (http://cnx.org/content/m58344/latest/) , we examined the force of gravity, which acts on all objects
with mass. In this chapter, we begin the study of the electric force, which acts on all objects with a property called charge.
The electric force is much stronger than gravity (in most systems where both appear), but it can be a force of attraction or a
force of repulsion, which leads to very different effects on objects. The electric force helps keep atoms together, so it is of
184 Chapter 5 | Electric Charges and Fields
fundamental importance in matter. But it also governs most everyday interactions we deal with, from chemical interactions
to biological processes.
You are certainly familiar with electronic devices that you activate with the click of a switch, from computers to cell phones
to television. And you have certainly seen electricity in a flash of lightning during a heavy thunderstorm. But you have also
most likely experienced electrical effects in other ways, maybe without realizing that an electric force was involved. Lets
take a look at some of these activities and see what we can learn from them about electric charges and forces.
Discoveries
You have probably experienced the phenomenon of static electricity: When you first take clothes out of a dryer, many (not
all) of them tend to stick together; for some fabrics, they can be very difficult to separate. Another example occurs if you
take a woolen sweater off quicklyyou can feel (and hear) the static electricity pulling on your clothes, and perhaps even
your hair. If you comb your hair on a dry day and then put the comb close to a thin stream of water coming out of a faucet,
you will find that the water stream bends toward (is attracted to) the comb (Figure 5.2).
Suppose you bring the comb close to some small strips of paper; the strips of paper are attracted to the comb and even cling
to it (Figure 5.3). In the kitchen, quickly pull a length of plastic cling wrap off the roll; it will tend to cling to most any
nonmetallic material (such as plastic, glass, or food). If you rub a balloon on a wall for a few seconds, it will stick to the
wall. Probably the most annoying effect of static electricity is getting shocked by a doorknob (or a friend) after shuffling
your feet on some types of carpeting.
Figure 5.3 After being used to comb hair, this comb attracts
small strips of paper from a distance, without physical contact.
Investigation of this behavior helped lead to the concept of the
electric force.
Many of these phenomena have been known for centuries. The ancient Greek philosopher Thales of Miletus (624546 BCE)
recorded that when amber (a hard, translucent, fossilized resin from extinct trees) was vigorously rubbed with a piece of fur,
a force was created that caused the fur and the amber to be attracted to each other (Figure 5.4). Additionally, he found that
the rubbed amber would not only attract the fur, and the fur attract the amber, but they both could affect other (nonmetallic)
objects, even if not in contact with those objects (Figure 5.5).
Figure 5.4 Borneo amber is mined in Sabah, Malaysia, from shale-sandstone-mudstone veins.
When a piece of amber is rubbed with a piece of fur, the amber gains more electrons, giving it a
net negative charge. At the same time, the fur, having lost electrons, becomes positively charged.
(credit: Sebakoamber/Wikimedia Commons)
186 Chapter 5 | Electric Charges and Fields
Figure 5.5 When materials are rubbed together, charges can be separated, particularly if one material has a greater affinity for
electrons than another. (a) Both the amber and cloth are originally neutral, with equal positive and negative charges. Only a tiny
fraction of the charges are involved, and only a few of them are shown here. (b) When rubbed together, some negative charge is
transferred to the amber, leaving the cloth with a net positive charge. (c) When separated, the amber and cloth now have net
charges, but the absolute value of the net positive and negative charges will be equal.
The English physicist William Gilbert (15441603) also studied this attractive force, using various substances. He worked
with amber, and, in addition, he experimented with rock crystal and various precious and semi-precious gemstones. He also
experimented with several metals. He found that the metals never exhibited this force, whereas the minerals did. Moreover,
although an electrified amber rod would attract a piece of fur, it would repel another electrified amber rod; similarly, two
electrified pieces of fur would repel each other.
This suggested there were two types of an electric property; this property eventually came to be called electric charge. The
difference between the two types of electric charge is in the directions of the electric forces that each type of charge causes:
These forces are repulsive when the same type of charge exists on two interacting objects and attractive when the charges
are of opposite types. The SI unit of electric charge is the coulomb (C), after the French physicist Charles Augustine de
Coulomb (17361806).
The most peculiar aspect of this new force is that it does not require physical contact between the two objects in order to
cause an acceleration. This is an example of a so-called long-range force. (Or, as Albert Einstein later phrased it, action
at a distance.) With the exception of gravity, all other forces we have discussed so far act only when the two interacting
objects actually touch.
The American physicist and statesman Benjamin Franklin found that he could concentrate charge in a Leyden jar, which
was essentially a glass jar with two sheets of metal foil, one inside and one outside, with the glass between them (Figure
5.6). This created a large electric force between the two foil sheets.
Franklin pointed out that the observed behavior could be explained by supposing that one of the two types of charge
remained motionless, while the other type of charge flowed from one piece of foil to the other. He further suggested that
an excess of what he called this electrical fluid be called positive electricity and the deficiency of it be called negative
electricity. His suggestion, with some minor modifications, is the model we use today. (With the experiments that he was
able to do, this was a pure guess; he had no way of actually determining the sign of the moving charge. Unfortunately, he
guessed wrong; we now know that the charges that flow are the ones Franklin labeled negative, and the positive charges
remain largely motionless. Fortunately, as well see, it makes no practical or theoretical difference which choice we make,
as long as we stay consistent with our choice.)
Lets list the specific observations that we have of this electric force:
The force acts without physical contact between the two objects.
The force can be either attractive or repulsive: If two interacting objects carry the same sign of charge, the force is
repulsive; if the charges are of opposite sign, the force is attractive. These interactions are referred to as electrostatic
repulsion and electrostatic attraction, respectively.
Not all objects are affected by this force.
The magnitude of the force decreases (rapidly) with increasing separation distance between the objects.
To be more precise, we find experimentally that the magnitude of the force decreases as the square of the distance between
the two interacting objects increases. Thus, for example, when the distance between two interacting objects is doubled, the
force between them decreases to one fourth what it was in the original system. We can also observe that the surroundings of
the charged objects affect the magnitude of the force. However, we will explore this issue in a later chapter.
Charge is quantized. This means that electric charge comes in discrete amounts, and there is a smallest possible
amount of charge that an object can have. In the SI system, this smallest amount is e 1.602 10 19 C . No free
particle can have less charge than this, and, therefore, the charge on any objectthe charge on all objectsmust
be an integer multiple of this amount. All macroscopic, charged objects have charge because electrons have either
been added or taken away from them, resulting in a net charge.
The magnitude of the charge is independent of the type. Phrased another way, the smallest possible positive
charge (to four significant figures) is +1.602 10 19 C , and the smallest possible negative charge is
1.602 10 19 C ; these values are exactly equal. This is simply how the laws of physics in our universe turned
out.
Charge is conserved. Charge can neither be created nor destroyed; it can only be transferred from place to place,
from one object to another. Frequently, we speak of two charges canceling; this is verbal shorthand. It means that
if two objects that have equal and opposite charges are physically close to each other, then the (oppositely directed)
forces they apply on some other charged object cancel, for a net force of zero. It is important that you understand
that the charges on the objects by no means disappear, however. The net charge of the universe is constant.
Charge is conserved in closed systems. In principle, if a negative charge disappeared from your lab bench and
reappeared on the Moon, conservation of charge would still hold. However, this never happens. If the total charge
you have in your local system on your lab bench is changing, there will be a measurable flow of charge into or out
of the system. Again, charges can and do move around, and their effects can and do cancel, but the net charge in
your local environment (if closed) is conserved. The last two items are both referred to as the law of conservation
of charge.
Since it was known that different atoms have different masses, and that ordinarily atoms are electrically neutral, it was
natural to suppose that different atoms have different numbers of protons in their nucleus, with an equal number of
negatively charged electrons orbiting about the positively charged nucleus, thus making the atoms overall electrically
neutral. However, it was soon discovered that although the lightest atom, hydrogen, did indeed have a single proton as its
nucleus, the next heaviest atomheliumhas twice the number of protons (two), but four times the mass of hydrogen.
This mystery was resolved in 1932 by the English physicist James Chadwick, with the discovery of the neutron. The
neutron is, essentially, an electrically neutral twin of the proton, with no electric charge, but (nearly) identical mass to the
proton. The helium nucleus therefore has two neutrons along with its two protons. (Later experiments were to show that
although the neutron is electrically neutral overall, it does have an internal charge structure. Furthermore, although the
masses of the neutron and the proton are nearly equal, they arent exactly equal: The neutrons mass is very slightly larger
than the mass of the proton. That slight mass excess turned out to be of great importance. That, however, is a story that will
have to wait until our study of modern physics in Nuclear Physics (http://cnx.org/content/m58606/latest/) .)
Thus, in 1932, the picture of the atom was of a small, massive nucleus constructed of a combination of protons and neutrons,
surrounded by a collection of electrons whose combined motion formed a sort of negatively charged cloud around the
nucleus (Figure 5.8). In an electrically neutral atom, the total negative charge of the collection of electrons is equal to the
total positive charge in the nucleus. The very low-mass electrons can be more or less easily removed or added to an atom,
changing the net charge on the atom (though without changing its type). An atom that has had the charge altered in this way
is called an ion. Positive ions have had electrons removed, whereas negative ions have had excess electrons added. We also
use this term to describe molecules that are not electrically neutral.
190 Chapter 5 | Electric Charges and Fields
The story of the atom does not stop there, however. In the latter part of the twentieth century, many more subatomic particles
were discovered in the nucleus of the atom: pions, neutrinos, and quarks, among others. With the exception of the photon,
none of these particles are directly relevant to the study of electromagnetism, so we defer further discussion of them until
the chapter on particle physics (Particle Physics and Cosmology (http://cnx.org/content/m58767/latest/) ).
A Note on Terminology
As noted previously, electric charge is a property that an object can have. This is similar to how an object can have a
property that we call mass, a property that we call density, a property that we call temperature, and so on. Technically, we
should always say something like, Suppose we have a particle that carries a charge of 3 C. However, it is very common
to say instead, Suppose we have a 3-C charge. Similarly, we often say something like, Six charges are located at the
vertices of a regular hexagon. A charge is not a particle; rather, it is a property of a particle. Nevertheless, this terminology
is extremely common (and is frequently used in this book, as it is everywhere else). So, keep in the back of your mind what
we really mean when we refer to a charge.
In the preceding section, we said that scientists were able to create electric charge only on nonmetallic materials and never
on metals. To understand why this is the case, you have to understand more about the nature and structure of atoms. In this
section, we discuss how and why electric charges door do notmove through materials (Figure 5.9). A more complete
description is given in a later chapter.
Figure 5.9 This power adapter uses metal wires and connectors to conduct electricity from the
wall socket to a laptop computer. The conducting wires allow electrons to move freely through the
cables, which are shielded by rubber and plastic. These materials act as insulators that dont allow
electric charge to escape outward. (credit: modification of work by Evan-Amos/Wikimedia
Commons)
Charging by Induction
Lets examine in more detail what happens in a conductor when an electrically charged object is brought close to it. As
mentioned, the conduction electrons in the conductor are able to move with nearly complete freedom. As a result, when a
charged insulator (such as a positively charged glass rod) is brought close to the conductor, the (total) charge on the insulator
exerts an electric force on the conduction electrons. Since the rod is positively charged, the conduction electrons (which
themselves are negatively charged) are attracted, flowing toward the insulator to the near side of the conductor (Figure
5.10).
Now, the conductor is still overall electrically neutral; the conduction electrons have changed position, but they are still in
the conducting material. However, the conductor now has a charge distribution; the near end (the portion of the conductor
closest to the insulator) now has more negative charge than positive charge, and the reverse is true of the end farthest from
the insulator. The relocation of negative charges to the near side of the conductor results in an overall positive charge in the
part of the conductor farthest from the insulator. We have thus created an electric charge distribution where one did not exist
before. This process is referred to as inducing polarizationin this case, polarizing the conductor. The resulting separation
of positive and negative charge is called polarization, and a material, or even a molecule, that exhibits polarization is said to
be polarized. A similar situation occurs with a negatively charged insulator, but the resulting polarization is in the opposite
direction.
192 Chapter 5 | Electric Charges and Fields
The result is the formation of what is called an electric dipole, from a Latin phrase meaning two ends. The presence of
electric charges on the insulatorand the electric forces they apply to the conduction electronscreates, or induces, the
dipole in the conductor.
Neutral objects can be attracted to any charged object. The pieces of straw attracted to polished amber are neutral, for
example. If you run a plastic comb through your hair, the charged comb can pick up neutral pieces of paper. Figure 5.11
shows how the polarization of atoms and molecules in neutral objects results in their attraction to a charged object.
Figure 5.11 Both positive and negative objects attract a neutral object by polarizing its molecules. (a) A positive object
brought near a neutral insulator polarizes its molecules. There is a slight shift in the distribution of the electrons orbiting the
molecule, with unlike charges being brought nearer and like charges moved away. Since the electrostatic force decreases with
distance, there is a net attraction. (b) A negative object produces the opposite polarization, but again attracts the neutral object.
(c) The same effect occurs for a conductor; since the unlike charges are closer, there is a net attraction.
When a charged rod is brought near a neutral substance, an insulator in this case, the distribution of charge in atoms and
molecules is shifted slightly. Opposite charge is attracted nearer the external charged rod, while like charge is repelled. Since
the electrostatic force decreases with distance, the repulsion of like charges is weaker than the attraction of unlike charges,
and so there is a net attraction. Thus, a positively charged glass rod attracts neutral pieces of paper, as will a negatively
charged rubber rod. Some molecules, like water, are polar molecules. Polar molecules have a natural or inherent separation
of charge, although they are neutral overall. Polar molecules are particularly affected by other charged objects and show
greater polarization effects than molecules with naturally uniform charge distributions.
When the two ends of a dipole can be separated, this method of charging by induction may be used to create charged
objects without transferring charge. In Figure 5.12, we see two neutral metal spheres in contact with one another but
insulated from the rest of the world. A positively charged rod is brought near one of them, attracting negative charge to that
side, leaving the other sphere positively charged.
Figure 5.12 Charging by induction. (a) Two uncharged or neutral metal spheres are in contact with each
other but insulated from the rest of the world. (b) A positively charged glass rod is brought near the sphere
on the left, attracting negative charge and leaving the other sphere positively charged. (c) The spheres are
separated before the rod is removed, thus separating negative and positive charges. (d) The spheres retain
net charges after the inducing rod is removedwithout ever having been touched by a charged object.
Another method of charging by induction is shown in Figure 5.13. The neutral metal sphere is polarized when a charged
rod is brought near it. The sphere is then grounded, meaning that a conducting wire is run from the sphere to the ground.
Since Earth is large and most of the ground is a good conductor, it can supply or accept excess charge easily. In this case,
electrons are attracted to the sphere through a wire called the ground wire, because it supplies a conducting path to the
ground. The ground connection is broken before the charged rod is removed, leaving the sphere with an excess charge
opposite to that of the rod. Again, an opposite charge is achieved when charging by induction, and the charged rod loses
none of its excess charge.
194 Chapter 5 | Electric Charges and Fields
Figure 5.13 Charging by induction using a ground connection. (a) A positively charged rod is brought near a neutral metal
sphere, polarizing it. (b) The sphere is grounded, allowing electrons to be attracted from Earths ample supply. (c) The ground
connection is broken. (d) The positive rod is removed, leaving the sphere with an induced negative charge.
Experiments with electric charges have shown that if two objects each have electric charge, then they exert an electric force
on each other. The magnitude of the force is linearly proportional to the net charge on each object and inversely proportional
to the square of the distance between them. (Interestingly, the force does not depend on the mass of the objects.) The
direction of the force vector is along the imaginary line joining the two objects and is dictated by the signs of the charges
involved.
Let
q 1, q 2 = the net electric charges of the two objects;
r = the vector displacement from q 1 to q 2 .
12
The electric force F on one of the charges is proportional to the magnitude of its own charge and the magnitude of the
other charge, and is inversely proportional to the square of the distance between them:
q1 q2
F 2
.
r 12
This proportionality becomes an equality with the introduction of a proportionality constant. For reasons that will become
clear in a later chapter, the proportionality constant that we use is actually a collection of constants. (We discuss this constant
shortly.)
Coulombs Law
The electric force (or Coulomb force) between two electrically charged particles is equal to
F 1 |q 1 q 2| ^
r 12
(5.1)
12(r) =
4 0 r 2
12
We use absolute value signs around the product q 1 q 2 because one of the charges may be negative, but the magnitude
of the force is always positive. The unit vector ^r points directly from the charge q 1 toward q 2 . If q 1 and q 2
have the same sign, the force vector on q 2 points away from q 1 ; if they have opposite signs, the force on q 2 points
toward q 1 (Figure 5.14).
Figure 5.14 The electrostatic force F between point charges q 1 and q 2
separated by a distance r is given by Coulombs law. Note that Newtons third law
(every force exerted creates an equal and opposite force) applies as usualthe force on
q 1 is equal in magnitude and opposite in direction to the force it exerts on q 2 . (a)
Like charges; (b) unlike charges.
It is important to note that the electric force is not constant; it is a function of the separation distance between the two
charges. If either the test charge or the source charge (or both) move, then r changes, and therefore so does the force. An
immediate consequence of this is that direct application of Newtons laws with this force can be mathematically difficult,
depending on the specific problem at hand. It can (usually) be done, but we almost always look for easier methods of
calculating whatever physical quantity we are interested in. (Conservation of energy is the most common choice.)
Finally, the new constant 0 in Coulombs law is called the permittivity of free space, or (better) the permittivity of
vacuum. It has a very important physical meaning that we will discuss in a later chapter; for now, it is simply an empirical
proportionality constant. Its numerical value (to three significant figures) turns out to be
0 = 8.85 10 12 C2 .
N m2
These units are required to give the force in Coulombs law the correct units of newtons. Note that in Coulombs law, the
permittivity of vacuum is only part of the proportionality constant. For convenience, we often define a Coulombs constant:
ke = 1 = 8.99 10 9 N m 2 .
4 0 C2
Example 5.1
Strategy
For the purposes of this example, we are treating the electron and proton as two point particles, each with an
electric charge, and we are told the distance between them; we are asked to calculate the force on the electron.
We thus use Coulombs law.
Solution
Our two charges and the distance between them are,
q 1 = +e = +1.602 10 19 C
q 2 = e = 1.602 10 19 C
r = 5.29 10 11 m.
The magnitude of the force on the electron is
2
2 1.602 10 19 C
F = 1 |e|2 = 1 = 8.25 10 8 N.
4 0 r C2 2
4 8.85 10 12 m
N m2
11
5.29 10
As for the direction, since the charges on the two particles are opposite, the force is attractive; the force on the
electron points radially directly toward the proton, everywhere in the electrons orbit. The force is thus expressed
as
F = 8.25 10 8 N ^
r.
Significance
This is a three-dimensional system, so the electron (and therefore the force on it) can be anywhere in an
imaginary spherical shell around the proton. In this classical model of the hydrogen atom, the electrostatic
force on the electron points in the inward centripetal direction, thus maintaining the electrons orbit. But note that
the quantum mechanical model of hydrogen (discussed in Quantum Mechanics (http://cnx.org/content/
m58573/latest/) ) is utterly different.
5.1 Check Your Understanding What would be different if the electron also had a positive charge?
N (5.2)
1 Q qi ^
F (r) = r .
4 0 i = 1 r 2 i
i
In this expression, Q represents the charge of the particle that is experiencing the electric force F , and is located at
r
from the origin; the q i s are the N source charges, and the vectors r i = ri ^r i are the displacements from the position
of the ith charge to the position of Q. Each of the N unit vectors points directly from its associated source charge toward the
test charge. All of this is depicted in Figure 5.16. Please note that there is no physical difference between Q and q i ; the
difference in labels is merely to allow clear discussion, with Q being the charge we are determining the force on.
Figure 5.16 The eight source charges each apply a force on the
single test charge Q. Each force can be calculated independently
of the other seven forces. This is the essence of the superposition
principle.
^
(Note that the force vector F i does not necessarily point in the same direction as the unit vector r i ; it may point in
which again changes the positions. Thus, the entire mathematical analysis quickly becomes intractable. Later, we will learn
techniques for handling this situation, but for now, we make the simplifying assumption that the source charges are fixed
in place somehow, so that their positions are constant in time. (The test charge is allowed to move.) With this restriction in
place, the analysis of charges is known as electrostatics, where statics refers to the constant (that is, static) positions of
the source charges and the force is referred to as an electrostatic force.
Example 5.2
Strategy
We use Coulombs law again. The way the question is phrased indicates that q 2 is our test charge, so that q 1 and
q 3 are source charges. The principle of superposition says that the force on q 2 from each of the other charges
is unaffected by the presence of the other charge. Therefore, we write down the force on q 2 from each and add
them together as vectors.
Solution
We have two source charges (q 1 and q 3), a test charge (q 2), distances (r 21 and r 23), and we are asked to
find a force. This calls for Coulombs law and superposition of forces. There are two forces:
F = F
F 1 q 2 q 1 ^j + q 2 q 3 ^i .
21 + =
4 0 r 2 r 23
23 2
21
We cant add these forces directly because they dont point in the same direction: F 12 points only in the x-
direction, while F 13 points only in the +y-direction. The net force is obtained from applying the Pythagorean
theorem to its x- and y-components:
F = F x2 + F y2
where
F x = F 23 = 1 q2 q3
4 0 r 2
23
2 4.806 10 19 C8.01 10 19 C
= 8.99 10 9 N m
C2
2
4.00 10 7 m
= 2.16 10 14 N
and
F y = F 21 = 1 q2 q1
4 0 r 2
21
2 4.806 10 19 C3.204 10 19 C
= 8.99 10 9 N m
C2
2
2.00 10 7 m
= 3.46 10 14 N.
We find that
F = F x2 + F y2 = 4.08 10 14 N
at an angle of
F y 1 3.46 10 14 N
= tan 1
F x = tan 2.16 10 14 N = 58,
that is, 58 above the x-axis, as shown in the diagram.
Significance
Notice that when we substituted the numerical values of the charges, we did not include the negative sign of
either q 2 or q 3 . Recall that negative signs on vector quantities indicate a reversal of direction of the vector in
question. But for electric forces, the direction of the force is determined by the types (signs) of both interacting
charges; we determine the force directions by considering whether the signs of the two charges are the same or
are opposite. If you also include negative signs from negative charges when you substitute numbers, you run the
risk of mathematically reversing the direction of the force you are calculating. Thus, the safest thing to do is to
calculate just the magnitude of the force, using the absolute values of the charges, and determine the directions
physically.
Its also worth noting that the only new concept in this example is how to calculate the electric forces; everything
else (getting the net force from its components, breaking the forces into their components, finding the direction
of the net force) is the same as force problems you have done earlier.
As we showed in the preceding section, the net electric force on a test charge is the vector sum of all the electric forces
acting on it, from all of the various source charges, located at their various positions. But what if we use a different test
charge, one with a different magnitude, or sign, or both? Or suppose we have a dozen different test charges we wish to try
at the same location? We would have to calculate the sum of the forces from scratch. Fortunately, it is possible to define a
quantity, called the electric field, which is independent of the test charge. It only depends on the configuration of the source
charges, and once found, allows us to calculate the force on any test charge.
Defining a Field
Suppose we have N source charges q 1, q 2, q 3 ,, q N located at positions r 1, r 3 ,,
r 2, r N , applying N
electrostatic forces on a test charge Q. The net force on Q is (see Equation 5.2)
F = F 1+ F 2+ F 3+ + F N
Qq Qq Qq Qq
= 1 21 ^ r 1 + 22 ^ r 2 + 23 ^ r 3 + + 2N ^ r N
4 0 r r2 r3 r1
1
q q q q
= Q 1 21 ^ r 1 + 22 ^
r 2 + 23 ^
r 3 + + N2 ^ r N .
4 0 r 1 r2 r3 r1
(5.3)
F =Q E
where
q q
E 1 q 1 ^ q
r 1 + 22 ^
r 2 + 23 ^ r N
r 3 + + N2 ^
4 0 r 2
r2 r3 r1
1
N (5.4)
1 qi ^
E (P) r .
4 0 i = 1 r 2 i
i
This expression is called the electric field at position P = P(x, y, z) of the N source charges. Here, P is the location of the
point in space where you are calculating the field and is relative to the positions
r i of the source charges (Figure 5.18).
Note that we have to impose a coordinate system to solve actual problems.
Figure 5.18 Each of these eight source charges creates its own
electric field at every point in space; shown here are the field vectors
at an arbitrary point P. Like the electric force, the net electric field
obeys the superposition principle.
Notice that the calculation of the electric field makes no reference to the test charge. Thus, the physically useful approach is
to calculate the electric field and then use it to calculate the force on some test charge later, if needed. Different test charges
experience different forces Equation 5.3, but it is the same electric field Equation 5.4. That being said, recall that there
is no fundamental difference between a test charge and a source charge; these are merely convenient labels for the system of
interest. Any charge produces an electric field; however, just as Earths orbit is not affected by Earths own gravity, a charge
is not subject to a force due to the electric field it generates. Charges are only subject to forces from the electric fields of
other charges.
In this respect, the electric field E of a point charge is similar to the gravitational field
g of Earth; once we have
calculated the gravitational field at some point in space, we can use it any time we want to calculate the resulting force
on any mass we choose to place at that point. In fact, this is exactly what we do when we say the gravitational field of
Earth (near Earths surface) has a value of 9.81 m/s 2, and then we calculate the resulting force (i.e., weight) on different
masses. Also, the general expression for calculating
g at arbitrary distances from the center of Earth (i.e., not just near
Earths surface) is very similar to the expression for E :
g = G M2 ^
r , where G is a proportionality constant, playing
r
the same role for
g as 1 does for
E . The value of g is calculated once and is then used in an endless number
4 0
of problems.
To push the analogy further, notice the units of the electric field: From F = QE , the units of E are newtons per coulomb,
N/C, that is, the electric field applies a force on each unit charge. Now notice the units of g: From w = mg , the units of
g are newtons per kilogram, N/kg, that is, the gravitational field applies a force on each unit mass. We could say that the
gravitational field of Earth, near Earths surface, has a value of 9.81 N/kg.
In addition, since the electric field is a vector quantity, the electric field is referred to as a vector field. (The gravitational
field is also a vector field.) In contrast, a field that has only a magnitude at every point is a scalar field. The temperature in
202 Chapter 5 | Electric Charges and Fields
a room is an example of a scalar field. It is a field because the temperature, in general, is different at different locations in
the room, and it is a scalar field because temperature is a scalar quantity.
Also, as you did with the gravitational field of an object with mass, you should picture the electric field of a charge-bearing
object (the source charge) as a continuous, immaterial substance that surrounds the source charge, filling all of spacein
principle, to in all directions. The field exists at every physical point in space. To put it another way, the electric charge
on an object alters the space around the charged object in such a way that all other electrically charged objects in space
experience an electric force as a result of being in that field. The electric field, then, is the mechanism by which the electric
properties of the source charge are transmitted to and through the rest of the universe. (Again, the range of the electric force
is infinite.)
We will see in subsequent chapters that the speed at which electrical phenomena travel is the same as the speed of light.
There is a deep connection between the electric field and light.
Superposition
Yet another experimental fact about the field is that it obeys the superposition principle. In this context, that means that we
can (in principle) calculate the total electric field of many source charges by calculating the electric field of only q 1 at
position P, then calculate the field of q 2 at P, whileand this is the crucial ideaignoring the field of, and indeed even
the existence of, q 1. We can repeat this process, calculating the field of each individual source charge, independently of
the existence of any of the other charges. The total electric field, then, is the vector sum of all these fields. That, in essence,
is what Equation 5.4 says.
In the next section, we describe how to determine the shape of an electric field of a source charge distribution and how to
sketch it.
Add charges to the Electric Field of Dreams (https://openstaxcollege.org/l/21elefiedream) and see how
they react to the electric field. Turn on a background electric field and adjust the direction and magnitude.
Example 5.3
Solution
The electric field is calculated by
N
1 qi ^
E = r .
4 0 i = 1 r 2 i
i
Since there is only one source charge (the nucleus), this expression simplifies to
1 q ^r .
E =
4 0 r 2
Here q = 2e = 21.6 10 19 C (since there are two protons) and r is given; substituting gives
21.6 10 19 C ^
E = 1 r = 4.1 10 12 N ^
r.
C2
2 C
4 8.85 10 12 2 26.5 10
12
m
Nm
The direction of E is radially away from the nucleus in all directions. Why? Because a positive test charge
placed in this field would accelerate radially away from the nucleus (since it is also positively charged), and again,
the convention is that the direction of the electric field vector is defined in terms of the direction of the force it
would apply to positive test charges.
Example 5.4
Strategy
We add the two fields as vectors, per Equation 5.4. Notice that the system (and therefore the field) is
symmetrical about the vertical axis; as a result, the horizontal components of the field vectors cancel. This
simplifies the math. Also, we take care to express our final answer in terms of only quantities that are given in the
original statement of the problem: q, z, d, and constants (, 0).
Solution
a. By symmetry, the horizontal (x)-components of E cancel (Figure 5.21);
q q
Ex = 1 sin 1 sin = 0 .
4 0 r 2 4 0 r 2
^
Since none of the other components survive, this is the entire electric field, and it points in the k
direction. Notice that this calculation uses the principle of superposition; we calculate the fields of the
two charges independently and then add them together.
What we want to do now is replace the quantities in this expression that we dont know (such as r), or
cant easily measure (such as cos ) with quantities that we do know, or can measure. In this case, by
geometry,
2
r 2 = z 2 + d
2
and
cos = rz = z .
2 d 2
1/2
z + 2
Thus, substituting,
1 2q z ^
E (z) = k.
4 0
2 d 2 d
2 2 1/2
2
z + 2
z + 2
z + 2
b. If the source charges are equal and opposite, the vertical components cancel because
Ez = 1 q cos 1 q cos = 0
4 0 r 2 4 0 r 2
and we get, for the horizontal component of E ,
E (z) = 1 q sin ^i 1 q sin ^i
4 0 r 2 4 0 r 2
2q ^
= 1 sin i
4 0 r 2
d
1 2q 2 ^
= i.
4 0
2 d 2 d
2 2 1/2
2
z + 2
z + 2
This becomes
1 qd ^ (5.6)
E (z) = i.
4 0
2 d 2
3/2
z + 2
206 Chapter 5 | Electric Charges and Fields
Significance
It is a very common and very useful technique in physics to check whether your answer is reasonable by
evaluating it at extreme cases. In this example, we should evaluate the field expressions for the cases d = 0 ,
z d , and z , and confirm that the resulting expressions match our physical expectations. Lets do so:
Lets start with Equation 5.5, the field of two identical charges. From far away (i.e., z d), the two source
charges should merge and we should then see the field of just one charge, of size 2q. So, let z d; then we
can neglect d 2 in Equation 5.5 to obtain
1 2qz ^
lim E = k
d0 4 0 23/2
z
= 1 2qz ^ k
4 0 z 3
2q ^
= 1 2 k ,
4 0 z
which is the correct expression for a field at a distance z away from a charge 2q.
Next, we consider the field of equal and opposite charges, Equation 5.6. It can be shown (via a Taylor
expansion) that for d z , this becomes
E (z) = 1 qd ^i , (5.7)
4 0 z 3
which is the field of a dipole, a system that we will study in more detail later. (Note that the units of E are still
correct in this expression, since the units of d in the numerator cancel the unit of the extra z in the denominator.)
If z is very large (z ) , then E 0 , as it should; the two charges merge and so cancel out.
5.3 Check Your Understanding What is the electric field due to a single point particle?
The charge distributions we have seen so far have been discrete: made up of individual point particles. This is in contrast
with a continuous charge distribution, which has at least one nonzero dimension. If a charge distribution is continuous
rather than discrete, we can generalize the definition of the electric field. We simply divide the charge into infinitesimal
pieces and treat each piece as a point charge.
Note that because charge is quantized, there is no such thing as a truly continuous charge distribution. However, in most
practical cases, the total charge creating the field involves such a huge number of discrete charges that we can safely ignore
the discrete nature of the charge and consider it to be continuous. This is exactly the kind of approximation we make when
we deal with a bucket of water as a continuous fluid, rather than a collection of H 2 O molecules.
Our first step is to define a charge density for a charge distribution along a line, across a surface, or within a volume, as
shown in Figure 5.22.
Figure 5.22 The configuration of charge differential elements for a (a) line charge, (b) sheet of
charge, and (c) a volume of charge. Also note that (d) some of the components of the total electric field
cancel out, with the remainder resulting in a net electric field.
charge per unit area ( surface charge density); units are coulombs per square meter (C/m 2)
charge per unit volume ( volume charge density); units are coulombs per cubic meter (C/m 3)
Then, for a line charge, a surface charge, and a volume charge, the summation in Equation 5.4 becomes an integral and
q i is replaced by dq = dl , dA , or dV , respectively:
1 q i ^
N (5.8)
4 0 i = 1 r 2
Point charge: E (P) = r
1 dl ^ (5.9)
Line charge: E (P) =
4 0 r2 r
line
1 dA ^ (5.10)
Surface charge: E (P) =
4 0 r2 r
surface
1 dV ^ (5.11)
Volume charge: E (P) =
4 0 r2 r
volume
The integrals are generalizations of the expression for the field of a point charge. They implicitly include and assume the
principle of superposition. The trick to using them is almost always in coming up with correct expressions for dl, dA, or
dV, as the case may be, expressed in terms of r, and also expressing the charge density function appropriately. It may be
constant; it might be dependent on location.
208 Chapter 5 | Electric Charges and Fields
Note carefully the meaning of r in these equations: It is the distance from the charge element q i, dl, dA, dV to the
location of interest, P(x, y, z) (the point in space where you want to determine the field). However, dont confuse this with
the meaning of ^
r ; we are using it and the vector notation E to write three integrals at once. That is, Equation 5.9 is
actually
1 dl 1 dl 1 dl
E x (P) =
4 0 r 2 x, E y (P) = 4 0 r 2 y, E z (P) = 4 0 r 2 z.
line line line
Example 5.5
Solution
Before we jump into it, what do we expect the field to look like from far away? Since it is a finite line segment,
from far away, it should look like a point charge. We will check the expression we get to see if it meets this
expectation.
The electric field for a line charge is given by the general expression
E (P) = 1 dl ^r.
4 0 2
line r
The symmetry of the situation (our choice of the two identical differential pieces of charge) implies the horizontal
(x)-components of the field cancel, so that the net field points in the z-direction. Lets check this formally.
The total field E (P) is the vector sum of the fields from each of the two charge elements (call them E 1 and
E 2 , for now):
^ ^ ^ ^
E (P) = E 1 + E 2 = E 1x i + E 1z k + E 2x i + E 2z k .
Because the two charge elements are identical and are the same distance away from the point P where we want to
calculate the field, E 1x = E 2x, so those components cancel. This leaves
^ ^ ^ ^
E (P) = E 1z k + E 2z k = E 1 cos k + E 2 cos k .
where our differential line element dl is dx, in this example, since we are integrating along a line of charge that
lies on the x-axis. (The limits of integration are 0 to L , not L to + L , because we have constructed the net
2 2 2
field from two differential pieces of charge dq. If we integrated along the entire length, we would pick up an
erroneous factor of 2.)
In principle, this is complete. However, to actually calculate this integral, we need to eliminate all the variables
that are not given. In this case, both r and change as we integrate outward to the end of the line charge, so those
are the variables to get rid of. We can do that the same way we did for the two point charges: by noticing that
1/2
r = z 2 + x 2
and
cos = rz = z
1/2
.
2
z + x 2
Substituting, we obtain
1
L/2
2dx z ^
E (P) = k
0
4 0 2 2 1/2
z+ x z 2 + x 2
1
L/2
4 0
2z ^
= dx k
0
2
3/2
z + x 2
|
^
L/2
= 2z x k
4 0 z 2 z 2 + x 2 0
which simplifies to
1 L ^ (5.12)
E (z) = k.
4 0 2 L2
z z + 4
210 Chapter 5 | Electric Charges and Fields
Significance
Notice, once again, the use of symmetry to simplify the problem. This is a very common strategy for calculating
electric fields. The fields of nonsymmetrical charge distributions have to be handled with multiple integrals and
may need to be calculated numerically by a computer.
5.4 Check Your Understanding How would the strategy used above change to calculate the electric field at
a point a distance z above one end of the finite line segment?
Example 5.6
where our differential line element dl is dx, in this example, since we are integrating along a line of charge that
lies on the x-axis. Again,
cos = rz = z
1/2
.
2
z + x 2
Substituting, we obtain
1
dx z ^
E (P) = k
4 0 2 2 1/2
z + x z 2 + x 2
4 0
z ^
= dx k
2
3/2
2
z +x
|
^
= z x k,
4 0 z 2 z 2 + x 2
which simplifies to
1 2 ^
E (z) = k.
4 0 z
Significance
Our strategy for working with continuous charge distributions also gives useful results for charges with infinite
dimension.
In the case of a finite line of charge, note that for z L , z 2 dominates the L in the denominator, so that Equation 5.12
simplifies to
1 L ^
E k.
4 0 z 2
If you recall that L = q , the total charge on the wire, we have retrieved the expression for the field of a point charge, as
expected.
In the limit L , on the other hand, we get the field of an infinite straight wire, which is a straight wire whose length
is much, much greater than either of its other dimensions, and also much, much greater than the distance at which the field
is to be calculated:
1 2 ^ (5.13)
E (z) = k.
4 0 z
An interesting artifact of this infinite limit is that we have lost the usual 1/r 2 dependence that we are used to. This will
become even more intriguing in the case of an infinite plane.
Example 5.7
Solution
The electric field for a line charge is given by the general expression
E (P) = 1 dl ^r.
4 0 2
line r
212 Chapter 5 | Electric Charges and Fields
A general element of the arc between and + d is of length Rd and therefore contains a charge equal to
Rd. The element is at a distance of r = z 2 + R 2 from P, the angle is cos = z , and therefore the
z + R2
2
electric field is
2
1 r = 1 2Rd 2
dl ^ z ^
E (P) = z
4 0 4 0 z + R
2 2 2
line r 0
z +R
2
= 1 Rz ^
z d = 1 2Rz ^
z
4 0 2
3/2 4 0 2
3/2
z + R 2 0
z + R 2
1 q tot z ^
= z.
4 0 2 2
3/2
z +R
Significance
As usual, symmetry simplified this problem, in this particular case resulting in a trivial integral. Also, when we
take the limit of z>>R , we find that
1 q tot ^
E z,
4 0 z 2
as we expect.
Example 5.8
Strategy
The electric field for a surface charge is given by
E (P) = 1 dA ^r.
4 0 2
surface r
To solve surface charge problems, we break the surface into symmetrical differential stripes that match the
shape of the surface; here, well use rings, as shown in the figure. Again, by symmetry, the horizontal components
^
cancel and the field is entirely in the vertical ( k ) direction. The vertical component of the electric field is
extracted by multiplying by cos , so
E (P) = 1 dA cos ^
k.
4 0 2
surface r
As before, we need to rewrite the unknown factors in the integrand in terms of the given quantities. In this case,
dA = 2r dr
r 2 = r 2 + z 2
cos = z .
2
1/2
2
r + z
(Please take note of the two different rs here; r is the distance from the differential ring of charge to the point
P where we wish to determine the field, whereas r is the distance from the center of the disk to the differential
ring of charge.) Also, we already performed the polar angle integral in writing down dA.
Solution
Substituting all this in, we get
1
R
(2r dr)z ^
E (P) = E (z) = k
0
4 0 2 2
3/2
r + z
^
= 1 (2z)1 1 k
z
4 0 R +z
2 2
5.5 Check Your Understanding How would the above limit change with a uniformly charged rectangle
instead of a disk?
As R , Equation 5.14 reduces to the field of an infinite plane, which is a flat sheet whose area is much, much
greater than its thickness, and also much, much greater than the distance at which the field is to be calculated:
214 Chapter 5 | Electric Charges and Fields
^ (5.15)
E = k.
2 0
Note that this field is constant. This surprising result is, again, an artifact of our limit, although one that we will make use of
repeatedly in the future. To understand why this happens, imagine being placed above an infinite plane of constant charge.
Does the plane look any different if you vary your altitude? Noyou still see the plane going off to infinity, no matter how
far you are from it. It is important to note that Equation 5.15 is because we are above the plane. If we were below, the
^
field would point in the k direction.
Example 5.9
Strategy
We already know the electric field resulting from a single infinite plane, so we may use the principle of
superposition to find the field from two.
Solution
The electric field points away from the positively charged plane and toward the negatively charged plane. Since
the are equal and opposite, this means that in the region outside of the two planes, the electric fields cancel
each other out to zero.
However, in the region between the planes, the electric fields add, and we get
^
E = i
0
^
for the electric field. The i is because in the figure, the field is pointing in the +x-direction.
Significance
Systems that may be approximated as two infinite planes of this sort provide a useful means of creating uniform
electric fields.
5.6 Check Your Understanding What would the electric field look like in a system with two parallel
positively charged planes with equal charge densities?
Now that we have some experience calculating electric fields, lets try to gain some insight into the geometry of electric
fields. As mentioned earlier, our model is that the charge on an object (the source charge) alters space in the region around it
in such a way that when another charged object (the test charge) is placed in that region of space, that test charge experiences
an electric force. The concept of electric field lines, and of electric field line diagrams, enables us to visualize the way in
which the space is altered, allowing us to visualize the field. The purpose of this section is to enable you to create sketches
of this geometry, so we will list the specific steps and rules involved in creating an accurate and useful sketch of an electric
field.
It is important to remember that electric fields are three-dimensional. Although in this book we include some pseudo-three-
dimensional images, several of the diagrams that youll see (both here, and in subsequent chapters) will be two-dimensional
projections, or cross-sections. Always keep in mind that in fact, youre looking at a three-dimensional phenomenon.
Our starting point is the physical fact that the electric field of the source charge causes a test charge in that field to experience
a force. By definition, electric field vectors point in the same direction as the electric force that a (hypothetical) positive test
charge would experience, if placed in the field (Figure 5.27)
216 Chapter 5 | Electric Charges and Fields
Figure 5.27 The electric field of a positive point charge. A large number of field vectors are shown. Like all vector
arrows, the length of each vector is proportional to the magnitude of the field at each point. (a) Field in two
dimensions; (b) field in three dimensions.
Weve plotted many field vectors in the figure, which are distributed uniformly around the source charge. Since the electric
field is a vector, the arrows that we draw correspond at every point in space to both the magnitude and the direction of the
field at that point. As always, the length of the arrow that we draw corresponds to the magnitude of the field vector at that
point. For a point source charge, the length decreases by the square of the distance from the source charge. In addition, the
direction of the field vector is radially away from the source charge, because the direction of the electric field is defined by
the direction of the force that a positive test charge would experience in that field. (Again, keep in mind that the actual field
is three-dimensional; there are also field lines pointing out of and into the page.)
This diagram is correct, but it becomes less useful as the source charge distribution becomes more complicated. For
example, consider the vector field diagram of a dipole (Figure 5.28).
Figure 5.28 The vector field of a dipole. Even with just two
identical charges, the vector field diagram becomes difficult to
understand.
There is a more useful way to present the same information. Rather than drawing a large number of increasingly smaller
vector arrows, we instead connect all of them together, forming continuous lines and curves, as shown in Figure 5.29.
Figure 5.29 (a) The electric field line diagram of a positive point charge. (b) The field line diagram
of a dipole. In both diagrams, the magnitude of the field is indicated by the field line density. The
field vectors (not shown here) are everywhere tangent to the field lines.
Although it may not be obvious at first glance, these field diagrams convey the same information about the electric field as
do the vector diagrams. First, the direction of the field at every point is simply the direction of the field vector at that same
point. In other words, at any point in space, the field vector at each point is tangent to the field line at that same point. The
arrowhead placed on a field line indicates its direction.
As for the magnitude of the field, that is indicated by the field line densitythat is, the number of field lines per unit
area passing through a small cross-sectional area perpendicular to the electric field. This field line density is drawn to be
218 Chapter 5 | Electric Charges and Fields
proportional to the magnitude of the field at that cross-section. As a result, if the field lines are close together (that is, the
field line density is greater), this indicates that the magnitude of the field is large at that point. If the field lines are far apart
at the cross-section, this indicates the magnitude of the field is small. Figure 5.30 shows the idea.
Figure 5.30 Electric field lines passing through imaginary areas. Since the number of
lines passing through each area is the same, but the areas themselves are different, the
field line density is different. This indicates different magnitudes of the electric field at
these points.
In Figure 5.30, the same number of field lines passes through both surfaces (S and S), but the surface S is larger than
surface S . Therefore, the density of field lines (number of lines per unit area) is larger at the location of S , indicating that
the electric field is stronger at the location of S than at S. The rules for creating an electric field diagram are as follows.
Always keep in mind that field lines serve only as a convenient way to visualize the electric field; they are not physical
entities. Although the direction and relative intensity of the electric field can be deduced from a set of field lines, the lines
can also be misleading. For example, the field lines drawn to represent the electric field in a region must, by necessity, be
discrete. However, the actual electric field in that region exists at every point in space.
Field lines for three groups of discrete charges are shown in Figure 5.31. Since the charges in parts (a) and (b) have the
same magnitude, the same number of field lines are shown starting from or terminating on each charge. In (c), however, we
draw three times as many field lines leaving the +3q charge as entering the q . The field lines that do not terminate at
q emanate outward from the charge configuration, to infinity.
Figure 5.31 Three typical electric field diagrams. (a) A dipole. (b) Two identical charges. (c) Two charges with opposite
signs and different magnitudes. Can you tell from the diagram which charge has the larger magnitude?
The ability to construct an accurate electric field diagram is an important, useful skill; it makes it much easier to estimate,
predict, and therefore calculate the electric field of a source charge. The best way to develop this skill is with software
that allows you to place source charges and then will draw the net field upon request. We strongly urge you to search the
Internet for a program. Once youve found one you like, run several simulations to get the essential ideas of field diagram
construction. Then practice drawing field diagrams, and checking your predictions with the computer-drawn diagrams.
One example of a field-line drawing program (https://openstaxcollege.org/l/21fieldlindrapr) is from
the PhET Charges and Fields simulation.
Earlier we discussed, and calculated, the electric field of a dipole: two equal and opposite charges that are close to each
other. (In this context, close means that the distance d between the two charges is much, much less than the distance of
the field point P, the location where you are calculating the field.) Lets now consider what happens to a dipole when it is
placed in an external field E . We assume that the dipole is a permanent dipole; it exists without the field, and does not
break apart in the external field.
220 Chapter 5 | Electric Charges and Fields
Figure 5.32 A dipole in an external electric field. (a) The net force on the dipole is zero, but the net torque is not. As a result,
the dipole rotates, becoming aligned with the external field. (b) The dipole moment is a convenient way to characterize this
effect. The d points in the same direction as
p .
The quantity q d (the magnitude of each charge multiplied by the vector distance between them) is a property of the
dipole; its value, as you can see, determines the torque that the dipole experiences in the external field. It is useful, therefore,
to define this product as the so-called dipole moment of the dipole:
(5.16)
p q d .
=
p E . (5.17)
Recall that a torque changes the angular velocity of an object, the dipole, in this case. In this situation, the effect is to rotate
the dipole (that is, align the direction of
p ) so that it is parallel to the direction of the external field.
Induced Dipoles
Neutral atoms are, by definition, electrically neutral; they have equal amounts of positive and negative charge. Furthermore,
since they are spherically symmetrical, they do not have a built-in dipole moment the way most asymmetrical molecules
do. They obtain one, however, when placed in an external electric field, because the external field causes oppositely directed
forces on the positive nucleus of the atom versus the negative electrons that surround the nucleus. The result is a new charge
distribution of the atom, and therefore, an induced dipole moment (Figure 5.33).
Figure 5.33 A dipole is induced in a neutral atom by an external electric field. The induced
dipole moment is aligned with the external field.
An important fact here is that, just as for a rotated polar molecule, the result is that the dipole moment ends up aligned
parallel to the external electric field. Generally, the magnitude of an induced dipole is much smaller than that of an inherent
dipole. For both kinds of dipoles, notice that once the alignment of the dipole (rotated or induced) is complete, the net effect
is to decrease the total electric field E total = E external + E dipole in the regions outside the dipole charges (Figure
5.34). By outside we mean further from the charges than they are from each other. This effect is crucial for capacitors, as
you will see in Capacitance.
Figure 5.34 The net electric field is the vector sum of the
field of the dipole plus the external field.
Recall that we found the electric field of a dipole in Equation 5.7. If we rewrite it in terms of the dipole moment we get:
p
E (z) = 1 .
4 0 z 3
The form of this field is shown in Figure 5.34. Notice that along the plane perpendicular to the axis of the dipole and
midway between the charges, the direction of the electric field is opposite that of the dipole and gets weaker the further from
the axis one goes. Similarly, on the axis of the dipole (but outside it), the field points in the same direction as the dipole,
again getting weaker the further one gets from the charges.
222 Chapter 5 | Electric Charges and Fields
CHAPTER 5 REVIEW
KEY TERMS
charging by induction process by which an electrically charged object brought near a neutral object creates a charge
separation in that object
conduction electron electron that is free to move away from its atomic orbit
conductor material that allows electrons to move separately from their atomic orbits; object with properties that allow
charges to move about freely within it
continuous charge distribution total source charge composed of so large a number of elementary charges that it must
be treated as continuous, rather than discrete
coulomb SI unit of electric charge
Coulomb force another term for the electrostatic force
Coulombs law mathematical equation calculating the electrostatic force vector between two charged particles
dipole two equal and opposite charges that are fixed close to each other
dipole moment property of a dipole; it characterizes the combination of distance between the opposite charges, and the
magnitude of the charges
electric charge physical property of an object that causes it to be attracted toward or repelled from another charged
object; each charged object generates and is influenced by a force called an electric force
electric field physical phenomenon created by a charge; it transmits a force between a two charges
electric force noncontact force observed between electrically charged objects
electron particle surrounding the nucleus of an atom and carrying the smallest unit of negative charge
electrostatic attraction phenomenon of two objects with opposite charges attracting each other
electrostatic force amount and direction of attraction or repulsion between two charged bodies; the assumption is that
the source charges remain motionless
electrostatic repulsion phenomenon of two objects with like charges repelling each other
electrostatics study of charged objects which are not in motion
field line smooth, usually curved line that indicates the direction of the electric field
field line density number of field lines per square meter passing through an imaginary area; its purpose is to indicate the
field strength at different points in space
induced dipole typically an atom, or a spherically symmetric molecule; a dipole created due to opposite forces displacing
the positive and negative charges
infinite plane flat sheet in which the dimensions making up the area are much, much greater than its thickness, and also
much, much greater than the distance at which the field is to be calculated; its field is constant
infinite straight wire straight wire whose length is much, much greater than either of its other dimensions, and also
much, much greater than the distance at which the field is to be calculated
insulator material that holds electrons securely within their atomic orbits
ion atom or molecule with more or fewer electrons than protons
law of conservation of charge net electric charge of a closed system is constant
linear charge density amount of charge in an element of a charge distribution that is essentially one-dimensional (the
width and height are much, much smaller than its length); its units are C/m
neutron neutral particle in the nucleus of an atom, with (nearly) the same mass as a proton
permanent dipole typically a molecule; a dipole created by the arrangement of the charged particles from which the
dipole is created
permittivity of vacuum also called the permittivity of free space, and constant describing the strength of the electric
force in a vacuum
polarization slight shifting of positive and negative charges to opposite sides of an object
principle of superposition useful fact that we can simply add up all of the forces due to charges acting on an object
proton particle in the nucleus of an atom and carrying a positive charge equal in magnitude to the amount of negative
charge carried by an electron
static electricity buildup of electric charge on the surface of an object; the arrangement of the charge remains constant
(static)
superposition concept that states that the net electric field of multiple source charges is the vector sum of the field of each
source charge calculated individually
surface charge density amount of charge in an element of a two-dimensional charge distribution (the thickness is
small); its units are C/m 2
volume charge density amount of charge in an element of a three-dimensional charge distribution; its units are C/m 3
KEY EQUATIONS
Coulombs law 1 q1 q2 ^
F 12(r) = r 12
4 0 r 2
12
Dipole moment
p q d
Torque on dipole in external E-field =
p E
SUMMARY
5.1 Electric Charge
There are only two types of charge, which we call positive and negative. Like charges repel, unlike charges attract,
and the force between charges decreases with the square of the distance.
The vast majority of positive charge in nature is carried by protons, whereas the vast majority of negative charge is
carried by electrons. The electric charge of one electron is equal in magnitude and opposite in sign to the charge of
one proton.
An ion is an atom or molecule that has nonzero total charge due to having unequal numbers of electrons and protons.
The SI unit for charge is the coulomb (C), with protons and electrons having charges of opposite sign but equal
magnitude; the magnitude of this basic charge is e 1.602 10 19 C
224 Chapter 5 | Electric Charges and Fields
Both positive and negative charges exist in neutral objects and can be separated by bringing the two objects into
physical contact; rubbing the objects together can remove electrons from the bonds in one object and place them on
the other object, increasing the charge separation.
For macroscopic objects, negatively charged means an excess of electrons and positively charged means a depletion
of electrons.
The law of conservation of charge states that the net charge of a closed system is constant.
where q 2 and q 2 are two point charges separated by a distance r. This Coulomb force is extremely basic,
since most charges are due to point-like particles. It is responsible for all electrostatic effects and underlies most
macroscopic forces.
The source charge is a differential amount of charge dq. Calculating dq depends on the type of source charge
distribution:
dq = dl; dq = dA; dq = dV.
Symmetry of the charge distribution is usually key.
Important special cases are the field of an infinite wire and the field of an infinite plane.
CONCEPTUAL QUESTIONS
9. Does the uncharged conductor shown below experience
5.1 Electric Charge a net electric force?
1. There are very large numbers of charged particles in
most objects. Why, then, dont most objects exhibit static
electricity?
21. An atomic nucleus contains positively charged protons 5.6 Electric Field Lines
and uncharged neutrons. Since nuclei do stay together, what
31. If a point charge is released from rest in a uniform
must we conclude about the forces between these nuclear
electric field, will it follow a field line? Will it do so if the
particles?
electric field is not uniform?
26. Two charges lie along the x-axis. Is it true that the 5.7 Electric Dipoles
net electric field always vanishes at some point (other than
36. What are the stable orientation(s) for a dipole in an
infinity) along the x-axis?
external electric field? What happens if the dipole is
slightly perturbed from these orientations?
PROBLEMS
38. If 1.80 10 20 electrons move through a pocket
5.1 Electric Charge
calculator during a full days operation, how many
37. Common static electricity involves charges ranging coulombs of charge moved through it?
from nanocoulombs to microcoulombs. (a) How many
electrons are needed to form a charge of 2.00 nC? (b) How 39. To start a car engine, the car battery moves
many electrons must be removed from a neutral object to
leave a net charge of 0.500 C ?
3.75 10 21 electrons through the starter motor. How
many coulombs of charge were moved?
40. A certain lightning bolt moves 40.0 C of charge. How 49. Two charges +3 C and +12 C are fixed 1 m
many fundamental units of charge is this? apart, with the second one to the right. Find the magnitude
and direction of the net force on a 2-nC charge when
41. A 2.5-g copper penny is given a charge of placed at the following locations: (a) halfway between the
2.0 10 9 C . (a) How many excess electrons are on the two (b) half a meter to the left of the +3 C charge (c)
penny? (b) By what percent do the excess electrons change half a meter above the +12 C charge in a direction
the mass of the penny? perpendicular to the line joining the two fixed charges
42. A 2.5-g copper penny is given a charge of 50. In a salt crystal, the distance between adjacent sodium
4.0 10 9 C . (a) How many electrons are removed from and chloride ions is 2.82 10 10 m. What is the force of
the penny? (b) If no more than one electron is removed attraction between the two singly charged ions?
from an atom, what percent of the atoms are ionized by this
charging process?
51. Protons in an atomic nucleus are typically 10 15 m
apart. What is the electric force of repulsion between
5.2 Conductors, Insulators, and Charging by nuclear protons?
Induction
52. Suppose Earth and the Moon each carried a net
43. Suppose a speck of dust in an electrostatic precipitator negative charge Q. Approximate both bodies as point
has 1.0000 10 12 protons in it and has a net charge of masses and point charges.
5.00 nC (a very large charge for a small speck). How (a) What value of Q is required to balance the gravitational
many electrons does it have? attraction between Earth and the Moon?
(b) Does the distance between Earth and the Moon affect
44. An amoeba has 1.00 10 16 protons and a net charge your answer? Explain.
of 0.300 pC. (a) How many fewer electrons are there than (c) How many electrons would be needed to produce this
protons? (b) If you paired them up, what fraction of the charge?
protons would have no electrons?
53. Point charges q 1 = 50 C and q 2 = 25 C are
45. A 50.0-g ball of copper has a net charge of 2.00 C .
placed 1.0 m apart. What is the force on a third charge
What fraction of the coppers electrons has been removed?
q 3 = 20 C placed midway between q 1 and q 2 ?
(Each copper atom has 29 protons, and copper has an
atomic mass of 63.5.)
54. Where must q 3 of the preceding problem be placed
46. What net charge would you place on a 100-g piece so that the net force on it is zero?
of sulfur if you put an extra electron on 1 in 10 12 of its
atoms? (Sulfur has an atomic mass of 32.1 u.)
55. Two small balls, each of mass 5.0 g, are attached to 60. What is the net electric force on the charge located at
silk threads 50 cm long, which are in turn tied to the same the lower right-hand corner of the triangle shown here?
point on the ceiling, as shown below. When the balls are
given the same charge Q, the threads hang at 5.0 to the
vertical, as shown below. What is the magnitude of Q?
What are the signs of the two charges?
64. Point charges q 1 = 10 C and q 2 = 30 C are 69. What is the electric field at a point where the force on a
^ ^ ^ ^
fixed at
r 1 = 3.0 i 4.0 j m and
2.0 10 6 C charge is 4.0 i 6.0 j 10 6 N?
^ ^
r 2 = 9.0 i + 6.0 j m. What is the force of q 2 on q 1 ? 70. A proton is suspended in the air by an electric field
at the surface of Earth. What is the strength of this electric
field?
84. The charge per unit length on the thin semicircular 90. A rod bent into the arc of a circle subtends an angle
wire shown below is . What is the electric field at the 2 at the center P of the circle (see below). If the rod is
point P? charged uniformly with a total charge Q, what is the electric
field at P?
93. A spherical water droplet of radius 25 m carries an 97. Positive charge is distributed with a uniform density
excess 250 electrons. What vertical electric field is needed along the positive x-axis from r to , along the
to balance the gravitational force on the droplet at the positive y-axis from r to , and along a 90 arc of a
surface of the earth? circle of radius r, as shown below. What is the electric field
at O?
94. A proton enters the uniform electric field produced
by the two charged plates shown below. The magnitude of
the electric field is 4.0 10 5 N/C, and the speed of the
proton when it enters is 1.5 10 7 m/s. What distance d
has the proton been deflected downward when it leaves the
plates?
95. Shown below is a small sphere of mass 0.25 g that 98. From a distance of 10 cm, a proton is projected with a
carries a charge of 9.0 10 10 C. The sphere is attached speed of v = 4.0 10 6 m/s directly at a large, positively
to one end of a very thin silk string 5.0 cm long. The other charged plate whose charge density is
end of the string is attached to a large vertical conducting 5 2
= 2.0 10 C/m . (See below.) (a) Does the proton
plate that has a charge density of 30 10 6 C/m 2. What reach the plate? (b) If not, how far from the plate does it
is the angle that the string makes with the vertical? turn around?
96. Two infinite rods, each carrying a uniform charge 99. A particle of mass m and charge q moves along
density , are parallel to one another and perpendicular
a straight line away from a fixed particle of charge Q.
to the plane of the page. (See below.) What is the electrical When the distance between the two particles is r 0, q is
field at P 1 ? At P 2 ?
moving with a speed v 0. (a) Use the work-energy theorem
to calculate the maximum separation of the charges. (b)
What do you have to assume about v 0 to make this
calculation? (c) What is the minimum value of v 0 such that
q escapes from Q?
232 Chapter 5 | Electric Charges and Fields
ADDITIONAL PROBLEMS
108. Point charges q 1 = 2.0 C and q 1 = 4.0 C are 110. What is the force on the 2.0-C charge placed at the
^ ^ ^ center of the square shown below?
located at
r 1 = 4.0 i 2.0 j + 2.0 k m and
^ ^ ^
r 2 = 8.0 i + 5.0 j 9.0 k m . What is the force of
q 2 on q 1 ?
112. A charge Q is fixed at the origin and a second charge 115. Find the electric field at P for the charge
q moves along the x-axis, as shown below. How much work configurations shown below.
is done on q by the electric force when q moves from
x 1 to x 2 ?
117. Point charges are placed at the four corners of a 122. The circular arc shown below carries a charge per
rectangle as shown below: q 1 = 2.0 10 6 C, unit length = 0 cos , where is measured from the
x-axis. What is the electric field at the origin?
q 2 = 2.0 10 6 C, q 3 = 4.0 10 6 C, and
q 4 = 1.0 10 6 C. What is the electric field at P?
118. Three charges are positioned at the corners of a 123. Calculate the electric field due to a uniformly
parallelogram as shown below. (a) If Q = 8.0 C, what is charged rod of length L, aligned with the x-axis with one
the electric field at the unoccupied corner? (b) What is the end at the origin; at a point P on the z-axis.
force on a 5.0-C charge placed at this corner?
124. The charge per unit length on the thin rod shown
below is . What is the electric force on the point charge
q? Solve this problem by first considering the electric force
d F on q due to a small segment dx of the rod, which
contains charge dx. Then, find the net force by
integrating d F over the length of the rod.
120. A particle of charge q and mass m is placed at the 125. The charge per unit length on the thin rod shown here
center of a uniformaly charged ring of total charge Q and is . What is the electric force on the point charge q? (See
radius R. The particle is displaced a small distance along the preceding problem.)
the axis perpendicular to the plane of the ring and released.
Assuming that the particle is constrained to move along the
axis, show that the particle oscillates in simple harmonic
qQ
motion with a frequency f = 1 .
2 4 mR 3
0
6 | GAUSS'S LAW
Figure 6.1 This chapter introduces the concept of flux, which relates a physical quantity and the area through which it is
flowing. Although we introduce this concept with the electric field, the concept may be used for many other quantities, such as
fluid flow. (credit: modification of work by Alessandro/Flickr)
Chapter Outline
6.1 Electric Flux
6.2 Explaining Gausss Law
6.3 Applying Gausss Law
6.4 Conductors in Electrostatic Equilibrium
Introduction
Flux is a general and broadly applicable concept in physics. However, in this chapter, we concentrate on the flux of the
electric field. This allows us to introduce Gausss law, which is particularly useful for finding the electric fields of charge
distributions exhibiting spatial symmetry. The main topics discussed here are
1. Electric flux. We define electric flux for both open and closed surfaces.
2. Gausss law. We derive Gausss law for an arbitrary charge distribution and examine the role of electric flux in
Gausss law.
3. Calculating electric fields with Gausss law. The main focus of this chapter is to explain how to use Gausss law
to find the electric fields of spatially symmetrical charge distributions. We discuss the importance of choosing a
Gaussian surface and provide examples involving the applications of Gausss law.
4. Electric fields in conductors. Gausss law provides useful insight into the absence of electric fields in conducting
materials.
So far, we have found that the electrostatic field begins and ends at point charges and that the field of a point charge varies
inversely with the square of the distance from that charge. These characteristics of the electrostatic field lead to an important
mathematical relationship known as Gausss law. This law is named in honor of the extraordinary German mathematician
and scientist Karl Friedrich Gauss (Figure 6.2). Gausss law gives us an elegantly simple way of finding the electric
field, and, as you will see, it can be much easier to use than the integration method described in the previous chapter.
However, there is a catchGausss law has a limitation in that, while always true, it can be readily applied only for charge
distributions with certain symmetries.
238 Chapter 6 | Gauss's Law
The concept of flux describes how much of something goes through a given area. More formally, it is the dot product of a
vector field (in this chapter, the electric field) with an area. You may conceptualize the flux of an electric field as a measure
of the number of electric field lines passing through an area (Figure 6.3). The larger the area, the more field lines go
through it and, hence, the greater the flux; similarly, the stronger the electric field is (represented by a greater density of
lines), the greater the flux. On the other hand, if the area rotated so that the plane is aligned with the field lines, none will
pass through and there will be no flux.
A macroscopic analogy that might help you imagine this is to put a hula hoop in a flowing river. As you change the angle
of the hoop relative to the direction of the current, more or less of the flow will go through the hoop. Similarly, the amount
of flow through the hoop depends on the strength of the current and the size of the hoop. Again, flux is a general concept;
we can also use it to describe the amount of sunlight hitting a solar panel or the amount of energy a telescope receives from
a distant star, for example.
To quantify this idea, Figure 6.4(a) shows a planar surface S 1 of area A 1 that is perpendicular to the uniform electric field
E = E y^ . If N field lines pass through S 1 , then we know from the definition of electric field lines (Electric Charges
and Fields) that N/A 1 E, or N EA 1.
The quantity EA 1 is the electric flux through S 1 . We represent the electric flux through an open surface like S 1 by the
symbol . Electric flux is a scalar quantity and has an SI unit of newton-meters squared per coulomb ( N m 2 /C ). Notice
that N EA 1 may also be written as N , demonstrating that electric flux is a measure of the number of field lines
crossing a surface.
^
Figure 6.4 (a) A planar surface S 1 of area A 1 is perpendicular to the electric field E j . N field lines cross
surface S 1 . (b) A surface S 2 of area A 2 whose projection onto the xz-plane is S 1 .The same number of field lines
cross each surface.
Now consider a planar surface that is not perpendicular to the field. How would we represent the electric flux? Figure
6.4(b) shows a surface S 2 of area A 2 that is inclined at an angle to the xz-plane and whose projection in that plane is
S 1 (area A 1 ). The areas are related by A 2 cos = A 1. Because the same number of field lines crosses both S 1 and S 2 ,
the fluxes through both surfaces must be the same. The flux through S 2 is therefore = EA 1 = EA 2 cos . Designating
^
n 2 as a unit vector normal to S 2 (see Figure 6.4(b)), we obtain
= E ^
n 2 A 2.
Check out this video (https://openstaxcollege.org/l/21fluxsizeangl) to observe what happens to the flux as
the area changes in size and angle, or the electric field changes in strength.
Area Vector
For discussing the flux of a vector field, it is helpful to introduce an area vector A . This allows us to write the last
equation in a more compact form. What should the magnitude of the area vector be? What should the direction of the area
vector be? What are the implications of how you answer the previous question?
The area vector of a flat surface of area A has the following magnitude and direction:
Magnitude is equal to area (A)
240 Chapter 6 | Gauss's Law
Since ^n is a unit normal to a surface, it has two possible directions at every point on that surface (Figure 6.6(a)). For an
open surface, we can use either direction, as long as we are consistent over the entire surface. Part (c) of the figure shows
several cases.
Figure 6.6 (a) Two potential normal vectors arise at every point on a surface. (b) The outward normal
is used to calculate the flux through a closed surface. (c) Only S 3 has been given a consistent set of
normal vectors that allows us to define the flux through the surface.
However, if a surface is closed, then the surface encloses a volume. In that case, the direction of the normal vector at any
point on the surface points from the inside to the outside. On a closed surface such as that of Figure 6.6(b), ^
n is chosen
to be the outward normal at every point, to be consistent with the sign convention for electric charge.
Electric Flux
Now that we have defined the area vector of a surface, we can define the electric flux of a uniform electric field through a
flat area as the scalar product of the electric field and the area vector, as defined in Products of Vectors (http://cnx.org/
content/m58280/latest/) :
(6.1)
= E A (uniform E , flat su face).
Figure 6.7 shows the electric field of an oppositely charged, parallel-plate system and an imaginary box between the plates.
The electric field between the plates is uniform and points from the positive plate toward the negative plate. A calculation
of the flux of this field through various faces of the box shows that the net flux through the box is zero. Why does the flux
cancel out here?
The reason is that the sources of the electric field are outside the box. Therefore, if any electric field line enters the volume
of the box, it must also exit somewhere on the surface because there is no charge inside for the lines to land on. Therefore,
quite generally, electric flux through a closed surface is zero if there are no sources of electric field, whether positive or
negative charges, inside the enclosed volume. In general, when field lines leave (or flow out of) a closed surface, is
positive; when they enter (or flow into) the surface, is negative.
242 Chapter 6 | Gauss's Law
Any smooth, non-flat surface can be replaced by a collection of tiny, approximately flat surfaces, as shown in Figure 6.8.
If we divide a surface S into small patches, then we notice that, as the patches become smaller, they can be approximated by
flat surfaces. This is similar to the way we treat the surface of Earth as locally flat, even though we know that globally, it is
approximately spherical.
To keep track of the patches, we can number them from 1 through N . Now, we define the area vector for each patch as
the area of the patch pointed in the direction of the normal. Let us denote the area vector for the ith patch by A i. (We
have used the symbol to remind us that the area is of an arbitrarily small patch.) With sufficiently small patches, we may
approximate the electric field over any given patch as uniform. Let us denote the average electric field at the location of the
ith patch by E i.
E i = average electric field ver the ith patch.
Therefore, we can write the electric flux i through the area of the ith patch as
i = E i A i (ith patch).
The flux through each of the individual patches can be constructed in this manner and then added to give us an estimate of
the net flux through the entire surface S, which we denote simply as .
N N
= i = E i A i (N patch estimate).
i=1 i=1
This estimate of the flux gets better as we decrease the size of the patches. However, when you use smaller patches, you
need more of them to cover the same surface. In the limit of infinitesimally small patches, they may be considered to have
area dA and unit normal ^
n . Since the elements are infinitesimal, they may be assumed to be planar, and E i may be
taken as constant over any element. Then the flux d through an area dA is given by d = E ^
n dA. It is positive
when the angle between E i and ^ n is less than 90 and negative when the angle is greater than 90 . The net flux is the
sum of the infinitesimal flux elements over the entire surface. With infinitesimally small patches, you need infinitely many
patches, and the limit of the sum becomes a surface integral. With representing the integral over S,
S
n dA = E d A (open surface).
= E ^
(6.2)
S S
In practical terms, surface integrals are computed by taking the antiderivatives of both dimensions defining the area, with
the edges of the surface in question being the bounds of the integral.
To distinguish between the flux through an open surface like that of Figure 6.4 and the flux through a closed surface (one
that completely bounds some volume), we represent flux through a closed surface by
= E ^
n dA = E d A (closed surface) (6.3)
S S
where the circle through the integral symbol simply means that the surface is closed, and we are integrating over the entire
thing. If you only integrate over a portion of a closed surface, that means you are treating a subset of it as an open surface.
Example 6.1
Strategy
Apply the definition of flux: = E A (uniform E ) , where the definition of dot product is crucial.
Solution
a. In this case, = E 0 A = E 0 A = E 0 ab.
b. Here, the direction of the area vector is either along the positive y-axis or toward the negative y-axis.
Therefore, the scalar product of the electric field with the area vector is zero, giving zero flux.
Significance
The relative directions of the electric field and area can cause the flux through the area to be zero.
244 Chapter 6 | Gauss's Law
Example 6.2
Strategy
Apply the definition of flux: = E A (uniform E ) , noting that a closed surface eliminates the ambiguity
in the direction of the area vector.
Solution
Through the top face of the cube, = E 0 A = E 0 A.
Through the bottom face of the cube, = E 0 A = E 0 A, because the area vector here points downward.
Along the other four sides, the direction of the area vector is perpendicular to the direction of the electric field.
Therefore, the scalar product of the electric field with the area vector is zero, giving zero flux.
The net flux is net = E 0 A E 0 A + 0 + 0 + 0 + 0 = 0 .
Significance
The net flux of a uniform electric field through a closed surface is zero.
Example 6.3
Strategy
Apply = E ^
n dA , where the direction and magnitude of the electric field are constant.
S
Solution
The angle between the uniform electric field E and the unit normal ^ n to the planar surface is 30 . Since
both the direction and magnitude are constant, E comes outside the integral. All that is left is a surface integral
over dA, which is A. Therefore, using the open-surface equation, we find that the electric flux through the surface
is
= E ^
n dA = EA cos
S
= (10 N/C)(6.0 m 2)( cos 30) = 52 N m 2 /C.
Significance
Again, the relative directions of the field and the area matter, and the general equation with the integral will
simplify to the simple dot product of area and electric field.
6.1 Check Your Understanding What angle should there be between the electric field and the surface
shown in Figure 6.11 in the previous example so that no electric flux passes through the surface?
246 Chapter 6 | Gauss's Law
Example 6.4
Figure 6.12 Since the electric field is not constant over the
surface, an integration is necessary to determine the flux.
Strategy
Apply = E ^
n dA . We assume that the unit normal ^
n to the given surface points in the positive z-
S
^
direction, so ^
n = k . Since the electric field is not uniform over the surface, it is necessary to divide the surface
into infinitesimal strips along which E is essentially constant. As shown in Figure 6.12, these strips are
parallel to the x-axis, and each strip has an area dA = b dy.
Solution
From the open surface integral, we find that the net flux through the rectangular surface is
a ^ ^
= E ^
n dA = (cy 2 k ) k (b dy)
S 0
a
= cb y 2 dy = 1 a 3 bc.
0 3
Significance
For a non-constant electric field, the integral method is required.
6.2 ^
Check Your Understanding If the electric field in Example 6.4 is E = mx k , what is the flux
through the rectangular area?
We can now determine the electric flux through an arbitrary closed surface due to an arbitrary charge distribution. We found
that if a closed surface does not have any charge inside where an electric field line can terminate, then any electric field
line entering the surface at one point must necessarily exit at some other point of the surface. Therefore, if a closed surface
does not have any charges inside the enclosed volume, then the electric flux through the surface is zero. Now, what happens
to the electric flux if there are some charges inside the enclosed volume? Gausss law gives a quantitative answer to this
question.
To get a feel for what to expect, lets calculate the electric flux through a spherical surface around a positive point charge
q, since we already know the electric field in such a situation. Recall that when we place the point charge at the origin of a
coordinate system, the electric field at a point P that is at a distance r from the charge at the origin is given by
1 1^
E P = r,
4 0 r 2
where ^r is the radial vector from the charge at the origin to the point P. We can use this electric field to find the flux
through the spherical surface of radius r, as shown in Figure 6.13.
Then we apply = E ^
n dA to this system and substitute known values. On the sphere, ^
n =^
r and r = R , so for
S
an infinitesimal area dA,
1 q ^ q
d = E ^
n dA = r^
r dA = 1 dA.
4 0 R 2 4 0 R 2
We now find the net flux by integrating this flux over the surface of the sphere:
1 q dA = 1
q q
4 0 R 2 S
= (4R 2) = .
4 0 R 2 0
where the total surface area of the spherical surface is 4R 2. This gives the flux through the closed spherical surface at
radius r as
q (6.4)
= .
0
248 Chapter 6 | Gauss's Law
A remarkable fact about this equation is that the flux is independent of the size of the spherical surface. This can be directly
attributed to the fact that the electric field of a point charge decreases as 1/r 2 with distance, which just cancels the r 2 rate
of increase of the surface area.
Therefore, the net number of electric field lines passing through the two surfaces from the inside to outside direction is
equal. This net number of electric field lines, which is obtained by subtracting the number of lines in the direction from
outside to inside from the number of lines in the direction from inside to outside gives a visual measure of the electric flux
through the surfaces.
You can see that if no charges are included within a closed surface, then the electric flux through it must be zero. A typical
field line enters the surface at dA 1 and leaves at dA 2. Every line that enters the surface must also leave that surface. Hence
the net flow of the field lines into or out of the surface is zero (Figure 6.15(a)). The same thing happens if charges of
equal and opposite sign are included inside the closed surface, so that the total charge included is zero (part (b)). A surface
that includes the same amount of charge has the same number of field lines crossing it, regardless of the shape or size of the
surface, as long as the surface encloses the same amount of charge (part (c)).
Figure 6.15 Understanding the flux in terms of field lines. (a) The electric flux through a closed surface due to a charge
outside that surface is zero. (b) Charges are enclosed, but because the net charge included is zero, the net flux through the
closed surface is also zero. (c) The shape and size of the surfaces that enclose a charge does not matter because all surfaces
enclosing the same charge have the same flux.
This equation holds for charges of either sign, because we define the area vector of a closed surface to point outward. If the
enclosed charge is negative (see Figure 6.16(b)), then the flux through either S or S ' is negative.
Figure 6.16 The electric flux through any closed surface surrounding a point charge q is
given by Gausss law. (a) Enclosed charge is positive. (b) Enclosed charge is negative.
The Gaussian surface does not need to correspond to a real, physical object; indeed, it rarely will. It is a mathematical
construct that may be of any shape, provided that it is closed. However, since our goal is to integrate the flux over it, we
tend to choose shapes that are highly symmetrical.
250 Chapter 6 | Gauss's Law
If the charges are discrete point charges, then we just add them. If the charge is described by a continuous distribution, then
we need to integrate appropriately to find the total charge that resides inside the enclosed volume. For example, the flux
through the Gaussian surface S of Figure 6.17 is = (q 1 + q 2 + q 5)/ 0. Note that q enc is simply the sum of the point
charges. If the charge distribution were continuous, we would need to integrate appropriately to compute the total charge
within the Gaussian surface.
Recall that the principle of superposition holds for the electric field. Therefore, the total electric field at any point, including
those on the chosen Gaussian surface, is the sum of all the electric fields present at this point. This allows us to write Gausss
law in terms of the total electric field.
Gausss Law
The flux of the electric field E through any closed surface S (a Gaussian surface) is equal to the net charge
enclosed (q enc) divided by the permittivity of free space ( 0) :
q
= E ^
n dA = enc . (6.5)
S 0
To use Gausss law effectively, you must have a clear understanding of what each term in the equation represents. The field
E is the total electric field at every point on the Gaussian surface. This total field includes contributions from charges
both inside and outside the Gaussian surface. However, q enc is just the charge inside the Gaussian surface. Finally, the
Gaussian surface is any closed surface in space. That surface can coincide with the actual surface of a conductor, or it can
be an imaginary geometric surface. The only requirement imposed on a Gaussian surface is that it be closed (Figure 6.18).
Example 6.5
Strategy
From Gausss law, the flux through each surface is given by q enc/ 0, where q enc is the charge enclosed by that
surface.
Solution
For the surfaces and charges shown, we find
2.0 C 5 2
a. = 0 = 2.3 10 N m /C.
2.0 C
b. = 0 = 2.3 10 5 N m 2 /C.
2.0 C 5 2
c. = 0 = 2.3 10 N m /C.
Significance
In the special case of a closed surface, the flux calculations become a sum of charges. In the next section, this will
allow us to work with more complex systems.
6.3 Check Your Understanding Calculate the electric flux through the closed cubical surface for each
charge distribution shown in Figure 6.20.
Gausss law is very helpful in determining expressions for the electric field, even though the law is not directly about the
electric field; it is about the electric flux. It turns out that in situations that have certain symmetries (spherical, cylindrical,
or planar) in the charge distribution, we can deduce the electric field based on knowledge of the electric flux. In these
254 Chapter 6 | Gauss's Law
systems, we can find a Gaussian surface S over which the electric field has constant magnitude. Furthermore, if E is
parallel to ^
n everywhere on the surface, then E ^
n = E. (If E and ^
n are antiparallel everywhere on the surface,
then E ^
n = E. ) Gausss law then simplifies to
q
= E ^
n dA = E dA = EA = enc , (6.6)
S S 0
where A is the area of the surface. Note that these symmetries lead to the transformation of the flux integral into a product
of the magnitude of the electric field and an appropriate area. When you use this flux in the expression for Gausss law, you
obtain an algebraic equation that you can solve for the magnitude of the electric field, which looks like
q
E ~ enc .
0 area
The direction of the electric field at the field point P is obtained from the symmetry of the charge distribution and the type
of charge in the distribution. Therefore, Gausss law can be used to determine E . Here is a summary of the steps we will
follow:
Basically, there are only three types of symmetry that allow Gausss law to be used to deduce the electric field. They are
A charge distribution with spherical symmetry
A charge distribution with cylindrical symmetry
A charge distribution with planar symmetry
To exploit the symmetry, we perform the calculations in appropriate coordinate systems and use the right kind of Gaussian
surface for that symmetry, applying the remaining four steps.
density depends on the direction (Figure 6.21(b)). Thus, it is not the shape of the object but rather the shape of the charge
distribution that determines whether or not a system has spherical symmetry.
Figure 6.21(c) shows a sphere with four different shells, each with its own uniform charge density. Although this is a
situation where charge density in the full sphere is not uniform, the charge density function depends only on the distance
from the center and not on the direction. Therefore, this charge distribution does have spherical symmetry.
Figure 6.21 Illustrations of spherically symmetrical and nonsymmetrical systems. Different shadings indicate
different charge densities. Charges on spherically shaped objects do not necessarily mean the charges are
distributed with spherical symmetry. The spherical symmetry occurs only when the charge density does not
depend on the direction. In (a), charges are distributed uniformly in a sphere. In (b), the upper half of the sphere
has a different charge density from the lower half; therefore, (b) does not have spherical symmetry. In (c), the
charges are in spherical shells of different charge densities, which means that charge density is only a function
of the radial distance from the center; therefore, the system has spherical symmetry.
One good way to determine whether or not your problem has spherical symmetry is to look at the charge density function
in spherical coordinates, r, , . If the charge density is only a function of r, that is = (r) , then you have spherical
symmetry. If the density depends on or , you could change it by rotation; hence, you would not have spherical
symmetry.
Consequences of symmetry
In all spherically symmetrical cases, the electric field at any point must be radially directed, because the charge and, hence,
the field must be invariant under rotation. Therefore, using spherical coordinates with their origins at the center of the
spherical charge distribution, we can write down the expected form of the electric field at a point P located at a distance r
from the center:
Spherical symmetry: E P = E P(r) ^
r, (6.7)
where ^ r is the unit vector pointed in the direction from the origin to the field point P. The radial component E P of the
electric field can be positive or negative. When E P > 0, the electric field at P points away from the origin, and when
E P < 0, the electric field at P points toward the origin.
The magnitude of the electric field E must be the same everywhere on a spherical Gaussian surface concentric with the
distribution. For a spherical surface of radius r,
= E P ^
n dA = E P dA = E P 4r 2.
S S
Using Gausss law
According to Gausss law, the flux through a closed surface is equal to the total charge enclosed within the closed surface
divided by the permittivity of vacuum 0 . Let q enc be the total charge enclosed inside the distance r from the origin, which
is the space inside the Gaussian spherical surface of radius r. This gives the following relation for Gausss law:
q
4r 2 E = enc .
0
Hence, the electric field at point P that is a distance r from the center of a spherically symmetrical charge distribution has
the following magnitude and direction:
Figure 6.23 A spherically symmetrical charge distribution and the Gaussian surface used for finding the
field (a) inside and (b) outside the distribution.
If point P is located outside the charge distributionthat is, if r R then the Gaussian surface containing P encloses
all charges in the sphere. In this case, q enc equals the total charge in the sphere. On the other hand, if point P is within
the spherical charge distribution, that is, if r < R, then the Gaussian surface encloses a smaller sphere than the sphere of
charge distribution. In this case, q enc is less than the total charge present in the sphere. Referring to Figure 6.23, we can
write q enc as
q tot(total charge) if r R
q enc = .
q within r < R(only charge within r < R) if r < R
The field at a point outside the charge distribution is also called E out , and the field at a point inside the charge distribution
is called E in. Focusing on the two types of field points, either inside or outside the charge distribution, we can now write
the magnitude of the electric field as
Example 6.6
r
q enc = 0 dV = 0 4r 2 dr = 0 4 r 3.
0 3
The answer for electric field amplitude can then be written down immediately for a point outside the sphere,
labeled E out, and a point inside the sphere, labeled E in.
E out = 1 q tot , q = 4 R 3 ,
4 0 r 2 tot 3 0
q enc r
E in = = 0 , since q enc = 4 r 3 0.
4 0 r 2 3 0 3
It is interesting to note that the magnitude of the electric field increases inside the material as you go out, since the
amount of charge enclosed by the Gaussian surface increases with the volume. Specifically, the charge enclosed
grows r 3 , whereas the field from each infinitesimal element of charge drops off 1/r 2 with the net result
that the electric field within the distribution increases in strength linearly with the radius. The magnitude of the
electric field outside the sphere decreases as you go away from the charges, because the included charge remains
the same but the distance increases. Figure 6.24 displays the variation of the magnitude of the electric field with
distance from the center of a uniformly charged sphere.
The direction of the electric field at any point P is radially outward from the origin if 0 is positive, and inward
(i.e., toward the center) if 0 is negative. The electric field at some representative space points are displayed in
Figure 6.25 whose radial coordinates r are r = R/2 , r = R , and r = 2R .
Figure 6.25 Electric field vectors inside and outside a uniformly charged
sphere.
Significance
Notice that E out has the same form as the equation of the electric field of an isolated point charge. In determining
the electric field of a uniform spherical charge distribution, we can therefore assume that all of the charge inside
the appropriate spherical Gaussian surface is located at the center of the distribution.
Example 6.7
where a is a constant. We require n 0 so that the charge density is not undefined at r = 0 . Find the electric
field at a point outside the sphere and at a point inside the sphere.
Strategy
Apply the Gausss law strategy given above, where we work out the enclosed charge integrals separately for cases
inside and outside the sphere.
Solution
Since the given charge density function has only a radial dependence and no dependence on direction, we have a
spherically symmetrical situation. Therefore, the magnitude of the electric field at any point is given above and
the direction is radial. We just need to find the enclosed charge q enc, which depends on the location of the field
point.
260 Chapter 6 | Gauss's Law
A note about symbols: We use r for locating charges in the charge distribution and r for locating the field
point(s) at the Gaussian surface(s). The letter R is used for the radius of the charge distribution.
As charge density is not constant here, we need to integrate the charge density function over the volume enclosed
by the Gaussian surface. Therefore, we set up the problem for charges in one spherical shell, say between r
and r + dr, as shown in Figure 6.26. The volume of charges in the shell of infinitesimal width is equal to
the product of the area of surface 4r 2 and the thickness dr . Multiplying the volume with the density at this
location, which is ar n , gives the charge in the shell:
dq = ar n 4r 2 dr.
(a) Field at a point outside the charge distribution. In this case, the Gaussian surface, which contains the field
point P, has a radius r that is greater than the radius R of the charge distribution, r > R . Therefore, all charges of
the charge distribution are enclosed within the Gaussian surface. Note that the space between r = R and r = r
is empty of charges and therefore does not contribute to the integral over the volume enclosed by the Gaussian
surface:
R
q enc = dq = ar n 4r 2 dr = 4a R n + 3.
0 n+3
This is used in the general result for E out above to obtain the electric field at a point outside the charge
distribution as
aR n + 3 1 ^
E out =
0(n + 3) r 2 r ,
where ^
r is a unit vector in the direction from the origin to the field point at the Gaussian surface.
(b) Field at a point inside the charge distribution. The Gaussian surface is now buried inside the charge
distribution, with r < R . Therefore, only those charges in the distribution that are within a distance r of the center
of the spherical charge distribution count in r enc :
r
q enc = ar n 4r 2 dr = 4a r n + 3.
0 n+3
Now, using the general result above for E in, we find the electric field at a point that is a distance r from the
center and lies within the charge distribution as
a n+1 ^
E in =
0(n + 3) r r,
where the direction information is included by using the unit radial vector.
6.4 Check Your Understanding Check that the electric fields for the sphere reduce to the correct values for
a point charge.
Figure 6.27 To determine whether a given charge distribution has cylindrical symmetry,
look at the cross-section of an infinitely long cylinder. If the charge density does not
depend on the polar angle of the cross-section or along the axis, then you have cylindrical
symmetry. (a) Charge density is constant in the cylinder; (b) upper half of the cylinder has a
different charge density from the lower half; (c) left half of the cylinder has a different
charge density from the right half; (d) charges are constant in different cylindrical rings, but
the density does not depend on the polar angle. Cases (a) and (d) have cylindrical symmetry,
whereas (b) and (c) do not.
Consequences of symmetry
In all cylindrically symmetrical cases, the electric field E P at any point P must also display cylindrical symmetry.
Cylindrical symmetry: E P = E P(r) ^
r,
The electric field is perpendicular to the cylindrical side and parallel to the planar end caps of the surface. The flux through
the cylindrical part is
E ^
n dA = E dA = E(2rL),
S S
whereas the flux through the end caps is zero because E ^
n = 0 there. Thus, the flux is
^
E n dA = E(2rL) + 0 + 0 = 2rLE.
S
Using Gausss law
According to Gausss law, the flux must equal the amount of charge within the volume enclosed by this surface, divided by
the permittivity of free space. When you do the calculation for a cylinder of length L, you find that q enc of Gausss law is
directly proportional to L. Let us write it as charge per unit length ( enc) times length L:
q enc = enc L.
Hence, Gausss law for any cylindrically symmetrical charge distribution yields the following magnitude of the electric field
a distance s away from the axis:
enc 1
Magnitude: E(r) = .
2 0 r
The charge per unit length enc depends on whether the field point is inside or outside the cylinder of charge distribution,
just as we have seen for the spherical distribution.
Computing enclosed charge
Let R be the radius of the cylinder within which charges are distributed in a cylindrically symmetrical way. Let the field
point P be at a distance s from the axis. (The side of the Gaussian surface includes the field point P.) When r > R (that is,
when P is outside the charge distribution), the Gaussian surface includes all the charge in the cylinder of radius R and length
L. When r < R (P is located inside the charge distribution), then only the charge within a cylinder of radius s and length L
is enclosed by the Gaussian surface:
(total charge) if r R
enc L = .
(only charge within r < R) if r < R
264 Chapter 6 | Gauss's Law
Example 6.8
Hence, the electric field at a point P outside the shell at a distance r away from the axis is
2R 0 1 ^ R 0 1 ^
E = r = r r (r > R)
2 o r o
where ^
r is a unit vector, perpendicular to the axis and pointing away from it, as shown in the figure.
The electric field at P points in the direction of ^
r given in Figure 6.30 if 0 > 0 and in the opposite
direction to ^
r if 0 < 0 .
b. Electric field at a point inside the shell. For a point inside the cylindrical shell, the Gaussian surface is
a cylinder whose radius r is less than R (Figure 6.31). This means no charges are included inside the
Gaussian surface:
enc = 0.
This gives the following equation for the magnitude of the electric field E in at a point whose r is less
than R of the shell of charges.
E in 2rL = 0 (r < R),
This gives us
E in = 0 (r < R).
Significance
Notice that the result inside the shell is exactly what we should expect: No enclosed charge means zero electric
field. Outside the shell, the result becomes identical to a wire with uniform charge R 0.
6.5 Check Your Understanding A thin straight wire has a uniform linear charge density 0. Find the
electric field at a distance d from the wire, where d is much less than the length of the wire.
where z is the distance from the plane and ^ z is the unit vector normal to the plane. Note that in this system,
E(z) = E(z), although of course they point in opposite directions.
266 Chapter 6 | Gauss's Law
Figure 6.33 A thin charged sheet and the Gaussian box for
finding the electric field at the field point P. The normal to each
face of the box is from inside the box to outside. On two faces of
the box, the electric fields are parallel to the area vectors, and on
the other four faces, the electric fields are perpendicular to the
area vectors.
Let A be the area of the shaded surface on each side of the plane and E P be the magnitude of the electric field at point
P. Since sides I and II are at the same distance from the plane, the electric field has the same magnitude at points in these
planes, although the directions of the electric field at these points in the two planes are opposite to each other.
Magnitude at I or II: E(z) = E P.
If the charge on the plane is positive, then the direction of the electric field and the area vectors are as shown in Figure
6.33. Therefore, we find for the flux of electric field through the box
= E P ^
n dA = E P A + E P A + 0 + 0 + 0 + 0 = 2E P A (6.11)
S
where the zeros are for the flux through the other sides of the box. Note that if the charge on the plane is negative, the
directions of electric field and area vectors for planes I and II are opposite to each other, and we get a negative sign for the
flux. According to Gausss law, the flux must equal q enc / 0 . From Figure 6.33, we see that the charges inside the volume
enclosed by the Gaussian box reside on an area A of the xy-plane. Hence,
q enc = 0 A. (6.12)
Using the equations for the flux and enclosed charge in Gausss law, we can immediately determine the electric field at a
point at height z from a uniformly charged plane in the xy-plane:
0 ^
E P = n.
2 0
The direction of the field depends on the sign of the charge on the plane and the side of the plane where the field point P is
located. Note that above the plane, ^ z , while below the plane, ^
n = +^ n = ^
z.
You may be surprised to note that the electric field does not actually depend on the distance from the plane; this is an effect
of the assumption that the plane is infinite. In practical terms, the result given above is still a useful approximation for finite
planes near the center.
So far, we have generally been working with charges occupying a volume within an insulator. We now study what happens
when free charges are placed on a conductor. Generally, in the presence of a (generally external) electric field, the free
charge in a conductor redistributes and very quickly reaches electrostatic equilibrium. The resulting charge distribution and
its electric field have many interesting properties, which we can investigate with the help of Gausss law and the concept of
electric potential.
The polarization of the metal happens only in the presence of external charges. You can think of this in terms of electric
fields. The external charge creates an external electric field. When the metal is placed in the region of this electric field,
the electrons and protons of the metal experience electric forces due to this external electric field, but only the conduction
electrons are free to move in the metal over macroscopic distances. The movement of the conduction electrons leads to the
polarization, which creates an induced electric field in addition to the external electric field (Figure 6.35). The net electric
field is a vector sum of the fields of +q and the surface charge densities A and + B. This means that the net field
inside the conductor is different from the field outside the conductor.
The redistribution of charges is such that the sum of the three contributions at any point P inside the conductor is
E P = E q+ E B+ E A = 0 .
Now, thanks to Gausss law, we know that there is no net charge enclosed by a Gaussian surface that is solely within the
volume of the conductor at equilibrium. That is, q enc = 0 and hence
(6.13)
E net = 0 (at points inside a conductor).
Charge on a Conductor
An interesting property of a conductor in static equilibrium is that extra charges on the conductor end up on the outer
surface of the conductor, regardless of where they originate. Figure 6.36 illustrates a system in which we bring an external
positive charge inside the cavity of a metal and then touch it to the inside surface. Initially, the inside surface of the cavity is
negatively charged and the outside surface of the conductor is positively charged. When we touch the inside surface of the
cavity, the induced charge is neutralized, leaving the outside surface and the whole metal charged with a net positive charge.
To see why this happens, note that the Gaussian surface in Figure 6.37 (the dashed line) follows the contour of the actual
surface of the conductor and is located an infinitesimal distance within it. Since E = 0 everywhere inside a conductor,
^
s E n dA = 0.
Thus, from Gauss law, there is no net charge inside the Gaussian surface. But the Gaussian surface lies just below the
actual surface of the conductor; consequently, there is no net charge inside the conductor. Any excess charge must lie on its
surface.
This particular property of conductors is the basis for an extremely accurate method developed by Plimpton and Lawton
in 1936 to verify Gausss law and, correspondingly, Coulombs law. A sketch of their apparatus is shown in Figure 6.38.
Two spherical shells are connected to one another through an electrometer E, a device that can detect a very slight amount
of charge flowing from one shell to the other. When switch S is thrown to the left, charge is placed on the outer shell by the
battery B. Will charge flow through the electrometer to the inner shell?
No. Doing so would mean a violation of Gausss law. Plimpton and Lawton did not detect any flow and, knowing the
sensitivity of their electrometer, concluded that if the radial dependence in Coulombs law were 1/r 2 + , would be less
than 2 10 9 [1]. More recent measurements place at less than 3 10 16 [2], a number so small that the validity of
Coulombs law seems indisputable.
1. S. Plimpton and W. Lawton. 1936. A Very Accurate Test of Coulombs Law of Force between Charges. Physical
Review 50, No. 11: 1066, doi:10.1103/PhysRev.50.1066
2. E. Williams, J. Faller, and H. Hill. 1971. New Experimental Test of Coulombs Law: A Laboratory Upper Limit on
the Photon Rest Mass. Physical Review Letters 26 , No. 12: 721, doi:10.1103/PhysRevLett.26.721
270 Chapter 6 | Gauss's Law
E = . (6.14)
0
To see this, consider an infinitesimally small Gaussian cylinder that surrounds a point on the surface of the conductor, as
in Figure 6.39. The cylinder has one end face inside and one end face outside the surface. The height and cross-sectional
area of the cylinder are and A , respectively. The cylinders sides are perpendicular to the surface of the conductor, and
its end faces are parallel to the surface. Because the cylinder is infinitesimally small, the charge density is essentially
constant over the surface enclosed, so the total charge inside the Gaussian cylinder is A . Now E is perpendicular to the
surface of the conductor outside the conductor and vanishes within it, because otherwise, the charges would accelerate, and
we would not be in equilibrium. Electric flux therefore crosses only the outer end face of the Gaussian surface and may be
written as EA , since the cylinder is assumed to be small enough that E is approximately constant over that area. From
Gauss law,
EA = A
0 .
Thus,
E = .
0
Figure 6.39 An infinitesimally small cylindrical Gaussian surface surrounds point P, which is on the surface of
the conductor. The field E is perpendicular to the surface of the conductor outside the conductor and vanishes
within it.
Example 6.9
Strategy
For this case, we use a cylindrical Gaussian surface, a side view of which is shown.
Solution
The flux calculation is similar to that for an infinite sheet of charge from the previous chapter with one major
exception: The left face of the Gaussian surface is inside the conductor where E = 0 , so the total flux
through the Gaussian surface is EA rather than 2EA. Then from Gauss law,
EA = A
0
Significance
This result is in agreement with the result from the previous section, and consistent with the rule stated above.
Example 6.10
Strategy
Note that the electric field at the surface of one plate only depends on the charge on that plate. Thus, apply
E = / 0 with the given values.
Solution
The electric field is directed from the positive to the negative plate, as shown in the figure, and its magnitude is
given by
Example 6.11
A Conducting Sphere
The isolated conducting sphere (Figure 6.42) has a radius R and an excess charge q. What is the electric field
both inside and outside the sphere?
Strategy
The sphere is isolated, so its surface change distribution and the electric field of that distribution are spherically
symmetrical. We can therefore represent the field as E = E(r) ^
r . To calculate E(r), we apply Gausss law over
a closed spherical surface S of radius r that is concentric with the conducting sphere.
Solution
For r < R , S is within the conductor, so q enc = 0, and Gausss law gives
E(r) = 0,
274 Chapter 6 | Gauss's Law
as expected inside a conductor. If r > R , S encloses the conductor so q enc = q. From Gausss law,
q
E(r) 4r 2 = .
0
Significance
Notice that in the region r R , the electric field due to a charge q placed on an isolated conducting sphere of
radius R is identical to the electric field of a point charge q located at the center of the sphere. The difference
between the charged metal and a point charge occurs only at the space points inside the conductor. For a point
charge placed at the center of the sphere, the electric field is not zero at points of space occupied by the sphere,
but a conductor with the same amount of charge has a zero electric field at those points (Figure 6.43). However,
there is no distinction at the outside points in space where r > R , and we can replace the isolated charged
spherical conductor by a point charge at its center with impunity.
6.6 Check Your Understanding How will the system above change if there are charged objects external to
the sphere?
For a conductor with a cavity, if we put a charge +q inside the cavity, then the charge separation takes place in the
conductor, with q amount of charge on the inside surface and a +q amount of charge at the outside surface (Figure
6.44(a)). For the same conductor with a charge +q outside it, there is no excess charge on the inside surface; both the
positive and negative induced charges reside on the outside surface (Figure 6.44(b)).
Figure 6.44 (a) A charge inside a cavity in a metal. The distribution of charges
at the outer surface does not depend on how the charges are distributed at the
inner surface, since the E-field inside the body of the metal is zero. That
magnitude of the charge on the outer surface does depend on the magnitude of the
charge inside, however. (b) A charge outside a conductor containing an inner
cavity. The cavity remains free of charge. The polarization of charges on the
conductor happens at the surface.
If a conductor has two cavities, one of them having a charge +q a inside it and the other a charge q b, the polarization
of the conductor results in q a on the inside surface of the cavity a, +q b on the inside surface of the cavity b, and
q a q b on the outside surface (Figure 6.45). The charges on the surfaces may not be uniformly spread out; their spread
depends upon the geometry. The only rule obeyed is that when the equilibrium has been reached, the charge distribution in
a conductor is such that the electric field by the charge distribution in the conductor cancels the electric field of the external
charges at all space points inside the body of the conductor.
CHAPTER 6 REVIEW
KEY TERMS
area vector vector with magnitude equal to the area of a surface and direction perpendicular to the surface
cylindrical symmetry system only varies with distance from the axis, not direction
electric flux dot product of the electric field and the area through which it is passing
flux quantity of something passing through a given area
free electrons also called conduction electrons, these are the electrons in a conductor that are not bound to any particular
atom, and hence are free to move around
Gaussian surface any enclosed (usually imaginary) surface
planar symmetry system only varies with distance from a plane
spherical symmetry system only varies with the distance from the origin, not in direction
KEY EQUATIONS
Definition of electric flux, for uniform electric field
= E A EA cos
^
Electric flux through an open surface = E n dA = E d A
S S
^
Electric flux through a closed surface = E n dA = E d A
S S
^ q
Gausss law = E n dA = enc
S 0
^ q
Gausss Law for systems with symmetry = E n dA = E dA = EA = enc
S S 0
SUMMARY
6.1 Electric Flux
The electric flux through a surface is proportional to the number of field lines crossing that surface. Note that this
means the magnitude is proportional to the portion of the field perpendicular to the area.
The electric flux is obtained by evaluating the surface integral
= E ^
n dA = E d A ,
S S
All surfaces that include the same amount of charge have the same number of field lines crossing it, regardless of
the shape or size of the surface, as long as the surfaces enclose the same amount of charge.
For cylindrical symmetry, we use a cylindrical Gaussian surface, and find that Gausss law simplifies to
q
2rLE = enc .
0
For planar symmetry, a convenient Gaussian surface is a box penetrating the plane, with two faces parallel to the
q
plane and the remainder perpendicular, resulting in Gausss law being 2AE = enc .
0
CONCEPTUAL QUESTIONS
7. (a) If the electric flux through a closed surface is zero,
6.1 Electric Flux is the electric field necessarily zero at all points on the
1. Discuss how would orient a planar surface of area A in surface? (b) What is the net charge inside the surface?
a uniform electric field of magnitude E 0 to obtain (a) the
8. Discuss how Gausss law would be affected if the
maximum flux and (b) the minimum flux through the area.
electric field of a point charge did not vary as 1/r 2.
2. What are the maximum and minimum values of the flux
in the preceding question? 9. Discuss the similarities and differences between the
gravitational field of a point mass m and the electric field of
3. The net electric flux crossing a closed surface is always a point charge q.
zero. True or false?
10. Discuss whether Gausss law can be applied to other
4. The net electric flux crossing an open surface is never forces, and if so, which ones.
zero. True or false?
11. Is the term E in Gausss law the electric field
produced by just the charge inside the Gaussian surface?
6.2 Explaining Gausss Law
5. Two concentric spherical surfaces enclose a point 12. Reformulate Gausss law by choosing the unit normal
charge q. The radius of the outer sphere is twice that of of the Gaussian surface to be the one directed inward.
the inner one. Compare the electric fluxes crossing the two
surfaces.
6.3 Applying Gausss Law
6. Compare the electric flux through the surface of a cube
13. Would Gausss law be helpful for determining the
of side length a that has a charge q at its center to the flux
electric field of two equal but opposite charges a fixed
through a spherical surface of radius a with a charge q at its
distance apart?
center.
278 Chapter 6 | Gauss's Law
14. Discuss the role that symmetry plays in the application 18. A charge q is placed in the cavity of a conductor
of Gausss law. Give examples of continuous charge as shown below. Will a charge outside the conductor
distributions in which Gausss law is useful and not useful experience an electric field due to the presence of q?
in determining the electric field.
PROBLEMS
24. Two large rectangular aluminum plates of area
6.1 Electric Flux 150 cm 2 face each other with a separation of 3 mm
20. A uniform electric field of magnitude 1.1 10 4 N/C between them. The plates are charged with equal amount of
is perpendicular to a square sheet with sides 2.0 m long. opposite charges, 20 C . The charges on the plates face
What is the electric flux through the sheet? each other. Find the flux through a circle of radius 3 cm
between the plates when the normal to the circle makes an
21. Calculate the flux through the sheet of the previous angle of 5 with a line perpendicular to the plates. Note
problem if the plane of the sheet is at an angle of 60 to the that this angle can also be given as 180 + 5.
field. Find the flux for both directions of the unit normal to
the sheet.
25. A square surface of area 2 cm 2 is in a space of
22. Find the electric flux through a rectangular area uniform electric field of magnitude 10 3 N/C . The amount
3 cm 2 cm between two parallel plates where there is of flux through it depends on how the square is oriented
a constant electric field of 30 N/C for the following relative to the direction of the electric field. Find the
orientations of the area: (a) parallel to the plates, (b) electric flux through the square, when the normal to it
perpendicular to the plates, and (c) the normal to the area makes the following angles with electric field: (a) 30 , (b)
making a 30 angle with the direction of the electric field. 90 , and (c) 0 . Note that these angles can also be given
Note that this angle can also be given as 180 + 30. as 180 + .
23. The electric flux through a square-shaped area of side 26. A vector field is pointed along the z-axis,
5 cm near a large charged sheet is found to be
v = ^
z . (a) Find the flux of the vector field
3 10 5 N m 2 /C when the area is parallel to the plate. x2 + y2
Find the charge density on the sheet. through a rectangle in the xy-plane between a < x < b and
c < y < d . (b) Do the same through a rectangle in the
yz-plane between a < z < b and c < y < d . (Leave your
answer as an integral.)
27. Consider the uniform electric field 31. Find the electric flux through the closed surface whose
^ ^ cross-sections are shown below.
E = (4.0 j + 3.0 k ) 10 3 N/C. What is its electric
flux through a circular area of radius 2.0 m that lies in the
xy-plane?
35. A charge q is placed at one of the corners of a cube of r R and zero for r > R. Obtain expressions for the
side a, as shown below. Find the magnitude of the electric electric field both inside and outside the distribution.
flux through the shaded face due to q. Assume q > 0 .
43. A very long, thin wire has a uniform linear charge
density of 50 C/m. What is the electric field at a distance
2.0 cm from the wire?
49. Determine if approximate cylindrical symmetry holds 54. Charge is distributed throughout a very long
for the following situations. State why or why not. (a) A cylindrical volume of radius R such that the charge density
300-cm long copper rod of radius 1 cm is charged with increases with the distance r from the central axis of the
+500 nC of charge and we seek electric field at a point 5 cylinder according to = r, where is a constant.
cm from the center of the rod. (b) A 10-cm long copper rod Show that the field of this charge distribution is directed
of radius 1 cm is charged with +500 nC of charge and we radially with respect to the cylinder and that
seek electric field at a point 5 cm from the center of the rod.
(c) A 150-cm wooden rod is glued to a 150-cm plastic rod 2
E = r (r R);
to make a 300-cm long rod, which is then painted with a 3 0
charged paint so that one obtains a uniform charge density. 3
The radius of each rod is 1 cm, and we seek an electric field E = R (r R).
3 0 r
at a point that is 4 cm from the center of the rod. (d) Same
rod as (c), but we seek electric field at a point that is 500
cm from the center of the rod.
55. The electric field 10.0 cm from the surface of a copper
ball of radius 5.0 cm is directed toward the balls center
50. A long silver rod of radius 3 cm has a charge of
5 C/cm on its surface. (a) Find the electric field at a and has magnitude 4.0 10 2 N/C. How much charge is
point 5 cm from the center of the rod (an outside point). (b) on the surface of the ball?
Find the electric field at a point 2 cm from the center of the
rod (an inside point). 56. Charge is distributed throughout a spherical shell of
inner radius r 1 and outer radius r 2 with a volume density
51. The electric field at 2 cm from the center of long given by = 0 r 1/r, where 0 is a constant. Determine
copper rod of radius 1 cm has a magnitude 3 N/C and
the electric field due to this charge as a function of r, the
directed outward from the axis of the rod. (a) How much
distance from the center of the shell.
charge per unit length exists on the copper rod? (b) What
would be the electric flux through a cube of side 5 cm
situated such that the rod passes through opposite sides of 57. Charge is distributed throughout a spherical volume of
the cube perpendicularly? radius R with a density = r 2, where is a constant.
Determine the electric field due to the charge at points both
52. A long copper cylindrical shell of inner radius 2 cm inside and outside the sphere.
and outer radius 3 cm surrounds concentrically a charged
long aluminum rod of radius 1 cm with a charge density 58. Consider a uranium nucleus to be sphere of radius
of 4 pC/m. All charges on the aluminum rod reside at its
R = 7.4 10 15 m with a charge of 92e distributed
surface. The inner surface of the copper shell has exactly
opposite charge to that of the aluminum rod while the uniformly throughout its volume. (a) What is the electric
outer surface of the copper shell has the same charge as force exerted on an electron when it is 3.0 10 15 m
the aluminum rod. Find the magnitude and direction of the from the center of the nucleus? (b) What is the acceleration
electric field at points that are at the following distances of the electron at this point?
from the center of the aluminum rod: (a) 0.5 cm, (b) 1.5 cm,
(c) 2.5 cm, (d) 3.5 cm, and (e) 7 cm. 59. The volume charge density of a spherical charge
distribution is given by (r) = 0 e r, where 0 and
53. Charge is distributed uniformly with a density
are constants. What is the electric field produced by this
throughout an infinitely long cylindrical volume of radius
charge distribution?
R. Show that the field of this charge distribution is directed
radially with respect to the cylinder and that
r
E= (r R);
2 0
R 2
E= (r R).
2 0 r
282 Chapter 6 | Gauss's Law
Figure 6.46 A charge inside a cavity of a metal. Charges at 65. A long cylinder of aluminum of radius R meters is
the outer surface do not depend on how the charges are charged so that it has a uniform charge per unit length on its
distributed at the inner surface since E field inside the body of surface of . (a) Find the electric field inside and outside
the metal is zero. the cylinder. (b) Plot electric field as a function of distance
from the center of the rod.
61. An uncharged spherical conductor S of radius R has
two spherical cavities A and B of radii a and b, respectively 66. At the surface of any conductor in electrostatic
as shown below. Two point charges +q a and +q b are equilibrium, E = / 0. Show that this equation is
placed at the center of the two cavities by using non-
consistent with the fact that E = kq/r 2 at the surface of a
conducting supports. In addition, a point charge +q 0 is
spherical conductor.
placed outside at a distance r from the center of the sphere.
(a) Draw approximate charge distributions in the metal
although metal sphere has no net charge. (b) Draw electric 67. Two parallel plates 10 cm on a side are given equal and
field lines. Draw enough lines to represent all distinctly opposite charges of magnitude 5.0 10 9 C. The plates
different places. are 1.5 mm apart. What is the electric field at the center of
the region between the plates?
69. The surface charge density on a long straight metallic 70. A point charge q = 5.0 10 12 C is placed at the
pipe is . What is the electric field outside and inside the
center of a spherical conducting shell of inner radius 3.5 cm
pipe? Assume the pipe has a diameter of 2a. and outer radius 4.0 cm. The electric field just above the
surface of the conductor is directed radially outward and
has magnitude 8.0 N/C. (a) What is the charge density on
the inner surface of the shell? (b) What is the charge density
on the outer surface of the shell? (c) What is the net charge
on the conductor?
ADDITIONAL PROBLEMS
75. (a) Calculate the electric flux through the open
72. A vector field E (not necessarily an electric field;
^
^ hemispherical surface due to the electric field E = E 0 k
note units) is given by E = 3x 2 k . Calculate
^ (see below). (b) If the hemisphere is rotated by 90 around
E n da, where S is the area shown below. Assume
the x-axis, what is the flux through it?
S
^
that ^
n = k.
77. The electric field in a region is given by 81. Two 10 cm 10 cm pieces of aluminum foil of
^ thickness 0.1 mm face each other with a separation of 5
E = a/(b + cx) i , where a = 200 N m/C,
mm. One of the foils has a charge of +30 C and the other
b = 2.0 m, and c = 2.0. What is the net charge enclosed
has 30 C . (a) Find the charge density at all surfaces,
by the shaded volume shown below?
i.e., on those facing each other and those facing away. (b)
Find the electric field between the plates near the center
assuming planar symmetry.
82. Two large copper plates facing each other have charge
densities 4.0 C/m 2 on the surface facing the other plate,
and zero in between the plates. Find the electric flux
through a 3 cm 4 cm rectangular area between the
plates, as shown below, for the following orientations of the
area. (a) If the area is parallel to the plates, and (b) if the
area is tilted = 30 from the parallel direction. Note, this
angle can also be = 180 + 30.
78. Two equal and opposite charges of magnitude Q are
located on the x-axis at the points +a and a, as shown
below. What is the net flux due to these charges through
a square surface of side 2a that lies in the yz-plane and
is centered at the origin? (Hint: Determine the flux due
to each charge separately, then use the principle of
superposition. You may be able to make a symmetry
argument.)
84. A total charge Q is distributed uniformly throughout 86. Two non-conducting spheres of radii R 1 and R 2
a spherical volume that is centered at O 1 and has a radius are uniformly charged with charge densities 1 and 2,
R. Without disturbing the charge remaining, charge is respectively. They are separated at center-to-center distance
removed from the spherical volume that is centered at O 2 a (see below). Find the electric field at point P located
(see below). Show that the electric field everywhere in the at a distance r from the center of sphere 1 and is in the
empty region is given by direction from the line joining the two spheres assuming
Q r their charge densities are not affected by the presence of the
E = , other sphere. (Hint: Work one sphere at a time and use the
4 0 R 3 superposition principle.)
89. Shown below are two concentric conducting spherical 90. A point charge of q = 5.0 10 8 C is placed at
shells of radii R 1 and R 2 , each of finite thickness much
the center of an uncharged spherical conducting shell of
less than either radius. The inner and outer shell carry net inner radius 6.0 cm and outer radius 9.0 cm. Find the
charges q 1 and q 2, respectively, where both q 1 and q 2 electric field at (a) r = 4.0 cm , (b) r = 8.0 cm , and (c)
are positive. What is the electric field for (a) r < R 1; (b) r = 12.0 cm . (d) What are the charges induced on the
R 1 < r < R 2; and (c) r > R 2 ? (d) What is the net charge inner and outer surfaces of the shell?
CHALLENGE PROBLEMS
91. The Hubble Space Telescope can measure the energy 93. An infinite plate sheet of charge of surface charge
flux from distant objects such as supernovae and stars. density is shown below. What is the electric field at
Scientists then use this data to calculate the energy emitted a distance x from the sheet? Compare the result of this
by that object. Choose an interstellar object which scientists calculation with that of worked out in the text.
have observed the flux at the Hubble with (for example,
Vega[3]), find the distance to that object and the size of
Hubbles primary mirror, and calculate the total energy
flux. (Hint: The Hubble intercepts only a small part of the
total flux.)
3. http://adsabs.harvard.edu/abs/2004AJ....127.3508B
94. A spherical rubber balloon carries a total charge Q 95. Find the electric field of a large conducting plate
distributed uniformly over its surface. At t = 0 , the radius containing a net charge q. Let A be area of one side of
of the balloon is R. The balloon is then slowly inflated until the plate and h the thickness of the plate (see below). The
its radius reaches 2R at the time t 0. Determine the electric charge on the metal plate will distribute mostly on the two
planar sides and very little on the edges if the plate is thin.
field due to this charge as a function of time (a) at the
surface of the balloon, (b) at the surface of radius R, and (c)
at the surface of radius 2R. Ignore any effect on the electric
field due to the material of the balloon and assume that the
radius increases uniformly with time.
288 Chapter 6 | Gauss's Law
7 | ELECTRIC POTENTIAL
Figure 7.1 The energy released in a lightning strike is an excellent illustration of the vast quantities of energy that may be
stored and released by an electric potential difference. In this chapter, we calculate just how much energy can be released in a
lightning strike and how this varies with the height of the clouds from the ground. (credit: Anthony Quintano)
Chapter Outline
7.1 Electric Potential Energy
7.2 Electric Potential and Potential Difference
7.3 Calculations of Electric Potential
7.4 Determining Field from Potential
7.5 Equipotential Surfaces and Conductors
7.6 Applications of Electrostatics
Introduction
In Electric Charges and Fields, we just scratched the surface (or at least rubbed it) of electrical phenomena. Two terms
commonly used to describe electricity are its energy and voltage, which we show in this chapter is directly related to the
potential energy in a system.
We know, for example, that great amounts of electrical energy can be stored in batteries, are transmitted cross-country via
currents through power lines, and may jump from clouds to explode the sap of trees. In a similar manner, at the molecular
level, ions cross cell membranes and transfer information.
We also know about voltages associated with electricity. Batteries are typically a few volts, the outlets in your home
frequently produce 120 volts, and power lines can be as high as hundreds of thousands of volts. But energy and voltage
are not the same thing. A motorcycle battery, for example, is small and would not be very successful in replacing a much
larger car battery, yet each has the same voltage. In this chapter, we examine the relationship between voltage and electrical
energy, and begin to explore some of the many applications of electricity.
290 Chapter 7 | Electric Potential
When a free positive charge q is accelerated by an electric field, it is given kinetic energy (Figure 7.2). The process is
analogous to an object being accelerated by a gravitational field, as if the charge were going down an electrical hill where its
electric potential energy is converted into kinetic energy, although of course the sources of the forces are very different. Let
us explore the work done on a charge q by the electric field in this process, so that we may develop a definition of electric
potential energy.
The electrostatic or Coulomb force is conservative, which means that the work done on q is independent of the path taken, as
we will demonstrate later. This is exactly analogous to the gravitational force. When a force is conservative, it is possible to
define a potential energy associated with the force. It is usually easier to work with the potential energy (because it depends
only on position) than to calculate the work directly.
To show this explicitly, consider an electric charge +q fixed at the origin and move another charge +Q toward q in such
a manner that, at each instant, the applied force F exactly balances the electric force F e on Q (Figure 7.3). The
work done by the applied force F on the charge Q changes the potential energy of Q. We call this potential energy the
electrical potential energy of Q.
The work W 12 done by the applied force F when the particle moves from P 1 to P 2 may be calculated by
P2
W 12 = F d l .
P1
Since the applied force F balances the electric force F e on Q, the two forces have equal magnitude and opposite
directions. Therefore, the applied force is
kqQ
F = Fe = 2 ^r,
r
where we have defined positive to be pointing away from the origin and r is the distance from the origin. The directions of
both the displacement and the applied force in the system in Figure 7.3 are parallel, and thus the work done on the system
is positive.
We use the letter U to denote electric potential energy, which has units of joules (J). When a conservative force does negative
work, the system gains potential energy. When a conservative force does positive work, the system loses potential energy,
U = W. In the system in Figure 7.3, the Coulomb force acts in the opposite direction to the displacement; therefore,
the work is negative. However, we have increased the potential energy in the two-charge system.
Example 7.1
Strategy
Calculate the work with the usual definition. Since Q started from rest, this is the same as the kinetic energy.
Solution
Integrating force over distance, we obtain
r2
r =
r
kqQ
r2 2
kqQ 1 1
W 12 = F d dr = r r 1 = kqQ r 2 + r 1
2
r1 r
r1
= 10 Nm /C 25.0 10 9 C3.0 10 9 C 1 + 1
8.99
9 2
0.15 m 0.10 m
= 4.5 10 7 J.
This is also the value of the kinetic energy at r 2.
Significance
Charge Q was initially at rest; the electric field of q did work on Q, so now Q has kinetic energy equal to the work
done by the electric field.
292 Chapter 7 | Electric Potential
7.1 Check Your Understanding If Q has a mass of 4.00 g, what is the speed of Q at r 2 ?
In this example, the work W done to accelerate a positive charge from rest is positive and results from a loss in U, or a
negative U . A value for U can be found at any point by taking one point as a reference and calculating the work needed
to move a charge to the other point.
Gravitational potential energy and electric potential energy are quite analogous. Potential energy accounts for work done by
a conservative force and gives added insight regarding energy and energy transformation without the necessity of dealing
with the force directly. It is much more common, for example, to use the concept of electric potential energy than to deal
with the Coulomb force directly in real-world applications.
In polar coordinates with q at the origin and Q located at r, the displacement element vector is d l = ^
r dr and thus the
work becomes
r2
W 12 = kqQ 12 ^r ^r dr = kqQ r1 kqQ r1 .
r r 2 1
1
Notice that this result only depends on the endpoints and is otherwise independent of the path taken. To explore this further,
compare path P 1 to P 2 with path P 1 P 3 P 4 P 2 in Figure 7.5.
The segments P 1 P 3 and P 4 P 2 are arcs of circles centered at q. Since the force on Q points either toward or away from
q, no work is done by a force balancing the electric force, because it is perpendicular to the displacement along these arcs.
Therefore, the only work done is along segment P 3 P 4, which is identical to P 1 P 2.
One implication of this work calculation is that if we were to go around the path P 1 P 3 P 4 P 2 P 1, the net work would be
zero (Figure 7.6). Recall that this is how we determine whether a force is conservative or not. Hence, because the electric
force is related to the electric field by F = q E , the electric field is itself conservative. That is,
E d l = 0.
Another implication is that we may define an electric potential energy. Recall that the work done by a conservative force
is also expressed as the difference in the potential energy corresponding to that force. Therefore, the work W ref to bring a
charge from a reference point to a point of interest may be written as
r
W ref = F d l
r ref
and, by Equation 7.1, the difference in potential energy (U 2 U 1) of the test charge Q between the two points is
r
U = F d l .
r ref
Therefore, we can write a general expression for the potential energy of two point charges (in spherical coordinates):
kqQ
r
U =
r
kqQ
dr = r r ref = kqQ1r r 1 .
r r2 ref
ref
We may take the second term to be an arbitrary constant reference level, which serves as the zero reference:
qQ
U(r) = k r U ref .
A convenient choice of reference that relies on our common sense is that when the two charges are infinitely far apart,
there is no interaction between them. (Recall the discussion of reference potential energy in Potential Energy and
Conservation of Energy (http://cnx.org/content/m58311/latest/) .) Taking the potential energy of this state to be
zero removes the term U ref from the equation (just like when we say the ground is zero potential energy in a gravitational
potential energy problem), and the potential energy of Q when it is separated from q by a distance r assumes the form
qQ (7.2)
U(r) = k r (zero reference at r = ).
This formula is symmetrical with respect to q and Q, so it is best described as the potential energy of the two-charge system.
Example 7.2
What is the change in the potential energy of the two-charge system from r 1 to r 2 ?
Strategy
r2
Calculate the potential energy with the definition given above: U 12 = F d
r . Since Q started from
r1
r =
r
kqQ
r2 2
kqQ
U 12 = F d dr = = kqQr1 r1
r
r1 2 r r 1 2 1
r1
= 8.99 10 9 Nm 2 /C 25.0 10 9 C3.0 10 9 C 1 1
0.15 m 0.10 m
= 4.5 10 7 J.
Significance
The change in the potential energy is negative, as expected, and equal in magnitude to the change in kinetic energy
in this system. Recall from Example 7.1 that the change in kinetic energy was positive.
7.2 Check Your Understanding What is the potential energy of Q relative to the zero reference at infinity at
r 2 in the above example?
Due to Coulombs law, the forces due to multiple charges on a test charge Q superimpose; they may be calculated
individually and then added. This implies that the work integrals and hence the resulting potential energies exhibit the same
behavior. To demonstrate this, we consider an example of assembling a system of four charges.
Example 7.3
Strategy
We bring in the charges one at a time, giving them starting locations at infinity and calculating the work to bring
them in from infinity to their final location. We do this in order of increasing charge.
Solution
Step 1. First bring the +2.0-C charge to the origin. Since there are no other charges at a finite distance from
this charge yet, no work is done in bringing it from infinity,
W 1 = 0.
Step 2. While keeping the +2.0-C charge fixed at the origin, bring the +3.0-C charge to
(x, y, z) = (1.0 cm, 0, 0) (Figure 7.9). Now, the applied force must do work against the force exerted by the
+2.0-C charge fixed at the origin. The work done equals the change in the potential energy of the +3.0-C
charge:
6
q1 q2 9 N m 2 2.0 10 C3.0 10 6 C
W2 = k r
12
= 9.0 10
C2 1.0 10 2 m
= 5.4 J.
Step 3. While keeping the charges of +2.0 C and +3.0 C fixed in their places, bring in the +4.0-C charge
to (x, y, z) = (1.0 cm, 1.0 cm, 0) (Figure 7.10). The work done in this step is
q q q q
W 3 = k r1 3 + k r2 3
13 23
2 2.0 10 C4.0 10 6 C 3.0 10 6 C4.0 10 6 C
6
= 15.9 J.
= 9.0 10 9 N m
C 2 2 10 2 m
+
1.0 10 2 m
296 Chapter 7 | Electric Potential
Step 4. Finally, while keeping the first three charges in their places, bring the +5.0-C charge to
(x, y, z) = (0, 1.0 cm, 0) (Figure 7.11). The work done here is
q q q
W 4 = kq 4 r 1 + r 2 + r 3 ,
14 24 34
2 C 3.0 10 6 C 4.0 10 6 C
6
6 2.0 10 = 36.5 J.
= 9.0 10 9 N m
C2
5.0 10 C
1.0 10 2 m
+
2 10 2 m
+
1.0 10 2 m
Hence, the total work done by the applied force in assembling the four charges is equal to the sum of the work in
bringing each charge from infinity to its final position:
W T = W 1 + W 2 + W 3 + W 4 = 0 + 5.4 J + 15.9 J + 36.5 J = 57.8 J.
Significance
The work on each charge depends only on its pairwise interactions with the other charges. No more complicated
interactions need to be considered; the work on the third charge only depends on its interaction with the first and
second charges, the interaction between the first and second charge does not affect the third.
7.3 Check Your Understanding Is the electrical potential energy of two point charges positive or negative if
the charges are of the same sign? Opposite signs? How does this relate to the work necessary to bring the
charges into proximity from infinity?
Note that the electrical potential energy is positive if the two charges are of the same type, either positive or negative, and
negative if the two charges are of opposite types. This makes sense if you think of the change in the potential energy U
as you bring the two charges closer or move them farther apart. Depending on the relative types of charges, you may have
to work on the system or the system would do work on you, that is, your work is either positive or negative. If you have
to do positive work on the system (actually push the charges closer), then the energy of the system should increase. If you
bring two positive charges or two negative charges closer, you have to do positive work on the system, which raises their
potential energy. Since potential energy is proportional to 1/r, the potential energy goes up when r goes down between two
positive or two negative charges.
On the other hand, if you bring a positive and a negative charge nearer, you have to do negative work on the system (the
charges are pulling you), which means that you take energy away from the system. This reduces the potential energy. Since
potential energy is negative in the case of a positive and a negative charge pair, the increase in 1/r makes the potential energy
more negative, which is the same as a reduction in potential energy.
The result from Example 7.1 may be extended to systems with any arbitrary number of charges. In this case, it is most
convenient to write the formula as
N N (7.3)
qi q j
W 12 N = k r for i j.
2 i j ij
The factor of 1/2 accounts for adding each pair of charges twice.
Recall that earlier we defined electric field to be a quantity independent of the test charge in a given system, which would
nonetheless allow us to calculate the force that would result on an arbitrary test charge. (The default assumption in the
absence of other information is that the test charge is positive.) We briefly defined a field for gravity, but gravity is always
attractive, whereas the electric force can be either attractive or repulsive. Therefore, although potential energy is perfectly
adequate in a gravitational system, it is convenient to define a quantity that allows us to calculate the work on a charge
independent of the magnitude of the charge. Calculating the work directly may be difficult, since W = F d and the
direction and magnitude of F can be complex for multiple charges, for odd-shaped objects, and along arbitrary paths. But
we do know that because F = q E , the work, and hence U, is proportional to the test charge q. To have a physical
quantity that is independent of test charge, we define electric potential V (or simply potential, since electric is understood)
to be the potential energy per unit charge:
Electric Potential
The electric potential energy per unit charge is
V=U
q.
(7.4)
Since U is proportional to q, the dependence on q cancels. Thus, V does not depend on q. The change in potential energy
U is crucial, so we are concerned with the difference in potential or potential difference V between two points, where
298 Chapter 7 | Electric Potential
V = V B V A = U
q .
The familiar term voltage is the common name for electric potential difference. Keep in mind that whenever a voltage is
quoted, it is understood to be the potential difference between two points. For example, every battery has two terminals, and
its voltage is the potential difference between them. More fundamentally, the point you choose to be zero volts is arbitrary.
This is analogous to the fact that gravitational potential energy has an arbitrary zero, such as sea level or perhaps a lecture
hall floor. It is worthwhile to emphasize the distinction between potential difference and electrical potential energy.
V = U
q or U = qV.
(7.5)
Voltage is not the same as energy. Voltage is the energy per unit charge. Thus, a motorcycle battery and a car battery can both
have the same voltage (more precisely, the same potential difference between battery terminals), yet one stores much more
energy than the other because U = qV. The car battery can move more charge than the motorcycle battery, although
both are 12-V batteries.
Example 7.4
Calculating Energy
You have a 12.0-V motorcycle battery that can move 5000 C of charge, and a 12.0-V car battery that can move
60,000 C of charge. How much energy does each deliver? (Assume that the numerical value of each charge is
accurate to three significant figures.)
Strategy
To say we have a 12.0-V battery means that its terminals have a 12.0-V potential difference. When such a battery
moves charge, it puts the charge through a potential difference of 12.0 V, and the charge is given a change in
potential energy equal to U = qV. To find the energy output, we multiply the charge moved by the potential
difference.
Solution
For the motorcycle battery, q = 5000 C and V = 12.0 V . The total energy delivered by the motorcycle
battery is
U cycle = (5000 C)(12.0 V) = (5000 C)(12.0 J/C) = 6.00 10 4 J.
Significance
Voltage and energy are related, but they are not the same thing. The voltages of the batteries are identical, but the
energy supplied by each is quite different. A car battery has a much larger engine to start than a motorcycle. Note
also that as a battery is discharged, some of its energy is used internally and its terminal voltage drops, such as
when headlights dim because of a depleted car battery. The energy supplied by the battery is still calculated as in
this example, but not all of the energy is available for external use.
7.4 Check Your Understanding How much energy does a 1.5-V AAA battery have that can move 100 C?
Note that the energies calculated in the previous example are absolute values. The change in potential energy for the battery
is negative, since it loses energy. These batteries, like many electrical systems, actually move negative chargeelectrons in
particular. The batteries repel electrons from their negative terminals (A) through whatever circuitry is involved and attract
them to their positive terminals (B), as shown in Figure 7.12. The change in potential is V = V B V A = + 12 V and
the charge q is negative, so that U = qV is negative, meaning the potential energy of the battery has decreased when q
has moved from A to B.
Example 7.5
q = U .
V
Entering the values for U and V , we get
300 Chapter 7 | Electric Potential
7.5 Check Your Understanding How many electrons would go through a 24.0-W lamp?
The Electron-Volt
The energy per electron is very small in macroscopic situations like that in the previous examplea tiny fraction of a joule.
But on a submicroscopic scale, such energy per particle (electron, proton, or ion) can be of great importance. For example,
even a tiny fraction of a joule can be great enough for these particles to destroy organic molecules and harm living tissue.
The particle may do its damage by direct collision, or it may create harmful X-rays, which can also inflict damage. It is
useful to have an energy unit related to submicroscopic effects.
Figure 7.13 shows a situation related to the definition of such an energy unit. An electron is accelerated between two
charged metal plates, as it might be in an old-model television tube or oscilloscope. The electron gains kinetic energy that
is later converted into another formlight in the television tube, for example. (Note that in terms of energy, downhill for
the electron is uphill for a positive charge.) Since energy is related to voltage by U = qV , we can think of the joule
as a coulomb-volt.
Figure 7.13 A typical electron gun accelerates electrons using a potential difference between two separated metal plates.
By conservation of energy, the kinetic energy has to equal the change in potential energy, so KE = qV . The energy of the
electron in electron-volts is numerically the same as the voltage between the plates. For example, a 5000-V potential
difference produces 5000-eV electrons. The conceptual construct, namely two parallel plates with a hole in one, is shown in
(a), while a real electron gun is shown in (b).
Electron-Volt
On the submicroscopic scale, it is more convenient to define an energy unit called the electron-volt (eV), which is the
energy given to a fundamental charge accelerated through a potential difference of 1 V. In equation form,
1 eV = (1.60 10 19 C)(1 V) = (1.60 10 19 C)(1 J/C) = 1.60 10 19 J.
An electron accelerated through a potential difference of 1 V is given an energy of 1 eV. It follows that an electron
accelerated through 50 V gains 50 eV. A potential difference of 100,000 V (100 kV) gives an electron an energy of 100,000
eV (100 keV), and so on. Similarly, an ion with a double positive charge accelerated through 100 V gains 200 eV of
energy. These simple relationships between accelerating voltage and particle charges make the electron-volt a simple and
convenient energy unit in such circumstances.
The electron-volt is commonly employed in submicroscopic processeschemical valence energies and molecular and
nuclear binding energies are among the quantities often expressed in electron-volts. For example, about 5 eV of energy
is required to break up certain organic molecules. If a proton is accelerated from rest through a potential difference
of 30 kV, it acquires an energy of 30 keV (30,000 eV) and can break up as many as 6000 of these molecules
(30,000 eV 5 eV per molecule = 6000 molecules). Nuclear decay energies are on the order of 1 MeV (1,000,000 eV)
per event and can thus produce significant biological damage.
Conservation of Energy
The total energy of a system is conserved if there is no net addition (or subtraction) due to work or heat transfer. For
conservative forces, such as the electrostatic force, conservation of energy states that mechanical energy is a constant.
302 Chapter 7 | Electric Potential
Mechanical energy is the sum of the kinetic energy and potential energy of a system; that is, K + U = constant. A loss of
U for a charged particle becomes an increase in its K. Conservation of energy is stated in equation form as
K + U = constant
or
Ki + Ui = Kf + Uf
where i and f stand for initial and final conditions. As we have found many times before, considering energy can give us
insights and facilitate problem solving.
Example 7.6
Significance
Note that both the charge and the initial voltage are negative, as in Figure 7.13. From the discussion of electric
charge and electric field, we know that electrostatic forces on small particles are generally very large compared
with the gravitational force. The large final speed confirms that the gravitational force is indeed negligible here.
The large speed also indicates how easy it is to accelerate electrons with small voltages because of their very
small mass. Voltages much higher than the 100 V in this problem are typically used in electron guns. These
higher voltages produce electron speeds so great that effects from special relativity must be taken into account and
hence are reserved for a later chapter (Relativity (http://cnx.org/content/m58555/latest/) ). That is why we
consider a low voltage (accurately) in this example.
7.6 Check Your Understanding How would this example change with a positron? A positron is identical to
an electron except the charge is positive.
Applying our definition of potential (V = U/q) to this potential energy, we find that, in general,
P (7.6)
V P = E d l .
R
From our previous discussion of the potential energy of a charge in an electric field, the result is independent of the path
chosen, and hence we can pick the integral path that is most convenient.
Consider the special case of a positive point charge q at the origin. To calculate the potential caused by q at a distance r from
the origin relative to a reference of 0 at infinity (recall that we did the same for potential energy), let P = r and R = ,
kq
with d l = d
r =^
r dr and use E = 2 ^
r . When we evaluate the integral
r
P
V P = E d l
R
which simplifies to
r
V r = 2 dr = r = r .
kq kq kq kq
r
This result,
kq
Vr = r
is the standard form of the potential of a point charge. This will be explored further in the next section.
To examine another interesting special case, suppose a uniform electric field E is produced by placing a potential
difference (or voltage) V across two parallel metal plates, labeled A and B (Figure 7.14). Examining this situation will
tell us what voltage is needed to produce a certain electric field strength. It will also reveal a more fundamental relationship
between electric potential and electric field.
304 Chapter 7 | Electric Potential
From a physicists point of view, either V or E can be used to describe any interaction between charges. However,
V is a scalar quantity and has no direction, whereas E is a vector quantity, having both magnitude and direction. (Note
that the magnitude of the electric field, a scalar quantity, is represented by E.) The relationship between V and E is
revealed by calculating the work done by the electric force in moving a charge from point A to point B. But, as noted earlier,
arbitrary charge distributions require calculus. We therefore look at a uniform electric field as an interesting special case.
The work done by the electric field in Figure 7.14 to move a positive charge q from A, the positive plate, higher potential,
to B, the negative plate, lower potential, is
W = U = qV.
Substituting this expression for work into the previous equation gives
qEd = qV AB.
The charge cancels, so we obtain for the voltage between points A and B
V AB = Ed
V (uniform E-field on y)
E = AB
d
where d is the distance from A to B, or the distance between the plates in Figure 7.14. Note that this equation implies that
the units for electric field are volts per meter. We already know the units for electric field are newtons per coulomb; thus,
the following relation among units is valid:
1 N / C = 1 V / m.
Furthermore, we may extend this to the integral form. Substituting Equation 7.5 into our definition for the potential
difference between points A and B, we obtain
B A
V AB = V B V A = E d l + E d l
R R
which simplifies to
B
V B V A = E d l .
A
As a demonstration, from this we may calculate the potential difference between two points (A and B) equidistant from a
point charge q at the origin, as shown in Figure 7.15.
To do this, we integrate around an arc of the circle of constant radius r between A and B, which means we let
^ d, while using kq
d l = r E = 2^r . Thus,
r
B (7.7)
V AB = V B V A = E d l
A
V B V A = 0.
This result, that there is no difference in potential along a constant radius from a point charge, will come in handy when we
map potentials.
306 Chapter 7 | Electric Potential
Example 7.7
Solution
The potential difference or voltage between the plates is
V AB = Ed.
or
V AB = 75 kV.
(The answer is quoted to only two digits, since the maximum field strength is approximate.)
Significance
One of the implications of this result is that it takes about 75 kV to make a spark jump across a 2.5-cm (1-in.)
gap, or 150 kV for a 5-cm spark. This limits the voltages that can exist between conductors, perhaps on a power
transmission line. A smaller voltage can cause a spark if there are spines on the surface, since sharp points
have larger field strengths than smooth surfaces. Humid air breaks down at a lower field strength, meaning that
a smaller voltage will make a spark jump through humid air. The largest voltages can be built up with static
electricity on dry days (Figure 7.16).
Figure 7.16 A spark chamber is used to trace the paths of high-energy particles. Ionization created by the particles as
they pass through the gas between the plates allows a spark to jump. The sparks are perpendicular to the plates,
following electric field lines between them. The potential difference between adjacent plates is not high enough to
cause sparks without the ionization produced by particles from accelerator experiments (or cosmic rays). This form of
detector is now archaic and no longer in use except for demonstration purposes. (credit b: modification of work by Jack
Collins)
Example 7.8
Strategy
Since the voltage and plate separation are given, the electric field strength can be calculated directly from
V AB
the expression E = . Once we know the electric field strength, we can find the force on a charge by
d
using F = q E . Since the electric field is in only one direction, we can write this equation in terms of the
magnitudes, F = qE .
Solution
a. The expression for the magnitude of the electric field between two uniform metal plates is
V AB
E= .
d
Since the electron is a single charge and is given 25.0 keV of energy, the potential difference must be 25.0
kV. Entering this value for V AB and the plate separation of 0.0400 m, we obtain
Example 7.9
Strategy
B
Do this in two steps. The first step is to use V B V A = E d l and let A = a = 4.0 cm and
A
kq
B = b = 12.0 cm, with d l = d r =^ r dr and E = 2 ^ r . Then perform the integral. The second step is
r
B
to integrate V B V A = E d l around an arc of constant radius r, which means we let d l = r ^ d
A
kq
with limits 0 24, still using E = 2 ^
r . Then add the two results together.
r
Solution
b
E d l for this system becomes V b V a = 2 ^
B kq
For the first part, V B V A = r^
r dr which
A a r
computes to
b
V = 2 dr = kq1a 1
kq
a r b
= 8.99 10 9 Nm 2 /C 22.0 10 9 C 1 1
0.040 m 0.12 m
= 300 V.
24
E d l becomes V =
B kq ^ ^
For the second step, V B V A = r r d , but ^ ^ = 0 and
r
A 0 r 2
therefore V = 0. Adding the two parts together, we get 300 V.
Significance
We have demonstrated the use of the integral form of the potential difference to obtain a numerical result. Notice
that, in this particular system, we could have also used the formula for the potential due to a point charge at the
two points and simply taken the difference.
7.7 Check Your Understanding From the examples, how does the energy of a lightning strike vary with the
height of the clouds from the ground? Consider the cloud-ground system to be two parallel plates.
Before presenting problems involving electrostatics, we suggest a problem-solving strategy to follow for this topic.
Point charges, such as electrons, are among the fundamental building blocks of matter. Furthermore, spherical charge
distributions (such as charge on a metal sphere) create external electric fields exactly like a point charge. The electric
potential due to a point charge is, thus, a case we need to consider.
We can use calculus to find the work needed to move a test charge q from a large distance away to a distance of r from a
point charge q. Noting the connection between work and potential W = qV, as in the last section, we can obtain the
following result.
The potential at infinity is chosen to be zero. Thus, V for a point charge decreases with distance, whereas E for a point
charge decreases with distance squared:
kq
E = qF = 2 .
t r
Recall that the electric potential V is a scalar and has no direction, whereas the electric field E is a vector. To find the
voltage due to a combination of point charges, you add the individual voltages as numbers. To find the total electric field,
310 Chapter 7 | Electric Potential
you must add the individual fields as vectors, taking magnitude and direction into account. This is consistent with the fact
that V is closely associated with energy, a scalar, whereas E is closely associated with force, a vector.
Example 7.10
Solution
Entering known values into the expression for the potential of a point charge, we obtain
9
V = k r = 8.99 10 9 N m 2 /C 2 3.00 102 C = 539 V.
q
5.00 10 m
Significance
The negative value for voltage means a positive charge would be attracted from a larger distance, since the
potential is lower (more negative) than at larger distances. Conversely, a negative charge would be repelled, as
expected.
Example 7.11
Strategy
The potential on the surface is the same as that of a point charge at the center of the sphere, 12.5 cm away. (The
radius of the sphere is 12.5 cm.) We can thus determine the excess charge using the equation
kq
V= r.
Solution
Solving for q and entering known values gives
(0.125 m)100 10 3 V
q = rV = = 1.39 10 6 C = 1.39 C.
k 9 2 2
8.99 10 N m /C
Significance
This is a relatively small charge, but it produces a rather large voltage. We have another indication here that it is
difficult to store isolated charges.
7.8 Check Your Understanding What is the potential inside the metal sphere in Example 7.10?
The voltages in both of these examples could be measured with a meter that compares the measured potential with ground
potential. Ground potential is often taken to be zero (instead of taking the potential at infinity to be zero). It is the potential
difference between two points that is of importance, and very often there is a tacit assumption that some reference point,
such as Earth or a very distant point, is at zero potential. As noted earlier, this is analogous to taking sea level as h = 0
when considering gravitational potential energy U g = mgh .
312 Chapter 7 | Electric Potential
Note that electric potential follows the same principle of superposition as electric field and electric potential energy. To
show this more explicitly, note that a test charge q i at the point P in space has distances of r 1, r 2, , r N from the N
charges fixed in space above, as shown in Figure 7.19. Using our formula for the potential of a point charge for each of
these (assumed to be point) charges, we find that
N N (7.9)
q q
V P = k r i = k r i .
1 i 1 i
which is the same as the work to bring the test charge into the system, as found in the first section of the chapter.
Example 7.12
Strategy
N
q
Apply V P = k r i to each of these three points.
i 1
Solution
N
q
a. V P = k r i = (9.0 10 9 N m 2 /C 2) 3.0 nC 3.0 nC = 1.8 10 3 V
i
1
0.010 m 0.030 m
N
q
b. V P = k r i = (9.0 10 9 N m 2 /C 2) 3.0 nC 3.0 nC = 5.1 10 2 V
i
1
0.070 m 0.030 m
N
q
c. V P = k r i = (9.0 10 9 N m 2 /C 2) 3.0 nC 3.0 nC = 3.6 10 2 V
i
1
0.030 m 0.050 m
Significance
Note that evaluating potential is significantly simpler than electric field, due to potential being a scalar instead of
a vector.
7.9 Check Your Understanding What is the potential on the x-axis? The z-axis?
Now let us consider the special case when the distance of the point P from the dipole is much greater than the distance
between the charges in the dipole, r d; for example, when we are interested in the electric potential due to a polarized
molecule such as a water molecule. This is not so far (infinity) that we can simply treat the potential as zero, but the distance
is great enough that we can simplify our calculations relative to the previous example.
We start by noting that in Figure 7.21 the potential is given by
314 Chapter 7 | Electric Potential
q q
V P = V + + V = kr r
+
where
2
r = x 2 + z d .
2
This is still the exact formula. To take advantage of the fact that r d, we rewrite the radii in terms of polar coordinates,
with x = r sin and z = r cos . This gives us
2
r = r 2 sin 2 + r cos d .
2
We can simplify this expression by pulling r out of the root,
2
r = r sin 2 + cos d
2r
and then multiplying out the parentheses
2 2
r = r sin 2 + cos 2 cos dr + d = r 1 cos dr + d .
2r 2r
The last term in the root is small enough to be negligible (remember r d, and hence (d/r) 2 is extremely small,
effectively zero to the level we will probably be measuring), leaving us with
r = r 1 cos dr .
Using the binomial approximation (a standard result from the mathematics of series, when is small)
1 1
1 2
q q qd cos
V P = k r 1 + d cos r 1 d cos = k .
2r 2r r2
This may be written more conveniently if we define a new quantity, the electric dipole moment,
(7.10)
p =q d ,
where these vectors point from the negative to the positive charge. Note that this has magnitude qd. This quantity allows us
to write the potential at point P due to a dipole at the origin as
p ^ r (7.11)
VP = k 2
.
r
There are also higher-order moments, for quadrupoles, octupoles, and so on. You will see these in future classes.
We may treat a continuous charge distribution as a collection of infinitesimally separated individual points. This yields the
integral
dq (7.12)
V P = k r
for the potential at a point P. Note that r is the distance from each individual point in the charge distribution to the point P.
As we saw in Electric Charges and Fields, the infinitesimal charges are given by
dl (one dimension)
dq = dA (two dimensions)
dV (three dimensions)
where is linear charge density, is the charge per unit area, and is the charge per unit volume.
316 Chapter 7 | Electric Potential
Example 7.13
Solution
Consider a small element of the charge distribution between y and y + dy . The charge in this cell is dq = dy
and the distance from the cell to the field point P is x 2 + y 2. Therefore, the potential becomes
dq
= k r = k
L/2
L/2
dy
VP = klny + y 2 + x 2L/2
L/2 x2 + y2
2 2
= klnL + L + x 2 ln L + L + x 2
2 2 2 2
2 2
= kln L + L + 4x .
L + L + 4x 2
2
Significance
Note that this was simpler than the equivalent problem for electric field, due to the use of scalar quantities. Recall
that we expect the zero level of the potential to be at infinity, when we have a finite charge. To examine this, we
take the limit of the above potential as x approaches infinity; in this case, the terms inside the natural log approach
one, and hence the potential approaches zero in this limit. Note that we could have done this problem equivalently
in cylindrical coordinates; the only effect would be to substitute r for x and z for y.
Example 7.14
Solution
A general element of the arc between and + d is of length Rd and therefore contains a charge equal to
Rd. The element is at a distance of z 2 + R 2 from P, and therefore the potential is
2
V P = k r = k
2
dq Rd = kR d = 2kR = k q tot .
0 z2 + R2 z2 + R2 0 z2 + R2 z2 + R2
Significance
This result is expected because every element of the ring is at the same distance from point P. The net potential
at P is that of the total charge placed at the common distance, z2 + R2 .
Example 7.15
Solution
An infinitesimal width cell between cylindrical coordinates r and r + dr shown in Figure 7.25 will be a ring of
charges whose electric potential dV P at the field point has the following expression
dq
dV P = k
z + r2
2
where
dq = 2rdr.
The superposition of potential of all the infinitesimal rings that make up the disk gives the net potential at point
P. This is accomplished by integrating from r = 0 to r = R :
R
V P = dV P = k2 r dr ,
0 z2 + r 2
= k2 z 2 + R 2 z 2.
Significance
The basic procedure for a disk is to first integrate around and then over r. This has been demonstrated for
uniform (constant) charge density. Often, the charge density will vary with r, and then the last integral will give
different results.
Example 7.16
2 2
V P = lim kln L + L + 4x .
L L + L + 4x 2
2
However, this limit does not exist because the argument of the logarithm becomes [2/0] as L , so this way
of finding V of an infinite wire does not work. The reason for this problem may be traced to the fact that the
charges are not localized in some space but continue to infinity in the direction of the wire. Hence, our (unspoken)
assumption that zero potential must be an infinite distance from the wire is no longer valid.
To avoid this difficulty in calculating limits, let us use the definition of potential by integrating over the electric
field from the previous section, and the value of the electric field from this charge configuration from the previous
chapter.
Solution
We use the integral
P
V P = E d l
R
where R is a finite distance from the line of charge, as shown in Figure 7.26.
With this setup, we use E P = 2k 1s ^
s and d l = d
s to obtain
P s
V P V R = 2k 1s ds = 2kln s P .
R R
V P = 2k ln s P.
Note that this form of the potential is quite usable; it is 0 at 1 m and is undefined at infinity, which is why we
could not use the latter as a reference.
Significance
Although calculating potential directly can be quite convenient, we just found a system for which this strategy
does not work well. In such cases, going back to the definition of potential in terms of the electric field may offer
a way forward.
7.10 Check Your Understanding What is the potential on the axis of a nonuniform ring of charge, where the
charge density is () = cos ?
320 Chapter 7 | Electric Potential
Recall that we were able, in certain systems, to calculate the potential by integrating over the electric field. As you may
already suspect, this means that we may calculate the electric field by taking derivatives of the potential, although going
from a scalar to a vector quantity introduces some interesting wrinkles. We frequently need E to calculate the force in a
system; since it is often simpler to calculate the potential directly, there are systems in which it is useful to calculate V and
then derive E from it.
In general, regardless of whether the electric field is uniform, it points in the direction of decreasing potential, because
the force on a positive charge is in the direction of E and also in the direction of lower potential V. Furthermore, the
magnitude of E equals the rate of decrease of V with distance. The faster V decreases over distance, the greater the
electric field. This gives us the following result.
E = V
s
where s is the distance over which the change in potential V takes place. The minus sign tells us that E points in
the direction of decreasing potential. The electric field is said to be the gradient (as in grade or slope) of the electric
potential.
For continually changing potentials, V and s become infinitesimals, and we need differential calculus to determine
the electric field. As shown in Figure 7.27, if we treat the distance s as very small so that the electric field is essentially
constant over it, we find that
E s = dV .
ds
Therefore, the electric field components in the Cartesian directions are given by
E x = V , Ey = V , Ez = V . (7.13)
x y z
This allows us to define the grad or del vector operator, which allows us to compute the gradient in one step. In
Cartesian coordinates, it takes the form
^ ^ ^ (7.14)
= i + j +k.
x y z
With this notation, we can calculate the electric field from the potential with
(7.15)
E = V,
Cylindrical: = ^ ^1 + ^
r +
r z z
(7.16)
r
^
Spherical: = ^ ^ 1 (7.17)
r + 1r +
r r sin
Example 7.17
Significance
We not only obtained the equation for the electric field of a point particle that weve seen before, we also have a
demonstration that E points in the direction of decreasing potential, as shown in Figure 7.28.
Figure 7.28 Electric field vectors inside and outside a uniformly charged
sphere.
Example 7.18
Strategy
In this case, we are only interested in one dimension, the z-axis. Therefore, we use E z = V
z
q tot
with the potential V = k found previously.
z + R2
2
Solution
Taking the derivative of the potential yields
kq tot q tot z
Ez = =k .
z z2 + R2 2
3/2
z + R 2
Significance
Again, this matches the equation for the electric field found previously. It also demonstrates a system in which
using the full del operator is not necessary.
7.11 Check Your Understanding Which coordinate system would you use to calculate the electric field of a
dipole?
We can represent electric potentials (voltages) pictorially, just as we drew pictures to illustrate electric fields. This is not
surprising, since the two concepts are related. Consider Figure 7.30, which shows an isolated positive point charge and
its electric field lines, which radiate out from a positive charge and terminate on negative charges. We use blue arrows to
represent the magnitude and direction of the electric field, and we use green lines to represent places where the electric
potential is constant. These are called equipotential surfaces in three dimensions, or equipotential lines in two dimensions.
The term equipotential is also used as a noun, referring to an equipotential line or surface. The potential for a point charge
is the same anywhere on an imaginary sphere of radius r surrounding the charge. This is true because the potential for a
point charge is given by V = kq/r and thus has the same value at any point that is a given distance r from the charge. An
equipotential sphere is a circle in the two-dimensional view of Figure 7.30. Because the electric field lines point radially
away from the charge, they are perpendicular to the equipotential lines.
It is important to note that equipotential lines are always perpendicular to electric field lines. No work is required to move
a charge along an equipotential, since V = 0 . Thus, the work is
W = U = qV = 0.
Work is zero if the direction of the force is perpendicular to the displacement. Force is in the same direction as E, so motion
along an equipotential must be perpendicular to E. More precisely, work is related to the electric field by
W = F d = q E d = qEd cos = 0.
Note that in this equation, E and F symbolize the magnitudes of the electric field and force, respectively. Neither q nor E
is zero; d is also not zero. So cos must be 0, meaning must be 90 . In other words, motion along an equipotential is
perpendicular to E.
One of the rules for static electric fields and conductors is that the electric field must be perpendicular to the surface of any
conductor. This implies that a conductor is an equipotential surface in static situations. There can be no voltage difference
across the surface of a conductor, or charges will flow. One of the uses of this fact is that a conductor can be fixed at what
we consider zero volts by connecting it to the earth with a good conductora process called grounding. Grounding can be
a useful safety tool. For example, grounding the metal case of an electrical appliance ensures that it is at zero volts relative
to Earth.
Because a conductor is an equipotential, it can replace any equipotential surface. For example, in Figure 7.30, a charged
spherical conductor can replace the point charge, and the electric field and potential surfaces outside of it will be unchanged,
confirming the contention that a spherical charge distribution is equivalent to a point charge at its center.
Figure 7.31 shows the electric field and equipotential lines for two equal and opposite charges. Given the electric field
lines, the equipotential lines can be drawn simply by making them perpendicular to the electric field lines. Conversely,
given the equipotential lines, as in Figure 7.32(a), the electric field lines can be drawn by making them perpendicular to
the equipotentials, as in Figure 7.32(b).
Figure 7.31 The electric field lines and equipotential lines for two equal but
opposite charges. The equipotential lines can be drawn by making them
perpendicular to the electric field lines, if those are known. Note that the
potential is greatest (most positive) near the positive charge and least (most
negative) near the negative charge. For a three-dimensional version, explore the
first media link.
Figure 7.32 (a) These equipotential lines might be measured with a voltmeter in a laboratory experiment. (b) The
corresponding electric field lines are found by drawing them perpendicular to the equipotentials. Note that these fields are
consistent with two equal negative charges. For a three-dimensional version, play with the first media link.
To improve your intuition, we show a three-dimensional variant of the potential in a system with two opposing charges.
Figure 7.33 displays a three-dimensional map of electric potential, where lines on the map are for equipotential surfaces.
The hill is at the positive charge, and the trough is at the negative charge. The potential is zero far away from the charges.
Note that the cut off at a particular potential implies that the charges are on conducting spheres with a finite radius.
326 Chapter 7 | Electric Potential
A two-dimensional map of the cross-sectional plane that contains both charges is shown in Figure 7.34. The line that is
equidistant from the two opposite charges corresponds to zero potential, since at the points on the line, the positive potential
from the positive charge cancels the negative potential from the negative charge. Equipotential lines in the cross-sectional
plane are closed loops, which are not necessarily circles, since at each point, the net potential is the sum of the potentials
from each charge.
One of the most important cases is that of the familiar parallel conducting plates shown in Figure 7.35. Between the plates,
the equipotentials are evenly spaced and parallel. The same field could be maintained by placing conducting plates at the
equipotential lines at the potentials shown.
Consider the parallel plates in Figure 7.2. These have equipotential lines that are parallel to the plates in the space between
and evenly spaced. An example of this (with sample values) is given in Figure 7.35. We could draw a similar set of
equipotential isolines for gravity on the hill shown in Figure 7.2. If the hill has any extent at the same slope, the isolines
along that extent would be parallel to each other. Furthermore, in regions of constant slope, the isolines would be evenly
spaced. An example of real topographic lines is shown in Figure 7.36.
Figure 7.36 A topographical map along a ridge has roughly parallel elevation lines, similar to the equipotential lines in Figure
7.35. (a) A topographical map of Devils Tower, Wyoming. Lines that are close together indicate very steep terrain. (b) A
perspective photo of Devils Tower shows just how steep its sides are. Notice the top of the tower has the same shape as the
center of the topographical map.
328 Chapter 7 | Electric Potential
Example 7.19
Example 7.20
Strategy
(a) Since the plates are described as large and the distance between them is not, we will approximate each of
them as an infinite plane, and apply the result from Gausss law in the previous chapter.
B
(b) Use V AB = E d l .
A
(c) Since the electric field is constant, find the ratio of 100 V to the total potential difference; then calculate this
fraction of the distance.
Solution
a. The electric field is directed from the positive to the negative plate as shown in the figure, and its
magnitude is given by
7.12 Check Your Understanding What are the equipotential surfaces for an infinite line charge?
To investigate this, consider the isolated conducting sphere of Figure 7.38 that has a radius R and an excess charge q. To
find the electric field both inside and outside the sphere, note that the sphere is isolated, so its surface change distribution
and the electric field of that distribution are spherically symmetric. We can therefore represent the field as E = E(r) ^
r.
To calculate E(r), we apply Gausss law over a closed spherical surface S of radius r that is concentric with the conducting
sphere. Since r is constant and ^
n =^
r on the sphere,
^
E n da = E(r) da = E(r) 4r 2.
S
For r < R , S is within the conductor, so recall from our previous study of Gausss law that q enc = 0 and Gausss law
gives E(r) = 0 , as expected inside a conductor at equilibrium. If r > R , S encloses the conductor so q enc = q. From
Gausss law,
q
E(r) 4r 2 = .
0
As expected, in the region r R, the electric field due to a charge q placed on an isolated conducting sphere of radius R
is identical to the electric field of a point charge q located at the center of the sphere.
To find the electric potential inside and outside the sphere, note that for r R, the potential must be the same as that of
an isolated point charge q located at r = 0 ,
V(r) = 1 q (r R)
4r 0 r
for two conducting spheres of radii R 1 and R 2 , with surface charge densities 1 and 2 respectively, that are connected
by a thin wire, as shown in Figure 7.39. The spheres are sufficiently separated so that each can be treated as if it were
isolated (aside from the wire). Note that the connection by the wire means that this entire system must be an equipotential.
Figure 7.39 Two conducting spheres are connected by a thin conducting wire.
We have just seen that the electrical potential at the surface of an isolated, charged conducting sphere of radius R is
V= 1 q.
4r 0 R
Now, the spheres are connected by a conductor and are therefore at the same potential; hence
1 q1 = 1 q2 ,
4r 0 R 1 4r 0 R 2
and
q1 q2
= .
R1 R2
The net charge on a conducting sphere and its surface charge density are related by q = (4R 2). Substituting this equation
into the previous one, we find
1 R 1 = 2 R 2.
Obviously, two spheres connected by a thin wire do not constitute a typical conductor with a variable radius of curvature.
Nevertheless, this result does at least provide a qualitative idea of how charge density varies over the surface of a conductor.
The equation indicates that where the radius of curvature is large (points B and D in Figure 7.40), and E are small.
Similarly, the charges tend to be denser where the curvature of the surface is greater, as demonstrated by the charge
distribution on oddly shaped metal (Figure 7.40). The surface charge density is higher at locations with a small radius of
curvature than at locations with a large radius of curvature.
332 Chapter 7 | Electric Potential
Figure 7.40 The surface charge density and the electric field
of a conductor are greater at regions with smaller radii of
curvature.
A practical application of this phenomenon is the lightning rod, which is simply a grounded metal rod with a sharp end
pointing upward. As positive charge accumulates in the ground due to a negatively charged cloud overhead, the electric
field around the sharp point gets very large. When the field reaches a value of approximately 3.0 10 6 N/C (the dielectric
strength of the air), the free ions in the air are accelerated to such high energies that their collisions with air molecules
actually ionize the molecules. The resulting free electrons in the air then flow through the rod to Earth, thereby neutralizing
some of the positive charge. This keeps the electric field between the cloud and the ground from getting large enough to
produce a lightning bolt in the region around the rod.
An important application of electric fields and equipotential lines involves the heart. The heart relies on electrical signals
to maintain its rhythm. The movement of electrical signals causes the chambers of the heart to contract and relax. When
a person has a heart attack, the movement of these electrical signals may be disturbed. An artificial pacemaker and a
defibrillator can be used to initiate the rhythm of electrical signals. The equipotential lines around the heart, the thoracic
region, and the axis of the heart are useful ways of monitoring the structure and functions of the heart. An electrocardiogram
(ECG) measures the small electric signals being generated during the activity of the heart.
Play around with this simulation (https://openstaxcollege.org/l/21pointcharsim) to move point charges
around on the playing field and then view the electric field, voltages, equipotential lines, and more.
The study of electrostatics has proven useful in many areas. This module covers just a few of the many applications of
electrostatics.
Xerography
Most copy machines use an electrostatic process called xerographya word coined from the Greek words xeros for dry
and graphos for writing. The heart of the process is shown in simplified form in Figure 7.42.
334 Chapter 7 | Electric Potential
Figure 7.42 Xerography is a dry copying process based on electrostatics. The major steps in the
process are the charging of the photoconducting drum, transfer of an image, creating a positive charge
duplicate, attraction of toner to the charged parts of the drum, and transfer of toner to the paper. Not
shown are heat treatment of the paper and cleansing of the drum for the next copy.
A selenium-coated aluminum drum is sprayed with positive charge from points on a device called a corotron. Selenium is
a substance with an interesting propertyit is a photoconductor. That is, selenium is an insulator when in the dark and a
conductor when exposed to light.
In the first stage of the xerography process, the conducting aluminum drum is grounded so that a negative charge is induced
under the thin layer of uniformly positively charged selenium. In the second stage, the surface of the drum is exposed to the
image of whatever is to be copied. In locations where the image is light, the selenium becomes conducting, and the positive
charge is neutralized. In dark areas, the positive charge remains, so the image has been transferred to the drum.
The third stage takes a dry black powder, called toner, and sprays it with a negative charge so that it is attracted to the
positive regions of the drum. Next, a blank piece of paper is given a greater positive charge than on the drum so that it will
pull the toner from the drum. Finally, the paper and electrostatically held toner are passed through heated pressure rollers,
which melt and permanently adhere the toner to the fibers of the paper.
Laser Printers
Laser printers use the xerographic process to make high-quality images on paper, employing a laser to produce an image on
the photoconducting drum as shown in Figure 7.43. In its most common application, the laser printer receives output from
a computer, and it can achieve high-quality output because of the precision with which laser light can be controlled. Many
laser printers do significant information processing, such as making sophisticated letters or fonts, and in the past may have
contained a computer more powerful than the one giving them the raw data to be printed.
Figure 7.43 In a laser printer, a laser beam is scanned across a photoconducting drum,
leaving a positively charged image. The other steps for charging the drum and
transferring the image to paper are the same as in xerography. Laser light can be very
precisely controlled, enabling laser printers to produce high-quality images.
Electrostatic painting employs electrostatic charge to spray paint onto oddly shaped surfaces. Mutual repulsion of like
charges causes the paint to fly away from its source. Surface tension forms drops, which are then attracted by unlike
charges to the surface to be painted. Electrostatic painting can reach hard-to-get-to places, applying an even coat in a
controlled manner. If the object is a conductor, the electric field is perpendicular to the surface, tending to bring the drops
in perpendicularly. Corners and points on conductors will receive extra paint. Felt can similarly be applied.
Large electrostatic precipitators are used industrially to remove over 99% of the particles from stack gas emissions
associated with the burning of coal and oil. Home precipitators, often in conjunction with the home heating and air
conditioning system, are very effective in removing polluting particles, irritants, and allergens.
Figure 7.45 (a) Schematic of an electrostatic precipitator. Air is passed through grids of opposite charge. The first grid charges
airborne particles, while the second attracts and collects them. (b) The dramatic effect of electrostatic precipitators is seen by the
absence of smoke from this power plant. (credit b: modification of work by Cmdalgleish/Wikimedia Commons)
CHAPTER 7 REVIEW
KEY TERMS
electric dipole system of two equal but opposite charges a fixed distance apart
electric dipole moment quantity defined as
p = q d for all dipoles, where the vector points from the negative to
positive charge
electric potential potential energy per unit charge
electric potential difference the change in potential energy of a charge q moved between two points, divided by the
charge.
electric potential energy potential energy stored in a system of charged objects due to the charges
electron-volt energy given to a fundamental charge accelerated through a potential difference of one volt
electrostatic precipitators filters that apply charges to particles in the air, then attract those charges to a filter, removing
them from the airstream
equipotential line two-dimensional representation of an equipotential surface
equipotential surface surface (usually in three dimensions) on which all points are at the same potential
grounding process of attaching a conductor to the earth to ensure that there is no potential difference between it and Earth
ink jet printer small ink droplets sprayed with an electric charge are controlled by electrostatic plates to create images on
paper
photoconductor substance that is an insulator until it is exposed to light, when it becomes a conductor
Van de Graaff generator machine that produces a large amount of excess charge, used for experiments with high
voltage
voltage change in potential energy of a charge moved from one point to another, divided by the charge; units of potential
difference are joules per coulomb, known as volt
xerography dry copying process based on electrostatics
KEY EQUATIONS
Potential energy of a two-charge system qQ
U(r) = k r
Potential difference V = U
q or U = qV
Electric potential P
V=U
q = E d l
R
^
=^
Del operator in spherical coordinates ^ 1
r + 1r +
r r sin
SUMMARY
7.1 Electric Potential Energy
The work done to move a charge from point A to B in an electric field is path independent, and the work around a
closed path is zero. Therefore, the electric field and electric force are conservative.
qQ
We can define an electric potential energy, which between point charges is U(r) = k r , with the zero reference
taken to be at infinity.
The superposition principle holds for electric potential energy; the potential energy of a system of multiple charges
is the sum of the potential energies of the individual pairs.
An electron-volt is the energy given to a fundamental charge accelerated through a potential difference of 1 V. In
equation form,
1 eV = 1.60 10 19 C(1 V) = 1.60 10 19 C(1 J/C) = 1.60 10 19 J.
An electric dipole consists of two equal and opposite charges a fixed distance apart, with a dipole moment
p =q d .
dq
Continuous charge distributions may be calculated with V P = k r .
CONCEPTUAL QUESTIONS
7. Voltage is the common word for potential difference.
7.1 Electric Potential Energy Which term is more descriptive, voltage or potential
1. Would electric potential energy be meaningful if the difference?
electric field were not conservative?
8. If the voltage between two points is zero, can a test
2. Why do we need to be careful about work done on the charge be moved between them with zero net work being
system versus work done by the system in calculations? done? Can this necessarily be done without exerting a
force? Explain.
3. Does the order in which we assemble a system of point
charges affect the total work done? 9. What is the relationship between voltage and energy?
More precisely, what is the relationship between potential
difference and electric potential energy?
7.2 Electric Potential and Potential Difference
10. Voltages are always measured between two points.
4. Discuss how potential difference and electric field Why?
strength are related. Give an example.
11. How are units of volts and electron-volts related? How
5. What is the strength of the electric field in a region do they differ?
where the electric potential is constant?
12. Can a particle move in a direction of increasing
6. If a proton is released from rest in an electric field, electric potential, yet have its electric potential energy
will it move in the direction of increasing or decreasing decrease? Explain
potential? Also answer this question for an electron and a
neutron. Explain why.
340 Chapter 7 | Electric Potential
PROBLEMS
31. To form a hydrogen atom, a proton is fixed at a point
7.1 Electric Potential Energy and an electron is brought from far away to a distance of
29. Consider a charge Q 1( + 5.0 C) fixed at a site with 0.529 10 10 m, the average distance between proton
another charge Q 2 (charge +3.0 C , mass 6.0 g) and electron in a hydrogen atom. How much work is done?
moving in the neighboring space. (a) Evaluate the potential
energy of Q 2 when it is 4.0 cm from Q 1. (b) If Q 2 starts 32. (a) What is the average power output of a heart
defibrillator that dissipates 400 J of energy in 10.0 ms?
from rest from a point 4.0 cm from Q 1, what will be its (b) Considering the high-power output, why doesnt the
speed when it is 8.0 cm from Q 1 ? (Note: Q 1 is held fixed defibrillator produce serious burns?
in its place.)
7.2 Electric Potential and Potential Difference
30. Two charges Q 1( + 2.00 C) and Q 2( + 2.00 C)
33. Find the ratio of speeds of an electron and a negative
are placed symmetrically along the x-axis at hydrogen ion (one having an extra electron) accelerated
x = 3.00 cm . Consider a charge Q 3 of charge through the same voltage, assuming non-relativistic final
+4.00 C and mass 10.0 mg moving along the y-axis. speeds. Take the mass of the hydrogen ion to be
If Q 3 starts from rest at y = 2.00 cm, what is its speed 1.67 10 27 kg.
when it reaches y = 4.00 cm?
34. An evacuated tube uses an accelerating voltage of 40 43. The electric field in a region is pointed away from
kV to accelerate electrons to hit a copper plate and produce the z-axis and the magnitude depends upon the distance s
X-rays. Non-relativistically, what would be the maximum from the axis. The magnitude of the electric field is given as
speed of these electrons? E = s where is a constant. Find the potential difference
between points P 1 and P 2 , explicitly stating the path over
35. Show that units of V/m and N/C for electric field
strength are indeed equivalent. which you conduct the integration for the line integral.
38. The voltage across a membrane forming a cell wall is 7.3 Calculations of Electric Potential
80.0 mV and the membrane is 9.00 nm thick. What is the
electric field strength? (The value is surprisingly large, but 45. A 0.500-cm-diameter plastic sphere, used in a static
correct.) You may assume a uniform electric field. electricity demonstration, has a uniformly distributed
40.0-pC charge on its surface. What is the potential near its
surface?
39. Two parallel conducting plates are separated by 10.0
cm, and one of them is taken to be at zero volts. (a) What
is the electric field strength between them, if the potential 46. How far from a 1.00-C point charge is the potential
8.00 cm from the zero volt plate (and 2.00 cm from the 100 V? At what distance is it 2.00 10 2 V?
other) is 450 V? (b) What is the voltage between the
plates?
47. If the potential due to a point charge is 5.00 10 2 V
40. Find the maximum potential difference between two at a distance of 15.0 m, what are the sign and magnitude of
parallel conducting plates separated by 0.500 cm of air, the charge?
given the maximum sustainable electric field strength in air
to be 3.0 10 6 V/m . 48. In nuclear fission, a nucleus splits roughly in half. (a)
What is the potential 2.00 10 14 m from a fragment
41. An electron is to be accelerated in a uniform electric that has 46 protons in it? (b) What is the potential energy in
MeV of a similarly charged fragment at this distance?
field having a strength of 2.00 10 6 V/m. (a) What
energy in keV is given to the electron if it is accelerated
through 0.400 m? (b) Over what distance would it have to 49. A research Van de Graaff generator has a 2.00-m-
be accelerated to increase its energy by 50.0 GeV? diameter metal sphere with a charge of 5.00 mC on it. (a)
What is the potential near its surface? (b) At what distance
from its center is the potential 1.00 MV? (c) An oxygen
42. Use the definition of potential difference in terms of atom with three missing electrons is released near the Van
electric field to deduce the formula for potential difference de Graaff generator. What is its energy in MeV when the
between r = r a and r = r b for a point charge located at atom is at the distance found in part b?
the origin. Here r is the spherical radial coordinate.
50. An electrostatic paint sprayer has a 0.200-m-diameter
metal sphere at a potential of 25.0 kV that repels paint
droplets onto a grounded object.
(a) What charge is on the sphere? (b) What charge must a
0.100-mg drop of paint have to arrive at the object with a
speed of 10.0 m/s?
342 Chapter 7 | Electric Potential
62. A long cylinder of aluminum of radius R meters is 65. Concentric conducting spherical shells carry charges
charged so that it has a uniform charge per unit length on Q and Q, respectively. The inner shell has negligible
its surface of . thickness. What is the potential difference between the
shells?
(a) Find the electric field inside and outside the cylinder. (b)
Find the electric potential inside and outside the cylinder.
(c) Plot electric field and electric potential as a function of
distance from the center of the rod.
70. A simple and common technique for accelerating value of the electric field at a point 1.00 cm from the center.
electrons is shown in Figure 7.46, where there is a
uniform electric field between two plates. Electrons are
released, usually from a hot filament, near the negative
plate, and there is a small hole in the positive plate that
allows the electrons to continue moving. (a) Calculate the
acceleration of the electron if the field strength is
2.50 10 4 N/C . (b) Explain why the electron will not be
pulled back to the positive plate once it moves through the
hole.
Figure 7.46 Parallel conducting plates with opposite charges 73. To form a helium atom, an alpha particle that contains
on them create a relatively uniform electric field used to two protons and two neutrons is fixed at one location,
accelerate electrons to the right. Those that go through the hole and two electrons are brought in from far away, one at
can be used to make a TV or computer screen glow or to a time. The first electron is placed at 0.600 10 10 m
produce X- rays.
from the alpha particle and held there while the second
electron is brought to 0.600 10 10 m from the alpha
particle on the other side from the first electron. See the
final configuration below. (a) How much work is done in
each step? (b) What is the electrostatic energy of the alpha
particle and two electrons in the final configuration?
74. Find the electrostatic energy of eight equal charges 79. (a) Will the electric field strength between two parallel
+3 C each fixed at the corners of a cube of side 2 cm. conducting plates exceed the breakdown strength of dry
air, which is 3.00 10 6 V/m , if the plates are separated
75. The probability of fusion occurring is greatly by 2.00 mm and a potential difference of 5.0 10 3 V is
enhanced when appropriate nuclei are brought close applied? (b) How close together can the plates be with this
together, but mutual Coulomb repulsion must be overcome. applied voltage?
This can be done using the kinetic energy of high-
temperature gas ions or by accelerating the nuclei toward
80. Membrane walls of living cells have surprisingly large
one another. (a) Calculate the potential energy of two singly
electric fields across them due to separation of ions. What
charged nuclei separated by 1.00 10 12 m. (b) At what is the voltage across an 8.00-nm-thick membrane if the
temperature will atoms of a gas have an average kinetic electric field strength across it is 5.50 MV/m? You may
energy equal to this needed electrical potential energy? assume a uniform electric field.
76. A bare helium nucleus has two positive charges and a 81. A double charged ion is accelerated to an energy
mass of 6.64 10 27 kg . (a) Calculate its kinetic energy of 32.0 keV by the electric field between two parallel
conducting plates separated by 2.00 cm. What is the electric
in joules at 2.00% of the speed of light. (b) What is this in
field strength between the plates?
electron-volts? (c) What voltage would be needed to obtain
this energy?
82. The temperature near the center of the Sun is thought
to be 15 million degrees Celsius (1.5 10 7 C) (or
77. An electron enters a region between two large parallel
plates made of aluminum separated by a distance of 2.0 cm kelvin). Through what voltage must a singly charged ion be
and kept at a potential difference of 200 V. The electron accelerated to have the same energy as the average kinetic
enters through a small hole in the negative plate and moves energy of ions at this temperature?
toward the positive plate. At the time the electron is near
the negative plate, its speed is 4.0 10 5 m/s. Assume the 83. A lightning bolt strikes a tree, moving 20.0 C of
electric field between the plates to be uniform, and find the charge through a potential difference of 1.00 10 2 MV.
speed of electron at (a) 0.10 cm, (b) 0.50 cm, (c) 1.0 cm, (a) What energy was dissipated? (b) What mass of water
and (d) 1.5 cm from the negative plate, and (e) immediately could be raised from 15 C to the boiling point and then
before it hits the positive plate. boiled by this energy? (c) Discuss the damage that could be
caused to the tree by the expansion of the boiling steam.
86. What are the sign and magnitude of a point charge that
produces a potential of 2.00 V at a distance of 1.00 mm?
ADDITIONAL PROBLEMS
88. A 12.0-V battery-operated bottle warmer heats 50.0 96. Your friend gets really excited by the idea of making
g of glass, 2.50 10 2 g of baby formula, and a lightning rod or maybe just a sparking toy by connecting
two spheres as shown in Figure 7.39, and making R 2
2.00 10 2 g of aluminum from 20.0 C to 90.0 C . (a)
so small that the electric field is greater than the dielectric
How much charge is moved by the battery? (b) How many strength of air, just from the usual 150 V/m electric field
electrons per second flow if it takes 5.00 min to warm near the surface of the Earth. If R 1 is 10 cm, how small
the formula? (Hint: Assume that the specific heat of baby
formula is about the same as the specific heat of water.) does R 2 need to be, and does this seem practical? (Hint:
recall the calculation for electric field at the surface of a
89. A battery-operated car uses a 12.0-V system. Find conductor from Gausss Law.)
the charge the batteries must be able to move in order
to accelerate the 750 kg car from rest to 25.0 m/s, make 97. (a) Find x > > L limit of the potential of a finite
it climb a 2.00 10 2 -m high hill, and finally cause it uniformly charged rod and show that it coincides with that
to travel at a constant 25.0 m/s while climbing with of a point charge formula. (b) Why would you expect this
5.00 10 2 -N force for an hour. result?
93. A CD disk of radius ( R = 3.0 cm ) is sprayed with 100. A point charge of q = 5.0 10 8 C is placed at
a charged paint so that the charge varies continually with the center of an uncharged spherical conducting shell of
radial distance r from the center in the following manner: inner radius 6.0 cm and outer radius 9.0 cm. Find the
= (6.0 C/m)r / R . electric potential at (a) r = 4.0 cm, (b) r = 8.0 cm, (c)
r = 12.0 cm.
Find the potential at a point 4 cm above the center.
94. (a) What is the final speed of an electron accelerated 101. Earth has a net charge that produces an electric field
from rest through a voltage of 25.0 MV by a negatively of approximately 150 N/C downward at its surface. (a)
charged Van de Graff terminal? (b) What is unreasonable What is the magnitude and sign of the excess charge, noting
about this result? (c) Which assumptions are responsible? the electric field of a conducting sphere is equivalent to a
point charge at its center? (b) What acceleration will the
field produce on a free electron near Earths surface? (c)
95. A large metal plate is charged uniformly to a density
What mass object with a single extra electron will have its
of = 2.0 10 9 C/m 2 . How far apart are the weight supported by this field?
equipotential surfaces that represent a potential difference
of 25 V?
102. Point charges of 25.0 C and 45.0 C are placed 104. Calculate the angular velocity of an electron
0.500 m apart. orbiting a proton in the hydrogen atom, given the radius of
(a) At what point along the line between them is the electric the orbit is 0.530 10 10 m . You may assume that the
field zero? proton is stationary and the centripetal force is supplied by
Coulomb attraction.
(b) What is the electric field halfway between them?
CHALLENGE PROBLEMS
106. Three Na+ and three Cl ions are placed 108. Use the electric field of a finite sphere with constant
alternately and equally spaced around a circle of radius 50 volume charge density to calculate the electric potential,
nm. Find the electrostatic energy stored. throughout space. Then check your results by calculating
the electric field from the potential.
107. Look up (presumably online, or by dismantling an
old device and making measurements) the magnitude of the 109. Calculate the electric field of a dipole throughout
potential deflection plates (and the space between them) in space from the potential.
an ink jet printer. Then look up the speed with which the ink
comes out the nozzle. Can you calculate the typical mass of
an ink drop?
348 Chapter 7 | Electric Potential
8 | CAPACITANCE
Figure 8.1 The tree-like branch patterns in this clear Plexiglas block are known as a Lichtenberg figure, named for the
German physicist Georg Christof Lichtenberg (17421799), who was the first to study these patterns. The branches are created
by the dielectric breakdown produced by a strong electric field. (credit: modification of work by Bert Hickman)
Chapter Outline
8.1 Capacitors and Capacitance
8.2 Capacitors in Series and in Parallel
8.3 Energy Stored in a Capacitor
8.4 Capacitor with a Dielectric
8.5 Molecular Model of a Dielectric
Introduction
Capacitors are important components of electrical circuits in many electronic devices, including pacemakers, cell phones,
and computers. In this chapter, we study their properties, and, over the next few chapters, we examine their function in
combination with other circuit elements. By themselves, capacitors are often used to store electrical energy and release it
when needed; with other circuit components, capacitors often act as part of a filter that allows some electrical signals to pass
while blocking others. You can see why capacitors are considered one of the fundamental components of electrical circuits.
A capacitor is a device used to store electrical charge and electrical energy. It consists of at least two electrical conductors
separated by a distance. (Note that such electrical conductors are sometimes referred to as electrodes, but more correctly,
350 Chapter 8 | Capacitance
they are capacitor plates.) The space between capacitors may simply be a vacuum, and, in that case, a capacitor is then
known as a vacuum capacitor. However, the space is usually filled with an insulating material known as a dielectric. (You
will learn more about dielectrics in the sections on dielectrics later in this chapter.) The amount of storage in a capacitor is
determined by a property called capacitance, which you will learn more about a bit later in this section.
Capacitors have applications ranging from filtering static from radio reception to energy storage in heart defibrillators.
Typically, commercial capacitors have two conducting parts close to one another but not touching, such as those in Figure
8.2. Most of the time, a dielectric is used between the two plates. When battery terminals are connected to an initially
uncharged capacitor, the battery potential moves a small amount of charge of magnitude Q from the positive plate to the
negative plate. The capacitor remains neutral overall, but with charges +Q and Q residing on opposite plates.
Figure 8.2 Both capacitors shown here were initially uncharged before being
connected to a battery. They now have charges of +Q and Q (respectively) on
their plates. (a) A parallel-plate capacitor consists of two plates of opposite charge
with area A separated by distance d. (b) A rolled capacitor has a dielectric material
between its two conducting sheets (plates).
A system composed of two identical parallel-conducting plates separated by a distance is called a parallel-plate capacitor
(Figure 8.3). The magnitude of the electrical field in the space between the parallel plates is E = / 0 , where denotes
the surface charge density on one plate (recall that is the charge Q per the surface area A). Thus, the magnitude of the
field is directly proportional to Q.
Capacitors with different physical characteristics (such as shape and size of their plates) store different amounts of charge
for the same applied voltage V across their plates. The capacitance C of a capacitor is defined as the ratio of the maximum
charge Q that can be stored in a capacitor to the applied voltage V across its plates. In other words, capacitance is the largest
amount of charge per volt that can be stored on the device:
Q (8.1)
C= .
V
The SI unit of capacitance is the farad (F), named after Michael Faraday (17911867). Since capacitance is the charge per
unit voltage, one farad is one coulomb per one volt, or
1 F = 1C .
1V
By definition, a 1.0-F capacitor is able to store 1.0 C of charge (a very large amount of charge) when the potential
difference between its plates is only 1.0 V. One farad is therefore a very large capacitance. Typical capacitance values range
from picofarads (1 pF = 10 12 F) to millifarads (1 mF = 10 3 F) , which also includes microfarads ( 1 F = 10 6 F ).
Capacitors can be produced in various shapes and sizes (Figure 8.4).
352 Chapter 8 | Capacitance
Calculation of Capacitance
We can calculate the capacitance of a pair of conductors with the standard approach that follows.
where the path of integration leads from one conductor to the other. The magnitude of the potential difference
is then V = |V B V A| .
To show how this procedure works, we now calculate the capacitances of parallel-plate, spherical, and cylindrical
capacitors. In all cases, we assume vacuum capacitors (empty capacitors) with no dielectric substance in the space between
conductors.
Parallel-Plate Capacitor
The parallel-plate capacitor (Figure 8.5) has two identical conducting plates, each having a surface area A, separated by a
distance d. When a voltage V is applied to the capacitor, it stores a charge Q, as shown. We can see how its capacitance may
depend on A and d by considering characteristics of the Coulomb force. We know that force between the charges increases
with charge values and decreases with the distance between them. We should expect that the bigger the plates are, the more
charge they can store. Thus, C should be greater for a larger value of A. Similarly, the closer the plates are together, the
greater the attraction of the opposite charges on them. Therefore, C should be greater for a smaller d.
where the constant 0 is the permittivity of free space, 0 = 8.85 10 12 F/m. The SI unit of F/m is equivalent to
C 2 /N m 2. Since the electrical field E between the plates is uniform, the potential difference between the plates is
Qd
V = Ed = d
0 = 0 A.
Q Q
= 0 A.
(8.3)
C= =
V Qd/ 0 A d
Notice from this equation that capacitance is a function only of the geometry and what material fills the space between the
plates (in this case, vacuum) of this capacitor. In fact, this is true not only for a parallel-plate capacitor, but for all capacitors:
The capacitance is independent of Q or V. If the charge changes, the potential changes correspondingly so that Q/V remains
constant.
354 Chapter 8 | Capacitance
Example 8.1
This small capacitance value indicates how difficult it is to make a device with a large capacitance.
b. Inverting Equation 8.1 and entering the known values into this equation gives
Q = CV = (8.85 10 9 F)(3.00 10 3 V) = 26.6 C.
Significance
This charge is only slightly greater than those found in typical static electricity applications. Since air breaks
down (becomes conductive) at an electrical field strength of about 3.0 MV/m, no more charge can be stored on
this capacitor by increasing the voltage.
Example 8.2
8.1 Check Your Understanding The capacitance of a parallel-plate capacitor is 2.0 pF. If the area of each
plate is 2.4 cm 2 , what is the plate separation?
8.2 Check Your Understanding Verify that /V and 0/d have the same physical units.
Spherical Capacitor
A spherical capacitor is another set of conductors whose capacitance can be easily determined (Figure 8.6). It consists of
two concentric conducting spherical shells of radii R 1 (inner shell) and R 2 (outer shell). The shells are given equal and
opposite charges +Q and Q , respectively. From symmetry, the electrical field between the shells is directed radially
outward. We can obtain the magnitude of the field by applying Gausss law over a spherical Gaussian surface of radius r
concentric with the shells. The enclosed charge is +Q ; therefore we have
^ Q
E n dA = E(4r 2) = .
0
S
1 Q ^ ^
R2 R2
Q 1
R2
E d l =
Q dr
V= 1 .
R1 R 4 0 r
2
r ( r dr) =
4 0 R r
2
=
4 0 R 1 R 2
1 1
In this equation, the potential difference between the plates is V = (V 2 V 1) = V 1 V 2 . We substitute this result into
Equation 8.1 to find the capacitance of a spherical capacitor:
Q R R (8.4)
C= = 4 0 1 2 .
V R2 R1
Example 8.3
Strategy
We assume that the charge on the sphere is Q, and so we follow the four steps outlined earlier. We also assume
the other conductor to be a concentric hollow sphere of infinite radius.
356 Chapter 8 | Capacitance
Solution
On the outside of an isolated conducting sphere, the electrical field is given by Equation 8.2. The magnitude of
the potential difference between the surface of an isolated sphere and infinity is
+ +
+ Q 1^ Q dr Q
V= E d l = r (^
r dr) = = 1 .
R1 4 0 r2 4 0 r 2 4 0 R 1
R1 1R
8.3 Check Your Understanding The radius of the outer sphere of a spherical capacitor is five times the
radius of its inner shell. What are the dimensions of this capacitor if its capacitance is 5.00 pF?
Cylindrical Capacitor
A cylindrical capacitor consists of two concentric, conducting cylinders (Figure 8.7). The inner cylinder, of radius R 1 ,
may either be a shell or be completely solid. The outer cylinder is a shell of inner radius R 2 . We assume that the length of
each cylinder is l and that the excess charges +Q and Q reside on the inner and outer cylinders, respectively.
Figure 8.7 A cylindrical capacitor consists of two concentric, conducting cylinders. Here, the charge
on the outer surface of the inner cylinder is positive (indicated by + ) and the charge on the inner
surface of the outer cylinder is negative (indicated by ).
With edge effects ignored, the electrical field between the conductors is directed radially outward from the common axis of
the cylinders. Using the Gaussian surface shown in Figure 8.7, we have
^ Q
E n dA = E(2rl) = .
0
S
1 Q^ (8.5)
E = r.
2 0 r l
Here ^ r is the unit radial vector along the radius of the cylinder. We can substitute into Equation 8.2 and find the potential
difference between the cylinders:
R2 R2 2 R
Q 1^ Q dr = Q lnr| R 2 = Q ln R 2 .
V= E d l p= r r (^
r dr) =
R1 2 0 l R 2 0 l R r 2 0 l R1 2 0 l R 1
1 1
Q 2 0 l (8.6)
C= = .
V ln(R 2/R 1)
As in other cases, this capacitance depends only on the geometry of the conductor arrangement. An important application
of Equation 8.6 is the determination of the capacitance per unit length of a coaxial cable, which is commonly used to
transmit time-varying electrical signals. A coaxial cable consists of two concentric, cylindrical conductors separated by an
insulating material. (Here, we assume a vacuum between the conductors, but the physics is qualitatively almost the same
when the space between the conductors is filled by a dielectric.) This configuration shields the electrical signal propagating
down the inner conductor from stray electrical fields external to the cable. Current flows in opposite directions in the inner
and the outer conductors, with the outer conductor usually grounded. Now, from Equation 8.6, the capacitance per unit
length of the coaxial cable is given by
C = 2 0 .
l ln(R 2/R 1)
In practical applications, it is important to select specific values of C/l. This can be accomplished with appropriate choices
of radii of the conductors and of the insulating material between them.
8.4 Check Your Understanding When a cylindrical capacitor is given a charge of 0.500 nC, a potential
difference of 20.0 V is measured between the cylinders. (a) What is the capacitance of this system? (b) If the
cylinders are 1.0 m long, what is the ratio of their radii?
Several types of practical capacitors are shown in Figure 8.4. Common capacitors are often made of two small pieces of
metal foil separated by two small pieces of insulation (see Figure 8.2(b)). The metal foil and insulation are encased in a
protective coating, and two metal leads are used for connecting the foils to an external circuit. Some common insulating
materials are mica, ceramic, paper, and Teflon non-stick coating.
Another popular type of capacitor is an electrolytic capacitor. It consists of an oxidized metal in a conducting paste.
The main advantage of an electrolytic capacitor is its high capacitance relative to other common types of capacitors. For
example, capacitance of one type of aluminum electrolytic capacitor can be as high as 1.0 F. However, you must be careful
when using an electrolytic capacitor in a circuit, because it only functions correctly when the metal foil is at a higher
potential than the conducting paste. When reverse polarization occurs, electrolytic action destroys the oxide film. This type
of capacitor cannot be connected across an alternating current source, because half of the time, ac voltage would have the
wrong polarity, as an alternating current reverses its polarity (see Alternating-Current Circuts on alternating-current
circuits).
A variable air capacitor (Figure 8.8) has two sets of parallel plates. One set of plates is fixed (indicated as stator), and
the other set of plates is attached to a shaft that can be rotated (indicated as rotor). By turning the shaft, the cross-sectional
area in the overlap of the plates can be changed; therefore, the capacitance of this system can be tuned to a desired value.
Capacitor tuning has applications in any type of radio transmission and in receiving radio signals from electronic devices.
Any time you tune your car radio to your favorite station, think of capacitance.
358 Chapter 8 | Capacitance
Figure 8.8 In a variable air capacitor, capacitance can be tuned by changing the effective area
of the plates. (credit: modification of work by Robbie Sproule)
The symbols shown in Figure 8.9 are circuit representations of various types of capacitors. We generally use the symbol
shown in Figure 8.9(a). The symbol in Figure 8.9(c) represents a variable-capacitance capacitor. Notice the similarity of
these symbols to the symmetry of a parallel-plate capacitor. An electrolytic capacitor is represented by the symbol in part
Figure 8.9(b), where the curved plate indicates the negative terminal.
An interesting applied example of a capacitor model comes from cell biology and deals with the electrical potential in the
plasma membrane of a living cell (Figure 8.10). Cell membranes separate cells from their surroundings but allow some
selected ions to pass in or out of the cell. The potential difference across a membrane is about 70 mV. The cell membrane
may be 7 to 10 nm thick. Treating the cell membrane as a nano-sized capacitor, the estimate of the smallest electrical field
3
strength across its plates yields the value E = V = 70 10 9 V = 7 10 6 V/m > 3 MV/m .
d 10 10 m
This magnitude of electrical field is great enough to create an electrical spark in the air.
Several capacitors can be connected together to be used in a variety of applications. Multiple connections of capacitors
behave as a single equivalent capacitor. The total capacitance of this equivalent single capacitor depends both on the
individual capacitors and how they are connected. Capacitors can be arranged in two simple and common types of
connections, known as series and parallel, for which we can easily calculate the total capacitance. These two basic
combinations, series and parallel, can also be used as part of more complex connections.
capacitor may be different from the potential drop V 2 = Q/C 2 on another capacitor, because, generally, the capacitors may
have different capacitances. The series combination of two or three capacitors resembles a single capacitor with a smaller
capacitance. Generally, any number of capacitors connected in series is equivalent to one capacitor whose capacitance
(called the equivalent capacitance) is smaller than the smallest of the capacitances in the series combination. Charge on this
equivalent capacitor is the same as the charge on any capacitor in a series combination: That is, all capacitors of a series
combination have the same charge. This occurs due to the conservation of charge in the circuit. When a charge Q in a series
circuit is removed from a plate of the first capacitor (which we denote as Q ), it must be placed on a plate of the second
capacitor (which we denote as +Q), and so on.
Figure 8.11 (a) Three capacitors are connected in series. The magnitude of the charge on each plate
is Q. (b) The network of capacitors in (a) is equivalent to one capacitor that has a smaller capacitance
than any of the individual capacitances in (a), and the charge on its plates is Q.
We can find an expression for the total (equivalent) capacitance by considering the voltages across the individual capacitors.
The potentials across capacitors 1, 2, and 3 are, respectively, V 1 = Q/C 1 , V 2 = Q/C 2 , and V 3 = Q/C 3 . These potentials
must sum up to the voltage of the battery, giving the following potential balance:
V = V 1 + V 2 + V 3.
Potential V is measured across an equivalent capacitor that holds charge Q and has an equivalent capacitance C S . Entering
the expressions for V 1 , V 2 , and V 3 , we get
Q Q Q Q
= + + .
CS C1 C2 C3
Canceling the charge Q, we obtain an expression containing the equivalent capacitance, C S , of three capacitors connected
in series:
1 = 1 + 1 + 1.
CS C1 C2 C3
Series Combination
For capacitors connected in a series combination, the reciprocal of the equivalent capacitance is the sum of reciprocals
of individual capacitances:
1 = 1 + 1 + 1 + . (8.7)
CS C1 C2 C3
Example 8.4
Strategy
Because there are only three capacitors in this network, we can find the equivalent capacitance by using
Equation 8.7 with three terms.
Solution
We enter the given capacitances into Equation 8.7:
1 = 1 + 1 + 1
CS C1 C2 C3
= 1 + 1 + 1
1.000 F 5.000 F 8.000 F
1 = 1.325 .
CS F
F
Now we invert this result and obtain C S = = 0.755 F.
1.325
Significance
Note that in a series network of capacitors, the equivalent capacitance is always less than the smallest individual
capacitance in the network.
On the left-hand side of this equation, we use the relation Q = C P V , which holds for the entire network. On the right-
hand side of the equation, we use the relations Q 1 = C 1 V, Q 2 = C 2 V, and Q 3 = C 3 V for the three capacitors in the
network. In this way we obtain
C P V = C 1 V + C 2 V + C 3 V.
This equation, when simplified, is the expression for the equivalent capacitance of the parallel network of three capacitors:
C P = C 1 + C 2 + C 3.
This expression is easily generalized to any number of capacitors connected in parallel in the network.
Parallel Combination
For capacitors connected in a parallel combination, the equivalent (net) capacitance is the sum of all individual
capacitances in the network,
C P = C 1 + C 2 + C 3 + . (8.8)
362 Chapter 8 | Capacitance
Example 8.5
Strategy
Because there are only three capacitors in this network, we can find the equivalent capacitance by using
Equation 8.8 with three terms.
Solution
Entering the given capacitances into Equation 8.8 yields
C P = C 1 + C 2 + C 3 = 1.0 F + 5.0 F + 8.0 F
C P = 14.0 F.
Significance
Note that in a parallel network of capacitors, the equivalent capacitance is always larger than any of the individual
capacitances in the network.
Capacitor networks are usually some combination of series and parallel connections, as shown in Figure 8.13. To find the
net capacitance of such combinations, we identify parts that contain only series or only parallel connections, and find their
equivalent capacitances. We repeat this process until we can determine the equivalent capacitance of the entire network.
The following example illustrates this process.
Figure 8.13 (a) This circuit contains both series and parallel connections of capacitors. (b) C 1 and C 2 are in series;
their equivalent capacitance is C S. (c) The equivalent capacitance C S is connected in parallel with C 3. Thus, the
equivalent capacitance of the entire network is the sum of C S and C 3.
Example 8.6
Solution
Since C 1 and C 2 are in series, their equivalent capacitance C S is obtained with Equation 8.7:
1 = 1 + 1 = 1 + 1 = 1.200 C S = 0.833 F.
C S C 1 C 2 1.000 F 5.000 F F
Capacitance C S is connected in parallel with the third capacitance C 3 , so we use Equation 8.8 to find the
equivalent capacitance C of the entire network:
C = C S + C 3 = 0.833 F + 8.000 F = 8.833 F.
Example 8.7
Network of Capacitors
Determine the net capacitance C of the capacitor combination shown in Figure 8.14 when the capacitances are
C 1 = 12.0 F, C 2 = 2.0 F, and C 3 = 4.0 F . When a 12.0-V potential difference is maintained across the
combination, find the charge and the voltage across each capacitor.
364 Chapter 8 | Capacitance
Strategy
We first compute the net capacitance C 23 of the parallel connection C 2 and C 3 . Then C is the net capacitance
of the series connection C 1 and C 23 . We use the relation C = Q/V to find the charges Q 1 , Q 2 , and Q 3 , and
the voltages V 1 , V 2 , and V 3 , across capacitors 1, 2, and 3, respectively.
Solution
The equivalent capacitance for C 2 and C 3 is
Consider the equivalent two-capacitor combination in Figure 8.14(b). Since the capacitors are in series, they
have the same charge, Q 1 = Q 23 . Also, the capacitors share the 12.0-V potential difference, so
Q 1 Q 23 Q1 Q1
12.0 V = V 1 + V 23 = + = + Q 1 = 48.0 C.
C 1 C 23 12.0 F 6.0 F
Because capacitors 2 and 3 are connected in parallel, they are at the same potential difference:
V 2 = V 3 = 12.0 V 4.0 V = 8.0 V.
Significance
As expected, the net charge on the parallel combination of C 2 and C 3 is Q 23 = Q 2 + Q 3 = 48.0 C.
8.5 Check Your Understanding Determine the net capacitance C of each network of capacitors shown
below. Assume that C 1 = 1.0 pF , C 2 = 2.0 pF , C 3 = 4.0 pF , and C 4 = 5.0 pF . Find the charge on each
capacitor, assuming there is a potential difference of 12.0 V across each network.
Most of us have seen dramatizations of medical personnel using a defibrillator to pass an electrical current through a
patients heart to get it to beat normally. Often realistic in detail, the person applying the shock directs another person to
make it 400 joules this time. The energy delivered by the defibrillator is stored in a capacitor and can be adjusted to fit the
situation. SI units of joules are often employed. Less dramatic is the use of capacitors in microelectronics to supply energy
when batteries are charged (Figure 8.15). Capacitors are also used to supply energy for flash lamps on cameras.
366 Chapter 8 | Capacitance
Figure 8.15 The capacitors on the circuit board for an electronic device follow a labeling
convention that identifies each one with a code that begins with the letter C.
The energy U C stored in a capacitor is electrostatic potential energy and is thus related to the charge Q and voltage V
between the capacitor plates. A charged capacitor stores energy in the electrical field between its plates. As the capacitor is
being charged, the electrical field builds up. When a charged capacitor is disconnected from a battery, its energy remains in
the field in the space between its plates.
To gain insight into how this energy may be expressed (in terms of Q and V), consider a charged, empty, parallel-plate
capacitor; that is, a capacitor without a dielectric but with a vacuum between its plates. The space between its plates has a
volume Ad, and it is filled with a uniform electrostatic field E. The total energy U C of the capacitor is contained within
this space. The energy density u E in this space is simply U C divided by the volume Ad. If we know the energy density,
the energy can be found as U C = u E(Ad) . We will learn in Electromagnetic Waves (after completing the study of
Maxwells equations) that the energy density u E in a region of free space occupied by an electrical field E depends only
on the magnitude of the field and is
u E = 1 0 E 2. (8.9)
2
If we multiply the energy density by the volume between the plates, we obtain the amount of energy stored between the
2
plates of a parallel-plate capacitor: U C = u E(Ad) = 1 0 E 2 Ad = 1 0 V 2 Ad = 1 V 2 0 A = 1 V 2 C .
2 2 d 2 d 2
In this derivation, we used the fact that the electrical field between the plates is uniform so that E = V/d and C = 0 A/d.
Because C = Q/V , we can express this result in other equivalent forms:
Q2 1 (8.10)
UC = 1V 2 C = 1 = QV.
2 2 C 2
The expression in Equation 8.10 for the energy stored in a parallel-plate capacitor is generally valid for all types of
capacitors. To see this, consider any uncharged capacitor (not necessarily a parallel-plate type). At some instant, we connect
it across a battery, giving it a potential difference V = q/C between its plates. Initially, the charge on the plates is Q = 0.
As the capacitor is being charged, the charge gradually builds up on its plates, and after some time, it reaches the value Q.
To move an infinitesimal charge dq from the negative plate to the positive plate (from a lower to a higher potential), the
q
amount of work dW that must be done on dq is dW = Vdq = dq .
C
This work becomes the energy stored in the electrical field of the capacitor. In order to charge the capacitor to a charge Q,
the total work required is
W(Q) Qq
Q2
W= dW = dq = 1 .
0 0 C 2 C
Since the geometry of the capacitor has not been specified, this equation holds for any type of capacitor. The total work W
needed to charge a capacitor is the electrical potential energy U C stored in it, or U C = W . When the charge is expressed
in coulombs, potential is expressed in volts, and the capacitance is expressed in farads, this relation gives the energy in
joules.
Knowing that the energy stored in a capacitor is U C = Q 2/(2C) , we can now find the energy density u E stored in a
vacuum between the plates of a charged parallel-plate capacitor. We just have to divide U C by the volume Ad of space
between its plates and take into account that for a parallel-plate capacitor, we have E = / 0 and C = 0 A/d . Therefore,
we obtain
Q
2
UC 1 Q2 1 Q2 1 2 (E 0) 2 0 2
uE = = =1 = 1 1 = = = E .
Ad 2 C Ad 2 0 A/d Ad 2 0 A 2 0 2 0 2
We see that this expression for the density of energy stored in a parallel-plate capacitor is in accordance with the general
relation expressed in Equation 8.9. We could repeat this calculation for either a spherical capacitor or a cylindrical
capacitoror other capacitorsand in all cases, we would end up with the general relation given by Equation 8.9.
Example 8.8
Strategy
We use Equation 8.10 to find the energy U 1 , U 2 , and U 3 stored in capacitors 1, 2, and 3, respectively. The
total energy is the sum of all these energies.
Solution
We identify C 1 = 12.0 F and V 1 = 4.0 V , C 2 = 2.0 F and V 2 = 8.0 V , C 3 = 4.0 F and V 3 = 8.0 V.
The energies stored in these capacitors are
U 1 = 1 C 1 V 12 = 1 (12.0 F)(4.0 V) 2 = 96 J,
2 2
U 2 = 1 C 2 V 22 = 1 (2.0 F)(8.0 V) 2 = 64 J,
2 2
U 3 = 1 C 3 V 32 = 1 (4.0 F)(8.0 V) 2 = 130 J.
2 2
The total energy stored in this network is
U C = U 1 + U 2 + U 3 = 96 J + 64 J + 130 J = 0.29 mJ.
Significance
We can verify this result by calculating the energy stored in the single 4.0-F capacitor, which is found to be
equivalent to the entire network. The voltage across the network is 12.0 V. The total energy obtained in this way
agrees with our previously obtained result, U C = 1 CV 2 = 1 (4.0 F)(12.0 V) 2 = 0.29 mJ .
2 2
8.6 Check Your Understanding The potential difference across a 5.0-pF capacitor is 0.40 V. (a) What is the
energy stored in this capacitor? (b) The potential difference is now increased to 1.20 V. By what factor is the
stored energy increased?
368 Chapter 8 | Capacitance
In a cardiac emergency, a portable electronic device known as an automated external defibrillator (AED) can be a lifesaver.
A defibrillator (Figure 8.16) delivers a large charge in a short burst, or a shock, to a persons heart to correct abnormal
heart rhythm (an arrhythmia). A heart attack can arise from the onset of fast, irregular beating of the heartcalled cardiac
or ventricular fibrillation. Applying a large shock of electrical energy can terminate the arrhythmia and allow the bodys
natural pacemaker to resume its normal rhythm. Today, it is common for ambulances to carry AEDs. AEDs are also found
in many public places. These are designed to be used by lay persons. The device automatically diagnoses the patients
heart rhythm and then applies the shock with appropriate energy and waveform. CPR (cardiopulmonary resuscitation) is
recommended in many cases before using a defibrillator.
Example 8.9
As we discussed earlier, an insulating material placed between the plates of a capacitor is called a dielectric. Inserting a
dielectric between the plates of a capacitor affects its capacitance. To see why, lets consider an experiment described in
Figure 8.17. Initially, a capacitor with capacitance C 0 when there is air between its plates is charged by a battery to
voltage V 0 . When the capacitor is fully charged, the battery is disconnected. A charge Q 0 then resides on the plates, and
the potential difference between the plates is measured to be V 0 . Now, suppose we insert a dielectric that totally fills the
gap between the plates. If we monitor the voltage, we find that the voltmeter reading has dropped to a smaller value V. We
write this new voltage value as a fraction of the original voltage V 0 , with a positive number , > 1 :
V = 1 V 0.
The constant in this equation is called the dielectric constant of the material between the plates, and its value is
characteristic for the material. A detailed explanation for why the dielectric reduces the voltage is given in the next section.
Different materials have different dielectric constants (a table of values for typical materials is provided in the next section).
Once the battery becomes disconnected, there is no path for a charge to flow to the battery from the capacitor plates. Hence,
the insertion of the dielectric has no effect on the charge on the plate, which remains at a value of Q 0 . Therefore, we find
that the capacitance of the capacitor with a dielectric is
Q0 Q Q (8.11)
C= = 0 = 0 = C 0.
V V 0/ V0
This equation tells us that the capacitance C 0 of an empty (vacuum) capacitor can be increased by a factor of when we
insert a dielectric material to completely fill the space between its plates. Note that Equation 8.11 can also be used for
an empty capacitor by setting = 1 . In other words, we can say that the dielectric constant of the vacuum is 1, which is a
reference value.
370 Chapter 8 | Capacitance
Figure 8.17 (a) When fully charged, a vacuum capacitor has a voltage V 0 and charge Q 0
(the charges remain on plates inner surfaces; the schematic indicates the sign of charge on
each plate). (b) In step 1, the battery is disconnected. Then, in step 2, a dielectric (that is
electrically neutral) is inserted into the charged capacitor. When the voltage across the
capacitor is now measured, it is found that the voltage value has decreased to V = V 0/ .
The schematic indicates the sign of the induced charge that is now present on the surfaces of
the dielectric material between the plates.
The principle expressed by Equation 8.11 is widely used in the construction industry (Figure 8.18). Metal plates in
an electronic stud finder act effectively as a capacitor. You place a stud finder with its flat side on the wall and move it
continually in the horizontal direction. When the finder moves over a wooden stud, the capacitance of its plates changes,
because wood has a different dielectric constant than a gypsum wall. This change triggers a signal in a circuit, and thus the
stud is detected.
The electrical energy stored by a capacitor is also affected by the presence of a dielectric. When the energy stored in an
empty capacitor is U 0 , the energy U stored in a capacitor with a dielectric is smaller by a factor of ,
2 (8.12)
Q2 1 Q0
U=1 = = 1U .
2 C 2 C 0 0
As a dielectric material sample is brought near an empty charged capacitor, the sample reacts to the electrical field of the
charges on the capacitor plates. Just as we learned in Electric Charges and Fields on electrostatics, there will be the
induced charges on the surface of the sample; however, they are not free charges like in a conductor, because a perfect
insulator does not have freely moving charges. These induced charges on the dielectric surface are of an opposite sign to
the free charges on the plates of the capacitor, and so they are attracted by the free charges on the plates. Consequently, the
dielectric is pulled into the gap, and the work to polarize the dielectric material between the plates is done at the expense
of the stored electrical energy, which is reduced, in accordance with Equation 8.12.
Example 8.10
Strategy
We identify the original capacitance C 0 = 20.0 pF and the original potential difference V 0 = 40.0 V between
the plates. We combine Equation 8.11 with other relations involving capacitance and substitute.
Solution
a. The capacitance increases to
C = C 0 = 2.1(20.0 pF) = 42.0 pF.
Since the battery is disconnected before the dielectric is inserted, the plate charge is unaffected by the
dielectric and remains at 0.8 nC.
c. With the dielectric, the potential difference becomes
V = 1 V 0 = 1 40.0 V = 19.0 V.
2.1
d. The stored energy without the dielectric is
With the dielectric inserted, we use Equation 8.12 to find that the stored energy decreases to
8.7 Check Your Understanding When a dielectric is inserted into an isolated and charged capacitor, the
stored energy decreases to 33% of its original value. (a) What is the dielectric constant? (b) How does the
capacitance change?
We can understand the effect of a dielectric on capacitance by looking at its behavior at the molecular level. As we have
seen in earlier chapters, in general, all molecules can be classified as either polar or nonpolar. There is a net separation of
positive and negative charges in an isolated polar molecule, whereas there is no charge separation in an isolated nonpolar
molecule (Figure 8.19). In other words, polar molecules have permanent electric-dipole moments and nonpolar molecules
do not. For example, a molecule of water is polar, and a molecule of oxygen is nonpolar. Nonpolar molecules can become
polar in the presence of an external electrical field, which is called induced polarization.
Figure 8.19 The concept of polarization: In an unpolarized atom or molecule, a negatively charged electron cloud is evenly
distributed around positively charged centers, whereas a polarized atom or molecule has an excess of negative charge at one side
so that the other side has an excess of positive charge. However, the entire system remains electrically neutral. The charge
polarization may be caused by an external electrical field. Some molecules and atoms are permanently polarized (electric
dipoles) even in the absence of an external electrical field (polar molecules and atoms).
Lets first consider a dielectric composed of polar molecules. In the absence of any external electrical field, the electric
dipoles are oriented randomly, as illustrated in Figure 8.20(a). However, if the dielectric is placed in an external electrical
field E 0 , the polar molecules align with the external field, as shown in part (b) of the figure. Opposite charges on adjacent
dipoles within the volume of dielectric neutralize each other, so there is no net charge within the dielectric (see the dashed
circles in part (b)). However, this is not the case very close to the upper and lower surfaces that border the dielectric (the
region enclosed by the dashed rectangles in part (b)), where the alignment does produce a net charge. Since the external
electrical field merely aligns the dipoles, the dielectric as a whole is neutral, and the surface charges induced on its opposite
faces are equal and opposite. These induced surface charges +Q i and Q i produce an additional electrical field E i
(an induced electrical field), which opposes the external field E 0 , as illustrated in part (c).
374 Chapter 8 | Capacitance
Figure 8.20 A dielectric with polar molecules: (a) In the absence of an external electrical field; (b) in the presence of an
external electrical field E 0 . The dashed lines indicate the regions immediately adjacent to the capacitor plates. (c) The
induced electrical field E i inside the dielectric produced by the induced surface charge Q i of the dielectric. Note that, in
reality, the individual molecules are not perfectly aligned with an external field because of thermal fluctuations; however, the
average alignment is along the field lines as shown.
The same effect is produced when the molecules of a dielectric are nonpolar. In this case, a nonpolar molecule acquires an
induced electric-dipole moment because the external field E 0 causes a separation between its positive and negative
charges. The induced dipoles of the nonpolar molecules align with E 0 in the same way as the permanent dipoles of the
polar molecules are aligned (shown in part (b)). Hence, the electrical field within the dielectric is weakened regardless of
whether its molecules are polar or nonpolar.
Therefore, when the region between the parallel plates of a charged capacitor, such as that shown in Figure 8.21(a), is
filled with a dielectric, within the dielectric there is an electrical field E 0 due to the free charge Q 0 on the capacitor
plates and an electrical field E i due to the induced charge Q i on the surfaces of the dielectric. Their vector sum gives
the net electrical field E within the dielectric between the capacitor plates (shown in part (b) of the figure):
(8.13)
E = E 0 + E i.
This net field can be considered to be the field produced by an effective charge Q 0 Q i on the capacitor.
In most dielectrics, the net electrical field E is proportional to the field E 0 produced by the free charge. In terms of
these two electrical fields, the dielectric constant of the material is defined as
E0 (8.14)
= .
E
Since E 0 and E i point in opposite directions, the magnitude E is smaller than the magnitude E 0 and therefore
> 1. Combining Equation 8.14 with Equation 8.13, and rearranging the terms, yields the following expression for
the induced electrical field in a dielectric:
E i = 1 1 E 0. (8.15)
When the magnitude of an external electrical field becomes too large, the molecules of dielectric material start to become
ionized. A molecule or an atom is ionized when one or more electrons are removed from it and become free electrons, no
longer bound to the molecular or atomic structure. When this happens, the material can conduct, thereby allowing charge
to move through the dielectric from one capacitor plate to the other. This phenomenon is called dielectric breakdown.
(Figure 8.1 shows typical random-path patterns of electrical discharge during dielectric breakdown.) The critical value,
E c , of the electrical field at which the molecules of an insulator become ionized is called the dielectric strength of the
material. The dielectric strength imposes a limit on the voltage that can be applied for a given plate separation in a capacitor.
For example, the dielectric strength of air is E c = 3.0 MV/m , so for an air-filled capacitor with a plate separation of
d = 1.00 mm, the limit on the potential difference that can be safely applied across its plates without causing dielectric
breakdown is V = E c d = (3.0 10 6 V/m)(1.00 10 3 m) = 3.0 kV .
376 Chapter 8 | Capacitance
However, this limit becomes 60.0 kV when the same capacitor is filled with Teflon, whose dielectric strength is about
60.0 MV/m . Because of this limit imposed by the dielectric strength, the amount of charge that an air-filled capacitor can
store is only Q 0 = air C 0(3.0 kV) and the charge stored on the same Teflon-filled capacitor can be as much as
Q0 2.1
Q = teflo C 0(60.0 kV) = teflo (60.0 kV) = 20 teflo
air Q 0 = 20 1.00059 Q 0 42Q 0,
air(3.0 kV)
which is about 42 times greater than a charge stored on an air-filled capacitor. Typical values of dielectric constants and
dielectric strengths for various materials are given in Table 8.1. Notice that the dielectric constant is exactly 1.0 for a
vacuum (the empty space serves as a reference condition) and very close to 1.0 for air under normal conditions (normal
pressure at room temperature). These two values are so close that, in fact, the properties of an air-filled capacitor are
essentially the same as those of an empty capacitor.
Vacuum 1
Dry air (1 atm) 1.00059 3.0
Teflon 2.1 60 to 173
Paraffin 2.3 11
Silicon oil 2.5 10 to 15
Polystyrene 2.56 19.7
Nylon 3.4 14
Paper 3.7 16
Fused quartz 3.78 8
Glass 4 to 6 9.8 to 13.8
Concrete 4.5
Bakelite 4.9 24
Diamond 5.5 2,000
Pyrex glass 5.6 14
Mica 6.0 118
Neoprene rubber 6.7 15.7 to 26.7
Water 80
Sulfuric acid 84 to 100
Titanium dioxide 86 to 173
Strontium titanate 310 8
Barium titanate 1,200 to 10,000
Calcium copper titanate > 250,000
Table 8.1 Representative Values of Dielectric Constants and Dielectric Strengths of Various
Materials at Room Temperature
Not all substances listed in the table are good insulators, despite their high dielectric constants. Water, for example, consists
of polar molecules and has a large dielectric constant of about 80. In a water molecule, electrons are more likely found
around the oxygen nucleus than around the hydrogen nuclei. This makes the oxygen end of the molecule slightly negative
and leaves the hydrogens end slightly positive, which makes the molecule easy to align along an external electrical field, and
thus water has a large dielectric constant. However, the polar nature of water molecules also makes water a good solvent for
many substances, which produces undesirable effects, because any concentration of free ions in water conducts electricity.
Example 8.11
V0 40 V
E0 = = = 2.0 10 4 V/m.
d 2.0 10 3 m
Q Qi
E = 1 = 1 0 .
0 0 A
Q i = Q 0 0 AE
C 2 4.5 10 3 m 29.5 10 3 V
= 8.0 10 10 C 8.85 10 12
N m2
m
= 4.2 10 10 C = 0.42 nC.
Example 8.12
Figure 8.22 A dielectric is inserted into the charged capacitor while the
capacitor remains connected to the battery.
Strategy
We identify the known values: V 0 , C 0 , E 0 , , and Q 0 . Our task is to express the unknown values in terms of
these known values.
Solution
(a) The capacitance of the filled capacitor is C = C 0 . Since the battery is always connected to the capacitor
plates, the potential difference between them does not change; hence, V = V 0 . Because of that, the electrical
field in the filled capacitor is the same as the field in the empty capacitor, so we can obtain directly that
V
E = V = 0 = E 0.
d d
(b) For the filled capacitor, the free charge on the plates is
Q = CV = (C 0)V 0 = (C 0 V 0) = Q 0.
The electrical field E in the filled capacitor is due to the effective charge Q Q i (Figure 8.22(b)). Since
E = E 0 , we have
Q Qi Q
= 0.
0 A 0 A
Q i = Q Q 0 = Q 0 Q 0 = ( 1)Q 0.
Significance
Notice that for materials with dielectric constants larger than 2 (see Table 8.1), the induced charge on the surface
of dielectric is larger than the charge on the plates of a vacuum capacitor. The opposite is true for gasses like air
whose dielectric constant is smaller than 2.
8.8 Check Your Understanding Continuing with Example 8.12, show that when the battery is connected
across the plates the energy stored in dielectric-filled capacitor is U = U 0 (larger than the energy U 0 of an
empty capacitor kept at the same voltage). Compare this result with the result U = U 0/ found previously for
an isolated, charged capacitor.
8.9 Check Your Understanding Repeat the calculations of Example 8.10 for the case in which the battery
remains connected while the dielectric is placed in the capacitor.
380 Chapter 8 | Capacitance
CHAPTER 8 REVIEW
KEY TERMS
capacitance amount of charge stored per unit volt
capacitor device that stores electrical charge and electrical energy
dielectric insulating material used to fill the space between two plates
dielectric breakdown phenomenon that occurs when an insulator becomes a conductor in a strong electrical field
dielectric constant factor by which capacitance increases when a dielectric is inserted between the plates of a capacitor
dielectric strength critical electrical field strength above which molecules in insulator begin to break down and the
insulator starts to conduct
energy density energy stored in a capacitor divided by the volume between the plates
induced electric-dipole moment dipole moment that a nonpolar molecule may acquire when it is placed in an
electrical field
induced electrical field electrical field in the dielectric due to the presence of induced charges
induced surface charges charges that occur on a dielectric surface due to its polarization
parallel combination components in a circuit arranged with one side of each component connected to one side of the
circuit and the other sides of the components connected to the other side of the circuit
parallel-plate capacitor system of two identical parallel conducting plates separated by a distance
series combination components in a circuit arranged in a row one after the other in a circuit
KEY EQUATIONS
Capacitance Q
C=
V
Capacitance of a parallel-plate capacitor C = 0 A
d
Capacitance of a vacuum spherical capacitor R1 R2
C = 4 0
R2 R1
Energy density uE = 10 E 2
2
Energy stored in a capacitor Q2 1
UC = 1V 2 C = 1 = QV
2 2 C 2
Capacitance of a capacitor with dielectric C = C 0
Induced electrical field in a dielectric E i = 1 1 E 0
SUMMARY
8.1 Capacitors and Capacitance
A capacitor is a device that stores an electrical charge and electrical energy. The amount of charge a vacuum
capacitor can store depends on two major factors: the voltage applied and the capacitors physical characteristics,
such as its size and geometry.
The capacitance of a capacitor is a parameter that tells us how much charge can be stored in the capacitor per unit
potential difference between its plates. Capacitance of a system of conductors depends only on the geometry of their
arrangement and physical properties of the insulating material that fills the space between the conductors. The unit
of capacitance is the farad, where 1 F = 1 C/1 V.
CONCEPTUAL QUESTIONS
10. Discuss how the energy stored in an empty but charged
8.1 Capacitors and Capacitance capacitor changes when a dielectric is inserted if (a) the
1. Does the capacitance of a device depend on the applied capacitor is isolated so that its charge does not change; (b)
voltage? Does the capacitance of a device depend on the the capacitor remains connected to a battery so that the
charge residing on it? potential difference between its plates does not change.
5. Does the capacitance of a spherical capacitor depend on 14. Elaborate on why molecules in a dielectric material
which sphere is charged positively or negatively? experience net forces on them in a non-uniform electrical
field but not in a uniform field.
8.2 Capacitors in Series and in Parallel 15. Explain why the dielectric constant of a substance
6. If you wish to store a large amount of charge in a containing permanent molecular electric dipoles decreases
capacitor bank, would you connect capacitors in series or in with increasing temperature.
parallel? Explain.
16. Give a reason why a dielectric material increases
7. What is the maximum capacitance you can get by capacitance compared with what it would be with air
connecting three 1.0-F capacitors? What is the minimum between the plates of a capacitor. How does a dielectric
material also allow a greater voltage to be applied to a
capacitance? capacitor? (The dielectric thus increases C and permits a
greater V.)
8.3 Energy Stored in a Capacitor 17. Elaborate on the way in which the polar character of
8. If you wish to store a large amount of energy in a water molecules helps to explain waters relatively large
capacitor bank, would you connect capacitors in series or dielectric constant.
parallel? Explain.
18. Sparks will occur between the plates of an air-filled
capacitor at a lower voltage when the air is humid than
8.4 Capacitor with a Dielectric when it is dry. Discuss why, considering the polar character
9. Discuss what would happen if a conducting slab rather of water molecules.
than a dielectric were inserted into the gap between the
capacitor plates.
PROBLEMS
21. Calculate the voltage applied to a 2.00-F capacitor
8.1 Capacitors and Capacitance when it holds 3.10 C of charge.
19. What charge is stored in a 180.0-F capacitor when
120.0 V is applied to it? 22. What voltage must be applied to an 8.00-nF capacitor
to store 0.160 mC of charge?
20. Find the charge stored when 5.50 V is applied to an
8.00-pF capacitor. 23. What capacitance is needed to store 3.00 C of
charge at a voltage of 120 V?
24. What is the capacitance of a large Van de Graaff 34. Suppose you need a capacitor bank with a total
generators terminal, given that it stores 8.00 mC of charge capacitance of 0.750 F but you have only 1.50-mF
at a voltage of 12.0 MV? capacitors at your disposal. What is the smallest number of
capacitors you could connect together to achieve your goal,
25. The plates of an empty parallel-plate capacitor of and how would you connect them?
capacitance 5.0 pF are 2.0 mm apart. What is the area of
each plate? 35. What total capacitances can you make by connecting
a 5.00-F and a 8.00-F capacitor?
26. A 60.0-pF vacuum capacitor has a plate area of
0.010 m 2 . What is the separation between its plates? 36. Find the equivalent capacitance of the combination of
series and parallel capacitors shown below.
27. A set of parallel plates has a capacitance of 5.0F .
How much charge must be added to the plates to increase
the potential difference between them by 100 V?
49. Suppose that the capacitance of a variable capacitor 55. A parallel-plate capacitor with only air between its
can be manually changed from 100 pF to 800 pF by turning plates is charged by connecting the capacitor to a battery.
a dial, connected to one set of plates by a shaft, from The capacitor is then disconnected from the battery, without
0 to 180 . With the dial set at 180 (corresponding any of the charge leaving the plates. (a) A voltmeter reads
45.0 V when placed across the capacitor. When a dielectric
to C = 800 pF ), the capacitor is connected to a 500-V
is inserted between the plates, completely filling the space,
source. After charging, the capacitor is disconnected from the voltmeter reads 11.5 V. What is the dielectric constant
the source, and the dial is turned to 0 . If friction is of the material? (b) What will the voltmeter read if the
negligible, how much work is required to turn the dial from dielectric is now pulled away out so it fills only one-third
180 to 0 ? of the space between the plates?
ADDITIONAL PROBLEMS
64. A capacitor is made from two flat parallel plates 66. Suppose that the capacitance of a variable capacitor
placed 0.40 mm apart. When a charge of 0.020 C is can be manually changed from 100 to 800 pF by turning
placed on the plates the potential difference between them a dial connected to one set of plates by a shaft, from 0
is 250 V. (a) What is the capacitance of the plates? (b) What to 180 . With the dial set at 180 (corresponding to
is the area of each plate? (c) What is the charge on the C = 800 pF ), the capacitor is connected to a 500-V
plates when the potential difference between them is 500 source. After charging, the capacitor is disconnected from
V? (d) What maximum potential difference can be applied the source, and the dial is turned to 0 . (a) What is the
between the plates so that the magnitude of electrical fields
charge on the capacitor? (b) What is the voltage across the
between the plates does not exceed 3.0 MV/m?
capacitor when the dial is set to 0?
68. A 4.00-F capacitor and a 6.00-F capacitor are 72. Three capacitors having capacitances 8.4, 8.4, and
connected in parallel across a 600-V supply line. (a) Find 4.2 F are connected in series across a 36.0-V potential
the charge on each capacitor and voltage across each. (b) difference. (a) What is the total energy stored in all three
The charged capacitors are disconnected from the line and capacitors? (b) The capacitors are disconnected from the
from each other. They are then reconnected to each other potential difference without allowing them to discharge.
with terminals of unlike sign together. Find the final charge They are then reconnected in parallel with each other with
on each capacitor and the voltage across each. the positively charged plates connected together. What is
the total energy now stored in the capacitors?
69. Three capacitors having capacitances of 8.40, 8.40,
and 4.20 F , respectively, are connected in series across a 73. (a) An 8.00-F capacitor is connected in parallel
36.0-V potential difference. (a) What is the charge on the to another capacitor, producing a total capacitance of
4.20-F capacitor? (b) The capacitors are disconnected 5.00 F . What is the capacitance of the second capacitor?
from the potential difference without allowing them to (b) What is unreasonable about this result? (c) Which
discharge. They are then reconnected in parallel with each assumptions are unreasonable or inconsistent?
other with the positively charged plates connected together.
What is the voltage across each capacitor in the parallel
74. (a) On a particular day, it takes 9.60 10 3 J of
combination?
electrical energy to start a trucks engine. Calculate the
capacitance of a capacitor that could store that amount
70. A parallel-plate capacitor with capacitance 5.0 F is
of energy at 12.0 V. (b) What is unreasonable about this
charged with a 12.0-V battery, after which the battery is result? (c) Which assumptions are responsible?
disconnected. Determine the minimum work required to
increase the separation between the plates by a factor of 3. 75. (a) A certain parallel-plate capacitor has plates of area
4.00 m 2 , separated by 0.0100 mm of nylon, and stores
71. (a) How much energy is stored in the electrical fields
0.170 C of charge. What is the applied voltage? (b) What is
in the capacitors (in total) shown below? (b) Is this energy
unreasonable about this result? (c) Which assumptions are
equal to the work done by the 400-V source in charging the
responsible or inconsistent?
capacitors?
CHALLENGE PROBLEMS
77. A spherical capacitor is formed from two concentric
spherical conducting spheres separated by vacuum. The
inner sphere has radius 12.5 cm and the outer sphere has
radius 14.8 cm. A potential difference of 120 V is applied to
the capacitor. (a) What is the capacitance of the capacitor?
(b) What is the magnitude of the electrical field at
r = 12.6 cm , just outside the inner sphere? (c) What is
the magnitude of the electrical field at r = 14.7 cm , just
inside the outer sphere? (d) For a parallel-plate capacitor
the electrical field is uniform in the region between the
plates, except near the edges of the plates. Is this also true
for a spherical capacitor?
78. The network of capacitors shown below are all 81. A metal plate of thickness t is held in place between
uncharged when a 300-V potential is applied between two capacitor plates by plastic pegs, as shown below. The
points A and B with the switch S open. (a) What is the effect of the pegs on the capacitance is negligible. The
potential difference V E V D ? (b) What is the potential area of each capacitor plate and the area of the top and
at point E after the switch is closed? (c) How much charge bottom surfaces of the inserted plate are all A. What is the
flows through the switch after it is closed? capacitance of this system?
9 | CURRENT AND
RESISTANCE
Figure 9.1 Magnetic resonance imaging (MRI) uses superconducting magnets and produces high-resolution images without
the danger of radiation. The image on the left shows the spacing of vertebrae along a human spinal column, with the circle
indicating where the vertebrae are too close due to a ruptured disc. On the right is a picture of the MRI instrument, which
surrounds the patient on all sides. A large amount of electrical current is required to operate the electromagnets (credit right:
modification of work by digital cat/Flickr).
Chapter Outline
9.1 Electrical Current
9.2 Model of Conduction in Metals
9.3 Resistivity and Resistance
9.4 Ohm's Law
9.5 Electrical Energy and Power
9.6 Superconductors
Introduction
In this chapter, we study the electrical current through a material, where the electrical current is the rate of flow of charge.
We also examine a characteristic of materials known as the resistance. Resistance is a measure of how much a material
impedes the flow of charge, and it will be shown that the resistance depends on temperature. In general, a good conductor,
such as copper, gold, or silver, has very low resistance. Some materials, called superconductors, have zero resistance at very
low temperatures.
High currents are required for the operation of electromagnets. Superconductors can be used to make electromagnets that
are 10 times stronger than the strongest conventional electromagnets. These superconducting magnets are used in the
construction of magnetic resonance imaging (MRI) devices that can be used to make high-resolution images of the human
body. The chapter-opening picture shows an MRI image of the vertebrae of a human subject and the MRI device itself.
Superconducting magnets have many other uses. For example, superconducting magnets are used in the Large Hadron
Collider (LHC) to curve the path of protons in the ring.
390 Chapter 9 | Current and Resistance
Up to now, we have considered primarily static charges. When charges did move, they were accelerated in response to an
electrical field created by a voltage difference. The charges lost potential energy and gained kinetic energy as they traveled
through a potential difference where the electrical field did work on the charge.
Although charges do not require a material to flow through, the majority of this chapter deals with understanding the
movement of charges through a material. The rate at which the charges flow past a locationthat is, the amount of charge
per unit timeis known as the electrical current. When charges flow through a medium, the current depends on the voltage
applied, the material through which the charges flow, and the state of the material. Of particular interest is the motion of
charges in a conducting wire. In previous chapters, charges were accelerated due to the force provided by an electrical field,
losing potential energy and gaining kinetic energy. In this chapter, we discuss the situation of the force provided by an
electrical field in a conductor, where charges lose kinetic energy to the material reaching a constant velocity, known as the
drift velocity. This is analogous to an object falling through the atmosphere and losing kinetic energy to the air, reaching
a constant terminal velocity.
If you have ever taken a course in first aid or safety, you may have heard that in the event of electric shock, it is the current,
not the voltage, which is the important factor on the severity of the shock and the amount of damage to the human body.
Current is measured in units called amperes; you may have noticed that circuit breakers in your home and fuses in your car
are rated in amps (or amperes). But what is the ampere and what does it measure?
Electrical Current
The average electrical current I is the rate at which charge flows,
Q (9.1)
I ave = ,
t
where Q is the amount of charge passing through a given area in time t (Figure 9.2). The SI unit for current is
Q
the ampere (A), named for the French physicist Andr-Marie Ampre (17751836). Since I = , we see that an
t
ampere is defined as one coulomb of charge passing through a given area per second:
1A 1 C
s.
(9.2)
The instantaneous electrical current, or simply the electrical current, is the time derivative of the charge that flows
and is found by taking the limit of the average electrical current as t 0 :
Q dQ (9.3)
I = lim = .
t 0 t dt
Most electrical appliances are rated in amperes (or amps) required for proper operation, as are fuses and circuit breakers.
Example 9.1
Example 9.2
units of coulombs, and is a time constant with units of seconds (see Figure 9.3). What is the current through
the wire?
Strategy
dQ
The current through the cross-section can be found from I = . Notice from the figure that the charge increases
dt
to Q M and the derivative decreases, approaching zero, as time increases (Figure 9.4).
Solution
Significance
The current through the wire in question decreases exponentially, as shown in Figure 9.4. In later chapters, it
will be shown that a time-dependent current appears when a capacitor charges or discharges through a resistor.
Recall that a capacitor is a device that stores charge. You will learn about the resistor in Model of Conduction
in Metals.
9.1 Check Your Understanding Handheld calculators often use small solar cells to supply the energy
required to complete the calculations needed to complete your next physics exam. The current needed to run
your calculator can be as small as 0.30 mA. How long would it take for 1.00 C of charge to flow from the solar
cells? Can solar cells be used, instead of batteries, to start traditional internal combustion engines presently
used in most cars and trucks?
9.2 Check Your Understanding Circuit breakers in a home are rated in amperes, normally in a range from
10 amps to 30 amps, and are used to protect the residents from harm and their appliances from damage due to
large currents. A single 15-amp circuit breaker may be used to protect several outlets in the living room,
whereas a single 20-amp circuit breaker may be used to protect the refrigerator in the kitchen. What can you
deduce from this about current used by the various appliances?
Current in a Circuit
In the previous paragraphs, we defined the current as the charge that flows through a cross-sectional area per unit time. In
order for charge to flow through an appliance, such as the headlight shown in Figure 9.5, there must be a complete path (or
circuit) from the positive terminal to the negative terminal. Consider a simple circuit of a car battery, a switch, a headlight
lamp, and wires that provide a current path between the components. In order for the lamp to light, there must be a complete
path for current flow. In other words, a charge must be able to leave the positive terminal of the battery, travel through the
component, and back to the negative terminal of the battery. The switch is there to control the circuit. Part (a) of the figure
shows the simple circuit of a car battery, a switch, a conducting path, and a headlight lamp. Also shown is the schematic of
the circuit [part (b)]. A schematic is a graphical representation of a circuit and is very useful in visualizing the main features
of a circuit. Schematics use standardized symbols to represent the components in a circuits and solid lines to represent the
wires connecting the components. The battery is shown as a series of long and short lines, representing the historic voltaic
pile. The lamp is shown as a circle with a loop inside, representing the filament of an incandescent bulb. The switch is
shown as two points with a conducting bar to connect the two points and the wires connecting the components are shown
as solid lines. The schematic in part (c) shows the direction of current flow when the switch is closed.
Figure 9.5 (a) A simple electric circuit of a headlight (lamp), a battery, and a switch. When the switch is closed,
an uninterrupted path for current to flow through is supplied by conducting wires connecting a load to the
terminals of a battery. (b) In this schematic, the battery is represented by parallel lines, which resemble plates in
the original design of a battery. The longer lines indicate the positive terminal. The conducting wires are shown as
solid lines. The switch is shown, in the open position, as two terminals with a line representing a conducting bar
that can make contact between the two terminals. The lamp is represented by a circle encompassing a filament, as
would be seen in an incandescent light bulb. (c) When the switch is closed, the circuit is complete and current
flows from the positive terminal to the negative terminal of the battery.
When the switch is closed in Figure 9.5(c), there is a complete path for charges to flow, from the positive terminal of
the battery, through the switch, then through the headlight and back to the negative terminal of the battery. Note that the
direction of current flow is from positive to negative. The direction of conventional current is always represented in the
direction that positive charge would flow, from the positive terminal to the negative terminal.
394 Chapter 9 | Current and Resistance
The conventional current flows from the positive terminal to the negative terminal, but depending on the actual situation,
positive charges, negative charges, or both may move. In metal wires, for example, current is carried by electronsthat is,
negative charges move. In ionic solutions, such as salt water, both positive and negative charges move. This is also true
in nerve cells. A Van de Graaff generator, used for nuclear research, can produce a current of pure positive charges, such
as protons. In the Tevatron Accelerator at Fermilab, before it was shut down in 2011, beams of protons and antiprotons
traveling in opposite directions were collided. The protons are positive and therefore their current is in the same direction as
they travel. The antiprotons are negativity charged and thus their current is in the opposite direction that the actual particles
travel.
A closer look at the current flowing through a wire is shown in Figure 9.6. The figure illustrates the movement of charged
particles that compose a current. The fact that conventional current is taken to be in the direction that positive charge would
flow can be traced back to American scientist and statesman Benjamin Franklin in the 1700s. Having no knowledge of
the particles that make up the atom (namely the proton, electron, and neutron), Franklin believed that electrical current
flowed from a material that had more of an electrical fluid and to a material that had less of this electrical fluid. He
coined the term positive for the material that had more of this electrical fluid and negative for the material that lacked the
electrical fluid. He surmised that current would flow from the material with more electrical fluidthe positive materialto
the negative material, which has less electrical fluid. Franklin called this direction of current a positive current flow. This
was pretty advanced thinking for a man who knew nothing about the atom.
Figure 9.6 Current I is the rate at which charge moves through an area A, such as the cross-
section of a wire. Conventional current is defined to move in the direction of the electrical field.
(a) Positive charges move in the direction of the electrical field, which is the same direction as
conventional current. (b) Negative charges move in the direction opposite to the electrical field.
Conventional current is in the direction opposite to the movement of negative charge. The flow
of electrons is sometimes referred to as electronic flow.
We now know that a material is positive if it has a greater number of protons than electrons, and it is negative if it has a
greater number of electrons than protons. In a conducting metal, the current flow is due primarily to electrons flowing from
the negative material to the positive material, but for historical reasons, we consider the positive current flow and the current
is shown to flow from the positive terminal of the battery to the negative terminal.
It is important to realize that an electrical field is present in conductors and is responsible for producing the current (Figure
9.6). In previous chapters, we considered the static electrical case, where charges in a conductor quickly redistribute
themselves on the surface of the conductor in order to cancel out the external electrical field and restore equilibrium. In
the case of an electrical circuit, the charges are prevented from ever reaching equilibrium by an external source of electric
potential, such as a battery. The energy needed to move the charge is supplied by the electric potential from the battery.
Although the electrical field is responsible for the motion of the charges in the conductor, the work done on the charges by
the electrical field does not increase the kinetic energy of the charges. We will show that the electrical field is responsible
for keeping the electric charges moving at a drift velocity.
When electrons move through a conducting wire, they do not move at a constant velocity, that is, the electrons do not
move in a straight line at a constant speed. Rather, they interact with and collide with atoms and other free electrons in the
conductor. Thus, the electrons move in a zig-zag fashion and drift through the wire. We should also note that even though
it is convenient to discuss the direction of current, current is a scalar quantity. When discussing the velocity of charges in a
current, it is more appropriate to discuss the current density. We will come back to this idea at the end of this section.
Drift Velocity
Electrical signals move very rapidly. Telephone conversations carried by currents in wires cover large distances without
noticeable delays. Lights come on as soon as a light switch is moved to the on position. Most electrical signals carried by
currents travel at speeds on the order of 10 8 m/s , a significant fraction of the speed of light. Interestingly, the individual
charges that make up the current move much slower on average, typically drifting at speeds on the order of 10 4 m/s . How
do we reconcile these two speeds, and what does it tell us about standard conductors?
The high speed of electrical signals results from the fact that the force between charges acts rapidly at a distance. Thus,
when a free charge is forced into a wire, as in Figure 9.7, the incoming charge pushes other charges ahead of it due to the
repulsive force between like charges. These moving charges push on charges farther down the line. The density of charge in
a system cannot easily be increased, so the signal is passed on rapidly. The resulting electrical shock wave moves through
the system at nearly the speed of light. To be precise, this fast-moving signal, or shock wave, is a rapidly propagating change
in the electrical field.
Figure 9.7 When charged particles are forced into this volume
of a conductor, an equal number are quickly forced to leave. The
repulsion between like charges makes it difficult to increase the
number of charges in a volume. Thus, as one charge enters,
another leaves almost immediately, carrying the signal rapidly
forward.
Good conductors have large numbers of free charges. In metals, the free charges are free electrons. (In fact, good electrical
conductors are often good heat conductors too, because large numbers of free electrons can transport thermal energy as well
as carry electrical current.) Figure 9.8 shows how free electrons move through an ordinary conductor. The distance that an
individual electron can move between collisions with atoms or other electrons is quite small. The electron paths thus appear
nearly random, like the motion of atoms in a gas. But there is an electrical field in the conductor that causes the electrons to
drift in the direction shown (opposite to the field, since they are negative). The drift velocity v d is the average velocity
of the free charges. Drift velocity is quite small, since there are so many free charges. If we have an estimate of the density
of free electrons in a conductor, we can calculate the drift velocity for a given current. The larger the density, the lower the
velocity required for a given current.
396 Chapter 9 | Current and Resistance
Free-electron collisions transfer energy to the atoms of the conductor. The electrical field does work in moving the electrons
through a distance, but that work does not increase the kinetic energy (nor speed) of the electrons. The work is transferred to
the conductors atoms, often increasing temperature. Thus, a continuous power input is required to keep a current flowing.
(An exception is superconductors, for reasons we shall explore in a later chapter. Superconductors can have a steady current
without a continual supply of energya great energy savings.) For a conductor that is not a superconductor, the supply of
energy can be useful, as in an incandescent light bulb filament (Figure 9.9). The supply of energy is necessary to increase
the temperature of the tungsten filament, so that the filament glows.
Figure 9.9 The incandescent lamp is a simple design. A tungsten filament is placed in a partially
evacuated glass envelope. One end of the filament is attached to the screw base, which is made out of a
conducting material. The second end of the filament is attached to a second contact in the base of the bulb.
The two contacts are separated by an insulating material. Current flows through the filament, and the
temperature of the filament becomes large enough to cause the filament to glow and produce light.
However, these bulbs are not very energy efficient, as evident from the heat coming from the bulb. In the
year 2012, the United States, along with many other countries, began to phase out incandescent lamps in
favor of more energy-efficient lamps, such as light-emitting diode (LED) lamps and compact fluorescent
lamps (CFL) (credit right: modification of work by Serge Saint).
We can obtain an expression for the relationship between current and drift velocity by considering the number of free
charges in a segment of wire, as illustrated in Figure 9.10. The number of free charges per unit volume, or the number
number of charges
density of free charges, is given the symbol n where n = . The value of n depends on the material. The
volume
shaded segment has a volume Av d dt , so that the number of free charges in the volume is nAv d dt . The charge dQ in this
segment is thus qnAv d dt , where q is the amount of charge on each carrier. (The magnitude of the charge of electrons is
q = 1.60 10 19 C .) Current is charge moved per unit time; thus, if all the original charges move out of this segment in
time dt, the current is
dQ
I= = qnAv d.
dt
Rearranging terms gives
nqA (9.4)
vd =
I
where v d is the drift velocity, n is the free charge density, A is the cross-sectional area of the wire, and I is the current
through the wire. The carriers of the current each have charge q and move with a drift velocity of magnitude v d .
Figure 9.10 All the charges in the shaded volume of this wire
move out in a time dt, having a drift velocity of magnitude v d .
Note that simple drift velocity is not the entire story. The speed of an electron is sometimes much greater than its drift
velocity. In addition, not all of the electrons in a conductor can move freely, and those that do move might move somewhat
faster or slower than the drift velocity. So what do we mean by free electrons?
Atoms in a metallic conductor are packed in the form of a lattice structure. Some electrons are far enough away from the
atomic nuclei that they do not experience the attraction of the nuclei as strongly as the inner electrons do. These are the free
electrons. They are not bound to a single atom but can instead move freely among the atoms in a sea of electrons. When
an electrical field is applied, these free electrons respond by accelerating. As they move, they collide with the atoms in the
lattice and with other electrons, generating thermal energy, and the conductor gets warmer. In an insulator, the organization
of the atoms and the structure do not allow for such free electrons.
As you know, electric power is usually supplied to equipment and appliances through round wires made of a conducting
material (copper, aluminum, silver, or gold) that are stranded or solid. The diameter of the wire determines the current-
carrying capacitythe larger the diameter, the greater the current-carrying capacity. Even though the current-carrying
capacity is determined by the diameter, wire is not normally characterized by the diameter directly. Instead, wire is
commonly sold in a unit known as gauge. Wires are manufactured by passing the material through circular forms called
drawing dies. In order to make thinner wires, manufacturers draw the wires through multiple dies of successively thinner
diameter. Historically, the gauge of the wire was related to the number of drawing processes required to manufacture
the wire. For this reason, the larger the gauge, the smaller the diameter. In the United States, the American Wire Gauge
(AWG) was developed to standardize the system. Household wiring commonly consists of 10-gauge (2.588-mm diameter)
to 14-gauge (1.628-mm diameter) wire. A device used to measure the gauge of wire is shown in Figure 9.11.
398 Chapter 9 | Current and Resistance
Example 9.3
Strategy
We can calculate the drift velocity using the equation I = nqAv d . The current is I = 20.00 A and
q = 1.60 10 19 C is the charge of an electron. We can calculate the area of a cross-section of the wire using
the formula A = r 2 , where r is one-half the diameter. The given diameter is 2.053 mm, so r is 1.0265 mm. We
are given the density of copper, 8.80 10 3 kg/m 3 , and the atomic mass of copper is 63.54 g/mol . We can use
these two quantities along with Avogadros number, 6.02 10 23 atoms/mol , to determine n, the number of free
electrons per cubic meter.
Solution
First, we calculate the density of free electrons in copper. There is one free electron per copper atom. Therefore,
the number of free electrons is the same as the number of copper atoms per m 3 . We can now find n as follows:
3
1 e 6.02 10 23 atoms 1 mol 1000 g 8.80 10 kg
n = atom
mol 63.54 g kg 1m 3
28 3
= 8.34 10 e /m .
The cross-sectional area of the wire is
m = 3.30 10 6 m 2.
2
3
A = r 2 = 2.05 10
2
Significance
The minus sign indicates that the negative charges are moving in the direction opposite to conventional current.
The small value for drift velocity (on the order of 10 4 m/s) confirms that the signal moves on the order of
10 12 times faster (about 10 8 m/s) than the charges that carry it.
9.3 Check Your Understanding In Example 9.4, the drift velocity was calculated for a 2.053-mm
diameter (12-gauge) copper wire carrying a 20-amp current. Would the drift velocity change for a 1.628-mm
diameter (14-gauge) wire carrying the same 20-amp current?
Current Density
Although it is often convenient to attach a negative or positive sign to indicate the overall direction of motion of the charges,
dQ
current is a scalar quantity, I = . It is often necessary to discuss the details of the motion of the charge, instead of
dt
discussing the overall motion of the charges. In such cases, it is necessary to discuss the current density, J , a vector
quantity. The current density is the flow of charge through an infinitesimal area, divided by the area. The current density
must take into account the local magnitude and direction of the charge flow, which varies from point to point. The unit of
current density is ampere per meter squared, and the direction is defined as the direction of net flow of positive charges
through the area.
The relationship between the current and the current density can be seen in Figure 9.12. The differential current flow
through the area d A is found as
dI = J d A = JdA cos ,
where is the angle between the area and the current density. The total current passing through area d A can be found
by integrating over the area,
(9.5)
I= J d A .
area
Consider the magnitude of the current density, which is the current divided by the area:
n|q| Av d
J= I = = n|q|v d.
A A
Thus, the current density is J = nq v d . If q is positive,
v d is in the same direction as the electrical field E .
If q is negative, v d is in the opposite direction of E . Either way, the direction of the current density J is in the
direction of the electrical field E .
400 Chapter 9 | Current and Resistance
Figure 9.12 The current density J is defined as the
current passing through an infinitesimal cross-sectional area
divided by the area. The direction of the current density is the
direction of the net flow of positive charges and the magnitude
is equal to the current divided by the infinitesimal area.
Example 9.4
J= I = 0.87 A = 1.65 10 5 A2 .
A 5.26 10 6 m 2 m
Significance
The current density in a conducting wire depends on the current through the conducting wire and the cross-
sectional area of the wire. For a given current, as the diameter of the wire increases, the charge density decreases.
9.4 Check Your Understanding The current density is proportional to the current and inversely proportional
to the area. If the current density in a conducting wire increases, what would happen to the drift velocity of the
charges in the wire?
What is the significance of the current density? The current density is proportional to the current, and the current is the
number of charges that pass through a cross-sectional area per second. The charges move through the conductor, accelerated
by the electric force provided by the electrical field. The electrical field is created when a voltage is applied across the
conductor. In Ohms Law, we will use this relationship between the current density and the electrical field to examine the
relationship between the current through a conductor and the voltage applied.
What drives current? We can think of various devicessuch as batteries, generators, wall outlets, and so onthat are
necessary to maintain a current. All such devices create a potential difference and are referred to as voltage sources. When
a voltage source is connected to a conductor, it applies a potential difference V that creates an electrical field. The electrical
field, in turn, exerts force on free charges, causing current. The amount of current depends not only on the magnitude of the
voltage, but also on the characteristics of the material that the current is flowing through. The material can resist the flow of
the charges, and the measure of how much a material resists the flow of charges is known as the resistivity. This resistivity
is crudely analogous to the friction between two materials that resists motion.
Resistivity
When a voltage is applied to a conductor, an electrical field E is created, and charges in the conductor feel a force due
to the electrical field. The current density J that results depends on the electrical field and the properties of the material.
This dependence can be very complex. In some materials, including metals at a given temperature, the current density is
approximately proportional to the electrical field. In these cases, the current density can be modeled as
J = E ,
where is the electrical conductivity. The electrical conductivity is analogous to thermal conductivity and is a measure of
a materials ability to conduct or transmit electricity. Conductors have a higher electrical conductivity than insulators. Since
the electrical conductivity is = J/E , the units are
[J] A/m 2
= = = A .
[E] V/m Vm
Here, we define a unit named the ohm with the Greek symbol uppercase omega, . The unit is named after Georg Simon
Ohm, whom we will discuss later in this chapter. The is used to avoid confusion with the number 0. One ohm equals one
volt per amp: 1 = 1 V/A . The units of electrical conductivity are therefore ( m) 1 .
Conductivity is an intrinsic property of a material. Another intrinsic property of a material is the resistivity, or electrical
resistivity. The resistivity of a material is a measure of how strongly a material opposes the flow of electrical current. The
symbol for resistivity is the lowercase Greek letter rho, , and resistivity is the reciprocal of electrical conductivity:
= 1 .
The unit of resistivity in SI units is the ohm-meter ( m) . We can define the resistivity in terms of the electrical field and
the current density,
= E. (9.6)
J
402 Chapter 9 | Current and Resistance
The greater the resistivity, the larger the field needed to produce a given current density. The lower the resistivity, the larger
the current density produced by a given electrical field. Good conductors have a high conductivity and low resistivity. Good
insulators have a low conductivity and a high resistivity. Table 9.1 lists resistivity and conductivity values for various
materials.
Conductors
Silver 6.29 10 7 1.59 10 8 0.0038
Semiconductors[1]
Carbon (pure) 2.86 10 6 3.50 10 5 0.0005
Insulators
Amber 2.00 10 15 5 10 14
Glass 10 9 10 14 10 9 10 14
Lucite <10 13 >10 13
Table 9.1 Resistivities and Conductivities of Various Materials at 20 C [1] Values depend
strongly on amounts and types of impurities.
Mica 10 11 10 15 10 11 10 15
Quartz (fused) 2.00 10 15 75 10 16
Rubber (hard) 10 13 10 16 10 13 10 16
Sulfur 10 15 10 15
TeflonTM <10 13 >10 13
Wood 10 8 10 11 10 8 10 11
Table 9.1 Resistivities and Conductivities of Various Materials at 20 C [1] Values depend
strongly on amounts and types of impurities.
The materials listed in the table are separated into categories of conductors, semiconductors, and insulators, based on broad
groupings of resistivity. Conductors have the smallest resistivity, and insulators have the largest; semiconductors have
intermediate resistivity. Conductors have varying but large, free charge densities, whereas most charges in insulators are
bound to atoms and are not free to move. Semiconductors are intermediate, having far fewer free charges than conductors,
but having properties that make the number of free charges depend strongly on the type and amount of impurities in the
semiconductor. These unique properties of semiconductors are put to use in modern electronics, as we will explore in later
chapters.
Example 9.5
Significance
From these results, it is not surprising that copper is used for wires for carrying current because the resistance is
quite small. Note that the current density and electrical field are independent of the length of the wire, but the
voltage depends on the length.
9.5 Check Your Understanding Copper wires use routinely used for extension cords and house wiring for
several reasons. Copper has the highest electrical conductivity rating, and therefore the lowest resistivity rating,
of all nonprecious metals. Also important is the tensile strength, where the tensile strength is a measure of the
force required to pull an object to the point where it breaks. The tensile strength of a material is the maximum
amount of tensile stress it can take before breaking. Copper has a high tensile strength, 2 10 8 N2 . A third
m
important characteristic is ductility. Ductility is a measure of a materials ability to be drawn into wires and a
measure of the flexibility of the material, and copper has a high ductility. Summarizing, for a conductor to be a
suitable candidate for making wire, there are at least three important characteristics: low resistivity, high tensile
strength, and high ductility. What other materials are used for wiring and what are the advantages and
disadvantages?
0 1 + T T 0, (9.7)
where is the resistivity of the material at temperature T, is the temperature coefficient of the material, and 0 is the
resistivity at T 0 , usually taken as T 0 = 20.00 C .
Note also that the temperature coefficient is negative for the semiconductors listed in Table 9.1, meaning that their
resistivity decreases with increasing temperature. They become better conductors at higher temperature, because increased
thermal agitation increases the number of free charges available to carry current. This property of decreasing with
temperature is also related to the type and amount of impurities present in the semiconductors.
Resistance
We now consider the resistance of a wire or component. The resistance is a measure of how difficult it is to pass current
through a wire or component. Resistance depends on the resistivity. The resistivity is a characteristic of the material used to
fabricate a wire or other electrical component, whereas the resistance is a characteristic of the wire or component.
To calculate the resistance, consider a section of conducting wire with cross-sectional area A, length L, and resistivity .
A battery is connected across the conductor, providing a potential difference V across it (Figure 9.13). The potential
difference produces an electrical field that is proportional to the current density, according to E = J .
The magnitude of the electrical field across the segment of the conductor is equal to the voltage divided by the length,
E = V/L , and the magnitude of the current density is equal to the current divided by the cross-sectional area, J = I/A.
Using this information and recalling that the electrical field is proportional to the resistivity and the current density, we can
see that the voltage is proportional to the current:
E = J
V = I
L A
V = L I.
A
Resistance
The ratio of the voltage to the current is defined as the resistance R:
R V. (9.8)
I
The resistance of a cylindrical segment of a conductor is equal to the resistivity of the material times the length divided
by the area:
R V = L. (9.9)
I A
The unit of resistance is the ohm, . For a given voltage, the higher the resistance, the lower the current.
Resistors
A common component in electronic circuits is the resistor. The resistor can be used to reduce current flow or provide a
voltage drop. Figure 9.14 shows the symbols used for a resistor in schematic diagrams of a circuit. Two commonly used
standards for circuit diagrams are provided by the American National Standard Institute (ANSI, pronounced AN-see)
and the International Electrotechnical Commission (IEC). Both systems are commonly used. We use the ANSI standard in
this text for its visual recognition, but we note that for larger, more complex circuits, the IEC standard may have a cleaner
presentation, making it easier to read.
The most common material used to make a resistor is carbon. A carbon track is wrapped around a ceramic core, and two
copper leads are attached. A second type of resistor is the metal film resistor, which also has a ceramic core. The track is
made from a metal oxide material, which has semiconductive properties similar to carbon. Again, copper leads are inserted
into the ends of the resistor. The resistor is then painted and marked for identification. A resistor has four colored bands, as
shown in Figure 9.16.
Figure 9.16 Many resistors resemble the figure shown above. The four bands
are used to identify the resistor. The first two colored bands represent the first
two digits of the resistance of the resistor. The third color is the multiplier. The
fourth color represents the tolerance of the resistor. The resistor shown has a
resistance of 20 10 5 10% .
Resistances range over many orders of magnitude. Some ceramic insulators, such as those used to support power lines,
have resistances of 10 12 or more. A dry person may have a hand-to-foot resistance of 10 5 , whereas the resistance
of the human heart is about 10 3 . A meter-long piece of large-diameter copper wire may have a resistance of 10 5 ,
and superconductors have no resistance at all at low temperatures. As we have seen, resistance is related to the shape of an
object and the material of which it is composed.
The resistance of an object also depends on temperature, since R 0 is directly proportional to . For a cylinder, we know
R = L , so if L and A do not change greatly with temperature, R has the same temperature dependence as . (Examination
A
of the coefficients of linear expansion shows them to be about two orders of magnitude less than typical temperature
coefficients of resistivity, so the effect of temperature on L and A is about two orders of magnitude less than on .) Thus,
R = R 0(1 + T) (9.10)
is the temperature dependence of the resistance of an object, where R 0 is the original resistance (usually taken to be
20.00 C) and R is the resistance after a temperature change T. The color code gives the resistance of the resistor at a
temperature of T = 20.00 C .
Numerous thermometers are based on the effect of temperature on resistance (Figure 9.17). One of the most common
thermometers is based on the thermistor, a semiconductor crystal with a strong temperature dependence, the resistance of
which is measured to obtain its temperature. The device is small, so that it quickly comes into thermal equilibrium with the
part of a person it touches.
Figure 9.17 These familiar thermometers are based on the automated measurement of a
thermistors temperature-dependent resistance.
Example 9.6
Calculating Resistance
Although caution must be used in applying = 0(1 + T) and R = R 0(1 + T) for temperature changes
greater than 100 C , for tungsten, the equations work reasonably well for very large temperature changes. A
tungsten filament at 20 C has a resistance of 0.350 . What would the resistance be if the temperature is
increased to 2850 C ?
Strategy
This is a straightforward application of R = R 0(1 + T) , since the original resistance of the filament is given
as R 0 = 0.350 and the temperature change is T = 2830 C .
Solution
The resistance of the hotter filament R is obtained by entering known values into the above equation:
3
R = R 0 (1 + T) = (0.350 )1 + 4.5 10 (2830 C) = 4.8 .
C
408 Chapter 9 | Current and Resistance
Significance
Notice that the resistance changes by more than a factor of 10 as the filament warms to the high temperature and
the current through the filament depends on the resistance of the filament and the voltage applied. If the filament
is used in an incandescent light bulb, the initial current through the filament when the bulb is first energized will
be higher than the current after the filament reaches the operating temperature.
9.6 Check Your Understanding A strain gauge is an electrical device to measure strain, as shown below. It
consists of a flexible, insulating backing that supports a conduction foil pattern. The resistance of the foil
changes as the backing is stretched. How does the strain gauge resistance change? Is the strain gauge affected
by temperature changes?
Example 9.7
Strategy
We cannot use the equation R = L directly. Instead, we look at concentric cylindrical shells, with thickness dr,
A
and integrate.
Solution
We first find an expression for dR and then integrate from r i to r o ,
dR = dr = dr,
A 2rL
ro ro ro
1 dr = ln r o .
R = dR = 2rL dr =
2L r 2L r i
ri ri ri
Significance
The resistance of a coaxial cable depends on its length, the inner and outer radii, and the resistivity of the material
separating the two conductors. Since this resistance is not infinite, a small leakage current occurs between the
two conductors. This leakage current leads to the attenuation (or weakening) of the signal being sent through the
cable.
9.7 Check Your Understanding The resistance between the two conductors of a coaxial cable depends on
the resistivity of the material separating the two conductors, the length of the cable and the inner and outer
radius of the two conductor. If you are designing a coaxial cable, how does the resistance between the two
conductors depend on these variables?
View this simulation (https://openstaxcollege.org/l/21batteryresist) to see how the voltage applied and
the resistance of the material the current flows through affects the current through the material. You can visualize
the collisions of the electrons and the atoms of the material effect the temperature of the material.
410 Chapter 9 | Current and Resistance
We have been discussing three electrical properties so far in this chapter: current, voltage, and resistance. It turns out that
many materials exhibit a simple relationship among the values for these properties, known as Ohms law. Many other
materials do not show this relationship, so despite being called Ohms law, it is not considered a law of nature, like Newtons
laws or the laws of thermodynamics. But it is very useful for calculations involving materials that do obey Ohms law.
Ohms Experiment
In a paper published in 1827, Georg Ohm described an experiment in which he measured voltage across and current through
various simple electrical circuits containing various lengths of wire. A similar experiment is shown in Figure 9.19. This
experiment is used to observe the current through a resistor that results from an applied voltage. In this simple circuit, a
resistor is connected in series with a battery. The voltage is measured with a voltmeter, which must be placed across the
resistor (in parallel with the resistor). The current is measured with an ammeter, which must be in line with the resistor (in
series with the resistor).
In this updated version of Ohms original experiment, several measurements of the current were made for several different
voltages. When the battery was hooked up as in Figure 9.19(a), the current flowed in the clockwise direction and the
readings of the voltmeter and ammeter were positive. Does the behavior of the current change if the current flowed in the
opposite direction? To get the current to flow in the opposite direction, the leads of the battery can be switched. When the
leads of the battery were switched, the readings of the voltmeter and ammeter readings were negative because the current
flowed in the opposite direction, in this case, counterclockwise. Results of a similar experiment are shown in Figure 9.20.
Figure 9.20 A resistor is placed in a circuit with a battery. The voltage applied varies from 10.00 V to
+10.00 V, increased by 1.00-V increments. A plot shows values of the voltage versus the current typical of
what a casual experimenter might find.
In this experiment, the voltage applied across the resistor varies from 10.00 to +10.00 V, by increments of 1.00 V. The
current through the resistor and the voltage across the resistor are measured. A plot is made of the voltage versus the current,
and the result is approximately linear. The slope of the line is the resistance, or the voltage divided by the current. This result
is known as Ohms law:
V = IR, (9.11)
where V is the voltage measured in volts across the object in question, I is the current measured through the object in amps,
and R is the resistance in units of ohms. As stated previously, any device that shows a linear relationship between the voltage
and the current is known as an ohmic device. A resistor is therefore an ohmic device.
Example 9.8
Measuring Resistance
A carbon resistor at room temperature (20 C) is attached to a 9.00-V battery and the current measured through
the resistor is 3.00 mA. (a) What is the resistance of the resistor measured in ohms? (b) If the temperature of the
resistor is increased to 60 C by heating the resistor, what is the current through the resistor?
412 Chapter 9 | Current and Resistance
Strategy
(a) The resistance can be found using Ohms law. Ohms law states that V = IR , so the resistance can be found
using R = V/I .
(b) First, the resistance is temperature dependent so the new resistance after the resistor has been heated can be
found using R = R 0 (1 + T) . The current can be found using Ohms law in the form I = V/R .
Solution
a. Using Ohms law and solving for the resistance yields the resistance at room temperature:
Significance
A change in temperature of 40 C resulted in a 2.00% change in current. This may not seem like a very great
change, but changing electrical characteristics can have a strong effect on the circuits. For this reason, many
electronic appliances, such as computers, contain fans to remove the heat dissipated by components in the electric
circuits.
9.8 Check Your Understanding The voltage supplied to your house varies as V(t) = V max sin 2 f t . If a
resistor is connected across this voltage, will Ohms law V = IR still be valid?
See how the equation form of Ohms law (https://openstaxcollege.org/l/21ohmslaw) relates to a simple
circuit. Adjust the voltage and resistance, and see the current change according to Ohms law. The sizes of the
symbols in the equation change to match the circuit diagram.
Nonohmic devices do not exhibit a linear relationship between the voltage and the current. One such device is the
semiconducting circuit element known as a diode. A diode is a circuit device that allows current flow in only one direction.
A diagram of a simple circuit consisting of a battery, a diode, and a resistor is shown in Figure 9.21. Although we do not
cover the theory of the diode in this section, the diode can be tested to see if it is an ohmic or a nonohmic device.
Figure 9.21 A diode is a semiconducting device that allows current flow only if the
diode is forward biased, which means that the anode is positive and the cathode is
negative.
A plot of current versus voltage is shown in Figure 9.22. Note that the behavior of the diode is shown as current versus
voltage, whereas the resistor operation was shown as voltage versus current. A diode consists of an anode and a cathode.
When the anode is at a negative potential and the cathode is at a positive potential, as shown in part (a), the diode is
said to have reverse bias. With reverse bias, the diode has an extremely large resistance and there is very little current
flowessentially zero currentthrough the diode and the resistor. As the voltage applied to the circuit increases, the current
remains essentially zero, until the voltage reaches the breakdown voltage and the diode conducts current, as shown in
Figure 9.22. When the battery and the potential across the diode are reversed, making the anode positive and the cathode
negative, the diode conducts and current flows through the diode if the voltage is greater than 0.7 V. The resistance of the
diode is close to zero. (This is the reason for the resistor in the circuit; if it were not there, the current would become very
large.) You can see from the graph in Figure 9.22 that the voltage and the current do not have a linear relationship. Thus,
the diode is an example of a nonohmic device.
Ohms law is commonly stated as V = IR , but originally it was stated as a microscopic view, in terms of the current density,
the conductivity, and the electrical field. This microscopic view suggests the proportionality V I comes from the drift
velocity of the free electrons in the metal that results from an applied electrical field. As stated earlier, the current density
is proportional to the applied electrical field. The reformulation of Ohms law is credited to Gustav Kirchhoff, whose name
we will see again in the next chapter.
In an electric circuit, electrical energy is continuously converted into other forms of energy. For example, when a current
flows in a conductor, electrical energy is converted into thermal energy within the conductor. The electrical field, supplied
by the voltage source, accelerates the free electrons, increasing their kinetic energy for a short time. This increased kinetic
energy is converted into thermal energy through collisions with the ions of the lattice structure of the conductor. In Work
and Kinetic Energy (http://cnx.org/content/m58307/latest/) , we defined power as the rate at which work is done
by a force measured in watts. Power can also be defined as the rate at which energy is transferred. In this section, we discuss
the time rate of energy transfer, or power, in an electric circuit.
414 Chapter 9 | Current and Resistance
Figure 9.23 (a) Pictured above are two incandescent bulbs: a 25-W bulb (left) and a 60-W bulb (right). The 60-W bulb
provides a higher intensity light than the 25-W bulb. The electrical energy supplied to the light bulbs is converted into heat and
light. (b) This compact fluorescent light (CFL) bulb puts out the same intensity of light as the 60-W bulb, but at 1/4 to 1/10 the
input power. (credit a: modification of works by Dickbauch/Wikimedia Commons and Greg Westfall; credit b: modification of
work by dbgg1979/Flickr)
To calculate electric power, consider a voltage difference existing across a material (Figure 9.24). The electric potential
V 1 is higher than the electric potential at V 2 , and the voltage difference is negative V = V 2 V 1 . As discussed in
Electric Potential, an electrical field exists between the two potentials, which points from the higher potential to the lower
potential. Recall that the electrical potential is defined as the potential energy per charge, V = U/q , and the charge Q
loses potential energy moving through the potential difference.
If the charge is positive, the charge experiences a force due to the electrical field F =m
a = Q E . This force is
necessary to keep the charge moving. This force does not act to accelerate the charge through the entire distance L
because of the interactions of the charge with atoms and free electrons in the material. The speed, and therefore the kinetic
energy, of the charge do not increase during the entire trip across L , and charge passing through area A 2 has the same
drift velocity v d as the charge that passes through area A 1 . However, work is done on the charge, by the electrical field,
which changes the potential energy. Since the change in the electrical potential difference is negative, the electrical field is
found to be
V 2 V 1
= V .
E=
L L
The work done on the charge is equal to the electric force times the length at which the force is applied,
W = FL = QEL = Q V L = QV = U.
L
The charge moves at a drift velocity v d so the work done on the charge results in a loss of potential energy, but the
average kinetic energy remains constant. The lost electrical potential energy appears as thermal energy in the material. On
a microscopic scale, the energy transfer is due to collisions between the charge and the molecules of the material, which
leads to an increase in temperature in the material. The loss of potential energy results in an increase in the temperature of
the material, which is dissipated as radiation. In a resistor, it is dissipated as heat, and in a light bulb, it is dissipated as heat
and light.
The power dissipated by the material as heat and light is equal to the time rate of change of the work:
QV
P = U = = IV.
t t
With a resistor, the voltage drop across the resistor is dissipated as heat. Ohms law states that the voltage across the resistor
is equal to the current times the resistance, V = IR . The power dissipated by the resistor is therefore
2
P = IV = I(IR) = I 2 R or P = IV = V V = V .
R R
If a resistor is connected to a battery, the power dissipated as radiant energy by the wires and the resistor is equal to
2
P = IV = I 2 R = V . The power supplied from the battery is equal to current times the voltage, P = IV .
R
Electric Power
The electric power gained or lost by any device has the form
P = IV. (9.12)
The power dissipated by a resistor has the form
2 (9.13)
P = I2 R = V .
R
Different insights can be gained from the three different expressions for electric power. For example, P = V 2 /R implies
that the lower the resistance connected to a given voltage source, the greater the power delivered. Furthermore, since voltage
is squared in P = V 2 /R , the effect of applying a higher voltage is perhaps greater than expected. Thus, when the voltage
is doubled to a 25-W bulb, its power nearly quadruples to about 100 W, burning it out. If the bulbs resistance remained
constant, its power would be exactly 100 W, but at the higher temperature, its resistance is higher, too.
Example 9.9
is the power consumed by the motor? (b) What is the power used in lifting the object? Ignore air resistance.
(c) Assuming that the difference in the power consumed by the motor and the power used lifting the object are
dissipated as heat by the resistance of the motor, estimate the resistance of the motor?
Strategy
(a) The power consumed by the motor can be found using P = IV . (b) The power used in lifting the object at a
constant speed can be found using P = Fv , where the speed is the distance divided by the time. The upward force
supplied by the motor is equal to the weight of the object because the acceleration is constant. (c) The resistance
of the motor can be found using P = I 2 R .
Solution
a. The power consumed by the motor is equal to P = IV and the current is given as 20.00 A and the voltage
is 115.00 V:
P = IV = (20.00 A)115.00 V = 2300.00 W.
b. The power used lifting the object is equal to P = Fv where the force is equal to the weight of the object
(1960 N) and the magnitude of the velocity is v = 10.00 m = 0.33 m
s ,
30.00 s
P = Fv = (4900 N)0.33 m/s = 1633.33 W.
c. The difference in the power equals 2300.00 W 1633.33 W = 666.67 W and the resistance can be
found using P = I 2 R :
R = P2 = 666.67 W2 = 1.67 .
I (20.00 A)
Significance
The resistance of the motor is quite small. The resistance of the motor is due to many windings of copper
wire. The power dissipated by the motor can be significant since the thermal power dissipated by the motor is
proportional to the square of the current P = I 2 R .
9.9 Check Your Understanding Electric motors have a reasonably high efficiency. A 100-hp motor can
have an efficiency of 90% and a 1-hp motor can have an efficiency of 80%. Why is it important to use high-
performance motors?
A fuse (Figure 9.25) is a device that protects a circuit from currents that are too high. A fuse is basically a short piece
of wire between two contacts. As we have seen, when a current is running through a conductor, the kinetic energy of the
charge carriers is converted into thermal energy in the conductor. The piece of wire in the fuse is under tension and has a low
melting point. The wire is designed to heat up and break at the rated current. The fuse is destroyed and must be replaced,
but it protects the rest of the circuit. Fuses act quickly, but there is a small time delay while the wire heats up and breaks.
Circuit breakers are also rated for a maximum current, and open to protect the circuit, but can be reset. Circuit breakers react
much faster. The operation of circuit breakers is not within the scope of this chapter and will be discussed in later chapters.
Another method of protecting equipment and people is the ground fault circuit interrupter (GFCI), which is common in
bathrooms and kitchens. The GFCI outlets respond very quickly to changes in current. These outlets open when there is a
change in magnetic field produced by current-carrying conductors, which is also beyond the scope of this chapter and is
covered in a later chapter.
E = Pdt
is the energy used by a device using power P for a time interval t. If power is delivered at a constant rate, then then the
energy can be found by E = Pt . For example, the more light bulbs burning, the greater P used; the longer they are on, the
greater t is.
The energy unit on electric bills is the kilowatt-hour (kW h) , consistent with the relationship E = Pt . It is easy to
estimate the cost of operating electrical appliances if you have some idea of their power consumption rate in watts or
kilowatts, the time they are on in hours, and the cost per kilowatt-hour for your electric utility. Kilowatt-hours, like
all other specialized energy units such as food calories, can be converted into joules. You can prove to yourself that
1 kW h = 3.6 10 6 J .
The electrical energy (E) used can be reduced either by reducing the time of use or by reducing the power consumption
of that appliance or fixture. This not only reduces the cost but also results in a reduced impact on the environment.
Improvements to lighting are some of the fastest ways to reduce the electrical energy used in a home or business. About
20% of a homes use of energy goes to lighting, and the number for commercial establishments is closer to 40%. Fluorescent
lights are about four times more efficient than incandescent lightsthis is true for both the long tubes and the compact
fluorescent lights (CFLs). (See Figure 9.23(b).) Thus, a 60-W incandescent bulb can be replaced by a 15-W CFL, which
has the same brightness and color. CFLs have a bent tube inside a globe or a spiral-shaped tube, all connected to a standard
screw-in base that fits standard incandescent light sockets. (Original problems with color, flicker, shape, and high initial
investment for CFLs have been addressed in recent years.)
The heat transfer from these CFLs is less, and they last up to 10 times longer than incandescent bulbs. The significance
of an investment in such bulbs is addressed in the next example. New white LED lights (which are clusters of small LED
bulbs) are even more efficient (twice that of CFLs) and last five times longer than CFLs.
418 Chapter 9 | Current and Resistance
Example 9.10
9.10 Check Your Understanding Is the efficiency of the various light bulbs the only consideration when
comparing the various light bulbs?
Changing light bulbs from incandescent bulbs to CFL or LED bulbs is a simple way to reduce energy consumption in homes
and commercial sites. CFL bulbs operate with a much different mechanism than do incandescent lights. The mechanism is
complex and beyond the scope of this chapter, but here is a very general description of the mechanism. CFL bulbs contain
argon and mercury vapor housed within a spiral-shaped tube. The CFL bulbs use a ballast that increases the voltage
used by the CFL bulb. The ballast produce an electrical current, which passes through the gas mixture and excites the gas
molecules. The excited gas molecules produce ultraviolet (UV) light, which in turn stimulates the fluorescent coating on
the inside of the tube. This coating fluoresces in the visible spectrum, emitting visible light. Traditional fluorescent tubes
and CFL bulbs had a short time delay of up to a few seconds while the mixture was being warmed up and the molecules
reached an excited state. It should be noted that these bulbs do contain mercury, which is poisonous, but if the bulb is
broken, the mercury is never released. Even if the bulb is broken, the mercury tends to remain in the fluorescent coating.
The amount is also quite small and the advantage of the energy saving may outweigh the disadvantage of using mercury.
The CFL light bulbs are being replaced with LED light bulbs, where LED stands for light-emitting diode. The diode
was briefly discussed as a nonohmic device, made of semiconducting material, which essentially permits current flow in
one direction. LEDs are a special type of diode made of semiconducting materials infused with impurities in combinations
and concentrations that enable the extra energy from the movement of the electrons during electrical excitation to be
converted into visible light. Semiconducting devices will be explained in greater detail in Condensed Matter Physics
(http://cnx.org/content/m58591/latest/) .
Commercial LEDs are quickly becoming the standard for commercial and residential lighting, replacing incandescent
and CFL bulbs. They are designed for the visible spectrum and are constructed from gallium doped with arsenic and
phosphorous atoms. The color emitted from an LED depends on the materials used in the semiconductor and the current. In
the early years of LED development, small LEDs found on circuit boards were red, green, and yellow, but LED light bulbs
can now be programmed to produce millions of colors of light as well as many different hues of white light.
Light Output LED Light Bulbs Incandescent Light Bulbs CFL Light Bulbs
(lumens) (watts) (watts) (watts)
450 45 40 913
800 68 60 1315
1100 913 75 1825
1600 1620 100 2330
2600 2528 150 3055
Table 9.2 Light Output of LED, Incandescent, and CFL Light Bulbs
Summary of Relationships
In this chapter, we have discussed relationships between voltages, current, resistance, and power. Figure 9.26 shows a
summary of the relationships between these measurable quantities for ohmic devices. (Recall that ohmic devices follow
Ohms law V = IR .) For example, if you need to calculate the power, use the pink section, which shows that P = VI ,
2
P = V , and P = I 2 R .
R
420 Chapter 9 | Current and Resistance
Which equation you use depends on what values you are given, or you measure. For example if you are given the current
and the resistance, use P = I 2 R . Although all the possible combinations may seem overwhelming, dont forget that they
all are combinations of just two equations, Ohms law (V = IR) and power (P = IV) .
9.6 | Superconductors
Learning Objectives
By the end of this section, you will be able to:
Describe the phenomenon of superconductivity
List applications of superconductivity
Touch the power supply of your laptop computer or some other device. It probably feels slightly warm. That heat is an
unwanted byproduct of the process of converting household electric power into a current that can be used by your device.
Although electric power is reasonably efficient, other losses are associated with it. As discussed in the section on power and
energy, transmission of electric power produces I 2 R line losses. These line losses exist whether the power is generated
from conventional power plants (using coal, oil, or gas), nuclear plants, solar plants, hydroelectric plants, or wind farms.
These losses can be reduced, but not eliminated, by transmitting using a higher voltage. It would be wonderful if these
line losses could be eliminated, but that would require transmission lines that have zero resistance. In a world that has a
global interest in not wasting energy, the reduction or elimination of this unwanted thermal energy would be a significant
achievement. Is this possible?
Table 9.3 shows a select list of elements, compounds, and high-temperature superconductors, along with the critical
temperatures for which they become superconducting. Each section is sorted from the highest critical temperature to the
lowest. Also listed is the critical magnetic field for some of the materials. This is the strength of the magnetic field that
destroys superconductivity. Finally, the type of the superconductor is listed.
There are two types of superconductors. There are 30 pure metals that exhibit zero resistivity below their critical temperature
and exhibit the Meissner effect, the property of excluding magnetic fields from the interior of the superconductor while
the superconductor is at a temperature below the critical temperature. These metals are called Type I superconductors.
The superconductivity exists only below their critical temperatures and below a critical magnetic field strength. Type I
superconductors are well described by the BCS theory (described next). Type I superconductors have limited practical
applications because the strength of the critical magnetic field needed to destroy the superconductivity is quite low.
Type II superconductors are found to have much higher critical magnetic fields and therefore can carry much higher current
densities while remaining in the superconducting state. A collection of various ceramics containing barium-copper-oxide
have much higher critical temperatures for the transition into a superconducting state. Superconducting materials that belong
to this subcategory of the Type II superconductors are often categorized as high-temperature superconductors.
Applications of Superconductors
Superconductors can be used to make superconducting magnets. These magnets are 10 times stronger than the strongest
electromagnets. These magnets are currently in use in magnetic resonance imaging (MRI), which produces high-quality
images of the body interior without dangerous radiation.
Another interesting application of superconductivity is the SQUID (superconducting quantum interference device). A
SQUID is a very sensitive magnetometer used to measure extremely subtle magnetic fields. The operation of the SQUID
is based on superconducting loops containing Josephson junctions. A Josephson junction is the result of a theoretical
prediction made by B. D. Josephson in an article published in 1962. In the article, Josephson described how a supercurrent
can flow between two pieces of superconductor separated by a thin layer of insulator. This phenomenon is now called the
Josephson effect. The SQUID consists of a superconducting current loop containing two Josephson junctions, as shown in
424 Chapter 9 | Current and Resistance
Figure 9.29. When the loop is placed in even a very weak magnetic field, there is an interference effect that depends on
the strength of the magnetic field.
Superconductivity is a fascinating and useful phenomenon. At critical temperatures near the boiling point of liquid nitrogen,
superconductivity has special applications in MRIs, particle accelerators, and high-speed trains. Will we reach a state where
we can have materials enter the superconducting phase at near room temperatures? It seems a long way off, but if scientists
in 1911 were asked if we would reach liquid-nitrogen temperatures with a ceramic, they might have thought it implausible.
CHAPTER 9 REVIEW
KEY TERMS
ampere (amp) SI unit for current; 1 A = 1 C/s
ohmic type of a material for which Ohms law is valid, that is, the voltage drop across the device is equal to the current
times the resistance
Ohms law empirical relation stating that the current I is proportional to the potential difference V; it is often written as
V = IR , where R is the resistance
resistance electric property that impedes current; for ohmic materials, it is the ratio of voltage to current, R = V/I
resistivity intrinsic property of a material, independent of its shape or size, directly proportional to the resistance, denoted
by
schematic graphical representation of a circuit using standardized symbols for components and solid lines for the wire
connecting the components
SQUID (Superconducting Quantum Interference Device) device that is a very sensitive magnetometer, used to measure
extremely subtle magnetic fields
superconductivity phenomenon that occurs in some materials where the resistance goes to exactly zero and all magnetic
fields are expelled, which occurs dramatically at some low critical temperature T C
KEY EQUATIONS
Average electrical current Q
I ave =
t
Definition of an ampere 1 A = 1 C/s
Electrical current dQ
I=
dt
426 Chapter 9 | Current and Resistance
Resistivity =E
J
Common expression of Ohms law V = IR
Resistivity as a function of temperature = 0 1 + T T 0
Definition of resistance RV
I
Resistance of a cylinder of material R = L
A
Temperature dependence of resistance R = R 0 (1 + T)
Electric power P = IV
Power dissipated by a resistor 2
P = I2 R = V
R
SUMMARY
9.1 Electrical Current
Q
The average electrical current I ave is the rate at which charge flows, given by I ave = , where Q is the
t
amount of charge passing through an area in time t .
The instantaneous electrical current, or simply the current I, is the rate at which charge flows. Taking the limit as
dQ dQ
the change in time approaches zero, we have I = , where is the time derivative of the charge.
dt dt
The direction of conventional current is taken as the direction in which positive charge moves. In a simple direct-
current (DC) circuit, this will be from the positive terminal of the battery to the negative terminal.
The SI unit for current is the ampere, or simply the amp (A), where 1 A = 1 C/s .
Current consists of the flow of free charges, such as electrons, protons, and ions.
An incandescent light bulb is a filament of wire enclosed in a glass bulb that is partially evacuated. Current runs
through the filament, where the electrical energy is converted to light and heat.
L
The resistance R of a cylinder of length L and cross-sectional area A is R = , where is the resistivity of the
A
material.
Values of in Table 9.1 show that materials fall into three groupsconductors, semiconductors, and insulators.
The resistance R of an object also varies with temperature: R = R 0 (1 + T) , where R 0 is the original resistance,
and R is the resistance after the temperature change.
The total energy used over a time interval can be found by E = Pdt .
9.6 Superconductors
Superconductivity is a phenomenon that occurs in some materials when cooled to very low critical temperatures,
resulting in a resistance of exactly zero and the expulsion of all magnetic fields.
Materials that are normally good conductors (such as copper, gold, and silver) do not experience superconductivity.
Superconductivity was first observed in mercury by Heike Kamerlingh Onnes in 1911. In 1986, Dr. Ching Wu Chu
of Houston University fabricated a brittle, ceramic compound with a critical temperature close to the temperature of
liquid nitrogen.
Superconductivity can be used in the manufacture of superconducting magnets for use in MRIs and high-speed,
levitated trains.
CONCEPTUAL QUESTIONS
2. Car batteries are rated in ampere-hours (A h) . To
9.1 Electrical Current what physical quantity do ampere-hours correspond
1. Can a wire carry a current and still be neutralthat is, (voltage, current, charge, energy, power,)?
have a total charge of zero? Explain.
428 Chapter 9 | Current and Resistance
3. When working with high-power electric circuits, it is 11. If aluminum and copper wires of the same length have
advised that whenever possible, you work one-handed or the same resistance, which has the larger diameter? Why?
keep one hand in your pocket. Why is this a sensible
suggestion?
9.4 Ohm's Law
12. In Determining Field from Potential, resistance
9.2 Model of Conduction in Metals
was defined as R V . In this section, we presented
4. Incandescent light bulbs are being replaced with more I
efficient LED and CFL light bulbs. Is there any obvious Ohms law, which is commonly expressed as V = IR .
evidence that incandescent light bulbs might not be that The equations look exactly alike. What is the difference
energy efficient? Is energy converted into anything but between Ohms law and the definition of resistance?
visible light?
13. Shown below are the results of an experiment where
5. It was stated that the motion of an electron appears four devices were connected across a variable voltage
nearly random when an electrical field is applied to the source. The voltage is increased and the current is
conductor. What makes the motion nearly random and measured. Which device, if any, is an ohmic device?
differentiates it from the random motion of molecules in a
gas?
PROBLEMS
25. The quantity of charge through a conductor is modeled
9.1 Electrical Current as Q = 4.00 C4 t 4 1.00 C
s t + 6.00 mC .
21. A Van de Graaff generator is one of the original s
particle accelerators and can be used to accelerate charged What is the current at time t = 3.00 s ?
particles like protons or electrons. You may have seen it
used to make human hair stand on end or produce large
sparks. One application of the Van de Graaff generator is to 26. The current through a conductor is modeled as
create X-rays by bombarding a hard metal target with the I(t) = I m sin (2[60 Hz]t) . Write an equation for the
beam. Consider a beam of protons at 1.00 keV and a current charge as a function of time.
of 5.00 mA produced by the generator. (a) What is the
speed of the protons? (b) How many protons are produced 27. The charge on a capacitor in a circuit is modeled
each second? as Q(t) = Q max cos t + . What is the current through
the circuit as a function of time?
22. A cathode ray tube (CRT) is a device that produces
a focused beam of electrons in a vacuum. The electrons
strike a phosphor-coated glass screen at the end of the
tube, which produces a bright spot of light. The position 9.2 Model of Conduction in Metals
of the bright spot of light on the screen can be adjusted 28. An aluminum wire 1.628 mm in diameter (14-gauge)
by deflecting the electrons with electrical fields, magnetic carries a current of 3.00 amps. (a) What is the absolute
fields, or both. Although the CRT tube was once commonly value of the charge density in the wire? (b) What is the
found in televisions, computer displays, and oscilloscopes, drift velocity of the electrons? (c) What would be the drift
newer appliances use a liquid crystal display (LCD) or velocity if the same gauge copper were used instead of
plasma screen. You still may come across a CRT in your aluminum? The density of copper is 8.96 g/cm 3 and the
study of science. Consider a CRT with an electron beam
average current of 25.00 A . How many electrons strike density of aluminum is 2.70 g/cm 3 . The molar mass of
the screen every minute? aluminum is 26.98 g/mol and the molar mass of copper is
63.5 g/mol. Assume each atom of metal contributes one
23. How many electrons flow through a point in a wire in free electron.
3.00 s if there is a constant current of I = 4.00 A ?
29. The current of an electron beam has a measured
24. A conductor carries a current that is decreasing current of I = 50.00 A with a radius of 1.00 mm 2 .
exponentially with time. The current is modeled as What is the magnitude of the current density of the beam?
I = I 0 e t/ , where I 0 = 3.00 A is the current at time
t = 0.00 s and = 0.50 s is the time constant. How much 30. A high-energy proton accelerator produces a proton
beam with a radius of r = 0.90 mm . The beam current
charge flows through the conductor between t = 0.00 s
is I = 9.00 A and is constant. The charge density of
and t = 3 ?
the beam is n = 6.00 10 11 protons per cubic meter. (a)
What is the current density of the beam? (b) What is the
drift velocity of the beam? (c) How much time does it take
for 1.00 10 10 protons to be emitted by the accelerator?
430 Chapter 9 | Current and Resistance
31. Consider a wire of a circular cross-section with a 43. (a) To what temperature must you raise a copper wire,
radius of R = 3.00 mm . The magnitude of the current originally at 20.0 C , to double its resistance, neglecting
density is modeled as J = cr 2 = 5.00 10 6 A4 r 2 . What any changes in dimensions? (b) Does this happen in
m household wiring under ordinary circumstances?
is the current through the inner section of the wire from the
center to r = 0.5R ? 44. A resistor made of nichrome wire is used in an
application where its resistance cannot change more than
32. The current of an electron beam has a measured 1.00% from its value at 20.0 C . Over what temperature
range can it be used?
current of I = 50.00 A with a radius of 1.00 mm 2 .
What is the magnitude of the current density of the beam?
45. Of what material is a resistor made if its resistance is
40.0% greater at 100.0 C than at 20.0 C ?
33. The current supplied to an air conditioner unit is 4.00
amps. The air conditioner is wired using a 10-gauge
(diameter 2.588 mm) wire. The charge density is 46. An electronic device designed to operate at any
temperature in the range from 10.0 C to 55.0 C
n = 8.48 10 28 electrons . Find the magnitude of (a)
m3 contains pure carbon resistors. By what factor does their
resistance increase over this range?
current density and (b) the drift velocity.
36. How many volts are supplied to operate an indicator 49. A copper wire has a resistance of 0.500 at
light on a DVD player that has a resistance of 140 , 20.0 C, and an iron wire has a resistance of 0.525
given that 25.0 mA passes through it? at the same temperature. At what temperature are their
resistances equal?
37. What is the resistance of a 20.0-m-long piece of
12-gauge copper wire having a 2.053-mm diameter?
9.4 Ohm's Law
38. The diameter of 0-gauge copper wire is 8.252 mm. 50. A 2.2-k resistor is connected across a D cell
Find the resistance of a 1.00-km length of such wire used battery (1.5 V). What is the current through the resistor?
for power transmission.
51. A resistor rated at 250 k is connected across two
39. If the 0.100-mm-diameter tungsten filament in a light D cell batteries (each 1.50 V) in series, with a total voltage
bulb is to have a resistance of 0.200 at 20.0 C , how of 3.00 V. The manufacturer advertises that their resistors
long should it be? are within 5% of the rated value. What are the possible
minimum current and maximum current through the
40. A lead rod has a length of 30.00 cm and a resistance of resistor?
5.00 . What is the radius of the rod?
52. A resistor is connected in series with a power supply
of 20.00 V. The current measure is 0.50 A. What is the
41. Find the ratio of the diameter of aluminum to copper
resistance of the resistor?
wire, if they have the same resistance per unit length (as
they might in household wiring).
53. A resistor is placed in a circuit with an adjustable 57. A heater is being designed that uses a coil of 14-gauge
voltage source. The voltage across and the current through nichrome wire to generate 300 W using a voltage of
the resistor and the measurements are shown below. V = 110 V . How long should the engineer make the
Estimate the resistance of the resistor. wire?
9.5 Electrical Energy and Power 62. A 0.50-W, 220- resistor carries the maximum
55. A 20.00-V battery is used to supply current to a current possible without damaging the resistor. If the
10-k resistor. Assume the voltage drop across any wires current were reduced to half the value, what would be the
used for connections is negligible. (a) What is the current power consumed?
through the resistor? (b) What is the power dissipated by
the resistor? (c) What is the power input from the battery,
assuming all the electrical power is dissipated by the 9.6 Superconductors
resistor? (d) What happens to the energy dissipated by the 63. Consider a power plant is located 60 km away from
a residential area uses 0-gauge A = 42.40 mm 2 wire of
resistor?
56. What is the maximum voltage that can be applied to a copper to transmit power at a current of I = 100.00 A .
10-k resistor rated at 1 W ? How much more power is dissipated in the copper wires
4 than it would be in superconducting wires?
65. Digital medical thermometers determine temperature 67. A 12-guage gold wire has a length of 1 meter. (a) What
by measuring the resistance of a semiconductor device would be the length of a silver 12-gauge wire with the same
called a thermistor (which has = 0.06/C ) when it is resistance? (b) What are their respective resistances at the
at the same temperature as the patient. What is a patients temperature of boiling water?
temperature if the thermistors resistance at that
temperature is 82.0% of its value at 37 C (normal body 68. What is the change in temperature required to decrease
temperature)? the resistance for a carbon resistor by 10%?
ADDITIONAL PROBLEMS
69. A coaxial cable consists of an inner conductor with 74. A wire with a resistance of 5.0 is drawn out
radius r i = 0.25 cm and an outer radius of r o = 0.5 cm through a die so that its new length is twice times its
and has a length of 10 meters. Plastic, with a resistivity original length. Find the resistance of the longer wire. You
may assume that the resistivity and density of the material
of = 2.00 10 13 m , separates the two conductors.
are unchanged.
What is the resistance of the cable?
75. What is the resistivity of a wire of 5-gauge wire
70. A 10.00-meter long wire cable that is made of copper
(A = 16.8 10 6 m 2 ), 5.00 m length, and 5.10 m
has a resistance of 0.051 ohms. (a) What is the weight
if the wire was made of copper? (b) What is the weight resistance?
of a 10.00-meter-long wire of the same gauge made of
aluminum? (c)What is the resistance of the aluminum wire? 76. Coils are often used in electrical and electronic
The density of copper is 8960 kg/m 3 and the density of circuits. Consider a coil which is formed by winding 1000
turns of insulated 20-gauge copper wire (area 0.52 mm 2)
aluminum is 2760 kg/m 3 .
in a single layer on a cylindrical non-conducting core of
radius 2.0 mm. What is the resistance of the coil? Neglect
71. A nichrome rod that is 3.00 mm long with a cross- the thickness of the insulation.
sectional area of 1.00 mm 2 is used for a digital
thermometer. (a) What is the resistance at room 77. Currents of approximately 0.06 A can be potentially
temperature? (b) What is the resistance at body fatal. Currents in that range can make the heart fibrillate
temperature? (beat in an uncontrolled manner). The resistance of a dry
human body can be approximately 100 k . (a) What
72. The temperature in Philadelphia, PA can vary between voltage can cause 0.2 A through a dry human body? (b)
68.00 F and 100.00 F in one summer day. By what When a human body is wet, the resistance can fall to
percentage will an aluminum wires resistance change 100 . What voltage can cause harm to a wet body?
during the day?
78. A 20.00-ohm, 5.00-watt resistor is placed in series
73. When 100.0 V is applied across a 5-gauge (diameter with a power supply. (a) What is the maximum voltage that
4.621 mm) wire that is 10 m long, the magnitude of the can be applied to the resistor without harming the resistor?
current density is 2.0 10 8 A/m 2 . What is the resistivity (b) What would be the current through the resistor?
of the wire?
79. A battery with an emf of 24.00 V delivers a constant
current of 2.00 mA to an appliance. How much work does
the battery do in three minutes?
CHALLENGE PROBLEMS
81. A 10-gauge copper wire has a cross-sectional area 86. Consider a square rod of material with sides of length
A = 5.26 mm 2 and carries a current of I = 5.00 A . The L = 3.00 cm with a current density of
^ 2.1 10
3 m 1x
density of copper is = 89.50 g/cm 3 . One mole of ^
J = J 0 e x k = 0.35 A2 e
m
k as
copper atoms 6.02 10 23
atoms has a mass of
shown below. Find the current that passes through the face
approximately 63.50 g. What is the magnitude of the drift of the rod.
velocity of the electrons, assuming that each copper atom
contributes one free electron to the current?
89. Consider a resistor made from a hollow cylinder of 91. A student uses a 100.00-W, 115.00-V radiant heater
carbon as shown below. The inner radius of the cylinder to heat the students dorm room, during the hours between
is R i = 0.20 mm and the outer radius is R 0 = 0.30 mm . sunset and sunrise, 6:00 p.m. to 7:00 a.m. (a) What current
does the heater operate at? (b) How many electrons move
The length of the resistor is L = 0.90 mm . The resistivity
through the heater? (c) What is the resistance of the heater?
of the carbon is = 3.5 10 5 m . (a) Prove that the (d) How much heat was added to the dorm room?
R 0
2L R i
resistance perpendicular from the axis is R = ln .
92. A 12-V car battery is used to power a 20.00-W,
12.00-V lamp during the physics club camping trip/star
(b) What is the resistance?
party. The cable to the lamp is 2.00 meters long, 14-gauge
copper wire with a charge density of
28 3
n = 9.50 10 m . (a) What is the current draw by the
lamp? (b) How long would it take an electron to get from
the battery to the lamp?
10 | DIRECT-CURRENT
CIRCUITS
Figure 10.1 This circuit shown is used to amplify small signals and power the earbud speakers attached to a cellular phone.
This circuits components include resistors, capacitors, and diodes, all of which have been covered in previous chapters, as well
as transistors, which are semi-conducting devices covered in Condensed Matter Physics (http://cnx.org/content/
m58591/latest/) . Circuits using similar components are found in all types of equipment and appliances you encounter in
everyday life, such as alarm clocks, televisions, computers, and refrigerators. (credit: Jane Whitney)
Chapter Outline
10.1 Electromotive Force
10.2 Resistors in Series and Parallel
10.3 Kirchhoff's Rules
10.4 Electrical Measuring Instruments
10.5 RC Circuits
10.6 Household Wiring and Electrical Safety
Introduction
In the preceding few chapters, we discussed electric components, including capacitors, resistors, and diodes. In this chapter,
we use these electric components in circuits. A circuit is a collection of electrical components connected to accomplish a
specific task. Figure 10.1 shows an amplifier circuit, which takes a small-amplitude signal and amplifies it to power the
speakers in earbuds. Although the circuit looks complex, it actually consists of a set of series, parallel, and series-parallel
circuits. The second section of this chapter covers the analysis of series and parallel circuits that consist of resistors. Later
in this chapter, we introduce the basic equations and techniques to analyze any circuit, including those that are not reducible
through simplifying parallel and series elements. But first, we need to understand how to power a circuit.
436 Chapter 10 | Direct-Current Circuits
If you forget to turn off your car lights, they slowly dim as the battery runs down. Why dont they suddenly blink off
when the batterys energy is gone? Their gradual dimming implies that the battery output voltage decreases as the battery
is depleted. The reason for the decrease in output voltage for depleted batteries is that all voltage sources have two
fundamental partsa source of electrical energy and an internal resistance. In this section, we examine the energy source
and the internal resistance.
Figure 10.2 A variety of voltage sources. (a) The Brazos Wind Farm in Fluvanna, Texas; (b) the Krasnoyarsk Dam in Russia;
(c) a solar farm; (d) a group of nickel metal hydride batteries. The voltage output of each device depends on its construction and
load. The voltage output equals emf only if there is no load. (credit a: modification of work by Leaflet/Wikimedia Commons;
credit b: modification of work by Alex Polezhaev; credit c: modification of work by US Department of Energy; credit d:
modification of work by Tiaa Monto)
If the electromotive force is not a force at all, then what is the emf and what is a source of emf? To answer these questions,
consider a simple circuit of a 12-V lamp attached to a 12-V battery, as shown in Figure 10.3. The battery can be modeled
as a two-terminal device that keeps one terminal at a higher electric potential than the second terminal. The higher electric
potential is sometimes called the positive terminal and is labeled with a plus sign. The lower-potential terminal is sometimes
called the negative terminal and labeled with a minus sign. This is the source of the emf.
Figure 10.3 A source of emf maintains one terminal at a higher electric potential
than the other terminal, acting as a source of current in a circuit.
438 Chapter 10 | Direct-Current Circuits
When the emf source is not connected to the lamp, there is no net flow of charge within the emf source. Once the battery is
connected to the lamp, charges flow from one terminal of the battery, through the lamp (causing the lamp to light), and back
to the other terminal of the battery. If we consider positive (conventional) current flow, positive charges leave the positive
terminal, travel through the lamp, and enter the negative terminal.
Positive current flow is useful for most of the circuit analysis in this chapter, but in metallic wires and resistors, electrons
contribute the most to current, flowing in the opposite direction of positive current flow. Therefore, it is more realistic to
consider the movement of electrons for the analysis of the circuit in Figure 10.3. The electrons leave the negative terminal,
travel through the lamp, and return to the positive terminal. In order for the emf source to maintain the potential difference
between the two terminals, negative charges (electrons) must be moved from the positive terminal to the negative terminal.
The emf source acts as a charge pump, moving negative charges from the positive terminal to the negative terminal to
maintain the potential difference. This increases the potential energy of the charges and, therefore, the electric potential of
the charges.
The force on the negative charge from the electric field is in the opposite direction of the electric field, as shown in Figure
10.3. In order for the negative charges to be moved to the negative terminal, work must be done on the negative charges.
This requires energy, which comes from chemical reactions in the battery. The potential is kept high on the positive terminal
and low on the negative terminal to maintain the potential difference between the two terminals. The emf is equal to the
work done on the charge per unit charge = dW when there is no current flowing. Since the unit for work is the joule
dq
and the unit for charge is the coulomb, the unit for emf is the volt (1 V = 1 J/C).
The terminal voltage V terminal of a battery is voltage measured across the terminals of the battery when there is no load
connected to the terminal. An ideal battery is an emf source that maintains a constant terminal voltage, independent of the
current between the two terminals. An ideal battery has no internal resistance, and the terminal voltage is equal to the emf
of the battery. In the next section, we will show that a real battery does have internal resistance and the terminal voltage is
always less than the emf of the battery.
Knowing a little about how the chemicals in a lead-acid battery interact helps in understanding the potential created by
the battery. Figure 10.5 shows the result of a single chemical reaction. Two electrons are placed on the anode, making it
negative, provided that the cathode supplies two electrons. This leaves the cathode positively charged, because it has lost
two electrons. In short, a separation of charge has been driven by a chemical reaction.
Note that the reaction does not take place unless there is a complete circuit to allow two electrons to be supplied to the
cathode. Under many circumstances, these electrons come from the anode, flow through a resistance, and return to the
cathode. Note also that since the chemical reactions involve substances with resistance, it is not possible to create the emf
without an internal resistance.
Figure 10.5 In a lead-acid battery, two electrons are forced onto the
anode of a cell, and two electrons are removed from the cathode of the cell.
The chemical reaction in a lead-acid battery places two electrons on the
anode and removes two from the cathode. It requires a closed circuit to
proceed, since the two electrons must be supplied to the cathode.
Suppose an external resistor, known as the load resistance R, is connected to a voltage source such as a battery, as in Figure
10.7. The figure shows a model of a battery with an emf , an internal resistance r, and a load resistor R connected across
its terminals. Using conventional current flow, positive charges leave the positive terminal of the battery, travel through
the resistor, and return to the negative terminal of the battery. The terminal voltage of the battery depends on the emf, the
internal resistance, and the current, and is equal to
For a given emf and internal resistance, the terminal voltage decreases as the current increases due to the potential drop Ir
of the internal resistance.
A graph of the potential difference across each element the circuit is shown in Figure 10.8. A current I runs through the
circuit, and the potential drop across the internal resistor is equal to Ir. The terminal voltage is equal to Ir , which is
equal to the potential drop across the load resistor IR = Ir . As with potential energy, it is the change in voltage that
is important. When the term voltage is used, we assume that it is actually the change in the potential, or V . However,
is often omitted for convenience.
The current through the load resistor is I = . We see from this expression that the smaller the internal resistance r, the
r+R
greater the current the voltage source supplies to its load R. As batteries are depleted, r increases. If r becomes a significant
fraction of the load resistance, then the current is significantly reduced, as the following example illustrates.
Example 10.1
I= = 12.00 V = 1.188 A.
R + r 10.10
442 Chapter 10 | Direct-Current Circuits
Enter the known values into the equation V terminal = Ir to get the terminal voltage:
The terminal voltage here is only slightly lower than the emf, implying that the current drawn by this light
load is not significant.
b. Similarly, with R load = 0.500 , the current is
I= = 12.00 V = 20.00 A.
R + r 0.600
The terminal voltage exhibits a more significant reduction compared with emf, implying 0.500 is a
heavy load for this battery. A heavy load signifies a larger draw of current from the source but not a
larger resistance.
c. The power dissipated by the 0.500- load can be found using the formula P = I 2 R . Entering the
known values gives
P = I 2 R = (20.0 A) 2(0.500 ) = 2.00 10 2 W.
2
Note that this power can also be obtained using the expression V or IV , where V is the terminal voltage
R
(10.0 V in this case).
d. Here, the internal resistance has increased, perhaps due to the depletion of the battery, to the point where
it is as great as the load resistance. As before, we first find the current by entering the known values into
the expression, yielding
I= = 12.00 V = 12.00 A.
R+r 1.00
We see that the increased internal resistance has significantly decreased the terminal voltage, current, and
power delivered to a load.
Significance
The internal resistance of a battery can increase for many reasons. For example, the internal resistance of a
rechargeable battery increases as the number of times the battery is recharged increases. The increased internal
resistance may have two effects on the battery. First, the terminal voltage will decrease. Second, the battery may
overheat due to the increased power dissipated by the internal resistance.
10.1 Check Your Understanding If you place a wire directly across the two terminal of a battery, effectively
shorting out the terminals, the battery will begin to get hot. Why do you suppose this happens?
Battery Testers
Battery testers, such as those in Figure 10.9, use small load resistors to intentionally draw current to determine whether
the terminal potential drops below an acceptable level. Although it is difficult to measure the internal resistance of a battery,
battery testers can provide a measurement of the internal resistance of the battery. If internal resistance is high, the battery
is weak, as evidenced by its low terminal voltage.
Figure 10.9 Battery testers measure terminal voltage under a load to determine the condition of a battery. (a) A US Navy
electronics technician uses a battery tester to test large batteries aboard the aircraft carrier USS Nimitz. The battery tester she uses
has a small resistance that can dissipate large amounts of power. (b) The small device shown is used on small batteries and has a
digital display to indicate the acceptability of the terminal voltage. (credit a: modification of work by Jason A. Johnston; credit b:
modification of work by Keith Williamson)
Some batteries can be recharged by passing a current through them in the direction opposite to the current they supply to
an appliance. This is done routinely in cars and in batteries for small electrical appliances and electronic devices (Figure
10.10). The voltage output of the battery charger must be greater than the emf of the battery to reverse the current through
it. This causes the terminal voltage of the battery to be greater than the emf, since V = Ir and I is now negative.
Figure 10.10 A car battery charger reverses the normal direction of current through a
battery, reversing its chemical reaction and replenishing its chemical potential.
It is important to understand the consequences of the internal resistance of emf sources, such as batteries and solar cells, but
often, the analysis of circuits is done with the terminal voltage of the battery, as we have done in the previous sections. The
terminal voltage is referred to as simply as V, dropping the subscript terminal. This is because the internal resistance of
the battery is difficult to measure directly and can change over time.
444 Chapter 10 | Direct-Current Circuits
In Current and Resistance, we described the term resistance and explained the basic design of a resistor. Basically,
a resistor limits the flow of charge in a circuit and is an ohmic device where V = IR. Most circuits have more than one
resistor. If several resistors are connected together and connected to a battery, the current supplied by the battery depends
on the equivalent resistance of the circuit.
The equivalent resistance of a combination of resistors depends on both their individual values and how they are connected.
The simplest combinations of resistors are series and parallel connections (Figure 10.11). In a series circuit, the output
current of the first resistor flows into the input of the second resistor; therefore, the current is the same in each resistor. In
a parallel circuit, all of the resistor leads on one side of the resistors are connected together and all the leads on the other
side are connected together. In the case of a parallel configuration, each resistor has the same potential drop across it, and
the currents through each resistor may be different, depending on the resistor. The sum of the individual currents equals the
current that flows into the parallel connections.
Figure 10.11 (a) For a series connection of resistors, the current is the same in each resistor.
(b) For a parallel connection of resistors, the voltage is the same across each resistor.
Resistors in Series
Resistors are said to be in series whenever the current flows through the resistors sequentially. Consider Figure 10.12,
which shows three resistors in series with an applied voltage equal to V ab. Since there is only one path for the charges
to flow through, the current is the same through each resistor. The equivalent resistance of a set of resistors in a series
connection is equal to the algebraic sum of the individual resistances.
In Figure 10.12, the current coming from the voltage source flows through each resistor, so the current through each
resistor is the same. The current through the circuit depends on the voltage supplied by the voltage source and the resistance
of the resistors. For each resistor, a potential drop occurs that is equal to the loss of electric potential energy as a current
travels through each resistor. According to Ohms law, the potential drop V across a resistor when a current flows through
it is calculated using the equation V = IR, where I is the current in amps (A) and R is the resistance in ohms (). Since
energy is conserved, and the voltage is equal to the potential energy per charge, the sum of the voltage applied to the circuit
by the source and the potential drops across the individual resistors around a loop should be equal to zero:
N
V i = 0.
i=1
This equation is often referred to as Kirchhoffs loop law, which we will look at in more detail later in this chapter. For
Figure 10.12, the sum of the potential drop of each resistor and the voltage supplied by the voltage source should equal
zero:
V V 1 V 2 V 3 = 0,
V = V 1 + V 2 + V 3,
= IR 1 + IR 2 + IR 3,
I = V = V .
R 1 + R 2 + R 3 R eq
Since the current through each component is the same, the equality can be simplified to an equivalent resistance, which is
just the sum of the resistances of the individual resistors.
Any number of resistors can be connected in series. If N resistors are connected in series, the equivalent resistance is
N (10.2)
R eq = R 1 + R 2 + R 3 + + R N 1 + R N = R i.
i=1
One result of components connected in a series circuit is that if something happens to one component, it affects all the other
components. For example, if several lamps are connected in series and one bulb burns out, all the other lamps go dark.
446 Chapter 10 | Direct-Current Circuits
Example 10.2
Strategy
In a series circuit, the equivalent resistance is the algebraic sum of the resistances. The current through the circuit
can be found from Ohms law and is equal to the voltage divided by the equivalent resistance. The potential drop
across each resistor can be found using Ohms law. The power dissipated by each resistor can be found using
P = I 2 R , and the total power dissipated by the resistors is equal to the sum of the power dissipated by each
resistor. The power supplied by the battery can be found using P = I .
Solution
a. The equivalent resistance is the algebraic sum of the resistances:
R eq = R 1 + R 2 + R 3 + R 4 + R 5 = 20 + 20 + 20 + 20 + 10 = 90 .
b. The current through the circuit is the same for each resistor in a series circuit and is equal to the applied
voltage divided by the equivalent resistance:
I = V = 9 V = 0.1 A.
R eq 90
c. The potential drop across each resistor can be found using Ohms law:
V 1 = V 2 = V 3 = V 4 = (0.1 A)20 = 2 V,
V 5 = (0.1 A)10 = 1 V,
V 1 + V 2 + V 3 + V 4 + V 5 = 9 V.
Note that the sum of the potential drops across each resistor is equal to the voltage supplied by the battery.
d. The power dissipated by a resistor is equal to P = I 2 R , and the power supplied by the battery is equal
to P = I :
Significance
There are several reasons why we would use multiple resistors instead of just one resistor with a resistance equal
to the equivalent resistance of the circuit. Perhaps a resistor of the required size is not available, or we need to
dissipate the heat generated, or we want to minimize the cost of resistors. Each resistor may cost a few cents to a
few dollars, but when multiplied by thousands of units, the cost saving may be appreciable.
10.2 Check Your Understanding Some strings of miniature holiday lights are made to short out when a bulb
burns out. The device that causes the short is called a shunt, which allows current to flow around the open
circuit. A short is like putting a piece of wire across the component. The bulbs are usually grouped in series
of nine bulbs. If too many bulbs burn out, the shunts eventually open. What causes this?
Resistors in Parallel
Figure 10.14 shows resistors in parallel, wired to a voltage source. Resistors are in parallel when one end of all the resistors
are connected by a continuous wire of negligible resistance and the other end of all the resistors are also connected to one
another through a continuous wire of negligible resistance. The potential drop across each resistor is the same. Current
through each resistor can be found using Ohms law I = V/R, where the voltage is constant across each resistor. For
example, an automobiles headlights, radio, and other systems are wired in parallel, so that each subsystem utilizes the
full voltage of the source and can operate completely independently. The same is true of the wiring in your house or any
building.
The current flowing from the voltage source in Figure 10.14 depends on the voltage supplied by the voltage source and
the equivalent resistance of the circuit. In this case, the current flows from the voltage source and enters a junction, or
node, where the circuit splits flowing through resistors R 1 and R 2 . As the charges flow from the battery, some go through
resistor R 1 and some flow through resistor R 2. The sum of the currents flowing into a junction must be equal to the sum
of the currents flowing out of the junction:
I in = I out.
This equation is referred to as Kirchhoffs junction rule and will be discussed in detail in the next section. In Figure
10.14, the junction rule gives I = I 1 + I 2 . There are two loops in this circuit, which leads to the equations V = I 1 R 1 and
I 1 R 1 = I 2 R 2 . Note the voltage across the resistors in parallel are the same V = V 1 = V 2 and the current is additive:
448 Chapter 10 | Direct-Current Circuits
I = I1 + I2
V1 V2
= +
R1 R2
= V + V
R1 R2
= V 1 + 1 = V
R1 R2 R eq
1
R eq = 1 + 1 .
R1 R2
Generalizing to any number of N resistors, the equivalent resistance R eq of a parallel connection is related to the individual
resistances by
N
1
1 (10.3)
R eq = 1 + 1 + 1 + + 1 + 1 = 1 .
R 1 R 2 R 3 RN 1 RN i = 1 R i
This relationship results in an equivalent resistance R eq that is less than the smallest of the individual resistances. When
resistors are connected in parallel, more current flows from the source than would flow for any of them individually, so the
total resistance is lower.
Example 10.3
(Note that in these calculations, each intermediate answer is shown with an extra digit.)
(b) The current supplied by the source can be found from Ohms law, substituting R eq for the total resistance
I= V .
R eq
Vi
(c) The individual currents are easily calculated from Ohms law
I i = R i , since each resistor gets the full
voltage. The total current is the sum of the individual currents: I = I i.
i
(d) The power dissipated by each resistor can be found using any of the equations relating power to current,
voltage, and resistance, since all three are known. Let us use P i = V 2 /R i, since each resistor gets full voltage.
(e) The total power can also be calculated in several ways, use P = IV .
Solution
a. The total resistance for a parallel combination of resistors is found using Equation 10.3. Entering known
values gives
1 1
1
1 + 1 + 1
1
1
R eq =
R 1 + R 2 + R 3 =
1.00 2.00 2.00
= 0.50 .
The total resistance with the correct number of significant digits is R eq = 0.50 . As predicted, R eq is
less than the smallest individual resistance.
b. The total current can be found from Ohms law, substituting R eq for the total resistance. This gives
I = V = 3.00 V = 6.00 A.
R eq 0.50
Current I for each device is much larger than for the same devices connected in series (see the previous
example). A circuit with parallel connections has a smaller total resistance than the resistors connected in
series.
c. The individual currents are easily calculated from Ohms law, since each resistor gets the full voltage.
Thus,
I 1 = V = 3.00 V = 3.00 A.
R 1 1.00
Similarly,
I 2 = V = 3.00 V = 1.50 A
R 2 2.00
and
I 3 = V = 6.00 V = 1.50 A.
R 3 2.00
Similarly,
2 (3.00 V) 2
P2 = V = = 4.50 W
R2 2.00
and
2 (3.00 V) 2
P3 = V = = 4.50 W.
R3 2.00
e. The total power can also be calculated in several ways. Choosing P = IV and entering the total current
yields
P = IV = (6.00 A)(3.00 V) = 18.00 W.
450 Chapter 10 | Direct-Current Circuits
Significance
Total power dissipated by the resistors is also 18.00 W:
P 1 + P 2 + P 3 = 9.00 W + 4.50 W + 4.50 W = 18.00 W.
Notice that the total power dissipated by the resistors equals the power supplied by the source.
10.3 Check Your Understanding Consider the same potential difference (V = 3.00 V) applied to the same
three resistors connected in series. Would the equivalent resistance of the series circuit be higher, lower, or
equal to the three resistor in parallel? Would the current through the series circuit be higher, lower, or equal to
the current provided by the same voltage applied to the parallel circuit? How would the power dissipated by the
resistor in series compare to the power dissipated by the resistors in parallel?
10.4 Check Your Understanding How would you use a river and two waterfalls to model a parallel
configuration of two resistors? How does this analogy break down?
N
1
1
R eq = 1 + 1 + 1 + + 1 + 1 = 1 ,
R 1 R 2 R 3 RN 1 RN i = 1 R i
Equivalent resistance N 1 = 1 + 1 + 1 +
R eq = R 1 + R 2 + R 3 + = Ri R eq R 1 R 2 R 3
i=1
Table 10.1 Summary for Equivalent Resistance and Capacitance in Series and Parallel
Combinations
Figure 10.15 (a) The original circuit of four resistors. (b) Step 1: The resistors R 3 and R 4 are in series and the equivalent
resistance is R 34 = 10 . (c) Step 2: The reduced circuit shows resistors R 2 and R 34 are in parallel, with an equivalent
resistance of R 234 = 5 . (d) Step 3: The reduced circuit shows that R 1 and R 234 are in series with an equivalent
resistance of R 1234 = 12 , which is the equivalent resistance R eq. (e) The reduced circuit with a voltage source of
V = 24 V with an equivalent resistance of R eq = 12 . This results in a current of I = 2 A from the voltage source.
Notice that resistors R 3 and R 4 are in series. They can be combined into a single equivalent resistance. One method of
keeping track of the process is to include the resistors as subscripts. Here the equivalent resistance of R 3 and R 4 is
R 34 = R 3 + R 4 = 6 + 4 = 10 .
The circuit now reduces to three resistors, shown in Figure 10.15(c). Redrawing, we now see that resistors R 2 and R 34
constitute a parallel circuit. Those two resistors can be reduced to an equivalent resistance:
1 1
1
1
= 1 + 1
R 234 =
R 2 + R 34 10 10
= 5 .
This step of the process reduces the circuit to two resistors, shown in in Figure 10.15(d). Here, the circuit reduces to
two resistors, which in this case are in series. These two resistors can be reduced to an equivalent resistance, which is the
equivalent resistance of the circuit:
452 Chapter 10 | Direct-Current Circuits
R eq = R 1234 = R 1 + R 234 = 7 + 5 = 12 .
The main goal of this circuit analysis is reached, and the circuit is now reduced to a single resistor and single voltage source.
Now we can analyze the circuit. The current provided by the voltage source is I = V = 24 V = 2 A. This current runs
R eq 12
through resistor R 1 and is designated as I 1. The potential drop across R 1 can be found using Ohms law:
V 1 = I 1 R 1 = (2 A)(7 ) = 14 V.
Looking at Figure 10.15(c), this leaves 24 V 14 V = 10 V to be dropped across the parallel combination of R 2 and
R 34. The current through R 2 can be found using Ohms law:
V 2 10 V
I2 = = = 1 A.
R 2 10
The resistors R 3 and R 4 are in series so the currents I 3 and I 4 are equal to
I 3 = I 4 = I I 2 = 2 A 1 A = 1 A.
Using Ohms law, we can find the potential drop across the last two resistors. The potential drops are V 3 = I 3 R 3 = 6 V
and V 4 = I 4 R 4 = 4 V. The final analysis is to look at the power supplied by the voltage source and the power dissipated
by the resistors. The power dissipated by the resistors is
P 1 = I 12 R 1 = (2 A) 2 (7 ) = 28 W,
P 2 = I 22 R 2 = (1 A) 2 (10 ) = 10 W,
P 3 = I 32 R 3 = (1 A) 2 (6 ) = 6 W,
P 4 = I 42 R 4 = (1 A) 2 (4 ) = 4 W,
P dissipated = P 1 + P 2 + P 3 + P 4 = 48 W.
The total energy is constant in any process. Therefore, the power supplied by the voltage source is
P s = IV = (2 A)(24 V) = 48 W. Analyzing the power supplied to the circuit and the power dissipated by the resistors is
a good check for the validity of the analysis; they should be equal.
Example 10.4
Strategy
(a) To find the equivalent resistance, first find the equivalent resistance of the parallel connection of R 2 and R 3.
Then use this result to find the equivalent resistance of the series connection with R 1.
(b) The current through R 1 can be found using Ohms law and the voltage applied. The current through R 1
is equal to the current from the battery. The potential drop V 1 across the resistor R 1 (which represents the
resistance in the connecting wires) can be found using Ohms law.
V
(c) The current through R 2 can be found using Ohms law I 2 = 2 . The voltage across R 2 can be found using
R2
V 2 = V V 1.
(d) Using Ohms law V 2 = I 2 R 2 , the power dissipated by the resistor can also be found using
V 22
P 2 = I 22 R 2 = .
R2
Solution
a. To find the equivalent resistance of the circuit, notice that the parallel connection of R 2 and R 3 is in
series with R 1 , so the equivalent resistance is
1 1
1
1
1
1 +
R eq = R 1 +
R 2 + R 3 = 1.00 +
6.00 13.00
= 5.10 .
The total resistance of this combination is intermediate between the pure series and pure parallel values (
20.0 and 0.804 , respectively).
b. The current through R 1 is equal to the current supplied by the battery:
I 1 = I = V = 12.0 V = 2.35 A.
R eq 5.10
The voltage applied to R 2 and R 3 is less than the voltage supplied by the battery by an amount V 1.
When wire resistance is large, it can significantly affect the operation of the devices represented by R 2
and R 3 .
c. To find the current through R 2 , we must first find the voltage applied to it. The voltage across the two
resistors in parallel is the same:
V 2 = V 3 = V V 1 = 12.0 V 2.35 V = 9.65 V.
Now we can find the current I 2 through resistance R 2 using Ohms law:
V 2 9.65 V
I2 = = = 1.61 A.
R 2 6.00
The current is less than the 2.00 A that flowed through R 2 when it was connected in parallel to the battery
in the previous parallel circuit example.
d. The power dissipated by R 2 is given by
Significance
The analysis of complex circuits can often be simplified by reducing the circuit to a voltage source and an
equivalent resistance. Even if the entire circuit cannot be reduced to a single voltage source and a single
equivalent resistance, portions of the circuit may be reduced, greatly simplifying the analysis.
10.5 Check Your Understanding Consider the electrical circuits in your home. Give at least two examples
of circuits that must use a combination of series and parallel circuits to operate efficiently.
Practical Implications
One implication of this last example is that resistance in wires reduces the current and power delivered to a resistor. If wire
resistance is relatively large, as in a worn (or a very long) extension cord, then this loss can be significant. If a large current
is drawn, the IR drop in the wires can also be significant and may become apparent from the heat generated in the cord.
For example, when you are rummaging in the refrigerator and the motor comes on, the refrigerator light dims momentarily.
Similarly, you can see the passenger compartment light dim when you start the engine of your car (although this may be due
to resistance inside the battery itself).
What is happening in these high-current situations is illustrated in Figure 10.17. The device represented by R 3 has a very
low resistance, so when it is switched on, a large current flows. This increased current causes a larger IR drop in the wires
represented by R 1 , reducing the voltage across the light bulb (which is R 2 ), which then dims noticeably.
Example 10.5
Solution
1. Draw a clear circuit diagram (Figure 10.18).
Figure 10.18 To find the unknown voltage, we must first find the
equivalent resistance of the circuit.
2. The unknown is the voltage of the battery. In order to find the voltage supplied by the battery, the
equivalent resistance must be found.
3. In this circuit, we already know that the resistors R 1 and R 2 are in series and the resistors R 3 and R 4
are in parallel. The equivalent resistance of the parallel configuration of the resistors R 3 and R 4 is in
series with the series configuration of resistors R 1 and R 2 .
4. The voltage supplied by the battery can be found by multiplying the current from the battery and
the equivalent resistance of the circuit. The current from the battery is equal to the current through
R 1 and is equal to 2.00 A. We need to find the equivalent resistance by reducing the circuit. To
reduce the circuit, first consider the two resistors in parallel. The equivalent resistance is
1
1
R 34 = 1 + = 5.00 . This parallel combination is in series with the other two
10.00 10.00
resistors, so the equivalent resistance of the circuit is R eq = R 1 + R 2 + R 34 = 25.00 . The voltage
supplied by the battery is therefore V = IR eq = 2.00 A(25.00 ) = 50.00 V.
5. One way to check the consistency of your results is to calculate the power supplied by the battery and the
power dissipated by the resistors. The power supplied by the battery is P batt = IV = 100.00 W.
Since they are in series, the current through R 2 equals the current through R 1. Since R 3 = R 4 , the
current through each will be 1.00 Amps. The power dissipated by the resistors is equal to the sum of the
power dissipated by each resistor:
P = I 12 R 1 + I 22 R 2 + I 32 R 3 + I 42 R 4 = 40.00 W + 40.00 W + 10.00 W + 10.00 W = 100.00 W.
Since the power dissipated by the resistors equals the power supplied by the battery, our solution seems
consistent.
Significance
If a problem has a combination of series and parallel, as in this example, it can be reduced in steps by using the
preceding problem-solving strategy and by considering individual groups of series or parallel connections. When
finding R eq for a parallel connection, the reciprocal must be taken with care. In addition, units and numerical
results must be reasonable. Equivalent series resistance should be greater, whereas equivalent parallel resistance
should be smaller, for example. Power should be greater for the same devices in parallel compared with series,
and so on.
We have just seen that some circuits may be analyzed by reducing a circuit to a single voltage source and an equivalent
resistance. Many complex circuits cannot be analyzed with the series-parallel techniques developed in the preceding
sections. In this section, we elaborate on the use of Kirchhoffs rules to analyze more complex circuits. For example, the
circuit in Figure 10.19 is known as a multi-loop circuit, which consists of junctions. A junction, also known as a node, is
a connection of three or more wires. In this circuit, the previous methods cannot be used, because not all the resistors are in
clear series or parallel configurations that can be reduced. Give it a try. The resistors R 1 and R 2 are in series and can be
reduced to an equivalent resistance. The same is true of resistors R 4 and R 5 . But what do you do then?
Even though this circuit cannot be analyzed using the methods already learned, two circuit analysis rules can be used to
analyze any circuit, simple or complex. The rules are known as Kirchhoffs rules, after their inventor Gustav Kirchhoff
(18241887).
Kirchhoffs Rules
Kirchhoffs first rulethe junction rule. The sum of all currents entering a junction must equal the sum of all
currents leaving the junction:
I in = I out. (10.4)
Kirchhoffs second rulethe loop rule. The algebraic sum of changes in potential around any closed circuit
path (loop) must be zero:
V = 0. (10.5)
We now provide explanations of these two rules, followed by problem-solving hints for applying them and a worked
example that uses them.
458 Chapter 10 | Direct-Current Circuits
Although it is an over-simplification, an analogy can be made with water pipes connected in a plumbing junction. If the
wires in Figure 10.20 were replaced by water pipes, and the water was assumed to be incompressible, the volume of water
flowing into the junction must equal the volume of water flowing out of the junction.
The circuit consists of a voltage source and three external load resistors. The labels a, b, c, and d serve as references, and
have no other significance. The usefulness of these labels will become apparent soon. The loop is designated as Loop abcda,
and the labels help keep track of the voltage differences as we travel around the circuit. Start at point a and travel to point
b. The voltage of the voltage source is added to the equation and the potential drop of the resistor R 1 is subtracted. From
point b to c, the potential drop across R 2 is subtracted. From c to d, the potential drop across R 3 is subtracted. From points
d to a, nothing is done because there are no components.
Figure 10.22 shows a graph of the voltage as we travel around the loop. Voltage increases as we cross the battery, whereas
voltage decreases as we travel across a resistor. The potential drop, or change in the electric potential, is equal to the current
through the resistor times the resistance of the resistor. Since the wires have negligible resistance, the voltage remains
constant as we cross the wires connecting the components.
Figure 10.22 A voltage graph as we travel around the circuit. The voltage
increases as we cross the battery and decreases as we cross each resistor. Since
the resistance of the wire is quite small, we assume that the voltage remains
constant as we cross the wires connecting the components.
The loop equation can be used to find the current through the loop:
I= V = 12.00 V = 2.00 A.
R 1 + R 2 + R 2 1.00 + 2.00 + 3.00
This loop could have been analyzed using the previous methods, but we will demonstrate the power of Kirchhoffs method
in the next section.
Lets examine some steps in this procedure more closely. When locating the junctions in the circuit, do not be concerned
about the direction of the currents. If the direction of current flow is not obvious, choosing any direction is sufficient as
long as at least one current points into the junction and at least one current points out of the junction. If the arrow is in the
opposite direction of the conventional current flow, the result for the current in question will be negative but the answer will
still be correct.
The number of nodes depends on the circuit. Each current should be included in a node and thus included in at least one
junction equation. Do not include nodes that are not linearly independent, meaning nodes that contain the same information.
Consider Figure 10.24. There are two junctions in this circuit: Junction b and Junction e. Points a, c, d, and f are not
junctions, because a junction must have three or more connections. The equation for Junction b is I 1 = I 2 + I 3 , and the
equation for Junction e is I 2 + I 3 = I 1 . These are equivalent equations, so it is necessary to keep only one of them.
When choosing the loops in the circuit, you need enough loops so that each component is covered once, without repeating
loops. Figure 10.25 shows four choices for loops to solve a sample circuit; choices (a), (b), and (c) have a sufficient
amount of loops to solve the circuit completely. Option (d) reflects more loops than necessary to solve the circuit.
Figure 10.25 Panels (a)(c) are sufficient for the analysis of the circuit. In each case, the two loops shown contain all
the circuit elements necessary to solve the circuit completely. Panel (d) shows three loops used, which is more than
necessary. Any two loops in the system will contain all information needed to solve the circuit. Adding the third loop
provides redundant information.
Consider the circuit in Figure 10.26(a). Let us analyze this circuit to find the current through each resistor. First, label the
circuit as shown in part (b).
Figure 10.26 (a) A multi-loop circuit. (b) Label the circuit to help with orientation.
Next, determine the junctions. In this circuit, points b and e each have three wires connected, making them junctions. Start
to apply Kirchhoffs junction rule I in = I out by drawing arrows representing the currents and labeling each arrow,
as shown in Figure 10.27(b). Junction b shows that I 1 = I 2 + I 3 and Junction e shows that I 2 + I 3 = I 1 . Since Junction
462 Chapter 10 | Direct-Current Circuits
e gives the same information of Junction b, it can be disregarded. This circuit has three unknowns, so we need three linearly
independent equations to analyze it.
Figure 10.27 (a) This circuit has two junctions, labeled b and
e, but only node b is used in the analysis. (b) Labeled arrows
represent the currents into and out of the junctions.
Next we need to choose the loops. In Figure 10.28, Loop abefa includes the voltage source V 1 and resistors R 1 and R 2
. The loop starts at point a, then travels through points b, e, and f, and then back to point a. The second loop, Loop ebcde,
starts at point e and includes resistors R 2 and R 3 , and the voltage source V 2 .
Now we can apply Kirchhoffs loop rule, using the map in Figure 10.23. Starting at point a and moving to point b, the
resistor R 1 is crossed in the same direction as the current flow I 1 , so the potential drop I 1 R 1 is subtracted. Moving from
point b to point e, the resistor R 2 is crossed in the same direction as the current flow I 2 so the potential drop I 2 R 2 is
subtracted. Moving from point e to point f, the voltage source V 1 is crossed from the negative terminal to the positive
terminal, so V 1 is added. There are no components between points f and a. The sum of the voltage differences must equal
zero:
Loop abe f a : I 1 R 1 I 2 R 2 + V 1 = 0 or V 1 = I 1 R 1 + I 2 R 2.
Finally, we check loop ebcde. We start at point e and move to point b, crossing R 2 in the opposite direction as the current
flow I 2 . The potential drop I 2 R 2 is added. Next, we cross R 3 and R 4 in the same direction as the current flow I 3 and
subtract the potential drops I 3 R 3 and I 3 R 4. Note that the current is the same through resistors R 3 and R 4 , because they
are connected in series. Finally, the voltage source is crossed from the positive terminal to the negative terminal, and the
voltage source V 2 is subtracted. The sum of these voltage differences equals zero and yields the loop equation
Loop ebcde : I 2 R 2 I 3 R 3 + R 4 V 2 = 0.
We now have three equations, which we can solve for the three unknowns.
(1) Junction b : I 1 I 2 I 3 = 0.
(2) Loop abe f a : I 1 R 1 + I 2 R 2 = V 1.
(3) Loop ebcde : I 2 R 2 I 3 R 3 + R 4 = V 2.
To solve the three equations for the three unknown currents, start by eliminating current I 2 . First add Eq. (1) times R 2 to
Eq. (2). The result is labeled as Eq. (4):
R 1 + R 2I 1 R 2 I 3 = V 1.
(4) 6 I 1 3 I 3 = 24 V.
Next, subtract Eq. (3) from Eq. (2). The result is labeled as Eq. (5):
I 1 R 1 + I 3 R 3 + R 4 = V 1 V 2.
(5) 3 I 1 + 7 I 3 = 5 V.
We can solve Eqs. (4) and (5) for current I 1 . Adding seven times Eq. (4) and three times Eq. (5) results in
51 I 1 = 153 V, or I 1 = 3.00 A. Using Eq. (4) results in I 3 = 2.00 A. Finally, Eq. (1) yields
I 2 = I 1 I 3 = 5.00 A. One way to check that the solutions are consistent is to check the power supplied by the voltage
sources and the power dissipated by the resistors:
P in = I 1 V 1 + I 3 V 2 = 130 W,
P out = I 12 R 1 + I 22 R 2 + I 32 R 3 + I 32 R 4 = 130 W.
Note that the solution for the current I 3 is negative. This is the correct answer, but suggests that the arrow originally drawn
in the junction analysis is the direction opposite of conventional current flow. The power supplied by the second voltage
source is 58 W and not 58 W.
Example 10.6
Strategy
This circuit is sufficiently complex that the currents cannot be found using Ohms law and the series-parallel
techniquesit is necessary to use Kirchhoffs rules. Currents have been labeled I 1, I 2, and I 3 in the figure,
and assumptions have been made about their directions. Locations on the diagram have been labeled with letters
a through h. In the solution, we apply the junction and loop rules, seeking three independent equations to allow
us to solve for the three unknown currents.
Solution
Applying the junction and loop rules yields the following three equations. We have three unknowns, so three
equations are required.
Junction c : I 1 + I 2 = I 3.
Loop abcde f a : I 1 R 1 + R 4 I 2 R 2 + R 5 + R 6 = V 1 V 3.
Loop cde f c : I 2 R 2 + R 5 + R 6 + I 3 R 3 = V 2 + V 3.
Simplify the equations by placing the unknowns on one side of the equations.
Junction c : I 1 + I 2 I 3 = 0.
Loop abcde f a : I 1 (3 ) I 2 (8 ) = 0.5 V 2.30 V.
Loop cde f c : I 2 (8 ) + I 3 (1 ) = 0.6 V + 2.30 V.
Simplify the equations. The first loop equation can be simplified by dividing both sides by 3.00. The second loop
equation can be simplified by dividing both sides by 6.00.
Junction c : I 1 + I 2 I 3 = 0.
Loop abcde f a : I 1 (3 ) I 2 (8 ) = 1.8 V.
Loop cde f c : I 2 (8 ) + I 3 (1 ) = 2.9 V.
Significance
A method to check the calculations is to compute the power dissipated by the resistors and the power supplied by
the voltage sources:
P R = I 12 R 1 = 0.04 W.
1
P R = I 22 R 2 = 0.45 W.
2
P R = I 32 R 3 = 0.25 W.
3
P R = I 12 R 4 = 0.08 W.
4
P R = I 22 R 5 = 0.09 W.
5
P R = I 22 R 6 = 0.18 W.
6
P dissipated = 1.09 W.
P source = I 1 V 1 + I 2 V 3 + I 3 V 2 = 0.10 W + 0.69 W + 0.30 W = 1.09 W.
10.6 Check Your Understanding In considering the following schematic and the power supplied and
consumed by a circuit, will a voltage source always provide power to the circuit, or can a voltage source
consume power?
Example 10.7
Strategy
This circuit can be analyzed using Kirchhoffs rules. There is only one loop and no nodes. Choose the direction
of current flow. For this example, we will use the clockwise direction from point a to point b. Consider Loop
abcda and use Figure 10.23 to write the loop equation. Note that according to Figure 10.23, battery V 1 will
be added and battery V 2 will be subtracted.
Solution
Applying the junction rule yields the following three equations. We have one unknown, so one equation is
required:
Loop abcda : IR 1 V 1 IR 2 + V 2 IR 3 = 0.
Simplify the equations by placing the unknowns on one side of the equations. Use the values given in the figure.
I R 1 + R 2 + R 3 = V 2 V 1.
V2 V1 24 V 12 V
I= = = 0.20 A.
R 1 + R 2 + R 3 10.0 + 30.0 + 10.0
Significance
The power dissipated or consumed by the circuit equals the power supplied to the circuit, but notice that the
current in the battery V 1 is flowing through the battery from the positive terminal to the negative terminal and
consumes power.
P R = I 2 R 1 = 0.40 W
1
P R = I 2 R 2 = 1.20 W
2
P R = I 2 R 3 = 0.80 W
3
P V = IV 1 = 2.40 W
1
P dissipated = 4.80 W
P source = IV 2 = 4.80 W
The power supplied equals the power dissipated by the resistors and consumed by the battery V 1.
10.7 Check Your Understanding When using Kirchhoffs laws, you need to decide which loops to use and
the direction of current flow through each loop. In analyzing the circuit in Example 10.7, the direction of
current flow was chosen to be clockwise, from point a to point b. How would the results change if the direction
of the current was chosen to be counterclockwise, from point b to point a?
When voltage sources are in series, their internal resistances can be added together and their emfs can be added together
to get the total values. Series connections of voltage sources are commonfor example, in flashlights, toys, and other
appliances. Usually, the cells are in series in order to produce a larger total emf. In Figure 10.31, the terminal voltage is
V terminal = 1 Ir 1 + 2 Ir 2 = ( 1 + 2) I(r 1 + r 2) = ( 1 + 2) + Ir eq.
Note that the same current I is found in each battery because they are connected in series. The disadvantage of series
connections of cells is that their internal resistances are additive.
Batteries are connected in series to increase the voltage supplied to the circuit. For instance, an LED flashlight may have
two AAA cell batteries, each with a terminal voltage of 1.5 V, to provide 3.0 V to the flashlight.
Any number of batteries can be connected in series. For N batteries in series, the terminal voltage is equal to
N (10.6)
V terminal = ( 1 + 2 + + N 1 + N ) I(r 1 + r 2 + + r N 1 + r N ) = i Ir eq
i=1
468 Chapter 10 | Direct-Current Circuits
N
where the equivalent resistance is r eq = ri .
i=1
When a load is placed across voltage sources in series, as in Figure 10.32, we can find the current:
1 Ir 1 + 2 Ir 2 = IR,
Ir 1 + Ir 2 + IR = 1 + 2,
1 + 2
I= .
r1 + r2 + R
Voltage sources, such as batteries, can also be connected in parallel. Figure 10.33 shows two batteries with identical emfs
in parallel and connected to a load resistance. When the batteries are connect in parallel, the positive terminals are connected
together and the negative terminals are connected together, and the load resistance is connected to the positive and negative
terminals. Normally, voltage sources in parallel have identical emfs. In this simple case, since the voltage sources are in
parallel, the total emf is the same as the individual emfs of each battery.
Figure 10.33 (a) Two batteries connect in parallel to a load resistor. (b)
The circuit diagram shows the shows battery as an emf source and an
internal resistor. The two emf sources have identical emfs (each labeled
by ) connected in parallel that produce the same emf.
Consider the Kirchhoff analysis of the circuit in Figure 10.33(b). There are two loops and a node at point b and
= 1 = 2 .
Node b: I 1 + I 2 I = 0 .
I 1 r 1 + I 2 r 2 = 0,
Loop abcfa:
I 1 r 1 = I 2 r 2.
2 I 2 r 2 IR = 0,
Loop fcdef:
I 2 r 2 IR = 0.
1
Solving for the current through the load resistor results in I = , where r eq = r1 + r1 . The terminal voltage is
r eq + R 1 2
equal to the potential drop across the load resistor IR =
r eq + R . The parallel connection reduces the internal resistance
and thus can produce a larger current.
Any number of batteries can be connected in parallel. For N batteries in parallel, the terminal voltage is equal to
1 (10.7)
V terminal = I r1 + r1 + + r 1 + r1 = Ir eq
1 2 N1 N
N
1
where the equivalent resistance is r eq = r1 .
i = 1 i
As an example, some diesel trucks use two 12-V batteries in parallel; they produce a total emf of 12 V but can deliver the
larger current needed to start a diesel engine.
In summary, the terminal voltage of batteries in series is equal to the sum of the individual emfs minus the sum of the
internal resistances times the current. When batteries are connected in parallel, they usually have equal emfs and the
terminal voltage is equal to the emf minus the equivalent internal resistance times the current, where the equivalent internal
resistance is smaller than the individual internal resistances. Batteries are connected in series to increase the terminal voltage
to the load. Batteries are connected in parallel to increase the current to the load.
Ohms law and Kirchhoffs method are useful to analyze and design electrical circuits, providing you with the voltages
across, the current through, and the resistance of the components that compose the circuit. To measure these parameters
require instruments, and these instruments are described in this section.
Figure 10.34 The fuel and temperature gauges (far right and
far left, respectively) in this 1996 Volkswagen are voltmeters
that register the voltage output of sender units. These units are
proportional to the amount of gasoline in the tank and to the
engine temperature. (credit: Christian Giersing)
Figure 10.35 (a) When an ammeter is used to measure the current through two resistors
connected in series to a battery, a single ammeter is placed in series with the two resistors because
the current is the same through the two resistors in series. (b) When two resistors are connected in
parallel with a battery, three meters, or three separate ammeter readings, are necessary to measure
the current from the battery and through each resistor. The ammeter is connected in series with the
component in question.
Ammeters need to have a very low resistance, a fraction of a milliohm. If the resistance is not negligible, placing the
ammeter in the circuit would change the equivalent resistance of the circuit and modify the current that is being measured.
Since the current in the circuit travels through the meter, ammeters normally contain a fuse to protect the meter from damage
from currents which are too high.
Since voltmeters are connected in parallel, the voltmeter must have a very large resistance. Digital voltmeters convert the
analog voltage into a digital value to display on a digital readout (Figure 10.37). Inexpensive voltmeters have resistances
on the order of R M = 10 M , whereas high-precision voltmeters have resistances on the order of R M = 10 G . The
value of the resistance may vary, depending on which scale is used on the meter.
Figure 10.37 (a) An analog voltmeter uses a galvanometer to measure the voltage.
(b) Digital meters use an analog-to-digital converter to measure the voltage. (credit a
and credit b: Joseph J. Trout)
Ohmmeters
An ohmmeter is an instrument used to measure the resistance of a component or device. The operation of the ohmmeter is
based on Ohms law. Traditional ohmmeters contained an internal voltage source (such as a battery) that would be connected
across the component to be tested, producing a current through the component. A galvanometer was then used to measure
the current and the resistance was deduced using Ohms law. Modern digital meters use a constant current source to pass
current through the component, and the voltage difference across the component is measured. In either case, the resistance
is measured using Ohms law (R = V/I), where the voltage is known and the current is measured, or the current is known
and the voltage is measured.
The component of interest should be isolated from the circuit; otherwise, you will be measuring the equivalent resistance of
the circuit. An ohmmeter should never be connected to a live circuit, one with a voltage source connected to it and current
running through it. Doing so can damage the meter.
10.5 | RC Circuits
Learning Objectives
By the end of the section, you will be able to:
Describe the charging process of a capacitor
Describe the discharging process of a capacitor
List some applications of RC circuits
When you use a flash camera, it takes a few seconds to charge the capacitor that powers the flash. The light flash discharges
the capacitor in a tiny fraction of a second. Why does charging take longer than discharging? This question and several
other phenomena that involve charging and discharging capacitors are discussed in this module.
Figure 10.38 (a) An RC circuit with a two-pole switch that can be used to charge and discharge a capacitor. (b) When the
switch is moved to position A, the circuit reduces to a simple series connection of the voltage source, the resistor, the capacitor,
and the switch. (c) When the switch is moved to position B, the circuit reduces to a simple series connection of the resistor, the
capacitor, and the switch. The voltage source is removed from the circuit.
Charging a Capacitor
We can use Kirchhoffs loop rule to understand the charging of the capacitor. This results in the equation V R V c = 0.
This equation can be used to model the charge as a function of time as the capacitor charges. Capacitance is defined as
q
C = q/V, so the voltage across the capacitor is V C = . Using Ohms law, the potential drop across the resistor is
C
V R = IR , and the current is defined as I = dq/dt.
V R V c = 0,
q
IR = 0,
C
dq q
R = 0.
dt C
This differential equation can be integrated to find an equation for the charge on the capacitor as a function of time.
474 Chapter 10 | Direct-Current Circuits
dq q
R = 0,
dt C
dq C q
= ,
dt RC
q
dq = 1 dt.
t
C q RC 0
0
du
t
1
u = RC dt,
0
0
C q
ln = 1 t,
C RC
t
C q
= e RC .
C
Simplifying results in an equation for the charge on the charging capacitor as a function of time:
t t (10.8)
q(t) = C1 e RC
=Q 1e
.
A graph of the charge on the capacitor versus time is shown in Figure 10.39(a). First note that as time approaches infinity,
the exponential goes to zero, so the charge approaches the maximum charge Q = C and has units of coulombs. The units
of RC are seconds, units of time. This quantity is known as the time constant:
= RC. (10.9)
At time t = = RC , the charge is equal to 1 e 1 = 1 0.368 = 0.632 of the maximum charge Q = C . Notice that
the time rate change of the charge is the slope at a point of the charge versus time plot. The slope of the graph is large at
time t = 0.0 s and approaches zero as time increases.
As the charge on the capacitor increases, the current through the resistor decreases, as shown in Figure 10.39(b). The
current through the resistor can be found by taking the time derivative of the charge.
dq t
I(t) = = d C1 e RC ,
dt dt
t t t
I(t) = C 1 e RC
= e RC
= Io e RC
,
RC R
At time t = 0.00 s, the current through the resistor is I 0 = . As time approaches infinity, the current approaches zero.
R
At time t = , the current through the resistor is I(t = ) = I 0 e 1 = 0.368I 0.
Figure 10.39 (a) Charge on the capacitor versus time as the capacitor charges. (b) Current through the resistor versus
time. (c) Voltage difference across the capacitor. (d) Voltage difference across the resistor.
Figure 10.39(c) and Figure 10.39(d) show the voltage differences across the capacitor and the resistor, respectively.
As the charge on the capacitor increases, the current decreases, as does the voltage difference across the resistor
V R (t) = I 0 Re t/ = e t/. The voltage difference across the capacitor increases as V C (t) = 1 e t/.
Discharging a Capacitor
When the switch in Figure 10.38(a) is moved to position B, the circuit reduces to the circuit in part (c), and the charged
capacitor is allowed to discharge through the resistor. A graph of the charge on the capacitor as a function of time is shown
in Figure 10.40(a). Using Kirchhoffs loop rule to analyze the circuit as the capacitor discharges results in the equation
q dq q
V R V c = 0 , which simplifies to IR + = 0 . Using the definition of current R = and integrating the loop
C dt C
equation yields an equation for the charge on the capacitor as a function of time:
Here, Q is the initial charge on the capacitor and = RC is the time constant of the circuit. As shown in the graph, the
charge decreases exponentially from the initial charge, approaching zero as time approaches infinity.
The current as a function of time can be found by taking the time derivative of the charge:
476 Chapter 10 | Direct-Current Circuits
Q t/ (10.12)
I(t) = e .
RC
The negative sign shows that the current flows in the opposite direction of the current found when the capacitor is charging.
Figure 10.40(b) shows an example of a plot of charge versus time and current versus time. A plot of the voltage difference
across the capacitor and the voltage difference across the resistor as a function of time are shown in parts (c) and (d) of the
figure. Note that the magnitudes of the charge, current, and voltage all decrease exponentially, approaching zero as time
increases.
Figure 10.40 (a) Charge on the capacitor versus time as the capacitor discharges. (b) Current through the resistor versus
time. (c) Voltage difference across the capacitor. (d) Voltage difference across the resistor.
Now we can explain why the flash camera mentioned at the beginning of this section takes so much longer to charge
than discharge: The resistance while charging is significantly greater than while discharging. The internal resistance of the
battery accounts for most of the resistance while charging. As the battery ages, the increasing internal resistance makes the
charging process even slower.
Example 10.8
again, and the process repeats. Assuming that the time it takes the capacitor to discharge is negligible, what is the
time interval between flashes?
Strategy
The time period can be found from considering the equation V C (t) = 1 e t/, where = (R + r)C.
Solution
The neon lamp flashes when the voltage across the capacitor reaches 80 V. The RC time constant is equal to
= (R + r)C = (101 )50 10 3 F = 5.05 s. We can solve the voltage equation for the time it takes the
capacitor to reach 80 V:
V C (t) = 1 e t/,
V C (t)
e t/ = 1 ,
V (t)
lne t/ = ln1 C ,
V C (t) 80 V
t = ln1 = 5.05 s ln1 100 V = 8.13 s.
Significance
One application of the relaxation oscillator is for controlling indicator lights that flash at a frequency determined
by the values for R and C. In this example, the neon lamp will flash every 8.13 seconds, a frequency of
f = 1 = 1 = 0.55 Hz. The relaxation oscillator has many other practical uses. It is often used in electronic
T 8.13 s
circuits, where the neon lamp is replaced by a transistor or a device known as a tunnel diode. The description of
the transistor and tunnel diode is beyond the scope of this chapter, but you can think of them as voltage controlled
switches. They are normally open switches, but when the right voltage is applied, the switch closes and conducts.
The switch can be used to turn on another circuit, turn on a light, or run a small motor. A relaxation oscillator
can be used to make the turn signals of your car blink or your cell phone to vibrate.
RC circuits have many applications. They can be used effectively as timers for applications such as intermittent windshield
wipers, pace makers, and strobe lights. Some models of intermittent windshield wipers use a variable resistor to adjust the
interval between sweeps of the wiper. Increasing the resistance increases the RC time constant, which increases the time
between the operation of the wipers.
Another application is the pacemaker. The heart rate is normally controlled by electrical signals, which cause the muscles
of the heart to contract and pump blood. When the heart rhythm is abnormal (the heartbeat is too high or too low), pace
makers can be used to correct this abnormality. Pacemakers have sensors that detect body motion and breathing to increase
the heart rate during physical activities, thus meeting the increased need for blood and oxygen, and an RC timing circuit can
be used to control the time between voltage signals to the heart.
Looking ahead to the study of ac circuits (Alternating-Current Circuits), ac voltages vary as sine functions with specific
frequencies. Periodic variations in voltage, or electric signals, are often recorded by scientists. These voltage signals could
478 Chapter 10 | Direct-Current Circuits
come from music recorded by a microphone or atmospheric data collected by radar. Occasionally, these signals can contain
unwanted frequencies known as noise. RC filters can be used to filter out the unwanted frequencies.
In the study of electronics, a popular device known as a 555 timer provides timed voltage pulses. The time between pulses
is controlled by an RC circuit. These are just a few of the countless applications of RC circuits.
Example 10.9
Strategy
The resistance considers the equation V out (t) = V 1 e t/, where = RC. The capacitance, output voltage,
and voltage of the battery are given. We need to solve this equation for the resistance.
Solution
The output voltage will be 10.00 V and the voltage of the battery is 12.00 V. The capacitance is given as 10.00
mF. Solving for the resistance yields
R = t = 10.00 s = 558.11 .
V C (t)
10 10 3
F ln1 10 V
C ln1 V 12 V
Significance
Increasing the resistance increases the time delay between operations of the windshield wipers. When the
resistance is zero, the windshield wipers run continuously. At the maximum resistance, the period of the operation
of the wipers is:
V (t)
t = RC ln1 out = 10 10 3 F10 10 3 ln1 10 V = 179.18 s = 2.98 min.
V 12 V
The RC circuit has thousands of uses and is a very important circuit to study. Not only can it be used to time circuits, it can
also be used to filter out unwanted frequencies in a circuit and used in power supplies, like the one for your computer, to
help turn ac voltage to dc voltage.
Electricity presents two known hazards: thermal and shock. A thermal hazard is one in which an excessive electric current
causes undesired thermal effects, such as starting a fire in the wall of a house. A shock hazard occurs when an electric
current passes through a person. Shocks range in severity from painful, but otherwise harmless, to heart-stopping lethality.
In this section, we consider these hazards and the various factors affecting them in a quantitative manner. We also examine
systems and devices for preventing electrical hazards.
Thermal Hazards
Electric power causes undesired heating effects whenever electric energy is converted into thermal energy at a rate faster
than it can be safely dissipated. A classic example of this is the short circuit, a low-resistance path between terminals of a
voltage source. An example of a short circuit is shown in Figure 10.41. A toaster is plugged into a common household
electrical outlet. Insulation on wires leading to an appliance has worn through, allowing the two wires to come into contact,
or short. As a result, thermal energy can quickly raise the temperature of surrounding materials, melting the insulation
and perhaps causing a fire.
The circuit diagram shows a symbol that consists of a sine wave enclosed in a circle. This symbol represents an alternating
current (ac) voltage source. In an ac voltage source, the voltage oscillates between a positive and negative maximum
amplitude. Up to now, we have been considering direct current (dc) voltage sources, but many of the same concepts are
applicable to ac circuits.
Figure 10.41 A short circuit is an undesired low-resistance path across a voltage source. (a) Worn insulation on the wires of
a toaster allow them to come into contact with a low resistance r. Since P = V 2/r , thermal power is created so rapidly that
the cord melts or burns. (b) A schematic of the short circuit.
Another serious thermal hazard occurs when wires supplying power to an appliance are overloaded. Electrical wires and
appliances are often rated for the maximum current they can safely handle. The term overloaded refers to a condition
where the current exceeds the rated maximum current. As current flows through a wire, the power dissipated in the supply
480 Chapter 10 | Direct-Current Circuits
wires is P = I 2 R W, where R W is the resistance of the wires and I is the current flowing through the wires. If either I or
R W is too large, the wires overheat. Fuses and circuit breakers are used to limit excessive currents.
Shock Hazards
Electric shock is the physiological reaction or injury caused by an external electric current passing through the body. The
effect of an electric shock can be negative or positive. When a current with a magnitude above 300 mA passes through the
heart, death may occur. Most electrical shock fatalities occur because a current causes ventricular fibrillation, a massively
irregular and often fatal, beating of the heart. On the other hand, a heart attack victim, whose heart is in fibrillation, can be
saved by an electric shock from a defibrillator.
The effects of an undesirable electric shock can vary in severity: a slight sensation at the point of contact, pain, loss of
voluntary muscle control, difficulty breathing, heart fibrillation, and possibly death. The loss of voluntary muscle control
can cause the victim to not be able to let go of the source of the current.
The major factors upon which the severity of the effects of electrical shock depend are
1. The amount of current I
2. The path taken by the current
3. The duration of the shock
4. The frequency f of the current ( f = 0 for dc)
Our bodies are relatively good electric conductors due to the bodys water content. A dangerous condition occurs when the
body is in contact with a voltage source and ground. The term ground refers to a large sink or source of electrons, for
example, the earth (thus, the name). When there is a direct path to ground, large currents will pass through the parts of the
body with the lowest resistance and a direct path to ground. A safety precaution used by many professions is the wearing of
insulated shoes. Insulated shoes prohibit a pathway to ground for electrons through the feet by providing a large resistance.
Whenever working with high-power tools, or any electric circuit, ensure that you do not provide a pathway for current flow
(especially across the heart). A common safety precaution is to work with one hand, reducing the possibility of providing a
current path through the heart.
Very small currents pass harmlessly and unfelt through the body. This happens to you regularly without your knowledge.
The threshold of sensation is only 1 mA and, although unpleasant, shocks are apparently harmless for currents less than
5 mA. A great number of safety rules take the 5-mA value for the maximum allowed shock. At 530 mA and above,
the current can stimulate sustained muscular contractions, much as regular nerve impulses do (Figure 10.42). Very large
currents (above 300 mA) cause the heart and diaphragm of the lung to contract for the duration of the shock. Both the heart
and respiration stop. Both often return to normal following the shock.
Figure 10.42 An electric current can cause muscular contractions with varying effects. (a) The
victim is thrown backward by involuntary muscle contractions that extend the legs and torso.
(b) The victim cant let go of the wire that is stimulating all the muscles in the hand. Those that
close the fingers are stronger than those that open them.
Current is the major factor determining shock severity. A larger voltage is more hazardous, but since I = V/R, the severity
of the shock depends on the combination of voltage and resistance. For example, a person with dry skin has a resistance of
about 200 k . If he comes into contact with 120-V ac, a current
I = (120 V)/(200 k) = 0.6 mA
passes harmlessly through him. The same person soaking wet may have a resistance of 10.0 k and the same 120 V will
produce a current of 12 mAabove the cant let go threshold and potentially dangerous.
Figure 10.43 (a) Schematic of a simple ac circuit with a voltage source and a
single appliance represented by the resistance R. There are no safety features in this
circuit. (b) The three-wire system connects the neutral wire to ground at the voltage
source and user location, forcing it to be at zero volts and supplying an alternative
return path for the current through ground. Also grounded to zero volts is the case of
the appliance. A circuit breaker or fuse protects against thermal overload and is in
series on the active (live/hot) wire.
There are three connections to ground shown in Figure 10.43(b). Recall that a ground connection is a low-resistance path
directly to ground. The two ground connections on the neutral wire force it to be at zero volts relative to ground, giving the
wire its name. This wire is therefore safe to touch even if its insulation, usually white, is missing. The neutral wire is the
return path for the current to follow to complete the circuit. Furthermore, the two ground connections supply an alternative
path through ground (a good conductor) to complete the circuit. The ground connection closest to the power source could be
at the generating plant, whereas the other is at the users location. The third ground is to the case of the appliance, through
the green ground wire, forcing the case, too, to be at zero volts. The live or hot wire (hereafter referred to as live/hot)
supplies voltage and current to operate the appliance. Figure 10.44 shows a more pictorial version of how the three-wire
system is connected through a three-prong plug to an appliance.
482 Chapter 10 | Direct-Current Circuits
Figure 10.44 The standard three-prong plug can only be inserted in one
way, to ensure proper function of the three-wire system.
Insulating plastic is color-coded to identify live/hot, neutral, and ground wires, but these codes vary around the world. It is
essential to determine the color code in your region. Striped coatings are sometimes used for the benefit of those who are
colorblind.
Grounding the case solves more than one problem. The simplest problem is worn insulation on the live/hot wire that
allows it to contact the case, as shown in Figure 10.45. Lacking a ground connection, a severe shock is possible. This is
particularly dangerous in the kitchen, where a good connection to ground is available through water on the floor or a water
faucet. With the ground connection intact, the circuit breaker will trip, forcing repair of the appliance.
Figure 10.45 Worn insulation allows the live/hot wire to come into direct contact with the metal case of this appliance. (a)
The ground connection being broken, the person is severely shocked. The appliance may operate normally in this situation. (b)
With a proper ground, the circuit breaker trips, forcing repair of the appliance.
A ground fault circuit interrupter (GFCI) is a safety device found in updated kitchen and bathroom wiring that works based
on electromagnetic induction. GFCIs compare the currents in the live/hot and neutral wires. When live/hot and neutral
currents are not equal, it is almost always because current in the neutral is less than in the live/hot wire. Then some of
the current, called a leakage current, is returning to the voltage source by a path other than through the neutral wire. It is
assumed that this path presents a hazard. GFCIs are usually set to interrupt the circuit if the leakage current is greater than
5 mA, the accepted maximum harmless shock. Even if the leakage current goes safely to ground through an intact ground
wire, the GFCI will trip, forcing repair of the leakage.
CHAPTER 10 REVIEW
KEY TERMS
ammeter instrument that measures current
electromotive force (emf) energy produced per unit charge, drawn from a source that produces an electrical current
equivalent resistance resistance of a combination of resistors; it can be thought of as the resistance of a single resistor
that can replace a combination of resistors in a series and/or parallel circuit
internal resistance amount of resistance to the flow of current within the voltage source
junction rule sum of all currents entering a junction must equal the sum of all currents leaving the junction
Kirchhoffs rules set of two rules governing current and changes in potential in an electric circuit
loop rule algebraic sum of changes in potential around any closed circuit path (loop) must be zero
potential difference difference in electric potential between two points in an electric circuit, measured in volts
potential drop loss of electric potential energy as a current travels across a resistor, wire, or other component
RC circuit circuit that contains both a resistor and a capacitor
shock hazard hazard in which an electric current passes through a person
terminal voltage potential difference measured across the terminals of a source when there is no load attached
thermal hazard hazard in which an excessive electric current causes undesired thermal effects
three-wire system wiring system used at present for safety reasons, with live, neutral, and ground wires
voltmeter instrument that measures voltage
KEY EQUATIONS
Terminal voltage of a single voltage source V terminal = Ir eq
N
1
Equivalent resistance of a parallel circuit 1
R eq = 1 + 1 + + 1 = 1
R 1 R2 RN i = 1 R i
Time constant = RC
484 Chapter 10 | Direct-Current Circuits
SUMMARY
10.1 Electromotive Force
All voltage sources have two fundamental parts: a source of electrical energy that has a characteristic electromotive
force (emf), and an internal resistance r. The emf is the work done per charge to keep the potential difference of a
source constant. The emf is equal to the potential difference across the terminals when no current is flowing. The
internal resistance r of a voltage source affects the output voltage when a current flows.
The voltage output of a device is called its terminal voltage V terminal and is given by V terminal = Ir , where I
is the electric current and is positive when flowing away from the positive terminal of the voltage source and r is
the internal resistance.
Each resistor in a series circuit has the same amount of current flowing through it.
The potential drop, or power dissipation, across each individual resistor in a series is different, and their combined
total is the power source input.
The equivalent resistance of an electrical circuit with resistors wired in parallel is less than the lowest resistance of
any of the components and can be determined using the formula
N
1
1
R eq = 1 + 1 + 1 + = 1 .
R 1 R 2 R 3 i = 1 R i
Each resistor in a parallel circuit has the same full voltage of the source applied to it.
The current flowing through each resistor in a parallel circuit is different, depending on the resistance.
If a more complex connection of resistors is a combination of series and parallel, it can be reduced to a single
equivalent resistance by identifying its various parts as series or parallel, reducing each to its equivalent, and
continuing until a single resistance is eventually reached.
When multiple voltage sources are in parallel, their internal resistances combine to an equivalent resistance that is
less than the individual resistance and provides a higher current than a single cell.
Solar cells can be wired in series or parallel to provide increased voltage or current, respectively.
10.5 RC Circuits
An RC circuit is one that has both a resistor and a capacitor.
The time constant for an RC circuit is = RC.
When an initially uncharged (q = 0 at t = 0) capacitor in series with a resistor is charged by a dc voltage source,
the capacitor asymptotically approaches the maximum charge.
As the charge on the capacitor increases, the current exponentially decreases from the initial current: I 0 = /R.
If a capacitor with an initial charge Q is discharged through a resistor starting at t = 0 , then its charge decreases
exponentially. The current flows in the opposite direction, compared to when it charges, and the magnitude of the
charge decreases with time.
CONCEPTUAL QUESTIONS
3. Show that the power dissipated by the load resistor is
10.1 Electromotive Force maximum when the resistance of the load resistor is equal
1. What effect will the internal resistance of a to the internal resistance of the battery.
rechargeable battery have on the energy being used to
recharge the battery?
10.2 Resistors in Series and Parallel
2. A battery with an internal resistance of r and an emf 4. A voltage occurs across an open switch. What is the
of 10.00 V is connected to a load resistor R = r . As the power dissipated by the open switch?
battery ages, the internal resistance triples. How much is
the current through the load resistor reduced?
486 Chapter 10 | Direct-Current Circuits
5. The severity of a shock depends on the magnitude of the 12. Semi-tractor trucks use four large 12-V batteries. The
current through your body. Would you prefer to be in series starter system requires 24 V, while normal operation of
or in parallel with a resistance, such as the heating element the trucks other electrical components utilizes 12 V. How
of a toaster, if you were shocked by it? Explain. could the four batteries be connected to produce 24 V? To
produce 12 V? Why is 24 V better than 12 V for starting
6. Suppose you are doing a physics lab that asks you to put the trucks engine (a very heavy load)?
a resistor into a circuit, but all the resistors supplied have
a larger resistance than the requested value. How would
you connect the available resistances to attempt to get the 10.4 Electrical Measuring Instruments
smaller value asked for? 13. What would happen if you placed a voltmeter in series
with a component to be tested?
7. Some light bulbs have three power settings (not
including zero), obtained from multiple filaments that are 14. What is the basic operation of an ohmmeter as it
individually switched and wired in parallel. What is the measures a resistor?
minimum number of filaments needed for three power
settings?
15. Why should you not connect an ammeter directly
across a voltage source as shown below?
10.3 Kirchhoff's Rules
8. Can all of the currents going into the junction shown
below be positive? Explain.
PROBLEMS
25. A 12.0-V emf automobile battery has a terminal
10.1 Electromotive Force voltage of 16.0 V when being charged by a current of 10.0
20. A car battery with a 12-V emf and an internal A. (a) What is the batterys internal resistance? (b) What
resistance of 0.050 is being charged with a current of power is dissipated inside the battery? (c) At what rate (in
C/min ) will its temperature increase if its mass is 20.0 kg
60 A. Note that in this process, the battery is being charged.
(a) What is the potential difference across its terminals? and it has a specific heat of 0.300 kcal/kg C , assuming
(b) At what rate is thermal energy being dissipated in the no heat escapes?
battery? (c) At what rate is electric energy being converted
into chemical energy?
10.2 Resistors in Series and Parallel
21. The label on a battery-powered radio recommends
the use of rechargeable nickel-cadmium cells (nicads), 26. (a) What is the resistance of a 1.00 10 2 - , a
although they have a 1.25-V emf, whereas alkaline cells 2.50-k , and a 4.00-k resistor connected in series? (b)
have a 1.58-V emf. The radio has a 3.20 resistance. In parallel?
(a) Draw a circuit diagram of the radio and its batteries.
Now, calculate the power delivered to the radio (b) when 27. What are the largest and smallest resistances you can
using nicad cells, each having an internal resistance of obtain by connecting a 36.0- , a 50.0- , and a 700-
0.0400 , and (c) when using alkaline cells, each having resistor together?
an internal resistance of 0.200 . (d) Does this difference
seem significant, considering that the radios effective 28. An 1800-W toaster, a 1400-W speaker, and a 75-W
resistance is lowered when its volume is turned up? lamp are plugged into the same outlet in a 15-A fuse and
120-V circuit. (The three devices are in parallel when
22. An automobile starter motor has an equivalent plugged into the same socket.) (a) What current is drawn
resistance of 0.0500 and is supplied by a 12.0-V battery by each device? (b) Will this combination blow the 15-A
with a 0.0100- internal resistance. (a) What is the fuse?
current to the motor? (b) What voltage is applied to it?
(c) What power is supplied to the motor? (d) Repeat these 29. Your cars 30.0-W headlight and 2.40-kW starter are
calculations for when the battery connections are corroded ordinarily connected in parallel in a 12.0-V system. What
and add 0.0900 to the circuit. (Significant problems are power would one headlight and the starter consume if
connected in series to a 12.0-V battery? (Neglect any other
caused by even small amounts of unwanted resistance in
resistance in the circuit and any change in resistance in the
low-voltage, high-current applications.)
two devices.)
33. Refer to Figure 10.17 and the discussion of lights 37. Consider the circuits shown below. (a) What is the
dimming when a heavy appliance comes on. (a) Given the current through each resistor in part (a)? (b) What is the
voltage source is 120 V, the wire resistance is 0.800 , current through each resistor in part (b)? (c) What is the
and the bulb is nominally 75.0 W, what power will the bulb power dissipated or consumed by each circuit? (d) What is
dissipate if a total of 15.0 A passes through the wires when the power supplied to each circuit?
the motor comes on? Assume negligible change in bulb
resistance. (b) What power is consumed by the motor?
40. Consider the circuit shown below. Find 44. Consider the circuit shown in the preceding problem.
I 1, I 2, and I 3. Write equations for the power supplied by the voltage
sources and the power dissipated by the resistors in terms
of R and V.
42. Consider the circuit shown below. Write the three loop
equations for the loops shown.
62. A man foolishly tries to fish a burning piece of bread 65. A heart defibrillator passes 10.0 A through a patients
from a toaster with a metal butter knife and comes into torso for 5.00 ms in an attempt to restore normal beating.
contact with 120-V ac. He does not even feel it since, (a) How much charge passed? (b) What voltage was applied
luckily, he is wearing rubber-soled shoes. What is the if 500 J of energy was dissipated? (c) What was the paths
minimum resistance of the path the current follows through resistance? (d) Find the temperature increase caused in the
the person? 8.00 kg of affected tissue.
63. (a) During surgery, a current as small as 20.0 A 66. A short circuit in a 120-V appliance cord has a
applied directly to the heart may cause ventricular 0.500- resistance. Calculate the temperature rise of the
fibrillation. If the resistance of the exposed heart is 2.00 g of surrounding materials, assuming their specific
300 , what is the smallest voltage that poses this heat capacity is 0.200 cal/g C and that it takes 0.0500 s
danger? (b) Does your answer imply that special electrical for a circuit breaker to interrupt the current. Is this likely to
safety precautions are needed? be damaging?
ADDITIONAL PROBLEMS
67. A circuit contains a D cell battery, a switch, a 20- 70. A homemade capacitor is constructed of 2 sheets of
resistor, and four 20-mF capacitors connected in series. (a) aluminum foil with an area of 2.00 square meters, separated
What is the equivalent capacitance of the circuit? (b) What by paper, 0.05 mm thick, of the same area and a dielectric
is the RC time constant? (c) How long before the current constant of 3.7. The homemade capacitor is connected in
decreases to 50% of the initial value once the switch is series with a 100.00- resistor, a switch, and a 6.00-V
closed? voltage source. (a) What is the RC time constant of the
circuit? (b) What is the initial current through the circuit,
when the switch is closed? (c) How long does it take the
68. A circuit contains a D-cell battery, a switch, a 20-
current to reach one third of its initial value?
resistor, and three 20-mF capacitors. The capacitors are
connected in parallel, and the parallel connection of
capacitors are connected in series with the switch, the 71. A student makes a homemade resistor from a graphite
resistor and the battery. (a) What is the equivalent pencil 5.00 cm long, where the graphite is 0.05 mm in
capacitance of the circuit? (b) What is the RC time diameter. The resistivity of the graphite is
constant? (c) How long before the current decreases to = 1.38 10 5 /m . The homemade resistor is place in
50% of the initial value once the switch is closed? series with a switch, a 10.00-mF capacitor and a 0.50-V
power source. (a) What is the RC time constant of the
69. Consider the circuit below. The battery has an emf of circuit? (b) What is the potential drop across the pencil 1.00
= 30.00 V and an internal resistance of r = 1.00 . (a) s after the switch is closed?
Find the equivalent resistance of the circuit and the current
out of the battery. (b) Find the current through each resistor.
(c) Find the potential drop across each resistor. (d) Find the
power dissipated by each resistor. (e) Find the total power
supplied by the batteries.
492 Chapter 10 | Direct-Current Circuits
72. The rather simple circuit shown below is known as a 76. Consider a circuit consisting of a battery with an emf
voltage divider. The symbol consisting of three horizontal and an internal resistance of r connected in series with
lines is represents ground and can be defined as the point a resistor R and a capacitor C. Show that the total energy
where the potential is zero. The voltage divider is widely supplied by the battery while charging the battery is equal
used in circuits and a single voltage source can be used to 2 C .
to provide reduced voltage to a load resistor as shown
in the second part of the figure. (a) What is the output
voltage V out of circuit (a) in terms of R 1, R 2, and V in ? 77. Consider the circuit shown below. The terminal
voltages of the batteries are shown. (a) Find the equivalent
(b) What is the output voltage V out of circuit (b) in terms
resistance of the circuit and the current out of the battery.
of R 1, R 2, R L, and V in ? (b) Find the current through each resistor. (c) Find the
potential drop across each resistor. (d) Find the power
dissipated by each resistor. (e) Find the total power supplied
by the batteries.
80. Two resistors, one having a resistance of 145 , 84. Find the currents flowing in the circuit in the
are connected in parallel to produce a total resistance of preceding problem. Explicitly show how you follow the
150 . (a) What is the value of the second resistance? steps in the Problem-Solving Strategy: Series and
(b) What is unreasonable about this result? (c) Which Parallel Resistors.
assumptions are unreasonable or inconsistent?
85. Consider the circuit shown below. (a) Find the current
81. Two resistors, one having a resistance of 900 k, through each resistor. (b) Check the calculations by
analyzing the power in the circuit.
are connected in series to produce a total resistance of
0.500 M . (a) What is the value of the second resistance?
(b) What is unreasonable about this result? (c) Which
assumptions are unreasonable or inconsistent?
CHALLENGE PROBLEMS
88. Some camera flashes use flash tubes that require a 90. Analog meters use a galvanometer, which essentially
high voltage. They obtain a high voltage by charging consists of a coil of wire with a small resistance and a
capacitors in parallel and then internally changing the pointer with a scale attached. When current runs through
connections of the capacitors to place them in series. the coil, the pointer turns; the amount the pointer turns
Consider a circuit that uses four AAA batteries connected is proportional to the amount of current running through
in series to charge six 10-mF capacitors through an the coil. Galvanometers can be used to make an ammeter
equivalent resistance of 100 . The connections are then if a resistor is placed in parallel with the galvanometer.
switched internally to place the capacitors in series. The Consider a galvanometer that has a resistance of 25.00
capacitors discharge through a lamp with a resistance of and gives a full scale reading when a 50-A current runs
100 . (a) What is the RC time constant and the initial through it. The galvanometer is to be used to make an
current out of the batteries while they are connected in ammeter that has a full scale reading of 10.00 A, as shown
parallel? (b) How long does it take for the capacitors to below. Recall that an ammeter is connected in series with
charge to 90% of the terminal voltages of the batteries? the circuit of interest, so all 10 A must run through the
(c) What is the RC time constant and the initial current of meter. (a) What is the current through the parallel resistor
the capacitors connected in series assuming it discharges at in the meter? (b) What is the voltage across the parallel
90% of full charge? (d) How long does it take the current resistor? (c) What is the resistance of the parallel resistor?
to decrease to 10% of the initial value?
91. Analog meters use a galvanometer, which essentially 93. Consider the circuit below. (a) What is the RC time
consists of a coil of wire with a small resistance and a constant of the circuit? (b) What is the initial current in the
pointer with a scale attached. When current runs through circuit once the switch is closed? (c) How much time passes
the coil, the point turns; the amount the pointer turns is between the instant the switch is closed and the time the
proportional to the amount of current running through the current has reached half of the initial current?
coil. Galvanometers can be used to make a voltmeter if a
resistor is placed in series with the galvanometer. Consider
a galvanometer that has a resistance of 25.00 and gives
a full scale reading when a 50-A current runs through it.
The galvanometer is to be used to make an voltmeter that
has a full scale reading of 10.00 V, as shown below. Recall
that a voltmeter is connected in parallel with the component
of interest, so the meter must have a high resistance or it
will change the current running through the component. (a)
What is the potential drop across the series resistor in the
meter? (b) What is the resistance of the parallel resistor?
96. Consider the circuit below. The capacitor has a 97. A 120-V immersion heater consists of a coil of wire
capacitance of 10 mF. The switch is closed and after a long that is placed in a cup to boil the water. The heater can
time the capacitor is fully charged. (a) What is the current boil one cup of 20.00 C water in 180.00 seconds. You
through each resistor a long time after the switch is closed? buy one to use in your dorm room, but you are worried
(b) What is the voltage across each resistor a long time that you will overload the circuit and trip the 15.00-A,
after the switch is closed? (c) What is the voltage across the 120-V circuit breaker, which supplies your dorm room. In
capacitor a long time after the switch is closed? (d) What your dorm room, you have four 100.00-W incandescent
is the charge on the capacitor a long time after the switch lamps and a 1500.00-W space heater. (a) What is the power
is closed? (e) The switch is then opened. The capacitor rating of the immersion heater? (b) Will it trip the breaker
discharges through the resistors. How long from the time when everything is turned on? (c) If it you replace the
before the current drops to one fifth of the initial value? incandescent bulbs with 18.00-W LED, will the breaker trip
when everything is turned on?
11 | MAGNETIC FORCES
AND FIELDS
Figure 11.1 An industrial electromagnet is capable of lifting thousands of pounds of metallic waste. (credit: modification of
work by BedfordAl/Flickr)
Chapter Outline
11.1 Magnetism and Its Historical Discoveries
11.2 Magnetic Fields and Lines
11.3 Motion of a Charged Particle in a Magnetic Field
11.4 Magnetic Force on a Current-Carrying Conductor
11.5 Force and Torque on a Current Loop
11.6 The Hall Effect
11.7 Applications of Magnetic Forces and Fields
Introduction
For the past few chapters, we have been studying electrostatic forces and fields, which are caused by electric charges at
rest. These electric fields can move other free charges, such as producing a current in a circuit; however, the electrostatic
forces and fields themselves come from other static charges. In this chapter, we see that when an electric charge moves, it
generates other forces and fields. These additional forces and fields are what we commonly call magnetism.
Before we examine the origins of magnetism, we first describe what it is and how magnetic fields behave. Once we are
more familiar with magnetic effects, we can explain how they arise from the behavior of atoms and molecules, and how
magnetism is related to electricity. The connection between electricity and magnetism is fascinating from a theoretical point
of view, but it is also immensely practical, as shown by an industrial electromagnet that can lift thousands of pounds of
metal.
498 Chapter 11 | Magnetic Forces and Fields
Magnetism has been known since the time of the ancient Greeks, but it has always been a bit mysterious. You can see
electricity in the flash of a lightning bolt, but when a compass needle points to magnetic north, you cant see any force
causing it to rotate. People learned about magnetic properties gradually, over many years, before several physicists of
the nineteenth century connected magnetism with electricity. In this section, we review the basic ideas of magnetism and
describe how they fit into the picture of a magnetic field.
An example of a magnet is a compass needle. It is simply a thin bar magnet suspended at its center, so it is free to rotate in
a horizontal plane. Earth itself also acts like a very large bar magnet, with its south-seeking pole near the geographic North
Pole (Figure 11.2). The north pole of a compass is attracted toward Earths geographic North Pole because the magnetic
pole that is near the geographic North Pole is actually a south magnetic pole. Confusion arises because the geographic term
North Pole has come to be used (incorrectly) for the magnetic pole that is near the North Pole. Thus, north magnetic
pole is actually a misnomerit should be called the south magnetic pole. [Note that the orientation of Earths magnetic
field is not permanent but changes (flips) after long time intervals. Eventually, Earths north magnetic pole may be located
near its geographic North Pole.]
Back in 1819, the Danish physicist Hans Oersted was performing a lecture demonstration for some students and noticed that
a compass needle moved whenever current flowed in a nearby wire. Further investigation of this phenomenon convinced
Oersted that an electric current could somehow cause a magnetic force. He reported this finding to an 1820 meeting of the
French Academy of Science.
Soon after this report, Oersteds investigations were repeated and expanded upon by other scientists. Among those whose
work was especially important were Jean-Baptiste Biot and Felix Savart, who investigated the forces exerted on magnets by
currents; Andr Marie Ampre, who studied the forces exerted by one current on another; Franois Arago, who found that
iron could be magnetized by a current; and Humphry Davy, who discovered that a magnet exerts a force on a wire carrying
an electric current. Within 10 years of Oersteds discovery, Michael Faraday found that the relative motion of a magnet and
a metallic wire induced current in the wire. This finding showed not only that a current has a magnetic effect, but that a
magnet can generate electric current. You will see later that the names of Biot, Savart, Ampre, and Faraday are linked to
some of the fundamental laws of electromagnetism.
The evidence from these various experiments led Ampre to propose that electric current is the source of all magnetic
phenomena. To explain permanent magnets, he suggested that matter contains microscopic current loops that are somehow
aligned when a material is magnetized. Today, we know that permanent magnets are actually created by the alignment of
spinning electrons, a situation quite similar to that proposed by Ampre. This model of permanent magnets was developed
by Ampre almost a century before the atomic nature of matter was understood. (For a full quantum mechanical treatment
of magnetic spins, see Quantum Mechanics (http://cnx.org/content/m58573/latest/) and Atomic Structure
(http://cnx.org/content/m58583/latest/) .)
All electric motorswith uses as diverse as powering refrigerators, starting cars, and moving elevatorscontain magnets.
Generators, whether producing hydroelectric power or running bicycle lights, use magnetic fields. Recycling facilities
employ magnets to separate iron from other refuse. Research into using magnetic containment of fusion as a future energy
source has been continuing for several years. Magnetic resonance imaging (MRI) has become an important diagnostic tool
in the field of medicine, and the use of magnetism to explore brain activity is a subject of contemporary research and
development. The list of applications also includes computer hard drives, tape recording, detection of inhaled asbestos, and
levitation of high-speed trains. Magnetism is involved in the structure of atomic energy levels, as well as the motion of
cosmic rays and charged particles trapped in the Van Allen belts around Earth. Once again, we see that all these disparate
phenomena are linked by a small number of underlying physical principles.
We have outlined the properties of magnets, described how they behave, and listed some of the applications of magnetic
properties. Even though there are no such things as isolated magnetic charges, we can still define the attraction and repulsion
of magnets as based on a field. In this section, we define the magnetic field, determine its direction based on the right-hand
rule, and discuss how to draw magnetic field lines.
F =q
v B . (11.1)
In fact, this is how we define the magnetic field B in terms of the force on a charged particle moving in a magnetic
field. The magnitude of the force is determined from the definition of the cross product as it relates to the magnitudes of
each of the vectors. In other words, the magnitude of the force satisfies
F = qvBsin (11.2)
where is the angle between the velocity and the magnetic field.
The SI unit for magnetic field strength B is called the tesla (T) after the eccentric but brilliant inventor Nikola Tesla
(18561943), where
1T = 1N . (11.3)
Am
A smaller unit, called the gauss (G), where 1 G = 10 4 T, is sometimes used. The strongest permanent magnets have
fields near 2 T; superconducting electromagnets may attain 10 T or more. Earths magnetic field on its surface is only about
5 10 5 T, or 0.5 G.
Visit this website (https://openstaxcollege.org/l/21magfields) for additional practice with the direction of
magnetic fields.
There is no magnetic force on static charges. However, there is a magnetic force on charges moving at an angle to a
magnetic field. When charges are stationary, their electric fields do not affect magnets. However, when charges move, they
produce magnetic fields that exert forces on other magnets. When there is relative motion, a connection between electric
and magnetic forces emergeseach affects the other.
Example 11.1
Strategy
We are given the charge, its velocity, and the magnetic field strength and direction. We can thus use the equation
F =q
v B or F = qvBsin to calculate the force. The direction of the force is determined by RHR-1.
Solution
a. First, to determine the direction, start with your fingers pointing in the positive x-direction. Sweep your
fingers upward in the direction of magnetic field. Your thumb should point in the negative y-direction.
This should match the mathematical answer. To calculate the force, we use the given charge, velocity, and
magnetic field and the definition of the magnetic force in cross-product form to calculate:
^ ^ ^
v B = 3.2 10 19 C 5.0 10 4 m/s i 1.5 T k = 2.4 10 14 N j .
F =q
b. First, to determine the directionality, start with your fingers pointing in the negative y-direction. Sweep
your fingers upward in the direction of magnetic field as in the previous problem. Your thumb should be
open in the negative x-direction. This should match the mathematical answer. To calculate the force, we
use the given charge, velocity, and magnetic field and the definition of the magnetic force in cross-product
form to calculate:
^ ^ ^
v B = 3.2 10 19 C 5.0 10 4 m/s j 1.5 T k = 2.4 10 14 N i .
F =q
An alternative approach is to use Equation 11.2 to find the magnitude of the force. This applies for both
504 Chapter 11 | Magnetic Forces and Fields
parts (a) and (b). Since the velocity is perpendicular to the magnetic field, the angle between them is 90
degrees. Therefore, the magnitude of the force is:
F = qvBsin = 3.2 10 19 C5.0 10 4 m/s(1.5 T)sin(90) = 2.4 10 14 N.
c. Since the velocity and magnetic field are parallel to each other, there is no orientation of your hand that
will result in a force direction. Therefore, the force on this moving charge is zero. This is confirmed by
the cross product. When you cross two vectors pointing in the same direction, the result is equal to zero.
d. First, to determine the direction, your fingers could point in any orientation; however, you must sweep
your fingers upward in the direction of the magnetic field. As you rotate your hand, notice that the thumb
can point in any x- or y-direction possible, but not in the z-direction. This should match the mathematical
answer. To calculate the force, we use the given charge, velocity, and magnetic field and the definition of
the magnetic force in cross-product form to calculate:
^ ^ ^ ^
v B = 3.2 10 19 C 2.0 i 3.0 j + 1.0 k 10 4 m/s 1.5 T k
=q
F
^ ^
= 14.4 i 9.6 j 10 15 N.
This solution can be rewritten in terms of a magnitude and angle in the xy-plane:
| |
F = F x2 + F y2 = (14.4) 2 + (9.6) 2 10 15 N = 1.7 10 14 N
F y 1 9.6 10 15 N
= tan 1
F x = tan 14.4 10 15 N = 34.
The magnitude of the force can also be calculated using Equation 11.2. The velocity in this question,
however, has three components. The z-component of the velocity can be neglected, because it is parallel
to the magnetic field and therefore generates no force. The magnitude of the velocity is calculated from
the x- and y-components. The angle between the velocity in the xy-plane and the magnetic field in the
z-plane is 90 degrees. Therefore, the force is calculated to be:
| v | = (2) 2 + (3) 2 10 4 m 4m
s = 3.6 10 s
F = qvBsin = (3.2 10 19 C)(3.6 10 4 m/s)(1.5 T)sin(90) = 1.7 10 14 N.
11.1 Check Your Understanding Repeat the previous problem with the magnetic field in the x-direction
rather than in the z-direction. Check your answers with RHR-1.
2. The strength of the field is proportional to the closeness of the lines. It is exactly proportional to the number of lines
per unit area perpendicular to the lines (called the areal density).
3. Magnetic field lines can never cross, meaning that the field is unique at any point in space.
4. Magnetic field lines are continuous, forming closed loops without a beginning or end. They are directed from the
north pole to the south pole.
The last property is related to the fact that the north and south poles cannot be separated. It is a distinct difference from
electric field lines, which generally begin on positive charges and end on negative charges or at infinity. If isolated magnetic
charges (referred to as magnetic monopoles) existed, then magnetic field lines would begin and end on them.
Figure 11.6 Magnetic field lines are defined to have the direction in which a small compass points when placed at a
location in the field. The strength of the field is proportional to the closeness (or density) of the lines. If the interior of the
magnet could be probed, the field lines would be found to form continuous, closed loops. To fit in a reasonable space, some
of these drawings may not show the closing of the loops; however, if enough space were provided, the loops would be closed.
A charged particle experiences a force when moving through a magnetic field. What happens if this field is uniform over
the motion of the charged particle? What path does the particle follow? In this section, we discuss the circular motion of the
charged particle as well as other motion that results from a charged particle entering a magnetic field.
The simplest case occurs when a charged particle moves perpendicular to a uniform B-field (Figure 11.7). If the field is
in a vacuum, the magnetic field is the dominant factor determining the motion. Since the magnetic force is perpendicular
to the direction of travel, a charged particle follows a curved path in a magnetic field. The particle continues to follow this
curved path until it forms a complete circle. Another way to look at this is that the magnetic force is always perpendicular
to velocity, so that it does no work on the charged particle. The particles kinetic energy and speed thus remain constant.
The direction of motion is affected but not the speed.
506 Chapter 11 | Magnetic Forces and Fields
Figure 11.7 A negatively charged particle moves in the plane of the paper in a
region where the magnetic field is perpendicular to the paper (represented by the
small slike the tails of arrows). The magnetic force is perpendicular to the
velocity, so velocity changes in direction but not magnitude. The result is
uniform circular motion. (Note that because the charge is negative, the force is
opposite in direction to the prediction of the right-hand rule.)
2
In this situation, the magnetic force supplies the centripetal force F c = mv
r . Noting that the velocity is perpendicular to
the magnetic field, the magnitude of the magnetic force is reduced to F = qvB. Because the magnetic force F supplies the
centripetal force F c, we have
2 (11.4)
qvB = mv
r .
Solving for r yields
r = mv . (11.5)
qB
Here, r is the radius of curvature of the path of a charged particle with mass m and charge q, moving at a speed v that is
perpendicular to a magnetic field of strength B. The time for the charged particle to go around the circular path is defined as
the period, which is the same as the distance traveled (the circumference) divided by the speed. Based on this and Equation
11.4, we can derive the period of motion as
T = 2r 2 mv 2m
v = v qB = qB .
(11.6)
If the velocity is not perpendicular to the magnetic field, then we can compare each component of the velocity separately
with the magnetic field. The component of the velocity perpendicular to the magnetic field produces a magnetic force
perpendicular to both this velocity and the field:
v perp = vsin, v para = vcos. (11.7)
where is the angle between v and B. The component parallel to the magnetic field creates constant motion along the
same direction as the magnetic field, also shown in Equation 11.7. The parallel motion determines the pitch p of the helix,
which is the distance between adjacent turns. This distance equals the parallel component of the velocity times the period:
p = v para T. (11.8)
While the charged particle travels in a helical path, it may enter a region where the magnetic field is not uniform. In
particular, suppose a particle travels from a region of strong magnetic field to a region of weaker field, then back to a region
of stronger field. The particle may reflect back before entering the stronger magnetic field region. This is similar to a wave
on a string traveling from a very light, thin string to a hard wall and reflecting backward. If the reflection happens at both
ends, the particle is trapped in a so-called magnetic bottle.
Trapped particles in magnetic fields are found in the Van Allen radiation belts around Earth, which are part of Earths
magnetic field. These belts were discovered by James Van Allen while trying to measure the flux of cosmic rays on Earth
(high-energy particles that come from outside the solar system) to see whether this was similar to the flux measured on
Earth. Van Allen found that due to the contribution of particles trapped in Earths magnetic field, the flux was much higher
on Earth than in outer space. Aurorae, like the famous aurora borealis (northern lights) in the Northern Hemisphere (Figure
11.9), are beautiful displays of light emitted as ions recombine with electrons entering the atmosphere as they spiral along
magnetic field lines. (The ions are primarily oxygen and nitrogen atoms that are initially ionized by collisions with energetic
particles in Earths atmosphere.) Aurorae have also been observed on other planets, such as Jupiter and Saturn.
508 Chapter 11 | Magnetic Forces and Fields
Figure 11.9 (a) The Van Allen radiation belts around Earth trap ions produced by cosmic rays striking Earths atmosphere. (b)
The magnificent spectacle of the aurora borealis, or northern lights, glows in the northern sky above Bear Lake near Eielson Air
Force Base, Alaska. Shaped by Earths magnetic field, this light is produced by glowing molecules and ions of oxygen and
nitrogen. (credit b: modification of work by USAF Senior Airman Joshua Strang)
Example 11.2
Beam Deflector
A research group is investigating short-lived radioactive isotopes. They need to design a way to transport alpha-
particles (helium nuclei) from where they are made to a place where they will collide with another material
to form an isotope. The beam of alpha-particles m = 6.64 10 27 kg, q = 3.2 10 19 C bends through a
90-degree region with a uniform magnetic field of 0.050 T (Figure 11.10). (a) In what direction should the
magnetic field be applied? (b) How much time does it take the alpha-particles to traverse the uniform magnetic
field region?
Strategy
a. The direction of the magnetic field is shown by the RHR-1. Your fingers point in the direction of v, and
your thumb needs to point in the direction of the force, to the left. Therefore, since the alpha-particles are
positively charged, the magnetic field must point down.
T = 2m . (11.9)
qB
Because the particle is only going around a quarter of a circle, we can take 0.25 times the period to find
the time it takes to go around this path.
Solution
a. Lets start by focusing on the alpha-particle entering the field near the bottom of the picture. First, point
your thumb up the page. In order for your palm to open to the left where the centripetal force (and hence
the magnetic force) points, your fingers need to change orientation until they point into the page. This is
the direction of the applied magnetic field.
b. The period of the charged particle going around a circle is calculated by using the given mass, charge, and
magnetic field in the problem. This works out to be
2 6.64 10 27 kg
T = 2m = 19
= 2.6 10 6 s.
qB 3.2 10 C (0.050 T)
However, for the given problem, the alpha-particle goes around a quarter of the circle, so the time it takes
would be
t = 0.25 2.61 10 6 s = 6.5 10 7 s.
Significance
This time may be quick enough to get to the material we would like to bombard, depending on how short-lived
the radioactive isotope is and continues to emit alpha-particles. If we could increase the magnetic field applied in
the region, this would shorten the time even more. The path the particles need to take could be shortened, but this
may not be economical given the experimental setup.
11.2 Check Your Understanding A uniform magnetic field of magnitude 1.5 T is directed horizontally from
west to east. (a) What is the magnetic force on a proton at the instant when it is moving vertically downward in
the field with a speed of 4 10 7 m/s? (b) Compare this force with the weight w of a proton.
Example 11.3
velocity, which is where the circular motion occurs. Therefore, we substitute the sine component of the overall
velocity into the radius equation to equate the pitch and radius:
p = r
mv
v T =
qB
vcos 2m = mvsin
qB qB
2 = tan
= 81.0.
Significance
If this angle were 0, only parallel velocity would occur and the helix would not form, because there would
be no circular motion in the perpendicular plane. If this angle were 90, only circular motion would occur and
there would be no movement of the circles perpendicular to the motion. That is what creates the helical motion.
Moving charges experience a force in a magnetic field. If these moving charges are in a wirethat is, if the wire is carrying
a currentthe wire should also experience a force. However, before we discuss the force exerted on a current by a magnetic
field, we first examine the magnetic field generated by an electric current. We are studying two separate effects here that
interact closely: A current-carrying wire generates a magnetic field and the magnetic field exerts a force on the current-
carrying wire.
Figure 11.11 (a) When the wire is in the plane of the paper, the field is perpendicular to the paper. Note the symbols used
for the field pointing inward (like the tail of an arrow) and the field pointing outward (like the tip of an arrow). (b) A long and
straight wire creates a field with magnetic field lines forming circular loops.
I = neAv d.
The magnetic force on any single charge carrier is e
v d B , so the total magnetic force d F on the nA dl charge
carriers in the section of wire is
d F = (nA dl)e
v d B . (11.10)
or
(11.12)
d F = I dl B .
This is the magnetic force on the section of wire. Note that it is actually the net force exerted by the field on the charge
carriers themselves. The direction of this force is given by RHR-1, where you point your fingers in the direction of the
current and curl them toward the field. Your thumb then points in the direction of the force.
512 Chapter 11 | Magnetic Forces and Fields
To determine the magnetic force F on a wire of arbitrary length and shape, we must integrate Equation 11.12 over the
entire wire. If the wire section happens to be straight and B is uniform, the equation differentials become absolute quantities,
giving us
(11.13)
F =I l B .
Example 11.4
Figure 11.13 (a) A wire suspended in a magnetic field. (b) The free-
body diagram for the wire.
Strategy
From the free-body diagram in the figure, the tensions in the supporting leads go to zero when the gravitational
and magnetic forces balance each other. Using the RHR-1, we find that the magnetic force points up. We can then
determine the current I by equating the two forces.
Solution
Equate the two forces of weight and magnetic force on the wire:
mg = IlB.
Thus,
mg (0.010 kg)(9.8 m/s 2)
I= = = 0.39 A.
lB (0.50 m)(0.50 T)
Significance
This large magnetic field creates a significant force on a length of wire to counteract the weight of the wire.
Example 11.5
Directionality: Point your fingers in the positive y-direction and curl your fingers in the positive x-
direction. Your thumb will point in the k direction. Therefore, with directionality, the solution is
F = 1.5
k N/m.
l
b. The current times length and the magnetic field are written in unit vector notation. Then, we take the cross
product to find the force:
514 Chapter 11 | Magnetic Forces and Fields
^ ^ ^
F
= I l B = (5.0A)l j 0.30Tcos(30) i + 0.30T sin(30) j
^
F /l = 1.30 k N/m.
Significance
This large magnetic field creates a significant force on a small length of wire. As the angle of the magnetic field
becomes more closely aligned to the current in the wire, there is less of a force on it, as seen from comparing
parts a and b.
11.3 Check Your Understanding A straight, flexible length of copper wire is immersed in a magnetic field
that is directed into the page. (a) If the wires current runs in the +x-direction, which way will the wire bend? (b)
Which way will the wire bend if the current runs in the x-direction?
Example 11.6
Strategy
The magnetic force on the upper loop should be written in terms of the differential force acting on each segment
of the loop. If we integrate over each differential piece, we solve for the overall force on that section of the loop.
The force on the lower loop is found in a similar manner, and the total force is the addition of these two forces.
Solution
A differential force on an arbitrary piece of wire located on the upper ring is:
dF = IBsin dl.
where is the angle between the magnetic field direction (+y) and the segment of wire. A differential segment
is located at the same radius, so using an arc-length formula, we have:
dl = Rd
dF = IBRsin d.
In order to find the force on a segment, we integrate over the upper half of the circle, from 0 to . This results in:
F = IBR sin d = IBR(cos + cos0) = 2IBR.
0
The lower half of the loop is integrated from to zero, giving us:
0
F = IBR sin d = IBR(cos0 + cos) = 2IBR.
Motors are the most common application of magnetic force on current-carrying wires. Motors contain loops of wire in a
magnetic field. When current is passed through the loops, the magnetic field exerts torque on the loops, which rotates a
shaft. Electrical energy is converted into mechanical work in the process. Once the loops surface area is aligned with the
magnetic field, the direction of current is reversed, so there is a continual torque on the loop (Figure 11.15). This reversal
of the current is done with commutators and brushes. The commutator is set to reverse the current flow at set points to keep
continual motion in the motor. A basic commutator has three contact areas to avoid and dead spots where the loop would
have zero instantaneous torque at that point. The brushes press against the commutator, creating electrical contact between
parts of the commutator during the spinning motion.
Figure 11.15 A simplified version of a dc electric motor. (a) The rectangular wire loop is placed in a
magnetic field. The forces on the wires closest to the magnetic poles (N and S) are opposite in direction as
determined by the right-hand rule-1. Therefore, the loop has a net torque and rotates to the position shown
in (b). (b) The brushes now touch the commutator segments so that no current flows through the loop. No
torque acts on the loop, but the loop continues to spin from the initial velocity given to it in part (a). By
the time the loop flips over, current flows through the wires again but now in the opposite direction, and
the process repeats as in part (a). This causes continual rotation of the loop.
516 Chapter 11 | Magnetic Forces and Fields
In a uniform magnetic field, a current-carrying loop of wire, such as a loop in a motor, experiences both forces and torques
on the loop. Figure 11.16 shows a rectangular loop of wire that carries a current I and has sides of lengths a and b. The
^
loop is in a uniform magnetic field: B = B j . The magnetic force on a straight current-carrying wire of length l is given
by I l B . To find the net force on the loop, we have to apply this equation to each of the four sides. The force on
side 1 is
^ ^ (11.14)
F 1 = IaBsin(90 ) i = IaBcos i
where the direction has been determined with the RHR-1. The current in side 3 flows in the opposite direction to that of side
1, so
^ ^ (11.15)
F 3 = IaBsin(90 + ) i = IaBcos i .
The currents in sides 2 and 4 are perpendicular to B and the forces on these sides are
^ ^ (11.16)
F 2 = IbB k , F 4 = IbB k .
Although this result (F = 0) has been obtained for a rectangular loop, it is far more general and holds for current-carrying
loops of arbitrary shapes; that is, there is no net force on a current loop in a uniform magnetic field.
Figure 11.16 (a) A rectangular current loop in a uniform magnetic field is subjected
to a net torque but not a net force. (b) A side view of the coil.
To find the net torque on the current loop shown in Figure 11.16, we first consider F 1 and F 3. Since they have the
same line of action and are equal and opposite, the sum of their torques about any axis is zero (see Fixed-Axis Rotation
(http://cnx.org/content/m58325/latest/) ). Thus, if there is any torque on the loop, it must be furnished by F 2 and
F 4. Lets calculate the torques around the axis that passes through point O of Figure 11.16 (a side view of the coil) and
is perpendicular to the plane of the page. The point O is a distance x from side 2 and a distance (a x) from side 4 of the
loop. The moment arms of F 2 and F 4 are x sin and (a x)sin, respectively, so the net torque on the loop is
^ ^ (11.18)
=
1+
2+
3+
4 = F 2 x sin i F 4(a x)sin() i
^ ^
= IbBx sin i IbB(a x)sin i .
This simplifies to
^ (11.19)
= IABsin i
where A = ab is the area of the loop.
Notice that this torque is independent of x; it is therefore independent of where point O is located in the plane of the current
loop. Consequently, the loop experiences the same torque from the magnetic field about any axis in the plane of the loop
and parallel to the x-axis.
A closed-current loop is commonly referred to as a magnetic dipole and the term IA is known as its magnetic dipole
moment . Actually, the magnetic dipole moment is a vector that is defined as
= IA ^
n (11.20)
where ^n is a unit vector directed perpendicular to the plane of the loop (see Figure 11.16). The direction of ^ n is
obtained with the RHR-2if you curl the fingers of your right hand in the direction of current flow in the loop, then your
thumb points along ^
n . If the loop contains N turns of wire, then its magnetic dipole moment is given by
= NIA ^
n. (11.21)
In terms of the magnetic dipole moment, the torque on a current loop due to a uniform magnetic field can be written simply
as
=
B . (11.22)
This equation holds for a current loop in a two-dimensional plane of arbitrary shape.
Using a calculation analogous to that found in Capacitance for an electric dipole, the potential energy of a magnetic dipole
is
U=
B . (11.23)
Example 11.7
b. The torque and potential energy are calculated by identifying the magnetic moment, magnetic field, and
the angle between these two vectors. The calculations of these quantities are:
= B = Bsin = 2.5 10 6 A m 2(0.50T)sin(30) = 6.3 10 7 N m
B = Bcos = 2.5 10 6 A m 2(0.50T)cos(30) = 1.1 10 6 J.
U =
Significance
The concept of magnetic moment at the atomic level is discussed in the next chapter. The concept of aligning the
magnetic moment with the magnetic field is the functionality of devices like magnetic motors, whereby switching
the external magnetic field results in a constant spinning of the loop as it tries to align with the field to minimize
its potential energy.
In 1879, E.H. Hall devised an experiment that can be used to identify the sign of the predominant charge carriers in a
conducting material. From a historical perspective, this experiment was the first to demonstrate that the charge carriers in
most metals are negative.
Visit this website (https://openstaxcollege.org/l/21halleffect) to find more information about the Hall
effect.
We investigate the Hall effect by studying the motion of the free electrons along a metallic strip of width l in a constant
magnetic field (Figure 11.17). The electrons are moving from left to right, so the magnetic force they experience pushes
them to the bottom edge of the strip. This leaves an excess of positive charge at the top edge of the strip, resulting in an
electric field E directed from top to bottom. The charge concentration at both edges builds up until the electric force on the
electrons in one direction is balanced by the magnetic force on them in the opposite direction. Equilibrium is reached when:
eE = ev d B (11.24)
where e is the magnitude of the electron charge, v d is the drift speed of the electrons, and E is the magnitude of the electric
field created by the separated charge. Solving this for the drift speed results in
vd = E . (11.25)
B
Figure 11.17 In the Hall effect, a potential difference between the top and bottom edges of
the metal strip is produced when moving charge carriers are deflected by the magnetic field. (a)
Hall effect for negative charge carriers; (b) Hall effect for positive charge carriers.
A scenario where the electric and magnetic fields are perpendicular to one another is called a crossed-field situation. If these
fields produce equal and opposite forces on a charged particle with the velocity that equates the forces, these particles are
able to pass through an apparatus, called a velocity selector, undeflected. This velocity is represented in Equation 11.26.
Any other velocity of a charged particle sent into the same fields would be deflected by the magnetic force or electric force.
Going back to the Hall effect, if the current in the strip is I, then from Current and Resistance, we know that
I = nev d A (11.26)
where n is the number of charge carriers per volume and A is the cross-sectional area of the strip. Combining the equations
for v d and I results in
I = neE A. (11.27)
B
The field E is related to the potential difference V between the edges of the strip by
E = V. (11.28)
l
The quantity V is called the Hall potential and can be measured with a voltmeter. Finally, combining the equations for I and
E gives us
V = IBl (11.29)
neA
where the upper edge of the strip in Figure 11.17 is positive with respect to the lower edge.
We can also combine Equation 11.24 and Equation 11.28 to get an expression for the Hall voltage in terms of the
magnetic field:
V = Blv d. (11.30)
What if the charge carriers are positive, as in Figure 11.17? For the same current I, the magnitude of V is still given by
Equation 11.29. However, the upper edge is now negative with respect to the lower edge. Therefore, by simply measuring
the sign of V, we can determine the sign of the majority charge carriers in a metal.
Hall potential measurements show that electrons are the dominant charge carriers in most metals. However, Hall potentials
indicate that for a few metals, such as tungsten, beryllium, and many semiconductors, the majority of charge carriers are
positive. It turns out that conduction by positive charge is caused by the migration of missing electron sites (called holes) on
ions. Conduction by holes is studied later in Condensed Matter Physics (http://cnx.org/content/m58591/latest/) .
520 Chapter 11 | Magnetic Forces and Fields
The Hall effect can be used to measure magnetic fields. If a material with a known density of charge carriers n is placed in
a magnetic field and V is measured, then the field can be determined from Equation 11.29. In research laboratories where
the fields of electromagnets used for precise measurements have to be extremely steady, a Hall probe is commonly used
as part of an electronic circuit that regulates the field.
Example 11.8
Velocity Selector
An electron beam enters a crossed-field velocity selector with magnetic and electric fields of 2.0 mT and
6.0 10 3 N/C, respectively. (a) What must the velocity of the electron beam be to traverse the crossed fields
undeflected? If the electric field is turned off, (b) what is the acceleration of the electron beam and (c) what is the
radius of the circular motion that results?
Strategy
The electron beam is not deflected by either of the magnetic or electric fields if these forces are balanced. Based
on these balanced forces, we calculate the velocity of the beam. Without the electric field, only the magnetic force
is used in Newtons second law to find the acceleration. Lastly, the radius of the path is based on the resulting
circular motion from the magnetic force.
Solution
a. The velocity of the unperturbed beam of electrons with crossed fields is calculated by Equation 11.25:
3
v d = E = 6 10 3N/C = 3 10 6 m/s.
B 2 10 T
b. The acceleration is calculated from the net force from the magnetic field, equal to mass times acceleration.
The magnitude of the acceleration is:
ma = qvB
qvB (1.6 10 19 C)(3 10 6 m/s)(2 10 3 T)
a = m = = 1.1 10 15 m/s 2.
9.1 10 31 kg
c. The radius of the path comes from a balance of the circular and magnetic forces, or Equation 11.25:
(9.1 10 31 kg)(3 10 6 m/s)
r = mv = = 8.5 10 3 m.
qB (1.6 10 19 3
C)(2 10 T)
Significance
If electrons in the beam had velocities above or below the answer in part (a), those electrons would have a stronger
net force exerted by either the magnetic or electric field. Therefore, only those electrons at this specific velocity
would make it through.
Example 11.9
Strategy
Since the majority of charge carriers are electrons, the polarity of the Hall voltage is that indicated in the figure.
The value of the Hall voltage is calculated using Equation 11.29:
V = IBl .
neA
Solution
When calculating the Hall voltage, we need to know the current through the material, the magnetic field, the
length, the number of charge carriers, and the area. Since all of these are given, the Hall voltage is calculated as:
(100 A)(1.5 T)1.0 10 2 m
V = IBl = 3 19 5 2
= 7.9 10 6 V.
neA 28
5.9 10 /m 1.6 10 C2.0 10 m
Significance
As in this example, the Hall potential is generally very small, and careful experimentation with sensitive
equipment is required for its measurement.
11.5 Check Your Understanding A Hall probe consists of a copper strip, n = 8.5 10 28 electrons per
cubic meter, which is 2.0 cm wide and 0.10 cm thick. What is the magnetic field when I = 50 A and the Hall
potential is (a) 4.0V and (b) 6.0V ?
Being able to manipulate and sort charged particles allows deeper experimentation to understand what matter is made of. We
first look at a mass spectrometer to see how we can separate ions by their charge-to-mass ratio. Then we discuss cyclotrons
as a method to accelerate charges to very high energies.
Mass Spectrometer
The mass spectrometer is a device that separates ions according to their charge-to-mass ratios. One particular version, the
Bainbridge mass spectrometer, is illustrated in Figure 11.19. Ions produced at a source are first sent through a velocity
selector, where the magnetic force is equally balanced with the electric force. These ions all emerge with the same speed
v = E/B since any ion with a different velocity is deflected preferentially by either the electric or magnetic force, and
522 Chapter 11 | Magnetic Forces and Fields
ultimately blocked from the next stage. They then enter a uniform magnetic field B 0 where they travel in a circular path
whose radius R is given by Equation 11.3. The radius is measured by a particle detector located as shown in the figure.
The relationship between the charge-to-mass ratio q/m and the radius R is determined by combining Equation 11.3 and
Equation 11.25:
q E (11.31)
m = BB 0 R .
Since most ions are singly charged q = 1.6 10 19 C, measured values of R can be used with this equation to
determine the mass of ions. With modern instruments, masses can be determined to one part in 10 8.
An interesting use of a spectrometer is as part of a system for detecting very small leaks in a research apparatus. In low-
temperature physics laboratories, a device known as a dilution refrigerator uses a mixture of He-3, He-4, and other cryogens
to reach temperatures well below 1 K. The performance of the refrigerator is severely hampered if even a minute leak
between its various components occurs. Consequently, before it is cooled down to the desired temperature, the refrigerator
is subjected to a leak test. A small quantity of gaseous helium is injected into one of its compartments, while an adjacent, but
supposedly isolated, compartment is connected to a high-vacuum pump to which a mass spectrometer is attached. A heated
filament ionizes any helium atoms evacuated by the pump. The detection of these ions by the spectrometer then indicates a
leak between the two compartments of the dilution refrigerator.
In conjunction with gas chromatography, mass spectrometers are used widely to identify unknown substances. While the
gas chromatography portion breaks down the substance, the mass spectrometer separates the resulting ionized molecules.
This technique is used with fire debris to ascertain the cause, in law enforcement to identify illegal drugs, in security to
identify explosives, and in many medicinal applications.
Cyclotron
The cyclotron was developed by E.O. Lawrence to accelerate charged particles (usually protons, deuterons, or alpha-
particles) to large kinetic energies. These particles are then used for nuclear-collision experiments to produce radioactive
isotopes. A cyclotron is illustrated in Figure 11.20. The particles move between two flat, semi-cylindrical metallic
containers D1 and D2, called dees. The dees are enclosed in a larger metal container, and the apparatus is placed between
the poles of an electromagnet that provides a uniform magnetic field. Air is removed from the large container so that the
particles neither lose energy nor are deflected because of collisions with air molecules. The dees are connected to a high-
frequency voltage source that provides an alternating electric field in the small region between them. Because the dees are
made of metal, their interiors are shielded from the electric field.
Suppose a positively charged particle is injected into the gap between the dees when D2 is at a positive potential relative
to D1. The particle is then accelerated across the gap and enters D1 after gaining kinetic energy qV, where V is the average
potential difference the particle experiences between the dees. When the particle is inside D1, only the uniform magnetic
field B of the electromagnet acts on it, so the particle moves in a circle of radius
r = mv (11.32)
qB
with a period of
T = 2m . (11.33)
qB
The period of the alternating voltage course is set at T, so while the particle is inside D1, moving along its semicircular orbit
in a time T/2, the polarity of the dees is reversed. When the particle reenters the gap, D1 is positive with respect to D2, and
the particle is again accelerated across the gap, thereby gaining a kinetic energy qV. The particle then enters D2, circulates
in a slightly larger circle, and emerges from D2 after spending a time T/2 in this dee. This process repeats until the orbit of
the particle reaches the boundary of the dees. At that point, the particle (actually, a beam of particles) is extracted from the
cyclotron and used for some experimental purpose.
The operation of the cyclotron depends on the fact that, in a uniform magnetic field, a particles orbital period is independent
of its radius and its kinetic energy. Consequently, the period of the alternating voltage source need only be set at the one
value given by Equation 11.33. With that setting, the electric field accelerates particles every time they are between the
dees.
If the maximum orbital radius in the cyclotron is R, then from Equation 11.32, the maximum speed of a circulating
particle of mass m and charge q is
524 Chapter 11 | Magnetic Forces and Fields
qBR (11.34)
v max = m .
1 mv 2 q2 B2 R2 (11.35)
max = .
2 2m
The maximum kinetic energy attainable with this type of cyclotron is approximately 30 MeV. Above this energy, relativistic
effects become important, which causes the orbital period to increase with the radius. Up to energies of several hundred
MeV, the relativistic effects can be compensated for by making the magnetic field gradually increase with the radius of the
orbit. However, for higher energies, much more elaborate methods must be used to accelerate particles.
Particles are accelerated to very high energies with either linear accelerators or synchrotrons. The linear accelerator
accelerates particles continuously with the electric field of an electromagnetic wave that travels down a long evacuated
tube. The Stanford Linear Accelerator (SLAC) is about 3.3 km long and accelerates electrons and positrons (positively
charged electrons) to energies of 50 GeV. The synchrotron is constructed so that its bending magnetic field increases with
particle speed in such a way that the particles stay in an orbit of fixed radius. The worlds highest-energy synchrotron is
located at CERN, which is on the Swiss-French border near Geneva. CERN has been of recent interest with the verified
discovery of the Higgs Boson (see Particle Physics and Cosmology (http://cnx.org/content/m58767/latest/) ).
This synchrotron can accelerate beams of approximately 10 13 protons to energies of about 10 3 GeV.
Example 11.10
b. By identifying the charge, magnetic field, radius of path, and the mass, we can calculate the maximum
kinetic energy:
2
19
1 mv 2 q 2 B 2 R 2 3.2 10 C (1.8T) 2 (0.50m) 2
= = = 6.2 10 12 J = 39MeV.
2 max 2m 2(6.65 10 27 kg)
11.6 Check Your Understanding A cyclotron is to be designed to accelerate protons to kinetic energies of
20 MeV using a magnetic field of 2.0 T. What is the required radius of the cyclotron?
CHAPTER 11 REVIEW
KEY TERMS
cosmic rays comprised of particles that originate mainly from outside the solar system and reach Earth
cyclotron device used to accelerate charged particles to large kinetic energies
dees large metal containers used in cyclotrons that serve contain a stream of charged particles as their speed is increased
gauss G, unit of the magnetic field strength; 1 G = 10 4 T
magnetic field lines continuous curves that show the direction of a magnetic field; these lines point in the same direction
as a compass points, toward the magnetic south pole of a bar magnet
magnetic force force applied to a charged particle moving through a magnetic field
mass spectrometer device that separates ions according to their charge-to-mass ratios
motor (dc) loop of wire in a magnetic field; when current is passed through the loops, the magnetic field exerts torque on
the loops, which rotates a shaft; electrical energy is converted into mechanical work in the process
north magnetic pole currently where a compass points to north, near the geographic North Pole; this is the effective
south pole of a bar magnet but has flipped between the effective north and south poles of a bar magnet multiple times
over the age of Earth
right-hand rule-1 using your right hand to determine the direction of either the magnetic force, velocity of a charged
particle, or magnetic field
south magnetic pole currently where a compass points to the south, near the geographic South Pole; this is the effective
north pole of a bar magnet but has flipped just like the north magnetic pole
tesla SI unit for magnetic field: 1 T = 1 N/A-m
velocity selector apparatus where the crossed electric and magnetic fields produce equal and opposite forces on a
charged particle moving with a specific velocity; this particle moves through the velocity selector not affected by
either field while particles moving with different velocities are deflected by the apparatus
KEY EQUATIONS
Force on a charge in a magnetic field F =q
v B
Energy of a magnetic dipole U=
B
SUMMARY
11.1 Magnetism and Its Historical Discoveries
Magnets have two types of magnetic poles, called the north magnetic pole and the south magnetic pole. North
magnetic poles are those that are attracted toward Earths geographic North Pole.
Like poles repel and unlike poles attract.
Discoveries of how magnets respond to currents by Oersted and others created a framework that led to the invention
of modern electronic devices, electric motors, and magnetic imaging technology.
The period of circular motion for a charged particle moving in a magnetic field perpendicular to the plane of motion
is T = 2m .
qB
Helical motion results if the velocity of the charged particle has a component parallel to the magnetic field as well
as a component perpendicular to the magnetic field.
The directionality of the magnetic field produced is determined by the right hand rule-2, where your thumb points
in the direction of the current and your fingers wrap around the wire in the direction of the magnetic field.
The magnetic force on current-carrying conductors is given by F = I l B where I is the current and l is
the length of a wire in a uniform magnetic field B.
The magnetic dipole moment is the product of the number of turns of wire N, the current in the loop I, and the
= NIA ^
area of the loop A or n.
CONCEPTUAL QUESTIONS
4. Does increasing the magnitude of a uniform magnetic
11.2 Magnetic Fields and Lines field through which a charge is traveling necessarily mean
1. Discuss the similarities and differences between the increasing the magnetic force on the charge? Does
electrical force on a charge and the magnetic force on a changing the direction of the field necessarily mean a
charge. change in the force on the charge?
2. (a) Is it possible for the magnetic force on a charge 5. An electron passes through a magnetic field without
moving in a magnetic field to be zero? (b) Is it possible for being deflected. What do you conclude about the magnetic
the electric force on a charge moving in an electric field to field?
be zero? (c) Is it possible for the resultant of the electric
and magnetic forces on a charge moving simultaneously 6. If a charged particle moves in a straight line, can you
through both fields to be zero? conclude that there is no magnetic field present?
PROBLEMS
17. What is the direction of the velocity of a negative
11.2 Magnetic Fields and Lines charge that experiences the magnetic force shown in each
15. What is the direction of the magnetic force on a of the three cases, assuming it moves perpendicular to B?
positive charge that moves as shown in each of the six
cases?
20. Repeat previous exercise for a negative charge. 26. (a) Viewers of Star Trek have heard of an antimatter
drive on the Starship Enterprise. One possibility for such
21. (a) Aircraft sometimes acquire small static charges. a futuristic energy source is to store antimatter charged
Suppose a supersonic jet has a 0.500-C charge and flies particles in a vacuum chamber, circulating in a magnetic
due west at a speed of 660. m/s over Earths south magnetic field, and then extract them as needed. Antimatter
annihilates normal matter, producing pure energy. What
pole, where the 8.00 10 5 T magnetic field points
strength magnetic field is needed to hold antiprotons,
straight up. What are the direction and the magnitude of the
moving at 5.0 10 7 m/s in a circular path 2.00 m in
magnetic force on the plane? (b) Discuss whether the value
obtained in part (a) implies this is a significant or negligible radius? Antiprotons have the same mass as protons but
effect. the opposite (negative) charge. (b) Is this field strength
obtainable with todays technology or is it a futuristic
possibility?
22. (a) A cosmic ray proton moving toward Earth at
5.00 10 7 m/s experiences a magnetic force of
27. (a) An oxygen-16 ion with a mass of
1.70 10 16 N. What is the strength of the magnetic 2.66 10 26
kg travels at 5.0 10 6 m/s perpendicular
field if there is a 45 angle between it and the protons
to a 1.20-T magnetic field, which makes it move in a
velocity? (b) Is the value obtained in part a. consistent with
circular arc with a 0.231-m radius. What positive charge is
the known strength of Earths magnetic field on its surface?
on the ion? (b) What is the ratio of this charge to the charge
Discuss.
of an electron? (c) Discuss why the ratio found in (b) should
be an integer.
23. An electron moving at 4.00 10 3 m/s in a 1.25-T
magnetic field experiences a magnetic force of 28. An electron in a TV CRT moves with a speed of
1.40 10 16 N. What angle does the velocity of the 6.0 10 7 m/s, in a direction perpendicular to Earths
electron make with the magnetic field? There are two field, which has a strength of 5.0 10 5 T. (a) What
answers.
strength electric field must be applied perpendicular to the
Earths field to make the electron moves in a straight line?
24. (a) A physicist performing a sensitive measurement (b) If this is done between plates separated by 1.00 cm,
wants to limit the magnetic force on a moving charge in what is the voltage applied? (Note that TVs are usually
her equipment to less than 1.00 10 12 N. What is the surrounded by a ferromagnetic material to shield against
greatest the charge can be if it moves at a maximum speed external magnetic fields and avoid the need for such a
of 30.0 m/s in Earths field? (b) Discuss whether it would correction.)
be difficult to limit the charge to less than the value found in
(a) by comparing it with typical static electricity and noting 29. (a) At what speed will a proton move in a circular path
that static is often absent. of the same radius as the electron in the previous exercise?
(b) What would the radius of the path be if the proton had
the same speed as the electron? (c) What would the radius
11.3 Motion of a Charged Particle in a Magnetic be if the proton had the same kinetic energy as the electron?
(d) The same momentum?
Field
25. A cosmic-ray electron moves at 7.5 10 6 m/s 30. (a) What voltage will accelerate electrons to a speed
perpendicular to Earths magnetic field at an altitude where of 6.00 10 7 m/s ? (b) Find the radius of curvature of
the field strength is 1.0 10 5 T. What is the radius of the the path of a proton accelerated through this potential in a
circular path the electron follows? 0.500-T field and compare this with the radius of curvature
of an electron accelerated through the same potential.
31. An alpha-particle m = 6.64 10 27 kg,
32. A particle of charge q and mass m is accelerated 34. What is the direction of a current that experiences the
from rest through a potential difference V, after which it magnetic force shown in each of the three cases, assuming
encounters a uniform magnetic field B. If the particle
the current runs perpendicular to B ?
moves in a plane perpendicular to B, what is the radius of
its circular orbit?
36. (a) What is the force per meter on a lightning bolt at 46. (a) A 200-turn circular loop of radius 50.0 cm is
the equator that carries 20,000 A perpendicular to Earths vertical, with its axis on an east-west line. A current of 100
3.0 10 5 T field? (b) What is the direction of the force A circulates clockwise in the loop when viewed from the
east. Earths field here is due north, parallel to the ground,
if the current is straight up and Earths field direction is due
north, parallel to the ground? with a strength of 3.0 10 5 T. What are the direction
and magnitude of the torque on the loop? (b) Does this
37. (a) A dc power line for a light-rail system carries 1000 device have any practical applications as a motor?
A at an angle of 30.0 to Earths 5.0 10 5 T field. What
is the force on a 100-m section of this line? (b) Discuss
practical concerns this presents, if any.
43. Since the equation for torque on a current-carrying strip. (c) What is the Hall coefficient 1/nq?
loop is = NIAB sin , the units of N m must equal units
of A m2 T. Verify this. 49. The cross-sectional dimensions of the copper strip
shown are 2.0 cm by 2.0 mm. The strip carries a current of
44. (a) At what angle is the torque on a current loop 100 A, and it is placed in a magnetic field of magnitude B =
90.0% of maximum? (b) 50.0% of maximum? (c) 10.0% of 1.5 T. What are the value and polarity of the Hall potential
maximum? in the copper strip?
50. The magnitudes of the electric and magnetic fields 55. The magnetic field in a cyclotron is 1.25 T, and the
in a velocity selector are 1.8 10 5 V/m and 0.080 T, maximum orbital radius of the circulating protons is 0.40
m. (a) What is the kinetic energy of the protons when they
respectively. (a) What speed must a proton have to pass
are ejected from the cyclotron? (b) What is this energy
through the selector? (b) Also calculate the speeds required
in MeV? (c) Through what potential difference would a
for an alpha-particle and a singly ionized s O 16 atom to proton have to be accelerated to acquire this kinetic energy?
pass through the selector. (d) What is the period of the voltage source used to
accelerate the protons? (e) Repeat the calculations for
51. A charged particle moves through a velocity selector alpha-particles.
at constant velocity. In the selector, E = 1.0 10 4 N/C
and B = 0.250 T. When the electric field is turned off, the 56. A mass spectrometer is being used to separate
charged particle travels in a circular path of radius 3.33 common oxygen-16 from the much rarer oxygen-18, taken
mm. Determine the charge-to-mass ratio of the particle. from a sample of old glacial ice. (The relative abundance
of these oxygen isotopes is related to climatic temperature
at the time the ice was deposited.) The ratio of the masses
52. A Hall probe gives a reading of 1.5 V for a current
of these two ions is 16 to 18, the mass of oxygen-16 is
of 2 A when it is placed in a magnetic field of 1 T. What is 2.66 10 26 kg, and they are singly charged and travel
the magnetic field in a region where the reading is 2 V
at 5.00 10 6 m/s in a 1.20-T magnetic field. What is the
for 1.7 A of current?
separation between their paths when they hit a target after
traversing a semicircle?
11.7 Applications of Magnetic Forces and
57. (a) Triply charged uranium-235 and uranium-238 ions
Fields are being separated in a mass spectrometer. (The much
53. A physicist is designing a cyclotron to accelerate rarer uranium-235 is used as reactor fuel.) The masses
protons to one-tenth the speed of light. The magnetic field of the ions are 3.90 10 25 kg and 3.95 10 25 kg,
will have a strength of 1.5 T. Determine (a) the rotational
period of the circulating protons and (b) the maximum respectively, and they travel at 3.0 10 5 m/s in a 0.250-T
radius of the protons orbit. field. What is the separation between their paths when
they hit a target after traversing a semicircle? (b) Discuss
54. The strengths of the fields in the velocity selector of whether this distance between their paths seems to be big
a Bainbridge mass spectrometer are B = 0.500 T and E = enough to be practical in the separation of uranium-235
from uranium-238.
1.2 10 5 V/m, and the strength of the magnetic field
that separates the ions is B o = 0.750 T. A stream of singly
charged Li ions is found to bend in a circular arc of radius
2.32 cm. What is the mass of the Li ions?
ADDITIONAL PROBLEMS
58. Calculate the magnetic force on a hypothetical particle 61. The mass and charge of a water droplet are
of charge 1.0 10 19 C moving with a velocity of 1.0 10 4 g and 2.0 10 8 C,
respectively. If the
^ ^ droplet is given an initial horizontal velocity of
6.0 10 4 i m/s in a magnetic field of 1.2 k T.
^
5.0 10 5 i m/s, what magnetic field will keep it moving
59. Repeat the previous problem with a new magnetic in this direction? Why must gravity be considered here?
^ ^
field of (0.4 i + 1.2 k )T.
62. Four different proton velocities are given. For each 68. What magnetic field is required in order to confine a
case, determine the magnetic force on the proton in terms proton moving with a speed of 4.0 10 6 m/s to a circular
of e, v 0, and B 0.
orbit of radius 10 cm?
77. An electron moving at 5.0 10 6 m/s enters a 83. The current loop shown in the accompanying figure
o lies in the plane of the page, as does the magnetic field.
magnetic field that makes a 75 angle with the x-axis of
Determine the net force and the net torque on the loop if I
magnitude 0.20 T. Calculate the (a) pitch and (b) radius of = 10 A and B = 1.5 T.
the trajectory.
79. (a) What is the angle between a wire carrying an 84. A circular coil of radius 5.0 cm is wound with five
8.00-A current and the 1.20-T field it is in if 50.0 cm of the turns and carries a current of 5.0 A. If the coil is placed
wire experiences a magnetic force of 2.40 N? (b) What is in a uniform magnetic field of strength 5.0 T, what is the
the force on the wire if it is rotated to make an angle of 90 maximum torque on it?
with the field?
85. A circular coil of wire of radius 5.0 cm has 20 turns
80. A 1.0-m-long segment of wire lies along the x-axis and carries a current of 2.0 A. The coil lies in a magnetic
and carries a current of 2.0 A in the positive x-direction. field of magnitude 0.50 T that is directed parallel to the
Around the wire is the magnetic field of plane of the coil. (a) What is the magnetic dipole moment
^ ^ of the coil? (b) What is the torque on the coil?
3.0 i 4.0 k 10 T. Find the magnetic force on this
3
90. A wire of length 1.0 m is wound into a single-turn 96. A velocity selector in a mass spectrometer uses a
planar loop. The loop carries a current of 5.0 A, and it is 0.100-T magnetic field. (a) What electric field strength is
placed in a uniform magnetic field of strength 0.25 T. (a) needed to select a speed of 4.0 10 6 m/s ? (b) What is
What is the maximum torque that the loop will experience
the voltage between the plates if they are separated by 1.00
if it is square? (b) If it is circular? (c) At what angle relative
cm?
to B would the normal to the circular coil have to be
oriented so that the torque on it would be the same as the
maximum torque on the square coil? 97. Find the radius of curvature of the path of a 25.0-MeV
proton moving perpendicularly to the 1.20-T field of a
cyclotron.
91. Consider an electron rotating in a circular orbit of
radius r. Show that the magnitudes of the magnetic dipole
moment and the angular momentum L of the electron are 98. Unreasonable results To construct a non-mechanical
water meter, a 0.500-T magnetic field is placed across the
related by: = e .
L 2m supply water pipe to a home and the Hall voltage is
recorded. (a) Find the flow rate through a 3.00-cm-diameter
pipe if the Hall voltage is 60.0 mV. (b) What would the
92. The Hall effect is to be used to find the sign of charge
Hall voltage be for the same flow rate through a 10.0-cm-
carriers in a semiconductor sample. The probe is placed
diameter pipe with the same field applied?
between the poles of a magnet so that magnetic field is
pointed up. A current is passed through a rectangular
sample placed horizontally. As current is passed through 99. Unreasonable results A charged particle having mass
the sample in the east direction, the north side of the sample 6.64 10 27 kg (that of a helium atom) moving at
is found to be at a higher potential than the south side.
Decide if the number density of charge carriers is positively
8.70 10 5 m/s perpendicular to a 1.50-T magnetic field
or negatively charged. travels in a circular path of radius 16.0 mm. (a) What is the
charge of the particle? (b) What is unreasonable about this
result? (c) Which assumptions are responsible?
93. The density of charge carriers for copper is
8.47 10 28 electrons per cubic meter. What will be the
100. Unreasonable results An inventor wants to generate
Hall voltage reading from a probe made up of 120-V power by moving a 1.00-m-long wire perpendicular
3 cm 2 cm 1 cm (L W T) copper plate when a
to Earths 5.00 10 5 T field. (a) Find the speed with
current of 1.5 A is passed through it in a magnetic field of
which the wire must move. (b) What is unreasonable about
2.5 T perpendicular to the 3 cm 2 cm.
this result? (c) Which assumption is responsible?
94. The Hall effect is to be used to find the density of 101. Unreasonable results Frustrated by the small Hall
charge carriers in an unknown material. A Hall voltage 40 voltage obtained in blood flow measurements, a medical
V for 3-A current is observed in a 3-T magnetic field for physicist decides to increase the applied magnetic field
a rectangular sample with length 2 cm, width 1.5 cm, and strength to get a 0.500-V output for blood moving at 30.0
height 0.4 cm. Determine the density of the charge carriers. cm/s in a 1.50-cm-diameter vessel. (a) What magnetic field
strength is needed? (b) What is unreasonable about this
95. Show that the Hall voltage across wires made of the result? (c) Which premise is responsible?
same material, carrying identical currents, and subjected to
the same magnetic field is inversely proportional to their
diameters. (Hint: Consider how drift velocity depends on
wire diameter.)
CHALLENGE PROBLEMS
102. A particle of charge +q and mass m moves with 103. A proton of speed v = 6 10 5 m/s enters a region of
velocity
v 0 pointed in the +y-direction as it crosses the uniform magnetic field of B = 0.5 T at an angle of q = 30
x-axis at x = R at a particular time. There is a negative to the magnetic field. In the region of magnetic field proton
charge Q fixed at the origin, and there exists a uniform describes a helical path with radius R and pitch p (distance
between loops). Find R and p.
magnetic field B 0 pointed in the +z-direction. It is found
that the particle describes a circle of radius R about Q.
Find B 0 in terms of the given quantities.
104. A particles path is bent when it passes through a 107. The accompanied figure shows an arrangement for
region of non-zero magnetic field although its speed measuring mass of ions by an instrument called the mass
remains unchanged. This is very useful for beam steering spectrometer. An ion of mass m and charge +q is produced
in particle accelerators. Consider a proton of speed essentially at rest in source S, a chamber in which a gas
4 10 6 m/s entering a region of uniform magnetic field discharge is taking place. The ion is accelerated by a
potential difference V acc and allowed to enter a region
0.2 T over a 5-cm-wide region. Magnetic field is
perpendicular to the velocity of the particle. By how much
of constant magnetic field B 0. In the uniform magnetic
angle will the path of the proton be bent? (Hint: The particle
comes out tangent to a circle.) field region, the ion moves in a semicircular path striking
a photographic plate at a distance x from the entry point.
Derive a formula for mass m in terms of B 0, q, V acc,
and x.
12 | SOURCES OF
MAGNETIC FIELDS
Figure 12.1 An external hard drive attached to a computer works by magnetically encoding information that can be stored or
retrieved quickly. A key idea in the development of digital devices is the ability to produce and use magnetic fields in this way.
(credit: modification of work by Miss Karen/Flickr)
Chapter Outline
12.1 The Biot-Savart Law
12.2 Magnetic Field Due to a Thin Straight Wire
12.3 Magnetic Force between Two Parallel Currents
12.4 Magnetic Field of a Current Loop
12.5 Ampres Law
12.6 Solenoids and Toroids
12.7 Magnetism in Matter
Introduction
In the preceding chapter, we saw that a moving charged particle produces a magnetic field. This connection between
electricity and magnetism is exploited in electromagnetic devices, such as a computer hard drive. In fact, it is the underlying
principle behind most of the technology in modern society, including telephones, television, computers, and the internet.
In this chapter, we examine how magnetic fields are created by arbitrary distributions of electric current, using the Biot-
Savart law. Then we look at how current-carrying wires create magnetic fields and deduce the forces that arise between two
current-carrying wires due to these magnetic fields. We also study the torques produced by the magnetic fields of current
loops. We then generalize these results to an important law of electromagnetism, called Ampres law.
We examine some devices that produce magnetic fields from currents in geometries based on loops, known as solenoids
and toroids. Finally, we look at how materials behave in magnetic fields and categorize materials based on their responses
to magnetic fields.
540 Chapter 12 | Sources of Magnetic Fields
We have seen that mass produces a gravitational field and also interacts with that field. Charge produces an electric field
and also interacts with that field. Since moving charge (that is, current) interacts with a magnetic field, we might expect that
it also creates that fieldand it does.
The equation used to calculate the magnetic field produced by a current is known as the Biot-Savart law. It is an empirical
law named in honor of two scientists who investigated the interaction between a straight, current-carrying wire and a
permanent magnet. This law enables us to calculate the magnitude and direction of the magnetic field produced by a current
in a wire. The Biot-Savart law states that at any point P (Figure 12.2), the magnetic field d B due to an element d l
of a current-carrying wire is given by
^ (12.1)
d B = 0 Id l 2 r .
4 r
Figure 12.2 A current element Id l produces a magnetic field at
point P given by the Biot-Savart law.
0 = 4 10 7 T m/A (12.2)
in the SI system. The infinitesimal wire segment d l is in the same direction as the current I (assumed positive), r is the
distance from d l to P and ^
r is a unit vector that points from d l to P, as shown in the figure.
The direction of d B is determined by applying the right-hand rule to the vector product d l ^
r . The magnitude of
d B is
0 I dl sin (12.3)
dB =
4 r2
where is the angle between d l and ^
r . Notice that if = 0, then d B = 0 . The field produced by a current
element Id l has no component parallel to d l .
The magnetic field due to a finite length of current-carrying wire is found by integrating Equation 12.3 along the wire,
giving us the usual form of the Biot-Savart law.
Biot-Savart law
The magnetic field B due to an element d l of a current-carrying wire is given by
B = 0 I d l 2 r .
^ (12.4)
4 r
wire
Since this is a vector integral, contributions from different current elements may not point in the same direction.
Consequently, the integral is often difficult to evaluate, even for fairly simple geometries. The following strategy may be
helpful.
Example 12.1
Figure 12.3 A small line segment carries a current I in the vertical direction.
What is the magnetic field at a distance x from the segment?
Strategy
We can determine the magnetic field at point P using the Biot-Savart law. Since the current segment is much
smaller than the distance x, we can drop the integral from the expression. The integration is converted back into
a summation, but only for small dl, which we now write as l. Another way to think about it is that each of
the radius values is nearly the same, no matter where the current element is on the line segment, if l is small
compared to x. The angle is calculated using a tangent function. Using the numbers given, we can calculate the
magnetic field at P.
Solution
The angle between l and ^
r is calculated from trigonometry, knowing the distances l and x from the
problem:
= tan 1 1 m = 89.4.
0.01 m
The magnetic field at point P is calculated by the Biot-Savart law:
0 Il sin 2 A(0.01 m)sin(89.4)
B= = (1 10 7 T m/A) = 2.0 10 9 T.
4 r 2 (1 m) 2
From the right-hand rule and the Biot-Savart law, the field is directed into the page.
Significance
This approximation is only good if the length of the line segment is very small compared to the distance from
the current element to the point. If not, the integral form of the Biot-Savart law must be used over the entire line
segment to calculate the magnetic field.
12.1 Check Your Understanding Using Example 12.1, at what distance would P have to be to measure a
magnetic field half of the given answer?
Example 12.2
Strategy
We can determine the magnetic field at point P using the Biot-Savart law. The radial and path length directions
are always at a right angle, so the cross product turns into multiplication. We also know that the distance along the
path dl is related to the radius times the angle (in radians). Then we can pull all constants out of the integration
and solve for the magnetic field.
Solution
The Biot-Savart law starts with the following equation:
B = 0 Id l 2 r .
^
4 r
wire
As we integrate along the arc, all the contributions to the magnetic field are in the same direction (out of the
page), so we can work with the magnitude of the field. The cross product turns into multiplication because the
path dl and the radial direction are perpendicular. We can also substitute the arc length formula, dl = rd :
0 Ir d
B= .
4 r 2
wire
The current and radius can be pulled out of the integral because they are the same regardless of where we are on
the path. This leaves only the integral over the angle,
0 I
B=
4r d.
wire
12.2 Check Your Understanding The wire loop forms a full circle of radius R and current I. What is the
magnitude of the magnetic field at the center?
544 Chapter 12 | Sources of Magnetic Fields
How much current is needed to produce a significant magnetic field, perhaps as strong as Earths field? Surveyors will
tell you that overhead electric power lines create magnetic fields that interfere with their compass readings. Indeed, when
Oersted discovered in 1820 that a current in a wire affected a compass needle, he was not dealing with extremely large
currents. How does the shape of wires carrying current affect the shape of the magnetic field created? We noted in Chapter
28 that a current loop created a magnetic field similar to that of a bar magnet, but what about a straight wire? We can use
the Biot-Savart law to answer all of these questions, including determining the magnetic field of a long straight wire.
Figure 12.5 shows a section of an infinitely long, straight wire that carries a current I. What is the magnetic field at a point
P, located a distance R from the wire?
Figure 12.5 A section of a thin, straight current-carrying wire. The independent variable has the limits
1 and 2.
Lets begin by considering the magnetic field due to the current element I d
x located at the position x. Using the right-
hand rule 1 from the previous chapter, d x ^ r points out of the page for any element along the wire. At point P,
therefore, the magnetic fields due to all current elements have the same direction. This means that we can calculate the net
|
x ^
field there by evaluating the scalar sum of the contributions of the elements. With d
|
r = (dx)(1)sin, we have
from the Biot-Savart law
0 Isin dx (12.5)
B= .
4 r2
wire
The wire is symmetrical about point O, so we can set the limits of the integration from zero to infinity and double the
answer, rather than integrate from negative infinity to positive infinity. Based on the picture and geometry, we can write
expressions for r and sin in terms of x and R, namely:
r = x2 + R2
sin = R .
x + R2
2
Substituting these expressions into Equation 12.5, the magnetic field integration becomes
B= o
(12.6)
I R dx .
2 (x 2 + R 2) 3/2
0
I (12.7)
B = o 2 x 2 1/2 0 .
2R (x + R )
o I (12.8)
B= .
2R
The magnetic field lines of the infinite wire are circular and centered at the wire (Figure 12.6), and they are identical in
every plane perpendicular to the wire. Since the field decreases with distance from the wire, the spacing of the field lines
must increase correspondingly with distance. The direction of this magnetic field may be found with a second form of the
right-hand rule (illustrated in Figure 12.6). If you hold the wire with your right hand so that your thumb points along the
current, then your fingers wrap around the wire in the same sense as B .
Figure 12.6 Some magnetic field lines of an infinite wire. The direction of B can be found with a form of
the right-hand rule.
The direction of the field lines can be observed experimentally by placing several small compass needles on a circle near
the wire, as illustrated in Figure 12.7. When there is no current in the wire, the needles align with Earths magnetic field.
However, when a large current is sent through the wire, the compass needles all point tangent to the circle. Iron filings
sprinkled on a horizontal surface also delineate the field lines, as shown in Figure 12.7.
546 Chapter 12 | Sources of Magnetic Fields
Figure 12.7 The shape of the magnetic field lines of a long wire can be seen
using (a) small compass needles and (b) iron filings.
Example 12.3
Figure 12.8 Three wires have current flowing into the page.
The magnetic field is determined at the fourth corner of the
square.
Strategy
The magnetic field due to each wire at the desired point is calculated. The diagonal distance is calculated using the
Pythagorean theorem. Next, the direction of each magnetic fields contribution is determined by drawing a circle
centered at the point of the wire and out toward the desired point. The direction of the magnetic field contribution
from that wire is tangential to the curve. Lastly, working with these vectors, the resultant is calculated.
Solution
Wires 1 and 3 both have the same magnitude of magnetic field contribution at point P:
o I (4 10 7 T m/A)(2 A)
B1 = B3 = = = 4 10 5 T.
2R 2(0.01 m)
Wire 2 has a longer distance and a magnetic field contribution at point P of:
o I (4 10 7 T m/A)(2 A)
B2 = = = 3 10 5 T.
2R 2(0.01414 m)
The vectors for each of these magnetic field contributions are shown.
The magnetic field in the x-direction has contributions from wire 3 and the x-component of wire 2:
B net x = 4 10 5 T 2.83 10 5 T cos(45) = 6 10 5 T.
The y-component is similarly the contributions from wire 1 and the y-component of wire 2:
B net y = 4 10 5 T 2.83 10 5 Tsin(45) = 6 10 5 T.
Therefore, the net magnetic field is the resultant of these two components:
B net = (6 10 5 T) 2 + (6 10 5 T) 2
B net = 8.48 10 5 T.
Significance
The geometry in this problem results in the magnetic field contributions in the x- and y-directions having the same
magnitude. This is not necessarily the case if the currents were different values or if the wires were located in
different positions. Regardless of the numerical results, working on the components of the vectors will yield the
resulting magnetic field at the point in need.
12.3 Check Your Understanding Using Example 12.3, keeping the currents the same in wires 1 and 3,
what should the current be in wire 2 to counteract the magnetic fields from wires 1 and 3 so that there is no net
magnetic field at point P?
You might expect that two current-carrying wires generate significant forces between them, since ordinary currents produce
magnetic fields and these fields exert significant forces on ordinary currents. But you might not expect that the force
between wires is used to define the ampere. It might also surprise you to learn that this force has something to do with why
large circuit breakers burn up when they attempt to interrupt large currents.
The force between two long, straight, and parallel conductors separated by a distance r can be found by applying what we
have developed in the preceding sections. Figure 12.9 shows the wires, their currents, the field created by one wire, and
the consequent force the other wire experiences from the created field. Let us consider the field produced by wire 1 and the
force it exerts on wire 2 (call the force F 2 ). The field due to I 1 at a distance r is
548 Chapter 12 | Sources of Magnetic Fields
0 I1 (12.9)
B1 =
2r
Figure 12.9 (a) The magnetic field produced by a long straight conductor
is perpendicular to a parallel conductor, as indicated by right-hand rule
(RHR)-2. (b) A view from above of the two wires shown in (a), with one
magnetic field line shown for wire 1. RHR-1 shows that the force between
the parallel conductors is attractive when the currents are in the same
direction. A similar analysis shows that the force is repulsive between
currents in opposite directions.
This field is uniform from the wire 1 and perpendicular to it, so the force F 2 it exerts on a length l of wire 2 is given by
F = IlBsin with sin = 1:
F 2 = I 2 lB 1. (12.10)
The forces on the wires are equal in magnitude, so we just write F for the magnitude of F 2. (Note that F 1 = F 2. )
Since the wires are very long, it is convenient to think in terms of F/l, the force per unit length. Substituting the expression
for B 1 into Equation 12.10 and rearranging terms gives
F = 0 I1 I2. (12.11)
l 2r
The ratio F/l is the force per unit length between two parallel currents I 1 and I 2 separated by a distance r. The force is
attractive if the currents are in the same direction and repulsive if they are in opposite directions.
This force is responsible for the pinch effect in electric arcs and other plasmas. The force exists whether the currents are
in wires or not. It is only apparent if the overall charge density is zero; otherwise, the Coulomb repulsion overwhelms
the magnetic attraction. In an electric arc, where charges are moving parallel to one another, an attractive force squeezes
currents into a smaller tube. In large circuit breakers, such as those used in neighborhood power distribution systems, the
pinch effect can concentrate an arc between plates of a switch trying to break a large current, burn holes, and even ignite the
equipment. Another example of the pinch effect is found in the solar plasma, where jets of ionized material, such as solar
flares, are shaped by magnetic forces.
The definition of the ampere is based on the force between current-carrying wires. Note that for long, parallel wires
separated by 1 meter with each carrying 1 ampere, the force per meter is
7 2 (12.12)
F = 4 10 T m/A(1 A) = 2 10 7 N/m.
l (2)(1 m)
Since 0 is exactly 4 10 7 T m/A by definition, and because 1 T = 1 N/(A m), the force per meter is exactly
2 10 7 N/m. This is the basis of the definition of the ampere.
Infinite-length wires are impractical, so in practice, a current balance is constructed with coils of wire separated by a few
centimeters. Force is measured to determine current. This also provides us with a method for measuring the coulomb. We
measure the charge that flows for a current of one ampere in one second. That is, 1 C = 1 A s. For both the ampere and
the coulomb, the method of measuring force between conductors is the most accurate in practice.
Example 12.4
Strategy
Each wire produces a magnetic field felt by the other wire. The distance along the hypotenuse of the triangle
between the wires is the radial distance used in the calculation to determine the force per unit length. Since both
wires have currents flowing in the same direction, the direction of the force is toward each other.
Solution
The distance between the wires results from finding the hypotenuse of a triangle:
Therefore, the force per unit length from wire one on wire 2 is
F = (1 10 10 N/m) (0.8 ^i 0.6 ^j ) = (8 10 11 ^i 6 10 11 ^j ) N/m.
l
The force per unit length from wire 2 on wire 1 is the negative of the previous answer:
F = (8 10 11 ^i + 6 10 11 ^j )N/m.
l
550 Chapter 12 | Sources of Magnetic Fields
Significance
These wires produced magnetic fields of equal magnitude but opposite directions at each others locations.
Whether the fields are identical or not, the forces that the wires exert on each other are always equal in magnitude
and opposite in direction (Newtons third law).
12.4 Check Your Understanding Two wires, both carrying current out of the page, have a current of
magnitude 2.0 mA and 3.0 mA, respectively. The first wire is located at (0.0 cm, 5.0 cm) while the other wire is
located at (12.0 cm, 0.0 cm). What is the magnitude of the magnetic force per unit length of the first wire on the
second and the second wire on the first?
The circular loop of Figure 12.11 has a radius R, carries a current I, and lies in the xz-plane. What is the magnetic field
due to the current at an arbitrary point P along the axis of the loop?
Figure 12.11 Determining the magnetic field at point P along the axis of a current-carrying loop of wire.
We can use the Biot-Savart law to find the magnetic field due to a current. We first consider arbitrary segments on opposite
sides of the loop to qualitatively show by the vector results that the net magnetic field direction is along the central axis
from the loop. From there, we can use the Biot-Savart law to derive the expression for magnetic field.
Let P be a distance y from the center of the loop. From the right-hand rule, the magnetic field d B at P, produced by the
current element I d l , is directed at an angle above the y-axis as shown. Since d l is parallel along the x-axis and
^
r is in the yz-plane, the two vectors are perpendicular, so we have
0 I dl sin 0 I dl (12.13)
dB = =
4 r2 4 y 2 + R 2
dB cos = j 0 cos
^ ^ I dl .
(12.14)
B = j 4 y 2 + R 2
loop
loop
For all elements d l on the wire, y, R, and cos are constant and are related by
cos = R .
y2 + R2
where we have used dl = 2R. As discussed in the previous chapter, the closed current loop is a magnetic dipole of
loop
^
= IA ^
moment n . For this example, A = R 2 and ^
n = j , so the magnetic field at P can also be written as
^ (12.16)
0 j
B = 3/2
.
2(y 2 + R 2)
By setting y = 0 in Equation 12.16, we obtain the magnetic field at the center of the loop:
I^ (12.17)
B = 0 j.
2R
This equation becomes B = 0 nI / (2R) for a flat coil of n loops per length. It can also be expressed as
(12.18)
B = 0 3.
2R
552 Chapter 12 | Sources of Magnetic Fields
If we consider y R in Equation 12.16, the expression reduces to an expression known as the magnetic field from a
dipole:
(12.19)
B = 0 3 .
2y
The calculation of the magnetic field due to the circular current loop at points off-axis requires rather complex mathematics,
so well just look at the results. The magnetic field lines are shaped as shown in Figure 12.12. Notice that one field line
follows the axis of the loop. This is the field line we just found. Also, very close to the wire, the field lines are almost
circular, like the lines of a long straight wire.
Example 12.5
Strategy
The magnetic field at point P has been determined in Equation 12.15. Since the currents are flowing in opposite
directions, the net magnetic field is the difference between the two fields generated by the coils. Using the given
quantities in the problem, the net magnetic field is then calculated.
Solution
Solving for the net magnetic field using Equation 12.15 and the given quantities in the problem yields
0 IR 1 2 0 IR 2 2
B = 3/2
3/2
2y 1 2 + R 1 2 2y 2 2 + R 2 2
(4 10 7 T m/A)(0.010 A)(0.5 m) 2 (4 10 7 T m/A)(0.010 A)(1.0 m) 2
B =
2((0.25 m) 2 + (0.5 m) 2) 3/2 2((0.75 m) 2 + (1.0 m) 2) 3/2
B = 5.77 10 9 T to the right.
Significance
Helmholtz coils typically have loops with equal radii with current flowing in the same direction to have a strong
uniform field at the midpoint between the loops. A similar application of the magnetic field distribution created by
Helmholtz coils is found in a magnetic bottle that can temporarily trap charged particles. See Magnetic Forces
and Fields for a discussion on this.
12.5 Check Your Understanding Using Example 12.5, at what distance would you have to move the first
coil to have zero measurable magnetic field at point P?
554 Chapter 12 | Sources of Magnetic Fields
A fundamental property of a static magnetic field is that, unlike an electrostatic field, it is not conservative. A conservative
field is one that does the same amount of work on a particle moving between two different points regardless of the path
chosen. Magnetic fields do not have such a property. Instead, there is a relationship between the magnetic field and its
source, electric current. It is expressed in terms of the line integral of B and is known as Ampres law. This law can
also be derived directly from the Biot-Savart law. We now consider that derivation for the special case of an infinite, straight
wire.
Figure 12.14 shows an arbitrary plane perpendicular to an infinite, straight wire whose current I is directed out of the
page. The magnetic field lines are circles directed counterclockwise and centered on the wire. To begin, lets consider
B d l over the closed paths M and N. Notice that one path (M) encloses the wire, whereas the other (N) does not.
Since the field lines are circular, B d l is the product of B and the projection of dl onto the circle passing through
d l . If the radius of this particular circle is r, the projection is rd, and
B d l = Br d.
Figure 12.14 The current I of a long, straight wire is directed out of the page. The integral d equals 2 and
With B given by Equation 12.9,
I I (12.20)
B d l = 0 r d = 0 d.
2r 2
Path N, on the other hand, circulates through both positive (counterclockwise) and negative (clockwise) d (see Figure
12.14), and since it is closed, d = 0. Thus for path N,
N
B d l = 0. (12.22)
N
Ampres law
Over an arbitrary closed path,
B d l = 0 I (12.23)
where I is the total current passing through any open surface S whose perimeter is the path of integration. Only currents
inside the path of integration need be considered.
To determine whether a specific current I is positive or negative, curl the fingers of your right hand in the direction of the
path of integration, as shown in Figure 12.14. If I passes through S in the same direction as your extended thumb, I is
positive; if I passes through S in the direction opposite to your extended thumb, it is negative.
6. Equate B d l with 0 I enc and solve for B .
Example 12.6
Strategy
Consider an arbitrary plane perpendicular to the wire, with the current directed out of the page. The possible
magnetic field components in this plane, B r and B , are shown at arbitrary points on a circle of radius r
centered on the wire. Since the field is cylindrically symmetric, neither B r nor B varies with the position on
this circle. Also from symmetry, the radial lines, if they exist, must be directed either all inward or all outward
from the wire. This means, however, that there must be a net magnetic flux across an arbitrary cylinder concentric
with the wire. The radial component of the magnetic field must be zero because B r d l = 0. Therefore,
we can apply Ampres law to the circular path as shown.
Solution
Over this path B is constant and parallel to d l , so
B d l = B dl = B (2r).
0 I
B= .
2r
This agrees with the Biot-Savart calculation above.
Significance
Ampres law works well if you have a path to integrate over which B d l has results that are easy to
simplify. For the infinite wire, this works easily with a path that is circular around the wire so that the magnetic
field factors out of the integration. If the path dependence looks complicated, you can always go back to the Biot-
Savart law and use that to find the magnetic field.
Example 12.7
Strategy
This problem has the same geometry as Example 12.6, but the enclosed current changes as we move the
integration path from outside the wire to inside the wire, where it doesnt capture the entire current enclosed (see
Figure 12.16).
Solution
For any circular path of radius r that is centered on the wire,
B d l = Bdl = B dl = B(2r).
From Ampres law, this equals the total current passing through any surface bounded by the path of integration.
Consider first a circular path that is inside the wire (r a) such as that shown in part (a) of Figure 12.16. We
need the current I passing through the area enclosed by the path. Its equal to the current density J times the area
enclosed. Since the current is uniform, the current density inside the path equals the current density in the whole
/
wire, which is I 0 a 2. Therefore the current I passing through the area enclosed by the path is
2 2
I = r 2 I 0 = r 2 I 0.
a a
We can consider this ratio because the current density J is constant over the area of the wire. Therefore, the current
density of a part of the wire is equal to the current density in the whole area. Using Ampres law, we obtain
2
B(2r) = 0 r 2 I 0,
a
and the magnetic field inside the wire is
0 I0 r
B= (r a).
2 a 2
Outside the wire, the situation is identical to that of the infinite thin wire of the previous example; that is,
558 Chapter 12 | Sources of Magnetic Fields
0 I0
B= (r a).
2r
The variation of B with r is shown in Figure 12.17.
Significance
The results show that as the radial distance increases inside the thick wire, the magnetic field increases from zero
to a familiar value of the magnetic field of a thin wire. Outside the wire, the field drops off regardless of whether
it was a thick or thin wire.
This result is similar to how Gausss law for electrical charges behaves inside a uniform charge distribution,
except that Gausss law for electrical charges has a uniform volume distribution of charge, whereas Ampres
law here has a uniform area of current distribution. Also, the drop-off outside the thick wire is similar to how an
electric field drops off outside of a linear charge distribution, since the two cases have the same geometry and
neither case depends on the configuration of charges or currents once the loop is outside the distribution.
Example 12.8
Strategy
Ampres law states that B d l = 0 I where I is the total current passing through the enclosed loop. The
quickest way to evaluate the integral is to calculate 0 I by finding the net current through the loop. Positive
currents flow with your right-hand thumb if your fingers wrap around in the direction of the loop. This will tell
us the sign of the answer.
Solution
(a) The current going downward through the loop equals the current going out of the loop, so the net current is
zero. Thus, B d l = 0.
(b) The only current to consider in this problem is 2A because it is the only current inside the loop. The right-hand
rule shows us the current going downward through the loop is in the positive direction. Therefore, the answer is
B d l = 0(2 A) = 2.51 10 6 T m/A.
(c) The right-hand rule shows us the current going downward through the loop is in the positive direction. There
are 7A + 5A = 12A of current going downward and 3 A going upward. Therefore, the total current is 9 A and
B d l = 0(9 A) = 5.65 10 6 T m/A.
Significance
If the currents all wrapped around so that the same current went into the loop and out of the loop, the net current
would be zero and no magnetic field would be present. This is why wires are very close to each other in an
electrical cord. The currents flowing toward a device and away from a device in a wire equal zero total current
flow through an Ampre loop around these wires. Therefore, no stray magnetic fields can be present from cords
carrying current.
12.6 Check Your Understanding Consider using Ampres law to calculate the magnetic fields of a finite
straight wire and of a circular loop of wire. Why is it not useful for these calculations?
560 Chapter 12 | Sources of Magnetic Fields
Two of the most common and useful electromagnetic devices are called solenoids and toroids. In one form or another, they
are part of numerous instruments, both large and small. In this section, we examine the magnetic field typical of these
devices.
Solenoids
A long wire wound in the form of a helical coil is known as a solenoid. Solenoids are commonly used in experimental
research requiring magnetic fields. A solenoid is generally easy to wind, and near its center, its magnetic field is quite
uniform and directly proportional to the current in the wire.
Figure 12.19 shows a solenoid consisting of N turns of wire tightly wound over a length L. A current I is flowing along
the wire of the solenoid. The number of turns per unit length is N/L; therefore, the number of turns in an infinitesimal length
dy are (N/L)dy turns. This produces a current
dI = NI dy. (12.24)
L
We first calculate the magnetic field at the point P of Figure 12.19. This point is on the central axis of the solenoid. We
are basically cutting the solenoid into thin slices that are dy thick and treating each as a current loop. Thus, dI is the current
through each slice. The magnetic field d B due to the current dI in dy can be found with the help of Equation 12.15
and Equation 12.24:
0 R 2 dI^ 0 IR 2 N ^ dy (12.25)
d B = j = j 2
2 2 3/2
2(y + R ) 2L (y + R 2) 3/2
where we used Equation 12.24 to replace dI. The resultant field at P is found by integrating d B along the entire length
of the solenoid. Its easiest to evaluate this integral by changing the independent variable from y to . From inspection of
Figure 12.19, we have:
y (12.26)
sin = .
y + R2
2
Figure 12.19 (a) A solenoid is a long wire wound in the shape of a helix. (b) The
magnetic field at the point P on the axis of the solenoid is the net field due to all of the
current loops.
2 (12.27)
I N ^ I N ^
B = 0 j cos d = 0 (sin 2 sin 1) j ,
2L 2L
1
which is the magnetic field along the central axis of a finite solenoid.
Of special interest is the infinitely long solenoid, for which L . From a practical point of view, the infinite solenoid
is one whose length is much larger than its radius (L R). In this case, 1 = and 2 = . Then from Equation
2 2
12.27, the magnetic field along the central axis of an infinite solenoid is
IN ^ IN ^
B = 0 j sin(/2) sin(/2) = 0 j
2L L
or
562 Chapter 12 | Sources of Magnetic Fields
^ (12.28)
B = 0 nI j ,
where n is the number of turns per unit length. You can find the direction of B with a right-hand rule: Curl your fingers
in the direction of the current, and your thumb points along the magnetic field in the interior of the solenoid.
We now use these properties, along with Ampres law, to calculate the magnitude of the magnetic field at any location
inside the infinite solenoid. Consider the closed path of Figure 12.20. Along segment 1, B is uniform and parallel to the
path. Along segments 2 and 4, B is perpendicular to part of the path and vanishes over the rest of it. Therefore, segments
2 and 4 do not contribute to the line integral in Ampres law. Along segment 3, B = 0 because the magnetic field is zero
outside the solenoid. If you consider an Ampres law loop outside of the solenoid, the current flows in opposite directions
on different segments of wire. Therefore, there is no enclosed current and no magnetic field according to Ampres law.
Thus, there is no contribution to the line integral from segment 3. As a result, we find
B d l = B d l = Bl. (12.29)
1
The solenoid has n turns per unit length, so the current that passes through the surface enclosed by the path is nlI. Therefore,
from Ampres law,
Bl = 0 nlI
and
B = 0 nI (12.30)
within the solenoid. This agrees with what we found earlier for B on the central axis of the solenoid. Here, however, the
location of segment 1 is arbitrary, so we have found that this equation gives the magnetic field everywhere inside the infinite
solenoid.
Outside the solenoid, one can draw an Ampres law loop around the entire solenoid. This would enclose current flowing in
both directions. Therefore, the net current inside the loop is zero. According to Ampres law, if the net current is zero, the
magnetic field must be zero. Therefore, for locations outside of the solenoids radius, the magnetic field is zero.
When a patient undergoes a magnetic resonance imaging (MRI) scan, the person lies down on a table that is moved into
the center of a large solenoid that can generate very large magnetic fields. The solenoid is capable of these high fields from
high currents flowing through superconducting wires. The large magnetic field is used to change the spin of protons in the
patients body. The time it takes for the spins to align or relax (return to original orientation) is a signature of different
tissues that can be analyzed to see if the structures of the tissues is normal (Figure 12.21).
Figure 12.21 In an MRI machine, a large magnetic field is generated by the cylindrical
solenoid surrounding the patient. (credit: Liz West)
Example 12.9
12.7 Check Your Understanding What is the ratio of the magnetic field produced from using a finite
formula over the infinite approximation for an angle of (a) 85? (b) 89? The solenoid has 1000 turns in 50
cm with a current of 1.0 A flowing through the coils
Toroids
A toroid is a donut-shaped coil closely wound with one continuous wire, as illustrated in part (a) of Figure 12.22. If the
toroid has N windings and the current in the wire is I, what is the magnetic field both inside and outside the toroid?
564 Chapter 12 | Sources of Magnetic Fields
We begin by assuming cylindrical symmetry around the axis OO. Actually, this assumption is not precisely correct, for as
part (b) of Figure 12.22 shows, the view of the toroidal coil varies from point to point (for example, P 1, P 2, and P 3 )
on a circular path centered around OO. However, if the toroid is tightly wound, all points on the circle become essentially
equivalent [part (c) of Figure 12.22], and cylindrical symmetry is an accurate approximation.
With this symmetry, the magnetic field must be tangent to and constant in magnitude along any circular path centered on
OO. This allows us to write for each of the paths D 1, D 2, and D 3 shown in part (d) of Figure 12.22,
B d l = B(2r). (12.31)
Ampres law relates this integral to the net current passing through any surface bounded by the path of integration. For
a path that is external to the toroid, either no current passes through the enclosing surface (path D 1 ), or the current
passing through the surface in one direction is exactly balanced by the current passing through it in the opposite direction
(path D 3). In either case, there is no net current passing through the surface, so
B(2r) = 0
and
B=0 (outside the toroid). (12.32)
The turns of a toroid form a helix, rather than circular loops. As a result, there is a small field external to the coil; however,
the derivation above holds if the coils were circular.
For a circular path within the toroid (path D 2 ), the current in the wire cuts the surface N times, resulting in a net current NI
through the surface. We now find with Ampres law,
B(2r) = 0 NI
and
0 NI (12.33)
B= (within the toroid).
2r
The magnetic field is directed in the counterclockwise direction for the windings shown. When the current in the coils is
reversed, the direction of the magnetic field also reverses.
The magnetic field inside a toroid is not uniform, as it varies inversely with the distance r from the axis OO. However,
if the central radius R (the radius midway between the inner and outer radii of the toroid) is much larger than the cross-
sectional diameter of the coils r, the variation is fairly small, and the magnitude of the magnetic field may be calculated by
Equation 12.33 where r = R.
Why are certain materials magnetic and others not? And why do certain substances become magnetized by a field, whereas
others are unaffected? To answer such questions, we need an understanding of magnetism on a microscopic level.
Within an atom, every electron travels in an orbit and spins on an internal axis. Both types of motion produce current loops
and therefore magnetic dipoles. For a particular atom, the net magnetic dipole moment is the vector sum of the magnetic
dipole moments. Values of for several types of atoms are given in Table 12.1. Notice that some atoms have a zero net
dipole moment and that the magnitudes of the nonvanishing moments are typically 10 23 A m 2.
H 9.27
He 0
Li 9.27
O 13.9
Na 9.27
S 13.9
A handful of matter has approximately 10 26 atoms and ions, each with its magnetic dipole moment. If no external magnetic
field is present, the magnetic dipoles are randomly orientedas many are pointed up as down, as many are pointed east as
west, and so on. Consequently, the net magnetic dipole moment of the sample is zero. However, if the sample is placed in
a magnetic field, these dipoles tend to align with the field (see Equation 12.14), and this alignment determines how the
sample responds to the field. On the basis of this response, a material is said to be either paramagnetic, ferromagnetic, or
diamagnetic.
In a paramagnetic material, only a small fraction (roughly one-third) of the magnetic dipoles are aligned with the applied
field. Since each dipole produces its own magnetic field, this alignment contributes an extra magnetic field, which enhances
the applied field. When a ferromagnetic material is placed in a magnetic field, its magnetic dipoles also become aligned;
566 Chapter 12 | Sources of Magnetic Fields
furthermore, they become locked together so that a permanent magnetization results, even when the field is turned off or
reversed. This permanent magnetization happens in ferromagnetic materials but not paramagnetic materials. Diamagnetic
materials are composed of atoms that have no net magnetic dipole moment. However, when a diamagnetic material is
placed in a magnetic field, a magnetic dipole moment is directed opposite to the applied field and therefore produces a
magnetic field that opposes the applied field. We now consider each type of material in greater detail.
Paramagnetic Materials
For simplicity, we assume our sample is a long, cylindrical piece that completely fills the interior of a long, tightly wound
solenoid. When there is no current in the solenoid, the magnetic dipoles in the sample are randomly oriented and produce
no net magnetic field. With a solenoid current, the magnetic field due to the solenoid exerts a torque on the dipoles that
tends to align them with the field. In competition with the aligning torque are thermal collisions that tend to randomize
the orientations of the dipoles. The relative importance of these two competing processes can be estimated by comparing
the energies involved. From Equation 12.14, the energy difference between a magnetic dipole aligned with and against a
magnetic field is U B = 2B. If = 9.3 10 24 A m 2 (the value of atomic hydrogen) and B = 1.0 T, then
U B = 1.9 10 23 J.
which is about 220 times greater than U B. Clearly, energy exchanges in thermal collisions can seriously interfere with the
alignment of the magnetic dipoles. As a result, only a small fraction of the dipoles is aligned at any instant.
The four sketches of Figure 12.23 furnish a simple model of this alignment process. In part (a), before the field of the
solenoid (not shown) containing the paramagnetic sample is applied, the magnetic dipoles are randomly oriented and there
is no net magnetic dipole moment associated with the material. With the introduction of the field, a partial alignment of
the dipoles takes place, as depicted in part (b). The component of the net magnetic dipole moment that is perpendicular to
the field vanishes. We may then represent the sample by part (c), which shows a collection of magnetic dipoles completely
aligned with the field. By treating these dipoles as current loops, we can picture the dipole alignment as equivalent to a
current around the surface of the material, as in part (d). This fictitious surface current produces its own magnetic field,
which enhances the field of the solenoid.
Figure 12.23 The alignment process in a paramagnetic material filling a solenoid (not shown). (a) Without
an applied field, the magnetic dipoles are randomly oriented. (b) With a field, partial alignment occurs. (c) An
equivalent representation of part (b). (d) The internal currents cancel, leaving an effective surface current that
produces a magnetic field similar to that of a finite solenoid.
We can express the total magnetic field B in the material as
(12.34)
B = B 0 + B m,
where B 0 is the field due to the current I 0 in the solenoid and B m is the field due to the surface current I m around
the sample. Now B m is usually proportional to B 0, a fact we express by
(12.35)
B m = B 0,
where is a dimensionless quantity called the magnetic susceptibility. Values of for some paramagnetic materials are
given in Table 12.2. Since the alignment of magnetic dipoles is so weak, is very small for paramagnetic materials. By
combining Equation 12.34 and Equation 12.35, we obtain:
(12.36)
B = B 0+ B 0 = (1 + ) B 0.
This expression tells us that the insertion of a paramagnetic material into a solenoid increases the field by a factor of
(1 + ). However, since is so small, the field isnt enhanced very much.
The quantity
= (1 + ) 0. (12.38)
is called the magnetic permeability of a material. In terms of , Equation 12.37 can be written as
B = nI (12.39)
Table 12.2 Magnetic Susceptibilities *Note: Unless otherwise specified, values given are for
room temperature.
568 Chapter 12 | Sources of Magnetic Fields
Table 12.2 Magnetic Susceptibilities *Note: Unless otherwise specified, values given are for
room temperature.
Diamagnetic Materials
A magnetic field always induces a magnetic dipole in an atom. This induced dipole points opposite to the applied field, so
its magnetic field is also directed opposite to the applied field. In paramagnetic and ferromagnetic materials, the induced
magnetic dipole is masked by much stronger permanent magnetic dipoles of the atoms. However, in diamagnetic materials,
whose atoms have no permanent magnetic dipole moments, the effect of the induced dipole is observable.
We can now describe the magnetic effects of diamagnetic materials with the same model developed for paramagnetic
materials. In this case, however, the fictitious surface current flows opposite to the solenoid current, and the magnetic
susceptibility is negative. Values of for some diamagnetic materials are also given in Table 12.2.
Water is a common diamagnetic material. Animals are mostly composed of water. Experiments have been
performed on frogs (https://openstaxcollege.org/l/21frogs) and mice (https://openstaxcollege.org/l/
21mice) in diverging magnetic fields. The water molecules are repelled from the applied magnetic field against
gravity until the animal reaches an equilibrium. The result is that the animal is levitated by the magnetic field.
Ferromagnetic Materials
Common magnets are made of a ferromagnetic material such as iron or one of its alloys. Experiments reveal that a
ferromagnetic material consists of tiny regions known as magnetic domains. Their volumes typically range from 10 12
to 10 8 m 3, and they contain about 10 17 to 10 21 atoms. Within a domain, the magnetic dipoles are rigidly aligned in
the same direction by coupling among the atoms. This coupling, which is due to quantum mechanical effects, is so strong
that even thermal agitation at room temperature cannot break it. The result is that each domain has a net dipole moment.
Some materials have weaker coupling and are ferromagnetic only at lower temperatures.
If the domains in a ferromagnetic sample are randomly oriented, as shown in Figure 12.24, the sample has no net magnetic
dipole moment and is said to be unmagnetized. Suppose that we fill the volume of a solenoid with an unmagnetized
ferromagnetic sample. When the magnetic field B 0 of the solenoid is turned on, the dipole moments of the domains
rotate so that they align somewhat with the field, as depicted in Figure 12.24. In addition, the aligned domains tend to
increase in size at the expense of unaligned ones. The net effect of these two processes is the creation of a net magnetic
dipole moment for the ferromagnet that is directed along the applied magnetic field. This net magnetic dipole moment
is much larger than that of a paramagnetic sample, and the domains, with their large numbers of atoms, do not become
misaligned by thermal agitation. Consequently, the field due to the alignment of the domains is quite large.
Figure 12.24 (a) Domains are randomly oriented in an unmagnetized ferromagnetic sample such as iron. The arrows represent
the orientations of the magnetic dipoles within the domains. (b) In an applied magnetic field, the domains align somewhat with
the field. (c) The domains of a single crystal of nickel. The white lines show the boundaries of the domains. These lines are
produced by iron oxide powder sprinkled on the crystal.
Besides iron, only four elements contain the magnetic domains needed to exhibit ferromagnetic behavior: cobalt, nickel,
gadolinium, and dysprosium. Many alloys of these elements are also ferromagnetic. Ferromagnetic materials can be
described using Equation 12.34 through Equation 12.39, the paramagnetic equations. However, the value of for
ferromagnetic material is usually on the order of 10 3 to 10 4, and it also depends on the history of the magnetic
field to which the material has been subject. A typical plot of B (the total field in the material) versus B 0 (the applied
field) for an initially unmagnetized piece of iron is shown in Figure 12.25. Some sample numbers are (1) for
0.60
1.0 10 4 1 6.0 10 ; (2) for B 0 = 6.0 10 T, B = 1.5 T,
3
B 0 = 1.0 10 4 T, B = 0.60 T, and = 4
1.5
6.0 10 4 1 2.5 10 .
3
and =
When B 0 is varied over a range of positive and negative values, B is found to behave as shown in Figure 12.26. Note
that the same B 0 (corresponding to the same current in the solenoid) can produce different values of B in the material.
The magnetic field B produced in a ferromagnetic material by an applied field B 0 depends on the magnetic history of the
material. This effect is called hysteresis, and the curve of Figure 12.26 is called a hysteresis loop. Notice that B does not
disappear when B 0 = 0 (i.e., when the current in the solenoid is turned off). The iron stays magnetized, which means that
it has become a permanent magnet.
570 Chapter 12 | Sources of Magnetic Fields
Like the paramagnetic sample of Figure 12.23, the partial alignment of the domains in a ferromagnet is equivalent to a
current flowing around the surface. A bar magnet can therefore be pictured as a tightly wound solenoid with a large current
circulating through its coils (the surface current). You can see in Figure 12.27 that this model fits quite well. The fields
of the bar magnet and the finite solenoid are strikingly similar. The figure also shows how the poles of the bar magnet are
identified. To form closed loops, the field lines outside the magnet leave the north (N) pole and enter the south (S) pole,
whereas inside the magnet, they leave S and enter N.
Figure 12.27 Comparison of the magnetic fields of a finite solenoid and a bar magnet.
Ferromagnetic materials are found in computer hard disk drives and permanent data storage devices (Figure 12.28). A
material used in your hard disk drives is called a spin valve, which has alternating layers of ferromagnetic (aligning with
the external magnetic field) and antiferromagnetic (each atom is aligned opposite to the next) metals. It was observed that
a significant change in resistance was discovered based on whether an applied magnetic field was on the spin valve or
not. This large change in resistance creates a quick and consistent way for recording or reading information by an applied
current.
Figure 12.28 The inside of a hard disk drive. The silver disk
contains the information, whereas the thin stylus on top of the
disk reads and writes information to the disk.
Example 12.10
B 0 = 0 nI 0 = (4 10 7 T m/A)(2000 / m)(0.20 A)
B 0 = 5.0 10 4 T.
b. From inspection of the magnetization curve of Figure 12.25, we see that, for this value of B 0,
B = 1.4 T. Notice that the internal field of the aligned atoms is much larger than the externally applied
field.
c. The magnetic susceptibility is calculated to be
= B 1= 1.4 T 1 = 2.8 10 3.
B0 5.0 10 4 T
Significance
Ferromagnetic materials have susceptibilities in the range of 10 3 which compares well to our results here.
Paramagnetic materials have fractional susceptibilities, so their applied field of the coil is much greater than the
magnetic field generated by the material.
572 Chapter 12 | Sources of Magnetic Fields
12.8 Check Your Understanding Repeat the calculations from the previous example for I 0 = 0.040 A.
CHAPTER 12 REVIEW
KEY TERMS
Ampres law physical law that states that the line integral of the magnetic field around an electric current is proportional
to the current
Biot-Savart law an equation giving the magnetic field at a point produced by a current-carrying wire
diamagnetic materials their magnetic dipoles align oppositely to an applied magnetic field; when the field is removed,
the material is unmagnetized
ferromagnetic materials contain groups of dipoles, called domains, that align with the applied magnetic field; when this
field is removed, the material is still magnetized
hysteresis property of ferromagnets that is seen when a materials magnetic field is examined versus the applied magnetic
field; a loop is created resulting from sweeping the applied field forward and reverse
magnetic domains groups of magnetic dipoles that are all aligned in the same direction and are coupled together
quantum mechanically
magnetic susceptibility ratio of the magnetic field in the material over the applied field at that time; positive
susceptibilities are either paramagnetic or ferromagnetic (aligned with the field) and negative susceptibilities are
diamagnetic (aligned oppositely with the field)
paramagnetic materials their magnetic dipoles align partially in the same direction as the applied magnetic field; when
this field is removed, the material is unmagnetized
permeability of free space 0, measure of the ability of a material, in this case free space, to support a magnetic field
solenoid thin wire wound into a coil that produces a magnetic field when an electric current is passed through it
toroid donut-shaped coil closely wound around that is one continuous wire
KEY EQUATIONS
Permeability of free space 0 = 4 10 7 T m/A
B = 0 Id l 2 r
BiotSavart law ^
4 r
wire
Magnetic permeability = (1 + ) 0
SUMMARY
12.1 The Biot-Savart Law
The magnetic field created by a current-carrying wire is found by the Biot-Savart law.
The current element Id l produces a magnetic field a distance r away.
where n is the number of loops per unit length of the solenoid. The field inside is very uniform in magnitude and
direction.
The magnetic field strength inside a toroid is
o NI
B= (within the toroid)
2r
where N is the number of windings. The field inside a toroid is not uniform and varies with the distance as 1/r.
CONCEPTUAL QUESTIONS
12.1 The Biot-Savart Law 12.4 Magnetic Field of a Current Loop
1. For calculating magnetic fields, what are the advantages 8. Is the magnetic field of a current loop uniform?
and disadvantages of the Biot-Savart law?
9. What happens to the length of a suspended spring when
2. Describe the magnetic field due to the current in two a current passes through it?
wires connected to the two terminals of a source of emf and
twisted tightly around each other. 10. Two concentric circular wires with different diameters
carry currents in the same direction. Describe the force on
3. How can you decide if a wire is infinite? the inner wire.
12.2 Magnetic Field Due to a Thin Straight Wire 12.6 Solenoids and Toroids
5. How would you orient two long, straight, current- 12. Is the magnetic field inside a toroid completely
carrying wires so that there is no net magnetic force uniform? Almost uniform?
between them? (Hint: What orientation would lead to one
wire not experiencing a magnetic field from the other?)
13. Explain why B = 0 inside a long, hollow copper
pipe that is carrying an electric current parallel to the axis.
12.3 Magnetic Force between Two Parallel
Is B = 0 outside the pipe?
Currents
6. Compare and contrast the electric field of an infinite
line of charge and the magnetic field of an infinite line of 12.7 Magnetism in Matter
current. 14. A diamagnetic material is brought close to a
permanent magnet. What happens to the material?
7. Is B constant in magnitude for points that lie on a
magnetic field line? 15. If you cut a bar magnet into two pieces, will you end
up with one magnet with an isolated north pole and another
magnet with an isolated south pole? Explain your answer.
576 Chapter 12 | Sources of Magnetic Fields
PROBLEMS
19. The accompanying figure shows a current loop
12.1 The Biot-Savart Law consisting of two concentric circular arcs and two
16. A 10-A current flows through the wire shown. What perpendicular radial lines. Determine the magnetic field at
is the magnitude of the magnetic field due to a 0.5-mm point P.
segment of wire as measured at (a) point A and (b) point B?
12.2 Magnetic Field Due to a Thin Straight Wire 12.3 Magnetic Force between Two Parallel
4 Currents
22. A typical current in a lightning bolt is 10 A.
Estimate the magnetic field 1 m from the bolt. 30. Two long, straight wires are parallel and 25 cm apart.
(a) If each wire carries a current of 50 A in the same
23. The magnitude of the magnetic field 50 cm from a direction, what is the magnetic force per meter exerted on
long, thin, straight wire is 8.0 T. What is the current each wire? (b) Does the force pull the wires together or
push them apart? (c) What happens if the currents flow in
through the long wire?
opposite directions?
42. Evaluate B d l for each of the cases shown in
the accompanying figure.
43. The coil whose lengthwise cross section is shown 48. A portion of a long, cylindrical coaxial cable is shown
in the accompanying figure carries a current I and has N in the accompanying figure. A current I flows down the
evenly spaced turns distributed along the length l. Evaluate center conductor, and this current is returned in the outer
B d l for the paths indicated. conductor. Determine the magnetic field in the regions (a)
r r 1, (b) r 2 r r 1, (c) r 3 r r 2, and (d)
r r 3. Assume that the current is distributed uniformly
over the cross sections of the two parts of the cable.
52. A solenoid is 40 cm long, has a diameter of 3.0 cm, 53. Determine the magnetic field on the central axis at
and is wound with 500 turns. If the current through the the opening of a semi-infinite solenoid. (That is, take the
windings is 4.0 A, what is the magnetic field at a point opening to be at x = 0 and the other end to be at
on the axis of the solenoid that is (a) at the center of the x = . )
solenoid, (b) 10.0 cm from one end of the solenoid, and (c)
5.0 cm from one end of the solenoid? (d) Compare these
answers with the infinite-solenoid case. 54. By how much is the approximation B = 0 nI in
error at the center of a solenoid that is 15.0 cm long, has a
diameter of 4.0 cm, is wrapped with n turns per meter, and
carries a current I?
62. Suppose you wish to produce a 1.2-T magnetic field in 64. A solenoid with an iron core is 25 cm long and is
a toroid with an iron core for which = 4.0 10 3. The wrapped with 100 turns of wire. When the current through
the solenoid is 10 A, the magnetic field inside it is 2.0 T.
toroid has a mean radius of 15 cm and is wound with 500 For this current, what is the permeability of the iron? If
turns. What current is required? the current is turned off and then restored to 10 A, will the
magnetic field necessarily return to 2.0 T?
63. A current of 1.5 A flows through the windings of a
large, thin toroid with 200 turns per meter. If the toroid
is filled with iron for which = 3.0 10 3, what is the
magnetic field within it?
ADDITIONAL PROBLEMS
65. Three long, straight, parallel wires, all carrying 20 A, 67. The accompanying figure shows a long, straight wire
are positioned as shown in the accompanying figure. What carrying a current of 10 A. What is the magnetic force on
is the magnitude of the magnetic field at the point P? an electron at the instant it is 20 cm from the wire, traveling
parallel to the wire with a speed of 2.0 10 5 m/s?
Describe qualitatively the subsequent motion of the
electron.
70. We often assume that the magnetic field is uniform in 75. A reasonably uniform magnetic field over a limited
a region and zero everywhere else. Show that in reality it region of space can be produced with the Helmholtz coil,
is impossible for a magnetic field to drop abruptly to zero, which consists of two parallel coils centered on the same
as illustrated in the accompanying figure. (Hint: Apply axis. The coils are connected so that they carry the same
Ampres law over the path shown.) current I. Each coil has N turns and radius R, which is also
the distance between the coils. (a) Find the magnetic field at
any point on the z-axis shown in the accompanying figure.
2
(b) Show that dB/dz and d B are both zero at z = 0. (These
dz 2
vanishing derivatives demonstrate that the magnetic field
varies only slightly near z = 0.)
79. Consider the axial magnetic field 81. A long, straight, cylindrical conductor contains a
2 2 2 3/2 cylindrical cavity whose axis is displaced by a from the
B v = 0 IR /2(y + R ) of the circular current loop
a
axis of the conductor, as shown in the accompanying figure.
shown below. (a) Evaluate aB y dy. Also show that The current density in the conductor is given by
^ ^
a J = J 0 k , where J 0 is a constant and k is along the
lim B dy
a a y
= 0 I. (b) Can you deduce this limit axis of the conductor. Calculate the magnetic field at an
arbitrary point P in the cavity by superimposing the field
without evaluating the integral? (Hint: See the
of a solid cylindrical conductor with radius R 1 and current
accompanying figure.)
density J onto the field of a solid cylindrical conductor
with radius R 2 and current density J . Then use the
fact that the appropriate azimuthal unit vectors can be
^ ^ ^ ^
expressed as 1 = k ^r 1 and 2 = k ^r 2 to show
that everywhere inside the cavity the magnetic field is
given by the constant B = 1 0 J 0 k a, where
2
a = r 1 r 2 and r 1 = r 1 ^r 1 is the position of P relative
83. Show that the magnetic field of a thin wire and that of 86. A very long, cylindrical wire of radius a has a circular
a current loop are zero if you are infinitely far away. hole of radius b in it at a distance d from the center. The
wire carries a uniform current of magnitude I through it.
84. An Ampre loop is chosen as shown by dashed lines The direction of the current in the figure is out of the paper.
for a parallel constant magnetic field as shown by solid Find the magnetic field (a) at a point at the edge of the hole
closest to the center of the thick wire, (b) at an arbitrary
arrows. Calculate B d l for each side of the loop then point inside the hole, and (c) at an arbitrary point outside
find the entire B d l . Can you think of an Ampre the wire. (Hint: Think of the hole as a sum of two wires
carrying current in the opposite directions.)
loop that would make the problem easier? Do those results
match these?
CHALLENGE PROBLEMS
89. The accompanying figure shows a flat, infinitely long 90. A hypothetical current flowing in the z-direction
^ ^
B = Cx/y 2 i + 1/y j in the
sheet of width a that carries a current I uniformly
distributed across it. Find the magnetic field at the point P, creates the field
which is in the plane of the sheet and at a distance x from
rectangular region of the xy-plane shown in the
one edge. Test your result for the limit a 0.
accompanying figure. Use Ampres law to find the current
through the rectangle.
13 | ELECTROMAGNETIC
INDUCTION
Figure 13.1 The black strip found on the back of credit cards and drivers licenses is a very thin layer of magnetic material
with information stored on it. Reading and writing the information on the credit card is done with a swiping motion. The physical
reason why this is necessary is called electromagnetic induction and is discussed in this chapter.
Chapter Outline
13.1 Faradays Law
13.2 Lenz's Law
13.3 Motional Emf
13.4 Induced Electric Fields
13.5 Eddy Currents
13.6 Electric Generators and Back Emf
13.7 Applications of Electromagnetic Induction
Introduction
We have been considering electric fields created by fixed charge distributions and magnetic fields produced by constant
currents, but electromagnetic phenomena are not restricted to these stationary situations. Most of the interesting applications
of electromagnetism are, in fact, time-dependent. To investigate some of these applications, we now remove the time-
independent assumption that we have been making and allow the fields to vary with time. In this and the next several
chapters, you will see a wonderful symmetry in the behavior exhibited by time-varying electric and magnetic fields.
Mathematically, this symmetry is expressed by an additional term in Ampres law and by another key equation of
electromagnetism called Faradays law. We also discuss how moving a wire through a magnetic field produces an emf or
voltage. Lastly, we describe applications of these principles, such as the card reader shown above.
588 Chapter 13 | Electromagnetic Induction
The first productive experiments concerning the effects of time-varying magnetic fields were performed by Michael Faraday
in 1831. One of his early experiments is represented in Figure 13.2. An emf is induced when the magnetic field in the
coil is changed by pushing a bar magnet into or out of the coil. Emfs of opposite signs are produced by motion in opposite
directions, and the directions of emfs are also reversed by reversing poles. The same results are produced if the coil is moved
rather than the magnetit is the relative motion that is important. The faster the motion, the greater the emf, and there is no
emf when the magnet is stationary relative to the coil.
Figure 13.2 Movement of a magnet relative to a coil produces emfs as shown (ad). The same emfs are produced if the coil
is moved relative to the magnet. This short-lived emf is only present during the motion. The greater the speed, the greater the
magnitude of the emf, and the emf is zero when there is no motion, as shown in (e).
Faraday also discovered that a similar effect can be produced using two circuitsa changing current in one circuit induces
a current in a second, nearby circuit. For example, when the switch is closed in circuit 1 of Figure 13.3(a), the ammeter
needle of circuit 2 momentarily deflects, indicating that a short-lived current surge has been induced in that circuit. The
ammeter needle quickly returns to its original position, where it remains. However, if the switch of circuit 1 is now suddenly
opened, another short-lived current surge in the direction opposite from before is observed in circuit 2.
Figure 13.3 (a) Closing the switch of circuit 1 produces a short-lived current surge in circuit 2. (b) If the switch remains
closed, no current is observed in circuit 2. (c) Opening the switch again produces a short-lived current in circuit 2 but in the
opposite direction from before.
Faraday realized that in both experiments, a current flowed in the circuit containing the ammeter only when the magnetic
field in the region occupied by that circuit was changing. As the magnet of the figure was moved, the strength of its
magnetic field at the loop changed; and when the current in circuit 1 was turned on or off, the strength of its magnetic field
at circuit 2 changed. Faraday was eventually able to interpret these and all other experiments involving magnetic fields that
vary with time in terms of the following law:
Faradays Law
The emf induced is the negative change in the magnetic flux m per unit time. Any change in the magnetic field
or change in orientation of the area of the coil with respect to the magnetic field induces a voltage (emf).
The magnetic flux is a measurement of the amount of magnetic field lines through a given surface area, as seen in Figure
13.4. This definition is similar to the electric flux studied earlier. This means that if we have
m = B ^
n dA, (13.1)
S
then the induced emf or the voltage generated by a conductor or coil moving in a magnetic field is
d m
= d B ^
(13.2)
n dA = .
dt dt
S
The negative sign describes the direction in which the induced emf drives current around a circuit. However, that direction
is most easily determined with a rule known as Lenzs law, which we will discuss shortly.
590 Chapter 13 | Electromagnetic Induction
Part (a) of Figure 13.5 depicts a circuit and an arbitrary surface S that it bounds. Notice that S is an open surface. It can
be shown that any open surface bounded by the circuit in question can be used to evaluate m. For example, m is the
same for the various surfaces S 1, S 2, of part (b) of the figure.
Figure 13.5 (a) A circuit bounding an arbitrary open surface S. The planar area bounded by the circuit is not
part of S. (b) Three arbitrary open surfaces bounded by the same circuit. The value of m is the same for all
these surfaces.
Occasionally, the magnetic field unit is expressed as webers per square meter ( Wb/m 2 ) instead of teslas, based on this
definition. In many practical applications, the circuit of interest consists of a number N of tightly wound turns (see Figure
13.6). Each turn experiences the same magnetic flux. Therefore, the net magnetic flux through the circuits is N times the
flux through one turn, and Faradays law is written as
d
= d (N m) = N m .
(13.3)
dt dt
Example 13.1
Strategy
so we can calculate the magnitude of the emf from Faradays law. The sign of the emf will be discussed
in the next section, on Lenzs law:
|
|| = N
d m
dt |
= Nl 2 dB
dt
= (200)(0.25 m) 2(0.040 T/s) = 0.50 V.
592 Chapter 13 | Electromagnetic Induction
I = = 0.50 V = 0.10 A.
R 5.0
Significance
If the area of the loop were changing in time, we would not be able to pull it out of the time derivative. Since the
loop is a closed path, the result of this current would be a small amount of heating of the wires until the magnetic
field stops changing. This may increase the area of the loop slightly as the wires are heated.
13.1 Check Your Understanding A closely wound coil has a radius of 4.0 cm, 50 turns, and a total
resistance of 40 . At what rate must a magnetic field perpendicular to the face of the coil change in order to
produce Joule heating in the coil at a rate of 2.0 mW?
The direction in which the induced emf drives current around a wire loop can be found through the negative sign.
However, it is usually easier to determine this direction with Lenzs law, named in honor of its discoverer, Heinrich Lenz
(18041865). (Faraday also discovered this law, independently of Lenz.) We state Lenzs law as follows:
Lenzs Law
The direction of the induced emf drives current around a wire loop to always oppose the change in magnetic flux that
causes the emf.
Lenzs law can also be considered in terms of conservation of energy. If pushing a magnet into a coil causes current, the
energy in that current must have come from somewhere. If the induced current causes a magnetic field opposing the increase
in field of the magnet we pushed in, then the situation is clear. We pushed a magnet against a field and did work on the
system, and that showed up as current. If it were not the case that the induced field opposes the change in the flux, the
magnet would be pulled in produce a current without anything having done work. Electric potential energy would have been
created, violating the conservation of energy.
To determine an induced emf , you first calculate the magnetic flux m and then obtain d m/dt. The magnitude of
is given by = |d m /dt|. Finally, you can apply Lenzs law to determine the sense of . This will be developed through
examples that illustrate the following problem-solving strategy.
4. Now determine the direction of the induced magnetic field B . The induced magnetic field tries to reinforce a
magnetic flux that is decreasing or opposes a magnetic flux that is increasing. Therefore, the induced magnetic
field adds or subtracts to the applied magnetic field, depending on the change in magnetic flux.
5. Use right-hand rule 2 (RHR-2; see Magnetic Forces and Fields) to determine the direction of the induced
current I that is responsible for the induced magnetic field B .
6. The direction (or polarity) of the induced emf can now drive a conventional current in this direction.
Lets apply Lenzs law to the system of Figure 13.7(a). We designate the front of the closed conducting loop as the
region containing the approaching bar magnet, and the back of the loop as the other region. As the north pole of the
magnet moves toward the loop, the flux through the loop due to the field of the magnet increases because the strength
of field lines directed from the front to the back of the loop is increasing. A current is therefore induced in the loop. By
Lenzs law, the direction of the induced current must be such that its own magnetic field is directed in a way to oppose the
changing flux caused by the field of the approaching magnet. Hence, the induced current circulates so that its magnetic field
lines through the loop are directed from the back to the front of the loop. By RHR-2, place your thumb pointing against
the magnetic field lines, which is toward the bar magnet. Your fingers wrap in a counterclockwise direction as viewed
from the bar magnet. Alternatively, we can determine the direction of the induced current by treating the current loop as an
electromagnet that opposes the approach of the north pole of the bar magnet. This occurs when the induced current flows as
shown, for then the face of the loop nearer the approaching magnet is also a north pole.
Figure 13.7 The change in magnetic flux caused by the approaching magnet induces a
current in the loop. (a) An approaching north pole induces a counterclockwise current with
respect to the bar magnet. (b) An approaching south pole induces a clockwise current with
respect to the bar magnet.
Part (b) of the figure shows the south pole of a magnet moving toward a conducting loop. In this case, the flux through the
loop due to the field of the magnet increases because the number of field lines directed from the back to the front of the loop
is increasing. To oppose this change, a current is induced in the loop whose field lines through the loop are directed from
the front to the back. Equivalently, we can say that the current flows in a direction so that the face of the loop nearer the
approaching magnet is a south pole, which then repels the approaching south pole of the magnet. By RHR-2, your thumb
points away from the bar magnet. Your fingers wrap in a clockwise fashion, which is the direction of the induced current.
Another example illustrating the use of Lenzs law is shown in Figure 13.8. When the switch is opened, the decrease in
current through the solenoid causes a decrease in magnetic flux through its coils, which induces an emf in the solenoid.
This emf must oppose the change (the termination of the current) causing it. Consequently, the induced emf has the polarity
shown and drives in the direction of the original current. This may generate an arc across the terminals of the switch as it is
opened.
594 Chapter 13 | Electromagnetic Induction
Figure 13.8 (a) A solenoid connected to a source of emf. (b) Opening switch S terminates the current, which in turn induces
an emf in the solenoid. (c) A potential difference between the ends of the sharply pointed rods is produced by inducing an emf
in a coil. This potential difference is large enough to produce an arc between the sharp points.
13.2 Check Your Understanding Find the direction of the induced current in the wire loop shown below as
the magnet enters, passes through, and leaves the loop.
13.3 Check Your Understanding Verify the directions of the induced currents in Figure 13.3.
Example 13.2
Strategy
Since the magnetic field is perpendicular to the plane of the coil and constant over each spot in the coil, the dot
product of the magnetic field B and normal to the area unit vector ^ n turns into a multiplication. The magnetic
field can be pulled out of the integration, leaving the flux as the product of the magnetic field times area. We
need to take the time derivative of the exponential function to calculate the emf using Faradays law. Then we use
Ohms law to calculate the current.
Solution
a. Since B is perpendicular to the plane of the coil, the magnetic flux is given by
=
| |
d m
dt |
= d (1.2e
dt
(5.0s 1)t
Wb) = 6.0 e
|
(5.0s 1)t
V.
Since B is directed out of the page and is decreasing, the induced current must flow counterclockwise
when viewed from above so that the magnetic field it produces through the coil also points out of the
page. For all three times, the sense of is counterclockwise; its magnitudes are
(t 1) = 6.0 V; (t 2) = 4.7 V; (t 3) = 0.040 V.
b. From Ohms law, the respective currents are
(t 1) 6.0 V
I(t 1) = = = 0.60 A;
R 10
I(t 2) = 4.7 V = 0.47 A;
10
and
Example 13.3
Strategy
The magnetic field in the middle of the solenoid is a uniform value of 0 nI. This field is producing a maximum
magnetic flux through the coil as it is directed along the length of the solenoid. Therefore, the magnetic flux
through the coil is the product of the solenoids magnetic field times the area of the coil. Faradays law involves
a time derivative of the magnetic flux. The only quantity varying in time is the current, the rest can be pulled out
of the time derivative. Lastly, we include the number of turns in the coil to determine the induced emf in the coil.
Solution
Since the field of the solenoid is given by B = 0 nI, the flux through each turn of the small coil is
2
m = 0 nI d ,
4
where d is the diameter of the coil. Now from Faradays law, the magnitude of the emf induced in the coil is
| | | |
d m 2
= N = N 0 n d dI
dt 4 dt
(0.010 m) 2
= 204 10 7 T m/s2000 m -1 (3.0 A/s)
4
= 1.2 10 5 V.
Significance
When the current is turned on in a vertical solenoid, as shown in Figure 13.10, the ring has an induced emf from
the solenoids changing magnetic flux that opposes the change. The result is that the ring is fired vertically into
the air.
Magnetic flux depends on three factors: the strength of the magnetic field, the area through which the field lines pass, and
the orientation of the field with the surface area. If any of these quantities varies, a corresponding variation in magnetic flux
occurs. So far, weve only considered flux changes due to a changing field. Now we look at another possibility: a changing
area through which the field lines pass including a change in the orientation of the area.
Two examples of this type of flux change are represented in Figure 13.11. In part (a), the flux through the rectangular loop
increases as it moves into the magnetic field, and in part (b), the flux through the rotating coil varies with the angle .
Figure 13.11 (a) Magnetic flux changes as a loop moves into a magnetic field; (b) magnetic flux changes
as a loop rotates in a magnetic field.
Its interesting to note that what we perceive as the cause of a particular flux change actually depends on the frame of
reference we choose. For example, if you are at rest relative to the moving coils of Figure 13.11, you would see the flux
vary because of a changing magnetic fieldin part (a), the field moves from left to right in your reference frame, and in
part (b), the field is rotating. It is often possible to describe a flux change through a coil that is moving in one particular
reference frame in terms of a changing magnetic field in a second frame, where the coil is stationary. However, reference-
frame questions related to magnetic flux are beyond the level of this textbook. Well avoid such complexities by always
working in a frame at rest relative to the laboratory and explain flux variations as due to either a changing field or a changing
area.
Now lets look at a conducting rod pulled in a circuit, changing magnetic flux. The area enclosed by the circuit MNOP of
Figure 13.12 is lx and is perpendicular to the magnetic field, so we can simplify the integration of Equation 13.1 into a
multiplication of magnetic field and area. The magnetic flux through the open surface is therefore
m = Blx. (13.4)
598 Chapter 13 | Electromagnetic Induction
Since B and l are constant and the velocity of the rod is v = dx/dt, we can now restate Faradays law, Equation 13.2,
for the magnitude of the emf in terms of the moving conducting rod as
d m
= Bl dx = Blv.
(13.5)
=
dt dt
The current induced in the circuit is the emf divided by the resistance or
I = Blv .
R
Furthermore, the direction of the induced emf satisfies Lenzs law, as you can verify by inspection of the figure.
This calculation of motionally induced emf is not restricted to a rod moving on conducting rails. With F = q
v B
as the starting point, it can be shown that = d m /dt holds for any change in flux caused by the motion of a conductor.
We saw in Faradays Law that the emf induced by a time-varying magnetic field obeys this same relationship, which is
Faradays law. Thus Faradays law holds for all flux changes, whether they are produced by a changing magnetic field, by
motion, or by a combination of the two.
From an energy perspective, F a produces power F a v, and the resistor dissipates power I 2 R . Since the rod is moving
at constant velocity, the applied force F a must balance the magnetic force F m = IlB on the rod when it is carrying the
induced current I. Thus the power produced is
2 2 2 (13.6)
F a v = IlBv = Blv lBv = l B v .
R R
The power dissipated is
22 2 2 (13.7)
P = I 2 R = Blv R = l B v .
R R
In satisfying the principle of energy conservation, the produced and dissipated powers are equal.
This principle can be seen in the operation of a rail gun. A rail gun is an electromagnetic projectile launcher that uses an
apparatus similar to Figure 13.12 and is shown in schematic form in Figure 13.13. The conducting rod is replaced with a
projectile or weapon to be fired. So far, weve only heard about how motion causes an emf. In a rail gun, the optimal shutting
off/ramping down of a magnetic field decreases the flux in between the rails, causing a current to flow in the rod (armature)
that holds the projectile. This current through the armature experiences a magnetic force and is propelled forward. Rail
guns, however, are not used widely in the military due to the high cost of production and high currents: Nearly one million
amps is required to produce enough energy for a rail gun to be an effective weapon.
Figure 13.13 Current through two rails drives a conductive projectile forward by the magnetic
force created.
We can calculate a motionally induced emf with Faradays law even when an actual closed circuit is not present. We
simply imagine an enclosed area whose boundary includes the moving conductor, calculate m , and then find the emf
from Faradays law. For example, we can let the moving rod of Figure 13.14 be one side of the imaginary rectangular area
represented by the dashed lines. The area of the rectangle is lx, so the magnetic flux through it is m = Blx. Differentiating
this equation, we obtain
d m
= Bl dx = Blv,
(13.8)
dt dt
which is identical to the potential difference between the ends of the rod that we determined earlier.
Motional emfs in Earths weak magnetic field are not ordinarily very large, or we would notice voltage along metal rods,
such as a screwdriver, during ordinary motions. For example, a simple calculation of the motional emf of a 1.0-m rod
moving at 3.0 m/s perpendicular to the Earths field gives
emf = Bv = (5.0 10 5 T)(1.0 m)(3.0 m/s) = 150V.
This small value is consistent with experience. There is a spectacular exception, however. In 1992 and 1996, attempts were
made with the space shuttle to create large motional emfs. The tethered satellite was to be let out on a 20-km length of
wire, as shown in Figure 13.15, to create a 5-kV emf by moving at orbital speed through Earths field. This emf could
be used to convert some of the shuttles kinetic and potential energy into electrical energy if a complete circuit could be
made. To complete the circuit, the stationary ionosphere was to supply a return path through which current could flow. (The
ionosphere is the rarefied and partially ionized atmosphere at orbital altitudes. It conducts because of the ionization. The
ionosphere serves the same function as the stationary rails and connecting resistor in Figure 13.13, without which there
600 Chapter 13 | Electromagnetic Induction
would not be a complete circuit.) Drag on the current in the cable due to the magnetic force F = IBsin does the work
that reduces the shuttles kinetic and potential energy, and allows it to be converted into electrical energy. Both tests were
unsuccessful. In the first, the cable hung up and could only be extended a couple of hundred meters; in the second, the cable
broke when almost fully extended. Example 13.4 indicates feasibility in principle.
Example 13.4
Example 13.5
Figure 13.16 (a) The end of a rotating metal rod slides along a circular wire in a horizontal plane. (b) The
induced current in the rod. (c) The magnetic force on an infinitesimal current segment.
Strategy
The magnetic flux is the magnetic field times the area of the quarter circle or A = r 2 /2. When finding the emf
through Faradays law, all variables are constant in time but , with = d/dt. To calculate the work per unit
time, we know this is related to the torque times the angular velocity. The torque is calculated by knowing the
force on a rod and integrating it over the length of the rod.
Solution
2
a. From geometry, the area of the loop OPSO is A = r . Hence, the magnetic flux through the loop is
2
2
m = BA = B r .
2
| |
d m 2
= = Br .
dt 2
When divided by the resistance R of the loop, this yields for the magnitude of the induced current
2
I = = Br .
R 2R
As increases, so does the flux through the loop due to B . To counteract this increase, the magnetic
field due to the induced current must be directed into the page in the region enclosed by the loop.
Therefore, as part (b) of Figure 13.16 illustrates, the current circulates clockwise.
b. You rotate the rod by exerting a torque on it. Since the rod rotates at constant angular velocity, this
torque is equal and opposite to the torque exerted on the current in the rod by the original magnetic
602 Chapter 13 | Electromagnetic Induction
field. The magnetic force on the infinitesimal segment of length dx shown in part (c) of Figure 13.16 is
dF m = IBdx, so the magnetic torque on this segment is
d m = x dF m = IBxdx.
The torque that you exert on the rod is equal and opposite to m, and the work that you do when the
rod rotates through an angle d is dW = d. Hence, the work per unit time that you do on the rod is
dW = d = 1 IBr 2 d = 1 Br 2 Br 2 = B 2 r 4 2 ,
dt dt 2 dt 2 2R 4R
where we have substituted for I. The power dissipated in the resister is P = I 2 R , which can be written
as
2
2
2 4 2
P = Br R = B r .
2R 4R
P = dW .
dt
Hence, the power dissipated in the resistor is equal to the work per unit time done in rotating the rod.
Significance
An alternative way of looking at the induced emf from Faradays law is to integrate in space instead of time. The
solution, however, would be the same. The motional emf is
|| = Bvdl.
The velocity can be written as the angular velocity times the radius and the differential length written as dr.
Therefore,
|| = Bvdr = B rdr = 1 Bl 2,
l
2
0
Example 13.6
Strategy
^ ) and the magnetic field (
According to the diagram, the angle between the perpendicular to the surface ( n B )
is . The dot product of B ^
n simplifies to only the cos component of the magnetic field, namely where
the magnetic field projects onto the unit area vector n^ . The magnitude of the magnetic field and the area of
the loop are fixed over time, which makes the integration simplify quickly. The induced emf is written out using
Faradays law.
Solution
When the coil is in a position such that its normal vector ^
n makes an angle with the magnetic field B ,
the magnetic flux through a single turn of the coil is
m = B ^
n dA = BAcos .
S
where 0 = NBA.
Significance
If the magnetic field strength or area of the loop were also changing over time, these variables wouldnt be able
to be pulled out of the time derivative to simply the solution as shown. This example is the basis for an electric
604 Chapter 13 | Electromagnetic Induction
13.4 Check Your Understanding Shown below is a rod of length l that is rotated counterclockwise around
the axis through O by the torque due to m
g . Assuming that the rod is in a uniform magnetic field B , what
is the emf induced between the ends of the rod when its angular velocity is ? Which end of the rod is at a
higher potential?
13.5 Check Your Understanding A rod of length 10 cm moves at a speed of 10 m/s perpendicularly through
a 1.5-T magnetic field. What is the potential difference between the ends of the rod?
The fact that emfs are induced in circuits implies that work is being done on the conduction electrons in the wires. What can
possibly be the source of this work? We know that its neither a battery nor a magnetic field, for a battery does not have to
be present in a circuit where current is induced, and magnetic fields never do work on moving charges. The answer is that
the source of the work is an electric field E that is induced in the wires. The work done by E in moving a unit charge
completely around a circuit is the induced emf ; that is,
= E d l , (13.9)
where
represents the line integral around the circuit. Faradays law can be written in terms of the induced electric field
as
d m (13.10)
E d l =
dt
.
There is an important distinction between the electric field induced by a changing magnetic field and the electrostatic field
produced by a fixed charge distribution. Specifically, the induced electric field is nonconservative because it does net work
in moving a charge over a closed path, whereas the electrostatic field is conservative and does no net work over a closed
path. Hence, electric potential can be associated with the electrostatic field, but not with the induced field. The following
equations represent the distinction between the two types of electric field:
E d l 0 (induced); (13.11)
E d l = 0 (electrostatic).
d (13.12)
= E d l = m.
dt
Example 13.7
Significance
When the magnetic flux through a circuit changes, a nonconservative electric field is induced, which drives
current through the circuit. But what happens if dB/dt 0 in free space where there isnt a conducting path?
The answer is that this case can be treated as if a conducting path were present; that is, nonconservative electric
fields are induced wherever dB/dt 0, whether or not there is a conducting path present.
These nonconservative electric fields always satisfy Equation 13.12. For example, if the circular coil of Figure
13.9 were removed, an electric field in free space at r = 0.50 m would still be directed counterclockwise, and its
606 Chapter 13 | Electromagnetic Induction
magnitude would still be 1.9 V/m at t = 0 , 1.5 V/m at t = 5.0 10 2 s, etc. The existence of induced electric
fields is certainly not restricted to wires in circuits.
Example 13.8
Figure 13.18 (a) The current in a long solenoid is decreasing exponentially. (b) A cross-sectional
view of the solenoid from its left end. The cross-section shown is near the middle of the solenoid. An
electric field is induced both inside and outside the solenoid.
Strategy
Using the formula for the magnetic field inside an infinite solenoid and Faradays law, we calculate the induced
emf. Since we have cylindrical symmetry, the electric field integral reduces to the electric field times the
circumference of the integration path. Then we solve for the electric field.
Solution
a. The magnetic field is confined to the interior of the solenoid where
B = 0 nI = 0 nI 0 e t.
Thus, the magnetic flux through a circular path whose radius r is greater than R, the solenoid radius, is
m = BA = 0 nI 0 R 2 e t.
The induced field E is tangent to this path, and because of the cylindrical symmetry of the system, its
magnitude is constant on the path. Hence, we have
|
E d l
| | |
=
d m
dt
,
E(2r) =
| dt 0 0 |
d ( nI R 2 e t) = nI R 2 e t,
0 0
0 nI 0 R 2 t
E = e (r > R).
2r
b. For a path of radius r inside the solenoid, m = Br 2, so
| |
E(2r) = d ( 0 nI 0 r 2 e t) = 0 nI 0 r 2 e t,
dt
13.6 Check Your Understanding Suppose that the coil of Example 13.2 is a square rather than circular.
Can Equation 13.12 be used to calculate (a) the induced emf and (b) the induced electric field?
13.7 Check Your Understanding What is the magnitude of the induced electric field in Example 13.8 at
t = 0 if r = 6.0 cm, R = 2.0 cm, n = 2000 turns per meter, I 0 = 2.0 A, and = 200 s 1 ?
608 Chapter 13 | Electromagnetic Induction
13.8 Check Your Understanding The magnetic field shown below is confined to the cylindrical region
shown and is changing with time. Identify those paths for which = E d l 0.
13.9 Check Your Understanding A long solenoid of cross-sectional area 5.0 cm 2 is wound with 25 turns
of wire per centimeter. It is placed in the middle of a closely wrapped coil of 10 turns and radius 25 cm, as
shown below. (a) What is the emf induced in the coil when the current through the solenoid is decreasing at a
rate dI/dt = 0.20 A/s ? (b) What is the electric field induced in the coil?
As discussed two sections earlier, a motional emf is induced when a conductor moves in a magnetic field or when a magnetic
field moves relative to a conductor. If motional emf can cause a current in the conductor, we refer to that current as an eddy
current.
Magnetic Damping
Eddy currents can produce significant drag, called magnetic damping, on the motion involved. Consider the apparatus
shown in Figure 13.20, which swings a pendulum bob between the poles of a strong magnet. (This is another favorite
physics demonstration.) If the bob is metal, significant drag acts on the bob as it enters and leaves the field, quickly damping
the motion. If, however, the bob is a slotted metal plate, as shown in part (b) of the figure, the magnet produces a much
smaller effect. There is no discernible effect on a bob made of an insulator. Why does drag occur in both directions, and are
there any uses for magnetic drag?
Figure 13.21 shows what happens to the metal plate as it enters and leaves the magnetic field. In both cases, it experiences
a force opposing its motion. As it enters from the left, flux increases, setting up an eddy current (Faradays law) in the
counterclockwise direction (Lenzs law), as shown. Only the right-hand side of the current loop is in the field, so an
unopposed force acts on it to the left (RHR-1). When the metal plate is completely inside the field, there is no eddy current
if the field is uniform, since the flux remains constant in this region. But when the plate leaves the field on the right, flux
decreases, causing an eddy current in the clockwise direction that, again, experiences a force to the left, further slowing the
motion. A similar analysis of what happens when the plate swings from the right toward the left shows that its motion is
also damped when entering and leaving the field.
When a slotted metal plate enters the field (Figure 13.22), an emf is induced by the change in flux, but it is less effective
because the slots limit the size of the current loops. Moreover, adjacent loops have currents in opposite directions, and their
effects cancel. When an insulating material is used, the eddy current is extremely small, so magnetic damping on insulators
is negligible. If eddy currents are to be avoided in conductors, then they must be slotted or constructed of thin layers of
conducting material separated by insulating sheets.
Figure 13.23 Magnetic damping of this sensitive balance slows its oscillations. Since
Faradays law of induction gives the greatest effect for the most rapid change, damping is
greatest for large oscillations and goes to zero as the motion stops.
Since eddy currents and magnetic damping occur only in conductors, recycling centers can use magnets to separate metals
from other materials. Trash is dumped in batches down a ramp, beneath which lies a powerful magnet. Conductors in the
trash are slowed by magnetic damping while nonmetals in the trash move on, separating from the metals (Figure 13.24).
This works for all metals, not just ferromagnetic ones. A magnet can separate out the ferromagnetic materials alone by
acting on stationary trash.
Figure 13.24 Metals can be separated from other trash by magnetic drag. Eddy currents and magnetic drag are created in
the metals sent down this ramp by the powerful magnet beneath it. Nonmetals move on.
Other major applications of eddy currents appear in metal detectors and braking systems in trains and roller coasters.
Portable metal detectors (Figure 13.25) consist of a primary coil carrying an alternating current and a secondary coil in
which a current is induced. An eddy current is induced in a piece of metal close to the detector, causing a change in the
induced current within the secondary coil. This can trigger some sort of signal, such as a shrill noise.
Braking using eddy currents is safer because factors such as rain do not affect the braking and the braking is smoother.
However, eddy currents cannot bring the motion to a complete stop, since the braking force produced decreases as speed is
reduced. Thus, speed can be reduced from say 20 m/s to 5 m/s, but another form of braking is needed to completely stop
612 Chapter 13 | Electromagnetic Induction
the vehicle. Generally, powerful rare-earth magnets such as neodymium magnets are used in roller coasters. Figure 13.26
shows rows of magnets in such an application. The vehicle has metal fins (normally containing copper) that pass through
the magnetic field, slowing the vehicle down in much the same way as with the pendulum bob shown in Figure 13.20.
Figure 13.26 The rows of rare-earth magnets (protruding horizontally) are used for magnetic
braking in roller coasters. (credit: Stefan Scheer)
Induction cooktops have electromagnets under their surface. The magnetic field is varied rapidly, producing eddy currents
in the base of the pot, causing the pot and its contents to increase in temperature. Induction cooktops have high efficiencies
and good response times but the base of the pot needs to be conductors, such as iron or steel, for induction to work.
A variety of important phenomena and devices can be understood with Faradays law. In this section, we examine two of
these.
Electric Generators
Electric generators induce an emf by rotating a coil in a magnetic field, as briefly discussed in Motional Emf. We now
explore generators in more detail. Consider the following example.
Example 13.9
Strategy
Faradays law of induction is used to find the emf induced:
d m
= N .
dt
We recognize this situation as the same one in Example 13.6. According to the diagram, the projection of the
surface normal vector ^
n to the magnetic field is initially cos , and this is inserted by the definition of the dot
product. The magnitude of the magnetic field and area of the loop are fixed over time, which makes the integration
simplify quickly. The induced emf is written out using Faradays law:
= NBA sin d .
dt
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Solution
We are given that N = 200, B = 0.80 T, = 90 , d = 90 = /2 , and dt = 15.0 ms. The area of the
loop is
A = r 2 = (3.14)(0.0500 m) 2 = 7.85 10 3 m 2.
Entering this value gives
The emf calculated in Example 13.9 is the average over one-fourth of a revolution. What is the emf at any given instant?
It varies with the angle between the magnetic field and a perpendicular to the coil. We can get an expression for emf as
a function of time by considering the motional emf on a rotating rectangular coil of width w and height l in a uniform
magnetic field, as illustrated in Figure 13.28.
Charges in the wires of the loop experience the magnetic force, because they are moving in a magnetic field. Charges in the
vertical wires experience forces parallel to the wire, causing currents. But those in the top and bottom segments feel a force
perpendicular to the wire, which does not cause a current. We can thus find the induced emf by considering only the side
wires. Motional emf is given to be = Blv , where the velocity v is perpendicular to the magnetic field B. Here the velocity
is at an angle with B, so that its component perpendicular to B is v sin (see Figure 13.28). Thus, in this case, the emf
induced on each side is = Blv sin , and they are in the same direction. The total emf around the loop is then
= 2Blv sin . (13.13)
This expression is valid, but it does not give emf as a function of time. To find the time dependence of emf, we assume the
coil rotates at a constant angular velocity . The angle is related to angular velocity by = t, so that
Now, linear velocity v is related to angular velocity by v = r. Here, r = w/2, so that v = (w/2), and
This is the emf induced in a generator coil of N turns and area A rotating at a constant angular velocity in a uniform
magnetic field B. This can also be expressed as
= 0 sin t, (13.17)
where
0 = N AB (13.18)
is the peak emf, since the maximum value of sin(wt) = 1 . Note that the frequency of the oscillation is f = /2 and the
period is T = 1/ f = 2/ . Figure 13.29 shows a graph of emf as a function of time, and it now seems reasonable that
ac voltage is sinusoidal.
Figure 13.29 The emf of a generator is sent to a light bulb with the system of rings and
brushes shown. The graph gives the emf of the generator as a function of time, where 0 is
the peak emf. The period is T = 1/ f = 2/ , where f is the frequency.
The fact that the peak emf is 0 = NBA makes good sense. The greater the number of coils, the larger their area, and the
stronger the field, the greater the output voltage. It is interesting that the faster the generator is spun (greater ), the greater
the emf. This is noticeable on bicycle generatorsat least the cheaper varieties.
Figure 13.30 shows a scheme by which a generator can be made to produce pulsed dc. More elaborate arrangements of
multiple coils and split rings can produce smoother dc, although electronic rather than mechanical means are usually used
to make ripple-free dc.
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Figure 13.30 Split rings, called commutators, produce a pulsed dc emf output in this
configuration.
In real life, electric generators look a lot different from the figures in this section, but the principles are the same. The source
of mechanical energy that turns the coil can be falling water (hydropower), steam produced by the burning of fossil fuels, or
the kinetic energy of wind. Figure 13.31 shows a cutaway view of a steam turbine; steam moves over the blades connected
to the shaft, which rotates the coil within the generator. The generation of electrical energy from mechanical energy is the
basic principle of all power that is sent through our electrical grids to our homes.
Figure 13.31 Steam turbine/generator. The steam produced by burning coal impacts the
turbine blades, turning the shaft, which is connected to the generator.
Generators illustrated in this section look very much like the motors illustrated previously. This is not coincidental. In fact,
a motor becomes a generator when its shaft rotates. Certain early automobiles used their starter motor as a generator. In the
next section, we further explore the action of a motor as a generator.
Back Emf
Generators convert mechanical energy into electrical energy, whereas motors convert electrical energy into mechanical
energy. Thus, it is not surprising that motors and generators have the same general construction. A motor works by sending
a current through a loop of wire located in a magnetic field. As a result, the magnetic field exerts torque on the loop.
This rotates a shaft, thereby extracting mechanical work out of the electrical current sent in initially. (Refer to Force
and Torque on a Current Loop for a discussion on motors that will help you understand more about them before
proceeding.)
When the coil of a motor is turned, magnetic flux changes through the coil, and an emf (consistent with Faradays law) is
induced. The motor thus acts as a generator whenever its coil rotates. This happens whether the shaft is turned by an external
input, like a belt drive, or by the action of the motor itself. That is, when a motor is doing work and its shaft is turning, an
emf is generated. Lenzs law tells us the emf opposes any change, so that the input emf that powers the motor is opposed by
the motors self-generated emf, called the back emf of the motor (Figure 13.32).
The generator output of a motor is the difference between the supply voltage and the back emf. The back emf is zero when
the motor is first turned on, meaning that the coil receives the full driving voltage and the motor draws maximum current
when it is on but not turning. As the motor turns faster, the back emf grows, always opposing the driving emf, and reduces
both the voltage across the coil and the amount of current it draws. This effect is noticeable in many common situations.
When a vacuum cleaner, refrigerator, or washing machine is first turned on, lights in the same circuit dim briefly due to the
IR drop produced in feeder lines by the large current drawn by the motor.
When a motor first comes on, it draws more current than when it runs at its normal operating speed. When a mechanical
load is placed on the motor, like an electric wheelchair going up a hill, the motor slows, the back emf drops, more current
flows, and more work can be done. If the motor runs at too low a speed, the larger current can overheat it (via resistive
power in the coil, P = I 2 R), perhaps even burning it out. On the other hand, if there is no mechanical load on the motor,
it increases its angular velocity until the back emf is nearly equal to the driving emf. Then the motor uses only enough
energy to overcome friction.
Eddy currents in iron cores of motors can cause troublesome energy losses. These are usually minimized by constructing
the cores out of thin, electrically insulated sheets of iron. The magnetic properties of the core are hardly affected by the
lamination of the insulating sheet, while the resistive heating is reduced considerably. Consider, for example, the motor
coils represented in Figure 13.32. The coils have an equivalent resistance of 0.400 and are driven by an emf of 48.0 V.
Shortly after being turned on, they draw a current
I = V/R = (48.0 V)/(0.400 ) = 120 A
and thus dissipate P = I 2 R = 5.76 kW of energy as heat transfer. Under normal operating conditions for this motor,
suppose the back emf is 40.0 V. Then at operating speed, the total voltage across the coils is 8.0 V (48.0 V minus the 40.0
V back emf), and the current drawn is
I = V/R = (8.0 V)/(0.400 ) = 20 A .
618 Chapter 13 | Electromagnetic Induction
Under normal load, then, the power dissipated is P = IV = (20 A)(8.0 V) = 160 W. This does not cause a problem for
this motor, whereas the former 5.76 kW would burn out the coils if sustained.
Example 13.10
Strategy
The back emf is calculated based on the difference between the supplied voltage and the loss from the current
through the resistance. The power from each device is calculated from one of the power formulas based on the
given information.
Solution
a. The back emf is
i = s I(R f + R a) = 120 V (10 A)(2.0 ) = 100 V.
b. Since the potential across the armature is 100 V when the current through it is 10 A, the power output of
the motor is
P m = i I = (100 V)(10 A) = 1.0 10 3 W.
c. A 10-A current flows through coils whose combined resistance is 2.0 , so the power dissipated in the
coils is
P R = I 2 R = (10 A) 2(2.0 ) = 2.0 10 2 W.
d. Since 10 A is drawn from the 120-V source, its power output is
P s = s I = (120 V)(10 A) = 1.2 10 3 W.
e. Repeating the same calculations with I = 20 A , we find
The motor is turning more slowly in this case, so its power output and the power of the source are larger.
Significance
Notice that we have an energy balance in part (d): 1.2 10 3 W = 1.0 10 3 W + 2.0 10 2 W.
Modern society has numerous applications of Faradays law of induction, as we will explore in this chapter and others. At
this juncture, let us mention several that involve recording information using magnetic fields.
Some computer hard drives apply the principle of magnetic induction. Recorded data are made on a coated, spinning disk.
Historically, reading these data was made to work on the principle of induction. However, most input information today is
carried in digital rather than analog forma series of 0s or 1s are written upon the spinning hard drive. Therefore, most
hard drive readout devices do not work on the principle of induction, but use a technique known as giant magnetoresistance.
Giant magnetoresistance is the effect of a large change of electrical resistance induced by an applied magnetic field to thin
films of alternating ferromagnetic and nonmagnetic layers. This is one of the first large successes of nanotechnology.
Graphics tablets, or tablet computers where a specially designed pen is used to draw digital images, also applies induction
principles. The tablets discussed here are labeled as passive tablets, since there are other designs that use either a battery-
operated pen or optical signals to write with. The passive tablets are different than the touch tablets and phones many of us
use regularly, but may still be found when signing your signature at a cash register. Underneath the screen, shown in Figure
13.34, are tiny wires running across the length and width of the screen. The pen has a tiny magnetic field coming from the
tip. As the tip brushes across the screen, a changing magnetic field is felt in the wires which translates into an induced emf
that is converted into the line you just drew.
620 Chapter 13 | Electromagnetic Induction
Figure 13.34 A tablet with a specially designed pen to write with is another application of
magnetic induction.
Another application of induction is the magnetic stripe on the back of your personal credit card as used at the grocery store
or the ATM machine. This works on the same principle as the audio or video tape, in which a playback head reads personal
information from your card.
Check out this video (https://openstaxcollege.org/l/21flashmagind) to see how flashlights can use
magnetic induction. A magnet moves by your mechanical work through a wire. The induced current charges a
capacitor that stores the charge that will light the lightbulb even while you are not doing this mechanical work.
Electric and hybrid vehicles also take advantage of electromagnetic induction. One limiting factor that inhibits widespread
acceptance of 100% electric vehicles is that the lifetime of the battery is not as long as the time you get to drive on a full
tank of gas. To increase the amount of charge in the battery during driving, the motor can act as a generator whenever the
car is braking, taking advantage of the back emf produced. This extra emf can be newly acquired stored energy in the cars
battery, prolonging the life of the battery.
Another contemporary area of research in which electromagnetic induction is being successfully implemented is
transcranial magnetic stimulation (TMS). A host of disorders, including depression and hallucinations, can be traced to
irregular localized electrical activity in the brain. In transcranial magnetic stimulation, a rapidly varying and very localized
magnetic field is placed close to certain sites identified in the brain. The usage of TMS as a diagnostic technique is well
established.
Check out this Youtube video (https://openstaxcollege.org/l/21randrelectro) to see how rock-and-roll
instruments like electric guitars use electromagnetic induction to get those strong beats.
CHAPTER 13 REVIEW
KEY TERMS
back emf emf generated by a running motor, because it consists of a coil turning in a magnetic field; it opposes the voltage
powering the motor
eddy current current loop in a conductor caused by motional emf
electric generator device for converting mechanical work into electric energy; it induces an emf by rotating a coil in a
magnetic field
Faradays law induced emf is created in a closed loop due to a change in magnetic flux through the loop
induced electric field created based on the changing magnetic flux with time
induced emf short-lived voltage generated by a conductor or coil moving in a magnetic field
Lenzs law direction of an induced emf opposes the change in magnetic flux that produced it; this is the negative sign in
Faradays law
magnetic damping drag produced by eddy currents
magnetic flux measurement of the amount of magnetic field lines through a given area
motionally induced emf voltage produced by the movement of a conducting wire in a magnetic field
peak emf maximum emf produced by a generator
KEY EQUATIONS
Magnetic flux m = B ^
n dA
S
d m
Faradays law = N
dt
SUMMARY
13.1 Faradays Law
The magnetic flux through an enclosed area is defined as the amount of field lines cutting through a surface area A
defined by the unit area vector.
The units for magnetic flux are webers, where 1 Wb = 1 T m 2.
The induced emf in a closed loop due to a change in magnetic flux through the loop is known as Faradays law. If
there is no change in magnetic flux, no induced emf is created.
Any rotating coil produces an induced emf. In motors, this is called back emf because it opposes the emf input to
the motor.
CONCEPTUAL QUESTIONS
5. (a) Does the induced emf in a circuit depend on the
13.1 Faradays Law resistance of the circuit? (b) Does the induced current
1. A stationary coil is in a magnetic field that is changing depend on the resistance of the circuit?
with time. Does the emf induced in the coil depend on the
actual values of the magnetic field? 6. How would changing the radius of loop D shown below
affect its emf, assuming C and D are much closer together
2. In Faradays experiments, what would be the advantage compared to their radii?
of using coils with many turns?
8. Does the induced emf always act to decrease the 13. The accompanying figure shows a conducting ring
magnetic flux through a circuit? at various positions as it moves through a magnetic field.
What is the sense of the induced emf for each of those
9. How would you position a flat loop of wire in a positions?
changing magnetic field so that there is no induced emf in
the loop?
20. The copper sheet shown below is partially in a 23. A coil is moved through a magnetic field as shown
magnetic field. When it is pulled to the right, a resisting below. The field is uniform inside the rectangle and zero
force pulls it to the left. Explain. What happen if the sheet outside. What is the direction of the induced current and
is pushed to the left? what is the direction of the magnetic force on the coil at
each position shown?
PROBLEMS
27. The magnetic field through a circular loop of radius
13.1 Faradays Law 10.0 cm varies with time as shown below. The field is
24. A 50-turn coil has a diameter of 15 cm. The coil is perpendicular to the loop. Plot the magnitude of the induced
placed in a spatially uniform magnetic field of magnitude emf in the loop as a function of time.
0.50 T so that the face of the coil and the magnetic field are
perpendicular. Find the magnitude of the emf induced in the
coil if the magnetic field is reduced to zero uniformly in (a)
0.10 s, (b) 1.0 s, and (c) 60 s.
36. Use Lenzs law to determine the direction of induced 40. A coil of 1000 turns encloses an area of 25 cm 2 .
current in each case. It is rotated in 0.010 s from a position where its plane is
perpendicular to Earths magnetic field to one where its
plane is parallel to the field. If the strength of the field is
6.0 10 5 T, what is the average emf induced in the
coil?
13.3 Motional Emf 42. The rod shown in the accompanying figure is moving
through a uniform magnetic field of strength B = 0.50 T
37. An automobile with a radio antenna 1.0 m long travels
with a constant velocity of magnitude v = 8.0 m/s. What
at 100.0 km/h in a location where the Earths horizontal
is the potential difference between the ends of the rod?
magnetic field is 5.5 10 5 T. What is the maximum
Which end of the rod is at a higher potential?
possible emf induced in the antenna due to this motion?
51. Over a region of radius R, there is a spatially uniform 53. The current in a long solenoid of radius 3 cm is varied
with time at a rate of 2 A/s. A circular loop of wire of radius
magnetic field B . (See below.) At t = 0 , B = 1.0 T,
5 cm and resistance 2 surrounds the solenoid. Find the
after which it decreases at a constant rate to zero in 30 s.
electrical current induced in the loop.
(a) What is the electric field in the regions where r R
and r R during that 30-s interval? (b) Assume that
54. The current in a long solenoid of radius 3 cm and 20
R = 10.0 cm . How much work is done by the electric turns/cm is varied with time at a rate of 2 A/s. Find the
field on a proton that is carried once clock wise around electric field at a distance of 4 cm from the center of the
a circular path of radius 5.0 cm? (c) How much work solenoid.
is done by the electric field on a proton that is carried
once counterclockwise around a circular path of any radius
r R ? (d) At the instant when B = 0.50 T , a proton 13.6 Electric Generators and Back Emf
enters the magnetic field at A, moving a velocity
v 55. Design a current loop that, when rotated in a uniform
v = 5.0 10 6
m/s as shown. What are the electric and magnetic field of strength 0.10 T, will produce an emf
= 0 sin t, where 0 = 110 V and = 120 rad/s.
magnetic forces on the proton at that instant?
ADDITIONAL PROBLEMS
63. Shown in the following figure is a long, straight wire 65. A current is induced in a circular loop of radius 1.5 cm
and a single-turn rectangular loop, both of which lie in the between two poles of a horseshoe electromagnet when the
plane of the page. The wire is parallel to the long sides of current in the electromagnet is varied. The magnetic field
the loop and is 0.50 m away from the closer side. At an in the area of the loop is perpendicular to the area and has a
instant when the emf induced in the loop is 2.0 V, what is uniform magnitude. If the rate of change of magnetic field
the time rate of change of the current in the wire? is 10 T/s, find the magnitude and direction of the induced
current if resistance of the loop is 25 .
68. A 2-turn planer loop of flexible wire is placed inside 71. The magnetic field between the poles of a horseshoe
a long solenoid of n turns per meter that carries a constant electromagnet is uniform and has a cylindrical symmetry
current I 0 . The area A of the loop is changed by pulling about an axis from the middle of the South Pole to the
middle of the North Pole. The magnitude of the magnetic
on its sides while ensuring that the plane of the loop always
field changes as a rate of dB/dt due to the changing current
remains perpendicular to the axis of the solenoid. If
through the electromagnet. Determine the electric field at a
n = 500 turns per meter, I 0 = 20 A, and A = 20 cm 2, distance r from the center.
what is the emf induced in the loop when dA/dt = 100?
72. A long solenoid of radius a with n turns per unit length
69. The conducting rod shown in the accompanying figure is carrying a time-dependent current I(t) = I 0 sin(t) ,
moves along parallel metal rails that are 25-cm apart. The where I 0 and are constants. The solenoid is surrounded
system is in a uniform magnetic field of strength 0.75
T, which is directed into the page. The resistances of the by a wire of resistance R that has two circular loops of
rod and the rails are negligible, but the section PQ has a radius b with b > a (see the following figure). Find the
resistance of 0.25 . (a) What is the emf (including its magnitude and direction of current induced in the outer
sense) induced in the rod when it is moving to the right with loops at time t = 0 .
a speed of 5.0 m/s? (b) What force is required to keep the
rod moving at this speed? (c) What is the rate at which work
is done by this force? (d) What is the power dissipated in
the resistor?
CHALLENGE PROBLEMS
75. A copper wire of length L is fashioned into a circular 76. A 0.50-kg copper sheet drops through a uniform
coil with N turns. When the magnetic field through the coil horizontal magnetic field of 1.5 T, and it reaches a terminal
changes with time, for what value of N is the induced emf a velocity of 2.0 m/s. (a) What is the net magnetic force on
maximum? the sheet after it reaches terminal velocity? (b) Describe
the mechanism responsible for this force. (c) How much
power is dissipated as Joule heating while the sheet moves
at terminal velocity?
77. A circular copper disk of radius 7.5 cm rotates at 2400 80. Two infinite solenoids cross the plane of the circuit
rpm around the axis through its center and perpendicular as shown below. The radii of the solenoids are 0.10 and
0.20 m, respectively, and the current in each solenoid is
to its face. The disk is in a uniform magnetic field B
changing such that dB/dt = 50.0 T/s. What are the
of strength 1.2 T that is directed along the axis. What is
the potential difference between the rim and the axis of the currents in the resistors of the circuit?
disk?
82. Shown below is a long rectangular loop of width w, 84. The accompanying figure shows a metal disk of inner
length l, mass m, and resistance R. The loop starts from rest radius r 1 and other radius r 2 rotating at an angular
at the edge of a uniform magnetic field B and is pushed velocity while in a uniform magnetic field directed
into the field by a constant force F . Calculate the speed parallel to the rotational axis. The brush leads of a
of the loop as a function of time. voltmeter are connected to the darks inner and outer
surfaces as shown. What is the reading of the voltmeter?
87. A 500-turn coil with a 0.250-m 2 area is spun in 91. A metal bar of mass m slides without friction over two
rails a distance D apart in the region that has a uniform
Earths 5.00 10 5 T magnetic field, producing a magnetic field of magnitude B 0 and direction
12.0-kV maximum emf. (a) At what angular velocity must
perpendicular to the rails (see below). The two rails are
the coil be spun? (b) What is unreasonable about this
connected at one end to a resistor whose resistance is much
result? (c) Which assumption or premise is responsible?
larger than the resistance of the rails and the bar. The bar
is given an initial speed of v 0 . It is found to slow down.
88. A circular loop of wire of radius 10 cm is mounted
on a vertical shaft and rotated at a frequency of 5 cycles How far does the bar go before coming to rest? Assume
per second in a region of uniform magnetic field of that the magnetic field of the induced current is negligible
compared to B 0 .
2 10 4 T perpendicular to the axis of rotation. (a) Find
an expression for the time-dependent flux through the ring
(b) Determine the time-dependent current through the ring
if it has a resistance of 10 .
14 | INDUCTANCE
Figure 14.1 A smartphone charging mat contains a coil that receives alternating current, or current that is constantly increasing
and decreasing. The varying current induces an emf in the smartphone, which charges its battery. Note that the black box
containing the electrical plug also contains a transformer (discussed in Alternating-Current Circuits) that modifies the current
from the outlet to suit the needs of the smartphone. (credit: modification of work by LG/Flickr)
Chapter Outline
14.1 Mutual Inductance
14.2 Self-Inductance and Inductors
14.3 Energy in a Magnetic Field
14.4 RL Circuits
14.5 Oscillations in an LC Circuit
14.6 RLC Series Circuits
Introduction
In Electromagnetic Induction, we discussed how a time-varying magnetic flux induces an emf in a circuit. In many
of our calculations, this flux was due to an applied time-dependent magnetic field. The reverse of this phenomenon also
occurs: The current flowing in a circuit produces its own magnetic field.
In Electric Charges and Fields, we saw that induction is the process by which an emf is induced by changing magnetic
flux. So far, we have discussed some examples of induction, although some of these applications are more effective than
others. The smartphone charging mat in the chapter opener photo also works by induction. Is there a useful physical quantity
636 Chapter 14 | Inductance
related to how effective a given device is? The answer is yes, and that physical quantity is inductance. In this chapter, we
look at the applications of inductance in electronic devices and how inductors are used in circuits.
Inductance is the property of a device that tells us how effectively it induces an emf in another device. In other words, it is
a physical quantity that expresses the effectiveness of a given device.
When two circuits carrying time-varying currents are close to one another, the magnetic flux through each circuit varies
because of the changing current I in the other circuit. Consequently, an emf is induced in each circuit by the changing current
in the other. This type of emf is therefore called a mutually induced emf, and the phenomenon that occurs is known as
mutual inductance (M). As an example, lets consider two tightly wound coils (Figure 14.2). Coils 1 and 2 have N 1 and
N 2 turns and carry currents I 1 and I 2, respectively. The flux through a single turn of coil 2 produced by the magnetic
field of the current in coil 1 is 21, whereas the flux through a single turn of coil 1 due to the magnetic field of I 2 is
12.
The mutual inductance M 21 of coil 2 with respect to coil 1 is the ratio of the flux through the N 2 turns of coil 2 produced
by the magnetic field of the current in coil 1, divided by that current, that is,
N 2 21 (14.1)
M 21 = .
I1
Like capacitance, mutual inductance is a geometric quantity. It depends on the shapes and relative positions of the two coils,
and it is independent of the currents in the coils. The SI unit for mutual inductance M is called the henry (H) in honor of
Joseph Henry (17991878), an American scientist who discovered induced emf independently of Faraday. Thus, we have
1 H = 1 V s/A . From Equation 14.1 and Equation 14.2, we can show that M 21 = M 12, so we usually drop the
subscripts associated with mutual inductance and write
N 2 21 N 1 12 (14.3)
M= = .
I1 I2
The emf developed in either coil is found by combining Faradays law and the definition of mutual inductance. Since
N 2 21 is the total flux through coil 2 due to I 1 , we obtain
dI (14.4)
2 = d (N 2 21) = d (MI 1) = M 1
dt dt dt
where we have used the fact that M is a time-independent constant because the geometry is time-independent. Similarly, we
have
dI 2 (14.5)
1 = M .
dt
In Equation 14.5, we can see the significance of the earlier description of mutual inductance (M) as a geometric quantity.
The value of M neatly encapsulates the physical properties of circuit elements and allows us to separate the physical layout
of the circuit from the dynamic quantities, such as the emf and the current. Equation 14.5 defines the mutual inductance
in terms of properties in the circuit, whereas the previous definition of mutual inductance in Equation 14.1 is defined in
terms of the magnetic flux experienced, regardless of circuit elements. You should be careful when using Equation 14.4
and Equation 14.5 because 1 and 2 do not necessarily represent the total emfs in the respective coils. Each coil can
also have an emf induced in it because of its self-inductance (self-inductance will be discussed in more detail in a later
section).
A large mutual inductance M may or may not be desirable. We want a transformer to have a large mutual inductance. But an
appliance, such as an electric clothes dryer, can induce a dangerous emf on its metal case if the mutual inductance between
its coils and the case is large. One way to reduce mutual inductance is to counter-wind coils to cancel the magnetic field
produced (Figure 14.3).
638 Chapter 14 | Inductance
Digital signal processing is another example in which mutual inductance is reduced by counter-winding coils. The rapid on/
off emf representing 1s and 0s in a digital circuit creates a complex time-dependent magnetic field. An emf can be generated
in neighboring conductors. If that conductor is also carrying a digital signal, the induced emf may be large enough to switch
1s and 0s, with consequences ranging from inconvenient to disastrous.
Example 14.1
Mutual Inductance
Figure 14.4 shows a coil of N 2 turns and radius R 2 surrounding a long solenoid of length l 1, radius R 1,
and N 1 turns. (a) What is the mutual inductance of the two coils? (b) If N 1 = 500 turns , N 2 = 10 turns ,
R 1 = 3.10 cm , l 1 = 75.0 cm , and the current in the solenoid is changing at a rate of 200 A/s, what is the emf
induced in the surrounding coil?
Strategy
There is no magnetic field outside the solenoid, and the field inside has magnitude B 1 = 0(N 1 /l 1)I 1 and is
directed parallel to the solenoids axis. We can use this magnetic field to find the magnetic flux through the
surrounding coil and then use this flux to calculate the mutual inductance for part (a), using Equation 14.3.
We solve part (b) by calculating the mutual inductance from the given quantities and using Equation 14.4 to
calculate the induced emf.
Solution
a. The magnetic flux 21 through the surrounding coil is
0 N1 I1 2
21 = B 1 R 21 = R 1.
l1
N 2 21 N 2 0 N 1 I 1 2 0 N 1 N 2 R 21
I1 l1 1
M= = R = .
I1 l1
b. Using the previous expression and the given values, the mutual inductance is
(4 10 7 T m/A)(500)(10)(0.0310 m) 2
M =
0.750 m
5
= 2.53 10 H.
Thus, from Equation 14.4, the emf induced in the surrounding coil is
dI 1
2 = M = (2.53 10 5 H)(200 A/s)
dt
= 5.06 10 3 V.
Significance
Notice that M in part (a) is independent of the radius R 2 of the surrounding coil because the solenoids magnetic
field is confined to its interior. In principle, we can also calculate M by finding the magnetic flux through the
solenoid produced by the current in the surrounding coil. This approach is much more difficult because 12 is
so complicated. However, since M 12 = M 21, we do know the result of this calculation.
14.1 Check Your Understanding A current I(t) = (5.0 A) sin ((120 rad/s)t) flows through the solenoid of
part (b) of Example 14.1. What is the maximum emf induced in the surrounding coil?
Mutual inductance arises when a current in one circuit produces a changing magnetic field that induces an emf in another
circuit. But can the magnetic field affect the current in the original circuit that produced the field? The answer is yes, and
this is the phenomenon called self-inductance.
Inductors
Figure 14.5 shows some of the magnetic field lines due to the current in a circular loop of wire. If the current is constant,
the magnetic flux through the loop is also constant. However, if the current I were to vary with timesay, immediately after
switch S is closedthen the magnetic flux m would correspondingly change. Then Faradays law tells us that an emf
would be induced in the circuit, where
d m (14.6)
= .
dt
Since the magnetic field due to a current-carrying wire is directly proportional to the current, the flux due to this field is also
proportional to the current; that is,
m I. (14.7)
where the constant of proportionality L is known as the self-inductance of the wire loop. If the loop has N turns, this
equation becomes
N m = LI. (14.9)
By convention, the positive sense of the normal to the loop is related to the current by the right-hand rule, so in Figure
14.5, the normal points downward. With this convention, m is positive in Equation 14.9, so L always has a positive
value.
For a loop with N turns, = Nd m /dt, so the induced emf may be written in terms of the self-inductance as
= L dI . (14.10)
dt
When using this equation to determine L, it is easiest to ignore the signs of and dI/dt, and calculate L as
L= || .
|dI/dt|
Since self-inductance is associated with the magnetic field produced by a current, any configuration of conductors possesses
self-inductance. For example, besides the wire loop, a long, straight wire has self-inductance, as does a coaxial cable. A
coaxial cable is most commonly used by the cable television industry and may also be found connecting to your cable
modem. Coaxial cables are used due to their ability to transmit electrical signals with minimal distortions. Coaxial cables
have two long cylindrical conductors that possess current and a self-inductance that may have undesirable effects.
A circuit element used to provide self-inductance is known as an inductor. It is represented by the symbol shown in
Figure 14.6, which resembles a coil of wire, the basic form of the inductor. Figure 14.7 shows several types of inductors
commonly used in circuits.
Figure 14.7 A variety of inductors. Whether they are encapsulated like the top three shown or
wound around in a coil like the bottom-most one, each is simply a relatively long coil of wire.
(credit: Windell Oskay)
In accordance with Lenzs law, the negative sign in Equation 14.10 indicates that the induced emf across an inductor
always has a polarity that opposes the change in the current. For example, if the current flowing from A to B in Figure
14.8(a) were increasing, the induced emf (represented by the imaginary battery) would have the polarity shown in order
to oppose the increase. If the current from A to B were decreasing, then the induced emf would have the opposite polarity,
again to oppose the change in current (Figure 14.8(b)). Finally, if the current through the inductor were constant, no emf
would be induced in the coil.
Figure 14.8 The induced emf across an inductor always acts to oppose the change in the
current. This can be visualized as an imaginary battery causing current to flow to oppose the
change in (a) and reinforce the change in (b).
One common application of inductance is to allow traffic signals to sense when vehicles are waiting at a street intersection.
An electrical circuit with an inductor is placed in the road underneath the location where a waiting car will stop. The body
642 Chapter 14 | Inductance
of the car increases the inductance and the circuit changes, sending a signal to the traffic lights to change colors. Similarly,
metal detectors used for airport security employ the same technique. A coil or inductor in the metal detector frame acts
as both a transmitter and a receiver. The pulsed signal from the transmitter coil induces a signal in the receiver. The self-
inductance of the circuit is affected by any metal object in the path (Figure 14.9). Metal detectors can be adjusted for
sensitivity and can also sense the presence of metal on a person.
Figure 14.9 The familiar security gate at an airport not only detects metals,
but can also indicate their approximate height above the floor. (credit:
Alexbuirds/Wikimedia Commons)
Large induced voltages are found in camera flashes. Camera flashes use a battery, two inductors that function as a
transformer, and a switching system or oscillator to induce large voltages. Recall from Oscillations (http://cnx.org/
content/m58360/latest/) on oscillations that oscillation is defined as the fluctuation of a quantity, or repeated regular
fluctuations of a quantity, between two extreme values around an average value. Also recall (from Electromagnetic
Induction on electromagnetic induction) that we need a changing magnetic field, brought about by a changing current, to
induce a voltage in another coil. The oscillator system does this many times as the battery voltage is boosted to over 1000
volts. (You may hear the high-pitched whine from the transformer as the capacitor is being charged.) A capacitor stores the
high voltage for later use in powering the flash.
Example 14.2
Self-Inductance of a Coil
An induced emf of 2.0 V is measured across a coil of 50 closely wound turns while the current through it increases
uniformly from 0.0 to 5.0 A in 0.10 s. (a) What is the self-inductance of the coil? (b) With the current at 5.0 A,
what is the flux through each turn of the coil?
Strategy
Both parts of this problem give all the information needed to solve for the self-inductance in part (a) or the flux
through each turn of the coil in part (b). The equations needed are Equation 14.10 for part (a) and Equation
14.9 for part (b).
Solution
a. Ignoring the negative sign and using magnitudes, we have, from Equation 14.10,
= L= 2.0 V = 4.0 10 2 H.
dI/dt 5.0 A/0.10 s
b. From Equation 14.9, the flux is given in terms of the current by m = LI/N, so
(4.0 10 2 H)(5.0 A)
m = = 4.0 10 3 Wb.
50 turns
Significance
The self-inductance and flux calculated in parts (a) and (b) are typical values for coils found in contemporary
devices. If the current is not changing over time, the flux is not changing in time, so no emf is induced.
14.2 Check Your Understanding Current flows through the inductor in Figure 14.8 from B to A instead of
from A to B as shown. Is the current increasing or decreasing in order to produce the emf given in diagram (a)?
In diagram (b)?
14.3 Check Your Understanding A changing current induces an emf of 10 V across a 0.25-H inductor.
What is the rate at which the current is changing?
A good approach for calculating the self-inductance of an inductor consists of the following steps:
4. With the flux known, the self-inductance can be found from Equation 14.9, L = N m /I .
Cylindrical Solenoid
Consider a long, cylindrical solenoid with length l, cross-sectional area A, and N turns of wire. We assume that the length of
the solenoid is so much larger than its diameter that we can take the magnetic field to be B = 0 nI throughout the interior
of the solenoid, that is, we ignore end effects in the solenoid. With a current I flowing through the coils, the magnetic field
produced within the solenoid is
B = 0 N I, (14.11)
l
so the magnetic flux through one turn is
0 NA (14.12)
m = BA = I.
l
Using Equation 14.9, we find for the self-inductance of the solenoid,
2 (14.13)
N m 0 N A
L solenoid = = .
I l
If n = N/l is the number of turns per unit length of the solenoid, we may write Equation 14.13 as
2 (14.14)
L = 0 N Al = 0 n 2 Al = 0 n 2(V),
l
644 Chapter 14 | Inductance
where V = Al is the volume of the solenoid. Notice that the self-inductance of a long solenoid depends only on its physical
properties (such as the number of turns of wire per unit length and the volume), and not on the magnetic field or the current.
This is true for inductors in general.
Rectangular Toroid
A toroid with a rectangular cross-section is shown in Figure 14.10. The inner and outer radii of the toroid are
R 1 and R 2, and h is the height of the toroid. Applying Ampres law in the same manner as we did in Example 13.8 for
a toroid with a circular cross-section, we find the magnetic field inside a rectangular toroid is also given by
0 NI (14.15)
B= ,
2r
where r is the distance from the central axis of the toroid. Because the field changes within the toroid, we must calculate the
flux by integrating over the toroids cross-section. Using the infinitesimal cross-sectional area element da = h dr shown
in Figure 14.10, we obtain
R2
NI
(14.16)
m = B da = 0 (hdr) = 0
NhI R 2
ln .
R 2r 2 R1
1
Now from Equation 14.16, we obtain for the self-inductance of a rectangular toroid
2 (14.17)
N m 0 N h R 2
L= = ln .
I 2 R1
As expected, the self-inductance is a constant determined by only the physical properties of the toroid.
14.4 Check Your Understanding (a) Calculate the self-inductance of a solenoid that is tightly wound with
wire of diameter 0.10 cm, has a cross-sectional area of 0.90 cm 2 , and is 40 cm long. (b) If the current through
the solenoid decreases uniformly from 10 to 0 A in 0.10 s, what is the emf induced between the ends of the
solenoid?
14.5 Check Your Understanding (a) What is the magnetic flux through one turn of a solenoid of self-
inductance 8.0 10 5 H when a current of 3.0 A flows through it? Assume that the solenoid has 1000 turns
and is wound from wire of diameter 1.0 mm. (b) What is the cross-sectional area of the solenoid?
The energy of a capacitor is stored in the electric field between its plates. Similarly, an inductor has the capability to store
energy, but in its magnetic field. This energy can be found by integrating the magnetic energy density,
2 (14.18)
um = B
2 0
over the appropriate volume. To understand where this formula comes from, lets consider the long, cylindrical solenoid of
the previous section. Again using the infinite solenoid approximation, we can assume that the magnetic field is essentially
constant and given by B = 0 nI everywhere inside the solenoid. Thus, the energy stored in a solenoid or the magnetic
energy density times volume is equivalent to
0 nI 2 (14.19)
(Al) = 1 0 n 2 AlI 2.
U = u m(V) =
2 0 2
U = 1 LI 2. (14.20)
2
Although derived for a special case, this equation gives the energy stored in the magnetic field of any inductor. We can see
this by considering an arbitrary inductor through which a changing current is passing. At any instant, the magnitude of the
induced emf is = Ldi/dt, so the power absorbed by the inductor is
P = i = L di i. (14.21)
dt
The total energy stored in the magnetic field when the current increases from 0 to I in a time interval from 0 to t can be
determined by integrating this expression:
t t l (14.22)
U = Pdt = L di idt = L idi = 1 LI 2.
0 0 dt 0 2
Example 14.3
Strategy
The magnetic field both inside and outside the coaxial cable is determined by Ampres law. Based on this
magnetic field, we can use Equation 14.22 to calculate the energy density of the magnetic field. The magnetic
energy is calculated by an integral of the magnetic energy density times the differential volume over the
cylindrical shell. After the integration is carried out, we have a closed-form solution for part (a). The self-
inductance per unit length is determined based on this result and Equation 14.22.
Solution
a. We determine the magnetic field between the conductors by applying Ampres law to the dashed circular
path shown in Figure 14.11(b). Because of the cylindrical symmetry, B is constant along the path,
and
B d l = B(2r) = 0 I.
This gives us
0 I
B= .
2r
In the region outside the cable, a similar application of Ampres law shows that B = 0 , since no net
current crosses the area bounded by a circular path where r > R 2. This argument also holds when
r < R 1; that is, in the region within the inner cylinder. All the magnetic energy of the cable is therefore
stored between the two conductors. Since the energy density of the magnetic field is
2 I2
u m = B = 02 2 ,
2 0 8 r
the energy stored in a cylindrical shell of inner radius r, outer radius r + dr, and length l (see part (c) of
the figure) is
2 I2
u m = B = 02 2 .
2 0 8 r
Thus, the total energy of the magnetic field in a length l of the cable is
R2
dU =
R2
0 I2 0 I 2 l R2
U= (2rl)dr = ln ,
R1 R 8 2 r 2 4 R1
1
U = 1 LI 2,
2
where L is the self-inductance of a length l of the coaxial cable. Equating the previous two equations, we
find that the self-inductance per unit length of the cable is
L = 0 ln R 2 .
l 2 R 1
Significance
The inductance per unit length depends only on the inner and outer radii as seen in the result. To increase the
inductance, we could either increase the outer radius R 2 or decrease the inner radius R 1 . In the limit as the
two radii become equal, the inductance goes to zero. In this limit, there is no coaxial cable. Also, the magnetic
energy per unit length from part (a) is proportional to the square of the current.
14.6 Check Your Understanding How much energy is stored in the inductor of Example 14.2 after the
current reaches its maximum value?
14.4 | RL Circuits
Learning Objectives
By the end of this section, you will be able to:
Analyze circuits that have an inductor and resistor in series
Describe how current and voltage exponentially grow or decay based on the initial conditions
A circuit with resistance and self-inductance is known as an RL circuit. Figure 14.12(a) shows an RL circuit consisting
of a resistor, an inductor, a constant source of emf, and switches S 1 and S 2. When S 1 is closed, the circuit is equivalent
to a single-loop circuit consisting of a resistor and an inductor connected across a source of emf (Figure 14.12(b)). When
648 Chapter 14 | Inductance
S 1 is opened and S 2 is closed, the circuit becomes a single-loop circuit with only a resistor and an inductor (Figure
14.12(c)).
Figure 14.12 (a) An RL circuit with switches S 1 and S 2. (b) The equivalent circuit with S 1
closed and S 2 open. (c) The equivalent circuit after S 1 is opened and S 2 is closed.
We first consider the RL circuit of Figure 14.12(b). Once S 1 is closed and S 2 is open, the source of emf produces a
current in the circuit. If there were no self-inductance in the circuit, the current would rise immediately to a steady value
of /R. However, from Faradays law, the increasing current produces an emf V L = L(dI/dt) across the inductor. In
accordance with Lenzs law, the induced emf counteracts the increase in the current and is directed as shown in the figure.
As a result, I(t) starts at zero and increases asymptotically to its final value.
Applying Kirchhoffs loop rule to this circuit, we obtain
L dI IR = 0, (14.23)
dt
which is a first-order differential equation for I(t). Notice its similarity to the equation for a capacitor and resistor in series
(See RC Circuits). Similarly, the solution to Equation 14.23 can be found by making substitutions in the equations
relating the capacitor to the inductor. This gives
t/
I(t) = 1 e Rt/L = 1 e L,
(14.24)
R R
where
L = L/R (14.25)
Figure 14.13 Time variation of (a) the electric current and (b) the magnitude of the induced voltage across the coil in the
circuit of Figure 14.12(b).
U L = 1 LI 2. (14.26)
2
Thus, as the current approaches the maximum current /R , the stored energy in the inductor increases from zero and
asymptotically approaches a maximum of L(/R) 2 /2.
The time constant L tells us how rapidly the current increases to its final value. At t = L, the current in the circuit is,
from Equation 14.24,
I( L) = (1 e 1) = 0.63 , (14.27)
R R
which is 63% of the final value /R . The smaller the inductive time constant L = L/R, the more rapidly the current
approaches /R .
We can find the time dependence of the induced voltage across the inductor in this circuit by using V L(t) = L(dI/dt) and
Equation 14.24:
t/ L
V L(t) = L dI = e
(14.28)
.
dt
The magnitude of this function is plotted in Figure 14.13(b). The greatest value of L(dI/dt) is ; it occurs when dI/dt is
greatest, which is immediately after S 1 is closed and S 2 is opened. In the approach to steady state, dI/dt decreases to zero.
As a result, the voltage across the inductor also vanishes as t .
The time constant L also tells us how quickly the induced voltage decays. At t = L, the magnitude of the induced
voltage is
The voltage across the inductor therefore drops to about 37% of its initial value after one time constant. The shorter the
time constant L, the more rapidly the voltage decreases.
After enough time has elapsed so that the current has essentially reached its final value, the positions of the switches in
Figure 14.12(a) are reversed, giving us the circuit in part (c). At t = 0, the current in the circuit is I(0) = /R. With
Kirchhoffs loop rule, we obtain
IR + L dI = 0. (14.30)
dt
The solution to this equation is similar to the solution of the equation for a discharging capacitor, with similar substitutions.
The current at time t is then
650 Chapter 14 | Inductance
t/
I(t) = e L.
(14.31)
R
The current starts at I(0) = /R and decreases with time as the energy stored in the inductor is depleted (Figure 14.14).
The time dependence of the voltage across the inductor can be determined from V L = L(dI/dt):
This voltage is initially V L(0) = , and it decays to zero like the current. The energy stored in the magnetic field of the
inductor, LI 2 /2, also decreases exponentially with time, as it is dissipated by Joule heating in the resistance of the circuit.
Example 14.4
Strategy
The time constant for an inductor and resistor in a series circuit is calculated using Equation 14.25. The current
through and voltage across the inductor are calculated by the scenarios detailed from Equation 14.24 and
Equation 14.32.
Solution
a. The inductive time constant is
L = L = 4.0 H = 1.0 s.
R 4.0
b. The current in the circuit of Figure 14.12(b) increases according to Equation 14.24:
t/
I(t) = (1 e L).
R
At t = 0,
t/ L
(1 e ) = (1 1) = 0; so I(0) = 0.
and
I() = = 0.50 A.
R
|V L (0)| = = 2.0 V,
|V L 2.0 L |
= (2.0 V) e 2.0 = 0.27 V
and
| L | = 0.
V ()
Significance
If the time of the measurement were much larger than the time constant, we would not see the decay or growth
of the voltage across the inductor or resistor. The circuit would quickly reach the asymptotic values for both of
these. See Figure 14.15.
Figure 14.15 A generator in an RL circuit produces a square-pulse output in which the voltage oscillates between
zero and some set value. These oscilloscope traces show (a) the voltage across the source; (b) the voltage across the
inductor; (c) the voltage across the resistor.
Example 14.5
and
t = [ln(0.50)] L = 0.69(1.0 s) = 0.69 s,
where we have used the inductive time constant found in Example 14.4.
b. The energy stored in the inductor is given by
t/
22 2t/ L
U L(t) = 1 LI(t) 2 = 1 L e L = L 2 e .
2 2 R 2R
Upon canceling terms and taking the natural logarithm of both sides, we obtain
2t = ln(0.010),
L
so
t = 1 L ln(0.010).
2
Since L = 1.0 s , the time it takes for the energy stored in the inductor to decrease to 1.0% of its initial
value is
14.7 Check Your Understanding Verify that RC and L/R have the dimensions of time.
14.8 Check Your Understanding (a) If the current in the circuit of in Figure 14.12(b) increases to 90% of
its final value after 5.0 s, what is the inductive time constant? (b) If R = 20 , what is the value of the self-
inductance? (c) If the 20- resistor is replaced with a 100- resister, what is the time taken for the current to
reach 90% of its final value?
14.9 Check Your Understanding For the circuit of in Figure 14.12(b), show that when steady state is
reached, the difference in the total energies produced by the battery and dissipated in the resistor is equal to the
energy stored in the magnetic field of the coil.
It is worth noting that both capacitors and inductors store energy, in their electric and magnetic fields, respectively. A circuit
containing both an inductor (L) and a capacitor (C) can oscillate without a source of emf by shifting the energy stored in the
circuit between the electric and magnetic fields. Thus, the concepts we develop in this section are directly applicable to the
exchange of energy between the electric and magnetic fields in electromagnetic waves, or light. We start with an idealized
circuit of zero resistance that contains an inductor and a capacitor, an LC circuit.
An LC circuit is shown in Figure 14.16. If the capacitor contains a charge q 0 before the switch is closed, then all the
energy of the circuit is initially stored in the electric field of the capacitor (Figure 14.16(a)). This energy is
q2 (14.33)
UC = 1 0.
2 C
When the switch is closed, the capacitor begins to discharge, producing a current in the circuit. The current, in turn, creates
a magnetic field in the inductor. The net effect of this process is a transfer of energy from the capacitor, with its diminishing
electric field, to the inductor, with its increasing magnetic field.
Figure 14.16 (ad) The oscillation of charge storage with changing directions of current in an LC circuit. (e)
The graphs show the distribution of charge and current between the capacitor and inductor.
654 Chapter 14 | Inductance
In Figure 14.16(b), the capacitor is completely discharged and all the energy is stored in the magnetic field of the inductor.
At this instant, the current is at its maximum value I 0 and the energy in the inductor is
U L = 1 LI 02. (14.34)
2
Since there is no resistance in the circuit, no energy is lost through Joule heating; thus, the maximum energy stored in the
capacitor is equal to the maximum energy stored at a later time in the inductor:
2 (14.35)
1 q 0 = 1 LI 2.
2 C 2 0
At an arbitrary time when the capacitor charge is q(t) and the current is i(t), the total energy U in the circuit is given by
q 2(t) Li 2(t)
+ .
2C 2
Because there is no energy dissipation,
2 (14.36)
q2 1 2 1 q0 1 2
U=1 + Li = = LI 0 .
2 C 2 2 C 2
After reaching its maximum I 0, the current i(t) continues to transport charge between the capacitor plates, thereby
recharging the capacitor. Since the inductor resists a change in current, current continues to flow, even though the capacitor
is discharged. This continued current causes the capacitor to charge with opposite polarity. The electric field of the capacitor
increases while the magnetic field of the inductor diminishes, and the overall effect is a transfer of energy from the inductor
back to the capacitor. From the law of energy conservation, the maximum charge that the capacitor re-acquires is q 0.
However, as Figure 14.16(c) shows, the capacitor plates are charged opposite to what they were initially.
When fully charged, the capacitor once again transfers its energy to the inductor until it is again completely discharged, as
shown in Figure 14.16(d). Then, in the last part of this cyclic process, energy flows back to the capacitor, and the initial
state of the circuit is restored.
We have followed the circuit through one complete cycle. Its electromagnetic oscillations are analogous to the mechanical
oscillations of a mass at the end of a spring. In this latter case, energy is transferred back and forth between the mass, which
has kinetic energy mv 2 /2 , and the spring, which has potential energy kx 2 /2 . With the absence of friction in the mass-
spring system, the oscillations would continue indefinitely. Similarly, the oscillations of an LC circuit with no resistance
would continue forever if undisturbed; however, this ideal zero-resistance LC circuit is not practical, and any LC circuit will
have at least a small resistance, which will radiate and lose energy over time.
The frequency of the oscillations in a resistance-free LC circuit may be found by analogy with the mass-spring system. For
the circuit, i(t) = dq(t)/dt , the total electromagnetic energy U is
q2 (14.37)
U = 1 Li 2 + 1 .
2 2 C
For the mass-spring system, v(t) = dx(t)/dt , the total mechanical energy E is
E = 1 mv 2 + 1 kx 2. (14.38)
2 2
The equivalence of the two systems is clear. To go from the mechanical to the electromagnetic system, we simply replace
m by L, v by i, k by 1/C, and x by q. Now x(t) is given by
x(t) = A cos(t + ) (14.39)
= 1 . (14.41)
LC
Finally, the current in the LC circuit is found by taking the time derivative of q(t):
dq(t) (14.42)
i(t) = = q 0 sin(t + ).
dt
Example 14.6
An LC Circuit
In an LC circuit, the self-inductance is 2.0 10 2 H and the capacitance is 8.0 10 6 F. At t = 0, all of
the energy is stored in the capacitor, which has charge 1.2 10 5 C. (a) What is the angular frequency of the
oscillations in the circuit? (b) What is the maximum current flowing through circuit? (c) How long does it take
the capacitor to become completely discharged? (d) Find an equation that represents q(t).
Strategy
The angular frequency of the LC circuit is given by Equation 14.41. To find the maximum current, the
maximum energy in the capacitor is set equal to the maximum energy in the inductor. The time for the capacitor
to become discharged if it is initially charged is a quarter of the period of the cycle, so if we calculate the period
of the oscillation, we can find out what a quarter of that is to find this time. Lastly, knowing the initial charge and
angular frequency, we can set up a cosine equation to find q(t).
Solution
a. From Equation 14.41, the angular frequency of the oscillations is
= 1 = 1 = 2.5 10 3 rad/s.
LC 2 6
(2.0 10 H)(8.0 10 F)
b. The current is at its maximum I 0 when all the energy is stored in the inductor. From the law of energy
conservation,
2
1 LI 2 = 1 q 0 ,
2 0 2 C
so
This result can also be found by an analogy to simple harmonic motion, where current and charge are the
velocity and position of an oscillator.
c. The capacitor becomes completely discharged in one-fourth of a cycle, or during a time T/4, where T is
the period of the oscillations. Since
T = 2
=
2 = 2.5 10 3 s,
2.5 10 3 rad/s
656 Chapter 14 | Inductance
the time taken for the capacitor to become fully discharged is (2.5 10 3 s)/4 = 6.3 10 4 s.
q(0) = q 0 = q 0 cos .
Thus, = 0, and
Significance
The energy relationship set up in part (b) is not the only way we can equate energies. At most times, some energy
is stored in the capacitor and some energy is stored in the inductor. We can put both terms on each side of the
equation. By examining the circuit only when there is no charge on the capacitor or no current in the inductor, we
simplify the energy equation.
14.10 Check Your Understanding The angular frequency of the oscillations in an LC circuit is 2.0 10 3
rad/s. (a) If L = 0.10 H , what is C? (b) Suppose that at t = 0, all the energy is stored in the inductor. What is
the value of ? (c) A second identical capacitor is connected in parallel with the original capacitor. What is
the angular frequency of this circuit?
When the switch is closed in the RLC circuit of Figure 14.17(a), the capacitor begins to discharge and electromagnetic
energy is dissipated by the resistor at a rate i 2 R . With U given by Equation 14.19, we have
dU = q dq + Li di = i 2 R (14.43)
dt C dt dt
where i and q are time-dependent functions. This reduces to
d2 q dq (14.44)
L + R + 1 q = 0.
dt 2 dt C
Figure 14.17 (a) An RLC circuit. Electromagnetic oscillations begin when the switch is closed. The capacitor
is fully charged initially. (b) Damped oscillations of the capacitor charge are shown in this curve of charge versus
time, or q versus t. The capacitor contains a charge q 0 before the switch is closed.
which is the equation of motion for a damped mass-spring system (you first encountered this equation in Oscillations
(http://cnx.org/content/m58360/latest/) ). As we saw in that chapter, it can be shown that the solution to this
differential equation takes three forms, depending on whether the angular frequency of the undamped spring is greater than,
equal to, or less than b/2m. Therefore, the result can be underdamped ( k/m > b/2m) , critically damped ( k/m = b/2m)
, or overdamped ( k/m < b/2m) . By analogy, the solution q(t) to the RLC differential equation has the same feature. Here
we look only at the case of under-damping. By replacing m by L, b by R, k by 1/C, and x by q in Equation 14.44, and
assuming 1/LC > R/2L , we obtain
(14.46)
1 R
2
=
LC 2L
This underdamped solution is shown in Figure 14.17(b). Notice that the amplitude of the oscillations decreases as
energy is dissipated in the resistor. Equation 14.45 can be confirmed experimentally by measuring the voltage across the
capacitor as a function of time. This voltage, multiplied by the capacitance of the capacitor, then gives q(t).
Try an interactive circuit construction kit (https://openstaxcollege.org/l/21phetcirconstr) that allows
you to graph current and voltage as a function of time. You can add inductors and capacitors to work with any
combination of R, L, and C circuits with both dc and ac sources.
14.11 Check Your Understanding In an RLC circuit, L = 5.0 mH, C = 6.0F, and R = 200 . (a) Is the
circuit underdamped, critically damped, or overdamped? (b) If the circuit starts oscillating with a charge of
3.0 10 3 C on the capacitor, how much energy has been dissipated in the resistor by the time the
oscillations cease?
CHAPTER 14 REVIEW
KEY TERMS
henry (H) unit of inductance, 1 H = 1 s ; it is also expressed as a volt second per ampere
inductance property of a device that tells how effectively it induces an emf in another device
inductive time constant denoted by , the characteristic time given by quantity L/R of a particular series RL circuit
inductor part of an electrical circuit to provide self-inductance, which is symbolized by a coil of wire
LC circuit circuit composed of an ac source, inductor, and capacitor
magnetic energy density energy stored per volume in a magnetic field
mutual inductance geometric quantity that expresses how effective two devices are at inducing emfs in one another
RLC circuit circuit with an ac source, resistor, inductor, and capacitor all in series.
self-inductance effect of the device inducing emf in itself
KEY EQUATIONS
Mutual inductance by flux N 2 21 N 1 12
M= =
I1 I2
SUMMARY
14.1 Mutual Inductance
Inductance is the property of a device that expresses how effectively it induces an emf in another device.
Mutual inductance is the effect of two devices inducing emfs in each other.
A change in current dI 1 /dt in one circuit induces an emf ( 2) in the second:
2 = M dI1 ,
dt
where M is defined to be the mutual inductance between the two circuits and the minus sign is due to Lenzs law.
Symmetrically, a change in current dI 2 /dt through the second circuit induces an emf ( 1) in the first:
dI 2
1 = M ,
dt
= L dI ,
dt
where L is the self-inductance of the inductor and dI/dt is the rate of change of current through it. The minus
sign indicates that emf opposes the change in current, as required by Lenzs law. The unit of self-inductance and
inductance is the henry (H), where 1 H = 1 s .
The self-inductance of a solenoid is
0 N 2 A
L= ,
l
where N is its number of turns in the solenoid, A is its cross-sectional area, l is its length, and
0 = 4 10 7 T m/A is the permeability of free space.
where N is its number of turns in the toroid, R 1 and R 2 are the inner and outer radii of the toroid, h is the height of
the toroid, and 0 = 4 10 7 T m/A is the permeability of free space.
U = 1 LI 2.
2
The self-inductance per unit length of coaxial cable is
L = 0 ln R 2 .
l 2 R 1
14.4 RL Circuits
When a series connection of a resistor and an inductoran RL circuitis connected to a voltage source, the time
variation of the current is
t/
I(t) = (1 e Rt/L) = (1 e L) (turning on),
R R
where the initial current is I 0 = /R.
The characteristic time constant is L = L/R, where L is the inductance and R is the resistance.
In the first time constant , the current rises from zero to 0.632I 0, and to 0.632 of the remainder in every
subsequent time interval .
When the inductor is shorted through a resistor, current decreases as
t/
I(t) = e L (turning off).
R
Current falls to 0.368I 0 in the first time interval , and to 0.368 of the remainder toward zero in each subsequent
time .
1 R .
2
=
LC 2L
CONCEPTUAL QUESTIONS
14.1 Mutual Inductance 14.2 Self-Inductance and Inductors
1. Show that N m /I and /(dI/dt), which are both 5. Does self-inductance depend on the value of the
expressions for self-inductance, have the same units. magnetic flux? Does it depend on the current through the
wire? Correlate your answers with the equation
N m = LI.
2. A 10-H inductor carries a current of 20 A. Describe how
a 50-V emf can be induced across it.
6. Would the self-inductance of a 1.0 m long, tightly
3. The ignition circuit of an automobile is powered by a wound solenoid differ from the self-inductance per meter of
12-V battery. How are we able to generate large voltages an infinite, but otherwise identical, solenoid?
with this power source?
7. Discuss how you might determine the self-inductance
4. When the current through a large inductor is interrupted per unit length of a long, straight wire.
with a switch, an arc appears across the open terminals of
the switch. Explain. 8. The self-inductance of a coil is zero if there is no
current passing through the windings. True or false?
662 Chapter 14 | Inductance
9. How does the self-inductance per unit length near the 19. Describe how the currents through R 1 and R 2 shown
center of a solenoid (away from the ends) compare with its below vary with time after switch S is closed.
value near the end of the solenoid?
14.4 RL Circuits
11. Use Lenzs law to explain why the initial current in the
RL circuit of Figure 14.12(b) is zero.
20. Discuss possible practical applications of RL circuits.
12. When the current in the RL circuit of Figure 14.12(b)
reaches its final value /R, what is the voltage across the
inductor? Across the resistor? 14.5 Oscillations in an LC Circuit
21. Do Kirchhoffs rules apply to circuits that contain
13. Does the time required for the current in an RL circuit inductors and capacitors?
to reach any fraction of its steady-state value depend on the
emf of the battery? 22. Can a circuit element have both capacitance and
inductance?
14. An inductor is connected across the terminals of a
battery. Does the current that eventually flows through the 23. In an LC circuit, what determines the frequency and
inductor depend on the internal resistance of the battery? the amplitude of the energy oscillations in either the
Does the time required for the current to reach its final inductor or capacitor?
value depend on this resistance?
15. At what time is the voltage across the inductor of the 14.6 RLC Series Circuits
RL circuit of Figure 14.12(b) a maximum? 24. When a wire is connected between the two ends of
a solenoid, the resulting circuit can oscillate like an RLC
16. In the simple RL circuit of Figure 14.12(b), can the circuit. Describe what causes the capacitance in this
emf induced across the inductor ever be greater than the circuit.
emf of the battery used to produce the current?
25. Describe what effect the resistance of the connecting
17. If the emf of the battery of Figure 14.12(b) is wires has on an oscillating LC circuit.
reduced by a factor of 2, by how much does the steady-state
energy stored in the magnetic field of the inductor change? 26. Suppose you wanted to design an LC circuit with
a frequency of 0.01 Hz. What problems might you
18. A steady current flows through a circuit with a large encounter?
inductive time constant. When a switch in the circuit is
opened, a large spark occurs across the terminals of the 27. A radio receiver uses an RLC circuit to pick out
switch. Explain. particular frequencies to listen to in your house or car
without hearing other unwanted frequencies. How would
someone design such a circuit?
PROBLEMS
29. An emf of 9.7 10 3 V is induced in a coil while
14.1 Mutual Inductance
the current in a nearby coil is decreasing at a rate of 2.7 A/
28. When the current in one coil changes at a rate of 5.6 A/ s. What is the mutual inductance of the two coils?
s, an emf of 6.3 10 3 V is induced in a second, nearby
coil. What is the mutual inductance of the two coils?
30. Two coils close to each other have a mutual inductance 37. What is the rate at which the current though a 0.30-H
of 32 mH. If the current in one coil decays according to coil is changing if an emf of 0.12 V is induced across the
I = I 0 e t , where I 0 = 5.0 A and = 2.0 10 3 s 1, coil?
what is the emf induced in the second coil immediately
38. When a camera uses a flash, a fully charged capacitor
after the current starts to decay? At t = 1.0 10 3 s ? discharges through an inductor. In what time must the
0.100-A current through a 2.00-mH inductor be switched
31. A coil of 40 turns is wrapped around a long solenoid of on or off to induce a 500-V emf?
cross-sectional area 7.5 10 3 m 2. The solenoid is 0.50
m long and has 500 turns. (a) What is the mutual inductance 39. A coil with a self-inductance of 2.0 H carries a current
of this system? (b) The outer coil is replaced by a coil of 40 that varies with time according to
turns whose radius is three times that of the solenoid. What I(t) = (2.0 A)sin 120t. Find an expression for the emf
is the mutual inductance of this configuration? induced in the coil.
32. A 600-turn solenoid is 0.55 m long and 4.2 cm in 40. A solenoid 50 cm long is wound with 500 turns of
diameter. Inside the solenoid, a small (1.1 cm 1.4 cm), wire. The cross-sectional area of the coil is 2.0 cm 2 What
single-turn rectangular coil is fixed in place with its face is the self-inductance of the solenoid?
perpendicular to the long axis of the solenoid. What is the
mutual inductance of this system? 41. A coil with a self-inductance of 3.0 H carries a current
that decreases at a uniform rate dI/dt = 0.050 A/s .
33. A toroidal coil has a mean radius of 16 cm and a What is the emf induced in the coil? Describe the polarity
cross-sectional area of 0.25 cm 2 ; it is wound uniformly of the induced emf.
with 1000 turns. A second toroidal coil of 750 turns is
wound uniformly over the first coil. Ignoring the variation 42. The current I(t) through a 5.0-mH inductor varies
of the magnetic field within a toroid, determine the mutual with time, as shown below. The resistance of the inductor
inductance of the two coils. is 5.0 . Calculate the voltage across the inductor at
t = 2.0 ms, t = 4.0 ms, and t = 8.0 ms .
34. A solenoid of N 1 turns has length l 1 and radius
R 1, and a second smaller solenoid of N 2 turns has length
l 2 and radius R 2 . The smaller solenoid is placed
completely inside the larger solenoid so that their long
axes coincide. What is the mutual inductance of the two
solenoids?
54. The current in the RL circuit shown here increases to 57. The current in the RL circuit shown below reaches
40% of its steady-state value in 2.0 s. What is the time half its maximum value in 1.75 ms after the switch S 1 is
constant of the circuit? thrown. Determine (a) the time constant of the circuit and
(b) the resistance of the circuit if L = 250 mH .
61. Show that for the circuit shown below, the initial 66. The self-inductance and capacitance of an oscillating
energy stored in the inductor, LI 2(0)/2 , is equal to the total LC circuit are L = 20 mH and C = 1.0 F, respectively.
(a) What is the frequency of the oscillations? (b) If the
energy eventually dissipated in the resistor, I 2(t)Rdt . maximum potential difference between the plates of the
0
capacitor is 50 V, what is the maximum current in the
circuit?
63. The self-inductance and capacitance of an LC circuit 14.6 RLC Series Circuits
are 0.20 mH and 5.0 pF. What is the angular frequency at
which the circuit oscillates? 70. In an oscillating RLC circuit,
R = 5.0 , L = 5.0 mH, and C = 500 F. What is the
64. What is the self-inductance of an LC circuit that angular frequency of the oscillations?
oscillates at 60 Hz when the capacitance is 10 F ?
71. In an oscillating RLC circuit with
L = 10 mH, C = 1.5 F, and R = 2.0 , how much
65. In an oscillating LC circuit, the maximum charge on
time elapses before the amplitude of the oscillations drops
the capacitor is 2.0 10 6 C and the maximum current
to half its initial value?
through the inductor is 8.0 mA. (a) What is the period of the
oscillations? (b) How much time elapses between an instant
when the capacitor is uncharged and the next instant when 72. What resistance R must be connected in series with a
it is fully charged? 200-mH inductor of the resulting RLC oscillating circuit is
to decay to 50% of its initial value of charge in 50 cycles?
To 0.10% of its initial value in 50 cycles?
ADDITIONAL PROBLEMS
73. Show that the self-inductance per unit length of an 77. The solenoid of the preceding problem is wrapped
infinite, straight, thin wire is infinite. around an iron core whose magnetic susceptibility is
4.0 10 3 . (a) If a current of 2.0 A flows through the
74. Two long, parallel wires carry equal currents in solenoid, what is the magnetic field in the iron core? (b)
opposite directions. The radius of each wire is a, and the What is the effective surface current formed by the aligned
distance between the centers of the wires is d. Show that atomic current loops in the iron core? (c) What is the self-
if the magnetic flux within the wires themselves can be inductance of the filled solenoid?
ignored, the self-inductance of a length l of such a pair of
wires is
78. A rectangular toroid with inner radius R 1 = 7.0 cm,
l
L = 0 ln d a
a . outer radius R 2 = 9.0 cm , height h = 3.0 , and
N = 3000 turns is filled with an iron core of magnetic
(Hint: Calculate the magnetic flux through a rectangle of
length l between the wires and then use L = N/I .) susceptibility 5.2 10 3 . (a) What is the self-inductance
of the toroid? (b) If the current through the toroid is 2.0
A, what is the magnetic field at the center of the core? (c)
75. A small, rectangular single loop of wire with
For this same 2.0-A current, what is the effective surface
dimensions l, and a is placed, as shown below, in the plane
current formed by the aligned atomic current loops in the
of a much larger, rectangular single loop of wire. The two
iron core?
short sides of the larger loop are so far from the smaller
loop that their magnetic fields over the smaller fields over
the smaller loop can be ignored. What is the mutual 79. The switch S of the circuit shown below is closed at
inductance of the two loops? t = 0 . Determine (a) the initial current through the battery
and (b) the steady-state current through the battery.
CHALLENGE PROBLEMS
82. A coaxial cable has an inner conductor of radius a, and 85. A square loop of side 2 cm is placed 1 cm from
outer thin cylindrical shell of radius b. A current I flows a long wire carrying a current that varies with time at a
in the inner conductor and returns in the outer conductor. constant rate of 3 A/s as shown below. (a) Use Ampres
The self-inductance of the structure will depend on how law and find the magnetic field as a function of time from
the current in the inner cylinder tends to be distributed. the current in the wire. (b) Determine the magnetic flux
Investigate the following two extreme cases. (a) Let current through the loop. (c) If the loop has a resistance of 3 ,
in the inner conductor be distributed only on the surface how much induced current flows in the loop?
and find the self-inductance. (b) Let current in the inner
cylinder be distributed uniformly over its cross-section and
86. A rectangular copper ring, of mass 100 g and
find the self-inductance. Compare with your results in (a).
resistance 0.2 , is in a region of uniform magnetic field
that is perpendicular to the area enclosed by the ring and
83. In a damped oscillating circuit the energy is dissipated horizontal to Earths surface. The ring is let go from rest
in the resistor. The Q-factor is a measure of the persistence when it is at the edge of the nonzero magnetic field region
of the oscillator against the dissipative loss. (a) Prove that (see below). (a) Find its speed when the ring just exits
for a lightly damped circuit the energy, U, in the circuit the region of uniform magnetic field. (b) If it was let go
decreases according to the following equation. at t = 0 , what is the time when it exits the region of
dU = 2U, where = R . magnetic field for the following values:
dt 2L
a = 25 cm, b = 50 cm, B = 3 T, and g = 9.8 m/s 2 ?
(b) Using the definition of the Q-factor as energy divided Assume the magnetic field of the induced current is
by the loss over the next cycle, prove that Q-factor of a negligible compared to 3 T.
lightly damped oscillator as defined in this problem is
U begin
Q = 1 L.
U one cycle R C
15 | ALTERNATING-
CURRENT CIRCUITS
Figure 15.1 The current we draw into our houses is an alternating current (ac). Power lines transmit ac to our neighborhoods,
where local power stations and transformers distribute it to our homes. In this chapter, we discuss how a transformer works and
how it allows us to transmit power at very high voltages and minimal heating losses across the lines.
Chapter Outline
15.1 AC Sources
15.2 Simple AC Circuits
15.3 RLC Series Circuits with AC
15.4 Power in an AC Circuit
15.5 Resonance in an AC Circuit
15.6 Transformers
Introduction
Electric power is delivered to our homes by alternating current (ac) through high-voltage transmission lines. As explained
in Transformers, transformers can then change the amplitude of the alternating potential difference to a more useful
form. This lets us transmit power at very high voltages, minimizing resistive heating losses in the lines, and then furnish
that power to homes at lower, safer voltages. Because constant potential differences are unaffected by transformers, this
capability is more difficult to achieve with direct-current transmission.
In this chapter, we use Kirchhoffs laws to analyze four simple circuits in which ac flows. We have discussed the use of the
resistor, capacitor, and inductor in circuits with batteries. These components are also part of ac circuits. However, because
ac is required, the constant source of emf supplied by a battery is replaced by an ac voltage source, which produces an
oscillating emf.
670 Chapter 15 | Alternating-Current Circuits
15.1 | AC Sources
Learning Objectives
By the end of the section, you will be able to:
Explain the differences between direct current (dc) and alternating current (ac)
Define characteristic features of alternating current and voltage, such as the amplitude or peak
and the frequency
Most examples dealt with so far in this book, particularly those using batteries, have constant-voltage sources. Thus, once
the current is established, it is constant. Direct current (dc) is the flow of electric charge in only one direction. It is the
steady state of a constant-voltage circuit.
Most well-known applications, however, use a time-varying voltage source. Alternating current (ac) is the flow of electric
charge that periodically reverses direction. An ac is produced by an alternating emf, which is generated in a power plant, as
described in Induced Electric Fields. If the ac source varies periodically, particularly sinusoidally, the circuit is known
as an ac circuit. Examples include the commercial and residential power that serves so many of our needs.
The ac voltages and frequencies commonly used in businesses and homes vary around the world. In a typical house, the
potential difference between the two sides of an electrical outlet alternates sinusoidally with a frequency of 60 or 50 Hz
and an amplitude of 156 or 311 V, depending on whether you live in the United States or Europe, respectively. Most people
know the potential difference for electrical outlets is 120 V or 220 V in the US or Europe, but as explained later in the
chapter, these voltages are not the peak values given here but rather are related to the common voltages we see in our
electrical outlets. Figure 15.2 shows graphs of voltage and current versus time for typical dc and ac power in the United
States.
Figure 15.2 (a) The dc voltage and current are constant in time, once the current
is established. (b) The voltage and current versus time are quite different for ac
power. In this example, which shows 60-Hz ac power and time t in seconds,
voltage and current are sinusoidal and are in phase for a simple resistance circuit.
The frequencies and peak voltages of ac sources differ greatly.
Suppose we hook up a resistor to an ac voltage source and determine how the voltage and current vary in time across the
resistor. Figure 15.3 shows a schematic of a simple circuit with an ac voltage source. The voltage fluctuates sinusoidally
with time at a fixed frequency, as shown, on either the battery terminals or the resistor. Therefore, the ac voltage, or the
voltage at a plug, can be given by
v = V 0 sin t, (15.1)
where v is the voltage at time t, V 0 is the peak voltage, and is the angular frequency in radians per second. For a typical
house in the United States, V 0 = 156 V and = 120 rad/s , whereas in Europe, V 0 = 311 V and = 100 rad/s.
For this simple resistance circuit, I = V / R , so the ac current, meaning the current that fluctuates sinusoidally with time
at a fixed frequency, is
i = I 0 sin t, (15.2)
where i is the current at time t and I 0 is the peak current and is equal to V 0/R . For this example, the voltage and current
are said to be in phase, meaning that their sinusoidal functional forms have peaks, troughs, and nodes in the same place.
They oscillate in sync with each other, as shown in Figure 15.2(b). In these equations, and throughout this chapter, we use
lowercase letters (such as i) to indicate instantaneous values and capital letters (such as I) to indicate maximum, or peak,
values.
Current in the resistor alternates back and forth just like the driving voltage, since I = V/R . If the resistor is a fluorescent
light bulb, for example, it brightens and dims 120 times per second as the current repeatedly goes through zero. A 120-Hz
flicker is too rapid for your eyes to detect, but if you wave your hand back and forth between your face and a fluorescent
light, you will see the stroboscopic effect of ac.
15.1 Check Your Understanding If a European ac voltage source is considered, what is the time difference
between the zero crossings on an ac voltage-versus-time graph?
In this section, we study simple models of ac voltage sources connected to three circuit components: (1) a resistor, (2) a
capacitor, and (3) an inductor. The power furnished by an ac voltage source has an emf given by
v(t) = V 0 sin t,
672 Chapter 15 | Alternating-Current Circuits
as shown in Figure 15.4. This sine function assumes we start recording the voltage when it is v = 0 V at a time of
t = 0 s. A phase constant may be involved that shifts the function when we start measuring voltages, similar to the phase
constant in the waves we studied in Waves (http://cnx.org/content/m58367/latest/) . However, because we are free
to choose when we start examining the voltage, we can ignore this phase constant for now. We can measure this voltage
across the circuit components using one of two methods: (1) a quantitative approach based on our knowledge of circuits, or
(2) a graphical approach that is explained in the coming sections.
Figure 15.4 (a) The output v(t) = V 0 sin t of an ac generator. (b) Symbol used to represent an ac voltage source in a
circuit diagram.
Resistor
First, consider a resistor connected across an ac voltage source. From Kirchhoffs loop rule, the instantaneous voltage across
the resistor of Figure 15.5(a) is
v R(t) = V 0 sin t
Figure 15.5 (a) A resistor connected across an ac voltage source. (b) The current i R (t) through the resistor and the
voltage v R (t) across the resistor. The two quantities are in phase.
Here, I 0 = V 0/R is the amplitude of the time-varying current. Plots of i R (t) and v R (t) are shown in Figure 15.5(b).
Both curves reach their maxima and minima at the same times, that is, the current through and the voltage across the resistor
are in phase.
Graphical representations of the phase relationships between current and voltage are often useful in the analysis of ac
circuits. Such representations are called phasor diagrams. The phasor diagram for i R (t) is shown in Figure 15.6(a), with
the current on the vertical axis. The arrow (or phasor) is rotating counterclockwise at a constant angular frequency , so
we are viewing it at one instant in time. If the length of the arrow corresponds to the current amplitude I 0, the projection
of the rotating arrow onto the vertical axis is i R(t) = I 0 sin t, which is the instantaneous current.
Figure 15.6 (a) The phasor diagram representing the current through the resistor of Figure 15.5. (b) The
phasor diagram representing both i R (t) and v R (t) .
The vertical axis on a phasor diagram could be either the voltage or the current, depending on the phasor that is being
examined. In addition, several quantities can be depicted on the same phasor diagram. For example, both the current i R (t)
and the voltage v R (t) are shown in the diagram of Figure 15.6(b). Since they have the same frequency and are in phase,
their phasors point in the same direction and rotate together. The relative lengths of the two phasors are arbitrary because
they represent different quantities; however, the ratio of the lengths of the two phasors can be represented by the resistance,
since one is a voltage phasor and the other is a current phasor.
Capacitor
Now lets consider a capacitor connected across an ac voltage source. From Kirchhoffs loop rule, the instantaneous voltage
across the capacitor of Figure 15.7(a) is
v C(t) = V 0 sin t.
Recall that the charge in a capacitor is given by Q = CV. This is true at any time measured in the ac cycle of voltage.
Consequently, the instantaneous charge on the capacitor is
q(t) = Cv C(t) = CV 0 sin t.
Since the current in the circuit is the rate at which charge enters (or leaves) the capacitor,
dq(t)
i C(t) = = CV 0 cos t = I 0 cos t,
dt
where I 0 = CV 0 is the current amplitude. Using the trigonometric relationship cos t = sin (t + /2), we may
express the instantaneous current as
i C(t) = I 0 sin t + .
2
Dividing V 0 by I 0 , we obtain an equation that looks similar to Ohms law:
674 Chapter 15 | Alternating-Current Circuits
V0 (15.3)
= 1 = X C.
I0 C
The quantity X C is analogous to resistance in a dc circuit in the sense that both quantities are a ratio of a voltage to a
current. As a result, they have the same unit, the ohm. Keep in mind, however, that a capacitor stores and discharges electric
energy, whereas a resistor dissipates it. The quantity X C is known as the capacitive reactance of the capacitor, or the
opposition of a capacitor to a change in current. It depends inversely on the frequency of the ac sourcehigh frequency
leads to low capacitive reactance.
Figure 15.7 (a) A capacitor connected across an ac generator. (b) The current i C (t) through the capacitor and the voltage
v C (t) across the capacitor. Notice that i C (t) leads v C (t) by /2 rad.
A comparison of the expressions for v C (t) and i C (t) shows that there is a phase difference of /2 rad between them.
When these two quantities are plotted together, the current peaks a quarter cycle (or /2 rad ) ahead of the voltage, as
illustrated in Figure 15.7(b). The current through a capacitor leads the voltage across a capacitor by /2 rad, or a quarter
of a cycle.
The corresponding phasor diagram is shown in Figure 15.8. Here, the relationship between i C (t) and v C (t) is
represented by having their phasors rotate at the same angular frequency, with the current phasor leading by /2 rad.
To this point, we have exclusively been using peak values of the current or voltage in our discussion, namely, I 0 and
V 0. However, if we average out the values of current or voltage, these values are zero. Therefore, we often use a second
convention called the root mean square value, or rms value, in discussions of current and voltage. The rms operates in
reverse of the terminology. First, you square the function, next, you take the mean, and then, you find the square root. As a
result, the rms values of current and voltage are not zero. Appliances and devices are commonly quoted with rms values for
their operations, rather than peak values. We indicate rms values with a subscript attached to a capital letter (such as I rms ).
Although a capacitor is basically an open circuit, an rms current, or the root mean square of the current, appears in a circuit
with an ac voltage applied to a capacitor. Consider that
I0 (15.4)
I rms = ,
2
where I 0 is the peak current in an ac system. The rms voltage, or the root mean square of the voltage, is
V0 (15.5)
V rms = ,
2
where V 0 is the peak voltage in an ac system. The rms current appears because the voltage is continually reversing,
charging, and discharging the capacitor. If the frequency goes to zero, which would be a dc voltage, X C tends to infinity,
and the current is zero once the capacitor is charged. At very high frequencies, the capacitors reactance tends to zeroit
has a negligible reactance and does not impede the current (it acts like a simple wire).
Inductor
Lastly, lets consider an inductor connected to an ac voltage source. From Kirchhoffs loop rule, the voltage across the
inductor L of Figure 15.9(a) is
v L (t) = V 0 sin t. (15.6)
The emf across an inductor is equal to = Ldi L/dt; however, the potential difference across the inductor is
v L (t) = Ldi L (t)/dt , because if we consider that the voltage around the loop must equal zero, the voltage gained from the
ac source must dissipate through the inductor. Therefore, connecting this with the ac voltage source, we have
di L (t) V 0
= sin t.
dt L
Figure 15.9 (a) An inductor connected across an ac generator. (b) The current i L (t) through the inductor and the voltage
v L (t) across the inductor. Here i L (t) lags v L (t) by /2 rad.
676 Chapter 15 | Alternating-Current Circuits
The current i L (t) is found by integrating this equation. Since the circuit does not contain a source of constant emf, there
is no steady current in the circuit. Hence, we can set the constant of integration, which represents the steady current in the
circuit, equal to zero, and we have
V0 V (15.7)
i L (t) = cos t = 0 sin t = I 0 sin t ,
L L 2 2
where I 0 = V 0/L. The relationship between V 0 and I 0 may also be written in a form analogous to Ohms law:
V0 (15.8)
= L = X L.
I0
The quantity X L is known as the inductive reactance of the inductor, or the opposition of an inductor to a change in
current; its unit is also the ohm. Note that X L varies directly as the frequency of the ac sourcehigh frequency causes high
inductive reactance.
A phase difference of /2 rad occurs between the current through and the voltage across the inductor. From Equation
15.6 and Equation 15.7, the current through an inductor lags the potential difference across an inductor by /2 rad , or a
quarter of a cycle. The phasor diagram for this case is shown in Figure 15.10.
Example 15.1
Simple AC Circuits
An ac generator produces an emf of amplitude 10 V at a frequency f = 60 Hz. Determine the voltages across
and the currents through the circuit elements when the generator is connected to (a) a 100 - resistor, (b) a
10 - F capacitor, and (c) a 15-mH inductor.
Strategy
The entire AC voltage across each device is the same as the source voltage. We can find the currents by finding
the reactance X of each device and solving for the peak current using I 0 = V 0/X.
Solution
The voltage across the terminals of the source is
v(t) = V 0 sin t = (10 V) sin 120t,
where = 2 f = 120 rad/s is the angular frequency. Since v(t) is also the voltage across each of the elements,
we have
v(t) = v R(t) = v C(t) = v L(t) = (10 V) sin 120t.
so
i R(t) = (0.10 A) sin 120t.
XC = 1 = 1 = 265 ,
C (120 rad/s)(10 10 6 F)
I 0 = 10 V = 1.8 A
5.7
and the instantaneous current is
i L (t) = (1.8 A) sin 120t .
2
Significance
Although the voltage across each device is the same, the peak current has different values, depending on the
reactance. The reactance for each device depends on the values of resistance, capacitance, or inductance.
678 Chapter 15 | Alternating-Current Circuits
15.2 Check Your Understanding Repeat Example 15.1 for an ac source of amplitude 20 V and frequency
100 Hz.
The ac circuit shown in Figure 15.11, called an RLC series circuit, is a series combination of a resistor, capacitor, and
inductor connected across an ac source. It produces an emf of
v(t) = V 0 sin t.
Figure 15.11 (a) An RLC series circuit. (b) A comparison of the generator output voltage and the current. The value of the
phase difference depends on the values of R, C, and L.
Since the elements are in series, the same current flows through each element at all points in time. The relative phase
between the current and the emf is not obvious when all three elements are present. Consequently, we represent the current
by the general expression
i(t) = I 0 sin (t ),
where I 0 is the current amplitude and is the phase angle between the current and the applied voltage. The phase angle is
thus the amount by which the voltage and current are out of phase with each other in a circuit. Our task is to find I 0 and .
A phasor diagram involving i(t), v R(t), v C(t), and v L(t) is helpful for analyzing the circuit. As shown in Figure 15.12,
the phasor representing v R(t) points in the same direction as the phasor for i(t); its amplitude is V R = I 0 R. The v C(t)
phasor lags the i(t) phasor by /2 rad and has the amplitude V C = I 0 X C. The phasor for v L(t) leads the i(t) phasor by
/2 rad and has the amplitude V L = I 0 X L.
Figure 15.12 The phasor diagram for the RLC series circuit of
Figure 15.11.
At any instant, the voltage across the RLC combination is v R(t) + v L(t) + v C(t) = v(t), the emf of the source. Since a
component of a sum of vectors is the sum of the components of the individual vectorsfor example, (A + B) y = A y + B y
the projection of the vector sum of phasors onto the vertical axis is the sum of the vertical projections of the individual
phasors. Hence, if we add vectorially the phasors representing v R(t), v L(t), and v C(t) and then find the projection of the
resultant onto the vertical axis, we obtain
v R(t) + v L(t) + v C(t) = v(t) = V 0 sin t.
The vector sum of the phasors is shown in Figure 15.13. The resultant phasor has an amplitude V 0 and is directed at
an angle with respect to the v R (t), or i(t), phasor. The projection of this resultant phasor onto the vertical axis is
v(t) = V 0 sin t. We can easily determine the unknown quantities I 0 and from the geometry of the phasor diagram.
For the phase angle,
VL VC I X I0 XC
= tan 1 = tan 1 0 L ,
VR I0 R
XL XC (15.9)
= tan 1 .
R
V 0 = V R 2 + V L V C 2 = I 0 R 2 + I 0 X L I 0 X C 2 = I 0 R 2 + X L X C 2.
680 Chapter 15 | Alternating-Current Circuits
V0 V0 (15.10)
I0 = = ,
2
R + XL X 2 Z
C
where
Z = R 2 + X L X C 2 (15.11)
is known as the impedance of the circuit. Its unit is the ohm, and it is the ac analog to resistance in a dc circuit, which
measures the combined effect of resistance, capacitive reactance, and inductive reactance (Figure 15.14).
The RLC circuit is analogous to the wheel of a car driven over a corrugated road (Figure 15.15). The regularly spaced
bumps in the road drive the wheel up and down; in the same way, a voltage source increases and decreases. The shock
absorber acts like the resistance of the RLC circuit, damping and limiting the amplitude of the oscillation. Energy within
the wheel system goes back and forth between kinetic and potential energy stored in the car spring, analogous to the shift
between a maximum current, with energy stored in an inductor, and no current, with energy stored in the electric field of a
capacitor. The amplitude of the wheels motion is at a maximum if the bumps in the road are hit at the resonant frequency,
which we describe in more detail in Resonance in an AC Circuit.
Example 15.2
XC = 1 = 1 = 0.995 .
C 2(200 Hz)8.00 10 4 F
15.3 Check Your Understanding Find the voltages across the resistor, the capacitor, and the inductor in the
circuit of Figure 15.11 using v(t) = V 0 sin t as the output of the ac generator.
A circuit element dissipates or produces power according to P = IV, where I is the current through the element and V
is the voltage across it. Since the current and the voltage both depend on time in an ac circuit, the instantaneous power
p(t) = i(t)v(t) is also time dependent. A plot of p(t) for various circuit elements is shown in Figure 15.16. For a resistor,
i(t) and v(t) are in phase and therefore always have the same sign (see Figure 15.5). For a capacitor or inductor, the relative
signs of i(t) and v(t) vary over a cycle due to their phase differences (see Figure 15.7 and Figure 15.9). Consequently,
p(t) is positive at some times and negative at others, indicating that capacitive and inductive elements produce power at
some instants and absorb it at others.
684 Chapter 15 | Alternating-Current Circuits
Figure 15.16 Graph of instantaneous power for various circuit elements. (a) For the resistor,
P ave = I 0 V 0/2, whereas for (b) the capacitor and (c) the inductor, P ave = 0. (d) For the source,
P ave = I 0 V 0(cos )/2, which may be positive, negative, or zero, depending on .
Because instantaneous power varies in both magnitude and sign over a cycle, it seldom has any practical importance. What
were almost always concerned with is the power averaged over time, which we refer to as the average power. It is defined
by the time average of the instantaneous power over one cycle:
T
P ave = 1 p(t)dt,
T 0
where T = 2/ is the period of the oscillations. With the substitutions v(t) = V 0 sin t and i(t) = I 0 sin (t ),
this integral becomes
I0 V0 T
T 0
P ave = sin (t ) sin t dt.
Using the trigonometric relation sin (A B) = sin Acos B sin B cos A, we obtain
I 0 V 0 cos T I V sin T
P ave =
T sin 2 tdt 0 0
T sin 2 tcos tdt.
0 0
and
T
1
T 0
sin 2 tcos tdt = 0.
In engineering applications, cos is known as the power factor, which is the amount by which the power delivered in
the circuit is less than the theoretical maximum of the circuit due to voltage and current being out of phase. For a resistor,
= 0, so the average power dissipated is
P ave = 1 I 0 V 0.
2
A comparison of p(t) and P ave is shown in Figure 15.16(d). To make P ave = (1/2)I 0 V 0 look like its dc counterpart, we
use the rms values I rms and V rms of the current and the voltage. By definition, these are
where
T T
i 2ave = 1 i 2(t)dt and v 2ave = 1 v 2(t)dt.
T 0 T 0
This equation further emphasizes why the rms value is chosen in discussion rather than peak values. Both equations for
average power are correct for Equation 15.13, but the rms values in the formula give a cleaner representation, so the extra
factor of 1/2 is not necessary.
686 Chapter 15 | Alternating-Current Circuits
Alternating voltages and currents are usually described in terms of their rms values. For example, the 110 V from a
household outlet is an rms value. The amplitude of this source is 110 2 V = 156 V. Because most ac meters are calibrated
in terms of rms values, a typical ac voltmeter placed across a household outlet will read 110 V.
For a capacitor and an inductor, = /2 and /2 rad, respectively. Since cos/2 = cos(/2) = 0, we find from
Equation 15.12 that the average power dissipated by either of these elements is P ave = 0. Capacitors and inductors
absorb energy from the circuit during one half-cycle and then discharge it back to the circuit during the other half-cycle.
This behavior is illustrated in the plots of Figure 15.16, (b) and (c), which show p(t) oscillating sinusoidally about zero.
The phase angle for an ac generator may have any value. If cos > 0, the generator produces power; if cos < 0, it
absorbs power. In terms of rms values, the average power of an ac generator is written as
P ave = I rms V rms cos .
cos = R = R.
R 2 + (X L X C) 2 Z
V rms V2 R (15.14)
P ave = I rms V rms cos = V rms R = rms2 .
Z Z Z
This can also be written as
2
P ave = I rms R,
which designates that the power produced by the generator is dissipated in the resistor. As we can see, Ohms law for the
rms ac is found by dividing the rms voltage by the impedance.
Example 15.3
is connected to an RLC circuit for which L = 2.00 10 3 H , C = 4.00 10 6 F , and R = 5.00 . (a) What
is the rms voltage across the generator? (b) What is the impedance of the circuit? (c) What is the average power
output of the generator?
Strategy
The rms voltage is the amplitude of the voltage times 1/ 2 . The impedance of the circuit involves the resistance
and the reactances of the capacitor and the inductor. The average power is calculated by Equation 15.14, or
more specifically, the last part of the equation, because we have the impedance of the circuit Z, the rms voltage
V rms , and the resistance R.
Solution
a. Since V 0 = 4.00 V, the rms voltage across the generator is
Z = R 2 + X L X C 2
2
1/2
= 7.07 .
c. From Equation 15.14, the average power transferred to the circuit is
2
V rms R (2.83 V) 2 (5.00 )
P ave = = = 0.801 W.
Z2 (7.07 ) 2
Significance
If the resistance is much larger than the reactance of the capacitor or inductor, the average power is a dc circuit
equation of P = V 2/R, where V replaces the rms voltage.
15.4 Check Your Understanding An ac voltmeter attached across the terminals of a 45-Hz ac generator
reads 7.07 V. Write an expression for the emf of the generator.
15.5 Check Your Understanding Show that the rms voltages across a resistor, a capacitor, and an inductor
in an ac circuit where the rms current is I rms are given by I rms R, I rms X C, and I rms X L, respectively.
Determine these values for the components of the RLC circuit of Equation 15.12.
In the RLC series circuit of Figure 15.11, the current amplitude is, from Equation 15.10,
V0 (15.15)
I0 = .
2 2
R + (L 1/C)
If we can vary the frequency of the ac generator while keeping the amplitude of its output voltage constant, then the current
changes accordingly. A plot of I 0 versus is shown in Figure 15.17.
688 Chapter 15 | Alternating-Current Circuits
where we substituted dq(t)/dt for i(t). A comparison of Equation 15.16 and, from Oscillations (http://cnx.org/
content/m58360/latest/) , m58365 (http://cnx.org/content/m58365/latest/#fs-id1167131231570) for damped
harmonic motion clearly demonstrates that the driven RLC series circuit is the electrical analog of the driven damped
harmonic oscillator.
The resonant frequency f 0 of the RLC circuit is the frequency at which the amplitude of the current is a maximum
and the circuit would oscillate if not driven by a voltage source. By inspection, this corresponds to the angular frequency
0 = 2 f 0 at which the impedance Z in Equation 15.15 is a minimum, or when
0 L = 1
0 C
and
0 = 1 . (15.17)
LC
This is the resonant angular frequency of the circuit. Substituting 0 into Equation 15.9, Equation 15.10, and
Equation 15.11, we find that at resonance,
= tan 1 (0) = 0,I 0 = V 0/R, and Z = R.
Therefore, at resonance, an RLC circuit is purely resistive, with the applied emf and current in phase.
What happens to the power at resonance? Equation 15.14 tells us how the average power transferred from an ac generator
to the RLC combination varies with frequency. In addition, P ave reaches a maximum when Z, which depends on the
frequency, is a minimum, that is, when X L = X C and Z = R. Thus, at resonance, the average power output of the source
2
in an RLC series circuit is a maximum. From Equation 15.14, this maximum is V rms/R.
Figure 15.18 is a typical plot of P ave versus in the region of maximum power output. The bandwidth of the
resonance peak is defined as the range of angular frequencies over which the average power P ave is greater than one-
half the maximum value of P ave . The sharpness of the peak is described by a dimensionless quantity known as the quality
factor Q of the circuit. By definition,
0 (15.18)
Q= ,
where 0 is the resonant angular frequency. A high Q indicates a sharp resonance peak. We can give Q in terms of the
circuit parameters as
0 L (15.19)
Q= .
R
Resonant circuits are commonly used to pass or reject selected frequency ranges. This is done by adjusting the value of
one of the elements and hence tuning the circuit to a particular resonant frequency. For example, in radios, the receiver
is tuned to the desired station by adjusting the resonant frequency of its circuitry to match the frequency of the station. If
the tuning circuit has a high Q, it will have a small bandwidth, so signals from other stations at frequencies even slightly
different from the resonant frequency encounter a high impedance and are not passed by the circuit. Cell phones work in
a similar fashion, communicating with signals of around 1 GHz that are tuned by an inductor-capacitor circuit. One of the
most common applications of capacitors is their use in ac-timing circuits, based on attaining a resonant frequency. A metal
detector also uses a shift in resonance frequency in detecting metals (Figure 15.19).
690 Chapter 15 | Alternating-Current Circuits
Example 15.4
f0 = 1 1 = 1
1
2 LC 2
3.00 10 3 H8.00 10 4 F
= 1.03 10 2 Hz.
b. At resonance, the impedance of the circuit is purely resistive, and the current amplitude is
I 0 = 0.100 V = 2.50 10 2 A.
4.00
Significance
If the circuit were not set to the resonant frequency, we would need the impedance of the entire circuit to calculate
the current.
Example 15.5
0 = 1 = 1
LC
4.00 10 3 H2.00 10 6 F
= 1.12 10 4 rad/s.
b. At this frequency, the average power transferred to the circuit is a maximum. It is
2 2
V rms 1/ 2(4.00 V)
P ave = = = 40.0 W.
R 0.200
c. The quality factor of the circuit is
4 3
0 L 1.12 10 rad/s4.00 10 H
Q= = = 224.
R 0.200
We then find for the bandwidth
0 1.12 10 4 rad/s
= = = 50.0 rad/s.
Q 224
Significance
If a narrower bandwidth is desired, a lower resistance or higher inductance would help. However, a lower
resistance increases the power transferred to the circuit, which may not be desirable, depending on the maximum
power that could possibly be transferred.
15.6 Check Your Understanding In the circuit of Figure 15.11, L = 2.0 10 3 H, C = 5.0 10 4 F,
and R = 40 . (a) What is the resonant frequency? (b) What is the impedance of the circuit at resonance? (c) If
the voltage amplitude is 10 V, what is i(t) at resonance? (d) The frequency of the AC generator is now changed
to 200 Hz. Calculate the phase difference between the current and the emf of the generator.
15.7 Check Your Understanding What happens to the resonant frequency of an RLC series circuit when the
following quantities are increased by a factor of 4: (a) the capacitance, (b) the self-inductance, and (c) the
resistance?
15.8 Check Your Understanding The resonant angular frequency of an RLC series circuit is
4.0 10 2 rad/s. An ac source operating at this frequency transfers an average power of 2.0 10 2 W to the
circuit. The resistance of the circuit is 0.50 . Write an expression for the emf of the source.
692 Chapter 15 | Alternating-Current Circuits
15.6 | Transformers
Learning Objectives
By the end of the section, you will be able to:
Explain why power plants transmit electricity at high voltages and low currents and how they do
this
Develop relationships among current, voltage, and the number of windings in step-up and step-
down transformers
Although ac electric power is produced at relatively low voltages, it is sent through transmission lines at very high voltages
(as high as 500 kV). The same power can be transmitted at different voltages because power is the product I rms V rms. (For
simplicity, we ignore the phase factor cos .) A particular power requirement can therefore be met with a low voltage
and a high current or with a high voltage and a low current. The advantage of the high-voltage/low-current choice is that it
2
results in lower I rms R ohmic losses in the transmission lines, which can be significant in lines that are many kilometers
long (Figure 15.20).
Figure 15.20 The rms voltage from a power plant eventually needs to be stepped down from 12 kV to 240 V so that it can be
safely introduced into a home. A high-voltage transmission line allows a low current to be transmitted via a substation over long
distances.
Typically, the alternating emfs produced at power plants are stepped up to very high voltages before being transmitted
through power lines; then, they must be stepped down to relatively safe values (110 or 220 V rms) before they are
introduced into homes. The device that transforms voltages from one value to another using induction is the transformer
(Figure 15.21).
As Figure 15.22 illustrates, a transformer basically consists of two separated coils, or windings, wrapped around a soft
iron core. The primary winding has N P loops, or turns, and is connected to an alternating voltage v P(t). The secondary
winding has N S turns and is connected to a load resistor R S. We assume the ideal case for which all magnetic field lines
are confined to the core so that the same magnetic flux permeates each turn of both the primary and the secondary windings.
We also neglect energy losses to magnetic hysteresis, to ohmic heating in the windings, and to ohmic heating of the induced
eddy currents in the core. A good transformer can have losses as low as 1% of the transmitted power, so this is not a bad
assumption.
694 Chapter 15 | Alternating-Current Circuits
Figure 15.22 A step-up transformer (more turns in the secondary winding than in the primary
winding). The two windings are wrapped around a soft iron core.
To analyze the transformer circuit, we first consider the primary winding. The input voltage v P(t) is equal to the potential
difference induced across the primary winding. From Faradays law, the induced potential difference is N P (d/dt),
where is the flux through one turn of the primary winding. Thus,
v P (t) = N P d .
dt
Similarly, the output voltage v S(t) delivered to the load resistor must equal the potential difference induced across the
secondary winding. Since the transformer is ideal, the flux through every turn of the secondary winding is also , and
v S(t) = N S d .
dt
Combining the last two equations, we have
NS (15.20)
v S (t) = v (t).
NP P
Hence, with appropriate values for N S and N P, the input voltage v P(t) may be stepped up N S > N P or stepped
down ( N S < N P ) to v S(t), the output voltage. This is often abbreviated as the transformer equation,
VS NS (15.21)
= ,
VP NP
which shows that the ratio of the secondary to primary voltages in a transformer equals the ratio of the number of turns in
their windings. For a step-up transformer, which increases voltage and decreases current, this ratio is greater than one; for
a step-down transformer, which decreases voltage and increases current, this ratio is less than one.
From the law of energy conservation, the power introduced at any instant by v P(t) to the primary winding must be equal to
the power dissipated in the resistor of the secondary circuit; thus,
i P(t)v P(t) = i S(t)v S(t).
NP (15.22)
i S (t) = i (t).
NS P
If the voltage is stepped up, the current is stepped down, and vice versa.
Finally, we can use i S(t) = v S(t)/R S , along with Equation 15.20 and Equation 15.22, to obtain
N 2
v P (t) = i P P R S,
N S
which tells us that the input voltage v P(t) sees not a resistance R S but rather a resistance
N P
2
RP =
N S R S.
Our analysis has been based on instantaneous values of voltage and current. However, the resulting equations are not limited
to instantaneous values; they hold also for maximum and rms values.
Example 15.6
A Step-Down Transformer
A transformer on a utility pole steps the rms voltage down from 12 kV to 240 V. (a) What is the ratio of the
number of secondary turns to the number of primary turns? (b) If the input current to the transformer is 2.0 A,
what is the output current? (c) Determine the power loss in the transmission line if the total resistance of the
transmission line is 200 . (d) What would the power loss have been if the transmission line was at 240 V the
entire length of the line, rather than providing voltage at 12 kV? What does this say about transmission lines?
Strategy
The number of turns related to the voltages is found from Equation 15.20. The output current is calculated
using Equation 15.22.
Solution
a. Using Equation 15.20 with rms values V P and V S, we have
NS
= 240 V = 1 ,
N P 12 10 3 V 50
so the primary winding has 50 times the number of turns in the secondary winding.
b. From Equation 15.22, the output rms current I S is found using the transformer equation with current
NP (15.23)
IS = I
NS P
such that
NP
IS = I = (50)(2.0 A) = 100 A.
NS P
c. The power loss in the transmission line is calculated to be
P loss = I P2 R = (2.0 A) 2 (200 ) = 800 W.
d. If there were no transformer, the power would have to be sent at 240 V to work for these houses, and the
power loss would be
696 Chapter 15 | Alternating-Current Circuits
Therefore, when power needs to be transmitted, we want to avoid power loss. Thus, lines are sent with
high voltages and low currents and adjusted with a transformer before power is sent into homes.
Significance
This application of a step-down transformer allows a home that uses 240-V outlets to have 100 A available to
draw upon. This can power many devices in the home.
15.9 Check Your Understanding A transformer steps the line voltage down from 110 to 9.0 V so that a
current of 0.50 A can be delivered to a doorbell. (a) What is the ratio of the number of turns in the primary and
secondary windings? (b) What is the current in the primary winding? (c) What is the resistance seen by the
110-V source?
CHAPTER 15 REVIEW
KEY TERMS
ac current current that fluctuates sinusoidally with time at a fixed frequency
ac voltage voltage that fluctuates sinusoidally with time at a fixed frequency
alternating current (ac) flow of electric charge that periodically reverses direction
average power time average of the instantaneous power over one cycle
bandwidth range of angular frequencies over which the average power is greater than one-half the maximum value of the
average power
capacitive reactance opposition of a capacitor to a change in current
direct current (dc) flow of electric charge in only one direction
impedance ac analog to resistance in a dc circuit, which measures the combined effect of resistance, capacitive reactance,
and inductive reactance
inductive reactance opposition of an inductor to a change in current
phase angle amount by which the voltage and current are out of phase with each other in a circuit
power factor amount by which the power delivered in the circuit is less than the theoretical maximum of the circuit due to
voltage and current being out of phase
quality factor dimensionless quantity that describes the sharpness of the peak of the bandwidth; a high quality factor is a
sharp or narrow resonance peak
resonant frequency frequency at which the amplitude of the current is a maximum and the circuit would oscillate if not
driven by a voltage source
rms current root mean square of the current
rms voltage root mean square of the voltage
step-down transformer transformer that decreases voltage and increases current
step-up transformer transformer that increases voltage and decreases current
transformer device that transforms voltages from one value to another using induction
transformer equation equation showing that the ratio of the secondary to primary voltages in a transformer equals the
ratio of the number of turns in their windings
KEY EQUATIONS
AC voltage v = V 0 sin t
AC current i = I 0 sin t
capacitive reactance V0
= 1 = XC
I0 C
rms voltage V0
V rms =
2
rms current I0
I rms =
2
inductive reactance V0
= L = X L
I0
698 Chapter 15 | Alternating-Current Circuits
SUMMARY
15.1 AC Sources
Direct current (dc) refers to systems in which the source voltage is constant.
Alternating current (ac) refers to systems in which the source voltage varies periodically, particularly sinusoidally.
The voltage source of an ac system puts out a voltage that is calculated from the time, the peak voltage, and the
angular frequency.
In a simple circuit, the current is found by dividing the voltage by the resistance. An ac current is calculated using
the peak current (determined by dividing the peak voltage by the resistance), the angular frequency, and the time.
Impedance has units of ohms and is found using the resistance, the capacitive reactance, and the inductive reactance.
15.6 Transformers
Power plants transmit high voltages at low currents to achieve lower ohmic losses in their many kilometers of
transmission lines.
Transformers use induction to transform voltages from one value to another.
For a transformer, the voltages across the primary and secondary coils, or windings, are related by the transformer
equation.
The currents in the primary and secondary windings are related by the number of primary and secondary loops, or
turns, in the windings of the transformer.
A step-up transformer increases voltage and decreases current, whereas a step-down transformer decreases voltage
and increases current.
CONCEPTUAL QUESTIONS
15.1 AC Sources
1. What is the relationship between frequency and angular
frequency?
10. How can you distinguish the primary winding from the
15.4 Power in an AC Circuit secondary winding in a step-up transformer?
4. For what value of the phase angle between the
11. Battery packs in some electronic devices are charged
voltage output of an ac source and the current is the average
using an adapter connected to a wall socket. Speculate as to
power output of the source a maximum?
the purpose of the adapter.
15.6 Transformers
9. Why do transmission lines operate at very high voltages
while household circuits operate at fairly small voltages?
PROBLEMS
21. A 50- resistor is connected across the emf
15.1 AC Sources v(t) = (160 V) sin (120t) . Write an expression for the
14. Write an expression for the output voltage of an ac current through the resistor.
source that has an amplitude of 12 V and a frequency of
200 Hz.
22. A 25-F capacitor is connected to an emf given by
v(t) = (160 V) sin (120t) . (a) What is the reactance of
15.2 Simple AC Circuits the capacitor? (b) Write an expression for the current output
of the source.
15. Calculate the reactance of a 5.0-F capacitor at (a)
60 Hz, (b) 600 Hz, and (c) 6000 Hz.
23. A 100-mH inductor is connected across the emf of
the preceding problem. (a) What is the reactance of the
16. What is the capacitance of a capacitor whose reactance inductor? (b) Write an expression for the current through
is 10 at 60 Hz? the inductor.
28. An RLC series circuit with R = 600 , L = 30 mH, 35. An RLC series circuit has an impedance of 60 and
and C = 0.050F is driven by an ac source whose a power factor of 0.50, with the voltage lagging the current.
frequency and voltage amplitude are 500 Hz and 50 V, (a) Should a capacitor or an inductor be placed in series
respectively. (a) What is the impedance of the circuit? (b) with the elements to raise the power factor of the circuit?
What is the amplitude of the current in the circuit? (c) What (b) What is the value of the capacitance or self-inductance
is the phase angle between the emf of the source and the that will raise the power factor to unity?
current?
29. For the circuit shown below, what are (a) the total 15.5 Resonance in an AC Circuit
impedance and (b) the phase angle between the current and 36. (a) Calculate the resonant angular frequency of an
the emf? (c) Write an expression for i(t). RLC series circuit for which R = 20 , L = 75 mH , and
C = 4.0F. (b) If R is changed to 300 , what happens
to the resonant angular frequency?
ADDITIONAL PROBLEMS
49. The emf of an dc source is given by 50. A 700-pF capacitor is connected across an ac source
v(t) = V 0 sin t, where V 0 = 100 V and with a voltage amplitude of 160 V and a frequency of 20
kHz. (a) Determine the capacitive reactance of the capacitor
= 200 rad/s. Find an expression that represents the
and the amplitude of the output current of the source. (b)
output current of the source if it is connected across (a) a If the frequency is changed to 60 Hz while keeping the
20-F capacitor, (b) a 20-mH inductor, and (c) a 50- voltage amplitude at 160 V, what are the capacitive
resistor. reactance and the current amplitude?
51. A 20-mH inductor is connected across an AC source 56. An ac source of voltage amplitude 100 V and
with a variable frequency and a constant-voltage amplitude frequency 1.0 kHz drives an RLC series circuit with
of 9.0 V. (a) Determine the reactance of the circuit and the R = 20 , L = 4.0 mH , and C = 50F . (a) Determine
maximum current through the inductor when the frequency the rms current through the circuit. (b) What are the rms
is set at 20 kHz. (b) Do the same calculations for a voltages across the three elements? (c) What is the phase
frequency of 60 Hz. angle between the emf and the current? (d) What is the
power output of the source? (e) What is the power
52. A 30-F capacitor is connected across a 60-Hz ac dissipated in the resistor?
source whose voltage amplitude is 50 V. (a) What is the
maximum charge on the capacitor? (b) What is the 57. In an RLC series circuit, R = 200 , L = 1.0 H ,
maximum current into the capacitor? (c) What is the phase C = 50F, V 0 = 120 V , and f = 50 Hz . What is the
relationship between the capacitor charge and the current in
the circuit? power output of the source?
53. A 7.0-mH inductor is connected across a 60-Hz ac 58. A power plant generator produces 100 A at 15 kV
source whose voltage amplitude is 50 V. (a) What is the (rms). A transformer is used to step up the transmission
maximum current through the inductor? (b) What is the line voltage to 150 kV (rms). (a) What is rms current in the
phase relationship between the current through and the transmission line? (b) If the resistance per unit length of the
potential difference across the inductor? line is 8.6 10 8 /m, what is the power loss per meter
in the line? (c) What would the power loss per meter be if
54. What is the impedance of an RLC series circuit at the the line voltage were 15 kV (rms)?
resonant frequency?
59. Consider a power plant located 25 km outside a town
55. What is the resistance R in the circuit shown below if delivering 50 MW of power to the town. The transmission
the amplitude of the ac through the inductor is 4.24 A? lines are made of aluminum cables with a 7 cm 2 cross-
sectional area. Find the loss of power in the transmission
lines if it is transmitted at (a) 200 kV (rms) and (b) 120 V
(rms).
CHALLENGE PROBLEMS
61. The 335-kV ac electricity from a power transmission
line is fed into the primary winding of a transformer. The
ratio of the number of turns in the secondary winding to
the number in the primary winding is N s /N p = 1000 .
(a) What voltage is induced in the secondary winding?
(b) What is unreasonable about this result? (c) Which
assumption or premise is responsible?
704 Chapter 15 | Alternating-Current Circuits
62. A 1.5-k resistor and 30-mH inductor are connected 66. An output impedance of an audio amplifier has an
in series, as shown below, across a 120-V (rms) ac power impedance of 500 and has a mismatch with a low-
source oscillating at 60-Hz frequency. (a) Find the current impedance 8- loudspeaker. You are asked to insert an
in the circuit. (b) Find the voltage drops across the resistor appropriate transformer to match the impedances. What
and inductor. (c) Find the impedance of the circuit. (d) Find turns ratio will you use, and why? Use the simplified circuit
the power dissipated in the resistor. (e) Find the power shown below.
dissipated in the inductor. (f) Find the power produced by
the source.
71. Shown below are two circuits that act as crude high- 72. The two circuits shown below act as crude low-pass
pass filters. The input voltage to the circuits is v in , and filters. The input voltage to the circuits is v in , and the
the output voltage is v out. (a) Show that for the capacitor output voltage is v out. (a) Show that for the capacitor
circuit, circuit,
v out 1 v out 1
v in = , v in = ,
1 + 1/ 2 R 2 C 2 1 + 2 R2 C 2
and for the inductor circuit, and for the inductor circuit,
v out L v out R
v in = . v in = .
R + 2 L2
2
R + 2 L2
2
(b) Show that for high frequencies, v out v in, but for (b) Show that for low frequencies, v out v in, but for
low frequencies, v out 0. high frequencies, v out 0.
706 Chapter 15 | Alternating-Current Circuits
16 | ELECTROMAGNETIC
WAVES
Figure 16.1 The pressure from sunlight predicted by Maxwells equations helped produce the tail of Comet McNaught. (credit:
modification of work by Sebastian DeiriesESO)
Chapter Outline
16.1 Maxwells Equations and Electromagnetic Waves
16.2 Plane Electromagnetic Waves
16.3 Energy Carried by Electromagnetic Waves
16.4 Momentum and Radiation Pressure
16.5 The Electromagnetic Spectrum
Introduction
Our view of objects in the sky at night, the warm radiance of sunshine, the sting of sunburn, our cell phone conversations,
and the X-rays revealing a broken boneall are brought to us by electromagnetic waves. It would be hard to overstate the
practical importance of electromagnetic waves, through their role in vision, through countless technological applications,
and through their ability to transport the energy from the Sun through space to sustain life and almost all of its activities on
Earth.
Theory predicted the general phenomenon of electromagnetic waves before anyone realized that light is a form of an
electromagnetic wave. In the mid-nineteenth century, James Clerk Maxwell formulated a single theory combining all the
electric and magnetic effects known at that time. Maxwells equations, summarizing this theory, predicted the existence of
electromagnetic waves that travel at the speed of light. His theory also predicted how these waves behave, and how they
carry both energy and momentum. The tails of comets, such as Comet McNaught in Figure 16.1, provide a spectacular
example. Energy carried by light from the Sun warms the comet to release dust and gas. The momentum carried by the light
exerts a weak force that shapes the dust into a tail of the kind seen here. The flux of particles emitted by the Sun, called the
solar wind, typically produces an additional, second tail, as described in detail in this chapter.
708 Chapter 16 | Electromagnetic Waves
In this chapter, we explain Maxwells theory and show how it leads to his prediction of electromagnetic waves. We use his
theory to examine what electromagnetic waves are, how they are produced, and how they transport energy and momentum.
We conclude by summarizing some of the many practical applications of electromagnetic waves.
James Clerk Maxwell (18311879) was one of the major contributors to physics in the nineteenth century (Figure
16.2). Although he died young, he made major contributions to the development of the kinetic theory of gases, to the
understanding of color vision, and to the nature of Saturns rings. He is probably best known for having combined existing
knowledge of the laws of electricity and of magnetism with insights of his own into a complete overarching electromagnetic
theory, represented by Maxwells equations.
There are infinitely many surfaces that can be attached to any loop, and Ampres law stated in Equation 16.1 is
independent of the choice of surface.
Consider the set-up in Figure 16.3. A source of emf is abruptly connected across a parallel-plate capacitor so that a time-
dependent current I develops in the wire. Suppose we apply Ampres law to loop C shown at a time before the capacitor is
fully charged, so that I 0 . Surface S 1 gives a nonzero value for the enclosed current I, whereas surface S 2 gives zero
for the enclosed current because no current passes through it:
0 I if surface S 1 is used
B d
s = .
C 0 if surface S 2 is used
Clearly, Ampres law in its usual form does not work here. This may not be surprising, because Ampres law as applied
in earlier chapters required a steady current, whereas the current in this experiment is changing with time and is not steady
at all.
How can Ampres law be modified so that it works in all situations? Maxwell suggested including an additional
contribution, called the displacement current I d , to the real current I,
B d
s = 0 I + I d (16.2)
C
d E (16.3)
Id = 0 .
dt
Here 0 is the permittivity of free space and E is the electric flux, defined as
E = E d A .
Surface S
The displacement current is analogous to a real current in Ampres law, entering into Ampres law in the same way. It is
produced, however, by a changing electric field. It accounts for a changing electric field producing a magnetic field, just as
a real current does, but the displacement current can produce a magnetic field even where no real current is present. When
this extra term is included, the modified Ampres law equation becomes
710 Chapter 16 | Electromagnetic Waves
d E
B d
(16.4)
s = 0 I + 0 0
dt
C
We must now show that for surface S 2, through which no actual current flows, the displacement current leads to the same
value 0 I for the right side of the Ampres law equation. For surface S 2, the equation becomes
(16.6)
B d
s = 0 d 0
dt
E d A .
C Surface S 2
Gausss law for electric charge requires a closed surface and cannot ordinarily be applied to a surface like S 1 alone or S 2
alone. But the two surfaces S 1 and S 2 form a closed surface in Figure 16.3 and can be used in Gausss law. Because the
electric field is zero on S 1 , the flux contribution through S 1 is zero. This gives us
E d A =
Surface S 1
E d A +
Surface S 2
E d A
Surface S 1 + S 2
=0+ E d A
Surface S 2
= E d A .
Surface S 2
Therefore, we can replace the integral over S 2 in Equation 16.5 with the closed Gaussian surface S 1 + S 2 and apply
Gausss law to obtain
dQ in
B d
(16.7)
s = 0
dt
= 0 I.
S1
Thus, the modified Ampres law equation is the same using surface S 2, where the right-hand side results from the
displacement current, as it is for the surface S 1, where the contribution comes from the actual flow of electric charge.
Example 16.1
V C = 1 Q(t) = V 0 1 e t/RC.
C
Let the z-axis point from the positive plate to the negative plate. Then the z-component of the electric field
between the plates as a function of time t is
V0
E z (t) = 1 e t/RC.
d
E z (t) V V
I d (t) = 0 A = 0 A 0 1 e t/RC = 0 e t/RC,
t d RC R
Q(t) = CV C = CV 0 1 e t/RC.
The current into the capacitor after the circuit is closed, is therefore
dQ V 0 t/RC
I= = e .
dt R
Maxwells Equations
With the correction for the displacement current, Maxwells equations take the form
Q (16.8)
E d A = in
0 Gausss law
B d A = 0 Gausss law for magnetism
(16.9)
d m
E d
(16.10)
s =
dt Faradays law
d E
B d
(16.11)
s = 0 I + 0 0
dt Ampre-Maxwell law .
Once the fields have been calculated using these four equations, the Lorentz force equation
F =q E +q
v B (16.12)
gives the force that the fields exert on a particle with charge q moving with velocity v . The Lorentz force equation
combines the force of the electric field and of the magnetic field on the moving charge. The magnetic and electric forces
have been examined in earlier modules. These four Maxwells equations are, respectively,
Maxwells Equations
1. Gausss law
712 Chapter 16 | Electromagnetic Waves
The electric flux through any closed surface is equal to the electric charge Q in enclosed by the surface. Gausss law
[Equation 16.7] describes the relation between an electric charge and the electric field it produces. This is often
pictured in terms of electric field lines originating from positive charges and terminating on negative charges, and
indicating the direction of the electric field at each point in space.
2. Gausss law for magnetism
The magnetic field flux through any closed surface is zero [Equation 16.8]. This is equivalent to the statement that
magnetic field lines are continuous, having no beginning or end. Any magnetic field line entering the region enclosed
by the surface must also leave it. No magnetic monopoles, where magnetic field lines would terminate, are known to
exist (see Magnetic Fields and Lines).
3. Faradays law
A changing magnetic field induces an electromotive force (emf) and, hence, an electric field. The direction of the emf
opposes the change. This third of Maxwells equations, Equation 16.9, is Faradays law of induction and includes
Lenzs law. The electric field from a changing magnetic field has field lines that form closed loops, without any
beginning or end.
4. Ampre-Maxwell law
Magnetic fields are generated by moving charges or by changing electric fields. This fourth of Maxwells equations,
Equation 16.10, encompasses Ampres law and adds another source of magnetic fields, namely changing electric
fields.
Maxwells equations and the Lorentz force law together encompass all the laws of electricity and magnetism. The symmetry
that Maxwell introduced into his mathematical framework may not be immediately apparent. Faradays law describes how
changing magnetic fields produce electric fields. The displacement current introduced by Maxwell results instead from a
changing electric field and accounts for a changing electric field producing a magnetic field. The equations for the effects
of both changing electric fields and changing magnetic fields differ in form only where the absence of magnetic monopoles
leads to missing terms. This symmetry between the effects of changing magnetic and electric fields is essential in explaining
the nature of electromagnetic waves.
Later application of Einsteins theory of relativity to Maxwells complete and symmetric theory showed that electric
and magnetic forces are not separate but are different manifestations of the same thingthe electromagnetic force. The
electromagnetic force and weak nuclear force are similarly unified as the electroweak force. This unification of forces has
been one motivation for attempts to unify all of the four basic forces in naturethe gravitational, electrical, strong, and
weak nuclear forces (see Particle Physics and Cosmology (http://cnx.org/content/m58767/latest/) ).
Figure 16.4 How changing E and B fields propagate through space.
In the next section, we show in more precise mathematical terms how Maxwells equations lead to the prediction of
electromagnetic waves that can travel through space without a material medium, implying a speed of electromagnetic waves
equal to the speed of light.
Prior to Maxwells work, experiments had already indicated that light was a wave phenomenon, although the nature of
the waves was yet unknown. In 1801, Thomas Young (17731829) showed that when a light beam was separated by two
narrow slits and then recombined, a pattern made up of bright and dark fringes was formed on a screen. Young explained
this behavior by assuming that light was composed of waves that added constructively at some points and destructively
at others (see Interference (http://cnx.org/content/m58536/latest/) ). Subsequently, Jean Foucault (18191868),
with measurements of the speed of light in various media, and Augustin Fresnel (17881827), with detailed experiments
involving interference and diffraction of light, provided further conclusive evidence that light was a wave. So, light was
known to be a wave, and Maxwell had predicted the existence of electromagnetic waves that traveled at the speed of light.
The conclusion seemed inescapable: Light must be a form of electromagnetic radiation. But Maxwells theory showed
that other wavelengths and frequencies than those of light were possible for electromagnetic waves. He showed that
electromagnetic radiation with the same fundamental properties as visible light should exist at any frequency. It remained
for others to test, and confirm, this prediction.
16.1 Check Your Understanding When the emf across a capacitor is turned on and the capacitor is allowed
to charge, when does the magnetic field induced by the displacement current have the greatest magnitude?
Hertzs Observations
The German physicist Heinrich Hertz (18571894) was the first to generate and detect certain types of electromagnetic
waves in the laboratory. Starting in 1887, he performed a series of experiments that not only confirmed the existence of
electromagnetic waves but also verified that they travel at the speed of light.
Hertz used an alternating-current RLC (resistor-inductor-capacitor) circuit that resonates at a known frequency
f0 = 1 and connected it to a loop of wire, as shown in Figure 16.5. High voltages induced across the gap in the
2 LC
loop produced sparks that were visible evidence of the current in the circuit and helped generate electromagnetic waves.
Across the laboratory, Hertz placed another loop attached to another RLC circuit, which could be tuned (as the dial on a
radio) to the same resonant frequency as the first and could thus be made to receive electromagnetic waves. This loop also
had a gap across which sparks were generated, giving solid evidence that electromagnetic waves had been received.
714 Chapter 16 | Electromagnetic Waves
Figure 16.5 The apparatus used by Hertz in 1887 to generate and detect electromagnetic waves.
Hertz also studied the reflection, refraction, and interference patterns of the electromagnetic waves he generated, confirming
their wave character. He was able to determine the wavelengths from the interference patterns, and knowing their
frequencies, he could calculate the propagation speed using the equation v = f , where v is the speed of a wave, f is its
frequency, and is its wavelength. Hertz was thus able to prove that electromagnetic waves travel at the speed of light.
The SI unit for frequency, the hertz ( 1 Hz = 1 cycle/second ), is named in his honor.
16.2 Check Your Understanding Could a purely electric field propagate as a wave through a vacuum
without a magnetic field? Justify your answer.
Mechanical waves travel through a medium such as a string, water, or air. Perhaps the most significant prediction of
Maxwells equations is the existence of combined electric and magnetic (or electromagnetic) fields that propagate through
space as electromagnetic waves. Because Maxwells equations hold in free space, the predicted electromagnetic waves,
unlike mechanical waves, do not require a medium for their propagation.
A general treatment of the physics of electromagnetic waves is beyond the scope of this textbook. We can, however,
investigate the special case of an electromagnetic wave that propagates through free space along the x-axis of a given
coordinate system.
where A = l l is the area of the front and back faces of the rectangular surface. But the charge enclosed is Q in = 0 , so
this components net flux is also zero, and Equation 16.13 implies E x (x, t) = E x (x + x, t) for any x . Therefore, if
there is an x-component of the electric field, it cannot vary with x. A uniform field of that kind would merely be superposed
artificially on the traveling wave, for example, by having a pair of parallel-charged plates. Such a component E x(x, t)
would not be part of an electromagnetic wave propagating along the x-axis; so E x(x, t) = 0 for this wave. Therefore, the
only nonzero components of the electric field are E y(x, t) and E z(x, t), perpendicular to the direction of propagation of
the wave.
A similar argument holds by substituting E for B and using Gausss law for magnetism instead of Gausss law for electric
fields. This shows that the B field is also perpendicular to the direction of propagation of the wave. The electromagnetic
wave is therefore a transverse wave, with its oscillating electric and magnetic fields perpendicular to its direction of
propagation.
The speed of propagation of electromagnetic waves
We can next apply Maxwells equations to the description given in connection with Figure 16.4 in the previous section to
obtain an equation for the E field from the changing B field, and for the B field from a changing E field. We then combine
716 Chapter 16 | Electromagnetic Waves
the two equations to show how the changing E and B fields propagate through space at a speed precisely equal to the speed
of light.
First, we apply Faradays law over Side 3 of the Gaussian surface, using the path shown in Figure 16.7. Because
E x(x, t) = 0, we have
E d
s = E y (x, t)l + E y (x + x, t)l.
E y (x, t)
E y (x + x, t) = E y (x, t) + x,
x
we obtain
E y (x, t)
E d
s = (lx).
x
Figure 16.7 We apply Faradays law to the front of the rectangle by evaluating
E d
s along the rectangular edge of Side 3 in the direction indicated,
taking the B field crossing the face to be approximately its value in the middle of the
area traversed.
Because x is small, the magnetic flux through the face can be approximated by its value in the center of the area traversed,
namely B z x + x , t . The flux of the B field through Face 3 is then the B field times the area,
2
B n dA = B z x + x , t(lx). (16.14)
S 2
E y (x, t)
(lx) = B z x + x , t(lx).
x t 2
Canceling lx and taking the limit as x = 0 , we are left with
E y (x, t) B z (x, t) (16.16)
= .
x t
We could have applied Faradays law instead to the top surface (numbered 2) in Figure 16.7, to obtain the resulting
equation
E z (x, t) B y (x, t) (16.17)
= .
x t
This is the equation describing the spatially dependent E field produced by the time-dependent B field.
Next we apply the Ampre-Maxwell law (with I = 0 ) over the same two faces (Surface 3 and then Surface 2) of the
rectangular box of Figure 16.7. Applying Equation 16.10,
B d
s = 0 0 (d/dt) E n da
S
2 Ey 2 Ey (16.20)
= 0 0 .
x2 t2
This is the form taken by the general wave equation for our plane wave. Because the equations describe a wave traveling at
some as-yet-unspecified speed c, we can assume the field components are each functions of x ct for the wave traveling in
the +x-direction, that is,
E y (x, t) = f where = x ct. (16.21)
It is left as a mathematical exercise to show, using the chain rule for differentiation, that Equation 16.17 and Equation
16.18 imply
1 = 0 0 c 2.
The speed of the electromagnetic wave in free space is therefore given in terms of the permeability and the permittivity of
free space by
c= 1 . (16.22)
0 0
718 Chapter 16 | Electromagnetic Waves
We could just as easily have assumed an electromagnetic wave with field components E z (x, t) and B y (x, t) . The same
type of analysis with Equation 16.25 and Equation 16.24 would also show that the speed of an electromagnetic wave
is c = 1/ 0 0 .
The physics of traveling electromagnetic fields was worked out by Maxwell in 1873. He showed in a more general way
than our derivation that electromagnetic waves always travel in free space with a speed given by Equation 16.18. If we
evaluate the speed c = 1 , we find that
0 0
c= 1 = 3.00 10 8 m/s,
12 C 2 7 T m
8.85 10 N m2
4 10 A
which is the speed of light. Imagine the excitement that Maxwell must have felt when he discovered this equation! He had
found a fundamental connection between two seemingly unrelated phenomena: electromagnetic fields and light.
16.3 Check Your Understanding The wave equation was obtained by (1) finding the E field produced by
the changing B field, (2) finding the B field produced by the changing E field, and combining the two results.
Which of Maxwells equations was the basis of step (1) and which of step (2)?
We have arbitrarily taken the wave to be traveling in the +x-direction and chosen its phase so that the maximum field
strength occurs at the origin at time t = 0 . We are justified in considering only sines and cosines in this way, and
generalizing the results, because Fouriers theorem implies we can express any wave, including even square step functions,
as a superposition of sines and cosines.
At any one specific point in space, the E field oscillates sinusoidally at angular frequency between +E 0 and E 0, and
similarly, the B field oscillates between +B 0 and B 0. The amplitude of the wave is the maximum value of E y (x, t). The
period of oscillation T is the time required for a complete oscillation. The frequency f is the number of complete oscillations
per unit of time, and is related to the angular frequency by = 2 f . The wavelength is the distance covered by one
complete cycle of the wave, and the wavenumber k is the number of wavelengths that fit into a distance of 2 in the units
being used. These quantities are related in the same way as for a mechanical wave:
= 2 f , f = 1, k = 2 , and c = f = /k.
T
Given that the solution of E y has the form shown in Equation 16.20, we need to determine the B field that accompanies
it. From Equation 16.24, the magnetic field component B z must obey
BZ Ey (16.24)
=
t x
BZ
= E 0 cos(kx t) = kE 0 sin(kx t).
t x
Because the solution for the B-field pattern of the wave propagates in the +x-direction at the same speed c as the E-field
pattern, it must be a function of k(x ct) = kx t . Thus, we conclude from Equation 16.21 that B z is
Ey E0 (16.26)
= = c.
Bz B0
Therefore, the peaks of the E and B fields coincide, as do the troughs of the wave, and at each point, the E and B fields are
in the same ratio equal to the speed of light c. The plane wave has the form shown in Figure 16.8.
Figure 16.8 The plane wave solution of Maxwells equations has the B field directly proportional to the E
field at each point, with the relative directions shown.
Example 16.2
B=E
c.
Solution
We are given E, and c is the speed of light. Entering these into the expression for B yields
Changing electric fields create relatively weak magnetic fields. The combined electric and magnetic fields can be detected
in electromagnetic waves, however, by taking advantage of the phenomenon of resonance, as Hertz did. A system with the
same natural frequency as the electromagnetic wave can be made to oscillate. All radio and TV receivers use this principle
to pick up and then amplify weak electromagnetic waves, while rejecting all others not at their resonant frequency.
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16.4 Check Your Understanding What conclusions did our analysis of Maxwells equations lead to about
these properties of a plane electromagnetic wave:
(a) the relative directions of wave propagation, of the E field, and of B field,
(b) the speed of travel of the wave and how the speed depends on frequency, and
(c) the relative magnitudes of the E and B fields.
Figure 16.9 The oscillatory motion of the charges in a dipole antenna produces
electromagnetic radiation.
The electric field lines in one plane are shown. The magnetic field is perpendicular to this plane. This radiation field has
cylindrical symmetry around the axis of the dipole. Field lines near the dipole are not shown. The pattern is not at all uniform
in all directions. The strongest signal is in directions perpendicular to the axis of the antenna, which would be horizontal
if the antenna is mounted vertically. There is zero intensity along the axis of the antenna. The fields detected far from the
antenna are from the changing electric and magnetic fields inducing each other and traveling as electromagnetic waves.
Far from the antenna, the wave fronts, or surfaces of equal phase for the electromagnetic wave, are almost spherical. Even
farther from the antenna, the radiation propagates like electromagnetic plane waves.
The electromagnetic waves carry energy away from their source, similar to a sound wave carrying energy away from
a standing wave on a guitar string. An antenna for receiving electromagnetic signals works in reverse. Incoming
electromagnetic waves induce oscillating currents in the antenna, each at its own frequency. The radio receiver includes a
tuner circuit, whose resonant frequency can be adjusted. The tuner responds strongly to the desired frequency but not others,
allowing the user to tune to the desired broadcast. Electrical components amplify the signal formed by the moving electrons.
The signal is then converted into an audio and/or video format.
Anyone who has used a microwave oven knows there is energy in electromagnetic waves. Sometimes this energy is obvious,
such as in the warmth of the summer Sun. Other times, it is subtle, such as the unfelt energy of gamma rays, which can
destroy living cells.
Electromagnetic waves bring energy into a system by virtue of their electric and magnetic fields. These fields can exert
forces and move charges in the system and, thus, do work on them. However, there is energy in an electromagnetic wave
itself, whether it is absorbed or not. Once created, the fields carry energy away from a source. If some energy is later
absorbed, the field strengths are diminished and anything left travels on.
Clearly, the larger the strength of the electric and magnetic fields, the more work they can do and the greater the energy
the electromagnetic wave carries. In electromagnetic waves, the amplitude is the maximum field strength of the electric and
magnetic fields (Figure 16.10). The wave energy is determined by the wave amplitude.
Figure 16.10 Energy carried by a wave depends on its amplitude. With electromagnetic waves,
doubling the E fields and B fields quadruples the energy density u and the energy flux uc.
For a plane wave traveling in the direction of the positive x-axis with the phase of the wave chosen so that the wave
maximum is at the origin at t = 0 , the electric and magnetic fields obey the equations
E y(x, t) = E 0 cos (kx t)
B z(x, t) = B 0 cos (kx t).
The energy in any part of the electromagnetic wave is the sum of the energies of the electric and magnetic fields. This
energy per unit volume, or energy density u, is the sum of the energy density from the electric field and the energy density
722 Chapter 16 | Electromagnetic Waves
from the magnetic field. Expressions for both field energy densities were discussed earlier ( u E in Capacitance and u B
in Inductance). Combining these the contributions, we obtain
u(x, t) = u E + u B = 1 0 E 2 + 1 B 2.
2 2 0
The expression E = cB = 1 B then shows that the magnetic energy density u and electric energy density u are
0 0 B E
equal, despite the fact that changing electric fields generally produce only small magnetic fields. The equality of the electric
and magnetic energy densities leads to
2 (16.27)
u(x, t) = 0 E 2 = B
0.
The energy density moves with the electric and magnetic fields in a similar manner to the waves themselves.
We can find the rate of transport of energy by considering a small time interval t . As shown in Figure 16.11, the energy
contained in a cylinder of length ct and cross-sectional area A passes through the cross-sectional plane in the interval
t.
More generally, the flux of energy through any surface also depends on the orientation of the surface. To take the direction
into account, we introduce a vector S , called the Poynting vector, with the following definition:
S = 1 E B . (16.28)
0
The cross-product of E and B points in the direction perpendicular to both vectors. To confirm that the direction of
S is that of wave propagation, and not its negative, return to Figure 16.7. Note that Lenzs and Faradays laws imply
that when the magnetic field shown is increasing in time, the electric field is greater at x than at x + x . The electric field
is decreasing with increasing x at the given time and location. The proportionality between electric and magnetic fields
requires the electric field to increase in time along with the magnetic field. This is possible only if the wave is propagating
to the right in the diagram, in which case, the relative orientations show that S = 1 E B is specifically in the
0
direction of propagation of the electromagnetic wave.
The energy flux at any place also varies in time, as can be seen by substituting u from Equation 16.23 into Equation
16.27.
S(x, t) = c 0 E 02 cos 2 (kx t) (16.29)
Because the frequency of visible light is very high, of the order of 10 14 Hz, the energy flux for visible light through any
area is an extremely rapidly varying quantity. Most measuring devices, including our eyes, detect only an average over
many cycles. The time average of the energy flux is the intensity I of the electromagnetic wave and is the power per unit
area. It can be expressed by averaging the cosine function in Equation 16.29 over one complete cycle, which is the same
as time-averaging over many cycles (here, T is one period):
T (16.30)
I = S avg = c 0 E 02 1 cos 2 2 t dt.
T T
0
We can either evaluate the integral, or else note that because the sine and cosine differ merely in phase, the average over a
complete cycle for cos 2 is the same as for sin 2 , to obtain
I = S avg = 1 c 0 E 02 (16.31)
2
in terms of the maximum electric field strength E 0, which is also the electric field amplitude. Algebraic manipulation
produces the relationship
cB 20 (16.32)
I=
2 0
where B 0 is the magnetic field amplitude, which is the same as the maximum magnetic field strength. One more expression
for I avg in terms of both electric and magnetic field strengths is useful. Substituting the fact that cB 0 = E 0, the previous
expression becomes
E0 B0 (16.33)
I= .
2 0
We can use whichever of the three preceding equations is most convenient, because the three equations are really just
different versions of the same result: The energy in a wave is related to amplitude squared. Furthermore, because these
equations are based on the assumption that the electromagnetic waves are sinusoidal, the peak intensity is twice the average
intensity; that is, I 0 = 2I.
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Example 16.3
A Laser Beam
The beam from a small laboratory laser typically has an intensity of about 1.0 10 3 W/m 2 . Assuming that the
beam is composed of plane waves, calculate the amplitudes of the electric and magnetic fields in the beam.
Strategy
Use the equation expressing intensity in terms of electric field to calculate the electric field from the intensity.
Solution
From Equation 16.31, the intensity of the laser beam is
I = 1 c 0 E 02.
2
The amplitude of the electric field is therefore
E 0 = c2 I =
2
1.0 10
3
W/m 2 = 0.87 V/m.
0
3.00 10 8 m/s8.85 10 12 F/m
The amplitude of the magnetic field can be obtained from Equation 16.20:
E
B 0 = c0 = 2.9 10 9 T.
Example 16.4
Solution
The power radiated as visible light is then
2
I = P = c 0 E 0 ,
4r 2 2
Significance
The intensity I falls off as the distance squared if the radiation is dispersed uniformly in all directions.
Example 16.5
Radio Range
A 60-kW radio transmitter on Earth sends its signal to a satellite 100 km away (Figure 16.12). At what distance
in the same direction would the signal have the same maximum field strength if the transmitters output power
were increased to 90 kW?
Strategy
The area over which the power in a particular direction is dispersed increases as distance squared, as illustrated
in the figure. Change the power output P by a factor of (90 kW/60 kW) and change the area by the same factor to
c E 2
keep I = P = 0 0 the same. Then use the proportion of area A in the diagram to distance squared to find the
A 2
distance that produces the calculated change in area.
Solution
Using the proportionality of the areas to the squares of the distances, and solving, we obtain from the diagram
726 Chapter 16 | Electromagnetic Waves
r 22 A 2 90 W
= = ,
r 12 A 1 60 W
Material objects consist of charged particles. An electromagnetic wave incident on the object exerts forces on the charged
particles, in accordance with the Lorentz force, Equation 16.11. These forces do work on the particles of the object,
increasing its energy, as discussed in the previous section. The energy that sunlight carries is a familiar part of every warm
sunny day. A much less familiar feature of electromagnetic radiation is the extremely weak pressure that electromagnetic
radiation produces by exerting a force in the direction of the wave. This force occurs because electromagnetic waves contain
and transport momentum.
To understand the direction of the force for a very specific case, consider a plane electromagnetic wave incident on a metal
in which electron motion, as part of a current, is damped by the resistance of the metal, so that the average electron motion
is in phase with the force causing it. This is comparable to an object moving against friction and stopping as soon as the
force pushing it stops (Figure 16.13). When the electric field is in the direction of the positive y-axis, electrons move in
the negative y-direction, with the magnetic field in the direction of the positive z-axis. By applying the right-hand rule, and
accounting for the negative charge of the electron, we can see that the force on the electron from the magnetic field is in
the direction of the positive x-axis, which is the direction of wave propagation. When the E field reverses, the B field does
too, and the force is again in the same direction. Maxwells equations together with the Lorentz force equation imply the
existence of radiation pressure much more generally than this specific example, however.
Maxwell predicted that an electromagnetic wave carries momentum. An object absorbing an electromagnetic wave would
experience a force in the direction of propagation of the wave. The force corresponds to radiation pressure exerted on the
object by the wave. The force would be twice as great if the radiation were reflected rather than absorbed.
Maxwells prediction was confirmed in 1903 by Nichols and Hull by precisely measuring radiation pressures with a torsion
balance. The schematic arrangement is shown in Figure 16.14. The mirrors suspended from a fiber were housed inside a
glass container. Nichols and Hull were able to obtain a small measurable deflection of the mirrors from shining light on one
of them. From the measured deflection, they could calculate the unbalanced force on the mirror, and obtained agreement
with the predicted value of the force.
The radiation pressure p rad applied by an electromagnetic wave on a perfectly absorbing surface turns out to be equal to
the energy density of the wave:
p rad = u Perfect absorber. (16.34)
If the material is perfectly reflecting, such as a metal surface, and if the incidence is along the normal to the surface, then
the pressure exerted is twice as much because the momentum direction reverses upon reflection:
p rad = 2u Perfect reflec or . (16.35)
Equation 16.34 and Equation 16.35 give the instantaneous pressure, but because the energy density oscillates rapidly,
we are usually interested in the time-averaged radiation pressure, which can be written in terms of intensity:
Radiation pressure plays a role in explaining many observed astronomical phenomena, including the appearance of comets.
Comets are basically chunks of icy material in which frozen gases and particles of rock and dust are embedded. When a
comet approaches the Sun, it warms up and its surface begins to evaporate. The coma of the comet is the hazy area around
it from the gases and dust. Some of the gases and dust form tails when they leave the comet. Notice in Figure 16.15 that
a comet has two tails. The ion tail (or gas tail in Figure 16.15) is composed mainly of ionized gases. These ions interact
electromagnetically with the solar wind, which is a continuous stream of charged particles emitted by the Sun. The force
of the solar wind on the ionized gases is strong enough that the ion tail almost always points directly away from the Sun.
The second tail is composed of dust particles. Because the dust tail is electrically neutral, it does not interact with the solar
wind. However, this tail is affected by the radiation pressure produced by the light from the Sun. Although quite small, this
pressure is strong enough to cause the dust tail to be displaced from the path of the comet.
Figure 16.15 Evaporation of material being warmed by the Sun forms two
tails, as shown in this photo of Comet Ison. (credit: modification of work by
E. SlawikESO)
Example 16.6
Halleys Comet
On February 9, 1986, Comet Halley was at its closest point to the Sun, about 9.0 10 10 m from the center of
the Sun. The average power output of the Sun is 3.8 10 26 W.
(a) Calculate the radiation pressure on the comet at this point in its orbit. Assume that the comet reflects all the
incident light.
(b) Suppose that a 10-kg chunk of material of cross-sectional area 4.0 10 2 m 2 breaks loose from the comet.
Calculate the force on this chunk due to the solar radiation. Compare this force with the gravitational force of the
Sun.
Strategy
Calculate the intensity of solar radiation at the given distance from the Sun and use that to calculate the radiation
pressure. From the pressure and area, calculate the force.
Solution
a. The intensity of the solar radiation is the average solar power per unit area. Hence, at 9.0 10 10 m from
the center of the Sun, we have
Assuming the comet reflects all the incident radiation, we obtain from Equation 16.36
2I 23.7 10 3 W/m 2
p= c = = 2.5 10 5 N/m 2.
3.00 10 8 m/s
b. The force on the chunk due to the radiation is
F = pA = 2.5 10 5 N/m 24.0 10 2 m 2
= 1.0 10 6 N,
Significance
The gravitational force of the Sun on the chunk is therefore much greater than the force of the radiation.
After Maxwell showed that light carried momentum as well as energy, a novel idea eventually emerged, initially only as
science fiction. Perhaps a spacecraft with a large reflecting light sail could use radiation pressure for propulsion. Such a
vehicle would not have to carry fuel. It would experience a constant but small force from solar radiation, instead of the
short bursts from rocket propulsion. It would accelerate slowly, but by being accelerated continuously, it would eventually
reach great speeds. A spacecraft with small total mass and a sail with a large area would be necessary to obtain a usable
acceleration.
When the space program began in the 1960s, the idea started to receive serious attention from NASA. The most recent
development in light propelled spacecraft has come from a citizen-funded group, the Planetary Society. It is currently testing
the use of light sails to propel a small vehicle built from CubeSats, tiny satellites that NASA places in orbit for various
research projects during space launches intended mainly for other purposes.
The LightSail spacecraft shown below (Figure 16.16) consists of three CubeSats bundled together. It has a total mass of
only about 5 kg and is about the size as a loaf of bread. Its sails are made of very thin Mylar and open after launch to have
a surface area of 32 m 2.
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Figure 16.16 Two small CubeSat satellites deployed from the International Space Station in
May, 2016. The solar sails open out when the CubeSats are far enough away from the Station.
The first LightSail spacecraft was launched in 2015 to test the sail deployment system. It was placed in low-earth
orbit in 2015 by hitching a ride on an Atlas 5 rocket launched for an unrelated mission. The test was successful,
but the low-earth orbit allowed too much drag on the spacecraft to accelerate it by sunlight. Eventually, it burned in
the atmosphere, as expected. The next Planetary Societys LightSail solar sailing spacecraft is scheduled for 2016.
An illustration (https://openstaxcollege.org/l/21lightsail) of the spacecraft, as it is expected to appear in
flight, can be seen on the Planetary Societys website.
Example 16.7
LightSail Acceleration
The intensity of energy from sunlight at a distance of 1 AU from the Sun is 1370 W/m 2 . The LightSail spacecraft
has sails with total area of 32 m 2 and a total mass of 5.0 kg. Calculate the maximum acceleration LightSail
spacecraft could achieve from radiation pressure when it is about 1 AU from the Sun.
Strategy
The maximum acceleration can be expected when the sail is opened directly facing the Sun. Use the light intensity
to calculate the radiation pressure and from it, the force on the sails. Then use Newtons second law to calculate
the acceleration.
Solution
The radiation pressure is
21370 W/m 232 m 2
F = pA = 2uA = 2I
c A = 8
= 2.92 10 4 N.
3.00 10 m/s
Significance
If this small acceleration continued for a year, the craft would attain a speed of 1829 m/s, or 6600 km/h.
16.5 Check Your Understanding How would the speed and acceleration of a radiation-propelled spacecraft
be affected as it moved farther from the Sun on an interplanetary space flight?
Electromagnetic waves have a vast range of practical everyday applications that includes such diverse uses as
communication by cell phone and radio broadcasting, WiFi, cooking, vision, medical imaging, and treating cancer. In this
module, we discuss how electromagnetic waves are classified into categories such as radio, infrared, ultraviolet, and so on.
We also summarize some of the main applications for each range.
The different categories of electromagnetic waves differ in their wavelength range, or equivalently, in their corresponding
frequency ranges. Their properties change smoothly from one frequency range to the next, with different applications in
each range. A brief overview of the production and utilization of electromagnetic waves is found in Table 16.1.
The relationship c = f between frequency f and wavelength applies to all waves and ensures that greater frequency
means smaller wavelength. Figure 16.17 shows how the various types of electromagnetic waves are categorized according
to their wavelengths and frequenciesthat is, it shows the electromagnetic spectrum.
Figure 16.17 The electromagnetic spectrum, showing the major categories of electromagnetic waves.
Radio Waves
The term radio waves refers to electromagnetic radiation with wavelengths greater than about 0.1 m. Radio waves are
commonly used for audio communications (i.e., for radios), but the term is used for electromagnetic waves in this range
regardless of their application. Radio waves typically result from an alternating current in the wires of a broadcast antenna.
They cover a very broad wavelength range and are divided into many subranges, including microwaves, electromagnetic
waves used for AM and FM radio, cellular telephones, and TV signals.
There is no lowest frequency of radio waves, but ELF waves, or extremely low frequency are among the lowest
frequencies commonly encountered, from 3 Hz to 3 kHz. The accelerating charge in the ac currents of electrical power
lines produce electromagnetic waves in this range. ELF waves are able to penetrate sea water, which strongly absorbs
electromagnetic waves of higher frequency, and therefore are useful for submarine communications.
In order to use an electromagnetic wave to transmit information, the amplitude, frequency, or phase of the wave is
modulated, or varied in a controlled way that encodes the intended information into the wave. In AM radio transmission,
the amplitude of the wave is modulated to mimic the vibrations of the sound being conveyed. Fouriers theorem implies
that the modulated AM wave amounts to a superposition of waves covering some narrow frequency range. Each AM
station is assigned a specific carrier frequency that, by international agreement, is allowed to vary by 5 kHz . In FM
radio transmission, the frequency of the wave is modulated to carry this information, as illustrated in Figure 16.18, and
the frequency of each station is allowed to use 100 kHz on each side of its carrier frequency. The electromagnetic wave
produces a current in a receiving antenna, and the radio or television processes the signal to produce the sound and any
image. The higher the frequency of the radio wave used to carry the data, the greater the detailed variation of the wave that
can be carried by modulating it over each time unit, and the more data that can be transmitted per unit of time. The assigned
frequencies for AM broadcasting are 540 to 1600 kHz, and for FM are 88 MHz to108 MHz.
Cell phone conversations, and television voice and video images are commonly transmitted as digital data, by converting
the signal into a sequence of binary ones and zeros. This allows clearer data transmission when the signal is weak, and
allows using computer algorithms to compress the digital data to transmit more data in each frequency range. Computer
data as well is transmitted as a sequence of binary ones and zeros, each one or zero constituting one bit of data.
Microwaves
Microwaves are the highest-frequency electromagnetic waves that can be produced by currents in macroscopic circuits
and devices. Microwave frequencies range from about 10 9 Hz to nearly 10 12 Hz . Their high frequencies correspond to
short wavelengths compared with other radio waveshence the name microwave. Microwaves also occur naturally as the
cosmic background radiation left over from the origin of the universe. Along with other ranges of electromagnetic waves,
they are part of the radiation that any object above absolute zero emits and absorbs because of thermal agitation, that is,
from the thermal motion of its atoms and molecules.
Most satellite-transmitted information is carried on microwaves. Radar is a common application of microwaves. By
detecting and timing microwave echoes, radar systems can determine the distance to objects as diverse as clouds, aircraft,
or even the surface of Venus.
Microwaves of 2.45 GHz are commonly used in microwave ovens. The electrons in a water molecule tend to remain closer
to the oxygen nucleus than the hydrogen nuclei (Figure 16.19). This creates two separated centers of equal and opposite
charges, giving the molecule a dipole moment (see Electric Field). The oscillating electric field of the microwaves inside
the oven exerts a torque that tends to align each molecule first in one direction and then in the other, with the motion of each
molecule coupled to others around it. This pumps energy into the continual thermal motion of the water to heat the food.
The plate under the food contains no water, and remains relatively unheated.
734 Chapter 16 | Electromagnetic Waves
The microwaves in a microwave oven reflect off the walls of the oven, so that the superposition of waves produces
standing waves, similar to the standing waves of a vibrating guitar or violin string (see Normal Modes of a Standing
Sound Wave (http://cnx.org/content/m58378/latest/) ). A rotating fan acts as a stirrer by reflecting the microwaves
in different directions, and food turntables, help spread out the hot spots.
Example 16.8
Significance
The distance between the hot spots in a microwave oven are determined by the wavelength of the microwaves.
A cell phone has a radio receiver and a weak radio transmitter, both of which can quickly tune to hundreds of specifically
assigned microwave frequencies. The low intensity of the transmitted signal gives it an intentionally limited range. A
ground-based system links the phone to only to the broadcast tower assigned to the specific small area, or cell, and smoothly
transitions its connection to the next cell when the signal reception there is the stronger one. This enables a cell phone to be
used while changing location.
Microwaves also provide the WiFi that enables owners of cell phones, laptop computers, and similar devices to connect
wirelessly to the Internet at home and at coffee shops and airports. A wireless WiFi router is a device that exchanges data
over the Internet through the cable or another connection, and uses microwaves to exchange the data wirelessly with devices
such as cell phones and computers. The term WiFi itself refers to the standards followed in modulating and analyzing
the microwaves so that wireless routers and devices from different manufacturers work compatibly with one another. The
computer data in each direction consist of sequences of binary zeros and ones, each corresponding to a binary bit. The
microwaves are in the range of 2.4 GHz to 5.0 GHz range.
Other wireless technologies also use microwaves to provide everyday communications between devices. Bluetooth
developed alongside WiFi as a standard for radio communication in the 2.4-GHz range between nearby devices, for
example, to link to headphones and audio earpieces to devices such as radios, or a drivers cell phone to a hands-free device
to allow answering phone calls without fumbling directly with the cell phone.
Microwaves find use also in radio tagging, using RFID (radio frequency identification) technology. Examples are RFID tags
attached to store merchandize, transponder for toll booths use attached to the windshield of a car, or even a chip embedded
into a pets skin. The device responds to a microwave signal by emitting a signal of its own with encoded information,
allowing stores to quickly ring up items at their cash registers, drivers to charge tolls to their account without stopping, and
lost pets to be reunited with their owners. NFC (near field communication) works similarly, except it is much shorter range.
Its mechanism of interaction is the induced magnetic field at microwave frequencies between two coils. Cell phones that
have NFC capability and the right software can supply information for purchases using the cell phone instead of a physical
credit card. The very short range of the data transfer is a desired security feature in this case.
Infrared Radiation
The boundary between the microwave and infrared regions of the electromagnetic spectrum is not well defined (see
Figure 16.17). Infrared radiation is generally produced by thermal motion, and the vibration and rotation of atoms and
molecules. Electronic transitions in atoms and molecules can also produce infrared radiation. About half of the solar energy
arriving at Earth is in the infrared region, with most of the rest in the visible part of the spectrum. About 23% of the
solar energy is absorbed in the atmosphere, about 48% is absorbed at Earths surface, and about 29% is reflected back into
space.[1]
The range of infrared frequencies extends up to the lower limit of visible light, just below red. In fact, infrared means
below red. Water molecules rotate and vibrate particularly well at infrared frequencies. Reconnaissance satellites can
detect buildings, vehicles, and even individual humans by their infrared emissions, whose power radiation is proportional
to the fourth power of the absolute temperature. More mundanely, we use infrared lamps, including those called quartz
heaters, to preferentially warm us because we absorb infrared better than our surroundings.
The familiar handheld remotes for changing channels and settings on television sets often transmit their signal by
modulating an infrared beam. If you try to use a TV remote without the infrared emitter being in direct line of sight with
the infrared detector, you may find the television not responding. Some remotes use Bluetooth instead and reduce this
annoyance.
Visible Light
Visible light is the narrow segment of the electromagnetic spectrum between about 400 nm and about 750 nm to which the
normal human eye responds. Visible light is produced by vibrations and rotations of atoms and molecules, as well as by
electronic transitions within atoms and molecules. The receivers or detectors of light largely utilize electronic transitions.
Red light has the lowest frequencies and longest wavelengths, whereas violet has the highest frequencies and shortest
wavelengths (Figure 16.20). Blackbody radiation from the Sun peaks in the visible part of the spectrum but is more intense
in the red than in the violet, making the sun yellowish in appearance.
Figure 16.20 A small part of the electromagnetic spectrum that includes its visible components. The
divisions between infrared, visible, and ultraviolet are not perfectly distinct, nor are those between the
seven rainbow colors.
Living thingsplants and animalshave evolved to utilize and respond to parts of the electromagnetic spectrum in which
they are embedded. We enjoy the beauty of nature through visible light. Plants are more selective. Photosynthesis uses parts
of the visible spectrum to make sugars.
1. http://earthobservatory.nasa.gov/Features/EnergyBalance/page4.php
736 Chapter 16 | Electromagnetic Waves
Ultraviolet Radiation
Ultraviolet means above violet. The electromagnetic frequencies of ultraviolet radiation (UV) extend upward from
violet, the highest-frequency visible light. The highest-frequency ultraviolet overlaps with the lowest-frequency X-rays. The
wavelengths of ultraviolet extend from 400 nm down to about 10 nm at its highest frequencies. Ultraviolet is produced by
atomic and molecular motions and electronic transitions.
UV radiation from the Sun is broadly subdivided into three wavelength ranges: UV-A (320400 nm) is the lowest frequency,
then UV-B (290320 nm) and UV-C (220290 nm). Most UV-B and all UV-C are absorbed by ozone ( O 3 ) molecules in
the upper atmosphere. Consequently, 99% of the solar UV radiation reaching Earths surface is UV-A.
Sunburn is caused by large exposures to UV-B and UV-C, and repeated exposure can increase the likelihood of skin cancer.
The tanning response is a defense mechanism in which the body produces pigments in inert skin layers to reduce exposure
of the living cells below.
As examined in a later chapter, the shorter the wavelength of light, the greater the energy change of an atom or molecule
that absorbs the light in an electronic transition. This makes short-wavelength ultraviolet light damaging to living cells. It
also explains why ultraviolet radiation is better able than visible light to cause some materials to glow, or fluoresce.
Besides the adverse effects of ultraviolet radiation, there are also benefits of exposure in nature and uses in technology.
Vitamin D production in the skin results from exposure to UV-B radiation, generally from sunlight. Several studies
suggest vitamin D deficiency is associated with the development of a range of cancers (prostate, breast, colon), as well as
osteoporosis. Low-intensity ultraviolet has applications such as providing the energy to cause certain dyes to fluoresce and
emit visible light, for example, in printed money to display hidden watermarks as counterfeit protection.
X-Rays
X-rays have wavelengths from about 10 8 m to 10 12 m . They have shorter wavelengths, and higher frequencies, than
ultraviolet, so that the energy they transfer at an atomic level is greater. As a result, X-rays have adverse effects on living
cells similar to those of ultraviolet radiation, but they are more penetrating. Cancer and genetic defects can be induced by
X-rays. Because of their effect on rapidly dividing cells, X-rays can also be used to treat and even cure cancer.
The widest use of X-rays is for imaging objects that are opaque to visible light, such as the human body or aircraft parts. In
humans, the risk of cell damage is weighed carefully against the benefit of the diagnostic information obtained.
Gamma Rays
Soon after nuclear radioactivity was first detected in 1896, it was found that at least three distinct types of radiation were
being emitted, and these were designated as alpha, beta, and gamma rays. The most penetrating nuclear radiation, the
gamma ray ( ray), was later found to be an extremely high-frequency electromagnetic wave.
The lower end of the - ray frequency range overlaps the upper end of the X-ray range. Gamma rays have characteristics
identical to X-rays of the same frequencythey differ only in source. The name gamma rays is generally used for
electromagnetic radiation emitted by a nucleus, while X-rays are generally produced by bombarding a target with energetic
electrons in an X-ray tube. At higher frequencies, rays are more penetrating and more damaging to living tissue. They
have many of the same uses as X-rays, including cancer therapy. Gamma radiation from radioactive materials is used in
nuclear medicine.
Use this simulation (https://openstaxcollege.org/l/21simlightmol) to explore how light interacts with
molecules in our atmosphere.
Explore how light interacts with molecules in our atmosphere.
Identify that absorption of light depends on the molecule and the type of light.
Relate the energy of the light to the resulting motion.
Identify that energy increases from microwave to ultraviolet.
Predict the motion of a molecule based on the type of light it absorbs.
16.6 Check Your Understanding How do the electromagnetic waves for the different kinds of
electromagnetic radiation differ?
CHAPTER 16 REVIEW
KEY TERMS
displacement current extra term in Maxwells equations that is analogous to a real current but accounts for a changing
electric field producing a magnetic field, even when the real current is present
gamma ray ( ray) extremely high frequency electromagnetic radiation emitted by the nucleus of an atom, either from
natural nuclear decay or induced nuclear processes in nuclear reactors and weapons; the lower end of
the -ray frequency range overlaps the upper end of the X-ray range, but rays can have the highest frequency of
any electromagnetic radiation
infrared radiation region of the electromagnetic spectrum with a frequency range that extends from just below the red
region of the visible light spectrum up to the microwave region, or from 0.74 m to 300 m
Maxwells equations set of four equations that comprise a complete, overarching theory of electromagnetism
microwaves electromagnetic waves with wavelengths in the range from 1 mm to 1 m; they can be produced by currents in
macroscopic circuits and devices
Poynting vector vector equal to the cross product of the electric-and magnetic fields, that describes the flow of
electromagnetic energy through a surface
radar common application of microwaves; radar can determine the distance to objects as diverse as clouds and aircraft, as
well as determine the speed of a car or the intensity of a rainstorm
radiation pressure force divided by area applied by an electromagnetic wave on a surface
radio waves electromagnetic waves with wavelengths in the range from 1 mm to 100 km; they are produced by currents
in wires and circuits and by astronomical phenomena
thermal agitation thermal motion of atoms and molecules in any object at a temperature above absolute zero, which
causes them to emit and absorb radiation
ultraviolet radiation electromagnetic radiation in the range extending upward in frequency from violet light and
overlapping with the lowest X-ray frequencies, with wavelengths from 400 nm down to about 10 nm
visible light narrow segment of the electromagnetic spectrum to which the normal human eye responds, from about 400 to
750 nm
X-ray invisible, penetrating form of very high frequency electromagnetic radiation, overlapping both the ultraviolet range
and the -ray range
KEY EQUATIONS
Displacement current d E
Id = 0
dt
Gausss law Q
E d A = in
0
Gausss law for magnetism
B d A = 0
d m
E d
Faradays law
s =
dt
d E
B d
Ampre-Maxwell law
s = 0 I + 0 0
dt
Wave equation for plane EM wave 2 Ey 2 Ey
= 0 0
x2 t2
738 Chapter 16 | Electromagnetic Waves
Speed of EM waves c= 1
0 0
SUMMARY
16.1 Maxwells Equations and Electromagnetic Waves
Maxwells prediction of electromagnetic waves resulted from his formulation of a complete and symmetric theory
of electricity and magnetism, known as Maxwells equations.
The four Maxwells equations together with the Lorentz force law encompass the major laws of electricity and
magnetism. The first of these is Gausss law for electricity; the second is Gausss law for magnetism; the third is
Faradays law of induction (including Lenzs law); and the fourth is Ampres law in a symmetric formulation that
adds another source of magnetism, namely changing electric fields.
The symmetry introduced between electric and magnetic fields through Maxwells displacement current explains
the mechanism of electromagnetic wave propagation, in which changing magnetic fields produce changing electric
fields and vice versa.
Although light was already known to be a wave, the nature of the wave was not understood before Maxwell.
Maxwells equations also predicted electromagnetic waves with wavelengths and frequencies outside the range of
light. These theoretical predictions were first confirmed experimentally by Heinrich Hertz.
where I is the average intensity in W/m 2 and E 0 is the maximum electric field strength of a continuous sinusoidal wave.
This can also be expressed in terms of the maximum magnetic field strength B 0 as
cB 20
I=
2 0
E0 B0
I= .
2 0
The electromagnetic spectrum is separated into many categories and subcategories, based on the frequency and
wavelength, source, and uses of the electromagnetic waves.
CONCEPTUAL QUESTIONS
16.1 Maxwells Equations and Electromagnetic 16.2 Plane Electromagnetic Waves
Waves 4. If the electric field of an electromagnetic wave is
oscillating along the z-axis and the magnetic field is
1. Explain how the displacement current maintains the
oscillating along the x-axis, in what possible direction is the
continuity of current in a circuit containing a capacitor.
wave traveling?
5. In which situation shown below will the 6. In which situation shown below will the
electromagnetic wave be more successful in inducing a electromagnetic wave be more successful in inducing a
current in the wire? Explain. current in the loop? Explain.
Figure 16.21 (credit: ESA, Hubble) 26. Give an example of resonance in the reception of
electromagnetic waves.
15. (a) If the electric field and magnetic field in a
sinusoidal plane wave were interchanged, in which 27. Illustrate that the size of details of an object that
direction relative to before would the energy propagate? can be detected with electromagnetic waves is related to
(b) What if the electric and the magnetic fields were both their wavelength, by comparing details observable with two
changed to their negatives? different types (for example, radar and visible light).
742 Chapter 16 | Electromagnetic Waves
28. In which part of the electromagnetic spectrum are each 31. A leaky microwave oven in a home can sometimes
of these waves: cause interference with the homeowners WiFi system.
(a) f = 10.0 kHz, (b) f = = 750 nm , Why?
(c) f = 1.25 10 8 Hz , (d) 0.30 nm
32. When a television news anchor in a studio speaks to a
reporter in a distant country, there is sometimes a noticeable
29. In what range of electromagnetic radiation are the lag between when the anchor speaks in the studio and
electromagnetic waves emitted by power lines in a country when the remote reporter hears it and replies. Explain what
that uses 50-Hz ac current? causes this delay.
PROBLEMS
36. Suppose the parallel-plate capacitor shown below is
16.1 Maxwells Equations and Electromagnetic accumulating charge at a rate of 0.010 C/s. What is the
induced magnetic field at a distance of 10 cm from the
Waves
capacitator?
33. Show that the magnetic field at a distance r from the
axis of two circular parallel plates, produced by placing
charge Q(t) on the plates is
0 dQ(t)
B ind = .
2r dt
35. A potential difference V(t) = V 0 sin t is 37. The potential difference V(t) between parallel plates
maintained across a parallel-plate capacitor with shown above is instantaneously increasing at a rate of
capacitance C consisting of two circular parallel plates. A 10 7 V/s. What is the displacement current between the
thin wire with resistance R connects the centers of the two plates if the separation of the plates is 1.00 cm and they
plates, allowing charge to leak between plates while they
are charging. have an area of 0.200 m 2 ?
(a) Obtain expressions for the leakage current I res (t) in the
thin wire. Use these results to obtain an expression for the 38. A parallel-plate capacitor has a plate area of
current I real (t) in the wires connected to the capacitor. A = 0.250 m 2 and a separation of 0.0100 m. What must
(b) Find the displacement current in the space between the be must be the angular frequency for a voltage
plates from the changing electric field between the plates. V(t) = V 0 sin t with V 0 = 100 V to produce a
(c) Compare I real (t) with the sum of the displacement maximum displacement induced current of 1.00 A between
current I d (t) and resistor current I res (t) between the the plates?
plates, and explain why the relationship you observe would
be expected. 39. The voltage across a parallel-plate capacitor with area
A = 800 cm 2 and separation d = 2 mm varies
sinusoidally as V = (15 mV) cos (150t) , where t is in
seconds. Find the displacement current between the plates.
45. The electric field of an electromagnetic wave traveling 51. A radio station broadcasts at a frequency of 760 kHz.
in vacuum is described by the following wave function: At a receiver some distance from the antenna, the
^
E = (5.00 V/m) cos kx 6.00 10 9 s 1t + 0.40 j
maximum magnetic field of the electromagnetic wave
detected is 2.15 10 11 T .
(a) What is the maximum electric field? (b) What is the
where k is the wavenumber in rad/m, x is in m, t is in wavelength of the electromagnetic wave?
s.
Find the following quantities:
52. The filament in a clear incandescent light bulb radiates
(a) amplitude
visible light at a power of 5.00 W. Model the glass part of
(b) frequency
the bulb as a sphere of radius r 0 = 3.00 cm and calculate
(c) wavelength
(d) the direction of the travel of the wave the amount of electromagnetic energy from visible light
(e) the associated magnetic field wave inside the bulb.
46. A plane electromagnetic wave of frequency 20 GHz 53. At what distance does a 100-W lightbulb produce
moves in the positive y-axis direction such that its electric the same intensity of light as a 75-W lightbulb produces
field is pointed along the z-axis. The amplitude of the 10 m away? (Assume both have the same efficiency for
electric field is 10 V/m. The start of time is chosen so that converting electrical energy in the circuit into emitted
at t = 0 , the electric field has a value 10 V/m at the origin. electromagnetic energy.)
(a) Write the wave function that will describe the electric
field wave. (b) Find the wave function that will describe the 54. An incandescent light bulb emits only 2.6 W of its
associated magnetic field wave. power as visible light. What is the rms electric field of the
emitted light at a distance of 3.0 m from the bulb?
47. The following represents an electromagnetic wave
traveling in the direction of the positive y-axis: 55. A 150-W lightbulb emits 5% of its energy as
E x = 0; E y = E 0 cos (kx t); E z = 0 electromagnetic radiation. What is the magnitude of the
. average Poynting vector 10 m from the bulb?
B x = 0; B y = 0; B z = B 0 cos (kx t)
The wave is passing through a wide tube of circular cross-
56. A small helium-neon laser has a power output of 2.5
section of radius R whose axis is along the y-axis. Find the
mW. What is the electromagnetic energy in a 1.0-m length
expression for the displacement current through the tube.
of the beam?
744 Chapter 16 | Electromagnetic Waves
57. At the top of Earths atmosphere, the time-averaged 63. A 2.50-m-diameter university communications
Poynting vector associated with sunlight has a magnitude satellite dish receives TV signals that have a maximum
of about 1.4 kW/m 2. electric field strength (for one channel) of 7.50 V/m (see
(a) What are the maximum values of the electric and below). (a) What is the intensity of this wave? (b) What
magnetic fields for a wave of this intensity? (b) What is the is the power received by the antenna? (c) If the orbiting
total power radiated by the sun? Assume that the Earth is satellite broadcasts uniformly over an area of
1.5 10 11 m from the Sun and that sunlight is composed 1.50 10 13 m 2 (a large fraction of North America), how
of electromagnetic plane waves. much power does it radiate?
67. A microscopic spherical dust particle of radius 2 m 76. Radio station WWVB, operated by the National
and mass 10 g is moving in outer space at a constant Institute of Standards and Technology (NIST) from Fort
Collins, Colorado, at a low frequency of 60 kHz, broadcasts
speed of 30 cm/sec. A wave of light strikes it from the a time synchronization signal whose range covers the entire
opposite direction of its motion and gets absorbed. continental US. The timing of the synchronization signal
Assuming the particle decelerates uniformly to zero speed is controlled by a set of atomic clocks to an accuracy of
in one second, what is the average electric field amplitude
1 10 12 s, and repeats every 1 minute. The signal is
in the light?
used for devices, such as radio-controlled watches, that
automatically synchronize with it at preset local times.
68. A Styrofoam spherical ball of radius 2 mm and mass
WWVBs long wavelength signal tends to propagate close
20 g is to be suspended by the radiation pressure in a
to the ground.
vacuum tube in a lab. How much intensity will be required (a) Calculate the wavelength of the radio waves from
if the light is completely absorbed the ball? WWVB.
(b) Estimate the error that the travel time of the signal
causes in synchronizing a radio controlled watch in
69. Suppose that S avg for sunlight at a point on the
Norfolk, Virginia, which is 1570 mi (2527 km) from Fort
surface of Earth is 900 W/m 2 . (a) If sunlight falls Collins, Colorado.
perpendicularly on a kite with a reflecting surface of area
0.75 m 2 , what is the average force on the kite due to 77. An outdoor WiFi unit for a picnic area has a 100-mW
output and a range of about 30 m. What output power
radiation pressure? (b) How is your answer affected if the
would reduce its range to 12 m for use with the same
kite material is black and absorbs all sunlight?
devices as before? Assume there are no obstacles in the
way and that microwaves into the ground are simply
70. Sunlight reaches the ground with an intensity of about absorbed.
1.0 kW/m 2 . A sunbather has a body surface area of
0.8 m 2 facing the sun while reclining on a beach chair on a 78. 7. The prefix mega (M) and kilo (k), when
clear day. (a) how much energy from direct sunlight reaches referring to amounts of computer data, refer to factors of
the sunbathers skin per second? (b) What pressure does the 1024 or 2 10 rather than 1000 for the prefix kilo, and
sunlight exert if it is absorbed? 1024 2 = 2 20 rather than 1,000,000 for the prefix Mega
(M). If a wireless (WiFi) router transfers 150 Mbps of data,
71. Suppose a spherical particle of mass m and radius R how many bits per second is that in decimal arithmetic?
in space absorbs light of intensity I for time t. (a) How
much work does the radiation pressure do to accelerate the
79. A computer user finds that his wireless router
particle from rest in the given time it absorbs the light? (b)
transmits data at a rate of 75 Mbps (megabits per second).
How much energy carried by the electromagnetic waves is
Compare the average time to transmit one bit of data with
absorbed by the particle over this time based on the radiant
the time difference between the wifi signal reaching an
energy incident on the particle?
observers cell phone directly and by bouncing back to the
observer from a wall 8.00 m past the observer.
74. Find the frequency range of visible light, given that it 81. What are the wavelengths of (a) X-rays of frequency
encompasses wavelengths from 380 to 760 nm. 2.0 10 17 Hz? (b) Yellow light of frequency
5.1 10 14 Hz? (c) Gamma rays of frequency
75. (a) Calculate the wavelength range for AM radio given
23
its frequency range is 540 to 1600 kHz. (b) Do the same for 1.0 10 Hz?
the FM frequency range of 88.0 to 108 MHz.
746 Chapter 16 | Electromagnetic Waves
82. For red light of = 660 nm , what are f, , and k? 86. Distances in space are often quoted in units of light-
years, the distance light travels in 1 year. (a) How many
meters is a light-year? (b) How many meters is it to
83. A radio transmitter broadcasts plane electromagnetic
Andromeda, the nearest large galaxy, given that it is
waves whose maximum electric field at a particular
location is 1.55 10 3 V/m. What is the maximum
2.54 10 6 ly away? (c) The most distant galaxy yet
magnitude of the oscillating magnetic field at that location? discovered is 13.4 10 9 ly away. How far is this in
How does it compare with Earths magnetic field? meters?
84. (a) Two microwave frequencies authorized for use in 87. A certain 60.0-Hz ac power line radiates an
microwave ovens are: 915 and 2450 MHz. Calculate the electromagnetic wave having a maximum electric field
wavelength of each. (b) Which frequency would produce strength of 13.0 kV/m. (a) What is the wavelength of this
smaller hot spots in foods due to interference effects? very-low-frequency electromagnetic wave? (b) What type
of electromagnetic radiation is this wave (b) What is its
85. During normal beating, the heart creates a maximum maximum magnetic field strength?
4.00-mV potential across 0.300 m of a persons chest,
creating a 1.00-Hz electromagnetic wave. (a) What is the 88. (a) What is the frequency of the 193-nm ultraviolet
maximum electric field strength created? (b) What is the radiation used in laser eye surgery? (b) Assuming the
corresponding maximum magnetic field strength in the accuracy with which this electromagnetic radiation can
electromagnetic wave? (c) What is the wavelength of the ablate (reshape) the cornea is directly proportional to
electromagnetic wave? wavelength, how much more accurate can this UV
radiation be than the shortest visible wavelength of light?
ADDITIONAL PROBLEMS
89. In a region of space, the electric field is pointed along 93. On its highest power setting, a microwave oven
the x-axis, but its magnitude changes as described by increases the temperature of 0.400 kg of spaghetti by
E x = (10 N/C) sin (20x 500t) 45.0 C in 120 s. (a) What was the rate of energy
Ey = Ez = 0 absorption by the spaghetti, given that its specific heat is
where t is in nanoseconds and x is in cm. Find the 3.76 10 3 J/kg C ? Assume the spaghetti is perfectly
displacement current through a circle of radius 3 cm in the absorbing. (b) Find the average intensity of the
x = 0 plane at t = 0 . microwaves, given that they are absorbed over a circular
area 20.0 cm in diameter. (c) What is the peak electric field
90. A microwave oven uses electromagnetic waves of strength of the microwave? (d) What is its peak magnetic
field strength?
frequency f = 2.45 10 9 Hz to heat foods. The waves
reflect from the inside walls of the oven to produce an 94. A certain microwave oven projects 1.00 kW of
interference pattern of standing waves whose antinodes are microwaves onto a 30-cm-by-40-cm area. (a) What is its
hot spots that can leave observable pit marks in some foods.
intensity in W/m 2 ? (b) Calculate the maximum electric
The pit marks are measured to be 6.0 cm apart. Use the
method employed by Heinrich Hertz to calculate the speed field strength E 0 in these waves. (c) What is the maximum
of electromagnetic waves this implies. magnetic field strength B 0 ?
Use the Appendix D for the next two exercises 95. Electromagnetic radiation from a 5.00-mW laser is
91. Galileo proposed measuring the speed of light by concentrated on a 1.00-mm 2 area. (a) What is the
uncovering a lantern and having an assistant a known
distance away uncover his lantern when he saw the light intensity in W/m 2 ? (b) Suppose a 2.00-nC electric charge
from Galileos lantern, and timing the delay. How far away is in the beam. What is the maximum electric force it
must the assistant be for the delay to equal the human experiences? (c) If the electric charge moves at 400 m/s,
reaction time of about 0.25 s? what maximum magnetic force can it feel?
96. A 200-turn flat coil of wire 30.0 cm in diameter acts 101. If a Lightsail spacecraft were sent on a Mars mission,
as an antenna for FM radio at a frequency of 100 MHz. by what fraction would its propulsion force be reduced
The magnetic field of the incoming electromagnetic wave when it reached Mars?
is perpendicular to the coil and has a maximum strength of
1.00 10 12 T . (a) What power is incident on the coil? 102. Lunar astronauts placed a reflector on the Moons
(b) What average emf is induced in the coil over one-fourth surface, off which a laser beam is periodically reflected.
of a cycle? (c) If the radio receiver has an inductance of The distance to the Moon is calculated from the round-trip
2.50 H , what capacitance must it have to resonate at 100 time. (a) To what accuracy in meters can the distance to the
Moon be determined, if this time can be measured to 0.100
MHz?
ns? (b) What percent accuracy is this, given the average
distance to the Moon is 384,400 km?
97. Suppose a source of electromagnetic waves radiates
uniformly in all directions in empty space where there are
103. Radar is used to determine distances to various
no absorption or interference effects. (a) Show that the
objects by measuring the round-trip time for an echo from
intensity is inversely proportional to r 2 , the distance from the object. (a) How far away is the planet Venus if the echo
the source squared. (b) Show that the magnitudes of the time is 1000 s? (b) What is the echo time for a car 75.0 m
electric and magnetic fields are inversely proportional to r. from a highway police radar unit? (c) How accurately (in
nanoseconds) must you be able to measure the echo time to
98. A radio station broadcasts its radio waves with a an airplane 12.0 km away to determine its distance within
power of 50,000 W. What would be the intensity of this 10.0 m?
signal if it is received on a planet orbiting Proxima Centuri,
the closest star to our Sun, at 4.243 ly away? 104. Calculate the ratio of the highest to lowest
frequencies of electromagnetic waves the eye can see,
99. The Poynting vector describes a flow of energy given the wavelength range of visible light is from 380 to
whenever electric and magnetic fields are present. Consider 760 nm. (Note that the ratio of highest to lowest frequencies
a long cylindrical wire of radius r with a current I in the the ear can hear is 1000.)
wire, with resistance R and voltage V. From the expressions
for the electric field along the wire and the magnetic field 105. How does the wavelength of radio waves for an AM
around the wire, obtain the magnitude and direction of the radio station broadcasting at 1030 KHz compare with the
Poynting vector at the surface. Show that it accounts for wavelength of the lowest audible sound waves (of 20 Hz).
an energy flow into the wire from the fields around it that The speed of sound in air at 20 C is about 343 m/s.
accounts for the Ohmic heating of the wire.
CHALLENGE PROBLEMS
106. A parallel-plate capacitor with plate separation d is 107. A particle of cosmic dust has a density
connected to a source of emf that places a time-dependent = 2.0 g/cm 3. (a) Assuming the dust particles are
voltage V(t) across its circular plates of radius r 0 and area
spherical and light absorbing, and are at the same distance
A = r 02 (see below). as Earth from the Sun, determine the particle size for which
radiation pressure from sunlight is equal to the Suns force
of gravity on the dust particle. (b) Explain how the forces
compare if the particle radius is smaller. (c) Explain what
this implies about the sizes of dust particle likely to be
present in the inner solar system compared with outside the
Oort cloud.
APPENDIX A | UNITS
Quantity Common Unit Unit in Terms of Base SI
Symbol Units
Acceleration
a m/s2 m/s2
Angular acceleration
rad/s2 s2
Angular velocity
rad/s s1
Area A m2 m2
Atomic number Z
Capacitance C farad (F) A 2 s 4 /kg m 2
Current I ampere A
Current density A/m2 A/m2
J
Dielectric constant
Electric dipole moment
p Cm Asm
Electric field E N/C kg m/A s 3
Electric flux N m 2 /C kg m 3 /A s 3
Entropy S J/K kg m 2 /s 2 K
Length: , L meter m
Displacement x,
r
Distance d, h
Position x, y, z,
r
N J/T
Magnetic dipole A m2
moment
tesla(T) = Wb/m 2
Magnetic field B kg/A s 2
Mass m, M kilogram kg
Molar specific heat C J/mol K kg m 2 /s 2 mol K
Moment of inertia I kg m 2 kg m 2
Momentum
p kg m/s kg m/s
Period T s s
Permeability of free 0 2
N/A =(H/m) kg m/A 2 s 2
space
Permittivity of free 0 C 2 /N m 2 =(F/m) A 2 s 4 /kg m 3
space
Potential V volt(V) = (J/C) kg m 2 /A s 3
Temperature T kelvin K
Time t second s
Nm
Torque kg m 2 /s 2
Volume V m3 m3
Wavelength m m
Work W joule(J) = (N m) kg m 2 /s 2
APPENDIX B | CONVERSION
FACTORS
m cm km
1 meter 1 102 103
1 centimeter 102 1 105
1 kilometer 103 105 1
1 inch 2.540 10 2 2.540 2.540 10 5
1 foot 0.3048 30.48 3.048 10 4
1 mile 1609 1.609 10 4 1.609
1 angstrom 1010
1 fermi 1015
1 light-year 9.460 10 12
in. ft mi
1 meter 39.37 3.281 6.214 10 4
1 centimeter 0.3937 3.281 10 2 6.214 10 6
1 kilometer 3.937 10 4 3.281 10 3 0.6214
Table B1 Length
Area
1 cm 2 = 0.155 in. 2
1 m 2 = 10 4 cm 2 = 10.76 ft 2
1 in. 2 = 6.452 cm 2
s min h day yr
1 second 1 1.667 10 2 2.778 10 4 1.157 10 5 3.169 10 8
1 minute 60 1 1.667 10 2 6.944 10 4 1.901 10 6
1 hour 3600 60 1 4.167 10 2 1.141 10 4
1 day 8.640 10 4 1440 24 1 2.738 10 3
1 year 3.156 10 7 5.259 10 5 8.766 10 3 365.25 1
Table B2 Time
Table B3 Speed
Acceleration
1 m/s 2 = 100 cm/s 2 = 3.281 ft/s 2
kg g slug u
1 kilogram 1 103 6.852 10 2 6.024 10 26
1 gram 103 1 6.852 10 5 6.024 10 23
1 slug 14.59 1.459 10 4 1 8.789 10 27
1 atomic mass unit 1.661 10 27 1.661 10 24 1.138 10 28 1
Table B4 Mass
N dyne lb
1 newton 1 105 0.2248
Table B5 Force
1 bar 105
1 torr 1 (mmHg)
*Where the acceleration due to gravity is 9.80665 m/s2 and the temperature is 0C
Table B6 Pressure
J erg ft.lb
1 joule 1 107 0.7376
1 erg 107 1 7.376 10 8
1 foot-pound 1.356 1.356 10 7 1
Power
1 W = 1 J/s
1 hp = 746 W = 550 ft lb/s
1 Btu/h = 0.293 W
Angle
756 Appendix B
APPENDIX C |
FUNDAMENTAL
CONSTANTS
Quantity Symbol Value
Atomic mass unit u 1.660 538 782 (83) 10 27 kg
931.494 028 (23) MeV/c 2
Bohr radius
a0 = 2 5.291 772 085 9 (36) 10 11 m
me e2 ke
Table C1 Fundamental Constants Note: These constants are the values recommended in
2006 by CODATA, based on a least-squares adjustment of data from different measurements.
The numbers in parentheses for the values represent the uncertainties of the last two digits.
758 Appendix C
Table C1 Fundamental Constants Note: These constants are the values recommended in
2006 by CODATA, based on a least-squares adjustment of data from different measurements.
The numbers in parentheses for the values represent the uncertainties of the last two digits.
APPENDIX D |
ASTRONOMICAL DATA
Celestial Mean Distance Period of Revolution Period of Eccentricity
Object from Sun (million (d = days) (y = years) Rotation at of Orbit
km) Equator
Sun 27 d
Mercury 57.9 88 d 59 d 0.206
Venus 108.2 224.7 d 243 d 0.007
Earth 149.6 365.26 d 23 h 56 min 4 s 0.017
Mars 227.9 687 d 24 h 37 min 23 s 0.093
Jupiter 778.4 11.9 y 9 h 50 min 30 s 0.048
Saturn 1426.7 29.5 6 10 h 14 min 0.054
Uranus 2871.0 84.0 y 17 h 14 min 0.047
Neptune 4498.3 164.8 y 16 h 0.009
Earths 149.6 (0.386 from 27.3 d 27.3 d 0.055
Moon Earth)
Celestial Equatorial Diameter Mass (Earth = 1) Density (g/cm3)
Object (km)
Sun 1,392,000 333,000.00 1.4
Mercury 4879 0.06 5.4
Venus 12,104 0.82 5.2
Earth 12,756 1.00 5.5
Mars 6794 0.11 3.9
Jupiter 142,984 317.83 1.3
Saturn 120,536 95.16 0.7
Uranus 51,118 14.54 1.3
Neptune 49,528 17.15 1.6
Earths 3476 0.01 3.3
Moon
Other Data:
Mass of Earth: 5.97 10 24 kg
APPENDIX E |
MATHEMATICAL
FORMULAS
Quadratic formula
2
If ax 2 + bx + c = 0, then x = b b 4ac
2a
Table E1 Geometry
Trigonometry
Trigonometric Identities
1. sin = 1/csc
2. cos = 1/sec
3. tan = 1/cot
4. sin90 0 = cos
5. cos90 0 = sin
6. tan90 0 = cot
7. sin 2 + cos 2 = 1
8. sec 2 tan 2 = 1
9. tan = sin /cos
10. sin = sin cos cos sin
tan tan
12. tan =
1 tan tan
1. Law of sines: a = b = c
sin sin sin
3. Pythagorean theorem: a 2 + b 2 = c 2
Series expansions
n(n 1)a n 2 b 2 n(n 1)(n 2)a n 3 b 3
1. Binomial theorem: (a + b) n = a n + na n 1 b + + +
2! 3!
n(n 1)x 2
2. (1 x) n = 1 nx + x 2 < 1
1! 2!
n(n + 1)x 2
3. (1 x) n = 1 nx + x 2 < 1
1! 2!
3 5
4. sin x = x x + x
3! 5!
2 4
5. cos x = 1 x + x
2! 4!
3 5
6. tan x = x + x + 2x +
3 15
2
7. e x = 1 + x + x +
2!
Derivatives
1. d a f (x) = a d f (x)
dx dx
5. d x m = mx m 1
dx
6. d sin x = cos x
dx
7. d cos x = sin x
dx
8. d tan x = sec 2 x
dx
9. d cot x = csc 2 x
dx
12. d ex = ex
dx
13. d ln x = 1
dx x
14. d sin 1 x = 1
dx 1 x2
15. d cos 1 x = 1
dx 1 x2
16. d tan 1 x = 1
dx 1 + x2
Integrals
1. a f (x)dx = a f (x)dx
2.
f (x) + g(x)dx = f (x)dx + g(x)dx
m+1
x m dx =x (m 1)
3. m+1
= ln x(m = 1)
4. sin x dx = cos x
5. cos x dx = sin x
6. tan x dx = ln|sec x|
764 Appendix E
7. sin 2 ax dx = 2x sin4a2ax
8. cos 2 ax dx = 2x + sin4a2ax
9. sin ax cos ax dx = cos2ax
4a
10. e ax dx = 1a e ax
ax
11. xe ax dx = e 2 (ax 1)
a
12. ln ax dx = x ln ax x
13. dx = 1 tan 1 x
a 2 + x 2 a a
dx = 1 ln x + a
14.
a 2 x 2 2a x a | |
15. dx = sinh 1 x
a2 + x2
a
16. dx = sin 1 x
a2 x2
a
2
17. a 2 + x 2 dx = x a 2 + x 2 + a sinh 1 ax
2 2
2
18. a 2 x 2 dx = x a 2 x 2 + a sin 1 ax
2 2
APPENDIX F | CHEMISTRY
766 Appendix F
Gamma Omicron O
Delta Pi
Epsilon E Rho P
Zeta Z Sigma
Eta H Tau T
Theta Upsilon
lota I Phi
Kappa K Chi X
Lambda Psi
Mu M Omega
ANSWER KEY
CHAPTER 1
CHECK YOUR UNDERSTANDING
1.1. The actual amount (mass) of gasoline left in the tank when the gauge hits empty is less in the summer than in the winter. The
gasoline has the same volume as it does in the winter when the add fuel light goes on, but because the gasoline has expanded,
there is less mass.
1.2. Not necessarily, as the thermal stress is also proportional to Youngs modulus.
1.3. To a good approximation, the heat transfer depends only on the temperature difference. Since the temperature differences are
the same in both cases, the same 25 kJ is necessary in the second case. (As we will see in the next section, the answer would have
been different if the object had been made of some substance that changes phase anywhere between 30 C and 50 C .)
1.4. The ice and liquid water are in thermal equilibrium, so that the temperature stays at the freezing temperature as long as ice
remains in the liquid. (Once all of the ice melts, the water temperature will start to rise.)
1.5. Snow is formed from ice crystals and thus is the solid phase of water. Because enormous heat is necessary for phase changes,
it takes a certain amount of time for this heat to be transferred from the air, even if the air is above 0 C .
1.6. Conduction: Heat transfers into your hands as you hold a hot cup of coffee. Convection: Heat transfers as the barista steams
cold milk to make hot cocoa. Radiation: Heat transfers from the Sun to a jar of water with tea leaves in it to make Sun tea. A
great many other answers are possible.
1.7. Because area is the product of two spatial dimensions, it increases by a factor of four when each dimension is doubled
A fina = (2d) 2 = 4d 2 = 4A initial . The distance, however, simply doubles. Because the temperature difference and the
coefficient of thermal conductivity are independent of the spatial dimensions, the rate of heat transfer by conduction increases by
a factor of four divided by two, or two:
kA fina T h T c k4A fina T h T c kA
T T c
P fina = = = 2 fina h = 2P initial .
d fina 2d initial d initial
1.8. Using a fan increases the flow of air: Warm air near your body is replaced by cooler air from elsewhere. Convection increases
the rate of heat transfer so that moving air feels cooler than still air.
1.9. The radiated heat is proportional to the fourth power of the absolute temperature. Because T 1 = 293 K and T 2 = 313 K ,
the rate of heat transfer increases by about 30% of the original rate.
CONCEPTUAL QUESTIONS
1. They are at the same temperature, and if they are placed in contact, no net heat flows between them.
3. The reading will change.
5. The cold water cools part of the inner surface, making it contract, while the rest remains expanded. The strain is too great for
the strength of the material. Pyrex contracts less, so it experiences less strain.
7. In principle, the lid expands more than the jar because metals have higher coefficients of expansion than glass. That should
make unscrewing the lid easier. (In practice, getting the lid and jar wet may make gripping them more difficult.)
9. After being heated, the length is ( 1 + 300 ) ( 1 m ). After being cooled, the length is (1 300 )(1 + 300 )(1 m) . That
answer is not 1 m, but it should be. The explanation is that even if is exactly constant, the relation L = LT is strictly true
only in the limit of small T . Since values are small, the discrepancy is unimportant in practice.
11. Temperature differences cause heat transfer.
13. No, it is stored as thermal energy. A thermodynamic system does not have a well-defined quantity of heat.
15. It raises the boiling point, so the water, which the food gains heat from, is at a higher temperature.
17. Yes, by raising the pressure above 56 atm.
19. work
21. 0 C (at or near atmospheric pressure)
23. Condensation releases heat, so it speeds up the melting.
25. Because of waters high specific heat, it changes temperature less than land. Also, evaporation reduces temperature rises. The
air tends to stay close to equilibrium with the water, so its temperature does not change much where theres a lot of water around,
as in San Francisco but not Sacramento.
27. The liquid is oxygen, whose boiling point is above that of nitrogen but whose melting point is below the boiling point of liquid
nitrogen. The crystals that sublime are carbon dioxide, which has no liquid phase at atmospheric pressure. The crystals that melt
are water, whose melting point is above carbon dioxides sublimation point. The water came from the instructors breath.
29. Increasing circulation to the surface will warm the person, as the temperature of the water is warmer than human body
temperature. Sweating will cause no evaporative cooling under water or in the humid air immediately above the tub.
31. It spread the heat over the area above the heating elements, evening the temperature there, but does not spread the heat much
beyond the heating elements.
770 Answer Key
33. Heat is conducted from the fire through the fire box to the circulating air and then convected by the air into the room (forced
convection).
35. The tent is heated by the Sun and transfers heat to you by all three processes, especially radiation.
37. If shielded, it measures the air temperature. If not, it measures the combined effect of air temperature and net radiative heat
gain from the Sun.
39. Turn the thermostat down. To have the house at the normal temperature, the heating system must replace all the heat that was
lost. For all three mechanisms of heat transfer, the greater the temperature difference between inside and outside, the more heat is
lost and must be replaced. So the house should be at the lowest temperature that does not allow freezing damage.
41. Air is a good insulator, so there is little conduction, and the heated air rises, so there is little convection downward.
PROBLEMS
43. That must be Celsius. Your Fahrenheit temperature is 102 F. Yes, it is time to get treatment.
9 9
45. a. T C = 22.2 C ; b. We know that T F = T F2 T F1 . We also know that T F2 = T C2 + 32 and T F1 = T C1 + 32.
5 5
9 9
So, substituting, we have T F = T C2 + 32 T C1 + 32 . Partially solving and rearranging the equation, we have
5 5
T F = 9 T C2 T C1 . Therefore, T F = 9 T C .
5 5
47. a. 40 ; b. 575 K
49. Using Table 1.2 to find the coefficient of thermal expansion of marble:
L = L 0 + L = L 0 (1 + T) = 170 m1 + 2.5 10 6 /C(45.0 C) = 169.98 m .
(Answer rounded to five significant figures to show the slight difference in height.)
51. Using Table 1.2 to find the coefficient of thermal expansion of mercury:
L = LT = 6.0 10 5 /C(0.0300 m)(3.00 C) = 5.4 10 6 m .
53. On the warmer day, our tape measure will expand linearly. Therefore, each measured dimension will be smaller than the actual
dimension of the land. Calling these measured dimensions l ' and w ' , we will find a new area, A. Lets calculate these measured
dimensions:
5
l ' = l 0 l = (20 m) (20 C)(20 m) 1.2 10
C = 19.9952 m ;
A ' = l w ' = (29.9928 m)(19.9952 m) = 599.71 m 2 ;
$60,000 2$60,000
Cost change = (A A ')
m 2 = (600 599.71)m m 2 = $17,000 .
Because the area gets smaller, the price of the land decreases by about $17,000.
55. a. Use Table 1.2 to find the coefficients of thermal expansion of steel and aluminum. Then
5 5
L Al L steel = ( Al steel)L 0 T = 2.5 10 1.2 10
C (1.00 m)(22 C) = 2.9 10 m .
4
C
b. By the same method with L 0 = 30.0 m , we have L = 8.6 10 3 m .
57. V = 0.475 L
3
3 1000 kg/m
59. If we start with the freezing of water, then it would expand to 1 m = 1.09 m 3 = 1.98 10 8 N/m 2 of
917 kg/m 3
ice.
61. m = 5.20 10 8 J
67. a. Q = m w c w T + m A1 c A1 T = (m w c w + m A1 c A1)T ;
0.500 kg 1.00 kcal/kg C +
Q=
0.100 kg 0.215 kcal/kg C (54.9 C) = 28.63 kcal ;
69. 0.139 C
71. It should be lower. The beaker will not make much difference: 16.3 C
73. a. 1.00 10 5 J ; b. 3.68 10 5 J ; c. The ice is much more effective in absorbing heat because it first must be melted, which
requires a lot of energy, and then it gains the same amount of heat as the bag that started with water. The first 2.67 10 5 J of
heat is used to melt the ice, then it absorbs the 1.00 10 5 J of heat as water.
75. 58.1 g
77. Let M be the mass of pool water and m be the mass of pool water that evaporates.
1.00 kcal/kg C(1.50 C)
McT = mL V(37 C) m = cT = = 2.59 10 3 ;
M L V(37 C) 580 kcal/kg
(Note that L V for water at 37 C is used here as a better approximation than L V for 100 C water.)
79. a. 1.47 10 15 kg ; b. 4.90 10 20 J ; c. 48.5 y
81. a. 9.67 L; b. Crude oil is less dense than water, so it floats on top of the water, thereby exposing it to the oxygen in the air,
which it uses to burn. Also, if the water is under the oil, it is less able to absorb the heat generated by the oil.
83. a. 319 kcal; b. 2.00 C
85. First bring the ice up to 0 C and melt it with heat Q 1 : 4.74 kcal. This lowers the temperature of water by T 2 :
23.15 C . Now, the heat lost by the hot water equals that gained by the cold water ( T f is the final temperature): 20.6 C
87. Let the subscripts r, e, v, and w represent rock, equilibrium, vapor, and water, respectively.
m r c r T 1 T e = m V L V + m W c W T e T 2 ;
m V L V + m W c W T e T 2
mr =
c r T 1 T e
0.0250 kg2256 10 3 J/kg + 3.975 kg4186 10 3 J/kg C(100 C 15 C)
=
840 J/kg C(500 C 100 C)
= 4.38 kg
89. a. 1.01 10 3 W ; b. One 1-kilowatt room heater is needed.
91. 84.0 W
93. 2.59 kg
95. a. 39.7 W; b. 820 kcal
Q kAT 2 T 1 , so that
97.
t =
d
Q/t wall
k wall A wall d window (2 0.042 J/s m C)10.0 m 20.750 10 2 m
= =
(0.84 J/s m C)2.00 m 213.0 10 2 m
Q/t
window k window A window d wall
This gives 0.0288 wall: window, or 35:1 window: wall
Q kAT 2 T 1 kAT
99.
t = =
d d
3
dQ/t 6.00 10 m(2256 W)
T = = = 1046 C = 1.05 10 3 K
kA (0.84 J/s m C)1.54 10 2 m 2
101. We found in the preceding problem that P = 126T W C as baseline energy use. So the total heat loss during this period
3 6
is Q = (126 J/s C)(15.0 C)120 days 86.4 10 s/day = 1960 10 J . At the cost of $1/MJ, the cost is $1960. From
an earlier problem, the savings is 12% or $235/y. We need 150 m 2 of insulation in the attic. At $4/m 2 , this is a $500 cost. So
the payback period is $600/$235/y = 2.6 years (excluding labor costs).
ADDITIONAL PROBLEMS
103. 7.39%
F = 210 10 9 Pa12 10 6 /C40 C (15 C) = 1.4 10 8 N/m 2 .
105.
A
CHALLENGE PROBLEMS
123. Denoting the period by P, we know P = 2 L/g. When the temperature increases by dT, the length increases by LdT .
CHAPTER 2
CHECK YOUR UNDERSTANDING
2.1. We first need to calculate the molar mass (the mass of one mole) of niacin. To do this, we must multiply the number of atoms
of each element in the molecule by the elements molar mass.
(6 mol of carbon)12.0 g/mol + 5 mol hydrogen 1.0 g/mol
+ 1 mol nitrogen14 g/mol + 2 mol oxygen 16.0 g/mol = 123 g/mol
Then we need to calculate the number of moles in 14 mg.
14 mg 1 g 4
123 g/mol 1000 mg = 1.14 10 mol.
Then, we use Avogadros number to calculate the number of molecules:
N = nN A = 1.14 10 4 mol6.02 10 23 molecules/mol = 6.85 10 19 molecules.
2.2. The density of a gas is equal to a constant, the average molecular mass, times the number density N/V. From the ideal gas law,
pV = Nk B T, we see that N/V = p/k B T. Therefore, at constant temperature, if the density and, consequently, the number
density are reduced by half, the pressure must also be reduced by half, and p f = 0.500 atm.
2.3. Density is mass per unit volume, and volume is proportional to the size of a body (such as the radius of a sphere) cubed. So if
the distance between molecules increases by a factor of 10, then the volume occupied increases by a factor of 1000, and the density
decreases by a factor of 1000. Since we assume molecules are in contact in liquids and solids, the distance between their centers is
on the order of their typical size, so the distance in gases is on the order of 10 times as great.
2.4. Yes. Such fluctuations actually occur for a body of any size in a gas, but since the numbers of molecules are immense for
macroscopic bodies, the fluctuations are a tiny percentage of the number of collisions, and the averages spoken of in this section
vary imperceptibly. Roughly speaking, the fluctuations are inversely proportional to the square root of the number of collisions, so
for small bodies, they can become significant. This was actually observed in the nineteenth century for pollen grains in water and
is known as Brownian motion.
2.5. In a liquid, the molecules are very close together, constantly colliding with one another. For a gas to be nearly ideal, as air is
under ordinary conditions, the molecules must be very far apart. Therefore the mean free path is much longer in the air.
2.6. As the number of moles is equal and we know the molar heat capacities of the two gases are equal, the temperature is halfway
between the initial temperatures, 300 K.
CONCEPTUAL QUESTIONS
1. 2 moles, as that will contain twice as many molecules as the 1 mole of oxygen
3. pressure
5. The flame contains hot gas (heated by combustion). The pressure is still atmospheric pressure, in mechanical equilibrium with
the air around it (or roughly so). The density of the hot gas is proportional to its number density N/V (neglecting the difference in
composition between the gas in the flame and the surrounding air). At higher temperature than the surrounding air, the ideal gas
law says that N/V = p/k B T is less than that of the surrounding air. Therefore the hot air has lower density than the surrounding
air and is lifted by the buoyant force.
7. The mean free path is inversely proportional to the square of the radius, so it decreases by a factor of 4. The mean free time is
proportional to the mean free path and inversely proportional to the rms speed, which in turn is inversely proportional to the square
root of the mass. That gives a factor of 8 in the numerator, so the mean free time decreases by a factor of 2.
9. Since theyre more massive, their gravity is stronger, so the escape velocity from them is higher. Since theyre farther from the
Sun, theyre colder, so the speeds of atmospheric molecules including hydrogen and helium are lower. The combination of those
facts means that relatively few hydrogen and helium molecules have escaped from the outer planets.
11. One where nitrogen is stored, as excess CO 2 will cause a feeling of suffocating, but excess nitrogen and insufficient oxygen
will not.
13. Less, because at lower temperatures their heat capacity was only 3RT/2.
15. a. false; b. true; c. true; d. true
17. 1200 K
PROBLEMS
T V
2 1 1 atm.
19. a. 0.137 atm; b. p g = (1 atm) Because of the expansion of the glass, V 2 = 0.99973 . Multiplying by that
T V1 2
factor does not make any significant difference.
21. a. 1.79 10 3 mol; b. 0.227 mol; c. 1.08 10 21 molecules for the nitrogen, 1.37 10 23 molecules for the carbon
dioxide
23. 7.84 10 2 mol
25. 1.87 10 3
27. 2.47 10 7 molecules
29. 6.95 10 5 Pa; 6.86 atm
31. a. 9.14 10 6 Pa; b. 8.22 10 6 Pa; c. 2.15 K; d. no
33. 40.7 km
35. a. 0.61 N; b. 0.20 Pa
37. a. 5.88 m/s; b. 5.89 m/s
39. 177 m/s
41. 4.54 10 3
43. a. 0.0352 mol; b. 5.65 10 21 J; c. 139 J
45. 21.1 kPa
47. 458 K
49. 3.22 10 3 K
51. a. 1.004; b. 764 K; c. This temperature is equivalent to 915 F , which is high but not impossible to achieve. Thus, this process
is feasible. At this temperature, however, there may be other considerations that make the process difficult. (In general, uranium
enrichment by gaseous diffusion is indeed difficult and requires many passes.)
53. 65 mol
55. a. 0.76 atm; b. 0.29 atm; c. The pressure there is barely above the quickly fatal level.
57. 4.92 10 5 K ; Yes, thats an impractically high temperature.
59. polyatomic
61. 3.08 10 3 J
63. 29.2 C
65. 1.6 C
67. 0.00157
69. About 0.072. Answers may vary slightly. A more accurate answer is 0.074.
71. a. 419 m/s; b. 472 m/s; c. 513 m/s
73. 541 K
774 Answer Key
ADDITIONAL PROBLEMS
77. a. 1.20 kg/m 3 ; b. 65.9 kg/m 3
79. 7.9 m
81. a. supercritical fluid; b. 3.00 10 7 Pa
83. 40.18%
85. a. 2.21 10 27 molecules/m 3; b. 3.67 10 3 mol/m 3
87. 8.2 mm
89. a. 1080 J/kg C ; b. 12%
91. 2 e/3 or about 1.10
93. a. 411 m/s; b. According to Table 2.3, the C V of H 2 S is significantly different from the theoretical value, so the ideal gas
model does not describe it very well at room temperature and pressure, and the Maxwell-Boltzmann speed distribution for ideal
gases may not hold very well, even less well at a lower temperature.
CHALLENGE PROBLEMS
95. 29.5 N/m
97. Substituting v = 2k B T u and dv = 2k B T du gives
m m
=
4 m 4 m 2k B T 2 u 2 2k B T
3/2 2 3/2
2 mv /2k B T
2k B T 2k B T m u e
v e dv m du
0 0
= 4 u 2 e u 2 du = 4 = 1
0 4
99. Making the scaling transformation as in the previous problems, we find that
v2 = 4
m
3/2
mv 2 /2k B T
dv = 4 m
2k B T 4 u 2
2k B T
v2 v2 e u e du.
0
0
Again, the first term is 0, and we were given in an earlier problem that the integral in the second term equals
4 . We now have
2k B T 3 3k B T
v2 = 4 m = m .
2 4
Taking the square root of both sides gives the desired result: v rms = 3k B T .
m
CHAPTER 3
CHECK YOUR UNDERSTANDING
3.1. p 2(V 2 V 1)
3.2. Line 1, E int = 40 J; line 2, W = 50 J and E int = 40 J; line 3, Q = 80 J and E int = 40 J; and line 4, Q = 0
and E int = 40 J
3.3. So that the process is represented by the curve p = nRT/V on the pV plot for the evaluation of work.
3.4. 1.26 10 3 J.
CONCEPTUAL QUESTIONS
1. a. SE; b. ES; c. ES
3. Some of the energy goes into changing the phase of the liquid to gas.
5. Yes, as long as the work done equals the heat added there will be no change in internal energy and thereby no change
in temperature. When water freezes or when ice melts while removing or adding heat, respectively, the temperature remains
constant.
7. If more work is done on the system than heat added, the internal energy of the system will actually decrease.
9. The system must be in contact with a heat source that allows heat to flow into the system.
11. Isothermal processes must be slow to make sure that as heat is transferred, the temperature does not change. Even for isobaric
and isochoric processes, the system must be in thermal equilibrium with slow changes of thermodynamic variables.
13. Typically C p is greater than C V because when expansion occurs under constant pressure, it does work on the surroundings.
Therefore, heat can go into internal energy and work. Under constant volume, all heat goes into internal energy. In this example,
water contracts upon heating, so if we add heat at constant pressure, work is done on the water by surroundings and therefore, C p
is less than C V .
15. No, it is always greater than 1.
17. An adiabatic process has a change in temperature but no heat flow. The isothermal process has no change in temperature but
has heat flow.
PROBLEMS
19. p(V b) = c T is the temperature scale desired and mirrors the ideal gas if under constant volume.
21. V bpT + cT 2 = 0
23. 74 K
25. 1.4 times
27. pVln(4)
29. a. 160 J; b. 160 J
31.
W = 900 J
33. 3.53 10 4 J
35. a. 1:1; b. 10:1
37. a. 600 J; b. 0; c. 500 J; d. 200 J; e. 800 J; f. 500 J
39. 580 J
41. a. 600 J; b. 600 J; c. 800 J
43. a. 0; b. 160 J; c. 160 J
45. a. 150 J; b. 400 J
47. No work is done and they reach the same common temperature.
49. 54,500 J
3
51. a. (p 1 + 3V 12)(V 2 V 1) 3V 1(V 22 V 12) + (V 23 V 13) ; b. (p 2 V 2 p 1 V 1) ; c. the sum of parts (a) and (b); d.
2
p1 V1 p V
T1 = and T 2 = 2 2
nR nR
776 Answer Key
53. a.
;
b. W = 4.39 kJ, E int = 4.39 kJ
55. a. 1660 J; b. 2730 J; c. It does not depend on the process.
57. a. 700 J; b. 500 J
59. a. 3 400 J; b. 3400 J enters the gas
61. 100 J
63. a. 370 J; b. 100 J; c. 500 J
65. 850 J
67. pressure decreased by 0.31 times the original pressure
69.
;
= 0.713
71. 84 K
73. An adiabatic expansion has less work done and no heat flow, thereby a lower internal energy comparing to an isothermal
expansion which has both heat flow and work done. Temperature decreases during adiabatic expansion.
75. Isothermal has a greater final pressure and does not depend on the type of gas.
77.
ADDITIONAL PROBLEMS
CHALLENGE PROBLEMS
95. a. 1700 J; b. 1200 J; c. 2400 J
97. a. 2.2 mol; b. V A = 6.7 10 2 m 3 , V B = 3.3 10 2 m 3 ; c. T A = 2400 K, T B = 397 K ; d. 26,000 J
CHAPTER 4
CHECK YOUR UNDERSTANDING
4.1. A perfect heat engine would have Q c = 0 , which would lead to e = 1 Q c /Q h = 1. A perfect refrigerator would need
zero work, that is, W = 0 , which leads to K R = Q c /W .
4.2. From the engine on the right, we have W = Qh Qc. From the refrigerator on the right, we have Q h = Q c + W. Thus,
W = Qh Qc = Q h Q c.
4.3. a. e = 1 T c /T h = 0.55 ; b. Q h = eW = 9.1 J ; c. Q c = Q h W = 4.1 J ; d. 273 C and 400 C
4.4. a. K R = T c /(T h T c) = 10.9 ; b. Q c = K R W = 2.18 kJ ; c. Q h = Q c + W = 2.38 kJ
4.5. When heat flows from the reservoir to the ice, the internal (mainly kinetic) energy of the ice goes up, resulting in a higher
average speed and thus an average greater position variance of the molecules in the ice. The reservoir does become more ordered,
but due to its much larger amount of molecules, it does not offset the change in entropy in the system.
4.6. Q/T h ; Q/T c ; and Q(T h T c)/(T h T c)
4.7. a. 4.71 J/K; b. 4.18 J/K; c. 0.53 J/K
CONCEPTUAL QUESTIONS
1. Some possible solutions are frictionless movement; restrained compression or expansion; energy transfer as heat due to
infinitesimal temperature nonuniformity; electric current flow through a zero resistance; restrained chemical reaction; and mixing
of two samples of the same substance at the same state.
3. The temperature increases since the heat output behind the refrigerator is greater than the cooling from the inside of the
refrigerator.
5. If we combine a perfect engine and a real refrigerator with the engine converting heat Q from the hot reservoir into work
W = Q to drive the refrigerator, then the heat dumped to the hot reservoir by the refrigerator will be W + Q , resulting in a
perfect refrigerator transferring heat Q from the cold reservoir to hot reservoir without any other effect.
7. Heat pumps can efficiently extract heat from the ground to heat on cooler days or pull heat out of the house on warmer days.
The disadvantage of heat pumps are that they are more costly than alternatives, require maintenance, and will not work efficiently
when temperature differences between the inside and outside are very large. Electric heating is much cheaper to purchase than a
heat pump; however, it may be more costly to run depending on the electric rates and amount of usage.
9. A nuclear reactor needs to have a lower temperature to operate, so its efficiency will not be as great as a fossil-fuel plant. This
argument does not take into consideration the amount of energy per reaction: Nuclear power has a far greater energy output than
fossil fuels.
11. In order to increase the efficiency, the temperature of the hot reservoir should be raised, and the cold reservoir should be
lowered as much as possible. This can be seen in Equation 4.8.
13. adiabatic and isothermal processes
15. Entropy will not change if it is a reversible transition but will change if the process is irreversible.
17. Entropy is a function of disorder, so all the answers apply here as well.
PROBLEMS
19. 4.53 10 3 J
778 Answer Key
21. 4.5 pV 0
23. 0.667
25. a. 0.556; b. 125.0 J
27. a. 0.50; b. 100 J; c. 50 J
29. a. 600 J; b. 800 J
31. a. 69 J; b. 11 J
33. 2.0
35. 50 J
37.
ADDITIONAL PROBLEMS
67. 1.45 10 7 J
69. a. V B = 0.042 m 3, V D = 0.018 m 3; b. 13,000 J; c. 13,000 J; d. 8,000 J; e. 8,000 J; f. 6200 J; g. 6200 J; h. 39% ; with
temperatures efficiency is 40% , which is off likely by rounding errors.
71. 670 J/K
73. a. 570 J/K; b. 570 J/K
75. 82 J/K
77. a. 2000 J; b. 40%
79. 60%
81. 64.4%
CHALLENGE PROBLEMS
83. derive
85. derive
87. 18 J/K
89. proof
3(p 1 p 2)V 1
91. K R =
5p 2 V 3 3p 1 V 1 p 2 V 1
93. W = 110,000 J
CHAPTER 5
CHECK YOUR UNDERSTANDING
5.1. The force would point outward.
5.2. The net force would point 58 below the x-axis.
1 ^ q
5.3. E = 4 2 r
0 r
5.4. We will no longer be able to take advantage of symmetry. Instead, we will need to calculate each of the two components of
the electric field with their own integral.
5.5. The point charge would be Q = ab where a and b are the sides of the rectangle but otherwise identical.
5.6. The electric field would be zero in between, and have magnitude 0 everywhere else.
CONCEPTUAL QUESTIONS
1. There are mostly equal numbers of positive and negative charges present, making the object electrically neutral.
3. a. yes; b. yes
5. Take an object with a known charge, either positive or negative, and bring it close to the rod. If the known charged object is
positive and it is repelled from the rod, the rod is charged positive. If the positively charged object is attracted to the rod, the rod is
negatively charged.
7. No, the dust is attracted to both because the dust particle molecules become polarized in the direction of the silk.
9. Yes, polarization charge is induced on the conductor so that the positive charge is nearest the charged rod, causing an attractive
force.
11. Charging by conduction is charging by contact where charge is transferred to the object. Charging by induction first involves
producing a polarization charge in the object and then connecting a wire to ground to allow some of the charge to leave the object,
leaving the object charged.
13. This is so that any excess charge is transferred to the ground, keeping the gasoline receptacles neutral. If there is excess charge
on the gasoline receptacle, a spark could ignite it.
15. The dryer charges the clothes. If they are damp, the presence of water molecules suppresses the charge.
17. There are only two types of charge, attractive and repulsive. If you bring a charged object near the quartz, only one of these
two effects will happen, proving there is not a third kind of charge.
19. a. No, since a polarization charge is induced. b. Yes, since the polarization charge would produce only an attractive force.
21. The force holding the nucleus together must be greater than the electrostatic repulsive force on the protons.
23. Either sign of the test charge could be used, but the convention is to use a positive test charge.
25. The charges are of the same sign.
27. At infinity, we would expect the field to go to zero, but because the sheet is infinite in extent, this is not the case. Everywhere
you are, you see an infinite plane in all directions.
29. The infinite charged plate would have E = 2 everywhere. The field would point toward the plate if it were negatively
0
charged and point away from the plate if it were positively charged. The electric field of the parallel plates would be zero between
them if they had the same charge, and E would be E = 0 everywhere else. If the charges were opposite, the situation is reversed,
zero outside the plates and E = 0 between them.
31. yes; no
33. At the surface of Earth, the gravitational field is always directed in toward Earths center. An electric field could move a
charged particle in a different direction than toward the center of Earth. This would indicate an electric field is present.
35. 10
PROBLEMS
780 Answer Key
1
1.602 10 19 e/C = 1.248 10 electrons ;
9 10
37. a. 2.00 10 C
1
1.602 10 19 e/C = 3.121 10 electrons
6 12
b. 0.500 10 C
39.
3.750 10 21 e = 600.8 C
6.242 10 18 e/C
41. a. 2.0 10 9 C (6.242 10 18 e/C) = 1.248 10 10 e ;
b. 9.109 10 31 kg (1.248 10 10 e) = 1.137 10 20 kg,
1.137 10 20 kg
= 4.548 10 18 or 4.545 10 16 %
2.5 10 3 kg
43. 5.00 10 9 C (6.242 10 18 e/C) = 3.121 10 19 e ;
;
c. F 5 ^
31x = 2.76 10 N i ,
^
F 31y = 1.38 10 5 N j ,
^
F 32y = 8.63 10 4 N j
^ ^
F net = 2.76 10 5 N i 8.77 10 4 N j
51. F = 230.7 N
53. F = 53.94 N
55. The tension is T = 0.049 N . The horizontal component of the tension is 0.0043 N
d = 0.088 m, q = 6.1 10 8 C .
The charges can be positive or negative, but both have to be the same sign.
57. Let the charge on one of the spheres be rQ, where r is a fraction between 0 and 1. In the numerator of Coulombs
law, the term involving the charges is rQ(1 r)Q. This is equal to (r r 2)Q 2 . Finding the maximum of this term gives
1 2r = 0 r = 1
2
59. Define right to be the positive direction and hence left is the negative direction, then F = 0.05 N
61. The particles form triangle of sides 13, 13, and 24 cm. The x-components cancel, whereas there is a contribution to the y-
component from both charges 24 cm apart. The y-axis passing through the third charge bisects the 24-cm line, creating two right
triangles of sides 5, 12, and 13 cm.
F y = 2.56 N in the negative y-direction since the force is attractive. The net force from both charges is ^
F net = 5.12 N j
.
1
63. The diagonal is 2a and the components of the force due to the diagonal charge has a factor cos = 2 ;
q2 q2 ^ q2 q2 ^
F net = k 2 + k 2 1 i k 2 + k 2 1 j
a 2a 2 a 2a 2
2 N
65. a. E = 2.0 10 ;
C
b. F = 2.0 10 19
N
67. a. E = 2.88 10 11 N/C ;
b. E = 1.44 10 11 N/C ;
c. F = 4.61 10 8 N on alpha particle;
F = 4.61 10 8 N on electron
^ ^
69. E = 2.0 i + 3.0 j N
71. F = 3.204 10 14
N,
16 2
a = 3.517 10 m/s
73. q = 2.78 10 9 C
75. a. E = 1.15 10 12 N/C ;
b. F = 1.47 10 6 N
77. If the q 2 is to the right of q 1, the electric field vector from both charges point to the right. a. E = 2.70 10 6 N/C ;
b. F = 54.0 N
79. There is 45 right triangle geometry. The x-components of the electric field at y = 3 m cancel. The y-components give
E(y = 3 m) = 2.83 10 3 N/C .
At the origin we have a a negative charge of magnitide
q = 2.83 10 6 C .
81. ^
E (z) = 3.6 10 4 N/C k
1 dx , E = 1 1
83. dE = 4
0 (x + a)
2 4 0 l + a a
85. = 0.02 C/m 2 E = 2.26 10 9 N/C
782 Answer Key
L ^ q ^ q ^
E (y) = 1 j 1 1
j = j
87. At P 1 : 4 0 2 4 0 a a 2 L 2
2 L
y y + 4 ( ) +
0
a a2 + L2
2 2 4
At P 2 : Put the origin at the end of L.
1 dx , q 1 ^
dE = E = 1a i
4 0 (x + a) 2 4 0 l l + a
89. a. E ( r ) = 1 2 x ^i + 1 2 y ^j ; b. 1 2( x + y) ^
k
4 0 a 4 0 b 4 0 c
91. a. ^
F = 3.2 10 17 N i ,
^
a = 1.92 10 10 m/s 2 i ;
b. ^
F = 3.2 10 17 N i ,
^
a = 3.51 10 13 m/s 2 i
93. m = 6.5 10 11 kg ,
E = 1.6 107 N/C
95. E = 1.70 10 6 N/C ,
F = 1.53 10 3 N T cos = mg T sin = qE ,
tan = 0.62 = 32.0 ,
This is independent of the length of the string.
^ 1 ds cos ( ^i ) ,
97. circular arc dE x( i ) =
4 0 r 2
E x= ( ^i ) ,
4 0 r
^ 1 ds sin ( ^j ) ,
dE y( i ) =
4 0 r 2
^
E y = ( j ) ;
4 0 r
( i ) ; ^
y-axis: E x =
4 0 r
( j ) , ^
x-axis: E y =
4 0 r
E = ( ^i ) + ( ^j )
2 0 r 2 0 r
Qq 1 1 1 4 0 1
99. a. W = 1 m(v v 0) ,
2 2
= m(v 2 v 20) r 0 r = rr m(v 2 v 20) ; b. r 0 r is negative;
4 0 r r 0 2
2 Qq 2 0
Qq 1 Qq
therefore, v 0 > v , r , and v 0: = 1 mv 20 v 0 =
4 0 r 0
2 2 0 mr 0
101.
103.
784 Answer Key
105. E x = 0,
Ey =1 2q a
4 0 (x 2 + a 2) (x 2 + a 2)
qa
xa 1
2 0 x 3 ,
q 2ya + 2ya
Ey =
4 0 (y a) 2 (y + a) 2
1 qa
y a
0 y3
107. The net dipole moment of the molecule is the vector sum of the individual dipole moments between the two O-H. The
separation O-H is 0.9578 angstroms:
^
p = 1.889 10 29 Cm i
ADDITIONAL PROBLEMS
9 3.0 10 6(5.0 10 6) 6 6
9 9.0 10 (5.0 10 ) ^
109. F net = [8.99 10 8.99 10 ]i ,
(3.0 m) 2 (3.0 m) 2
6.0 10 6(5.0 10 6) ^ ^ ^
8.99 10 9 2
j = 0.06 N i 0.03 N j
(3.0 m)
111. Charges Q and q form a right triangle of sides 1 m and 3 + 3 m. Charges 2Q and q form a right triangle of sides 1 m and
3 m.
F x = 0.036 N,
F y = 0.09 N ,
^ ^
F net = 0.036 N i + 0.09 N j
113. W = 0.054 J
q q ^ ^ 2 q 1 ( ^j )
1
115. a. E = 4 ( 2
2 ) i ; b. E = 3 q ( j ) ; c. E =
0 (2a) a 4 0 a
2 0 a2 2
117. ^ ^
E = 6.4 10 6( i ) + 1.5 10 7( j ) N/C
119. F = qE 0 (1 + x/a) W = 1 m(v v 0) ,
2 2
2
1 mv 2 = qE ( 15a ) J
2 0 2
121. Electric field of wire at x: E (x) = 1 2 y ^i ,
4 0 x
y x
dF = (ln b ln a)
2 0
123.
dE x = 1 dx x
4 0 (x 2 + a 2) x 2 + a 2 ,
^
E x= 1 1a i ,
4 0 L 2 + a 2
dE z = 1 dx a
4 0 (x 2 + a 2) x 2 + a 2 ,
L ^
E z= k
4 0 a L 2 + a 2 ,
Substituting z for a, we have:
E (z) = 1 1 ^i + L ^
k
4 0 L 2 + z 2 z 4 0 z L 2 + z 2
125. There is a net force only in the y-direction. Let be the angle the vector from dx to q makes with the x-axis. The components
along the x-axis cancel due to symmetry, leaving the y-component of the force.
1 aqdx
dF y =
4 0 (x 2 + a 2) 3/2 ,
Fy = 1 q l/2
a
2 0 ((l/2) + a )
2 2 1/2
CHAPTER 6
CHECK YOUR UNDERSTANDING
6.1. Place it so that its unit normal is perpendicular to
E .
6.2. mab 2/2
6.3. a. 3.4 10 5 N m 2 /C; b. 3.4 10 5 N m 2 /C; c. 3.4 10 5 N m 2 /C; d. 0
6.4. In this case, there is only E out. So, yes.
0 1 ^
6.5. E = r
2 0 d ; This agrees with the calculation of Example 5.5 where we found the electric field by integrating over
the charged wire. Notice how much simpler the calculation of this electric field is with Gausss law.
6.6. If there are other charged objects around, then the charges on the surface of the sphere will not necessarily be spherically
symmetrical; there will be more in certain direction than in other directions.
CONCEPTUAL QUESTIONS
1. a. If the planar surface is perpendicular to the electric field vector, the maximum flux would be obtained. b. If the planar surface
were parallel to the electric field vector, the minimum flux would be obtained.
3. true
786 Answer Key
1
5. Since the electric field vector has a dependence, the fluxes are the same since A = 4r 2 .
r2
7. a. no; b. zero
1 1
9. Both fields vary as . Because the gravitational constant is so much smaller than 4 , the gravitational field is orders of
r2 0
magnitude weaker than the electric field.
11. No, it is produced by all charges both inside and outside the Gaussian surface.
13. yes, using superposition
15. Any shape of the Gaussian surface can be used. The only restriction is that the Gaussian integral must be calculable; therefore,
a box or a cylinder are the most convenient geometrical shapes for the Gaussian surface.
17. yes
19. Since the electric field is zero inside a conductor, a charge of 2.0 C is induced on the inside surface of the cavity. This will
put a charge of +2.0 C on the outside surface leaving a net charge of 3.0 C on the surface.
PROBLEMS
21. = E A EA cos = 2.2 10 4 N m 2/C electric field in direction of unit normal;
= E A EA cos = 2.2 10 4 N m 2/C electric field opposite to unit normal
3 10 5 N m 2 /C = E = 2.12 10 13 C/m 2
23.
(0.05 m) 2
25. a. = 0.17 N m 2 /C;
b. = 0 ; c. = EA cos 0 = 1.0 10 3 N/C(2.0 10 4 m) 2 cos 0 = 0.20 N m 2/C
27. = 3.8 10 4 N m 2 /C
1 2 ^ ^
29. E (z) = k, E n dA = l
4 0 z 0
r 2 l r
53. E2rl = 0 E = 2 (r R) ;
0
R 2 l R 2
E2rl = 0 E = (r R)
2 0 r
q enc 10
55. = q enc = 4.45 10 C
0
4 5
57. q enc = r ,
5
5 3
E4r 2 = 4r E = r (r R),
5 0 5 0
5 5
q enc = 4 R 5, E4r 2 = 4R E = R 2 (r R)
5 5 0 5 0 r
r (r) 2r 2
2 (r)2
59. integrate by parts: q enc = 4 0 e ( + 2 + 3 ) + 23 E = 2 0 e r( + 2r2 + 23 ) + 23
r 0
61.
l 3.0 C/m
63. a. Outside: E2rl = 0 E = 2 r ; Inside E in = 0 ; b.
0
788 Answer Key
l
65. a. E2rl = 0 E = 2 r r R E inside equals 0; b.
0
ADDITIONAL PROBLEMS
^
73. E n dA = a 4
^
75. a. E n dA = E 0 r 2 ; b. zero, since the flux through the upper half cancels the flux through the lower half of the
sphere
encq
77. = ; There are two contributions to the surface integral: one at the side of the rectangle at x = 0 and the other at the
0
side at x = 2.0 m ;
q
E(0)[1.5 m 2] + E(2.0 m)[1.5 m 2] = enc = 100 Nm 2/C
0
where the minus sign indicates that at x = 0 , the electric field is along positive x and the unit normal is along negative x. At
x = 2 , the unit normal and the electric field vector are in the same direction: q enc = 0 = 8.85 10 10 C .
79. didnt keep consistent directions for the area vectors, or the electric fields
81. a. = 3.0 10 3 C/m 2 , +3 10 3 C/m 2 on one and 3 10 3 C/m 2 on the other; b. E = 3.39 10 8 N/C
83. Construct a Gaussian cylinder along the z-axis with cross-sectional area A.
Aa a
|z| a q enc = Aa, = E =
2 0 2 0 ,
A2z z
|z| a q enc = A2z, E(2A) = E =
2 0 0
4 3 3 3 3
[ 1(b 1 a 1) + 2(b 2 a 2) 1(b 31 a 31) + 2(b 32 a 32)
85. a. r > b 2 E4r 2 = 3 0 E = 2
;
3 0 r
4 [ (b 3 a 3) + 2(r 3 a 32)]
1 1 1 1(b 31 a 31) + 2(r 3 a 32)
b. a 2 < r < b 2 E4r 2 = 3
0 E= ;
3 0 r 2
4 (b 3 a 3)
1 1 1 1(b 31 a 31)
c. b 1 < r < a 2 E4r 2 = 3
0 E= ;
3 0 r 2
4 (r 3 a 3)
1 1 1(r 3 a 31)
d. a 1 < r < b 1 E4r 2 = 3
0 E= ; e. 0
3 0 r 2
87. Electric field due to plate without hole: E = 2 .
0
Electric field of just hole filled with E = 1 .
z
2 0 R2 + z2
h
Thus, E net = 2 .
0 R2 + h2
q1 q1 + q2
89. a. E = 0 ; b. E = ; c. E = ; d. 0 q 1 q 1, q 1 + q 2
4 0 r 2 4 0 r 2
CHALLENGE PROBLEMS
91. Given the referenced link, using a distance to Vega of 237 10 15 m[1] and a diameter of 2.4 m for the primary mirror,[2] we
find that at a wavelength of 555.6 nm, Vega is emitting 1.1 10 25 J/s at that wavelength. Note that the flux through the mirror
is essentially constant.
93. The symmetry of the system forces E to be perpendicular to the sheet and constant over any plane parallel to the sheet. To
calculate the electric field, we choose the cylindrical Gaussian surface shown. The cross-section area and the height of the cylinder
are A and 2x, respectively, and the cylinder is positioned so that it is bisected by the plane sheet. Since E is perpendicular to each
end and parallel to the side of the cylinder, we have EA as the flux through each end and there is no flux through the side. The
A
charge enclosed by the cylinder is A, so from Gausss law, 2EA = , and the electric field of an infinite sheet of charge is
0
E = , in agreement with the calculation of in the text.
2 0
Q
95. There is Q/2 on each side of the plate since the net charge is Q: = ,
2A
^ Q
E n dA = 2A
0 E P = 0 = 2A
S 0
CHAPTER 7
CHECK YOUR UNDERSTANDING
1 2 K
7.1. K = mv , v = 2 m = 2
4.5 10 7 J = 15 m/s
2 9
4.00 10 kg
7.2. It has kinetic energy of 4.5 10 7 J at point r 2 and potential energy of 9.0 10 7 J, which means that as Q
approaches infinity, its kinetic energy totals three times the kinetic energy at r 2, since all of the potential energy gets converted
to kinetic.
7.3. positive, negative, and these quantities are the same as the work you would need to do to bring the charges in from infinity
7.4. U = qV = (100 C)(1.5 V) = 150 J
7.5. 2.00 C, n e = 1.25 10 19 electrons
7.6. It would be going in the opposite direction, with no effect on the calculations as presented.
7.7. Given a fixed maximum electric field strength, the potential at which a strike occurs increases with increasing height above
the ground. Hence, each electron will carry more energy. Determining if there is an effect on the total number of electrons lies in
the future.
q 2 2 9
7.8. V = k r = 8.99 10 N m /C 3.00 103 C = 5390 V; recall that the electric field inside a conductor is
9
5.00 10 m
zero. Hence, any path from a point on the surface to any point in the interior will have an integrand of zero when calculating the
change in potential, and thus the potential in the interior of the sphere is identical to that on the surface.
7.9. The x-axis the potential is zero, due to the equal and opposite charges the same distance from it. On the z-axis, we may
superimpose the two potentials; we will find that for z > > d , again the potential goes to zero due to cancellation.
7.10. It will be zero, as at all points on the axis, there are equal and opposite charges equidistant from the point of interest. Note
that this distribution will, in fact, have a dipole moment.
1. http://webviz.u-strasbg.fr/viz-bin/VizieR-5?-source=I/311&HIP=91262
2. http://ntrs.nasa.gov/archive/nasa/casi.ntrs.nasa.gov/19910003124.pdf
790 Answer Key
CONCEPTUAL QUESTIONS
1. No. We can only define potential energies for conservative fields.
3. No, though certain orderings may be simpler to compute.
5. The electric field strength is zero because electric potential differences are directly related to the field strength. If the potential
difference is zero, then the field strength must also be zero.
7. Potential difference is more descriptive because it indicates that it is the difference between the electric potential of two points.
9. They are very similar, but potential difference is a feature of the system; when a charge is introduced to the system, it will have
a potential energy which may be calculated by multiplying the magnitude of the charge by the potential difference.
11. An electron-volt is a volt multiplied by the charge of an electron. Volts measure potential difference, electron-volts are a unit
of energy.
13. The second has 1/4 the dipole moment of the first.
15. The region outside of the sphere will have a potential indistinguishable from a point charge; the interior of the sphere will have
a different potential.
17. No. It will be constant, but not necessarily zero.
19. no
21. No; it might not be at electrostatic equilibrium.
23. Yes. It depends on where the zero reference for potential is. (Though this might be unusual.)
25. So that lightning striking them goes into the ground instead of the television equipment.
27. They both make use of static electricity to stick small particles to another surface. However, the precipitator has to charge a
wide variety of particles, and is not designed to make sure they land in a particular place.
PROBLEMS
29. a. U = 3.4 J;
b. 1 mv = kQ 1 Q 2 r1 r1 v = 750 m/s
2
2 i f
31. U = 4.36 10 18 J
1 m v 2 = qV, 1 m v 2 = qV, so that
2 e e 2 H H
33. m v 2
e e = 1 or v e = 42.8
vH
m H v 2H
35. 1 V = 1 J/C; 1 J = 1 N m 1 V/m = 1 N/C
37. a. V AB = 3.00 kV ; b. V AB = 7.50 kV
39. a. V AB = Ed E = 5.63 kV/m ;
b. V AB = 563 V
K = qV and V AB = Ed, so that
41. a.
K = 800 keV;
b. d = 25.0 km
43. One possibility is to stay at constant radius and go along the arc from P 1 to P 2 , which will have zero potential due to the
path being perpendicular to the electric field. Then integrate from a to b: V ab = lnb
a
45. V = 144 V
47. V = kQ Q = 8.33 10 7 C ;
r
The charge is positive because the potential is positive.
49. a. V = 45.0 MV ;
b. V = kQ r = 45.0 m ;
r
c. U = 132 MeV
51. V = kQ / r ; a. Relative to origin, find the potential at each point and then calculate the difference.
V = 135 10 3 V ;
b. To double the potential difference, move the point from 20 cm to infinity; the potential at 20 cm is halfway between zero and
that at 10 cm.
53. a. V P1 = 7.4 10 5 V
and V P2 = 6.9 10 3 V ;
ln RP
s
V0 1 ^
to find a. E P = s V = V 4
ln Ra s 0 a ; c. 4.74 10 N/C
; b. P
R
ln
18
U 1 = 7.68 10 J
73. a. ;
U 2 = 5.76 10 18 J
b. U 1 + U 2 = 1.34 10 17 J
75. a. U = 2.30 10 16 J ;
3 7
b. K = kT T = 1.11 10 K
2
77. a. 1.9 10 6 m/s ; b. 4.2 10 6 m/s ; c. 5.9 10 6 m/s ; d. 7.3 10 6 m/s ; e. 8.4 10 6 m/s
6 6
79. a. E = 2.5 10 V/m < 3 10 V/m ;
No, the field trength is smaller than the breakdown strength for air.
b. d = 1.7 mm
K f = qV AB = qEd
81.
E = 8.00 10 5 V/m
792 Answer Key
ADDITIONAL PROBLEMS
E tot = 4.67 10 7 J
89. E
E tot = qV q = tot = 3.89 10 6 C
V
q tot
91. V P = k 2 q tot = 3.5 10 11 C
2
z +R
V
93. P = 2.2 GV
0
95. Recall from the previous chapter that the electric field E P = 2 is uniform throughout space, and that for uniform fields we
0
have E =
V for the relation. Thus, we get = V z = 0.22 m for the distance between 25-V equipotentials.
z 2 0 z
97. a. Take the result from Example 7.13, divide both the numerator and the denominator by x, take the limit of that, and then
apply a Taylor expansion to the resulting log to get: V P k L
x ; b. which is the result we expect, because at great distances, this
should look like a point charge of q = L
3
99. a. V = 9.0 10 3 V ; b. 9.0 10 V1.25 cm = 5.7 10 V
3
2.0 cm
KQ
101. a. E = Q = 6.76 10 5 C ;
r2
F = ma = qE
b. qE ;
a = m = 2.63 10 13 m/s 2 (upwards)
qE
c. F = mg = qE m = g = 2.45 10 18 kg
103. If the electric field is zero from the way of q 1 and q 2 , then we know from
Q Kq Kq 2 q (3x) 2
E=k 2
that |E 1| = |E 2| 21 = 2
so that q 2 = 2 = 9 ; the charge q 2 is 9 times larger than q 1 .
r x (3x) 1 x
105. a. The field is in the direction of the electrons initial velocity.
v 20 qE
v 2 = v 20 + 2ax x = (v = 0). Also, F = ma = qE a = m ,
b. 2a
x = 3.56 10 4 m;
v0 m
v 2 = v 0 + at t = (v = 0),
c. qE
t = 1.42 10 10 s;
d. v = 2qEx
1/2
m 5.00 10 6 m/s (opposite its initial velocity)
CHALLENGE PROBLEMS
107. Answers will vary. This appears to be proprietary information, and ridiculously difficult to find. Speeds will be 20 m/s or
less, and there are claims of ~ 10 7 grams for the mass of a drop.
^ ^1 ^ 1
p ^ r
109. Apply
E = V with = r r + r + r sin to the potential calculated earlier, V P = k 2
r
with
p = q d , and assume that the axis of the dipole is aligned with the z-axis of the coordinate system. Thus, the potential
is V P = k
q d ^r qd cos .
=k
r2 r2
sin ^
E = 2kqd cos3 ^
r r + kqd r 3
CHAPTER 8
CHECK YOUR UNDERSTANDING
8.1. 1.1 10 3 m
8.3. 3.59 cm, 17.98 cm
8.4. a. 25.0 pF; b. 9.2
8.5. a. C = 0.86 pF, Q 1 = 10 pC, Q 2 = 3.4 pC, Q 3 = 6.8 pC ;
b. C = 2.3 pF, Q 1 = 12 pC, Q 2 = Q 3 = 16 pC ;
c. C = 2.3 pF, Q 1 = 9.0 pC, Q 2 = 18 pC, Q 3 = 12 pC, Q 4 = 15 pC
8.6. a. 4.0 10 13 J ; b. 9 times
8.7. a. 3.0; b. C = 3.0 C 0
8.9. a. C 0 = 20 pF , C = 42 pF ; b. Q 0 = 0.8 nC , Q = 1.7 nC ; c. V 0 = V = 40 V ; d. U 0 = 16 nJ , U = 34 nJ
CONCEPTUAL QUESTIONS
1. no; yes
3. false
5. no
7. 3.0 F, 0.33 F
9. answers may vary
11. Dielectric strength is a critical value of an electrical field above which an insulator starts to conduct; a dielectric constant is the
ratio of the electrical field in vacuum to the net electrical field in a material.
13. Water is a good solvent.
15. When energy of thermal motion is large (high temperature), an electrical field must be large too in order to keep electric dipoles
aligned with it.
17. answers may vary
PROBLEMS
19. 21.6 mC
21. 1.55 V
23. 25.0 nF
25. 1.1 10 3 m 2
27. 500 C
29. 1:16
31. a. 1.07 nC; b. 267 V, 133 V
33. 0.29 F
34. 500 capacitors; connected in parallel
35. 3.08 F (series) and 13.0 F (parallel)
37. 11.4 F
39. 0.89 mC; 1.78 mC; 444 V
41. 7.5 J
43. a. 405 J; b. 90.0 mC
794 Answer Key
45. 1.15 J
47. a. 4.43 10 12 F ; b. 452 V; c. 4.52 10 7 J ; d. no
49. 0.7 mJ
51. a. 7.1 pF; b. 42 pF
53. a. before 3.00 V; after 0.600 V; b. before 1500 V/m; after 300 V/m
55. a. 3.91; b. 22.8 V
57. a. 37 nC; b. 0.4 MV/m; c. 19 nC
59. a. 4.4 F ; b. 4.0 10 -5 C
61. 0.0135 m 2
63. 0.185 J
ADDITIONAL PROBLEMS
65. a. 0.277 nF; b. 27.7 nC; c. 50 kV/m
67. a. 0.065 F; b. 23,000 C; c. 4.0 GJ
69. a. 75.6 C ; b. 10.8 V
71. a. 0.13 J; b. no, because of resistive heating in connecting wires that is always present, but the circuit schematic does not
indicate resistors
73. a. 3.00 F ; b. You cannot have a negative C 2 capacitance. c. The assumption that they were hooked up in parallel, rather
than in series, is incorrect. A parallel connection always produces a greater capacitance, while here a smaller capacitance was
assumed. This could only happen if the capacitors are connected in series.
75. a. 14.2 kV; b. The voltage is unreasonably large, more than 100 times the breakdown voltage of nylon. c. The assumed charge
is unreasonably large and cannot be stored in a capacitor of these dimensions.
CHALLENGE PROBLEMS
77. a. 89.6 pF; b. 6.09 kV/m; c. 4.47 kV/m; d. no
79. a. 421 J; b. 53.9 mF
81. C = 0 A/(d 1 + d 2)
83. proof
CHAPTER 9
CHECK YOUR UNDERSTANDING
Q 1.00 C
9.1. The time for 1.00 C of charge to flow would be t = I = 3
= 3.33 10 3 s , slightly less than an
0.300 10 C/s
hour. This is quite different from the 5.55 ms for the truck battery. The calculator takes a very small amount of energy to operate,
unlike the trucks starter motor. There are several reasons that vehicles use batteries and not solar cells. Aside from the obvious
fact that a light source to run the solar cells for a car or truck is not always available, the large amount of current needed to start the
engine cannot easily be supplied by present-day solar cells. Solar cells can possibly be used to charge the batteries. Charging the
battery requires a small amount of energy when compared to the energy required to run the engine and the other accessories such
as the heater and air conditioner. Present day solar-powered cars are powered by solar panels, which may power an electric motor,
instead of an internal combustion engine.
9.2. The total current needed by all the appliances in the living room (a few lamps, a television, and your laptop) draw less current
and require less power than the refrigerator.
9.3. The diameter of the 14-gauge wire is smaller than the diameter of the 12-gauge wire. Since the drift velocity is inversely
proportional to the cross-sectional area, the drift velocity in the 14-gauge wire is larger than the drift velocity in the 12-gauge wire
carrying the same current. The number of electrons per cubic meter will remain constant.
9.4. The current density in a conducting wire increases due to an increase in current. The drift velocity is inversely proportional to
nqA
the current v d =
I , so the drift velocity would decrease.
9.5. Silver, gold, and aluminum are all used for making wires. All four materials have a high conductivity, silver having the highest.
All four can easily be drawn into wires and have a high tensile strength, though not as high as copper. The obvious disadvantage of
gold and silver is the cost, but silver and gold wires are used for special applications, such as speaker wires. Gold does not oxidize,
making better connections between components. Aluminum wires do have their drawbacks. Aluminum has a higher resistivity than
copper, so a larger diameter is needed to match the resistance per length of copper wires, but aluminum is cheaper than copper, so
this is not a major drawback. Aluminum wires do not have as high of a ductility and tensile strength as copper, but the ductility and
tensile strength is within acceptable levels. There are a few concerns that must be addressed in using aluminum and care must be
used when making connections. Aluminum has a higher rate of thermal expansion than copper, which can lead to loose connections
and a possible fire hazard. The oxidation of aluminum does not conduct and can cause problems. Special techniques must be used
when using aluminum wires and components, such as electrical outlets, must be designed to accept aluminum wires.
9.6. The foil pattern stretches as the backing stretches, and the foil tracks become longer and thinner. Since the resistance is
L
calculated as R = , the resistance increases as the foil tracks are stretched. When the temperature changes, so does the
A
resistivity of the foil tracks, changing the resistance. One way to combat this is to use two strain gauges, one used as a reference
and the other used to measure the strain. The two strain gauges are kept at a constant temperature
9.7. The longer the length, the smaller the resistance. The greater the resistivity, the higher the resistance. The larger the difference
between the outer radius and the inner radius, that is, the greater the ratio between the two, the greater the resistance. If you are
attempting to maximize the resistance, the choice of the values for these variables will depend on the application. For example, if
the cable must be flexible, the choice of materials may be limited.
9.8. Yes, Ohms law is still valid. At every point in time the current is equal to I(t) = V(t)/R , so the current is also a function of
V max
time, I(t) = sin 2 f t .
R
9.9. Even though electric motors are highly efficient 1020% of the power consumed is wasted, not being used for doing useful
work. Most of the 1020% of the power lost is transferred into heat dissipated by the copper wires used to make the coils of the
motor. This heat adds to the heat of the environment and adds to the demand on power plants providing the power. The demand on
the power plant can lead to increased greenhouse gases, particularly if the power plant uses coal or gas as fuel.
9.10. No, the efficiency is a very important consideration of the light bulbs, but there are many other considerations. As mentioned
above, the cost of the bulbs and the life span of the bulbs are important considerations. For example, CFL bulbs contain mercury, a
neurotoxin, and must be disposed of as hazardous waste. When replacing incandescent bulbs that are being controlled by a dimmer
switch with LED, the dimmer switch may need to be replaced. The dimmer switches for LED lights are comparably priced to the
incandescent light switches, but this is an initial cost which should be considered. The spectrum of light should also be considered,
but there is a broad range of color temperatures available, so you should be able to find one that fits your needs. None of these
considerations mentioned are meant to discourage the use of LED or CFL light bulbs, but they are considerations.
CONCEPTUAL QUESTIONS
1. If a wire is carrying a current, charges enter the wire from the voltage sources positive terminal and leave at the negative
terminal, so the total charge remains zero while the current flows through it.
3. Using one hand will reduce the possibility of completing the circuit and having current run through your body, especially
current running through your heart.
796 Answer Key
5. Even though the electrons collide with atoms and other electrons in the wire, they travel from the negative terminal to the
positive terminal, so they drift in one direction. Gas molecules travel in completely random directions.
7. In the early years of light bulbs, the bulbs are partially evacuated to reduce the amount of heat conducted through the air to the
glass envelope. Dissipating the heat would cool the filament, increasing the amount of energy needed to produce light from the
filament. It also protects the glass from the heat produced from the hot filament. If the glass heats, it expands, and as it cools, it
contacts. This expansion and contraction could cause the glass to become brittle and crack, reducing the life of the bulbs. Many
bulbs are now partially filled with an inert gas. It is also useful to remove the oxygen to reduce the possibility of the filament
actually burning. When the original filaments were replaced with more efficient tungsten filaments, atoms from the tungsten would
evaporate off the filament at such high temperatures. The atoms collide with the atoms of the inert gas and land back on the
filament.
9. In carbon, resistivity increases with the amount of impurities, meaning fewer free charges. In silicon and germanium, impurities
decrease resistivity, meaning more free electrons.
11. Copper has a lower resistivity than aluminum, so if length is the same, copper must have the smaller diameter.
13. Device B shows a linear relationship and the device is ohmic.
15. Although the conductors have a low resistance, the lines from the power company can be kilometers long. Using a high voltage
reduces the current that is required to supply the power demand and that reduces line losses.
17. The resistor would overheat, possibly to the point of causing the resistor to burn. Fuses are commonly added to circuits to
prevent such accidents.
19. Very low temperatures necessitate refrigeration. Some materials require liquid nitrogen to cool them below their critical
temperatures. Other materials may need liquid helium, which is even more costly.
PROBLEMS
21. a. v = 4.38 10 5 m
s ;
b. q = 5.00 10 3 C, no. of protons = 3.13 10 16
Q
23. I = , Q = 12.00 C
t
no. of electrons = 7.46 10 15
L
47. a. R = , = 2.44 10 8 m , gold;
A
R = L (1 + T)
A
R = 2.44 10 8 m 25 m 1 + 0.0034 C 1 (150 C 20 C)
2
b. 0.100 10 3 m
2
R = 112
R Fe = 0.525 , R Cu = 0.500 , Fe = 0.0065 C 1 Cu = 0.0039 C 1
R Fe = R Cu
R 0 Fe 1 + Fe T T 0 = R 0 Cu 1 + Cu T T 0
49.
R 0 Fe
1 + Fe T T 0 = 1 + Cu T T 0
R 0 Cu
T = 2.91 C
61. a. P = 493 W
R = 9.91 ,
P loss = 200. W
%loss = 40%
P = 493 W
I = 0.0045 A
b. R = 9.91
P loss = 201 W
%loss = 0.00004%
ADDITIONAL PROBLEMS
798 Answer Key
dR = dr
2rL
r
69. R = ln o
2L r i
R = 2.21 10 11
71. a.
R 0 = 3.00 10 6 ; b.
T c = 37.0 C
R = 3.02 10 6
73. = 5.00 10 8 m
75. = 1.71 10 8 m
77. a. V = 6000 V ; b. V = 60 V
79. P = W
t, W = 8.64 J
CHALLENGE PROBLEMS
V = 7.09 cm 3
n = 8.49 10 28 electrons
81. m2
v d = 7.00 10 5 m
s
13 protons
83. a. v = 5.83 10
m3
85. E = 75 kJ
87. a. P = 52 W ; b. V = 43.54 V
R = 36
R 0
2L R i
89. a. R = ln ; b. R = 2.5 m
CHAPTER 10
CHECK YOUR UNDERSTANDING
10.1. If a wire is connected across the terminals, the load resistance is close to zero, or at least considerably less than
the internal resistance of the battery. Since the internal resistance is small, the current through the circuit will be large,
I= = = . 2
R + r 0 + r r The large current causes a high power to be dissipated by the internal resistance P = I r . The
power is dissipated as heat.
10.2. The equivalent resistance of nine bulbs connected in series is 9R. The current is I = V/9 R. If one bulb burns out, the
equivalent resistance is 8R, and the voltage does not change, but the current increases (I = V/8 R). As more bulbs burn out, the
current becomes even higher. Eventually, the current becomes too high, burning out the shunt.
10.3. The equivalent of the series circuit would be R eq = 1.00 + 2.00 + 2.00 = 5.00 , which is higher than the
equivalent resistance of the parallel circuit R eq = 0.50 . The equivalent resistor of any number of resistors is always higher
than the equivalent resistance of the same resistors connected in parallel. The current through for the series circuit would be
I = 3.00 V = 0.60 A, which is lower than the sum of the currents through each resistor in the parallel circuit, I = 6.00 A.
5.00
This is not surprising since the equivalent resistance of the series circuit is higher. The current through a series connection of any
number of resistors will always be lower than the current into a parallel connection of the same resistors, since the equivalent
resistance of the series circuit will be higher than the parallel circuit. The power dissipated by the resistors in series would be
P = 1.80 W, which is lower than the power dissipated in the parallel circuit P = 18.00 W.
10.4. A river, flowing horizontally at a constant rate, splits in two and flows over two waterfalls. The water molecules are
analogous to the electrons in the parallel circuits. The number of water molecules that flow in the river and falls must be equal
to the number of molecules that flow over each waterfall, just like sum of the current through each resistor must be equal to the
current flowing into the parallel circuit. The water molecules in the river have energy due to their motion and height. The potential
energy of the water molecules in the river is constant due to their equal heights. This is analogous to the constant change in voltage
across a parallel circuit. Voltage is the potential energy across each resistor.
The analogy quickly breaks down when considering the energy. In the waterfall, the potential energy is converted into kinetic
energy of the water molecules. In the case of electrons flowing through a resistor, the potential drop is converted into heat and
light, not into the kinetic energy of the electrons.
10.5. 1. All the overhead lighting circuits are in parallel and connected to the main supply line, so when one bulb burns out, all
the overhead lighting does not go dark. Each overhead light will have at least one switch in series with the light, so you can turn
it on and off. 2. A refrigerator has a compressor and a light that goes on when the door opens. There is usually only one cord for
the refrigerator to plug into the wall. The circuit containing the compressor and the circuit containing the lighting circuit are in
parallel, but there is a switch in series with the light. A thermostat controls a switch that is in series with the compressor to control
the temperature of the refrigerator.
10.6. The circuit can be analyzed using Kirchhoffs loop rule. The first voltage source supplies power: P in = IV 1 = 7.20 mW.
The second voltage source consumes power: P out = IV 2 + I 2 R 1 + I 2 R 2 = 7.2 mW.
10.7. The current calculated would be equal to I = 0.20 A instead of I = 0.20 A. The sum of the power dissipated and the
power consumed would still equal the power supplied.
10.8. Since digital meters require less current than analog meters, they alter the circuit less than analog meters. Their resistance
as a voltmeter can be far greater than an analog meter, and their resistance as an ammeter can be far less than an analog meter.
Consult Figure 10.36 and Figure 10.35 and their discussion in the text.
CONCEPTUAL QUESTIONS
1. Some of the energy being used to recharge the battery will be dissipated as heat by the internal resistance.
2
P = I 2 R = R = 2 R(r + R) 2, dP = 2 (r + R) 2 2R(r + R) 3 = 0,
r+R dR
3.
(r + R) 2R = 0, r = R
(r + R) 3
5. It would probably be better to be in series because the current will be less than if it were in parallel.
7. two filaments, a low resistance and a high resistance, connected in parallel
9. It can be redrawn.
1
R eq = 1 + 1 + 1
R 6 R 1 1
1
R 2 + R + R + R
1
4 3 5
11. In series the voltages add, but so do the internal resistances, because the internal resistances are in series. In parallel, the
terminal voltage is the same, but the equivalent internal resistance is smaller than the smallest individual internal resistance and a
higher current can be provided.
13. The voltmeter would put a large resistance in series with the circuit, significantly changing the circuit. It would probably give
a reading, but it would be meaningless.
15. The ammeter has a small resistance; therefore, a large current will be produced and could damage the meter and/or overheat
the battery.
17. The time constant can be shortened by using a smaller resistor and/or a smaller capacitor. Care should be taken when reducing
the resistance because the initial current will increase as the resistance decreases.
19. Not only might water drip into the switch and cause a shock, but also the resistance of your body is lower when you are wet.
PROBLEMS
800 Answer Key
21. a.
b. 0.476W; c. 0.691 W; d. As R L is lowered, the power difference decreases; therefore, at higher volumes, there is no significant
difference.
23. a. 0.400 ; b. No, there is only one independent equation, so only r can be found.
25. a. 0.400 ; b. 40.0 W; c. 0.0956 C/min
27. largest, 786 , smallest, 20.32
29. 29.6 W
31. a. 0.74 A; b. 0.742 A
33. a. 60.8 W; b. 3.18 kW
35. a. R s = 9.00 ; b. I 1 = I 2 = I 3 = 2.00 A ;
c. V 1 = 8.00 V, V 2 = 2.00 V, V 3 = 8.00 V ; d. P 1 = 16.00 W, P 2 = 4.00 W, P 3 = 16.00 W ; e. P = 36.00 W
37. a. I 1 = 0.6 mA, I 2 = 0.4 mA, I 3 = 0.2 mA ;
b. I 1 = 0.04 mA, I 2 = 1.52 mA, I 3 = 1.48 mA ; c. P out = 0.92 mW, P out = 4.50 mW ;
d. P in = 0.92 mW, P in = 4.50 mW
39. V 1 = 42 V, V 2 = 6 V, R 4 = 6
41. a. I 1 = 1.5 A, I 2 = 2 A, I 3 = 0.5 A, I 4 = 2.5 A, I 5 = 2 A ; b. P in = I 2 V 1 + I 5 V 5 = 34 W ;
c. P out = I 12 R 1 + I 22 R 2 + I 32 R 3 + I 42 R 4 = 34 W
43. I 1 =
3V, I = 2V, I = 1V
5R 2 5R 3 5R
45. a.
;
b. 0.617 A; c. 3.81 W; d. 18.0
47. I 1 r 1 1 + I 1 R 4 + 4 + I 2 r 4 + I 4 r 3 3 + I 2 R 3 + I 1 R 1 = 0
49. 4.00 to 30.0 M
51. a. 2.50 F ; b. 2.00 s
53. a. 12.3 mA; b. 7.50 10 4 s; c. 4.53 mA; d. 3.89 V
55. a. 1.00 10 7 F; b. No, in practice it would not be difficult to limit the capacitance to less than 100 nF, since typical
capacitors range from fractions of a picofarad (pF) to milifarad (mF).
57. 3.33 10 3
59. 12.0 V
61. 400 V
63. a. 6.00 mV; b. It would not be necessary to take extra precautions regarding the power coming from the wall. However, it is
possible to generate voltages of approximately this value from static charge built up on gloves, for instance, so some precautions
are necessary.
65. a. 5.00 10 2 C; b. 10.0 kV; c. 1.00 k ; d. 1.79 10 2 C
ADDITIONAL PROBLEMS
67. a. C eq = 4.00 mF ; b. = 80 ms ; c. 55.45 ms
69. a. R eq = 20.00 ;
b. I r = 1.50 A, I 1 = 1.00 A, I 2 = 0.50 A, I 3 = 0.75 A, I 4 = 0.75 A, I 5 = 1.50 A ;
c. V r = 1.50 V, V 1 = 9.00 V, V 2 = 9.00 V, V 3 = 7.50 V, V 4 = 7.50 V, V 5 = 12.00 V ;
d. P r = 2.25 W, P 1 = 9.00 W, P 2 = 4.50 W, P 3 = 5.625 W, P 4 = 5.625 W, P 5 = 18.00 W ;
e. P = 45.00 W
1.00 s
5 5.00 10 e 3.52 s 351.59 = 4.55 V
2
71. a. = 1.38 10 m 10 10 3
F = 3.52 s ; b. V = 0.017 A
m
0.05 10 3
2
3.14 2
802 Answer Key
3Ah 3Ah
73. a. t = 1.5 V = 1800 h ; b. t = 1.5 V = 200 h
900 100
CHALLENGE PROBLEMS
89. a. 0.273 A; b. V T = 1.36 V
VP
91. a. V s = V I M R M = 9.99875 V ; b. R S = = 199.975 k
IM
93. a. = 3800 s ; b. 1.26 A; c. t = 2633.96 s
95. R eq = 1 + 3R
m 3 1000 kg 4186 J (100 C 20 C)
97. a.
1cup0.000237
cup m 3 kg C ;
P imheater = 441 W
180.00 s
b. I = 441 W + 4100 W + 1500 W = 19.51 A ; Yes, the breaker will trip.
120 V 120 V 120 V
441 W 18 W 1500 W
c. I = + 4 + = 13.47 A ; No, the breaker will not trip.
120 V 120 V 120 V
99.
,
2.40 10 3
CHAPTER 11
CHECK YOUR UNDERSTANDING
11.1. a. 0 N; b. 2.4 10 14 ^ ^ ^ ^
k N; c. 2.4 10 14 j N; d. (7.2 j + 2.2 k ) 10 15 N
w 15
11.2. a. 9.6 10 12 N toward the south; b. F = 1.7 10
m
11.3. a. bends upward; b. bends downward
11.4. a. aligned or anti-aligned; b. perpendicular
11.5. a. 1.1 T; b. 1.6 T
11.6. 0.32 m
CONCEPTUAL QUESTIONS
1. Both are field dependent. Electrical force is dependent on charge, whereas magnetic force is dependent on current or rate of
charge flow.
3. The magnitude of the proton and electron magnetic forces are the same since they have the same amount of charge. The
direction of these forces however are opposite of each other. The accelerations are opposite in direction and the electron has a
larger acceleration than the proton due to its smaller mass.
5. The magnetic field must point parallel or anti-parallel to the velocity.
7. A compass points toward the north pole of an electromagnet.
9. Velocity and magnetic field can be set together in any direction. If there is a force, the velocity is perpendicular to it. The
magnetic field is also perpendicular to the force if it exists.
11. A force on a wire is exerted by an external magnetic field created by a wire or another magnet.
13. Poor conductors have a lower charge carrier density, n, which, based on the Hall effect formula, relates to a higher Hall
potential. Good conductors have a higher charge carrier density, thereby a lower Hall potential.
PROBLEMS
15. a. left; b. into the page; c. up the page; d. no force; e. right; f. down
17. a. right; b. into the page; c. down
19. a. into the page; b. left; c. out of the page
21. a. 2.64 10 8 N; b. The force is very small, so this implies that the effect of static charges on airplanes is negligible.
23. 10.1; 169.9
25. 4.27 m
27. a. 4.80 10 19 C; b. 3; c. This ratio must be an integer because charges must be integer numbers of the basic charge of
an electron. There are no free charges with values less than this basic charge, and all charges are integer multiples of this basic
charge.
29. a. 4.09 10 3 m/s; b. 7.83 10 3 m; c. 1.75 10 5 m/s, then, 1.83 10 2 m; d. 4.27 m
31. a. 1.8 10 7 m/s; b. 6.8 10 6 eV; c. 6.8 10 6 V
33. a. left; b. into the page; c. up; d. no force; e. right; f. down
35. a. into the page; b. left; c. out of the page
37. a. 2.50 N; b. This means that the light-rail power lines must be attached in order not to be moved by the force caused by Earths
magnetic field.
39. a. = NIAB, so decreases by 5.00% if B decreases by 5.00%; b. 5.26% increase
41. 10.0 A
2 2 N
43. A m T = A m . = Nm
Am
45. 3.48 10 26 N m
47. 0.666 N m
49. 5.8 10 7 V
51. 4.8 10 7 C/kg
53. a. 4.4 10 8 s; b. 0.21 m
55. a. 1.8 10 12 J; b. 11.5 MeV; c. 11.5 MV; d. 5.2 10 8 s; e. 0.45 10 12 J, 2.88 MeV, 2.88 V, 10.4 10 8 s
57. a. 2.50 10 2 m; b. Yes, this distance between their paths is clearly big enough to separate the U-235 from the U-238, since
it is a distance of 2.5 cm.
ADDITIONAL PROBLEMS
59. 7.2 10 15 N ^j
61. 9.8 10 5 ^j T; the magnetic and gravitational forces must balance to maintain dynamic equilibrium
63. 1.13 10 3 T
69. The proton has more mass than the electron; therefore, its radius and period will be larger.
71. 1.3 10 25 kg
73. 1:0.707:1
75. 1/4
77. a. 2.3 10 4 m; b. 1.37 10 4 T
79. a. 30.0; b. 4.80 N
81. a. 0.283 N; b. 0.4 N; c. 0 N; d. 0 N
83. 0 N and 0.010 Nm
85. a. 0.31 Am 2; b. 0.16 Nm
87. 0.024 Am 2
89. a. 0.16 Am 2; b. 0.016 Nm; c. 0.028 J
91. (Proof)
93. 4.65 10 7 V
95. Since E = Blv, where the width is twice the radius, I = 2r, I = nqAv d,
v d = I = I 2 so E = B 2r I 2 = nqr
2IB 1 1 .
r d
nqA nqr nqr
The Hall voltage is inversely proportional to the diameter of the wire.
97. 6.92 10 7 m/s; 0.602 m
99. a. 2.4 10 19 C; b. not an integer multiple of e; c. need to assume all charges have multiples of e, could be other forces not
accounted for
101. a. B = 5 T; b. very large magnet; c. applying such a large voltage
CHALLENGE PROBLEMS
103. R = (mvsin)/qB; p = 2m vcos
eB
105. IaL 2 /2
qB 0 2 2
107. m = x
8V acc
109. 0.01 N
CHAPTER 12
CHECK YOUR UNDERSTANDING
12.1. 1.41 meters
0 I
12.2.
2R
12.3. 4 amps flowing out of the page
12.4. Both have a force per unit length of 9.23 10 12 N/m
12.5. 0.608 meters
12.6. In these cases the integrals around the Amprian loop are very difficult because there is no symmetry, so this method would
not be useful.
12.7. a. 1.00382; b. 1.00015
12.8. a. 1.0 10 4 T ; b. 0.60 T; c. 6.0 10 3
CONCEPTUAL QUESTIONS
1. Biot-Savart laws advantage is that it works with any magnetic field produced by a current loop. The disadvantage is that it can
take a long time.
3. If you were to go to the start of a line segment and calculate the angle to be approximately 0 , the wire can be considered
infinite. This judgment is based also on the precision you need in the result.
5. You would make sure the currents flow perpendicular to one another.
7. A magnetic field line gives the direction of the magnetic field at any point in space. The density of magnetic field lines indicates
the strength of the magnetic field.
9. The spring reduces in length since each coil with have a north pole-produced magnetic field next to a south pole of the next
coil.
11. Ampres law is valid for all closed paths, but it is not useful for calculating fields when the magnetic field produced lacks
symmetry that can be exploited by a suitable choice of path.
13. If there is no current inside the loop, there is no magnetic field (see Ampres law). Outside the pipe, there may be an enclosed
current through the copper pipe, so the magnetic field may not be zero outside the pipe.
15. The bar magnet will then become two magnets, each with their own north and south poles. There are no magnetic monopoles
or single pole magnets.
PROBLEMS
17. 1 10 8 T
o I 1 1
19. B =
8 a b
out of the page
21. a = 2R
; the current in the wire to the right must flow up the page.
23. 20 A
25. Both answers have the magnitude of magnetic field of 4.5 10 5 T.
3 o I
27. At P1, the net magnetic field is zero. At P2, B = into the page.
8a
29. The magnetic field is at a minimum at distance a from the top wire, or half-way between the wires.
31. a. F / l = 2 10 5 N/m away from the other wire; b. F / l = 2 10 5 N/m toward the other wire
o Ia
33. B = into the page
2b 2
35. 0.019 m
37. 6.28 10 5 T
o IR 2
B=
d 2 2
3/2
39.
2 + R
41. a. 0 I; b. 0; c. 0 I; d. 0
43. a. 3 0 I; b. 0; c. 7 0 I; d. 2 0 I
45. at the radius R
47.
49. B = 1.3 10 2 T
51. roughly eight turns per cm
53. B = 1 0 nI
2
55. 0.0181 A
57. 0.0008 T
59. 317.31
806 Answer Key
61. 2.1 10 4 A m 2
2.7 A
63. 0.18 T
ADDITIONAL PROBLEMS
65. B = 6.93 10 5 T
67. 3.2 10 19 N in an arc away from the wire
69. a. above and below B = 0 j, in the middle B = 0; b. above and below B = 0, in the middle B = 0 j
71. dB = dr
r
B
73. a. 52778 turns; b. 0.10 T
0 IR 2
75. B 1 (x) = 3/2
2R 2 + z 2
0
77. B = R
2
79. derivation
81. derivation
83. As the radial distance goes to infinity, the magnetic fields of each of these formulae go to zero.
85. a. B =
0 I J r2
; b. B = 0 0
2r 3R
87. B(r) = 0 NI/2r
CHALLENGE PROBLEMS
0 I
89. B = .
2x
0 2h 2 + R 2
91. a. B = 2h ; b. B = 4.09 10 5 T, 82% of Earths magnetic field
2 R2 + h2
CHAPTER 13
CHECK YOUR UNDERSTANDING
13.1. 1.1 T/s
13.2. To the observer shown, the current flows clockwise as the magnet approaches, decreases to zero when the magnet is centered
in the plane of the coil, and then flows counterclockwise as the magnet leaves the coil.
CONCEPTUAL QUESTIONS
1. The emf depends on the rate of change of the magnetic field.
3. Both have the same induced electric fields; however, the copper ring has a much higher induced emf because it conducts
electricity better than the wooden ring.
5. a. no; b. yes
7. As long as the magnetic flux is changing from positive to negative or negative to positive, there could be an induced emf.
9. Position the loop so that the field lines run perpendicular to the area vector or parallel to the surface.
11. a. CW as viewed from the circuit; b. CCW as viewed from the circuit
13. As the loop enters, the induced emf creates a CCW current while as the loop leaves the induced emf creates a CW current.
While the loop is fully inside the magnetic field, there is no flux change and therefore no induced current.
15. a. CCW viewed from the magnet; b. CW viewed from the magnet; c. CW viewed from the magnet; d. CCW viewed from the
magnet; e. CW viewed from the magnet; f. no current
17. Positive charges on the wings would be to the west, or to the left of the pilot while negative charges would be pulled east or to
the right of the pilot. Thus, the left hand tips of the wings would be positive and the right hand tips would be negative.
19. The work is greater than the kinetic energy because it takes energy to counteract the induced emf.
21. The conducting sheet is shielded from the changing magnetic fields by creating an induced emf. This induced emf creates an
induced magnetic field that opposes any changes in magnetic fields from the field underneath. Therefore, there is no net magnetic
field in the region above this sheet. If the field were due to a static magnetic field, no induced emf will be created since you need
a changing magnetic flux to induce an emf. Therefore, this static magnetic field will not be shielded.
23. a. zero induced current, zero force; b. clockwise induced current, force is to the left; c. zero induced current, zero force; d.
counterclockwise induced current, force is to the left; e. zero induced current, zero force.
PROBLEMS
25. a. 3.8 V; b. 2.2 V; c. 0 V
808 Answer Key
^ ^
n = k , d m = Cy sin(t)dxdy,
31. Cab 2 sin(t)
m = 2
,
Cab 2 cos(t)
= .
2
33. a. 7.8 10 3 V ; b. CCW from the same view as the magnetic field
35. a. 150 A downward through the resistor; b. 232 A upward through the resistor; c. 0.093 A downward through the resistor
37. 0.0015 V
39. = B 0 ld cos t
41. = Blv cos
43. a. 2 10 19 T ; b. 1.25 V/m; c. 0.3125 V; d. 16 m/s
45. 0.018 A, CW as seen in the diagram
47. 4.67 V/m
nr
49. Inside, B = 0 nI, E d l = r 2 0 n dI , so, E = 0 dI (inside). Outside, E(2r) = R 2 0 n dI , so,
dt 2 dt dt
0 nR 2 dI (outside)
E=
2r dt
dB 2
51. a. E inside = r E outside = r dB ; b. W = 4.19 10 23 J ; c. 0 J; d. F mag = 4 10 13 N,
2 dt , 2R dt
F elec = 2.7 10 22 N
53. 7.1 A
55. three turns with an area of 1 m2
ADDITIONAL PROBLEMS
63. 3.0 A/s
65. 2.83 10 4 A , the direction as follows for increasing magnetic field:
67. 0.375 V
69. a. 0.94 V; b. 0.70 N; c. 3.52 J/s; d. 3.52 W
71. dB A
dt 2r
73. a. R f + R a =
120 V = 60 , so R = 50 ;
2.0 A f
s i
b. I = R + R , i = 90 V ;
f a
c. i = 60 V
CHALLENGE PROBLEMS
75. N is a maximum number of turns allowed.
77. 5.3 V
0 I0 a 0 I 0 abv
= ln1 + bx , = ,
79. 2 2x(x + b)
0 I 0 abv
so I =
2Rx(x + b)
81. a. 1.26 10 7 V ; b. 1.71 10 8 V ; c. 0 V
mgR sin
83. a. v = ; b. mgv sin ; c. mcT ; d. current would reverse direction but bar would still slide at the same speed
B 2 l 2 cos 2
85. a.
B = 0 nI, m = BA = 0 nIA,
= 9.9 10 4 V;
b. 9.9 10 4 V ;
c. E d l = , E = 1.6 10 3 V/m ; d. 9.9 10 4 V ;
e. no, because there is no cylindrical symmetry
87. a. 1.92 10 6 rad/s = 1.83 10 7 rpm ; b. This angular velocity is unreasonably high, higher than can be obtained for any
mechanical system. c. The assumption that a voltage as great as 12.0 kV could be obtained is unreasonable.
2
89. 2 0 a I 0 n
R
810 Answer Key
mRv o
91.
B2 D2
CHAPTER 14
CHECK YOUR UNDERSTANDING
14.1. 4.77 10 2 V
14.2. a. decreasing; b. increasing; Since the current flows in the opposite direction of the diagram, in order to get a positive emf
on the left-hand side of diagram (a), we need to decrease the current to the left, which creates a reinforced emf where the positive
end is on the left-hand side. To get a positive emf on the right-hand side of diagram (b), we need to increase the current to the left,
which creates a reinforced emf where the positive end is on the right-hand side.
14.3. 40 A/s
14.4. a. 4.5 10 5 H ; b. 4.5 10 3 V
14.5. a. 2.4 10 7 Wb ; b. 6.4 10 5 m 2
14.6. 0.50 J
14.8. a. 2.2 s; b. 43 H; c. 1.0 s
14.10. a. 2.5F ; b. /2 rad or 3/2 rad ; c. 1.4 10 3 rad/s
14.11. a. overdamped; b. 0.75 J
CONCEPTUAL QUESTIONS
2
1. Wb = T m = V s = V
A A A A/s
3. The induced current from the 12-V battery goes through an inductor, generating a large voltage.
5. Self-inductance is proportional to the magnetic flux and inversely proportional to the current. However, since the magnetic flux
depends on the current I, these effects cancel out. This means that the self-inductance does not depend on the current. If the emf is
induced across an element, it does depend on how the current changes with time.
7. Consider the ends of a wire a part of an RL circuit and determine the self-inductance from this circuit.
9. The magnetic field will flare out at the end of the solenoid so there is less flux through the last turn than through the middle of
the solenoid.
11. As current flows through the inductor, there is a back current by Lenzs law that is created to keep the net current at zero amps,
the initial current.
13. no
15. At t = 0 , or when the switch is first thrown.
17. 1/4
19. Initially, I R1 = R and I R2 = 0 , and after a long time has passed, I R1 = R and I R2 = R .
1 1 2
21. yes
23. The amplitude of energy oscillations depend on the initial energy of the system. The frequency in a LC circuit depends on the
values of inductance and capacitance.
25. This creates an RLC circuit that dissipates energy, causing oscillations to decrease in amplitude slowly or quickly depending
on the value of resistance.
27. You would have to pick out a resistance that is small enough so that only one station at a time is picked up, but big enough
so that the tuner doesnt have to be set at exactly the correct frequency. The inductance or capacitance would have to be varied to
tune into the station however practically speaking, variable capacitors are a lot easier to build in a circuit.
PROBLEMS
29. M = 3.6 10 3 H
31. a. 3.8 10 4 H ; b. 3.8 10 4 H
33. M 21 = 2.3 10 5 H
35. 0.24 H
37. 0.4 A/s
39. = 480 sin(120t /2) V
41. 0.15 V. This is the same polarity as the emf driving the current.
43. a. 0.089 H/m; b. 0.44 V/m
45.
L = 4.16 10 7 H/m
l
47. 0.01 A
49. 6.0 g
51. U m = 7.0 10 7 J
53. a. 4.0 A; b. 2.4 A; c. on R: V = 12 V ; on L: V = 7.9 V
55. 0.69
57. a. 2.52 ms; b. 99.2
59. a. I 1 = I 2 = 1.7 A ; b. I 1 = 2.73 A, I 2 = 1.36 A ; c. I 1 = 0, I 2 = 0.54 A ; d. I 1 = I 2 = 0
61. proof
63. = 3.2 10 7 rad/s
65. a. 7.9 10 4 s ; b. 4.0 10 4 s
qm q
67. q = ,I= m
2 2LC
C = 1
4 2 f 2 L
69.
f 1 = 540 Hz; C 1 = 3.5 10 11 F
f 2 = 1600 Hz; C 2 = 4.0 10 12 F
71. 6.9 ms
ADDITIONAL PROBLEMS
0 I 0 Ir
Outside, B = Inside, B=
2r 2a 2
0 I 2 l 1
U = + ln R
4 4 a
73. proof
So, 2U = 0 l 1 + ln R and L=
I2 2 4 a
l
75. M = 0 ln d + a
d
77. a. 100 T; b. 2 A; c. 0.50 H
79. a. 0 A; b. 2.4 A
81. a. 2.50 10 6 V ; (b) The voltage is so extremely high that arcing would occur and the current would not be reduced so
rapidly. (c) It is not reasonable to shut off such a large current in such a large inductor in such an extremely short time.
CHALLENGE PROBLEMS
83. proof
dB = 6 10 6 T/s; b. = 0 aI ln a + b ; c. 4.0 nA
85. a.
dt 2 b
CHAPTER 15
CHECK YOUR UNDERSTANDING
15.1. 10 ms
15.2. a. (20 V) sin 200t, (0.20 A) sin 200t ; b. (20 V) sin 200t, (0.13 A) sin (200t + /2) ; c.
(20 V) sin 200t, (2.1 A) sin (200t /2)
v R = V 0 R/Z sin t ; v C = V 0 X C/Z sin t + /2 = V 0 X C/Z cost ;
15.3. v = V X /Z sin t + /2 = V X /Z cost
L 0 L 0 L
CONCEPTUAL QUESTIONS
1. Angular frequency is 2 times frequency.
3. yes for both
5. The instantaneous power is the power at a given instant. The average power is the power averaged over a cycle or number of
cycles.
7. The instantaneous power can be negative, but the power output cant be negative.
9. There is less thermal loss if the transmission lines operate at low currents and high voltages.
11. The adapter has a step-down transformer to have a lower voltage and possibly higher current at which the device can operate.
13. so each loop can experience the same changing magnetic flux
PROBLEMS
15. a. 530 ; b. 53 ; c. 5.3
17. a. 1.9 ; b. 19 ; c. 190
19. 360 Hz
21. i(t) = (3.2 A) sin (120t)
23. a. 38 ; b. i(t) = (4.24A) sin (120t /2)
25. a. 770 ; b. 0.16 A; c. I = (0.16 A)cos(120t) ; d. v R = 120 cos(120t) ; v C = 120 cos(120t /2)
27. a. 690 ; b. 0.15 A; c. I = (0.15A) sin (1000t 0.753) ; d. 1100 , 0.092 A, I = (0.092A) sin (1000t + 1.09)
29. a. 5.7 ; b. 29 ; c. I = (30. A)cos(120t)
31. a. 0.89 A; b. 5.6A; c. 1.4 A
33. a. 7.3 W; b. 6.3 W
35. a. inductor; b. X L = 52
37. 1.3 10 7 F
39. a. 820 Hz; b. 7.8
41. a. 50 Hz; b. 50 W; c. 13; d. 25 rad/s
43. The reactance of the capacitor is larger than the reactance of the inductor because the current leads the voltage. The power
usage is 30 W.
45. a. 45:1; b. 0.68 A, 0.015 A; c. 160
47. a. 41 turns; b. 40.9 mA
ADDITIONAL PROBLEMS
49. a. i(t) = (1.26A) sin (200t + /2) ; b. i(t) = (12.6A) sin (200t /2) ; c. i(t) = (2A) sin (200t)
51. a. 2.5 10 3 , 3.6 10 3 A ; b. 7.5 , 1.2A
53. a. 19 A; b. inductor leads by 90
55. 11.7
57. 36 W
59. a. 5.9 10 4 W ; b. 1.64 10 11 W
CHALLENGE PROBLEMS
61. a. 335 MV; b. the result is way too high, well beyond the breakdown voltage of air over reasonable distances; c. the input
voltage is too high
63. a. 20 ; b. 0.5 A; c. 5.4 , lagging;
V R = (9.96 V)cos(250t + 5.4), V C = (12.7 V)cos(250t + 5.4 90),
d. e. 0.995; f. 6.25 J
V L = (11.8 V)cos(250t + 5.4 + 90), V source = (10.0 V)cos(250t);
65. a. 0.75 ; b. 7.5 ; c. 0.75 ; d. 7.5 ; e. 1.3 ; f. 0.13
67. The units as written for inductive reactance Equation 15.16 are rad
s H . Radians can be ignored in unit analysis. The Henry
can be defined as H =
V s = s . Combining these together results in a unit of for reactance.
A
69. a. 156 V; b. 42 V; c. 154 V
vout 1 out = vL
71. a. v in = 2 2 2 and v in ; b. v out v in and v out 0
1 + 1/ R C R + 2 L2
2
CHAPTER 16
CHECK YOUR UNDERSTANDING
16.1. It is greatest immediately after the current is switched on. The displacement current and the magnetic field from it are
proportional to the rate of change of electric field between the plates, which is greatest when the plates first begin to charge.
16.2. No. The changing electric field according to the modified version of Ampres law would necessarily induce a changing
magnetic field.
16.3. (1) Faradays law, (2) the Ampre-Maxwell law
16.4. a. The directions of wave propagation, of the E field, and of B field are all mutually perpendicular. b. The speed of the
electromagnetic wave is the speed of light c = 1/ 0 0 independent of frequency. c. The ratio of electric and magnetic field
amplitudes is E/B = c.
16.5. Its acceleration would decrease because the radiation force is proportional to the intensity of light from the Sun, which
decreases with distance. Its speed, however, would not change except for the effects of gravity from the Sun and planets.
16.6. They fall into different ranges of wavelength, and therefore also different corresponding ranges of frequency.
CONCEPTUAL QUESTIONS
1. The current into the capacitor to change the electric field between the plates is equal to the displacement current between the
plates.
3. The first demonstration requires simply observing the current produced in a wire that experiences a changing magnetic field.
The second demonstration requires moving electric charge from one location to another, and therefore involves electric currents
that generate a changing electric field. The magnetic fields from these currents are not easily separated from the magnetic field that
the displacement current produces.
5. in (a), because the electric field is parallel to the wire, accelerating the electrons
7. A steady current in a dc circuit will not produce electromagnetic waves. If the magnitude of the current varies while remaining
in the same direction, the wires will emit electromagnetic waves, for example, if the current is turned on or off.
9. The amount of energy (about 100 W/m 2 ) is can quickly produce a considerable change in temperature, but the light pressure
(about 3.00 10 7 N/m 2 ) is much too small to notice.
11. It has the magnitude of the energy flux and points in the direction of wave propagation. It gives the direction of energy flow
and the amount of energy per area transported per second.
13. The force on a surface acting over time t is the momentum that the force would impart to the object. The momentum change
of the light is doubled if the light is reflected back compared with when it is absorbed, so the force acting on the object is twice as
great.
15. a. According to the right hand rule, the direction of energy propagation would reverse. b. This would leave the vector S ,
and therefore the propagation direction, the same.
17. a. Radio waves are generally produced by alternating current in a wire or an oscillating electric field between two plates;
b. Infrared radiation is commonly produced by heated bodies whose atoms and the charges in them vibrate at about the right
frequency.
19. a. blue; b. Light of longer wavelengths than blue passes through the air with less scattering, whereas more of the blue light is
scattered in different directions in the sky to give it is blue color.
21. A typical antenna has a stronger response when the wires forming it are orientated parallel to the electric field of the radio
wave.
23. No, it is very narrow and just a small portion of the overall electromagnetic spectrum.
25. Visible light is typically produced by changes of energies of electrons in randomly oriented atoms and molecules. Radio waves
are typically emitted by an ac current flowing along a wire, that has fixed orientation and produces electric fields pointed in
particular directions.
27. Radar can observe objects the size of an airplane and uses radio waves of about 0.5 cm in wavelength. Visible light can be
used to view single biological cells and has wavelengths of about 10 7 m .
29. ELF radio waves
31. The frequency of 2.45 GHz of a microwave oven is close to the specific frequencies in the 2.4 GHz band used for WiFi.
PROBLEMS
814 Answer Key
0 E dV(t)
I = 0 = 0 0 A E = 0 0 A1
d dt
B ind =
2r ind 2r 0 t 2r t 2r
0 0 A 1 dQ(t) 0 dQ(t)
33.
A
2r d C dt 2r dt
= = because C = 0
d
V 0 sin t
35. a. I res = ; b. I d = CV 0 cos t ;
R
dQ V 0 sin t V sin t
c. I real = I res + = + CV 0 d sin t = 0 + CV 0 cos t ; which is the sum of I res and I real,
dt R dt R
consistent with how the displacement current maintaining the continuity of current.
37. 1.77 10 3 A
10
39. I d = 7.97 10 A sin (150 t)
41. 499 s
43. 25 m
45. a. 5.00 V/m; b. 9.55 10 8 Hz ; c. 31.4 cm; d. toward the +x-axis;
^
e. B = 1.67 10 8 T cos kx 6 10 9 s 1t + 0.40 k
E 0 = 7.34 10 6 V/m
69. a. 4.50 10 6 N; b. it is reduced to half the pressure, 2.25 10 6 N
71. a. W = 1
2 r 4 I 2 t 2 ; b. E = r 2 It
2 mc
2
ADDITIONAL PROBLEMS
89. I d = (10 N/C)8.845 10 C /N m 2(0.03 m) 2 (5000) = 1.25 10 5 mA
12 2
CHALLENGE PROBLEMS
107. a. 0.29 m ; b. The radiation pressure is greater than the Suns gravity if the particle size is smaller, because the gravitational
force varies as the radius cubed while the radiation pressure varies as the radius squared. c. The radiation force outward implies
that particles smaller than this are less likely to be near the Sun than outside the range of the Suns radiation pressure.
816 Answer Key
INDEX
A Carnot cycle, 157, 173 cyclic process, 127, 135
absolute temperature scale, 10, Carnot engine, 157, 173 cyclotron, 523, 525
54 Carnot principle, 173 cylindrical symmetry, 261, 276
absolute zero, 10, 54 Carnots principle, 160
cathode, 439 D
ac current, 671, 697
Cell membranes, 358 dalton, 74
ac voltage, 670, 697
Cell phone, 733 Dalton, 87
Adiabatic compressions, 130
Celsius scale, 10, 54 Daltons law of partial
adiabatic expansion, 130
Chadwick, 189 pressures, 87, 100
adiabatic process, 127, 135
charging by induction, 192, 222 Davy, 499
Alternating current (ac), 670
Charles, 71 Debye, 26
alternating current (ac), 697
Charless law, 71 Debye temperature, 26
amber, 185
circuit, 393, 425 dees, 523, 525
ammeter, 470, 483
Clausius, 149 defibrillator, 368
ampere, 390, 548
Clausius statement of the degree Celsius, 10, 54
Ampre, 390, 499
second law of thermodynamics, degree Fahrenheit, 10, 54
ampere (amp), 425
149, 173 degree of freedom, 92, 100
Ampres law, 554, 573
closed system, 112, 135 density of water, 17
analog meter, 472
coaxial cable, 357, 579, 645 Diamagnetic materials, 566
anode, 439
coefficient of linear expansion, diamagnetic materials, 573
Arago, 499
13, 54 dielectric, 350, 380
area vector, 239, 276
coefficient of performance, 154, dielectric breakdown, 375, 380
Aurorae, 507
173 dielectric constant, 369, 380
average power, 684, 697
coefficient of volume expansion, dielectric strength, 332, 375,
Avogadro, 74
16, 54 380
Avogadros number, 74, 100
cold reservoir, 150, 173 diesel cycle, 182
B Comet McNaught, 707 digital meter, 472
back emf, 617, 621 comets, 728 Digital signal processing, 638
bandwidth, 689, 697 commutator, 515 diode, 412, 425
Bardeen, 422 compass needle, 498 dipole, 192, 222
battery, 437 condensation, 27 dipole antenna, 720
Battery testers, 443 conduction, 36, 54 dipole moment, 220, 222
BCS theory, 422 conduction electron, 191, 222 Direct current (dc), 670
Bernoulli, 81 conductor, 191, 222 direct current (dc), 697
Biot, 499 constant-volume gas disorder, 169, 173
Biot-Savart law, 540, 573 thermometer, 12 displacement current, 709, 737
Bluetooth, 735 continuous charge distribution, drift velocity, 395, 425
Boltzmann, 72 206, 222 dry ice, 28
Boltzmann constant, 72, 100 convection, 44, 54 E
boundary, 112, 135 conventional current, 393, 425 eddy current, 608, 621
Boyle, 71 Cooper, 422 efficiency (e), 151, 173
Boyles law, 71 Cooper pairs, 422 electric charge, 186, 222
braking systems, 611 cosmic rays, 507, 525 electric dipole, 312, 337
coulomb, 186, 222, 549 electric dipole moment, 314,
C Coulomb, 186
calorie, 20 337
Coulomb force, 194, 222 electric field, 200, 222
calorie (cal), 54 Coulombs law, 222
calorimeter, 25, 54 electric flux, 239, 276, 709
credit card, 620 electric force, 187, 222
calorimetry, 25, 54 critical point, 27, 54
camera flashes, 642 electric generator, 621
Critical pressure, 27 electric potential, 297, 337
capacitance, 351, 380 critical pressure, 54
capacitive reactance, 674, 697 electric potential difference, 298,
critical temperature, 27, 54, 78, 337
capacitor, 349, 380, 673 100, 420, 425
Carnot, 157 electric potential energy, 337
current density, 399, 425 electric power, 414
818 Index